[Ian_M._Benn,_Robin_W._Tucker]_An_introduction_to_(BookFi.org) xch OCR
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A published textbook by I. M. Benn and R. W. Tucker, not Phil's own work, kept in a Wedge World folder. It covers tensor and exterior algebra, Clifford algebras, spinors, pure spinors and triality, differentiable manifolds, connections and curvature, electromagnetism and gravitation, and spinor field equations such as the Dirac equation. The text is OCR of the front matter and start of chapter 1.
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KnIntroduction toSpinors andGeometry
with
Applications inPhysics
IMBenn
Faculty ofScience,
University College ofTheNorthern Territory, Australia
RWTucker
Department ofPhysics.
University ofLancaster. UK
Adam Hilger, Bristol andNew York
©IOP Publishing Ltd1987
Allrights reserved. Nopart ofthispublication may bereproduced,
stored inaretrieval system ortransmitted inanyform orbyanymeans,
electronic, mechanical, photocopying, recording orotherwise, without
theprior permission ofthepublisher.
ToShian
British Library Cataloguing inPublication Data TO Danlel and Edmund
Benn, I.M.
Anintroduction tospinors andgeometry
with applications inphysics.
1.Spinor analysis
I.Title II.Tucker, R.W.
512’.57 QA433
ISBN O-85274-169-3
ISBN 0-85274-261-4 (pbk)
Library ofCongress Cataloging-inPublication Data
Benn, I.M.(IanM.)
Anintroduction tospinors andgeometry with
applications inphysics
Bibliography: p.
Includes index.
1.Spinor analysis. 2.Geometry, Differential
I.Tucker, R.W.(Robin W.) II.Title.
QC20.7.S65B46 1988 515’.63 87-21117
ISBN O-85274-169-3
ISBN 0-85274-261-4 (pbk)
Consultant Editor: Professor RFSti-eater
King’s College, London
First published 1987
Paperback edition 1989
Published under theAdam Hilger imprint byIOPPublishing Ltd
Techno House, Redclifle Way, Bristol BS16NX, England
335East 45th Street, New York, NY10017-3483, USA
Typeset byKEYTEC, Bridport, Dorset
Printed andbound inGreat Britain by
Butler &Tanner Ltd, Frome andLondon
Contents
Preface
1Tensor Algebra
1.1 Thetensor algebra
1.2 Theexterior algebra ofantisymmetric tensors
1.3 Theexterior algebra asaquotient ofthetensor
algebra
1.4 TheHodge map
1.5 Themixed tensor algebra
Bibliography
2Clifford Algebras andSpinors
2.1 TheClifford algebra
2.2 Thestructure oftherealClifford algebras
2.3 Theeven subalgebra
2.4 TheClifford group
2.5 Spinors
2.6 Spin-invariant inner products
2.7 Thecomplexified Clifford algebras
2.8 Theconfusion oftongues
Bibliography
3Pure Spinors andTriality
3.1 Pure spinors
3.2 Triality
Bibliography
\ 4Manifolds
4.1 Topological manifolds
4.2 Derivatives offunctions IFl"‘—>IR”ix
>—>CD-I‘:-l\)i--*
13
16
20
21
23
28
39
42
54
62
80
85
105
106
106
117
122
123
124
1274.3
4.4
4.5
4.6
4.7
4.8
4.9
4.10
4.11
4.12
4.13
4.14CONTENTS
Differentiable manifolds
Parametrised curves
Tangent vectors
Vector fields
Thetangent bundle
Differential 1-forms
Tensor fields
Exterior derivatives
One-parameter diffeomorphisms andintegral curves
Liederivatives
Integration onmanifolds
Metric tensor fields
Bibliography
Applications inPhysics
5.1
5.2
5.3
5.4Galilean spacetimes
Maxwe1l’s equations andMinkowski spacetime
Observer curves
Electromagnetism
Bibliography
Connections
6.1
6.2
6.3
6.4
6.5
6.6
6.7
6.8
6.9
6.10
6.11
6.12
6.13Linear connections
Examples andNewtonian force
Covariant differentiation oftensors
Curvature andtorsion tensors ofV
Bianchi identities
Metric-compatible connections
Thecovariant exterior derivative
Thecurvature scalar andEinstein tensor
Thepseudo-Riemannian connection
Sectional curvature
Theconformal tensor
Some curvature relations inlowdimensions
Killing’s equation
Bibliography
Gravitation
7.1
7.2
7.3
7.4
7.5
7.6
7.7Lorentzian connections
Fermi—Walker transport
TheEinstein field equations
Conservation laws
Some matter fields
TheReissner—Nordstr6m solution
Gravitation with torsion
Bibliographyvii
129
134
1.36
141
143
146
150
154
156
161
167
171
174
176
176
178
183
188
197
199
200
204
206
208
212
214
216
219
221
223
225
227
229
231
232
232
234
234
237
239
243
249
250
viii CONTENTS
8Clifford Calculus onManifolds
8.1 Covariant differentiation ofClifford products
8.2 Theoperator 921
8.3 TheKahler equation
8.4 TheDuffin—Kemmer—Petiau equations
Bibliography
9Spinor Fields
9.1 Spinor bundles
9.2 Inner products onspinor fields
9.3 Covariant differentiation ofspinor fields
9.4 Liederivatives ofspinor fields
9.5 Representing spinor fields with differential forms
Bibliography
10Spinor Field Equations
10.1 TheDirac operator
10.2 Covariances oftheDirac equation andconserved
currents
10.3 TheDirac equation inspacetime
10.4 Thestress tensor
10.5 Tensor spinors
10.6 TheLichnerowicz theorem
10.7 Killing spinors
10.8 Parallel spinors
Appendix A:Algebra
Bibliography
Appendix B:Vector Calculus onIB3
References
IndexPreface
Astudent oftheoretical physics who wishes tofollow recent trends in
current research isliable tobeconfronted with abewildering amalgam
ofideas from physics and mathematics. Inparticular, much ofthe
terminology permeating developments inthetheories ofmatter and
gravitation isborrowed from classical differential geometry. Inmany of
these theories spinors play aprominent role. Afurther notable develop-
ment 1S-the introduction ofspaces with ‘exotic’ topologies and geo-
metries informulating the basic laws ofNature. Consequently the
student finds itnecessary topossess abroad knowledge ofmathematical
techniques that encompasses such generalities aswell asthecomputa-
tional skills necessary tousethisinformation.
In‘this book wehave attempted toprovide aconcise but self-
contained introduction tothebasic properties ofdifferential geometry
éfindspinors accommodating some oftheneeds mentioned above. We
‘eelthatphysicists learn most rapidly byseeing new concepts spelled out
insome C1€tElll: We have attempted ablend ofmathematics and
theoretical physics which wehope willassist intheassimilation ofnew
Elle-ias, andgive readers afeeling that they arecloser tothe‘nuts and
botsoftheSLli)_|€C1I material. Inwriting anyintroduction toasubject as
road asthiswehave hadtoface theproblem ofwhat prerequisites we
6Xpect our readers topossess. Fundamental toany appreciation of
g'3I1S_Or methods isafirm familiarity with linear algebra. Thus ourbook
figins with algebraic notions. Wehave tried toencapsulate theneces-
Sa1'Y.concepts used inChapters 1and2into Appendix A.This should
glovide areservoir ‘ofcompact information forthose who may findsome
vecigrn Svocabulary inthese early chapters. Our emphasis here isonreal
paces and their complexifications. Wefeel that thisapproach
Svlgiilgs closest contact with what most physicists actually use‘when
ducellgg with thecomplexified Clifford algebra ofspacetime. We_intro-
spinor asanelement carrying anirreducible representation of
r .3
x PREFACE
some Clifford algebra. This emphasis ontheClifford algebras rather
than thespin groups isslightly different from thatcommonly adopted by
most working physicists. However, thespin groups aremost easily
defined assitting intheClifford algebra, and thus wemay induce
representations ofthese groups from those ofthealgebras. Nodoubt
some readers willbesurprised attheclassical tone that dominates our
description ofspinors. Weoffer little apology. Asamathematical entity
thenotion ofaspinor requires noquantum theoretical overtones.
Although wewould have liked todevelop further thebasic role played
byspinors inquantum field theory wefeel that their role inphysical
models need notintrude into their basic relation togeometry. More-
over, aproper appreciation ofthis relation isessential inrelativistic
quantum field theory.
The introduction todifferential manifolds (Chapter 4)isfairly
elementary andpresupposes only abasic knowledge ofthecalculus of
many variables. Wehave interrupted itsdevelopment with achapter on
physical applications before formally introducing theidea ofalinear
connection. This chapter illustrates the importance ofLorentzian
geometry inrelativistic physics, and ismotivated byadiscussion of
electromagnetism. Chapter 7isdevoted tothefield theory ofgravitation
and itssources inwhich many ofthemathematical tools introduced
earlier areputtouse. The two main themes ofClifford algebras and
differentiable manifolds aredrawn together inthefinal chapters on
Clifford forms andspinor fields. Here readers willfindphysical applica-
tions involving spinors onmanifolds andareintroduced tosome recent
developments that relate geometrical properties ofaspace tothe
existence ofspinor fields with particular properties. Earnest readers are
invited totesttheir expertise byworking outsome oftheillustrative
examples thathave been inserted atstrategic points inthetext.
Inthecourse ofwriting thisbook wehave benefited from dialogues
with many colleagues. Inparticular, wewish tothank Graeme Sega], R
Al-Saad, JBrooke, CTJDodson, EKahler, KMcCrimmond, andD
Towers forhelpful comments onvarious aspects ofourenterprise. We
arealso grateful forcorrespondence with ACrumeyrolle, KMcKenzie
andDPlyman onaspects ofClifford algebras. The production ofour
manuscript was greatly assisted with the aidofTEXnical facilities
generously provided byABClegg and PMLee. Wealso thank G
Hughes forallthetime and effort hespent teaching ustodrive the
Vax-editor and itsperipherals. Finally, wearehappy toacknowledge
thesupport provided bytheUniversity ofLancaster Research Fund.
IMBenn
RWTuckerTensor Algebra
This first chapter willprovide afoundation forthetwoinitially separate
directions thebook willtake; algebra andgeometry. InAppendix Awe
have gathered together anumber ofideas relating tothestudy ofvector
spaces and algebras. These notions willbeused freely within thefirst
two chapters. The reader who isinitially confronted with foreign
vocabulary ornewconcepts should consult thisAppendix fordefinitions
where 3.COIlClS6 development ofrudimentary ideas isalsotobefound.
The first section ofthischapter introduces thetensor algebra ofan
arbitrary vector space. InChapter 2thiswillbethestarting point for
ourconstruction oftheClifford algebra, which will bedefined asa
quotient ofthetensor algebra. InChapter 4and subsequent chapters
when beginning geometry wewill beinterested inthetangent space
(and thecotangent space) ofamanifold. Wewillthen beable toapply
thematerial ofthischapter immediately tothat vector space. Infactit
\‘lV/Illbethecotangent space that istaken forthearbitrary vector space
IAnticipating thiswehave (identifying thesecond dual space ofV
with itself) written elements ofVasacting onV*,rather than theother
Wayaround.
Particularly important onmanifolds arethe totally antisymmetric
Eensor fields; the.differential forms. In§1.2 weintroduce theexterior
Orms onanarbitrary vector space. These will also play aprominent
roleinour‘treatment oftheClifford algebra. Tofacilitate acomparison
With theClifford algebra were-introduce theexterior algebra in§1.3 as
8quotient ofthetensor algebra.
Only in§1.4 does ametric enter. (Our meaning ofametric isgiven in
Appendix A.)This allows ustointroduce theHodge map which isakey
Ingredient ofthecalculus ofdifferential forms on(pseudo-) Riemannian
manifolds.
Wehave delayed introducing themixed tensor algebra until §1.5.
Here contact ismade with theclassical definition ofatensor interms of
2 TENSOR ALGEBRA
transformation properties ofcomponents. Index conventions will be
established thatallow thetraditional ‘raising andlowering’ ofindices.
1.1TheTensor Algebra
IfVisanyvector space over some field Fthen thesetofF-valued
linear maps onVforms avector space; thedual space, V*.If,aswe
now assume, Visfinite dimensional then there isanatural way to
regard elements ofVaslinear maps onV*.That is,ifxeVandXeV*
such that Xacts onxtoproduce the scalar X(x)then wecan
equivalently think ofthisasdefining anaction ofxonX,x(X) =X(x).
Inthefollowing itwillbeconvenient toadopt thisseemingly perverse
view ofregarding Vasthespace oflinear mappings onV*.Just asthe
F-valued linear maps onV*form avector space sodothemultilinear
maps onordered sets ofelements from V*.The F-valued multilinear
maps onV*><V*X...><V*(rtimes) arecalled tensors ofdegree r.
The notion ofmultilinearity isanobvious extension ofthenotion ofa
linear map; foranyfixed choice ofr—1elements ofV*themap is
linear intheremaining variable. Multilinearity ensures that atensor of
degree riscompletely specified byitsaction onallordered setsofbasis
vectors forV*,thus ifV(and hence V*) isn-dimensional then the
tensors ofdegreet rform ann’-dimensional vector space, T,(V).
Wemay associate asetofrelements from Vwith atensor ofdegree
r.Forx‘eV,i=1,...,randXyeV*,i=1,...,rwedefine
(x1®x2® ...®x’)(X1,X2, ...,X,) =x1(X1)x2(X2) ...x’(X,).
Inparticular, if{ei} isabasis forVthen thesetofalln’elements
{e’1®e‘1® ...®e"'}, where theindices take allvalues from 1ton,
forms abasis forT,(V). The vector space T,(V) iscalled thetensor
product ofVrtimes
T,(v)=v®v...(avE®*v.
More generally, thetensor product defines amapping between tensors
ofdifferent degrees
®:T,(V) ><T,(V) i> T,+,(V) (1.1.1)
a,b>—-—-—> a®b
where
tFormerly called rank.THE TENSOR ALGEBRA 3
(a®b)(X1,X2,...,X,,X,+1,...,X,.,,)
=a(X1...,X,)b(X,,+1,...,X,+,).
Wemay take the(external) direct sum ofthevector spaces T,(V) for
allrtoform aninfinite-dimensional vector space. The direct sum of
such avector space with aone-dimensional space spanned byanidentity
element forms anassociative (but notcommutative) algebra under the
tensor product, thetensor algebra T(V). The subspace spanned bythe
identity iswritten asT0(V), andsince thisisjust another copy ofthe
field Fwith anidentical rule formultiplication ontensors weshall not
distinguish between these twospaces. Thetensor algebra isgenerated by
Vand theidentity element; anyelement canbewritten asasum of
tensor products ofelements from Vandtheidentity. Those tensors that
aresimply aproduct ofvectors from Varecalled decomposable. By
construction wehave thedirect sum vector space decomposition
‘JD
:r(v)=Zoe)r,(v).PI
Thetensor product issuch thatthetensor algebra isaZ-graded algebra;
elements inT(V)that aresums ofproducts ofpelements from Vbeing
homogeneous ofdegree p.Thezero element (which ishomogeneous for
every degree) istheonly term that ishomogeneous fornegative degree.
The grading naturally gives rise toaninvolutary automorphism 17
defined onhomogeneous elements byi
no=(—1)d‘*g“a. (1.1.2)
This iscertainly anautomorphism since ifaandbarehomogeneous
r7(a®b) =(—1)deg“®ba®b
=(—1)d°g" “Ldegba®b (since thealgebra isgraded)
=(—1)“‘ig”(—1)°""g"a(>1<)b
andso
i7(a®b) =T]62®T’]l). (1.1.3)
Tosaythat 17isinvolutary means that 172=1,which indeed follows
from (1.1.2). The homomorphism Z—>Z2 induces acoarser Z2-
gradation inT(V). The Z2-homogeneous subspaces consist ofthesum
ofallZ-homogeneous subspaces ofeven (odd) degree. Thus the
Z2-homogeneous subspaces areeigenspaces fortheautomorphism 17
with eigenvalues plus (minus) one. Elements ofthese spaces will be
called even orodd, respectively.
Y“Thenotation a"isalsoemployed.
4 TENSOR ALGEBRA
The tensor algebra isisomorphic toitsopposite algebrat andadmits
aninvolutary anti-automorphism, orsimply aninvolution, Edefined on
homogeneous elements by
(x1®x2 ...®xP)¥ =xP®...®x2®x‘. (1.1.4)
Itisstraightforward toseethat this really isananti-automorphism,
namely (a®b)5 =b5®a5 such that$2=1.
IfXisinV*then theinterior derivative with respect toXisdenoted
iX.Itisdefined tobealinear transformation that isananti-derivation
with respect totheautomorphism 17,thatis
iX(a®b) =iXa®b +l’]£Z®lXb. (1.1.5)
IfxeVthen iXxEX(x), whilst forAinthesubspace spanned bythe
identity iX2E0,andsotheinterior derivative isahomogeneous linear
mapping onT(V)(with respect totheZ-gradation) ofdegree -1.These
properties completely characterise theinterior derivative. Since iXisan
anti-derivative with respect totheinvolution 17,with iX17E;—17iX, it
follows that iXiy+iyix isaderivation onT(V). For xeVorthe
subspace spanned bytheidentity (iXiy+1}/lX)x =0,andsince T(V)is
generated bythisspace
(ixiy +iyiX)a =0forallaeT(V). (1.1.6)
Inparticular iXiX=0.
1.2TheExterior Algebra ofAntisymmetric Tensors
Atensor isamultilinear mapping onanordered setofvectors, the
ordering being ingeneral important. Many important tensors have
symmetries, however, theresult oftheevaluation onasetofvectors
being invariant under theinterchange ofcertain pairs ofvectors. To
formalise this weintroduce theinterchange permutation try-k, which
rearranges thesetofnumbers {1,2,...,p}such thattr,-k(i) =iifiafij
ork,try-k(j) =kand7T),-k(l() =j.Then adegree-p tensor Tissymmetric
(antisymmetric) inthej,kentries if
T(Xfljk(l),Xn-J_k(2), ...,X,Tj_k(p)) = +(—)T(X1,X2, ...,Xp).:1f-
Atensor that issymmetric (antisymmetric) under allsuch inter-
changes iscalled totally symmetric (totally antisymmetric). The totally
antisymmetric tensors areparticularly important. Thesubspace oftotally
1'SeeAppendix A.---
THE EXTERIOR ALGEBRA orANTISYMMETRIC TENSORS 5
antisymmetric tensors inTp(V) isdenoted byAp(V), theelements of
thisspace being called exterior p-forms, orsimply p-forms. The total
antisynimetry ensures that ap-form isdetermined byitsevaluation on
alldistinct combinations ofpvectors from abasis forV*.SoifVis
n-dimensional and
P
denotes thenumber ofdistinct combinations ofpobjects chosen from n
then
l
dimAp =
Inparticular, theonly p-forms forp>n arezero, anddim/\,, =-'1.In
analogy with thecase ofthetensor algebra itwill beconvenient to
identify thefield Fwith aspace A0(V).
Given anarbitrary element aeT,,(V), wedefine anew tensor
siifg aeTp(V) by
usea(X1,X2, ...,Xp)
1
Z;)_,25(U)a(Xa(i),Xa(2), ---,X09») VX," EV* (1-2-1)
where the sum isover allpermutations o,5(0) being +1ifthis
permutation iseven (i.e. aneven number ofpair interchanges rear-
ranges theelements 1,2,...,pintotheorder o(1), 0(2), ...,o(p)) or
—1ifthepermutation isodd (anodd number ofsuch interchanges).
From thedefinition of52.45597 aweseethatitistotally antisymmetric and
that sil.§£?T(s4§£?T a)=sz4§E9a. Hence siifig isaprojection operator,
sd§£9:Tp(V)—>Ap(V). Although ®:TS(V) ><T,(V)—> T_,+,(V), themap
®willnot map A,(V) XA,(V) into A,+,(V). Thus wedevise anew
composition map interms of®and.9158? that does have thisproperty.
Itiscalled theexterior pI'0dLtCl'l' andisdenoted byaAplaced between
theelements ofA_,(V) andA,(V)
A:/\_,(V) XA,(V) —-> /\,+,(V)
a,b11> aAb=s§l§£’€T(a®b). (1.2.2)
tThe reader iscautioned that there areother conventions forthedefinition of
theexterior product. Other conventions involve anumerical factor which
depends onthedegrees ofaandb.The reader should convince himself that
such numerical factors cannot bearbitrarily inserted with impunity! (Why not?)
Theconvention wehave adopted isconvenient forregarding theexterior algebra
asaquotient ofthetensor algebra modulo thekernel of$589”, asweshall doin
thenext section.
6 TENSOR ALGEBRA
Itfollows from thisdefinition that
(61/\b)(Xla X2: '''Xsa X54-la -'-1X54-I)
= 2£<@><a®b><X...... .....X.....>> V
1: 2£(S, [)a(Xj1, ..,XjS)b(Xkl, ....,Xk£)
where thesum isover allpartitions of(1,2,...,s+t) into (j1,j2, ...,
j,)and(kl, k2,...,k,),ande(s,t)isthesignofthepermutation
(1, 2, ...3S+t)|W(_]'1,Jl2, ...,jS,k1,k2, ...,
Theexterior product hasawell defined symmetry under theinterchange
offactors such asaand babove. Tosee this weintroduce a
permutation v,
V
(1,2,...,s,s+1, ...,s+t)+-—->(t+i, ...,t+s,1,2,...,r).
Wewrite anypermutation oas0=rv,giving 8(0) =e(v)e(r). Inserting
thisintheabove gives
(Cl/\b)(X1, X2, ...,XS, XS_|_1, ...,X5-+t)
1
=my 2<‘I(<I)¢l(Xa(i>, ---,XU(S))b(XO(S+l)i ---,Xo(s+t))
e(v)
= 21:5(T)a(X-r(.»+i)> ---»Xr(t+s))b(Xr(l)a ---,X110)
:8(v)(b /\a)(Xlv ''‘vXs+t)'
Atrivial combinatorial calculation gives e(v)=(—1)~“, andsowehave
foranys-form aandt-form b
Cl/\b:(-“1)s1b AQ.
Theexterior algebra A(V)isformed bythedirect vector space sum of
allthespaces ofp-forms
Mw=Z@Mw)p=0
with multiplication given bytheexterior product. The exterior product
isdefined onnon-homogeneous elements byextending .s.4i.§€E’J' tobe
distributive over addition, ensuring that theexterior product is.Unlike
thetensor algebra thisalgebra isfinite dimensional: wehave
dim/\(V) =pig =2". (1.2.4)3=
2'55-
5-5;
E,-,,..
.,..
1191
*5‘
"E>‘€'."'
_»§.:11-,,.
iti
it
vi
‘QM
'3‘-.
iTHE EXTERIOR ALGEBRA OFANTISYMMETRIC TENSORS 7
The exterior algebra is,infact, associative. This willbeseen tofollow
from the observation that ifsriliffim =0then .Qi.§€§(a®m) =
sl§£§(m®a) =0,VaeT(V),aswillnow beestablished.
Let Ckbethegroup ofallpermutations ofkobjects. Then the
subgroup ofCH, that only permutes thefirst sobjects isobviously
isomorphic toCs,andweshall identify itassuch. LetHbeasetthat
contains oneandonly oneelement from each leftcoset ofCH, relative
toCs. Sofor each oeCH, o=hr, reCL,and hEH, with
e(o) =r-:(r)e(h), andthen
at§E5.’J'(m®a)(X1, ...,X,,.,)
——i- Z/1)Z ®X X_(S+l)! heH£( rEC5£(T)(m a)( 0(1)’ 1'" °(S+1'))'
Forsome fixed IiletX;,(,-) =Y,-,then X,_,(,-) =X,,,(,-) =Y,(,-), andthus
2 €(r)(m®a)(Xo(1): --~'-aXo(s+t))
reCS
Z EC 8(T)(”l®a)(YT(l)9 ''''''7Yr(s+t))
:2 €(T)l?1(YT(1), ...,Y.,(_,))a(Ys+1, ...,I/s+t).
IECS
=si§£€m(Y1,..., Y,)a(Y,+1, ...,Y,..,,).
Soindeed xiii/’91 (m®a) =0ifsd.§£9m ==0.Similarly, itfollows that
sfl§£?T(a®m) =0.
Since, aswehave remarked, slid isaprojection operator, ifweset
(1—fl§E?T)(a®b) =m then a®b =sd§£’§(a®b) +m, with
951529 m=0.From thedefinition oftheexterior product wehave
(aAb)Ac=s§l§£9' (si.§£97 (a®b) ®c)
=s.i.§-£97 (a®b®c —m®c)
since ®isassociative
=s.i§£9' (a®b®c)
from theabove result, which may beused once more togive
(aAb)Ac=@4589" (a®s4..§f3E‘T (b®c))
=aA(bAc).
The exterior algebra inherits aZ-gradation from thetensor algebra.
The zero element istheonly homogeneous element ofdegree greater
than nintheexterior algebra. Since siipil isahomogeneous mapping
ofdegree zero onthetensor algebra itfollows that T]isalso an
automorphism oftheexterior algebra, thatis
,_
8 TENSOR ALGEBRA
"(Q/\9)=ll“/\175- (1-2-5)
Similarly exterior forms arecalled even orodd according totheir
Z2-gradation inthetensor algebra. The involution Ecommutes with
flit’? andsoitisalso aninvolution ofA(V). Taking thedefinition of
s§l....‘E£’1J' and rearranging thepermutations gives the following simple
expression for3;’acting onap-form to,
co’?=(—1)L"’21o.>. (1.2.6)
where []denotes theinteger part.
Theinterior derivative iXhasalready been defined ontensors, andso
itisdefined thesame way onexterior forms. Infactthisiswhere itwill
mainly beutilised. Weneed toshow thattheresult ofiXonanexterior
form isanother exterior form, ofone lower degree, and that the
anti-derivation property (1.1.5) goes over totheexterior algebra with ®
replaced byA.Itwillbesufficient toconsider decomposable tensors. If
T=x1®x2®...®xP
then
iX1T=x1(X1)x2® ...®xP —x2(X1)x1®x3 ...®xP
+x3(X1)x1®x2®x4 ...®xP
+...+(—1)P'1xP(X1)x1®... ®xP-1
thatis
(iX,T)(X2, ...,X,,)=Ze(v)T(X.,(1), ...,x,(,,) (1.27)
where visanyoftheppermutations such that
(1,2,...,r,...,p)—-—->(2,3,...,r—1,1,r,...,p).
Substituting .vi$‘ZJ' Tinto(1.2.7) gives
(iX,.@i§2aT)(X,, ...,x,,)=p.u§£ar(x,, ...,x,,). (1.2.8)
From thedefinition wehave
(s.i.§E€TiX]T)(X2, ...,Xp)
= 2e(r)(x2® ...®xP)(X,.(2), ...,X,(p))
x2(X1)—~ 2e(r)(x1®x3® ...®xP)(X,(2), ...,X,(p))
+...+(_1i:l1;;EX1) ;e(r)(x1® ...®xP—1)(XT(2)a-;-:-"
.-\
.21
‘5.1£
$3£1‘sf,THE EXTERIOR ALGEBRA OFANTISYMMETRIC TENSORS 9
=B-57? 2e(o)(x‘® ...®xP‘)(X,,(,), ...,XU(p)) foroeCp
=-(—p§!1—)!- (u§£ar)(x,, ...,Xp)
andthus
(sQ§£E’TiX1T)(X2, ...,Xp) =(psfl§E§T)(X1,...,X,,). (1.2.9)
So(2.8) and (2.9) give iXs.4.§£9'= .vfl§£3iX. Thus iX:A,,—>/\,,_1, and
iX(a Ab)=iX.vi.§£‘J(a®b) =.vi.§EET(iXa®b +na®iXb) andhence
iX(aAb) =iXaAb +r)aAiXb. (1.2.10)
Ifwe/\,,(V) then fl§E9Yo= toand s5l§£§iXco= ixw, so(1.2.9) re-
duces to
(iX]w)(X2, ...,Xp) =pw(X1, ...Xp). (1.2.11)
Justasthespace formed byVtogether with theidentity generates T(V)
under theproduct (>9,itgenerates A(V) with theproduct A.Thus any
element ofA(V)canbewritten asasum ofdecomposable forms, these
being theones consisting ofproducts ofelementsfrom V.If{el} isany
basis forthen-dimensional Vthenthe(§)p-forms ellAeizA...Ae"Pfor
£1<£2<...<ip (pE1)form abasis forA,,(V). Itisoften convenient
tolabel such p-forms byanordered multi-index,
I=(i1,i2,...,i,,)withi1<i2<...<i,,
with each index i,-varying from 1ton.Soiftoisanarbitrary p-form
w=2 wi1i2...i'p 31‘/\e12/\ ---A91”l1<i2<. ..<lp
=Ewlel
where co,Ew,-1,-2 ,-PeFarethecomponents oftointhisbasis. Care
must beexercised when using thesummation convention (see Appendix
A)with ordered multi-indices. Since this convention operates with
unconstrained summations onemay equivalently write
1 . . .
a):;;O)l-;l2...l'pel1/\el2/\ ‘"' Aelp
itbeing understood thatthecomponents aretotally antisymmetric inthe
indices.
If{fl} isanew basis for Vrelated to{el} byf‘=M",-er‘,
{M1,-} eGl(n, F)i“, then wecaninduce acorresponding change inthe
TThe group ofnXninvertible matrices with elements from F,seeAppen-..,Xrw) where reCp_1 dixA_
I ea
10 TENSOR ALGEBRA
components ofap-form. Since thespace ofn-forms isone-dimensional
then-forms formed bytheproducts ofthetwobases must berelated by
amultiple ofF.Infactitfollows from theantisymmetry that
fl/(f2/\.../\]m=d€tl14€1/\€2/\... A6"
where detM isthedeterminant ofthematrix {Ml}-} that relates the
bases. Any n-form Qcanbeused toclassify frames {X,-}forV*.These
frames fallintotwoclasses according tothesignofQ(X1, X2,...,X,,).
Frames indifferent classes aresaid tobeofopposite orientation. The
Gl(n, F)related frames {el}and{f‘}areofthesame orientation ifand
only ifdetM ispositive. This isconsistent since thedeterminant ofa
product oftwomatrices ispositive ifthedeterminant ofeach factor is
positive.
1.3TheExterior Algebra asaQuotient oftheTensor Algebra
We have introduced theexterior algebra asthesetoftotally anti-
symmetric tensors with theproduct Aconstructed outof®and411559".
This algebra isisomorphic toaquotient ofthetensor algebra; indeed
thedefinition interms ofthequotient offers certain advantages. Inthe
next chapter wewilldefine theClifford algebra asaquotient ofthe
tensor algebra, anditisuseful toseetheexterior algebra introduced in
aparallel way. Wewill usebold-face type todenote thequotient
algebra anditsproduct, theuseofthesame symbols anticipating its
isomorphism with theexterior algebra ofantisymmetric tensors already
defined. A
LetIbetheideal inT(V) consisting. ofsums ofterms oftheform
a®x®x®b where xeVanda,barearbitrary elements ofT(V). Then
wedefine theexterior algebra A(V)by
A(V)=T(V)/I. (1.3.1)
Elements inA(V) areequivalence classes ofelements inT(V), where
theequivalence relation isdefined bya~bifa=b+cforsome ceI.
The equivalence class that contains aisdenoted [a].The vector space
structure ofA(V)isdefined by
[a]+/1[b] =[a+lb] a,beT(V), /1eF (1.3.2)
andthemultiplication which isdenoted byAisgiven by
[a]A[b] =[a®b]. (1.3.3).<-
.-
-;1:
me.
:R'-
;i:._.
-E-.2
-
‘I
._‘
--*1<f;'=,.,..
.:ii"i;;.5E
li
I
lEXTERIOR ALGEBRA ASAQUOTIENT OFTHE TENSOR ALGEBRA
The ideal IisaZ-gradedi‘ subspace ofT(V) and soA(V) inherits a
natural Z-gradation given bydeg[a]=dega.The automorphism 17and
theinvolution §preserve theideal Iandthey thus extend inanobvious
waytoA(V) by
tile]=[val
[elf=[ail-
Similarly interior multiplication preserves Iandsowemay define
ix[a]=[iXa]. (1.3.5)(1.34)
Ifx,ye Vthen
2x®y =(x®y —y®x) +(x+y)®(x +y)-—x®x -y®y
hence
x®y =xAy +§{(x +y)®(x +y)—x®x —y®y}. (1.3.6)
TheAdenotes theantisymmetrised tensor product asdefined in(1.2.2).
The term inbrackets isinIand sox®y~x Ay.That is,
ix]/\1)’1=ix®)’1=1x /\)’l-
More generally, itfollows that theideal Iisjustthekernel ofs4$9',
and so[a]=[.v.i.SB9'a]. We have already seen, inproving thatAis
associative, thatthiskernel isanideal. ToseethatitisinfactIwewill
prove that
x®a) ~xAto forxeV,weA(V). (1.3.7)
Therecursive application ofthisresult gives
x1®x2®. ..®xP ~stlifig (x1®x2®. ..®xP) =x1Ax2A. ..AxP.
Wewillprove (1.3.7) byinduction onthedegree ofco.Itiscertainly
true when coisa1-form; weassume itistrue forwofdegree lessthan
p.Itissufficient toconsider thecase ofcodecomposable. Thedefinition
ofAinvolves thepermutation ofthearguments intheevaluation, but
this isobviously equivalent topermuting thefactors intheproduct.
Thus from thedefinition ofAwehave
19 =-_i__ @(l <'I() <I(P)yAx‘--~ Ar” (P+1)!;E(v)y °®y ‘®--~®y
where opermutes theset(0,1,2,...,p).Wewillcharacterise each
permutation according tothefirst number inthereordered set.With
oneinterchange weswap theelements 0andr,andwith r—1further
TGrading isdiscussed inAppendix A.‘flit;14L
1i
1
i
12 TENSOR ALGEBRA THE HODGE MAP 13
interchanges bring the 0tothe second position. Soifv,isthe 1
permutation such that
V?‘
(0,1,...,r,...,p)i>(r,0,1,...,?,...,p)
where Fdenotes that rismissing from this sequence, then
e(v,) =(——1)". Wecannow write anypermutation oaso=r,.v, for
some r,where r,permutes thesetwith rremoved, then
y“/\i/1 ---/xyp
1=__1__ 28(20)y0®yr0(1)® ___®yr@(p)
(p+1)! to
1P
_1 rr _ r,(0)® _o.® r,(r—l)® r,(r+l)
+(p+1)!Zll( )y®%8(Tr)y y y
...®y"(P)
1 _
—W (y°®(y‘/\ ---Ax")
P
+2(“'1)r)’r®(}’0/\ /\)’1/\---/\)’p))-r=1
Substituting xforyogives
1 ‘D Ax/\yl2...p : (x®y12...p +2 (_1)ryr®(xAyl... r...p))
r=1
where ylz-"PEy1Ay2A Ayl’, and again thehatmeans that a
term ismissing. A A
Now y’®(xAy1 ’ F’)~y’®x®y1 " Psince (1.3.7) is
assumed truefor(p—1)-forms
~—x®y’®y""'/9"” sincex®y+y®x~0
~—x®(y’ Ayl'--1‘~-'1’) from (1.3.7) again,
~(_1)rx®yl2...p
where thesigncomes from moving y’through r—-1terms.
SoxAy1A ... AyP ~x®y‘2 P.Thus if(1.3.7) holds foratof
degree lessthan pitisalsotrue when coisap-form. This completes the
proof.
Thus every equivalence class ofA(V)isrepresented byanelement of
/\(V),andtheproduct oftheclasses under Aistheclass oftheproduct
oftherepresentatives under A.Thus A(V) isindeed isomorphic to
A(V). Inpractice itismore convenient towork with representatives,
theantisymmetric tensors, rather than with their equivalence classes...ta‘?-'.fr2;-
e‘-
.-~.'-="!:;§.
E»
1
1
1
I
l
11
-i1
,.1.4TheHodge Map
When thevector space Vhasa(non-degenerate) metric gthen the
Hodge dual, or*map, may bedefined onexterior forms. Since
1”1—’”1 1P 1"-P
wehave dim/\,,(V) =dimA,,_p(V), andthus these twovector spaces
areisomorphic. We may use the metric gtosetupastandard
isomorphism between these spaces: theHodge map, denoted by*.
(Although one can define aHodge map foranon-symmetric non-
degenerate metric, weshall take gtobesymmetric aswell asnon-
degenerate.)
IfVhasametric then one canuseag-orthonormal frame {el} to
construct astandard n-form co,
Cl)=€1/\€2/\ Ae”.
Since thedeterminant ofthematrix relating orthonormal frames isplus
orminus one, depending ontherelative orientations, weseefrom
(1.2.12) that there aretwopossibilities forw,differing byasign. The
members ofag-orthonormal frame forVaresometimes called rt-beins
inthephysics literature, generalising thefamiliar triad oforthonormal
vectors inEuclidean three space. Some authors, however, associate this
term with ther2elements {Nil} eGl(n, F)that relate anorthonormal
frame toanarbitrary one{f"},
e’=N‘;-fl.
Ifthecomponents ofgintheframe {el} are171‘,where 171‘=0ifiEj
andforeach value ofi,17”Ei1,andthecomponents intheframe {f}
aregilm, then
it=Nu.N1;gW>-
Hence det(171) =det(g”m)(det N)2.
The components ofthemetric onthedual space form theinverse
matrices, 17,3,-171" =atandgglglkm =at.(For further details seeAppen-
dixA.)Soift=det(r),-J.-) =i1then, since det(m‘1) =(detm)"1 forall
matrices rn,
det(g§P) =t(detN)2.
ButtoE(detN)f1Af2 A...Af", soifwewrite thesignofdetN as
_detN
“N_|detN|
14 TENsoR ALGEBRA
then
(U=H~ild@1(8i1))}112f1Af2/\ ---/\f”- (1-4-2)
Iftheframes {el} and {f}arerelated byaGl(n, F)transformation
thatpreserves theorientation, then ,uNE1.
Ametric onVnaturally gives risetoametric onA(V).Westart by
defining ametric gponthespace ofp-forms, Ap(V), foranyp>1.
Since gpisdefined tobebilinear itissufficient tospecify itsaction on
decomposable p-forms. IfAEa1A a/2A...Aa/Pand BEB‘AB2A
...AB1’then
gp(A, B)Edet{g(0t‘, 181)}. (1.4.3)
Itisconvenient todefine g0tosimply multiply thetwo 0-forms.
Having defined ametric onthehomogeneous subspaces wedefine a
metric GonA(V) byrequiring ittobediagonal inthehomogeneous
subspaces. That is,if(I),‘I1eA(V)with, forexample, (1),,denoting the
projection of(I1intothesubspace ofdegree p,then
G(<I>,\IJ)=g,,(<i>,,,1i1,,). (1.4.4)P=0
Aswehave remarked thespaces ofp-forms and(n—p)-forms areof
thesame dimension, and wearenow inaposition toestablish a
standard isomorphism between them. The Hodge map, *,isalinear
map from thespace ofp-forms tothespace of(n—p)-forms:
*:/\,,(V) ——> A,,_,,(V)
a|i> *a
where *aisgiven implicitly by
bA*aEg,,(b, a)co Vbe/\,,(V). (1.4.5)
The standard n-form toisdefined asin(1.4.1). The definition may be
completed bydefining themap ona0-form, *1E(1).This iscalled the
volume n-form. Linearity extends the definition toinhomogeneous
elements oftheexterior algebra. Thus thedefinition oftheHodge map
depends notonly onthemetric butonachoice oforientation. The
non-degeneracy ofg(and hence ofgp)ensures that such adefinition
does indeed determine the*map. Itimmediately follows from the
symmetry ofg(and hence ofgp)that
aA*bEbA*a Va, be/\,,(V). (1.4.6)
Auseful calculus canbesetuprelating the*map totheinterior
product. Wemay usethemetric gtoestablish anisomorphism (denoted
byatilde) between VandV*.IfxeVthen themetric dual, x,isinV*;7 7—-Th -HT “-1.-‘-1 TM.7 7 HFt~_¢
THE HODGE MAP 15
given by
y(f)=sot»y) VyEV-
Itthen follows from thedefinition of*that
*(<I>/ix) =i;;*<1> reV.<I>eA(v). (1.41)
This formula canbeapplied recursively toadecomposable p-form to
produce
*(x1A)C2A AXp):l}".vl'_;(“r»--1...1}'1*1.
Itisconvenient todisplay theaction of*onexterior products ofbasis
vectors. Suppose that {e‘} and {X,-} aredual bases, with e"(X,~) E6*}.
Wewilloften usetheshorthand
IX}. E1);.
Themetric dual, 5“,ofe“isg“"X2, EX“andwewrite iX~Ei”.
Equation (1.4.8) takes thefollowing simple form fortheproduct ofp
basis vectors
*(e1Ae2A ...AeP) EiF’iP'1 ...i1*1.
From thisitcanbeseen that thedual ofaproduct ofporthonormal
1-forms istheproduct oftheir complement inthebasis. Duals ofthe
orthonormal basis forms canbeexpressed interms oftheLevi—Civita
antisymmetric e-symbol. This isdefined such that
8:].-'2...i,, = +1(-1) if(i2,i2,...,in)isaneven (odd) permutation
ofthestandard sequence (1,2,3,...,n). (1.4.9)
With thesummation convention thevolume n-form canbewritten in
theorthonormal frame {e’}as
1 .. .*1EZ;e,-1,-,__ ,-He"Ae‘1A ...Ae’~. (1.4.10)
Ifthecomponents ofthemetric inthisorthonormal frame are17”we
have
*(@1'A91’/\ ---A31”) =--l———e’1"1---"Pr -e’1P+1/\ .../\e’~lp+]...l,;,
where
i'i2...i'_ _: [bi {biz "
5‘ "i,,.1...i.. 77'17 77%’ 5j1j2...jpi,,.1...i,,-
Itissometimes necessary torearrange expressions such as
€aA*(€b' A€b3 A...AQbf’).
16 TENSOR ALGEBRA
This may beaccomplished byusing (1.4.8), forexample
e“/\*(€"/\6‘)=6”Alc*@b =_iC(@a A*eb) Tgm*eb
=—g“"i‘*1 +g“'*e” (since 6“/\*6”=s“”*1)
:_gab*ec +g¢e=i=eb_
andsimilarly
e“A*(€"/\6‘/\ed)Z8ab*(@C /\ed)'8“C*(@b /\ed)+8ad*(eb /\QC)-
l.5TheMixed Tensor Algebra
Just asthetensor product ®’V isthespace ofmultilinear mappings on
V*><V*><,_,><V* (rtimes), thetensor product ofV*with itself,
®’V*, isthespace ofmultilinear mappings onV><V><...>< (F
times). More generally wehave thevector space ofmultilinear mappings
on
V*XV*><___><v* >< V><V><...><V,JK V 24 L V, Y ..
v
rtimes SIIITICS
thespace ®’V®‘V*. This space iscalled thespace ofmixed tensors of
covariant degree randcontravariant degree s,T,.‘(V). (The assignment
oftheterms covariant andcontravariant isamatter ofconvention. The
way wehave indexed ourbases accords with theclassical component
conventions.) Tensors inT,‘(V) will bereferred toasbeing oftype
(rs)Itwillbeseen that wehave defined tensors tobemultilinear
maps onsetsofvectors ordered such thatthose from V*occur first; that
is,ourspace oftensors isformed bytensor products ofVwith itself
followed byproducts with V*. One might envisage amore general
definition thatformed thetensor product ofthespaces VandVinno
definite order. However, such tensor product spaces are naturally
isomorphic tothe canonically ordered product. For example,‘ the
ordered pairs V><V*arecertainly distinct from V*><V,theblllllfiflf
mappings onthese spaces being V*®V and V®V* I@5P@°1i"elY- HOW"
ever, wemay define amap Q9by
q9:V*®V l—-> 1/®V1
T|——> (pT
whereTHE MIXED TENSOR ALGEBRA 17
Itiseasy toseethat rpdefines anisomorphism between V*®V and
V®V*.Further itisnatural (orcanonical), depending onnochoice of
bases forthese spaces. Similarly, any tensor product containing Vr
times and V*stimes isnaturally isomorphic tothecanonically ordered
®’V®‘V*. Weshall notdistinguish between these naturally isomorphic
spaces, andshall always form tensor products with thefactors from V
collected attheleft. Thus weadopt theconvention that tensors willbe
evaluated onasetordered with elements from V*occurring first.
If{e"} isabasis forV,with {X,-}adual basis forV*,such that
e‘(X1-)E61,,then abasis forT,‘(V) isprovided bythen(’+~‘) elements
{e"®e‘2® ...®e‘?®Xj-,®X,-,® ...®X,-5}.
IfTisanyelement ofT,‘(V) then
TETf]‘{§_"_"_‘,-f e‘1®e‘2® ...®e‘?®X;1® ...®X,-5
where thesummation convention isemployed. If{e"} isadifferent
basis forV,with dual basis {X’,-}, then ife"EM‘,-el andX',-EN,-IX;
itfollows from e"'(X',-) E61,-that
MikNjk =
Soifthetransformation coefficients arearranged into matrices Mand
N,thetranspose ofNistheinverse ofM.Ifthecomponents ofTin
thebasis labelled with aprime are
7-"J1--..I_§
ll.--If
then
i'_,_j5_ r r I t‘ t‘Y‘,-11]___,-r — T(Xi1, X52, ...,Xir, 6"‘, ...,6]‘)
: .1 is .P .Pr q1""qM1,,...M,,Siv,,1...N,, T,,,,__,,;.
This istheclassical expression forthechange inthecomponents ofa
tensor induced byachange ofbasis. The contravariant components,
placed assuperscripts, transform contragradiently tothe covariant
components, placed assubscripts.
Wemay classify thesymmetry ofamixed tensor according tothe
behaviour under permutations ofthevectors from V,and those from
V*:ofcourse itmakes nosense totalkofasymmetry that mixes these
spaces.
Since dual bases transform contragradiently wecandefine acontrac-
tion map that reduces both thecontravariant andthecovariant degrees
byone:
Ci:T1‘-(V)-——>Tiii(V)
(¢r)(x, co)=T(w,X) VXe v*.weV. Tl?) ctr
1 1
13 TENSOR ALGEBRA
1
lthentry
rm“-*""-i"'\_
C1¢T(av' vaa":):T(§9'-'9Xi1" 9;1‘?""e”"")
kthentry (1-5-1)
where {ei}isdual to{X,-}. _ _ _
Since thedual frames transform contragradiently thelinearity of‘T
ensures thatthedefinition ofC1.isbasis independent. If,insome basis,
Thasthecomponents
i---i7-‘i1]...£fS
then thecomponents ofCQTare
7"j1i--=_llElml1l_+1 ---.ls_I1. ..115-1"! lk+1 ...1,
where the‘dummy’ index missummed over. Forthespecial case of
TeT{(V) thecontraction C1maps Ttothefield F.Inthiscase the
contraction map issometimes called thetraceof T,Tr.T. N
When Vhasametric there isacanonical isomorphism ,between. V
and V*. Similarly wecan useametric onVtodefine amapping
between tensors ofdifferent contravariant and covariant degreps. For
example, given atensor TeTf,(V) wecan define anSeT,_1(V) as
follows:
1s(x,, ...X,_1;e1,...,es.est)
...- _1 ‘E1 '+1 s+l
=T(X1a ---aX/(-19 e1aXka"'aXr—1>e ""5 61 *6] "' "8
.. - - - -1Inasimilar way wecould associate with Tatensor inT§.,1(V) or
more generally atensor inT§(V) with p+qEr+s.We give an
example. Given TeT2(V)wedefine SeT2(V)by
s(w,Y,co)=T(W,at,"Y') vw,Yev*,wev.(1.5.2)
If{e"}and{xi} aredual bases forVandV*respectively such that
T=Tffe*'®e1®X,, S=Sf-j-e‘®e1®Xr
then writing W,Yandcointhisbasis gives
W"YlwkSf‘,- EW‘Ylw;,g‘i"gp;Ti’q-
Since thismust hold forallW,Yandw
51;.=gqkgp].T§q_ (1.5.3)
Such expressions can besimplified byadopting aconvention for
raising andlowering indices with thecomponents ofthemetric, similar
tothecase forvectors. However, such aprocedure would beambiguousI 1THE MIXED TENSOR ALGEBRA 19
with thetensor components arranged intheway wehave them: itnot
being clear, forexample, where theupper index should belowered to.
Toenable araising andlowering convention tobeemployed, from now
onwewillorder theupper indices relative tothelower ones. Wecan
always specify atensor with theindices inacanonical order; thelower
indices occurring first. Components canthen beraised andlowered with
thecomponents ofthemetric, maintaining theordering. Thus one
obtains anarray ofcomponents notincanonical order, some super-
scripts occurring before subscripts. Ifwereturn totheexample wewere
considering, only this time stagger thecomponents inthecanonical
order,
TET,-j-"e"®e1"®Xk SES,-,~"e"® el®Xk
then therelationship (1.5.2) between SandTrelates thecomponents by
Siik =gqk3.vi'T1'qp'
This cannow becompactly written as
S,-J,"ET)“,-. (1.5.4)
There areacouple ofpoints relating tothisindex convention that are
worth emphasising. The first isthat araising andlowering convention
need notbeadopted atall:inwhich case there isnoneed toorder the
upper indices relative tothelower ones. Noinconsistencies would arise,
only relationships between tensors such as(1.5.2) would have theuntidy
component form of(1.5.3). The second point concerns theordering of
thebasis. Wehave decided towork always with tensors formed with
products from Vtotheleft. Nevertheless relationships such as(1.5.4)
involve components that arenotindexed inthecanonical order. Aswe
earlier remarked one could work with thelarger class oftensors in
which thefactors from VandV*occur innodefinite order. Inthiscase
onemight adopt theconvention thatthebasis isattached intheorder in
which thecomponents occur; anelement from Vgoing with asubscript
forexample. Such atensor would, however, aswehave pointed out, be
naturally isomorphic toatensor with thesame components butwith a
canonically ordered basis. Thus theadopted ordering ofthebasis isin
noreal sense arestriction, and inparticular wehave thefreedom to
employ theraising and lowering conventions that introduce thenon-
canonically ordered components.
Sometimes wemay speak, forexample, ofadegree twotensor being
symmetric andtrace free. Such imprecise statements should beunder-
stood tomean that Tisasymmetric tensor inT§’(V),andthatSeT}(V)
istraceless, where
S(X,co)E T(X, 5)‘) VXe V*,coe V.
Equivalently, T(X’, X,-)E0,where X‘Eg’lX,-.
20 TENSOR ALGEBRA
Bibliography
Abrahams R,Marsden JEandRatiu T1983 Manifolds, Tensor Analysis and
Applications (New York: Addison-Wesley)
Dodson CTJandPoston T1977 Tensor Geometry (London: Pitman)
Greub W1978 Multilinear Algebra 2ndedn(Heidelberg: Springer)
Schutz BF1980 Geometrical Methods ofMathematical Physics (Cambridge:
Cambridge University Press) Clifford Algebras andSpinors
Inthischapter wepresent anaccount ofClifford algebras andspinors.
Taken with Appendix Aitisfairly self-contained. Whereas insome
places wehave explicitly referred toAppendix Awehave often tacitly
assumed knowledge ofsomething that istobefound there. Thus a
reader confronted with concepts orterminology that areunfamiliar
should consult Appendix Awhere (we hope) further details may be
found.
The Clifford algebra isconstructed soastofacilitate astudy of
orthogonal transformations. Itleads toasystematic way ofintroducing
thespin groups (the covering groups oftheorthogonal groups and
various subgroups) forarbitrary dimensions andsignature. The irreduc-
ible representations ofthe Clifford algebra give rise toirreducible
representations ofthespin groups: spinors. Ifthereal vector space V
with bilinear form gisanorthogonal space then wewish toimbed V
and acopy ofthe real numbers asvector subspaces inthe real
associative algebra C(V, g)insuch away that x2Eg(x, x),Vxe V.
The square ofxdenotes itsproduct with itself inthisalgebra, andthe
right-hand sideisarealnumber which liesinthevector subspace ofthe
algebra spanned bytheidentity. IfSisanyinvertible element ofthe
algebra andx’ESxS‘1 then obviously x'2Eg(x, x).Soifx’isinV
wehave anorthogonal transformation. Those elements Ssuch that x’is
inVform agroup, theClifford group. Obviously elements ofthe
Clifford group which differ byamultiple ofthecentre willproduce the
same orthogonal transformation, sothat themapping from theClifford
group totheorthogonal group ismany-to-one. Bysuitably normalising
elements oftheClifford group weobtain asubgroup such that the
mapping intotheorthogonal group istwo-to-one, andwehave adouble
covering oftheorthogonal group. Being able towrite anorthogonal
transformation interms ofsimultaneous multiplication from both sides
byanelement oftheClifford group weareledtoconsider those
22 CLIFFORD ALGEBRAS AND SPINORS
transformations obtained bymultiplying from one side only; thespin
transformations.
The Clifford algebra canbeconstructed asaquotient ofthetensor
algebra. This isinclose parallel with §1.3, where weconsidered the
exterior algebra asaquotient ofthe tensor algebra. Rather than
regarding elements oftheClifford algebra asequivalence classes inthe
tensor algebra itismore convenient towork with representatives of
these classes. Weshow how wecanchoose these representatives tobe
theexterior forms, theClifford product being given interms ofthe
exterior andinterior products. In§2.2 wedetermine thestructure ofthe
realClifford algebras. These algebras areZ2-gradedt, andwegive the
structure oftheeven subalgebra in§2.3. In§2.4 weintroduce the
Clifford group and show therelation ofitand itssubgroups tothe
orthogonal group and itssubgroups. After examining theirreducible
representations oftheClifford algebra andgroup, spinors, wemove on
tospin-invariant products. Atthispoint some readers willprobably feel
thefurthest removed from what they feelthey want toknow, andfrom
relevance tophysics. However, such readers should beassured thatthis
section willenable them todetermine allthespin-invariant products in
whichever dimension iscurrently infashion, and, forexample, whether
the charge conjugation matrix (defined ineither oftwo ways) is
symmetric orantisymmetric. The reader with atrusting disposition may
becontent tolearn how tointerpret thetables that summarise the
results. In§2.7 weconsider thecomplexified Clifford algebras. Anyone
familiar with they-matrices, which areusually assumed tobecomplex,
may wonder why wehave postponed thecomplex case forsolong.
However, although they-matrices areusually assumed tobecomplex,
conjugate~linear operations, such astheDirac adjoint, areconsidered as
well ascomplex—linear ones. Thus anunderlying realstructure issingled
outandsoonewayoranother weneed theresults oftherealcase. The
account wehave given islogically complete attheendof§2.7. Itmakes
noreference, however, tosuch things asDirac spinors and charge
conjugation with which most physicists arefamiliar. Whilst notbeing
intended asadictionary, §2.8 makes contact with the1/-matrices and
physics vocabulary. Wealsomention the‘two-component spinor formal-
ism’ forLorentzian spinors.
Having outlined what weshall do,itisinorder tostate what is
omitted. There aretwo main restrictions wehave imposed: weonly
consider algebras over thereal orcomplex field and weassume the
bilinear form isnon-degenerate. The important topic ofpure spinors has
been given achapter ofitsown.
1Grading isdiscussed inAppendix A.THE CLIFFORD ALGEBRA 23
2.1TheClifford Algebra
We assume now that the vector space Vhas anF-valued non-
degenerate symmetric bilinear form, ormetric, g.LetJbetheideal of
T(V) consisting ofsums ofterms oftheform a®{x®x —-g(x, x)}®b,
a,beT(V), xeV.Then theClifford algebra associated with VisC(V,
g)defined by
<_3(v,g)=T(V)/J. (2.1.1)
The product will bedenoted V,satisfying [a]v[b] E[a®b]. The
ideal JisnotaZ-graded subspace andsoC(V, g)does notinherit a
Z-gradation. However, x®x —g(x, x)ishomogeneous with respect to
theinduced Z2-gradation ofT(V) making JaZ2-graded subspace. Thus
C(V, g)inherits aZ2—gradation. The ideal Jispreserved by1),Eandix
andsoallofthese naturally induce operations (denoted bythesame
symbol) inC(V, g).Ifx,yeVthen
x®r=My+g(x,y)+%{(r+y)®(x +y)-s(X+Y»X+y)
-X®x+g(x,X)—)’®)’+g(x,x)}~
Theterm inbrackets isinJandso
x®}’ "'XAY -1-g(x, y). (2.1.2)
More generally fortoap-form andxeVwehave
x®c0 ~xAco+ixw. (2.1.3)
Here YeV*isthemetric dual ofx,defined byIi?‘(y)Eg(x,y),
VyeV.Forwa1-form (2.1.3) reduces to(2.1.2). Wemay prove its
general validity byinduction. This willbeclosely analogous totheproof
of(1.3.7). Suppose that(2.1.3) istrue fortoofdegree lessthan orequal
IOp—1,then itwillbetrue forallp-forms ifitholds fortotheproduct
ofporthogonal 1-forms. Asweshowed intheproof of(1.3.7) itfollows
from thedefinition oftheexterior product that ifx,y‘,iE1,...,p
areinVthen
x/\_V1A Ayp
P
=1/<p+1>(x<>i<>y1---P +2<—1>v*®<xAy1-~- t(21.4)r=1
where yl F...p : yl/\y2/\ .../\yr—1/\yr+1/\ I._Ayp- Since
(2.1.3) isassumed truefortoofdegree p—1 orless
yr®(xAy1.. ?...p) ~yr®(x®y1...?...p ____iYy1...?...p).
Useof(2.1.2) gives
24 CLIFFORD ALGEBRAS AND SPINORS
yr®(xAy1...?...p)
~2g(yr’x)y1...?...p _x®yr®y1...?...p
Since they‘areassumed orthogonal wemay use(2.1.3) forcoa(p—1)
or(p—2)-form toshow that
yr®(x/\y1... ‘P...p)
,__,2g(yr’x)y1...? ...p_x®(yr/\y1_.. '2...p) _yrAiYy1... ';...p_
Wemay pulltheinterior derivative tothefront ofthelastterm anduse
yr/\y1... ?...p :(_1)r-1y1...p toproduce
yr®(x/\y1... F...p)
,___g(-yr, x)y1... r...p +(_1)rx®yl...p _(_1)rify1...p
SO
P .
2(__1)ryr®(xAy1...?...p)
r=1
P /‘\
~2(__1)rg(yr,x)y1... r...p +px®y1...p _pifyl...p
"1 p_m
,___px®y1...p ___
Returning to(2.1.4) shows that if(2.13) istrue forwaq-form with
qsp-1then itistrue fortoap-form. Thus (2.1.2) shows thatindeed
(2.1.3) holds forallp-forms. Repeated useof(21.3) shows that an
arbitrary tensor product isequivalent toasum ofexterior forms, for
example
x‘®x2®x3 ~x1®{x2 Ax3 +g(x2, x3)}
~x1Ax2Ax3 +g(x1, x2)x3 —g(x1, x3)x2 +g(x2, x3)x1.
Inprinciple wecould write down anexplicit formula fortherelation
between theclass ofahomogeneous tensor and classes ofexterior
forms. However, itisgenerally sufficient toknow that (2.1.3) deter-
mines such arelation andforpractical purposes weshall becontent with
(2.1.3) andthefollowing other special case. Ifcoisanarbitrary p-form
andxa1-form then
w®x ~xA1700—iinw. (2.1.5)
Fortoa1-form thisiscertainly true since itreduces to(2.1.1). Again we
prove itsgeneral validity byinduction. Suppose that (2.1.5) holds forno
ofdegree lessthan orequal top,then
(yAw)®x ~(y®a)— i,w)®x by(2.1.3)
~y®(x A1700—i,17w)- xA17i,w +ifniyw by(2.1.5).THE CLIFFORD ALGEBRA 25
Asecond application of(2.1.3) gives
(yAw)®x ~yA(xAnu)—i,,17w) +i,;x17co —xAiy-170) —iyifqw
+xAiynw -ifiynw
where wehave used nix=—iX17.Dropping theterms that cancel anda
little rearranging gives
(y/\w)®x ~XAn(yAw) —im(y/\w)
andsoif(2.1.5) holds forallcoofdegree lessthan orequal topitalso
holds forall(p+1)-forms. This completes theinductive proof ofthe
general validity of(2.1.5).
Wehave shown that theclasses ofabasis forthespace ofallexterior
forms provide abasis forQ(V, g).There isthus anatural way of
introducing a.product, V,onthespace ofexterior forms that turns this
vector space into analgebra, C(V,g)say, where C(V,g)=Q(V, g),If
crandwareexterior forms then theexterior form crVcuisdefined by
[a/]V[co]=[crV0)]. (2.1.6)
Since [a/]V[cu]=[a/®w] theequivalence in(2.1.3) gives forxa1-form
X\/(1): X/\C0+
Similarly (2.1.5) gives
cuVx =xA17w— i,,17w. (2.1.8)
Aswenoted earlier, theassociativity oftheproduct together with
(2.1.7) completely determines Vonarbitrary forms. Thus thevector
space ofexterior forms together with the antisymmetrised tensor
product Aisanexterior algebra, whereas theproduct Vturns thesame
vector space into aClifford algebra. The products arerelated asin
(2.1.7).
Byquotienting thetensor algebra inaparticular way wehave been
ledtoanalgebra C(V, g)which satisfies thefamiliar relations
xvy +yVx=2g(x, y) Vx, yeV. (2.1.9)
Itisbecause ofthisrelation that theClifford algebra isadapted tothe
study oforthogonal transformations ofV.Wewould like toknow if
there areanyother associative algebras, apart from theone wehave
constructed, whose product satisfies therelation (2.1.9). Suppose that
C’(V,g)isanassociative algebra with product Aandthat qpisalinear
mapping ofVinto asubspace ofC'(V, g),V’,which generates the
algebra, andthat
<P(x)/><P(y) +<P(y)w(x) =2a(x,y) Vx,yEV»(2-1-10)—-----mu-rung
26 CLiFFoRD ALGEBRAS AND srrnons
The right-hand side isunderstood tocontain theidentity inC'(V, g).
The mapping rpcanbeextended toahomomorphism II)from T(V) to
C'(V, g):
<I>:T(V) --—> C'(V, g)
<I>(x®y) =‘P(x)A<P()’)- (Z1-11)
Since V’generates C'(V, g),<I>[T(V)] =C'(V, g).Itfollows from
(21.10) and (2.1.11) that <I>{x®x —g(x, x)}=0,and so<I>(J) =0
where Jistheideal used toconstruct C(V, g).Thus if17isthemapping
ofT(V) onto C(V, g)defined byrra=[a]then <I>=1/101:, where rpis
some homomorphism from C(V, g)toC'(V, g).Sothedimension of
C'(V, g)certainly cannot begreater than that ofC(V, g),andifthe
dimensions arethesame then thealgebras areisomorphic. Since the
kernel of1/2isanideal ofC(V, g)ifthedimension ofC'(V, g)isless
than thatofC(V, g)itmust bea(non-trivial) quotient ofthat algebra.
Sotheonly possibility ofaC'(V, g)which isnotisomorphic toC(V, g)
arises ifC(V, g)isnotsimple. Conversely, itreadily follows that if
C(V, g)isnotsimple then anyquotient satisfies theconditions assumed
forC'(V, g).Sometimes anyalgebra likeC'(V, g)iscalled aClifford
algebra, the algebra C(V, g)being termed the universal Clifford
algebra.
From now on,unless indicated otherwise, byClifford algebra weshall
mean thealgebra ofthevector space ofexterior forms with theproduct
given in(2.1.7), andshall reserve thenotation C(V, g)forthisalgebra.
Weshall also henceforth omit thesymbol V,itbeing understood that
juxtapositioning ofexterior forms denotes thisproduct. Although the
Clifford algebra isnotaZ-graded algebra thevector space ofexterior
forms isaZ-graded vector space anditwillbeconvenient tousethe
decomposition intoZ-homogeneous subspaces:
C(v.g)=2SP...(Co/.gn (21.12)*0P...
where nisthedimension ofVandtheprojection operators Sf’pproject
out the homogeneous subspaces ofp-forms. IfAand Bare
homogeneous ofdegree pandqrespectively then their Clifford product
willnotingeneral behomogeneous; rather
AB=srp.p(AB) +9"p+p_2(AB) +...+Sf‘p_ql(AB). (2.1.13)
This follows directly from (2.1.7) and(2.1.8). Ifcpandrparearbitrary
elements ofthealgebra then
9’@(<P1/1) =29’o(<Pptvp) (2-1-14)THE CLIFFORD ALGEBRA 27
where (ppEffpcp and(2.1.13) hasbeen used. Ifgpdenotes themetric
onp-forms induced from g,asintroduced intheprevious chapter, then
wemay introduce ametric oninhomogeneous forms, G,bydefining
G(<;v.1/1)=Zsp(<Pp, WP) (2.1.15)
that is,Gisdiagonal inthehomogeneous subspaces. This metric on
forms canberelated toClifford multiplication
G(<P> W)=9’0(<P§1l1)- (3-1-16)
From (2.1.14) the right-hand side isseen tobediagonal inthe
homogeneous components ofcpand 1/1andsotoverify (2.1.16) allwe
need tocheck isthat gp(rpp, 1/;p)= S1"0(<pf,ipp). Since both sides are
linear in(ppand rppitsuffices toconsider thecase of(ppand ipp
products of orthonormal 1-forms. If (pp=a1a2.. .aP and
1/1p=blbz ...bl’then from (2.1.7)
3)0((}9§1/Jp) =i5; ...lp; (b1b2 ...
Ifthe{ai} and {bi} aresubsets ofanorthonormal basis then the
right-hand sideiszero unless these setsarethesame uptoarelabelling.
Since
ip;...i5;(alaz ...a1’)=g(a1, a1)g(a2, a2)...g(aP, a1’)
=gp(a1a2 ...a1’,alaz ...a1’)
wehave verified (2.1.16).
One trivial result thatisimportant forcalculations is
9’0(<W) =9%(w<P) (2-1-17)
21S
9°0(<P1/1) =Z5"@(¢>pwp) =E(—1)“”2lg,.(<r>p, 1/1,.)
where [p/2] denotes theinteger part ofp/2, andtheresult follows from
thesymmetry ofgp.
Itwill sometimes beuseful toexpand anarbitrary element ofthe
Clifford algebra inaG-orthonormal basis. If{e"} isag-orthonormal
basis then {eA} isaG-orthonormal basis where themulti-index Atakes
onallnaturally ordered sequences ofdistinct indices. We use the
notation
12... _e P'=e1Ae2A...AeP=e1e2...eP‘.
If80?“, eb)=naband nppdenotes theinverse matrix then weset
ea=nppeb, giving eAanobvious meaning. Then 9"0(eieB) =6AB where
28 CLIFFORD ALGEBRAS AND SPINORS
6,43 denotes theKronecker function that takes thevalue zero, unless
thesequences AandBarethesame inwhich case itsvalue isone. Ifa
isanyelement oftheClifford algebra then wecanexpand inthisbasis
a=2s;>p(a@,_,%)@A. (21.18)
The Hodge dual ofaform may also berelated toClifford multi-
plication. Thedefinition oftheHodge dual, (1.4.5), ofipp,*1pp, isgiven
by(ppA*1pp=gp((pp, 1/1p)*1 forallp-forms (pp.Setting zE*1(2.1.16)
enables thistoberewritten as(ppA*1/1p=9°0((p§i/1p)z =9’0((pp1p§)z. It
immediately follows from (2.1.?) that 9’,,(cpp*ipp) =(ppA*1/1p andfrom
(2-1-13) that5P@(<PpW§)Z =5i(¢>pw§)- Thus yn((pp*1'|Up) =9’i(<Pp1/IE1)giving
*1};=11152. (2.1.19)
Exercise 2.1
If{ea}, {Xb} areany dual bases, e“(X,,) =(32,and er,[3areany
exterior forms, derive therelations
"-1[P/21 . . . .6Y\/5 =Z%_(np1X,, ---1X,,p¢Y)/\(1";i ---1'§ép/3’)p=0
"-1LP/21. . . .a/Afi =2—(-—l-))1——(iXa] ...lXHp7]pCY)\;(l";,, ...1";;,pfi).
EO
2.2TheStructure oftheReal Clifford Algebras
Inthissection wetake thefield Ftobethereal numbers IR.Weshall
determine the structure ofC(V, g)forallreal symmetric non-
degenerate g.Ifghasasignature with pplus andqminus signs, then
thestructure oftheClifford algebra canonly depend onpandq.We
shall anticipate thisbysetting C(V, g)ECpap(lB).
One thing weknow about theClifford algebras istheir dimension.
Since wehave identified theunderlying vector space with thespace of
exterior forms thedimension ofCp_p(IB)is2"where p+q=n.Given
abasis forVwecanrepeatedly use(2.1.?) toconstruct amultiplication
table fortheClifford algebras, andinthissense weknow itsstructure
completely. What wewould liketodoistorelate theClifford algebra to
other ‘standard’ algebras. Inparticular wehave already seen that if
Cp,p(lB) isnotsimple then wecan construct asmaller algebra that
satisfies therelation (2.1.9). Some low-dimensional examples willclarify
how (2.1.7) isused inpractice. Itwillalso transpire that wecanrelate
anyClifford algebra toanumber oflow-dimensional Clifford algebras.THE STRUCTURE OFTHEREAL cLiFFORD ALGEBRAS 29
Wewilldenote anorthonormal basis forVby{e‘,ff}fori=1,...,
p,j=1,...,qwhere g(ei, e‘)=—g(f1, fl)=1.Itwillbeconvenient
tosetz=e1Ae2A ...ePAf1A Afq.
The two-dimensional algebra C0_1(lB) has asbasis {1,f}where
f2=-1.Itisthus isomorphic tothealgebra ofcomplex numbers,
C@,1(1B) =°3(1B)- (2.21)
.Abasis forC1_0_(lB) is{1,e},and this algebra might notbeso
immediately recognisable. IfP1=§(1+e)and P2=%(1 —e)then
{P1, P2} isobviously anew basis. The multiplication table isgiven in
table 2.1. Thus P1and P2each span mutually orthogonal one-
dimensional subalgebras, each ofwhich isisomorphic tothefield IR,so
that
01,003) =iaeaia. (22.2)
Table 2.1
P1 P2
P1 P1 0
P2 0 P2
‘Rather than simply determine thestructure ofC1,1(]B) we511311 take
this opportunity todemonstrate some general features ofassociative
algebras. Abasis is{1,e,f,z}where Z:_-3/\f= efSince 6andfare
orthogonal. Themultiplication table isreadily completed (seetable 2.2).
(For example, ez=eef=fsince eisofunitnorm.)
Table 2.2
1 6 f Z
N“-t~><'\>>-1 Nkopfbi-i\i~,Ni-—*<'m <‘bi—*N\i-, i-~<'b'\v-,l\i
.Itis.straightforward toseethat theidentity spans thecentre. An
Immediate consequence ofthisisthat C1p1(IB) isnotreducible. More
genfirally. allCp,p(lB) have anidentity. Ifthealgebra were reducible
30 CLIFFORD ALGEBRAS AND SPINORS
then theidentity would bethesum oftheidentities inthecomponent
algebras. The identities ofthecomponent algebras must alllieinthe
centre, soifanalgebra with aunitelement isreducible then theidentity
canbewritten asasum ofpairwise orthogonal central idempotents.
Conversely ifthecentre ofanalgebra contains asetofmutually
orthogonal idempotents then the algebra isreducible. Thus either
C111(lB) hasaradical oritissimple. Themultiplication table enables the
two-dimensional Clifford algebras wehave already encountered tobe
recognised assubalgebras. Both {1,e}and {1,2}span subalgebras
isomorphic toIRGBIB, whereas thealgebra spanned by{1,f}isisomor-
phic toC(18). Wecanusethepair oforthogonal idempotents inoneof
theB6318 subalgebras towrite C1,1(IB) asasum oftwoleftideals. For
example, ifP1=%(1+ z),P2=§(1— z)then C111(lB) =C1_1(lB)P1 +
C1,1(lB)P2. Since fP1= eP1 and zP1= P1abasis fortheleftideal
C1’1(]B)P1 is{P1, eP1}. Similarly abasis forC111(lB)P2 is{P2, eP2}. It
isinstructive tolook atthemultiplication table forthealgebra inthis
basis (seetable 2.3).
Table 2.3
P1 eP1 P2 QP2
P1 P1 O 0 QPQ
6P1 eP1 0 O P2
P2 0 6P1 P2 0
8P2 0 P1 8P2 0
The leftideals C1,1(]B)P1 and C111(IB)P2 areboth minimal; they
contain nosmaller leftideals. SoP1andP2areprimitive?‘ idempotents,
forifP1=P+Qwhere Pand Qareorthogonal idempotents then
C1’1(lB)P1 =C1,1(IB)P +C1,1(]B)Q. The sum must beadirect vector
space sum. Forsuppose that bP=cQforsome bandc.Then since P
isidempotent bP=bPP, but bPP =cQP =0since Qand Pare
orthogonal. Thus b=c=0.SoifP1were notprimitive C111(IB)P1
would beasum oftwo smaller leftideals. Could C1_1(IB) contain any
two-sided ideals‘? Suppose Iisatwo-sided ideal andthat aeI.Wecan
write a=a1+a2where a1eC111(lB) P1, a2eC111(lB)P2. Now
C111(lB)a1 isaleftideal which iscontained intheleftideal C1_1(IB)P1
since a1is.But this leftideal isminimal and soC1_1(lB)a1 =C1_1P1.
Thus ifa1ab0there isabsuch that ba1= P1andsoba=P1+bag
TThe notion of‘primitive idempotents’ isdiscussed in(A11)—(A19) ofApp-
endix A.THE STRUCTURE OFTHEREAL CLIFFORD ALGEBRAS 31
andbaP1 =P1,which shows that P1must beinIsince ais.Similarly,
there exists acsuch that caP1 =eP1,which must beinI.Butfrom the
multiplication table weseethat right multiplying P1and eP1 byeP2
generates theremainder ofthebasis forthewhole algebra.
The situation isthesame ifweassume that Q2ab0.Thus theonly
ideals arethezero ideal and thealgebra itself which isthus simple.
Wedderburn’s structure theorem, together with Frobenius’s theorem on
real division algebras, shows that theonly simple four-dimensional
associative algebras over thereals arethetotal matrix algebra A/t2(lFl)
andthequaternions, H(lB). Thequaternion algebra isadivision algebra
whose only idempotent istheidentity andsowemust have
c1_1(1B)=A/L2(lB). (22.3)
Ofcourse wecould have obtained thisresult directly, forif{e1-1}, 1',
j=1,2isanordinary matrix basis forA/|.2(lR) then asetofgenerators is
{e,f}where e=e12 +e21, f=e12—e21. These generators anticom-
mute andsatisfy e2=—f2=1.
Abasis forC11,2(lB) is{1,fl,f2,2}and themultiplication table is
given intable 2.4.This may berecognised asthemultiplication table of
thestandard basis forthequaternion algebra byrelabelling fl=i,
f2=j,z=k:
Table 2.4
1 fl f2 Z
1 1 fl f2 Z
f‘ f‘ —1 Z —f2
f2 fi Z 1 flZ Z f2 _fl _1
.C@1;,(lB) isgenerated byanorthonormal basis forV,{f1,f2,f3}.
Since _z=f1f2f3 itwillcommute with these generators, andhence must
1116 in the centre. Furthermore, 22=1and so P1=
2(1+ Z),P2=§(1—z)areapair oforthogonal idempotents inthe
Centre. Thus C11,3(IFi) isreducible, C1113(lB) =C11_3(lB)P1G)C11_3(lB)P2. A
basis forC0,3(]B) isfl»fl»f2,f3,fl)”, f2f3, f3f1, 2}and since
2P1: P1» f1f2P1= ‘“f3Pi= f2f3P1= —f1P1= f3f1P1= “fzpi 3basis
forC0,3(1B)P1 is{P1,f1P1,f2P1, f3P1}. Theresulting multiplicationtable isgiven intable 2.5. The identity inthisalgebra isP1.Again we
have thequaternion algebra with astandard basis {P1, f1P1, f2P1,
-f3P1}. The mapping i7isanautomorphism ofC1113(IFi), butmaps one
32 CLIFFORD ALGEBRAS AND SPINORS
component algebra into theother since 172=—-2. Itthus establishes an
isomorphism between these component algebras andso
c1,,,(lR) =H(lB)(—BH(lB). (2.25)
Table 2.5
P1 f‘Pt f2Pt f3Pt
P1 Pl flpl fzpl .f3P1
flpl flpl _P1 "'f3P1 f2P1
f2P1 f2Pi f3P1 ‘P1 -JQP1
f3Pt f3P1 —f2Pt f‘Pl -Pl
Itisunlikely that wewill recognise thesixteen-dimensional algebra
C11,4(lB) bywriting outthemultiplication table. Anorthonormal basis for
V{f1,f2,f3,f4} generates thealgebra. These generators mutually
anticommute and square tominus one. Ifwecanfind anew setof
generators that splits into two mutually commuting subsets then these
subsets willgenerate mutually commuting subalgebras. Iftheproduct of
thedimensions ofthese subalgebras isthedimension ofC0,4(lB) then we
canexpress that algebra asthetensor product ofthese subalgebras.
Such asetisprovided by{f1, 2,f2f3, f3f4}. The first two elements
certainly commute with thelasttwobutweneed toverify that they do
indeed generate thealgebra. We dothis bychecking that wecan
recover theoriginal generators byforming sums ofproducts ofthisnew
set.Infact, f1zf2f3 =f4, f12f3f4 =f2 and sof12f3f4f2f3 =—f3 and,
indeed, wehave anew setofgenerators. The generators {f1, 2}
mutually anticommute satisfying 22=—-(f1)2 =1.They therefore gener-
ateanalgebra isomorphic toC1,1(B), that isA/t2(lB). Theanticommuting
pair {f2f3;f3f4} both square tominus one, and sothey generate the
quaternion algebra. (Inthestandard basis wemay choose {i,j}as
generators.) Both A/t2(lB) and H(lB) arefour dimensional and sowe
have
C11_4(lB) =H(lB) ®Jl/l.2(IB). (2.2.6)
Ofcourse, inasimilar way, wecould have quickly identified the
structure ofthealgebras previously considered.
Ithasbeen anticipated that aknowledge ofsome low-dimensional
Clifford algebras will enable the structure ofanarbitrary Clifford
algebra tobedetermined. Infact, given that weknow thestructure of
C111(lPl), C1111(lB) andC11p(lB) forq=1,2,3,4thefollowing determine
thestructure ofalltherealClifford algebras:
Cp+i.q(lB) 2Cq+1.p(IB) (2-2-7)THE STRUCTURE OFTHEREAL CLIFFORD ALGEBRAS 33
CP+1»¢?+1(1B) 2Cp.q(lB)®Ci,i(lB) (2.2.8)
Cl».q+4(1B) =Cp,q(B)®C0,4(lB)- (22.9)
Before demonstrating thetruth oftheabove assertion wehave toprove
these relations. This willbedone bychoosing suitable generators. Aset
of‘gen_61’flt0rS fOrCp+1,q(lB) isprovided byanorthonormal basis forV,
{EliPlferi=1, ---, P-l-1, j=1, ..., q.Alternatively, wecould
generate thealgebra with {eP+1, eP+1e‘, eP+1fl}, i=1,___,P,1':1
...,q.This follows since wecaneasily recover theoriginal generators
from products ofthisset.The new generators aremutually anticommut-
ing and for i=1, ..., p, (ep+1ei)2 = ep+1ez'ep+1ei =
*(ep+'1)2(e')2 -1;Similarly (eP*1fl)2 =1.Sowehave asetofmutual-
lyanticommuting generators, q+1ofwhich square toplus oneandp
ofwhich square. tominus oneandso(2.2.7) indeed holds.
Cp+1.q+1(lB) 15generated byfepfli 6’)fqfi, fl}fori=1, ..., p,
j=1,.._., q.Anew setofgenerators are{eP+1, fqfl, @P+1fq+1e='
ep+1fq+1f’l with i=1, ---, P,j=1,..., q.(Although thenotation
assumes p21 and qZ1 theargument obviously goes through with
p=0orq=0.)Wehave only toverify thattheoriginal generators are
recovered byproducts ofthenew settobesure that they areindeed
generators. The first pair ofmutually anticommuting generators com-
mute with thesecond mutually anticommuting pair. Fori=1,...,p
(ep+1](‘q+1ei)2 =ep+1]("q+1eiep+lfq+1er' =(ep+1)2fq+1e;'fq+1e1'
:_(ep+1)20<‘q+1)2(ei')2 =(ei')2 =
Similarly (Bf+1f"+1fi)2 =-1.Thus thesecond pair ofthesetgenerate
C1,,q(R),. whereas thefirstpairobviously generate C1,1(lB). Theproduct
ofthedimensions ofthese mutually commuting subalgebras isindeed
thedimension ofCp11,p+1(lB) andwehave proved (2.2.8).
The proof of(2.2.9) proceeds inthesame spirit. Anorthonormal
basis forVprovides asetofmutually anticommuting generators for
C1,,,1+,1(lR). Wepartition thegenerators into twosubsets, andform new
generators outofthefirst subset andtheelements ofthesecond subset
multiplied bytheproduct ofalltheelements inthefirst set.Ifthefirst
setisofeven dimension, wewill then have two mutually commuting
subsets ofgenerators. That is,wereplace thegenerators
{€i’fJ"fq+1, fq+2,fq+3’ f-1+4} 1'=1,___,p;j= 1,___,q
with theset
tie‘,?f’;fi*‘.fi*2.fi+3.fi*4} 1"=1.....P;-I=1.....q
Where 3=f‘?+1f‘1+2f‘?+3f‘?+‘*. Then 2‘f‘1+1 =—f‘¥+12 forexample andthe
lastfour generators commute with thefirst p+q.Since Eel=elf
34 CLIFFORD ALGEBRAS AND SPINORS
2‘fl=f72‘ fori= 1,...,p,j=1, ...,qand22= 1wehave Cp,p(lB)
andC1114(lB) asmutually commuting subalgebras. The dimensions ofthe
algebras aresuch that wehave proved (2.2.9). Ofcourse wecould
equally well have shown thatC1,14,p(lB) =Cpgp(lB)®C4,1,(lR).
Thelow-dimensional examples andperiodicity relations wehave given
have been judiciously chosen toenable thestructure ofanarbitrary
Clifford algebra tobedetermined. Weshow first how thestructure of
Cp,q(lB) canbedetermined assuming q>p.Repeated useof(2.2.8)
gives
Cp,p(lB) ==C111p_p(lB)®C1,1(lFi)® ,..®C1_1(lR).'7' Y
pterms
Ifwesetq—p=4/I+1uwith pt<4then useof(2.2.9) shows that
Cp,p(lB) =C11_p(IB) ®C1L.1(lB)® .C11,4(lFJi)®1C1,1(lB)® ...®C111(IFi).
itterms pterms
Since weknow thestructure ofalltheC11,p(lB) for1u<4,wehave
expressed Cp_p(lB) asatensor product offactors ofknown structure.
Now wedothesame thing assuming thatp<q;by(2.2.8)
Cp,q(lB) ZCp ’0(B)®C1,1(B)® ...®C1, 1(lBJ).1-q L iii’ _ 7 7
qterms
Now weuse(2.2.7) forthefirsttime:
Cp,q(1B) 2C1,p-q-1(lB)®Ci,i(lB) ---Cl,1(B)'
qterms
Ifp—q==1or2then there isnothing lefttodo,andintheformer
case wewillneed ourknowledge ofthestructure ofC1,1,(lB). Ifnotthen
onemore application of(2.2.8) gives
Cp,q(]B) 2CO,p—q—2(IB)®?1, ''_ Y __
q+1 terms
Ifwesetp——q——2=4(:r+18,with 15'<4then (2.2.9) produces
Cp1p(lR) =C11,p(lR)®C11_4(lB)® ...®C1,14(lB)®C1_1(lB)® ...®C111(1B)L _ ._ 2 __. _ _ WY 'Y
trterms q+1terms
Again wehave expressed thealgebra interms ofproducts ofalgebras
whose structures areknown. Sowhat arethepossibilities forCp_p(lB)?
Since C1,1(lB) =./1/|.2(lB) andat/t,,,(lFi)®./I/l,,(IPi) =A/l.,,,,,(IFi), repeated tensorTHE STRUCTURE OFTHEREAL CLIFFORD ALGEBRAS 35
products ofC1,1(lR) areisomorphic toatotal matrix algebra. Wehave
seen that C11,4(lB) =H(IFi)®Jl/l.2(lB), and since H(lB)®H(lB) =A/t4(]B)
thetensor product ofC1114(IB) aneven number oftimes isisomorphic to
atotal matrix algebra, whereas anoddnumber ofproducts produces the
product ofthequaternions andatotal matrix algebra. SoanyClifford
algebra iseither isomorphic toatotal matrix algebra orisomorphic to
thetensor product ofC111p(lB), [3<4,with either atotal matrix algebra,
orthetensor product ofthequaternions andatotal matrix algebra. In
theformer case equations (2.2.1), (2.2.4) and(2.2.5) show that
cp,q(IB) =~s4(1R)®./I/t.(1R) (2.2.10)
where .94=C,HorHC-DH, andr2dimai =2P+‘1. Since C(IR)®H(1B) =
C(lB)®J1/l2(lB), andaswehave already noted H(lR)®H (IR)=A/t4(IB) the
second case would lead to(2.2.10) with .951.=C,1BorIR+1B.Soany
realClifford algebra canbeexpressed asin(2.2.10) with 524=IR,C,H,
IBG-)lB orHG-DH. Since weknow thedimension ofthereal Clifford
algebras their structure ischaracterised bythealgebra st.The possibili-
ties.for sflshow that thereal Clifford algebras areeither simple or
semi-simple, inthelatter case being thedirect sum oftwoisomorphic
simple components. Obviously thevalues ofpandqdetermine 524,in
factfrom (2.2.8) itcanbeseen that sitisdetermined byp—q.Two
applications of(2.2.9) give
C10, q+8(lB) ZCp, q+4(B)®C0, 2Cp, q(lFl)®C0_
-4Cp,p(lB)®H(lB)®./I/t2(1B)®H(lB)®Jl/t2(1B) (by(2.26))
thus C1,,,11g(lB) =A/L16(lB)®Cp,p(lB). Soinfact ailisdetermined by
P—qmod 8.Thelow-dimensional algebras given inequations (2.2.1) to
(2.2.6) provide examples ofp --qmod8 being 7,1,0,6,5and4.Soall
thatismissing isp—qmod8 equal to2and3.From (2.2.7) wehave
C2,t(1B) =c1_1(1a) =./l/t2(lB) and0,,11(lB)=c1_An),andsoby(22.8),Cs.0(lB) =C1,1(B)®CQ’ 1(lB) =./I/t2(lB)®C(lB). Wenow have thestruc-
ttlre ofalltheClifford algebras, namely Cp_p(lB) =.ߨJl/I. where ailis
given intable 2.6. Some ofthis table iseasy tounderstand and
remember. Ifp+qiseven, then Cp_p(lB) iscentral simple, whereas for
P+qoddthecentre isspanned bytheidentity and2.If22=—1then
thecentre must beC,andthiswillbethecase ifp—qmod8 is3or7.
IfZ2=1 then thecentre isisomorphic toIBGBIB and thealgebra is
reducible. Itcanbechecked that 22=1forp—qmod8 equal to1or
5.The involution Ewillinduce aninvolution onthecomponents ofone
0f.the reducible algebras ifand only if25=2.The only reducible
C11ffOI‘(l algebras occur when Vhasodd dimension and inthat case
2*”=—-25 and soeither Z,‘or517induce aninvolution onthesimple
Components.
36 CLIFFORD ALGEBRAS AND SPINORS
Table 2.6
p—qmod8 sf
-t>-mo
U1|-—*---0-\-_Jl\.>
E51G-)(-BEGETIIE1
Ofparamount physical importance isthealgebra C3,1(1B). From
table 2.6weseethat C3_1(1B) =Jl/l.4(IB) and sothealgebra admits an
ordinary matrix basis {e,1,-}with 1',j=1,...,4.Itisinstructive to
construct such abasis. This construction provides aconcrete example of
Wedderburn’s structure theorem forsimple algebras. The identity isof
rank four andfirst weseek asetoffour pairwise orthogonal primitive
idempotents. Weseek anaandib which commute andsquare toone,
forthen taking allsign choices theset{§(1 ia)§(1 ib)}consists of
pairwise orthogonal idempotents. Forexample, if{ea}, a=0,1,2,3is
anorthonormal coframe with (e°)2 =-1wechoose a=e =e02and
setC3‘
P1: §(1+e1)(1 +e02)
P2=i(1+ @1)(1 *B02)
P.=i(1~e1>(1+em)
P4=i(1- @1)(1-8”)
where em=e0Ae2.These four primitives areall similar, forexample
e-3P.<@Y*>'1 =P3 e°P1(e°)_1 =P4 (2.2.12)
e03P1(e0s)-1 =P2_
Thus, e°3P1 CP2C3_1(]B)P1, e3P1 CP3C3_1(]B)P1 and e°P1 C
P4C3_1(1B)P1 andweset(2.2.11)
911: P1
621: 603191
(2.213)
931: @3P1
941: GOP1.THE STRUCTURE orTHEREAL CLIFFORD ALGEBRAS 37
Ifthe{eh-} forj =1,...,4aregiven by
911=P1
en=(803)-1P2
en=(e3)_1P3 (2.2.14)
914=(e0)_1P4
then eljCP1C3_ 1(lB)PJ- and ell-e’,-1 =P1.Ifnow e,-I=e,-lelj than the
e,-1doindeed form anordinary matrix basis. The resulting eifare
tabulated II]table 2.7.
Table 2.7
er)“-->
l
P1 303192 e3P3 "'€0P4
eospl P2 60123 _e3P4
e3P1 —-e°P2 P3 e03p4
BOP1 —-e3P2 e°3P3 P4
Any element ofC3_1(1R) canbeexpanded inthisbasis. Inparticular,
theorthonormal 1-forms canbewritten as
6“=1'“,-,~e,-,~ (22.15)11Q
where thearrays ofcomponents form areal representation (orMajo-
rana representation) ofthefamiliar Dirac y-matrices. Inprinciple we
candetermine these components from theformula
Y3"=29kr@a9,='kk
butitishere easier toproceed byinspection. From (2.2.11)
€1=P1+P2—*P3—P4
soifthecomponents ya»arearranged asamatrix:
@@CDr-\ CDCZ>+--*CD 63>-*c:>c::> >—*©CDO(Vii) =
andagain from (2.2.11)
e02=P1+P3""P2_P4
38 CLIFFORD ALGEBRAS AND SPINORS
so
e2=—e°P1 ——e°P_-, +e°P2 +e°P4
Z-941“ 923_‘932_914
similarly
ea=—e2P1 —e2P3 +e2P2 +e2P4
:_e2e02Pl _e2e02P3 _62602112 _62802134
=e°P1 +BOP3 +e°P2 +e°P4
=941+923—932*914-
Thus wehave
1-—*CI>C'_'.>C> C>1—*®CD CD<D>—=~CZ> ®®CD1—\(vi)= _
I--*C>C>CD CD1--‘QCJ CO1-*CD C>®CD1—*(~/E1)= _
Writing e3=e3(P1 +P2+P3+P4)gives
63Z931_942+913—924
andhence
CD1--*CIZ><'.D l—*<Z'JC.DC> CDC>C>1— CDCJ1-—*C'.'D(16-’}-)= _
Since thealgebra C3,1(1B) iscentral simple, thetransposition canbe
related totheinvolution Ebyaninner automorphism, namely
aT=C'1a5C VaeC_~,_1(]B) (2.2.16)
where Ccan bechosen such that C5=iC. The choice ofaCin
(2.2.16) isdetermined uptoamultiple ofthecentre, andsowehave no
choice inthesymmetry ofCunder .§.Forthebasis given intable 2.7we
may take C=e1e2e3, andhave C5=—C. Since e1,e2ande3commute
with Ctheir components will form symmetric matrices (aswehave
already seen). The components ofCarerelated tothecharge conjuga-
tionmatrix: exactly how willbeseen in§2.8. _ _
Intheabove example ofC3_1(1B) theClifford algebra wasisomorphicTHE STRUCTURE OFTHEREAL cLiFFORD ALGEBRAS 39
toatotal matrix algebra, generated byarealsetofDirac -y-matrices. As
aless familiar example we now consider C4_0(]B) =H®J|/L2(lB).
(Although many physicists willbeused toworking with y-matrices that
satisfy theanticommutation relations with apositive-definite metric such
matrices are always complex, generating the complexified Clifford
algebra. This complexified algebra willbediscussed in§2.7.) Asusual z
denotes thevolume 4-form with here 22=1.Thus apair oforthogonal
primitive idempotents isgiven byP1=21-(1+2),P2=§(1—z).Since
P2=e1P1e‘ wemay choose abasis forA/l2(]Pi) asfollows:
9r,='—>
i P1 @1132
61191 P2
{P1, e23P1, e3i4P1, e24P1} isabasis forP1C4, 0(]B)P1. This isa
canonical basis forthequaternion algebra. Replacing P1with P2gives a
basis forPZC4, 0(lB)P2. Thus, aquaternion subalgebra ofC4,0(lB) that
commutes with allthee,-J,isspanned by{1,e23,e34,e24}.
2.3TheEven Subalgebra
The Z2-gradation oftheClifford algebra ensures that elements ofeven
degree form asubalgebra, C:,',q(lB). That is,aeC;_q(]B) ifandonly if
17a=a.Since Vgenerates the Clifford algebra the 2-forms must
generate theeven subalgebra. However, abasis for2-forms provides a
setofgenerators with redundant elements, thatis,asubset willgenerate
theeven subalgebra. If{e’,fl} fori=1, ..., p+1, j=1,..., qare
anorthonormal basis with (e‘)2 =——(fl)2 =1then asetofgenerators,
with noredundant members, forC;,’+1_q(IB) is{eP+1e", eP*1f1‘} fori=1,
...,p,j=1,...,q.Since, forexample, eP+1e‘eP+1ef =—e‘ei wesee
that products ofthis setproduce abasis for2-forms and sotheset
generates C§+1.q(]B). Itisnothard toseethat there arenoredundant
generators. These generators are mutually anticommuting with
(eP+1el)2 =-1and(eP+1fl)2 =1thus
C,;I,1_.,(1R) =c,,,(R). (23.1)
$0ifC,,_q(1B) =.<2Q®./I/L, and C;§_q(IFi) =975®J|1l,» the algebra 913is
obtained byrelabelling table 2.6. Since dimC;,q(R) =§dimCp_q(lB) it
follows that r'2dim% =2"“ (see table 2.8). Whereas more than one
value ofp—qmod8 cangive risetothesame dor93nocombination
ofadand9/3isrepeated intable 2.8.
Animportant example oftheeven subalgebra isprovided byC§_1(IB).
From table 2.8weseethat thisalgebra isisomorphic tothealgebra of
40 CLiFFoRD ALGEBRAS AND sPiNoRs
Table 2.8
p—q mod8 R4 93
IR IRC-BIB
lR®lB
-~.1O\tJ1-lkb->[\J+-ICD (“IQI525I
!T1<’2It:g)Zt:fi5H®H
i_i___
.32‘.(5
1.»-1:5"W01-»-C/3complex matrices oforder two. The centre ofthealgebra
isomorphic toC,isspanned by{1,2}where, asusual, z=ee.
The involution Eleaves zinvariant and soinduces aninvolution on
C§‘_1(lR) which issimilar totransposition. That is,if{sag}, cr,[3=1,2is
anordinary matrix basis and theinvolution over C,t,isdefined by
80,5’=1-:50,then there isacEC§_1(lB) such that
a‘=c‘1a5c VaeC§_1(]R) (2.3.2)
with c5=:.l:c. The element cisdetermined uptoamultiple ofthe
centre andsowecanhave only oneofthese signs. Infactitmust bethe
minus signsince elements areinvariant under 5ifandonly ifthey arein
thecentre, socmust bea2-form. Thus, although similar, tand E
cannot beequivalent since cg=-—c.Equation (2.3.2) may benaturally
extended todefine ronthewhole ofC3,1(lB).
Ifjisany odd regular element ofC3_1(IR) then theinvolution Q9
defined by(Tb1-A
a9=ja‘§j”1 VaeC3_1(lB) (2.3.3)
willinduce aninvolution inC§1(]B). Since 24‘=-2thisinvolution must
besimilar toHermitian conjugation inC§“_1(]B). That is,if*isthe
involution over IRinC§'_1(]B) defined bysajf=£5,then there isa
beC§_,(IP1) such that
ag=b"‘alb VaeC§_1(1P1) (2.3.4)
where bl=ib. Since bisonly determined uptoanelement ofthe
centre, which isC,wecanhave either sign. This equation isnaturally
extended todefine ‘LonC3,1(IB). Equations (2.3.2) to(2.3.4) show that
transposition and Hermitian conjugation inC§_1(lB) differ byaninner
automorphism ofC3_1(lB). This automorphism isnotaninner auto-
morphism ofC;1(lP1). Wehave
al=ua‘v*‘ (2.3.5)THE EVEN SUBALGEBRA 41
where v=bjc. The inner automorphism ofC3_1(lB), a—> vau'1, in-
duces the involutary outer automorphism #onC{1(lB), where #
complex conjugates thematrix components inthebasis {sag}. Itinfact
follows thatwecanfindaunit-norm 1-form xsuch that
a#=xax VaEC§'_1(]B) andxc=cx (2.3.6)
foranappropriate choice ofcin(2.3.2). Forweknow that a#=vav‘1
forsome odd v,and since #2=1,v2liesinthecentre ofC§1(]B).
Supposze that v=y+wz for the 1-forms yand w. Then
v=y+wz+(yw—wy)z =yz+wz+2(yAw)z. The first two
terms are0-forms, whilst thelastisa2-form, andsoforw#50wemust
ha"? Y=AW,/IeIR.Thus v=(2—z)w, andsince A-zisinthecentre
oftheeven subalgebra all‘=waw*1 foralleven a.Now 02ab0andso
wz¢0,sowehave a#=xax'1 where x=w/(|w2j)1’2, giving x2=i1.
Since sag“ =$0.5, xmust commute with the matrix basis, giving
1,,£,j., =0.Thus thesay;must lieintheeven subalgebra oftheorthogon-
alcomplemeng tox,whereas C{1(IB) =Jl/l.2(1B), C3‘:0(]B) =Handsowe
must have x+=1.We can choose the cof(2.3.2) tolieinthe
subalgebra C2_1(IB) andthen xc=cx.Wegive anexplicit example.
Abasis forC§1(lB) is{1,em, e02, e03, em, Q23, e31, Z},where wa
usethepreviouslyintroduced notation. Inexactly thesame way aswe
constructed amatrix basis forC3,1(1B), wecanconstruct thematrix basis
given intable 2.9 for C;1(lB) where Pf=§(1+e02) and P;=
§(1—e02). This matrix basis spans theeven subalgebra associated with
thevector space spanned by{e°, e2,e3}. Wemay choose thecof
equation (2.3.2) tobee23. The 1-form e1commutes with thematrix
basis andsquares toone, andwemay choose ittobethexofequation
(2.3.6). This element canbeused together with theprimitives inthe
even slubalgebra+ toform primitives inthefullalgebra. Forexample, if
F1:§(1+x)P1> P2=2(1+x)P2'3 P3=%(1—x)P{“ and P4=
§(1— x)P2+ then wehave asetofpairwise orthogonal primitives of
C_3,1(IB). These aretheprimitives used toconstruct thematrix basis
given intable 2.7. Notice that the involution that corresponded to
transposition inthat matrix basis induces Hermitian conjugation inthe
basis fortheeven subalgebra given here.
