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Informal scratch notes by Phil, dated January to August 2015, working through page 67 of Sjamaar's Chapter 5 on embeddings of an open set U into R^3. He examines the three conditions (one-to-one map, Dψ with independent columns, continuous inverse), draws torus patches, and compares with Spivak. He argues that full column rank of Dψ can be read as injectivity by extending it to a 3x3 matrix, and that ψ^-1 is a chart.
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Now let us ponder the three items in the definition of an embedding (page 67) , one at a time.
(i) The first says that x = ψ(t) is one-to-one. So each t in U maps into a unique x on the nD surface. This does not seem very mysterious. It would apply to the points of Fig 68 B or M in Fig 69 D.
(ii) The second says that (Dψ) is also one-to-one for any t in U. What exactly does that mean? If we use the reference point (t0, x0), then (Dψ)t produces some point x in the tangent space associated with t0. If those columns are lin indep, then it seems reasonable that you would have one-to-one between general points t in U and general points x in the tangent space. But this paragraph requires a distinction between t0 and t and Sja never talks about such a distinction.
(ii)' What alternate meaning could this item have? We know (Dψ) maps U into RN. It maps t in U into some x in RN. This x is not a point on the nD surface. It is a point in the tangent space associated with t.
Contradiction: I can select t = e1 . Does this define a tangent space? There is some point x = ψ(e1) and that point would be the root point for a tangent space Txψ. But then t = e2 would define some completely different tangent space.
Conclusion: Sjamaar's discussion just falls apart for me on page 67. I need another source to learn what he is attempting to say (but he fails to get across to me with my knowledge environment).
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This means zero to me, so once again, I will try to draw a picture and babble words until something comes to mind.
I presume open set U exists within the k-dim manifold which in turn lies inside Rn . Think perhaps as the manifold as the torus surface so Rk = R2, and this is inside Rn = R3. So then U is a little patch on the surface of the torus which contains point x on the torus. I see then no distinction between U and U M.
So let's reinterpret. Perhaps U lies in Rn = R3 and is then a spherical ball centered at point x on the torus. Then U is a spherical ball, but U M is a warped disk-like patch on the torus. So now U and U M are not the same. In this example n = 3 and k = 2.
So we are interested in doing a mapping of this warped disk h(U M) with some vector function h. The patch as noted has dimension k = 2.
Now what is the meaning of the notation Rk x {0} ? Looking at the explanation line, I would say this is a space of n > k dimensions with points y = (y1, y2.....yk, yk+1......yn) where all the coordinates after yk vanish. So you would say
y = (y1, y2.....yk, 0......0) = a general element of Rk x {0}
y = (y1, y2.....yk, yk+1......yn) = a general element of Rn or of V which lies within Rn
OK, next what is the meaning of V [Rk x {0}] ? It seems that this would just force the higher components of vectors in V to be zero. Then V [Rk x {0}] is a space which has only k variables.
OK, here is my picture:
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We are just saying that locally you can map a patch on the manifold over to a patch in R2 but we are also saying that the mapping is a diffeomorphism. That just means that if h is differentiable.
I then turn the Spivak page and he has my picture
He uses a cubic U and you see the patch U M and you see that patch mapping into a planar gray square, The reason you need the extra dimension(s) is so you can talk about differentiation in any direction. It is more than just the patch mapping into the square. You need to see the larger spatial features for the patch and the square. In this picture k = 2 and n = 3.
Comment: You will always see something like U M in this business if you want to be talking about differentiability in all directions at a point on a patch. You need a space in which your patch is embedded so you can differentiate around it.
Here U is still the cube of the previous picture, and M is the torus, and U M is the patch on the torus. This patch is the target of the mapping f (instead of the source as above) and that mapping comes from a region of R2 called W, so that is why f(W) = U M.
The second item says that (Dy) has k independent columns, he uses my word rank, hurray! I think by having the column rank k, f'(y) = (Df) is invertible (even though not square).
The third item says that f-1 maps the patch back into W, and exists and its continuous.
So Spivak and Sjamaar are speaking the same language. I do get the deeper idea of a smooth mapping of any patch to a plane, but I am still confused by notation of Sjamaar.
My confusion is with regard to the tangent space I think. Maybe you are supposed to think of U as a very small square and the patch as also very small, and then there is only one tangent space involves.
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Here U is still the cube of the previous picture, and M is the torus, and U M is the patch on the torus. This patch is the target of the mapping f (instead of the source as above) and that mapping comes from a region of R2 called W, so that is why f(W) = U M.
