generalizations
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Expository notes (Section G.2, Generalizations) from a document on 3D rotations, in a mechanics folder. They cover the so(3) commutation relations, irreducible representations of dimension N=2j+1, spin-1/2 and Pauli matrices, Casimir operators, and spherical harmonics as differential-operator representations. They also mention SU(2), the Lorentz and Poincare groups, SU(3), and why special groups need traceless generators (det e^A = e^tr A).
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G.2 Generalizations
Before continuing our discussion of 3x3 rotation matrices, we momentarily wander off to place the previous section in a larger context. Then in Section G.3 we return to regular 3D rotations.
The rotation group
The generators Ji shown in (G.1.2) are a special case of a more general idea which starts with the commutation relation (G.1.5) that [Ji, Jj] = iεijkJk . One first thinks of the Ji as abstract "operators" in some abstract "operator space". One can show that it is possible to find a set of three NxN matrices of any integer dimension N which satisfy (G.1.5). The matrices are not unique, so (G.1.2) for the Ji in three dimensions is not unique, but it is a standard form.
The three NxN generator matrices Ji are said to form an N-dimensional "irreducible representation" of the abstract generators Ji. One can always create new viable generator matrices by taking a "direct sum" of existing viable generator matrices, such as in this block-diagonal-form picture
(G.2.1)
This generator matrix is "reducible" into a direct sum of S, T and R. An "irreducible" representation is one that cannot be reduced in this manner. The same comment applies to rotation matrices.
The commutation relation (G.1.5) is an example of a Lie Algebra, Our particular Lie Algebra is called so(3), so we can represent the algebra elements Ji of this algebra by three NxN matrices Ji. It is possible to write down a formula analogous to (G.1.3) which works for any N, but (G.1.3) itself only applies to N = 3. This is so because εabc has no meaning for N ≠ 3. But it always has meaning in (G.1.5) because there are only three generators regardless of the value of N.
For general N, the object Ri(θ) = exp(-iθJi) is an NxN matrix which represents the action of a rotation of an N-vector in a Euclidean space EN. The set of such rotation matrices forms an "irreducible representation" of the rotation group SO(3) in N dimensions. The integer N is usually written N = 2j+1 where j = 0, 1/2, 1, 3/2 ... and this j then serves as a label for a given matrix representation.
The value of j in N = 2j+1 is associated with "angular momentum" or "spin". In the case N=2 (having j=1/2) the generator matrices are the 2x2 "Pauli matrices". In this case the 2x2 matrices exp(-iθJi) describe the rotations of spin-1/2 particles such as electrons or protons. Here are the details for N=2 :
Jx = (1/2) Jy = (1/2) Jz = (1/2)
Rx = Ry = Rz =
(G.2.2)
The "vectors" for spin-1/2 particles have two components . The special case is called "spin up" and is "spin down".
For the Lie Algebra so(3) one can show that J2 ≡ J12 + J22 + J32 and any particular Ji commute with each other, so [J2,Ji] = 0. J2 is called a Casimir operator of this Algebra, and fancier Lie Algebras can have several such Casimirs.
It is also possible to "represent" the three generators Ji by three differential operators in spherical coordinates θ and φ. These operators satisfy [Ji, Jj] = iεijkJk and in this context they are usually called Li. In this case, one can compute the differential operator J2 and one can ponder differential equations which take the form J2 fjm(θ,φ) = j(j+1) fjm(θ,φ) and Jz fjm(θ,φ) = m fjm(θ,φ). The solutions fjm(θ,φ) are able to have well-defined eigenvalues j(j+1) and m because [J2,J3] = 0. The solutions of these equations are called the spherical harmonics and are written Yjm(θ,φ). Just for the record, here is what the differential operators look like, where C = cos and S = sin (for example, Sφ = sinφ and ∂φ = ∂/∂φ) :
J1 = i [ Sφ ∂θ + cotθ Cφ ∂φ] J = eiφ [ ∂θ + i cotθ ∂φ ]
J2 = i [ Cφ ∂θ cotθ Sφ ∂φ] J2 = [ ∂θ2 + cotθ ∂θ + (1/Sθ)2 ∂φ2]
J3 = -i ∂φ J2 = [ (1/S) ∂θ [ Sθ ∂θ ] + (1/Sθ)2 ∂φ2 ] (G.2.3)
Reader Exercise: Verify that the three operators on the left satisfy the Lie Algebra [Ji, Jj] = iεijkJk.