Table 2.9
safi-—)
1
Pf e°3P§
e°3Pf P;
42 CLIFFORD ALGEBRAS AND SPINORS
2.4TheClifford Group
Those regular (that is,invertible) elements, s,such that
sxs"1e V VxeV (2.4.1)
form theClifford group, F.Itisstraightforward toseethat they do
indeed form agroup. The vector representation ofF,X,maps Fintothe
group ofautomorphisms oftheClifford algebra:
;g:l"———> AutC,,,q(IB)
s1i> ;{(s) where ;((s)x =sxs“1. (2.4.2)
Since
2s(x(S)x. x(S)y) =SxS“SyS‘1 +syS*w'1 =2g(x.y)
Xclearly maps theClifford group into theorthogonal group. Ifnisthe
dimension ofVthen therange of1depends onn.Ifniseven then
x(F)=0(1),q) (2-4-34)Whereas fornodd
;((F) =SO(p, q). (2.4.3b)
Let0beanyorthogonal transformation onV.Then since Vgenerates
theClifford algebra, 0extends uniquely toanautomorphism ofthe
algebra, that is,wedefine o(x2x2 ...xp)=ox10x2 ...oxp. Ifr1is
even then theClifford algebra iscentral simple andallautomorphisms
areinner, sointhiscase x(l") =O(p,q).Ifnisoddthen thecentre is
spanned by{1,2},theidentity and thevolume n-form. Clearly, any
orthogonal automorphism that does not leave the volume n-form
invariant cannot beinner. However, anyautomorphism that does leave
thecentre invariant isinner. ForifC2,,q(1B) issimple allautomorphisms
over thecentre areinner. IfC2,,q(IB) isnotsimple then itisthesum of
twocentral simple components
Cp_q(IB) =C,,_2,(lB)P2(-3C2,’ q(lB)P2
where {P1, P2}areorthogonal idempotents that span thecentre. Ifois
anorthogonal automorphism that leaves thecentre invariant then it
induces anautomorphism onthesimple components, andthismust be
aninner automorphism ofthecomponent algebras. That is,foranya,
o(aP,-) =S,-(aP,-)S,~_1 where S,-S2” =P,-,theidentity inCp_q(IB)P,-, i=1,
2.IfS=S1+S2then Sr1= S;1+ S21,forSS"1= S1Sf‘+ S285‘
since S1S21= S2S1'l =0andP1+ P2=1.Now
Oa=0(aP1) +0"(aP2) =S2aP2Sf‘ +S2aP2S21
=(S1+S2)(aP2 +aP2)(S1 +S2)'1= SaS“.THE CLIFFORD GROUP 43
Wehave shown thatfornoddanyorthogonal automorphism thatleaves
thevolume n-form invariant isinner, thatis,X(l") =SO(p, q).
Obviously theClifford algebra does nottransform irreducibly under
thevector representation ofF,theZ-homogeneous subspaces being
preserved. Infactthese spaces ofp-forms carry irreducible representa-
tions.
Itwillbeconvenient tobeable toexpress anyelement oftheClifford
group inastandard form. Todothiswefirstly show how anyelement of
theorthogonal group canbewritten inastandard form, astheproduct
ofreflections. Letybeanon-null (non-isotropic) vector with g(y, y)=
a,aab0.Then thereflection ofxintheplane orthogonal toyisgiven
by
Syx=x—2a'1g(x, y)y VxeV. (2.4.4)
Ifwewrite
,,:av%>,+,.
where risorthogonal toythen
xiSyx ~r g(ay) y
soSyindeed corresponds totheusual notion ofareflection. Itisreadily
verified thatreflections areorthogonal transformations, for
s(5,.x, 5,4)=g(x,x)+4@‘2s(x. y)2e(y, y)~4a"‘a(x, y)s(x, y)
=g(x,X)-
Thefollowing theorem hasalready been anticipated.
Any orthogonal transformation ofafinite-dimensional vector
space with non-degenerate bilinear form isexpressible asthe
product ofafinite number ofreflections. (2.4.5)
The truth ofthis statement will beproved byinduction onthe
dimension ofthevector space V.Note firstly thatanytwovectors ofthe
same non-zero length canberelated byatmost tworeflections. Forif
g(x, x)=g(y, y)vi0andx—yisnotnullthen
SW"T"g<ig(—Lyl;f)>»> (x'Y)
L2_ls_(.ri..r) ,—_.s_(x. y)] _xtgtx.4)+go.2)—24042110‘Y)
=X—(X—y) ifs(x, X)=g(x,y)
iyi.
44 CLIFFORD ALOEi3RAs AND SPINORS
Ifx-—yisnullthen x+ycannot besince xandyarenot.Then
5241»—X 2g(x’xi+y)(>1+y)=-yso+yrX+y)
and soS,,S,+,,x =—S,,y =y.Suppose now that (2.4.5) istrue for
n-dimensional orthogonal spaces andthat Visofdimension n+1.Ify
isanynon-null vector then itsconjugate space (the space ofallvectors
orthogonal toy)isann-dimensional orthogonal space (since gis
non-degenerate). Furthermore, since yisnon-null therestriction ofthe
non-degenerate gtoitsconjugate isalso non-degenerate. Ifoisany
orthogonal transformation ofVthen, since ithasthesame length asy,
oycanbetransformed intoybytheproduct ofatmost tworeflections.
That is,there exists auwhich isaproduct ofreflections such that
uoy =y.Since uoleaves yinvariant itmust transform theconjugate
space into itself, that isitisanorthogonal transformation onthis
n-dimensional orthogonal space. Byhypothesis then uo=v,where vis
aproduct ofreflections and soo=u‘1v which isalso aproduct of
reflections. Forrt=1relation (2.4.5) isobviously true andsowehave
proved itsgeneral validity.
Asastep towards writing anarbitrary element oftheClifford group
inastandard form weobserve thefollowing.
IfxEVandg(x, x)#50then xEFand;g(x) =17S,.. (2.4.6)
Itissufficient toshow that X(x)y =—S,y foryEVsince Vgenerates
thealgebra. Wehave
x(x)y=Xxx“ ={2s(-Y. y)*MIX“ =—y+2s(X,y)X"1
andsince x2=g(x, x)450then
“=~—i— andxx‘1=-— +2g(x’y)x- Si)’-
Xg(x,x) Y ygo.X)
Together (2.4.5) and (2.4.6) give acanonical form foranyelement of
theClifford group.
IfsEI‘then s=Ax‘...xhwhere /1isinthecentre andthe
x"arenon-isotropic vectors inV. (2.4.7)
Suppose firstly that nisodd, andsoifsEF,;((s)ESO(p, q).Since
detS,=-1(asisreadily seen inabasis consisting ofxand vectors
from itsorthogonal complement) itfollows that X(x) canbewritten as
aneven number ofreflections. Ifthen )((s) =Sxl...S24with heven,
then X(s) =)((x1 ...x”). The kernel ofthevector representation is
obviously thecentre andso(2.4.7) follows. Ifniseven then 17=1(2)
where zisthevolume n-form andS,=;g(zx). Since zxisaproduct ofTHE CLIFFORD GROUP 45
n—1non-isotropic vectors itfollows that foranysEI‘,X(s) =;5(x1 ...
x”),where hneed notnow beeven, andso(2.4.7) again follows.
Ifniseven then theClifford algebra iscentral simple andsointhis
case elements oftheClifford group areeven orodd. IfPi-is the
subgroup ofFconsisting ofallelements that areeither even orodd,
then fornoddF1“isanon-trivial subgroup. When nisoddthevector
representation maps theClifford group onto thespecial orthogonal
group and notthewhole orthogonal group. The twisted vector repre-
sentation isintroduced tomap F1“onto O(p, q)fornodd aswell as
even:
tpzfi i> AutC,,_q(IB)
s1——-—> tp(s) where <p(s)x =s'-'xs*1 forxEV. (2.4.8)
Notice that (2.4.8) gives theaction of<p(s) onelements ofVbyClifford
multiplication, and since Vgenerates thealgebra theaction onthe
whole algebra isdefined:
<P(Fi) =90>,q)- (3-4-9)
Ifxisaregular element ofVthen xEl"1“ and foryEV<p(x)y =
-—X(x)y =Sxy. Thus (2.4.9) follows from (2.4.5).
Ifniseven then F1“=Fandifs"=sthen q0(s) =X(s). Ifs"=—s
then <p(s)x =—sxs‘1 =szxz‘1s'1 =;((sz)x. The kernel oftpisthe
multiplicative group ofnon-zero real numbers, lB*. For ifs"xs_1 =x
VxEVandsiswritten interms ofeven andoddparts ass=s++s_
wehave s+x=xs+ andxs-+s_x=0VxEV.The condition onthe
oddpart ofsisi,2s_=0forallxandsos__=0.Thus sisintheeven
part ofthecentre which islB*.(Sometimes theClifford group isdefined
differently. Itisdefined tobethegroup Gconsisting ofallregular s
such thats"xs“ EV,VxEV.Itfollows that G=Pi.)
The even elements intheClifford group form asubgroup 1”’.Inthis
case the‘twisted’ representation andthevector representation coincide
andwehave
X(l“*) =SO(p, q). (2.4.10)
Itfollows from (2.4.7) that ifniseven andsEI“then s=/Ix‘...x”
where /IE1Bandhiseven. From (2.4.6) then ;g(s) =(—1)"S,.1 ...S24
which, since hiseven, isaneven number ofreflections. Hence inthis
case X(I"+) =SO(p, q).Ifr1isodd then ;((l"*)C SO(p, q).Itagain
follows from (2.4.7) thatifsEFthen X(s) =;g(x1 ...x")forsome x".If
hwere Odd then X(x1 ...xh)=)((zx1 ...x")where 2isthevolume
n-form which, fornodd, liesinthecentre. Ifhisoddthen zx‘...xh
iseven andinI“soX(F+) =X(I‘) =SO(p, q).
46 CLIFFORD ALGEBRAS AND sPiNORs
IfsEF’andniseven then sisaproduct ofaneven number
ofnon-singular 1-forms whereas ifrtisodd, scanbewritten
asaproduct ofnon-singular (n—1)-forms. (2.4.11)
The case ofneven istaken care ofby(2.4.7). Fornoddwecanwrite
s=/lxl...xl’with /1inthecentre. Since siseven ifhiseven then
/IEIRands=i)t(x1z) ...(xhz). Byredefining xlthefactor ofiican
beabsorbed. Ifhwere oddthen itwould beproportional tothevolume
form, says=uzxl ...x"with tieIR.Once more, s=iju(zx‘) ...
(zx") andwehave proved (2.4.11).
The kernel ofthe‘twisted’ representation (and thevector representa-
tion forneven) isIR*. Bysuitably ‘normalising’ elements. ofPiwe
obtain asubgroup whose image under these representations isthesame
asthat ofF1“,whereas thekernel issmaller. The norm homomorphism
Aisagroup homomorphism:
/1:1“ i> 1R*
51—-> )l(s) =sgs. (2.4.12)
Ifsisinvertible then soiss5with (s5)"1 -=(s'1)§. IfSEFthen
(sxs‘1)5 =sxs'1Vx EVso(s‘1)5xs5 =sxs‘1 orsgsx =xsgs. Since V
generates thealgebra s’=‘sliesinthecentre. Ifsiseven oroddthen sgs
iseven, andsoAdoes map Ftinto lR*.It1Sstraightforward toseethat
M8182) =/l(Si)l(S2)-
Wedenote thesubgroup ofF1’which consists ofthose elements whose
norm isplus orminus oneby,1“; thesubgroup ofunitnorm elem-ents
+1"? Wedefine ,1“ and +1“ similarly. The group ,I"i issometimes
called PIN(p, q),21”’ called SPIN (p,q)and+1“ called SPlN+(p, q).
IfS6F’thenS/(I/1(S)|)"2 E1-F’and<P{S/(I/1(S)l)"2} =20(8)andS0
indeed theimage of,1“ under (pisO(p, q)andthekernel consists of
themultiplicative group formed byplus and minus one, which is
isomorphic toZ2.Similarly ;g(,l“+) =SO(p, q)with kernel Z2.
Wecanintroduce aslightly different norm, tt:
;.t:l"i —-—> lR*
31-—> j.t(s) =s‘5"s. (2.4.13)
Obviously ,u(s) =i)t(s) depending onwhether siseven orodd andso
theonly new subgroup isthegroup ofthose swith ju(s) =1,‘Ti.
The various subgroups of1":that have been introduced can be
arranged asfollows:
E—-—> +Fi E
,1-+41,rA5_->+rP§I>.> ,r+. (2.414)
I2-4,r+z
Inthis last diagram (2.4.14) theappropriate mathematical symbolTHE CLIFFORD GROUP 47
here for<i isi andfor——-> isIi. Here +F",il,l"i denotes
that +1“ isanormal subgroup of,1"? This iscertainly thecase, forif
oE,1“ and sE,1“ then (sos”1)’l =sos“ since s”=is and
A(sos'1) =1since )l(s) =i1.Ifwelook atall(four) quotients modulo
,1“ thisgives all(seven) quotients obtainable from thisdiagram. For
example,
i +
,.,,,.24F’/41“
Firstly consider +1“i/+1“. Ifthere arenooddelements ofunit norm
then obviously ,1“ ~+1“, soassume thatoisoddwith /1(0) =1.Ifs_
isanyodd element in+1“ then s_—(s_o'1)o', where s_o"1 iseven
with norm plus onesothat s._~o.Similarly ifs,isanyeven element
s+~1andso+Fi/+1“ isthemultiplicative group ofplus andminus
one, isomorphic toZ2.The argument above applies inexactly thesame
wayto+l"i/+1“ and21"‘/+1“.
Inthegeneral case ,1“ willcontain even elements with norms plus
andminus one, ,1)/+ and _y+, andoddelements with both norms, ,)/"
and L)/'. Itreadily follows that ,1":/,1“ hasfour elements [+'}/+1,
[_)/*], [+)/'] and[_)/"]. Each element islabelled byanordered pair of
indices which take thevalues plus orminus one. The multiplication rule
isdefined bymultiplying thevalues ofthese indices pairwise, and so
,1“! +1“ =Z2><Z2.Invarious special cases thisquotient group can
have lessthan four elements aswillbemade clear inthefollowing.
The kernel oftpfrom FitoO(p, q)isthegroup ofplus andminus
one, Z2,which iscontained inallthesubgroups in(2.6.14), andsothe
kernel ofcprestricted tothese subgroups isthesame. Thus, forexample
‘P(Fi)= Pi/Z2 .2.F?(P(+Fi) +1“:/Z2 +ri
Wehave already determined theimages ofiI"i and,1“ under tp,and
now turn totheunit-norm subgroups.
Ifxisanon-singular element ofVthen tp(x) =S,and/l(x) =g(x,
x).Sotheimage ofunit-norm elements ofPiunder gocontains aneven
number ofreflections inplanes orthogonal tonegative length, ‘timelike’,
vectors. Such orthogonal transformations aresaidtobe‘orthochronous’;
the subgroup oforthochronous transformations being denoted
OT(p,q).ForxEV,;x(x) =—g(x, x)andsotheunitti-norm elements
have images intheorthogonal group containing aneven number of
reflections inplanes orthogonal topositive length, spacelike, vectors.
Such orthogonal transformations will becalled ‘parity preserving’ and
thesubgroup denoted O+(p, q).Ifelements ofSO(p, q)areorthochro-
nous then they must also beparity preserving and sothenotation
SO+(p_, q)isunambiguous. Thefollowing summarises theimages ofthe
various subgroups under tp:
48 CLIFFORD ALGEBRAs AND SPINORS
+Q9
:1“; —__> O(P2 q)
(P
+ri W) OT(pi
(P
+ri-_>O+(p, q) (24.15)
(P
ir+ ———> q)
‘P
+F+ W SO+(p2
Ifthedimension ofViseven then theimage oftheClifford group
under Xisthesame asunder tp.Ifqiseven then thevolume form isof
unit norm, 2(2) =it(2) =1.Ashasalready been noted ifsisaneven
element ofFthen X(s) =q2(s), whereas ifsisodd;g(s) =<;0(sz). Since,
forqeven, /l(s2) =/l(s) andjLl(SZ) =it(s) theimages ofthesubgroups
under Xare the same asunder qr).If,however, qisodd then
)l(sz) =——)l(s) andj.t(sz) =—ju(s) andthus forsodd /l(s2) =ju.(s) and
it(sz) =/l(s). Sointhiscase)g(.,I’i) =O+(p, q)and;g(+l"*) =OT(p,q).
The groups OT(p,q)and O'*(p, q)have been identified with
subgroups whose elements contain aneven number ofreflections in
timelike andspacelike planes respectively. (Atimelike (spacelike) plane
istheconjugate ofatimelike (spacelike) vector.) The nomenclature
reflects -thefact that these groups preserve thetimelike and spacelike
orientations ofVinawaythatwillnow bedefined. LetVbewritten as
adirect sum ofap-dimensional positive-definite orthogonal space anda
q-dimensional negative-definite conjugate space, V=PC-BQ. If
oEO(p, q)then wedefine alinear mapping onP:
m(o) :P—-—> P
xI———> m(o)x =9’(ox)
where 9’,21denote theprojections onto thesubspaces Pand Q.This
mapping must beone-to-one, forifm(o)x =0then oxEQandsince o
isanorthogonal transformation xmust bezero. Thus detm(o) #=0.If
detm(o) >0then 0willbesaidtopreserve thespatial orientation ofV.
Ofcourse forthisdefinition tomake sense itisnecessary toverify that
thiscriterion does notdepend ontheparticular orthogonal decomposi-
tionofVchosen. Ifx1,x2EPthen
8(xi» m(U)-Y2) =8(xi3 @(9'x2)) =8(x1= (H2) =8(‘7‘-7—1xi) 0352)
=3(<1"“’X1) X2)=s(9’(v“X1)»I2) =s(m(<Y‘)X1,X2)~
Soifm(o)‘ denotes theadjoint map, with respect totheinducedTHE CLIFFORD GROUP 49
positive-definite orthogonal metric onP,wehave m(o)’ =m(o'1).
Since reflections areinvolutary thelinear transformation associated with
areflection issymmetric. Itisthus diagonalisable with determinant the
product oftheeigenvalues. Ifyisnon-singular then y=u+vwhere u,
vareinPandQrespectively and
Zebuy) 2s(x.M)
St‘C‘go.))”"s(y.y)Y’°”‘E”
m(S,)x —x 2g(x’ M)u.
sour)
There arep—1linearly independent vectors inPorthogonal tou
andthese areobviously eigenvectors ofm(S,) with eigenvalues one. A
basis ofeigenvectors iscompleted byu,with
1.2:-2)--InW“)- thus
detm(S,) g(v’ vl-T. g(”’ L‘)
so/1y) '
The numerator isnegative-definite andsoreflections intimelike planes
preserve spatial orientation. Any orthogonal transformation isaproduct
ofreflections anditwillpreserve aspatial orientation ifitcontains an
even number ofreflections inspacelike planes. This criterion obviously
does notdepend onanyparticular orthogonal decomposition ofV.In
exactly thesame way anyorthogonal transformation induces alinear
transformation onthenegative-definite space Q.Ifthedeterminant is
positive then theorthogonal transformation iscalled time-orientation
preserving, ororthochronous. Such transformations contain aneven
number ofreflections intimelike planes.
The orthogonal group has (ingeneral) four disconnected pieces
containing 1,P,TandPTrespectively. Here P(T)denote transforma-
tions which change thespacelike (timelike) orientation whilst perserving
thetimelike (spacelike) orientation. The component containing the
identity isasubgroup asisthesum ofthat component with anyother
component.
r -~.._
M52111; 4+4».q1 ‘-22 = U\ O :
. . . . . . . ....I.............I.... ' . . . . ..
I """""\-I-..., . H‘
5mpQ‘;-__,_§_H “\,__ (24.16)I I . H‘
I 5“\ '"~\
\-4. S0lp.q)Y
""""'-N.//
i____/ ‘\..~ii_ji__-__
,_...._.-.-._.._.-.i
50 CLIFFORD ALGEBRAS AND SPINORS
The Clifford group isinfactaLiegroup, anditsLiealgebra canbe
identified with asubspace oftheClifford algebra, theLiebracket being
theClifford commutator. The regular representation maps theClifford
algebra into atotal matrix algebra, thus the group ofallregular
elements, C§,,(IR), andhence theClifford group anditssubgroups are
allsubgroups ofsome general linear group. The general linear group is
certainly aLiegroup and thecharts ofthis group induce charts on
C§,,(IR) andFwhich give them amanifold structure. The exponential
map isdefined ontheClifford algebra intheobvious way
CO an
expa =2——n—' aEC,,,q(IR). (2.4.17)
n-0 '
Since theClifford algebra isisomorphic toasubalgebra ofatotal
matrix algebra where theexponential map canbedefined, thelimit
implicit inthisdefinition does indeed exist. Since exp(—a) =(exp a)'1
theexponential maps theClifford algebra intothegroup ofallinvertible
elements, C;f,,(lR). Thus thevector space oftheClifford algebra with
theproduct ofClifford commutation can beidentified with theLie
algebra ofC§_,,(IR). With thisidentification thevector representation of
C§,,(IR), X,isseen tomap thegroup intotheautomorphism group of
theLiealgebra; thiscorresponds totheadjoint representation of
C,’f,,,(lR), Ad.Similarly ifwedefine
ad:C (IR)i> EndC ,(IR)P-Q P4
a1—-> ada (2.4.18)
where (ada)b=[a,b]with thebracket denoting aClifford commu-
tator, [a,b]=ab—ba, then adistheadjoint representation oftheLie
algebra ofC}’§,q(IR). j
The Clifford group isaLiesubgroup ofthegroup ofallinvertible
elements anditsLiealgebra must beavector subspace oftheClifford
algebra. Suppose that misintheLiealgebra ofF,then
exp().m)x exp(—/lm) CV VxEV,V2EIR. (2.4.19)
The standard group theory result, Adexp(Am) =exp(adAm), shows
that thiscanhold forall)1ifandonly iftheClifford commutator ofm
with xisinV.This canbeseen directly bydefining, forfixed mandx,
theClifford-algebra-valued function
f(l) =exp()Lm)x exp(~7Lm).
Wethen have
df(/1)/dfil =exp(Am)[m, x]exp(—}.m)
andmore generally
d”f(l)/dit” =exp(Am) (adm)”x exp(——/lm).THE CLIFFORD GROUP 51
Byexpanding f(/1) inaTaylor series about /I=0itcaneasily beseen
thatf(/I)EVVAifandonly if
[m,x]EV.
Ifmiswritten interms ofeven andodd parts, m=m++m_ (hen
from (2.3.7), formtobeintheLiealgebra ofFwemust have
X/\U’l_:0
i,m_, EV VxEV. (2420)
Ifthedimension ofViseven then theodd part ofmmust bezero
whilst ifthedimension isoddm_canbeann-form which isthen inthe
centre. Theeven part ofmhastobeasumof0-forms and2-forms
The exponential ofaneven element will beeven whilst theone-
parameter subgroup generated bythevolume form fornodd will
consist ofelements that areingeneral neither even norodd Thus the
I516algebra of§Ficonsist? ofthe2n(n —1)2-forms and theidentity.
11199 (exp/Im] exp/Im wemust have mg=—m ifmisintheLie
algebra of+F—, similarly mg”=—mifmisintheLiealgebra of‘Ti.
Thus theLiealgebra ofthese groups isthecommutator algebra ofthe
2-forms.
The exponential map sends theLiealgebra into that component of
thegroup which 1Sconnected totheidentity. This connected component
asubgroup, soproducts ofexponentials arealso connected tothe
1 Conversely, every element ofthat component ofthegroup
wicisconnected totheidentity canbewritten asafinite product of
exponentials. Since 2-forms areeven under ijand odd under Ethe
exponential maps theLiealgebra of+Fi into +F+, andsothismust
301118111 thecomponent of+Fi connected totheidentity. Wewillnow
emonstrate that, except foroneexceptional case, +F+ isaconnected
group.
If5'5+1“ then s=a/xlxz x2”, with areII-1*and thexinon-
singulag elements ofV.Bysuitably scaling awecanobviously arrange
tlgfilt x’=E’=:1.Trhen thenorm ofsisgiven by)L(s) =,1(a)g1 _,_
8,andsoifsE.,F wemust have aneven number ofnegative-norm
vectors and a=i1. The negative-norm elements canbecollected at
the left-hand side, for ifE’=1and .9I+1=-1 than we Write
x’x’+1 =(x"x"+1x")x" Ex'ix'i+1 Where (x=r)2 :xixr+1xixzxr+1x)' =_1
The overall factor ofplus orminus onecanbeabsorbed byredefining1 .
xandthus If5E+F+ S=0102 ...0"”where each ocanbewritten
<1=xx x,yEVwiih x2=y-2=:1. (2.4.21)
every element of+F" willbeconnected totheidentity ifandonly
IFa+such products ofvectors are. Ify=ixthen 0=ixz and50f()1'
3, tobeconnected ~1must beconnected to+1.Foranindefinite
--
52 CLIFFORD ALGEBRAS AND SPINORS
metric intwo dimensions theLiealgebra of+F” isspanned bythe
volume 2-form 2,where 22=1.Inthis case exp(o:2) exp(B2) =
VafieIRsoif-1were connected to+1wewould in@XPl(¢Y+fi)Zl 22fact be able to write itas an exponential. However,
ex(62) =cosh6 +zsinh 19,and soexp(62) at-1forany I9.Thus in P
‘L tdRulin outthis exceptional case we this case ,F isnotconnec e. g
always have apair oforthogonal vectors a,bwith a2=b2=i1. So
(ab)2 =-1andsince exp(nab) =-1theidentity isconnected tominusW tillneed toshow that ageneralonebyaone-parameter subgroup. es
oisconnected totheidentity. Weconsider three cases.
Suppose firstly that xand yarelinearly independent, spanning an' 'Thorthogonal plane with positive- ornegative-definite metric. enwe
have anorthonormal basis {x,it}where x2=a2=e,8=i1. Since
2=x2 we can write y=cos6x+sin6u, and xy= )’
e(cos6 +sinGexu) =eexp (e6xu). Wehave already shown that -1is
1dsoxisalsoconnected to+1 connected to+an y .I ithorthonormalIfxandyspan anon-degenerate orthogonal panew
basis {x,it}with x2=-1,12 =ethen (xu)2 =1.Now wemust have
y=cosh6x +sinh6u
and
xy=e(cosh6 +sinhQexu) =sexp (sI9xu).
Again thefactthat -1isconnected totheidentity ensures that allsuch
products xyare.
Ifxandyspan anisotropic plane then welet{x,u}denote abasis in
which itisanisotropic vector orthogonal tox.Then y=i(x+6a)and
xy=+e(1 +Gexu). Since xuisnilpotent wehave xy=ieexp (élexu)
and, since -1isconnected to+1, wehave demonstrated that xyis
connected totheidentity. 2
We have shown that +F+ isaconnected Liegroup unless Vis
two-dimensional with indefinite metric. Thus save forthisexceptional
case .,F* isaconnected double covering ofthat component ofthe
orthogonal group which isconnected totheidentity, anditfollows from
thetopology oftheorthogonal group that +F+ issimply connected.
Insuitably lowdimensions itisparticularly easy toidentify thespin
groups, duetothefollowing:
IfdimV E5then ifs"=isands5=is“ then sE,Fi. (2.4.22)
Allweneed tocheck isthat ifxEVthen sxs" CVforsuch ans.If
wesetx’=sxs_1 then x’*1=-x’andit’?=x’ifxEVandsiseven or
oddunder both ijand5.Infiveorfewer dimensions theonly elements
that areboth oddunder 17andeven under Earelinear combinations ofTHE CLIFFORD GROUP 53
1-forms and 5-forms. Soifn< - -
n=5then the5-form isinthece:5ntilt‘ieofetSliltitaI;)€1,]::,/S S1?]?ZI1a_te(]Yl+I;
where aisa1-form andba5-form then x’2=a2+b2+2ab. Now 2
and b2areboth 0-forms whereas abisa4-form But since 2'a
0-form and x’=sxs'1 then x'2isaO-form and thus ab=0xthls'3
either a=0orb=0.However, acannot bezero since ti‘atls
automorphism cannot take anelement that isnotinthecentre Iltmnlfr
CBHTFB, andS0b=0and(2.4.22) follows. InOt6
Needless tosay(2.4.22) does notgothrough insixdimensions For
1:1.::i::2.1i.i;.L;.:41.-:.:i If.11\‘>‘%“°‘4m‘ t )(@ "I"83456), where e12=elez
6tC,theI1 S"=sandsf?=s'1. However, se1s'"1 =—e23“56 andso F
The results ofthissection willnow beillustrated bconsid I6;I
algebra C3.1(]B)' InthiSCase FP=F.Anorthonorm}al basis efrmgl/th'e
{ea}"I0’112’3Whm "(@°)’ =(@’)’=1.LetP=e0T=eggtheiis
T@°T“ =-8“Pe°P"1 =e0 (2423)
T@"TT1= 6‘ Pe’P‘1 =-e" i=123 II
Thenorms ofthese elements areeasilyseent bAP=_ =
/ll(T) =1 and M(T) =-1. SoPE+Fwhereas 6Tb )Fsiijsgbi) 1’
tat S16 +Fsuch that S’f=s ),(_,~)- 1 +' nowd —: 1) 1—-.Then s1=(sPT)(PT -1
ggmilgsrifgg)" S1€T, /;(s;1Pr) =1thusS1=e,(PT) wherel 2,E£4S26 i SUC lIa'[,_§‘Z,7=-S2 A(S):1thenS _ .‘
S36 1.Fsuchthat5§=_S )(sj):_1’ th2 _, 2-02 ,andif
Wekno thth'i, 3 IenS3_031.)’ U2’U3 €+r+'Clifford Covfnmgtajtoi SI?vgefqrilps generate +1“, theLiebracket being a
example 612,then ('e12)2 :filea(product olfztwospacelike 1-forms, forelements thus gengrate rotations a:deE<hP(i9:e. )=cos6)+sin6e12, Such
togiw thefamir L_ ,n elifford commutators areseen
etc Eleme tlalq 16alilgiebra ofthemtanon group» I612» 323]=2613 ‘ I1S S ¢ 9 - ex(601: uc asegenerate boosts ,with (em)? =1giving
F‘B)cosh6 +sinh6e°1. The commutator oftwo boosts gives 3
I0ation, fo 1 01 02I ..
stants are(lIClg:ITl'lIl1il1€3(IT lielooI<iii] 261112. The mmammg Structure con-
rotation forexample [501 61218 &12tBzeélqmmutator ofaboost with 3
- ’ . 1 =6-egroup F’canbere _ n . cotliegrgig nflamfz group byllS1ng (2.4.22). This result+shows that +F+%sOU111 — + .
thattheevensubI:il)gre1brIeIIgvili1ar'elementS'of C3’1(lB)' In§2'3ItwasShowntwobytwo matrices and SElS(}I£lOfPhlC tothealgebra ofallcomplex
Consisting ofunit_n(;rm 61 + must bethesubgroup ofGl(2, C)
Constructed amatrix basis fgtnélltsifi Since wehave already exPlicitlY
norm corresponds tothedt3.i()Itcanbedirectly verified that theeerminant. If{sag} isthebasis given in
54 CLIFFORD ALGEBRAS AND sPINORs
table 2.9then £115=£22,£125=-£12, £215: —s21 and£225=en.Soif2
S:E Sag fag
a,[i=l
then
55%=(511522 *S'l2S21)(£11 +522) =det(5)1-
Thus inthis four-dimensional Lorentzian case, ,F"=Sl(2, C), the
group ofcomplex matrices oforder two with unit determinant. The
group ofmatrices with determinants ofplus orminus oneisobviously
isomorphic to,F+, .,F+ =2Sl(2, C).The PIN group, 2F,isobviously
asubgroup ofGl(4, IR).However, since wehave identified 2F‘) asa
matrix group itisconvenient toidentify ,Fasaproduct ofthismatrix
group with adiscrete subgroup. Wehave already seen how anyelement
of2Fcanbewritten asaproduct ofanelement of+F+ with either 1,
P,TorPT. Since P2=T2=-1these elements donot form a
subgroup andsoitisconvenient tointroduce aunit-norm 1-form, xsay,
sothat {1,x}form asubgroup, Q,isomorphic toZ2. Ifsisany
element of,Fthen itcanbeuniquely written ass=ot,oE2F+ and
IEQ.Themultiplication oftwoelements s1ands2isgiven by
5152 =Uitiaztz =01510211-11112 =O1{X(t1)U2}t1t2'
Now X(t1) acts on.,F+ asanouter automorphism and75(9) =£2.We
canequivalently write elements of,Fasanordered pair ofanelement
of,F* and anelement of£2with the multiplication defined by
(o1, t1)(o2, t2)=(o2;((t1)o2, t1t2). Inthisform ,Fisrecognised asa
semidirect product of2F+ and aZ2group ofautomorphisms,
2F=2F*®Z2. Wehave shown that 2F+ =,Sl(2, C)andthegener-
atoroftheautomorphism group, x,sends otoxox. Aswasdiscussed in
§2.1 wecanalways choose such anx,which complex conjugates the
matrix components and thus 2F= iSl(2, C)®Z2, where the auto-
morphism group isgenerated bycomplex conjugation.
2.5Spinors
From theirreducible representations oftheClifford algebra anditseven
subalgebra weobtain irreducible representations oftheClifford group:
thespinor representations. Itshould benoted thatminor variations exist
intheliterature astotheprecise nomenclature forthese representa-
tions.
The regular representation maps theClifford algebra into itsendo-
morphism algebra; that is,into thealgebra oflinear transformations onSPINORS 55
thevector space structure oftheClifford algebra. This representation
willnotbeirreducible; certain vector subspaces willbepreserved under
multiplication from theleft, namely theleftideals. Itisatruism tosay
that theminimal leftideals transform irreducibly under theregular
representation. IftheClifford algebra issimple then theregular repre-
sentation induces afaithful representation onanyminimal leftideal
The mapping into theendomorphism algebra ofanyminimal leftideal
induced bytheregular representation iscalled thespinor representation
ofthesimple Clifford algebra andtheminimal leftideal iscalled the
space ofspinors. The choice ofadifferent minimal leftideal gives
another equivalent representation. When theClifford algebra isnot
simple itisthesum oftwosimple component algebras, andanyminimal
leftideal must lieinone ofthese simple components. The regular
representation ofanon-simple Clifford algebra induces afaithful repre-
sentation ontheleftideal which isthesum oftwominimal leftideals,
one lying ineach simple component. The mapping ihte gueh an
endomorphism algebra induced bytheregular representation will be
called thespinor representation ofthenon-simple Clifford algebra, and
till‘!ideal willbetermed thespinor space. The minimal leftideals
W1 elI€I'_I‘I16(Il.S6I’!1l-Spl!’l0I‘ spaces and themapping that theregular
representation induces onaminimal left ideal will becalled the
semi-spinor. representation oftheClifford algebra. The kernel ofsuch a
representation isobviously thesimple component algebra that does not
t1l;eCit'§ni—(slpiIjor space. Thus thespinor representation ofa
valem Sl2mi_Siino)rr agebra isreducible, being thesum oftwoinequi-
Clifford alebpai drepresentations. The spinor representation‘ ofthe
heftmum onuces aiepresentation ofanysubset byrestricting to
_ pication on‘theideal byelements ofthat set.Inparticular it
induces arepresentation oftheClifford group.
Irreducible representations ofthe Clifford algebra induce
irreducible representations oftheClifford group. (2.5.1)
Th - - . . .Sent-3-818, thespinor representation of‘asimple Clifford algebra, orthe
I P111011 representation ofanon-simple one, induces anirreducible
epresentation oftheClifford group. This willalso becalled thespinor
$1gig:-tspinpr representation. The proof. ofthe statement follows
Clifford eyrom theobservation that non-singular vectors generate the
bere1grgupotilnd theClifford algebra. InfacttheClifford group could
_pace wit thesubgroup 2F— andthestatement would obviously
stillbetrue.
reéicegil irreducible representation oftheClifford algebra induces a
1erepresentation ofthe even subalgebra then that induced
representation isthesum oftwoirreducible ones. Forsuppose thatIisa
minimal leftideal oftheClifford algebra that splits into invariant
56 CLIFFORD ALGEBRAS AND SPINORS
subspaces under leftmultiplication bytheeven subalgebra. LetWbe
such aninvariant subspace ofsmallest dimension. Then ifxisanyodd
regular element letxW=X,giving dimX =dimW.IfS=W+X,
where thesum isnotnecessarily direct, then Sispreserved under
multiplication bytheClifford algebra. For
C,,_q(]B) =C;_q(lFi) +C;_,(lB)x
so
C,,_q(IB)W =C;‘q(1B)W +xC;_q(lB)W CW+xW
and
CM(lB)xW =CM(]B)W.
Since SCI and Iisaminimal left ideal wemust have S=1. If
WF1X=Ythen Cpfq(IB.)YCY since Wand hence Xarepreserved-1:1
under leftmultiplication byCf,,,(]B). ButWisaninvariant subspace of tg'i--3
.§
minimal dimension and soeither Y=0,and Iisthesum oftwo
invariant subspaces, orY=W=X=Iand transforms irreducibly.:.,"!
Having shown that irreducible representations oftheClifford algebra
induce arepresentation oftheeven subalgebra that iseither irreducible ,
orthesum oftwoirreducible representations, wewould liketoknow in
which cases each possibility occurs. Suppose firstly that the even I
subalgebra isreducible; thiscanonly occur ineven dimensions inwhich ,
case theClifford algebra issimple. Then thespinor representation ofthe
Cliffordalgebra induces afaithful representation oftheeven subalgebra,
thatis,thekernel iszero. This must therefore beareducible representa-
tionofthereducible subalgebra, being thesum ofthetwoinequivalent {
irreducible representations whose kernels arethedifferent simple ideals.
The irreducible representations ofanon-simple even subalgebra will
again becalled semi-spinor representations ofthat algebra.
Suppose now thattheClifford algebra isreducible; thiscanonly occur if
inodddimensions inwhich case theeven subalgebra issimple. Inthisit:
case thesemi-spinor representations induce irreducible representations -.~K‘
'3
oftheeven subalgebra. ForletIbeaminimal leftideal (thesemi-spinor S
space) andzdenote thevolume form. Then if,forexample, thekernel 3
ofthesemi-spinor representation isthesimple ideal CM(lR)(1 +z)the
semi-spinor space isan eigenspace of the volume form,
zqo=——<pVqiel. Since 2isodd and regular wehave Cp‘q(IB) =
C,'§_,,(IB) +C;_q(IB)z and Cp_q(lR)I =C,”,“_,,(IB)I. SoIcan have noin-J?
ii‘-2-
variant subspaces under multiplication byC;_q(1B) since itisaminimal
leftideal ofCpaq(IB). is
The irreducible representations oftheClifford algebra caninduce a
reducible representation ontheeven subalgebra even when that algebra i
issimple. Thegeneral criterion isgiven bythefollowing.
.-5SPINORS 57
Irreducible representations ofthe Clifford algebra induce
reducible representations oftheeven subalgebra ifandonly if
primitives inthesubalgebra areprimitive inthefullalgebra. (2.5.2)
What weneed toshow isthat theminimal leftideals ofthefullalgebra
have twice the dimension ofthe minimal left ideals ofthe even
subalgebra ifandonly ifprimitives inthesubalgebra areprimitive inthe
full algebra. Let P+beaprimitive idempotent ofC*(IR) Then- . P-‘I '
C,,_q(lB)P* isaleftideal and CM(1B)P+ =C;_q(]B)P+ +x(j;q(]B)P+
foranyoddregular x.Since P+isprimitive inC,1“,,(lB) then C,‘,f’q(IB)P+
isaminimal l€f'[.lCl68l oftheeven subalgebra andsothedimension of
C,,,,,(]B)P istwice that oftheminimal leftideals ofC,‘,*,q(lB). Sothe
mfinijmal leftld6EllS. ofthefull‘algebra aretwice thedimension ofthose
_OifeSubalgebra if_3I1d_011_ly if_C,,,q(]F1)P+ isaminimal leftideal, that
is,Hi andonly ifP.isprimitive inCp',q(.IFi). Ifaminimal leftideal ofthe
u+algebra isPI'O]6Ct€(l outbyaprimitive ofthesubalgebra then the
C,,_q(lR)-irreducible subspaces areobviously theeven andoddsubspaces.
Just asthe1I'I'6dLlCIbl€. representations oftheClifford algebra gave
representations oftheClifford group theirreducible representations of
theeven subalgebra induce representations oftheeven Clifford group
andinparticular:
‘Irreducible representations oftheeven subalgebra induce
irreducible representations of+1“. (253)
Again thisfollows from thefact that +1“ generates C,',*q(1B). First we
note thattheClifford algebra isgenerated bynon-singular vectors ofthe
same norm. For if{(31,fi}with i'=1,_,_, P,j=1 qisan
fmhOz_n°Yma} basis, andifp#50,then anew basis ofunit-norm vectors
15{B3\/26 +fl}. Thus C,‘,*_q(1B) isgenerated byproducts ofunit-norm
vectors, and.such products arein+I“*.
fEhel relationship between theirreducible representations oftheClif-
pragebra anditseven subalgebra issummarised intable 2.10. The
sngucturi ofCp,q(IB) isdetermined byp-—qmod8 where p+q=n_
the6lg.'[ different cases have been grouped inpairs. Forthefirst pair
esemi-spinor representation ofthefullalgebra induces anirreducible
representation ofthe subalgebra; whereas forthe second pair the
Clifford spinor representation induces anirreducible even Clifford
SplI1OI“ representation. Forthethird pair ofalgebras thespinor repre-
S€It1)tE;IlOI1 splits into apair ofequivalent spinor representations ofthe
suagtebra, ‘whereas inthe‘final case thespinor representation isthe
suiliiotwoinequivalent S6II‘ll_-SplIlO.I‘ representations ofthesubalgebra.
ftiltable 2.10 wegive thedimensions oftheirreducible representations
0E1eClifford algebra anditseven subalgebra. Wehave used C—-S/S
toenote thattheirreducible representation oftheClifford algebra isa
subalgebraCtCt—S/S
Ct—-S/S
andtseven
C"—S
gebraC
(p—q)mod8fforda
C*—$
representationC—S
oftheC
C—SCt—S
representations
andS/Sasemi-spnorirreducbe
C—S/SC+—SC—S/SCt—S
e210Dmensonsoftheentaton
repres
Dmensonaspinor ri/2)2n/2
_(2n/2)
TabdenotesSPINORS 59
semi-spinor representation, C1—Stodenote theinduced spinor repre-
sentation oftheeven subalgebra, andsimilarly fortheother twocases.
The integer part ofn/2isdenoted by[n/2]. This table isanimmediate
consequence oftable 2.8.
Since weareconcerned with algebras over thereal field thespinor
spaces areIR-linear vector spaces, thedimensions ofwhich aregiven in
table 2.10. Aswell asobviously being leftC,,,q(IR) modules thespinor
spaces arealso right d-modules where 514isthealgebra given in
table 2.8. Whereas, ingeneral, right multiplication willnotpreserve a
leftideal itwillbepreserved under right multiplication byelements of
ad.When theClifford algebra issimple 54isadivision algebra, whereas
when theClifford algebra isnotsimple at=QDQDQD where Q2)isadivision
algebra. Inthiscase thesemi-spinor spaces areright 223-modules. Itisan
immediate consequence ofassociativity that leftmultiplication induces a
21>-linear transformation ontheminimal leftideals. Similarly theirre-
ducible representations oftheeven subalgebra may beregarded as
{ED-linear transformations where Q1)isoneoftherealdivision algebras IR,
CorH.The dimensions ofthespinor and thesemi-spinor spaces
regarded as2D-linear spaces canbefound from tables 2.8and2.10 since
d(dimg,,) =dimfi where ‘iiiisad-dimensional IR-algebra.
Forthose Clifford algebras whose centre isCthespinor space may be
regarded asaC-linear space byusing thecomplex structure ofright (or
left) multiplication bythevolume form 2.Forexample, wemay define
multiplication bytheimaginary unit byii/1= 1/)2, where 1/1liesina
minimal leftideal. Alternatively, wecould define iip=-1/12. Although
wehave already noted that allirreducible representations ofasimple
algebra areequivalent, when representing asimple IR-algebra ona
C-linear space thequestion ofequivalence needs treating carefully. Ifp
and p’are representations ofany simple 1B-algebra sit,where
s.€i(lB) =C(lR)(>9./1/L,,,(IPi), onIR-linear spaces Vand V’then there isan
IR-linear transformation Sfrom V’toVsuch thatp'(a) =S‘1p(a)S for
allaofvi.If,however, VandV’areregarded ascomplex vector spaces
bydefining iv=p(z)v VveV(where zgenerates thecentre) then there
isaC-linear transformation Ssuch that p'(a) =S‘1p(a)S Vaifand
only ifiv’=p'(z)v'. Thus bydefining p(z)v =ivandp’(z)v' =—iv’ we
gettwo complex-inequivalent representations ofasimple IR-algebra.
This iseasily understood interms ofthecomplexified algebra. Regarded
asacomplex vector space Vcarries anirreducible representation ofthe
complexified algebra at‘:=si§l®C. The representation pextends by
C-linearity tosic, p(ia)v =ip(a)v. Since C®C ==C6903, dcisreduci-
bleanditsirreducible representations have askernel oneofthesimple
ideals, andtheirreducible representations areequivalent ifandonly if
thekernels arethesame. Ifp(z)v =ivthen p(1+iz)= 0and the
kernel ofpisprojected bythe central idempotent §(1+iz). If,
60 CLIFFORD ALGEBRAS AND SPINORS
however, p'(z)v' =-iv’ then %(1—iz)isinthekernel, thus p’andp
areinequivalent representations ofsic.
When thespinor space isaright H-modulet then itcanberegarded
asacomplex vector space bychoosing ascomplex structure anycomplex
subalgebra ofthequaternions. IfqeHsuch that qz=-1then wemay
define multiplication bycomplex numbers onspinors byiip=ipq.
Again, regarded ascomplex vector spaces, these minimal leftideals
carry irreducible representations ofthecomplexified algebra byextend-
ingthespinor representation byC-linearity. Since H®C=C®Jl/L2 the
complexified algebra issimple andhence allirreducible representations
areequivalent. Thus inthiscase allirreducible representations ofthe
simple IR-algebra oncomplex vector spaces arecomplex-equivalent. We
shall return toadiscussion ofthecomplexified Clifford algebras later.
The first example wegive isofC0_2(1Pi) =1H(lB). Here thespinor
space isthealgebra itself. If{f1,f2}isanorthonormal basis then {1,
fl,f2,flfz =z}isastandard basis forthequaternions. Wemay choose
ascomplex structure right multiplication byzand define ia=azfor
aeC0,2(lB). Then {1,f1}isabasis forthecorresponding complex vector
space. Ifpdenotes thespinor representation then with respect tothis
basis and choice ofcomplex structure wehave thematrices ofthe
transformations, p(a), asfollows:
p<1>-(5?) p<f1>=(§’ 1%)
pm”)-(Q per)-(3 I1)-
Had weinstead chosen ia=—az then wewould have thecomplex
conjugate matrices. These give acomplex-equivalent representation; we
hav-p<a>* -p<r1a<f1>"1>_Regarded asacomplex vector space, Hcarries anirreducible repre-
sentation ofthecomplexified algebra H®C. IfPi=§(1iiz)then Pi
areprimitive idempotents inH®C and (H®C)Pi areminimal left
ideals such that uiz =liui for all uie(H®C)Pi. Since
P_=(f1)‘1P+f1 then right multiplication byflisaC-linear trans-
formation between thetwo leftideals which obviously commutes with
leftmultiplication andhence establishes theequivalence ofthese com-
plex representations.
Theeven subalgebra isisomorphic toC(IPi) andthespinor representa-
tion ofC0,2(lB) induces areducible representation ofC({_2(IB), theeven
andodd quaternions transforming irreducibly. These irreducible repre-
TThe notion ofan‘H-module’ istobefound attheendofAppendix Awhere
thequaternion algebra, H,isalsointroduced.SPINORS 61
sentations ofthesimple algebra areequivalent: right multiplication by
any odd quaternion interchanges the even and odd subspaces and
commutes with leftmultiplication. However, right multiplication byz
induces acomplex structure ontheeven andoddsubspaces thatenables
them toberegarded ascomplex one-dimensional vector spaces. These
arecomplex-inequivalent, right multiplying byany odd element not
being C-linear.
Wenext consider C3,1(IB) =A/L4(lB). Here thefour-dimensional spinor
representation induces anirreducible representation oftheeven sub-
algebra C§_1(lB) =C(IB)®Jl/L2(lB). Wemay choose asspinor space the
minimal left ideal whose basis isthefirst column intable 2.7. By
defining ii/2=zipforallspinors ipthespinor space may beregarded as
acomplex vector space with leftmultiplication bytheeven subalgebra a
C-linear transformation. Abasis forthiscomplex vector space is{P1,
e°P1}. With thisbasis andchoice ofcomplex structure thematrices of
these transformations forabasis fortheeven subalgebra areasfollows:
0(1)=(5 0(2)=ip(1)
P(@‘2) =(3)1%) p(@°3) =ip(@”)
P(@23) =(0-0) P(@°‘) =iP(@23)
--CD~.._,©>-Me“) =(-0 P(@°2) =ip(@3‘)-
The matrix representations ofthegenerators oftherotation group will
berecognised asthePauli matrices (uptoconventional factors ofi).
Defining iii:=-21/I gives thecomplex conjugate representation which is
complex-inequivalent.
Inthissection wehave naturally represented theClifford algebra, and
hence theClifford group, onitsleftideals. Wecanalso represent the
algebra onitsright ideals. Associating each element ofthealgebra with
thelinear transformation obtained bymultiplying with that element
from theright gives amapping intotheendomorphism algebra, namely
R:C,,_q(]B) —--—-> EndC,,_q(1R)
aI——> R(a), R(a)b =ba.
Since {R(a)R(b)}c ER(a){R(b)c} =cba=R(ba)c this correspond-
ence isnotanalgebraic isomorphism. Given aninvolution Qofthe
Clifford algebra wecanusethiscorrespondence todefine arepresenta-
tion p:
62 CLIFFORD ALGEBRAS AND SPINORS
'p":C,,_q(IR) i> EndC,,_q(IR)
Cll—-—>5(a)=R(a§). (25.4)
Indeed we have a representation since p"(a) p'(b) =
R(a3)R(b9) =R(b§a3) =R([ab]5”) =p'(ab). Obviously the minimal
right ideals transform irreducibly under thisrepresentation. Just asthe
minimal leftideals may beregarded asright QB-modules these minimal
right ideals canberegarded asleft9)-modules. i
Aminimal right ideal isnaturally identified with the space of
Q1)-valued SID-linear mappings onaminimal leftideal. ForifipeC,,_q(IR)P
and<1)ePCM(IR)with Pprimitive then wemay write
<I>=1/»—-><I>(w)=<I>1/1
with <I>(ip) ePCM(]R)P =El).Obviously <I>(i,/Jq) =<I>(ip)q forqEQD.
Similarly theClifford algebra itself (orasimple component thereof) may
beidentified with thespace of9.?)-valued linear transformations onthe
Cartesian product ofaminimal leftideal andaminimal right ideal. For
if<I>ePC,,_q(IR) and 1/1eC,,_,,(IR)P then forany aeCp_q(IR) wemay
write
a(<I>, 111)=(Paw
giving 2
a(q<I>, ii»)=qa(<I>. 1/»).a(<I>.wq)=“((1%v)qf<>IqE9%
Iftheminimal leftideal carries thespinor representation pandthe
minimal right ideal carries therepresentation 5then wemay induce a
representation rontheClifford algebra (orasimple component) by
defining
T(S)(1P‘P) =[P(S)1//][?"(S)‘P] =S1P‘1’S’-
Ifwechoose E=Ethen sf=s'1forse+1“ andtherepresentation r
and thevector representation Xcoincide on+I"i. Inthis case the
representations pand p’induce contragradient representations of+1“,
andsince wehave seen how theminimal right ideal canbeidentified
with thedual space oftheleftideal wecan construct aQB-valued
+1“-invariant product. This willbediscussed inthefollowing section.
2.6Spin-Invariant Inner Products
Having identified theelements ofcertain minimal leftideals asspinors
wenow examine spin-invariant products oftwo such elements. Since
Clifford multiplication from theleftinduces alinear transformation onSPIN-INVARIANT PRODUCTS 63
thespinor space wemay useaproduct onthespinor space todefine an
involution ontheClifford algebra bysending every element tothat
which induces theadjoint linear transformation. Such aninvolution will
betermed theadjoint involution. We shall construct aproduct of
spinors tpandipwhich isthesame asthat ofSQ9andsipwhen se+l"+.
The adjoint involution ofsuch aproduct will beeither 5orE17.
Conversely, any product ontheminimal leftideal with EorE17as
adjoint involution willbeinvariant under (atleast) ,1“. Weshall first
consider anarbitrary simple IR-algebra andshow how anyinvolution is
theadjoint ofsome product ontheminimal leftideals. These products
fallinto afinite number ofdistinct classes, andanytwoinvolutions are
equivalent (asdefined inAppendix A)ifand only iftheassociated
products areinthesame class. The case ofthedirect sum oftwo
isomorphic simple algebras istreated similarly. Returning totheClifford
algebras weshall determine intowhich class theproducts associated with
EandZ17fall.Similarly, wecanclassify theproducts ontheminimal left
ideals oftheeven subalgebra. Asacorollary inuptofivedimensions we
can use (2.4.22) toexpress +1“ astheinvariance group ofsome
product.
Let$4besimple over IRand9besome involution.
IfPisanyprimitive idempotent then P9=JPJ-1forsome
element Jwith J9=5],8=i1. (2.6.1)
For if leaves elements ofthe centre invariant and 9denotes
transposition inamatrix basis inwhich Pisdiagonal then weare
asosured (by(A23) ofAppendix A)ofaJwith Jif=iJsuch that
fl"=J‘1a§J Vae524;inparticular, Pg=P=J'1P9P. Inthesame way
ifthecentre isCwith $9inducing complex conjugation theargument can
berepeated with Hermitian conjugation replacing transposition. Ifthen
(P6s&Pthen J'1tp<5‘ ePatandwedefine
(,):s&P Xs.tPi>>P.v1PE§D
vi.111i-—>(iv.1/»)=J-‘cow (2-6-2)
Ifaisanyelement ofatthen
(‘P9aw)=(0%,#1) (2.63)
and‘,9is‘theadjoint involution ofthisproduct. The minimal leftideal
a¢P1Saright ‘ED-module. IfqeQBthen
(vi,wq)=(viv)q (16-4)
and tlitl: product isQB-linear inthe second entry. Ifwedefine
Q’=Jq5J forqe@then jisreadily seen tobeaninvolution ofQB
such that
64 CLIFFORD ALGEBRAS AND SPINORS
Theinvolution jwillreverse theorder ofterms inaproduct; infact
(<11.I/1)’=J"(cv. W”!=J"(1"<P5*I/VJ =J"v:"v>J*”1
=8J_’1P°’<P
andthus
(1/1.<22)=5(<P=1/1):’~ (2-6-6)
Such aproduct willbecalled 9.51-symmetric or9191-skew aseisplus or
minus one. Wemay usethis product todefine amapping from the
minimal leftideal toitsdual space. IfL(siiP, 9))isthespace ofEZD-linear
maps from s4PtoQ1)then wedefine
~:s4P---> L(s£P, ED)
qr->trwhereaw)=(<P=1P)- <26-2)
Weshall refer to6astheadjoint oftpwith respect to(,).We
remarked intheprevious section that L(.si4P, QB)isnaturally identified
with aminimal right ideal; elements acting ontheminimal leftideal by
thealgebraic product. With thisidentification wehave
Having chosen some arbitrary minimal leftideal onwhich todefine a
product wecanobtain aproduct onanyother minimal leftideal. IfP
andP’areprimitives then thesimplicity of$4ensures anelement Ssuch
thatP’=SPS'1. Given theproduct of(2.6.2) wedefine
{,}:s.4P’ ><a<lP'—> P’s¢P’ E9D’
Q/,[3i—-> {a/,B}=S(crS, )6S)S_1. (2.6.9)
Wecanwrite thisas{a/,)6}=J"1ci/96 where J"1 =SJ‘1S5 andwhich
satisfies P’?=J’P’J"1.Aninvolution on92)’equivalent totheinvolu-
tionjonQ23isdefined bypl’=S(S“1pS)JS'1 forpe§D'. Itthen follows
that {[3,ct}=s{a, fi}l’and{<l’P= 5}=P"{‘1’»I8}-
The product wehave constructed in(2.6.2) involves notonly the
involution Ebutalsotheelement Jasdefined in(2.6.1). Obviously such
anelement cannot beunique. Suppose that P9=J'PJ“'1 with
J’?=s'J’. Then J"1JP =PJ"1J and soJ"1JP =PJ"1J =Asay,
where Ae9.21.Since
,1i‘=J-1/13] =J'1J=‘*J"’9P9J =ss’J"1JP
then
)(1'=,,,.,ii_ (26.10)SPIN-INVARIANT PRODUCTS 65
If(ip,1/1)’=J"‘(p9i,11 then (Q9,iii)’=J"1JJ'1<p3ip andsince (tp,ip)eiib
wehave
(<10,I/1)’=7l(<P=¢)- (2-6-11)
When EZZJ=IR,then jmust betheidentity andsowemust have s=s’
andtheproducts arerelated byareal multiple. The complex numbers
have two distinct involutions, theidentity and complex conjugation.
When jistheformer then theproducts arerelated byanarbitrary
complex multiple. When jiscomplex conjugation then Eistheadjoint
ofa(pseudo-) Hermitian-symmetric product, determined uptoareal
multiple, orequivalently theHermitian-skew product which differs from
itbyamultiple oftheimaginary unit. The quaternions have two
inequivalent involutions, conjugation and reversion. Quaternion con-
jugation, denoted byabar, istheonly involution initsequivalence
class. Incontrast there aredistinct involutions equivalent tosome
‘standard’ representative called reversion and denoted A.Suppose that
(1/1,qo)=e(<p, 1/1)“. Then if(tp,ip)’=/l(<p, ip)with A=/1"then
(1/1,t/P)’=8l(<P,111)“=8/l{l(<P, w)}"7l" =8/l{(<P, 1//)'}"/1'3
Since A=A“then (asdemonstrated inAppendix A)wecanset/I=,u)u"
forsome ii.Thus 7Lq").'1 =,u(ii‘1q,u)"ii‘1 andweseethatifEisthe
adjoint ofanHA-symmetric (orskew) product then itisalsotheadjoint
ofanHI-symmetric (orskew-) product foranyjequivalent toreversion.
IfEistheadjoint ofaquaternion-conjugate-symmetric product then it
will also betheadjoint ofthereversion-skew product obtained by
multiplying thisproduct byanyvector quaternion. The conjugate-skew
andreversion-symmetric products arelikewise related.
The above considerations show how anyinvolution istheadjoint of
some QDI-symmetric orQM-skew product. Certain ofthese products can
befurther labelled byasignature. First wenote that these products are
non-degenerate; forif(J'1n?)ip =0Vipe .v(lPthen J‘1n§’ =0since the
regular representation ofasimple adinduces afaithful representation on
anyminimal leftideal. Consider now anon-degenerate Q2)!-symmetric
product onaright 22)-module. Then ifthemapping from Q)into the
j-symmetric quantities of91),q—> qlq, issurjective then there isan
orthogonal basis ofunit-norm elements. Ifthismapping isnotsurjective
butanyj-symmetric quantity canbewritten asiqiq, then there isan
orthogonal basis ofelements normalised toplus orminus one. This is
justanobvious generalisation oftheresult guaranteeing anorthonormal
basis forareal symmetric product andcanbeproved byinduction on
thedimension ofthemodule. The twodifferent cases areseen toarise
when normalising anon-zero-norm quantity. Suppose that (i/1,ip)=/1,
then iftheproduct isQB!‘-symmetric A=/U.Ifwecanwrite it=qlqfor
some qeQBthen i/1q'1 willhave unitnorm. The mapping q—>qiqisnot
66 CLIFFORD ALGEBRAS AND SPINORS
asurjection from 2Dtothej-symmetric quantities when 9DisIR,CorH
with jtheidentity, complex and quaternion conjugation respectively.
Thus theIR-,C*-andH"-symmetric products arefurther characterised
bytheir signatures (the number ofpositive- andnegative-norm elements
inanorthogonal basis). The smallest ofthese two numbers will be
called the index (or Witt index). The complex numbers have the
important property thatanycomplex number canbewritten asasquare.
Similarly anyreversion-symmetric quaternion canbewritten asasquare
ofareversion-symmetric quantity (asdemonstrated inAppendix A).
Thus anyC-symmetric orHA-symmetric product hasanorthogonal basis
ofunit-norm elements. AnIR-skew orC-skew product can benon-
degenerate only ifthevector space isofeven dimension, 2nsay. Inthis
case there isacanonical basis {p,-,q,-} for i=1,...,nwith
(Pi, ‘I1')=5:}-
Example 2.1
Take $4=C4_0(IR) with EEE.Attheendof§2.2 weconstructed abasis
forthis algebra. Let Pbewhat was there called P1, that isP=
§(1+2).The division algebra Ps§lP EQ13isisomorphic tothequatern-
ionalgebra, with standard basis {P,e23P, e3"'P, e2"'P}. Since P5=P,in
thiscase theinvolution §induces aninvolution onQD.This isquaternion
conjugation since, forexample, (e23P)5 =—e23P. AnH‘-symmetric
product onsflPisgiven by
(qr.ii»)=viv-
AnH-linearly independent basis forQSIPis{P,e’P}. Wehave
(P,P)=P
(P,e1P) =Pe1P E0
(e1P, e’P) =Pe1e1P =P.
Sothisbasis isinfactorthonormal, theproduct being ofindex zero.
Thus farwehave shown how anyinvolution canbeputinto oneand
only one class determined bytheQDI-symmetric or22)!’-skew product
(further labelled byanindex where appropriate) forwhich itisthe
adjoint involution. We may choose the representatives given in
table 2.11 forthe classes ofproduct. Where wehave chosen, for
example, aC*-symmetric product wecould have chosen aC*-skew one.
For thesame reason weonly further classify products bytheindex
rather than thesignature. These classes ofproduct define anequivalence
relation ontheassociated involutions. Wehave already termed involu-
tions Eand FRequivalent ifthere isanautomorphism ffsuch that
aw=((a5’)<9’)(5’_1) forallaevi.Infactitfollows thatwith thisnotion of
equivalence:SPIN-iNvARiANT PRODUCTS 67
Two involutions areequivalent ifand only ifthey arethe
adjoints ofequivalent products. (2.6.12)
Table 2.11
__i_i_____________i___
(1)IR-symmetric, ofindex v
(2)IR-skew (only ineven dimensions)
"3C-symmetric
C-skew (only ineven dimensions)
C'*-symmetric, ofindex v
H"-symmetric, ofindex v
HA-symmetric /*1/*i\r—*\K41/4"--1Q'\(J1k\n-/\h-/\Iu—/\\-/\u-/
Here products areequivalent ifthey areboth ofthesame one of
seven main types and, where appropriate, ofthesame index. IfEand3715
areadjoints ofequivalent products then wecan introduce two QDIP
symmetric orskew products, (,)1and(,)Kof(where appropriate) the
same signature, with Eandfittheir respective adjoints. Both products
admit acanonical basis ofthesame type, andanychange ofbasis may
beeffected byleft multiplication byaregular element. Since both
products arej-linear inthefirstvariable, andlinear inthesecond there
must bearegular 0such that(tp,ip),=(otp, oip)K forallgoandipin
theminimal leftideal, thatis
_]—1q;.5P1)) =I<-l(0.(p)‘3l{O.,¢ :K'—1(piH0_‘.i{O.w
-K"1<@%><@%>"1@t(o%>v.Ifweintroduce aninvolution 9defined by
agE(0?"0)‘1a%(0i’{0) Vaeat
then Pg=TPT'1 with T=(o*’fo)_1K. Wehave J"(p3ip =T"1<pgi/1,
thatis
(<11,1/1);=(Q9,w):r V92.weEP-
B_u} (‘Piall’)! (a3<P= 1/1)J and ((1%("WT =(450-9» I//)r=(ag¢9 111);
giving ((423 —a~’)<p, 1/1),=0.Since thisistrue forall1/Jes4P andthe
product is non-degenerate (ct?—ag)<p =0Vtpe .viP and
Q?=agVae94. Recalling the definition of ‘J we have
ai’=o‘1(oao"1)i”o, that is,Eand ‘:7{areequivalent. Toprove the
cfonverse wesuppose that E=Si’fI{9’ '1forsome automorphism 9’.Then
i
(.):.iiiP ><.¢xP—-> P.v.slP
isaproduct with 3fasadjoint-involution wedefine
{,}:.v.(tP9"‘ ><.@4P~‘1”"‘—> P9’_'_;i4P5’_’
68 CLIFFORD ALGEBRAS AND SPINORS
by{asI3}=(W9,55”)?» then
{O6~16}=(viim"fi")"”’ =(m*’°”w*’» fi*’)“”=([m*’°’<<"’¢rl5’, fi*’)5’C’
=(mfg, I3}-
Similarly if
(I3,<1’)=8(<I»5)"I11@I1 {BiCY}=055’,¢Y*’)”“l
=8(a<i’,I>’5’)"““ =£{asfi}5”‘*’”’ =@{<1sfi}’
where jES"k9"1 isequivalent tok.Thus wehave aproduct on.<;(lP9’ -1
with Easanadjoint-involution ofthesame type astheproduct ons5lP,
which hasflfasadjoint-involution. Asalready noted aproduct onany
given minimal leftideal enables anequivalent product tobedefined on
anyother minimal leftideal. Thus ifEE8’fl{9"1 then Eand ‘flfare
adjoint-involutions ofequivalent products onanyminimal leftideal.
Although forcomplex matrices notallautomorphisms areinner a
corollary totheabove isthat ifinvolutions arerelated byEE9’?l{9"1
foranyautomorphism SPthen infactthere isaninner automorphism E
such thatEEE?7{E'1.
The result of(2.6.10), together with table 2.11, gives thenumber of
inequivalent involutions forasimple IR-algebra. This isdisplayed in
table 2.12.
Table 2.12 Thenumber ofinequivalent involutions.
A/L, C®./I/L, H®Jl/1.,
reven §r+2 §r+3 §r+2
rodd §(r+1) +3) +3)
Since notallClifford algebras aresimple wenow consider involutions
ofsemi-simple algebras that have two simple components. Let
66E93C-B<6 where QBand <6aresimple with QBE.<2(lP, <6E.<>(lQ for
central idempotents P,Qwith PQEQPE0and P+QE1.Ifflfis
aninvolution ofatthen Pi“, Q3” are central idempotents with
Pi”Q9< EQi’<Pi’< E0andPi“+Q?“E1.SoatE.viP"’{€)atQi’< and, since
theexpression ofasemi-simple algebra asasum ofsimple ones is
unique uptoordering ((A1?) ofAppendix A)then either s.¢Pi’< E93and
.v4Qi’< E<6,or.v.4Qi’< E83andsi4P% E<6.Intheformer case ‘iiiinduces
aninvolution onthesimple algebras 975and<6andmay thus beclassified
inthemanner already treated. Inthesecond case every element of973is
sent to<6,andthiscanonly arise when <6isisomorphic totheoppositeSPIN-iNvARiANT PRODUCTS 69
algebra of973,<6E9B°P. There isinfactonly onesuch involution, upto
equivalence.
Ifatisthesum oftwo simple algebras, with fitand E
involutions that donotpreserve these simple components,
then 3%andEareequivalent. (2.6.13)
If‘Elfand Eareasdescribed then E315isanautomorphism of$6that
induces automorphisms onthe simple components 975and <6.We
introduce anautomorphism 9’of.94bydefining
b9’=b‘¥”<? Vbe9B
c5’Ec Vce<6.
Then 3’isanautomorphism ofsélsuch that forbe93bi’?Ebi”,which
isin<6,andsob9’9*"1 Ebay’ Ebi“.Similarly force<6 cg’?Ec3’and
soc5’<’9’_1 Ecw-1Ec”'13’<_1 Ecf“and wehave established theequiva-
lence ofEand315.
When .94E9J@<)./I/L€-)9.D®A/L where JI/Lisatotal matrix algebra andthe
division algebra satisfies 92)E915°?’ then anyinvolution intheclass not
preserving thesimple components will becalled a<22)-swap. (The real
division algebras IR,CandHareisomorphic totheir opposite algebras.)
Anysuch involution istheadjoint ofanon-degenerate product onthe
leftideal formed from thedirect sum oftwominimal leftideals from the
two different simple components. For letPbesome primitive idem-
potent (necessarily inone simple component). IfEissome 9.2)-swap
involution then QEP+P9isaE-symmetric idempotent. We may
define
(,)I~@4Q><~fiQ-—>Q~v1QE9l>@95
0-’,I3'—>(<165)=aft?-
Such aproduct isnon-degenerate forifa/<5’)8 E0V)8then choosing )6to
lieinonesimple component shows thatthecomponent oforintheother
must vanish, andhence 0:E0.Itimmediately follows from (2.6.14) that
(or,m)6) E(mga/, 6’)Vmeai
(I5,I1’)=(0%I5)?
(Mi,I3)=qf(¢\6I6)VqE@®9B»
Wecanequally well introduce aproduct with different symmetry. Ifsis
anyregular element lying inQB,ss‘1 E16,then letSEs—s5.This
E-skew element of§.D(-BQD5’ hasaninverse given by
S-1Es“—(F1)? SS_1 Ess'1+(s'1s)§’ E16,+19,;E1.(26.14)
70 CLIFFORD ALGEBRAS AND SPINORS
Wemay now define
{,}I@4Q ><~v~(iQ——>9F><-99-Fl
a/,Bii> {a/,)8}ES'1a/ff}.
This product satisfies
{anmfi}={midi B}
{fir a/} :—S_l{a=
{M1,5}=5"q’5{a@ I3}-
Wearenow ready toreturn toClifford algebras. Having established
how agiven involution istheadjoint ofanon-degenerate product onthe
minimal leftideals theproblem offinding products invariant under +1“
reduces tofinding involutions Esuch that sfEs"Vse+1“. Of
course §and $17aresuch involutions (which may ormay not be
equivalent), butbefore classifying theassociated products weconfirm
that these aretheonly such involutions (up toequivalence). Itis
convenient toconsider thecases ofeven andodddimensions separately.
Suppose firstly that p+qEniseven, sothat C,,_q(IR) iscentral
simple. Then ifEisany involution there exists some Jsuch that
a9EJa5J‘1 with J5EiJ.Ifse+1“ then s3EJs5J*1 EJs‘1J‘1; thus
sfEs"1ifand only ifJs‘1 Es“J Vse +I‘+. Weknow (from the
proof of(2.5.3)) that .,I"' generates theeven subalgebra, and so
sfEs‘1 Vse+1“ ifandonly ifJcommutes with allelements ofthe
even subalgebra. IfJhasthisproperty then sowillitseven and odd
parts separately. Butthevolume n-form Ziseven anditanticommutes
with allodd elements and sotheodd part ofJmust vanish, hence J
must beinthecentre oftheeven subalgebra. This centre isspanned by
{1,2}.
IfZ5E—Zthen, since J5EiJ,either JEIB giving EEEorJEA2
forAeIRandforanya,a3Eza5z_1E a5”.
If25E2and22E-1then thecentre ofC;,,(IR) isC(IR). IfJeC
then, since Cisalgebraically closed, JE02E00?‘forsome oeCand
a3’Eoo§a’§o"="‘0‘1 Eo(o"“1ao)‘5o"1 showing thatEisequivalent toE.
If25Ezand 22E1 then C,',",,(IR) isreducible and thecentre is
spanned bythe orthogonal idempotents {P+,P_} where PiE
%(1i2).IfJisregular then JEAP, +)uP_ with A,iinon-zero reals.
IfAandiiareboth ofthesame signthen there isnolossofgenerality in
assuming them positive since multiplying Jbyanelement ofthecentre
does notalter E.Inthiscase weset
JE0213+ +1/2P_ E(UP+ +vP_)(0P,. +vP_)§
andEisequivalent to<§.Similarly ifAandiiareofopposite sign then,
with no loss ofgenerality, we assume JEo2P,. —v2P_. IfSPIN-INVARIANT PRODUCTS 71
kEUP+ +vP_ then
kzkg E(0P+ +'vP_)(P+ —P_)(oP+ +vP_)
Eo2P, —v2P_ EJ.
Thus
ac?Ekzk5a5(k§)*1z‘1k_1 Ek2(k*1ak)§z'1k‘1 Ek(k‘1ak)§’lk‘1
andEisequivalent toEr).
Forthecase inwhich 25E2wehave seen that therequirement that
s5’Es_’Vs6,1“ only requires Etobeequivalent toeither .7;orEr).If,
however, pE0then +1“ contains anodd element and requiring
si’Es*1Vsr§ ,1“: uniquely determines EtobeE.For ifJEA+U/Z
then therequirement that Jcommute with anodd element forces iito
vanish. Similarly, ifqE0then ‘gigistheunique involution such that
sfEs"1Vse‘Ti.
Weturn now tothecase inwhich nisodd, with {1,2}spanning the
centre ofCp_q(IR), andC;_q(IR) central simple. Since 2”EEzoneofthe
involutions Z,‘and517willleave thecentre invariant, theother willnot. It
follows thatifEisanyinvolution then either a3EJa-5]'1with J9‘EiJ,
ora3‘EJa5’lJ*1 with J5"Ei].
Consider theformer case. Then requiring sfEs‘1Vse+1“ shows,
exactly asbefore, that Jmust commute with elements oftheeven
subalgebra. Then ifJ,istheoddpart ofJwecanwrite J-E(J,z'1)z
and, since theodd element zcommutes with everything, JWwill
commute with theeven subalgebra ifandonly ifJ,z'1 does. Since the
even subalgebra iscentral simple J_must beproportional toz.Itthen
follows thatJisinthecentre ofC,,_q(lFi) andEE’§.
Inexactly the same way itfollows that ifs5EJs§’lJ "1and
s3Es'1Vse+1“ then EE517.
Wemay summarise asfollows:
if+1“ Qf+1“thensg Es‘1Vse.,l"iiffEE§
if“Ti ¢,1” then sfEs‘1Vse ‘Ti iffE EEr).
IfsfEs‘1VsE+1“ then Eisequivalent to5orEr);ifnE4
mod4 then either EE5orEEE1). (2.6.15)
The involutions 5and E17induce thesame involution ontheeven
subalgebra. This istheonly such involution that inverts elements of
,.I‘+. For ifEisany involution ofacentral simple C;_q(1R) then
a5EJa5J‘1 forsome even J.Thus sfEs‘1Vse +1“ only ifEisin
the centre, giving EEE.IfC;,“,q(IR) isnot central simple then
a9EJa5]“ with Jeven ifE5leaves elements ofthecentre invariant,
orodd ifE§induces anon-trivial automorphism onthecentre. IntheWu
72 CLIFFORD ALGEBRAS AND SPINORS
former case wehave seen that only ifEE5issfEs‘1Vse +1“.
There canbenoinvolution with thisproperty inthesecond category,
forthere isnoodd element that commutes with theeven subalgebra
since thiscontains 2which anticommutes with alloddelements.
Wewish now toclassify theinvolutions EandE17andtheinvolution
they induce ontheeven subalgebra. This willbedone foranarbitrary
Clifford algebra using thesame isomorphisms that enabled itsstructure
tobedetermined. Weusethose isomorphisms forwhich fjandE27onthe
factors ofatensor product induce EorE17ontheproduct algebra. In
thisway knowing theclass ofEandE17onthefactors enables theclass
oftheinvolution ontheproduct tobedetermined, and §and §i7on
arbitrary algebras canbeclassified byexplicitly classifying these involu-
tions forafewlow-dimensional algebras. First weconsider involutions
oftensor products.
LetsitE93®Jl/L,, where 95isasimple algebra over IRandA/L,,isthe
algebra oforder nreal matrices. LetEbeaninvolution on.94that
induces involutions 9onA/tnand fiton95.We shall write this as
EEf7{®9. If93E§D®Jl/l,,, andI"J{is€ZD‘<-symmetric orskew then Eis
certainly either 23"-symmetric orskew, thesymmetry being determined
bythat offitand9,inaway tobedetermined. IfQisprimitive in93
and Risprimitive in./1/in then PEQR isprimitive insit.If
Q?”EKQK‘1 and R9ETRT‘1 then P3EJPJ“ with JEKT. Since
J5’EKi‘<Tg, Jissymmetric ifKand Tareboth symmetric orboth
skew, andskew ifKand Tareofdifferent symmetry. Thus ifeither i’l{
isQB"-symmetric with 9IR-skew, orfifisQD’<—skew with 9IR-skew, then
Eis9)"-symmetric; otherwise itis91"-skew. Wenow investigate the
signature inthecase inwhich Eis93*-symmetric. If(,)1istheproduct
ons.(iPassociated with Ethen forb,-,b1-e95andma, m1,eJ1/1,,
(b1m,,, b1-m11)1 EJ"m,,.5’b,-3b,-m1, ET‘1K“m,,gb,-3<b1m11
I T_1ma€’HmBKT1b13[{b1
since 95andA/t,,aremutually commuting subalgebras ofsi.So
(bimaa :(rnaa rnf5')T(bi'i
where theproducts ontheright-hand side arethose onthesubalgebras
associated with theinvolutions indicated. Thus if,forexample, (,)1~is
symmetric admitting anorthonormal basis with rvectors normalised to
plus oneandstominus one(ofsignature r,s)and(,)Khasabasis
with r’normalised toplus one and s’tominus one then
(,)1hasabasis ofrr’+ss'positive-norm andrs’+sr'negative-norm
vectors. Similarly itfollows thatif(,)1is9%-skew and(,)1;is€D’<-skew
then (,)1admits anorthonormal basis with asmany positive- as
negative-norm basis vectors. Wesummarise thesituation below. IfEis
aninvolution onst,where sflE93®JI/l.,, with EEi7{®9 then:SPIN-INVARIANT PRODUCTS 73
(i)ifeither iiiis9)"-skew with 9IR-symmetric, orflfis
91*-symmetric with 9IR-skew, then Eis9?‘-skew;
(ii)if‘THisQbk-skew and9isIR-skew then Eis99"-symmetric,
ofmaximal index (ifany);
(iii)if‘fitis9)"-symmetric, with signature r,s,and 9is
IR-symmetric, ofsignature r’,s’then Eis99‘-symmetric of
signature rr’+ss',rs’+sr’. (2.6.16)
Having shown how toclassify theinvolution onthetensor product of
asimple IR-algebra with amatrix algebra interms ofinvolutions onthe
factors, toclassify theinvolutions ontheproduct oftwosimple algebras
itonly remains toconsider involutions onproducts ofthedivision
algebras. When oneofthese division algebras isIRitself there isnothing
todo.Fortheproduct oftwocopies ofthecomplex numbers wehave
C(IR) ®C(IR) EC(IR) G-)(]R)
identity ®identity Eidentity 69identity
identity ®conjugation EC-swap
conjugation ®conjugation Econjugation G-Dconjugation. (2.6.17)
Weusetheobvious notation foraninvolution onareducible algebra
thatinduces involutions onthesimple component algebras. Theabove
canbeverified bychoosing aspecific basis. If{1,i},{1,j}arestandard
bases forthefactors andPl.E%(1iij)then {P,., iP,.} and{P_, iP_}
arebases forthesimple components. Similarly
C(lR) ®H(]R) EC(lR)®Jl/l2(IR)
identity ®quaternion conjugation EC-skew
identity ®reversion EC-symmetric
complex conjugation ®quaternion conjugation
EC*-symmetric, zero index
complex conjugation C9reversion EC*-symmetric, index one. (2.6.18)
If{1,2}and{1,i,j,k}arestandard bases forthefactors then {e,-1} is
anordinary matrix basis where enE%(1+2i), e22E§(1—2i),
921=J9ii =922] and912=-1922 =_9iiJ- Finallifl
H(]R) ®H(IR) EA/t4(IR)
conjugation ®conjugation EIR-symmetric, zero index
reversion ®reversion EIR-symmetric, index two
conjugation ®reversion EIR-skew. (2.6.19)
Again thiscanbeverified byconstructing abasis. Itissufficient tonote
74 CLIFFORD ALGEBRAS AND SPINORS
that aprimitive isgiven byPE§(1+iI)(1 +jJ)where {1,i,j,k}and
{1,I,J,K}arestandard bases forthefactors. Abasis fortheminimal
leftideal inJl/l4(IR) is{P,iP,jP,kP} andtheindex ofthesymmetric
products canbeexplicitly evaluated.
We are now inaposition toclassify allinvolutions onsimple
IR-algebras, orsums oftwo such algebras, that areobtained from
involutions onthe factors ofatensor product. IfsitE93®<6 and
EE?7{®9 then table 2.12 gives theclass oftheinvolution Einterms of
theclasses offitand 9.These classes areencoded into thetypes of
table 2.11, with the(43symbol denoting aninvolution onadirect sum of
algebras inducing involutions onthecomponents, andthetypes (8),(9)
and(10) (see table 2.13) being 9D-swaps for9)EB,HandC.The class
offitdetermines therowofthetable whilst 9determines thecolumn,
theclass ofEbeing given intheintersection. (The symmetry ofthe
table reflects thefact that s>§l®93 E93®si.) For example, (2.6.16) is
encoded into thefirst two rows andthefirst two columns, whilst the
diagonal block formed bytheintersection ofthethird andfourth rows
andcolumns isgiven by(2.6.16) and(2.6.17). There arevarious blanks
intable 2.13, corresponding tothose cases when thetensor product
ofthefactors would beareducible algebra with more than two
components.
Tousetheabove toclassify theinvolutions .1;-'and E17onarbitrary
Clifford algebras weneed tobuild uptheClifford algebras from tensor
products ofsmaller ones such that thestandard involutions onthe
factors induce Zjand E17ontheproduct. In§2.2 thestructure ofan
arbitrary Clifford algebra was determined using therelations (2.2.7),
(2.2.8) and(2.2.9) together with aknowledge ofcertain low-dimensional
algebras. Examining theisomorphisms that established these relations
shows that theinvolutions §andE17oftheleft-hand side of(2.2.7) do
notinduce either ofthestandard involutions onthefactors. However,
equations (2.2.8) and (2.2.9) give arelation between thestandard
involutions onthefactors andthestandard involutions ontheproduct.
Aswasnoted in§2.2 there isanother relation similar to(2.2.9), andin
thiscase thestandard involutions onthefactors arerelated tothose on
theproduct. Therelations aregiven below.
Cp+1,q+1(IR):
EEEn(>95 (2.6.20)
%E§®&
Cp, q+4(B) 2 Cp, ®C0,
ZEE®E (2.6.21)
5'1EEn@511the
(Seetabe2llfor910910101010810810
factors8810101099
the
of
tensorproductsUUOHS\D<‘fi<I'lr)t'\1-—-<O\
frominvo[\fl'("'\l/§P"'*(‘\1U\
productsinducednvoutionson51010
5(4355510 5
I
3
4(-3436931034
ontensor4
4
3(4334634104310
tions3 10
nofnvouC\1<—iEl'€*"ilfi[‘-\O
s'f'cat'o
scheme.)CHS<-1C\I("\Yl‘lfi\Dl""-
I
e2.13Thecaton\1—<(\l(‘*")fi'l-f')\C‘l'*‘~
cass'fTabO0
GO
10
10
10
O\
G\
O'\0)EC-swapU?
‘~_|/
9)EH-swap,\-_/
(8)EIR-swap,
76 CLIFFORD ALGEBRAS AND SPINORS
Cp+4, 2Cp,
gxgag nan)
$11=En®Err
Here wehave used thesame symbol todenote involutions ondifferent
algebras. For example, in(2.6.21) theEontheleft-hand side isthe
standard involution onCp_q+4(lB) whereas thesame symbol onthe
right-hand side denotes firstly thestandard involution onCp_q(lR), and
then thatonC0_4(IB).
Those low-dimensional algebras whose involutions must beclassified
byinspection aregiven intable 2.14. The products ontheleftideals
associated with theinvolutions arereadily contructed forthese algebras.
Some ofthese products arefurther labelled byanindex; wehave only
indicated theindex where itiszero. This isjustified bythefollowing
theorem.
When theinvolution EonCp_q(lB) isassociated with aspinor
product labelled byanindex then ifq#0 that index is
maximal, whilst forq=0theindex iszero. Similarly, any
index associated with E17ismaximal unless p=0inwhich
case theindex iszero. (2.6.23)
Table 2.14 Involution classes ofsome low-dimensional Clifford algebras.
N 5 En
C1_0l[B 1GB1
C2,0(IB 1(zer0 index)
C3_0|[ 5(zero index)
C4_0lB 6(zero index)
C0,1'
C0_2| 6
C03‘. 6('36
CM, 6(zero index)
C1.1' 2 .'I!.5§.'i1i?€§§--.‘I!c,c- 1-‘O\\O--JDJL11O\-Ikl\JO0
Suppose that (,)isaproduct onsome leftideal with Easadjoint
involution, andthat {s,-} isanorthonormal basis with rpositive-norm
andsnegative-norm elements. Ifqab0then there isavector xwith
x2=-1.Then {xs,-} isanew orthonormal basis fortheleftideal and
(xs,-, xs,~) =(xgxs,-, 5,-)=(xzs,-, .9,-)=—(s,-, 2,-).Thus this basis hasr
negative- andspositive-norm elements and soifthesignature iswellSPIN-INVARIANT PRODUCTS 77
defined wemust have r=s.Soifqi0theindex ismaximal. That itis
infact zero forq=0can beverified byrepeated useof(2.6.22),
together with table 2.14. The involution E17istreated inexactly thesame
wa.
Wecannow give theclass ofEandE17forallCp_q(lB). First wenote
thatthisclass only depends onpmod8 andqmod 8:twoapplications of
(2.6.21) and(2.6.22) enable thistobeinferred from table 2.13. Wehave
given theclasses intable 2.15. Tocomplete thistable weuse(2.6.21)
and (2.6.22) with table 2.14 tocomplete thefirst row and thefirst
column. Then theclasses ofEandE17aresimultaneously entered inthe
diagonals byusing (2.6.20) with themultiplication oftable 2.13. The
third entry foragiven pand qintable 2.15 gives theclass ofthe
involution that Eand E17induce ontheeven subalgebra. (The case of
p=q=0isadegenerate case forwhich theclass is1.)Reference to
thederivation of(2.3.1) gives
C;“"’(R) 2C”'(B) (2.624)
E=511-
Thus theclass oftheinvolution onthesubalgebra isobtained from a
relabelling oftheclassification ofE17.
When p+qs5wecanusetheclassification oftheinvolution Eon
theeven subalgebra toobtain +1“ asthegroup ofautomorphisms of
theassociated product. This follows from (2.4.22). The automorphism
group ofanIR-skew product onann-dimensional vector space is
denoted Sp(n, IR),similarly Sp(n, C)istheautomorphism group ofa
C-skew product. For aC*-symmetric product with signature r,sthe
automorphism group isU(r, s),whilst weuseSp(r, s,H)todenote the
automorphism group ofanH‘-symmetric product with thissignature.
When s=Othen wesimply write U(r) and Sp(r, H). The products
associated with the21>-swap have thegeneral linear groups asauto-
morphism groups. For, taking the product of(2.6.14), ageneral
element oftheautomorphism group isS=s+s'1<f with sanyregular
element of2D®A/L. Wehave arranged these spin groups intable 2.16.
From this table wehave, forexample, forC3_1(IB) +1“ =Sp(2, C)
whereas attheend of§2.4 wedemonstrated that +1“ =SL(2, C).
These groups areisomorphic; infactwehave
Sp(1,H)=sutz)
Sp(2,IB)=SL(2,1B) (2.625)
sp(2,c)=SL(2,c).
Itcan beseen that intwo dimensions +1“ isisomorphic tothe
orthogonal group.
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80 CLIFFORD ALGEBRAS AND SPINORS
2.7TheComplexified Clifford Algebras
Sofarwehave only considered real orthogonal spaces and their
associated real Clifford algebras. Much ofthediscussion could, how-
ever, berepeated with thereal field replaced byanarbitrary field; in
particular thecomplex field. IfWisacomplex vector space with ha
complex valued, symmetric, non-degenerate C-bilinear form then the
Clifford algebra canbeconstructed asin§2.1. Since hisnotcharac-
terised byanysignature thestructure oftheClifford algebra canonly
depend onrt,anditwillbedenoted C,,,(C). The structure ofthealgebra
canbedetermined asin§2.2, only here thesituation iseven simpler.
Wehave
C..+2(@) =CM?) <>i<>C2013) (2-T1)
c,(c)=ceac (2-7-2)
Czlc) =~M2(C)- (2'7'3)
These aretheanalogues of(2.2.8), (2.2.2) and(2.2.3) andthey may be
proved inasimilar way. They givethestructure ofallC,,(C).
Ifniseven then .
2M2”/2(C)
whereas ifnisodd
Cn(([j) =)|/12i.._1)a(¢1f,‘)_ (2.7.4b)
The structure oftheeven subalgebra follows from theanalogue of
(2.3.1), namely
c,;(c) =c,,_,(c). (21.5)
Ifniseven then
C,§(C) =./l5l,2n-*2—l(C)GB-/m.,2n»'2—1(C). (2.7.6a)
whereas ifnisodd
C,f(C) =./l/l.2{n—ll!2((:). (2.7.6b)
Rather than proceed with thestudy oftheClifford groups and their
relation tothecomplex orthogonal groups weshall show how the
complex Clifford algebras may berelated torealorthogonal spaces.
IfVisareal n-dimensional orthogonal space with bilinear form g
then VC,thecomplexification ofV,isann-dimensional complex vector
space. The real bilinear form gmay beextended byC-linearity toa
C-bilinear form onVC,gc.Ifgisnon-degenerate then soisgc.IfVC
isregarded asa2n-dimensional realvector space then Viscanonically
identified with ann-dimensional subspace. The complex algebraTHE COMPLEXIFIED CLIFFORD ALGEBRAS 81
C(VC, gc)may beregarded asa2”“-dimensional real algebra. Thus
regarded C(V, g)isasubalgebra which certainly commutes with the
subalgebra generated bytheidentity over thecomplex field. Sowehave
thefollowing isomorphism ofrealalgebras
c(t/C, gr?)=c(v,g)<>;<>cm). (2.7.?)
For C(V, g)®C(lR) weshall write C‘3(V, g).Wemay define the
conjugate-linear operation ofcomplex conjugation, *,onVC:if2eV‘:
then z=x+iyforx,yeVand 2*=x-iy.Complex conjugation
extends toanautomorphism ofC(VC, gc)regarded asareal algebra
(although notofcourse asacomplex algebra). Ifthereal subalgebra
consists ofallelements equal totheir complex conjugates then thereal
subalgebra ofC(VC, gc)isofcourse C(V, g).Itisworth stressing that
foranarbitrary complex vector space there isnonaturally defined
operation ofcomplex conjugation. Itishere well defined because the
complex vector space isobtained from thecomplexification ofsome
underlying realvector space. Wehave already shown that thecomplex
Clifford algebras areisomorphic tocomplex matrix algebras orsums of
twosuch algebras. The operation ofcomplex conjugation, *,asdefined
above will not, however, necessarily simply complex conjugate the
components ofthese matrices. Thesituation isclarified below.
Suppose that s.4(lB) =C(lB)®Jl/L,(IB) has some involutory auto-
morphism, *,thatinduces anon-trivial automorphism onthecentre. Let
9/3betherealsubalgebra, that isae95ifandonly ifa=a*.Since any
aesdcanbewritten asasum ofrealandimaginary parts itfollows that
$4=C®?B. Sowehave C®9B =C®Jl/1,. Forthistobetrue must
certainly besimple, and since theonly simple real algebras areiso-
morphic to§ZJ®A/t with Qb=1B,CorHwemust have either 973=./I/t,or
QB=H®J|/1,0. Bywriting sfi=C®Jl/L, forsome particular matrix sub-
algebra A/L,wecan define another involutory automorphism #that
leaves elements ofA/1,invariant andconjugates elements ofthecentre.
If{e,-J,-} isanordinary matrix basis forA/L,then {e"1,-}isanother ordinary
matrix basis, forA/t,’ say. Itfollows from the uniqueness ofthe
Wedderburn decomposition ((A24) ofAppendix A)that e"§-,-=me,-,-m"
forsome mesit.Soif
Q:=-2?: Q0125
L;=l
then
I’ I’
._ -1_ -1a*-2a’j;,'me,-J-m —m2a”j--e,--m
Lj=l hf:
thatis
41*=ma#m_1. (17.8)IJ |1
82 CLIFFORD ALGEBRAS AND SPINORS
Since *and#areinvolutory (2.7.8) gives m*m =pwhere pisinthe
centre. Now *and #induce thesame automorphism onthecentre,
giving (m*m)* =(m*m)# =m'1(m*m)m. That is,mm* =m*m andp
isinfactreal. Thedefining property ofm,(2.7.8), only determines itup
toamultiple ofthecentre andsobyasuitable scaling wecanarrange
either m*m =1,or m*m =—1. (Equivalently m#m =1or
m#m =-1.) We summarise asfollows: 9.4=973®C with *anauto-
morphism that conjugates Cand leaves QBinvariant, and at=Jl/t,®C
with #anautomorphism that conjugates Candleaves A/L,invariant. The
twoautomorphisms arerelated bya*=ma#m‘1. There aretwopossi-
bilities for93,either 93=A/L,or93=H®A/t,,2; andtwopossibilities for
m,either mm* =1ormm* E—1.These possibilities areinfactrelated.
Ifail" C®?/3 =C®./I/L, with *and #automorphisms that
conjugate thecentre and leave 973and A/L,respectively in-
variant, then a*=ma#m"1 where wecan choose either
mm* =1<=> 93=A/l,,ormm* =—1<:> 93=H®M,/2. (2.7.9)
We now consider theproof. Since there aretwo and only two
mutually exclusive possibilities for973,and similarly form,ifwecan
prove that mm* =1<=>933=./1/t, then we must have
mm* =-1<=>97$=[‘I®./l/l.,)2. Suppose firstly that 933=./I/l,.Then if{b,-,-}
and {e,-,-}areordinary matrix bases for973and A/L,respectively then
e,-I=sb,-J-s‘1 forsome sead.Ifwewrite
a=
I»!
then
a*=2aj§(sb,-J,-s'1)* =Ea:-‘J§~s*b,-I-s*‘1
if ii Q 5
=_2’a§j-s*s'1e,-’,~ss*'1 =s*s“a#(s*s‘1)*1.
1-]
That is,wemay choose m=s*s‘1 giving m*=m‘1. Now the
converse: weintroduce aC-conjugate-linear transformation onsélby
defining a°=a*m =mai‘. Thus °preserves thecolumns ofA/t,. If
m*=m‘1 then "isinvolutory and forany aest’! wewrite a=
%(a+ac)+%(a—a°). Inparticular, theminimal leftideals of.94that
arethecolumns ofA/L,with entries inCcan bedecomposed into
eigenspaces of°.Since therealdimension ofaminimal leftideal ofsiis
2rthese eigenspaces arer-dimensional. Letipbeanelement ofoneof
these eigenspaces. Then ifae9B mpiscertainly intheminimal left
ideal ofR4andsince (at/1)“ =a*i/1° =at/1°itisinfactintheeigenspace.
Hence these eigenspaces carry representations of9B.That is,if
m*=m‘1 then irreducible representations ofsdinduce reducible repre-
sentations of$3.But either 933=Jl/L,, inwhich case itsirreducibleE.4
5v.i:
ii
Y
...-.-...-......-....»--“J........._.,.i
E
i
2
=1
.!i
IiTHE COMPLEXIFIED CLIFFORD ALGEBRAS 33
representations arer-dimensional, or93=H®Jl/t,,2 with 2!‘-dimensional
irreducible representations. Thus m*=m"1 implies 93=Mr,The argu-
ment oftheproof issummarised below.
m=s*s_1=>mm*=1
:> U93:./l/L,
<1irreducible representations of$4
induce reducible representations of
973.
Hence mm* =1<:> 93=A/L,
andsomm* =—-1<:> 923=H®A/tr/2_
Thefcomplexification ofthereal Clifford algebra associated with an
even- imensional orthogonal space 1Sisomorphic tothealgebra of
complex ITlElt.I'lC€S.. Complex conjugation (that leaves thereal Clifford
algebra invariant) isequivalent totheautomorphism thatconjugates the
components ofthese matrices when thereal algebra isatotal matrix
algebra: inthis case complex conjugation will simply conjugate the
comppnepts manappropriate basis. The algebra associated with the
comp qxiication ofanodd-dimensional realorthogonal space isadirect
sum otwomatrix algebras. Complex conjugation isequivalent tothe
automorphism that conjugates thecomponents ofthese matrices ifand
only iftherealalgebra isasum oftwototal matrix algebras. When the
Heal algebra IS.thesum oftwo simple algebras whose Wedderburn
decomposition involves thequaternions then complex conjugation in-
uces anautomorphism onthesimple components ofthecomplexified
algebra that isinequivalent toconjugating thematrix components.
)2/hen therealalgebra isisomorphic tothealgebra ofcomplex matrices
_encomplex conjugation ofthecomplexified algebra interchanges the
simple components.
The irreducible representations ofthecomplex algebras willagain be
called spinor representations, orsemi-spinor representations when the
algebra 1Sreducible, thespinor (orsemi-spinor) spaces being identified
with minimal leftideals. These minimal leftideals areobviously of
ailmplex dimension 2[”’2_l where [ri/2] denotes theinteger part ofn/2.
Ienniseven.there. 1Sonly one such representation, uptoequiva-
ence, whereas ifn1Sodd there are two inequivalent semi-spinor
representations.
II‘I'€dL1Cll)l6. representations ofC(VC, gc) induce representations Of
C(V,_g) which may ormay notbereducible. The question ofthe
reducibility ofthese representations hastosome extent been anticipated
in§2.5. Itwasshown there that when thedivision algebra occurring in
theWedderburn decomposition oftherealClifford algebra (orasimple
84 CLIFFORD ALGEBRAS AND SPINORS
component ofthat algebra) wasCorHthecomplex structure ofright
multiplication bythegenerator ofacomplex subalgebra enabled the
spinor (orsemi-spinor) space toberegarded asacomplex vector space.
Inthis case irreducible representations ofthereal algebra can be
extended byC-linearity torepresentations ofthecomplexified algebra.
Thus conversely, inthese cases irreducible representations ofthecom-
plexified algebra induce irreducible representations ofthereal algebra.
When thereal Clifford algebra isisomorphic tothealgebra ofreal
matrices, orthesum oftwo such algebras, then itsirreducible repre-
sentations areofreal dimension 2l”’2l; that is,half that ofthereal
dimension oftheirreducible representations ofthecomplexified algebra.
Thus, inthese cases, irreducible representations ofthecomplexified
algebra induce reducible representations oftherealalgebra. The way in
which thisreduction canbeperformed wasgiven intheproof of(2.7.9).
Theinduced representations oftherealeven subalgebra may betreated
inexactly thesame way. The irreducible representations oftheeven
subalgebra ofthecomplexified algebra areofrealdimension 2(2l‘”‘1)’2l),
whilst thedimensions ofthose oftherealeven subalgebra aregiven in
table 2.10.