The second item says that (Dy) has k independent columns, he uses my word rank, hurray! I think by having the column rank k, f'(y) = (Df) is invertible (even though not square).
The third item says that f-1 maps the patch back into W, and exists and its continuous.
So Spivak and Sjamaar are speaking the same language. I do get the deeper idea of a smooth mapping of any patch to a plane, but I am still confused by notation of Sjamaar.
My confusion is with regard to the tangent space I think. Maybe you are supposed to think of U as a very small square and the patch as also very small, and then there is only one tangent space involves.
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ok to here 8.13.15
Starting Over with Sjamaar Chapter 5 notes.
Page 67
Opens with world map discussion, fine. Then comes the idea of "an embedding". I will discuss this entirely in terms of the toroid picture. U (points t) is a rectangle of R2 within R3. Although you can't see it, this rectangle U has some R3 above and below it, so you can talk about (Dψ)(t) which Spivak just calls ψ'(t) in a very dense notation. So you can discuss ∂iψj for i in the third dimension out of paper as well as in paper. This concept that the rectangle U is itself embedded in R3 is clear in the above Spivak picture. In our embedding situation, item (i) says x = ψ(t) is one-to-one, no problem with that. The rectangle maps over to the open section of a torus. The function x = ψ(t) is general and non-linear. I see how the requirement of one-to-one rules out self-intersection of the embedded surface x = ψ(t)
Now we come to item (ii) and the (Dψ) object. This is a matrix, (∂iψj). It is my R matrix for non-square situations. You can apply this matrix to vectors in U, such as ξi = (Dψ)ei . So whereas ψ: U→ R3 is a general non-linear mapping, (Dψ): U →R3 is I guess a linear mapping! Just the way dx' = Rdx is a linear mapping. Maybe this is a point I have not absorbed. The matrix (Dψ) has columns, and I showed that these columns are the basis of the tangent plane at a point t, no problem with that. I can see that you would always want the tangent base vectors to be linearly independent over in that tangent space, so that means that the matrix (Dψ) has to have full column rank which in this example is 2.
I think the correct statement is to write x = ψ(t) and dx = (Dψ)dt where (Dψ) is a matrix evaluated at the point t and x. As t moves over U, x = ψ(t) moves on the toroid surface. So if you go to t+dt = t' in U, then you go to x' + dx on that surface. You have (x+dx) = ψ(t+dt) where both x and x+dx are ON THE SURFACE. That is why dx must be ALONG THE SURFACE. Once again, dx = (Dψ) dt and (Dψ) is then just a matrix like my R matrix. However, unlike my R matrix, dt lies in R2 whereas dx lies in R3 but also lies on the toroid's 2D surface in R3. It is this relation dx = (Dψ) dt that we want to be invertible! That then means the mapping between dt ↔ dx is "one-to-one".
OK, once again write dx = (Dψ) dt where recall dt is in R2 whereas dx is in R3. This means of course that the matrix (Dψ) is not square, so you cannot talk about det(Dψ). But you can still talk about one-to-one. Once again: recall that I had dx' = R(x)dx in tensor doc. Here that is written dx = [(Dψ)(t)] dt. So if we are in a tiny neighborhood of t and x, then we have this matrix relationship dx = [(Dψ)(t)] dt. We can now apply this matrix to non-differential basis vectors and say ξi = [(Dψ)(t)] ei and these then give certain non-differential (and non-unit) basis vectors of the tangent space at t and x.
If you want the tangent space basis vectors ξi to be linearly independent, you must have the columns ci of the matrix (Dψ) be linearly independent, since in fact ξi = ci exactly.
I see that x = ψ(t) is one-to-one, but I have trouble with (Dψ) in this one-to-one regard. I think this is what it really means. First, we have x = (Dψ)(t) = ψ'(t) in Spivak. Going the other way, t = ψ-1(x) which is clear, but we also have t = (Dψ-1)(x) as an inverse derivative mapping. ALL derivatives exist in either direction. That is the Spivak idea of diffeomorphism. In tensor doc language, we have dx' = Rdx but R is invertible as long as det(S) ≠0 and we then can write dx = R-1dx'. The only catch is that tensor doc assumes dx and dx' are in Rn spaces of same dimension. I will fix this below.