For the hydrogen atom with a spinless electron, there are three mutually commuting quantities H, J2 and J3 where H is the Hamiltonian. This means that the solution eigenfunctions can have well defined E, j and m values and these eigenfunctions are those painful "orbitals" appearing in chemistry books. When the Hamiltonian commutes with some other operator like J2, that operator is called a "symmetry". Solution functions then bear a label for each such symmetry, such as j for J2.
The Lie Algebra so(3) is isomorphic (one-to-one related) to another Lie Algebra called su(2).
The Lie Group SO(3) is isomorphic to another Lie Group called SU(2).
In the above we discuss only the Lie Group SO(3) with its three generators Ji. There are many other Lie Groups which have physics applications.
Some Other Lie Groups of Interest
The group SO(n) is the orthogonal group in n dimensions and it has n(n-1)/2 generators.
The group SO(3,1) is the Lorentz Group which has 6 generators Ji and Ki which generate 3 rotations and 3 "boosts" (velocity transformations). The Lie Algebra is this,
[ Ji, Jj] = +i εijkJk
[ Ji, Kj] = +i εijk Kk
[ Ki, Kj] = -i εijkJk (G.2.4)
There are two Casimirs : J2 - K2 and JK .
In the "vector representation" known as 1/21/2 the generators are represented as 4x4 matrices. When these are exponentiated, one obtains the finite rotation and boost matrices used in special relativity. For example, with space-time vectors ordered (ct,x,y,z) one has
= exp(-irJ1) where (J1)μν = // rotation Rx(r)
(G.2.5)
= exp(-ibK1) where (K1)μν = // boost Bx(b)
The Poincare Group is basically the Lorentz group SO(3,1) bolted onto the group T(4) of translations in four directions ct,x,y,z. It thus has 10 generators Ji, Ki and Pμ where these last four are momentum and energy. The Poincare algebra has two Casimir operators whose eigenvalues are associated with mass and spin. For example, the mass Casimir is PμPμ . The irreducible representations of the Poincare Group are associated with "elementary particles" which have well defined mass and spin.
The group SU(3) has 8 generators and 2 Casimirs. In one key representation the generators are represented by 3x3 matrices which act on 3-vectors. Instead of having up and down states as with spin-1/2 noted above, these vectors have up, down and strange states called u,d.s which are associated with quarks. The full symmetry group for the Standard Model of elementary particles is SU(3) x SU(2) x U(1) in which SU(3) plays its part.
Special and Traceless Generators
It is desirable that "rotation matrices" have unit determinant because such matrices then do not change the "length" of a vector on which they act. When the representation matrices are restricted to have unit determinant, they are called "special" and the group name is prefixed by the letter S, as in SO(3) for the rotation group. For the 3D representation of the rotation group we know that the matrices are real orthogonal which means RRT = 1 which in turn means det(R) = ±1 and in SO(3) we select only those with det(R) = +1. A "rotation" which just negates x still satisfies RRT = 1 but has det(R) = -1.
A simple theorem concerning exponentiated square matrices is this (Reader Exercise),
det(eA) = etr(A) (G.2.6)
where det is the determinant and tr(A) ≡ ΣiAi is the "trace" or "spur" of the matrix A, the sum of the diagonal elements. If we want the matrix exp(-i θ J) to have unit determinant so it is "Special", the exponent must be traceless, and in this case that means that the generators Ji must all be traceless. One can see from examples (G.1.2) and *** that this is indeed the case.