Weturn now toclassifying involutions ofthecomplexified algebras.
TheC-linear involutions EandE17induce thestandard involutions onthe
real subalgebra, and these have already been classified. Thus wemay
classify these involutions onthecomplexified algebra from aknowledge
oftheinvolutions that they induce onthefactors ofatensor product.
The involution induced onthefactor Cisofclass 3,and soifwe
multiply theentries intable 2.15 by3,using themultiplication of
table 2.13, then weobtain theclass ofEand E17onthecomplexified
algebra, andthat oftheinvolution they induce onitseven subalgebra.
(The classes aregiven intable 2.11.) Now these involutions areof
course involutions oftheClifford algebra associated with thecomplex
vector space VC, andsothey canonly depend onthedimension ofV
andnotthesignature ofg.The classes depend onnmod 8,and are
given intable 2.17. The involutions Eand E17commute with complex
conjugation, andsothey may becomposed with ittoform involutions
E*and E1j*which again induce thestandard involutions onthereal
subalgebra. These involutions arecertainly notinvolutions ofC(VC, gc)
regarded asacomplex algebra, butarereal algebra involutions. The
classes canbeobtained bymultiplying theentries intable 2.15 byfive
using themultiplication oftable 2.13. Ofcourse onthesimple algebras
these involutions canonly beofclass 5,whilst inthereducible case they
either induce involutions ofclass 5onthecomponent algebras or
interchange those components. The classes depend onpmod2 and q
mod2,andaregiven intable 2.18. Itfollows from (2.6.23) thatE*isthe
adjoint ofazero index Hermitian-symmetric product ifand only ifTHE COMPLEXIFIED CLIFFORD ALGEBRAS
q=0;otherwise anyindex ismaximal. Similarly Eij*istheadjoint ofa
zero index product ifandonly ifp=O,otherwise maximal.
Table 2.17 Classification ofinvolutions ofthecomplexified Clifford algebras.
P1q=,, 5 57, Eonc;_,(ia) (ac
3€-)3 10 3
OO\10'\U1-l>UJl\)l—'* DJ-I-RLa-J DJ-ll;-Flr—\Q
10 4C-B4 4
4®4
4694 10 4
4 3 10
10 3693 3
3(-B3
Table 2.18 Theclasses ofE*andErj*onCp,q(lB) ®C
andE*onC;,q(IPi) ®C.
Pq 0 1
0 5 10
5 5®5
SC-B5 5
1 SC-35 5
10 5
5 10
2.8TheConfusion ofTongues
The theory ofspinors was developed independently byphysicists and
mathematicians, andthishistorical apartheid hascontinued. Ofparticu-
larphysical interest isthecase ofafour-dimensional real vector space
with aLorentzian metric, and itwas inthis case that much ofthe
terminology andnotation used byphysicists originated. More recently
there hasbeen much interest inphysical theories setinavariety of
different dimensions and thenomenclature and terminology hasbeen
extrapolated tothese situations. Thus there isnow alanguage, with
many dialects, fordiscussing spinors inphysics which makes little
86 CLIFFORD ALGEBRAS AND SPINORS
contact with theexpositions ofthetheory tobefound inthemathe-
matics literature. Physicist readers may atthispoint vehemently declare
that italso makes little contact with theexposition given here. Wewill
now trytoredress thissituation.
The Dirac matrices, ory-matrices, areusually defined tobecomplex
square matrices ofminimal order thatsatisfy
r“i"’+vb?“=211'” (28-1)
where 1]isdiagonal with pentries ofplus oneandqofminus one. If
p+q=nthen theorder ofthese marices is2l”’2l with thebracket
denoting theinteger part. These matrices arealso usually assumed to
have certain Hermiticity properties, andweshall examine thisshortly.
Here wenote that thepresence ofsuch operations thatarenotC-linear
issufficient toinfer that they-matrix algebra isnottoberegarded asa
complex algebra. Infactfrom (2.7.4) werecognise that these matrices
generate analgebra isomorphic tothat ofthecomplexified Clifford
algebra or,inodddimensions, asimple component ofthatalgebra.
Forthecase ofneven wehave Cg, =A/1.2»/2(C). If{e“} isabasis for
therealvector space thatgenerates CM(IR)then
n/2
ea 2 Yijeij
i,j=1
where {e,-,-} issome ordinary matrix basis forthecomplexified algebra.
The arrays ofcomplex components, )4},with theusual rules ofmatrix
multiplication, will obviously satisfy (2.8.1). Allmatrix bases ofthe
complexified algebra arerelated byaninner automorphism, thechange
ofmatrix basis giving anew setofmatrix components forthe{ea}; an
equivalent representation ofthey-matrices.
The way inwhich amatrix basis canbeconstructed andthematrix
components ofany element found iscontained intheproof ofthe
Wedderburn structure theorem, (A23) ofAppendix A.An explicit
example wasgiven attheendof§2.2. Wenow further restrict ourselves
tothe complexification ofCp*1(]B), forpodd, and show how a
‘standard’ representation ofthey-matrices canbegiven. (Although we
shall have noneed ofsuch representations thiswillhopefully strengthen
thelinkwith thestandard physics literature.) Forpodd
C50 =Jl/l2ii»—1)e(ll:) (‘B./l/lzip-i>i2(C)
and thus Cf’, isisomorphic toatotal matrix algebra with C,,,(,(C) a
subalgebra isomorphic tothedirect sum oftwoalgebras ofmatrices of
half the order. Inasuitable matrix basis, therefore, C50 isthe
subalgebra ofelements whose matrix components areblock-diagonal;
thetwosimple component algebras having matrix components inonly
theupper orlower blocks, thatisTHE CONFUSION OFTONGUES 87
,- 0‘ 0 .y=(0E,-) i=1,...,p
with 0’andZ’matrices oforder 2(P“)’2.
From table 2.18 andtheremark attheendof§2.7 itfollows that the
involution E*onC§_0 istheadjoint involution ofazero-index C*-
symmetric product; that is,itisequivalent toHermitian conjugation.
Thus wecanarrange abasis inwhich E*onCf,induces Hermitian
conjugation onthediagonal blocks (but not, ofcourse, ontheoff-
diagonal blocks), and insuch abasis ofand E‘areHermitian. If
Iz’=/lel el’with)L=1or isuch that §2=1, andPl.=%(1i Z),
then P,and P_aretheidentities inthesimple components ofC50.
Since E=P1—P_then if)’/=/lj/1...j/Pthen
all3)»But e0anticommutes with Zand soyocan only have off-diagonal
components. Since also(e°)2 =—1wemust have
,y,:( 0T)
(—T_1 0
forsome non-singular matrix T.Since e0anticommutes with alle‘we
must infacthave E’=——T“oT. Ifwenow change basis sothat the
components transform ya—>S}/“S” with
1|—iT ___1_ | I
Szfili it) S1_\/2liT1—iT”1l
then wearrive atthefollowing ‘standard’ representation ofthey-
matrices:
.l 0 - 0 ‘Y0"-=1(0 _|) y’=(0,- 00). (2.8.2)
Here 0‘,and hence yl,areHermitian whilst 1/0ismanifestly anti-
Hermitian. The case ofCfq may betreated similarly. Since Eij* is
equivalent toHermitian conjugation incg,wearelead toa‘standard’
representation asabove, but with theofanti-Hermitian and the 1'
removed from yo.(Inthis case e"denoting theone positive-norm
vector.)
Toillustrate further therelation between the'y-matrices andthemore
abstract approach toClifford algebras that wehave pursued, we
examine cg},inmore detail. First weshall choose amatrix basis fora
simple component ofCgj,inwhich E*coincides with Hermitian conjuga-
tion giving theHermitian {oi}. Wethen have from (2.8.2) astandard
representation ofthe y-matrices and shall reverse theargument to
88 CLIFFORD ALGEBRAS AND SPINORS
construct thematrix basis inwhich these arethecomponents ofthe
{ea}. The reducible algebra Cg,isprojected intosimple components by
the mutually commuting pair of central idempotents Pi=
§(1iiem). Since e123Pi =$iPi, giving e12Pi =-Tie3Pi, ifwewant
0102 =io3then the{of} must bethecomponents ofthe{el}inC§‘,3_@P_.
Tostart theconstruction ofthematrix basis weseek apairofmutually
orthogonal idempotents thatareinvariant under theinvolution E*:these
will form thediagonals ofabasis inwhich E*induces Hermitian
conjugation. Wechoose
911 = + €3)P_
822 : "“63)P_.
andsince e22=eze1,122wemay complete thebasis with(2.83)
912=91192 =@2922
(2.8.4)
921=@2911: 92292
where
921’? =912-
itF-H
$.54...N<1.6’-PL = at-;~€a,5
then2
o‘,,.j,- =2s)a.e‘sj,).
1:1
Forexample,
j (7112 231191321 'l'32191522
=_i51i@23£21 *“i*‘521@23522
since e123P_ =iP_
__-2 -2—18116 £21+18218 £22
where thee2hasbeen absorbed into £21and£22.From thedefinition
Of£21 .
(7112 =i(~‘511+ 522) :iP-
where, werecall, P_istheidentity inthissimple algebra. Inthisway
weconstruct thefollowing:
(0i 01 10 i__ 2= 3:0-\_i 0) 0' (10) 0 (0_1). (2.8.5)
Wemay usethese matrices in(2.8.2) toobtain astandard representa-THE. CONFUSION OFTONGUES 89
iion ofthey-matrices. Atthis point wereverse thereasoning and
construct thematrix basis corresponding tothese components. From the
diagonal yoweconstruct apairof(non-primitive) idempotents,
U 1
%(l+i1’0)=01 %(l-iv“)=10_
1 0
Putting (2.8.5) into (2.8.2) enables another pair ofidempotent matrices
tobeconstructed
0 1
%(|+i1"r’)= 10 %(l-11/11") = 01-
1 0
Primitives areobtained from thefour products ofthese two pairs of
idempotents, forexample
1
i(|*iY0)i(|-iY1Y2)=( °0
O
Ifthen
‘;:jMr‘<G_.. 1'1
6 — if
wehave
911=i(1_ie0)i(1 _i912)
622=§(l—ie°)%(1 +ieu)
933=%(1+i@0)i(1 _i912)
644=§(1+ie°)§(1+ie12).(28.6)
Inexactly thesame waywetake products ofthe‘y-matrices toproduce a
matrix ofzeroes except fora1inthe1',jentry, foralliandj.Asmay
readily bechecked thisleads totheconclusion thattheremainder ofthe
matrix basis must beasshown intable 2.19.
Inodd dimensions there aretwo inequivalent representations ofthe
y-matrices: these being thematrix components ofthe{e“} projected
into either ofthesimple component algebras. Wenow show how a
standard representation canbeconstructed forC51, where now pis
even. Inthiscase
Cg; =Jl/l2pr1(C) Q3./l/l2p='2(C)
90 CLIFFORD ALGEBRAS AND SPINORS THE CONFUSION OFTONGUES 91
WhereaS_C.e0 :M"2g’(C)' The ievelutien e-*isequivalent toHegmitian The diagonals inthematrix basis areasetofpairwise orthogonal
conjugation onCM, whereas itswaps thecomponents ofCM. We primitive idempotents, andthese areallSimilan S0
choose amatrix basis {e,7}forCfj,inwhich E*coincides with Hermitian
conjugation. IfPiarethecentral idempotents that project C,ii.i into 9‘0(9))') =9‘0(59ii-9-1)
simple components, ande,-I-1“ =e,-I-Pi, then thee,-ff form matrix bases E. forsome S,thus
forthese component algebras. Theinvolution ‘risdefined onCg,bythe
requirement that itconjugate thecomplex factor andsatisfy thefollow- 9‘0(9)1)=9‘0(91'1‘)-
ingproperties onthegenerators ofthereal subalgebra: e"=e’,1'=1, Bywriting thgidentity asaSum ofprimitives
...,p,eel=-—e°. Thus Tcoincides with E*onCej, andsoisindeed P .
Hermitian conjugation inthebasis {e,;j}. Ifz=e1...epee then for i 1=911+922+---+9” With F=2"/2
p=2mod4, Pl.=§(1+i iz), whereas forp=0mod4, Pi= Wehave 50(el.l.) =1/(22/2)_ Thus.
%(1iiz).Now certainly z=—z5*, andaswehave remarked E*swaps N
thesimple components ofCg}, that isPie‘ =Pl, thus P;=Pi. It 3>0(a) :_% 2%
follows that, asthenotation suggests, ’(induces Hermitian conjugation
inthesimple component algebras inthebases thatwehave constructed, . thatis,
{e,-,-1'}. Insuch bases e‘Pi arerepresented byHermitian matrices,
whereas e°Pi isrepresented byanantiHermitian matrix. Infact for
p=Omod4 e°Pi =$ie1 ...ePPi, whereas for p=2mod4, 1
e°Pi =Te‘...ePPi.1
33001) =“T7 Tra. (2.8.7)
Inodd dimensions weletPl.denote thecentral idempotents. If,for
example, {e,-,-*} isamatrix basis forthesimple algebra whose identity is
Table 2.19 Amatrix basis forCE1. I P+then _
i P+=e11++...+e,,+ r'=2(”_1)/2.
Since 9’0(P+) =§wehave 9’0(e,-,-‘) =1/[2(2("“1)'2)] giving 8’(aP )=
2 2:2 is:2 2isF {1/[2(2<"f1>’2)]} Tr(aP+)_ Thu, °*611 #323822 63633 —i61644
623611 622 181633 ‘@3644
3 ._' 1 _ 23.6611 IE822 633 6644 2(2(n_1)/2) + _
161911 -639 22 @23923 944 '9t;—>
H
3’O(a) =——-li[Tr(aP )+Tr(aP (2.8.8)
'
1 thIncalculating cross sections inquantum theory oneuses various trace
A eorems forthe}/-ITl8.tI'lC6S. The following illustrative properties ofS0
algebra onto thesubSPace Spflnned bytheidentity- There istherefore a areequivalent tosome ofthemost imP°Htant- If{ala ---,61,1}iS8Set
relation between theProjection oftheClifford algebra onto theSpace of ofLferms then 50001102 ---an)=0f0fFlOdd, and 5"@(a1a2 ...an)
0-forms, 300,and thetrace ofthey—matrices. Ineven dimensions any :Sue" '''Q2611)‘ These follow from the more general relations
element canbeexpanded inamatrix basis nee’ 2SUM’ eypZSpe The e'f°Tm °°IT1P0I1@11i OfE1preduet ofnThe representation-independent operator trace, Tr,projects amatrix
2.12 I 1‘f01'1T1$, With fleven, canberelated tothat ofproducts ofn—2 terms,
a:Zzaijeir I from (2.1.7)
-.-...n..i.-.---1
L" y0(a1a2-- an)=5"0{a1 /((1:12 ...an)+i5-1(a2 ...a,,)}
Since thea,-,-are(complex) 0-forms §2,112 Y.....-4.nuL'4
990(9) :_2_a1)'390(9i,=')- 5 Q2___an_lié.a }1; 1H
andsince products canbereversed under S0,(2.1.17), =8011» a2)5“0(¢136l4 ---an)—g(fl1, d3)Ef0(a2a4 ...
3)0(9ij) =5e0(91i9i)'9,»',-') =5e0(9i;9,i,-'9i'i) =5f0(9ri)5i)'- E an)+___+g(a1, an)_q>0(a2a3 ___an_1)_
i=3i0{15,£12a3...a,, —a2i,~,-]a3a4 ...an+...+ 1
92 CLIFFORD ALGEBRAS AND SPINORS
Inphysics, elements ofthevector space carrying anirreducible
representation ofthecomplexified Clifford algebra aretermed Dirac
spinors. Thus whilst ineven dimensions thisaccords with what wehave
simply called aspinor ofthecomplexified Clifford algebra, inodd
dimensions aDirac spinor iswhat wehave called asemi-spinor. Inn
dimensions Dirac spinors areobviously elements ofa2W2]-dimensional
complex vector space which wewill identify with some minimal left
ideal. Ifniseven thedifferent minimal leftideals allcarry equivalent
representations, whilst fornodd thetwo inequivalent representations
arecarried byminimal leftideals lying indifferent simple component
algebras. Any minimal leftideal canbetaken asthefirst column in
some matrix basis. IftpeC,,(C)P with Pprimitive then wemay form a
matrix basis, {e,»,-},with ell=P,giving 1/1=2,-1//,-e ,1.Ifmp’=tpS“1 for
some invertible Sthen 1;)’liesinthefirst column ofthematrix basis
{ej-1} where e},=Se,j»S'1. Ifwewrite 1/1’=2,-1/Jjej-, then ifS-1=
ZIp,qS;,,1e’,,q wehave 111;=E),-S,}1tp,-. Thus although achange ofminimal
left ideal iseffected byClifford multiplication from theright, the
components inmatrix bases forwhich thespinors form thefirstcolumns
arerelated bymatrix multiplication from theleft.
The Dirac adjoint spinor, 1/3,isa‘row’ spinor which enables spin-
invariant products tobedefined. Thus 1])istheadjoint oftpwith respect
tosome spin-invariant product, itbeing anelement ofthedual space
carrying acontragradient representation. From table 2.18 weseethat
unless pisoddandqiseven theinvolution §17*istheadjoint involution
ofapseudo-Hermitian product. When pisodd with qeven then 5*is
theadjoint involution ofsuch aproduct. Weconsider theformer case
first. For some choice ofmatrix basis let‘tbethe involution of
Hermitian conjugation. (Inodd dimensions Tinduces Hermitian con-
jugation inthesimple component algebras.) Then Tisrelated to517*as
follows,
aw=Aa*A '1 VaeCg, (2.8.9)
with A5"* =A(equivalently AI=A). Ifqr)and 1/1areDirac spinors,
lying inthefirst column inthematrix basis inwhich ‘risHermitian
conjugation, then wemay define aspin-invariant product
(<0.1/»>a»i=A-1¢¥'**w- <2-8.10)This product, which having §1)*asitsadjoint involution isinvariant
under +1“, isaspecial case of(2.6.2). Assuch ittakes values inthe
algebra ofcomplex numbers whose identity istheprimitive e11.Wecan
trivially obtain aproduct with values intheunderlying complex field.
POTif((P>w)§fi* =<99»1/)>e11 then
((1%ll!)ITYUP» 1P)§n*- (2-8-11)THE CONFUSION o1=TONGUES 93
The adjoint of1/1with respect totheproduct in(2.8.10) istheDirac
adjoint, thatis
J»=A"11p§"* =1p“A"1. (2.812)
The defining relation forA,(2.8.9), involves Hermitian conjugation
which isdefined insome matrix basis, {ea}. If{ej-j} isanother matrix
basis with ej-1-= Se,-I-S*1 then ejf=S““e,-,-SI. Thus ifSl=S"1 then
ej-J,-I=ej»,-andtheinvolution Ialsoinduces Hermitian conjugation inthis
basis. Soinfacttheinvolution I,andhence therelation (2.8.9), involves
aclass ofbases theelements ofwhich arerelated byunitary transforma-
tions. Suppose that weconsider that class ofmatrix basis forCg, in
which em=—e°, e”=e‘,i=1,...,p.Equation (2.8.9) isequivalent
toe“*=—A'1e"A, andsoinsuch abasis wemay choose A“ =ie°.
This gives thefamiliar relation
1])=itpleo. (2.8.13)
(The factor ofiisabsent inthecase ofCfq.) Itisthis relation (in
component form) that isusually taken asthedefinition oftheDirac
adjoint. Itisthe choice ofA'1=ie° that arbitrarily restricts the
representations ofthe1/-matrices toberelated byunitary transforma-
tions. There isnoneed forthisrestriction. Thenotable exception tothis
restrictive definition oftheDirac adjoint isthebook byJauch and
Rohrlich [4].
Intheabove weexcluded thecase inwhich pisoddandqiseven. In
thiscase itis§*,rather than 517*, that istheadjoint involution ofa
pseudo-Hermitian product. Unless piseven and qisodd inanalogy
with (2.8.9) wemay define
615*=Ba*B"1 VaGCgq (Z.8.14)
with B‘?=BI=B.Instead of(2.8.12) wedefine
1}]=B“1/15*. (2.8.15)
Here theDirac adjoint isdefined with respect toa+1“-invariant
product.
ADirac spinor anditsadjoint areused toform theso-called bilinear
Covariants. IfcpandtpareDirac spinors then, asexplained attheendof
§2.5, thespinor representation gives rise toarepresentation r.We
define
T(S)(<P1l3) =S<P(~<'?/)-
When, forexample, theDirac adjoint isdefined asin(2.8.12) then
'v(s)(<ptI1) =s(q>1Y1)s5"*. Thus forse‘Ti therepresentation rcoincides
with thevector representation, thatis
T(S)(<P1/7) =S(<P'l_1)-F_1-
94 CLIFFORD ALGEBRAS AND SPINORS
When qisoddtheimage of“Ti under thevector representation isthe
timelike-orientation-preserving subgroup oftheorthogonal group; whilst
forqeven itisthe spacelike-orientation-preserving subgroup. As
pointed outin§2.4, thep-forms transform irreducibly under thevector
representation oftheClifford group. Using (2.1.18) weexpand (pt/-1asa
sumofp-forms,
W=E9’@(<Pv@A§)@"A
=2)sr,(q3@,,§<p)eA (by(21.17)).
This gives thep-form components interms oftheproduct (2.8.l0), or
(2.8.11),
vi»=2<¢.@Ag(P>5P0(911)eA- (28.16)A
Fortheparticular case ofCg,wehave
4%P@(1/11/7) =Trtwvi)
49’1(1/It/-1) =T1'(1/_1@“w)@a
4392(1/117)) =iT1'('f’@ab‘P)@ba (2-8-17)
49’3(W) =Tr(w@“Zw)@.iZ
49’4(1/1117) =—Tr(1Y1Z1/1)2 -
The components ofthese homogeneous forms arethefamiliar scalar,
vector, tensor, pseudo-vector andpseudo-scalar. Aswas noted above,
thespinor representation on1/1induces therepresentation ronthese
bilinears. Inparticular, thespinor representation of‘Ti induces the
vector representation onthebilinears, theimage of*1“: under the
vector representation being the group oforthochronous orthogonal
transformations. Itisthebehaviour under theparity transformation
that, forexample, distinguishes between thescalar andthepseudoscalar.
The vector representation oftheelements oftheClifford group which
change time orientation cannot beinduced onthese bilinears from the
spinor representation. The Wigner time-reversal operator onspinors is
notarepresentation oftheClifford group, neither does itinduce on
these bilinears thetransformations onewould expect from thenomen-
clature of‘vector’. Itis,however, asymmetry oftheMaxwell—Dirac
equations, aswill bediscussed in§10.3. Inthephysics literature the
action ofthespinor representation ofthatelement oftheClifford group
whose vector representation gives time reversal iscalled theRacah time
reversal onspinors. Itisnotasymmetry oftheMaxwell—Dirac equa-
tions, which accounts foritsinfrequent mention these days.THE CONFUSION OFTONGUES
TheDirac adjoint isassociated with thepseudo-Hermitian product for
which 517* or5*,istheadjoint involution. We also have thespin-
invariant products forwhich theC-linear involutions E17andEarethe
adjoints. From table 2.19 weseethat unless n=1mod8 or5mod 8the
involution §17induces aninvolution onthesimple components ofthe
reducible Clifford algebras. If9'denotes transposition insome matrix
basis then, excepting thedimensions mentioned, wehave
a5”=Ca*7C"”1 VaeCg, (2.8.18)
with C5"=C‘7= iC. The symmetry ofCdetermines thesymmetry of
thecomplex bilinear product defined by
(Q9,1/1);” =C”“1q95'”1p. (2.8.19)
Here goand1/1areDirac spinors lying inthefirst column ofthematrix
basis inwhich FTisthetransposition. The symmetry ofthisproduct, for
which E17istheadjoint involution, isgiven intable 2.1. The defining
property ofC,(2.8.18), isequivalent to
eag=-C_1e“C
thematrix components ofwhich areusually taken asthedefinition of
thecharge conjugation matrix. If1/1istheadjoint oft/1with respect to
theproduct in(2.8.19) then
{J=c—11/fir =qflc-1. (2.s.20)
This adjoint spinor isoften called theMajorana conjugate.
Except forn=3mod8 or7mod8 theinvolution 5induces an
involution onthesimple components ofthereducible Clifford algebras.
Wemay define
a5=DagD‘1 Va6CE’, (2.8.21)
with D5=Dg=iD. This gives
eag=D“1e"D.
Thesymmetry oftheproduct defined by
(‘P9wk=D“¢>iw (28-22)I Pu
lsgiven intable 2.18. Weshall also use1/1todenote theadjoint with
respect tothisproduct, specifying therelevant product whenever con-
fusion islikely.
In§2.7 wewere careful todistinguish theautomorphism *,referred to
ascomplex conjugation, from theautomorphism #.Complex conjuga-
tionleaves invariant therealsubalgebra generated bytherealorthogon-
Ellspace with signature p,q,whilst #isdefined tocomplex conjugate
thematrix components insome matrix basis. Thus thedefinition of#
96 CLIFFORD ALGEBRAS AND SPINORS
depends onthechoice ofsome matrix basis. In(2.7.9) weshowed that,
excepting thecase inwhich thereal subalgebra isisomorphic tothe
algebra ofcomplex matrices, these two automorphisms arerelated by
a*=ma#m ‘lVa. When therealsubalgebra isarealmatrix algebra, or
asum oftwosuch algebras, wemay choose mm* =1.When thereal
subalgebra isthetensor product ofamatrix algebra with thequater-
nions, orasum oftwosuch algebras, wemay choose mm* =—1.The
real subalgebra isisomorphic tothealgebra ofcomplex matrices when
p—q=3or7mod 8.Inthiscase complex conjugation ofthecomplex-
ified algebra swaps thesimple components. Save forthis exceptional
case weusethisrelation between thetwoautomorphisms todefine the
charge conjugate spinor 1/1°
1/1°=1/1*m. (2.8.23)
This canberewritten interms oftheDirac adjoint and thecharge
conjugation matrix. Unless n=1or5mod 8,orpisoddwith qeven,
wemay use(2.8.9) and(2.8.18) toproduce
(ag7i*)’§-77 : *1)“§77CaJT§J'C_1A§7]_
Since complex conjugation commutes with the involution $11and
T9=gt=#wehave
a*=ma#m'1 with m=A'1*C (2.8.24)
where wehave used AW =A.Weknow that wecanscale msuch that
mm* =i1,which canbeaccomplished bychoosing Csuitably. With m
given by(2.8.24) equation (2.8.23) becomes
qr=cl/3? (2.s.25)
Inexactly thesame way, except forthecase ofn=3or7mod8 orp
even with qodd, (2.8.23) canbewritten as
1/1°=D1/-15 (2.8.26)
where now 1/1isgiven by(2.8.15). The only cases inwhich wecanuse
neither (2.8.25) nor(2.8.26) areforp+q=3or7mod8 with qeven,
orp+q=1or5mod8 with qodd. These cases canonly occur for
p—q=3or7mod 8,which isthecase weexcluded from thedefinition
ofthecharge conjugate spinor.
When theDirac spinors carry areducible representation ofthereal
subalgebra, elements oftheirreducible subspaces arecalled Majorana
spinors. Aswaspointed outin§2.7 thisocurs when therealsubalgebra
isarealmatrix algebra, orasum oftwosuch algebras, andthisoccurs
when p—q=0,1,2mod 8,asisseen from table 2.8. Inthese
dimensions reference to§2.7 shows how thespace ofDirac spinors can
bedecomposed into eigenspaces ofthecharge conjugation operator.THE CONFUSION OFTONGUES 97
Thus aMajorana spinor isaneigenspinor ofthecharge conjugation
Operation
tp=iqfi. (2.827)
This canbewritten interms oftheDirac andMajorana conjugates by
using (28.25) or(2.8.26).
Inaneven number ofdimensions theirreducible representations of
thecomplex Clifford algebra induce areducible representation ofthe
even subalgebra; thespinor representation splitting into two inequi-
valent semi-spinor representations oftheeven subalgebra. The central
idempotents that project theeven subalgebra into simple components
arePi=§(1iE),where either 2’=zor2'=izensuring E2=1,z
denoting thevolume n-form. IftpisaDirac spinor then itmay be
decomposed into subspaces that transform irreducibly under theeven
subalgebra,
tp=111++tp_ where 1}/i=Pimp. (2.8.28)
The semi-spinors 1/):arecalled Weyl spinors, orchiral spinors. The
Weyl spinors can carry areducible representation ofthereal even
subalgebra. From table 2.10 thisisseen tooccur when p—q=0mod 8.
Inthiscase therealeven subalgebra isthedirect sum oftworealmatrix
algebras, having thereal central idempotents Pi=§(1iz).The ‘Ma-
jorana condition’ (2.8.27), canbeconsistently imposed together with the
‘Weyl condition’, (2.8.28), todecompose aDirac spinor into subspaces
transforming irreducibly under thereal even subalgebra. The resulting
spinors arecalled Majorana—Weyl spinors.
Inanodd number ofdimensions irreducible representation ofthe
complexified Clifford algebra induce irreducible representations ofthe
even subalgebra. These can induce areducible representation of
thereal, even subalgebra. Obviously this isthecase forp—q=1
mod8 where, aswehave noted, Dirac spinors carry areducible
representation ofthewhole realsubalgebra. From table 2.10 weseethat
forp—q=7mod8 Dirac spinors carry irreducible representations of
thereal subalgebra and theeven subalgebra. However they carry a
reducible representation ofthereal even subalgebra. Forp—q=7
mod8
Cp,q(IB) =C®./i/i2t~—1>12(]B)
and
C;‘q(]B) =./Vlgrn-1>r2(]B)
where p+q=n.Wemay thus choose amatrix basis fortheClifford
algebra inwhich theautomorphism rjsimply complex conjugates the
components. The complexified algebra Cfjq isreducible, with 17inter-
changing thesimple components. Complex conjugation, *,also swaps
98 CLIFFoRD ALGEBRAS AND SPINORS
thecomponent algebras. The automorphism 17*willcertainly preserve
thesimple components, andinasuitable basis weseefrom (2.6.17) that
itcoincides with #,theoperation that complex conjugates thematrix
components. ADirac spinor ipcanbedecomposed into spinors trans-
forming irreducibly under therealeven subalgebra
1/»=1/1++1/1- withwt=in/11w"*)- (2-829)
(Such spinors have attracted nospecial terminology inthephysics
literature.)
Ofimportance inmany calculations, especially those involving super-
symmetric theories, istheFierz rearrangement formula. This allows
products ofbilinears toberewritten interms ofdifferent bilinears.
Many similar results canbegiven, weillustrate thebasic result below.
Let a/,[3,tp,cpbeDirac spinors lying insome minimal leftideal
projected bytheprimitive P.IfMandNarearbitrary elements ofthe
Clifford algebra then
6’Mfi1T»N<r> =<2S@(Mflt/7N@xi)@”‘<P (by2-1-18)
=5-’@A<P50(Ml6TI/N@Ag)-
Theterms inthebrackets canbereordered using (2.1.13), andsince
¢=¢P
5zMj6171Ncp =6'e"‘<pS0(1I1Ne,, §Mj8)P.
Now theterm inbrackets isinPC§,qP, which is‘isomorphic tothe
algebra ofcomplex numbers with Pasidentity. That 1s,PXP =/1Pforit
acomplex 0-form, giving
S0(PXP) =/lS0(P)
and
S0(PXP)P =S0(P)PXP
so
6./Mfitjl_1N(p =ri/e“’(pt'j)NeA ‘5M)8S0(P).
Interms oftheproduct in(2.8.11) wehave
<¢1’»Ml3>(1//»N<P)P =(as@A<P)(1P= N@AiMfi>5@(P)P
whose 0-form component isthebasic Fierz formula
(asMl3>(1l1»N<P) =<0-’=@A<P>(1P=N@AEMl3>50(P)- (2-8-30)
(The factor ofS0(P) arises from ournormalisation oftheeA.) o
Theapproach tospinors thatwehave pursued isessentially algebraic.
From theClifford algebra wecandefine thespin groups, andfrom theTHE CONFUSION OFTONGUES 99
1"epI‘€S€I1'[&lIiOI1S ofthe algebra weinduce representations ofthese
groups. One can, however, start from aknowledge ofthecovering
group oftheconnected component oftheorthogonal group andintro-
duce itsirreducible representations asspinors. Representations ofthe
component oftheorthogonal group connected totheidentity canthen
befound from thetensor product ofthese spinor representations. For
thecase offour dimensions, andLorentzian signature, such anapproach
hasdeveloped itsown rather specialised notation andconventions. That
istheInfeld—van derWaerden formalism, or‘two-component spinor
formalism’. Given that thedouble covering ofSO+(3, 1)isSL(2, C)
oneintroduces ‘two-component spinors’ ascarrying irreducible repre-
sentations ofSL(2, C).The complex conjugate representations ofthis
group areinequivalent, and aspecial notation isused todistinguish
them. Ifuisavector carrying anSL(2, C)representation such that the
components ofutransform with amatrix mthen, say, thecomponents
ofuarelabelled byaGreek superscript. Ifthevector vtransforms with
thecomplex conjugate matrix then thecomponents ofvarelabelled by
aGreek superscript with adotabove it.(Itisperhaps significant that
such anotation was introduced before theadvent offrequent photo-
copying!) The vector spaces carrying these representations both admit
SL(2, C)-invariant symplectic products, andtheadjoint ofu,say, with
respect tosuch aproduct hasitscomponents with respect toadual basis
written assubscripts. Asimilar situation holds for0.Thus indices are
‘lowered’ with thesymplectic matrix, which canbetaken tohave plus
oneinthetopright-hand entry. Because oftheantisymmetry ofthis
matrix aconvention must beadopted astowhich side thematrix is
multiplied from tolower anindex. The tensor product ofthese two
representations, with themselves andeach other, gives arepresentation
ofSO“‘(3, 1).Thus SO+(3, 1)irreducible representations areidentified
with certain expressions written with twoGreek indices, either with or
without dots, upand down, oramixture. Ofcourse, starting with
SL(2, C)irreducible representations only produces SO+(3, 1)repre-
sentations, notO(3, 1)representations. One canextend therepresenta-
tions ofSL(2, C)toinclude other transformations sothat thetensor
representation extends toarepresentation ofO(3, 1).However, such
extensions arenotunique andthere iscertainly nouniversal convention
forcomplex phase factors. Without being exhaustive weshall show the
relation between the ‘two-component formalism’ and the algebraic
approach.
We shall consider the Clifford algebra associated with afour-
dimensional Lorentzian space. Starting with therealeven subalgebra we
shall construct abasis forthecomplexified Clifford algebra. Wesawin
§2.3 thatC§_1(lB) =C®JI/t2 andthatif{sag} isamatrix basis there exists
a2-form crelating transposition, t,totheinvolution E
a5=ca’c"1%
100 CLIFFORD ALGEBRAS AND SPINORS
andal-form xthat squares tooneandcommutes with thesat,andc.
Thus cmust have real components and, since itiscertainly anti-
symmetric, wecanchoose itsuch that itscomponents form thestandard
symplectic matrix, thatis
C=2158,58,, (28.31)
where thematrix ofcomponents cab,is
8,,=(_§’ (28.32)
The even subalgebra ofthecomplexified algebra isthedirect sum of
twoalgebras ofcomplex order-two matrices.
C51’=A/lz(°3) <9MAC)-
IfPi=§(1iiz), with zthe volume 4-form, then {s,,,j,P+} and
{::,,,j,P_} arebases forthesimple component algebras. The complexified
Clifford algebra isisomorphic tothealgebra oforder-four complex
matrices, and sowecan choose amatrix basis inwhich theeven
subalgebra isblock diagonal. Insuch abasis anyoddelement must have
off-diagonal components. If,asusual, weidentify thespace ofDirac
spinors with theminimal leftideal formed bythefirst column then the
upper two components and thelower two components willtransform
irreducibly under theeven subalgebra. These aretheeven andoddparts
ofthespinor, forming thetwo inequivalent Weyl spinors. Inthis
language one refers toaDirac spinor asabispinor, asitcarrys a
reducible representation ofSL(2, C).Wecanusetheelement xtoform
theoff-diagonal elements inamatrix basis forC5,, {e,7}.We can
schematically display thebasis wehave constructed asfollows:
_ 80,519+ X£a,j;P_ )
e,-,-.(x8a8P+ ad/BP_ . (28.33)
Itcanbechecked that thisisindeed anordinary matrix basis. Inthis
basis thediagonal blocks arerelated bycomplex conjugation, asarethe
off-diagonal blocks. If9denotes transposition inthisbasis then
(80/fiPi)g :£BaPi'
Butfrom thedefining property ofc,(2.3.2),
sj,,,Pi =c'1sa55cPi
=c'1sa.fPic (since ciseven)
=c'1(£a5Pi)‘;’c.
Similarly (x£,,5P:)g =x£5,,P;_l5
.1...-__.‘"
E31THE CONFUSION OFTONGUES 101
and
xs5,,P; =xc'1£a.55cP;
=c"1xs§fiP;c (since xcommutes with c)
=c"1Pisa5§xc (since xPi =Pix)
=c‘1(xsa.j,»Pi)5c
andso
a5=cage“ VaeC5,. (2.8.34)
IftpisaDirac spinor wecanwrite tpinterms ofitseven andodd
parts asI/J=u+v.Ifweintroduce thenotation
£a1P+ :bar
(28.35)x8a'1P+ =bar
111611 M=u"‘b,,,, v=vdbd, M“,vf'eC. This accords with theconven-
tional labelling since aandvcarry complex conjugate representations of
thereal even subalgebra, and hence +1“ which isisomorphic to
SL(2, C).The first row inthematrix basis isnaturally identified with
thedual space ofthefirstcolumn. Ifwedefine
xeh,.P_ =B8’
then Baby; =Og£11P+, Babjf} :0, Bébjg =O’5£11P+, Bdbfi = WC
may define theMajorana conjugate of1})as
1])‘=tpiwl (28.37)
(this isaspecial case of8.21), then(2.8.36)
1:1;=age” +vgc"1= a“’B“’c'1 +v‘5“B‘i’c"1.
Wenow introduce
Ba.=B°’c‘1
, (28.38)Ba, =Ba/C-1
giving, by(2.8.31), Ba.=c;,,1B" and B,-,.= c;,,1B”. Wecanwrite the
Majorana conjugate as
tp=u""'B,,, +u‘i’Bc-,, =u,,.B“ +v,,,B‘i’
where, forexample, ua.=uficgj. That is,indices arelowered with the
components ofthesymplectic matrix. Iftpisanother Dirac spinor
written ineven andoddparts ascp=w+ythen
857$ :(uawa +UaJ’d)311P+-
102 CLIFFORD ALGEBRAS AND SPINORS
Thus thisproduct ontheDirac spinors induces theSL(2, C)-invariant
symplectic products ontheWeyl spinors. Sofarwehave relabelled the
first row and the first column ofour matrix basis tofacilitate a
correspondence with thetwo-component formalism. Any element ofthe
matrix basis canbewritten asaproduct ofthefirstcolumn bythefirst
row, e,7=e,-lelj», andsowecanapply thisrelabelling tothewhole basis
£aBP+C_1: ba,Bjr_:;
sP_c'1 =b-B"
“"’ _1"” (28.39)xs,,BP+c =b,-,B,3
xsa.j9P_c‘1 =b,,.BB.
The products ontheright-hand side with nodots ortwo dots are
even, whilst theterms with mixed indices areodd. Under complex
conjugation adotted index isreplaced with anundotted one, andvice
versa. These terms also have simple properties under theinvolution 5,
forexample
(b,,,B5)5 =—c"P+£a55
=—c‘1sa55cP+c“1
=—sj;,,P+c'1
=—b5B,,..
Similarly weobtain forthefullset
(ba’B)B);: =_bBBa
(b,-,.BB)’5 =—b5B,-,.
(baB8)’ =“b;3Ba
(b,,,B3)5 =—b3Ba..(28.40)
Ifthen nisanyrealoddform
n=n"’5b(,.Bj3 +n""3*b,,.Bj;
n5=—n"f’bj,Bd. —n""5’b;;Ba,.
Soifnisa1-form, even under 5,n85=-—n5““*. That is,thecomponents
canbearranged asananti-Hermitian matrix (with different conventions
thematrix ofcomponents isHermitian). Inparticular thebasis 1-forms,
e“,canbeexpanded inthematrix basis as
6“ =UadBbd,Bfi +Uad38*ba,BB.II1
-...-....._-_-..mm»-
1THE CONFUSION OFTONGUES 103
Theanti-Hermitian matrices, om’, give thecorrespondence between a
‘vector’ anda‘rank-two spinor’ (ora‘valence twospinor’). Similarly a
real3-form hascomponents that form aHermitian matrix. Ifmisreal
andeven then
m :m"‘5ba,Bfi +"laB*bC'yBB.
Requiring that mbeodd under 5isequivalent toitbeing a2-form.
From (2.8.40) itfollows that this gives maf’ =mfg“. Obviously the
components ofa0-form or4-form must form ananti-symmetric matrix,
butwestillneed todisentangle thetwo. Wehave
y0(ba*B)B) ='990’iB{5ba()
=5P0(B"’¢"ba)
:g0ii£l[3C_18a*lP+)
Z990‘iC/3ai311P+)-
Fortheprimitive s11P+ wehave Ef0(sHP+) =§,giving
y0(ba*B,6) :$68011
also
924038513) :"500(51BC“’9a1P+Z)Z
andsince P,,z =—iP+ itfollows that 3’4(b,,.B5) =§icj§,’z. Iftheinverse
matrix isintroduced such that c5“’c'1a.), =55,,then, ifmat’ isanti-
symmetric, maf’ =/lc“'3forsome complex A.Itthen immediately follows
that9’0(m) =2ReA whilst 9’4(m) =-—2Im/lz.
Inthis section wehave established contact with themost usual
notations and nomenclature used forspinors inphysics. There is,
however, yetonemore impediment tomultilingual fluency. Formany
applications inphysics oneworks with ‘anticommuting’ spinors. That is,
whenever theorder oftwo spinor fields isreversed aminus sign is
introduced. One rationale isthat thecomponents ofthespinors take
values intheoddpart ofsome exterior algebra. Certain other fields are
assigned values intheeven part ofthisalgebra; bilinears inthespinors
being even, forexample. Inpractice therationale seems unimportant as
therules areeasy tounderstand. The consequences are, forexample,
thatcertain expressions which areantisymmetric in‘commuting’ spinors
become symmetric in‘anticommuting’ spinors. Thus although many of
theresults presented inthis chapter arechanged (for example the
properties ofthespin-invariant inner products) they areeasily adapted
toaccommodate ‘anticommuting’ spinors.
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Pure Spinors andTriality
This chapter contains some further properties ofClifford algebras and
spinors. They may beregarded asmore advanced material and the
presentation will beadapted accordingly. Some readers may prefer to
defer astudy ofthese topics until later: they arenotessential pre-
requisites forunderstanding thebulk ofthe material that follows,
although weshall briefly make reference tocertain properties ofpure
spinors inthelastchapter.
3.1Pure Spinors
Incertain cases spinors may have arather direct geometrical interpreta-
tion. Aswasobserved byCartan [5]certain spinors ofC(V,g)may be
correlated with maximal totally isotropic subspaces ofV:these spinors
being called pure. (An isotropic subspace ofVisone onwhich g
induces thezero bilinear form.) The account ofpure spinors that we
shall give follows thatgiven inChevalley [6].Weshall only consider the
case inwhich Viseven-dimensional. Itturns outthat infour (and six)
dimensions allcomplex Weyl spinors arepure. For thephysically
interesting Lorentzian case thisgives acorrelation between Weyl spinors
(orMajorana spinors) and null planes. Inthepositive-definite case
maximal isotropic subspaces, andhence pure spinors, canbeputinto
correspondence with complex structures. Inmore than sixdimensions
notallspinors arepure. The possibility ofconstraining spinors tobe
pure inphysical theories formulated inhigher dimensions has been
investigated ([7], [8]).
Let VbeanF-linear space with dim1.-V= 2r,and ganF-valued
F-bilinear form with maximal index. (Here Fwillbeeither 1BorC.)We
canexpress Vinterms ofmaximal (r-dimensional) totally isotropicPURE SPINORS 107
subspaces MandNasV=MC-BN.AWitt basis forVisformed from
theisotropic bases {xi}forMand{yf} forNsuch that
xfyl+y"'x"=(W. (3.1.1)
Since gisofmaximal index theClifford algebra isatotal matrix algebra
C(V, g)=A/t2r(F) (3.1.2)
whilst thestructure oftheeven subalgebra isgiven by
C*(V, g)=Jl/L2,»-1(F) G3./I/l2~1(F). (3.1.3
Let Ebethe2r-form with E2=1sothat theidempotents Pi=
§(1iE)reduce C*(V, g)tosimple ideals. Interms ofaWitt basis for
Vwemay choose
2’=[x1,y1][x2, yz]...[x",y’] (3.1.4)
thebrackets denoting Clifford commutators.
Let2Mbether-form product ofsome basis forMQSince Mistotally
isotropic itsClifford algebra isjustitsexterior algebra A(M) andsothe
r-form product ofadifferent basis will differ from 2Mbythedeter-
minant ofthegeneral linear transformation relating thebases. Given the
Witt decomposition V=MCBNwecanexpress anyelement ofC(V, g)
interms ofproducts ofthexiandthey".Using therelations (3.1.1) the
elements ofMcanbepositioned attheright-hand side ofanyterms so
thatweseethatC(V, g)zM =C(N, g)zM =A(N)zM. Thus theleftideal
C(V, g)zM hasthedimension oftheexterior algebra ofN,2’,and is
hence aminimal leftideal. Wemay take thisminimal leftideal asthe
space ofspinors. If1peC(V, g)zM then tp=BZM forBeA(N). Thus
‘Z1/1=B"§zM. Wehave
I€zM =[x1,y1][x2,y2]...[x’, y’]x1x2. ..x'
=lX‘,y‘lX1lX2,y2lX2 ~-~[xiy’lx’
andfrom (3.1.1)
[xz’yilxi Zxiyixi :(1_yixi)xi :xi
soEZM =2M. Thus ftp: B"zM and theeven and odd (under 27)
Subspaces ofC(V, g)zM form the semi-spinor spaces ofthe even
subalgebra. Just asamaximal totally isotropic subspace canbeused to
define aminimal leftideal itcanalso beused todefine aminimal right
ideal. Since theClifford algebra isatotal matrix algebra theintersection
Ofaminimal leftideal with aminimal right ideal isa1-dimensional
F-linear space. (For ifPand P’are primitive idempotents with
P’=SPS_1 then P"C(V, g)P =SPC(V, g)P and PC(V, g)P=/lPfor
XeF.)Soifweuseamaximal totally isotropic subspace Mtodefine
108 PURE SPINORS AND TRIALITY
ourspace ofspinors anyother maximal totally isotropic subspace Tcan
beused todefine aminimal right ideal and hence aone-dimensional
subspace ofthespinor space.
IfM,Taremaximal totally isotropic subspaces then any
element ofz2~C(V, g)zM isarepresentative spinor forT(with
respect toM). Aspinor that represents some Tiscalled
pure. (3.1.5)
Animmediate consequence ofthisdefinition isthefollowing:
IfT=;((s).M forseFthen arepresentative forTisu=szM. (3.1.6)
Thespace ofrepresentative spinors forMisspanned by2M,soifuisa
representative forMthen xu=0VxeM.Ifnow uisanyelement of
C(V, g)zM then u=BZM forsome Be/\(N). Foranyy’ENwecan
write B=y‘B1 +B2with B1and B2intheexterior algebra ofthe
subspace ofNspanned bytheremaining y.Sox’u=Blu andxiu=0
only ifBliesintheexterior algebra ofthe(r—1)-dimensional subspace
ofNspanned bytheremaining y.Thus uisarepresentative forMif
andonly ifxu=0VxeM.Because of(3.1.6) thiscanbecouched more
generally.
Aspinor uisarepresentative forTifandonly ifxu=0VxeT.(3.1.7)
Given the totally isotropic Mthere isnounique Nsuch that
V=MG)N.IfTisamaximal totally isotropic subspace with
dim(T flM)=hthen wecanalways choose aWitt basis such that {xi}
isabasis forMand{x1, ...,x”,y"+1, ...,y’}isabasis forT.Starting
with abasis {x1, ...,xh}forT('1MtheWitt basis canbecompleted
byaGram—Schmidt type ofconstruction. Ifweadapt theWitt basis in
thiswaytotheisotropic subspaces MandTthen arepresentative forT
isu=yh“ ...y"zM. Itwilloften beuseful tohave thiscanonical form
forapure spinor.
Ineven dimensions allelements oftheClifford group areeither even
orodd. Thus, by(3.1.6), allpure spinors areeither even orodd. This
property ofthe representative spinors can beused toclassify the
maximal totally isotropic subspaces aseither even orodd.
IfT1,T2aremaximal totally isotropic subspaces then T1and
T2 are both even or odd if and only if
dim(T] FlT2)=rmod 2. (3.1.8)
There issome seFsuch thatX(s).T2 =M.IfM1,u2arerepresentatives
forT1and T2then zM— su2andifu=sulthen uisarepresentative
forT=X(s). T1.Since siseither even oroddthen uand2Mbehave the
same under 17ifand only iful and 1.42 do. Moreover,
TOM=X(s).(T1 OT2)soitissufficient toprove that representativesPURE SPINORS 109
forTand Mareboth even orodd ifdim( TFlM)=rmod 2.Ifwe
adapt aWitt basis toTand Mthen arepresentative uforThasthe
canonical form u=y"*1 ...y’zM where dim(Tfi M)=h.Souand
ZMareboth even oroddifr—h=0mod 2,thatish=rmod 2.
Ingeneral notallspinors willbepure; whereas wecanalways choose
abasis ofpure spinors, linear combinations ofpure spinors willnotin
general bepure. The following gives theconditions forthesum oftwo
pure spinors tobepure.
Iful,u2represent T1and T2then anecessary andsufficient
condition forul+u2tobepure isthat dim(T, OT2)=ror
r——2.Ifthisisthecase then non-trivial linear combinations
ofulandu2represent allTsuch that TFlT2=T1FlT2. (3.1.9)
Asintheproof of(3.1.8) itissufficient toconsider representatives for
TandM.Weadapt aWitt basis tothese subspaces. Anon-trivial linear
combination ofrepresentatives forthese subspaces willbepure ifuis,
where
u=}lzM +y"+1...y’zM /l.eF. (3.1.10)
Now x’u=0ifandonly ifi=1,...,hand2,’=,,+,A,-x1'u =0ifandonly
ifA,=0Vj=h+1,...r,soifuispure, representing T’say, then
T’F)M—TFlM.Ifthisisthecase then wecanchoose aWitt basis
{x’,y"} i=1,...,rwith {x1, ...,x",y"+1’, ...,y”} abasis forT’.
Inthisbasis representatives forT’willtake thecanonical form, soifu
ispure
MM +yh“ ...y’zM =uy"+1’ ...y"zM (3.1.11)
h+lforsome iteF.Byrepeatedly using (3.1.1) theClifford products iny
...y’zM canbewritten interms ofexterior products, yh“ ...y’zM
having homogeneous (h,h+2, ...,2r—h)-form components. Similarly
y"*" ...y”zM will have homogeneous components ofthe same
degrees. Equating h-form components in(3.1.11) gives
it=1. (3.1.12)
Ifh+2=,¢rthen thiscanbeused toequate (h+2)-forms in(3.1.11):
X1...x"(y”+'/\x”+1+...+ y’,\x’)
=x1...x"(y"*1',\x"+1+...+ y"Ax’). (3.1.13)
The {y”} canbewritten aslinear combinations ofthebasis {x",yi}.
Since {x’,y”}isalsoaWitt basis wehave
F
yr»=yf+ZM‘7x1’+ N‘ z=h+1,..,r(3.1.14)j=h+l
110 PURE SPINORS AND TRIALITY
where M‘?=—M1" and N"isalinear combination of{x1, xh}.
Inserting (3.1.14) in(3.1.13) gives M5’=0Vi,j= h+1, ..., rand
hence {x1, ...,x”,y"+1’, ...,y”} isjust anew basis forT;that is,
T’=T.Sotheonly non-trivial case ish+2=r.Inthiscase (3.1.11) is
seen tobesatisfied by
yr—1f :yr—l +Ax)‘ +Nr—l yr! :yr _Axr—l +Nr.
Here /Iisseen toparametrise allT’with T’QM=THM.Although
ingeneral, aswehave stated, notallspinors arepure, insufficiently low
dimensions theabove result canbeused toshow that allsemi-spinors
arepure.
Ifr€3then allsemi-spinors arepure. (3.1.15)
Ingeneral wecanalways choose asetofpure spinors asabasis for
thespinor space. Any semi-spinor willbealinear combination ofpure
spinors thatarealleven orodd. From (3.1.8) weknow thatifuj,u2are
two such pure spinors representing T1and T2then dim(T1fi T2)=-
rmod2,whereas from (3.1.9) linear combinations ofulandu2willbe
pure ifdim(T, F)T2)=rorr—2.Thus ifrQ3linear combinations of
anytwoeven orodd pure spinors arepure andhence allsemi-spinors
arepure.
Through (3.1.7) apure spinor isrelated tothemaximal isotropic
subspace that itrepresents. However, given asemi-spinor thisdoes not
give avery practical wayofdetermining whether ornotitispure. Given
aspin-invariant inner product then thetensor product ofaspinor with
itsadjoint canbeidentified with anelement oftheClifford algebra.
Necessary andsufficient conditions foraspinor tobepure canbegiven
interms ofthese tensors onthespace ofspinors (or‘spinor bilinears’).
These conditions give apractical way ofdetermining whether anygiven
spinor ispure ornot, and, inthecase inwhich itis,recovering the
associated maximal totally isotropic subspace.
Let(,)beanF-valued, symmetric orskew, product onspinors with
Easadjoint involution. Letiibethespinor adjoint touwith respect to
thisproduct.
Ifu1,u2represent T1and T2then T1FlT2afi@ifandonly
(U1, U2) =
Suppose firstly that there issome xinT1F1T2.Then there issome y
such thatxy+yx=1and
(U1, '12)Z(uh (xy+}’x)“2) =(uh /Wuz)
since xET2.Since thespinor product hasEasadjoint involution then
(u1,xyu2)=(xu1, yu2) and this iszero ifxET1.SoT1FlT29*Q
implies that (ul,u2)=0.Toprove theconverse weletMandNbeanyPURE SPINORS 111
twomaximal isotropic subspaces such that V=MGt)N.Then aspinor
basis, each element ofwhich ispure, isgiven by{y’zM} with Ia
multi-index. Now wehave already shown that (ZM, y’zM) =0unless
y’=ZN,andsince thespinor product isnon-degenerate wemust have
(ZM, ZNZM) ¢0.But ZNZM isaspinor representing Nwhich was any
maximal totally isotropic subspace notintersecting with M.Soifu,and
n2represent T1andT2then (ul,u2)canonly bezero ifT,FlT2vi£5.
IfEv=+(-)0 then for uany spinor 3’2,_p(ui3) =
+(-)(—1)’9’p(u5) Eforallp. (3.1.17)
Since E2=1
sr,,_,(w>) =sP,,_,,(aa)2' E=Ef’,,(u13'§) 2=v,(u(.%?L))x
astheadjoint spinor isdefined with respect toaproduct with Easthe
adjoint invo_l_t_rtion. Since EisaZr-form E5=(—-1)"z‘ and.9"2,_,,(uz3') =
(—1)’9’p(u(z“v)) Eandtheresult follows. Ifv=BZM forBEA(N) then
Ev=B’lzM and (-—1)’Zv =0”. So if0"=iv then §a”2,_,,(ut3)
=+(—)3’p(uz3') Z.
Ifu1,u2 represent T,and T2with dim(T, F)T2)=hthen
9’,,(u2i11)= Oifp<horp>2r——h,whilst 9’,,(u2iZ1) =
ZTIQTZ.
IfsEFthen S’,,(su2s'i21) =/l(s)s9’,,(u2£t”1)s'1 sowithout lossofgeneral-
itywecanassume that ulrepresents Mwith u2representing some T
with dim( TOM) =h.Inanadapted Witt basis weneed toconsider yh“
...y’zMZM. Intheproof of(3.1.16) weshowed that (zM, y’zM) =0
unless y"=2N.Now zMzNzM =izM sowecanalways normalise the
spinor product such that (ZM, zNzM)zM =ZMZNZM. The definition of
u2z."i1 isthat u2iIZ1v =u2(u1, 0),sozM2'fMy’zM =(ZM, y’zM)zM. This is
zero unless y’=ZN and for the normalisation just mentioned
(ZM, zNzM)zM =zMzNzM. But zMy’z,-,4 =0unless y’=zNand so
(zM2'M)y"zM =zMy’zM for allmulti-indices Iand soZMZM =2M.
Hence yh“ ...y’zM2'M =y"+1 ...y’zM. The form oflowest degree in
y"+1 ...y’zM isproportional tox1...x”,which isjusttheproduct of
abasis forTfiM.Since allpure spinors aresemi-spinors itfollows
from (3.1.17) thatthere isnonon-vanishing p-form forp>2r—h.
Asemi-spinor uispure ifandonly if3’,,(u£2') =0 Vpabr.(3.1.19)
From (3.1.18) weseethat ifuispure then certainly 9’p(u'tZ) =0
Vpafir,sowhat weneed todoistoshow that this condition ona
Semi-spinor issufficient forittobepure. Any spinor ucanbewritten as
H=BZM where BEA(N). There issome sEFsuch that
SM=(1+b)zM where bEA(N) and 3’0(b) =0.Ifuisasemi-spinor
then soissuandhence bmust beaneven element of/\(N). Suppose
T112 PURE SPINORS AND TRIALITY
thatff2(b) as0,then exp(—SP2(b)) EFF1/\(N). Now theClifford algebra
ofNisjustitsexterior algebra andso
5”2[@XP*[—92(b))bl =9’@[@XP(-5’z(b))l9’2(b) +9’2[@XP(—9’2(b))l5%(b)
=502(5)
since SfU(b) =0.Thus exp(—5”2(b))su =(1+b’)zM where b’E/\+(N)
with 5"0(b') =E-”2(b’) =0.Suppose thatthenon-vanishing homogeneous
component ofb’oflowest degree isanh-form. Inanappropriate basis
weassume that
exp(—EJ’2(b))su =(1+hylyz ...yh+...)zM
where theextra terms areofdegree horhigher. Multiplying byy’y"’
...y”*1 willannihilate these other terms soif
= h+l rr h+1 ___u-x ...xy...y exp( 3’2(b))su
then
v=(1+hy‘y2 ...y”)zM. (3.120)
Now wecome tothepoint ofthisconstruction. Ifuisanyspinor and
sEFthen 3’p(susfi) =)L(s)s8’,,(uiZ)s_1 and 8’p(uz7) =0Vpasr
<=>9’,,(sus'z7i) =0Vpasr.Ifaisanyelement ofVthen aua"i1 =auita.
By (2.1.7) and (2.1.8) auiia =g(a, a)(uzTi)" —2a,\i,,(u£Z)’l and
SP,,(aua71) =(—-1)Pg(a, a)Sf’p(u'tZ) ——2(-—1)*”a Ai,2fi°,,(ut'l'). SoifSfp(ut7) =
0Vpasrthen 9’p(aua"iZ) =0VpasrVaEV.Thus ifthesemi-spinor u
that westarted with satisfies 3’,,(ut7) =0Vp¢rthen thevwehave
constructed in(3.1.20) alsosatisfies these conditions. Wewillnow show
that thiscanonly hold ifA=0;that isexp(—-Ef2(b))su =2Mandhence
uispure. Now visthesum oftwopure spinors and, aswehave already
noted, apure spinor willsatisfy theconditions ofthetheorem. Soifu
satisfies these conditions then
/l9’,,{zM(yi...y’5zM) +y’...y”zM'2'M} =0 Vpasr.
Aswenoted intheproof of(3.1.18) zMz'}",,, =2Mandso
zM(yi...y”zM) +y1. ..y"zM2'M =zMy”...y1+y1...y"zM.
Wenow rearrange these terms, remembering that hiseven:
zMy” ...y1+y1...y”2M ={(x1y1) ...(x”y”) +(—1)"’2(y’x’) ...
(y”x")}x”+’ ...x’.
Now x’y’=2+x’Ay’ whereas y’x’=—x’Ay’. Soifh/2iseven
there willbeanon-vanishing 0-form in{},whereas ifh/2isoddthere
willbeanon-vanishing 2-form. Thus inthefirst case thetotal expres-
sion has anon-vanishing (r—h)-form, whilst inthe second thePURE SPINORS 113
(,~-h+2)-form component isnon-zero. Since h>2then inboth cases
[here isanon-vanishing p-form with p<r,so
Sf,,(uiZ)=OVpasr :)5",,(vi3')=OVpasr:>).=O.
A5wehave already noted thisshows that uispure.
Eight dimensions areinteresting asthelowest number ofdimensions
inwhich notallsemi-spinors arepure. IfdimFV=8with F=IRorC
andgisofmaximal index, then from tables 2.15 and2.17 weseethat
(,)induces asymmetric product on the semi-spinors. Hence
(u,eAu) =(eAu, u)=(u,eAf__u) and9’p(mTi) =0if isodd. Ifuisa
semi-spinor then mi=Eu(z"u) =Eu1Zt"E’5 =Eui1E ineight dimensions,
andsouii=(uzIr")". Soifuisanysemi-spinor then uil—Zp=0,4,89’,,(ut7).
TheO-forms and8-forms arerelated by(3.1.17) soineight dimensions a
semi-spinor uispure ifandonly ifEf0(ui2') =0,thatis,(u,u)=0.
lnthissection wehave taken thespace ofspinors tobeaparticular
minimal leftideal oftheClifford algebra. This isconvenient, enabling a
basis ofspinors tobeconstructed soastofacilitate thevarious algebraic
proofs. However, itisnotessential. Indeed allwereally need isthatthe
spinor space carry anirreducible representation oftheClifford algebra.
Then (3.1.7) canbetaken asthedefinition ofapure spinor, thestated
results forpure spinors then following from this. Ofcourse ingeneral it
would make nosense totalkabout thebehaviour ofaspinor under the
involution 17,but allreferences to‘even’ and ‘odd’ spinors can be
interpreted asreferring totheir behaviour under multiplication by
(-1)’EFor areal (pseudo-) orthogonal space whose metric hasmaximal
index the pure spinors ofthe real Clifford algebra have adirect
geometrical interpretation. Fortheremaining real Clifford algebras we
cannot apply theabove theory ofpure spinors directly. However, ifVis
anyreal even-dimensional orthogonal space wemay correlate thepure
spinors ofC’3(V, g)with maximal totally isotropic subspaces ofVC. In
certain cases these maximal totally isotropic subspaces ofVCcanbe
interpreted interms ofstructures ontherealvector space V.
Ofparticular physical interest isthecase inwhich Visafour-
dimensional Lorentzian vector space (ghassignature (p,q)=(3,1)).
Then ifMisamaximal totally isotropic subspace ofVCwehave
diInCM =2.Suppose that uand varerespectively even and odd
Semi-spinors ofCC(V, g)representing T1and T2.Then because of
(3.1.15) they areboth pure. From (3.1.8) weseethat dimC(T1 FlT2)
must beodd (forrishere even, namely two). Hence dimC(T1 OT2)=
1.Ifzisthevolume 4-form ofVthen E=iz.Soifsuperscript c
denotes theconjugate-linear charge conjugation operation (here involu-
tory) and uiseven then u“isodd. The intersection ofthemaximal
totally isotropic subspaces ofVCrepresented byuand u"isone
114 PURE SPINORS AND TRIALITY
dimensional, containing nsay. Thus nu=nu“=0.Butnu=0implies
thatn*u“ =0,andsimilarly nu“=0implies that n*u=0.Son*liesin
theone-dimensional intersection ofthesubspaces represented byuand
u°and n*=llnforsome heC.Since complex conjugation isinvolu-
tory, Amust satisfy A/1*=1,that is/lEU(1). There issome ].tEU(1)
such that/l=uz,andifx=junitfollows that x*=x.Thus xisareal
nullvector such that
x(u+u")=O. (3.1.21)
This real null vector isdetermined uptomultiplication byareal
number.
Suppose that urepresents Twhich has abasis {x,w}. Now
x(wu°) =—wxu° =0since xu°=0:and certainly w(wu°) =0since
wz=O.Thus wit“ and uboth represent T.Since thespace ofrepre-
sentative spinors forTisonedimensional there issome itECsuch that
wu°==Au.Wecannot have A=0since wdoes notlieinthesubspace
represented byu“.SoifcuE/l'1w then
wuc =u. (3.1.22)
The charge conjugate ofthis isw*u =u".Soww*u =cou°=u,and
since cuETwehave (ww* +w*w)u =u,andthus
c0w* +aJ*co =1. (3.1.23)
From the(complex) null1-form wwecanconstruct aunit 1-form a:
aE0)+cu*. (3.1.24)
Wehave because of(3.1.22)
a(u+uc)=u+rt“. (3.1.25)
The realunit 1-form aisdetermined uptotheaddition ofanarbitrary
multiple ofthenull 1-form x.Soequivalently wehave extracted from
thecomplex semi-spinor uarealnull1-form xandarealdecomposable
2-form F
FExAa (3.1.26)
both determined uptoareal multiple. If1/JE u+u°then 1};isa
Majorana spinor andbecause of(3.1.21) and(3.1.25) wecanequivalent-
lythink oftherealforms xandFasbeing determined bytp.
Thetheorems (3.1.18) and(3.1.19) enable therealforms xandFto
beexpressed interms ofu,u“and their adjoint spinors. There isa
freedom toscale thespinor product (,)whose adjoint isEbyacomplex
number. IntheLorentzian case wecanalways choose aspinor basis
such that charge conjugation simply conjugates thespinor components.
Thus wecanrequire thatthespinor product satisfiesPURE SPINORS 115
(uh u2)* :(“101 I420)
thisleaving only arealscaling freedom. Taking aspinor product which
satisfied (3.1.27) weturn to(3.1.18). The intersection ofthesubspaces
represented byuand u°isspanned bythereal 1-form x.So(3.1.18)
tells usthat 9’1(iufi°) isacomplex multiple ofx.The factor ofiis
inserted toensure thatthis1-form isinfactreal. For
9’1(iuiZ°) =E-J”0(iui?°e,,)e“ =(u°,ie,,u)e"
and
5”1(iuiZ°)* =—(u, ie,,u")e" (by(3.1.27))
=—(ie,,u, u°)e“ (since ’g'istheadjoint)
=(u°,ie,,u)e" (since theproduct isskew)
=5"1(iu£i°).
andthus
Sa"1(iuiZ°) =x (3.1.28)
where xis,ofcourse, only determined uptoarealmultiple. Let{x,co}
beabasis forT,represented byu,where wisthecomplex 1-form
satisfying (3.1.22). Then toisdetermined uptothe addition ofa
multiple ofx.From (3.1.18) weknow that iuiiisacomplex multiple of
xw, sayiufi=2exp(i6) xwforanappropriately scaled x.SoifG=
2(iuz.'I —iu°iZ°) then G=exp(il9)xw +exp(—it9)xw* and G(a> +00*)=
cosBx+2isin6xAcuAw*.This Gwillbenothing other than theFof
(3.1.26) ifinfact6=0.Wehave
20(0)+21*)=iu[ ] -iu°[ °] =rm-rm
since wu=0andum“=u.Butifat,/3,tp,1/1areanyspinors then
(W,(<P1l3)§l3) =((<Pi/3)0t»5) =(111,0-’)(<P,5)=—(0v»1P)(<P»/1’)
=E01»(¢<i3)fi)-
and so(¢1T))§ =-1/15?. Thus 2G(w +01*)=iu£i° +(iut'?°)§ and since
izu=uthen
(ut'1"’)’l =—zuiJZ°z =—zu(EiT°) =—izu(i?§)° =—tu7°.
andsouit"'°=9’1(uzTi°) +5P;,(uiZ°). Since 3-forms change signunder Ewe
have G(w +00*)=S"1(imZZ°) =xby(3.1.28). That is,theFof(3.1.26)
Canbewritten as
F=Re(iu'11). (3.1.29)
From (3.1.21) and (3.1.25) weseethat xandFcanequivalently be
thought ofasbeing associated with theMajorana spinor 1/1=u+uc.
Wecan also express xand Finterms oftpand itsadjoint. Since
116 PURE SPINORS AND TRIALITY
u=izuwehave
tp(ZT/J)=(-ma+iu°u'°)+i(u1§i°+(uu'°)5)1"‘; my
where, since (got/1)? =—-tpqo, thefirst term isodd under Ewhilst the
second iseven. Comparison with (3.1.28) and(3.1.29) shows that
%ft1(1/»('E-T/1)) =x (11.30)
-2sP2(¢(E'E')) =F. (31.31)
Ifu’isrelated touby
u’=exp(i6)u (3.1.32)
then, from (3.128), weseethat u’determines thesame nulldirection as
u.Ifu’determines the2-form F’then
F’=Re(cos26iui2' —sin26uiZ).
andsince u=izu
F’=Re(cos2t9iuiZ —sin2t9ziu£i)
=cos26F —sin26zF
=exp(—2t9z)F.
Since zF=—*Fweseethat the2-form determined byu’isrelated to
thatdetermined byubyaduality rotation.
Wehave established therelationship between acomplex Lorentzian
semi-spinor and the null direction xand 2-form Fbyusing the
previously established results onpure spinors. This correspondence
between Weyl spinors and‘null flags’ hasbeen emphasised byPenrose
andRindler [9].
Wenow consider thecase ofVareal even dimensional orthogonal
space with themetric gpositive-definite. Acomplex structure onVisa
1-1tensor (orlinear transformation) Jsatisfying J2=-1.This complex
structure iscompatible with gif
g(a, b)=g(Ja, Jb) Va, bEV (3.133)
that is,Jisanisometry ofV.Wewill show that any such Jisin
one-to-one correspondence with amaximal totally isotropic subspace of
VP.Hence theone-dimensional space ofpure spinors ofthecomplex-
ified Clifford algebra isinone-to-one correspondence with acomplex
structure onVt.
Suppose firstly that wehave such aJ.Then bycomplex linearity J
defines atensor onVC.Define MCVCby
’tWe thank GSegal forpointing thisouttous.PURE SPINORS 117
xEM iffJx=ix (31.34)
andyEM*iffy*EM.Then VC=M(9M*. IfJsatisfies (3.1.33) then
g(x1, x2)=g(Jx‘, Jxz), and forx1,x2 EMwehave g(x1, x2)=0.
Hence Misamaximal totally isotropic subspace ofVC.Conversely now
suppose that wehave amaximal totally isotropic subspace M.Wecan
define Jonelements ofMby(3.1.34). Requiring Jx*=(Jx)* defines J
unambiguously onthewhole ofV’-7and, byrestriction, onV.Such aJ
certainly satisfies J2=-1.ForanyaEV‘:wecanwrite a=at+a“
with atEM andatEM*. Then g(a, b)=g(a+, b‘)+g(a*, bt) and
itfollows thatifJat=iatandJa‘=—ia* then Jsatisfies (3.1.33).
This correspondence between pure spinors andcomplex structures will
beused inChapter 10.
3.2Triality
LetVbeanF-linear space with anF-bilinear symmetric metric g.IfS
isthespace ofspinors ofC(V, g)then wemay define aspin-invariant
product onS.Incertain cases (for F=IRorC)there isanF-bilinear
symmetric product o_n S,hsay. We can then ask ‘when is
C(V, g)=C(S, h)?’. These algebras willbeisomorphic when dimFV=
dim,r-S andtheindex ofgisthesame asthat ofh.IfS=StG9S",
with Stand S‘semi-spinor spaces carrying inequivalent irreducible
representations ofC”(V, g),with hinducing aproduct onthesemi-
spinor spaces, then we can also ask the question ‘when is
C(V, g)=C(S+, h)=C(S‘, h)?’. Again this will bewhen dim,-V =
dim2.-Siwith theindex ofgthesame asthatofthemetric induced byh
onS1.Wenow examine thepossibility ofthislatter situation occurring.
Ifdim2.-V=nthen nmust beeven ifC+(V, g)istobereducible with S
splitting into semi-spinor spaces. Then dim1.-S=2””andfordimFSP to
beequal todimFV weneed 2"”=2n,which requires n=8.IfF=C
then weseefrom table 2.17 that thesituation wearelooking fordoes
occur ineight dimensions, with hbeing thespin-invariant spinor metric
associated with theinvolution 5;‘.ForF=1Bthesituation depends onthe
Signature ofg.Forgiven pandqthethird entry intable 2.15 classifies
thespin-invariant product associated with E,hsay, ontheirreducible
representation spaces oftheeven subalgebra. Ifthisentry is1G)1then
the even subalgebra has two semi-spinor representations, with an
IR-bilinear symmetric product on each. Such entries occur for
(P,q)=(8,0), (O,8)or(4,4).From (2.6.23) weseethat inallthese
cases theindex ofhisthesame asthat ofg.Actually alittle care is
needed inreaching thisconclusion forthecase ofC4_4(lB). Weknow
118 PURE SPINORS AND TRIALITY
that honShas maximal index, butwecould have hinducing a
positive-definite product onStand anegative-definite one onS‘.
However, ifxEVwith x2=1,then forvES‘there isauES’such
that v=xu.Then h(u, 0)=h(xu, xu)=h(u, xzu), since theadjoint
involution ofhisE,andtheindices ofthemetrics induced byhonSt
and S"arethesame. Inthefollowing Vwill either beacomplex
eight-dimensional vector space orareal eight-dimensional vector space
with ghaving signature (8,0),(0,8)or(4,4).
Bytaking thedirect sum ofthevector spaces Vand Sweform a
24-dimensional vector space E:
E=v<295+casi (3.21)
Ifelements (D,ofEare decomposed into these subspaces as
(D,-=x,+u,-+0,then abilinear form Bisdefined onEby
B((I)1v (D2) =g(x11 x2) +h(u1a u2) +h(v1v U2) '
(We shall frequently decompose anelement (Dasabove, thesymbols x,
uand0being reserved forthecomponents of(Dinthesubspaces V,S+
andS'.)
Wecanintroduce atotally symmetric (3,0)tensor TonEinterms of
theinner product h.Wedefine
T(‘-D1, ‘D2,(D3)E/TW1, X2113) +h(“1> X3112) +h("2, X103)
+h(l»l2, X3121) +h(l/I3, X1192) +/’l(T/(3, XZUI).
Each term ontheright-hand side islinear ineach (D,-,thus Tisindeed
multilinear. Byconstruction Tistotally symmetric. Wecan usethe
bilinear Bandtrilinear Ttodefine abilinear map O:
°I_E XE"-9 E SLlCh T(¢)1, (D2, (D3) 2 O(D2, (D3)
The non-degeneracy ofBensures that 0isindeed well defined. Its
bilinearity follows from thetrilinearity ofT.Since Tistotally symmetric
(D10(D2=(D2Q(D1.If(D2and(D2areboth inthesame subspace, either
V,StorS*, then T((D1, (D2,(D3)=0from (3.2.3) and hence
(D1<>(D2 =0. ForxEV, btES+ andvES' wehave
B(x0u,v)=T(x, u,v)=h(u, xv)=h(xu, v)=B(xu, v)
andso
x<1»u=xu (3.2.5)
similarly
xO0=xv. (3.2.6)
Ifitistheadjoint ofuwith respect tohthen
B(u0v,x)=T(u, 0,x)=h(xu, 0)=xiv I
=9°0(tTt'xv) =9’0(xviZ) =3’0(x5P1(viIZ)) =B(x,9’1(v'u'))TRIALITY 119
so
u0u=9’1(vi“Z). (3_2_7)
Theproduct Qisnotassociative, forexample wehave
xO(xOu)=xOxu=xzu=g(x,x)u (3.2.8)
whereas xOx=0.The norm ofthespinor x0uisrelated tothenorms
ofxanduby
h(x1<> u,x20u)=g(x1,x2)h(u, u). (3.2.9)
This follows from (3.2.5), (3.2.6) andthefactthat theadjoint ofhis5.
The 24-dimensional vector space Eforms anon-associative algebra .951.
under the<>product.
The spinor representation oftheClifford group, ponS1,and the
vector representation )5onVnaturally induce areducible representation
YonEby
Y(s).(x +u+0)EX(s).x +p(s).u +p(s).v. (3.2.10)
Whereas gininvariant under )((s) VsEF,hisonly invariant under p(s)
forsE,1"andso
B((D1, (D2,) =B(Y(s).(D1, Y(s).(I>2) VsE,1". (3.2.11)
Itreadily follows thatinaddition
T((Dl, (D2,(D3)=T(Y(s).(D2, Y(s).(D2, Y(s).(D3) YsE,1".(3.2.12)
From these lasttworelations wecaninfer from (3.2.4) that
Y(s).((D1o (D2)=(Y(s).(D1) <>(Y(s).(D2) VsE+1"(3.2.13)
thatis,Y(s) isintheautomorphism group ofthenon-associative algebra
ad.Conversely itfollows that ifoisany automorphism ofatthat
transforms Vand Sinto themselves then o=Y(s) forsome sE,1".
(The starting point oftheargument isthat for1/JESthen 0.1;)=st/1for
Some regular element softheClifford algebra.)
The orthogonal space Vunder consideration has been carefully
selected toensure that V,S+andS‘areallisometric. The existence of
anisometry thatcyclicly permutes these three orthogonal spaces canbe
taken asbeing Cartan’s ‘principle oftriality’. Such anisometric map will
beconstructed outofamapping that interchanges two ofthese three
Spaces. LetuoES+besome unit-norm semi-spinor, h(u0, uo)=1.Then
alinear transformation r(u0) from VtoS'isdefined by
1.'(u0).x =x0uo. (3.2.14)
Itimmediately follows from (3.2.9) that r(u0) isinfact anorthogonal
transformation from VtoS'.The linear transformation t'(uO) is
lllllquely extended toanautomorphism ofperiod twoonV(19S‘:that
120 PURE SPINORS AND TRIALITY
is,ifvES‘such that v=r(u2).x forsome unique xthen wedefine
r(u0).v =x.Finally wedefine r(u0) onStby
1.'(u0).u =2h(u, u0)u0 —u. (3.2.15)
That is,r(u0) acts onStbysending utominus itsreflection inthe
plane orthogonal touo.Thus r(u0) isanorthogonal transformation of
St,andhence ofE.Inaddition, t(u0) leaves Tinvariant. Note first
thatsince theimage under r(u0) ofanyofthethree subspaces, V,S+or
S‘, liesinonly one subspace weneed only consider Tacting on
elements lying indistinct subspaces. IfvEr(u0).a forsome athen
1:(u0).vt'(u0).x Eaxuo E2g(a, x)u0 —xauo
E2h(r(u0).a, 1:(u0).x)u0 —xv
since r(u(,) isanisometry from VtoS‘andso
1'(u0).vt(u0).x =2h(v, xu0)uO —xv=2h(xv, u0)u0 —xv=(t(uO).x)v.
Since
T(r(u0).(D1,r(u0).(D2,1:(u0).(D3) =T(t(u0).u1, t(u0).v2, t(u0).x3) +...
itfollows from (3.2.3) that
T(t(uO).(D1, t(u0).(I>2, r(u0).(D3) ET((D1, (D2,(D2,). (3.2.16)
Whereas r(u0) isanorthogonal transformation ofEthat inter-
changes Vand S‘, Y(s) isanorthogonal transformation ofEthat
interchanges StandS‘.Ifx0EVisaunit vector, g(x0, x0)E1,then
x0E+1"and Y(x0) isofperiod two, Y(x0)2 =1. Out ofthese two
involutory transformations ofEweconstruct anorthogonal transforma-
tionofperiod three. The triality map E(x0, uo)isdefined by
E(x2, uo)EY(x0)r(u0). (3.2.17)
ToseethatE(x0, uo)isofperiod three wewant toshow that
T(l40)Y(x0)T("0) =Y(x0)T("0)Y(X0)- (3-2-18)
Forexample, ifxEVthen
T(“0)Y(X0)T(”0)-X ="7(”0)Y(X0)-(xuol =T040)-(xoxuo)
E2h(x0xuO, uO)u0 —xoxuo
E2h(x 0uo,x0Ou0)u0 —xoxug
=2g(x, x0)u0 -—xoxuo (by(3.2.9))
Exxouo.
Ontheother handTRIALITY 121
Y(X0)T("0)Y(x0)-X =Y(x0)T("0)-(xoxxu) =Y(x0)-(xoxxouo) =X30110-
Thevalidity of(3.2.18) canbesimilarly demonstrated onelements from
theother twosubspaces. Given (3.2.18) wehave
5(/Y0» ”0)3 I(Y(X0)T("0)Y(x0))(T("0)Y(x0)T(”0)) =(Y(x0)T("0)Y(x0))2
andsince both Y(x0) and'r(u0) areofperiod two
E(x0, u0)3 =1. (3.2.19)
Because Y(x0) andt(u0) both have these properties separately wehave
B((I)1a (D2) :B('E(xO> uU)'q)1:v E"(xO:~ uU)'q)2)
and
T((D1, (D2, Q3) :T(E(x0, u0).(D1, E(x0, I/l0).(I)2, E(x0, U0).(p3).
Thethree subspaces ofEarepermuted under E(x0, uo)asfollows:
E(x0, u0).V CS’ E(x0, u0).S+ CS‘ E(x0, u0).S‘ CV.(3.2.22)
Wehave focused onaVsuch that C(V, g)EC(S’, h)EC(S‘, h).
The map E(x0, uo) isometrically permutes these three spaces. Any
isometry between two orthogonal spaces uniquely extends toaniso-
morphism between their Clifford algebras. LetNbetheisomorphism
obtained from E(x0, u0):
N:C(V, g))—-> C(S’, h)1:2» C(S‘, h)ii) C(V, g).(3.2.23)
Because StC-BS‘isthespinor space ofC(V,g)themap Nenables any
twoofthethree spaces V,S+andS‘tobetaken asthespinor space of
theClifford algebra ofthethird! Forexample, S‘G)Vcanbetaken as
thespinor space ofC(S+,h).Let<>denote theClifford product of
C(S’, h).Then forxEVand111ES
/l/(X1//) =A/(X)<>N011)-
That is,ifuEStand1/1’ES’ES‘G)Vthen
u<>1/1’EN((N‘1u)(N‘11//)). (3.2.24)
Under thismultiplication byuthespaces S‘and Vareinterchanged;
these being thesemi-spinor spaces ofC*(S+, h).
Exercise 3.1
Show that ifVisacomplex vector space then C(V, g)EC(S, h)if
d1m@V E2,4.Intherealcase what signatures canghave? (Remember
thatthespinor inner product could beassociated with either Z5or51).)
122 PURE SPINORS AND TRIALITY
Bibliography
Chevalley C1954 The Algebraic Theory ofSpinors (New York: C0ll1lHbi&
University Press)
J
--.-wt-v
ll--—- i“
Manifolds
Like many concepts inmathematics that ofamanifold isbased on
intuitive ideas which require some sophistication tomake precise.
Perhaps thesimplest example ofamanifold isEuclidean three-space. Of
necessity atthisstage wemust refrain from defining Euclidean space,
butshall nevertheless assume that thereader hassome intuitive ideas
about thismodel description ofourperceived three-dimensional world.
(The term Euclidean space isnotsynonymous with Euclidean vector
space. AEuclidean vector space isareal vector space with apositive-
definite symmetric metric.) Atanearly age wealllearnt how a
Cartesian coordinate system canbeintroduced toputpoints inEucli-
dean space intocorrespondence with anordered triple ofrealnumbers,
anelement ofB3.However, itisimportant that wedistinguish Eucli-
dean three space from IB3.Euclidean space hasnopreferred coordinate
system. Indeed weneed notofcourse even berestricted toCartesian
coordinates. Despite ouremphasis onthedistinction between Euclidean
three-space and1B3itisnonetheless inIP13that thefamiliar calculus of
differentiation andintegration isintroduced. Through theintroduction
Ofacoordinate system one may then apply thiscalculus toEuclidean
Space. Itisthecorrespondence ofEuclidean space toIR”,through the
introduction ofacoordinate system, that generalises toprovide the
definition ofamanifold. This isdefined, inasense that willbemade
precise, tobelocally likeIR".Because wecandefine differentiation and
integration onIR"wecanextend these notions toamanifold.
Unlike Euclidean space, foranarbitrary manifold wecannot choose
SOme origin toputallpoints onthemanifold into aunique correspond-
ence with points inIB".Forexample, wecould take thetwo-dimensional
Outer surface ofahollow rubber ball. Whilst anycapoftheballcould
beputintoone-to-one correspondence with points inaplane (bycutting
thesection outand flattening it),wecannot dothis with thewhole
Surface. (Ifwesimply squashed theballthen twopoints onthesurface
124 MANIFOLDS
would bemapped tothesame point ontheplane.) The fact that the
surface islocally likeIR2issufficient toestablish adifferential calculus
onthesurface. This does notrequire aknowledge ofembedding in
three-space.
The intuitive examples oftheEuclidean plane and thetwo-sphere
convey ideas ofmore structure than that ofanarbitrary manifold.
Although locally anymanifold resembles, insome sense, IR"thisdoes
notimply theexistence ofany metric ordistance function onthe
manifold. Rather theresemblance relates totopology, this being an
abstraction oftheconcept of‘nearness’ from thatgiven bydistance.
Westart bydefining atopological space. Bymaking precise theidea
ofbeing ‘locally like lR”’ wearrive atthedefinition ofatopological
manifold. After reviewing differentiation onIR”weshow how asystem
ofcoordinates onatopological manifold enables differentiation tobe
defined, giving adifferentiable manifold. From itsintroduction inIR”
theconcept ofatangent vector will undergo ametamorphosis, the
imago emerging inaform appropriate tothe environment ofan
arbitrary differentiable manifold. This leads naturally tovector fields,
andhence tensor fields. After introducing thecomputationally powerful
exterior andLiederivatives wedefine integration onmanifolds. Similar
tothecase ofdifferentiation, thedefinition reduces integration on
manifolds tointegration onIR". Only attheendofthechapter dowe
consider metric tensor fields. Wearethen equipped toapply ourheavy
artillery totheexample ofEuclidean three-space. This isdone in
Appendix B.Actually there isstill animportant facet ofEuclidean
space that will notbediscussed until thefollowing chapter, that of
parallelism.
4.1Topological Manifolds
Theusual definition ofcontinuity ofafunction f:U—>Wwhere Uand
Waresubsets ofIRrelies onthenotion of‘nearness’ ofdifferent
elements ofIR.Such ‘nearness’ ismeasured byaproximity function
d:IR><]R—> IRwith theproperties: d(x, y)=d(y, x),d(x, y)=0if
and only ifx=y,d(x, z)E..d(x, y)+d(y, z).(Note x,yElR.) A
natural proximity function forthereal linethat hasthese properties is
theabsolute value ormodulus map, (x,y)—>lx—ylandfissaid tobe
continuous atxEIRifonecanfind apositive 5EIRforanypositive e
belonging toIRsuch thatifd(x, y)<6then d(f(x), f(y)) <8.Thus one
probes theneighbourhood oftheimage offinduced byaneighbour-
hood about xinthedomain off.The firstgeneralisation ofthisidea to
arbitrary sets consists ofdefining anew setcalled theneighbourhood.'TOPOLOGICAL MANIFOLDS 125
nbh(x, 5)CSifxES. This isthesetofelements yES such that
d(x, y)<6,thatisasetofallpoints thatarewithin a‘distance’ 6from
xasmeasured bysome proximity function d.One often refers todasa
distance ormetric function, although since wedonotassume here that
thesethasanyvector space structure itislogically distinct from the
metric gdefined earlier onvector spaces. Indeed what wehave called a
metric onavector space would notingeneral define adistance function
forametric space. Here there isnorequirement thatdshould belinear
ineither ofitsarguments. With thiscaveat inmind one refers tothe
pair (S,d)asametric space. The defining properties oftheproximity
function dofcourse remind oneoftheproperties ofdistances between
points in.Euclidean space (for example, thetriangle inequality) and
indeed it1Sworth noting that ifIR”isgiven. avector space structure one
callP110056 (KI, y)=[g(x —y,x—y)]1’2 provided gisthepositive-
definite Euclidean metric. Ifone does use theEuclidean metric to
define dthen thesetnbh(x, 5)inEuclidean IR"looks likeanopen ball
(open because oftheinequality d(x, y)< 6,VyEnbh(x, 6).The
Lriangle inequality property ofdensures that allpoints yEnbh(x, 6)
avesomeneighbourhoods that arecontained innbh(x, 6).Ingeneral
theproximity function onIR”need notcoincide with themetric onIR”
regarded asavector space.
fAboundary element xofasetS’contained inthesetSwith distance
LlI1C'[l.OI1 d1Sanelement such that nbh(x, 5),forsome positive 6ElR,
contains both elements inS’and elements notinS’.The setofall
boundary points ofS’iscalled theboundary ofS’.Inparticular if
SEnbh(x,_i5) CSthen S’does notcontain itsboundary andiscalled
anopen setin(S,d).Ifanyboundary points arenotinthesetthen itis
anopen set.Ifall. boundary points areinthesetitisclosed.
Ingeneral it1Spossible tofind different distance functions that
iiletermine thesame class ofcontinuous functions. Avaluable genera-
lsation then. istoconcentrate ontheopen sets themselves asthe
primitive notions and reformulate ‘nearness’ directly interms ofthem
Ilatqei" than interms ofanyparticular proximity function. The immediate
CSeuness ofopen sets isareformulation ofthe definition ofa
f0I1t1nuous. function f:U—>W. iscontinuous atpEUifandonly if,
coranyoneighbourhood Wcontaining f(p)there isaneighbourhood U’
Oolltalning pwhose image f(U)CW’. Such anotion ofcontinuity relies
Htheopen setstructure ofthespaces related byfand notona
particular choice ofproximity function used inspecifying these open
1Sets. Consequently one attempts tobypass anymention ofaproximity
unction and establish amore general definition ofopen sets onany
Space. The declaration ofwhich subsets ofaspace aretobeconsidered
3Sopen isocalled adefinition ofitstopology provided such afamily of
subsets satisfy thefollowing axioms.—
Mi“
It ‘Q
126 MANIFOLDS
(i)Thewhole space andtheempty setbelong tothefamily.
(ii)The intersection ofanyfinite number from thefamily belong to
thefamily.
(iii)The union ofanynumber ofsetsfrom thefamily belong tothe
family.
With these definitions wenow refer toanyopen setcontaining apoint p
inatopological space asaneighbourhood Nbh( p)andthedefinition of
continuity ofafunction between topological spaces isnow independent
ofanychoice ofproximity function; ithasbeen replaced bythechoice
ofopen sets. The definition ofboundary points ofasetand the
boundary generalises simply toarbitrary topologies byreplacing
nbh(p,<5)byNbh(p). Aspace with atopology defined onitiscalled a
topological space. Ifamap between topological spaces iscontinuous
with acontinuous inverse then itiscalled ahomeomorphism.
One further property defines. thetopology asbeing Hausdorff:
(iv)Disjoint neighbourhoods canbedefined about distinct elements
ofthespace.
That is,onemay findopen setswhose intersection istheempty set.
Ifaspace hasaproximity function dthen wemay ifwewish define
Nbh(p) Enbh(p,<5)and thespace issaid tohave ametric topology
(which isalways Hausdorff). One ofthecommonest metric topologies is
associated with IR”and d(x, y)E|x——y|,x,yEIR". With theabove
d(x, y)onIR”theopen sets may bevisualised asallpossible open
hypercubes inIR”.
Itisuseful tohave such examples ofanatural metric topology inIR"
since they can beused toinduce topologies onsubsets ofIR”. The
induced topology onasubset Sofatopological space Sisthecollection
ofallsetsformed bytheintersection ofSwith allopen setsofS.These
arethen declared tobeopen inS(they need notbeopen inS)andSis
called atopological subspace ofS.Subsets ofEuclidean IP13provide
some ofthesimplest visualisable models oftopological spaces. Thus the
sphere S2isthesubset ofIR3defined bylxlE1,xEPR3with atopology
induced from themetric topology ofIR3.Itistopologically equivalent
(homeomorphic) totheellipsoid (azxz +bzyz +c222 =1,a,b,cEIR)
with thetopology induced from that ofIR3;that isonecanestablish a
homeomorphism between them. Neither ishomeomorphic tothe2-
torus, S1XS1.However allthese examples (and indeed any two-
surface) have points with neighbourhoods homeomorphic totheopen
disc {x||x|<1,xEIRZ}. Such spaces aresaid tobelocally homeomor-
phic. The fact that they need not behomeomorphic issometimes
phrased bysaying thatthey have different global topologies.
Ifoneexploits thevector space structure ofIR3onecanproject any
sufficiently small region ofatwo-surface onto asuitable two-plane inIR3i
IitTOPOLOGICAL MANIFOLDS 127
toobtain aneighbourhood inIR2andabijective map with acontinuous
inverse. This suggests thedefinition ofann-dimensional topological
manifold. Ann-dimensional topological manifold isaHausdorf topolo-
gical space, with acountable basis foritstopology, that islocally
homeomorphic toanopen setofIR”.Acollection ofopen setsisabasis
foratopology ifevery neighbourhood canbeexpressed astheunion of
members inthebasis.
Theelements ofatopological manifold areoften referred toaspoints.
Itisclear from theexamples above that onecannot ingeneral find a
homeomorphism from thewhole topological space toanopen setofIR“.
Theabove definition ofatopological manifold issufficiently general that
notalltopological two-manifolds aresubsets ofIP13.
4.2Derivatives ofFunctions IR”->IR”
Ourdiscussion ofcontinuity culminated inthedefinition ofatopological
manifold asbeing locally homeomorphic toIR”.This local correspond-
ence with IR”canbeused toestablish acriterion fordifferentiability of
maps onmanifolds. We first briefly review the differentiation of
vector-valued functions onlR”'.
Ifisafunction from lR’"toIR”then thederivative offatpElR’”in
thedirection ofVEIR’”isgiven by
D./f(p)=lgg(”"””,?‘f”’)) (4.21)
where hEIR.(Other commonly used notations forDvf( p)aredf(p)V,
df,,(V) andf’,,V.) Whereas thediscussion ofthecontinuity offonly
involved thetopology oflR”‘ and IR”, the right-hand side ofthis
equation manifestly uses thevector space structure ofthese spaces. Ifall
thedirectional derivatives offexist atpthen fissaid tobedifferen-
tiable atp.Inthiscase Df(p)isalinear transformation from lR'"toIR”.
Df(p):VI——>Dvf(p), determining thelinear part ofanapproximation
tofinthevicinity ofp.The function fsends thepoint ptof(p): ifthe
point pstarts tomove inthedirection ofVthen f(p)willcorrespon-
dingly start tomove inthedirection DVf( p)(refer tofigure 4.1).
Intuitively wethink ofthederivative offassending an‘arrow’ inIR“,
With itstailatpandtipatp+V,toan‘arrow’ inIR",with f(p) astail
and f(p)+Dvf( p)astip. We may formalise this bydefining the
tangent space toIR"‘atp,T,,lR’", tobethesetofpairs (p,V)forall
VElR"’. These pairs (tangent vectors) form avector space, isomorphic
toIR“, with therule—----—---iyi
128 MANiFoLDs
JL(p, V)+u(p, U)E(p,/IV+uU) /I,ttElR. (4.2.2)
Wemay now define thederivative offatp,ortangent map, f,.,,:
f*P’TP1Hm ’”“'> Tf(r>)IBn
(P,V)E>(f(p), Dvf(P))- (4-2-3)
Since Df(p)isalinear transformation onlR”"itfollows that fipisa
linear map onT,,IR"‘. Thetangent space oflR'"atpisjustasubspace of
thedirect sum ofIR“with itself, andsothere isanatural wayofadding
tangent vectors lying indifferent tangent spaces. This feature willnot
carry over tothefollowing section where wegeneralise totheconcept of
atangent space toamanifold. Since ingeneral themanifold itself will
have novector space structure, there willbenonatural way ofadding
vectors from tangent spaces associated with different points onthe
manifold.
IR“ la.V)/'/ 2 T E’ .
f
p+V flpl+UyflPl’*P, lf(pl.DVf(pl) IR,
P fl/Jl
V
I
Figure 4.1Thetangent map off:IR'" —>IR".
If{e,-} and {ej-} arethenatural bases forlR"‘ and IR”then the
component functions off,fl:lR’">—>IRiE1,...,n,aregiven by
f(p)=§11r<p>@:-. (4.2-4)
Thedirectional derivatives ofthese component functions along thebasis
vectors for]R"‘arecalled thepartial derivatives, andaspecial notation
iscustomary:
D,,f’(p) E(5f’/8)C’)(p). (4.2.5)
ForanyVElR"‘
Dam»)=2Dvf’(P)@i =v1D.,r'<p>e:i=1 ,tE1iE1
bythelinearity ofDf‘(p). Thus thematrix ofthelinear transformation
Df(p) isformed bythe partial derivatives. The nXmmatrix
[(8f"/8xl)(p)], with iflabelling therows, iscalledthe Jacobian andwe"
DERivATivEs OFFUNCTIONS lR"‘->IR" 129
have
Dr/f<1>>=§il(@f’/er")(p)lV"@I-- (42.6)
Thepartial derivatives may beregarded asrealfunctions ofthepoint
pandhence higher partial derivatives may beformed. Amap between
subsets ofIR”and IR”forwhich allpartial derivatives uptoorder k
exist andarecontinuous issaidtobeaC"map. Ahomeomorphism that
isaCkmap with aCkinverse iscalled aC’dijfeomorphism Weshall
beprimarily concerned with C°°maps, which willbecalled smooth.
Example 4.1
Letf=B’*->IB’.a E(X1.xi)*—+f(a) =((x‘)2. xlxz+1x2)TakingV=(v1,U2)in(4.21) gives
DVf(p):(2U1X1,X1U2 +xzvl v2)E(v1v2)(2)61 x20)
’ ’ 0x11
where theentries inthematrix arerecognised asthepartial derivatives
ofthefunction f.
4.3Differentiable Manifolds
With thenotion ofsmooth maps between IR’"andIR"established we
proceed now todefine adifferentiable manifold. Atopological manifold
islocally homeomorphic toIR”.Bysetting upaSystem ofcharts that
map neighbourhoods ofthemanifold onto neighbourhoods ofIR”wecan
usethedifferential structure onIR"todefine thedifferential structure
ontopological manifolds.
firgl egglceisgto t?ot1vate thedefinition ofadifferentiable manifold letus
_ eproblem ofcoordinating apatch ofatopological
pltanifold by_return1ng totheexample ofS2asasubset ofIR3.Suppose
issubset isconstructed from thin perspex and theboundary ofa
region 1Smarked outbypainting aclosed curve ontheperspex surface.
fillitlzlegpnczrte paint afizhnet ofcurves within andonthis‘boundary so
boundar imelurves intleneltintersect only once andeach intersects the
C y geonce aso. magine alight isshone through thisnetof
urves andexamine theimage shadow onanytwo-plane placed conve-
niently tocollect_the shadow. Ifeach intersection inthenetofpainted
efirves casts aunique shadow onthetwo-plane then theneighbourhood
:h:Sen onthesphere yields a.proper coordinate patch with respect to
label[l)iI'I:)]6CI10Il scheme. Each intersection canbeuniquely labelled by
gallthecurvilinear lineshadows uniquely. Ifalens ofsuitable
130 MANIFOLDS
material isplaced between theimage andperspex patch onecaneven
arrange that theshadow lines appear orthogonal with respect tothe
induced Euclidean metric onthetwo-plane. Such aprojection system
establishes ahomeomorphism from theopen setUofS2containing the
netonto theopen setofIP12formed bytheshadow. Toeach point peU
weassign tworeal coordinates <p(p) =(cp1(p), <p2(p)) eIB2. The setof
images labelled <pl(p) =constant (j=1,2)aresometimes called coor-
dinate lines (orplanes ingeneral). There aremany ways ofestablishing
such anoptical arrangement andequally many ways ofpainting lines on
S2yielding alternative coordinate systems. Thus there isnounique way
ofassigning coordinate labels topoints inU.Wechoose aprojection
system such that <;0isahomeomorphism forthen andonly then willa
sequence ofpoints inthetopological manifold with alimiting point (in
themanifold topology) map into asequence ofcoordinates with a
corresponding limit.