OK, here is an idea, staying with our example We have
dxi = (Dψ)ijdtj = ∂jψi dtj = (∂ψi/∂tj)dtj
where note ij reversal as in tensor doc on ψ object. In our example, i = 1,2,3 and j = 1,2 so (Dψ) has three rows and 2 columns.
(Dψ) = R11 R12
R21 R22
R31 R32
Suppose the 2 columns are linearly independent. Then I know I can find a third column (a,b,c)T that is also linearly independent, and then I could create an "extended" (Dψ) matrix that was 3x3
(Dψ)ex = R11 R12 a
R21 R22 b
R31 R32 c
If I apply this extended matrix to points t = (t1,t2,0) in the R3 that contains rectangle U, I get
dx = (Dψ)ex dt
and this creates exactly the same dx as in the regular dx = (Dψ) dt with t = (t1,t2). But now, since the columns are linearly independent, the 3x3 (Dψ)ex is full rank, and is invertible, and it is ONE-TO-ONE ! We can write the inverse as
dt = [(Dψ)ex]-1dx dt = (dt1, dt2, 0)
This them makes a connection between these two notions:
(1) the columns of (Dψ) are linearly independent
(2) (Dψ) is one-to-one
Sja assumes you already know this in his statement page 67 C.
Then everything is good. Furthermore, I would say det [(Dψ)ex] ≠ 0. So I think this may explain the use of the term one-to-one in item 2.
Item (iii): We already know that ψ-1 exists since x = ψ(t) was declared one-to-one in item (i). We can then write this as t = ψ-1(x) . You could say that ψ-1 : ψ(U) → U. That is to say, the image of U maps back into U in a clean one-to-one manner. So all item (iii) adds is to say that t = ψ-1(x) is continuous.
So in our torus picture, we have t = ψ-1(x) mapping the surface of the torus over to rectangle U. This is like mapping a portion of the earth to a flat piece of paper map, and this is why mapping t = ψ-1(x) is called a chart, also called a coordinate map. I of course think of the actual chart as the image of this mapping in R2, and that image is just U.
So let's review again item 6.1
ψ : U → R3 describes an embedding of U into R3 if
(i) ψ is one-to-one
(ii) at every point, the tangent-space basis vectors are linearly independent
(iii) ψ-1 is continuous
Item (ii) is the same as saying that (Dψ)ex is one-to-one and therefore invertible
Finally, for each point t in U which maps to x, we get a tangent space we call Tx0(U). For any t' in U we then have Tx(t') = [(Dψ)(t)] t' (matrix times a vector). If we let t' run over all of U, the right side runs over all of the tangent space for t. This tangent space is an n-dimensional (2 in our case) affine space, but you are suppose to slide it to the origin, and then it is basically Rn (perhaps rotated). So I think THIS
is what Sj means in page 67 B..
Tx(t') = [(Dψ)(t)] t' = a point in the tangent space for (t,x) which space is ≈ Rn
Using set notation, you could then say
Tx(U) = [(Dψ)(t)] {U} ≈ Rn
On the other hand, U itself lies in its own Rn .
Conclusion: I STILL don't like the equation p 67 B. I think I understand that
Tx(t') = [(Dψ)(t)] t'
Tx(U) = [(Dψ)(t)] {U Rn} ≈ Rn = the tangent space at (t,x)
Equation 67 B is simply illogical!
This concludes my "start over", for page 67 only.
Page 68
I don't understand the "doubles back on itself" example, though I do understand the sequence comments.
Example 6.2. Everything makes sense in this torus example.
Example 6.3. Let ψ: U→ Rm (used to be n). Write Ψ(t) = ( t, ψ(t) ) = n + m.
We then have a map
Ψ : U→ RN
The set of points ( t, ψ(t) ) as t runs over U is called a graph.
[The set of points ( x, f(x) ) as x runs over [a,b] is called a graph.]
Looking at how Ψ is defined, the image of Ψ = ( t, ψ(t) ) = that graph, I agree.
Question: is Ψ an embedding of U into RN ??
Check the three clauses
(i) yes, X = Ψ(t) is one-to-one regardless of whether ψ is one-to-one:
Ψ(t2) = ( t2, ψ(t2) ) Ψ(t2) - Ψ(t1) = ( t2- t1, , ψ(t2)- ψ(t1) )
Ψ(t1) = ( t1, ψ(t1) )
So even if ψ(t1) = ψ(t2), we still have Ψ(t2) ≠ Ψ(t1) so we are one-to-one.