Tocompletely coordinate atopological manifold weshall ingeneral
need several overlapping patches, astheexample ofasphere shows. We
arethen prompted toexamine the relations between thedifferent
coordinates assigned topoints intheregion ofoverlap.
Returning tothegeneral case ofann-dimensional topological man-
ifold Mwerecall that bydefinition each point ofMhasaneighbour-
hood U,homeomorphic toanopen setofIR”. Ifwelabel one such
homeomorphism cp,:U,—><p,(U,) then thepair (U,, <p,)iscalled a
coordinate chart forU,(with thechart domain U,). The image <p,(p)
forpeU,assigns tothepoint pthenreal coordinates ((p,1,(p), (pf;(p),
..., <pZ(p)). For each chart labelled byathereal-valued function
(p{,:U,->IR,(j=1,...,n)iscalled thejthcoordinate function andis
projected from tp,bythej-projection map trl
H1113" —~—>IR,<Pt(P) *—>Fl0<Pt(P) E<P’.}(P) (4-3-1)
forallpeU,.When wework inaprescribed chart weoften drop the
chart label ‘a’on andacommon notation forthesetofnnumbers
{<P"(P)} is{X’(P)}-One ofthemost important hurdles toovercome when first working
with general coordinates istoresist theinstinct toinfer anymetric or
distance properties ofthemanifold from theuseofthesymbol xl.
Whereas thecoordinates {xl(p)} ofpareelements of1B”,regarded asa
Euclidean vector space, themetric onIR”need notdefine anymetric or
distance function onthemanifold. Forexample, x‘andx2could bethe
‘usual’ polar coordinates 6,tpforaneighbourhood ofthetwo-sphere.
Although theEuclidean metric isused on(6(p), <p(p)) todifferentiate
functions onthesphere thisisnotnecessarily related toanymetric on
thesphere, certainly nottothestandard metric.
Acollection ofcharts (U,, (p,)a=1,2,...becomes anatlas forMeM
DIFFERENTIABLE MANIFOLDS 131
provided theunion ofalltheU,isMitself. Two charts (U,, (pa)and
(Ub, 99,)such that U,HU,abQ1give risetoahomeomorphism between
neighbourhoods of1B”. IfU,F)U,EU,, then we define (see
figure 4.2)
hab E(Pb0(Pt? :(pa(Uab) W‘) (pb(Uab)'
an*9, j ‘pt:
. KP(Ul
he-:==\°t=-O\PE.—1 i bb
waiuablav.~”"'_._ '1 *'—r ¢_ W I . i r._. I_ _.
Figure 4.2Thechart maps forU,OU,CM.
Then (p,(p) =h,,,<>q0,(p) expresses thencoordinates (p§,(p) ofpin
the‘b’chart interms ofncontinuous functions hf,ofthecoordinates
q9{,.(p)ofpinthe‘a’chart, thatisacoordinate transformation expresses
thecoordinates ofpinone chart interms ofthecoordinates ofthe
same point inanother overlapping chart. Ifasisoften done wewrite
X‘E<;0,(p) andy’E<p§,(p) then xi=hf,,(y1, yz,...,y”)i=1,...,n.
Similarly h,j,1isahomeomorphism from <p,(U,,,) to<p,(U,,) andgives
theinverse mapping between thecoordinates. The maps [h,,] between
alloverlapping members oftheatlas arecalled thechart transform-
ations. Ifallthese maps aredifferentiable theatlas issaid tobe
differentiable. Itisthisnew property that turns atopological manifold
into adifferentiable one. Since h,, isthe identity map and
lib,0h,,=h,,then /1,5,1=11,,andsotheinverse chart transformations
aredifferentiable; hence they arediffeomorphisms onIR”. New charts
(U, cp)can beadded totheatlas [(U,, <p,)] provided <p<>q0,‘ and
Q0,O<p'1aredifferentiable foralla,inwhich case (U,rp)iscompatible
with theatlas. Ifevery member ofone atlas iscompatible with every
member ofanother atlas then the two atlases are compatible. A
differentiable structure onatopological manifold isspecified bygiving a
differentiable atlas from theclass ofallcompatible differentiable atlases
forM.Ifatopological manifold canbeprovided with twodifferentiable
atlases that areincompatible then thetopological manifold issaid to
admit two different differentiable structures. An n-dimensional C°°
SE1
132 MANIFOLDS DIFFERENTIABLE MANIFOLDS 133
manifold (orsmooth manifold) isdefined asann-dimensional topologic- Simply afunction onM.Iffisdefined onanopen setWofM
almanifold together with aC°°differentiable structure. f:W—> IR,then inalocal chart (U,(p)itdefines afunction
Asanexample ofhow thetopological space 1B(the realline) canbe
assigned different C°°structures consider theatlas with single chart f<Pllp(U lelW)_" B (4-34)
(IR,rp)with (p:IR+—>IR,x—>x.Consider another atlas for1Rwith chart bytherulefQ,=f0Q9-1, thatis ,.
(lB,[-3)where ,8:IB +—>IR,x—> x3.Then (cp<>j6*l)(x) =xl’3which isnot . __
differentiable atx=0.Hence (IR,(p)and(IR,B)arenotcompatible and *n f(p) _(fa°(PXP).: -r
each atlas defines adifferent C°°structure onthesame underlying a =f(p(q;1(p), (f(p), ___,(pr=(p)) Vpepj/_
topological manifold. Inwhat follows weshall always assume that our i
manifolds have been given aparticular differentiable structure. ’ Wedefine 90*bytherule¢. 1
Ifthemanifold admits acovering bycharts such that each h,,is1 (¢*f(p) =fq,Qq9_ (4_3_5)1- ‘i:' §
orientation preserving (that isthedeterminant oftheJacobian ofthe t,
map (hab)* iseverywhere ofthesame sign foralla,b)then the - Writing f:f¢>° (P:(p*f¢>i themap falsSale tobePulled back from
manifold issaid toadmit anorientation. Every oriented differential rp(U W)toUFlW.‘ _ o.This notion generalises toanydiffeomorphism 1/1between themani-manifold admits twoorientations corresponding tothetwosigns ofthe
Jacobian determinant. The ribbon with one twist (Mobius band) isan folds MandN‘Forf 2N_)lewedefine
_ A=¢¢mmm¢=A~u--"mm-\OOIexample ofatwo-dimensional differential manifold that isnon- ; q,*f; M__>13 Pi_;.(1j,*f)(p) =f(q,(p)) (4_3_6)
orientable. Ifitisregarded asbeing asubset ofEuclidean three- .
dimensional space onenotices that itisnotpossible toassign unambi- 1 andSaythatthereahlalued function fonNhasbeen pulled baek tothe
guously asmooth field ofever)/Where normal unit vectors tosuch a if mahlalued function lllefonM(See figure 4'3)" ltlellews immediatelySurface_ thatunder acomposition ofdiffeomorphisms:
Having used thedifferentiability offunctions onIR”toestablish the A (fpO¢)*=1j)*0q;*_ (4.3.7)
notion ofasmooth manifold wecannow similarly define differentiable I
maps between smooth manifolds. Amap ffrom asmooth manifold M1 41
toasmooth manifold M2issaid tobedifferentiable atpeM1if,for M'i"""' '"N
some charts (U1, cpl)forM1and(U2, Q92)forM2, themap (pgofotpfl
isdifferentiable at(p1(p). Since achange ofchart isadifferentiableI
operation thedifferentiability offdoes notdepend onthechart used to
represent it.Ahomeomorphism between smooth manifolds isadiffeo- ell f
morphism ifboth itanditsinverse aredifferentiable. Amap fsuch thatji
P2:f(Pi) P2EM2>Pi€Mi HQ
mayberepresented inlocal coordinates bywriting Figure 43Thepun_back map
(P2(P2) =(P2°f(Pi) =(P2°f° €9i_1°‘i91(Pi) Zfzi°€01(P1)
Where Suppose fisasmooth map from amanifold Mtoamanifold N.If
fzlE(paOf, gait d1l'fl(fi(T,M))‘= rthen fissaid tohave rank ratpeM.The tangent
" map f,.,,issaid tobeinjective atpifr=dimM (dimM sdimN),If
IfWeWrite xl(P2) E(Pi(P2) ="'i((P2(P2)) l:1»---,Fl,f0fTheC00fdiI1- F=dimN then f*pissaidtobesurjective. The mapping fforwhich fip
alesofP2111(U2» (P2)and}’l(Pi) =(Pli(P1) =7Tl((P1(Pi)) J=1»--.,m, isinjective forallpeMIScalled animmersion andMisanimmersed
f0fI116C001'diI1flll@S OfP1in(U1,(Pi), then submanifold ofN.When theimmersion fisinjective itisreferred toas
,- ,- ,, i; 'bdd' d ' ' '
x(P2):f2l(y 1(p1)’y2(p1)’''"y(P1))' (433) I Zpleclilfilecti otlilegrwzige byldsulglmezleifglllllbifigéflifiiil filfgariliagdfiiiilbeeliieldlsullirlfilzzs
Ifwetake M2tobe1Bandwrite M1=Mthen fisusually called ifold. Inthiscase coordinate systems forNexist around f(p) endowing
134 MANIFOLDS
f(M) with asmooth manifold structure.
Asanexample consider themap f:S‘——>1B2where theimage point
traverses thefigure 0once without stopping. Then fisaninjective
immersion since both fand f,.are injective, and f(S‘) isaone-
dimensional imbedded submanifold of1B2. Ifthe map uniformly
traverses theimage setmore than once itbecomes animmersion, with f
nolonger injective. Similarly iftheimage f(Sl)isthefigure 8traversed
uniformly once themap isanimmersion, since although again ftis
injective fisnot. The map fr[—1, 1]—>]B, xi->x3, isneither an
immersion noranimbedding since although fisinjective themap f...
failstobeinjective atx=0.
4.4Parametrised Curves
Having defined real-valued functions onamanifold wenow examine the
generalisation ofthedirectional derivative. Wecannot simply apply the
definition (4.2.1) since there isnovector space structure toenable
points onamanifold tobeadded. Bysuitably defining curves ona
manifold wecandefine differentiation offunctions inthedirection ofa
curve. Just asdifferentiation ofmaps between manifolds isdefined by
using thechart maps thederivative ofafunction along acurve willbe
defined byusing aparametrisation ofthecurve; thederivative being
defined forarealfunction ofarealvariable.
Aparametrised carve Conamanifold Misamap from anopen
interval IC1BtoM.Ifpisanypoint ontheimage ofCand(U,cp)isa
chart fortheneighbourhood ofpthen Cmay bespecified inthis
neighbourhood bynreal-valued functions
1rlip[C(t)] EgalQC(t) teI. (4.4.1)
Thus denoting (pl<>CbyClwewrite inalocal chart therepresentation
ofC
f(p)=C"(t). (4.42)
Different parametrised curves canhave thesame image onM.Ifh
maps theopen interval JCIBinto IC1Bthen C’:J+——>Missaid tobe
areparametrisation ofC:I—>MifC’=C0h(seefigure 4.4). Where-
asreparametrised curves have thesame image, ifwethink ofthe
parameter asatime, achange ofparameter affects therate atwhich
thatimage evolves.PARAMETRISED CURVES 135
CM
I
J:4 -..*—X/v
Figure 4.4Different parametrised curves with thesame image.
Iffisasmooth function defined intheneighbourhood ofPO=C(t0),
'hC '' - 3/:1;ined:?ggth atto,then thederivative offalong Catpg,Vgu(f)is
Vfiiri=§(reCm). (4.43)
(The reason foradopting thenotation Vf,U(f)willbeclear later.) Since
foCisamap from ItoIB,smooth atto,thederivative in(4.4.3) needs
I10further explanation. If(U, ip)isachart foraneighbourhood of
P0=C(t0) then thechart map cpcanbeused toexpress V,‘,,.,(f)interms
ofthedirectional derivative offq,=f0qr1_ Wemay write foCasthe
composition ofmaps from 1to1B”and1B”to1B:
f°C=(f°<P")<>(qv<>C).
Thechain ruleofdifferentiation then gives
;,‘1,<r@oat)=(art/@x*><<io@>> (it). (44.4)
If“I/"isthevector ‘inIR”with components dC"(t0)/dt then (4.4.4)
expresses thederivative offalong Casthedirectional derivative off,,
Eiancvee thishrelation golds forallfunctions fwehave acorrespondence
tomien (ecurve ,with image containing P0,andthetangent vector
.,q9(p0), V). Acurve C,with C1(/lo) =p0will be(jallgd
equivalent toCatp0ifV,e,§(f)=Vf,U(f)forallfunctions f.Thus, for
some choice ofchart map, equivalent curves atp0correspond tothe
Same tangent vector inT,,L,,,,)IlFi”. Bytaking allcurves passing through p0
Weobtain aone-to-one correspondence between equivalence classes of
Curves andvectors inT,(,,)lF1" (seefigure 4.5).
136 MANIFOLDS
llIR
I
f
I
*0 wtfLpof ‘P
Figure 4.5This diagram illustrates therelation between real func
tions onMandcurves.
4.5Tangent Vectors
Inview oftheprevious section wecould define atangent vector tothe
manifold Matthepoint p0tobeanequivalence class ofcurves passing
through p0.Such aclass ofcurves defines adirection atthepoint p0
andenables functions tobedifferentiated. Further, foranychart map
wecanputthisclass ofcurves intocorrespondence with atangent vector
inIR”,thishaving been previously defined. Itismost convenient (and
usual) toadopt anequivalent definition oftangent vectors, modelled on
theabstraction ofdifferentiating along acurve. Atangent vector atp0
will bedefined tobeacertain mapping from real-valued functions,
defined intheneighbourhood ofp0.Such amapping isgiven byany
curve passing through p0,namely themapping tothederivative ofthe
function along thecurve. Forthisreason weused thenotation V,e,(f)to
denote thederivative offalong Catp0:with thedefinition that we
shall give I/inwillbeidentified with atangent vector, thetangent tothe
curve CatP0,whose action onfisgiven by(4.4.3). Similarly the
definition ofthetangent vector toIR”,based ontheintuitive idea ofa
directed linesegment, isequivalent tothemore abstract definition of
being aderivation into IBonfunctions. Given thetangent vector
(p,V)eTpllei” wemay take thedirectional derivative ofthefunction f
along Vatp.Inthefollowing thereader should check that the
properties werequire ofatangent vector aresatisfied bythederivative
ofafunction along acurve. Later inthischapter weshall show, asis
intuitively clear, thatevery tangent vector hasacurve tangent toit.‘ .i.
IR” £TANGENT VECTORS 137
The notion ofatangent vector atapoint ponamanifold isalocal
one. Therefore itisconvenient toclassify together allmaps inthe
neighbourhood ofsome point with similar properties. Sowetake theset
ofdifferentiable maps defined onsome neighbourhood ofpeMandsay
thattwomaps inthissetareequivalent iftheir restrictions toacommon
neighbourhood agree. Maps satisfying thisproperty belong toanequiva-
lence class which isdenoted [fMp] andiscalled a(differentiable) germ of
amap from Mto atp.The collection ofallsuch equivalence classes
iscalled thecollection ofgerms ofC°°maps atp.Clearly elements in
[fM]yield thesame image forp.P
Forexample consider thegerms ofC°°maps C:IR-+ Nat;_These
‘path’ germs yield theimages ofcurves inNthat allpass through C(t)
with thesame velocity. Such curves were called equivalent inthe
previous section, andweexpect thegeneral notion ofatangent vector
toberelated toagerm [CR]rather than toberelated toaparticular
curve inthisclass.
IffIM-—>Nand g:N—>Pareany representatives ofthegerms
IfM,,I and I8iv,] Then thecomposition [gN]0[fM] isthegerm obtained
bycomposing representatives :namely glof.Similarly wedefine the
pull-back ofgerms interms ofanyrepresentitives
[fl*[el =[fie]=Is°fl- (4.5.1)
Itisconvenient nottodistinguish notationally between [f]* andf*since
noconfusion need arise inpractise.
Wedenote by%(M) thesetofreal-valued smooth functions onthe
manifold M.The elements of@(M) form aring with (f+g)(p)
f=f(i?) +g(p) and(fg)(p) =f(p)g(,n). Byidentifying theconstantunctions with thereal numbers thering @(M) may beregarded asa
rial vector space, and hence analgebra. Aderivation into IRon
IJ"(M)p] ISEllinear map XI[@(M),] ->IBthatobeys theLeibnitz rule
X(fif2) =X(fi)f2(I-'7) +fi(P)X(f2)- (4-5.2)
Since linear combinations ofderivations arederivations they form a
vector space. over IRatp.Ifwesetfl=f2=1,theidentity map, then
(4.5.2) implies X(1) =0and hence, bylinearity, Xannihilates any
element of The vector space ofderivations oftheabove germs at
pEMisdefined asthetangent space T,,M ofthesmooth manifold atp.
d_We introduced earlier the pull-back map flassociated with the
llfeemmphlsm M-> N,P =f(p). The tangent map atp
associated with fisdenoted f.,.,,andisdefined interms off*by
fip:T,,M ——> T,N Xi—->f,pX =Xf'=_ (4_5_3)
Thus (see figure 4.6) f*,,X isaderivation onelements ge[%(N)f(p)]
obtained bypulling back gwith fl‘andthen acting with X,thatis
138 MANIFOLDS
(f*,.X)(8) =X(f*(8)) =X(3°f)- (4-5-4)
From thispoint onweshall alsoapply thedefinition ofatangent vector
being aderivation into IBonfunctions, totangent vectors tolB“‘. We
must therefore show theequivalence with theprevious definition ofa
tangent vector being anordered pairofelements from lB"‘. LetXE(p,
V)eT,lB"‘. Ifhisareal-valued function onlB""then wedefine Xto
map htoIRbytaking thedirectional derivative, thatis
X(/1)=Dvh(P)-
With thisrule thetangent vector Xisaderivation onfunctions inthe
neighbourhood ofp.Italso ensures theconsistency ofthedefinition of
thetangent map given in(4.5.3) with theearlier definition (4.2.3), as
willbeexplicitly demonstrated inamoment.
IR
90>‘ 9
f_,_p
\\ / XETMP IRf,,,,XET,N
M f N
Figure 4.6Thetangent mapf,.,,:T,,M ->T,N.
Wenow construct alocal basis forT,_.,M interms ofalocal chart germ
atp,[cpp] :M—> IB”,that assigns thepoint peMtotheorigin inIB".
As usual letx°", v=1,...,ndenote the coordinate maps
<p":UM->IR.Then qp*isamap from function germs inIR”tofunction
germs inMand(pi,maps tangent vectors from T,,M toTOIB". Ofall
thederivations onreal-valued functions onIR”wedenote byX,,eTOIB",
thepartial derivative:
Xt=I@(1B”)nI —"->13 [fl%>I(5f/9X"’)(0)l- (4-5-5)
Suppose a"X,, =0forsome nrealnumbers a",then since (X,,(x*“))(0)
=at,acting onx“gives at“=0.Thus theX,,arelinearly independent
andthentangent vectors {X,,}form alocal basis forthen-dimensional
vector space TOIB .
We may express any tangent vector XeT,,M interms ofii
'|u\I'i'nh¢';Il;A6§:"me-w..TANGENT VECTORS 139
tp,,Xe TOIB”. Iffe @(M) then bywriting f=q9*f,, wehave
X(f)=X(<P*fn) =(<P*pX)fn- (4-5-6)
Inanatural basis associated with thechart (UM,Q9)
cp,,X=Za"(8/E9x"’), (4.51)v=1
where itistobeunderstood thatthederivative actsatx"=0,thisgives
X(f) =[(£1a"(8/8x"))f,, (x’(p), ...,x”(p)). (4.5.8)
Often forcomputations, real-valued maps fonMarespecified locally
interms oftheir local representatives f,=f0tp'lonIB"andthedetails
ofthechart tparesuppressed. However itmay beimportant when
dealing with global properties ofmanifolds toremember thedistinction
between fandf,,since forageneral manifold itisnotpossible tofind
anatlas consisting ofasingle chart. Just asthecharts areoften
suppressed when discussing real-valued maps, inasimilar way the
representative ipof<><p'lofamap between manifolds isoften written
with thegharts ipandtpomitted. Inthefollowing weshall denote such a
map byf.Wemay specify anyXeT,,M bygiving q0*,,X, asin(4.5.7).
Itiscommon nottodistinguish cp*,X from X,identifying (8/ex V)with a
tangent vector toM.Having pointed out the distinction weshall
nevertheless employ thisabuse ofnotation inthefollowing sections.
Consider theexpression forthe tangent map f.,.,, where fisa
representative ofagerm atpfrom some n-dimensional manifold Mto
some m-dimensional manifold N.Suppose (xl, ...,x")arelocal chart
functions that assign topeMtheorigin ofIB"and (yl, ...,y”‘) are
local chart functions that assign tof(p) eNtheorigin ofIR”. Thus f
may bespecified interms ofthemreal-valued functions (fl, ...,1”")
andwerepresent itbythemap
t:v<n")--+i=r~.
(X1, ...,x")i—-—> (yl=fl(xl, ...,x”), ...,ym=f”'(xl, ...,x”)).
Werecall that {X.,} ={(8/8x ")}isabasis forTOIB” inthischart. Ifgis
anyelement of[@(lB”’)0] then
(f*n(@/@X”))8 =(3/@X")(f*3) =(9/@X")(e °ll
=;(38/9)/”)(9)(@f“/@X”)(0)
ormore simply
f,.0(8/Bx”) =i(8f”(0)/8x")(8/By“). (4.5.9)
140 MANIFOLDS
The action offinonanarbitrary vector inTOIB“ now follows directly
since froislinear:
f*0(a"’(E3/8x")) =a"'f,.0(8/8x”) =a"’(8f“/8x")(0)(8/Syi“). (45.10)
The Jacobian matrix gives arepresentation ofthelinear map between
T,,M andTm,)N. ‘_
Equation (4.5.10) expresses the chain rule ofdifferentiation and
establishes theequivalence ofdefinitions (4.2.3) and (4.5.3) forthe
tangent map onTPIB”. IfAeTOIB” isregarded asanordered pair,
A=(0,a)with a=Efizlale, inthenatural basis forIFi"~then Ais
equivalent tothederivation a"(8/8x "')|0. The effect off*Qonthis
derivation isgiven in(4.5.10). The derivation ontheright-hand side of
(4.5.10) isequivalent totheordered pair (f(0), a"(8f”/8x")(0)e;,) where
{(2,} isthenatural basis forIBT‘. From (4.2.6) werecognise thisas(f(0),
D,f(0)), which istheform off*0A given in(4.2.3).
Figure 4.7summarises therelationship between ipandfandthemaps
thatthey induce. Letusnext observe thatif1/1:U1(lB") —>U2(IB”)
xi"i>x'it =1j,#(x1, ,__,x") (4.5.11)
wemay infer from theabove that
ip*0(E:9/E-Bx”) =(at/Ir/axr)(0)(a/aw). (4.512)
Thetangent vector XatpeUM, thatwasrepresented inthechart (UM,
go)bycp..,,X =a"(8/59x"), will have adifferent representation inthe
chart (UM, ip0(p),since
(1))0q;),pX =1/1,,0(p,,,X =tp*0(a"(E9/6x”))
=a"’(&)ipf’/8x”)(0)(8/8x’P) (from (4.5.12))
Ea'»"(8/<'Jx"°)
where a’f’=(61/1*’/£9x'“)(O)a‘“.
- iii
T,p{pjIRn filflpl /fig V W
1,0,, Ulmpi
7-M faip THPIN
P at - -
(pip) (qJof1tpl=(fotp)lp)
IR-lri T 7 if 7WeWOT74? IWe ejeiee"
% fl
P i f(p)
M TIWe zeeefinwweif N
Figure 4.7Relations between tpandfandthemaps they induce.TANGENT VECTORS 141
This representation ofthesame tangent vector XeTPM atpina
different chart should bedistinguished from the tangent vector
f,,,X eTf(,)M. The latter isinduced from adifferentiable germ
f:M—> Matp:theformer from achange ofcoordinates inthe
neighbourhood ofpeM.The relation between thenatural (orchart-
induced) components {a'P} ofXinthebasis {(6/8x'P)} atptothe
natural components {av} ofXinthebasis {(8/E9x")} ofadifferent chart
about p,may berecognised asaGl(n, IR)basis-induced transformation.
(Recall coordinate transformations areinvertible.) Historically thiswas
one ofthecharacterisations ofa‘contravariant’ vector. Itprescribed
how thecomponents ofavector were toberelated toachange of
coordinates.
Intheprevious section wemotivated thedefinition ofatangent vector
byconsidering differentiation along acurve. Having now defined
tangent vectors wecanreturn anddefine thetangent vector toacurve.
IfC:I—>Misasmooth curve with C(t0) =p0then thetangent vector
toCatp0is
Vs,EC.,,,(8/St) (4.5.13)
soforfe%(M)
V5.(f)=<o..<@/@t>><r> =(8/@t)(f° oat).Thus thetangent vector toCatP0maps functions totheir derivative
along thecurve atp0,aswas anticipated bythechoice ofnotation in
(4.4.3)
(c..),,(a/at) =((E3Cl/8t))(t0)(8/E9x)l GT,,,M. (4.5.14)
Asanillustration consider C:(0,1) —>IB2given by
Cl(t) =asin bt
C2(t) =acosbt a,beIB.
If{(8/Sxl), (8/8x2)} isanatural basis forTmlli-I2 then
c..,,(a/at) =(act/ai)(i,)(a/av‘).
From theabove wehave
(<3/8t)Cl(t0) ECl(t0) =abcosbto=bC2(t0)
(SC2/&9t)(t0) EC2(t0) =—-absinbi,=—bC1(t0).
4.6Vector Fields
Sofartangent vectors have been associated with points onthemanifold.
Bysmoothly assigning atangent vector toeach point wedefine avector
142 IVIANIFOLDS
field. Thus avector field maps functions tofunctions. Infactthisisa
convenient starting point forthedefinition ofavector field, itbeing a
consequence thatavector field assigns atangent vector toeach point.
Avector field Xonamanifold Misaderivation onthealgebra of
smooth functions
X:@(M) ——:- @(M)
X(1f+tie)=/lX(f) +i4X(s) 4,ve1B;f.seWM)
X(fs) =X(f)e +fX(s)- (4-6-1)
(Intheprevious section weused capital letters todenote tangent
vectors; inthefollowing capital letters will beused forvector fields.
Tangent vectors willhenceforth belabelled bythepoint with which they
areassociated.) Whereas tangent vectors arederivations into IR,vector
fields arederivations that map thealgebra ofsmooth functions into
itself. Avector field Xiscalled smooth if,forevery smooth fe@(M),
X(f)issmooth. The setofsmooth vector fields onMwillbedenoted
Tl(M). Given anXeTl(M) wemay define avector X,eT,M, forany
peM,by
(Xf)(p) ZX,f. (4.6.2)
Itisclear from thederivation properties ofXandX,,that thisdoes
indeed define atangent vector. Since vector fields map functions to
functions wemay define aproduct inanobvious way. For X,
YeTl(M)
XY: @(M) ——> @(M)
fIi) X(Y(f)). (4.6.3)
This composed mapping willnot, however, beavector field. Itwillnot
satisfy theLeibnitz property (4.6.1) required ofaderivation. Infact
(XY)(fs) =(XY)(f)e +f(XY)(s) +X(f)Y(s) +Y(f)X(s)-
From thisitisclear that wecanobtain anew vector field from the
commutator oftwovector fields
[X,Y]=XY-YX. (4-6-4)
Being thecommutator ofanassociative product thisbracket operation
onvector fields isantisymmetric andsatisfies theJacobi identity
[{x,Y],2]+[[Y,z],X]+[[2,x],Y]=0. (46.5)
Smooth vector fields form amodule (see Appendix A)over @(M), and
hence avector space over IBidentified with theconstant functions. The
commutator then turns thevector fields into an(infinite-dimensional)
Liealgebra. Thecommutator isalsocalled theLiebracket.4 i
ifVECTOR FIELDS 143
Iff:M—>N isasmooth map between manifolds then, forany
peM, thetangent map ft,sends T,,M toTfL,)N. IfXand Yare
smooth vector fields onMandNrespectively, with X,,andY,given by
(4.6.2), such that
then Xand Yaresaid tobef-related. Wewill often simply write
Y=f.,.X. This notation does notimply thatanysmooth map f:M—>N
enables asmooth vector field onMtobemapped tooneonN.Iffis
not one toone, with f(p) =f(q) say, then foranarbitrary X,
f,_.,,X Ef,.,X. Iffisnotonto then smooth vector fields onNthat are
f-related toXeTl(M) candiffer outside theimage off.Animportant
example isthat ofasmooth curve C:I—>M.Different smooth vector
fields onMcanbetangent toallthepoints ontheimage ofC.Forthe
special case inwhich fisadiffeomorphism forevery XeTl(M) there is
aunique YeTl(N) such that
Aswenoted intheprevious section itiscommon nottodistinguish
XPeT,M from itscoordinate representation (p..,,X. Thus if(U,cp)isa
chart fortheneighbourhood ofp,with coordinate functions {xl}, one
identifies {(8/8x")],} with abasis forT,M. IfXeTl(M) then inthe
neighbourhood ofpwecan express XasX=X"(El/Sxl), where
Xle@(M) arenotdistinguished from their representations inthischart.
The elements (8/ex’) form abasis forTl(U), the9?-module ofsmooth
vector fields onU.They form thenatural local basis orlocal coordinate
basis. Since thering ofsmooth functions isnotadivision ring there is
noreason why the@-module Tl(M) should have abasis, andingeneral
itwillnothave. This isbecause forageneral manifold there areno
vector fields that donot vanish somewhere. (The two-sphere, for
example, issuch amanifold.)
4.7TheTangent Bundle
One way offormalising theway avector field onann-dimensional
manifold Massigns atangent vector toeach point istoconstruct anew
Zn-dimensional manifold TM bycollecting together allthetangent
spaces T,,M from allpoints ofM:
TM=UT,M. (4.7.1)P
Anelement ofTMisatangent vector XP,labelled bythepoint pand
144 MANIFOLDS
itscomponents insome basis forT,,M. Moreover theconstruction of
TM must satisfy certain smoothness criteria with respect tothese
assignments. Ifatangent vector X,,eT,,M isrepresentedin alocal chart
((1,,W)withcoordinate mapstx’).by<i4,X,, =We/E14’ thenWedefine (f(p), yf(p)) eIRE”asthecoordinates ofapoint inTM. That is,
thechart (UM, cpM) forMinduces achart (U-,-M, cpTM) forTMby
(e0TM)(Xp) E(f(p), f(p))
where (pM(p) Exl(p)e,- and((pM')=l<pXp I)’i(P)(a/ax’) i(‘PMI(PI’ lei} belllg
thenatural basis forIR”.Aswehave remarked earlier atangent vector
toIR”isequivalent toanelement ofIP12”: thederivative inthedirection
Vatpbeing equivalent to(p,V).Thus (p7~M assigns toX,,theelement
ofIP12”equivalent to(tpM),,X, eT,,(,)IFi”.. _ . .
Since Misadifferentiable manifold itispossible togive a.topoIogy
anddifferentiable manifold structure toTM. If(UTM,rpTM) isalocal
chart forTM, induced by(UM, goM),then themap specifying achange
ofcoordinates inTM: (cpTM), 0(tp}M), :IBZ”—>I32”, 13glvefl 111terms of
themap specifying achange ofcoordinates onM
(<vn)2O(<t>n‘)t11B”—>IR” f(p)E-—>x’l(P)-
Thetangent map is
(((pM)2 °(<PU))t*t<nnttp> IT(§0.n)t(P)lRn _’T<tn>2<p>1B”THE TANGENT BUNDLE 145
From itsconstruction UTMisdiffeomorphic toUMXIR”, butglobally
TMneed notbeaproduct manifold. Aproduct manifold M><Nis
formed from ordered pairs ofelements from themanifolds MandN.If
{(U,. <p,)} and{(V,, ip,)} areatlases forMandNrespectively then an
atlas forM><Nisdefined bythecollection ofcharts
(pa Xlpb ZUa XVb We lBdimM+dimN (pt l‘__> ((pa(p)>
Such acollection ofmaps satisfies thecriteria forbeing anatlas. The
local product structure ofTM allows the definition ofanatural
projection map
II:TM———->M,X, I——>p (4.7.3)
which identifies thepoint onMtowhich thetangent vector inTMis
attached. Itisconvenient topicture UTM,with itslocal product structure
exposed, asaspace over UM(see figure 4.9). Allthetangent vectors at
paredrawn asthespace T,,M associated bytheprojection IItoapoint
pofM.The local coordinate representative ofHisusually given the
same name, II:I82”—>IR”,(xl,yl)I—>xl.(The inverse image setT,,M is
sometimes denoted lT'l(p) and UTM denoted HCl(U M)although this
notation should notbeconfused with thenotion ofaninverse mapl).
r,/*4
U
k k tt k t5 ii TM IRZD y/<5)/ax t-_->y((61: /ax))a/ax
(where weareusing summation convention) sothat
((q),.,,), O((p},i,,)1)(xlt y")(q) =(f(p), y"(P)(@X"/@x")(P))- (47-2)
These maps define (seefigure 4.8)adiffeomorphism (cpTM),2 of‘Pm
p,X) -4 -44> --4 1
*-—--2-..-It-4.-in5-<
((PrM)i((UrM)i O(UTMI2) UM [PM ‘Rn
onto
((pTM)2((UTM)'l Q(UTA/1)2)~
at’€lermli llpriili
llp7Ml12
Figure 4.8---—-—o-i-— Z>—— -—-0---P X
Figure 4.9Thelocal product structure ofthetangent bundle.
Theexistence ofaprojection map makes TMinto afibred space, the
elements related topbyHbeing thefibre over p.The manifold TM
together with IIiscalled thetangent bundle ofM.Wehave here an
example ofafibre bundle. Although inallfibre bundles thefibre spaces
arefused together bygiving thebundle thestructure ofaproduct
manifold locally, bundles with different global topologies canbecon-
structed by relating fibres in overlapping neighbourhoods
(UTM), F)(UTM); indifferent ways. This islikethedifference between a
cylindrical ribbon with atwist andonewithout atwist. Inboth cases the
twist can beeliminated from any neighbourhood butisanessential
characteristic distinguishing oneribbon from theother.
146 MANIFOLDS
Asmooth section ofTMisaC°°map
0":M_>TM (4.7.4)
such that H00 =(id)M. Thus o(p)e T,M forallpeM. Itmay be
represented inlocal charts (UTM,Q9rM),(UM= (PM) by
5(x) =(xi,yiE()'l(x)) (4.'/.5)
where the{ol} arereal functions onUM» (see figure 4.10). Thus o
smoothly assigns atangent vector toeach point peM.Wemay identify
asmooth section owith asmooth vector field Xby
(Xf)(P) =0(P)f Vfe@(M)- (4-7-6)
Inthisway every smooth vector field onMisequivalent toasmooth
section ofTM. IfFTM isthespace ofsmooth sections ofTMwewill
henceforth usetheabove toidentify Tl(M) with FTM.
Ur/4
\ltJ.Xl rpm (x.y)
___________ __ll_________ #_ /
4
U
‘CI
L
UM kppf IR!)
p X
Figure 4.10 Alocal section anditsrepresentation.
4.8Differential 1-Forms
The smooth vector fields onMform amodule over thecommutative
ringofsmooth functions, andhence inherit avector space structure over
IRidentified with theconstant functions. Weshall frequently need to
distinguish maps that arelinear with respect tothemodule structure
from those that are only linear with respect tothis vector space
structure. Thus werefer tomaps asbeing @(M)-linear (ormore simply
@-linear) orIR-linear. A1-form field (or1-form onM)isanelement of
themodule dual toTl(M); thatis,an@-valued 9-linear map onvector
fields. A1-form issmooth ifitmaps smooth vectors tosmoothDIFFERENTIAL 1-FORMS 147
functions. Asmooth 1-form onMwill also becalled adifferential
1-form. The space ofsmooth 1-forms onMisdenoted T,(M). If
XeTl(M) assigns X,,e TPM tothepoint pthen forweT1(M) we
define co,by
:wp(Xp)- (4-8-1)
Clearly 0),,isalinear map from T,,M toIB,that is,anelement ofthe
dual space T",‘,M. Elements ofT“;,M arecalled co-vectors or1-forms
atp.Thus wsmoothly assigns anelement ofT’j,M toevery point pof
M.Inanalogy totheconstruction ofTMwemay collect together allthe
cotangent spaces andform anewspace
T*M=L5JT°‘;,M (48.2)
Like TMthespace T*M inherits amanifold structure from that ofM,
with anatural projection from T*M toM.With this structure T*M
becomes thecotangent bundle. Wemay identify asmooth 1-form onM
with asmooth section ofT*M. SoifFT*M isthespace ofsmooth
sections wehave anatural equivalence between elements ofFT*M and
T,(M).
Forevery fe§(M) wemay associate anelement dfeT1(M) bythe
rule
X(f) =(df)(X) VXe Tl(M). (4.8.3)
That is,dfeFT*M assigns (df), eT’f.,M tothepoint pwith
X,.<t)=<4r),,<X..>- (48.4)Theelement (df), which maps T,,M toIBisrelated tof,,,which maps
T,,M toTf(,,)lB :infact they are naturally isomorphic. Ifgisa
real-valued function onIB,AI-——>g(/I), then from (4.5.4)
= Of)-
Bythechain rule
dsXi.-(8 °f)=Xp(f)?1_Z(f(p))'
Thus f,t,X,, eTf(,)lB isequivalent totheordered pair
(f(p),-‘Q-f) =(f(p)1(df)p(Xp))‘
Theexistence andlinearity offt,ensures that (4.8.3) really does define
a1-form. Despite thisnatural isomorphism weshall distinguish themaps
(df), andf.,,,. _
Ifx’isoneofthecoordinate functions and(8/Bx’) isavector from
thenatural local basis then (4.8.3) gives
dxl(8/Sxi) =(Sxl/Eixl) = (4.8.5)
148 MANIFOLDS
Thus {dx’} isalocal basis forT1(M) naturally dual tothebasis
{(69/E9xl)}. Insome coordinate neighbourhood, foranyfe@(M), dfcan
beexpanded inalocal basis df= df(E9/8x")dx",. giving theclassical
expression
df=(Sf/8x")dx" (4.8.6)
from (4.8.3). Itisworth emphasising that inthisexpression thedxlare
not‘infinitesimal increments ofthecoordinates’ butlinear mappings on
thetangent vectors. Byevaluating thisexpression onavector tangent to
some curve weobtain thederivative offalong thecurve: inthisway df
encodes theway inwhich thevalue offchanges asthepoint inM
begins tomove. The components ofa1-form with respect tothenatural
basis {dxl}, associated with thechart (UM, (,0),areused tocoordinate
thebundle T*M. Ifa/6Tl(M) with a=oz”dx”, a/He@(M), then ais
associated with thesmooth section p
p:M——-—> T*M
represented inalocal chart by
X”(P) *—>(X”(P)» %(P))-
Iff:M—>Nisasmooth map then wehave already defined the
pull-back map f*that takes asmooth function gonNtoasmooth
function f*gonM,fkgIgOf.Thus f*gisevaluated atpbyusing fto
send pfrom MtoNwhere itisevaluated with g.Inthesame spirit we
candefine thepull-back ofa1-form coonNtoa1-form f*w onM.If
Xp6TPM wedefine
(f"‘w),,X,, =wfl,,)(f,.,,Xp). (4.8.7)
Weneed tocheck that forasmooth assignment ofXptoTPM anda
smooth wonNthisrule assigns (f*w)p smoothly toT”:,M. This canbe
seen from thelocal coordinate expression for(4.8.7). Firstly wenote
thatforg6@(M)
(f*(8w))pXp =(gw)f(P)(.f*pXp)
=(8Of)(p)wf(Pl(f*pXp) =(f*8)(P)(f*w)pXp
thus
f*(8w) =(f*8)(f*w)- (4-8-8)
If{xl} i=1,...,mand{yf}j=1,...,rtarelocal coordinates forM
and Nsuch that the coordinate representation offisgiven by
yl=f7(x‘), then ifX=X’(8/fix’)
f*pXp =X’(P)(@f’l/@X’)(1>)(@/@yl)lap)DIFFERENTIAL 1-FoRMs 149
andfordxlE'I"’}U,)N
dxj(f*pXp) =Xi(P)(5f"/5X’l)(P) =(9f’l/5X")(P) dX‘(Xp)-
Itfollows from (4.8.8) thatifw=50,-dxl
flu) =((0,Of)(8fl/Bx‘) dxi (4.8.9)
andthesmoothness offand thecomponent functions wjensure that
f“cuissmooth.
IfweT";,M then wecanuseanychart fortheneighbourhood ofpto
represent co,using thenatural local basis. Given twodifferent charts we
cancompare therepresentations ofcobyusing thepull-back ofthemap
that relates thecharts. Suppose (UM, cp)isachart fortheneighbour-
hood ofpwith q0(UM) =U1.Given adiffeomorphism 1/1:U1(IR”)->
U2(lB") wehave anewchart (UM, tp0rp).If1/1isspecified by
1//IU1(1B") _—>U203”)
x”l———>x’*‘ =1/)(x1, ...,x")
then wehave theinverse map
1//"IUz(1B”)——> U105”)
x'”I——> x”=1/1“1”(x", ...,x’”).
in§4.5 weshowed that ifXeTpM isrepresented inthe(UM, (p)chart
Y
(p*pX : 1,)l(p(p)
then therepresentative in(UM, 1/10cp)is
(111°<P)*pX =X"(@1/1*“/9X")(<P(P))(9/5X'”)ln,.».@)@)-
When representing a1-form wehave toremember that thepull-back
map acts intheopposite direction tothemap itself. Since chart maps
areinvertible weT’j,M isrepresented in(UM, qra)by<;0;§,§“w, with
‘19¥<i=»T“’ =‘Wdxvlw->
say. Inthe chart (UM, 1/1Orp) the representation of0)is
(1/10q0)(',,,1;)(,,) co,where
(‘P°‘P)<1i$><p)w =1/’<1l$><p)‘l’@?tl»’i 6°=w(;'1:;)(P)wvdxv
=wv(51P_1v/3x!’u)((W °(P)(P)) dx'”|(¢.¢>)(p)
‘ULdx'”|(w@<v)(p)
from (4.8.9). Thus whereas thecomponents ofthetangent vector Xare
transformed with theJacobian matrix representing tp,thecomponents of
the1-form totransform with theinverse matrix since
150 MANIFOLDS
(E91/1“/Eix “‘)(E3q1_1“'/Eix’ ")=<5-Z.
That is,thecomponents oftotransform contragradiently tothose ofX.
The behaviour ofthechange inthecomponents oftoinduced by
changing thecoordinate basis isthehistorical characterisation ofa
covariant vector (seefigure 4.11).
UM
r>>1ll||>U1 \P \l1o\P U2
\ ->gg‘.77 q, ‘F
= i L131:w(_-6 D
V bx’V
Figure 4.11 Different representations ofacovariant vector field onUM.
4.9Tensor Fields
InChapter 1weintroduced thetensor algebra associated with an
arbitrary vector space. Wemay now apply thistotheparticular case
when that vector space isthecotangent space atany point ofa
manifold. Thus elements ofTf,(T’§,M) arecalled tensor fields atpof
covariantdegree randcontravariant degree s.
Itispurely forconvenience that wehave selected thecotangent space
rather than thetangent space, thenotation ofChapter 1having been
chosen such thattaking thearbitrary vector space VtobeT’;,M gives the
conventional labelling formixed tensors. Itisforthisreason thatitwas
convenient inChapter 1tothink ofelements ofVasacting onV*rather
than theother wayaround. Clearly wehave T§(T“§,M) =T§(T,,M).
Whereas thecotangent space atanypoint isarealvector space theset
of1-form fields forms an@-module. Inthesame wayasweconstructed
thetensor product ofvector spaces wemay construct thetensor product
ofthe@-module of1-form fields with itself and thedual module ofTENSOR FIELDS 151
5mOOth vector fields. Elements ofthetensor product module, Tf,(M),
arecalled tensor fields ofcovariant degree randcontravariant degree s.
Weidentify T3(M) with @(M). Thus anelement ofTf,(M) smoothly
assigns anelement ofT§(T’f,M) toeach point pinM.Asforthecase of
vector and1-form fields thisway ofregarding tensor fields isformalised
interms ofafibre bundle, thebundle ofmixed tensors TfM. Thus
TQM =UpTi(T°';,M), with acoordinate system induced from thatofM.
Thenatural projection ofthebundle maps each tensor field tothepoint
inMatwhich itisattached. Smooth sections canbedefined inan
obvious way, allowing theidentification ofthesetofsmooth tensor
fields Ti(M) with thespace ofsmooth sections l"T;‘.M.
If(U,(,0)isachart forsome neighbourhood ofM,with chart maps
{x‘}, then {(8/<'Jx")} and {dxf} arebases forT1(U) and T1(U) respec-
tively. Thus locally anytensor field TeT§(M) canbewritten as
T=Tili} ‘J.rit.l2- --lidxli ® dxiz
®...Q)arr®(E23/Z-Bxll) ®(a/axh) ®...®(8/Eixli). (4.9.1)
This isjust aformula from §1.5 rewritten with dx"1 replacing elland
(8/Eixll) replacing XI-1.The summation convention isemployed. The
indices arestaggered inanticipation oftheintroduction ofametric
tensor field when weshall usetheraising and lowering conventions
introduced inChapter 1.Whereas onecanalways usealocal coordinate
basis inwhich toexpand tensor fields such abasis isnotalways themost
convenient. Inparticular, when wehave ametric tensor itisoften useful
toemploy asuitably adapted basis.
'The submodule ofTi(M) formed byalltotally antisymmetric covar-
ianttensor fields forms theexterior algebra ofdifferential forms, A(M),
under theexterior product of(1.2.2). Weshall identify A0(M) with
WM). Thus asmooth differential form isassociated with asmooth
section oftheexterior bundle AM =UpA(T*:,M), Whereas anglemgnt
oftheexterior algebra ofanarbitrary vector space iscalled anexterior
gorm, theterm differential form isreserved foranelement ofthe
JP-module /\(M). If[3eF/\,M, section ofthebundle ofexterior r-forms
Wemay usealocal coordinate basis towrite
fi= Zli,,,,,,___,,,(dx"i),\(dx"2)A...,\(dxi“*) (49.2)#1$~tJ2$- --Hr
equivalently
1
E Z kjflfllflg. . A A '‘°A
Where thesummation convention isused. These formulae aretrans-
cribed from §1.2with thesubstitution ofdx*“*fore”*‘.
152 MANIFOLDS
Given asmooth map fbetween two manifolds theinduced maps on
thetangent andcotangent spaces can, tosome extent, beextended to
tensor fields. Iff:M->Nthen weextend themap f.,.,,toanIR-linear
map oncontravariant tensors atp
f*pITS(T°;M)i> TS(T’}(p)N)
X1®X2®...®X,
i——>f*pX1®f.i,,X2 ®...®f.,.,,X, X,-G TPM. (4.9.3)
Asforthecase ofvector fields wecannot ingeneral usethismap to
obtain asmooth tensor field onNfrom oneonM.Wehave, ofcourse,
theobvious generalisation tof-related contravariant tensor fields. The
smooth map fdoes, however, give rise toamap f*which enables
smooth 1-form fields onNtobepulled back tosmooth 1-forms onM.
This pull-back map may beextended toanB-linear map onsmooth
covariant tensors onN
FI W
w‘®w2®...®w’>—>
Fm‘ ®f*w2 ®...®fire" rule T1(N). (4.9.4)
Forsuch adefinition tomake sense itisimportant thatwehave (4.8.8),
thatis
f”“(ew) =(f*e)(f"‘w) sE@(N), weT1(N)-
ForfieT,(N) and{Xi} eTPM i=1,...,rwehave
(f*fi)p(X1¢ X2: ''-1Xr) 2fif(p)(f*pX1>f*pX2> '''>f*pXr)'
Ingeneral thesmooth map f:M—>Ndoes notinduce amap on
smooth contravariant tensor fields onM;noronmixed tensor fields, the
maps f.,.,,andf”‘:,,acting inopposite directions. Forthespecial case ofa
diffeomorphism, however, there isaninduced map onsmooth vector
fields aswas noted in§4.6, and theproblem ofthemaps acting in
different directions isreadily overcome since diffeomorphisms arein-
vertible. Ifrp:M—>Nisadiffeomorphism then wedefine (pby
$1Ti(M) —>Ti(N)
q’5(w1®a)2®...®co"®X1®...®X,)
=<,‘0‘1*cu1® tp“‘*w2 ®...®cp“1*w’ ®<p.,.X1®... ®<p*X,
ofeT1(M), X,eT1(M). (4.9.5)
Again werequire (4.8.8) forconsistency. Equivalently. ii
,.
2
-=I
M-:_.
Pl‘-
,..
fr»,-
.-;_.
--}-
‘iTENSOR FIELDS 153
gator®a,2®...®(,,»®X,®...®Xi~)(Yi,Y2.....
Y,,a/‘,...,a*‘)
:o)1@w2®...®o)’®X1®___
@Xi<<i*1*Yt<i~1tYt. H-t<P**Y,.<P*a/1. ...,Q9*6l’s). (49.6)Example 4.2
Forthesmooth map
‘l"lB2“"lB2 P'““"<P(P)
W»1’)'*“’(<P1(P)> <P2(P)) =(acost+bsint, boost -asin,-)
with taconstant, theinverse isgiven by
‘P'11B2 Hr152 Pr-—><r‘1(p)
la’bl"T ((‘/’h1)1(P)» ((P_1)2(P)) =(acost —bsin t,bcost +asin t).
Foravector field Y,<;’5Y=.q9,,Y_ Taking Y=x2(@/ax) _|_xy(a/8),), with
xandythestandard coordinates on1B2,gives
<P*pYp =x2(P){(3<P1/5X)(P)(5/5X)lW) +(a<p2/ax)(p)(a/ay)|,,(,,}
+x(P)J/(P){(3(P1/3y)(P)(3/5x)|W) +(a<p2/ay)(p)(a/ay)|,M,,}
(‘P*Y)¢>o> =
(xzcost +xysint)(p)(E9/E9x)[,,,(,,) +(xycost —xzsin t)(p)(8/8y)[q,(p)
Wemayuse <p‘1toexpress thecoordinates ofpinterms ofthose of
fP(p), giving _
((l9*Y)¢(p) =@2905‘ “X)’SinT)(<P(P))(3/3x)l¢»(p) 3
So 2]
<P*Y =(xzcost —xysint)(8/ox) +(xycost -yzsin t)(E9/8y). .9
Weconsider now a1-form cr=x2dx+xydy
((l5a’)w(t>) =(<P_1*a’)¢@) =Q9_1*a/1, 1
='”2(1’)l<a(‘P_1)I/a")(‘P(P))dxlup) +(5(<P_1)1/3y)(<P(P))dyl<p(p)}+(x)’)(P)i(5(§9%1)2/ax)((P(P))d-Ylwt) +(3(q9*1)2/8y)(<p(p))dy|,,,(p)}
={)t2(p) cost +(xy)(p) sint}dxlq,(p)
+{(xy)(p)<>0Sr —r2(p)Sinr}dy|.,M,,
==(xicost "X)’Si"l)(<P(P))dx|¢»(p) +(xycost —yzsin t)(<p(p))dy|,,,(p)+(xyCOS‘ *Yzsln l)(‘P(P))(3/3y)l¢@)- ll
154 MANIFOLDS
asintheprevious example, so
(pct=(xzcost —xysint)dx +(xycost —yzsin t)dy.
Wehave
(4%/)(<’t7’Y)(P)
=(xzcost —xysint)2(p) +(xycost —y2sint)2(p)
={(xcost ——ysin t)4+(xcost —ysin t)2(y cost +xsin t)2}(p)
=(X4+X2)’2)(<P"1(P)) =(¢Y(Y))(<P_1(P))
=(¢Y(Y) °<P"'1)(P)
so
(<i5¢Y)(<i5Y) =<'t3(<1<(Y))-
4.10 Exterior Derivatives
In§4.8 weassociated with every fe97*(M) anelement dfEPT*M. Thus
wehave anoperator mapping functions to1-forms. Wemay extend this
operator toanIR-linear map onPAM:
d:PAPM :> PAPHM (4.10.1)
with theproperties:
df(X) =Xf XePAM, fe‘¥M (4.10.2a)
d(a/Afi) =da,(fl +(-—1)Pa./,(dB a/ePA,,M, fiePAM (4.10.2b)
ddEd2=0. (4.10.2c)
The operator discalled theexterior derivative. Itsexistence and
uniqueness aremost easily demonstrated using alocal chart and the
properties oftheexterior algebra. Inanycoordinate neighbourhood of
Manelement ofPAM canbeexpressed inalocal natural basis. Since d
isIR-linear itissufficient toconsider itseffect onanelement oftheform
cu=gdx‘1,(...,(dx‘* ge@(M).
From properties (4.10.2b) and(4.10.2c)
dw=dg/(dx"* ,\...,(dx‘A*
with dggiven byproperty (4.10.2a). Sofortheassumed form oftowe
have theunique form fordw.Thedefining properties ofdenable do)toii
3:3.‘
I.";j%s€
IF?-.'-F4.'
2%EXTERIOR DERIVATIVES 155
beevaluated onasetofvector fields, foranywePAM, WeC()1'15idgf
firsta1-form, itbeing sufficient toassume
w=gdx x,ge@(M)
thus
d“’(X1=X2)= (d8/\dI)(X1,X2)
=i{d8(X1)dx(X2) _'dg(X2)dx(X1)}
from thedefinition oftheexterior product. From property (4.10.2a)
1dw<X1»X2)=X1(g)dim)-mg)dx(X1)
=X1(edX(X2)) *gX1(dx(X2)) -X2(gdx(X1)) +gX2(dx(X1))
:X1(w(X2)) TX2(w(X1)) +8'lX2, X110‘)-
Using thisproperty once again inthelastterm gives
2dw(X1i X2)=Xi(¢°(X2))"' X2(¢°(X1)) ""0J([/Y1, X2]).
Itfollows thatforanyavePAIM
(dw)(X, Y)=(1/2){X(a/(Y)) -Y(a/(X)) -a([X,Y])}.(4.103)
Similarly ifaePAZM
(d<r)(X> Y,Z)=(1/3){X(w(Y, Z))+Y(a/(Z, X))+Z(a(X, Y))
6<r(lX,Y],Z)~a’([Y=Z],X)-a/([2.X],Y)}
VX, Y,ZePTM. (4_1()_4)
Forthegeneral caseofaePA,M
1’ _ A
<d<r><X@» X1»---.X.)=;;—,~ (“1)lX;(¢1’(X0, ....X,-,....X»)
1 . A A+ r+10<j;}r(<(__1)]+ka/([Xj‘7 Xk]7 X0! '''9Xja **'9Xk? '''9Xr)
VXUJ X1: '''aXrErTM
where X,-means omit thisterm from theargument list.
Animportant property ofdisthat itcommutes with thepull-back
map ff:PAN —>PAM induced from adiffeomorphism f:M->N_First
observe thatifge@(M), XePTM, then
(f*ds)(X) =ds(f*X) =(f*X)(g) (by4.10.2a)
=X(f*s)
__ =d(j°“g)(X) (using property (4.10.2a) again)
giving
f*ds=d(f*e) (410.6)
156 MANIFOLDS
Now consider
d{f*(gdx*'* /\dxlz/\~--/\dxikll
=d{f*(8dxi‘) /\f*(dx"2) /\---/\f*(dxl")}
=difklgdxnl /\dlfkxlzl /\---/\dlfkxlulll from above
=d(f*(sdr‘*)) /\d<r*i~>/\-../\d(f*r‘*) as<12=0
=d((f*s)(f“dX“)) /\f*(dX"2 /\---/\dxl‘)
=d(f*s)xf*dx‘1/\f*(dX"/\- ~~/\did)
=rdgmdxi/\r*(dx'>iv-»/\dc)
=r*d<gdi~ /\we/\-..,\dwi-
Itfollows since dandffareIB-linear maps that
fwdZdf>I< (4.107)
onarbitrary elements ofPAM.asd(f"dx’) =dd(f*Xi) :0
4.11 One-Parameter Diffeomorphisms andIntegral Curves
.. . - - ' nedwith situationsInmany situations intheoretical physics one1:illgglgggld, This technical
that canbedescribed Inwnfns offlowtli Ozim lestcase tovisualise, the
term isborrowed from What lsperhaps th6rfage The motion ofafluidlaminar flow ofafluid around asmoo sillofE-Iflow Ifeach element
around avortex 1Sanother familiar fpxanip Followed in-time ittraces out
- '' aowi _ofthemediupi 6Xp€£:3I1(i1II;%]E;lCfOr aSmooth flow one canestabhsh a
theimage oacur . . h
' 1lvector field. T6correspondence between local fluid flow_and auoca H_ _n
notion ofaflow intime isnaturally associated with abilectlve m3PP1 g=. - 'tonamanifold MI0theflow taking anelglibourhood (Pgoftanpgllqfiqime ForSomg fixed
aneighbourhood U(p)insome fixe ine -
interval twedescribe such anevolution by
(pt:U(p)—>U(P')- (4.11.1)
— 'frI,where
1,,CBisanopen interval about '0.TO 65¢
arbitrary time interval wedefine cpinterms Of‘Pibl’
(P,WC(1XM)_>.M,(1.p)e—><P(1>P)=WP) (4-11-2)
- - h‘ f som6
Where’ for each IEI’(prlsa106? dlfi-":iOml(llp)lSCmM Ifhldie isanU(p) CMtoU(p’) CM.Conversely, 01'6Y PIii-ONE-PARAMETER DIFFEOMORPHISMS AND INTEGRAL CURVES 157
1,,CIsuch that (p,isadiffeomorphism from U(p)toU(p’) for;E{P,
Motivated bytheexample offluid flows, inwhich theconfiguration of
fluid elements atanytime canbeobtained from thesuccessive compo-
sition ofevolution maps, wedemand that
(pg0(p,.l=<p,,,,2 Vtl,:2eIsuchthat:1+:2eI
andthat
Q99(p) =p VpeM. (4.11.3)
Inparticular, tpfl=$1,. Families ofdiffeomorphisms ofthistype are
called local one-parameter diffeomorphisms onM.Aone-parameter
family oflocal diffeomorphisms gives risetoavector field onM.For
every peMthemap (pdefines acurve <p(p)starting atp
___>M
I*——>¢>,(.v)-
Tosaythat thecurve starts atpmeans that g00(p) =p.Using the
definition (4.5.13) wehave atangent vector defined atevery point of
theimage ofthecurve. Bytaking thesetofallsuch curves wedefine a
tangent vector ateach point ofM.Since different curves have image
points incommon itisnecessary tocheck that this rule gives an
unambiguous assignment oftangent vectors. Suppose that <p,n(p) =
<p,;](p’) forsome (to,p)and(t{,,p’), then(4.11.4)
€0i(P') =<P(t-t;,)+t(.(P’) =(Q9:-15° ‘Pi;,)(P') by(4-11-3)
=vi-it(vti(P’)) =(Pi-i.;(<t>i.(P))
=(<29:-it °‘Pt(,)(P) =(Pt-t@+i,(P)
by(4.11.3) again. Thus ifthecurves <p(p’) andtp(p) have image points
iiicommon then g0(p') isareparametrisation of<p(p). Theparametrisa-
tions merely differ bythe addition ofaconstant and so<p(')
Pit =‘P(P)*(i_,,;+,,), and thetangent vectors agree where theimage points
co' 'd ' ' inci e.Hence theone-parameter family oflocal diffeomorphisms
defines atangent vector ateach point ofM;thesmoothness ofcp,
ensures that theassignment oftangent vectors issmooth andwehave a
smooth vector field. Fortheexample ofafluid flow thisvector field is
everywhere tangential totheflow lines.
Inthe above weshowed how aone-parameter family oflocald. . . ._iffeomorphisms defined asetofcurves, enabling avector field tobe
introduced that was everywhere tangential tothese curves. We now
show how theargument canbereversed. IfXisavector field onM
then acurve C:I—>M,ti—>p(t), iscalled anintegral curve ofXifX
lsC-related to(8/St). That is,ifCisspecified byC:tl——>)C’“ =)v“(t),
158 MANiEOLDs
giving C...(8/St) =/'l“(t)(E9/E9x”)|M,), and inlocal coordinates X=f*"(8/
8x”), then Cisanintegral curve ofXif
/l*“(t)=f~(i1(i), ...,/l"(t)) (4.11.5)
forju=1,...,n.Itfollows from thetheory ofordinary differential
equations that solutions to(4.11.5) always exist, being uniquely deter-
mined bytheinitial conditions x”(p)=)l“(0). The smoothness oftheft‘
ensures that such solutions arenotonly smooth functions oft,fortin
some interval ICIB,butarealso smooth functions oftheinitial point
x”(p), forpinsome neighbourhood UC M.Thus ifC:I—>Mand
C’:I’—->Mareintegral curves ofXstarting atpwemust have I’CI
say, with Cequal toC’ontherestriction toI’.Bytaking thelargest
such interval wehave auniquely determined maximal integral curve of
Xstarting atp.
Example 4.3
Suppose X=x(E9/8y) —y(8/8x) ePTIBZ. Let C:I—>IB2, ti—>
(A1(t),l2(t)) beanintegral curve ofXthat starts atthepoint (a,
b)GIB2. Solving Ill=-12, Z2=/llsubject tothis condition gives:
h1(t) =acost bsin t,)l.2(t) =bcost +asin t.Here we may take
I=1B,themaximal integral curve mapping thewhole reallineinto the
circle, thecurve being periodic with period 211.
Avector field whose maximal integral curves starting atparedefined
onallof1B,forevery peM,iscalled complete. Ingeneral thiswillnot
bethecase, thedomain ofthemaximal integral curves depending on
which point they start at.Introducing asuggestive notation wedenote
by(p(p)themaximal integral curve ofXEPTM starting atp
v(P)11,.»—>M t*> WP)-
IftoE1,,with (p,U(p) =qthen setting
h:Jq———>Ip t|—>t+t0
gives acurve 1p(q) =(p(p)0h.The images ofip(q) and<p(p)coincide,
asdotheir tangent vectors since thereparametrisation merely involves
theaddition ofaconstant. Thus 1p(q) iscertainly anintegral curve ofX,
starting atq.IfIp=(a,b)then Jq=(a—t0, b—to)and since
a<0<bwehave —t0elq, giving 1/)_,0(q) =p.Ifip(q) were not
maximal, with JQCIQ,then reversing theargument would contradict I,,
being themaximal domain ofintegral curves starting atp.Somaximal
integral curves with image points incommon areallrelated byrepara-
metrisations thattranslate thedomain ofdefinition along therealline. It
then follows thatifcp,isdefined by
tp,:pii>q_o,(p) Vpwitht6IpONE-PARAMETER DIFFEOMORPHISMS AND INTEGRAL CURVES 159
then rp,isaninvertible map satisfying (4.11.3). Above each point peM
weerect thefibre 1,,anddenote thespace formed byallthefibres by
W.IfIpCIVpthen WC(I><M),andtpisdefined by
(PIW~—> M,(I.P)meWP)-
Each ip,isaninvertible map onsome domain contained inM.
Furthermore these maps aresmooth, thesolutions tothedifferential
equations foranintegral curve being smooth functions ofthestarting
point. Itfollows that every smooth vector field XonMgenerates a
one-parameter family oflocal diffeomorphisms: each point ofMbeing
mapped along anintegral curve ofX.Inlocal coordinates thetrans-
formation p*1-> <p,(p)isrepresented by
X”(P)im¢>*“(13x1(P), ---=x"(P)) M=1,---,rt
where
<P”(0»x1(P)» ~--tr"(P)) =X*“(1>)
and
(l0”(tl +I21x1(p)v '''>xn(p)) :(plultb (P101: x1(p)v '''9xn(p))7
(l92(t1= x1(p)> ''"vxn(p))i' --a
q0”(t1, x1(p), ...,x"(p))}. (4.11.6)
Wemay usethesmoothness ofthefunctions co”inthevariable tto
obtain alinear approximation ofgo”forsmall t
<t>‘“(t=x‘(1>), ---,X"(P)) =<P”(0»x1(P)» ~~‘1xn(p))
+tcp“(0, x1(p), ...,x”(p)) +...(4.11.7)
where cpl“denotes thederivative with respect tot.Since <p(p) isan
integral curve ofX,starting atp,ifinlocal coordinates X=f”(E9/8x”)
wehave
W0,f(p)» ~~-tx"(p)) =x”(P)
and
<P”(9,X1(P), ---iX"(P)) =f”(P)~ (4-11-8)
Thus fortsufficiently small (4.11.6) may beapproximated by
x”(p) ii> x”(p) +tf*“(p) +.... (4.11.9)
Example 4.4
Ifxcoordinates 1Bthen asmooth vector field onBisX=x2(8/Bx). If
q9(t,p)isthemaximal integral curve starting atpwerequire
160 MANIFOLDS
¢>(t,p)=<t>(t»P)2
v(0.p)=P-
The gglution isq;(r, p)=p/(1 ~tp). Ifp>0wemust have
te(—<><>.p'1). ifp-0.re(—e-it @@)wh11SIfOrr <0»IE(P»°°)~Thedomain W=UPIPistheregion ofIB2bounded byhyperbolae inthe
bottom-left andupper-right quadrants. This isshown infigure 4.12. We
canverify thatindeed (pgO(pm=cp,,+,1.
P/(1—tip) P(l0l3(q9l1p) _ 1__([1 —(pIi+!g(p)-
Wehave shown infigure 4.12 theeffect ofone ofthelocal diffeo-
morphisms cp,.
/ T
%\\
\ti.av:0'0VI’CQWOO
asit¢'¢‘o'¢‘6'o'o‘¢‘¢'¢9o‘~o'¢'§‘§‘0‘
§\0'90‘f4____ _____ ‘l
W
fir/‘ /
Figure 4.12 This diagram illustrates theeffect ofalocal diffeomorphism cp,.£
-i
-Tél. l()NE-PARAMETER DIFFEOMORPHISMS AND INTEGRAL CURVES
Ifwemodify theabove example byrestricting Xtothemanifold M
consisting oftheopen interval (1,O0),then themaximal integral curve
starting atphasdomain I},=(p" -1,p'1). Sointhis case co,is
defined somewhere ifte(—1, 1).The domain W’=Up]; Vp_eM is
shown infigure 4.12.
Kllfllkpj/;(pJ1
' Y
X
X R0,/;lp)
A’ .5‘ l
Y
i \
ix,ri,,
P lfX:1 I
Figure 4.13 The geometrical interpretation ofthecommutator [X,Y]of
thevector fields XandY.
Exercise 4.1
LetXandYbevector fields with cp(p)andtp(p)therespective integral
curves starting atp,andtp,and"mp,theassociated local diffeomorphisms
(see figure 4.13). Fortsufficiently small andpositive aone-parameter
family oflocal diffeomorphisms isgiven byC,=1/1_(/, <><p_.(/, <>1/IV,
<><;0(/,, with C(p) :ti—>C,(p) asmooth curve starting atp.IfC0(p) is
thetangent vector toC(p)atthepoint pshow that C0(p)=[X,Y]P.
Hint: For fe@(M)fo tp,=f+tXf+t2/2X2f +O(t3), where
X2f=X(Xf).
4.12LieDerivatives
In§4.4 wemotivated theconcept ofatangent vector byintroducing
differentiation offunctions along acurve. Having arrived atthedefini-
tion bywhich avector field isaderivation onthealgebra ofsmooth
162 MANIFOLDS
functions weshowed inthat section how theaction ofanyvector field
onafunction isthederivative ofthatfunction along acurve; namely the
integral curve ofthevector field. That is,ifQ7isanintegral curve ofX,
starting atp
<Xf><p>=g(re¢><p>><0> weam/1)
=limI-1{mpom—f(p)}. <4-12-1) r—>0 I
Since Xisasmooth vector field then associated with thecurve (p(p)
starting atp,isthelocal diffeomorphism cp,ontheneighbourhood ofp.
Itisinstructive torewrite theabove interms ofthepull-back (pi
(Xf)(P) =13311-1 {(<P‘§f)(P) -f(P)}- (4-12-2)
This form ofthederivative, Xonf,suggest ageneralisation toa
derivative onanarbitrary tensor field Tel"T§M. Wemay usethemap
r’;5_,, associated with thevector field X,tomap Twp) back tothepoint
pwhere itcanbecompared with Tp.Ifthelimit asttends tozero of
thedifference between thetwo tensors divided bytheparameter t
exists, itiscalled theLiederivative atpofTwith respect toX,denoted
by(§£XT)(p) (seefigure 4.14)
($T)(p) =limF1{((;b T)p—Tp} VpeM. (4.12.3)X r~—>0 ‘ht
Ywt1‘P Xqlflpl
‘Prlpl
X»?.___
LIEDERIVATIVES 163
The definition of<’;5,_, isgiven in(4.9.5). Intheparticular case of
fEWM)
®—rf =(p:i*f =(plif
andwehave
ffxf=Xf VfeWM)» (4.124)
Itfollows from (4.9.5) that SEXisaderivation onthealgebra oftensor
fields
55X(S®T)=EXS®T+s®§£XT (4.125)
inparticular iffe@(M)
§£X(fT) =(Xf)T +f~5£XT- (4.12.6)
From (4.9.6) wemay deduce thatSEXcommutes with contractions:
$X(T((1/1’ ""a/7" X1’ '"t =(CEEXY-l)(a/19 "'1a/ra Xla ..-;Xs)
‘l’kg T(Cl’1, ...,$XCYk, ...,a’,, X1, ...,XS)
:1
+T(a/1,...,a/,,X1,...,sexxk, ...,X,). (4.127)
‘Applying thegeneral definition ofaLiederivative toavector field Y
gives
(§£XY)(p) =1ri_13;%{(<P-,*Y),, -Yp}' (4.12.s)
Foranyfe@(M)
(§£XY)pf: t—1{[((p*’)*(Y<P,(r>))lf '_Ypfl‘
=1393:-1{YW>(¢*_,f> -Yin.
Now from (412.2)
<P’if= f+IXf+ O02)
lLp'l*Yl’° hence
(§£XY) f=1i_51r”1 {Yq,,(p)[;‘ -tXf+o(¢2)] -Ypf}Y0 . P I
=-Yp(Xf) +li1_)r[‘}11:-1{rm}; ~Ypf}
Figure 4.14 This diagram illustrates thevectors used inthedefinition of
theLiederivative ofavector field Ywith respect tothevector field X=—Yp<Xf> +13;;I-1{<Yr><<m>>) ~<Yr>(p>}.
(tangemto Someimegralcm-v¢)_ pp Since Yfe@(M) weseefrom (4.12.1) that thelastterm isXp(Yf),
164 MANIFOLDS
therefore
(§EXY)pf= Xp(Yf) —Yp(Xf)
((§£’XY)f)(P)= (X(Yf) -Y(Xf))(P) VP
or
§gXy= [X,Y] (4.129)
where [X,Y]EXY—YZisthecommutator ofthetwovector fields.
From thisexample wenote that £8”vif§£X where fe@(M). Wesay
that 51?Xisnot @-linear inX.This reflects thefact that the Lie
derivative along acurve depends ontheparametrisation ofthecurve
andnotjustonitsimage. When using acoordinate basis toevaluate §EX
ontensor fields with contravariant components itisuseful tonote from
(4.12.9) that
§E(a/ax‘)(a/axl) :[(3/axi)» (3/axl)l =0-
The properties of.§£Xthat wehave established aresufficient todeter-
mine itcompletely; itbeing theunique type-preserving derivation on
tensor fields that satisfies (4.12.5), (4.12.6), (4.12.7) and (4.12.9). A
consequence ofthese uniqueness properties is
[ggxa ggy]=5/3lX_Y]. (4.12.10)
Thecommutator oftwoderviations thatcommute with contractions is
aderivation that commutes with contractions. Certainly both sides of
(4.12.10) agree when evaluated onafunction, so.weneed only confirm
thatthey agree when evaluated onanarbitrary vector field. This follows
from theJacobi identity (4.6.6). Whereas theestablished properties of
theLiederivative completely specify it,these being used inanypractical
calculation, thedefinition (4.12.3) conveys thegeometrical significance:
§EXT =0ifandonly ifthetensor field Tisinvariant under thelocal
diffeomorphisms generated byX.
Example 4.5
We shall evaluate .S£XY forX,YEFTIB2 given byX=x(8(6y) —
y(8/Bx), Y=x2(6/8x) +x)/(8/By). First weshall apply thedefinition
(4.12.8) directly. Inthefirst example of§4.11 wefound theintegral
curves ofXstarting atp=(a,b).This gives thediffeomorphism Q9,
(Q,b)i---> (p,(a, b)=(acost —bsint, bcost +asint).
Wehave already computed <p_,,.Y, inexample 4.2(the map Q9there
being called <p_,here). So(4.12.8) becomesi
@l.
LIEDERIVATIVES 165
SEXY = F1[(x2cost —xysint —x2)(€-3/8x)
+(xycost -—yzsint —xy)(8/8y)]
=li_r.nr‘1(cost —1)[x2(8/8x) +xy(E~J/8y)]
—ltlllélF1sint[xy(8/8x) +y2(8/8x)]
=—xy(8/8x) —y2(8/8y).
Wenow evaluate §EXY more practically, using thederived properties of
55X
§£XY =X(x2)(8/8x) +x2§£X(E9/Bx) +X(xy)(8/By) +xy§EX(E9/8y)
=X‘[X2)(3/ax) “x2§8(8/6x)X +X(Xy)(3/3}’) *x}’$(a/ay)X
=X(x2)(6/8x) —x2(8/8y) +X(xy)(8/6y) +xy(8/Bx)
since §.£(a,a,,)(6'/6y) =0
=—xy(8/6x) —~y2(E9/8y).
Since theLiederivative isaderivation onthetensor algebra itisalso
aderivation ontheexterior algebra ofdifferential forms. There area
number ofuseful properties oftheLiederivative acting ondifferential
forms. First, since theexterior derivative onforms commutes with cp*
foranysmooth map go,itfollows that
This isavery useful property forcalculations involving Liederivations
ofcovariant tensor fields expressed inanatural coordinate basis. In
Chapter 1wegave thedefinition oftheinterior operator onexterior
forms with respect toavector from the dual space. The interior
operator iXonadifferential form w,with respect toavector field X,is
naturally defined tosatisfy
(1Xw)p =1Xpwp.
Thus thegraded derivation iXis@-linear inX.Since 55Xcommutes with
contractions itfollows that
When acting ondifferential forms theLiederivative canbeexpressed in
terms oftheexterior andinterior derivatives
The equality ofthese expressions ismost readily seen bynoting that
166 MANIFOLDS
both arederivations ontheexterior algebra, commuting with dand
agreeing onfunctions. Foriffe@(M)
((11,.+1,a)f=1,df=df(X)=Xf=i’Xf~
IfaeI“/\,,M andBePAM then
(dix+ixd)(¢1’/\/3) =dlixa’/\/3 +('1)pa’/\iX /3]
+ixlda’/\fi ‘l’(_1)pa’/\ dfil
=diXcv,\;6 +(—1)P“iXa* A<15+(—1)" <14/\ix/3+w/\Clix/3
+iXdaA5+(—1)P*1da/ AiX[J’+(-1)PiX<r /\db’
+a<,\iXdfi
=(dix +ixdia’/\l6 +fl’/\(dix ‘l’ixd)/1
Itisstraightforward toseethat (diX +iXd)commutes with dsince
dz=0.The existence ofalocal coordinate basis forMensures that the
above properties aresufficient toestablish (4.12.13).
Example 4.6
ForXEFTIR2 and a/el"T*lB2 weshall evaluate §£Xa/, first from the
definition then, aswillalways bedone inpractice, from theestablished
properties ofLPX. Wetake X=x(8/8y) —y(8/8x), or=x2dx+xydy.
Aswasnoted intheprevious example wemay useearlier examples to
proceed from thedefinition
Sfxar
=limF1[(x2cost —xysint —x2)dx +(xycost —y2sint —xy)dy]r—>O
=—xy dx—yzdy.
alternatively,
§£Xa =X(x2)dx +x2§EXdx +X(xy) dy+xy.§8Xdy
=X(x2)dx +xid(Xx) +X(xy)dy +xyd(Xy)
=—-2xydx+X2d(—y) +(x2~yl)dy+xyd(x)
=—xy dx—yzdy.
Forthevector field Yoftheprevious example
(§f3X¢Y)(Y) =—x3>’ -W3
a/(§£XY) =—x3y —xy3
whereas
a'(Y) =x4+xzyz.ILIEDERIVATIVES 167
These areindeed related by
=€£X(a(Y)) =(=(£Xa)(Y) +a’(§£XY)-
4.13 Integration OnManifolds
The differential forms derive acertain prominence amongst thetensor
fields onamanifold from thefact that they give risetoatheory of
integration, generalising theRiemann integral in1B’.Werecall thatsuch
integrals may bedefined asthelimit attained byaRiemann sum of
terms, each consisting ofameasure associated with some (usually
cubical) subdivision ofadomain multiplied bythevalue taken bythe
function tobeintegrated atsome point within each cell ofthe
subdivision. We shall assume that the reader isfamiliar with the
methods ofevaluating multiple integrals inIR’bymeans ofiterated
integrals. The classical notation foraRiemann integral suggests a
natural definition fortheintegral ofanr-form on1R’over anoriented
domain. With such adefinition amapping from 1B’toann-dimensional
manifold Menables anr-form onMtobeintegrated: weusethemap
topull itback toIR’where theintegration isdefined. Properly
formulated theabove idea gives thetheory ofintegration ofdifferential
forms over oriented chains.
Let[0,1]’bethesetofpoints pelB’ that satisfy Os0"(p) =5;1,
k=1,...,rinanynatural chart {of} forIR’.Thus [0,1]’istheunit
cube inIB’.Introduce Q’forthenatural ‘volume’ r-form dol,\do'2 A
Ado’ which serves toorient [0,1]’. Anoriented r-cube onan
n-dimensional manifold Misthepair (C’, Q’)where C’isaC°°map
C’:[0,l]’—> M.(Tosaythat C’isC”ontheclosed setmeans that
there isaC°°map <6’between open sets containing thedomain and
image ofC’such that C’isobtained from <6’byrestriction.) Inalocal
chart (U,x)wemay represent themap C’:pe[0,1]’+—>qeMbyits
components, (/11,...,A’)
x‘(q) =)t'(01(p), ...,0"(p)) i=1,...,n. (4.13.1)
Every oriented r-cube gives riseto2roriented (r-1)-cubes called its
oriented (r—1)-faces. Each face isdefined byrestricting themap C’to
points pforwhich o"1(p) =e,where s=0,1.Denoting the(r-—1)-
faces byC[,f,1) :[0,1]"1 ->Mwehave then
CEE§>(0'1(P), ---,<I*"“(P)» v*‘“(P), -~-,(f(p))
=C’(U1(P)= -~-»Ul_1(P)»5»0l+1(P)» ---,v'(P))
j=1,...,r;s=O, 1 (4.13.2)
168 MANIFOLDS
Each (r-1)-face may begiven aunique orientation Qffgn, induced
from theorientation ofC’:
_Z(“1)£+1l(5/aUJ')Qr :1,...,I”;8:0,].Cf“CL~
from which itfollows that thefaces labelled by:5=O,1have opposite
induced orientations. Anoriented 1-cube hastwo oppositely oriented
0-faces (itsend points orvertices) each ofwhich isassigned an
orientation +or—.We may recursively define k-faces ofC’,for
k=r—2,r—3,...,0;these being thek-cubes obtained bysimilarly
restricting the(k+1)-cubes. The 2’0-faces (orvertices) ofC’arethe
0-cubes obtained byrestricting themap C’with allo’(p)equal tozero
orone. Forbfe1Bthefinite sum Ejb,-C]-', that maps some set{C}-', 9]}
oforiented r-cubes into M,iscalled anoriented r-chain (with real
coefficients).
The oriented r-cube (C’, Q’)hasaboundary (r—1)-chain denoted
by8(C’, Q’)which isdefined as
8(C’, Q’)=22(Cfjj), §2f,f,1)). (4.13.4)
i=1 £=0,1
Theboundary operator 8extends naturally toallr-chains:
a(Zb,(c;,§2,’))=Zz>,a(c;, 9;).
Itfollows directly from thedefinition ofC"2 that 88=0since the
(r—2)-faces cancel pairwise.
From anr-form er,defined ontheimage ofC’,wecanusethemap
C’to‘pull back’ orto[0,1]’.The r-form (C’)*a hastherepresentation
/2ClOi‘ ,\d0’1,\. ..,(do’*, he¢f(IB’). The orientation Q’ofC’isnow
used todefine e,=i1by
Qr =5,.dO'il /\dO'l-2/\ .../\dO'i'.
Wedefine theintegral ofC’*a over [0,1]’interms oftheRiemann
integral ofh
] C’*cr =5,] hdo“ ...do".[9~1l’ [0»1]’
This may beevaluated astheiterated integral
1 ii
h(cr1,02,...,0’) do1)do2 ...do’.
Wemay now define theintegral ofanr-form onMover anoriented
r-cube
La=][_],(c*)*a/. (4.13.5)01
This definition isextended toinclude 0-forms bydefining theintegralINTEGRATION ONMANIFOLDS 169
ofa0-form over a0-cube tobethedifference between thevalues ofthe
0-form taken atthetwoendpoints. Ifcp:[0,1]’+—>[0,1]’isasmooth
reparametrisation thatpreserves orientations andC”=C’0gothen
F‘
Ior= ac" .t(c*.e)
Zl1](CrO('9)azlli¢*(Cr*a/) JO, ’ 0,1’
: Cr*a :J. Cr*a
.1q:[0,1]’ [0,1]’
since thelastequality follows from achange ofvariable 0|—>0’=(p(o")
intheiterated integral. Hence
(.4).CF 6.?‘
andwesaythat theoriented r-cubes C’and C"areequivalent. The
integral oftrover ther-chain C=E,-bl,-C] isdefined tobe
[Ca =%b,¢]C;c1/.
The culmination ofthistreatment ofr-form integration over oriented
r-chains istheelegant generalisation ofStokes’s theorem afforded by
thisformalism. Foranysmooth r——1form Bdefined intherange ofthe
r-chain C(r21)wehave
]Can=L65. (413.6)
Thedefinitions aresuch that thisfollows immediately from theresult in
IR’.First weobserve that (4.13.6) willhold foranarbitrary chain ifitis
true forany r-cube; then weuse definition (4.13.5) torelate the
integrals toRiemann integrals. Since C*d =dC* theproof of(4.13.6)
reduces tothat ofStokes’s theorem inIB’.Since theRiemann integral
canbewritten asarepeated integral theproof finally rests onthe
fundamental theorem ofcalculus; theintegral ofareal function isthe
anti-derivative.
Animmediate consequence ofStokes’s theorem isthegeneralisation
oftherule for‘integration byparts’ toexterior products offorms ona
manifold. IfereFA,M, )6el"A,,M then
dfa’/x5) =do’/M3 ""(_1)’ a’/\d5-
Consequently forsome (r+q+1)-chain C
ICd(Of/\fl) =J’CdG.’/\fi "‘l' JCCCY/\Clfi :L661/Afi
byStokes’s theorem. IfSC=0oraA)8=0onSCwehave thesimple
result
170 MANIFOLDS
]Cda'Afi =(—1)’+1]CarAdfi. (4.13.8)
Example 4.7
Weconsider thechain C:
C:[0,1]2——>lB3
(t,0)+—> (sinatcos2110, sinatsin2110, cos1rr).
If(r,6,cp)arethestandard polar coordinates for1B3then thismap
sends (i.',0) tothepoint ontheunitsphere with polar coordinates (1,rrr,
2110). The spherical polar coordinates (6,rp)donotcover thesphere,
there are coordinate singularities at6=0,1rand Q0=0,211(see
figure 4.15). Thus theC°°chain Cisadiffeomorphism from theinterior
ofitsdomain onto itsimage, whilst theboundary ofthecube ismapped
onto thepoints atwhich thecoordinates aresingular. Wewillintegrate
the2-form 00=r3sin6d6Adipover C.Note first that toissmooth on
thewhole ofIP13.This canbeseen bychanging toCartesian coordinates
thatcover allofIB3,giving w=xdyAdz+ydzAdx+2dxAdy.We
have C*d6 =rrdt, C*dq0 =21rd0 giving C*w =2112sin(1rt)drA d0and
11
]2C*w =2112] sin(1rt)dr)d0 =411.[0,1] 00
e=o
0
\P=0
T
Figure 4.15 Thetwo-sphere asatwo-chain.F ..
INTEGRATION oNMANIFOLDS 171
Intheabove example itistempting tosaythat wehave integrated
‘over thesurface oftheunit sphere’, although wecansofarattach no
meaning tothisstatement, ourintegrals offorms being over chains.
However, aclass ofchains (amember ofwhich wasconsidered inthe
example above) can beput into correspondence with subsets ofan
oriented manifold N,such that wecanunambiguously refer tointegra-
tion over thesubset. Anoriented r-cube C’issaid toparametrise a
region Sofanoriented r-dimensional manifold NifC’([0,1]’) =S,C’
isadiffeomorphism ontheinterior ofitsdomain andtheorientation of
thecube iscompatible with thatoftheimage. That is,if{(8/80")} isan
oriented basis forthecube then {C,,.,,(8/80“)} ispositively oriented with
respect totheorientation ofNforallpoints pforwhich C,,,isa
non-singular linear transformation. (These conditions aremet inthe
above example with Nthe2-sphere with orienting 2-form cu.)Wecan
certainly parametrise aregion Swith more than oner-cube, thecrucial
result being that iftoisanr-form onNwhich isparametrised byboth
C’andC’’then fcrw =1Ora). Itistherefore meaningful todefine
l,~»=l,~»where C’parametrises S.Although weshall notprove theabove we
observe that itiscertainly reasonable. Ontheinterior oftheir domains
C’and C" areinvertible, and hence (C’)_1 OC’’isanorientation-
preserving diffeomorphism between theinteriors ofthedomains. We
have already shown that integrals areinvariant under changes ofchain
that arerelated byorientation-preserving diffeomorphisms, and soto
prove theabove result itisnecessary toshow (asonewould expect) that
theboundary does notcontribute totheintegral. (Such anargument
shows thatparametrising cubes canbealittle more general than defined
here.)
Anr-chain C=E,C’, parametrises aregion Siftheimage ofCisS,
each C’,parametrises itsimage andtheimages oftheinteriors ofthe
cubes arenon-intersecting. Again onecanshow thattheintegrals ofany
smooth r-form over anytwoparametrising chains areequal. The proof
that one canparametrise certain regions (for example, compact mani-
folds andcompact manifolds with boundary) isnotsimple andwerefer
theinterested reader totheliterature.
4.14 Metric Tensor Fields
Ametric tensor field gonmanifold Misasection ofasecond-rank
tensor bundle over M.Restricted toapoint p6Mitprovides ametric
172 MANIFOLDS
tensor onthespace T,,M. Ifgisasymmetric positive-definite non-
degenerate metric tensor field themanifold issaid tobeaRiemannian
manifold. Ifgisasymmetric but indefinite non-degenerate metric
tensor field themanifold issaid tobeapseudo-Riemannian or(semi-
Riemannian) one. Forthespecial case ofsignature (p,1)apseudo-
Riemannian manifold iscalled Lorentzian.
Letusdevelop thedescription ofa(pseudo-) Riemannian metric ina
local chart (UM,go,-,4). If{dx”} isalocal basis for1forms forT"§,M we
may write thetensor field gas
g=gmdx” ®dx’ (4.14.1)
where then(n+1)/2real-valued functions g,,,,=g(8/8x”, E9/8x’) satisfy
gm=g,,,,(it,v=1,...,n).Ag-orthonormal basis {Xa} ofT,,M isone
thatsatisfies
g(X,, Xb) =17,),=i1 a,b=1,...,n. (4.14.2)
Anordered basis oflocal vector fields defines alocal frame onMand
anordered basis of1-forms alocal co-frame. The components 17,),ofg
inag-orthonormal co-frame arerealconstants andwemay write
a=nae”®6’
where {e"} EFT*M isag-orthonormal co-frame satisfying
e“(X,,_) =53 Va, b=1,...,n. (4.14.3)
Fields offrames aresometimes called moving frames. Asdescribed in
Appendix Athemetric tensor enables T,,M and T",‘.,M toberelated. If
ereFT*M then EreFTM isdefined by
g(c'i', X)=a/(X) VXE FTM. (4.14.4)
Thecontravariant (pseudo-Riemannian) metric g*isatensor field onM
that when restricted toapoint peMprovides ametric onthevector
space T’j,M, defined by
g*(cr, /3)=g(c'i%, fr’) Va/, fieFT*M. (4.14.5)
Inalocal chart wemay write
g*=g”"’8/8x“ ®E9/Bx’ =17“’bX,, ®X),
where g"»“=gm’E@(M) and
gluvgvp Z
n"’r1a =<5?-
The Gl(n, 1B)elements effrelating natural andg-orthonormal co-frame
fields,‘$22-'x>'+_—.
pg
ii‘METRIC TENsoR FIELDS 173
e“=ejdxt“ (4.146)
arenow functions onM.Some authors refer totheco-frame {ea} asan
n-bein, others reserve theterm n-beins forthen2functions eje§?(M).
Itshould benoticed that, unlike thenatural co-basis, ingeneral de“=#0,
a=1,...,rt.
Ifthe 1-form wiswritten locally asw= wpdx" =wae“ then the
metric dual is(D=co*“8/8x“ =co"X,, where wt‘=g'“’w,, and
(pa=17""w,,. Similarly, if locally X=-F8/8x" =EX“, than
X=.§,,dx” =§,e“ where §,,=g,,,,<’§" andE,=17,,-Eb (see Appendix A).
The index notation isdoing double duty here, theGreek andRoman
alphabets indicating that thecomponents arewith respect toanatural
and orthonormal basis respectively. The symbols wt‘=w(dx“) and
0)“=w(e") obviously represent different functions onM.Thus itis
potentially hazardous when working with components togive itandaa
numerical value. Clearly asafer (but rarely used) procedure would beto
write unambiguously
cu=w(8/8x*“)dx*“ =a)(Xa)e"
X=dx”(X)E9/Eix” =e“(X)X,.
Wediscussed inChapter lhow touseametric onco-vectors to
construct ametric onp-forms. That procedure cannow begeneralised
toconstruct ametric ondifferential forms. IfMisann-dimensional
orientable manifold with afixed atlas, specifying apositive orientation
say,then onemay smoothly assign anorientation toTPM forallpeM.
Equivalently, if(U,,, (pa)and(Ub, 09),)areanyoverlapping charts inthis
atlas, with coordinate functions {xf} are{y'“} respectively, then the
real-valued function fonU,F)U),,defined bydxlAdx2A...dx”=
fdy1Ady2A Ady", iseverywhere positive since fisjust the
Jacobian ofthetransition map between charts. Thus weareassured ofa
non-vanishing n-form onanyorientable differential manifold. Ifsuch a
manifold admits a(pseudo-)Riemannian metric tensor field then a
canonical choice oforienting n-form isz=e1Ae2A...Ae” where
{e"} isag-orthonormal moving co-frame. Wemay now extend the
construction oftheHodge map given earlier toMwith *1= 2.This
enables thedomain oftheHodge map tobegeneralised tosections of
AM.
Ifcp:Ml—>Nisasmooth diffeomorphism between (pseudo)-
Riemannian manifolds MandNsuch thatthemetric tensor fields gMon
MandgNonNarerelated by
an=<e*g~
then tpissaid tobeasmooth isometry. Asaspecial case ifM=N
then goisasmooth isometry ofM.If{<p,-} isasetofsuch maps onM
174 MANIEoLDs
then they form theisometry group ofMunder composition. The setof
vector fields {K,-}that generate these isometries areknown asKilling
vectors. Because thecommutator ofLiederivatives istheLiederivative
with respect toacommutator ofvector fields, intheneighbourhood of
anypoint inMtheKilling vector fields form aLiealgebra under the
commutator; [K,-, K,-]=c,-,-"Kk where {c,-,-"} arethestructure constants
inthis basis. The isometry group defines aKilling symmetry ofthe
(pseudo)-Riemannian structure onM;themetric tensor field satisfying
§£Kg:0
foranyvector field Kinthealgebra ofKilling vectors. Ingeneral a
(pseudo)-Riemannian manifold will admit noisometries, and hence
possess noKilling vectors. Furthermore, there isamaximum number,
%n(n +1),ofKilling fields thatcanexist foranymetric onM.
Example 4.8:Euclidean Manifolds
Thetopological space whose points consist ofthen-tuples in1R”may be
given amanifold structure byadopting anatlas consisting oftheidentity
chart that assigns aunique element of1B”toeach point. Onanyopen
sets U,Vonthismanifold one may adopt ‘local curvilinear coordin-
ates’, q0U: U+—>IR",(pv:V+—>1B"provided cpu<>qof)issmooth and1:1
with anon-zero Jacobian onUOV.This manifold has anatural
Riemannian structure. Inaglobal chart {x’,18”} themetric tensor field
takes theform g=E,-=1, __,,dx’®dx". The manifold 1B”with this
Riemannian structure isamodel forann-dimensional Euclidean man-
ifold. Any n-dimensional Riemannian manifold isometric tothis one
under a(smooth) diffeomorphism provides amodel forthespace of
Euclid. Such manifolds admit §n(n —1)rotational isometries (the integ-
ralcurves oftheKilling vectors lying onan(n—1)-sphere) together
with ntranslational isometries (with theKilling vectors having open
integral curves). Thegroup ofthese isometries isknown asthePoincare
group ofn-dimensional Euclidean space.
Some oftheideas inthischapter areillustrated inAppendix Bwhere
thefamiliar vector calculus ofthree-dimensional Euclidean space is
reformulated.
Bibliography
Abramhams R,Marsden JandRatiu T1983 Tensor Analysis andApplications
(New York: Addison-Wesley)
Bishop RLandGoldberg SI1980 Tensor Analysis onManifolds (New York:
Pitman)
Clarke C1979 Elementary General Relativity (London: Edward Arnold)METRIC TENSOR FIELDS 175
Dodson CTJandPoston T1977 Tensor Geometry (London: Pitman)
Hawking SandEllis G1973 TheLarge Scale Structure ofSpace-Time (Cam-
bridge: Cambridge Unversity Press)
Kobayashi Sand Nomizu K1963 Principles ofDifferential Geometry (New
York: Interscience)
Poor WA1981 Differential Geometric Structures (New York: McGraw-Hill)
Thirring WE1978 ACourse inMathematical Physics: 2.Classical Field Theory
(Heidelberg: Springer)T"-:"----Illilq
Applications inPhysics
5.1Galilean Spacetimes
Since thetime ofAristotle theevolution ofthelanguage forphysics has
toalarge extent been governed bythechoice ofanappropriate event
space. One may formulate theGalilean relativistic description ofphysics
interms ofafour-dimensional fibre bundle inwhich each fibre isa
Euclidean three-space and theprojection isonto aone-dimensional
oriented Euclidean time manifold. Events inthisGalilean bundle are
assigned astandard time point bythis projection and the one-
dimensional Euclidean metric onthebase may beused tomeasure time
differences between such events. Such elapsed times areunambiguous
uptoanarbitrary scaling corresponding toachoice oftime units. Ifthe
time difference iszero theevents areconsidered tobesimultaneous and
itisthen possible touse the standard Euclidean metric onthe
corresponding fibre todefine their spatial separation.
Afamily ofcurves, members ofwhich intersect each fibre only once
such that each point ofevery fibre liesonone and only one curve
foliates thebundle.
Any twonon-simultaneous events that lieonthesame curve canbe
regarded ashaving thesame spatial position with respect tothisfamily.
Each such family defines acoordinate system. The Galilean bundle is
provided with apreferred class offamilies ofcurves; thetrajectories of
freely falling particles moving with uniform Newtonian velocities. They
define theclass ofinertial reference systems. This dynamical structure
endows thebundle with apreferred parallelism. Weshall return toits
mathematical formulation when weencounter theNewtonian connec-
tion. (The bundle may begiven alternative parallelisms, forexample,GALILEAN SPACETIMES 177
onemight single outthose reference frames inwhich particles have a
uniform velocity when falling freely insome Newtonian gravitational
field.)
Inaddition tothemaximal setofsixEuclidean Killing vectors oneach
fibre andthetime translation symmetry, theexistence ofthepreferred
class ofinertial frames endows the Galilean bundle with another
three-parameter symmetry group corresponding tothetransformation
between inertial frames that differ byauniform Newtonian three-
velocity. The complete 10-parameter Galilean group istherelativistic
group forGalilean physics (seefigure 5.1).
—--1%UJ
IR“
_._____.---T21
Hp)ill I-I--I IIC_ —'_. -|—~—__t___._ ~_J-ii
rllpl-—---—--—-——i---0--i----i-..._i
Figure 5.1The Galilean bundle with aEuclidean three-space
assigned anarbitrary time coordinate byprojection.
Theexistence oftheabove structure forGalilean relativistic spacetime
isabasic tenet ofNewtonian dynamics. Physical descriptions prior to
theintroduction ofa‘Lorentzian relativistic’ structure forspacetime
implicitily assume such atime-preferred fibre pattern forthespacetime
manifold.
Two clocks atrestinaGalilean inertial system may assign different
time parameters andeven runatdifferent rates relative toeach other.
However, itisafundamental postulate ofGalilean relativistic physics
that thebehaviour ofallgood clocks isindependent oftheir relative
state ofmotion. (Byagood clock onemeans aclock that isrobust and
whose behaviour inexternal fields offorce caninprinciple becompen-
sated for.) Itisfurther assumed that allgood clocks may inprinciple be
synchronised inaninertial system and used tocalibrate theevolution
rates ofallphysical processes. InNewtonian physics observers may also
beequipped with measuring rods aswell asclocks synchronisable with a
hypothetical universal time. Rigid rods areused toconstruct rigid pieces
178 APPLICATIONS INPHYSICS
ofapparatus such asstandard metres, telescopes, oscilloscopes etcand
theNewtonian description ofphenomena relies fundamentally onsuch a
framework.
However if,asEinstein did, one builds aworld picture based ona
spacetime geometry with aLorentzian-signatured metric structure such
‘commonsense’ operations aslength and time measurement cannot be
taken asprimitive concepts. Thus amore appropriate notion ofaclock
isrequired and one must relinquish measuring processes based on
extended rigid structures since they arestrictly undefined asprimitive
operations. With anynew setofmeasurement definitions associated with
classical observers inarefined spacetime picture wemust expect tobe
able torecover insome approximation thevaluable global Newtonian
spacetime notions. Einsteinian relativity hassharpened thenotion ofa
good clock and made redundant the concept ofapreferred time
projection. Physical clocks that approximate theideal clocks ofa
non-Galilean description measure theelapsed time between events in1B4
asafunction oftheir relative motions, anditisonly forclocks moving
with uniform relative Newtonian velocities, small compared with the
Newtonian velocity oflight, that thenotion ofelapsed time between
events can bedivorced from the relative state ofmotion ofthe
measuring clocks. Such areformulation isoften referred toasa
relativistic description. Inthefollowing wearemotivated towards one
particular relativistic formulation: that inherent inareformulation of
Maxwell’s equations onafour-dimensional manifold possessing a
Lorentzian metric structure andaPoincare’ isometry group.
Weshall follow thehistorical path that ledEinstein tothiselegant
(and physically more accurate) world structure byexamining oneofthe
most successful ofallphysical theories: classical electrodynamics.
5.2. Maxwell’s Equations andMinkowski Spacetime
Physical theories areusually formulated interms ofquantities with
physical dimensions. The assignment ofaphysical dimension toa
quantity often follows from itsoperational definition interms ofsome
measuring process, acoherent choice ofunits often facilitating the
expression ofaphysical law. Our mathematical introduction oftensor
fields isbased upon anunderlying manifold where chart coordinates and
components ofalltensors may beregarded asphysically dimensionless
numbers. However, inorder tocompare such atensor field description
with aphysical theory written interms ofdimensioned quantities one
must effect atransformation. Ifaphysical theory isformulated interms
oftensors over thereal field one may restore allphysical dimensionsMAxwELL’s EQUATIoNs AND MINKOWSKI SPACETIME 179
appropriately asfollows. The dimensionless tensor field equations de-
scribing thetheory areinitially expressed inalocal chart with dimen-
sionless spacetime event coordinate maps, say (t,x1,x2,x3). Chart
transformations arethen performed tosome standard coordinates with
assigned physical dimensions. Ifnecessary, new tensors with physical
dimensions can bedefined byscaling dimensionless ones bysome
constant parameter with appropriate dimensions. The numerical values
chosen forsuch dimensioned parameters establish thechoice ofunits for
thesystem. Ifonewants towork with coordinates having thestandard
dimensions oftime andlength, sayQ,£1,g_c_2,_.v_g_3), onemay introduce
three standard dimensioned units such asc,astandard speed, ha
standard unit ofaction and areference mass mo. The restoration of
physical units follows from thesimple chart transformations
t=(mocz/h);
x"=(moc/h)gt_“ lc=1,2,3. (5.2.l)
Adimensionless tensor field will have components with dimensions
when referred toabasis induced from alocal chart with dimensioned
coordinates.
Itisafundamental property ofmatter that itcanexert along-range
influence onother matter byboth theeffect ofitsmass (thegravitation-
alinteraction) anditselectrical charge (theelectromagnetic interaction).
Thelatter isaproperty thatcomes intwoopposite varieties orpolarities
that areresponsible forthe‘attractive’ and ‘repulsive’ forces ofelec-
trostatic interaction. (No analogous ‘repulsive’ long-range Newtonian
gravitational interaction between matter hasbeen observed.) After the
pioneering efforts ofFaraday andMaxwell theelectromagnetic interac-
tion between matter isdescribed interms ofanintermediary physical
field. This field was originally conceived toconsist ofapair ofvector
fields (E,B)onEuclidean IB3parametrised byauniversal time t.Ifwe
denote bythe(time-dependent) function p:IB3—>IRtheelectrical charge
density inCm73 and byjthe(time-dependent) vector field onIB3
describing thecharge crossing normally aunit area (the current density
inAm'2) then, inMKS dimensioned units, (mass inkilogrammes (kg),
time inseconds, length inmetres (m)) theelectric Eandmagnetic B
vector fields satisfy Maxwell’s equations:
divE =p/so curlE =~83/81
SEdivB =O curlB =uUj+ (5.2.2)(;31‘
Weareassuming thatthesources (p,j)exist inafreespace or‘vacuum’
environment. IfE=_}El,-(E3/81’) eI"TlB3 then by(SE/E91) one means
(SE,/8t)(8/8;’) where, inthechart (£‘,£2,£3) forIB3,theEuclidean
180 APPLICATIONS INPHYSICS
metric tensor field hastherepresentation _g‘_=Z;7’:1d£‘®d£’. The con-
stants £0,in,and cE(eO1.t0)_1’2 ensure that theequations aredimen-
sionally coherent. They areassigned dimensions asfollows
[tn]= I41=[1292i ML3
The functions (E,-, _li,-):lB3—> IR,each depending onthetime para-
meter t,willbecalled theMKSCartesian components oftheelectric and
magnetic field respectively. The Cartesian components oftheelectric
field have dimensions [ML/TQQ], with MKS units ofNC'1, whilst those
ofthemagnetic field have dimensions [M/TQ] with MKS units ofTeslas
(orWbm‘2).
The structure ofthissystem ofcoupled partial differential equations
permits one toconstruct aremarkable synthesis between thefields
(E,B).This may beachieved byreformulating thesystem interms ofa
pair oftensor equations ontheevent manifold lB“endowed with a
particular metric structure. Instead ofassociating theCartesian compo-
nents ofE,Bwith vector fields onIB3,they areused toconstruct a
2-form Eon1B‘.Using alocal chart Q,£1,£2,£3)wedefine
E=Q‘l’(ll/\_1-‘Z (5-2-3)
where
Q=Qidlz /\(12.3+lizdll /\dill+Qsdll /\912
E=EAE+Em?#L@§
Inasimilar way weunify thecomponents ofthecurrent and charge
density toconstruct the3-form Cg:
2=Cruel/\ dL+(P/Cgoldill /\dig/\9&3 (5-2-4)
where
L=iAfiA@?+p@%w£+1fi£A®f
The {j,-} arethecomponents ofthevector current j.The choice of
dimensioned coefficients ensures that cgandZhave thesame dimen-
sions, namely [h/Q]. Note that, foranyform f,dfandfhave thesame
physical dimensions: theexterior derivative does notchange thephysical
dimensions oftheform onwhich itacts.
Themetric tensor field adopted onIB‘isgiven inthischart by
g=—e2d1®d1 +g. (5.2.5)
Hence (cdf, dil‘) isanorthonormal co-frame with respect tothisg.In
terms oftheHodge map j_associated with thisLorentzian-signatured
metric Maxwell’s equations may beexpressed elegantly astheexterior
equationssMAxwELL’s EQUATIONS AND MINKOWSKI SPACETIME 181
di£=2 626
d£=u wan
One further anddesirable simplification canbemade: thesetcanbe
written entirely interms ofdimensionless tensors. First itistrivial to
define dimensionless forms Fandjbyscaling each with anyconvenient
parameters having thedimensions [h/Q]. Wechoose towrite
F:
l=(30/702
where e0istheelementary charge ontheelectron. Ingeneral, equations
involving theHodge map make reference toaspecific metric. The
equations (5.2.6) and(5.2.7), however, remain unchanged ifwereplace
gby2/lgwhere /lisanypositive-definite real-valued function onIR‘.
This follows since Eisa2-form infour dimensions. Itisconvenient for
ustoexploit thisfreedom here torescale gbyanyconstant with the
dimensions of[L]3’~ and useadimensionless metric tensor field g=
L'2g. Weshall denote theHodge map associated with gassimply *and
rewrite theMaxwell equations:
mF=j Baa
dF=o 61%
One isofcourse free touseeither dimensioned ordimensionless
coordinates inextracting component equations from thisset.Wehave
spelt outindetail thestraightforward manner inwhich onecanmake
contact with theconventional MKSdimensioned field andsource compo-
nents. Henceforth weshall work with dimensionless coordinates and
tensors. Itisworth stressing that although wehave built upthese
equations from thetraditional Cartesian-oriented approach theequa-
tions arenow fully tensorial onthefour-dimensional manifold with
metric tensor g.Wehave extricated ourselves from aparticular chart
including aparticular time map. This isamajor achievement andmay
beregarded asthecornerstone development inEinstein’s ‘relativistic’
world view.
Ametric such asgthat hasasignature with oneminus sign iscalled
Lorentzian. Afour-dimensional manifold with Lorentzian metric willbe
called aspacetime. Tangent vectors inaLorentzian spacetime may be
classified into spacelike (positive-norm), timelike (negative-norm) or
null (zero-norm) vectors. The tangent space issaid topossess alight
cone structure conferred onitbysuch ametric. Furthermore, timelike
tangent vectors may beclassified into future-pointing andpast-pointing.
IfX,,isassigned afuture-pointing role then —X,, isdefined tobepast
pointing atp.Ifthisassignment canbemade unambiguously over the
182 APPLICATIONS INPHYSICS
whole manifold then thespacetime issaid tobetime orientable. It
would berather difficult tointerpret physical phenomena onamanifold
thatwasnottime orientable.
The spacetime modelled onIR‘with metric asin(5.2.5) iscalled
Minkowski spacetime. Thus Minkowski spacetime admits achart with
coordinates (t,x1,x2,x3)inwhich themetric tensor field isgiven by
3
g=—dt®dt +2dx’®dx’. (5.2.10)i=1
Weobserve that thevector field (8/St) hasanegative norm whilst
(E9/Bx’) hasapositive norm fori=1,2,3
8/St ,8/St )=-1
‘M ( ) (5.2.11)
g(E9/Bx’, 8/8x’) =1 (nosum).
Minkowski space Mpossesses a10-parameter group ofisometries. In
achart inwhich themetric isgiven by(5.2.10) these isometries are
generated bythefollowing Killing vector fields
To=(E9/3!), Tk=(3/axk) k=1,Z,3
K3=x1(E9/8x2) -x2(&)/8x1)
K2=x3(8/8x1) —x1(B/8x3) (5.2.12)
K1=x2(8/8x3) —x3(<3/8x2)
Bk=[(3/axk) +x"(8/St) k=1,2,3.
The isometry group ofMinkowski space iscalled thePoincare’ group.
Thevectors T,,,it=0,1,2,3,generate translations; theintegral curves
being open lines. The K,-,i=1,2,3generate rotations; theintegral
curves lying onthesurface ofasphere. The Bk,k=1,2,3,generate
boosts, theintegral curves being open, forming hyperbolae.
Exercise 5.1
Verify thatifXisanyofthevector fields in(5.2.12) then
The structure ofMaxwell’s equations motivated theintroduction of
Minkowski space. Infact theform ofMaxwell’s equations arrived at,
(5.2.8) and (5.2.9), isimmediately valid inany Lorentzian spacetime
(one notnecessarily having thelarge number ofisometries present for
Minkowski space). Such ageneralisation istheessence ofEinstein’s
incorporation ofarbitrary gravitational interactions into theunderlying
geometry ofspacetime.OBsERvER CURVES 183
5.3Observer Curves
Theclassical physical interpretation ofthecomponents ofatensor field
onspacetime isassociated with thenotion ofanobserver curve. To
introduce thenotion oflocal observer time into thespacetime manifold
Mweexploit thelightcone structure oftheLorentzian metric. Acurve
Cwhose image passes through pEM issaid tobetimelike atpifits
tangent vector istimelike there. Next consider thephysical interpreta-
tion oftheparametrisation ofC:[0,1]—>M.If(t,xk)arelocal chart
maps for Mwe represent Cparametrically bythe equations
t(p)=C°(r), x"(p) =C"(r) and werestrict ourselves tomonotonic
functions ofrthatmake Cafuture timelike curve:
g(C.,.8.,, C.,.8,) <0. (5.3.1)
Thelength ofCisdefined tobetherealnumber
1
S=]01g(c.a,, c.a,)11‘2Cl'l.'. (5.32)
Under achange ofparametrisation rl—->r'(r) mapping [0,1]—>[0, 1]
with (81%/Sr) >0Vtthen Cid, l—>(8,r’)(C§.E9,») and drl—> (817/8r')d1:',
soweseethat theintegral isinvariant under such areparametrisation.
Aparameter 1:issaidtoprovide aproper-time parametrisation forCif
g(C..a,, c..a,)=-1. (5.3.3)
An ideal observer isdefined tobeaproper-time parametrised
future-pointing timelike curve onspacetime. The observer image is
represented asahistory orworld line onthemanifold. Elapsed time
between events ontheworld line, asmeasured bysuch anobserver
curve, isdetermined bythedifference between theaffine parameter
assigned toeach event. Itisafundamental assumption that there exist
standard clocks that operationally determine such anaffine parametrisa-
tion along their histories. Forsuch curves (5.3.2) implies that thetime
between events linked byanobserver curve isequal tothelength of
world linelinking them; itismeasured byastandard clock accompany-
ingtheideal observer. This time measure isoften called theproper time
measured byC.Itdoes appear that many natural processes (for
example, decaying particles) canbeused asstandard clocks registering
proper time. Once one isconvinced oftheexistence ofmicroscopic
natural clocks forproper time, macroscopic clocks (assemblies ofmicro-
scopic clocks) canthen besynchronised using light signals, oranyother
physical mechanism that supports aformulation interms ofalocally
Lorentzian geometry. Once thisdefinition ofagood clock isadopted it
becomes evident that there isnounique proper time interval between
twoevents that canbejoined byafamily oftimelike observer curves.
184 APPLICATIONS INPHYSICS
Each curve willingeneral measure adifferent time interval since each
curve hasadifferent arclength.
Atimelike vector field Viscalled aworld velocity (orfour-velocity)
vector field ifg(V, V)=—1.Asanexample consider thevector field
3
VEk(8, +Zvldxi) (5.3.4)
1:1
inalocal chart (t,xi)inwhich theMinkowski metric gtakes theform
(5.2.10). The field islabelled byreal constants k,0‘,02,03.Visa
velocity vector if
k2[1_(v1)2 _(U2)2 _(U3)2]-1/2_ (5_3_5)
What observer curve Chasatangent vector that coincides with Vat
each ponitsimage? Forthiswerequire
3
c..a,1, =(at/at)a,], +2(6xl/8r)8,1],, =V1,1':1
that is((8t/81:), (Sxl/é)i:)) Ek(1, vi). These equations fixtheparamet-
risation ofCuptoanadditive constant forr.For Clabelled bythe
triplet v=(01,02,o3)elB3 afamily ofobserver curves through the
origin ofthe (t,xk) chart has the representation t(p) =kt,
xl(p) =kulr orxl(p) =vlt,j=1,2,3.For arbitrary constant vthe
vector field VisaKilling field. Wedefine astationary observer tobea
proper-time parametrised integral curve ofatimelike Killing vector.
Thus thevector field V,with arbitrary constant v,yields athree-
parameter family ofstationary observers inMinkowski space.
Any global Minkowski space chart inwhich themetric takes theform
(5.2.10) isoften referred toasaninertial chart. Thechart maps define a
global co-frame ofexact 1-forms. The vector field Vdefines acongru-
ence ofideal observers, each ideal observer being anintegral curve of
V.One often sees thephrase ‘aninertial frame’ or‘aninertial system’
inthiscontext. Care willbeexercised innotadopting thisphrase too
readily: wehave notassigned aframe ofvectors along anyobserver
curve socannot atthisstage, strictly speaking, make reference toan
observer’s inertial frame. However, theframe {8,,8,1} associated with
theinertial chart isanexample ofaninertial frame along theintegral
curves of8,.We shall return tothegeneral definition ofobserver
frames after wehave introduced theconcept ofvector transport.
The equation oftheworld lineofastationary observer inaninertial
chart suggests that thetriplet vbeidentified with thecomponents ofa
Newtonian velocity three-vector. However, wewould prefer toidentify
such anotion inthecontext ofageneral observer, notnecessarily 3
stationary one. Since wenow contemplate arbitrary observers we
concentrate onT,,M rather than thewhole history ofthearbitraryP-
‘I.
-,1
3;._-.3..,-Z;"
.:"t"l;="='“.=?:*.-A
f5-;>
2“
1
:
.3‘:-1Bl?-
Sn“?-.
-.'-I_:
:‘-‘;" -
3"?.
I:
,-.é1t-1|'‘er-rj-.
tn--‘j/1'41
,--_,_,-=2
.3‘.-3'
:='g;'.I.-I:-''44‘
"rsL..
J
,1‘
>‘&_,:.
-14../{E';é+5.'I-
..-..-21
age-
._.o
“ad.-
Kl
.1'1».._i;¢_'.'.
.3.,,.
-1.1:‘._<\..
?’<"f'
ililii
sz=-
Y;-1‘=I?<-.
.1,,
.,,i\.i.|:s'~'".,...OESERvER CURvEs 135
observer world line. Apoint peM together with afuture-pointing
timelike vector with norm -1willbecalled aninstantaneous observer
atp._
LetCbesuch aninstantaneous observer associated with thegeneral
observer Cand letAbeany timelike future-pointing 1-chain (not
necessarily another observer) with tangent vector Aatp.Wewish to
define the Newtonian velocity ofAobserved byCatp.Since
A,CeT,,M wehave aunique orthogonal decomposition
i=P+aC 63o
where $6113 .and _g(P, C)=O. This latter condition implies
=—g(/1. C)s1nce g(C, C)=-1,hence
A=P—s(1.~C)C'- (5.37)
The Newtonian velocity ofAobserved byCatpisnow defined with
respect tothisorthogonal decomposition asv=P/%, or
v=—P/s(A1. C‘) (5.3.s)
showing thoatov depends onboth AandC.The vector Pisspacelike and
issaidtolieInaninstantaneous three-space ofCatp.This isdefined as
theorthogonal complement ofCinT,,M.
Wenext consider thecase ofanull 1-chain Fobserved byC.The
condition g(1", F)=0inserted intoF=P—g(P, C)C gives, with theaid
Ofs(P.P)=s(l".P).
F=PK?—N) (5.39)
where %E—g(F, C)andNE(g(F, C)/g(P, P))P. %iscalled theenergy
that Cobserves forFatpwhilst Nisthespatial direction observed for
F.Note thatNisspacelike with g(N, N)=1.Itisafundamental result
that there exist propagating solutions toMaxwell’s equations corres-
ponding tothephenomenon ofelectromagnetic waves. Such waves
propagate invacuo without dispersion and have null vector fields
associated with them. Thus null curves may model theflow ofelectro-
magnetic radiation, orphotons.
The images oftimelike future-pointing curves aremodels foreither
massive point particles orthestreamlines ofmass—energy flows. Apoint
particle ofmass mismodelled byafuture-pointing curve pwith
8(l3’»19)=—m2. Then p=P+BCimplies g(P, P)+m2=%2;P=%'\
therefore implies
g(P, P)=%2g(v, v)=%2~m2. (5.3.10)
Hence %andPmay beexpressed interms ofvas
772
%[1-_gmUH”, (5.3.11)
186 APPLICATIONS INPHYSICS
moP [1_g(v, Uni/2. (5.3.12)
Clearly ifmE0,g(v, v)=1—(m/E)’ <1:that is,massive particles
areobserved tohave bounded Newtonian velocities.
If,forexample, C=8,],, andA=1tl(r)E),,1],, +t(r)E),|,, inaninertial
Minkowski chart then g(C, A)=—i and A=P+i(r)E),],, gives
P=.tl(r)E),,1. Hence inthischart v=(Jtl(r)/i(t))E9,1[,, istheNewtonian
velocity ofAobserved byCatp.
Iftheprojection onto theinstantaneous three-space orthogonal toC
atpiseflfected byfhe projection operator H,,:T,,M —>(C)j,
Hp=(1—{C(C)}"‘1C® C),,, then theNewtonian length ofanyspace-
likevector VeTPM observed byCisdefined as(g(II,, V,HpV))”2. If
Wisasecond spacelike vector inTPM then theNewtonian angle
between VandWobserved byCisgiven by
cos6E g(HpV’Hp W) e . (5.3.13)[g(H,,V, II,,V)g(II,,W, II,,W)]1’2
The presence oftheprojector 11,,inthese formulae, defined bythe
observer curve, means that theNewtonian length andangles specified in
this way depend ontheobserver aswell asonthevectors being
observed. For thegeneral future-pointing vector A=P+BCwesee
that VhasNewtonian length (g(v, v))1’2 =[g(P,P)]1’2/E. IfAisnull,
g(P, P)=E2andhence allnullvectors arealways observed tohave unit
length Newtonian velocities. Wehave already noted that g(v, v)<1if
vistheNewtonian velocity ofaparticle with mE0.Ifg(v, v)<<1we
may expand (4.3.11), (4.3.12) using thebinomial expansion
%=m+§mg(v, v)+... (5.3.14)
P=mv+.... (5.3.15)
These formulae reinforce ouridentification oftheinstantaneous energy
andthree-momentum forapoint particle. Weseethat theNewtonian
kinetic energy ofsuch aparticle differs from therelativistic energy Eby
theconstant m.This difference between Newtonian and Einsteinian
relativistic kinematics has had aprofound effect inthesubsequent
development ofrelativistic physics.
The images ofdifferent observer curves may berelated byadiffeo-
morphism ofspacetime: inparticular adiffeomorphism from the
isometry group. Wehere consider a‘boost’ diffeomorphism from the
Poincare group. Wefirstcompute part ofanintegral curve ofthe‘boost’
vector field
X=x18, +tE),.1 (5.3.16)
passing through apoint pgwith coordinates, . .P 1
OBSERVER CURVES 187
(l(P0.)» x1(P0)= x2(P0)-.» x3(P0))
inaninertial chart. Weshall take p0tolieoutside the‘light cone of
(0,0,O,0)’,defined asthesetLofpoints psatisfying
§1(xt(p)r -(t(p>>2=0.
This ensuresthat atp0Xistimelike. Fordefiniteness weshall assume
t(p@) >0,x’(p0) >0j='1,2,3.The integral curve isgiven parametri-
Cally ast(p) =/lO(T), X’(P) =A’(I) jE1,2,3,where thefunctions
A(“:[(), 00)—->IR,it=0,1, 2,3satisfy
dA1/di: =1°,Cl/1.0/£11,‘ =11
dA2/d1.‘ =U,dA3/d't' =0.
Thus thecurve isgiven bythesolution
A1(r) =A1(0) coshr +A°(0)sinh1:
A°(r) EA°(0) coshr +A1(0) sinh17
(5.317)/12(1)=11(0)
A3(t) =/13(0).
Eliminating 1:between A1(r) andA°(r) gives part ofahyperbola through
P0andp
(r(1>r-(i°(r>r=(r(0>r-(/v(o>>2. (5.313)Ifwerelabel thefunctions Al“with coordinate names (with p0specified
byr=O),equations (5.3.17) may berewritten as
1 ‘((1)
""”7xll=+.l‘>tl.§"’ (5-3-19>
t(p)-‘(Pll';':)f,€°) (5.3.20)
where coshr =1/(1—02)” andsinhr =v/(1~02)” >0.These famil-
iarequations relate the point p0tothe point plabelled bythe
parameter v=tanh ralong theboost orbit (5.3.18).
Forafixed vwehave adiffeomorphism, generated byX,thatmay be
used torelate twoobserver fields. Define themap
12..IM—>M.P—>P’
t(P’)=(t(P)+vx‘(P))/(1 —v’)”’
X‘(P’) =(r‘(P) +vt(P))/(1 ~v’)"’
x"(P’) =r"(P) k=2.3
' “H
188 APPLICATIONS INPHYSICS
then
((pv)*:atlp *—>(91+Uax)lp’/(1 —v2)”-
Thus thefixed parameter 0canbeidentified astheNewtonian velocity
of(q0,,)..S,|,,1 asmeasured byS,|,,» forallp’.Note that forall1:,
0=tanhr< 1.Itisofinterest tonote that since two Successive
diffeomorphisms oftheabove type parametrised byr,and 1'2respec-
tively produce adiffeomorphism parametrised by1:,+1'2:
(ptj O¢TQ Z ¢lT1+ T2
weobtain asNewtonian velocity parameter 012corresponding to1:,+‘C2
U12 :‘tanh (T1 ‘l’T2)
tanh T1+tanh T2 01+02
1+tanhr1tanh1.'2 1+0102'
Forall01,02<1,012=02,<1,that issuccessive ‘boost’ transform-
ations applied toobserver curves cannever give risetoobserver curves
with aNewtonian velocity inexcess of1relative toallobservers.
5.4Electromagnetism
In§5.2 weused thestructure ofMaxwell’s equations tomotivate the
introduction ofafour-dimensional Lorentzian spacetime. We here
examine some further properties ofthese equations.
Iforisap-form onU,UCM,satisfying theequation dot=0itis
saidtobeclosed onU.Then there exist some region WCUforwhich
cr=db’,forBa(p—1)-form onW.The p-form aisthen said tobe
exact onW.Itisanimportant result that theglobal topology ofU
determines whether ornotallclosed forms areexact onU.Forour
local discussion, however, wecan assert that theMaxwell equation
dF=0implies that insome neighbourhood ofevery point onMthere
exists a1-form Asuch that F=dA. Clearly given such anAthere
exists anequivalence class satisfying theSame condition. Two members
ofthisclass differ byanexact 1-form dAwhere Ae9'-*(U).The freedom
tochoose a1-form potential from such aclass isknown aslocal
electromagnetic gauge invariance. Two potentials inthisclass areSaidto
beco-homologous. Inalocal Minkowski chart (t,xk)wemay write
3
A=EAkdx" +(pdt
k=1
and hence relate thereal-valued functions Ak,cptosome electro-ji
1-eiatggg-.1,-.-'-.-g"|,_-,-_<.-,."--1;;.-1-;.:=ELECTROMAGNETISM 139
dynamic ‘vector’ and‘Scalar’ potentials. Introducing alocal potential A
means that (5.2.9) issatisfied identically andtheother equation (5.2.8)
becomes
d*dA=1". (5.4.1)
The above equation may bewritten interms oftheLaplace—Beltrami
operator. Todefine thisweneed tointroduce theco-derivative. Ona
general n-dimensional (pseudo-) Riemannian manifold wedefine the
co-derivative
OIFAPM-—)FAp_1M
by
6=*“d*11. (5.4.2)
(Recall from (1.1.2) that if(pisap-form ncpErp"=(-1)P(p_) Since on
p-forms
*4=(_1)P(~*P)____detg
]detg|
E77"_1detg (5.4.3)
Idetg]
Itfollows Immediately that (5hastheproperty 56=0,incommon with
d.The signs inthedefinition oftheco-derivative arechosen toensure
thatitistheadjoint operator totheexterior derivative, with respect toa
certain Inner product ondifferential forms onacompact Riemannian
manifold. IfMisacompact Riemannian manifold (SM =0)then a
symmetric product onp-forms isdefined by
(tr,16)E]M<rA*1? ct.tier/\,ivI. (5.4.4)
An‘integration byparts’ gives, with Stokes’s theorem andthecompact-
ness ofM,
(<12.<11/1)=((5%it») feel"/\,.M. wef/\,. _1M.
That is,6isthe adjoint ofdwith respect tothis product. The
Laplace—Beltrami operator Aisdefined by
AE-(<15+6d). (5.4.5)
Note that since d((5) increases (decreases) thedegree ofaform byone
theLaplace—Beltrami operator preserves thedegree ofaform. With our
Conventions theLaplace-Beltrami operator hasnegative eigenvalues on
acompact Riemannian manifold. Interms oftheproduct of(5.4.4):
(<22.Ate)=—(<P.d<5¢)~(<12.(5d<P)
=—(<5<P. (510)~(9%d<P)-M7314
l ‘A1
190 APPLICATIONS INPHYSICS
Thepositivity oftheRiemannian metric ensures thattheright-hand Side
isnegative-definite, thus soareanyeigenvalues.
Theequation (5.4.1) canbewritten interms ofAas
(A+(16)/I=-*1. (5.4.6)
Itispossible toselect arepresentative potential from theclass of
co-homologous 1-forms such that (SA=O.Such achoice iscalled
selecting aLorentz gauge. Inthis gauge the potential satisfies a
Helmholtz wave equation: AA=-*j. (Note that thepotential isnot
uniquely fixed bytheLorentz gauge condition. IfAischanged to
A’=A+dA,Ae‘f(M), then SA’E(5dA=0also ifAischosen tobe
harmonic, thatissatisfy AA=O.)
Letusexamine some solutions toMaxwell’s equations inaregion of
Minkowski spacetime free ofsources. Suppose weseek asolution to
(5.4.1) oftheform AEfdt, fe‘Ji(M) using apolar chart (t,r,6,cp)in
which
g=—dt®dt +dr®dr +r2dl9®dl9 +r2sin28drp®d(p.
Weshall look forastatic ‘spherically symmetric’ solution Satisfying the
symmetry condition SEK,FE0where thetimelike Killing vector is
K0=(S/St)
andtherotational Killing vectors take theform
K1: sin(pS,, +cot(:lcos(;0S,,
K2=—cos(,t>S9 +cot6sin(pS,,, (5.4.7)
K3=S,,.
This canbeachieved ifthefunction finvolves only thecoordinate map
r.Aconvenient orthonormal co-frame is{dr,dr,rd6l, rsinddqo}. Then
dA=S,fdrAdt =S,fe1 Ae0, so if *1Ee1Ae2A e3Ae0 then
*dA =(S,)fe3 Ae2=(S,)fr2 sin6d(pAd6. Thus d*dA =S,(S,fr2)drA
sin6d(p Adi9. This iszero iff=--k/rforsome constant k.The solution
A=kdt/r yields theelectric 2-form F=dA=—(k/r2)dr Adt. This is
the Coulomb solution. The frame-dependent electric field 1-form
EE ia,F= (k/r2)dr gives theelectric field vector E=(k/r2)S,, the
integral curves ofwhich give the familiar radial Coulomb pattern
associated with astationary charge inthisframe.
Forageneral Fwedefine jC*F astheelectric charge Qcontained in
theinterior oftheSphere which istheimage ofC.(Ifthecharge is
non-zero then thisS2cannot betheboundary ofasource-free region!)
(Restoring dimensioned variables,
[$.15=(A./~@)1'2_a515:--
ELECTROMAGNETISM 191
determines acharge QinCoulombs.) Aclass of2-chains willdetermine
thesame electric charge. Wedefine anequivalence relation on2-chains
asfollows:
C1='C2 iffC1=C2+SE,where 2isanySource-free region.
Equivalent chains aresaid tobehomologous. Since insource-free
regions *Fisclosed, Stokes’s theorem ensures that thecharge Qonly
depends ontheclass ofchain chosen. Asanexample, wetake Ctobe
thp 2-chain inMinkowski spacetime whose image isthe Sphere
t-constant, r=constant. Then fortheCoulomb solution
]C*F=kfcsin (9d(9A661
11/2 27;
=Zkfo Sin6ld6l]0 dtp=411k,
Kdwemay deduce ijliat ifF_St'If‘anhaL16denvatlwls commute with 3_>fOrm jthen cgFsatisfies thaIsIesltlqlMaxwell equations with Source
anunderlying isbmetr emWlt t'6Smlrce gm. The-gxlst-ellce 9f _ group ofspacetime isoften used implicitly In
constructing new solutions ofMaxwell’s equations from simpler ones. If
:iErI§Ei31('il]1lrihi:3e)(;ltfil)f(1)I:)1li(lOHlOflihB Liederivative, andcompare it.with the
Solution 3);alimit OfCElvJ3glEg[1OHl usegl toconstruct theelectric dipole
indegd expect thefonowin qua ‘an opposite Coulomb solutions, we
gpotential toprovide asource-free solution
l
_H /< 14 1A —k_;C_)‘$(S/S)t‘)_r_dt =—;5(=(£(a/8xl)l’)dt :
T ' 1 - . .. , hevector field (S./Sx )represents aMinkowski space Killing vector in
aninertial chart. Since theLiederivative commutes with d
k
F=7%-=E£(S/Sx')(_,:2_drA dl)
lsthefield ofastatic electric dipole with moment it.Ingeneral for
P951t1V@ Integers P,Q,F3‘P.(5,t"—type electric multipole solution fol-
lows from Poincare covariance as
F={5'5(@/@x*’>}“{55(@/Ari}"{5£(6/6P1},l%d’/\ dtl' F
l!_}!k=1,2,3.
There isonefurther Symmetry ofMaxwell’s equations that deserves
mentioning. Aspacetime issaid toadmit local conformal isometries,
generated byavector field C,ifthemetric gissuch that
556s=Ace (54.8)
192 APPLICATIONS INPHYSICS
forsome scale function /‘LC.For any n-dimensional space (neven) it
then follows thatifFe1“/\,,,2M then
.§E(;(*F) =*(.EECF). (5.4.9)
Hence inaspacetime (n=4)with ametric g,ifsuch aCexists andthe
Maxwell 2-form Fsolves Maxwell’s equations with Source jthen .§£CF
willbeasolution, inthesame metric, with source Sfcj. Inparticular if
j=0the source-free Maxwell equations exhibit alocal conformal
covariance inspaces admitting conformal isometries. Clearly, asa
special case, allKilling vectors generate such symmetries, corresponding
tothezero scale function. Itturns outthatinMinkowski space there are
fivefurther vector fields which aregiven inaninertial chart, with their
scale functions, below
D=x*“(6/Sx“) AD=2
KM=g(D, D)(E9/ax“) —2x,,D AK”=—-4x,, (5.-4.10)
it=1,2,3,0.
These vector fields along with the10Killing vectors generating the
Poincare group, generate the15-parameter local conformal group of
Minkowski space. The source-free Maxwell equations aresaid tobe
conformally covariant inMinkowski space. Such asymmetry willgen-
eralise toanyspace with ametric admitting local conformal isometries
andthevector Cin(5.4.8) isreferred toasaconformal Killing vector
ofthemetric g.The local conformal symmetry may generalise toa
global symmetry ifthe topology ofthe spacetime manifold can
accommodate acomplete conformal Killing vector field.
In§5.2 ourintroduction toMinkowski spacetime was motivated by
the elegant reformulation ofMaxwell’s equations into afour-
dimensional form. Wenow reverse theargument andShow how these
four-dimensional electromagnetic fields canbebroken down intoelectric
and magnetic fields intheinstantaneous three-space ofanarbitrary
observer. Given any velocity vector field V,whose integral curves
coincide with asetofobserver curves, weusetheMinkowski metric to
define theassociated dual 1-form ll/Uandwrite anyFuniquely as
F=EAI7+B (5.411)P\-I
where Bisa2-_f_o_r_m satisfying iVB=0and Ea1-form satisfying
ivg =O.(Note: 8/E91‘ =—dt.) One refers toBe1"/\2M asthemagnetic
2-form associated with T7and F,and Eel"/\1M astheassociated
electric 1-form. Theelectric field observed bythisclass ofobservers is
all---.._..u
E—iVF. (5.4.l2)
The magnetic vector field observed bythisclass canberelated toFas¢-‘~‘-‘I'.':..115':T
ELECTROMAGNETISM 193
follows. We use thevelocity vector todefine ametric gonthe
instantaneous three spaces
s=~V®V+§» wan)
Wemay factor thevolume four-form as
*1=T7/i‘*1. (5.-4.14)
Any p-form wcanbe‘3+1decomposed’ with respect tothevelocity
vector V:'-"ad
ww+VA5 (5.-4.15)
with ivoz=iv/3=0.IfiiistheHodge map associated with gthen
*w=—(‘*=‘a/)/\ T7—‘*‘fi- (5.416)
Applying thisresult to(5.4.11) gives
*F (‘*‘B)/\ V+QB. (54.17)
Butiv(”'?Ev_) =_0$0it/*1_'7 =—§?B. Wedefine thevector field B=53as
themagnetic field associated with V;hence interms ofF
a-—--.__,a
I
i
B——1v*F- (5.418)
If{Ya} isaframe ontheinstantaneous three-space, orthonormal with
respect to.§,then theelectric andmagnetic field components insuch a
basis aregiven interms ofFas
i?'(Y..)=(iVF)(Ya) =2F(v,Y.)
(i*“B)(Ya) =_(iV*F)(YQ) =~2*F(V, Ya)-
Asanexample consider theCoulomb solution:
F=—q5drAatr
r2=x2+y2+z2
with observer curves tangent toV=(8/8:) and W=1/((8/Z-9:) +
v(8/8x1)), V=(1=v2)'”2. With respect toV:
E=—:-2‘l(a/er) B=0.
Ontheother hand, since rdr=xldxl +x2dx2 +x3dx3, Wobserves
_ K 1
12'=-’§i’l\(a/er) +i":—(a/an)
B’=—-%y—(x (8/8x3) —x3(8/8x2))
instead ofEandBatp.
194 APPLICATIONS iNPHYSICS
Itisworth stressing that although observers inMinkowski space
experiencing arbitrary motion donot have world lines that can be
naturally associated with thePoincare group (their world lines arenot
integral curves ofKilling vectors) thelocal definition ofelectric and
magnetic fields forsuch observers follows asbefore since only alocal
frame anditsdual areofrelevance.
During thehistorical development ofclassical electromagnetism it
became apparent that anumber ofrelated properties could beassimi-
lated into asingle idea once thespacetime description ofMaxwell’s
theory wasrecognised. These properties became particularly succinct in
terms ofasecond-rank tensor known astheMaxwell stress tensor.
Historically thecomponents ofthistensor, with respect toabasis with
physical dimensions, were associated with theproperties ofmechanical
Systems. This wasaconsequence oftheroleplayed bysuch components
inequations which coupled together thebehaviour offields andmatter.
Weshall discuss such equations later. Atthispoint weshall becontent
with introducing this tensor intheguise ofa3-form associated with
every Maxwell field andarbitrary vector field, andproving that such a
3-form associated with aconformal Killing vector isclosed insource-free
regions.
Define foranyvector field VandMaxwell solution Fthe3-form
Applying theexterior derivative and using Maxwell’s equations forF
produces
dry=%{diVF,( *F—iVF,(j —div*F,( (5.4.20)
Recall theidentity .5-EX=diX+iXdVX: hence
divF =.58‘/F (5.4.21)
asdF=0.Similarly div*F =§EV*F —ivj.Inserting thisin(5.4.20) gives
dr-,/= %{.§£’VF,(*F—§EV*F,\F—iVF,\j+iVj,(F}. (5.4.22)
IfCisaconformal Killing vector then §BC*F,\F =*§E¢F,(F =
FA*§£CF =.§£CF A*F.Hence specialising tothecase ofaconformal
Killing vector
dTc=_iicF/\]. ‘l’iicj/\F-
Since iC(j,( F)=iCj,( F—j,(iCF and, being a5-form, j,(Fiszero we
have
dTC :
Foreach conformal Killing vector these equations describe a‘local
conservation equation’ inasource free region (j=0).The identificationI
'-ELECTROMAGNETISM 195
ofaclosed 3-form 3with alocal conservation lawisappropriate inan
arbitrary spacetime. Forconsider aregion described bysome 4-chain U
whose boundary may bewritten
51/=21+E2+H (5.4.24)
with theimage ofeach 2,aspacelike hypersurface (each tangent vector
toE,being spacelike). ForCiclosed
LU?=lUd.§P=0 (5.4.25)
byStokes’s theorem, thus
Ll?=L22?—(Hi. (54.26)
IEcases where Umay bechosen sothat IRE =0onerecognises that
2S)uxofC?through Z1equals theflux ofgéthrough 22(see figure
itS?. \A /. sI /
g \\ '<\ ,2
Fl ‘ ‘Ks ‘\ig I/\ \ .
\"unnu-
I
/f|-—-
(I\\""In--
\"In_""'q-
$iti~
\ Y’
//>\\\ J-__ \\ I
,2/1.4I\(§§'‘-
Figure 5.2This diagram illustrates theequation EBU=E1+22+II.
Suppose that wehave afield system describing asimply connected
Eziéifii-I€I;.¢i;r_ Iifiglgll UofMinkowski space. If istheproper time of
chart {I Iapserver palssing through thisregion then inanadapted
Some: CO=n(;t;£ =0Ifvililil taleJ.tolieinthehypersurface r(p)=cj,for
distances from beeectromagnetic field vanishes atlarge spatial
boundar ofU ehohseryler then wemay take II‘tocomplete the
inthiscgse theSflllC fattheelectromagnetic field vanishes onII.Thus
inde d uxo9,13trough theinstantaneous three-space istime
pen ent. Ifwewrite ffinterms ofa2-form current gffiand an
196 APPLICATIONS INPHYSICS
associated 3-form density 6,C?=,9Adi: +6with i(;,,a,)§ =Oand
i;@,@.,)6 =0,then clearly 2*} =6and
Lg=La. (54.27)
Itistempting toreinterpret theconse/rvation ofC?-flux associated with
Uinterms ofalocal flow ofcurrent ,9andanassociated variation of
density 6.Certainly the3-form equation dc?=Oimplies alocal contin-
uityequation. Intheabove chart wemay write dwhen acting onEas
d=Q+drA§sP(a,@,) where _distheexterior derivative associated with
theinstantaneous three-space. Hence (asQ6=O)
Q3‘-.s£(,,,,,,a =0. (5.4.2s)
Ifweexpress and6inabasis adapted toE:
$5=.9140’/\dp3+$240’Ade’+$340’/\<1P2
(5=P991/\ (102/\(1193
(5.4.28) isequivalent to
(a5,/apt) -(Sp/61) =0. (5.4.29)
The interpretation ofthislocal continuity equation must, however, be
treated with caution. If,9isaclosed 3-form onUthen sois
,9’=5'9+dfliwhere THisanysmooth 2-form. Iff7{ischosen such that
fagflf =0then §éandQ9’both have theSame fluxthrough Z,although C?’
willredistribute thelocal density.
Returning to(5.4.23) weseethatthere are15closed 3-forms, onefor
each ofthe15conformal generators oftheMinkowski space conformal
group. Itisinstructive toexamine thecurrents associated with some of
these Killing vectors. IfVisatimelike Killing vector field generating
time translations along itsopen integral curve then, using (5.4.12) and
(5.4.18) todefine EandBwith respect tosuch afield, weeasily find:
F‘--.4 P‘-..u I"-.4 1 P"--I I"-_v f'\v F‘--4
TV:_EABAV+§(EA/’7?E+BA”EB).
The physically dimensioned components ofthevector obtained by
taking themetric dual ofthe2-form FfABwith respect tog‘was
identified byPoynting asthelocal field energy transmitted ‘normally’
across unit area persecond (that isthelocal field energy current).
Similarly theg‘-dual ofthe3-form §(B’A SE+BAQB) may, after
restoring physical dimensions, beinterpreted asalocal field energy
density. Since, forexample BAQB=g’(E,E)?'?1, thesignature of§
ensures that this density ispositive-definite. This interpretation has
persisted although with thecaveats above wewould prefer toidentify
theoriented integral fzrv, inasource-free region ofspacetime, asthe.,--'‘.441-'--
ELECTROMAGNETISM 197
field energyassociated with thespacelike 3-chain Eand fszivdrv asa
power fluxacross anoriented spacelike 2-chain S2.
Suppose weconsider aspacelike Killing vector field Xgenerating
spacelike translations along open integral curves and decompose rX
according to
IX=HX/\V+‘fir (54.31)
With _ii/MX =ii/‘BX =0.The Maxwell stress 2-form ;.iXmay beused to
identify mechanical Newtonian forces produced bya‘flow’ ofaNewto-
nian field momentum density 3-form ‘QX. Inananalogous manner one
may construct torque forms (angular momentum currents) using a
Killing vector field thatgenerates rotations along closed integral curves.
Aspromised wenow relate the stress 3-forms toanassociated
second-rank tensor. Given any local frame {X}a=0123in. , (I 7 3 3
spacetime, with natural dual co-frame {eh}, wemay obtain 16real
functions Tabdefined by*rXh =Tbcec orTab=(>l<'[Xa)(Xb)_ These may
beused todefine asecond-rank tensor
T=Tib@“®e” (54.32)
which isreferred toasthestress tensor.
Exercise 5.2
Show that ifTX,/\@z> =TX,,Ae,, then Ta),=TM: the stress tensor
15Symmetrm Show thatifTX,/\6”=0then Tb”=0:thestress tensor iszraceless.
d_Thqse properties aresatisfied fortheMaxwell stress tensor asfollows
llI'6CI yfrom thedefinition. Weshall meet these properties again ata
aterstage inthecontext ofaClifford representation forthistensor.
Exercise 5.3
IfF=§F,,,,e“ AebShow that
Tab :“%<gabFCdFcd _FacFCb-
Exercise 5.4
USethethree angular momentum 3-forms rK,toevaluate thetorque on
anelectric dipole inauniform static electric field. (Hint' calculate the
Coltal electromagnetic 2form andusethisin(5.4.19) where theKilling
rrents arecomputed with theaidoftherotational Killing vectors.)
Bibliography
Misner C,Thorne Kand Wheeler A1973 Gravitation (San Francisco: WH
Freeman)
193 APPLICATIONS INPHYSICS
Sachs RKandWuH1977 General Relativity forMathematicians (New York:
Springer)
Schutz BF1985 AFirst Course inGeneral Relativity (Cambridge: Cambridge
University Press)
I pt \ .6
Connections
The differentiable structure onamanifold enabled ustodefine two
important differential operators; the exterior and Lie derivatives.
Whereas theformer acted only onantisymmetric tensor fields (differen-
tialforms) thelatter acted onanytensor field. However, whilst reducing
tothedirectional derivative onfunctions theLiederivative isnota
suitable generalisation toa‘directional derivative ontensors’. This is
because theLiederivative ofatensor atp,along acurve C,does not
justdepend onthetangent tothecurve atpbutonthebehaviour of
tangent vectors inthevicinity ofp.This feature oftheLiederivative is
reflected inthefactthat.SEXT isnot@-linear inthevector field X.
Another differential operator, atensor covariant derivative, willnow
beintroduced. The introduction ofthisnew structure isequivalent to
choosing aparallelism forthemanifold. The general notion ofparallel-
ismiseasy tograsp. Itisonly necessary torecognise that ingeneral
there isnopreordained way tomap avector atonepoint onamani-
fold toanew vector atanother point. Defining aparallelism ona
manifold requires specifying arule that will provide ameans of
comparing vectors atdifferent points bytransporting one totheother
along some prescribed path connecting thepoints. Whereas theparallel
transport map willdepend onthepath chosen toconnect thepoints we
donotwant ittodepend onhow thepath istraversed. (Parallel
transport depends ontheroute taken butnotonhow bumpy theride!)
Although thisfeature ofpath dependence ofparallel transport does not
accord with theintuitive Euclidean concept itisanessential feature,
characterising thecurvature ofthemanifold. Given aparallelism wecan
define acovariant derivative bycomparing avector with itsparallel
translate andtaking asuitable limit. Conversely, byintroducing anew
rule fordifferentiating vectors, andestablishing alinear connection, we
candefine avector field tobeparallel along acurve ifitsderivative with
respect tothetangent vector iszero.
200 CONNECTIONS
6.1Linear Connections
Alinear connection onamanifold Misamap V:FTM ><FTM -—>PTM
thatsatisfies thefollowing, Vf,g e@(M), VX, Y,ZeFTM:
VfX+gYZ =fVXZ +gVyZ (6.1.1)
VX(fY +gZ) =X(f)Y +fVXY +X(g)Z +gVXZ. (6.1.2)
Thus VXisalinear mapping onvector fields which isalso@-linear inX:
itiscalled covariant differentiation with respect toX.
From these properties itfollows that wecanspecify Vbygiving the
components ofthevector VXGXbinanyconvenient basis {XG}:
VXGXE) Z rabCXC.
The n3functions Fab“, where n=dimM,areknown astheconnection
components, orconnection coefficients inthisbasis. These coefficients
canbeused todefine asetof1-forms, theconnection 1-forms,
(gab =Fcbaef (6.104)
where {ea} istheco-frame dual to{Xa}. Thus wecanwrite (6.1.3)
equivalently as
VXuXb :CUCb(Xa)XC.
If{Ya} isanew basis, related to{Xb}byageneral linear transform-
ation Ya=AabX,,, then
VyaYb :AapVXp(AbCXC)
=A,PA,@r,,,tX, +A,PX,,(A,,C)X,_..
Iftheinverse transformation isgiven byA‘1p'“A,," =62,then the
connection coefficients l"',,),’ inthebasis {Ya} aregiven by
11,,’ =A,PAbCTp,_.‘¥A'1q’ +AaPXp(A),“)A ‘lc’. (6.1.6)
Equivalently theconnection 1-forms inthisbasis aregiven by
w’ab=A,,‘1tu’qA"”1," +A‘1q“dA,,‘>’. (6.1.7)
The ‘inhomogeneous’ term inthistransformation represents adeparture
from thetransformation ofthecomponents ofatensor, reflecting the
factthatthemap X,Y_-> VXY isnot@-linear inY.
Asanticipated thecovariant derivative ofavector field with respect
toX,evaluated atthepoint p,depends only onthevalue ofXatp.
ForifVisanyvector field and{XQ}isabasis intheneighbourhood of
pthen (Vi/Z)|,, =V"(p)(VXaZ)|,,. SoifVvanishes atptheniii‘--
LINEAR CONNECTIONS 201
(VvZ)|p =0VZ. Thus ifXandYarevector fields Such thatXI),=Y|,,
then (VXZ)lp =(VyZ)l,, VZ. Hence forany XpeTPM wehave a
covariant derivative inthedirection ofXp,_VXp:FTM-—>TPM.
LetCbeacurve with tangent vector C.Then ifYisavector field
wemay covariantly differentiate Yinthedirection ofthetangent vector
atanypoint C(t) onthecurve. Anassignment ofavector Ya.) toevery
TQAM isa(smooth) vector field along Cifthemap t+~—>Ycmf isa
smooth function oftVfe@(M). Thus ifCisasmooth curve V('-Y isa
smooth vector field along C.Aswillbeseen below V¢Y only depends
onthevalue ofYalong C,andsoinfactanyvector field along Ccan
becovariantly differentiated with respect tothe tangent vector to
produce another vector field along C.(Some authors denote V¢Y by
DY/dt where tparametrises C.)
Avector field Yalong acurve Cissaid tobeparallel along Cifit
satisfies theequations
Vt-Y=0. (6.1.s)
Ifwe expand Y=Yl61-inalocal coordinate chart inwhich
xl(p) =Cl(t) represents C,j=1,...,nthen C=C..(6/St) =C"(t)(6/
Eixk). Hence V¢(Yl(8/6xl)) =(CYl)(6/8x1’) +Y/'V¢(6/Eixl). But
CYI =[C..(8/6t)]Y/' =C"(t)(6Yl/6x") =d(Yl=>C)/dt and V¢(6/6x7)
=Ck(t)V(a,6,i)(6/6x1‘) =C"(t)l",(,-"'(6/E9x’”). Thus (6.1.8) gives thefol-
lowing differential equations forthecomponents Y1<>C ofYonC:
§;(Y’"oC) +(Yi'-c)c'<(i)(r,.,~%c) =0. (61.9)
Forgiven functions C"(t)andconnection components Pk,-"‘(C(t)) these
equations areknown tohave aunique solution Y’"(C(t)) specified by
thechoice ofinitial components Y’"(C(0)). (Itisbecause these equa-
tions only depend onthecomponents ofYalong Cthat avector field
along Ccanbedifferentiated.) Because oftheabove uniqueness result a
parallelism isestablished bythelinear connection V.IfY(-(O) isany
vector inTC(0)M and Yistheunique vector field along Csuch that
VCY =0then Ycm iscalled theparallel translate ofYg-(0) along C.
LetYbeanysmooth vector field along Cwith Yam a‘=0,andfthe
smooth function such that (f<=C)(t) =t.For tsufficiently small Zisa
smooth vector field onC
Z5Y+Z1§i)=g-‘)_}-/ (6.1.10)
where (V¢)2Y =V(-;(V@ Y)etc.Wehave
VCZIWY in(“f)”;l'1(Vc)"Y+ i(—f)"(:f)"* ‘Ygince Cf21)
202 CONNECTIONS
T gn(—f)n ’;!l(VC)nY +i1(__f)tt(7l!C._)n+1)/
im-/"""\m +1)(_f)m(VC)m+1Y 0°(_f)n(VC_)n+lY
='= ’(m+1)m! J"; ‘in!’ '0'
SoZisparallel along Cwith ZQO) =Yqo), thus Zcm must bethe
parallel translate ofYcw) toC(t). Note thatanyvector field Ysatisfying
Yqo) =Acanbetaken in(6.1.10) toevaluate theparallel transport of
AETc(0)M along C(seefigure 6.1).
T10)/fE01:l/[{t}'fvfl/la?" Yuri
f rm is
Yrioi
((01
Figure 6.1Theparallel translation ofYalong thecurve C.
Avector field Yissaid tobeparallel ,orcovariantly constant, (with
respect toV)ifitsatisfies theequation VXY=0VX. This implies that
Yisparallel along allcurves and thus theparallel transport map is
independent ofthepath along which such aYistransported.
Exercise 6.1
Aconnection onatwo-dimensional manifold isspecified inalocal chart
with coordinate maps (xi, x2)byF111 =--x1 andF222 =—x2 with all
other connection components zero inthischart. Prove that fora,beIB
thevector field
Y=aexp[(x1)2/2](6/6x1) +bexp[—(x1)2/2](6/6x2)
isparallel along thecurve
C:[0,1]Ii> (x1(p) =sint, x2(p) =cost).
Alinear connection enables ustodefine a‘straight line’, generalising
oneoftheintuitive properties ofstraight lines inEuclidean space. A
curve Cisanautoparallel (ofV)ifitstangent vector field isparallelLINEAR CONNECTIONS 203
along C.Such curves aregiven assolutions totheequation
v¢C=0. (6.1.11)
(Autoparallels aremore frequently called geodesics although weprefer
toreserve thisterminology fortheautoparallels ofapseudo-Riemannian
connection which willbediscussed later. Students everywhere willbe
relieved toknow that ifby‘straight line’ wemean autoparallel, then at
least fortheRiemannian connection ‘straight lines’ are(inacertain
sense) theshortest curves connecting twopoints!) Ifanautoparallel Cis
given parametrically inalocal chart byxr"(p)=Cl(t)then theClmust
satisfy thesystem ofdifferential equations
%c:~1+(F;q~m<>C)C“(t)Cl =6
OI‘
cm+(r,.,'"-C)C’<Cf =0. (6.1.i2)
Itisimportant tonote that thesolution of(6.1.12) isaparametrised
curve. Although ageneral reparametrisation ofthesolution will not
change theimage setonMofthereparametrised C,thecorresponding
map will notingeneral satisfy (6.1.12) and will nottherefore bean
autoparallel. IfCisanautoparallel, with parameter t,then the
reparametrised curve Coh isalso anautoparallel ifand only if
h=at+ bfora,be]B. For anarbitrary curve Cwedefine the
acceleration tobethevector field VCC onC.(Thus theacceleration
Each autoparallel isfixed uniquely byspecifying (Cl, Cl)forsome
initial t.That is,forevery XPeTPM there isaunique maximal
autoparallel starting atpinthedirection ofXP.Let 7/Xpbethis
autoparallel. The exponential mapping atp,Expp, maps asubset of
TpM into M:ExppXp =1/Xp(1). Clearly Exp,,isdefined onthose XPfor
which 1/XPisdefined on[0,1].Since forit6IBy,(Xp(t) =yXp(lt), ifExpP
isdefined onXPthen itisalso defined on./IXP forite[0,1].Itinfact
follows from thenature ofthedifferential equations (6.1.12) that for
every pEMthere isaneighbourhood oftheorigin inT,,M, N0,such
thattheexponential mapping isadiffeomorphism onto aneighbourhood
ofp,Np. Ifsuch anN0isstar shaped then itiscalled anormal
neighbourhood. (TosaythatN0isstarshaped means thatifoeN0then
AvEND V/le [0,1].)Anormal neighbourhood ofpistheimage ofa
normal neighbourhood inT,,M under theexponential mapping. For
every qinanormal neighbourhood ofp,NP,there isoneandonly one
QETPM such that q=Exp,,Q. Thus if{X,-} isanybasis forTpM with
Q=Z§‘=1Q’X,- themapping q+~—->{Q"} provides acoordinate system for
Np(seefigure 6.2). Such coordinates arecalled normal coordinates atp.
204 CONNECTIONS
r,M_ 1 _ _ _ , 1 ~ _ —
_----'—"
X‘‘\
-.._~\xx‘\\-ekx
__‘\‘ta
I
\-‘K
I
-i-___‘~_in“"'-S
1--.-,-___-.-
q-inqjiiji4"
4%?’
--I
I
" \
P1
Figure 6.2This diagram illustrates theexponential map andnormal coordin-
ates.
Exercise 6.2 9 _
If1",-1" aretheconnection coefficients with respect toanormal co-
ordinate basis atpShow that
rm)+rm)=@~Hint: Show that 1/f,(t) =viwhere v=vlXt-
6.2Examples andNewtonian Force
Togain some insight into covariant derivatives weturn toI84. This
manifold hasanabsolute parallelism: theparallel-transport map ispath
independent. If{xl} arestandard coordinates and XP=Z,-c"E9,-l,, then
theparallel translate ofXpatqisXq=E;C‘3ilq- Thus 1“5“Ch_ 3
standard chart theconnection isdefined byV;,».161-=0.Such 8COHHECIIOI1
isreferred toasthestandard connection onIR”. _
Itisofinterest tocompute thestandard connection for1B2inapolar
chart (r,6)related tothestandard oneby
x1=rcos6 0<r<<><> 621
(--) x2=rsin6 0<6-==§2ti.
This induces acoordinate frame transformation:
gr=(xl/,»)g), +(x2/r)a, (6.22)\ \ ..
\ \ 2%.
\ \\\ ’9~ExAivIPLEs 205
and
69=—x2E31 +1:162. (6.2.3)
Since 61and62areparallel wehave
V413,) =la.-(X1/t)]@i +[@,(-Y2/t)]@2 =0
V6130) ='"l9r(x2)l51 +l5r(x1)l32 =(1/'")ae (62.4)
Va9(8Q) =-73,
V@6(6,) =
Writing Var(E9 9)asl",9’6, +F,9"66, etcwemay read offthecomponents
oftheconnection inthepolar chart; 119,9 =Fm‘? =(1/r), F99’ =—r
with allothers zero.
Ifacurve Cisgiven inthenatural chart asx1(p) =Cl(t) then
V¢C =Jc'1'(t)E9]-. Let usevaluate the acceleration ofthe curve
C:[0,1]—>1R2given intheabove polar chart by
(F°C)(I)=10(1),(9°(7)0)=9(1)
forsmooth realfunctions pand(9oft.Thetangent vector toCmay be
written
hence
V¢C=pa,+($36.,+pvca, +(-1~')V@a,,.
But l
V66, =pV;,r8, +QVGBG, =((9/p)69
and
V6--6., =pvaa, +®Va,a,,
=(P/(9)36 "065%-
Hence thenatural IB2acceleration ofCis
V@C =(,6—p@2)6, + +Zp(§'-))(1/p)69. (6.2.5)
With respect tothestandard Euclidean metric onIE2
g=a,®a2 +a2®a2 =a,®a, +(1/r2)69®66 (6.2.6)
andidentifying theparameter twith Newtonian time, werecognise the
orthonormal components ofthisacceleration inthepolar frame asthe
radial and transverse components ofNewtonian acceleration ofapar-
ticle moving intwodimensions under theinfluence ofsome Newtonian
force.
I 2;!
206 CONNECTIONS
Exercise 6.3
Usethestandard connection inIB3tocompute theorthonormal compo-
nents oftheNewtonian acceleration ofthecurve C:[0,1]->1B3given
by(F0C)(I)=R0)» (90C)(t)=90)» (trOC)(I)=¢>(I)Where themaps (r,8,go)arestandard polar coordinates in1B3.
The above examples inI82and IB3suggest that the Newtonian
postulates describing themotion ofasingle point particle inspace be
rephrased interms ofthe‘natural’ connection asfollows.
(1)Afreeparticle isonethatmoves along thetrajectory described by
anautoparallel ofthenatural connection inEuclidean space, para-
metrised byuniversal time.
(2)Apoint particle ofinertial mass mmoving inanon-autoparallel
curve C,parametrised byNewtonian time, experiences aforce ‘JonC
given by
a=V¢(mC). (6-27)
Inmany problems inphysics 5arises asarestriction toCofavector
field onIB3determined from some field theory. If@isprescribed,
(6.2.7) may beused todetermine aNewtonian trajectory. Asan
example, formotion ofaparticle under thegravitational force produced
byastatic spherically symmetric distribution ofmatter (with total
gravitational mass M), wemay usetheNewtonian potential (I)=GM/r
inapolar chart, where GistheNewtonian gravitational constant, to
obtain
a=-m<i'E'I'5 =(GMm/r2)E9,. (6.28)
Foraparticle with electric charge qtheNewtonian Lorentz force is
Q=q{E +i?B}. Instandard coordinates {x’}, E=E,-dx’ and
B=Bldxz Adx3 +B2dx3 Adxl +B3dx1 Adxz are 1-and 2-forms re-
spectively onIB3,parametrised byNewtonian universal time. The metric
duals aretaken with respect totheEuclidean metric. Solutions of
(6.2.7) forparticle trajectories subject tothese force laws give an
excellent description ofthebehaviour ofmatter ingravitational and
electromagnetic fields provided themotion never approaches Newtonian
speeds comparable with 108ms”.
6.3Covariant Differentiation ofTensors
Wehave introduced thecovariant derivative VXasamap onvector
fields. Toextend the definition toitsaction onsmooth 1-formsICOVARIANT DIFFERENTIATION OFTENSORS
/36I"/\1M wedefine VXB by
(VXB)(Y) =—)8(VXY) +X(B(Y)) X,YEFTM. (6.3.1)
Iffe§(M) itfollows from thisthat
VX(ffi) =fvxfi +(Xf)/>7 (6-3-2)
If{Xa}, {eb} aredual bases itfollows from e"(X,,) =62thatifcob,are
defined by(6.1.5) then
VXae“ =—-coC,,(X,,)e". (6.3.3)
Ifforfe@(M)
VXf EX(f) (6.3.4)
wenote that(6.3.1) isequivalent toadopting therule
VX(l3(Y)) =(VXi5)( Y)+/3(VXY)- (6-3-5)
The covariant derivative issaid tocommute with contractions. Having
defined thecovariant derivative of1-forms and vector fields wecan
extend thedefinition toarbitrary tensors byadopting thisproperty of
commuting with contractions
VX:FTf.M —-—> FT§M
VXT(X1, ...,X,,e1,...,es)
=—T(VXX1,..., X,,e1,...,es)—...
-T(X1, ...,X,,e1,...,VXe~‘)
+VX(T(X1, ...,X,,e1,...,e~‘)). (6.3.6)
Such acovariant derivative satisfies theLeibnitz property
VX(T®W) =VXT®W +T®VXW (6.3.7)
foralltensor fields Tand W.That is,VXbecomes atype-preserving
derivation onthe algebra oftensor fields. Ifamixed tensor has
components T"1~-~“',,],_ _“bxinanybasis itisconventional todenote the
components ofVXkT inthesame basis byT“1~~--=“r,,1,__q,,s,.,(. For any
TeFTf.M thetensor field VTe I"Tf+1M defined by
(VT)(X, X1,...,X,,e1,...,es)=(VXT)(X1, ...,X,,e1,...,es)
vx,X,EFTM, e“6FT*M (6.3.s)
iscalled thecovariant differential ofT.Thus starting with arule that
defines atransport ofvector fields along curves wehave extended the
covariant derivative toanoperator ongeneral tensor fields.
208 CONNECTIONS
6.4Curvature andTorsion Tensors ofV
Whereas thelack of@-linearity inthemap X,Y-—> VXY prevents V
itself from being identified with atensor itmay beused toconstruct two
important tensors. First observe thatforanyfunction f€@(M):
VX(fY) =(Xf)Y +fVXY
and
-93’X(fY) EIX,fY] =(Xf)Y +flX,Y]
VX, YeFTM.
Itfollows thatifwedefine
T(X, Y)=VXY —VYX —[X,Y] (6.4.1)
then T(X, fY)=fT(X, Y).Since T(X, Y)=—T(Y, X)byconstruction
then T(X, Y)is@-linear inboth arguments. Consequently associated
with Tisatype (2,1)tensor field Tknown asthetorsion tensor ofV:
T(X, Y,/5)=[a’(T(X, Y)). (6.4.2)
Associated with anylocal basis isasetoftorsion 2-forms T“
T“(X, Y)=§e“(T(X, Y)). (6.4.3)
Thetorsion tensor canbewritten interms ofthese 2-forms as
T=2T“®X,,. (6.4.4)
If{ea} isanyco-frame, inwhich theconnection 1-forms are{w",,}, then
thetorsion 2-forms aregiven by
4 T“=de“+w“,,Aeb. (6.4.5)
This iscalled thefirst structure equation. Itmay beproved bycontract-
ingonapairofarbitrary vectors. Using (4.10.3) have
2(de" +co“),Ae")(X, Y)
=X(@“(Y)) —Y(@“(X)) "@“(IX.» Yl)+fv“6(X)@b(Y) Tw”i(Y)@b(X)
=X(@“(Y)) —l7.Y@“(Y) TY(@"(X)) +Vi/<?“(X) —@“(IX» Yl)
by(6.3.3). The right-hand Side may besimplified byusing (6.3.1),
producing
(de“' +cu“),Ae")(X, Y)=§e"(T(X, Y))
when (6.4.1) isused. Thus (6.4.5) follows from thedefinition (6.4.3).
The second important tensor constructed from Vinvolves twocovar-
iantdifferentiations. Again wenote from thefundamental properties ofCURVATURE AND TORSION TENSORS OFV 209
Vthatforanytensor field U
VXVWU =fVXVyU +(Xf)VyU
VA/VXU =fV,/VXU VX, YEFTM.
Ifwedefine
R(X, Y)U =VXVYU —VyVXU —V[X_y]U (6.4.6)
VU, X,Y,then again wehave @-linearity andantisymmetry inX,Y.
Furthermore, foranysmooth function fonM
R(X, Y)(fU) =fR(X, Y)U (6.4.7)
and
R(X, Y)f=0. (6.4.8)
Since VXisatensor derivation R(X, Y)E[VX, Vy]—V[X,Y]isa
type-preserving derivation onthealgebra oftensor fields
R(X,Y)(U®W) =R(X,Y)U®W +U®R(X, Y)W (64.9)
forallXY,UandW.This derivation iscalled thecurvature operator of
V.The curvature operator may beused todefine the(3,1)curvature
tensor RofV:
R(X,Y,Z,6)=B(R(X, Y)Z). (6.4.10)
Since R(X, Y)=—R(Y, X)wemay introduce asetofcurvature
2-forms Rd,by
R=2R“'c®e‘®Xd. (6.4.11)
Interms oftheconnection forms 6)“),with respect toanyco-frame {ea}:
Rab=dw“), +co“,Awcb. (6.4.12)
This isthesecond structure equation. Forverification wecontract onan
arbitrary pairofvectors:
2(d(t)“b +w".,Aro°,,)(X, Y)
=X(wa6(Y)) _Y(wab(X)) _wa6(IX= Yl)+wa<.~(X)wC6(Y)
_wac(Y)wCb(X)
=X(@a(VYX6)) —Y(@a(VxX6)) “@a(V[x, Y]Xb) ‘VXea(Xc)eC(VYXb) 1
+VYea(Xc)eC(VXXb)
=X(@a(VYX6)) _Y(@a(VxX6)) ‘"@a(V[X. Y]Xb) TVX@a(VrXb)
+VYQQWXX6)
=e“(R(X, Y)X,,)
210 CONNECTIONS
=R(X,Y,X,,,e”)
:2Rab(X,
Bycontracting the(3,1)curvature tensor weobtain a(2,0)tensor:
theRicci tensor. That is,
Ric(X, Y)=R(X,,X,Y,e“) (6.413)
where thearbitrary bases {XQ}and {e“} aredual. For ageneral
connection ‘Ric’ hasnoparticular symmetry properties.
Itissometimes more convenient towork with thesetofRicci 1-forms
{P,}, elements ofwhich aredefined by
Pb : IXaRab
hence
P,=Ric(X,,, X,,)eb. (6.4.15)
Because oftheir @-linearity thetorsion andcurvature operators can
beevaluated ontangent vectors: they donotrequire vector fields. By
suitably extending apair oftangent vectors tovector fields wecan
construct figures outofsegments ofintegral curves, giving acharacter-
isation ofthetorsion andcurvature operators.
LetNpbeanormal neighbourhood ofpwith Xp,YpeTPM. Each
qeN,, liesonone and only one (uptoalinear reparametrisation)
geodesic radiating from p.Wedefine XqeTqM byXq=rqpXp where
rqpistheparallel translation map along theautoparallel. This assign-
ment ofatangent vector toevery qeN,, issmooth: wedenote the
resulting vector field byX.Wesimilarly extend Yptoavector field Y.
We have constructed Xsuch that VZPX=0VZP eTPM, thus
T(Y, X)]p =[X,Y],,. From exercise 4.1attheendof§4.11 weseethat
T(Y,,, Xp)isthetangent atptothecurve formed from theintegral
curves ofXandY(seefigure 6.3).
Inconsidering thecurvature weextend XPand Ypdifferently: this
time tocommuting vector fields Xand Y.We could, forexample,
choose normal coordinates {xi} with
O 3
6x1P:Xp and 6x2P:Yp
with
X=—a-— and Y=
6x1 6x-
If<p(p) and 1/t(p) aretheintegral curves ofXand Yrespectively,
starting atp,then weform thequadrilateral shown infigure 6.4.
Wedenote theparallel translation map from T,,M toTQM, along the.\ ':'
'.-U I-, I
I‘-':'-’:;‘-
'=-“:3 I
.-._-‘,CuRvATuRE AND TORSION TENSORS OFV 211
"rXan _./ PpYp
/
P
t(>j,,x,,i
Figure 6.3Geometrical interpretation ofthetorsion tensor.
TFQTQPZP
Xi~=uu,o~p,iipi Y
TstTmT4/JZ/J
Teezti
X -inlp) S y 9-r
Z, I
p I
Tfl5T$-'"T=’G‘T-'-IPZP
Figure 6.4Geometrical interpretation ofthecurvature tensor.
curve shown, byrqp.IfZpisanyvector inT,,M then wecalculate the
parallel translate around thefigure byusing (6.1.10), dropping terms of
order greater than t2:
rqpZ,, ={Z—tVXZ +:2/2VX2Z}q +O(t3)
r,,t-,,z, ={Z-t(VXZ +vyz)+:2/2(vX2z +V}/22+2vYvXz)},
+O(t3).
212 CONNECTIONS
Proceeding around theloop wecompare r,,,r,,r,qrq,,Zp with Zp:
_r,r,,r,r Z—Z
‘ii’ ’—([vY’VX]Z)P =R<Y.,X..>Z.~
since [X,Y]=0.This expression shows thatthecurvature measures the
path dependence ofparallel translation.
6.5Bianchi Identities
Because oftheway inwhich thetorsion and curvature tensors are
constructed outofVcertain combinations oftheir covariant derivatives
can bewritten back interms ofthese two tensors. The resulting
identities arecalled Bianchi identities.
The(1,1)tensor field (VXR)(Y, Z)isdefined by(VXR)(Y, Z)(W, B)
=(VXR)(Y, Z,W,/3).ForanyX,Y,ZEFTM consider thevector
°-‘J={(vXR)(Y1 Z)+(VYR)(Z> X)+(VzR)(X, Y)}(V)
-,;;,t(vXR>(Y. Z)}(V)~
Here 3X,y_Zdenotes thecyclic sum ofX,Y,Z.Now (VXR)(Y,
Z)=VX(R(Y, Z))—-R(VXY, Z)—R(Y, VXZ), sowemay write
O3=X_5£Z{AxYz —BXYZ}(V)
where
AX)/Z(V) =V.Y(R(Y» Z))(V) =VX(R(Y, Z)(V)) —R(Y,Z)(VXV)
BXYZ(V) =(R(VXY» Z)+R(Y.VXZ))(V)-
Wemay express AXYZinterms ofthecurvature operator
AX‘/Z(V) =VX(R(Y> Z)(V)) —R(Y,Z)(VXV)
:IVx- IVY» Vzl_V(Y.z]IV-
Foranyoperators P,Q,Rwehave the(Jacobi) identity
,,g,iP.iQ. Rll=0
hence
Aiz/4 XYZ(V) I;._E,f_ZIVx- V[Y.Z]lV' E.-5;.-
-'.§-.\s.'
3‘fl“J:'
limBIANCHI INDENTITIES
Writing outBXYZinterms ofV
BxYz(V)
:(VVXYVZ _VZVVXY —V[vXY, Z]+VYVVXZ —VVXZVY —V[Y,vXz])V, ,
\ X‘%’ZBXYZ(V)
=X?.)Z(VvYzVx '_VXVV}/Z —V[v,.z, X]+VXVVZY “VVZYVX +V[VZY, X])V
:XfiZ([V[Y, 2]»Vxl_V[[Y,z].x] +Ivrtr. Z)»VXl_V[T(Y, z),x])V-
Using theJacobi identity again gives
X‘E£'ZBXYZ(V) I*X_<<{,0_Z{IVX» V|Y.Z]I"R(T(X, Y)»Z)}V-
Thus
9.9=—X‘§£‘Z{R(T(X, Y),Z)}V
andsince thisisvalid forarbitrary V:
9’{(VR)(Y, Z)+R(T(X, Y),Z)}=0 (6.5.1)X,Y,Z X
VX, Y,ZeFTM. This isknown asBianchi’s second identity.
Inasimilar way weobtain anidentity bycovariantly differentiating
thedefining relation forthetorsion tensor. Weleave itasanexercise to
prove Bianchi’s first identity:
X§]jZ{R(x, Y)(Z)-r(r(x, Y),z)-(VXT)(Y, 2)}=0.(6.5.2)
Because oftheinherent antisymmetry oftheexterior product these
identities assume anelegant expression interms ofthetorsion and
curvature 2-forms. Ifweexteriorly differentiate thesecond structure
equation andreplace do)“, byR“,—(oakAoak,then thesecond Bianchi
identity isexpressed as
dRab + (l)a(. ARC); * Rac. /\(UCb :3 0.
Similarly byapplying dtothefirst structure equation and expressing
div“, back interms ofR“,anddebback interms ofTbgives thefirst
Bianchi identity as
d7-la +(Dab ATb :Rab A€b.213 ,
214 CONNECTIONS
6.6Metric-Compatible Connections
The introduction ofaconnection onamanifold does notrequire any
metric properties, andsofarwehave assumed none. However, when
introducing aconnection onapseudo-Riemannian manifold wecan
impose relations between theconnection and thepseudo-Riemannian
structure. Parallel translation gives amap between thetangent spaces of
any two points connected bysome curve. Onapseudo-Riemannian
manifold itisnatural torequire that thisparallel-translation map bean
isometry between thetwo tangent spaces. That is,parallel translation
preserves thelengths ofallvectors. Aconnection such that parallel
translation hasthisproperty iscalled metric compatible.
Suppose that Yisavector field parallel along thecurve C.IfVis
metric compatible then thelength ofYwillbeconstant along C,thatis
C(g(Y, Y))E0.Since forfe@(M) C(f) EVcf, andVcommutes with
contractions
('?(s(Y» Y))=Vc(s(Y, Y))
EV¢g(Y, Y)+2g(V@Y, Y).
IfYisparallel along Cthen thesecond term iszero. Requiring that the
length ofallparallel vectors along Cbeconstant gives V5,-g =0.Fora
metric-compatible connection this holds forallC,soVismetric
compatible ifandonly if
VgE0. (6.6.1)
If{X,-}isanylocal basis then covariantly differentiating thefunctions
gt;=g(Xi> X1)gives
X(8t)') =VX€(Xt» Xi) ‘I'8(wkt(X)X1<.- Xi) +3(Xt» wkj(X)Xk)
=VX8(Xr» X1)+wkt(X)81q' +wkj(X)gik-
If{X,-}isorthonormal then thefunctions g,-1.areconstant. Soinan
orthonormal frame theconnection forms ofametric-compatible connec-
tionsatisfy theantisymmetry condition
63,,+63,,=0 (6.6.2)
where to,-,Eg_,-,.cuI‘,-.
Since theHodge dual isdefined bythemetric itfollows thatcovariant
differentiation with respect toametric-compatible connection commutes
with thisoperation. First observe thatthevolume n-form isparallel
VX*1=0 vx. (6.6.3)
If{ea} isanorthonormal co-frame such that *1= e1Ae2A ...Ae”'1}-I‘ I_1'I_ ‘
:‘I:I
_'_e-i I
-: I
Ti'.".E:
_->2:-|'.\.'- "
"Ii--ii..,,.--
,.,._>~_.METRIC-COMPATIBLE CONNECTIONS 215
then VX*1= —w1,,(X)e" Ae2A ...Ae” +...+(—1)"e‘A ...A
a)”,,(X)e“. Now w1,,(X)e" Ae2A ...Ae” =co11(X)e1Ae2A ... Ae”
and so(6.6.3) follows from (6.6.2). Itcan now beSeen from the
definition (1.4.5) thatifVismetric compatible
Ametric-compatible connection iscompletely characterised byits
torsion tensor. That is,theconnection coefficients canbedetermined in
terms ofthemetric andtorsion tensors. Forametric-compatible Vwe
have VU(g(V, W))=g(VUV, W)+g(V, VUW) foranyvector fields U,
Vand W.Bycyclically permuting U,Vand Wweobtain three such
expressions. Adding thefirsttwoandsubtracting thethird gives
U(s(V, W))+V(s(W, U))"W(s(Ui Y))
=s(VUV. W)+g(V,VUW) +s(Vi/W, U)+g(W,VI/U)
—s(VwU. V)—e(U.VWV):
Thedefinition ofthetorsion operator enables thistoberewritten as
2s(Vi/V, W)=U(s(V, W))+I/(s(W. U))EW(s(U, Y))
—s(U, [ViW1)+s(Vi[WtU1)+g(W,[UrV1)
—g(U, T(V, W)) +g(V, T(W, U))+g(W, T(U, V)).
(6.6.5)
If{X0} isanarbitrary basis then thestructure functions Cab‘ ofthe
basis aregiven by
[Xw Xb] :Cab£IXC.
Ifthree different basis vectors areinserted in(6.6.5) then wecansolve
fortheconnection coefficients:
rabp :%gCp{Xa(gbc) +Xb(gca) —Xc(gab) "FCbcdgad
+Ccadgbd +Cabdgcd “HT(Xb> Xcv Ya) +T(Xcr Xai Yb)
+T(X,,X,,,}Z,)}. (6.67)
Here gq’istheinverse matrix togab, gpcg“? E<53.If{ea} isthedual
basis then XQ=ea=gabeb. There aretwoclasses ofbases inwhich this
expression fortheconnection coefficients simplifies: inacoordinate
basis thestructure functions arezero, whilst inanorthonormal basis the
metric components areconstant. Forthecase ofanorthonormal basis
theabove expression fortheconnection coefficients enables theconnec-
tion1-forms tobegiven as
260(1), : €“iXaiXb((l€d "— Td) -I‘ IXb(£l€a _ Ta) — iXa(d€j, "_
216 CONNECTIONS
This formula isofgreat computational utility.
From now onwewillonly consider metric-compatible connections.
6.7 TheCovariant Exterior Derivative
Itisoften convenient towork with sets ofdifferential forms indexed
with respect tosome basis. The torsion andcurvature forms provide an
example. The Bianchi identities forthese forms, (6.5.3) and (6.5.4),
involve anexterior derivative plus ‘correction terms’ involving the
connection 1-forms. Such combinations ofterms can beefficiently
encoded intoa‘covariant exterior derivative’.
Given amixed tensor that istotally antisymmetric insome subset ofr
vectors wecanassociate asetofr-forms with anybasis {X1-}with dual
{el}. Suppose that Sissuch atensor oftype (r+q,p).Wedefine aset
ofr-forms SI""P,-1 J,-Qby
Sii.,.ipj1___jq(X1, -..,Xr) I S(X1, ...,Xr, Xjl, ...,Xjq, eil, ..-,elp).
(6.71)
Wedefine thecovariant exterior derivative DoftheS"1':-‘P,-]___,-Q in
terms ofaconnection Vby
(F+i)I>st1---i»,~1,,,,~,(x,,, ...,X,)
=2(-i)tvX,s(x(,, ...,)'Z,,...,x,,X,-1,...,x,-,, e‘1,...,e"/>),i=0
-Z(-i)1+'<s(T(X,-, Xk),X0,...,22,,...,2%,,..,(JE,i<kE..r
Xr, Xjl, ...,Xjq, 6‘), ...,€‘P).
The‘hat’ above asymbol indicates that that term isomitted from the
sequence. Tisthetorsion operator ofV.Itfollows from theabove
rather cumbersome expression that I
1...!
DS1 pjl-'-lq
=dSl'1__-ipj1.I.fq +wt,l_$ASi,...t,J_lmjq +___+wlipis ASi,..-,_5j]'|'jq
—(L}j’J,']ASi1"'ipjS‘__}-Q — ...—Cl}]I’jqASi1"'ipj1_._j-S.
This canbeverified byusing (4.10.5). For thespecial case inwhich
pEq=0thecovariant exterior derivative reduces totheordinary
exterior derivative. Wecanthen infer from (6.7.2) that
6“ AVXQ : d— Ta AIXQ.THE COVARIANT EXTERIOR DERIvATIvE 217
(Alternatively thisimportant relation canbeverified on0-and 1-forms;
itsgeneral validity then following from thefactthatboth expressions are
graded derivations.)
Repeated application of(6.7.3) gives thefollowing Bianchi identity
forD,
2t...l _ I i§...t'_ _ ti‘ i...i,_ _
DSI pj]___jq—RIiYAS pJ1.__]q+...+Rp]SAS1 hlmjq
ti/\ is---it
— AS£]"'ipj'l
Itfollows from (6.7.l) that under achange ofbasis thesetofforms
S‘II'""IP,-I jqtransform according totheclassical tensor transformation
rules. The 9?-linearity inthearguments oftheright-hand side of(6.7.2)
ensures that theDSI1---‘E,-l___,q transform liketheS‘)---‘Ir,-1_,_,-q under a
change ofbasis. IfSIandTlaresetsofr-forms ands-forms respective-
ly,labelled bythemulti-indices Iand Jthen, asmay beseen from
(6.7.3),
I>(s1ATl)=DS’AT1+(-1)’S’ ADTJ. (6.76)
Theinterior derivative with respect toasetofbasis vectors maps aset
ofp-forms indexed with qindices into asetof(p—1)-forms indexed
with (q+1)indices. The anticommutator ofthisoperator with Dgives
auseful relation. If
LXHEDix“ +IXGD (6.7.7)
then LX8maps asetofp-forms into asetofp-forms indexed bythe
extra index a.Itactsasaderivation onexterior products
LXa(SI AT1) =LXQSI AT] ‘I’S1ALXQTJ.
First weconsider asetof1-forms, A"1:--Ir,-1___,q. For Aany 1-form
(6.7.4) gives
iXadA : VXRA " €biXaVXbA ‘I’ IXaTbIXbA.
Using thisin(6.7.3) gives
iXaDAi1... ip__| H_r
J I.‘ ‘
= i1...i_ __ 6: i1...i_ I -6- i...i_ IVXQA p]l___jq €1XaVXbA PJl'_'jq+1XaT1XbAI Ph___Jq
- i,_t...}’,t,...t_ __ r,_- t...’i,t,...t_ _':'I'1X..w1,AI pll---iq w61X./11 pll---lq
—' lr. I1---I. '.\. . it.‘ 1!---3. *>. .
"' 1X..w JISA P11-~ ]S.fr"'.lq +wti1X.A P11-~ .lS.lr~-'11].
Now ifAisany1-form
VXbA = VXbiXcA€C — IXcA(I)Cp(Xb)ep
218 CONNECTIONS
so
iXaVXbA =VXbiXaA —o)fa(Xb)iXcA
and
e"’iXaVXbA =diXaA ——w‘,,iXCA (by(6.7.4) again)
so
IXADA I1IiIIpli...Iii
:VXaAi,...ip]_]H_jq _diXaAi1...i,,]_lH_jq +wcaiX€Ai1...i,,j1H‘jq
+iXaTbiXbAi]...ipI1"-}_q +iXawi,l_rAt1... 'i‘,i,... ipj]Hijq
_wi,iriXaAi1... ?,i,...i,,J_]m]_q ___
_iX.‘”I’i.A“""’ii__- LIA.--ti +wI’i.iX.A“"'I’ii-.- i.i>---ti»
Recognising theright-hand side ascontaining DiXQAII---‘P,-I ___J,-Qenables
thistobewritten as
LXaAl1...lp)i].--}_q
=(VXQ _|_iXaTb AiXh)Al']...lpjl".]_q +wi,ir(Xa)Ai1... i',i,,...i,,j_]_Hjq
_ j,_ i...i_ A__ _
w;,(Xa)A1 p)1...j,],...)q'
Wehave obtained thisexpression fortheA‘1'~-‘r,-1___,q 1-forms; butLX“,
VX0and iXaT” AiXb areallderivations onexterior products ofmulti-
indexed p-forms soitisconsequently valid onarbitrary p-forms:
LXaSi,...i,,]_lmjq
=(Vx, ‘I’iX,Tb /\iX,,)SII '''I”),...1‘,+¢I)i‘t,.(Xa)SI‘ '"U"''II’),...1,
...—o)l',-$(X,,)SI'--"Ir,-1_,_ ;S,r___,q. (6.7.9)
IfSI1"--‘P,-1_H,-q ES(eI1, ...,eh,X,-1,...,X,-q)then thiscanbewritten as
LXaSi;...lp]_1...jq
=VA-aS(eII, ...,ele,X,-1,...,X,-Q) +IXQTI’ AiXbS’II--:IP,]___,q. (6.7.10)
Forthespecial case oftp,any@-valued p-form, thisreduces to
iXad<p +Dixatp =VXaq0 +iA-GTI’ Aixbgo. (6.7.11)
The definition (6.7.2) canbeapplied to0-forms where there isthe
simplification thatthetorsion terms donotenter. Since gab=g(X,,, Xb)
wehave Dg,,j,(X) =VXg(X_,,, X,,).Thus forametric-compatible connec-
tion
Dgab =..6'1.- . .;. %,,,_
‘-._;I.THE COvARIANT EXTERIOR DERIVATIVE 219
Itfollows that ifindices labelling asetofforms areraised orlowered
with thecomponents ofthemetric then thisoperation commutes with
thecovariant exterior derivative. Ifthevolume n-form isexpanded as
*1=(n!)‘1e,l___,ne"1A ...Ae‘?= then e,-,___,~n =n!*1(X,-1, ..., X,-H). So
forametric-compatible connection
D851 ___in=
Asanticipated theBianchi identities (6.5.3) and (6.5.4) cannow be
written as
DR“,=0 (6.7.14)
DT“=R“,AeI’. (6.7.i5)
Inanorthonormal basis the connection 1-forms ofametric-
compatible connection areantisymmetric: they satisfy (6.6.2). Itfollows
that thecurvature 2-forms satisfy ananalogous relation. Moreover,
because ofthetensorial nature ofthetransformation ofthecurvature
2-forms under achange ofbasis thisantisymmetry ismaintained inan
arbitrary basis. Using this antisymmetry thesecond Bianchi identity
(6.7.15) canbecontracted toobtain various other identities. Weleave it
asanexercise toprove thefollowing contracted Bianchi identities:
St’iXiXiXDT =2(iXiXR —iXiXR )(6.7.16)p,q,r’a p q r a a qpr p raq
IXpIXqiXaDTa= IXQPP _ IXPPQ
IXPIXQIXJYD Tag“ +p%rIXpiXqDTr= %S§riXqRpr
iXaDT“= P,AeI’. (6.7.19)
6.8TheCurvature Scalar andEinstein Tensor
The existence ofametric tensor enables ‘type-changing’ ofthe(3,1)
curvature tensor tovarious other fourth-rank tensors. Wewillnormally
denote allsuch tensors bythesame symbol, making itclear inthe
context inwhich itappears exactly which tensor ismeant. Similarly the
Ricci tensor can berelated toa(1,1)tensor which can then be
contracted toascalar. That is,thecurvature scalar 9%isgiven by
QR=Ric(X_,, X“) (6.8.1)
Where asusual X"=g“I’Xb. Interms oftheRicci 1-forms Pa,
gi, = IXHPH.
220 CONNECTIONS
Inn-dimensions theEinstein (n—1)-forrns G,aredefined byTHE CURVATURE SCALAR AND EINSTEIN TENSOR 221
Bianchi identity. Inn-dimensions wecanexpand theHodge dual as
= 'abGC Rab /\1Xt*e ' *6’Ilf2i3 —i—-————1 Q“ ‘5 I0 I ' =t<515213
These may berelated totheRicci forms; wehave
Gc=R66/\iX,_.iX"*ea =Rba/\iXI’iX,.*ea
=iXb(Rba /\ix,*@a) “Pa/\ix,*@aE(n_3), /\5'/\ /\@”1X,,, 1X,51x,, 9
Now iX,”...iXmiX,4*e‘1‘?"3 isproportional to*1contracted onnvectors,
thus itscovariant exterior derivative iszero, so
D*eI1I2I3 Ei—(T‘*A e"-SA ...AeI~ —eI*A TPA ...Ae"~
=IX"(R4b /\iX“iX."1) _P4/\iX."@“ I (”T3)!
=iX,,{iX,(Rab /\iXC>I<1) _Pb/\iXc=i<1} _pa/\iXc.i.e4_ I +...+(—1)" ""e"~*A ...ATI~)iX,n ...iX,5iX,4*e*i*2I3
Now RabAIX*1E0,since itisan(n+1)-form, so 1 i i i‘ ‘ iii=fyli/(65/\ A€"lXl_n ...1X’,5*€‘23,-4
C Q 2, (n 4)!
G,E—9R*eC +PbAiXtiX,*1— P,,AiX,*e" E—97t*eC —2PAea,
and
Pa/\*6“=iX"’Paeb /\*9“
=ix”Pa{—iX,(@b /\*@a) +8b<,~*@a)
=ix”Pa(*86a*@¢ ‘Igi>¢"ea)
E—iXaP"*eC +iX(P“’*e,,.
The contracted Bianchi identity (6.7.17) gives theantisymmetric part
oftheRicci tensor interms ofthetorsion, so
P“A*e,,C E—9t*eC +iX~PC*e,, +iXiiX(iXbDT”*e,,
E—9h*e, +*PC+*iX,iXhDT"
thus
G,E9t*e,, —2*P,. ——2*iX,_iXbDTI’
or
*"1G,. Egtef —2P).—2iX€iXhDTI’. (6.8.4)
The setofEinstein forms areequivalent toa(2,0)tensor. The
Einstein tensor Gisdefined by
G=-*1o,®@t. (6.s.5)
The antisymmetric part oftheEinstein tensor isdetermined bythe
torsion. Using (6.7.17) once again gives
IXb*#IlG(_. — iX(_*_‘1Gb I —2IXbIX(iXIIDTa.
The covariant exterior derivative oftheEinstein forms canalso be
related to the torsion. Writing G"ER,,,,A*e“I"' we have
DG‘ EDRQ), A*e“”‘ +RabAD*e"I". The first term iszero bythefirst=T14A>l<e‘li2i3I_4
thus
DGC :Rab ATp A*€abCp.
Equivalently thisrelation canbewritten interms ofthe(2,0)Einstein
tensor. The divergence ofG,V.G, isa1-form defined by
(V.G)(Y) EVXaG(X”, Y) (6.8.8)
thus
V.G E(iX~*‘1VXaG,, -—co‘,,(X,,)iX~*'IGC)eP
E*“(e“ AVXQGP —wcpAGC)eP.
Wemay now use(6.7.4) togive
V.G E*‘1(DG,, —T“AiXaG,,)eP
and(6.8.7) then gives
V.G E—*‘1(T‘? AiXqR,,,, A*e“I’,,)eP. (6.8.9)
6.9 ThePseudo-Riemannian Connection
Since ametric-compatible connection iscompletely characterised byits
torsion tensor itfollows that there isaunique torsion-free metric-
compatible connection foranypseudo-Riemannian structure. This con-
nection iscalled thepseudo-Riemannian connection. Itisalsosometimes
associated with thenames ofLevi—Civita andChristoffel. From (6.6.7)
weSeethat inacoordinate basis thecondition ofzero torsion is
expressed asasymmetry oftheconnection coefficients, F,,,,P E1",,,P.
Forthisreason atorsion-free connection isoften called ‘symmetric’. The
connection coefficients ofthepseudo-Riemannian connection expressed
222 CONNECTIONS
inacoordinate basis areoften called theChristoffel symbols. Foractual
computations itisoften most efficient touseanorthonormal basis. In
such abasis there are, by(6.6.2), §n(n —1)independent 1-forms or
irt2(n —1)independent connection coefficients. Foracoordinate basis
thezero-torsion condition cuts down thenumber ofconnection coeffi- Ii='.'
cients to§n2(n +1).Thus inanorthonormal basis there aren2fewer
connection coefficients. ‘
Because oftheBianchi identities thecurvature tensor ofatorsion-free
connection has extra symmetries. Equation (6.7.16) reduces toan
expression ofthe ‘pairwise interchange’ symmetry ofthe Riemann2-»1'=-.
tensor. Equation (6.7.17) shows thatforzero torsion theRicci tensor is-3-If_I
symmetric. Forzero torsion theEinstein tensor issymmetric, by(6.8.6),
anddivergenceless by(6.8.9). .
Wecanuse(6.7.4) towrite theexterior derivative interms ofany I
torsion-free connection. Since anymetric-compatible connection satisfies-I'__;;'t.T
(6.6.4) weobtain auseful relation between thepseudo-Riemannian .=.:1-6Egg
I-71-ii‘!=..r
connection andtheco-derivative 6which wasintroduced in(5.4.2). Iftp
isadifferential p-form then iXQVX000 iscertainly a(p—1)-form. Q';;-.
Introducing theHodge map anditsinverse: -
-:its. I
iX“VX..(i7=iX"**_1VX..(p =iX"*VX.,*_1(p by<6-64>
-*<vi.*—1<pAe) (by(1-47)) .'.*E.J'.-rtt..
=*(@“/\Vx,l7* T197) ]]
where T]isdefined in(1.1.2). Wenow use(6.7.4): II
ix"VX,,(P Z*d77*_1(P-
The inverse oftheHodge map isgiven in(5.4.3). Byconsidering ther-\
II.
cases ofeven andodddimensions separately itcanbeseen thatthiscan
berewritten asiXiVXflcp E—*'Id*r)09, thatis
iX.vX,¢ =-66». (6.91)
I-A
From now on,unless wespecify tothecontrary, weshall restrict
ourselves tothe pseudo-Riemannian connection. For most ofwhat
follows itwill beessential that theconnection ismetric compatible,
whereas inmost places torsion merely contributes extra terms.
Exercise 6.4 -..
AnEinstein space isoneforwhich RicEcgforsome constant c.Show
thatif,inthree ormore dimensions, RicEfgforfe§(M) then:
(i)fE91/n
(ii)G.=*—T(”QZIQYW. :r. .-
(iii)d9RE0.THE PSEUDO-RIEMANNIAN CONNECTION 223
Example 6.1
Let gbethe metric tensor ofafour-dimensional spacetime:
3E—e°®e° +Ei:1e“®e“. Inalocal chart with coordinates (t(p),
r(p), 6(p), g0(p)) aclass ofspherically symmetric metrics may be
parametrised byfunctions H0,H1,H2ofr(p)andafunction /Ioft(p),
bychoosing alocal orthonormal co-frame as
60 =Hgdi
e‘Ee"H1dr
e2Ee’IH2d6
e3Ee’IH2 sinBdqo.
Asanexample ofusing (6.6.8) verify thattheconnection 1-forms 01,),
ofthepseudo-Riemannian connection aregiven inthisbasis bytable
6.1.Hence construct table 6.2forVXaebwhere X,,isadual orthonormal
frame: eb(X,,) E62.
6.10 Sectional Curvature
Atwo-dimensional subspace SofT,,M willbecalled atangent plane to
Matp.If{X,Y}isanybasis forSand
Q(X, Y)=s’(X,X)s(Y. Y)—(s(X, Y))2 (6-19-1)
then Q(X, Y)E0ifandonly ifginduces adegenerate metric onS.
Such atangent plane iscalled degenerate. IfSisanynon-degenerate
tangent plane atpthen thesectional curvature ofMatp,along the
plane section S,isK(S):
s(R(X. Y)X.Y)1<(s)-EQ(X,Y)». (610.2)
Thus thesectional curvature atpisarealfunction ofthetangent planes
atp.
Exercise 6.5
Verify thatthedefinition ofK(S)isindependent ofthebasis chosen.
For thecase inwhich MisRiemannian thesectional curvature
generalises theintuitive notions ofcurvature oftwo-dimensional sur-
faces. IfN0isanormal neighbourhood oftheorigin inTPM then
Exp,,(J\f0 F)S)isatwo-dimensional Riemannian submanifold ofM.Let
973(r) beanopen ball ofradius rcentred about theorigin inN0OS,
with rsufficiently small that Expp isadiffeomorphism onto B(r), an
open ballcentred about p.Lets4(r) bethearea of9B(r) andA(r) beiI
616
Iii
forms60,),E—o),,,,for
freeorthonormaconnectoniv-Ii
-—|
OTSOl'l-II—I
I
The
Table6.1Q .—()I/H)e-I
H3)€_'l€I —(cot6/H2)e-IIe~‘Z
»--~—- ~._.-'
I~
themetricofexampe62
(/1/H)e2HH)e"’:2 AC.
._@
\
“*(H2/
v—t
—(A/H)e.--\'6
nq-4
HH)e-'Ie0
-
,_._
~I_1
/—-.4-4
—(H’/
CID
C.'>~—~('\1c')dl/dtHEdH,,/dr“Q
0-
A54
-I-..~I-..
a-\-I-4-._
fyngeI’(X_,)E<51?
II-II
basessatSIi
cientsspecifiedbyVxuebntheduaII—1
6u—|
oncoeff\I-ll
ofLev-CevtaconnectI?
aI—I
Pi
Table6.2Associatedtabe4
l'\l
Q.)
I?
Q I
Crpm
M./‘-‘\
0
—(H/HOH)e"'Ie°|-4
a—\s. ,
‘_|
H/HOH)e"Ieq—|
A8. ,
-<
VX°=€>< >-<l>I> DQCD
0H)e°-Q&-r
n,_i
—(/I/H)e——(H3/HH3)e-'Ie-—(cot6/H2)e-'Ie3,_.,
-Ii.
1-».
—¢
¢—-I-.1
0
.—i
)e‘*e/163
\
(/l/(H2/HH2cot6/H2)e-'—1
(_
—(/I/H0)e°
H2)€_A€241.1
I-Ii.
-1
— -(ii/H.,)e2(HQ/HH2)e-'Ie3u—I1
—(/I/H)@~7¢—--v
0
(‘NI 1"“;
IIEat/atH;EdH,/dr0*T
1!
5r2
- "I
'5.SECTIONAL CURVATURE 225
thearea ofB(r). Thus s5i(r) isdetermined bytheEuclidean geometry of
TPM whilst A(r) isdetermined bythe Riemannian geometry of
Exp,,(J\(U F)S).The sectional curvature isdetermined byacomparison
ofthese twoareas:
K(S)=121312 . (610.3)
The proof ofthese assertions canbefound in,forexample, Helgason
(1978).
Exercise 6.6
Take Mtobethetwo-sphere with thestandard metric induced from B3
(see figure 6.5). Calculate thesectional curvature using (6.10.2). Verify
that (6.10.3) gives thesame result. (Note that B(r) isaspherical cap
with geodesic radius r(figure 6.5).)
alt‘)
iifl
Figure 6.5
Amanifold issaid tohave constant curvature ifitssectional curvature is
constant.