(ii) (DΨ) = ( Dt,Dψ) = (In, (Dψ)), so right off the bat (DΨ) has n lin indep columns.
(iii) (Ψ-1Ψ)(t) = I t = t Ψ-1 ( t, ψ(t) ) = t and t is continuous
So yes, Ψ an embedding of U into RN .
Page 69
Let's apply manifold Definition 6.4 to the torus just to get started.
Let V = open ball in R3 which contains point x on the torus.
Let U be as before, open subset of R2.
Let ψ be an embedding where ψ: U → R3, as discussed for the torus.
The torus surface is our candidate manifold M.
V M is the intersection of ( the ball around x) with ( the manifold torus surface M) = a patch
We require that ψ(U) [ie, the image of U] = V M = the patch.
PL Discussion: If you have some horrible self-intersecting surface like the torus would be for a larger U than shown, then ψ would not be "an embedding". So the we have to think of the patch as being small enough so that the patch itself is non-intersecting and has no other strange topo issues.
The idea is that at each x on M, you are allowed to pick V and U as small as necessary so that the intersection V M = the patch = a smooth patch so that ψ: U→RN is then an embedding, as per the definition of an embedding.
I might write it this way:
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Puzzle Question: Why do you need multiple charts for Fig p 69 D?
Suppose we take as our "patch" the entire curve M shown, rather than the short piece of curve shown inside V. I don't see the problem. Wiki on manifolds might have the answer:
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// this will be redone!
My first effort here is to show that, if a parameterized surface is defined by x = ψ(t), then
1. If you write dt = dti ei and then dx = (Dψ)(t) dt = (Dψ)[dti ei] = dti{ (Dψ)ei }.
2. But dx lies on the surface x = ψ(t), and therefore ξi ≡ (Dψ)ei are the tangent vectors at point x and t.
3. But easy to show that if (Dψ) = (c1, c2.....cn), then ξi = ci
4. Therefore, the columns of (Dψ) are tangent vectors in the tangent space at point x.
5. If the columns are all linearly independent, then the columns form a basis of that tangent space.
Note that the matrix (Dψ) is like my R matrix and has its natural setting in dx = (Dψ)(t) dt.
6. The tangent base vectors = columns of (Dψ)(t) are specific to the point x = ψ(t) on the surface.
7. t is in Rn while x is in RN
After this long initial set of notes, I "start over" in red text at page 67. Our first task is to understand the meaning of an embedding of U into RN. This thing defines a surface based on parameter space U which has elements t. For example, you map the rectangle into a toroidal surface shown p 68.
(i) the mapping t = ψ(x) is one-to-one so surface will not be self-intersecting.
STOP. I don't really have time to do this right before going to Cod. It needs to be digested a bit more so I will just pick up on July 30.
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Recall the idea of a pullback from chapter 3 :
φ*α = φ* [ ΣI fI dxI ] = ΣI φ*[fI] φ*[dxI] = ΣI fI[φ(x)] dφI = ΣI fI[φ(x)] ΣJ det(Dφ)I,J dxJ
= ΣI,J fI[φ(x)] det(Dφ)I,J dxJ = ΣJ gJ(x) dxJ , gJ(x) ≡ ΣI fI[φ(x)] det(Dφ)I,J
where φ was a set of functions x = φ(t) mapping φ: U → RN or similar. We could write
gJ(x) = ΣI φ*fI(x) det(Dφ)I,J
Now here is the RHS of 88A:
αφ(x)( Dφ(x)v1, Dφ(x)v1,.... Dφ(x)v1)
and now you see the k-multilinear function nature of things much better.
Now I will attempt to compute the pullback φ*αx :
φ*[αx(v1,v2.....vk) ] =φ*[ΣI αx(eI) dxI(v1,v2.....vk)]
= φ*[ ΣI fI(x) dxI(v1,v2.....vk) ]
= ΣI φ*[fI(x)] φ* [ dxI(v1,v2.....vk)]
= ΣI [fI(φ(x))] φ* [ dxI(v1,v2.....vk)]
= ΣI αφ(x)(eI) φ* [ dxI(v1,v2.....vk)]
Here then is a conjecture that I will try soon to validate:
φ*( dxI[v1,v2.....vk]) = dxI[(Dφ)v1,(Dφ)v2.....(Dφ)vk] .
Suppose this were true. Then we would have
(φ*α)x(v1,v2.....vk) ≡ φ*[αx(v1,v2.....vk) ] = ΣI αφ(x)(eI) dxI[(Dφ)v1,(Dφ)v2.....(Dφ)vk]
But now look back at
αx(v1,v2.....vk) = ΣI αx(eI) dxI(v1,v2.....vk) .