Exercise 6.7
Show thatMhasconstant curvature cifandonly if
RabEce"". (6.10.4)
6.11 TheConformal Tensor
Two metric tensor fields gand gsuch that gEexp(2).)g forsome
function 2.aresaid tobeconformally related. Whereas aconformal
rescaling ofthemetric will change thecurvature itispossible to
construct atensor outoftheRiemann tensor that isinvariant under
226 CONNECTIONS
such scalings. Let{ea} beag-orthonormal co-flame, with dual {Xa},
and{e"} a§-orthonormal co-frame, with dual {XQ},where
Q=6Xp(i)@== 2?;=exp(—/1)Xa. (6.11.1)
If9isthepseudo-Riemannian connection ofgwith connection forms/‘\/""'-.. a
ma),with respect to{e}then from (6.6.8)
(mg)=6.1+X1<»1)e“—X.</rm. (6.112)
Similarly thecurvature forms RC),of9inthe{e/5} basis are
(Rig)=Ra),+vXb62.,( ea-vXa62.,( 6,,+X,,(2t)@a Ad/I
—X..'(/U66 /\<1/I—XC(l)X‘(1)@66- (611-3)
Wehave used DXa(/1) —Vxad/1, which follows from (6.7%11).Contract-
ingwith )?‘gives theRicci forms andcurvature scalar ofV:
/\.
@Xp(/i)Pb -—Pb + ““'n)VXbdl +(I1
+(2-n)XC()L)X‘(}t)eb -lXaVXfldAeb (611.4)
6xp(2i)@?‘r =at-2(n-1)1X1vXb62t +(1-n)(n-2)XC()t)XC(/1).
(611.5)
The conformal 2-forms Cab aredefined (inmore than two dimen-
sions) interms ofthecurvature 2-forms andtheir contractions by
C=R ———;(P e—P e)+ ~16 6eagle /(6),. ab ab n____2 a/\ b b/\ n (n__2)(n_1) a
(6.11.6)
These 2-forms have theimportant property ofbeing invariant under
conformal scalings ofthemetric. That is,ifCab aretheconformal
2-forms of§with respect to{ea} then
cj;=cab. (6.117)
Ifthe(3,1)conformer! tensor (orWeyl tensor) Cisdefined by
C=2C“b®eb®Xa (6.11.8)
then equivalently
@=c mum
From their definition the conformal 2-forms Ca), are manifestly
antisymmetric under interchange ofaandb.They alsosatisfy (forzero
torsion) analogous identities tothose forthecurvature 2-forms, namely
Cab A6"=U (611.10)
iXaiXhCpq : iXpiXqCab.THE CONFORMAL TENSOR 227
Inaddition there istheidentity
iX6Ca,, =0. (6.11.12)
Amanifold isconformally flatifitsmetric isconformally related toa
flatone. Certainly theconformal tensor must vanish foraconformally
flat space. Infact inmore than three dimensions amanifold is
conformally flatifand only ifitsconformal tensor iszero (Eisenhart
1949).
6.12 Some Curvature Relations inLow Dimensions
Intwodimensions there isonly oneindependent curvature form, which
must beproportional tothevolume form. Wehave
Rab :égleab.
Since there isonly onetangent plane wewrite thesectional curvature
simply asK.This isrelated tothecurvature scalar by
K=gar. (612.2)
Theconformal 2-forms arenotdefined intwodimensions. However, all
two-dimensional manifolds areconformally flat(Eisenhart 1949). Itis
often useful toexploit thisbyadopting coordinates inwhich themetric
isparametrised bythescale function thatrelates ittoaflatmetric.
Wecanusethemetric torelate the(3,1)curvature tensor toa(4,0)
tensor, R=2Rab®e"b. Both factors inthetensor product are2-forms,
anditisoften convenient tohave anotation forthetensor obtained by
taking theHodge dual ofeither factor. Wewrite
*R=2*Ra),®e"" (6.12.3)
and
R*=2R,,b®*e“b (6.12.4)
Inthree dimensions thedual ofa2-form isa1-form, so
R>=<=2Ra),®e‘ ,(iXC*e“" =2RabiX(*e“b®e‘.
The first factor now involves theEinstein forms, which were given in
(6.83). Soif
‘QE2GC®e‘ (6.l2.5)
wehave R*=‘Q,or
R=‘§*". (6.12.6)
228 CONNECTIONS
Now
<§*—1 =_GCiXaiXb*_1e“®e""b =(—9t*eC +2*PC)iXaiXb*“e‘®e“b
by(6.8.4). Tosimplify thefirstterm write
_1 i 6 6 6 ___1 i 6 . 6 _l I I _1
1X..1X6* @C‘?<~ —1X“1X..1X1.* 196—1X"(1X..1X6* 1/\er)+3‘X..1X1.* 1
. . . _* . _l _1
: ]X<.~{1Xa(lXb* 11/\ QC) —1Xb* lgac} ‘i’ 3* 6),“
II
=iX"iX,,.(ec /\F166) “iX,,iX,,*—11 ‘l’3*”666
=gbciX‘iX,,,*—l1 +2*_16’66 =*_1@6a-
Inexactly thesame wayweobtain
P,.iXaiXh*“1e“ =iXbP(.*“1e,f —iXuPC*_'e)," +€’7t*_‘e,,,,.
Using thesymmetry oftheRicci tensor, (6.7.17), gives
PCiXuiXb**1e‘ =**1(e,, AP),—e),AP, +§F?.e),,,).
sowehave
‘§*_1 =2(§@teb,, +PaAeh—P),Ae,,)®e“".
Thus (6.l2.6) shows thatinthree dimensions
Ra),=%97?.e),,, +PaAe), —PbAea. (6.12.7)
The first immediate consequence isthat theconformal 2-forms are
identically zero inthree dimensions. Italso follows that inthree
dimensions anyEinstein space isnecessarily ofconstant curvature.
Exercise 6.8
(i)Usetheconformal scalings of(6.11.2)—(6.11.5) toshow thatifinn
dimensions YaEDP, —[2(n. —1)]“d97i Aea then Ya=exp(—l)
><[Ya+(rz.—2)Xb(/l)C,,,,].
(ii)Show that YaAeb—Y),Aea=(2—n)DC,,,, andYaAe“=O.
Inthree dimensions Ca),E0andsointhiscase thetensor Y,,®e“' is
conformally invariant. Thus thevanishing ofY,®e“isanecessary
condition forconformal flatness: infactitisalso asufficient condition
(Eisenhart 1949). Inthree dimensions the(2,0)tensor SEY E*Y,,,®e“
isconformally covariant, symmetric andtraceless, by(ii).
(iii)Show thatinthree dimensions DY, =O.
Infour dimensions there areuseful identities involving the‘left and
right’ duals ofthecurvature tensor. Setting
R1“E%(Ri>1=-1R*) (6.l2.8)
wehave
R‘=(PpAeq —PqAe,, —§9tepq)®eP‘? (6.12.9)I i
.3;-i
';r;-.5
_gr».-
aé
_>--IJ,
Q;-.--...\.
-.-1 .:-.-4'_.-.11.,-=.-:->:;SOME CURVATURE RELATIONS INLOW DIMENSIONS 229
and
R+"-C+197te ®eP‘1 (6.12.10)_ Epq
where C=2Cpq®eP‘*‘. These relations can beverified inexactly the
same way astheir three-dimensional analogues.
6.13Killing’s Equation
In§4.14 weintroduced Killing vectors, these being vector fields that
generate local isometries onapseudo-Riemannian manifold. Because
thepseudo-Riemannian connection isdetermined bythemetric structure
there are several useful relations between Killing vectors and this
connection. Indeed, Killing vectors areoften characterised bybeing
solutions ofKilling’s equation, which isadifferential equation fora
vector field involving thepseudo-Riemannian connection.
Itisconvenient atthispoint tointroduce theoperator
Itimmediately follows that AXisaderivation ontensor fields that
commutes with contractions, also satisfying AXf= 0Vfe@(M). In
particular
AX(g(Y. Z))=0=(/1Xg)(Y. Z)+g(/IXY. Z)+g(Y.AXZ)-
ForVmetric compatible AXg=.SEXg sotheabove becomes
§(/IXY, Z)+6'(Y.»AXZ) =-()i’Xs)(Y, Z)»
Since foranyvector field Ywehave AXY =[X,Y]—VXY, ifVis
torsion freethen AXY=-VYX, hence
g(VYX, Z)+g(VZX, Y)=($Xg)(Y, Z). (6.13.2)
Ififisthe1-form related bythemetric toXthen itisoften convenient
torewrite theabove intheequivalent form
izvyir +1YvZ3{' =(§BXg)(Y, 2). (613.3)
IfKisaKilling vector then (6.13.2) becomes Killing’s equation:
g(VyK, Z)+g(VZK, Y)=0 VY, ZeFTM. (6.13.4)
The relation (6.13.3) isoften useful inapplications. Subsequently we
shall need arelated result forthe2-form dX. IfVand Yarearbitrary
vector fields then by(6.7.4)
5:
230 CONNECTIONS K1LuNo’s EQUATION 231
v,,6i>‘ =v,,6@,(vX,?' +ea,(vVvX,"Y'
=-e“(VVX),)eb ,(vX,'17 +6“,(v,,vX,f>'
:_eh/\VVI/Xbi? 'i'€a/\VVVXapYi
=9“/\(V1/VX, Vvvxfll Y
=ea/\(R(V, X6) +VX,,VV +V[V,X,,] —Vv.,X,,)?
=e“A(R(V, Xa)+VXQVV —VVXHV) 17since Vistorsion-free.
=e“,(R(v, X,)i>' +av,/Y‘ -e“,(vWfY. (613.5)
Now
1X6?=iXe“VXal7 -e“Aixvx, "Y"
=vXi>'-e“A(1XvX, +1X,vX)? +vXi>'
sothat
VXP=§iXdI7 +geeA(iXvX,? +1X,vX'Y).
Using (6.13.3) wehave
VXP=§iXdi7 +g.se,,g(x, X,,)e“. (6.13.6)
This gives
@~AvW,"Y" =§e"AiVXavdI7 +;;eYg(vX,v, X,)@@b
=re/\(vX..<i./cl?) -1./vX.dY'> +tirygtvrv. Xbleab
=§di,,dP +timeAVXad '17)-gvvai“/'
+iggl/g(VX,,V: Xbleab
=;61,,6i7 -§v,,6”Y‘ +;.2.P,,g(vX,v, X,,)e“” (613.7)
since d2=0.Using (6.13.6) once again
aw? =garter +g6(.seYg(v, X,,)e“')
=;6i,,6i7 +gv,,,,._<e,,g(v, X,,)eb“ +;6>,,g(vX,v, X,,)e"“. (613.3)
Returning now to(6.13.5) with (6.13.7) and(6.13.8) produces
VVdP =26“,(R(v, X,.)i>' +vX,§£Yg(v, X,,)eb".
This canbeexpressed interms ofthecurvature 2-forms as
vvai/‘ =2YevbR,,,. +vX,§eYg(v, X,,)e”“ (613.9)
where Y“=e“(Y) etc.Operating onthiswith theinterior product gives
anexpression with theRicci forms:
: —2YaPa + VXt_£Yg(XC, Xa)€“ _" VXb$Yg(Xa, Xa)€bi
._.,.
=5;.E51-?
:--=-'1... .'.1.-'-=
3351.»
I-=:--i::l.. '516,-6'.. ,5or,by(6.9.1)
661/_2Y“P,, vX,.se,,g(XC, X,)@~ +vX,.&eyg(X“, X,,)@b. (6.13.10)
Obviously such expressions are particularly useful forvectors that
generate symmetries.
Exercise 6.9
Avector field Kiscalled aconformal Killing vector if§£Kg EZltgfor
some function A.Show that Ksatisfies
(1)61?=621 (613.11)
(11)66K_21<@P, +2(n1)6/1. (6.13.12)
Exercise 6.10
Forsome calculations oneneeds tobeable tocommute aLiederivative
past acovariant derivative. If
DX(Y) E[.251/, VX] —VWIX] (6.13.13)
show that
(i)DX(Y) isatensor derivation thatcommutes with contractions
(ii)D)x(Y) =fDX(Y) forf6WM)
(iii)DX(Y)fS =fDX(Y)S foranytensor field S
(iv)DX(Y)Z =DZ(Y)X (since Vistorsion-free)
IfDXa(Y)X), EM,,b"(Y)X,. show that
Mabphyl =igcp(VX,,*§£Yg(/Ye: X6) _VX,.§~PY8(X6» X6)
+VXh.§£yg(Xa, XC)). (6.13.14)
Hint: starting from DXfl(Y)(g(X b,X6))=Ofollow theprocedure for
solving fortheconnection coefficients given in§6.6.
Bibliography
Eisenhart LP1949 Riemannian Geometry (Princeton, NJ:Princeton University
Press)
Helgason S1978 Differential Geometry, LieGroups, and Symmetric Spaces
(New York: Academic)
Gravitation
7.1Lorentzian Connections
Aswenoted in§6.2 thespace IR”hasanatural connection. This is
defined such that anatural coordinate basis isparallel. Wehave already
seen how Newtonian dynamics may bedescribed with thenatural
connection onIB3.InChapter 5Minkowski spacetime wasmodelled on
IR‘, the natural coordinate basis being declared orthonormal with
respect toaLorentzian metric. Such afield ofglobal orthonormal
frames isparallel with respect tothenatural 1R4connection, andthus we
may now recognise theclass ofinertial frames asconsisting ofallframes
that areparallel with respect tothisconnection. More generally onany
spacetime wemay usetheunique torsion-free metric-compatible connec-
tion (the Lorentzian connection) toevaluate theacceleration ofcurves.
Ifaparticle ofmass itismodelled onaunit timelike curve Cthen the
acceleration VC-~C may beattributed toafour-force @:@=V@(itC).
Forexample, ifCdescribes aparticle ofelectric charge qmoving ina
background electromagnetic field described by__the 2-form Fthen the
force isgiven bythe Lorentz rule @=qi¢F. Hence Cmay be
determined bysolving theequation
V('j([,lC) =qi'§"I~"'. (7.1.1)
(Since theparticle may radiate anelectromagnetic field thisequation
should becoupled with the Maxwell field equations (the particle
produces asource ofelectric current) todetermine Fproperly.) Itis
instructive tocompare aMinkowski four-dimensional description with
our earlier Newtonian formulation. We may express Finterms of
electric and magnetic fields observed byaninertial observer 8,,LORENTZIAN CONNECTIONS 233
F=EAdt+B.Similarly weexpress thetrajectory four-velocity Cin
terms oftheNewtonian velocity 0",k=1,2,3,with respect tothe
same inertial observer, asC=7/(8,+v"87,), where 7/'1=(1-—v"u,,)1’2.
Itisstraightforward tocalculate
Vc(uC) =C(ur)@i +C(m'v")@i. (7.12)
and
ii=-1/E,v»'e, —)/Eta,+)/61i';,i'3. (7.i.3)
Wehave__w_ritten E=E,-dxl andused i(;dt =7/,(ii=—8,, dY1'=E),-_If
wewrite ia,B =—ek’"‘B78,,, (where ck)", istotally antisymmetric k,l,
m=1,2,3and £123=1) then inaninertial chart forMinkowski
spacetime (7.1.1)becomes
C(m/vm) =—q)/(Em +v"8i.i,..B’)
C(,u7/) =—q)/E,,,v"‘.
Since C=C*8,, C(t) Edt/dr E7/relates theinertial time variable tto
theproper time "ratpoints onthecurve. Similarly C(x") =dxk/dr
=7/0"=(dt/dr)o", hence 0"=(dxk/dt). Setting pk=it)/0", %=try
gives theequations intheform
d
$(Pm) Z_¢l(Em "'vk8klmBl)
Cl .
325% = —qEiUi.
V)’/(e seethat theNewtonian equations ofmotion arerecovered for
00,,<<1.Formany practical calculations itis,however, often easier to
use(7.1.1) directly without passing toaninertial chart.
Example 7.1
Usethetransformation from theinertial Minkowski coordinates (t,x,y,
2)tothecoordinates (E,77,y’,2’). t=Esinh 17,x=‘gcosh 17,y’=y,
2’=ztoexpress theMinkowski metric tensor intheform
gE—§2d77®di7 +d§®d.§ +dy'®dy’ +dz'®dz'
onapatch defined byOEE,77,y’,2'<00.Verify that theonly
non-vanishing connection components inthis chart are given by
V558,, =(1/§)8,, =Van8~;- and Vaq8r7 =E85. Show that C=<98", ‘fiegt,
solves (7.1.1) foraconstant electric field expressed intheinertial chart
asF=Efldx Adt if‘Q=—qE0/m. Hence derive thehyperbolic orbit
(5=<9“, 17=‘Qt,y’=0,z’=0)and show that thisasymptotes toa
light cone. Note ‘Qisthenorm oftheconstant four-acceleration ofthe
particle:
g(V¢C, VCC) =(Q2.
234 GRAVITATION
7.2Fermi—Walker Transport
IfCisanygeodesic ofanarbitrary spacetime (V7-C E0)then ifg(X,
C)E0atanypoint onthecurve then Xremains orthogonal toCatall
points ifV¢X E0.Butiftheacceleration field ACEV@C along Cis
notzero then thisproperty islost. However, onanygiven Cwemay
usefully define anew connection Vinterms ofVandthemetric tensor
field g.Acting onanyvector field Xrestricted toC
'vCXEVCX+g(C,X)A(; -g(AC, X)C. (7.2.1)
This connection iscalled aFermi-Walker orF-connection onC.Its
construction manifestly depends ontheparametrised curve Citself. An
immediate consequence ofthedefinition isthat
C(g(X, Y))=g(X,vCY)+goCX,Y) vx,Y66c(7.2.2)
so iscompatible with themetric tensor g.IfACisanobserver curve
(g(C, C)E-1)then g(AC, C)E0andhence V(";C E0:soavelocity
vector isalso F-parallel. For any vector /field YonC,C(g(Y, C))
Eg(VCY, C), soifYisF-parallel (VCYE0)then the metric
projection ofYonC(ortheangle between Yand C)ispreserved
along C.Inparticular ag-orthonormal frame {Xa} atonepoint ofC,
with atimelike basis vector X0EC,will remain orthonormal with
XAECatallpoints along Cifparallel transported with respect tothe
Fermi—Walker connection. Such anF-parallel frame issaid tobe
non-rotating along Candgives oneaway ofdetermining whether any
spacelike vector undergoes spatial rotation along C:spatial rotation
being measured bythecomponents with respect totheF-parallel basis
onC.
Itisgenerally believed that inspacetime anF-parallel spacelike vector
Ssatisfying theorthogonality condition g(S, C)E0along atimelike
curve Cmodels thebehaviour ofanideal gyroscope (one that experi-
ences nonon-gravitational torques) onC.Three such mutually ortho-
gonal gyroscopes (g(S,-, S,—)E5,-J,-) together with Cthen define a
non-rotating frame along C.Itisinteresting tonote thatthisconcept of
frame rotation isdetermined bythemetric properties ofspacetime. The
relation ofthese properties togravitational fields isexplored inthenext
fewsections.
7.3TheEinstein Field Equations
The theory ofNewtonian gravitation provides anexcellent description
foralarge class ofnatural phenomena. The gravitational interaction
between macroscopic distributions ofmatter isdefined interms ofTHE EINSTEIN FIELD EQUATIONS 235
aNewtonian force derivable most simply from areal scalar field on
Newtonian spacetime. Asoriginally formulated, noaccount istaken of
the propagation velocity ofthis interaction. Itisregarded asan
instantaneous orstatic interaction. When Einstein introduced thespecial
theory ofrelativity thenotion ofsimultaneity became observer depen-
dent. The recognition that Maxwell’s equations ofelectromagnetism
could beformulated asasetoftensor equations onafour-dimensional
spacetime encouraged Einstein toreformulate allthebasic laws of
classical physics interms ofspacetime tensor fields.
According toEinstein theLorentzian metric ofspacetime should also
begoverned bypartial differential equations sothat thegeometry itself
hasadynamical status along with thefields ofmatter. Theidea thatthe
matter andgeometry ofaspacetime form amutually sustaining dyna-
mical system found fruition inthegeneral theory ofrelativity proposed
byEinstein in1916. Despite itstitlethistheory proposes thatthere isan
absolute spacetime arena inwhich theclassical events ofphysics take
place. This needs qualifying asfollows. Ifgisany spacetime metric
tensor field satisfying Einstein’s equations onamanifold Mthen for
ga:M—>qaMadiffeomorphism, (p*gwillsolve thediffeomorphic image
ofEinstein’s equations oncpM. Any such manifold isometric toMunder
adiffeomorphism isregarded asdescribing thesame physical phe-
nomena. The choice offield equations waspartly inspired bytheneed
torecover Newton’s laws ofgravity inthelimit inwhich propagation
effects could beneglected andpartly bytheaesthetic desire tomaintain
atensorial description ofspacetime events inwhich thecoordinates of
such events were toberelegated tothelabelling conventions adopted by
different observers. The field equations involve thecurvature tensor of
theLorentzian connection andtensors constructed outofvarious matter
fields describing thesources ofthegravitational field. There aremany
ways toformulate these field equations. Intheearly literature onefinds
thetensor components ofthefield equations written outinsome local
chart from themanifold atlas. There issome virtue inwriting outthe
local equations infulltensorial form since asweshall show thisoften
facilitates their solution and simplifies their presentation. One should,
however, note that each local solution ofthecoupled system offield
equations may ingeneral beextended tothewhole manifold indifferent
ways. Iftheglobal properties ofthespacetime manifold areconstrained
then theclass ofsolutions that canbedefined globally willbesimilarly
constrained.
Whereas inprinciple allthephysical consequences ofsuch atheory
should follow from theEinstein equations forgravity together with the
field equations forthematter tensors, anoften used approximation
models macroscopic ‘test’ particles that interact solely with gravitation
bygeodesic world lines.
Letusfirst write Einstein’s equations interms ofexterior forms on
236 GRAVITATION
some neighbourhood ofthespacetime manifold M.If{G6} arethe
Einstein 3-forms associated with theLorentzian connection, given in
(6.8.3), then Einstein’s equations forgare
KG.+r.(e.<I>)=0 6=0,1,2,3 (7.3.i)
where {t,,(g, <I>)} isasetofstress 3-forms determined inthisco-frame
bysome choice ofmatter fields, denoted generically here by(D,andKis
some (positive) coupling constant. (The notation indicates that re
depends ongand<I>rather than being contracted onthese fields.) We
shall supplement these equations with asetofmatter field equations
denoted collectively by
<6(g,<i>)=0. (7.3.2)
Wecannot choose thestress forms arbitrarily, since forzero torsion
(6.8.6) and(6.8.7) reduce to
DG, E0 (7.3.3)
and
Ga /\€b =G7, /\Ca.
The matter stress forms defined with respect to{ea} determine the
stress energy tensor field
27=*-16,,®@@. (73.5)
Any matter model forEinstein’s equations must therefore give risetoa
symmetric second-rank stress tensor 9'E?T,,,,e“®eb that isdivergence-
less: V.?TE0.Inmany cases given amatter model there isawell
defined procedure forgenerating such astress tensor. Indeed themost
economical way tosummarise thewhole coupled system isinterms
ofanaction functional whose extremal equations generate thefullsetof
field equations including theconsistent stress forms. Although itis
straightforward tosetupaheuristic scheme forapplying avariational
calculus toobtain allthefield equations itwould take ustoofarafield
tosetupadecent formalism forthispurpose. (The precise formulation
ofavariational scheme involving spinors requires particular care.) We
shall becontent inthischapter togive some examples ofmatter models
inexterior form together with their associated stresses. Such matter
models have featured prominently inmany theoretical discussions of
gravitational interactions with fields.
Exercise 7.1
Show, bycontracting (4.8.4) and using (7.3.l), that inndimensions
Einstein’s equations canbewritten as\§::'='=‘--. _-5-*--=.-?-
A.»THE EINSTEIN FIELD EQUATIONS 237
The conditions that thestress tensor besymmetric anddivergenceless
arerequired forittobeequated totheEinstein tensor ofametric-
compatible torsion-free connection. Inaddition further ‘energy’ condi-
tions areusually required tohold inorder forthestress tensor tobe
physically reasonable. The weak energy condition isthat §(V, V)E0
foralltimelike V.This condition ismotivated byassuming that
anobserver whose curve istangent toVwould interpret g(V, V)asan
energy density. The dominant energy condition issimilarly motivated.
This can bephrased asrequiring that jvbeafuture-pointing
non-spacelike vector for allfuture-pointing timelike V,where
7:;E—*7:V forrvEt,,e“(V). Alternatively one canimpose conditions
onthestress tensor byrequiring that thecorresponding (viaEinstein’s
equations) Einstein tensor hascertain properties, resulting ingravity
being, insome sense, attractive. The condition onthestress tensor such
that Ric(V, V)E0foralltimelike Viscalled the strong energy
condition. Details ofthese energy conditions canbefound inHawking
andEllis.
7.4 Conservation Laws
InNewtonian dynamics thetotal energy and momentum ofasystem
may bedefined tobecertain dynamical variables that remain fixed as
thesystem evolves. Such constants ofthemotion have their origin inthe
existence ofcertain symmetries oftheequations ofmotion. Similarly in
thedynamics ofcontinuous media thevanishing divergence ofthe
Newtonian energy—momentum tensor affords asuccinct description of
theequations ofmotion, andtheassociated constants ofmotion may be
obtained byintegrating densities constructed from thecomponents of
such atensor. Onacurved manifold, however, caution isrequired in
correlating conservation laws totheexistence ofadivergenceless stress
tensor. Ingeneral itisnecessary forthespacetime metric toadmit some
kind ofsymmetry inorder toconstruct conserved quantities.
LetETbeasymmetric (2,0)tensor whose metric related (O,2)tensor
hascomponents FF"insome orthonormal frame {X6}. Foranyvector
field Vwehave §£vg(X,,, Xb)+g(.§EVX,,., X,,)+g(X,,, $vX,,) E0since
.§£V[g(X,,, X,,)]E0forany orthonormal frame {Xa}. Hence since
gabE9'5”andVistorsion free:
i§£Vg(Xa, Xb)gab*1
: _'2g(i$i/X0, Xb)gab*1 = _“2g(VVXa _“ Vxav, Xb)9_ab*1
2P_.,._1,( iX"*"%,.(__ =-—{g(VvX,,, x,)+g(x,,VVX7,)}§""*1 +2g(vX,v, x,)a*~b*1. K __ ._.-_
C n-2
1-r.-.- -1
' =i..
.-‘.2-~:*._-,i,...__ '4..,
F
238 GRAVITATION
Now g(VVXQ, X,,) +g(X,,, VVX),) EOsince V{g(X,, X7,)} E0andso
%§£Vg(Xa, Xb)gab*i = g(VXaV, Xb)gab*1
:VXu{g(V, Xb)gab}*1_ VXuXb)gab*1_ Xb)VX“g'ab*1_ ii
iii‘ini»Now forany(n—1)-form Jwemay write
d-7=5“/\VX..J =Vx,(@“ A1) —Vxfi” AJ-
Sointroducing j“Ee“A]wehave d]EVXuj“ —(VXae“)(X7,)jb. Thus
wehave A
i§£v8(Xw X6)gab*1
IVX,i8(V» X6)=O7ab*1i _(VX,6’a)(X1>)8(V» Xc)gbC*1
+(VX.@“)(X6)s(V, XC)9_bC*1
Eg(V, VXaXb)€J'“b*1 —g(V, X7,)VXfl“"*1
Ed{V,fl‘”’*e,} —{e“(VX“X,,)VC9"*’c +g(V, VXaX,,)9"" +V,,VXa€T“"}*1
=d{Vb?T,,),*e"} —{VXie"(X,,)9"7,Ce‘ +VXaeb§,b +X”(E’T,,b)eb}(V)*1.
Wemay write thisinterms ofthe(n—1)-form JVEV"9T,,,,*e" as
§(§£vg)(X,,, Xb)€’T“"*1 EdJv—(V-€J')(V)*1. (7.4.1)
From this relation weconclude that ifthe spacetime admits a
conformal Killing vector field C,icg E2/lg, then
/1a",@*1 =61¢-(v-sr)(c)*1.
Hence aclosed (n—1)-form may beconstructed outofadivergenceless
traceless stress tensor inaspacetime with conformal isometries. Ifthe
vector field KisKilling (§BKg E0)then irrespective ofthetrace of9'
611,,=0.
IfP0,(P,-) areKilling vector fields onfour-dimensional spacetime
generating open timelike (spacelike) integral curves then theintegrals of
thecorresponding 3-forms over aspacelike 3-chain 2define theenergy
(momentum) contributed byETtoE.Similarly ifJ,arethree Killing
vector fields that generate theclosed integral curves corresponding to
theorbits oftherotation group SO(3) then thecorresponding integrals
may betaken asdefining theangular momentum inE.
There isauseful analogy between solutions ofEinstein’s equations,
coupled tomatter, admitting symmetries and solutions toMaxwell’s
equations coupled tocharged matter. The closed 3-forms constructed
outofthestress tensor andtheKilling vector aretheanalogues ofthe
closed electromagnetic current 3-form. Maxwell’s equations have the L
important property that onemay define thetotal charge contained ina
'6CONSERVATION LAWS 239
compact region bytheintegral ofthe2-form ==<F,which isclosed inany
source-free region, over any closed 2-chain. (Electric charge may be
defined byade-Rham period.) Einstein’s equations give risetoanalo-
gous 2-forms that areclosed insource-free regions ofspacetimes with
symmetries. Einstein’s equations imply that when the stress tensor
vanishes thespacetime isRicci flat. Soifthespacetime admits aKilling
vector Kthen, from (4.l3.12) the 2-form *dK isclosed. Insuch
spacetimes weshall refer to*dK asaKomar form, thecomponent
expression having been introduced intogeneral relativity byKomar [11].
7.5Some Matter Fields
TheEinstein-Klein—Gordon system
Themassive realscalar field cpePAOM istaken tosatisfy
d*d<p Etlz“-‘Q9 +U'(cp)*1 (7.5.1)
where ,uissome realparameter and Uisapolynomial ingo.The stress
forms inthelocal frame {Xa}aregiven by
It=%(i..d<aA *<1</1+dffl/\i6*d(P) E(iazirz +U)*@@ (75-2)
where i,EiX“.The stress associated with aconstant Uissometimes
attributed toa‘cosmological term’.
Aswehave remarked, inorder tobeconsistently equated tothe
Einstein tensor, thestress forms should satisfy Dr, E0.Taking the
expression in(7.5.2) gives
Dru=ii(DiX,,d(p/\ *dq>+iX,d<a/\<1*<I1<aEd<PADiX,,*d¢)
-(itztp +U’)dqoA *e,. (7.5.3)
Now wemay use(6.7.11) (forzero torsion):
D76 =i(VX,,d(P/\ *9‘?+iX..d(l-9/\ d*d(P _99‘?/\ Vx,*d99 +999/\ix,,d*d€0)
—iX..<1¢>(a2<t> +U’)*1~
Since V is metric-compatible dcpAVXfdrp E dqaA*VXddqa E
VXudcpA *dipandsotheterms involving Vcancel. Since d(pA iXad*d<p E
—-iXu(dcpA d*dq0) +iXfld(pA d*dqo, and d(pA d*d(p isa5-form infour
dimensions
Dr.=X..(<r)(<1*d<r —ii2*<P—U'*1)~
Thus whenever thefield equations (7.5.1) hold Dr, EO.
Z40 GRAVITATION
Exercise 7.2
Show that§(X(,, X(,)*1 Er0Ae“andthatfor(7.5.2)
13 7 7 ‘J
To/\@U =(§2(X.i(§0))" +iH‘<P" TU)*1-=6 S
thatis,forasuitable potential Utheweak energy condition issatisfied.
TheEinstein—Proca system
The‘massive’ reall-form field Aistaken tosatisfy
drdfi=—a2*A (75.4)
with itsome realnon-zero constant. Theassociated stress forms are
6,=§(i,6.i A>162-i,,*dAA62) +;ii1(i,,,li A*2+21‘Ai,*,li). (7.5.5)
Itmay benoted that anintegrability condition follows byapplying rdto
(7.5.4):
all=0. (7.5.6)
TheEinstein-Maxwell system
For theelectromagnetic field 2-form Fwehave thecurved space
Maxwell equations
d*F E0 (7.5.7)
dFE0 (7.5.8)
with associated stresses
r,E§(i,FA *F—i,*FA F). (7.5.9)
TheEinstein Yang—Mills system
LetAEA,»T‘ beaLie-algebra-valued 1-form, A,-el"/\1M and {Ti} a
basis forsome Liealgebra, with Liebracket [T", Tl].The Yang—Mills
field strength istheLie-algebra-valued 2-form FEdA+§[A,A]EF,-T‘
where the bracket between aLie-algebra-valued p-form Hand a
Lie-algebra-valued q-form Bis
[H, Z : _ (_1)pqBAH
anddAEdA,-T’. Itisuseful todefine anexterior covariant derivative
ontheLie-algebra-valued p-forms H:
on=611+[A,H]. (7.5.10)i-‘-5,:
1-;.-
I
ii;
.-.1?SoiviE MATTER FIELDS 241
From thedefinition ofFwehave theBianchi identity
DFEO. (7.5.11)
Thefield equation analagous to(7.5.7) is
D*F E0. (7.5.12)
Thesystem iscoupled toEinsteinian gravity with thestress forms
Ta : _ia*Fi/\Fi)'
TheEinstein—Maxwell-charged scalar system
Inthiscase anelectrically charged complex scalar field (I1couples to
both gravity and electromagnetism. The Maxwell equations now have
electric current sources j[g,<11]:
d*F Ej (7.5.14)
dFEO (7.5.15)
where thecurrent 3-form is
jEIm(<I>*@<I>*) (7.5.16)
andtheU(l) exterior covariant derivative isdefined by
93¢)Ed<I>+iA<I>
interms ofthe 1-form Asatisfying FEdA. Under the maps
A+—>A—dit,(I)i—>ei"<I> foritanyrealfunction onM,§D<I>|—>ei’l€Z><I>. All
electrically charged tensors andtheir U(1) covariant derivatives belong
tosome representation ofthegroup U(1). The Maxwell stress forms are
now supplemented by
r,,[g, A,<D]E§Re(i,,§ZJ<I>A *9.D<I>* +§D<I>Ai,,*91)<I>*)
—i(M2l¢’|2 +U(|‘1>l2))*@t- (7-5-17)
TheU(l) covariant field equation for(Dis
€:D*E€D<I> E,u2*<I> +U’<I>*1 (7.5.18)
with U’EdU/d|<I>|2.
Exercise 7.3
Show that thetotal stress tensor, thesum ofthose in(7.5.9) and
(7.5.17), satisfies Dr,E0when thecoupled Maxwell—Klein-Gordon
equations, (7.5.14), (7.5.16) and(7.5.18), aresatisifed.
242 GRAvITATioN
Ideal-fluid stress
Inastrophysical problems oneoften models massive fluids onatimelike
vector field. IfVisalocal vector field with g(V, V)E-1each integral
curve isconsidered todescribe theworld lineofamassive fluid element.
Ifthefluid hasmass density specified bytheO-form p,the3-form mass
current is
I-6.:6
7-p*V (7.5.19)
andthemass inaspacelike 3-surface EisI;j.Ifthenumber ofparticles
inthefluid remains constant then djE0.Weexamine thesymmetric
tensor field
I-My
5?!”-pV® V. (7.5.20)
Since
vX,a"'=(X,,p)V®V +,6vX,v®v +pv®vX,v
then
(VX,?7)(@“. )=(X..t>)V“V +P(VX.V)(@“)V +aV“VX,V-
Thesymmetric tensor field Thasdivergence
v.3""'=v(,6)v +,6v.vv +pVvV
but(VXa(pV))(e") EV(p) +pV.V, hence
v.3’=V.(pV)V +[JVVV =-—5(pV)V +pvvv
E-(*dj)V +pVVV.
Thus for 5:tobedivergenceless the acceleration ofVmust be
proportional toV.ButifVistimelike with constant norm itsaccelera-
tionisorthogonal toitself. Sothedivergence ofTiszero ifandonly if
djEOandVisageodesic vector field, VVV E0.
Electrically charged fluid stress
Suppose that each integral curve ofVmodels theworld line ofan
electrically charged fluid element. Letthecharge density p,ofthefluid
be(e/rn)p. Thus each world linemay betaken tocorrespond toapoint
particle with electric charge eand mass rn.The gravitational field
equations aretheMaxwell—Einstein equations where theMaxwell equa-
tions have as3-form current source
1"‘-61
J,--(p,v). (7.5.2i)
Thesymmetric stress tensor forthesystem ofelectromagnetic fields and
fluid is-':»..
'..i:'r-
~"._.,
"Ti-£1;-.i=---
Q33?’
_..L;‘r¢;.
=w_"'."‘3"i
-Av.-LL-6;._:=-,-.- _....-'.6ma¢e-.r'=i--.--.-.-.-SOME MATTER FIELDS 243
I"'\-Ir--66.1
where 57M) istheMaxwell stress tensor. Ifd*F EJ,then from (7.5.9)
Drum, EFAiXaJ,. Since 9Tenjoys similar properties totheEinstein
tensor <3,anargument analagous tothat leading to(4.8.9) shows that
VET E*“Dr,,e". SoforanyX,V.?T(M)(X) E*'1(FAiXJ,). Repeatedly
using (1.4.7) with **E—i7:
FAIXJ, =FAiX**J,. =FA*(*J,A 2'?)
I(*Je/\‘Y)/\*F‘: *F/\*]@/\}Z-
sothat
*(F/\ iXJe) =*(*F/\ *]@/\-Y)=iX*(*F/\ *]@)
EiXi,j;.,**F E—iXi;;,_F
and
V.3(M)(X) EiXi;;,,F Ei;;.eF(X).
Thus VFW) Ei;3,F E(ep/m)i(/F, by(7.5.21), so
i'7"."a‘=-%i"{;i'r +pV(/V-(*dj)V. (7.5.22)
Aswenoted before ifVisofconstant norm then itsacceleration is
orthogonal toitself,la_i1d iF;F(V) EiViVF E0.Thus byequating tozero
thecomponents ofV8” parallel andorthogonal toVweseethat 3is
divergenceless ifandonly iftheparticle number isconserved,
djE0
and
EI-‘I--11
vvv iVF. (7.5.23)m
Werecognise thisastheLorentz force lawequation forcharged world
lines.
7.6TheReissner—Nordstr6m Solution
Inprinciple onecantake anassumed form ofmetric andmatter fields,
parametrised byasetoffunctions, andcompute theEinstein andstress
tensors toobtain equations fortheunknown functions. The resulting
equations willbenon-linear coupled partial differential equations. Ifthe
assumed form ofsolution isnotappropriately parametrised then these
244 GRAviTATIoN
differential equations will notadmit asolution, whilst usually avery
general form oftrial solution merely results inintractable equations.
Thus, inpractice, such a‘brute force’ approach issomewhat limited in
obtaining physically interesting solutions toEinstein’s equations: the
generation ofsuch solutions being aspecialised pursuit.
The imposition ofsymmetries onthefields isone obvious way of
restricting thenumber offree parameters. Wehere consider astatic
spherically symmetric metric. Ametric isstationary ifitadmits a
timelike Killing vector. If,inaddition, thisKilling vector isorthogonal
toafamily ofspacelike hypersurfaces then themetric iscalled static.
We consider ametric tensor that can bewritten inalocal polar
spacetime chart (t,r,6,tp)as
gE——H(,(r)2dt®dt +H1(r)2dr®dr +r2d6®dt9 +r2sin26d<p®d<p.
(7.6.1)
The chart isspecified by{OE.6<77,0Ecp<27t,0<t<00}and ris
bounded tokeep H0and H1real. This metric isinvariant under an
SO(3) group oftransformations generated bytherotational Killing
vectors given in(5.4.7). Itisalso static since .§£(E,,@,,g EOand(8/8t) is
orthogonal tothehypersurfaces with tEconstant. Aswepointed outin
Chapter 6itisconvenient tochoose anorthonormal co-frame inwhich
tocompute theconnection forms. Choosing thelocal co-frame:
{e0EHodt, e1EH1dr,e2 Erd6l, e3Ersinfildrp}
onecomputes thenon-vanishing connection forms
HO’ 0atE—6o0E———-e 61 1 HOH1
__ “L25912 W21 rH3i
1 3(H13=""6031 =-7,"?1
cott9 ,
(923=-0932 =_‘T¢"-
(The co-frames here areaspecial case ofthose used tocompute the
connection forms given intable 6.1.) The curvature forms now follow
from thedefinition (6.4.12):
1 1 ,R23 I "" i)eh3
r" H7
R(H5 1101_HHOH1_:L.
.ci--:.-‘J.
=-,3’;
M
.-.>;~
-;i=-"---
'=f::' .
;=_: .-,1__.
':=-_':'.;';-
-1".="=-.-2!THE REISSNER—NORDSTROM SOLUTION 245
=m(_1_)',..31rH,H1
H9 602R.=-E0”rHiH0
R _ F612
12T rH1 H1
H’-R0} =—"%0—€03.
C FHTHO
Taking *1Eeom theEinstein forms arecalculated:
G0 I—2R72,\e3 _ZRQ3/\€l "'ZR31/\e2
[2(1)' 1 1-_2 A +~-,erH1 H1 r3 r2H7
I
( H0 1 1 )()0;
G1E22 - +--,e"*rHiH0 r2 r2H7
G2 =_2](r)e013
G3 I2J(r)e012
I --.-1-) (r) H H()H| FHIH(] rHl HI
Thevaccuum equations G“E0arenow allsatisfied bywhere
(H[,)' 1 Hf) 1 1’
l
1 l “)1/2
H1:F:1”71 I
forsome constant it.This solution hastheproperty that forlarge rthe
metric looks likethemetric ofMinkowski spacetime.
Toillustrate theeffect oftheelectromagnetic field onthegeometry of
spacetime consider aspherically symmetric static Einstein—Maxwell
system. Intheabove chart wechoose agauge inwhich AEf(r)dt,
ensuring that §£KJF E0forFEdAand K,any Killing vector ofthe
spherically symmetric static metric. The Maxwell 2-form is
FEL(r)e‘ Ae“where L(r) Ef’/(H0H,). Integrating thedifferential
equations d*FEOgives LrzEqforsome constant q.From (7.5.9) the
Maxwell stress forms follow simply
2 q2 q2 qzA 33_ ___ 612 To:L613‘ TlI__:ei)23, I2=E4301 ,1;_-46 _
Zr‘ Zr 2!’ 2?”
246 GRAviTATIoN
Thepresence ofthestress modifies theequations above to
K2(l)’ 1+ 1]+q3_0
rHiH1 r2r2H§ 4r‘
H’ 1 1 2i<(2E°-—+——,)+"—-=0 I_ 41,4rHiH0 r2 VH1
I<](r)-i-2=0.4r4
These equations areallsatisfied by
H1_ M qz 1/2
H0-‘1T1—(1+7+I—2) . (7.62)Kl’
The electromagnetic 2-form field isFE(q/r2)e1Ae°, sowemay
interpret this solution asthegravitational field ofaspherically sym-
metric static electrically charged source. Itisknown astheReissnerE
Nordstrom solution.
Intheabove solution wehave twoarbitrary constants itandq.The
latter wehave identified with asource ofelectric charge. The former
may beidentified with aNewtonian gravitational mass. However,
classical gravitation isobserved togive rise always toanattractive
interaction between macroscopic masses. This feature implies that it
should bechosen tobeanegative constant. The examples below are
intended toconvince thereader ofthisidentification.
Exercise 7.4
Consider the geodesic motion ofanuncharged test particle ina
spacetime metric described bythelocal orthonormal co-frame
(60=F616’,ek=F‘1dx" t<=1,2,3}
with Fafunction ofthethree spatial coordinates. Show that the
geodesic
C:I —>M,r)——> (x°(r), x"(r))
isdetermined by
15°+2x°F")‘C(F) =0
12"+[(x°)2F3 +xix,-F7116,-F E2x"F‘1C(F) =0.
For Ctimelike choose aproper-time parametrisation toreplace these
with
g(C,C)=—1
+ia,-F2 +2F-1(x1‘x,-8, -x*x»'6,-)F E0.THE REISSNER—-NORDSTROM SOLUTION 247
Ifnow <<1andF2E1—hwith h<<1then these approximate to
Xi :
Bycomparing with Newton’s law ofmotion foraslowly moving
particle inaNewtonian gravitational potential (I),make theweak field
identification
<1)E—h/2.
Exercise 7.5
Inthe above metric (7.6.1), setqE0and make the coordinate
transformation
HM2—R +E" 216R
towrite itintheisotropic form
4R+,u)2--E 6 g (4R_M dt®t
4
+(1-%)(dR®dR +R2di9®d6 +R2616Ze6¢®6q>).
Inaregion where ti<<4Rthisisofthetype considered inexercise 7.4,
(change from standard R3polar toR3Cartesian coordinates.)
Recall that forapoint source ofNewtonian gravity duetoamass M,
thepotential (I)E—GM/r where GistheNewtonian gravitational
coupling constant. Hence from hEGM/r identify theconstant inthe
Schwarzschild solution; itE—2GM.
Exercise 7.6
Inthe metric inexercise 7.4 above verify that for h<<1,
G0E—2(8k8"h)e1 Ae2Ae3.Foranideal fluid ofdensity pshow that
r0Epe‘Ae2Ae3intheframe {Xa} inwhich itsvelocity VEX0.
Hence usetheNewtonian Poisson equation Vztp E4rtGp torelate ourK
totheNewtonian coupling Gby
K__1_T1660'
Exercise 7.7
Usetheresult ofexercise 7.1torewrite Einstein’s equations intheform
PC~—geflt E87rG*'1rc.
Intheabsence oftheelectromagnetic field (qE0)theReissner—
Nordstrom metric reduces totheSchwarzschild metric. That is,wehave
avacuum spacetime with metric
248 GRAVITATION
2M 2M ‘lgE (1 )dt®dt +(1—- dr®dr +r2(dt9®d6
+sin26dqa®d<p) (7.6.3)
where thecoordinate risrestricted tobegreater than 2M. Some
properties ofthis spacetime can beunderstood bylooking atthe
behaviour oflocal light cones inthischart, where forfixed (r,t)we
have astandard 2-sphere. The tangent vector p(8/8t) +q(8/8r) has
norm squared (1—2M/r)'*q2 —(1—2M/r)p2 andistherefore timelike
if
(i(<1~2/IE.P r
The local directions determined byallsuch tangent vectors lieinthe
local light cones attached toeach point onthe2-sphere at(r,t).These
light cones appear toclose asthecoordinate rapproaches 2M.Thus any
incoming timelike ornull curve will asymptote torE2M inthe
(r,t)chart. Ontheother hand, ifone calculates thescalar curvature
near rE2Mitappears well behaved, suggesting that theSchwarzchild
coordinates may cover only part ofsome Lorentzian manifold. Ifwe
introduce theEddington—Finkelstein coordinates (T,r’,6,<79)where
TEt+r+2Mlog (r——2M) and r’Erthen itisstraightforward to
compute dTinterms ofdtanddrandwrite theabove metric inthese
coordinates as
ZMg (1 )6T®6T +dT®dr’ +dr'®dT +r'2(dt9®d6r
+sin26dqa®dq0). (7.6.4)
The region ofspacetime covered byre(2M, O0)te(-00, O0)isnow
covered byr’and Tranging over thesame values. There now appears
noreason torestrict r’tobelessthan 2M.Thus wemay regard the
original coordinates asdescribing only part ofaLorentzian manifold,
thewhole ofwhich iscovered bythenew coordinates with T>0.
Looking now inthe (r’, T)plane attheforward light cones for
r’<2M,inwhich liethefuture directed timelike curves, adramatic
result isevident. Nofuture-directed timelike (ornull) curve from
r’<2Mever reaches theregion ofspacetime with r’>2M:allsuch
curves areeventually focused tor’E0.Thus there exists ahorizon at
r’E2M, nocausal information ofany kind being received byan
observer outside the horizon from points within. Furthermore, all
incoming timelike curves that enter thehorizon eventually (inafinite
proper time) strike theliner’E0where thecurvature tensor becomes
unbounded. Such events donotbelong toaLorentzian manifold and-K 46‘-'-
" 5
Q2531’.
-_,_gr..-
2.‘.-’-L-I._>".=. '
L
.r.i-
[
'‘.'_r,~;§.-
-6
..__u_
.11
1':l
1,
i
..i'
fig
T‘
>-.1,‘
-is-I.'-
.iii.
ii?-.-,;:_.
.1-'.]I
.- all
:.=-,..
.waTHE REISSNER—NORDSTROM SOLUTION 249
prohibit anyfurther extensions ofthespacetime.
For aspherically symmetric star ofmass Mand radius parameter
r>MtheSchwarzschild metric describes theunique spacetime inthe
vacuum exterior tothestar. The spacetime inside thestarwilldepend
onitsmatter stresses. Astarunfortunate enough toevolve toaradius
parameter lessthan 2Mispredicted tofind allitsatoms ondoomed
world lines and undergoes catastrophic gravitational collapse. (For an
object whose Newtonian mass isrttimes themass ofthesunthisradius
isabout 3nkm.) One ofthemost celebrated theorems inthetheory of
gravitation asserts that under anumber ofreasonable assumptions such
aphenomenon isnotrestricted totheidealised spherically symmetric
metric discussed here. Thephysics ofthecollapse ofmatter toasingular
state isoneofthegreat challenges ofcontemporary research.
Further details oftheSchwarzschild geometry canbefound in,for
example, Hawking andEllis [12]andMisner, Thorne andWheeler [13].
These books give amore complete account ofthepossible extensions to
theexterior Schwarzschild solution.
7.7Gravitation with Torsion
Einstein’s theory ofgravitation iswritten interms ofametric-
compatible torsion-free connection. There have been many attempts to
generalise these equations. One direction istomaintain their form but
torelax therequirement that theconnection haszero torsion. One must
then supplement them with further equations that determine thetorsion
tensor. They may beregarded asgeometrical descriptions ofinteractions
that depend ontensor (and spinor) fields other than themetric. One
may alsocontemplate gravitational theories inwhich themetric compati-
bility ofthe connection isrelaxed although such approaches have
attracted little attention sofar. Needless tosaytheadoption ofa
particular connection forthegeometrical description ofphysical phe-
nomena depends onthephysics ofthesituation. Sometimes (asinthe
case oftheories with supergravity) aconnection with atorsion deter-
mined byaspinor field equation provides anelegant formulation ofa
theory. Rewriting thetheory interms oftheLevi—Civita connection is
always possible, butpossibly atacostofalgebraic complexity.
Asasimple example ofamodel written interms ofametric-
compatible connection with torsion, consider aself-interacting realscalar
field ercoupled togravity according tothefield equations [14]
in/2G“ E—r“[a/] +Act/4*e“ (7.7.1)
66-66/2 =2/1C1’3*1 (7.7.2)
250 GRAvITATioN
dcrTa=8“A-57 (7.7.3)
with
r“E§c(i“da/A *da +dotAi“*da). (7.7.4)
Thenon-vanishing realparameters Aandcarecoupling constants. (For
/1E0thismodel isequivalent toatheory ofgravitation proposed by
Brans andDicke REF[15].) The equation (7.7.3) involving thetorsion
may besolved fortheconnection forms (6.6.8):
fibdar iadoz(Uab :gab ‘i’ 8,, _ T Eb
interms ofthetorsion-free connection forms Q,,,,. Itisaninteresting
exercise torewrite theabove system ofequations interms ofthe
Einstein forms associated with thetorsion-free connection. Insuch a
reformulation thetorsional effects due tothescalar field coupling to
gravity may beinterpreted asanadditional contribution tothestress
forms. Inaddition cbecomes replaced byc—6.
Bibliography
Adler R,Bazin MandSchiffer M1975 Introduction toGeneral Relativity (New
York: McGraw-Hill)
O’Niel B1983 Semi-Riemannian Geometry with Applications inPhysics (New
York: Academic)
Thorpe JA1975 Proc. Symp. inPare Mathematics volXXVII, p425
i “ Clifford Calculus onManifolds
The first three chapters ofthis book arepurely algebraic. They deal
with tensor, exterior andClifford algebras ofanarbitrary vector space.
Inthefollowing chapters when dealing with manifolds, andapplications
inphysics, wehave assimilated thematerial ofChapter 1bytaking that
vector space tobethecotangent space. Weshall now similarly incorpo-
rateChapter 2.
InChapter 2weidentified theClifford algebra with thevector space
ofexterior forms with the product given in(2.1.7). Hence ona
pseudo-Riemannian manifold Mwehave thestructure ofaClifford
algebra oneach fibre ofthe exterior bundle. The exterior bundle
equipped with thismultiplication inthefibres willbecalled theClifford
bundle C(M). The situation isthat wehave avector bundle with two
different rules forturning itinto analgebra bundle; soweshall freely
interchange the terms Clifford bundle and exterior bundle (for a
pseudo-Riemannian manifold) depending onwhich aspect wewish to
emphasise. Similarly wemay sometimes refer to‘Clifford forms’ to
emphasise thatwearethinking ofthedifferential forms aselements ofa
Clifford rather than exterior algebra.
Just asone candevelop anefficient exterior calculus ofdifferential
forms with theexterior derivative (and more generally thecovariant
exterior derivative) andHodge dual, onecanefficiently calculate using
thecovariant derivative VandClifford multiplication (equation (2.1.19)
relating theHodge dual toClifford multiplication). Unlike theexterior
algebra theClifford algebra isnotZ-graded. SoClifford multiplication
ofdifferential forms will naturally involve uswith inhomogeneous
differential forms; that is,sums ofdifferential forms ofdifferent
degrees. Certain equations involving forms ofdiffering degrees canbe
conveniently expressed interms ofClifford products.
The utility ofbeing able toClifford multiply differential forms really
becomes apparent when wecome tospinor fields (these carrying
252 CLIFFoRD CALCULUS ONMANIFOLDS
representations oftheClifford—as opposed toexterior—algebra). An
inspection ofmany calculations involving spinors intheoretical physics
reveals that often the components ofavector (orco-vector) are
saturated with asetof7/-matrices that generate aClifford algebra.
(Indeed there iseven aspecial notation forsuch objects!) Itis
conceptually, aswell asnotationally, simpler towork directly with the
Clifford algebra ofdifferential forms.
Inthischapter weshall frequently usethenotation, andresults, of
Chapter 2.Inparticular weshall juxtapose differential forms todenote
their Clifford product.
8.1Covariant Differentiation ofClifford Products
If(I)isanarbitrary inhomogeneous differential form andAanarbitrary
1-form onapseudo-Riemannian manifold Mthen (2.1.7) gives
A(I>EAA(I)+i,;(I>.
IfVisthe pseudo-Riemannian connection then VX(i,.;<I>) E
i6X,;(I> +iAVX(I>, since VXcommutes with contractions, and
VXAEVXAsince Vismetric compatible. Hence
anditfollows that VXisaderivation onClifford products. (This does
notrequire zero torsion.) Adding andsubtracting equations (2.1.7) and
(2.1.8) gives usrelations that permit AA(I)andi,.((I> tobeexpressed in
terms ofClifford products:
1 A(I> +(I>’lA E2AA(I> (8.1.2)
ACD —(I>"A E2i,.;(I>. (8.1.3)
For{ea} alocal orthonormal co-frame wedenote e“Aebbyeab.Then
(8.1.3) gives
[ebci ea] :2(nac€b _nabec)
where theleft-hand side isaClifford commutator and 77"”arethe
orthonormal components ofthemetric. Soifweusetheconnection
1-forms tointroduce the2-form
UX E¢l1wbc(X)ebC :iVXea /\ea
wecanwrite (6.3.3) as
VXe“ E[oX, ea]. (8.1.6)
Ifweintroduce anorthonormal multibasis {e1} forPAM then, since anCovARIANT DIFFERENTIATIQN orcLiFFoRD PRODUCTS 253
exterior product ofmutually orthogonal 1-forms isthe same asa
Clifford product
_ VXEI =[UX, 31] -
Ifweexpand anarbitrary differential form as(DE(D161 then
IfSisanyinvertible element oftheClifford algebra andE“ESe“S '1
then itfollows from (8.1.6) that VXE“ E[EX, Ea] with EXE
SoXS'1 +VXSS'1. Ifs6,1“ then {e“’Ese"s'1} isanother orthonor-
malframe. If0}denotes theexpression in(8.1.5) computed with the
connection forms inthisnew basis then
01,7EsoXs“ +VXss‘1. (8.1.9)
Certainly thetwosides ofthisexpression canonly differ byanelement
ofthecentre. Since oxisa2-form andse,1“ then soXs'1 isa2-form
andweneed only check that VXss'1 isa2-form. Forse,1“ wecan
write sExlxz ...x" where thexiare1-forms such that_(x’)2 Eil,
then
VXss'1 E(VXx‘x2 ...x"+x‘VXx2 ...x"+...
+x1...x”‘1VXx")[(x”)“ ...(x2)_1(x1)‘1)]
EVXx1(x1)(1 +x1[VXx2(x2)_1](x1)_1 +...
+xl...x”“[VXx"(x”)"](x1...x"“)"1 .
Since (x‘)2 isaconstant VXx’anticommutes with x‘and hence with
(rd)-1-r‘/(r")‘*- sov.,x"<x*):1 =i<vXr<x*')"1 ~(x*)~1vXr) =VXx‘ A(x’)_1. Itfollows thatVXss_1 isa2-form.
If{e1}isanorthonormal multibasis forFAM then differentiating
(8.1.7) expresses thecurvature operator asR(X, Y)e" E[9tXY, e1]for
gixir =VXUY "VYUX "lax» Uri “U[X,Y]- (8-1-10)
Since thecurvature operator is@-linear then forany(I)ePAM
R(X, Y)(I> E[9'tXy, (I>]. (8.1.11)
Itcanbeverified that (lim, isunchanged ifoxi—-—> SoXS'1 +VXSS_1
forany invertible S.The forms gin are certainly related tothe
curvature 2-forms Rab; We now establish the exact relationship.
Differentiating (8.1.5) and using (8.1.7) gives VXoY E§X(wbC(Y))e”"
+[oX, oy], andhence
QRXY :-iiX(wb¢(Y)) _Y(wb6(X)) "w66(iXi Ylliebc +lax» Uri -
Referring to(4.10.3) wecan simplify thefirst three terms: gin E
§d6o,,,.(X, Y)e"” +[oX, cry]. Torecognise thelastterm wewillusethe
254 CLIFFORD CALCULUS 0NMANIFOLDS
following useful relation:
[e66, 666]:2,766,966 _2,766,966 +2,766,966 _2,76<.-e66_ (8002)
Wecanusethisandtheantisymmetry oftheconnection forms, towrite
lvx.Uri=i(w66(X)w"’6(Y) —w66(Y)w’t(X))@“‘
=%(w66/\w“C)(X.» Y)("‘-
Sowehave
gin E§R7,C(X, Y)e"" E—§iXiyR,,Ceb" . (8.1.13)
This canberewritten, using the‘pairwise symmetric’ Bianchi identity for
zero torsion (6.7.16), as
9?.Xy E§e“(X)e"(Y)R,,,, . (8.1.14)
Exercise 8.1
Use(2.1.7) and(2.1.8) toshow that (forzero torsion):
Rr,6b=P“ (61.15)
11,6“=at (61.16)
R,,6b@ =at. (61.17)
8.2Theoperator ¢l
Many equations inphysics canbeelegantly formulated interms ofthe
exterior derivative dandtheco-derivative <5.InChapter 6weshowed
how these operators could beexpressed interms ofthe pseudo-
Riemannian connection. Wenow define anoperator 91onPAM by
dEe“VXa . (8.2.1)
Thus from (6.7.4) and(6.9.1) wehave
(clEd—6 (8.2.2)
with 6defined in(5.4.2). The operator dissometimes called theHodge
de-Rham operator. Unlike dand6separately, (tiisnotahomogeneous
operator ondifferential forms; whereas dincreases thedegree ofaform
byone, 6decreases thedegree byone. The square ofgzlishomogeneous
forsince dand6arenilpotent
(112EA (8.2.3)
where AistheLaplace—Beltrami operator of(5.4.5).'5,:__-,.
'HinTHE oPERATOR(zl 255
We can trivially rewrite the pair of Maxwell equations
d*FE],dFE0as
61FEj (8.2.4)
where jE—*_1J. Asanexample ofmanipulating Clifford expressions
wenow re-express the Maxwell stress tensor interms ofClifford
products andevaluate itsdivergence. The stress tensor isrelated tothe
stress forms by‘JE*‘1r,, ®e“-**1r,,(X,,)e" (>9e“. For afour-
dimensional Lorentzian spacetime **E—17, andthestress tensor com-
ponents are9'0,Ei0*r,,.From (7.5.9)
26,=i,,FA*F-i,,*FAF.
First weuse (8.1.2) toexchange theexterior products forClifford
products:
46,=1,11*F+*Fi,F-i,*FF-Fi,,*F.
Now weuse(8.1.3)
8r,E(e,,F —Fe,,)*F +*F(e,,F -—Fed) —(e,,*F —*Fe,,)F
-F(e,,*F —*Fe,,).
Finally weuse(2.1.19) towrite theHodge dual interms ofthevolume
4-form 2:
___1r,-§Fe,,Fz .
Wehave used F5E—Fsince Fisa2-form and2(1)E(D42. Once again
weuse(8.1.3) toobtain thestress tensor components
9],,E§(Fe,,Fe), +e7,Fe,,F) . (8.2.5)
When covariantly differentiating thestress tensor thederivatives ofthe
co-frames intheabove components will cancel thederivatives ofthe
tensor basis, hence
(V-3),, E§(VXcFe,,Fe‘ +Fe,,VX(Fe‘ +e‘VX,Fe,,F +e"Fe,,VXcF) .
Wewant tousetheMaxwell equations (8.2.4) tosimplify this, butthe
terms VX,Fande“donotalloccur intheright order towrite them as
The above expression iscertainly a0-form, sobyapplying the
homogeneous projector (cf(2.1.12)) 9’0wedonothing. Under this
projector, factors intheClifford product can becyclically permuted
(2.1.17). (We cannot, ofcourse, then remove theprojector.) Sowe
have
(V-815),, E%9’0(¢iFe,,F +VX,Fe"’Fe,,) .
Since F5’E—-F, then VX,Fe‘ E—(¢iF)“-*7. Wecaninsert thisintheabove
andthen use9’0(I) E.9’0<I)9‘ toobtain (V-97),, E3’0((zlFe,,F). Wecannow
256 CLIFFORD CALCULUS ONMANIFOLDS
usetheMaxwell equations (8.2.4):
7-7"=§n(ne.)e =56(6)using. (2.1.18). Since jisa1-form and Fisa2-form then
F]E]AF—i,-Fand sofinally ’
V-F=-i,-F. (62.6)
(We earlier obtained this result inthediscussion oftheelectrically
charged fluid stress inChapter 7.)Wehave somewhat laboured the
above calculation inorder toillustrate some ofthetechniques that are
useful inpractice and toshow how one can always interchange any
exterior expression foraClifford oneandviceversa.
8.3TheKahler Equation
In1928 Darwin [16]wasexperimenting with tensor equations inorder to
understand theproperties ofelectrons. Heeventually made contact with
Dirac’s spinor wave equation (tobediscussed later) butconsidered his
method uneconomical. Apparently Landau andIvanenko [17]hadsimi-
larintentions around thesame time. These were perhaps precursors of
theequation introduced in1961 byKahler [18] foracomplex in-
homogeneous differential form (I)onapseudo-Riemannian manifold:
66>=66>-iA(I). (8.3.1)
The term involving Adescribes theelectromagnetic coupling tothe
Maxwell field FEdA. Hewas apparently motivated todevelop a
‘calculus ofinfinitesimals’ inwhich relations oftheform dx“Adx” E0
and dx”Vdx”+dx"’Vdx“E2gt"’ could co-exist on apseudo-
Riemannian manifold. Kahler recovered Dirac’s solution describing the
wave mechanics ofarelativistic electron ofmass 7ainahydrogen atom
when heanalysed (8.3.1) inflatMinkowski spacetime.
Itwas adesire tofind afirst-order equation, such that thecompo-
nents satisfied thesecond-order Klein—Gordon equation, that motivated
Dirac toformulate hiscelebrated equation in1928 [19]. Because of
(8.2.3), and since theLaplace—Beltrami operator ishomogeneous, the
p-form components 9’,,((I)) ofanarbitrary solution to(8.3.1), in
theabsence ofanelectromagnetic field, satisfy
Asr,(<I>) =62s>,(<i>) . (3.32)
However, anarbitrary complex differential form onspacetime has
sixteen complex components; whereas aspinor ofthecomplexifiedTHE KAHLER EQUATION 257
Clifford algebra has four complex components. Thus anarbitrary
solution to(8.3.1) hasmore components than asolution toDirac’s
equation. Tounderstand theKahler equation better, anditsrelationship
totheDirac equation, weexamine thepossibility ofsolutions lying in
minimal leftideals—these carrying irreducible representations ofthe
Clifford algebra. Asetoffour pairwise-orthogonal primitive idem-
potents may beused toproject anarbitrary element oftheClifford
algebra into minimal leftideals. InflatMinkowski space wecanalways
choose inertial coordinates {xa} inwhich e“Edx“, aE0,1,2,3consti-
tute anorthonormal basis. Wecanconstruct asetofglobally defined
primitive idempotents {P,} outofthisparallel co-frame. The resulting
idempotents will also beparallel, VXP,E0VXGPTM. Thus if
<72,E(I)P,- then go,isinaminimal leftideal. If(I)satisfies (8.3.1) then
multiplying (8.3.1) ontheright byP,gives
dip,Eago,—iAqa,- iE1,2,3,4 (8.3.2)
since P,isparallel. Thus Kahler’s equation decouples into four equiva-
lent equations forelements lying inminimal leftideals. (IfKahler’s
equation waswritten inexterior form then thecoupled equations forthe
homogeneous p-forms would notbevery transparent.)
Ageneral solution oftheKahler equation has more degrees of
freedom than asolution totheDirac equation. This raises thequestion
ofthesignificance of(8.3.1) forthedescription ofthose particles in
Nature (such astheelectron-positron field) that areconventionally
described bytheDirac equation. Ifoneuses aspacetime 3+1 decom-
position toperform anon-relativistic reduction then one obtains from
(8.3.1) four copies ofthePauli—SchrOdinger equation [20]. The wave
mechanics ofaparticle described bysuch asystem isindistinguishable
from anon-relativistic description ofanelectron inanexternal electro-
magnetic field except inonerespect: allsingle-particle (quantum) states
have anextra fourfold degeneracy. For example, ifabeam ofsuch
hypothetical particles was passed through aninhomogeneous static
magnetic field (aStern—Gerlach experiment) itwould besplit into two
components. This iswhat happens with electrons onatoms inareal
experiment. Furthermore, noelectromagnetic field could bedevised that
would split the degeneracy ofeach beam. However, a(powerful)
inhomogeneous gravitational field would ingeneral break thedegenera-
cy,producing four distinct beams inthefield. Electrons described bythe
Dirac equation arenotpredicted tobehave inthisway. Although such
anexperiment hasnever been done with real electrons, our under-
standing oftheperiodic table oftheelements isbased onthePauli
principle forelectrons with twointernal states rather than four. Without
amajor reformulation ofthisprinciple itisdifficult toreconcile our
current understanding ofthequantum mechanics ofelectrons with the
258 CLIFFORD cALcULUs ONMANIFOLDS
four copies ofthePauli—SchrOdinger equation obtained from (8.3.1). In
anarbitrary curved spacetime (gravitational field) theKahler equation
willnotdecouple into four minimal leftideas (there willnotbeglobally
defined parallel primitives). Although theexperimental significance of
thisisfarfrom clear thefact that thedegeneracy oftheMinkowski
space system can bebroken would seem tolead tointerpretational
problems forthequantum theory.
Exercise 8.2
Define intheusual Minkowski spacetime polar chart (t,r,6,cp)the
local 1-forms
55."=r"‘¢1(r"YZ”(6. <7)))=/<YZ”(9. <10)+H11’?
k=0,1,2... —kEmE.k
interms ofstandard spherical harmonics satisfying ;zl2(r"Yj,") EO.Verify
that
1—k=LT)"
andthatforanyinhomogeneous differential form Rindependent ofdt:
. 1—k§Zi(RSZ‘) =(§+ilR +R'7§"—7-— d7‘)SZ‘ .
Verify that asolution ofKahler’s equation with aCoulomb 1-form
potential AE(e/r)dt inthisspacetime may bewritten
k
W=222Rim(r.6.<v)Tt(t)€Ei itmE—k
where Rim,E{ff,(r) +g‘,§(r)dr}S§" and TE(t) Eexp(iw€t)(1 +iedt) and
foreach e,kthe0-forms fand gsatisfy theordinary differential
equations:
r+(‘j"r ‘,2g+(w—6>6=0
s’+-(L:—iQe+§,,if—(w+t))f=0-
Exercise 8.3
The 1-form harmonics SZ’may also beused toanalyse Maxwell’s
equations (AFE0.First observe that the1-forms aimEZ§(Ar)S Eobey
gii2a'E —/lza and the 2-forms 76'f,,,,EZf,()tr)drSZ’ obey ¢l276E —h2f3,
where Z‘iklabel theindependent Bessel solutions oftheequationF I
THE KAHLER EQUATION 259
Writing FEEdt+Bwith EEicoE and EEicoB write theharmonic
component Maxwell equations asthecomplex pair:
615=-1666
66=-16115
and seek solutions oftheform EEp,,(r)S§,” forsome 0-forms pk.
Hence construct themultipole expansions:
E’=29’1(Aim1Ti6)@Xi)(iw‘() B’=$1415’e.k,m
B”=2i9’z(Bi6/3i6)@XI)(iw‘I) E”=$68”€,k,m
where
Him EZf,(6or)81drS’,§’ toE0
fijm,EZ§,(tor)drS’,f toE0
81EemandAim, Bi”,areanycomplex constants.
Exercise 8.4 _
Thestress tensor fortheEinstein—Kahler coupled system (with AE0) is
T=%3)0((I)5"6aVX€<I>€‘6b "1'<D5’l€bVXc(I>€c€,,)€“ ® eb -
Verify that
V-TE0.
Hint. Since theco-frames with contracted indices willnotcontribute to
thedivergence concentrate ontheterms
4(V~T),, ESf0(VXa(I)5”e"VXC(I)e"e,, +(I)‘-5’le“VX,VX,(I)e‘e0
+(I)“5"e“VXC(I)VXfie‘e0 +(P‘”(?6@6Vx,VX,‘PeCea
+(I)‘5~""e),VX,(I)VXae‘e“).
Note6r.(vX.<I>%.vi..<1>e¢e“) =0since@661“-=')=ivforanyfv.Using(8.3.1) anditsiterate, Ad)E7.t2(I), theabove terms cancel with theaid
oftherelations
6<i>@=-(6<I>)%7
6<i>~‘r-f=(6<i>)~f='i
6<i>1=—(d(I))”
66>":—(6(I))"
2 0,6__k) v,,<i>6@= —(d(I)+66>)".
i()”(") +;P’(”) +(12T""*rT")P(F) =9 1E9-‘Ariix‘-1':
_-,._,,;?=;;f-'T6==.“-1j_:_'-<.
l =et.'ii1.%f=-Thelastrelation follows from (8.1.3).
260 CLIFFORD CALCULUS ONMANIFOLDS
8.4TheDuffin-Kemmer—Petiau Equations
After thesuccess oftheDirac equation indescribing theelectron there
were attempts made tofind first-order equations suitable fordescribing
integer spin particles. The Duffin—Kemmer—Petiau equations arean
example [21].
The Kahler equation isnotunique inbeing afirst-order equation for
aninhomogeneous differential form which iterates totheLaplace-
Beltrami equation. Forexample, consider
d<I>.,-a<1>_=no (8./4.1)
where (DiE§(li17)(I>. This corresponds totheDuffin—-Kemmer—Petiau
equation. Writing thisinterms ofClifford products,
e"’VXa<I> +VXfl<I>e“ =2,u<I>
weseethat thesecond term prevents thedecoupling oftheequation
into minimal leftideals inMinkowski space. Since dand 5map even
(odd) forms toodd(even) ones (8.4.1) isequivalent to
d<I>+ =;,t<I>_
5<I>_ =,u<I>+.
Asaconsequence 6(1), =0andd<I>_ =0soanysolution to(8.4.1) will
alsosatisfy theKahler equation for'11).
Inthemassless case (8.4.l) exhibits thegeneralised gauge symmetry
<I>+rZ><I>+ +dpgs
<I>_|—--><D_ +(§;(+
anddescribes what inthephysics literature areoften called antisym-
metric tensor gauge fields.
Bibliography
Chisholm JSRandCommon AK(ed) 1986 NATO ASISeries 183'5
...<;..
l_.‘.i';:'.
.»-¢..-:.- ll
'-la’;-2%‘..-.r-
5-i7l§:' l,
if
F
if
.;| .
-,1.--'-.-.;-=_;_.~iif
-t-.:- ZSpinor Fields
In§2.5 spinors (orsemi-spinors) were defined ascarrying irreducible
representations oftheClifford algebra. Any such irreducible representa-
tion isequivalent tothat carried byaminimal leftideal oftheClifford
algebra. Wethus took anyminimal leftideal asthespace ofspinors.
TheClifford bundle ofapseudo-Riemannian manifold Mhasasfibre at
p,theClifford algebra ofthecotangent space ofMatp.Any minimal
leftideal ofthisfibre algebra carries thespinor representation. Ifwe
could smoothly assign aminimal leftideal ofthefibre algebra toeach p
inMthen wewould have abundle over Mwith each fibre carrying an
irreducible representation ofthecorresponding fibre oftheClifford
bundle. Such abundle ofspinor spaces would beasub-bundle ofthe
Clifford bundle. Forsuch abundle toexist thetopology ofMwould
have tobeseverely restricted. Requiring thebundle ofspinor spaces to
becontained intheClifford bundle isunduly restrictive. Therefore,
rather than requiring that thespinor spaces beminimal leftideals ofthe
Clifford algebra, weonly require that they carry arepresentation
equivalent tothatcarried byanyminimal leftideal.
Locally any bundle ofspinor spaces will beisomorphic toasub-
bundle oftheClifford bundle, with fibres being minimal leftideals of
theClifford algebra. Asweshall show, ifanybundle ofspinor spaces
exists wecanalways form abundle bypatching together theminimal
leftideals oftheClifford algebra insuch awaythatlocally aspinor field
may berepresented byadifferential form lying inaminimal leftideal of
theClifford algebra.
9.1Spinor Bundles
We assume first that the pseudo-Riemannian manifold Mis6*/611
dimensional sothat thereal Clifford algebra iscentral simple. ThuS
262 SPINQR FIELDS
C(T”§,M,g) =Jl/t,(lB) ®D(]B), where A/t,(lB) isthealgebra ofallorder-r
realmatrices andtherealcentral division algebra Dmust beeither the
real numbers IRorthequaternions H.Any minimal left ideal of
C(T";,M,g) carries thespinor representation. Thus minimal leftideals
arer-dimensional right D-modules, Clifford multiplication inducing a
D-linear transformation. Aswenoted above wearenotnow going to
require that ourspinor spaces beidentified with anyminimal leftideal,
only that they carry anequivalent representation. Thus our spinor
spaces willberight D-linear spaces such that Clifford multiplication is
D-linear. Let.S5(M) beabundle over Msuch that foreach peMthe
fibre above pisaright D-linear space carrying anirreducible repre-
sentation ofC(T’;M,g). Any such bundle willbecalled a(real) spinor
bundle, sections being called spinor fields. Ifanyspinor bundle exists
then Miscalled aspin manifold. Adiscussion ofthetopological
restrictions onMinorder forittobeaspin manifold arebeyond the
scope ofthisbook. However, thereason that there issome restriction
willbecome apparent later. Whereas Mmay have nospinor bundle, it
may also have many. These canbesplit into equivalence classes. Two
spinor bundles §(M) and5°’(M) areequivalent ifandonly ifthere isa
diffeomorphism relating them such that fibres of.9>(M) above pare
mapped intofibres of9’(M) above pwith thediffeomorphism commut-
ingwith Clifford multiplication. Anequivalence class ofspinor bundles
constitutes aspinor structure forC(M). (This definition ofspinor
structure isequivalent tothemore usual one tobefound in,for
example, Milnor [22].)
Letusassume that Misaspin manifold with .§l(M) aspinor bundle.
Fibres oftheClifford bundle areisomorphic tothealgebra ofD-valued
matrices. If{e"(“)} isalocal orthonormal co-frame defined ontheopen
neighbourhood U0,ofMthen anisomorphism between C(T”j,M, g)and
D-valued matrices may begiven ateach peU,,.interms ofthe
generators {e"("‘)| p}andtheconstant matrices {ya} satisfying
ya‘;/b +yby“ =2g“”1. (9.1.1)
For agiven choice ofD-valued y-matrices wemay correlate alocal
orthonormal co-frame with alocal basis ofsections of5P(M). OnU,,.
there isalocal basis forspinor fields {b,-ml} such that
e“(“)b§“) =bialyjj-. (9.1.2)
(Note that wejuxtapose symbols todenote theClifford action of
sections ofC(M) onsections of9(M).) (Thus thebasis {b§"’)} trans-
forms under Clifford multiplication just like the‘first column’ ofa
matrix basis fortheClifford algebra.) Notice that (9.1.2) does not
uniquely determine thespinor basis. If{b§“)’} also satisfies (9.1.2) then
f(“’)isanon-zero function onU,,.such that.3;-‘-'3'--is'1|I_'.I'3-SPINOR BUNDLES 263
bf-“"’=f<e>b$e>. (9.13)
OnUafiEU,,U U5there must besome local section ofC(M), sllial,
such that big‘=s(5“'lb(“) But eaffilbim =bill”)/f =s‘l’“lb(“ly‘-’- = 1 I' 1 t ,1 ,1:
S(lB¢Yiea(a’)bEal_ SO ea(B)s(B5Y)b$a) :S(l3'51’)ea(a’)bg‘7) and
earn=5(l3¢Y)ee(aJS(fia)"_ (9_1_4)
Thus certainly sw“) isintheClifford group F.Ifthespinor bases are
changed asin(9.l.3) then swal’ =f(5)s(5“lfl“)I1. Itturns outthatwecan,
infact, always choose thelocal bases in(9.1.2) such that theClifford
elements sill“) relating them onoverlaps areinii“.(Itisastandard
result that anyFbundle isreducible toaifbundle since I“/il" =lB“‘,
seeforexample Kobayashi and Nomizu [23].) On triple overlaps
U0,UU5UU,EU,5,theClifford elements relating spinor bases satis-
fythecoherence condition
S(al3lS(i3l/) Z S(a’l/)_
IfMisboth space and time orientable then wemay choose local
orthonormal co-frames related onoverlaps byanelement ofSO*(p,q).
Then if.¢(M) isaspinor bundle wemay choose local spinor frames, as
above, related onoverlaps byanelement of+1“.Itisimportant to
know that such local bases exist; weshall callthem standard spinor
frames. (Strictly speaking ourdefinition ofaspinor bundle isequivalent
totheusual oneonly intheorientable case. Without orientability our
definition isequivalent towhat would usually becalled apinor struc-
ture.)
IfMisanypseudo-Riemannian manifold then wecanchoose local
orthonormal frames, related onoverlaps byanorthogonal transform-
ation, A(5“l say.Wecanchoose answ“) eifsuch that;((s(l’°‘)) =AW).
Ontriple overlaps wemust have slafilswll =ism). Ingeneral, we
cannot choose the{s(“5)} soastoeliminate alltheminus signs inthese
relations. Wecandothisifandonly ifMisaspin manifold.
Inthecase inwhich D=Hwehave required thespin bundle tohave
aright H-linear structure. Thus spinor fields can bemultiplied by
quaternions. This condition could berelaxed. Weknow thateach spinor
space isaright H-linear space, solocally anyspinor bundle must have
thisstructure. But wecould consider themore general case inwhich
spinor fields canbemultiplied bysections ofanon-trivial quaternion
bundle, this multiplication commuting with theClifford action. The
existence ofaspinor bundle without theH-linear structure isequivalent
totheweaker condition ofhaving ageneralised spinor structure [24].
Sofarwehave only considered bundles ofrealspinors forthecase in
which Miseven dimensional. IfMisodd dimensional with signature
such that theClifford algebra isreducible then thecentral idempotents
264 SPINOR FIELDS
_%(1i2),with zthevolume n-form, decompose theClifford algebra
into simple ideals. SoifMisorientable theClifford bundle splits into
two bundles ofsimple algebras. Inthis case wecan define spinor
bundles exactly asabove andshow thatthere arestandard spinor frames
related onoverlaps byanelement of,1“. When theClifford algebra is
isomorphic tothealgebra ofcomplex matrices then certainly anybundle
carrying anirreducible representation oftheClifford bundle haslocal
bases related onoverlaps byelements oftheClifford group. Butinthis
case wecannot argue that they can bechosen in+1” (assuming
orientability); rather they will beelements of+1“ multiplied byuni-
modular complex functions. Theexistence ofsuch abundle isequivalent
tohaving aSpinc structure, thisbeing aweaker condition than having a
Spin structure. The case ofthecomplexified Clifford bundle islikethat
justdiscussed. Ifweassume orientability then theexistence ofabundle
carrying anirreducible representation isequivalent tohaving aSpinc
structure.
Inthefollowing weshall assume that Misaspin manifold. Unless we
specifically sayotherwise weshall mean byspinor bundle abundle
carrying anirreducible representation oftheClifford bundle, orits
complexification, such that wehave standard spinor frames related on
overlaps byanelement of+1“. Forthecase ofodddimensions, orthe
complexified case, thisisastronger requirement than that thebundle
simply carry anirreducible representation oftheClifford bundle.
9.2Inner Products onSpinor Fields
InChapter 2wetook thespace ofspinors tobeanyminimal leftideal
oftheClifford algebra, projected bysome primitive idempotent P.In
§2.6 weconstructed spin-invariant products onthespace ofspinors with
values inthedivision algebra PC(V,g)P =D.Wenow want todefine
spin-invariant products onspinor fields with values inD.Although we
shall usethesame notation asin§2.6 now ourspinors need notliein
anyminimal leftideal oftheClifford algebra, andtheproduct willtake
values inDwhich isthe‘standard’ algebra isomorphic toPC(V,g)P for
anyprimitive P.
Ifwehadaninner product defined onsections ofthespinor bundle
then wecould use this product toestablish local canonical bases
(orthonormal, symplectic etc.). Onoverlaps these canonical bases would
berelated bytransformations intheinvariance group oftheproduct.
Conversely wecanuseasetoflocal bases related onoverlaps byan
element of+1“ todefine a+1“-invariant product onspinor fields. For
thesake ofdefiniteness weassume that the (real orcomplexified)J"
._.,,,-,
.=‘>“:
._,.i=- Fin25% |....:_,_,6:,
,;;,.>'
.._
Q.
.r-..__.,,-,,1‘
‘..g-;.., _.
r’-at -
Le-,.
R11;
‘-3;-’*{-
"'3*=;;‘,..|'u-
,-r:|".1’ <--.--.,.-.-5+-1-1-.-"II
'.-'»._;_-;--.;.,,. \
‘5-t€:=.
.>,‘;,;.-_..,._u..
_,,5".“.32.-
xiii:
,.-.;>-.'
5%?"-
.‘3.§-<' I
-I=3'_1..:"-'='-1.)-...
.?~€"f-
fr
;1;.-;
r'_;
*.'-4
.1A‘‘,-I:
'.'.*.
'.5-
...\'
<;;5
:";_
.-t
.11‘--'\.=€*4:,ji§:=‘---=71»<-;
.fig.:?..?_
.-at"“-
_'I....=,_
_2.
,1;=-1-1.;==
;.-1
V.
E.
.3 |I.PRODUCTS ONSPINOR FIELDS 265
Clifford algebra isisomorphic tothealgebra ofall(real orcomplex)
matrices, with theinvolution $17similar totransposition. Inthiscase for
matrices asin(9.l.1) there isamatrix C,symmetric orskew, such that
Cy“TC‘1 =—y“'. (9.2.1)
If{b§“’l} isastandard spinor frame, satisfying (9.l.2), then abilinear
product onlocal spinor fields isspecified bydefining
(bin/‘ii, bjia/))(a,) =
The product hasbeen labelled with thesubscript (a/)since inprinciple
wehave adifferent product foreach U0..Wewant toshow thatonU,5
theproducts (,)(,,)and(,)(,3)coincide, forthen wehave awell defined
product onspinor fields. First weshow thatthese local products arespin
invariant. For any such local product then (suppressing the (at)-
labelling)
(bi: 9%)) =(bi: b/<l’i;") =CQIYZ; Z(C_1l’a)i;' I_(l’aTC_l)r;
by(9.2.1), so
(bi: eabj) I_Yaii<(/‘Q1 =_l/iijctfji :_'l/Zi(bk1 :—(eabir
Thus foranyspinor fields and meFC(M) (go,mt/2)(,,) =(m5"<p, 1,p)(a,)
andhence these local products arespin invariant, having Enasadjoint
involution. On Uafithe standard spinor frames are related by
by”=s(5“lb§‘“’) forsw“) 6+1“. SoonUM,
(ban, b§fi>)(a) =(5(fla)bta), S(fiw)b§e))(a) =(S(Ba/)i”S(Ba)b§e)’ b§,<r))(a)
=(bi-0‘), bi-a))(a) I(big), b,ifi))(5)-
Thus foranylocal spinor fields (cp,1/1)(,,.) =(go,1/1)(5). Hence wehave a
well defined product onspinor fields and soomit theneighbourhood
labelling.
Wedemonstrated theexistence ofaspin-invariant product onspinor
fields byconstructing oneusing aspecial basis. That construction does
not, infact, specify aunique product. For given local orthonormal
co-frames and y-matrices the standard local spinor frames arenot
unique. Ifthelocal orthonormal co-frames arerelated byAW) then the
s(""B) e+1“ such that X(s(“5l) =Alafil isdetermined uptoasign. Soif
{b§“l’} isalso astandard spinor frame with b§“)’ =f(“’lb§°’) foralocal
function f(“)then onoverlaps wemust have fits)=if“). Soanon-zero
function fisdefined onMbyfp=(sgnf(“))f(“), with b§“’l’ =ifl)§“l.
Soif(b§“’)’, b§“")' =(b§“l, bi”), then foranyspinor fields f2((p, 1/1)’=
(Q0,tp).Itiseasily seen that thechoices oforthonormal co-frames,
1/-matrices andmatrix Ccannot affect thespinor product bymore than
aconformal scaling. Thus thisprescription determines aclass ofconfor-
mally related spin-invariant products.
266 SPINOR FIELDS
Although intheabove weassumed fordefiniteness that£17wassimilar
totransposition inatotal matrix algebra, the above construction
obviously goes through similarly ingeneral. Wemay analogously con-
struct spin-invariant products with adjoint involution <§or,forthe
complexified algebras, 5*or§n*.
If,forMeven dimensional, 5°(M) isabundle ofspinors carrying an
irreducible representation ofthecomplexified Clifford bundle then we
may define charge conjugation onspinor fields. Once again, although
weknow thatwecandothislocally, wehave tocheck thatwecandoit
globally. Wetherefore give thedefinition locally using astandard spinor
frame andmake sure that itisconsistent onoverlaps. From (2.7.9) we
know thatthere isamatrix msuch that
y"‘*=l'l1_1']/“I'll, with m*=imhl. (9.2.3)
OnUQ,theoperator c(a/) isdefined by
lllcw) :(bia)1lli)c(a) =bia)mji1l)j*- (9-2-4)
If#(a) isthelocal operation onspinor fields that complex conjugates
thecomponents inthebf“)basis then weusethesame symbol todenote
theautomorphism ofthecomplexified Clifford algebra defined by
(,,.,j,)#<a> =a#<a>,j,#<a> _ (9_g_5)
Thus ifab§"l =bj“’)a,-,- then a"*“*')b§"‘) =bj"'la,-,~*. (Care isneeded with the
notation. Bya,-,-*wemean thecomplex conjugate ofthecomponents of
a,whereas a*1,,arethecomponents oftheClifford element a*.The
difference between these isthedifference between *and#(a).) Ifm(°‘)
isthelocal Clifford form such that m(“’)b§“’) =bj“’)m,,- then itfollows
from (9.2.3) that
' a#("‘l =m(“’)“]a*m(“’l (9.2.6)
so
(aw)c(a) 2' Z Z
:n'j(a)a#(a’)bEa’)'q)i* :rn(5Y)a#(a’)n»l(a')_1r¢C(a’) :a*'lpC(a’)_
Ifweexpand 1/1as1/1=bimt/1*“ then 1116(5) =bjmm,-,1/;i*, but tp=
s"3“)bj“)1/1" so
we=,<e>*br>m,.~.r =br>m,,,**since s(B“)* =s95“) fors93“) e+1”. Hence theoperations c(a/) and c(j6’)
agree onU,5andwehave awell defined operation ofcharge conjuga-
tion, denoted c.IfMisodd dimensional thecomplexified Clifford
algebra issemi-simple. Inthiscase either *or17*isaconjugate-linear
involuntary automorphism ofthesimple component algebras. Inthe-,_.-,..:..;.-_._,,,-. -_
"-".j"_i%¥j1 '
31;§.;"..I ‘
-i‘*E"'
‘If‘;'
-;';s3§=--;.-"
"£1!-i"Pnooucrs onSPINOR FIELDS 267
latter case wecandefine charge conjugation using 17*instead of*.
Ineven dimensions wehave spin-invariant products ontherealspinor
bundle with adjoint involutions 5andE17.The automorphism 17isinner
with a"=zazil forzthevolume form. Using asubscript tolabel the
product byitsadjoint involution wehave
(111,<r);=,,=(w,Z€0)»;- (9-27)
Inthecomplexified case wehave similarly
(Ill,(file=(W,Q9): (9-2-3)
and
(1/1,<P)r,,~==(W,Z(P)r~ (9-2-9)
For asemi-simple real Clifford algebra there isaproduct onthe
semi-spinors associated with either 5orE17.When thereal Clifford
algebra isisomorphic tocomplex matrices then either EorEnis
associated with acomplex bilinear product, theother being associated
with aconjugate—linear product; theproducts being related by‘charge
conjugation’ defined using T].Forthebundle ofcomplex semi-spinors in
odddimensions then either Eor$17isassociated with acomplex bilinear
product; either §*or§n*being associated with aconjugate-linear one.
The products arerelated by‘charge conjugation’ defined with either *
or17*.
9.3Covariant Differentiation ofSpinor Fields
Inasimilar way tothat used toshow theexistence ofaspin-invariant
product wecandefine covariant differentiation ofspinor fields using a
standard spinor frame. Wewillfirst follow thismost direct approach.
Wemay then observe that thespinor covariant derivative hascertain
properties. Infactthese properties completely determine thiscovariant
derivative aswewill then show. Formost purposes itissufficient to
know thataunique covariant derivative having these properties exists. It
iscustomary tousethesymbol Vtodenote covariant differentiation of
Spinor fields aswell asoftensor fields; themeaning depending onwhat
itacts on.Weprefer touseaseparate symbol Stodenote covariant
differentiation ofspinor fields. Although weshall only really becon-
cerned with thepseudo-Riemannian connection onMitshould be
apparent that thediscussion here isequally applicable inthecase of
non-zero torsion.
If{e“(“’)} isalocal orthonormal co-frame then, from (8.l.5) and
(8.l.6), wehave VXe“(“’) =[o_§,5“l,e“(“'l] where o§§‘)=,1;co§,‘§)(X)e"‘(“’). We
268 SPINOR FIELDS
canusethis local orthonormal co-frame todefine astandard spinor
frame satisfying (8.l.2). Wecanintroduce acovariant derivative S$3’)of
local spinor fields bydefining
Sf@')b§“) =of,§"lb§"’). (9.3.1)
IfUzi“)isanarbitrary local spinor field then SE19’)isdefined by
ssi>te>=sse<1>r~>,r> =55?"bi“’1/1‘ +br>X<,r>. <9-3.2)The components 1/1‘areD-valued functions andtheabove requires that
weknow how todifferentiate these. Quaternionic orcomplex-valued
functions aredifferentiated asordered quadruples orpairs ofreal
functions; that is,thealgebra Dhasaparallel basis. Ofcourse, wewill
want toshow that iftpisalocal spinor field defined onUaj, then
S§§”lIp=S§'§’1p. Wewillthen have awell defined covariant derivative on
arbitrary sections ofthespinor bundle andcandrop thelabel (a/). First
weshow that aconsequence ofthedefinition (9.3.1) isthat thelocal
spinor covariant derivatives obey a‘Leibnitz’ rule. IfAisanarbitrary
1-form onMwith 1/19*’)alocal spinor field then
$€r’(Aw‘“>) =S£r’(A,e“bE“>w‘) =5E,é”(A,b}“’r;’,1/1‘)
=X(A,)b§“’n-w‘ +A,vS?‘)b§“’r,f%1/1‘ +Aabrwz-X(w")
=X(A,)e“w<“> +o£?’Aw<“> +AbE“>X(w”)
=vxxwe+Ao§,‘3‘l1p("‘) +Ab§°‘>X(1/1‘)
by(8.1.8), so
Sgg/)(Aw(a/)) =VXA1j)(a/) +ASgg)1jj(a»)_
Since thisistrue foralllocal 11%“)andthel-forms generate theClifford
algebra wehave
S§§‘)(a1p(“‘l) =Vxatp-(‘Yl +aS§§")t/fa’) (9.3.3)
foranyClifford form a.Ifnow 1/Jisanyspinor field then onUM,we
have
59¢ =5,"Z»”(bi‘”1l1‘) =03% +bi’3‘X(1l1‘)-
ButonUafiwehave b§’6l=s(5“)b§“) fors(5"’) e+1"*,so
5529111=53?)(S“"‘)bi“W1‘i)
IVXs(,8a*)b(a’)wi +S(Bcr)O-(€)b(a)wi +S(fla)b(a)X(wi)
=vXS<ra>S(fia)*,j, +_g(t3a/)Ugg)S(t5a)"w +b§rr>X(,j,,)_
Hence from (8.l.9) weseethat Sf{-‘)1/1=SE91/1 andwehave acovariantCOVARIANT DIFFERENTIATION oFSPINOR FIELDS 269
derivative SXdefined onarbitrary spinor fields such that SXtpial =
S(e)w(a')_
X/We have shown theexistence ofthisspinor covariant derivative by
specifying itinstandard local spinor frames. These standard spinor
frames were also used tointroduce aspin-invariant product. Suppose
that (,)isanysuch D-valued product with (b§“’l, bj"‘)) =C,]‘forsome
constant matrix C.Then if1/Jand cparearbitrary spinor fields with
w=bfimw’onU,
(Silt/, fr)+(W,5X<P) _ _
=(vS?"1/1 +b§""X(1/1’), <0)+(111,vS?"(/1+b5"’X(<P‘))-
Since of?)isareal 2-form 035.“ =-05,?) forany9that istheadjoint
involution ofaspin-invariant product. Hence
(Sir/1, av)+(1/1,Sw)=(bE“’X(1/1‘), fr)+(1/1,bE“’X(<t>’))
=(X(w‘))*C;.‘<p* +(1//)’C.7.1X(<t>")
where the product isDl-linear inthe first variable. Since
(X(t/)"))1' =X((1/1")l) andthematrix C”isconstant
(SXI/1, (P)+(1/1,5X90)=X(1/1,tr)- (9-3-4)
Thus, inthissense, thespinor covariant derivative iscompatible with
anyspin-invariant product forwhich thestandard spinor frames area
‘canonical’ basis. Inparticular, forthecomplexified case, SXiscompati-
blewith both acomplex bilinear andaHermitian product, related asin
(9.2.8). Thus the covariant derivative commutes with charge con-
jugation,
SX'Lf)C z
This follows directly from (9.2.4) since thematrix misconstant.
Having defined acovariant derivative inaparticular basis wehave
observed theproperties (9.3.3), (9.3.4) and(9.3.5). Wewillnow show
how anycovariant derivative satisfying these axioms isunique. Obvi-
ously SXshould map spinor fields tospinor fields. Weshall require
@-linearity inX
Sfx=fSX (9.3.6)
the‘Leibnitz’ rule
SX(at/1) =VX4111; +aSX1p VaeFC(M), Vt/1el"55(M) (9.3.7)
andcompatibility with some spin-invariant product
(SXw= Q0)+(111,5x09)=X011,<P)- (9-3-8)
270 SPINOR FIELDs
Given anSthat satisfies these axioms, isitunique? Suppose that S},
alsosatisfied theaxioms above. Then ifLXES§(—SXwehave
L,IF9(M) —>F9(M) (93.9)
La=fLX (93.10)
LX(9w) =aL,»w (9.311)
(99,LX111)+(LX919, 1/1)=0, (93.12)
Equation (9.3.ll) says that LXcommutes with Clifford multiplication,
soLX1/1=tppx forsome D-valued function pX.Putting thisin(9.3.12)
g1ves
(99,11119,»)+(9919,. 9»)=0,
Iftheproduct isD1‘-linear inthefirstvariable then, since pXeD.
(99,1/»)19X+9i',»(<9,1/»)=0- (9.313)
The D-linearity in1/1ensures that rp,1/J-> (rp,1/1)maps l".S°(M) ><l"9(M)
onto 1),sowecanchoose (,0and 1})such that (cp,1/1)=l.This shows
that p’X=~pX, andifthisissubstituted into (9.313) then weseethat
pXmust beinthecentre ofD.IfDisoneofthecentral algebras Ror
‘I-Ithen wemust have pX=0.Similarly ifD=Cwith jtheidentity
Involution. However, fortheremaining case ofD=Candjcomplex
conjugation then pXcanbeanyimaginary function. Since themapping
X——>pXisrequired tobe@-linear (by(9.3.6)) then ifSXsatisfies
(9.3.6)—-(93.8) then sodoes SX,with
S’X1/1 =SXt/1 +iA(X)1/1 (9.3.14)
forany real 1-form A.Thus ifthe spinors carry anirreducible
representation ofa(real orcomplexified) Clifford algebra that is
Isomorphic tocomplex matrices then requiring compatibility with a
pseudo-Hermitian spinor product leaves thefreedom toaddanarbitrary
U(l) term tothecovariant derivative. Wecanremove thisarbitrariness
byalsorequiring (9.3.5) tohold. This isequivalent torequiring thatthe
covariant derivative alsobecompatible with acomplex bilinear product.
Because thedifferent spin-invariant products arerelated asin(9.2.7)
and(9.2.8) then thespinor covariant derivative issimultaneously com-
patible with all.
Exercise 9.1
Show that ifSXsatisfies (9.3.5)—(9.3.8) then there arestandard spinor
frames such thatSXb§“') =o"f{,")b§‘”l.
.In§2.6 weused aD-valued spin-invariant product tomap aspinor
1ntotheD-linear dual space. Wewillusethedefinition andnotation ofCOVARIANT DIFFERENTIATION OFSPINOR FIELDs 271
(2.6.7) forspinor fields. When ourspinor space wasaminimal leftideal
ofthe Clifford algebra then the D-linear dual space isnaturally
identified with aminimal right ideal, andforaspinor cpanddual spinor
1])wehave (pi/V1intheClifford algebra. Although thenotation ofsimply
juxtaposing thespinors isaslight liberty when thespinor fields arenot
intheClifford algebra westillhave amapping taking aspinor and a
dual spinor totheClifford algebra; tp,ij]I——->(pi/H)where
(q9il3)9 =99099) E<9(1/9,19) V1991"~5((M) -(9-3,15)
Iftheadjoint spinor 17;isdefined with respect toaproduct with which
SXiscompatible then wehave theuseful relation
VX(f9"?t3) =5x991? +q9§}7/»- (9-3-19)
This follows bydifferentiating (9.3.l5); using theLeibnitz property on
theleft-hand sideandthemetric compatibility ontheright-hand side.
Thecurvature operator ofSisdefined intheobvious way,
There isalways alocal basis inwhich SXb,-=oXb,-, and hence
S(X,Y)b,- =97?.Xyb,- where gtxy isdefined in(8.l.10). Since thecurva-
ture operator is9-linear then foranyspinor field
S(X,Y)1p =9RX,,ip. (9.318)
Using (8.l.13) and(forzero torsion) (8.1.l4) wecanwrite thisinterms
ofthecurvature 2-forms giving
Z —§iXlyRa),€“b1})
OT
S(X,Y)1/1 =§_,@9(x)@9(Y)R,,q,. (93.20)
9.4LieDerivatives ofSpinor Fields
Because theClifford product involves themetric then unless thevector
field VisKilling theLiederivative S8,,will notbeaderivation on
Clifford products. Itfollows immediately that there can beno‘Lie
derivative’ onspinor fields such that theobvious analogue ofthe
‘Leibnitz’ rule (9.3.7) holds forarbitrary vectors. Although one could
callanyoperator a‘Lie derivative onspinor fields’ theutility ofsuch a
definition depends ontheconsequent properties. Sowecananticipate
thatanydefinition ofaLiederivative onspinor fields willreally only be
useful forKilling vectors. We shall notationally distinguish theLie
272 SPINOR FIELDS
derivative operator onspinor fields from that ontensor fields byusing
thesymbol .%€X.
Weshall first parallel theinitial treatment ofthespinor covariant
derivative byusing astandard spinor frame. Weshall show that fora
Killing vector theLiederivative ofanorthonormal co-frame canbe
written asaClifford commutator. Thus defining theLiederivative of
theassociated spinor frame tobemulplication bytheelement that
enters into that commutator ensures the‘Leibnitz’ property. In(6.l3.l)
weintroduced theOperator AvEéffv -—Vv, satisfying Av(frp) =fAvrp
foranyfunction fanddifferential form Q9.Since Avisaderivation on
theexterior algebra wehave
Avq0=Ave”AiX“cp Vrpel“/\M.
We can use (8.l.2) and (8.1.3) towrite the interior and exterior
products interms ofClifford products, producing
At/(P :iii/ivea /\ea:‘Pl+iiX,,AI/(3699 “i(Av@a‘Pnea +@a~(P”Av@a)-
The Clifford commutator isaClifford derivation. The2-form Ave“ Aea
can bewritten interms oftheexterior derivative ofI7.Since Av
commutes with contractions andAvf =0forfe@(M), if{e“} and{Xa}
are dual bases and AvX,, =m,,"X,, for some matrix ma” then
Aveb =—m,”e“. Then Ave“ Aea=—mb“e” Aea=mabeb Ae“, using
theantisymmetry oftheexterior product, soAve“ Ae, =ma Ae”.
Now AvXa E[V,X,,] —VvXa, soifVistorsion free AvX, =—VXuV,
thus
Ave“ Aea=e“AVXHV =e“AVXQV=dV (by(4.7.4)).
Theremaining terms intheexpression forAvingeneral prevent itfrom
being, aClifford derivation. Ifwritten interms ofthematrix mab then
only thesymmetric part enters:
iiX,,Av@a(t9 —;i(Av5’a99“@a +¢’a(Pi‘Av@a)
=-%m,‘";9 +%(m,,+m,,)(9’<9”9“ +9”99”9")
using theusual index-lowering convention. Since g(AvXa, X,,)=mm,
andAvcommutes with contractions
mab +mba :—AVg(Xar
Themetric compatibility ofVenables ustowrite Avg =§£vg and
A1/99=[idl7,99] +i§Bve(X,, X“)99
—§.§£vg(X,,, X,,)(e"’cp’le" +e“rp”e"). (9.4.1)
Thus, asexpected, Av, and hence Sfv, isaClifford derivation ifand
only ifVisaKilling vector._51:' -'5,
._i_.:_-
if
- ..I|'".-‘it:
,~=.r..
iw
‘i
__,>.1», ....
. ‘,1
. _.-_._ ;.__.
_,.,.-,-ii-figLIEDERIVATIVES OFSPINOR FIELDs 273
IfKisaKilling vector then theabove simplifies to
Sfvqo =Vvcp +[-,‘,dK, Q9]. (9.4.2)
Soif{ea} isanorthonormal co-frame wehave, from (8.1.6)
§£Ke" =[UK+§dK, e“] (9.4.3)
where UK=iivwpqepq. Under Lie transport along theflow ofan
isometry anorthonormal frame undergoes anorthogonal transformation.
The Liederivative gives theinfinitesimal transformation, representing
theLiealgebra oftheorthogonal group ontheframe. Analogous tothe
way inwhich weintroduced thecovariant derivative wecandefine the
Liederivative ontheassociated standard spinor frame tobegiven by
leftmultiplication bytheelement that appears inthiscommutator: that
is
.§EKb,~ =(UK +§dK)b,-.
If1/1=b,1/1" andgxl/) =b,K(1p‘) +éEKb,-1})‘ then, recalling thedefini-
tionofthecovariant derivative, wehave
s9,,,v=s,<v+gain. (94.4)
Such adefinition can (and will) betakenfor theLiederivative on
spinors with respect toanarbitrary vector, butonly inthecase of
Killing vectors isthere aclear geometrical interpretation with .52having
useful properties.
When KisaKilling vector then, like SK,SQKsatisfies a‘Leibnitz’
prOpe[IyI
<%K(a'|1ll) : §£K6Z1/J + a,%K'l.p.
F'-.4
This follows from (9.4.2) and (9.3.7). If1})isthespinor adjoint toip,
with respect toanyspin-invariant product, then forKKilling
§£1<(§01flll) I§£K(P1ll +(P§£I<1ll- (9-4-6)
IftheLiederivative iswritten using (9.4.2) then thisfollows from the
analogous property ofSX,(9.3.16).
Equations (6.l3.l3) and (6.13.l4) give thecommutator ofaLie
derivative with acovariant derivative. We now obtain theanalogous
expression forthespinor operators. This willbeuseful forexamining
thecovariances ofspinor equations inthenext chapter. Straight from
thedefinition wehave
[C-£gK,Sj/J ""S[K,j/] : _
The curvature ofSisgiven in(9.3.20), andVvdK canbeexpressed as
in(6.l3.9) togive
[$1081/]— S[K‘V] Z —§VXb§EKg(V,Xa)€b“.
274 SPINOR FIELDS
Forthespecial case ofKaconformal Killing vector with
££Kg =2kg ite@(M) (9.-4.8)
theabove simplifies to
i=%)K,Svl _S[1<,v] =—%dA/\ (9.4.9)
Wecanusethecommutator oftheLiederivative with acovariant
derivative toevaluate thecommutator oftwoLiederivatives,
[5-PX, 551/ill! -§£[x,v]1l/
2i=%)x,5Yl1ll _S[X,I/]‘l/ +i-1q'3X(d Hill’) _idYgxill _
From (9.4.1)
99,(9'Y'v») -<1179,9=99,9‘Y9-i§£Xe(X.,. x~)t1"rt,
+§§£Xg(X,,, Xb)(e"d Ye“ +e"dKe")1/1
andsince
ebdl/He“ +@9t1I769=2g99t1"Y -2(e"A1,,,,t1i? +t-9A1X..t1I7)
then
gseXg(X,, x,,)(t,9<1 17,,“+e“d'Y‘e9)
=‘i‘S£Xg(Xa’ Xald? _%‘E£Xg(Xar Xb)ea /\iX"di7-
Itfollows fromthedefinition of"Ythat
:9,Y’=$7,}?+seXg(Y, x,)@9.
Since theLieandexterior derivatives ondifferential forms commute
.§£XdY d[X,Y]+d(§£Xg(Y, X,,)e“)
h =dIXT'Y1+v,,a,g<r.x,)@e +99,g(v,,Y.x,)e9IIUS
99,(dY9)—digiv —d[9'?.""Y]v
:Vx,-C€X8(Y>Xa)@balP +§BXg(VXbY>Xa)ebaw
—2§£Xg(XasXb)ea /\
Returning now tothecommutator oftheLiederivatives weuse(9.4.7)
toobtain
~
igx, gr] "§g[X, Y]=i§£X8(VX,,Y, X,,)€"“ —§§£Xg(X,,, Xb)e" AiX+,d Y.
The right-hand side may besimplified soastoexhibit explicitly the
antisymmetry inXandY:
e“AiX,dF =e“AVX1,FY' —ix,VX6173“
.:_.l l-:-QLIEDERIVATIVES OFsP1NOR FIELDs 275
so
2§£’Xg(VXhY, X,,)e"" —.§EXg(X,,, X,,)e“ AiX1,dfll7
: —,$Xg(Xa, Xb)iXb VA/6 T/H866 _§£Xg(Xa, 176'“.
UseofKilling’s equation, (6.l3.3), produces thefinal result
[gXa -351/l -=3-Q[X,Y] =—ri§£x8(Xa, Xi-)§£Y8(Xb, Xt)eaC- (9-4-10)
Ifeither XorYisconformal Killing then theright-hand sidevanishes.
Exercise 9.2
Show thatif{K,-}isanalgebra ofKilling vectors inflatspace then
...,I,..._1..____..
IidK,,,d1<.-1-,dlK,-,1<.1_Hint: write outthecommutator oftwospinorial Liederivatives interms
ofthecurvature ofS.
9.5Representing Spinor Fields with Differential Forms
When Miseven dimensional wecantake asspinor bundle anybundle
carrying anirreducible representation oftherealClifford bundle C(M).
For the special case inwhich Mistopologically IR”with aflat
pseudo-Riemannian metric then wehave aspinor sub-bundle ofthe
Clifford bundle. Let {.99} beaglobal parallel orthonormal co-frame.
Then forsome choice ofconstant y-matrices there isaglobal matrix
basis {ev} forClifford forms such that é“=vf,-e,,~. Elements ofthis
matrix basis can bewritten asClifford polynomials oftheparallel
co-frames with constant coefficients, andsoareparallel. Then 5i(M) isa
spinor sub-bundle ofC(M) ifthefibres of.S9(M) aretheminimal left
ideals spanned by{e,1}. Sections of.5l9(M) (spinor fields) are in-
homogeneous differential forms. The pseudo-Riemannian connection V
induces aconnection on.99(M). Infact this iseasily seen tobethe
spinor covariant derivative, generally denoted S,forthis particular
spinor bundle. Wecanofcourse always choose non-parallel co-frames,
saye“=$.99,-1 forsE+1”, with VXe“ =[oX,e“] forOX=VXss“1. The
corresponding standard spinor basis is{b,-=se,-1} satisfying
VXb,- =o"Xb,-.
IfTdenotes theinvolution oftransposition inthematrix basis {e,-,-}
and CistheClifford element such that ail?=CaTC'1 then aspin-
invariant product onsections of9(M) isgiven by
(<9,111)=5”t,(C77'<P*i”1/1)- (9-5-1)
Notice that the0-form projector 500gives aproduct with values inthe
276 SPINOR FIELDs
real numbers rather than theisomorphic algebra with e11asidentity,
Forthespecial spinor bundle here thisproduct accords with thegeneral
prescription of§9.2.
Although forthisparticular spinor bundle theconnections Sand V
coincide there isstillaneed todistinguish 5-£14from iv. ForKaKilling
vector these areseen, using (9.4.2), toberelated by
9510/1=ifixv+iwdli (95.2)
The Liederivative SEXdoes notinduce anoperator onthesub-bundle
.¢(M): itdoes notpreserve theminimal leftideals. The addition ofthe
second term ensures thativy; EI‘.$(M) forall1/1el“£P(M).
Intheabove weshowed how inflatspace wehadaspinor sub-bundle
oftheClifford bundle. This isavery special situation. Ingeneral a
manifold canadmit aspinor structure without theClifford bundle having
aspinor sub-bundle. Thefollowing exercise illustrates thispoint.
Exercise 9.3
(i)LetIbeanyminimal leftideal ofC2_0(lPt). Show that there isa
unique vector asuch that ipa=1/1,V1/1eI.Hint: Take anorthonormal
frame {e1,e2} andconstruct amatrix basis using P,=%(1iel).Then
If10.= C2,0(lFi)P+ then I=[OSforsome invertible S.Expand Sinthe
prev1ously constructed matrix basis and explicitly construct theasuch
thatP,Sa =P,S.
(ii)Argue that thereal Clifford bundle ofatwo-dimensional sphere
does notcontain asp1nor sub-bundle ofminimal leftideals (since there
ISnonon-vanishing vector field onasphere). The sphere does,
however, admlt aspinor structure.
Wehave emphasised that wecannot ingeneral find aspinor sub-
pupddle oftheClifford bundle, andthus cannot ingeneral identify spinor
d1es.w1th certain differential forms. However, wecan1fwew1sh always
othrslocally. Foreach open neighbourhood U,ofMwecanchoose a
local basis forthe‘Clifford algebra {e§f‘lQ),“l}. The local matrix frame
{e,-,9}.commutes with thebasis {Qifl} forthed1v1s1on algebra. OnUm,»
there 1salocalCl1fford form S(“(3)such thateifl=S(("")e§,")(S i/5“))'1 and
Q?)=S((3")Q§<"”(S(/i‘*’))”1. IfF“)istheminimal leftideal spanned bythe
first column ofe§-if")and Disthe‘standard’ division algebra with basis
{av} then Ii“)isaright D-module with theruleejflqk Ee§j")Q§,.“'l. Ifwe
canchoose theSW) coherently, that isS(‘*’l5)S("31’) =SW’ onU,,.,,,,, then
wecandefine anequivalence relation between Ii“)andIi/5‘onUaj, to
form paspinor bundle. Thus theS(“(7canbechosen coherently ifand
only IfMisaspin manifold. Ifthisisthecase then for1/1;,“e1},”and
(Pi,-ii‘EIE?‘.p,qeUM,wedefine theequivalence relation by
1Pi,‘”""(Pi?) iffp=qandcpl?’=1//j,“"(S<(5°'>)*‘. (9.5.3)REPREsENTINO SPINOR FIELDs WITH DIFFERENTIAL FORMS 277
The resulting equivalence classes ofdifferential forms form abundle.
OnU_,.wemay represent asection ofthisbundle byadifferential form
lying intheminimal leftideal I‘"2,onU5wemay choose arepresenta-
tiveform in1(5), these being related onU0,3bytheabove relation. Ifa
isanarbitrary Clifford form and qEDthen forcpifil~1/1"’) wehave
acpwlq ~at//(“lq so,indeed, thisbundle isaspinor bundle, carrying an
irreducible representation oftheClifford bundle with aD-linear struc-
ture. Although sections ofthisbundle arenotdifferential forms, but
rather equivalence classes oflocal differential forms, wemay represent
local sections with any differential form intheclass. However, the
connection Vdoes notinduce aconnection onthisbundle (ingeneral).
The pseudo-Riemannian connection will notpreserve theminimal left
ideals Ii“), and weneed todistinguish between itand thespinor
connection S.
Although itcanbeconvenient torepresent aspinor field locally bya
differential form thiscannever bemore than amatter oftaste. Given
that the spinor bundle carries anirreducible representation ofthe
Clifford bundle wecandefine spin-invariant products, covariant differ-
entiation etc, and theproperties ofthese donotdepend onhow we
choose torepresent spinor fields.
Bibliography
Geroch RP1967 J.Math.Phys. 8782
-— 1968 J.Math.Phys. 91739
11970 J.Math.Phys. ll11
Greub WandPetry HR1978 Lecture Notes onMathematics vol675(Heidel-
berg: Springer)
Isham C1978 Spinor fields in4-dimensional space—times Pr0c.R.Soc. A364591
Kosman Y1971 Annali diMatematica 25317-95
LeeKK1973 General Relativity andGravitation vol4p421
Penrose RandRindler W1984 Spinors and Space—Time vol1,2(Cambridge:
Cambridge University Press)
Petry HR1984 Spin Structures onLorentz Manifolds, Trieste ISAS-44/84
Pressley AandSegal G1987 Loop Groups (Oxford: Oxford University Press)
Spinor Field Equations
10.1 TheDirac Operator
The Dirac operator gets itsname from itsappearance inDirac’s wave
equation fortheelectron. Itisnow usual toextrapolate thenomen-
clature from this spacetime setting tomean byDirac operator any
operator oftheform ofthat occurring inDirac’s wave equation. There
isnoclear concensus onhow farthisextrapolation istogo.Weshall use
theterminology asfollows: ifSXdenotes covariant differentiation with
respect toXofsections ofabundle carrying anirreducible represent-
ation ofthe(real orcomplexified) Clifford bundle then the Dirac
operator onsections isSEe"SXa. The co-frame {e“} isdual tothe
arbitrary tangent frame {Xa}. Sometimes mathematicians use the
terminology more liberally tomean byDirac operator anyoperator of
theabove form where SXisanycovariant derivative onsections ofa
bundle carrying any representation oftheClifford bundle. We will
mostly beconcerned with theDirac operator onsections ofaspinor
bundle with thecovariant derivative SXof§9.3.
TheDirac equation foracomplex spinor field 1/1is 2
$11»=mp (10.1.1)
where itisacomplex constant. The nature ofthemanifold may restrict
theeigenvalue ittocertain real orimaginary values. Inother cases we
may only beinterested inreal orimaginary eigenvalues forphysical
reasons. IfSQ)isthestandard spinor covariant derivative of§9.3.1 and
AisaU(1) connection 1-form then aU(l)-covariant spinor derivative is
given by
S§§')tp =S5?)tp +qiA(X)t/1 (10.1.2)
where qisthe‘charge’ coupling constant. The original equation of
Dirac Involved such aU(1)-charged covariant derivativeTHE DIRAC OPERATOR 279
Exercise 10.1
Show thatS(‘l)(X, Y)1p ES(‘))(X, Y)1p +iqiXivF1p where F=dA.
Ineven dimensions thespinor representation ofthecomplexified
Clifford algebra induces areducible representation oftheeven sub-
algebra. IfEisproportional tothevolume form with E2=1then a
complex spinor 1/1isreduced into ‘Weyl’ spinors 1/Fcarrying irreducible
representations oftheeven subalgebra by
t/F=§(1i§)tp. (10.1.3)
The projectors %(1i E)anticommute with members oftheco-frame
{ea} andareparallel. Soif111satisfies amassless (it=0)Dirac equation
then sodotheWeyl spinors 1/F.Such massless equations fortheWeyl
spinors areknown inphysics asWeyl equations.
Spinors ofthereal Clifford algebras can also besubjected tothe
Dirac equation (10.1.1) (with itreal). For signature (p,q)satisfying
p—qE0,2 mod8 thereal Clifford algebra isatotal real matrix
algebra andthespinors areknown inphysics asMajorana spinors. In
this case theDirac equation may beknown asaMajorana-Dirac
equation. (Although theeigenvalue uin(10.1.1) canbetaken tobeany
real constant such anequation cannotbeobtained from avariational
principle. Without recourse to‘anticommuting’ parameters avariational
principle will only give aMajorana—Dirac equation with zero eigen-
value.)
Asweremarked atthebeginning of§9.5, forthespecial case ofaflat
parallelisable manifold theClifford bundle contains aspinor sub-bundle
ofminimal leftideals. Thepseudo-Riemannian connection Vinduces the
spinor covariant derivative onthis sub-bundle. Thus inthiscase the
operator (:1,restricted tosections ofthisspinor sub-bundle, isaDirac
operator onspinor fields.
One ofDirac’s requirements forhisequation fortheelectron wasthat
thecomponents ofthefield should satisfy aKlein—Gordon equation. As
wehave just noted above the operator (:1,which squares tothe
Laplace—Beltrami operator, induces aDirac operator onspinor fields in
flat space. Sothis Dirac operator squares totheLaplace—Beltrami
operator, acting ondifferential forms inthespinor sub-bundle. More
generally, thesquare oftheDirac operator isknown asthespinor
Laplacian. Wehave
(W1/9=9“SX.(9”SX.v)
=gz1e”SXb1/1 +,_%(e“e” +e"e“)SX,__SXh1/1 +§(e“eb —e“’e“)SXaSXb1p
=fleasxflll +Sx,,SX9‘l) 1'ieabiSX,,, SX,,l1l)
=r19“S,,v +SX,S,-v +%9“bS(X,, X,)v+%9“"Sv,.,_ ,-,.,w-
280 SPINOR FIELD EQUATIONS
Now [X,,, Xb]=iXfliXbde‘XC, andso
%€“bS[XmXh]t,I) : —(Ii€CSX(_1fl.
gives
3°99=i,,-v,<,9”S,-.1/1 +$X.5,-9 +%9‘"’S(X,, X,)v,
Using (9.3.20) thecurvature operator ofScanbewritten interms of
thecurvature 2-forms togive
%9"bs<X,, X,)v=iR,,999v-
From (8.1.17) wehave, forzero torsion, Rode“) =~9R, thecurvature
scalar, andso
521/1=(5X“+iX,VX9@")5x..1/1 T$9711/L (10-1-4)
Exercise 10.2
Analogously express theLaplace-Beltrami operator as
¢2¢ = (VXB +1XbVXr>€“)VXa(I) — — §RCd(I)€Cd.
10.2 Covariances oftheDirac Equation andConserved Currents
Generally weexpect equations formulated onpseudo-Riemannian mani-
folds tohave acovariance corresponding toanyisometries. Forexam-
ple,in§5.4 weshowed how theLie.derivative with respect toaKilling
vector maps solutions toMaxwell’s equations into new solutions. Inthe
same way wemay usetheLiederivative onspinors toobtain new
solutions totheDirac equation inspaces with isometries.
Foravector field Kwehave
21(3) : (VKQQ + €“])SXa + €“.§€KSXa.
Ifnow Kisaconformal Killing vector, with L’Kg =2/lg, then forAany
1-form SZKA =VKA +§[dK, A]+/1A. This follows from (9.4.1) and
theobservation thatforXPap-form
e,,X,,e" ==(n—2p)Xj§ (10.2.1)
so
§€K,$= §EKe“'SXa —/1,5‘+e“&’KSXfl
E§EKe“SXa —2,8+SEEK +e“’S]K_XQ] —§e“(d/1A ea)
by(4.4.9). Since $K(e“(X,,,)) =0then $Ke"SXa +e“S[K,Xa] =0,and
e“(d/1A ea)=e“A(d/1A ea)+i”(d/1A ea)EX_,,(/1)e" —ndit=(1—n)d/1
so[é-€K, ,8]=—/1,8 ——§(1—n)d/1. Since ,S'(Mp) Edill/1+21,81]: thismay beCOvARIANcEs OFTHEDIRAC EQUATION 281
written as
[99,+;(,,-1)/1,,t]=—/1,5". (10.2.2)
IfKisaKilling vector (2=0)then .€€Kcommutes with theDirac
operator and ifipsatisfies theDirac equation (10.1.1) then sodoes
£8K1/1.Forthemassless case (ti=0)wealso have acovariance forKa
conformal Killing vector: ifSip=0then ,$’[$K +§(n—1)/1]1/1 =0.
Out ofanytwo solutions totheDirac equation wemay construct a
closed (rt—1)-form. Fordefiniteness wetake (,)tobeaHermitian-
symmetric product oncomplex spinors with 517*asadjoint involution.
Then Re(,)isareal-valued symmetric product. Ifweexpress an
(n—1)-form 59asC?=j,e“z, with 2thevolume n-form, then
9.592eh/\VX,,(]-tteazl =eh/\(VX,,jaeaZ J"lttVx,@a(Xc)eCZ)-
Now e"A(e”z) =ebAiX,z =—iX,(e" A2)+g“"z =gabz, so
d}=(VX,j,, +iXt,VXbe“j,,)z. (10.2.3)
Taking
§=R6(’l/J, e,,<p)e“z (10.2.4)
gives
<1?=R9($X,v, 9‘9>)->1+R90/9,,$c9)Z=—R9($1/»,99)Z +R90/9,,$99)Z
where thecovariant derivative SXiscompatible with thespinor product.
(This covariant derivative could contain aU(1) coupling.) Thus if
Sip=mp, foritreal, andsimilarly fortp,then dc?=0.Inthisway we
obtain aconserved current (aclosed (n—1)-form) from anypair of
solutions tothefield equations. (Had wetaken aspinor product with §*
asadjoint involution then theform ,9would beclosed for~spinors
satisfying theDirac equation foranimaginary eigenvalue.) IfI/1isthe
adjoint to1/)with respect totheyHermitian-symmetric product then
(Ill,@099)?“ :9)0(1l)@@(P)ea =9i0(9-')‘l”3a)ea =9i1(‘Pil))- SO the ('1—1)‘
form in(10.2.4) canbewritten as
rm,‘ a-‘,4
§ Re9°1(q0tp)z *Re6"1(tp1/1). (10.2.5)
Inparticular, taking cp=it/1in(10.2.4) gives theU(1) current
,9?=(1/1,ieat/J)e“z. (10.2.6)
This current would provide asource fortheequation (such asMaxwell’s
equation) foranyU(1) field entering into thespinor covariant deriva-
tive.
Wenow only consider theDirac equation without aU(1) coupling.
The presence ofisometries, generated byaKilling vector K,ensures
that if1/1isasolution tothefield equations then soisSQK1/1.Wethus
have theassociated closed currents
282 SPINOR FIELD EQUATIONS
$5,;=Re(tp, e,,.§€;,-t}1)e“z. (10.2.7)
10.3 TheDirac Equation inSpacetime
InChapter 5Maxwell’s theory ofElectromagnetism wasformulated ina
Lorentzian spacetime. Together with relativistic mechanics this theory
provides agood description ofphenomena involving theelectromagnetic
interactions ofcharged matter. However, new phenomena sometimes
occur (for example, when theenergies involved intheinteractions
exceed certain critical values) thatcannot beunderstood interms ofthis
theory. Forinstance, afaint green beam oflight continues toliberate
electrons from thesurface ofcertain metals even when itsintensity is
reduced. Or, astrong magnetic field canbeused tocreate pairs of
particles. Furthermore, thevery stability ofatomic matter isnotreadily
comprehensible interms ofaclassical theory that predicts radiation
from accelerating charged particles. Forthese andother reasons quan-
tum mechanics was devised. Originally itprovided anexplanation of
non-relativistic phenomena indomains inwhich classical mechanics was
inadequate. The many-body version ofthis approach (inwhich the
behaviour ofafixed butindefinite number ofparticles isaccommo-
dated) gave risetoanew formalism known asfield quantisation. These
methods were successfully extended toMaxwell’s theory, inwhich the
role oftheclassical field wasreplaced bysome operator inaninfinite-
dimensional projective space ofphoton states. Historically itsoon
became clear that theclassification ofelementary particle types in
Nature wasintimately connected with thedynamical equations involving
therespective field operators. Fields were clasified asbosons orfer-
mions according totheobserved behaviour oftherespective many-body
states. This classification was correlated according towhether they
carried arepresentation oftherotation group SO(3) oritscovering
group SU(2).
Itwas Dirac’s famous equation fortheelectron-positron field that
gave theimpetus tothedevelopment ofrelativistic field quantisation
andremains acornerstone inthedevelopment ofquantum field theory.
Asasingle-particle theory (that is,where particle and antiparticle
creation canbeignored toafirst approximation) thisequation gave a
more accurate account ofcertain atomic spectra andthebehaviour of
electron beams inweak electromagnetic fields. Ingenious methods have
since been invented toinclude thequantised radiation field inthe
theory. Some oftherefined predictions ofquantum electrodynamics
provide examples ofthe most successful predictions intheoretical
physics."ii
'i;=.;t.=s-* .I13--; -THE DIRAC EQUATION INSPACETIME 283
Although itisbeyond thescope ofthisbook toenter intotherealms
ofthequantum field theory ofelectrons andpositrons itmay benoted
thatsuch aformalism does require asanimportant ingredient abasis of
solutions totheDirac equation. These areputintocorrespondence with
abasis ofstates used intheconstruction ofthequantum theory. In
Minkowski space abasis ofsuch free-particle states may belabelled by
theeigenvalues ofasetofLiederivatives with respect toasetof
commuting Killing vectors.
Inrecent years field theories onnon-flat spaces have become in-
creasingly relevant. Wemention three examples. Inorder tostudy the
behaviour ofelectrons inasuperconducting toroid one must look at
spinor fields onaspace with anon-trivial topology. Phenomena assoc-
iated with different types ofboundary conditions ontheelectron field
arise andmay provide ageometrical interpretation oflow-temperature
electron states. Secondly, spinor fields onadynamical string canbe
formulated interms ofaDirac equation onatwo-dimensional surface.
Some believe thatsuch apicture may underlie aviable model forallthe
basic forces inNature. Finally wemention that in1976 great excitement
was generated bytheconstruction ofcertain theories inwhich spin-§
fields were coupled togravity inamanner that gave rise tonew
symmetries. Such supersymmetries were expected toameliorate certain
difficulties thatarose when attempts were made toextend togravitation
themethods used tomake successful quantum electrodynamical predic-
tions. Itisnow thought that such effective-field theories are
phenomenological remnants ofamore general theory inwhich spinor
fields inhigher dimensions play acrucial role.
Inanyphenomenological description ofspinor fields andgravitation
there isoneaspect that deserves comment here. Although itispossible
toconstruct asymmetric divergenceless stress tensor foraspinor field
(this isgiven inthenext section) itdoes notmanifestly satisfy the
positive-energy conditions mentioned inChapter 7.This isanalagous to
theindefinite signoftheenergy ofaDirac field inflatspacetime andis
areflection oftheexistence ofantiparticle states inthat case. This is
onereason why aquantum interpretation ismandatory inorder togive
acogent interpretation toDirac’s theory. Inanarbitrary gravitational
field, however, there isnonatural way todefine positive- andnegative-
energy states andthesimple interpretational scheme used tointerpret
thequantum field theory inaflatspace evaporates. Itmay beofcourse
that theenergy conditions areexcessively restrictive when applied to
spinor fields coupled togravity, orthatinamore fundamental theory of
gravitation involving many fields norelevance should beattached tothe
stress properties ofasingle field. Although the resolution ofthis
dilemma must await amore coherent synthesis ofquantum field theory
andgeometry itisunlikely thattheformulation andproperties ofspinor
284 SPINOR FIELD EQUATIONS
field equations onamanifold willcease tobeimportant.
The Dirac equation foracomplex spinor (aDirac spinor with unit
charge) iponspacetime is
flip+i/11/9=mtp (10.3.1)
where wehave explicitly exhibited the U(1) interaction with the
electromagnetic 1-form potential A.The real eigenvalue mwill be
interpreted asamass. The spinor field provides anelectromagnetic
current 1-form j,
1'=5(1(i1//175) (10-3-Z)
where i/7isthespinor adjoint of1pwith respect tothepseudo-Hermitian
product whose adjoint involution is<§1j". The Maxwell 2-form FEdA
satisfies
6F=j @033
with 6theco-derivative of(5.4.2).
The electromagnetic current 1-form jisfuture-pointing andtimelike
foranyspinor 1/1.The argument that thisissoisalgebraic. Wefirst
consider thecharge density p=(1/1,ie‘)1p). Ifwetook thespinor adjoint
asin(2.8.13) then thepositivity ofpwould follow immediately. Thefact
that thespinor adjoint canbecastinthisform follows ultimately from
thepositivity ofthemetric onthethree-dimensional spacelike sub-
spaces. Itisinstructive toargue thepositivity ofpdirectly from
properties ofthevarious spinor products. Let{e“} bealocal orthonor-
malco-frame and 2Eiem such that 22=1.Letu,beaspinor such
that 2u,,=eu,, with .1;=i1.Then u,carries asemi-spinor representa-
tion ofthesubalgebra generated by{e1,e2,e3}. Let (,)g, bethe
pseudo-Hermitian product associated with §*then
(us, ue')§* :(Egan: us‘)-fa-1* Z'9(ue=- 2S*ur')§* 28£!(uev us’)??-
Ifafour-dimensional spinor 1/1isdecomposed as1/1=u,+u_then i
(ll),ll/lei =(“+, H,-).§* +(*4-, ”-),=*-
Weknow from §2.7 that 5*istheadjoint ofazero-index product onthe
semi-spinors ofthethree-dimensional subalgebra, whereas theproduct
onfour-dimensional spinors isofmaximal index. Letussuppose thatthe
product onfour-dimensional spinors induces apositive-definite product
on11+and anegative-definite product onu_. Forthree-dimensional
semi-spinors wehave
-0 _ -As,.0 _ -0/\ __ -0(M8,1eus»)—s(u,,1z~’l"e u,.,)-s(u,,,1e zu,») -ae'(u,,,1e u,.,).
Sothecharge density pisdiagonal inthethree-dimensional semi-
spinors:
pE(u+, ie‘)u+) +(u_, ieUu_).THE DIRAC EQUATION INSPACETIME 285
Now
(u_,,ie°u,) =e(u,,ie°ie123u,,) =c(u,, zug).
Thevolume 4-form 2relates theproducts associated with 4317*and5*so
thatwehave (u,,ie°u,,) =e(u,., u,)§, and
P=(9,,H+).:,-* —(91,,u_)i.,=~=- (19-3-4)
Thus pispositive-definite orzero since thefirst product ispositive-
definite andthesecond negative-definite.
Toshow thatthecharge density ispositive-definite above wesplit the
four-dimensional spinor into semi-spinors ofthethree-dimensional sub-
algebra. This argument implies thatg(j,V)islessthan orequal tozero
forallfuture pointing timelike vectors Vandconsequently that jmust
beaforward-pointing timelike ornull vector field. Itisinstructive to
rederive thisresult using theoften useful Fierz rearrangement techni-
que. Tothisendwewillthistime split thespinor into twosemi-spinors
oftheeven subalgebra. Let1/FE%(1:1:iz)1/1, thatis121/Ii =itvi, then
(1/rs,at//8') =se'(iz1/J8, aizipfi) =as’(1/18, zazip’) =—ee'(1p", a"Ip“).
Sothecomponents ofjarediagonal in01*and1/F:
j“=(tp*, ie"1p+) +(1/1', ieaijf) Ejf.+j‘1. (10.3.5)
Thenorm ofj,isgiven by
—ti=(1/»€9“v£)(v£,9,v8) =1't7£9“vrii‘9,wE-
Using (10.2.1) 4
991/rt/7*i9, =§’,}(4—2p)(-1)P§P,(vtv7E)~P
Now
(v91'17r)9=izv91"/Friz --iztinr --1P"1t7"andsoonly oddpenter intothesum. Wehave
v,(v£v70 =fr,(v£17Eiz)iz =—9P,(v£i?i70iz =—99”,(vrii9)izthus
-1'i=—2v7r9r,(v@17t)vE —29v7E§P,(v£17£)izvE =-41'/799”,(Wl7£)vE
=—4ff,(vrii£9,)1i3“9"v8 =-4(v:’, 9,vE)(w£, 9%//8)=41%,
Soj+andj_areboth null and, since pE0,future pointing. Since the
sum oftwofuture-pointing null vectors liesinorontheforward light
cone thecurrent jisfuture pointing, timelike ornull.
Exercise 10.3 . _
Consider the 1-form of(10.3.2) onanarbitrary even-dimensional
Lorentzian manifold (not necessarily four dimensional). Show that the
286 SPINOR FIELD EQUAT1ONs
density pisalways positive semidefinite butthat theargument forj
being timelike ornullonly holds in2,4,6and10dimensions.
Wenow consider thecovariances oftheMaxwell—Dirac equations
under theisometry group ofMinkowski space-—-the Poincare group. We
noted in§10.2 thecovariance ofthefree (AE0)Dirac equation under
Liederivatives with respect toKilling vectors. Toanalyse thecovar-
iances ofthecoupled Maxwell—Dirac system itisconvenient towork
with thefinite diffeomorphisms rather than theLiederivatives. This will
also allow adiscussion ofthediscrete orientation-changing transforma-
tions.
Let{xa} beglobal inertial coordinates forMinkowski space, such that
{dxa} isaglobal orthonormal co-frame. We can label the diffeo-
morphisms forming theLorentz isometry group byaparallel element of
theClifford group. Thediffeomorphism rt(s) :M->Missuch that
rt*(s)dx“ Esdx"s‘1. (10.3.6)
Ifaisanarbitrary differential form then aEa,dx’ with themulti-index
Ilabelling aparallel basis fortheexterior (orClifford) algebra. Then
rr*(s)a =(a,9rr(s))sdx’s‘1 (10.3.7)
thecomponents ofthepulled-back form being composed with the
diffeomorphism whilst thechange inthebasis iseffected byClifford
multiplication. This suggests how wecan induce anaction ofthe
diffeomorphism onaspinor field. Let{b,-}beastandard parallel spinor
frame associated with theco-frame {dx“}. Then if1pE1p"b,-, wecan
define
.rr(s)-1p E(1p"9:r(s))sb,-. (10.3.8)
Since dxlb, —l“j-',b,- for1"],constants, itfollows from (10.3.7) that
(10.3.8) satisfies
rt(s)-(atp) E(rt*(s)a)(rt(s)-ip) VaeFC(M). (10.3.9)
IfXisanarbitrary vector field wealsohave
.7T(S)'SX"l]) ES,,;-1 (5)X(7T(S)'1/J). (10.3.10)
This follows from (10.3.8) since VxsE0and X(1p‘) 9:rt(s) E
(rr.,T1(s)X)(ip‘9rt(s)). Since rt(s) isanisometry, thepullback ofthe
Clifford product oftwoforms istheproduct ofthepulled-back forms. If
{e“} and {Xa} aredual bases then soare{rr*(s)e“} and {.rt,,'1(s)X,,},
thus
n'(s)-,8 E,5)-rr(s). (10.3.11)
Itimmediately follows that iftpandAsatisfy (10.3.1) then sodort(s)-ip
and rt*(s)A forn'(s) any Lorentz transformation. The pullback map
5-,.11"t_a;"-
.:i-I
"jt
'-1,.3?2.‘-
l1
‘Ir!-'.
':~a¥';.
ii!
l'.f:I.":-
,-:-(.1
'_.j-E-{.1-1
3'iE'.'="'
..-='.:‘..#-THE DIRAC EQUATION INSPACETIME 287
commutes with theexterior derivative and, inthecase ofanorientation-
preserving isometry, with theHodge map andhence theco-derivative 6.
The pullback with anorientation-reversing isometry picks upaminus
signinmoving past aHodge dual, butsince <5involves twoduals (orno
choice oforientation) thepullback stillcommutes with it.SoifFandj
satisfy (10.3.3) then sodorr*(s)F andrt*(s)j. Butjisafunctional ofthe
spinor field 1p—to symbolise thiswewillhere write j(1p) forthe1-form
determined by(10.3.2). Isitthe case that j(n(s)-1p) Err*(s)j(1p)?
Equation (10.3.2) involves thespinor adjoint with respect toaproduct
whose invariance group does notcontain thewhole Clifford group, but
only *1“.(This isthesubgroup defined with thenorm u,sosi"Es“)for
sE+17.) The image under the vector representation of*1“isthe
orthochronous Lorentz group. SoifTeil"issuch that ;g(T)isa
reflection changing thetime orientation, then rr(T)-1p andrr*(T)A will
notsatisfy thecoupled Maxwell—Dirac equations given that1pandAdo.
Weknow that Lorentz transformations ofthecotangent space extend
toinner automorphisms ofthereal Clifford algebra and hence, by
complex linearity, toinner automorphisms ofthecomplexified algebra.
These inner automorphisms will commute with complex conjugation,
and socomposing them with complex conjugation gives anouter
automorphism ofthecomplexified algebra. Aspin transformation on
each ofapairofspinors induces aninner automorphism ontheClifford
elements formed with aspinor adjoint with respect toaspin-invariant
product. That is,scpsip E)((s)-(quip) if(and oply if)sisintheinvariance
group ofthespinor product used todefine 1p.Aswewillsee,ifinstead
sisintherealsubalgebra such that (sip, sip)E(tp,1p)*foraproduct on
complex spinors then stpsip EX(s)~(tp1p)*.
Forthefour-dimensional Lorentzian case that weareconsidering the
space ofcomplex spinors isthecomplexification oftherealspinor space.
The skew-symmetric product onreal spinors with adjoint involution E17
isextended bycomplex bilinearity toaproduct oncomplex spinors,
(,)g,,. Inanappropriate basis, charge conjugation simply complex
conjugates thespinor components andwehave
(1981/1‘);-,, =(<19,1t»)”‘f;,=,,~ (10.3.12)
Ifwenow define
(Q91 E(“P61 7~l))§r]
then (,)certainly has511*asadjoint involution. The factor ofiensures
thattheproduct isHermitian symmetric:
(99,111) =(i<9‘,1/1);-1 =—(i99,1/1‘)’%,, =(1/)‘»i9°)’i,t =(11/)‘=‘P)‘i91 =
(19,99)*-
Since charge conjugation isinvolutory andthecomplex bilinear product
in(10.3.13) isskew symmetric wehave
288 SPINOR FIELD EQUATIONS
((0%11/‘)=—(<P»1P)* (103-14)
If istheadjoint of1,0with respect to(,)then foranythree spinors
(W/7)*p =((<M7)P‘)‘ =((1/1,PW)‘ =(111,p‘*)*<P“ =(1/»"lp‘*)*<P‘
=—(1/1‘)PW
by(10.3.14). So(tp1/7)*p =-—(q9‘ ti-/~1“*)p and
<¢iiI)*=~¢>w7‘: (106.15)
Consider now theelement Teil"with ;((T)atime-orientation-changing
reflection. Then T5'”* =T5”=—T”, so
T<P‘77/7?‘ =-T<P"1/7“T* =T(<Pi/7)*T"‘
by(10.3.15). Wenow define
?T.tp Err(T).q1‘ (10.3.16)
andthen have
3‘.cp9.t/1 =rr*(T)(<;01p)*. (10.3.17)
The operation 9isknown asWigner time reversal onspinors. It
obviously satisfies
a".(a¢) =rr*(T)a*(9".i/J). (10.3.18)
Wenow examine thecovariances oftheMaxwell—Dirac system under
thisoperation. IfAand 1/1satisfy (10.3.1) then sodo~.rr*(T)A and
9”-tp. Itfollows from (10.3.17) that j(9*-1,0) =—:r*(T)j(1,/1) and hence
—Jr*(T)A and9"-1/J also satisfy (10.3.3). (Notice that whereas —1r*(T)A
andJr(T)-1/1 satisfy (10.3.3) they donotsatisfy (10.3.1).)
Plane-wave solutions play animportant part inthephysical interpre-
tation ofthefree (A=0)Dirac equation, andtothese wenow turn. If
bisaparallel spinor then welook forasolution to(10.3.1), forA(= 0,
oftheform 1/1=exp(if)b forfsome realfunction. Then $1/1=idfl/1 and
werequire idfip =mi/J. Itfollows that the1-form dfmust betimelike,
with
(df)2 =—m2. (10.3.19)
Wecanwrite thealgebraic condition onbas
§_(1+idf/m)b =b. (10.3.20)
Ifsisaunit spacelike l-form orthogonal todfand zisthevolume
4-form then (zs)2 =—sz2s =52=1and zsdf =—zdfs =dfzs. So
§(l+zs)isanidempotent orthogonal to§(1+idf/m) sothat %(1+
idf/m)§(l +zs)isprimitive. With sand 0taking thevalues ila
F-E‘;-l‘-'i":'.“-§*""I."___A
>5:542.1.THE DIRAC EQUATION INSPACETIME 289
complete setofpairwise orthogonal primitive idempotents isgiven by
{Pm =§(l+eidf/m)§(1 —ozs)}. (10.3.21)
Wecanchoose abasis ofspinors such thateach isaneigenspinor ofone
ofthese primitive idempotents. Aninertial observer would useinertial
coordinates {t,x,y,z}tointerpret df(8/Gt) asanenergy anddf(8/8x)
asacomponent ofmomentum along thex-axis.
Ifweassume that dfand sareparallel then wecanchoose inertial
coordinates {t,x,y,2}such thatf=mtands=dx.Then wecanlabel
plane-wave solutions byeand0,
111,1,=exp(ismt)b,(, (10.3.22)
where bw=Pwb 8.,for
PH,=§(1+iedt)§(1 +odydzdt) (10.3.23)
and wehave" chosen z=dxdydzdt. Ifwechoose some parallel b++
then wecanbuild uptherest ofthespinor basis bytaking Clifford
products. Forexample, wehave dxPw =P_,_,,dx anddyP,., =P__.,,,dy
andhence dxdyP,,, =P,_(,dxdy. Sowemay choose thebasis as
{b++, b__=dxb+,, b_+=dyb++, b,_=dxdyb++}. (10.3.24)
If(,)has§n*asadjoint then wemay usethealgebraic properties of
thisbasis towork outthenon-vanishing products, wehave
=i=
(baa: bs'0') :(peabeor Pe'0’bs’o') :(b€U= Pfvgn P£'<J'bE'0')
:(beoa P—eaP£’c:’bs’0’) =6—E€'500'(b80> bE'0')'
Thus the only non-zero independent products are (b++, b_,) and
(b+2,b__). Ifwechoose thebasis asin(10.3.24) then these arerelated
for
(b+_,b__)=(dxdyb++, dxb++) =(b...dyb++) =(b...b_+)~
Sobysuitably scaling b++wehave
(b++. b_+)=(b+_. b_-)=1- (10-3-25)
Thus thetwo-dimensional subspaces with fixed 2areisotropic, whilst
those with fixed 0areunitary subspaces ofmaximal index.
The.9-label of1/1,0specifies theeigenvalue ofthespinor Liederivative
inthe8/St direction,
gs/aiwea =i5m‘Pw- (10326)
Similarly 0may beused tolabel theeigenvalue oftheLie.derivative
with respect tothevector ya/E92 ——28/8y that generates rotations about
thex-axis, wehave
290 SPINOR FIELD sou/arrows
g(y8/82 -26/8y)wso : Z8/ay)w£0
=édydzt/18,, =éidydzdtidtipfi, =éiedydzdttpw
‘§£(y8/82 —28/8y)we0 :2i8Uw£0'
Theeigenvalues ofi"§ilead tothephysical interpretation ofanintrinsic
spin ofahalf fortheelectron. More generally, thefunctional depen-
dence ofthecomponents willcontribute anorbital angular momentum,
theeigenvalue oftheLie derivative being interpreted asthetotal
angular momentum.
10.4 TheStress Tensor
Although wehave notdone sotheDirac equation canbeobtained from
avariational principle. This ensures theexistence ofasymmetric stress
tensor which isdivergenceless when thefield equations hold. Wehere
simply present such atensor andexplicitly demonstrate (not sosimply)
thatitsdivergence iszero forsolutions totheDirac equation.
For definiteness wetake (,) tobeaHermitian-symmetric spinor
product with ‘§n*asadjoint involution, then Re(,)isreal valued and
symmetric. Let
9-ab=Re(1P=@aSX,,"J’) +R@(1//»@z>Sx,,lP)- (10-41)
IfSiscompatible with thespinor product then
Xa(gab) =R@(5x~1/1»@.i5x,,1/1) +Re(‘/1» VX"@a5x,,1l’)
+Re(1/7» 5’aSX“SX,..‘/J) +Re/(S)c*i1//» ebSX,,1/4)
+Re(1/1, VXn€bSX“1/J) +Re(ip, e),SX~SX“1p).(l0.4.2)
Changing theorder ofthecovariant derivatives
@aSX"SX,,W Z€aS(Xa= Xb)1/J +ea-SX,,SX“w +@aS[X,,,X,,]1/1
=6’aS(Xa.» X1011’ +SX,,>$1P _VX,.¢’“SX,,W
+eC(VX,,Xb _VX,.Xa)@aSX,,.W
ifVistorsion free. Now
e‘(VXhX,,)e“ =—VX,e“(Xa)e“ =—-Vxhe‘
ande‘(VXaX,,) =—VXfle“(X,,). From (9.3.20) e“S(X,,, X,,)i/1 =§ePR,,b1p,
andforzero torsion thiscanbewritten interms oftheRicci forms,
e(IS(Xar :2Pb1/)9 SOTHE STRESS TENSOR 291
@a5X..5Xbq; =e“S(X,,, X,,)1p +SXb,$ip -VXae‘(X,,)e“SX,1p. (10.4.3)
From (10.1.4) wehave
SX..SXaip =$21/J—VXae‘(X,,)SX(1p +;‘,9iip. (10.4.4)
We can rewrite VXie,, as(VX~e,,)(XC)eC =e‘(VX,,X“)€C =
—VXfle‘(X")eC, andsimilarly VXae@, IVXieb(XC)e‘ =—eb(VX~XC)e‘ =
—VX~e“(X,,)eC, collecting terms,
X“(97ab) =R@(5x~1//i @a5x,.1//) +R@(5x~1/A @b5X.,1/1)
"Vx,,@C(X“)R@(1/1» @C5x,,‘P) -Vx..6’C(X“)Re(l/1» ebsxfil/)
‘"VX,eC(Xb)R@(l/J» QQSXJP) _VX..@C(Xb)R@(1//» QCSXW’)
+%Re(w.Pi1/1) +Rem».SX,,>Sw)
+R@(1//»@b$21P) +iR@(1P» @ifi7W1)- (10-4-5)
If9=§abe” ®ebthen
vi..‘J<X“. Xb)=X.<wi> +vX.@“<X“>91»» +VX.@‘(Xb>?T“@
=Re(SX~i/1, e,,SX,w) +R<->($m/», @..$X.1/1)
+RemSim»)+R60’)?ebfliv)
+%R@(w.Pbw)+iRe(1/»»61%/1)»
Since the spinor product issymmetric with 5537* asadjoint then
Re(rp, A1/1) =—Re(1p, Acp) forAanyreal1-form and
vX,2r(X“, Xi)=—-R<->($w» 5X.1/1) +R60/1, SX.$w) +Retwi @b$2w)-
Itfollows thatV9 =0if$1/1=mi/1with mreal.
The above isseen togothrough unaltered forreal spinors with a
spinor product whose adjoint involution is$17.Had wetaken areal-
valued skew-symmetric spinor product oncomplex spinors with 5*as
adjoint then 9would bedivergenceless for$1};=imip. Forrealspinors
andaskew-symmetric product with 5asadjoint thestress tensor would
bedivergenceless if$1};=0.
Exercise 10.4 ‘
Show that theMaxwell—Dirac stress tensor 1Sdivergenceless when the
coupled equations aresatisfied.
For the stress tensor of(10.4.1) the trace isgiven by
3,,“=2Re(ip, $1/1). When theDirac equation issatisfied wehave
§]'a" =Zm(1p, (10.4.6)
292 SPINOR FIELD EQUATIONS-=;.::_",_
=-.":-=.I.-*=
-1;.._,1l.,_
Certainly formzero thetrace iszero. Ingeneral thespinor product will
bepseudo-Hermitian andsoformat0thetrace canstillvanish. S.l
We have already noted in§7.4 that wecan construct aclosed
(n—1)-form from the stress tensor and aKilling vector, namely
JK=9al,K"e“z where 9,,l, arethecomponents ofthestress tensor 9,
given by(10.4.1), which isdivergenceless when thefield equations l
$1/J=mt/1 areimposed. In§10.2 weobtained byinspection aclosed
(n—1)-form 9Kforeach Killing vector K.These twoforms, JKand
.95K,infactdiffer byanexact form modulo thefield equations, aswe
now demonstrate. We aregoing tohave torecognise theexterior
derivative ofan(rz—2)-form when weseeone, sofirstwenote that if
H=H,,l,e“”z then
dHI2{Xb(Hba) “VX,.@c(Xb)Hba “VX’*@a(XC)H1>c}@aZ E(dH)a@aZ- l
(10.4.7) ‘
Afairly tedious calculation produces I
Retw,I'€SX.1/1) =%R@(1/1. eadli-$11/) —%(<r1H)@ +Raw.e..8iw)
—%R@(w.@aKd>$1/1) +%R<~>(i/».I?e.$w) (1048) I
where Hl,,,=Re(1/1, el,Xe, 1//)-—Re(t/1, el,,,X1/1). Aswell asfrequently
using thedefining anticommutation relation oftheClifford algebra the
calculation uses thefactthatsince theSpinor product has$171‘asadjoint l
then Re(_t0, At/1) =0for ANany real 1-form. Thus for example
Re(1/1, eaKebtp) =-Re(i/1, e”Ke,,I/1), asisnecessary forHal,=~—Hl,,,.
(Although itistedious werecommend thatthereader verify (10.4.8), as
itdoes help develop thecalculational proficiency that unfortunately is
sometimes required.) Itfollows from (10.4.8) that
1"‘-,1
R901)» QGSKUJ) +R"3(1//» KSX,,w)
=2R@(wi @..%l<w) —%(dH).. +R601»,(1?/\e..)$w)~
Ifweusethefield equations, ,$1p=mtp, thenI
Re(‘/J» (Z/\@@)>$1P) ="”R@(1V»(1? /\@a)1P) I0
since areal2-form changes sign under §i7*, theadjoint involution ofthe i
spinor product. Thus JK=2.9%,; modulo anexact form, modulo thefield
equations.
Exercise 10.5
Repeat theanalysis with askew product whose adjoint is5*with field lg* u <
equations $111=1mIp.
I,::"I==.1I'§-THE STRESS TENSOR 293
Example 10.1 Gravitational andNeutrino Waves
Consider aspacetime inwhich themetric takes theform
g=2(du®dv+dv®du—2Hdu®du+dz®dz*+dz*®dz)
incoordinates (u,u,x‘,x2)with zExl+ixzandHarealfunction of
M,zand2*.Itishere most convenient toadopt anullbasis. Wechoose
thenull co-frame {na} a=1,2,3,4where n‘=du,n2=dv—Hdu,
n3=dz,n4=dz* andtheduals areXl=8/Su +H8/80, X2=8/E90,
X3=8/82, X4=E3/82*. The non-vanishing components ofthemetric
are812=821=834=843=2»01'8127'8211'834=843= Since the
components ofthemetric areconstant inthisbasis wecanevaluate the
connection forms by(6.6.8), thenon-vanishing ones being
(Um : —(1)13 : ZHZHI (U41: ""(Ul4 : 2HZ*fll.
Theonly non-zero Ricci form isPl=2H,»i,n1.
Wenow adapt aspinor frame tothis null co-frame. Letblbea
spinor such thatnlbl =n3bl =0.Wethen form thespinor frame
{bl, b2=nzbl, b3=n4bl, b4=n3n"'bl}.
(We canrepresent thespinor blbythedifferential form n‘/13,thislying
inaminimal leftideal ofthecomplexified Clifford algebra. The other
spinors {bl} arethen seen tocomplete thebasis fortheminimal left
ideal.) If{X0} istheframe dual to{n"’} then, foroxdefined in(8.1.5),
wehave OX]=(H_,n3 +H,in4)n1 with allother OXJ, zero. Itfollows
thatthespinors blandb3areparallel. Hence ifhlandhparearbitrary
complex functions ofuand tp=hl(u)bl +l13(u)b3 then ,S'i/1=0.To
obtain Einstein’s equations wenow need toevaluate thespinor stress
tensor. If(,) istheHermitian-symmetric spinor product with §r7*as
adjoint then wecanusethealgebraic properties ofthespinor frame to
evaluate theproducts. Forexample,
(bu b3):(b1~ ”4b1):(”4b1» b1)* :""(bI~ ”3bI)* :0
since n3bl =0.Also b3=nzbl andson'b3 =nlnzbl =(1-n2rz‘)bl
=blandhence (bl. bl)=(rtlbg, nlbg) =-(bl, nlnlbz) =0.Inthis
way wecanshow that thenon-vanishing products arespecified bythe
imaginary components (bl, b3)=(b3, bl). Bysuitably normalising bl
wehave
(bI~ b2):(bsi b-1):i-
Theonly non-zero component ofthestress tensor of(10.4.1) isthen
9ll=4Re(ih*lh’l +ih"§h§).
294 SPINOR FIELD EQUATIONS
Since forzero mass thespinor stress tensor istraceless wecanwrite the
Einstein equations asZKPC =*”‘rC, andsothecoupled system reduces
totheequation
KH,*, =Re(ih*lh’l +ih‘*§h§).
10.5 Tensor Spinors
Starting with thespinor representation ofthespin group wecanbuild
uphigher-dimensionsal irreducible representations byforming tensor
products. That is,tensor products ofthespinor space anditsdual space
carry representations ofthespin group, this space oftensors being
decomposable into irreducible representation spaces. The covariant
derivative onspinor fields induces acovariant derivative onthese spin
tensors andonecanconsider various field equations. Wehave already
noted that elements oftheClifford algebra canbeidentified with (1,1)
tensors onthespace ofspinors. Certain higher-dimensional half-integral
irreducible representations ofthespin group canbefound bytaking the
tensor product oftensors onthevector space Vwith thespinor space of
C(V, g).Such objects canbethought ofasspinor-valued tensors.
Asanexample weconsider aspinor-valued 1-form ll’onspacetime.
Then wecanwrite thisinanyco-frame {ea} as
LII=1/»,®e“ (10.5.1)
where each 1/1,,isaspinor. Wecanthink ofll!asamapping from vector
tospinor fields:
\I1(X)=ip,,e@(X) vx6FTM. (10.5.2)
Equivalently if{bl} isanystandard spinor frame with 1/1,,=ii/§,bl then
wecanwrite Was
with the1-forms 1/1*‘given by1/1‘=1/1f,e“. These spinors could carry
irreducible representations ofthecomplexified Clifford algebra, itseven
subalgebra orrealSubalgebra (Dirac, Weyl orMajorana spinors). Letus
suppose that the1,11,,areWeyl spinors, satisfying izipa =1/1,.Then the
111,,carry irreducible representations ofthespin group Sl(2, C). A
1-form isatensor onthespace ofspinors, Clifford multiplication
interchanging thesemi-spinor spaces (since a1-form anticommutes with
thevolume 4-form). S0wemay regard aspinor-valued 1-form asa
degree-three tensor onthespinor space. Ifuand vareanytwoWeyl
spinors, lying inthesame semi-spinor space asthe1/1,,then wedefine.l,. _E3-;
_I;
-TENSOR SPINORS 295
‘I’(H»v)E(H»1P.i)@“v- (19-5-4)
Thebrackets ontheleft-hand side signify that LPisevaluated onMand
0.whereas thebrackets ontheright-hand side arethespinor product of
Lland 111,,where theproduct has25asadjoint involution. (The skew-
symmetric complex bilinear product onDirac spinors induces anon-
degenerate product oneach ofthetwo spaces ofWeyl spinors. If
u=izuthen thespinor product (u,1,116,)willonly involve §(1+iz)1p,,.)
Itturns out[9]that irreducible Sl(2, C)representations arecarried by
spintensors thataretotally symmetric inthecovariant andcontravariant
arguments separately. Itistherefore interesting toexamine thecondi-
tionon\I1such that (10.5.4) defines amapping symmetric inuand0.In
order todothiswewillneed thefollowing:
(u,v)w ~——(w,U)Lt=4(u, W)v (10-5-5)
foru,vand wanythree Weyl spinors. Toseethisletozbeanother
Weyl spinor and consider theexpression (ti,u)(w, or).Using '17to
denote theadjoint spinor wecanwrite this asuvwoz. Now wecan
expand vWasin(2.l.l8) togive
(H,v)(w, a)='iJ'9’ll(ufi7ejZ)e’*a’ =5‘ll(We"-fjlv) 'il'e"‘a
=(w,e§l0)(u, eAa').
Now foruand0Weyl spinors andaanyClifford form
(0,au)=(izu, aizu) =(0,zaz*1u) =(0,a’lu)
so(v,au)=0foraodd. Inaddition
(0,au)=(4250, ti)=~(u, div)
$0f()1'Q3=—a(a5 =a)then (v,au)issymmetric (skew) inuand0.So
(u,u)(w, er)—(u,w)(v, er)=(w,e§lv)(ii, e/‘a') —-(W<—>v)
andthefirst bracket ontheright-hand side willonly contain those ejl
that areeven under 17and under E.These arethe0-forms and the
4-forms, thus
(u,u)(w, oz)—(u,w)(i), a/)=2(w, v)(u, er)—2(w, zv)(u, za/).
Since vand crsatisfy zv=—iv and zaz=—ia theterms onthe
right-hand side addup.Wecanusetheskew symmetry oftheproduct
torewrite theleft-hand side, producing
(w,u)(v, a’)—(U,u)(W, £1’)=4(W» U104» 9’)-
Since thisistrueforallcrandthespinor product isnon-degenerate
(W,M)v—(v,M)W=4(W»v)“-
296 SPINOR FIELD EQUATIONS
This isjust (10.5.5) with thespinors cyclically permuted. Wecannow
use(10.5.5) and(10.5.4) toseethat
\I1(u, U)—\I1(v, Lt)=4(Ll,U)€”1/)0.
Thus thespinor-valued 1-form isanirreducible spin tensor ifitis
‘traceless’:
en/2,=0. (10.5.6)
Exercise 10.6
Usethecorrespondence between 1-forms and(1,1)spintensors given at
theendof§2.8 tolabel thecomponents ofaspinor-valued 1-form with
one ‘dotted’ and two ‘undotted’ indices. Show that the‘tracelessness’
condition isequivalent tosymmetry inthetwolikeindices.
The spinor covariant derivative SXandthecovariant derivative VX
can beextended bytheLeibniz rule toacovariant derivative, also
denoted SX,onspinor-valued 1-forms. Intheobvious way
SX\P=SX1/1,,®ea+10,,®VXe“. (10.5.7)
(Ifanyconfusion islikely between thecovariant derivative onspinor-
valued 1-forms andthat onspinors wecanwrite theformer asS92.)A
representation oftheClifford algebra onspinor-valued 1-forms canbe
defined by
a\PE(a1pl,)® eh (10.5.8)
sothatwehave aDirac-like equation
$111=mlll. (10.5.9)
The pair ofequations (10.5.6) and (10.5.9) aretheRarita—Schwinger
equations forspin 3/2[25].
Exercise 10.7
Show that (10.5.6) and (10.5.9) imply the ‘Lorenz’ condition
(Sx,,qJ)(Xa) =0-
InMinkowski space wecanpick aparallel co-frame such that (10.5.9)
reduces tofour Dirac equations. Wecanthen find plane-wave solutions
asin§10.3. If{bw} isthespinor basis of(10.3.24) then wehave Dirac
solutions asin(10.3.22) with theSign ofthefrequency correlated with
the:3labelling thebasis spinors. Bytensoring onfour independent
1-forms tothetwo basis spinors with (say) s=+1wecanform eight
linearly independent spinor-valued 1-forms. Wecanchoose four ofthese
satisfying thetracelessness condition (10.5.6). The eight spinor-valued
1-forms canbechosen aseigenstates oftheLiederivatives with respect
tovectors generating time translations and rotations about thex-axis.
The 1-form basis can bechosen tohave eigenvalues of{i,—-i,0,0}2
'1' ...
.'5;
_li'1-Zi-ii'.'
=§‘;I1'
;-i..i;4
G
.:§".‘.:i
.....=_-ir
§': i.-52
.:-_» _._=:_
l._ l-
\,-4-. -.1
-"A.1'I
lI
1
1ilTENSOR SPINORS 297
under theLiederivative with respect totherotation, whereas thespinor
basis haseigenvalues {§i,—§i}. Thefour traceless spinor-valued 1-forms
arethen seen tohave eigenvalues {§i,ii,—§i, —§i}. For thebasis of
(10.3.24)
dxbfl, =b1,_l,, idtbw =eb,.,,, dybfl, =obOw,dzbw =ieb,,,,(10.5.10)
soabasis forpositive-frequency solutions to(10.5.6) and(10.5.9) is
{b,, ®(dz—-idy), b+_ ®(dz—idy) —2ib++ ®dx,
bl, ®(dz+idy) —2ib,._ ®dx,b+_ ®(dz+idy)}. (10.5.11)
These areeigenstates of§8',.l,,a, __,_.l,ll,,, arranged indecreasing order of
eigenvalues.
Aspinor-valued 1-form features inthetheory ofsupergravity [8].This
theory involves aconnection with torsion. Asweremarked in§9.3 the
definition oftheSpinor covariant derivative SXinterms ofthemetric-
compatible connection Vdoes notrely onVbeing torsion-free. Soin
thiscase wecould stilladopt (10.5.7) asthedefinition ofacovariant
derivative onspinor-valued 1-forms. The field equation forthespinor-
valued 1-form insupergravity, however, ismost readily expressed in
terms ofanother connection. If{Ta} arethetorsion 2-forms ofthe
connection Vthen acovariant derivative ondifferential forms isdefined
by
ii,EVX+;IXT“,(1X,. (10.5.12)
From (6.7.4) weseethatVisjustsuch that
eaA6,,=<1. (10.5.13)
IfSXisthespinor covariant derivative associated with Vthen a
covariant derivative SXonspinor-valued p-forms isdefined by
SXWESX11»,®e1+1;»,®VXQI (10.5.14)
where efisap-form basis. ForLPaspinor-valued p-form wemay adopt
theconvention thatforaanyq-form
GAlp -EIf/I ® G/\BI.
Thespinor covariant exterior derivative Dmaps spinor-valued p-forms to
spinor-valued (p+1)-forms:
D\I1E6“ASxgil. (10.5.16)
If{bl} isastandard spinor frame associated with some orthonormal
co-frame then wemay expand ll!as\I1=bl®1/1”where the1/1"areaset
ofp-forms. Then wecanequivalently write thespinor covariant exterior
derivative as'|
IIE
1I
I
11I
5
298 SPINOR FIELD EQUATIONS
DIP=bl®dip‘+gepqbl ®(0,,A1p". (10.5.17)
The Hodge dual ofaspinor-valued p-form isdefined intheobvious
way, inanalogy to(10.5.15). IfNisaClifford-valued q-form,
N==nA®eAfor11""arbitrary Clifford forms andeAabasis forq-forms
then wechoose todefine
N111 =nA1,//l ®e,.lAe’. (10.5.18)
Having adopted these conventions weconsider theequation
e*D\P =0 (10.5.19)
foraspinor-valued 1-form \I1where eEe“®ea.This equation isone
ofthefield equations occurring inthetheory ofsupergravity. Although
itisusually known astheRarita—Schwinger equation thisequation isnot
obtained bysimply putting mtozero inequations (10.5.6) and(10.5.9).
The relationship between these equations iscontained inthefollowing
exercise.
Exercise 10.8
(i)Show thatifII!isaspinor-valued 1-form then
*(e*D\P) =SX,(@,Ip@) ®e“-,i¢\I1.
Hint: youwillneed *(e"A*e“b) =g"‘e“ —g“‘e”.
(ii)Show thatifrpisaspinor field then
e*D2cp IebS(Xl,, X,,)(p ®*e".
Hence show that iftheRicci andtorsion forms arezero (10.5.19) has
the‘gauge’ symmetry ‘I1I—->111+Dip.
Exercise 10.9
Consider thefollowing equation foraspinor iponspacetime:
SX1/J-427510 =0 VXEFTM.
Note that this isequivalent toequating tozero a‘traceless’ spinor-
valued 1-form made from thecovariant derivatives of1//.Since Xand,$
both anticommute with thevolume 4-form thisequation decouples into
twoequations forWeyl spinors.
(i)IfKisaconformal Killing vector with .EEl<g =2)Igshow that if1/J
satisfies theabove equation then sodoes .§€K1p —§/11/1. This can be
shown inthesame way asfortheanalogous (but different!) result for
themassless Dirac equation.
(ii)Bydifferentiating theequation obtain theintegrability condition
Rad/1 _i(@aSx,, _€’bSX,,))$W =0-!
I'.:_if@''-_-i1»- _
--;-.§_- -
[
..I5' -2'1?!
':.':-I
II
§'
I.I:. -14.3;-.TENSOR SPINORS 299
Clifford multiply toobtain thecontracted conditions
Pm»+$4.584 -I-Sifiw=0and
9711;;+3,8211» =0.
Hence obtain theintegrability condition
C4111/1 Z0-
(Note that PaAel,—Pl,Aea=e,,Pl, —el,P,, forzero torsion.)
(iii)If1/1=u+dfv, forsome function fandparallel Weyl spinors Ll
andv,show that1/1solves theabove equation ifVXdf=X.Hence show
that thisequation hasa‘twistor’ [9]solution with f=§i7,,l,x”x”, where
{xa} areinertial coordinates forMinkowski space.
Exercise 10.10
When isaspinor atwistor?
10.6 TheLichnerowicz Theorem
Weanticipated in§10.1 that theeigenvalues oftheDirac operator will
depend ontheproperties ofthemanifold. Whereas thespacetime Dirac
equation involves areal ‘mass’ eigenvalue wewillseebelow that the
Dirac operator onacompact Riemannian manifold hasonly imaginary
eigenvalues. The Lichnerowicz theorem [26], aswewill now demons-
trate, shows that ifthecurvature scalar ispositive semidefinite then
there arenozero eigenvalues.
LetMbeacompact Riemannian manifold. From §2.6 weknow that
5*istheadjoint ofazero index Hermitian-symmetric product onDirac
spinors, (,). Byintegrating over Mweintroduce another Hermitian
product
<1».<12)E[,,,(1/Afr)-Z
where zisthevolume n-form ofM.The Dirac operator isanti-self-
adjoint with respect tothisproduct. Toseethisweneed torecognise an
exact form when weseeone. Tothisendwewrite an(rt—1)-form Jas
J=j,,e"z and, for Vtorsion free, d]=(VX~j,, +iX4VXhe"j,,)z by
(10.2.3). Since (,)hasE‘asadjoint involution with e”?=e“.
<99»$11’) =(@0994 SX,.,1P>
=[,,{v.i.,<e4>.1I») —vX.,4“<Xl.><4*’<4. 1»)-<54».11)};-'~ 1II
_-=-.-._.
5
I
F1
Eli
[I‘.
IL
III
300 SPINOR FIELD EQUATIONS
Now VXae“(Xl,) =—e"(VXaXl,) =—iXflVX4el,, and sowemay recognise
anexact form intheintegrand. ByStokes’s theorem theintegral ofan
exact form over acompact manifold iszero, thus
(fa$11»)=—()$fP= 11>» (10-6-1)
Since itisanti-self-adjoint with respect toaHermitian product theDirac
operator onacompact Riemannian manifold hasimaginary eigenvalues.
Asaspecial case oftheabove wehave
<31».$4»)=—<>52IP» 11>.
Since isa(zero-index) Hermitian product theleft-hand side is
positive-semidefinite. Thus $211)=0<=>$1/J=0.Using (10.1.4) toexpand
thespinor Laplacian gives
($14.$10=_<(Sx" +iX»Vn@“)Sn1I». 41>+%<%I».14>»Since
<(SX,, +ix“5X,,@a)SX,1/% 1/1)=]MiVx“(Sx.,1P,1P) “(Sx"1P» Sxfl/1)
+iX"VXl,ea(SX,,]1Uv 1/1)}-Z
=_<SX“wv SX.w>wehave
($1/1» $1/1) I<SX“1/1» SX,,1//> +i<1/J» git/1) (10-6-2)
If91B0then allthree terms are positive-semidefinite. If9%>0
then there arenozero eigenvalues oftheDirac operator: if9%=0then
,$1p=0<:>SX1lIi=0VX.
When 9%isconstant, such asforthestandard metric onasphere,
then weobtain alower bound fortheeigenvalues oftheDirac operator.
If$1/1=imip, with rnreal, then
(m2 _ <1/1»91>I(SXM/1» SX,W>
andso
m3>
The above arguments canberepeated with real spinors. From table
2.15 weseethat theinvolution 5;’ofthereal Clifford algebra isthe
adjoint involution ofazero-index product; theproduct being either
R-symmetric, C*-symmetric orH-symmetric.
10.7 Killing Spinors
Because oftheimportance ofaknowledge ofthegeodesics ona
manifold aninteresting problem ingeneral relativity isthedetermination'. .1!
.=iii!ii"-.-"E5"'- :r_ ._ 21"-!'.I-1 I
.11‘:1-TIE‘I F
"rip ;‘=_r*l?.-' '.--;:1.-"»- E
/-YE-.-.
I
I
I
I
iI
i
II
_’_._.|_..__:§€__.___:_._:.-I-i=4---‘F?‘*4;-=
.._¢_.-_=-..=--=.-"...;KILLING SPINORS 301
offirst integrals associated with thegeodesic equations. Such integrals
may beidentified with constants ofthemotion along geodesic curves.
Killing Symmetries play animportant role inthe Search forsuch
integrals. Itwas inthis context that thenotion ofaKilling spinor
naturally emerged [27]. Since then thesame notion hasbeen redisco-
vered inthe context offinding classical solutions tomatter field
equations inbackground geometries [28]. Inparticular, Killing spinors
arise inthestudy oftheresidual supersymmetries exhibited bycertain
solutions tosupergravity models. Asweshall seetheexistence ofsuch
spinor fields imposes interesting constraints onthe geometry ofa
manifold.
Aspinor field onsome n-dimensional spin manifold Mwhich, for
some complex constant A,satisfies
sxw=1331;» (10.7.1)
forallvector fields X,issaid tobeaKilling spinor. The name arises
from thefactthatsuch spinor fields canbeused toconstruct conformal
Killing vectors. Animmediate consequence of(10.7.1) isthat aKilling
spinor isaneigenspinor oftheDirac operator, $1);=n/ii,/1. We have
already noted inthesection above that onacompact Riemannian
manifold, Amust bepure imaginary. Excluding thecase inwhich the
signature ofthemetric onMis(p,q)with peven andqoddthen there
isanHermitian symmetric product oncoiriplex spinor (orsemi-spinor)
fields with 5*asadjoint involution. Let l[)~i)€ theadjoint spinor with
respect tothisproduct. Then areal1-form Kisgiven by
p-...,’ 1'"-.4
1(_5“l(q;1p)_ (10.7.2)
Wecanexpand thisinabasis {e"} as
Rd:y(I(]"iU]Fea)ea :y0(1fi/;‘?¢i‘P)@a :(‘pi 3411090
SO
1'?*=(1/4,@..w)*@" =(4.11,4»)-4“=(1/4ewe“
and'1?isindeed real.Bydifferentiating (10.7.2)
vii?=r.<sXI~I7 +1»§;.TI»)= rI<»I1'?1»I7 +4%))
=((11%8../U711») +(/13¢» @..1I»))@“
=((111./Ie..If1I») +(111.1I*[email protected]»))@“
=2Re</I)(w, 11))?+3i1m(/l)(1I1»(@n /\3f)w)@“
so (VXIZXY) +(V1/1’5)(X) =4R<‘>(l)(1I/» 1I1)s(Xi Y)-
Using Killing’s equation, (6.13.3), wehave
§£1<8=4R@(l)(iI»» w)a- (19-7-3)
302 SPINOR FIELD EQUATIONS
Ifwetook aHermitian-symmetric product (,)with 537*asadjoint
(the signature does nothave poddandqeven) then ifI?istheadjoint
with respect tothisproduct then
I"-_r
K-sPl(1Il){l)) (10.7.4)
isareal1-form. This satisfies
are=-41m0)<4. 1/1)a~ (10.7.5)
Exercise 10.11
Show.that ifIll)isaKilling spinor andKsome Killing vector field then
£141/J isalsoaKilling Spinor with thesame eigenvalue PI.
The existence ofKilling spinors onaRiemannian (asopposed toa
pseudo-Riemannian) manifold necessitates interesting integrability con-
ditions. Wefirstnote thatthesetoffirst-order differential equations for
thecomponents ofIpgiven by(10.7.1) implies thatifthespinor vanishes
atsome point peMthen itmust vanish atallpoints that arearcwise
connected top[29,30]. Bydifferentiating (10.7.1) wemay obtain an
integrability condition involving thecurvature. Astraightforward cal-
culation, using thezero torsion ofV,gives
S(X,Y)1/1=—iI2[X. i"]ll) vx,YEFTM.
This canbewritten interms ofthecurvature 2-forms, using (10.3.20), as
%e“(X)eb(Y)R,,l,1li =—/I2e“(X)eb(Y)[e,, ,el,]ip
or
Rabi}! =-4/l2e,,l,i)1. (10.7.6)
Clifford multiplying bye“produces theRicci forms ontheleft-hand
side:
Pl,I/7 =~—4)I2(n —1)el,i/1.
Now ifAisareal 1-form such that All)=0then certainly A2111 =0.
ButA2=g(A, A)andsoforapositive-definite metric wemust have
A=0for1;’)non-zero. Thus theabove integrability condition isthat
Pb : -4120’! — 1)€b
andthemanifold must beanEinstein space with curvature scalar given
by
91=—4n(n —1)/12. (10.7.8)
So/Imust beeither real orpure imaginary. Wecanuse(10.7.7) and
(10.7.8) torewrite (10.7.6) interms oftheconformal 2-forms. Sub-
stituting (10.7.7) and (10.7.8) into thedefinition (6.11.6) gives Cal,=
Ral,+4A2e,,l, andhence (10.7.6) becomes'.‘- 45:?’‘HI. -
-=.>:'_=.'."-" L51*-:-=.[-"" ._ 1'--"5.1
;'L". I
I-.e-,ieIIi.- I-':'-‘?%?}1‘”1
,
II5
':1 i
‘I17
_._-ir
.-
-I...- .
:'I:’-ii
' .-Ia‘_;--lh? 'L':"'n" |
"j..=-_5lr'-F’
KILLING SPINORS 303
Togofurther wemust make another assumption about M.A
Riemannian manifold islocally symmetric ifitscurvature tensor is
parallel. IfMislocally symmetric then theconformal tensor isparallel
andtheconformal 2-forms satisfy
Vxcab :CCbCUca(X) +C(lcCUCb(X)
Differentiating (10.7.9) andusing (10.7.1) and(10.7.10) gives
{Cpbwpa(Xc) +Capwpb(Xc)}w +Acpbeclfj I
The first two terms vanish by(10.7.9), and sofor/1ab0wehave
C,,l,el.I/1 =0.From (10.7.9) wehave el.C,,l,q) =0andsosubtracting these
gives i,.C,,l,I/1 =0andhence
(3,,=0. (10.7.11)
Together (10.7.7), (10.7.8) and(10.7.11) show that Ral,=—4)I2e,,l,, that
is,Mhasaconstant sectional curvature of—4/I2. Hence theonly locally
symmetric Riemannian manifolds such that (10.7.1) hasasolution for
/I940 arethestandard sphere, inwhich case /Iisimaginary, ora
hyperbolic space with /1real, oraquotient ofthese spaces byadiscrete
group.
10.8 Parallel Spinors
Aspinor field I/1isparallel if
SXIp =0 VXE PTM. (10.8.1)
Thus aparallel spinor isaspecial case ()I=0)ofaKilling spinor. Not
surprisingly Mmust betightly constrained ifitistoadmit aparallel
spinor. Adiscussion ofparallel spinors necessitates abrief mention of
Kahler manifolds. Atensor field Jel"T[M isanalmost complex
structure onMif
fixE](J(X)) =—X vxePTM. (10.s.2)
ARiemannian manifold (M,g)with analmost complex structure J
thatisanisometry.
g(]X,JY)=g(X.Y) vx,Yerrivi (10.8.3)
andisparallel
VXJ =0 VXe FTM (10.8.4)
304 SPINOR FIELD EQUATIONS
iscalled aKahler manifold. Atheorem duetoHitchin [31]states that a
compact even-dimensional Riemannian spin manifold admitting apara-
llelspinor isaKahler manifold. Forthespecial case offour dimensions
adirect proof requiring orientability, butnotcompactness, canbefound
in[29]. Itispossible toprove rather easily aresult about parallel pure
spinors oneven-dimensional Riemannian manifolds.
Aneven-dimensional Riemannian spin manifold admitting
aparallel (complex) pure spinor isaRicci-flat Kahler man-
ifold. (10.8.5)
The Ricci flatness isjustaspecial case of(10.7.7). Pure spinors were
introduced inChapter 3.Recall from there that pure spinors areWeyl
spinors (they carry asemi-spinor representation ofthecomplexified
even subalgebra). Ateach point pofManon-vanishing pure spinor )1/1,,
determines amaximal isotropic subspace E;ofthecomplexified cotan-
gent space by
x1lI1,, =0 forxET’j,MC iffxejg. (10.8.6)
Wehave T";_.,M“3 =E;®,9;where x*E}; ifandonly ifxegg. Soa
non-vanishing pure spinor field assigns amaximal isotropic subspace to
thecomplexified cotangent space ofevery point. Let59+and§"bethe
spaces ofcomplex differential 1-forms such that xe}*ifand only if
xlpefig. Given thesubspaces 9+and ,9", determined bythepure
spinor, wecandefine analmost complex structure Jby
Jx=ix Vxe$1’
(10.8.7)
Jy= ~iy Vyefi‘.
(Note that wehere think ofJasanendomorphism ofthecotangent
(rather than thetangent) space.) Since ithaseigenvalues iithen Jis
certainly analmost complex structure, and since complex conjugation
interchanges 3+and,9‘itisareal tensor field. Since Jpreserves the
isotropic subspaces 3+and35‘, then tocheck that Jisanisometry we
need only consider themetric evaluated onanelement of§*and of
§l_.Letx69+ andy6}" then g(Jx, Jy)=g(ix, —iy) =g(x,y)andso
Jsatisfies (10.8.3). Since 1,11isparallel then thesubspace $1(and hence
E‘)ispreserved under covariant differentiation. Forifxi/1=0andipis
parallel then VXxIp =0and hence Vxxe$1Vxe§l+, VXE PTM.
Since covariant differentiation commutes with complex conjugation then
italso preserves gli Now ifxe_§l+wehave Jx=ixand hence
(VXJ)x +J(VXx) =iVXx. Since VXx e,§l+ wehave VXJx =0and
VXJ.r* =0,hence VXJ =0.Thus wehave established (10.8.5).
Wecanusethemetric toconstruct a2-form outofanalmost complex
structure satisfying (10.8.3). IfJ=Jabe” ®Xl,then theusual index--.-I2\- .
J!--'._,.‘-.:_.
I
‘$1
*4
;_._ _=,....
.-.'I.==
-. ..-----'1=.\.=._-.-;.*- ,1?--_-:\g S‘--ét ..._-,_-4..-___¢_,-.__,-
jPARALLEL SPINORS 305
lowering rulegives J,,l,=g(JX,,, Xl,). IfJsatisfies (10.8.3) then
g(./xl, x,,)=—g(JX,,, J3Xl,) =—g(X... JX4)=—s(JXn XG)
andJ,,l,=—Jl,,,. The 2-form
QE%_]abg”b (10.8.8)
iscalled theKahler 2-form. Ifxisany1-form then
Jx : I gl(Qx)_
We showed above that aneven-dimensional Riemannian manifold
admitting aparallel pure spinor isaKahler manifold. IILthiscase the
Kahler 2-form canbeconstructed outofthespinor. If1/)denotes the
adjoint spinor with respect totheHermitian spinor product whose
adjoint involution is5*then areal2-form Fisgiven by
F=g/t2(ll)) {j])_ (10.8.10)
Forany1-form x
50111175) =yliilllfix _3’0(i1lllll)x} =3’0(i1ll1llX@n)@a "'500(i1llT)x
and
8dm@ha)=amen%nwV)+¥%wMNMa—@aD
%50()(i]~l}'2;-xea) :8(/Y, @n)5P0(i1llT) ‘i500(illllHll@nX)
=go.e.)rn<i1»iI‘I) —i5°iI(iX1I”l7@4)-
Ifnow 1})isapure spinor andxe§l+, asdetermined by(10.8.6), then
thelastterm intheabove vanishes. Thus forx6§+
%wn=8awVn=Knwn~
Since (Ill,Ip)>0for1,11#50theKahler 2-form Qrelated tothealmost
complex structure Jof(10.8.7) isgiven by
Q=M, (10.8.11)
(1/1,11/)
Byonly considering parallel pure spinors wehave been able tousea
basically algebraic argument toseedirectly that Mmust beaKahler
manifold. IfMiseven dimensional andorientable, with dim Q6then
ifMadmits aparallel spinor then itadmits aparallel pure spinor. IfM
isorientable with ll)parallel then theWeyl spinors §(1iz’)1p arealso
parallel where Ifisproportional tothevolume form onMsuch that
‘Z2=1.ButfordimMQ.6allWeyl spinors arepure andhence Misa
Kahler manifold. Notice that weneed toassume orientability butnot
compactness. __
Inthe above wehave studied some ofthe conditions that are
306 SPINOR FIELD EQUATIONS
necessary fortheexistence ofparallel pure spinor fields. The existence
ofcompact Ricci flatmanifolds was first demonstrated byYau [32]
following afamous conjecture byCalabi. When thevery stringent
necessary conditions foraparallel spinor aremet one cansometimes
appeal tothepowerful Atiyah—Singer index theorem [33]toshow that a
parallel spinor does infact exist. This theorem relates thediffering
numbers of‘left- andright-handed’ Weyl solutions ofthemassless Dirac
equation onacompact Riemannian manifold toatopological invariant.
BytheLichnerowicz theorem weknow that foraRicci-flat compact
Riemannian manifold theonly such solutions areparallel spinors. Thus
ifthetopological invariant issuch that thedifference between the
number ofleft- andright-handed solutions isnon-zero then there must
exist parallel spinors.
Exercise 10.12
Show that thealmost complex structure onaKahler manifold canbe
used todefine asub-bundle ofminimal leftideals ofthecomplexified
Clifford bundle. Hence aKahler manifold isaSpinc manifold. Show
that theRiemannian connection induces aconnection onthis sub-
bundle, andhence theKahler equation canberestricted toaminimal
leftideal.
The importance ofspinor fields inclassical differential geometry has
rarely been doubted. That they play animportant roleinmany theories
inphysics isanactoffaith shared bymany physicists. Inrecent times a
great deal oftheoretical physics anddifferential geometry hasbecome
closely intertwined. The properties ofKilling spinors areanexample
where both disciplines have gained mutual benefit from thisinteraction.
Inthisbook wehave attempted tobring theamalgam ofideas that
constitute Clifford algebras, differential geometry and thetheory of
spinors into aform that wehope willstimulate some readers topursue
such asynthesis further.
-.:'1‘-3Appendix A
Algebra
Inthisappendix wehave collected those algebraic results that wehave
referred tointhebook. Thus theaccount here isvery much tailored to
ourspecific needs rather than giving abalanced view ofthesubject. The
first fewpages mostly define terminology that wehave used. Although
this isfairly standard thevarious ‘morphisms’ areused bydifferent
authors inslightly different ways, andthere aresome alternative terms
that wehave notlisted. The section onalgebras ismuch more dense.
leading uptoaproof ofthestructure theorem forsimple algebras.
Although theaverage reader willprobably notwant toplough through
thisexposition hewillneed toknow thefinal result, andhow itmay be
used toconstruct, forexample, explicit representations ofy-matrices.
The approach wehave adopted isthehistorical one; more modern
treatments prove thestructure theorems forawider class ofrings than
algebras over fields. Wefound useful theclassic books ofAlbert (1961)
[1]andDickson (1960) [2],andthemore modern book byKochendorf-
fer(1972) [3].There are, ofcourse, anabundance ofbooks inwhich
thismaterial canbefound, tosuitalltastes.
Agroup, G,consists ofasetwith abinary operation, orlawof
composition, thatsatisfies four axioms. Usually multiplicative notation is
used todenote thisgroup operation, thejuxtapositioning ofelements
denoting their composition. Inview ofthisnotation weshall often refer
tothelawofcomposition asaproduct. Theaxioms areasfollows.
(i)Forevery a,beGthere isaunique ceGsuch that ab=c.
(ii)Theproduct isassociative, (ab)c =a(bc).
(iii)There exists anidentity (orunit element), denoted 1,such that
a1=la=a VaeG.
(iv)Every element ahasaninverse a”, aa"1 =0710 =1.
When agroup consists ofafinite number ofelements then this
number iscalled theorder ofthegroup. Ingeneral thegroup product isII
308 APPENDIX A
notcommutative, ab#5ba.The setofelements that commute with all
other elements iscalled thecentre. Agroup forwhich theproduct of
any two elements iscommutative iscalled Abelian. Often additive
notation isused todenote thelawofcomposition inanAbelian group,
inwhich case theidentity iswritten as0.Asubset H,ofagroup G,
which forms agroup under theproduct ofGiscalled asubgroup. Thus
Hisasubgroup ifandonly ifuvEH Vu, vEH,u"EHVuEHand
1EH.Forexample, thecentre isasubgroup. Wemay form asubgroup
Hfrom anysubset Sofagroup Gbytaking thesetofallproducts that
canbeformed from elements ofSandtheir inverses; thisgroup issaid
tobegenerated byS.Asubgroup enables agroup tobedecomposed
into equivalence classes. Ifwehave anequivalence relation onaset
such that aisequivalent tobthen wewrite a~b.Equivalence
relations satisfy a~a,a~bforb~a,and ifa~band b~cthen
a~c.The setofallelements equivalent toanelement aconstitute the
equivalence class ofa,[a].Any element of[a],such asa,iscalled a
representative oftheclass. The equivalence classes ofdistinct elements
areeither identical ornon-intersecting. IfHisasubgroup ofGthen an
equivalence relation onGisdefined bya~bifb=ahforsome hEH.
The equivalence class ofaiscalled theleftcoset ofG,relative toH,
generated bya.Inanobvious way wedefine right cosets. Foraspecial
type ofsubgroup thecosets inherit agroup structure. Asubgroup His
called normal (orinvariant) ifghg"1 EHVgE G,VhEH. The nota-
tion H<:Gdenotes that Hisanormal subgroup ofG.Itfollows that
theleftandright cosets relative toanormal subgroup areequal. These
cosets form agroup under theproduct defined by[a][b] =[ab]. Since
[a]=[ah] forhEHthisdefinition only makes sense ifHisnormal.
This group ofcosets iscalled thequotient ofGmodulo H,denoted
G/H. Wegive anexample. The setofintegers (positive andnegative)
forms anAbelian group under addition, denoted Z.Any integer n
generates asubgroup H.Thus Hconsists oftheset{0,in, i2n, i3n,
...}.Any subgroup ofanAbelian group isnormal andsowecanform
thequotient, Z,=Z/H. Ifmisanyinteger then m=qn+r,where
0ér<n,andsoevery element ofZisequivalent toapositive integer
lessthan rt.The class ofthesum oftwosuch integers isrepresented by
their sum modulo amultiple ofn.Forexample, Z3hastwoelements,
[0]and[1],and[1]+[1]=[2]==[0].(The notation Z,willbeused to
denote anygroup isomorphic tothese quotients. Forexample, theset
{1,—1}forms agroup under multiplication, isomorphic toZ3.) Roughly
speaking ahomomorphism isamapping between groups that preserves
thestructure. Let rpbeamapping from GtoG’, then cpisa
homomorphism ifcp(ab) =go(a)rp(b). The product ontheleft-hand side
isthat ofGwhilst theproduct ontheright-hand side isthat ofG’.If
every element ofG’istheimage ofsome element ofGunder go,then qt?]‘ipe j
F
l.
.I_..id._ _.,_-_..-
iI
IF
APPENDIX A 309
iscalled surjective (oronto). Ifnotwoelements ofGgetmapped into
thesame element then cpiscalled injective (orone-to-one). Amapping
that isboth injective andsurjective iscalled bijective. Groups that are
related byabijective homomorphism arecalled isomorphic, and we
write G’=G.Ingeneral ahomorphism cpisnotinjective, andtheset
ofelements inGmapped onto theidentity ofG’iscalled thekernel of
cp(kercp).Thekernel ofrpisanormal subgroup ofG,andwehave
rp(G) =G/ker go. (A1)
(This isknown asthefirstisomorphism theorem.)
This may beproved byintroducing amap (D.
(D:G/ker go——> qa(G)
Ial*""">‘1’(IflI) =(P01)-
Theproof consists ofshowing that notonly does such adefinition make
sense, but<1)isabijection. Thefollowing Isusually known asthesecond
isomorphism theorem. IfN<1Gand A¢GSuch that N<I A(IG
then
G/N-—-=G/A. (A2)A/N
Theconditions onthesubgroups arejustsuch asarerequired forthisto
make sense. Theequivalence class ofainGgiven byNiswritten [a]N;
[a]Abeing similarly defined. The proof of(A2) isestablished by
introducing amap cp,
cp:G/N i> G/A
Ialiv P‘) (P(IQIN) :Ia]A-
Notonly issuch amap well defined butitisasurjective homomorphism
with kernel A/N. Then (A2) follows from (A1).
IfHand Karetwo groups then there isanatural way inwhich
theCartesian product ofthese setscanbegiven agroup structure. The
Cartesian product setconsists ofordered pairs ofanelement ofHand
anelement ofK.If(hl, kl)and(hl, k3)aretwosuch pairs then we
may define their product by(hl, lCl)(h3~ k2)=(l’lIl’l2» klk2)' IfG
denotes thegroup formed bysuch pairs then Gisthedirect product of
HandK,written G=H><K.Anisomorphism from agroup toItself
iscalled anautomorphism. Ifgoand ill)areautomorphisms ofGthen
their product may bedefined by(rpi/1)(a) =rp(t/1(a)). Under thisproduct
thesetofallautomorphisms ofGforms agroup, AutG. IftIsany
element ofGthen wehave aTintheautomorphism group given by
r(a)=tat“. Such anautomorphism iscalled aninner automorphism.
310 APPENDIX A
Any automorphism that isnotinner iscalled anouter automorphism.
Theordered pairs consisting ofanelement ofagroup andanelement of
agroup ofautomorphisms canbegiven agroup structure other than
thatofdirect product. If£2isasubgroup ofAutGthen for(Ul002EQ
al,a2EGwedefine (al, o)l)(a2, 0.13)=(alwl(a2), (1)1602). With such a
Pmducl Wehave (61,60)” =(a)“(a“1), of‘). The ordered pairs under
thisproduct form thesemidirect product ofGand Q,Ksay written
K=GQQ.
Aring hastwo binary operations, addition, denoted +,and multi-
plication, denoted byjuxtaposing elements. Under addition aringforms
anAbelian group, theadditive identity being called thezero element.
l\/Iultiplication isassociative (unless specifically stated otherwise) and
distributive over addition,
(a+b)c=ac+bc c(a+b)=ca+cb.
Acommutative ring isoneinwhich multiplication iscommutative. The
setofelements that commute with allother elements under multiplica-
tion iscalled thecentre. Aring need have noidentity (orunitelement),
denoted 1,bywhich ismeant aunitelement under multiplication. Fora
ringwith unit element anelement aiscalled regular (orinvertible) ifit
hasamultiplicative inverse a'1, that isaa‘1 =a“a =1. Aring in
which every non-zero element isregular iscalled adivision ring. We
havealready noted that theintegers, Z,form anAbelian group under
addition; with multiplication they form aring. Similarly with multiplica-
tionbeing defined modulo nthegroup Zl,forms aring.
Afield isacommutative division ring. (Sometimes anon-
commutative division ring iscalled askew field.) Familiar examples of
fields aretherational numbers Q,therealnumbers IBandthecomplex
numbers C.Forpaprime number then anexample ofafield with a
finite number ofelements isZl,.Afield Fissaid tobeofcharacteristic
pifthere isaprime number psuch that
a+a+a...+a=0 VaEF.
pterms.
Inthiscase Fcontains Zl,asasubfield. Ifthere isnosuch pthen Fis
said tobeofcharacteristic zero, andinthiscase itcontains therational
numbers asasubfield. Weshall really only beconcerned with thezero
characteristic fields IRandC.The complex numbers have theproperty
ofbeing algebraically closed, which results intheproperty thatweshall
observe ofenabling anycomplex number tobewritten asasquare. The
real numbers donothave thisproperty, nonegative number being a
square ofarealnumber.
Avector space over afield F,V,isaset(ofvectors) with an
operation ofaddition andaruleofscalar multiplication, which assigns a-ii:. F-
-*\ni3I;+- '
.aw:-''"-‘Z"ti
.-r-.<l- _.._
-\..--
sr
“F
{J
144- =.-..;,=_.
1--.'
F-‘>.‘J,7.2'
-.->i..--
',iia"IIa‘i1IlaI~_=f‘= -I
2*APPENDIX A 311
vector totheproduct ofavector with anelement ofthefield. (Inthis
context elements ofthefield arecalled scalars.) Under addition the
vectors form anAbelian group, with multiplication byscalars satisfying
thefollowing:
(i)(Mr=M744)(ii)(JI+u)x=/Ix+ux
/I(x+y)=/Ix+)Iy V7I,,uEF,x,yEV.
(iii)1x=x,where 1istheunitelement ofF.
If{xl} isasetofvectors such thatx=El/llxl forAlEFthen xissaidto
bealinear combination ofthexl.Asetofvectors iscalled linearly
dependent ifanyonevector canbewritten asalinear combination of
theothers. Conversely theset{xl} islinearly independent ifZ,-Jllxl =0
implies that allA’arezero. Asetofvectors {xl} issaid tospan V(or
generate V)ifanyelement ofVcanbewritten asalinear combination
ofthexl.Alinearly independent spanning setiscalled abasis, orlinear
frame. Every vector space admits abasis, andwhen thevector space is
spanned byafinite setanybasis contains thesame number ofvectors,
called thedimension ofthevector space V,denoted dimV.Any vector
canbewritten asalinear combination ofthebasis vectors, theuniquely
determined scalar coefficients being termed the components ofthe
vector with respect tothat basis. If{el} and{fl}aredistinct bases then
theelements ofonebasis canbewritten aslinear combinations ofthe
other basis vectors,
n
el. 2
lI'=l
n
fl?" Z EB,-'6,-.
I1
Substituting either expression intotheother gives
2 Z éjk
i=1
H
2AI.kBkt =51.7"
k=1
where theKronecker 6,-ltakes thevalue zero unless i=jwhen itsvalue
isone. Thus the coefficients relating thechange ofbasis can be
displayed asanon-singular n><nmatrix, with entries inF.Such
non-singular matrices form agroup under matrix multiplication, the
general linear group over F,Gl(n, F).Intheabove expressions wehave
chosen toposition certain indices assuperscripts, others assubscripts. It
isoften convenient toadopt theEinstein summation convention inwhich
summation isimplied over any repeated index, occurring once asa
superscript andonce asasubscript. Thus intheabove expressions we1; W
-1'
_.1
312 APPENDIX A
would simply omit thesummation sign when using thesummation
convention. We shall frequently usethis convention without further
comment. When itisnotclear from thecontext whether asum is
implied ornotweshall explicitly state, forexample, nosum.
Asubset Uofavector space Vsuch that alllinear combinations of
vectors from UlieinUiscalled avector subspace. The Zero element
and Vitself areobviously vector subspaces, anyother subspace being
termed non-trivial. IfSisanysubset from Vthen alllinear combina-
tions ofvectors from Sform avector subspace which issaid tobe
generated, orspanned, byS.The dimension ofthesubspace generated
bySiscalled therank oftheset.IfUandWaresubspaces ofVthen
soistheintersection ofthese sets, UF)W.This intersection isnot
empty since allsubspaces contain thezero element: thus should we
speak ofnon-intersecting subspaces wereally mean subspaces that only
intersect inthezero element. Thesum ofUandW,U+W,consists of
vectors oftheform x=u+w,ueUweW. Ingeneral, such a
decomposition ofxinto elements ofUand Wisnotunique. Itis,
however, when UOW=0.Inthiscase thesum issaid tobedirect,
written U(-9W.(Later weshall reserve thisnotation forthedirect sum
ofalgebras, allvector space sums being direct unless stated otherwise.)