Using this format, we can then write
(φ*α)x(v1,v2.....vk) = ΣI αφ(x)(eI) dxI[(Dφ)v1,(Dφ)v2.....(Dφ)vk]
= αφ(x)[(Dφ)v1,(Dφ)v2.....(Dφ)vk]
which is the claim of p 88A. So to make this work, I would like to show that this is true:
φ*( dxI[v1,v2.....vk]) = dxI[(Dφ)v1,(Dφ)v2.....(Dφ)vk] . (*)
Now recall that dxI is the name of a certain function as given by page 85 C. Lets do an example first
"dx1dx2 ...dxk"(v1,v2.....vk) = det[ dxi(vj)]
where the matrix is this:
dx1(v1) dx1(v2) ... dx1(vk)
dx2(v1) dx2(v2) ... dx2(vk)
...
dxk(v1) dxk(v2) ... dxk(vk)
and were the vi are arbitrary vectors in V. Now here would be a general case for I:
dxI(v1,v2.....vk) = "dxi1dxi2 ...dxik"(v1,v2.....vk) = det[ dxi(vj)]
where the matrix now is this
dxi1(v1) dxi1(v2) ... dxi1(vk)
dxi2(v1) dxi2(v2) ... dxi2(vk)
...
dxik(v1) dxik(v2) ... dxik(vk)
Then we could look at the RHS of
dxI((Dφ)v1,(Dφ)v2.....(Dφ)vk) = "dxi1dxi2 ...dxik"((Dφ)v1,(Dφ)v2.....(Dφ)vk) = det[ dxi((Dφ)vj)]
where the matrix now is this
dxi1((Dφ)v1) dxi1((Dφ)v2) ... dxi1((Dφ)vk)
dxi2((Dφ)v1) dxi2((Dφ)v2) ... dxi2((Dφ)vk)
...
dxik((Dφ)v1) dxik((Dφ)v2) ... dxik((Dφ)vk) (**)
So I how have the object of interest dxI[(Dφ)v1,(Dφ)v2.....(Dφ)vk] expressed as a determinant. That seems like a step forward. Recall from Chapter 3 that we had
φ*(dxI) = dφI = Σ J det[(Dφ)I,J] dxJ
where there is also a determinant.
Now just for fun, suppose we were to select (v1,v2.....vk) = (ej1,ej2.....ejk) = eJ which is then associated with a different multi-index J. And we also use dxi2 = eTi2 for example. Then what does the above matrix look like? Before answering that question, consider from above:
(φ*α)x(v1,v2.....vk) ≡ φ*[αx(v1,v2.....vk) ] = ΣI αφ(x)(eI) dxI[(Dφ)v1,(Dφ)v2.....(Dφ)vk]
(φ*α)x(ej1,ej2.....ejk) ≡ φ*[αx(ej1,ej2.....ejk) ] = ΣI αφ(x)(eI) dxI[(Dφ)ej1,(Dφ)ej2.....(Dφ)ejk]
(φ*α)x(eJ) ≡ φ*[αx(eJ) ] = ΣI αφ(x)(eI) dxI[(Dφ)ej1,(Dφ)ej2.....(Dφ)ejk]
For example
dxi1((Dφ)v2) → dxi1((Dφ)ej2 = ei1T (Dφ) ej2 = (Dφ)i1,j2
Hmmm. Then the above messy matrix (**) reduces to just (Dφ) and we then have
dxI((Dφ)ej1,(Dφ)ej2.....(Dφ)ejk) = det( (Dφ)I,J)
and then
φ*( dxI[(ej1,ej2.....ejk)]) = det( (Dφ)I,J)
or
φ*( dxI(eJ)) = det( (Dφ)I,J)
As I just noted above, in Chapter 3 we had
φ*(dxI) = dφI = Σ J det[(Dφ)I,J] dxJ page 41 (3.3)
These are not TOO far apart, However, in page 86 B I showed that
dxI(eJ) = δI,J
so that seems to say
φ*( δI,J) = det( (Dφ)I,J)
which seems rather strange. I am s bit to fuzzy right now to get this cleared up, but seems close. If I = J this then goes on to say
φ*( 1) = det( (Dφ)I,I)
But this makes no sense. If 1 is a 0-form, what does k have to do with this?