Foranysubspace Uthere isasubspace Wsuch that V=U(BW;W
being called the complement of_U in V. Obviously
dimV=dimU+dimW.Any subspace Uisanormal subgroup under
addition. The quotient group V/Ucanbegiven alinear structure by
defining /l[x] =[/ix], where thebracket denotes theequivalence class of
x,with x~yifx=y+uforsome ueU.With thisstructure V/Uis
called thelinear quotient space ofVmodulo U.(Inview oftheadditive
notation the obsolescent term difference space might seem more
appropriate.)
Alinear map between two vector spaces over thesame field isa
group homomorphism thatcommutes with scalar multiplication. That is,
goisalinear map from VtoWif
(PW+My)=/l<P(-Y) +may) Vx.yEV,/1»#6F-
Itfollows that every linear map sends thezero element ofVtothat in
W.Alinear map may becompletely determined byspecifying itseffect
onsome basis for V.The terms injective, surjective and bijective
naturally apply tolinear maps. Abijective linear map iscalled avector
space isomorphism. The kernel ofalinear map isthekernel ofthe
group homomorphism, andisreadily seen tobealinear subspace. Inan
obvious waywecandefine addition oflinear maps andmultiplication by
scalars such that thelinear maps from VtoWform avector space,
.S€(V,W). Since any such linear map may bespecified bya
dimVXdimWmatrix wehave dim.§E(V,W)=dimVdim W.Alineari':'=TI3":-‘-~:1‘
if
:=‘ .
1-5-ii.'_:_-if:_-
- .',:-J}-.'..i.=.L,.,__,,§.-
':<,,._'.
nifilla--.-,.i.;'._ lAPPENDIX A 313
map from VtoVwillbecalled alinear transformation, orendomorph-
ism, andwewillalso write EndVfor§E(V, V).Such linear transforma-
tions can bemultiplied bycomposing maps, (cp1p)x =cp(1/1(x)). With
such aproduct End Vhasthestructure ofanalgebra, about which more
will besaid later. Under mulitplication thenon-singular linear trans-
formations form agroup, theautomorphism group ofV,AutV.Of
special importance isthevector space oflinear mappings from the
vector space Vtothefield F,known asthedual space, V*.When Vis
finite dimensional then dimV*=dimV.Foreach basis {e,-} ofVwe
may establish anatural dual basis {e*l} ofV*such that e*"(e),-) =6‘,-
Vi, j.(Note the conventional positioning ofindices.) Ifarbitrary
elements bandBinVand V*respectively areexpanded indual bases
as
b=b"e,- B=B,-e*" (summation convention)
then B(b) =B,-b". Inparticular, e*’(x) =xiexpresses thecomponents
ofxinterms ofthecorresponding natural dual basis action onx.
Elements ofV*aresometimes called co-vectors todistinguish them
from elements ofV,although forVfinite dimensional thisterminology
isreciprocal since there exists anatural way toregard Vasthedual to
V*. .
Avector space Visgraded byanAbelian group GifVisexpressible
asadirect sum ofsubspaces that arelabelled byelements ofG.More
precisely, VisaG-graded vector space if{V,-} isasetofnon-
intersecting subspaces such that V=E,-V,» and kinjectively assigns an
element k(i) ofGtoeach V,-.Giscalled thegroup ofdegrees.
Elements ofV,arecalled homogeneous ofdegree k(i), denoted
degx =k(i) VxeV,~.
Since thezero vector liesinevery subspace itishomogeneous ofevery
degree. Paticularly when G=Zwewill label the subspaces with
elements ofG.When theonly element thatishomogeneous ofnegative
degree isthezero element wehave apositive gradation. Ifweomit
mention ofthegroup Gweshall mean bygraded vector space a
Z-graded space with positive gradation. AG-graded subspace ofa
G-graded space Vadmits adirect sum decomposition interms of
subspaces contained inthehomogeneous subspaces ofV.IfVand W
areG-graded spaces with homogeneous subspaces {V,-} and {W1} then
alinear map cpiscalled homogeneous ofdegree kifthere isanelement
keGsuch that q0(V,-) CW,-H, Vi6G.Itfollows that thekernel ofa
homogeneous map isagraded subspace ofV,whilst theimage isa
graded subspace ofW.IfUisaG-graded subspace ofaG-graded V
then the linear quotient V/U inherits anatural G-gradation, the
equivalence classes being assigned thedegree ofahomogeneous repre-
sentative.
314 APPENDIX A
oAbilinear mapping onVisamapping onpairs ofvectors which is
linear ineach argument separately. Bybilinear form wemean abilinear
mapping onVwith values inthefield F.Weshall also refer tosuch a
mapping asametric. Although thisuseoftheword isnotstandard we
adopt itduetoitsprevalent useinthissense fortheapplications weare
interested in.(Such ametric willnotingeneral satisfy thecriteria fora
distance function used todefine ametric space!) Ametric gis
symmetric ifg(x, y)=g(y, x)Vx, yEVandnon-degenerate ifg(x, y)
=0Vyimplies that x=0.Weshall beprimarily concerned with the
case ofF=IRwith gsymmetric and non-degenerate, and wenow
restrict ourselves tothissituation. Inthiscase gissaid tobepositive-
definite ifg(x, x)>0forallnon-zero x.Itisoften convenient tochoose
ag-orthonormal basis, {ey}, inwhich g(e,-, ej)=17,-jwhere n,-I=:51if
i=jorzero otherwise. The pattern ofsigns isknown asthesignature
ofg,andmay bedenoted (p,q)where there arepplus signs and q
minus signs. The automorphism group orinvariance group ofaspace
with ametric isthesubgroup ofthegroup ofnon-singular linear
transformations consisting ofelements msuch that g(m(x), m(y)) =
g(x, y)Vx, yeV.Forareal-valued symmetric non-degenerate gof
signature (p,q)theinvariance group iscalled theorthogonal group,
O(p, q).Such aspace will also more simply becalled anorthogonal
space. Inparticular, then, orthonormal bases» arerelated byorthogonal
transformations. The metric gcan beused toassociate with every
element x6Vanelement Ii‘EV*bytherulethat
fly)=g(x,y) VyEV-
Weshall refer tosuch anitasthemetric dual oradjoint ofx(with
respect tog).Ifthecomponents ofginthebasis {e,-} aregiven by
g,-j_=g(e,-, _e!-)and itisexpressed inthedual basis asIE=2,-6*" then
X‘,-yl =g,~,-x'yl. Since thismust hold forallylitimplies that 55)=g,-1,-x".
Frequently alowering convention isadopted forindices inwhich
xi,Eg,-1-xi, such thatifx=x"e,-then if=x,-e*". The metric g:V ><V—-> 1B
naturally induces ametric g*:V*><V*—>IBbytherule
s*(X3Y‘)=s(r,Y) Vt.yEV~
If“the components ofg*inthe basis {e*‘} are the numbers
g*'l=g*(e*", e*l) then g,,-g*l" E5",-. Thus thecomponents ofg*form
theinverse ofthematrix ofcomponents ofg.The map '“from VtoV*
isinvertible and wedenote itsinverse byD.Thus ifBeV*with
B=B,~e*‘ then BE=Ble,» where theindex hasbeen raised with the
components ofthemetric, B‘Eg*"lB,-. Fortypographical reasons we
shall usethesame symbol todenote the‘lowering map’ "anditsinverse
the‘raising map’ ._,there being little scope forconfusion solong aswe
state inwhich space theelements lie.ItR
..~r=;>.<-->",'i's'$~' -:'
-;I-'-It.'..7;',.'-1;.=_=l.'-.'-"'_?_‘¢'.|;!7;';;;.---.-¢_;-,_1.-._.._:;>i\‘’-*.:'.e'~'*;==-5;;:.;;5;i-q','¢'.-1::P-';_.-_.-/_-'
.3iii-‘I! '. l
APPENDIX A 315
Aswell asrealvector spaces weshall beinterested invector spaces
over thecomplex field. Invarious ways thesame Abelian group canbe
endowed with both an1B-linear structure andaC-linear structure. When
speaking ofthedimension ofsuch avector space itisimportant to
distinguish between thetwolinear structures, andwhen there ispossibil-
ityforconfusion weusedimm and dimg todenote thedimensions
associated with thedifferent linear structures. Similarly wespeak of
1B-linear and C-linear transformations when there ispossibility
ofconfusion. IfVisarealvector space then anendomorphism Jsuch
thatJ2E-1,where Iistheidentity map, iscalled acomplex structure
onV.Such aJcanonly exist ifVisofeven dimension. Acomplex
structure can beused todefine multiplication ofelements inVby
complex numbers. For/I+ineC,A,iteIR,wedefine
()L+iu)x=/lx+uIx VxeV.
w
Such aC-linear structure turns Vinto acomplex vector space V,the
complex vector space associated with V(and J).We clearly have
dimCV =%dim]BV.
There isanother way inwhich acomplex vector space can be
fabricated outofarealvector space V.The ordered pairs ofelements
ofV,V><Varegiven arealvector space structure bydefining
(X1: Y1)"l"(352, Y2):(X1+X2»Y1+Y2)
/l(x,y)=(/ix,/iy) /lelPi.
With thisstructure theordered pairs form theexternal direct sum ofV
with itself, VG)V.This direct sum space hasanatural complex struc-
ture, J:(x, y)—>(—y,x).The complex vector space associated with this
complex structure iscalled the complexification ofV,VC. Thus
V°3E(VC-3 V),anddimCVC =dimlg V.Anelement ofVCisanordered
pair ofelements from V.But since (x,y)=(x,0)+i(y,0)weshall
write x+iyinstead of(x,y).Ifthen /1+iueCthisgives, asonewould
expect,
(1+iu)(x +iy)=/ix-uy+i(/ly +ux).
Ifnow westart with acomplex vector space Ethen weautomatically
have anassociated realvector space, EP‘,since IRisasubfield ofC.This
real vector space comes equipped with anatural complex structure,
multiplication byiinE.With thiscomplex structure E=(ER)?
Agroup homomorphism rpbetween complex vector spaces iscalled
conjugate linear ifq0(/Ix) =/'t*tp(x) for/1ECand /1*denoting the
complex conjugate. Inparticular, if(pisanR-linear map onareal V
thathascomplex structure Jsuch that, cplE—-Jcp then cpisaconjugate
linear map onV.l
316 APPENDIX A
Aswehave remarked, thenon-singular linear transformations ona
vector space Vform agroup under multiplication, AutV.IfGisan
arbitrary group then arepresentation ofGisahomomorphism ofGinto
AutV,forsome V.The vector space Vissaid tocarry therepresenta-
t1on.‘The dimension ofViscalled thedimension oftherepresentation.
Ifthishomomorphism isone-to-one then therepresentation iscalled
faithful. Iftheimage ofGunder therepresentation leaves nonon-trivial
subspaces ofVinvariant then therepresentation iscalled irreducible. If
Vmay bedecomposed into subspaces that arepreserved under a
representation ofGthen that representation isreducible, asitinduces
homomorphisms ofGintotheautomorphism groups ofthese subspaces.
IfVand Wcarry representations rpandprespectively then these are
termed equivalent ifthere isanisomorphism S,mapping VtoW,such
thatthefollowing diagram commutes forallg6G,x6V:
(p(s)
X"-——> tP(s)X
Si J,S i.e.S<;0(g)S_1 Ep(g).
p(s)
StE P(s)$r
Analgebra over thefield F,.vsl(F), consists ofavector space over F
together with analgebra product, called multiplication, which satisfies
a()tb +uc)E/lab+uac Va, b,ceat, VA,ueF
andsimilarly formultiplication ontheright. Weshall callthedimension
ofthe‘vector space the dimension ofthe algebra. The algebra is
associative ifitsproduct satisifes a(bc) E(ab)c. Thus equivalently an
associative algebra sfl(F) isaring atthat isavector space forwhich
t1”(ab) Ea(0rb) E(a/a)b Va, bEfl, Va/6 F.Wemay therefore apply
theterminology defined forrings toalgebras. Adivision algebra being,
forexample, adivision ring that isanalgebra. Analgebra with aunit
element thatspans thecentre iscalled central. When thevector space is
graded byanAbelian group Gandthealgebra product satisfies
deg(ab) Edega +degb
then wehave aG-graded algebra. Unless wefurther specify weshall
mean byalgebra atafinite-dimensional associative algebra over F,some
arbitrary field; although inthisbook weshall only beconcerned with
therealorcomplex field.
Iftheunderlying vector space ofanalgebra .961isthedirect sum oftwo
subspaces %then wewillwrite stE +%.These subspaces need
notbesubalgebras, bywhich wemean avector subspace that isclosed
under thealgebra product. The centre isanexample ofasubalgebra.:iiii:-5*?
-E1F‘:-1;..,_'--..»,-.<s=--.V-1..;.
.<_-i. -
Ii:-it-ia..""_{.f§,=_|;_E.‘APPENDIX A 317
Forsubspaces 93,%wedefine theproduct 93%tobethevector space
spanned byallproducts ofthebases for93and%.If%issome subspace
such that atE%%...%then %issaid togenerate .d.Abasis for%will
betermed asetofgenerators foroi.Ingeneral thedimension of9’>%
willbelessthattheproduct ofthose of%and%.Infactwehave
If {c,-} iE1,...,sis abasis for % then
dim93%Edim93dim% iffEfzld,-c,» EOford,-693implies all
d,-arezero. (A3)
Forif{by} jE1,...,risabasis for95then 93%isspanned bythe
setofallproducts bl,-c,-. Sodim95%Ersifand only ifthese areall
linearly independent, thatis,if
t:0
EM;"’>,"t-"-::___U"'<5
forA,-I»EFimplies all/1,,EO. N
Ford,~E2;,/1,-I-b 1-thisisjustthestatement oftheresult. Asaspecial
case wehave, forsome non-zero aesi,asfl.Eallifandonly ifthere is
nonon-zero bsuch that abE0.The above result enables ustomake
thefollowing simple observation, towhich wewilllater refer.
Ifthere isanelement bsuch thatabE1then bistheunique
inverse ofa. (A4)
Itisobvious that ifahad aninverse then itwould beunique. Given
abE1wehave abstl Es4.But absd Casdsowemust have asflEail,
that is,from (A3), there isnonon-zero dsuch that adEO.Suppose
there were acsuch that bacEc,thatisbac~—-cEdwhere dEO.This
implies that abac —acEad.If,however, abE1then theleft-hand side
iszero, whereas the right-hand side cannot be, soabE1gives
bacEcVc,thatis,baE1.
The structure ofanarbitrary algebra may beunderstood interms of
certain building blocks ofsmaller algebras together with therules for
assembling them. One such wayinwhich analgebra canbeexpressed in
terms ofothers isasadirect sum. Analgebra atisthedirect sum of
algebras %and%,sitE%®%, ifwehave avector space direct sum and
93%E%93E0.This isobviously extended tosums ofseveral algebras.
Analgebra that canbewritten asadirect sum ofsubalgebras iscalled
reducible andthesubalgebras aretermed components. Reducible alge-
bras contain invariant subalgebras, orideals. Atwo-sided ideal, or
simply anideal, isasubspace Isuch thatséllsil CI.Obviously ideals are
subalgebras. Thus thecomponents ofareducible algebra areideals.
Suppose oiE%+%,then wedefine anequivalence relation indby
a~bifaEb+cwhere ce%. Wedenote theequivalance class ofa
318 APPENDIX A
by[a].The elements of.94form anAbelian group under theoperation
ofaddition; thisgroup may bequotiented bydefining
[a]+[b]E[a+b].
Theequivalence classes aremade intoavector space bydefining
7L[a] E[ha] foritinF.
Theobvious waytotryandmake theequivalence classes intoanalgebra
isbydefining
lallbl=[abl-
If,however, c,de%then
lallbl=la+Cllb+dl
andsoforconsistency wewould need
[ab] E[ab+ad+cb+cd]
that is,(ad+cb+cd)e%. This will betrue foralla,beat and c,
d6%if,andonly if,%isanideal. When thisisthecase then what we
have described isthequotient algebra ofsailmodulo %,denoted all/%. If
sdISaG-graded algebra with anideal Iwhich isaG-graded subspace
then IwillinfactbeaG-graded algebra. Asavector space .94/Iinherits
anatural G-gradation such that, ifaishomogeneous, deg[a]Edega.
This makes all/IaG-graded algebra since
dfisilallbll =deslabl
Edegab
Edega +degb
Edeg[a]+deg[b].' 4
Analgebra homomorphism isalinear transformation from analgebra
attoanalgebra %such that themultiplicative structure ispreserved.
That is,ifcpisalinear transformation from atonto 93then (,0isan
algebra homomorphism if<p(ab) Ecp(a)rp(b). When thelinear trans-
formation isavector space isomorphism then wehave analgebra
isomorphism, two isomorphic algebras also being called equivalent,
denoted atE93.Anisomorphism from analgebra toitself iscalled an
automorphism. Ifanalgebra hasaunitelement then foranyinvertible s
themapping at—>sas‘1 defines anautomorphism, called aninner auto-
morphism. Anautomorphism isreadily seen tomap thecentre onto
Itself. Iftheautomorphism isinner then individual elements ofthe
centre areleftinvariant. The kernel ofahomomorphism isthekernel of
thelinear transformation. Ifaisinthekernel ofahomomorphism cp,“>
II
.-=.--;==»"v<:\,/-
'r--,;-1;.-_.0.»...;.._-.i&_.-'5,'-gag.-.~.-5
.-;3APPENDIX A 319
tp(a) EO,then <p(bac) E(p(b)(p(a)<p(c) EOforallb,candsothekernel
isanideal. Inthesame way astheanalogous result forgroups is
proved, wemay show that
q0(sd) Eat/ker tp. (A5)
Adifferent correspondence between algebras may bedefined as
follows. Ifuisavector space isomorphism between atandst’
u:sfl—~——>d'
aIi>a“
such that (ab)” Eb“a“ then sdandail’aretermed opposite algebras and
weshall uses4°Ptodenote theopposite toat.Ingeneral s4°P79sd.For
thecase when theopposite algebra isisomorphic toatthen st’may be
replaced with allinthedefinition above and wethen speak ofthe
mapping asananti-automorphism. Ananti-automorphism ofparticular
interest isthat which squares tothe identity. We shall call this
involutory anti-automorphism simply aninvolution.
If93and%arealgebras ofdimension mandnthen wehave already
described how toform anew algebra ofdimension m+n,namely the
direct sum. Wenow describe how analgebra ofdimension mnmay be
formed, thetensor product. Ifsfl,93,%arealgebras over Fwith
dimensions mn, mandnrespectively such that93hasabasis {b,-} iE1,
...,mwith multiplication table I
bib; :2Bt,='t<bt<k
%hasabasis {op} pE1,...,nwith multiplication
cacq ZZcaqtct
then ailisthetensor product of93and%,atE93®%, ifitadmits abasis
{a,-P} iE1,...,m;pE1,...,nwith multiplication given by
(1,-pa)-q Z k2B,jkCpq,dk,.
_.r
This criterion for$4tobethetensor product of93and %involves
particular bases for93and%,thus there isnow anonus toshow that it
isinfactindependent ofthebases chosen. Ifwehave bases asdefined
above then wecandefine abilinear map
®:93 ><%Z>s-=1
bi, CplWb;®Cp =£2,-P.
Ifnow {bj-}, {c;,} areanybases for93,%then thebilinearity ensuresi.I1
I1
l
ll
l
320 APPENDIX A'.=:.'?=‘i€'-ii.\i.r---k.:|'..I1J-'-\$|1_.'1|=.
15.‘.
W‘ll‘.-:
i.-5.;-.:..'jn'»= .=..=..:_¥£é-3‘ 3
;E..|§{Eh '.>;_'1, -=1:-:> :.-
--..,.:'=...r.=-'1; a;''
APPENDIX A 321
thatthesetof{bj-®c;_,} arelinearly independent, andhence abasis for ENE KL1-(eU.®fpq)(e k,®frS)
si.Further, if
t>;t>;-=2Bi;"1<bi<k
and
("'3"t:‘\n('3Qw-_ I I
T2CptircrI‘
then wehave
(b;<>;<>c;,)(b;®c*,) =23;,-,,c;,,,,.b;,<>@¢;.kr
Soindeed thedefinition ofthetensor product isindependent ofthe
bases for93and%.Itshould bestressed that thedefinition wehave
given forthetensor product algebra defines itonly uptoequivalence.
This willbeconvenient later when weshall make useoftheobservation
that if93and %are mutually commuting subalgebras ofatwith
dimsi Edim93dim% then atE93®%. Intheparticular case that allhas
aunitelement itwillalsobetheunitelement of93and%.
Afamiliar example ofann2-dimensional algebra isprovided bythe
setofalln><nmatrices (matrices oforder n)with elements inF.The
abstract algebra isomorphic tothiswillbetermed atotal matrix algebra,
denoted A/t,,(F). Where noconfusion islikely wewillsimply refer to
such analgebra asamatrix algebra, andshall notexhibit theunderlying
field, writing M”. Abasis formatrices oforder nisobviously provided
byalltheelements with aunitintheithrowandjthcolumn andzeroes
elsewhere. Weformalise thisbydefining anordinary matrix basis tobe
{eff} i,j=l,...,I’l
9,-J,-Gk; : 0 k
egejk : 9,-k.
The identity isthesum ofthediagonal elements, that isIEeU+ ...
+2le ,,,,.Matrix algebras have the following simple but important
property.
:A/lmn(F)'
Theproof willconsist ofspotting how tolabel thebasis. If{e,-I-} and
{fpq} areordinary bases for../I/tmandJ!/L,,then ifweset
efj®fpq : EU
where IE(i—1)n+p, JE(j—1)n+qabasis for./1/l,,,®Jl/l,, is{EU}
1,JE1,...,mn.IfKE(k—1)n+r,LE(l—1)n+sthen-".1"'-'rit-=+,._ _.
1-_'=;.§j:=;i'$ -.-=.-.-a.1¢;-"-'?':.*=-=I1r....-.§ '-<'.'.‘J.=.II3"i'I-‘M =5.‘-r.!..:'=-j.=.j.'g.§;: '
'
'-E,-_-';‘-=;L;-I'i.;=,5'i---'_-.';,-=j.;;;=,:.;§. .--:1,-.... .._\=__; 1.5’?_''~'.'->.=.a.!»'*;=:";'='=1-1;. -
‘"..-.=-:éjkéqre il®fps
:6jl<6qrE IL
6(,i —l)n+q.(k—l)n+rEIL
:5rI<E1r-
One reason forthe importance ofmatrix algebras isthat any
associative algebra canbeimbedded inatotal matrix algebra. IfVisa
vector space then thesetofalllinear transformations from VtoV
forms analgebra, theendomorphism algebra, EndV.IfMeEnd Vand
a6Vthen wewillusually write thetransform ofabyMasMa, with no
brackets. The product oflinear transformations Mand Nwill be
defined by(MN)a EM(Na). Occasionally itwillbeconvenient towrite
theeffect ofalinear transformation asM:a->aM.Inthiscase wewill
usetheconvention that aMN E(aM)N. Normally thislatter notation will
bereserved forinvolutions. Addition oflinear transformations isdefined
intheobvious way, anditisclear that EndVisatotal matrix algebra.
Arepresentation ofanalgebra atisahomomorphism into EndV,for
some V.Representations ofalgebras aretermed faithful, irreducible or
equivalent using theobvious analogue tothecase ofgroup representa-
tions. Ifoiisanalgebra then itiscertainly avector space andthus the
algebra Endsél isassociated with it.Wemay putelements of.94into
correspondence with certain elements ofEndsil asfollows. Foraeat,
L(a) eEndsd isdefined by
L(a)d Ead Vdesiil.
Itfollows that Lisalinear map from siinto Endsfl such that
L(a)L(b) EL(ab). Thus Lisahomomorphism, called the regular
representation. Ifailhasaunit element then theregular representation is
faithful. ForifL(a) EL(b) then L(a—b)dE0foralld,and taking
dE1gives aEb.So,inthiscase, theset{L(a)} forallaeatforms an
algebra, L(sll), equivalent tosd.Inanobvious fashion wedefine the
mapping Rsuch that R(a)d Eda.Then R(a)R(b) ER(ba) andsofor
analgebra with unit element R(s5l) Estl°P. Thus L(fl) and R(.<2i) are
subalgebras ofEndsi which arealsomutually commuting, for
L(a)R(b)d EL(a)(db) Eadb
ER(b)L(a)d
since oiisassociative. What ismore, ifsdhasaunit element and
SeEndsii commutes with allelements ofL(s.il) then Smust beinR(s§l).
322 APPENDIX A
For
(SL(a))1 ESa
and
(L(a)S)1 Ea(S1)
soifScommutes with L(a)
SaEa(S1)
thatis
SaER(S1)a Va.
If,then, .94isann-dimensional algebra with identity then Endsd isan
l’l2-(llII1€I"lSlOI12ll algebra with L(s4) andR(sd) asn-dimensional commut-
ingsubalgebras. Ifthedimension ofL(.sd)R(s4) were n2then Endsd
would bethetensor product ofL(s4) and R(sfl). Although ingeneral
thiswillnotbethecase itisinthefollowing situation.
If9)isacentral division algebra then L(91)®R(9)) EEnd9J. (A7)
If‘£3isn-dimensional weneed toshow that dim{L(9J)R(9J)} En2.The
proof willrequire thefollowing
Lemma
L(9))R(9J) EL(€£D)u1 +L(9))u2 +...+L(§D)u,
where ul,...,usareinR(€D) and thesums aredirect vector space
sums.
Since the identities ofL(93) and R(€:D) coincide we have
R(€ZD) CL(9J)R(9)). Wepick anon-zero element ofR(2D), ulsay, and
form L(9))u1. Then either L(9))u1 ER(99) orwecanpick aM2inR(9J)
that isnotinL(9J)u1, giving L(@)u2 OL(2D)u1 E0.ForifaulEflu;
Where a’,fieL(9J) then forf-EEO U2E(/3‘1a/)u1, which contradicts
u2eL(9))u1. Proceeding inthis manner completes theproof ofthe
lemma.
Inthemanner ofthelemma wewrite
L(€:D)R(€D) EL(@)u1 +...+L(QZJ)u,.
Since foruregular dim{L(€D)u} Enwehave dim(L(§b)R(g_1;)) =ns,
with sEn.Ifs<nthen wemay extend theset{u1, H2,...,us}toa
basis forR(9J) bychoosing u,+1, ...,u,,.Since, aswestated inthe
lemma, R(€D) CL(9))R(§D)
ii,,1=Ea/,~u, withii,€L(@).if
t
-“T31':I
-_:-=1:1-
-é--: .
. _=- :2YT...5 ,
-'"'?i-. it-*-.1'" -.-....§
__'§_'a -\5-‘tit.:-'11"
H >‘i.§_'_?:-_d_,__£APPENDIX A 323
However, since L(9)) andR(9)) arecommuting subalgebras [u,-,)8]E0
Vj5eL(€D) where thebracket denotes thecommutator. Inparticular
[u.S'~+-1'15] =0giving 3
Ziaii filui :
Since thesum isdirect, inthevector space sense, wemust have
[a,~,f3]E0 Vf5’eL(9J)iE1,...,s.
That is,theat,areinthecentre ofL(9J). But L(9J) EQD which is
central, sothea/,-must allbemultiples oftheidentity bythebase field
F.The expansion ofu,.+1 asasum ofthefirst su,-then contradicts
their F-linear independence andsowemust have sEnandtheproof is
complete.
There isanother reason fortheprominent role played bymatrix
algebras. Thestructure ofanimportant class ofalgebras may begiven in
terms ofmatrix algebras and division algebras. More generally the
recalcitrant (orinteresting) parts ofanalgebra may becollected together
into acertain ideal such that thestructure ofthequotient modulo this
ideal isgiven interms ofmatrix anddivision algebras. The existence of
thisideal willnow beestablished.
Anon-zero element ofanalgebra iscalled nilpotent ifsome finite
power ofitvanishes. Thesmallest such power iscalled theindex ofthat
element. Analgebra iscalled nilpotent ofindex vifvisthesmallest
integer such that allproducts ofvterms vanish. We have already
encountered theconcept ofatwo-sided ideal; single-sided ideals are
defined asfollows. Aleftideal ofanalgebra atisasubspace £8such
that areC.58.Right ideals aredefined intheobvious way. Itfollows
thatsingle-sided ideals aresubalgebras, andsowemay talkofnilpotent
single-sided ideals.
Thesumoftwonilpotent leftideals isanilpotent leftideal. (A8)
Let93and%benilpotent leftideals ofindex aand[3respectively. Then
93+%iscertainly aleftideal. Ifanyelement of93+%israised tothe
power kthen itwill bealinear combination ofterms oftheform
aEQ1612 ...akwhere thea,-arein93or%.Suppose that pterms in
thisproduct arein93,andthatjisthelargest integer such that aIe93.
Then ifa),-_1e% weseta,-"la, Ea},where aj-E93, since 93isaleft
ideal. Proceeding inthismanner wecanwrite aEbl...bprwith the
b,-in93andrin%.Similarly, wehave aEcl...cqswhere thec,-are
in% ands isin%. Herep+qEk. Soifk-a'+[J’—1thenp<cr
gives qE)6’,whereas q<[3gives pEorandsowemust have aE0.
That is,93+%isnilpotent with index nogreater than onelessthan the
sum ofthose of93and%.Obviously thisresult isjustasvalid forright
ideals.|
I
l
j.I
;l
ii-.
|
I
ll
I
l
l
I
P
324 APPENDIX A
If.58isanilpotent leftideal then .4E£8+£8.14isanilpotent
two-sided ideal. (A9)
Firstly note that .4isindeed anideal; for34.38C.58since £8isaleft
ideal andsos4.S8s4 C£8.94, thus .4isaleftideal. Similarly s4s4Cs4and
so4&4C£8.94C.4,making 4aright ideal. Aswell asbeing aleftideal
§8s4isnilpotent. ForifxG£8.94, xElaforle.58,aEAandx"Ell""‘* Ia
where l’Eal,isin£8.So§8s4isnilpotent with index lessthan orequal
tothatof.58.Since .4isthesum oftwonilpotent leftideals, theprevious
theorem shows that.4isnilpotent.
These two results have been established forthepurpose ofproving
thefollowing.
Every nilpotent left, right andtwo-sided ideal iscontained in
aunique maximal nilpotent ideal, theradical. (A10)
LetNbeanilpotent ideal oflargest dimension. IfN’isanynilpotent
ideal then, by(A8), N+N’isanilpotent leftideal, andsimilarly itisa
nilpotent right ideal andsoanideal. ButNisofmaximal dimension so
wemust have N’CN.Ifnow £8isanilpotent leftideal then theabove
result and(A9) combine togive £8C(.58+.%sz4) CN.Similarly forright
ideals.
‘Before making theanticipated good use oftheexistence ofthe
nilpotent radical itisnecessary toestablish some properties ofother
important elements ofanalgebra, theidempotents. Anon-zero Pis
idempotent ifP2EP.Anobvious example ofanidempotent isthe
identity ofadivision algebra.
Theidentity istheonly idempotent inadivision algebra. (A11)
Suppose P2EPand Pisnot zero. Then Pisinvertible and
P*1P2 EP‘1P, that isPE1.Ofcourse, aunit element isavery
special example ofanidempotent. Amore general example isprovided
bythediagonal elements ofanordinary matrix basis. Alarge class of
algebras have anidempotent.
Every non-nilpotent algebra contains anidempotent. (A12)
Obviously anilpotent algebra cannot contain anidempotent. Wewill
show that ifanalgebra does notcontain anidempotent then infactit
must benilpotent. Suppose that s4contains anasuch that
siak Es14a"_1 forsome power k.Then if93Esi4a"_1,93isaleftideal
ofs4,and hence analgebra, satisfying 93aE93and hence 93bE93
where be93isgiven bybEal‘.Sothere must besome Pe93such that
PbEb,giving (P2—P)bE0.But 93bE93means that there isno
non-zero xwith xbE0andso93,andthus .94,contains anidempotent.
So if.94does not contain an idempotent we must have
.-<. __-.:-;_; 2
'..I mflAPPENDIX A 325
dim(s4a"‘) <dim (s4a"“) forallpowers kofallaes4. The finite
dimensionality ofs4means that there must beafinite atsuch that
s4a°' E0;inparticular a°’+1 E0.Since this istrue foralla,Nis
nilpotent.
The existence ofanidempotent enables analgebra tobewritten asa
direct vector space sum ofsubalgebras. LetPbeanidempotent in.94,
then .S8(P) isdefined tobetheleftideal consisting ofaEs4such that
aPE0.Similarly theright ideal 93(P) isdefined toconsist ofallae.94
such that PaE0,andwedefine 9(P) E§8(P) F)93(P). The following
theorem gives thetwo-sided Peirce decomposition of.94.
IfPisidempotent ins4then
s4EPs4P +P.§8(P) +9t(P)P +5P(P). (A13)
Alltheterms inthissum arealgebras. Pcd(P) consists ofallae94such
that PaEaPEa;P§8(P) consists ofallaes4with PaEa,aPE0;
93(P)P consists ofallaeo4with PaE0,aPEaand ifae.4>(P)
PaEaPE0.Soobviously these algebras arenon-intersecting andwhat
weneed toshow isthatthey span s4.Toseethiswewrite
aEPaP+P(a—aP)+(a—Pa)P+(a-—Pa—-aP+PaP)
where each term inthesum liesinoneofthesubalgebras contained in
thePeirce decomposition.
Elements of5>(P) aresaid tobe(algebraically) orthogonal toP.An
idempotent iscalled principal ifthere isnoidempotent orthogonal toit.
Wecannow goonestepfurther from (A12) with
Every non-nilpotent algebra contains aprincipal idempotent. (A14)
Ifs4isnon-nilpotent then itcertainly contains anidempotent. Ifuisa
non-principal idempotent then there exists anidempotent vsuch that
uoEvuEO.That is,0e.4(u). IfPEu+othen Pisidempotent with
PuEuPEuand PvEvPEo. SoifxPEOthenxuExPE0,andif
PxE0then uxEuPxE0,that is,.Sl»(P) C5>(u). Infact§(P) must be
strictly contained in.Si(u) forve.4(u) butnotin$‘>(P). IfPisnot
principal then wesetP’EP+wwhere we9(P). Since 9(P) C.4(u) if
thisprocess iscontinued itwilleventually produce aprincipal idempo-
tentsince S3(u) isfinite dimensional.
Offundamental importance are the primitive idempotents. An
idempotent isprimitive ifitcan not bewritten asasum oftwo
orthogonal idempotents. Thefollowing could have formed analternative
definition ofaprimitive idempotent.
Pistheonly idempotent ofPs4P iffPisprimitive. (A15)
IfPwere not primitive then PEu+vwith uoEouEO.So
326 APPENDIX A
PuEuPEuand PvEvPEvand thus both uand vareinPNP,
Conversely, ifuisanidempotent inPNP then P—uisidempotent
since Pistheidentity inPNP. Further, u(P—u)E(P—u)uE0and
soPE(P—u)+ u,the sum oftwo orthogonal idempotents. The
nomenclature isexplained bythefollowing.
Every non-primitive idempotent isthe sum ofasetof
pairwise orthogonal primitive idempotents. (A16)
IfPisnotprimitive then PEu+u,where uand uareorthogonal
idempotents. Suppose that 0isnotprimitive, then vEw+xwith w
and xorthogonal. Now owEwvEwand uxExvExand so
uwEuvw EO,wuEwou EO.Similarly uxExuEOandso{u,W,x}
arepairwise orthogonal idempotents. Ifwecontinue inthiswaythen the
process must terminate duetothefiniteness ofNandwewillarrive ata
setofpairwise orthogonal primitives.
Attention willnow befocused onalgebras whose radical iszero. It
willtranspire thatwecancompletely determine thestructure ofallsuch
algebras. Analgebra whose radical iszero iscalled semi-simple. The
firstconsequence ofthedefinition is
Asemi-simple algebra hasaunitelement. (A17)
IfNissemi-simple then itisnotnilpotent andso,by(A14), contains a
principal idempotent Psay. The Peirce decomposition of(A13) then
gives
N‘EPNP +93
where 93EP.§8(P) +9t(P)P +.¢(P). 93isspanned by.S8(P) and93(P).
Weshall show that these single-sided ideals arenilpotent and hence
contained intheradical, which iszero byhypothesis. This will give
NEPNP; butPistheidentity inPNP, and hence ofN.IfPis
principal then .Sl(P), which contains allelements orthogonal toP,can
contain noidempotent and thus must benilpotent. Since 93(P) and
.%(P) consist ofallelements annihilated byleftandright multiplication
byPrespectively 93(P)§8(P) C5>(P). SoiflE§8(P) andrE93(P) then
(rl)°‘ E0where cristheindex of.9°(P). Since (lr)“"1 El(rl)"r E0then
theideal §:8(P)93(P) isnilpotent ofindex lessthat orequal toa+1.
Now
.§8(P)N =..‘8(P){PNP +P.S8(P) +9t(P)P +r(p)}
=NmmmP+NmNm.
Since 9t(P) is aright ideal 93(P)P C9t(P) and since
5P(P) E§8(P) O obviously .¢(P) C93(P) and so .§8(P)N
§8(P)9t(P). Inparticular, §8(P)§8(P) C§8(P)93(P). Since .§8(P)93(P) isI7 ;.a:_': '2
-1.-F 5
,. ,.- .
,5--xv..',-1%,;5".._-;§.if=c.55.-_=-:-:';i.=;j.;I-.=,.j;-'-'._.-"t.-.:;.,.=-*;;‘-'='-2.",-:..
. _:.--=~:=.>-.-1
>=-.::;;.='1*'t‘Er.é.?%i,._;§=-n§.£..;—''-1If2+:-itsé-;'=-=?1i.i-’-"''1.‘-=':I'-E'=i.EI-;!5'¢::_--.7“=~="-"-:"--"-'N,
APPENDIX A 327
nilpotent ofindex Ea+1 ifxE.§8(P) (x2)““1 E0,and so.S8(P) is
anilpotent leftideal, contained intheradical. Inexactly thesame way
weshow that93(P) isnilpotent andtheproof follows.
Theprimitive idempotents inasemi-simple algebra have thefollowing
important property.
IfPisanidempotent inasemi-simple Nthen PNP isa
division algebra iffPisprimitive. (A18)
Suppose that PNP isadivision algebra. Then Pistheidentity which,
by(A11), istheonly idempotent inPNP. (A15) then ensures that Pis
primitive. Toprove theconverse weshall usethefollowing
Lemma
IfPisanidempotent ofasemi-simple Nthen PNP issemi-simple.
Forsuppose that yEN0,theradical ofPNP. Then Nyisaleftideal
ofN.Since Pistheidentity inPNP
(ay)““ =ta/P(aPr)"‘
Eay(PaPy)“’.
ButPaPEPNP andsoPaPy CN0.Thus ifaistheindex ofN0,Nyis
nilpotent ofindex Etr+1.Since Nissemi-simple NyE0which, since
Nhasaunit, gives yE0andPNP issemi-simple.
Suppose now that Pisprimitive then PNP issemi-simple, bythe
above lemma, with unity P.Ifaisanynon-zero element ofPNP then
PNPa isanon-zero leftideal ofPNP; further itisnotnilpotent since
PNP issemi-simple. (A12) ensures that PNPa contains anidempotent,
butanyidempotent inPNPa iscertainly idempotent inPNP forwhich
Pisthe only idempotent since Pisprimitive ((A15)). That is,
PEPNPa sayPEbaforbEPNP. Since Pistheidentity inPNP this
says that every non-zero ahasaleftinverse, andhence aninverse by
(A4).
Thesemi-simple algebras arenotquite as‘simple’ asthesimple ones.
Analgebra that isnotaone-dimensional nilpotent algebra iscalled
simple iftheonly -ideals arethezero ideal andthealgebra itself. Simple
algebras arecertainly semi-simple. Toseethisweneed only check that
simple algebras cannot benilpotent. Suppose that Nisanilpotent
algebra, then NNisanideal strictly contained inN.Ifthisisnotthe
zero ideal then Ncannot besimple. IfNNiszero butthedimension of
Nisgreater than onethen anylinear subspace ofonelessdimension isa
non-zero ideal ofN.The only exceptional case ofaone-dimensional
nilpotent algebra hastobeexcluded bythecaveat inthedefinition. The
study ofsemi-simple algebras may bereduced tothestudy ofsimple
ones bythefollowing.E
.. ...“-
':.§,-:11'--=a:.-:s..=31‘;-=_. ;"'"§’.==I:?='+"=".-".1..--:i; = i15;-'=.;;_=,-,-,5Fl’,..
i
328 APPENDIX A I APPENDIX A 329
Analgebra issemi-simple iffitissimple oradirect sum of
simple components. (A19)
Adirect sum ofsimple algebras isobviously semi-simple since theonly
ideals aresmaller sums ofsimple algebras which arenotnilpotent. To
gotheother wayweshall usetwolemmas.
Lemma 1
IfNhasanideal with aunitelement then Nisreducible.
Let93beanideal ofNand 19;,betheunit in93.The Peirce
decomposition ofNis
at=i,,.a1,,, +1,,,.%e(i,,,) +9i(1%)1g,;, +4>(1%).
which isatwo-sided ideal ofN.SoifbE93wehave bEbl+b2with
blE5"(1gl) andblE5l(1lll). Then blglEblsince b2isorthogonal to1,1,,
but blgll,Ebsoinfact wemust have 3’(1l.;l) E93.Since 4>(1%) is
orthogonal to19;,itisorthogonal to93andsoNE93®.¢(19l).
Lemma 2
Anon-zero ideal ofasemi-simple algebra issemi-simple.
Suppose that 93isanideal inasemi-simple N,and that Nisthe
radical of93.Then 93N93 CNsince Nisanideal of93andN93C93
since 93isanideal ofN.SoN(93N93)N C93N93which isthus anideal
inN;further itisnilpotent since itiscontained intheradical of93.
Since Nissemi-simple 93N93E0.Now (NNN)3 C(NNN)N(NNN)and
NNNC93so(NNN)3 C93N93, which wehave shown iszero. That is,
NNNisanilpotent ideal inasemi-simple NsoNNNE0.Since Nhasa
unitelement thisgives NE0and93issemi-simple.
Wemay now return totheproof ofthetheorem. IfNissemi-simple
butnotsimple then ithasanon-zero ideal which, byLemma 2,is
semi-simple and hence hasaunit. Lemma 1then ensures that Nis
reducible. The components arecertainly ideals andsosemi-simple, and
wemay proceed toreduce them. IfNisfinite then wemust arrive atan
expression ofNasadirect sum ofirreducible components. The
components areideals, hence semi-simple, andirreducible hence simple.
Thereduction ofasemi-simple algebra tosimple components
isunique uptoanordering ofthecomponents. (A20)
LetNE93l(-B ...(-D93, with the93,-simple. The identity ofNcanbe
written asasum oftheidentities inthe93,-,1Ee,-(-3 ...€r)e,. Suppose
NE%l(-B®%_,then%l,E%lel+%,,e2+ ...%,,e,VkE1, ...,s.
If%llE%l,e,- then %,,,-CNe,E93,-andtheabove summust bedirect:';--='5|‘=.
1:;‘4';:.-
'§!;‘."-.>'‘-5F'-“'....._,._ .\
-...-.2aala =Z.<a<a,,,a where walla cas,i=1
so%l,isanideal ifandonly ifallthe%l,,-areideals of93,-.Butthe93,-
aresimple, so%l,,-E93,-or%,,,-E0.Ifthe%,,areirreducible then fora
given knotmore than one%l,,-canbenon-zero anditfollows that the
%l,arejustthe93,uptoapossible relabelling.
The above two theorems determine the structure ofsemi-simple
algebras interms ofsimple ones. Before turning totheclassification of
these weconsider representations ofsemi-simple algebras. Again the
representation theory willreduce tothat ofsimple algebras andsowe
consider thiscase first.
Allirreducible representations ofasimple algebra areequiva-
lent. (A21)
If9isanyminimal leftideal ofasimple Nthen wewillshow thatany
irreducible representation ofNisequivalent totherepresentation on.9
induced bytheregular representation.
Letpbesome irreducible representation ofNthat maps Ninto
EndV,where Vhasnoinvariant subspaces under multiplication by
p(N). We first note that any minimal leftideal ofEnd V,thepth
column say, carries anequivalent representation tothat carried byV.
ForifVisdisplayed asa‘column vector’, with abasis {bk}consisting of
zeroes except foraoneinthekthrow, then abasis forEnd V,{e,-,-},is
formed bythearrays whose only non-zero element isaone inthe
intersection oftheithrow and thejthcolumn. Elementary rules of
matrix multiplication then give el,-bl, E6,-lb,-. Abasis forthepth
column is{el,,,}where kranges over theorder ofthematrices, and
e,-,-el,,,E<5,-ke,-,,. Sothepthcolumn, foranypcarries arepresentation
equivalent tothatcarried byV.
Weintroduce alinear transformation Sthat maps theminimal left
ideal, .9“,ofNintothepthcolumn ofEndV:
ss»=p(.i)e,,,,.
Since 4carries anirreducible representation ofNthen p(.9>) carries an
irreducible representation ofp(N) andsop(5’)e,,,, certainly transforms
irreducibly under p(N). Butthisisasubspace ofthepthcolumn which
transforms irreducibly, soeither Sisavector space isomorphism or
p(5i)e,,,, E0.There must besome pforwhich this isnon-zero, for
otherwise wewould have p(5>) E0,which cannot besince Nissimple.
Soatleast forsome choice ofp,Sisavector space isomorphism
between theminimal leftideal .9andthepthcolumn ofEnd V.IffE9
then thefollowing diagram shows theequivalence oftherepresentation
carried bythepthcolumn (and hence V)andthatcarried by9:
330 APPENDIX A
1-(Q)
f E >11)‘
S1 1S
0(0)p(f)eppi_"_i>p(a)p(f)epp =p(af)epp'
Thus anyirreducible representation ofasimple algebra isequivalent to
thatinduced onanyminimal leftideal bytheregular representation.
Wearenow inaposition toconsider representations ofsemi-simple
algebras.
Irreducible representations ofasemi-simple algebra are
equivalent ifandonly iftheir kernels arethesame. (A22)
Equivalent representations must certainly have thesame kernel, sowhat
weneed toshow isthat irreducible representations ofasemi-simple
algebra with the same kernel are infact equivalent. Asemi-
simple algebra isthedirect sum ofsimple ones, andsoarepresentation
canbeirreducible only ifthekernel contains allbutoneofthesimple
component algebras. Thus irreducible representations with thesame
kernel areirreducible representations ofthesame simple component
algebra, andarethus equivalent bythepreceeding result.
Wenow return totheclassification ofalgebras bystudying thesimple
ones. Themain result isgiven below.
Analgebra Nissimple iffNE9J®./I/1 where 9)isadivision
algebra andA/1atotal matrix algebra. (A23)
First wedotheeasy bitand assume NE9J®Jl/1. Then Nhasan
identity. Letbbeanon-zero element ofanideal .55,then bE2,-,,-b,-,-e,-,-
withat least one(bpl,say) non-vanishing coefficient in9D.But
bpq = ,-pbe q,-
andso
2bpq"18,pbeq,- =
That is1CNbN C9,giving NC51*andthus Nissimple.
Ifnow Nissimple ithasaunit element 1EEj‘=lP,- where the{P,}
arepairwise orthogonal primitive idempotents. IfNl,EP,-NP, then the
N,-J,arecertainly subspaces, andareinfactalgebras since they areclosed
under multiplication. Multiplying twodifferent algebras gives
dtrfipk E“tip1Ppdpk =~84ti'$4tk5ip
. 1._ 1
, O3APPENDIX A 331
Now NP,-N isatwo-sided ideal, which isnotzero since itcontains P,-,
andsothesimplicity ofNgives NP,-N ENandhence
-Sig-ljgg-pk 1' Pl'~fl»Pk(l5,'p
2 $4-ikéjp.
Inparticular NllENl,-N,-l foranyj.Since PlENll there must be
elements e,-l,el,inN,-landNl,-, respectively, such that el,-e,-l EPl.If
W6 HOW Cl€flI16 G =9,-161, Il‘l€I1
Pkeij =elféik
el,-Pl, =e,,6,,,.
This gives
etieaq :etiPiPPePq
=eiieiqéia
=°t1°1i°i1°1q‘5rp
Ee,-lPlel,,6,-,,
=°t1°1q5ip
=e,l,<5,-,,.
Inparticular thee,-,-areidempotent. Bute,-,-CP,-NP, with Plprimitive,
soP,-NP, contains only oneidempotent, namely P,-,sowemust have
ellEPl.Sothee,-,-span atotal matrix algebra Jlttwhose identity is
2ett=2iPt:1
theidentity ofN. i
Since foreach kPkisprimitive, Pl,NPl, isadivision algebra with Pl,
asidentity. Each Nkl,isanisomorphic copy ofNll, say.Forifa/(1)ENll
wedefine cw“)EN,,,, byor“)Eel,la/lllelk. Then fora/(1), B11)ENll
(,ll,(1i[,><1>)u<> =ekla/(1)fi(1)e,k
=ek1a(1)P1fi(1)e1k
since Plistheidentity inNll
=ek1a(1)e1kek1fl(1)e1k
since thee,-,-areamatrix basis and so(ct/l1)l("3(1))(")E a*("lfi(")- This
mapping from NlltoNllisobviously invertible andsoindeed wehave
anisomorphism. Bytaking thedirect sum ofallelements inNllwith
their isomorphic images inallNll,weobtain another copy ofNll, 9)
say.That is,ifoil‘)ENllwedefine aE9.3tobe
332 APPENDIX A
C1’Ea'(1)(-Ba”) ...®cr(”).
Itisstraightforward tosee that 9)ENll; further, elements of‘.-ED
commute with alltheelements ofJ1/1.ForifatEQB
: if= U‘= G,-la’(1)e l,-6,-J,
k
=eila/(1)911. =eijejla/(1)911. =eija/(1') =2e,j.a/(kl
k
Forevery aENseta,-,-1")Eel,,-ae,-,,. Then
aijlk) =ekleliaejlelk =ek1aij(1)e1k
soifa,-,-EEka,-,-("l then al,E9).Further
gage if:2661,} U.=gal). U
‘J bl» 1-1
= ,-,-618,-,-6 1]‘= lltle,-J; : Z Q.
i,j i,j i,j
Since thisistrue forevery aENwehave NE€D®/1/1. where 9)andJ1/1
areasconstructed intheproof.
Theexpression ofasimple NasNE§Z1®Jl/l. cannot beunique. Forif
e,-,-isamatrix basis then soise},Ese,1,-s‘1 where sisany regular
element ofN.Then aEEll’,-aj-J,-ej-J, with
_. _ -1 -1._ -1 -iall—29),,-aejk —Zse l,-sase,-ks —s(s as),-,~s
k k
that is,aj-,Es9Ds‘1. Itturns outthough that thechoice of9)and./I/1.is
unique uptoaninner automorphism like this. Note that if
NE9J®./1/1. E9J'®Jl/1 then wemust have 9)’EQB.Forif0tE9D' wecan
write aEEl’,-a,-,-e,-J, with thea/,-,-E9),andifaistocommute with JI/1then
£1’Eall(ell +e22+...+e,,,,) Eallsince theidentities inNandJill
coincide. SoifNE9J®Jl/I. E9J'®J|/I.’ where Jl/1’ES./l/[S-1 then wecer-
tainly have 9)’Es§.Ds“1.
IfNissimple such that NE€D®Jl/1 and NE§.D’®JlA.' then
there isansENsuch that./1/1’Esrl/Ls”, 9)’Es§.Ds‘1. (A24)
Inview oftheabove comments itissufficient toprove thatJ1/1'EsJl/Ls'1-
Let{e,-,-} i,jE1,...,nbeabasis forJ1/1and {e;,,,} p,qE1,...,m
beabasis forA/1'. Without loss ofgenerality weassume mEn.We
write
Ell ': 26,,-6,, Cl‘),'E@
i.jEl
,-,1;-5;==“-'~'.-=§5.'e.-=--..-l;a__\-
r-.=.1,.._,_-»_:I'=i'.l.I'.i<1',f_¢T_<:;_-=.l"\‘_"APPENDIX A 333
with atleast one(c,,,,say) ofthecl,notzero. Ifweset
Q=Ci}.-1°1p°i1 (ii)
and
b=elleql (iii)
then aEellNell, bEe’llNell with
db = lpejleql
H
=cilie1112ciieiie in by(i)i,jE1
...—-I __Cpqcaqell _ell
thatis
til) : ell.
Also
(ba)2 Eb(ab)a
=belia
Eba
sobaisanidempotent ine’llNe'll E§D’e’ll; further itisnotzero since
a(ba)b E(ab)2 =911, by(iv). Buttheidentity istheonly idempotent in
9)’sowemust have
btl : (V)
Ifwenow introduce
h: 2:8,-ldell
i=1
and
8'=Zeiibe 1;" (Vii);'=i
then
hg : 29,-16261,-6;-ll79l, = Zelldellbell
i.jEl iEl
n
EZe,-label, since aENell
i'El
H
:291191191; bY(iv)i=1
=29I,
31
ii£.ai§§£' -.5.iEl
334 APPENDIX A
thatis
hg=1. (viii)
So/1must betheinverse ofg((A4)) andgh=1.But
n n
gh :2:6;-1b91J,-9,-16181,-= 26’;-1b811a9'1,~
r,;'=1 1:1
n n
=Eeiibaeir =Zea. by(V)-i=l i=1
Since 2*”e’-~—1wemust have m—n,andhence A/t’~./I/L. Infact z=l nT" _-
IT
89118-1 :2ei:-lbelpeijeqlaelq
P.q=1
=eilbellaelj =ei"; by
This completes theproof.
Aconsequence ofthis theorem isthe following which wewill
frequently use.
IfPisanidempotent inasimple .94then P=Z§=1P,- where
theP,arepairwise orthogonal primitives, and theuniquely
determined riscalled therank ofP.Two idempotents in$4
aresimilar iffthey have thesame rank. (A25)
Any idempotent cancertainly bewritten asasum ofpairwise orthogon-
alprimitives, thisis(A16). Togofurther weshall use
Lemma
IfPisidempotent inasimple atthen P.v€lP issimple.
Let9]?»beanon-zero ideal in-P.sflP. Since 93isanideal inP.<2§lP the
left-hand side iscontained in93.But91939.4 isanideal inthesimple .14,
andsotheright-hand sidegives P.v.4P. Thus 973=P.s>§iP.
Ifatissimple then Ps§lP issimple with identity P.IfP=Zf:1P,- with
theP,primitive then PQQP canbewritten asatensor product ofsome
division algebra and atotal matrix algebra with theP,asdiagonal
elements. The order ofthematrices willthen ber,which wasshown in
(A24) tobeuniquely determined. Itwas also shown in(A24) that all
matrix bases aresimilar, andsoasacorollary allprimitives aresimilar.
If{P,} arepairwise orthogonal primitives then soare{sP,-s“1}, thus
similarity preserves therank ofanidempotent. Toseethat having the
same rank issufficient foridempotents tobesimilar note thatif
P: :
i=1 i=1
with {P,-} and {Q,-} being different sets ofpairwise orthogonal primi-
tives then wecanchoose matrix bases with either the{P,} orthe{Q,-}M'.-i.I.
1;-?-it.1"J.\.'i:.1~_'?lF_- ..;__.3
an‘. 1:.‘-1 .
--/=53!-.._--_-=. _\..APPENDIX A 335
asdiagonals, and(A24) then ensures theexistence ofans:Q, =sP,-s'1
Vi.
Thetheorem above applies tosimple algebras. However thefirst part
may beseen toapply tothesemi-simple case. ForifPisanelement of
asemi-simple atthen P=Q1(-3Q2® ...(-BQ, where theQ,areinthe
simple components. Pisidempotent ifand only ifalltheQ,-are
idempotent. Bytheabove theorem each Q,willhave aunique rank and
sotherank ofanidempotent inasemi-simple algebra isuniquely
determined. Asaspecial case aprimitive inasemi-simple algebra must
beprimitive inoneofthesimple components. Thus, ofcourse, notall
primitives, andhence allidempotents ofthesame rank, willbesimilar
inasemi-simple algebra.
Asubset ofallsimple algebras isprovided bythecentral simple ones;
that isthose simple algebras whose centre isgenerated bytheidentity.
Forthese algebras wehave thefollowing important result.
Every automorphism ofacentral simple algebra isaninner
automorphism. (A26)
Ifadiscentral simple then $4=§D®Jl/In where Q11isacentral division
algebra, and a4°P=2D°P®./I/L,,°P. The existence ofthe involution of
transposition onmatrices shows that Jl/t,,°P =1!/tn, and so.sfl®.9.§l°P ==
€D®QD°P®./I/Lnz, by(A6). Wearenow inaposition, atlast, tomake use
of(A7), giving .s24®.sz4°P =EHd@®./Ulnz, that iss&®s$i°P =A/Lmwhere m
isthedimension of52¢,andwehave again used (A6). Weextend any
automorphism, t,on.94tooneon.9.§l®.s&°P, T,bydefining (ab)T =a’b
Vaesfi, be.sfl°P. Inthe‘uniqueness theorem’, (A24), weessentially
proved that allautomorphisms ofatotal matrix algebra areinner. Thus
forevery xe.<2fl®.9Q°P, xT=sxs‘1 where ses"<4.®a§i°P, that isa‘=sas'1
forae.94andb=sbs‘1 forbe34°F. Thus smust commute with every
element ofs.4°P. Since 521°?iscentral simple smust bein51¢,andsotis
innen
Sofarwehave assumed that allalgebras areover some field, F,
which hasnotwarranted much attention; indeed wehave usually simply
referred toanalgebra asailrather than asallover F.Inamoment we
shall assume arestriction onthechoice ofF.The situation forthe
simple algebras isalsosuch thatwemay regard asimple algebra over F
asanalgebra over certain other fields. Ifatover Fissimple then the
centre <6isacommutative division algebra, that is,afield. Inan
obvious way.94isanalgebra over ‘{%,making adover <6central simple. In
thefollowing section wewillexamine involutions ofasimple algebra .94
over Fwhere Fisassumed nottobeofcharacteristic two. (Asstated in
theintroduction forthepurposes ofthisbook Fcanbetaken tobeone
ofthezero characteristic fields IBorC.)
Ifailover Fhas aninvolution Tthen thesetofT—symmetric
336 APPENDIX A
quantities forms asubspace SPT. That is,aG9}ifandonly ifaT=a.
Similarly wedefine 9;tobethesetofT-skew quantities, andthen we
have .94=S";,~+gr. Forifae54, a=§(a+aT)+%(a—aT). The sum
isdirect since ifa=aTand a=-—aT then a+a=0which (for
characteristic nottwo) gives a=O.What ismore, ifthecentre contains
aT-skew qthen s4=SPT+q9’T. Ifqisanon-zero element ofthe
centre (ofasimple algebra) then ithasaninverse which isalso T-skew.
Ifae9}then a=qq‘1a, and (q"1a)T =aTq'1T =aq“‘ =q‘1a. The
T-symmetric quantities inthecentre willform asubfield of<6,6say.
Wewillrefer toaninvolution asbeing aninvolution over 6,say, when
6isthesubfield ofthecentre <6leftinvariant bytheinvolution.
Ifs4over Fissimple with Jand Tinvolutions over 6then
TJisanautomorphism of.94over <6. (A27)
IfTandJareinvolutions then TJiscertainly anautomorphism of94
over F.What weneed toshow isthat itleaves elements inthecentre
invariant. The involutions TandJinduce automorphisms ofthecentre,
<6.Anelement of<6isT-symmetric ifandonly ifitisJ-symmetric. This
is,infact, sufficient toshow that TandJinduce thesame automorph-
ism on<6.Let qbeanon-zero J-skew element of<6then qqT is
manifestly T-symmetric, and hence J-symmetric. But (qqT)~' =—qqTJ,
which since qisinvertible, gives q”=—qT. So (q+qT)J =
—(q +qT). But q+qTismanifestly T-symmetric, and thus J-
symmetric. Since anyelement thatisboth J-symmetric andJ-skew must
bezero wehave qT=—q. We have shown then that any J-skew
element of<6isalso T-skew. Butanyelement of<6canbewritten asa
sum ofJ-symmetric andJ-skew parts andthus TandJcoincide on<6.
Since TandJareinvolutions TJmust leave allelements of<6invariant.
The observation that if94over Fissimple then .94over <6iscentral
simple gives (A26) awider range ofapplicability than might atfirstsight
besupposed. Inparticular, itenables ustoprove thefollowing.
If.94over Fissimple and Tisaninvolution over 6then
J:a|—>aJ isaninvolution over 6iffthere exists answith
s=isTsuch thataj=saTs*1. (A28)
First the easy bit. Ifa"=saTs“ then Jza+—>a’isananti-
automorphism. Furthermore a”=s(saTs“)Ts“ =s(sT)‘1asTs'*, soif
sT=is,Jisaninvolution. Inner automorphisms leave allelements of
thecentre invariant. SoifTisaninvolution over 6then soisJ.
Conversely letJbeaninvolution over 6,then JTisanautomorphism
over <6((A27)). (A26) then ensures theexistence ofagsuch that
an:gwlag
6\APPENDIX A 337
H’=(g“as)T
=3TaT(s’T)"~
Since Jisaninvolution
a=-<1”=aT(sTaT(g’)“)’(g’)“
=s’a"as(s"")“~
Since thisistrue forallawemust have gTg" =/le<6. If/1=—1then
there isnothing lefttodo,ifnotthen sets=g+gT=g(1+/I)ands
willhave thedesired property. Obviously thechoice ofsuch ansis
determined only uptomultiplication byanelement ofthecentre.
Afamiliar example ofaninvolution isprovided bytransposition of
matrices. Insome ordinary matrix basis wedefine Tsuch thate,-E=e1-,.
For some other basis {efl-J-} wedefine Jbye},-J=ej-,-. Tand Jare
examples ofwhat weshall callequivalent involutions. Two involutions,
VandJ,willbecalled equivalent ifthere issome automorphism Ssuch
thataj=asvswl E((aS)V) Sui.Ifaninner Srelates equivalent involutions
JandV,related tosome ‘standard’ involution Tby
av=vaTv“1
J._ T-
a ‘Ia.’ 19
then j=)tsvsT forsome /Ie<6.
Inclassifying thestructure ofalgebras weshowed firsttheexistence of
theradical. Semi-simple algebras were then defined tohave zero radical.
Itwas possible todetermine thestructure ofasemi-simple algebra
completely interms ofsimple ones, whose structure wasinturn given as
atensor product ofadivision algebra andatotal matrix algebra. Most
ofthestructure theorems forassociative algebras were firstgiven byJH
MWedderburn, andweshall refer totheexpression ofasimple .94such
as.94=€D®Jl/t astheWedderburn decomposition of.94.Itisallvery well
tobeable todetermine thestructure ofalgebras whose radical iszero,
butitwould berather limiting ifittoldusnothing about algebras with a
radical. However, thisisnotthecase. The most important result onthe
structure ofalgebras isknown asWedderburn’s principal structure
theorem. Itstates that (subject tocertain caveats relating tothe
underlying field) anyalgebra isthevector space sum ofitsradical and
thesemi-simple algebra obtained from thequotient modulo theradical.
Weshall notneed thisresult andsowillnotgive theproof. This may be
found in(forexample) Albert [1],Kochendorffer [3]or,forthecase of
zero characteristic field, inDickson [2].Aswasstated intheintroduc-
tiontothisAppendix wewillreally only beconcerned inthisbook with
algebras over the real field. For this case one can gofurther in
determining thestructure ofallsemi-simple algebras. The Wedderburn
338 APPENDIX A
structure theorem reduces theclassification ofsimple algebras over the
reals totheclassification ofrealdivision algebras. This hadalready been
done byFrobenius in1878. Heshowed that theonly associative real
division algebras areIR,CandH;thereals themselves, thealgebra of
complex numbers andthequaternion algebra. Aproof may befound in
Dickson [2]orKochendorffer [3].Inview ofthiswenow give abrief
discussion ofthese algebras.
Let.94beaone-dimensional algebra over IR.Then abasis isprovided
byuwhere 1.42=Au.If/I=0then .94isnilpotent ofindex two. Ifitab0
then itisinvertible andifP=/Flu, Pisanidempotent. Foranyae.94
wehave a=nP,heIRandI:a|—>itclearly establishes anisomorphism
between s4andIR.
The real algebra C(18) isatwo-dimensional algebra generated byi
where i2=——1.This realcommutative algebra isnotcentral. Ithasthe
well known involution ofcomplex conjugation *:ir—>—i.
The real quaternion algebra H(IR) hasabasis {1,i,j,k}whose
multiplication table isgiven intable A1.Thealgebra isgenerated bythe
subspace spanned by{i,j},say. (We note here that theother four-
dimensional real simple algebra A/L2(]B) isgenerated by{a,B}where
a2=1, /32=1and ab’=-50./. For example, at=e12+em,
/3’=e12—e21.) The quaternions arenotcommutative butthealgebra is
central. Inthegiven basis, {i,j,k}span the subspace ofvector
quaternions, whilst theidentity spans thescalar quaternions. Theinvolu-
tion ofquaternion conjugation, q|—>Q,isdefined tochange thesign of
thevector part ofevery quaternion. Then qr}isself-conjugate and
hence inthecentre. Byinspection qr}isseen tobestrictly positive for
non-zero q,sayqq'=8/I2. Then q"1=A'2q andindeed Hisadivision
algebra. Suppose that Tissome other involution, then (A28) ensures
thatqT=tcjt‘1 where f=it.Since theonly self—conjugate quaternions
areinthecentre, togetaninvolution distinct from conjugation wemust
have f=—t.Inparticular wedefine E1‘=kqk“ where kisoneofthe
‘standard’ basis vectors. This involution willbecalled areversion since it
leaves thegenerators {i,j}invariant, butofcourse reverses their order
inproducts. Bytaking anyvector quaternion twehave aninvolution
given byqT=tqt‘1. However, allsuch involutions areequivalent to
reversion. Without loss ofgenerality wecanchoose thedefining tto
satisfy t2=-1.Then iftandkarelinearly independent they generate
H.Toseethisallweneed tocheck isthatthecommutator [t,k],which
iscertainly avector quaternion since itisanticonjugate, isnotalinear
combination oftandk.Buttandkboth anticommute with [t,k],which
thus cannot bealinear combination ofthem. Since {k,t}generate H
wemay define anautomorphism, G,bytG=k,kc=t.This auto-
morphism must beinner since Hisacentral division algebra andhence
central simple. That is,t=gkg“ forsome g,andgil=l‘2§ forsomeAPPENDIX A 339
JteIR.Soifs=/l‘1g then t=sks, which isthecriterion forTtobe
equivalent toreversion.
Table A1Thequaternion algebra
1 i j k
7;‘!--i|—1p—i 77"-'*-'+-*'-u-doIliav-...
,_|. idW‘" " -1 k q
" " —k -1 i
Just asitisimportant toknow that anypositive real number canbe
written asasquare ofapositive number, andthat anycomplex number
canbewritten asasquare, itwillprove important toknow that any
reversion symmetric quaternion canbewritten asasquare ofareversion
symmetric quaternion. Aswehave remarked qqisapositive real
number and sowemay introduce anorm defined by|q|2=qr}.
Reversion isrelated toconjugation byif=k‘1@’k, and forany qwe
have q”=if/Iqjz, soify=)2then
_1<“’yl< .Y1=*-"T (1)M
Writing 1+q as 1+q=q"q +q=(1+ q'1)q gives
q=(1+q"1)"(1 +q),foranyq.Inparticular, ifyoisaunit-norm
reversion symmetric quaternion then
r@==(1-t>m‘3l“(1i-yo)
_k"1(1+k"y0k)k(1 +ya) by(D
U+yH’1+ 2
=(--—---iii) sincek2=—-1. (ii)l1+Y0 l
For any qwehave |k‘1qkj2 =k"’qkkqk"1 =k“q£jk =qq=
from (i)
l1+ Yrillz =|k_1(1+ )’0)k|2 :l1+ )’0l2-
Thus (ii)gives yo=x2,forthereversion symmetric xgiven by
1+yX_1..._<?_
l1+Yuli
Then forareversion symmetric yofarbitrary norm wecan write
y=|yjy0 ={]y|1’2x}2, since anypositive realnumber hasarealsquare
root.
340 APPENDIX A
Itwillbeuseful tobeable toidentify thetensor products ofthese
division algebras. Obviously ]B®IFi =IB,IFi®C =CandlR®H =H.
Thealgebra C®C hasabasis {1,i,j,ij}where iandjcommute and
i2=jz=-1.SoifP=%(1 +ij)and Q=;%(1—ij) then Pand Qare
orthogonal idempotents such that 1=P+Q.The algebra P(C®C)P
has Pasidentity, and since Pisinthecentre ofC®C wehave
P(C®C)P =(C®C)P, which isatwo-sided ideal. Similarly for
(C®C)Q. Since PandQareorthogonal
C®C =(C®C)P(-D(C®C)Q.
We may choose {P,iP} asbasis for (C®C)P and sohave
(C®C)P =C.Similarly fortheother ideal giving
c®c=ceac. (A29)
The algebra C®H hasabasis {1,z,i,j,k,zi,zj,zk}where {1,z}
isabasis forthecomplex subalgebra thatcommutes with thequaternion
subalgebra spanned by{1,i,j,k}.C®H may begenerated by{z,i,j}.
The subset {1,z}spans thecentre which isthus isomorphic toC.If
en=%(1+zi)and 922=5l.(1~zi)then ell, e22 are orthogonal
idempotents with 1=en+e22. Ifwechoose e21-jell =ezzj and
e12=—je22 =—e11j then thee,-,-form anordinary basis for./t/t2(lB), so
C(1R)®H(B) =<l3(1B)®Jl/'~z(1B)- (A30)
Wedonothave todoanywork todetermine thestructure ofH®H.
Thequaternion algebra isacentral division algebra and, since ithasthe
involution ofconjugation, H=HOP. Sofrom Theorem 4wehave
Han®Hun=rnmn (An)
Having completed ourreview ofassociative algebras weturn now toa
generalisation oftheconcept ofavector space inwhich thefield is
replaced with aring, orassociative algebra, with unit element. Aright
R-module M,over thering Risanadditive Abelian group with amap
from
M><R——-->M:(x, q)I——>xq
such that
x(q1q2):(xql)q2
X(q1+(T2)=rel+Xe; (ii)
(X+y)q=xq+rq
xl=x (iii)
where 1istheidentity inR.
__,..._.iI'“.._’_APPENDIX A 341
The writing oftheelement from Rontheright-hand side isof
significance in(i)when Risnon-commutative; inthiscase theabove are
obviously altered togive aleftR-module. The notion ofalinear map
may readily beextended toapply toleft(orright) R-modules. IfIisa
minimal leftideal inanalgebra with unity, .94,then Iisanexample ofa
left6-module. If6issimple with .6=93J®Jl/L then Iisalso aright
Q2)-module, formultiplication ontheright by9Dwillpreserve theI.In
thiscase Iissimultaneously aleft.6-module andaright QD-module, with
the.94action being right 2-D-linear, andtheQ2)action being left6-linear.
Thus forsimple algebras wearelead toconsider right H-modules.
Although theconcept oflinear independence extends tomodules, in
general anR-module need have nobasis. However, H-modules dohave
bases, thenumber ofbasis vectors determining thequaternionic dimen-
sion, dimH.Thus, forexample, ifIisaminimal left ideal in
6=H®./I/t, then dimHI=r,whereas dimRI=4r.
Bibliography
Albert A1941 Introduction toAlgebraic Theories (Chicago: Chicago University
Press)
l 1961 Structure ofAlgebras (Am. Math. Soc. Coll. Publ. vol24)
Greub W1978 Multilinear Algebra 2ndedn(Berlin: Springer)
Appendix B
Vector Calculus onIB3
Asanillustration ofthemethods ofdifferential calculus itisuseful to
make contact with theelementary vector calculus ofEuclidean 3-space.
Such aspace regarded asamanifold has the special property of
admitting aclass ofglobal charts. Wemight callone such achart a
Cartesian chart since thecoordinate maps {xi} i=1,2,3yield the
familiar Cartesian coordinates x"(p)forpe1B3.Insuch aglobal chart
theEuclidean metric tensor isexpressed as
3
g=2dx‘®dx" x’(p) eIR.
i=1
The orthonormal frames {X,»}={S/8x1, 3/8x2, 8/8x3} and co-frames
{e‘}={dx1, dxz, dx3} areinthiscase naturally dual toeachother.
Observe also that df’=8/8x‘. For some problems other non-global
charts areuseful. The familiar ‘spherical polar’ chart with coordinate
functions (r,6,cp)hasco-domain
8 O<r(p)<0o
0<q9(p)5.27T
O<6(p)<rr.
The polar chart isrelated totheCartesian chart ontheoverlap bythe
transformation ofcoordinates
r:[(x1)2 +(x2)2 _|_(x3)2]1/2
__1 1)2+( 2)2]1/2
6Z5"‘[(x‘)2x+ <-»erx+(W11/2
Q9:COS-1[(x1)2 +8(x§)2 +(x3)2]1_/2'
Ifwetried tocover thewhole surface r=constant (abO),with a
single coordinate chart there would arise anambiguity inassigning
I36.»-mwflAPPENDIX B 343
coordinates tothepoles ofthesphere. Such ambiguities cangive riseto
‘singularities’ insubsequent calculations, these pathologies reflecting
only animproper useofcoordinates. Inapolar chart wemay write
3 V . . . . .
‘8x’ 8x‘ Eix‘ )(E-Bx’ Eix’ 3x’ )=-—a +—ae +—-<1 (>9-—a ‘<10 -—agElm ran seq’ Sr“Lee +3(p(p
or,since
x1= rsinblcoscp
x2=rsin6sinq:>
x3=rcosél
g=dr®dr +r2d6®d6 +r2sin26drp®dq2.
Similarly
3
e*=E(@.,®@x,)i=1
3
=Z[(ar/axqa, +(6)6/6)x‘)86 +(ea/axi)a,.]®[(ar/axi)a,i=1
+(86/E~Jx")89 +(@Q0/@X")@q,]
8 8 18 8 1 E9 6)
"8r®E9r +,»1ae® ae+,~2Sin2@a<p®a<p'
Hence anorthonormal co-frame inthis chart is{El} ={dr, rd6l,
rsin6ld<p} with dual (orthonormal) frame
E)18 1 8
{Y.-}—{..I SrrS6 rs1nt9 Srp
Themetric duals ofdr,d6,diparethelocal vector fields
.... 8 ~ 18 ~ 1 8
d-—-—,d6=—-—,d -e .
r at r259 (P r2sin26 59¢}?
(Observe thatpoints pwith r(p) =0,6(p) =0areoutside ourworking
chart.)
Ontheoverlap UofaCartesian chart and our polar chart, for
fe@(U)wemay write
df=(Sf/8x")dx" =(Sf/8r)dr +(Sf/E96)dt9 +(Sf/8(p)d(p.
The metric dual ofdfiscalled thegradient off,sometimes written
gradf.OnU
4-..,,, _ ¢--...‘, a-.._; a-..._4
gradf —df—(Sf/E9x’)8/8x‘ —(Sf/8r)dr +(Sf/66)dt9 +(Sf/E9(p)d<p
...(1)1,..1_(.§_f.)i ,-.1jar)8'\8rSr,1aeaer2sir136\3(p sup"
344 APPENDIX B
Interms oftheorthonormal basis {Y,-}
_8f)1(1)gradfn (Gr 1/1+ r86Y2+rsint9 EirpY3’
IfZisavector field onUwemay write
Z=$8/8x‘ =§’E9/Sr +$98/E36 +$68/Scp
where E’,E’,E9,E66F(U). The ‘rate ofchange off’inthedirection
specified bythevector Z,orthedirectional derivative offinthe
direction Z,isdefined asZ(f).Interms ofthevector field gradf
Z(f)Edf(Z) =s(Z»fill‘)=s(Z,gffldfl
Inthree-dimensional Euclidean space itiscustomary touse adot
notation forthemetric evaluated ontwo vectors, namely g(X, Y)E
X-Y.This casts theexpression forthedirectional derivative into the
form
Z(f) =gradf-Z.
Letusexplicitly compute the*map associated with theEuclidean
metric. If{El} isanyorthonormal co-frame with respect tothisgthen,
with *1=ElAE2AE3,wefind
*E1: EZAE3, *E2 =E3/\E1, *E3 =El/\E2
*(E1/\E2) =E3»*(E2/\E3) =E1»*(E3/\El)= E2
*(E1AE2AE3) =I.
Consequently, inthis case, **=1onallforms. The *map for
Euclidean 1B3establishes arelation between 2-forms andl-forms. The
metric dual, ~,maps 1-forms tovector fields. Thus there isacorres-
pondence given bytheEuclidean metric tensor between 2-forms and
vector fields onIB3.Given twovector fields inanyg-orthonormal frame,
X=§"Y,-, Y=§lY,~, wehave
XV/\ 5;=(5162 *§2§1)i71 /\Y2+(5263 *6366372 /\Y3
+(6361 -<§l§3)fiYd3/\ T71-
Butsince {"Y,-}isanorthonormal co-frame
*0?/\Y)=(€1C2— s1c1)'Y'3+<r2t3 -§3C2)S/V1
+(e3§1— &1:3)'Y'i erT*1R3_-I-'—"1-—-—-11-1-P"
.-v no
Hence the orthonormal components ofthevector field *(XAY)
correspond tothecomponents ofthecross orvector product oftwo
vectors with orthonormal components (El), (Q4) respectively. Such a
correspondence alsoenables ustomake contact with theoperation curl.om
APPENDIX B 345
Foravector field VonUe1B3wedefine
curlV=
Forexample, inaCartesian chart with V=VIG,-:
V=Vldxl
di7=(alt/2 -S2V1)dx‘ Adxz+(azt/3 -E33V2)dx2Adx3
+(E33V‘ —81V3)dx3Adx1
*di7=(an/2-a,v1)<:n3 +(OZV3-e,v2)<Ix1 +(a,v1-81V3)dx2.
Thus, indeed, theorthonormal components of*dV have theexpected
form forthecomponents ofthecurlofthevector field with orthonormal
components (V1, V2,V3). Ifwework inthepolar chart with
v=vra,+V986+via,
=v1Y,+VQY2+WY,
where V1=V’,V2=rV9, V3=rsin6V‘?", then
I7=v1E1+V2152+V3E3
=V’dr +r2V9d6 +r2sin26V‘l’d(;0
where E1=dr,E2=rdt9, E3=rsin6dq9. Hence
di7=E96V’d6Adr +a,,v*<1<pAar +8,(r2V")drAd6
+8,,,(r2V9)d<pA d6+8,(r2 sin26V*")dr Adtp
+6,9(r2 sin26V¢’)d6lAdq2
1=[E9,(r2V9) ~89V’];E1 AE2+[86(r2sin26V‘l’)
1
—a¢(r2V6)] E2A E3 -l"[8,,V’
~8,(r2sinZevr)];-£5-553 AE1
so
*d\7=[Z-3,(r2V"') -a.,v'](1/r)E3 +[a,,v'
—8,(r2 sin26V‘l’)]1/(rsin 6)E2 +[89(r2 sin2l9V‘*’)
—8Q.,(r2V9)]1/(r2 sin6)E1.
The orthonormal components of*dV once again provide theclassical
component expression ofthecurlofV,here inpolar coordinates.
The maps *and ~also give acorrespondence between vector fields
346 APPENDIX B
and0-forms on1B3.The0-form divVassociated with avector field Vis
defined by
(divv)=*a*i7.
InaCartesian chart
*V=Vldxz Adx3+V2dx3 Adxl +V3dx1 Adxz
d*l7=(alvl+azvz+83V3)dx1Adx2 Adx3-
Butinthiscase *1=dx‘AdxzAdx3so
*d*l7=an/1+ an/2+83V3.
Exercise Bl
Compute divVinthepolar chart above.
Thus the operations ofgrad, curl and div inIB3are seen to
correspond totheapplication oftheexterior derivative dto0,1and2
forms respectively followed bythemetric correspondence relating such
forms totheir metric duals. Itisaworthwhile exercise toverify the
vector analysis identities
grad(f/1)=(gradf)/1 +f(g1'a<1 /1)
curl(fv) =(gradf) ><v+f(curlv)
div(fv) =g(gradf, 0)+fdivv
div(v><u)=g(v, curlu).
byassociating differential forms oftheappropriate degree with the
functions f,hand vectors u,v.These relations allfollow from the
properties oftheHodge map, theLeibnitz rulefordanditsnilpotency,
dz=0.
Bycomposing theoperator *dwith itself oneobtains ahigher-order
differential operator onforms. Iffe@(lB3) then inaCartesian chart
*df=81fdx2Adx3 +E92fdx3Adx1+ 83fdx1Adx2
*(;l*(lf =—'(3%+8%+
thisbeing theLaplacian operator onthefunction f.The Hodge map
affords usanefficent way tocalculate theLaplacian inanychart. The
trick istoexpress forms inacoordinate (ornatural) coframe prior
totheaction ofdthus exploiting d2=0foreach natural basis form, but
torevert totheorthonormal co-frame prior totaking aHodge dual. For
example, inanypolar chart
af=E9,fdr+a,_,fde+a,,,fa¢
=8,fE‘+(1/»~)a,,fE1 +1/(rsin 6)8,,,fE3APPENDIX B 347
*af=8,fE2A153+(1/r)86fE3 AE‘+1/(rsin 6l)E5>,,,fE~1 AE2. l
Or,reverting toanatural basis,
*df=E9,fr2sin 6d6A dqo+sin686fdcp Adr+(1/si1I6)E9,,,fdrA d6.
Now apply dtaking notice ofthefactthatd6Ad8=Oetc:
. . 1d*df =(E9,(r2 s1n6l8,f) +89(s1nt989f) +gi-;]—~é(8§,f))drA d6A (lQ9.
But *(drA d6Adcp) =1/(r2 sin6)*(E1 AE2AE3)=1/rzsin 6. Thus
finafly
1 1 . 1*Cl*(lf =75@,,(I’25,_f) + 89( S1111986f) + @if.
The notion ofaLaplacian can begeneralised toanoperator on
p-forms, inwhich case itisusually called more generally theLaplace—-
Beltrami operator. Ifarel“Ap(U) then Aa/E I“/\p(U) isdefined in
Euclidean 3-space by
Aer=(—1)P*1(d*d* ~*d*d)a
which reduces totheabove Laplacian on0-forms. The components of
theLaplace—Beltrami operator ona1-form give the‘vector Laplacian’.
Many physical theories areformulated interms oftensor fields
satisfying field equations. Such field equations often arise astheresult
ofsetting tozero certain forms constructed outofdand *andother
differential forms. Forinstance, thestatic Newtonian gravitational field
inEuclidean 3-space devoid ofmatter isdescribed interms ofareal
function (I)on1B3subject totheequation d*d<I> =0or,after applying *
A<I>=O.
Solutions tothis equation define avector field X=dd)called the
Newtonian gravitational field. The integral curves ofXdescribe lines of
gravitational force. Amassive (test) particle experiences ‘Newtonian
acceleration’ inthedirection determined byX.Todescribe inmore
detail theinteraction ofthis field with massive particles requires a
formulation ofNewton’s laws ofmotion. Surprisingly wemust wait until
Chapter 6before thenotion ofparticle acceleration isdefined. Suffice to
sayhere that amassive particle isendowed with aparameter m,its
inertial mass, such thatitexperiences theNewtonian gravitational ‘force’
mdé. Asmooth distribution ofmatter can generate aNewtonian
gravitational field. Ifthedistribution isspecified bythemass density
0-form pe§(lB3), itactsasasource ofNewtonian gravity according to
Poisson’s equation:
d*d<I> =p*1.
(NB Both sides ofthisequation eFA3(]R3).)
348 APPENDIX B
s Exercise B2
Obtain intheIB3cylindrical polar chart with coordinates (r,cp,2)and
orthonormal co-frames e1=dr,e2=rdcp, e3=dzthecomponent equa-
tionfortheNewtonian potential <1),
(1/r)8,(r8,<I>) +(1/r2)a§,<I> +ago=p.-u»- 1-:
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9:1Cahen M,Gott A,Lemaire Land Spindel P1986 Killing spinors, in
Geometry andPhysics, Trieste Conf. I986
tions. inGeometry andPhysics, Trieste Conf. I986
1:Hitchin N1974 Adv. Math. 141-55
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3:Shanahan PTheAtiyah—Singer Index Theorem. AnIntroduction (Springer0:Lichnerowicz A1986 Killing spinors according toOHijazi, andapplica- j
Lecture Notes inMathematics vol638)
Abelian, 308 Chain rule, 135
Acceleration, 203 Characteristic
Adjoint involutions, 67,71 field, 310
Algebra, 307, 316 zero, 310
Almost complex structure, 303 Charge
Alt,alternating map, 5 conjugate spinor, 96
Angular momentum, 197 conjugation (Dirac spinor), 287
Anti-automorphism (algebra), 319 conjugation (ofspinor fields), 266
Anticommuting spinors, 103 electric, 190
Antisymmetric, 4 Charged scalar field, 241
tensor gauge fields, 260 Chart transformations, 131
Atiyah—Singer index, 306 Chiral spinor, 97
Atlas, 130 Cl‘map, 129
Automorphism, 3 Christoffel symbols, 222
group, 119,308, 313 Clifford
Autoparallel, 202 2-forms, 252, 253
algebra, 23
Basis (vector space), 311 ,algebra, (complexified), 60,80
Bianchi’s firstidentity, 213 commutator, 50,107
Bianchi’s second identity, 213 group, 42
Bijective, 309, 312 group (Lie algebra of),51
Bilinear covariants, 93 product (relation toexterior
Bilinear form. 314 product), 24
Bispinor, 100 sub-bundles, 276, 306
Boost, 186 subgroups, 46,71
orbit, 187 Clock, 183
Boundary, 125, 168 Closed forms, 188
Brans—Dicke theory, 250 Closed sets, 125
Co-derivative, 189
Calabi—Yau, 306 Coherence (onoverlaps), 263
Central algebra, 316 Co-homologous, 188
Centre (ring), 310 Commutative, 308
Centre, 308 ring, 310
352
Commutator
ofLieandcovariant derivative,
231
ofLieandspinor covariant
derivative, 273
Complete vector field, 158
Complex
conjugation, 41,81,95
structure, 116,315
structure (onspinor space), 59
vector space, 315
Complexification, 315
Complexified Clifford algebra, 60,80
Components (vector), 311
Conformal
2-forms, 226
group, 192
isometry, 191
Killing vector, 231
symmetry (ofMaxwell’s
equations), 192
tensor, 226
Conformally
flat,227
related, 225
Conjugate
linear map, 315
space, 44 2
Connection
1-forms, 200, 207
components, 200
Conservation laws, 237
Conserved currents (Dirac equation),
280
Constant curvature, 225
Continuous
function, 125
map, 129
Contracted Bianchi identities, 219
Contraction map (ontensors), 17
Contragradient, 17
degree, 16
Contravariant, 141
degree, 16
Coordinate
basis, 143
chart, I30
Coset, 308INDEX
Cotangent bundle, 147
Coulomb solution, 190, 193
Covariances ofDirac equation, 280
Covariant derivative, 200, 206
ofspinor fields, 267
oftensor spinors, 296
oftensors, 199
Covariant degree, 16
Covariant differentiation (Clifford
forms), 252
Covariant differential, 207 '
Covariant exterior derivative, 216
Cross product, 344
Curl, 345
Curvature, 199
constant, 225
forms, 209
operator, 209
operator (ofspinor), 271, 279
operator asClifford commutator,
253
scalar, 219
tensor, 208
Curve, 134
Decomposable, 3,8
Degree, 2,313
oftensor, 2,16
Degree, (s)group of,313
Derivation, 4,127
Diffeomorphism, 129, 132
Differentiable
manifold, 129
map, 129
structure, 131
Differential form, 146
Dimension, 311, 316
Dirac
adjoint spinor, 92
equation, 278, 282
matrices, (seegamma matrix)
operator, 278
spinors, 92,104
stress tensor, 290
Direct product (group), 309
Direct sum, 3
algebra, 317
vector space, 312Directional derivative, 138,344
Divergence, 221, 346
ofMaxwell stress tensor, 256
Division
algebra, 316
ring, 310
Dominant energy condition, 237
Dual space, 313 -
Duality rotation, 116
Duffin—Kemmer-—Petiau equations,
260
Eddington—Finkelstein coordinates
248
Einstein
(n—1)-forms, 220
field equations, 234, 236, 247
—Maxwell system, 240
space, 222
summation convention, 311
tensor, 220
--Yang—Mills system, 240
-Kahler stress tensor, 259
Electric charge, 190
Electrically charged fluids, 242
Electromagnetic radiation, 185
Electron, 181
Endomorphism, 313
Energy, 186
Energy conditions onthestress
tensor, 236
Equivalent
involutions, 337
representation, 316, 321
Eta(ti)onClifford algebra, 23
onexterior algebra, 7
Euclidean
manifolds, 174
vector space, 123
Even subalgebra, 39,80
Exact, 188
Exponential map, 203
Exterior
algebra (asquotient oftensor
algebra), 5
derivative, 154
p-form, 5
product, 5INDEX 353
External direct sum, 315
bundle, 151
f-related vector fields, 143
Faces, 167
Faithful representation, 316, 321
Falling freely, 177
Fermi—Walker orF-connection, 234
Fibre, 145
Field, 310
algebraically closed, 310
characteristic of,310
Fierz rearrangement, 98,285
First structure equation, 208
‘Flag’ (null flag), 116
Flux, 195
Frame, 311
Galilean
group, 177
-relativistic, 176
Gamma (y)matrix, 37,86
Gauge invariance of '
electromagnetism, 188
General linear group, 311
Generalised spinor structure, 263
Generators, 308
algebra, 317
ofasubgroup, 308
ofavector subspace, 312
Geodesics, 203
Germ, 137
Graded
algebra, 316
subspace, 313
vector space, 313
Gradient, 344
Gravitation with torsion, 249
Gravitational mass, 206
Gravitational waves (with neutrinos)
293
Group, 307
representation, 316
Gyroscopes, 234
H-module, 60
Harmonic, 190
Hausdorff, 126
354
Hermitian, 41,63,84,87,90,269,
300
conjugate, 92
Hodge deRham operator, 254
Hodge map, 13,15,173, 180
andClifford products, 28
Homeomorphism, 126
Homogeneous
elements ofagraded vector space,
313
linear map, 313
Homogenous, 2
Homologous, 191
Homomorphism
algebra, 318
group, 308
Horizon, 248
Ideal, 10,23,317
fluid, 242
observer, 183
Ideal ofanalgebra, 317
Ideal, single sided, 323
Idempotent, 324
Identity, 307
ring, 310
Imbedded (submanifold), 133
Imbedding, 133
Immersion, 133
Index
ofinner product, 66,76,85
ofnilpotent element, 323
Inequivalent involutions, 68
Inertial
chart, 184
mass, 347
reference systems
Infeld, 99
Injective, 309, 312
tangent map, 133
Inner, outer, 309
Inner automorphism
algebra, 318
group, 309
Inner products (onspinor fields), 264
Instantaneous, 185
Integral curve, 157
Integration, 167Interior derivative, 4
onClifford algebra, 23
onexterior forms, 9
Interior multiplication, 11
Intrinsic spin, 290
Invariance group, 314
Invariant subgroup, 308
Invertible element (ring), 310
Involutions, 4,336
Involutary anti-automorphism (see
also 5),4
Involution
classification ofinvolutions inthe
realClifford algebras, 78
equivalence of,337
inequivalent involutions ofreal
algebras, 68
ontensor product ofalgebras, 72
Irreducible representation, 316, 321
Isometry, 173
Isomorphism
algebra, 318
group, 309
Isotropic
coordinates, 247
subspace, 106
Jacobi identity, 142
Jacobian, 128
Kahler
2-form, 305
equation, 256
manifold, 304
Kernel, 309, 312, 318
Killing
currents, 196
spinor, 300
vector, 174
Killing’s equation, 229
Klein—Gordon field, 239
Komar form, 239
Laplace—Beltrami operator, 189, 254
Laplacian operator onspinors, 279
Left andright duals, 229
Left coset, 308
Left ideal, 323INDEX INDEX
Left R-module, 341-2 Minimal leftideal, 55
Length (ofacurve), 183 Minkowski spacetime, 181-2
Levi-Civita antisymmetric symbol, MiX6d IBHSOT, 16
15 , Module 340
Lichnerowicz theorem, 299 MOIHBIIIHII1, 186
Liealgebra ofClifford group, 51 Mlllti-i11d6X, 9,27
Lie-algebra-valued p-forms, 240 Mllltilillefif, 2,16
Liebracket Multipolei 191
Liederivative
onspinors, 271 mform: 10
ontensors, 161 Natural
Light-cone, 181
Linear
connection, 200basis, 143
dual basis, 313
local basis,
d°P°"d@"°“’- 311 Neighbourhood, 124
frame’ 311 Neutrino waves (with gravity), 293
map’ 312 Newtonian
quotient space, 312
space oflinear maps, 313
transformation, 313
Local frame, 172
Locally symmetric space, 303
Lorentz force law, 243
Lorentzian
Clifford algebra, 85,113
connection, 232
manifold, 172
Lorenz gauge, 190
Lowering convention, 314
Majorana conjugate spinor, 95
Majorana spinor, 96,104, 115
Majorana—Weyl spinor, 97,104
Mass—energy, 185
Maximal
integral curve, 158
isotropic subspace, 107
Maxwell stress (Clifford form), 255
Maxwell stress tensor, 194, 197
Maxwell’s equations, 178, 181, 188
Clifford form, 255
Metric, 314
compatible, 214
compatible connection forms, 215
dual, 14,314
onp-forms, 14,27
tensor field, 171
topology, 126acceleration, 205, 206
angle, 186 :
gravitational coupling, 247
length, 186
potential, 206
velocity, 185
Nilpotent, 323
Norm homomorphism, onClifford
group, 46
Non-associative algebra, 119
Non-degenerate metric, 314
Non-nilpotent algebra, 324
Non-rotating frame, 234
Normal
coordinates, 203
neighbourhood, 203
subgroup, 308
Odd dimensions, 89,92
ofagroup, 309
ofalinear space, 313
ofanalgebra, 318
One-parameter diffeomorphism, 156
Open set,125
Opposite algebra, 4,319
Oraring, 310
Orbital angular momentum, 290
Order, 2,307
Ordinary matrix algebra, 320
Orientation, 14,132355
356
Oriented
r-chain, 168
r-cube ,167
Orthochronous transformations, 47
Orthogonal
group, 42,314
idempotent, 325
Orthonormal basis, 314
Outer automorphism (group), 310
p-form, 5
Parallel, 201
along acurve, 201
spinor, 303
transport map, 202
vector field, 202
Parallelism, 199
Parametrise, 171
curve, 134
Parity-preserving orthogonal
transformations, 47,49
Period (ofanautomorphism), 119
Photons, 185
Physical dimensions, 178
Pierce decomposition, 325
Pingroups, 46
example ofPin(3, 1),53
Pinor structure, 263
Plane-wave basis (forDirac
equation), 288
Poincare, 178
group, 182
Polarities, 179
Potential, 188
Primitive idempotent, 325
Principal idempotent, 325
Proca field, 240
Product manifold, 145
Projection operator, 26
Proper time, 183
parametrisation, 183
Pseudo-Riemannian, 172
connection, 221
Pullback, 133
map, onfunctions, 133
onforms, 148
Pure spinors, 106, 108INDEX
Quantum theory, 282
Quotient algebra, 10,25
Quaternion
conjugation, 65,73,338
reversion, 339
Quaternions, 338
Quotient
algebra, 318
group, 308
R-module, 340
Racah time reversal, 94
Radical, 324
Raising andlowering conventions, 19
Rank, 2,312
ofanidempotent, 334
oftangent map, 133
Rank-two spinor, 103
Rarita—Schwinger equations, 296
Reducible
algebra, 317
representation, 119,316, 321
Reflections, 43
Regular element (ring), 310
Regular representation (algebra), 321
Reissner-Nordstrom solution, 243
Representation
equivalent, reducible, faithful, 316
ofanalgebra, 321
ofagroup, 316
Representative, 308
spinor, 108
Representing spinors, 275
Reversion (quaternions), 338
Ricci
1-forms, 210
tensor, 210
Riemannian, 172
Ring, 310
Rotational isometry, 174
Scalar field, 239
Schwarzschild metric, 247
Second structure equation, 209
Section, 146
ofatangent bundle, 146
Sectional curvature, 223Semi-direct product, 51
group, 310
Semi-orientation, 48
Semi-simple (algebra), 326
Semi-spinor representation, 55
Semi-spinors, 97
Signature, 314
Simple (algebra), 327
Smooth manifold, 131
Spacetime, 181
Span,311
Spatial direction, 185
Special orthogonal group, 45
Spherical harmonics, 258
Spin‘?
manifold, 306
structure, 264
Spin groups, 46
example‘ ofspin(3, 1),53
Spin-invariant products, 62
Spin manifold, 262
Spinor
bundle, 261
covariant exterior derivative
field, 262
frame, 263, 293
Laplacian, 279
representation, 55
structure, 262
Spinors, 54
Standard spinor frames, 263
Starmap (seeHodge map)
Static metric, 244
Stationary, 184
metric, 244
observer, 1,84
Stokes’s theorem, 169
Stress energy tensor, 236
Stress tensor
Dirac, 290
fluids, 242
Kahler, 259
Klein—Gordon, 239
Maxwell, 194
Proca, 240
Yang—Mills, 240
Strong energy condition, 237INDEX
Structure
constants, 174
equations, first, 208
equations, second, 209
functions, 215, 280
Subalgebra, 316
Subgroup, 308
Submanifold, 133
Sum (vector space), 312
Summation convention, 311
Supergravity, 249, 296
Supersymmetry, 283, 301
Surjective, 309, 312
Symmetric metric, 314
Symmetrisation, 4
9’,(seeprojection operators)
Tangent, 136
bundle, 143
map, 138
plane, 223
space, 127, 137
vector, 136, 142
Tensor, 2
algebra, 2
algebra (mixed), 16
field, 150
product (ofalgebras), 319
spinors, 294
thegroup ofall,309
Time reversal (onspinors), 49
Topological
manifold, 124, 127
space, 124
subspace, 125
Topology, 125
Torque, 197
Torsion 2-forms, 208
Torsion tensor, 208
Total matrix algebra, 320
Trace
inClifford algebra, 91
ofatensor, 18
theorems, 91
Translational isometry, 174
Translations, 182
Triality, 106, 117, 120
35s ::
Twisted vector rep1... ,31;, ;,_. _vcondition, 237
Twistor, 299 ~"' ‘:.i‘" 5-:Istructure theorems),
equation, 298
Two-component formalism, I .us,279
Weyl
U(l) spinor, 97,100, 108
covariant derivative, 241 tensor, 226
ofspinor, 270 Wigner time reversal, 94,288
exterior covariant derivative, 241 Witt basis, 107
Unit element (ring), 310 Witt index, 66
Units, 181 World line, 183
Valence, 103 Xi(E)
vanderWaerden formalism, 99 theinvolutory anti-automorphism,
Vector analysis inEuclidean 3-space, 4
342 theinvolution onexterior algebras,
Vector 8
field, 141 theinvolution onClifford algebras,
representation, 42 23
twisted, 45
space, 310 Yang—Mills field, 240
subspace, 312
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