The_Lee_Wick_Standard_Model_at_Finite_Te
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Research paper by Richard Lebed, Andrew Long and Russell TerBeek of Arizona State University (arXiv:1306.2642, June 2013), filed among the particle physics papers. It develops two pictures of finite-temperature Lee-Wick theories and computes thermodynamic quantities and the one-loop thermal effective potential for a toy model and the Lee-Wick Standard Model. It finds that the electroweak transition is a smooth crossover as in the Standard Model, with high-temperature behavior changed by cancellations between negative- and positive-norm states. Appendices cover quantization conventions and the spectrum.
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The Lee-Wick Standard Model at Finite Temperature
Richard F. Lebed,aAndrew J. Long,band Russell H. TerBeeka
aDepartment of Physics, Arizona State University, Tempe, AZ 85287-1504
bDepartment of Physics and School of Earth and Space Exploration, Arizona State University, Tempe, AZ 85827-1404
E-mail: [email protected] ,[email protected] ,
[email protected]
ABSTRACT : The Lee-Wick Standard Model at temperatures near electroweak scale is considered, with the
aim of studying the electroweak phase transition. While Lee-Wick theories possess states of negative norm,
they are not pathological but instead are treated by imposing particular boundary conditions and using partic-
ular integration contours in the calculation of S-matrix elements. It is not immediately clear how to extend
this prescription to formulate the theory at finite temperature; we explore two different pictures of finite-
temperature LW theories, and calculate the thermodynamic variables and the (one-loop) thermal effective
potential. We apply these results to study the Lee-Wick Standard Model and find that the electroweak phase
transition is a continuous crossover, much like in the Standard Model. However, the high-temperature behav-
ior is modified due to cancellations between thermal corrections arising from the negative- and positive-norm
states.
KEYWORDS : Lee-Wick Standard Model, electroweak phase transitionarXiv:1306.2642v2 [hep-ph] 19 Jun 2013
Contents
1 Introduction 1
2 Introduction to Lee-Wick Theories 2
3 Thermodynamics of Lee-Wick Theories 4
3.1 Ideal Gas of LW Particles 5
3.2 LW Particles as Resonances 7
3.3 Thermal Effective Potential of a LW Toy Model 10
4 The LWSM at Finite Temperature 14
4.1 The LWSM Thermal Effective Potential 14
4.2 Finite-Temperature Behavior 16
5 Conclusions 18
A Quantization Conventions 19
A.1 Classical to Quantum Theory 19
A.2 Mode Expansions and the Hamiltonian 20
A.3 Calculating the Propagator 22
B The LWSM Spectrum 23
B.1 Higgs & Electroweak Gauge Sector 23
B.2 Top Sector 27
1 Introduction
The Lee-Wick Standard Model (LWSM) [1] is an extension of the Standard Model (SM) that tames the
Higgs mass hierarchy problem by modifying the dispersion relationships of the various SM fields in order
to improve the UV behavior of the theory. This modification is accomplished by introducing a new mass
scale LWand extending the Lagrangian by dimension-six operators of the forms L= ()2=2
LWand
L= i(=@)3 =2
LWandL= Tr [DFDF]g=2
LW. As such, the propagators fall off more rapidly
in the ultraviolet (UV) limit above the scale LW, which softens the divergences in one-loop corrections to
the Higgs self-energy from dangerous quadratic ones to harmless logarithmic ones. To eliminate the need
for fine tuning, LWshould be not much larger than the electroweak scale.
Since the LWSM augments the SM by new degrees of freedom at the electroweak (EW) scale that are
coupled to the Higgs (and indeed, one can study a variant LWSM in which only these fields are signifi-
cant [2]), it is natural to expect the new physics to affect the nature of the electroweak phase transition. This
connection is further motivated by the relationship between UV quadratic divergences and the phenomenon
of symmetry restoration [3]. That is, the same Feynman graphs that give rise to quadratic divergences in
the Higgs self-energy also yield O(T2)corrections to the effective mass at finite temperature, and thereby
lift the tachyonic Higgs mass and induce symmetry restoration. In previous work, the free energy density
– 1 –
and thermodynamic properties of the LWSM plasma have been calculated [4], and the non-thermal effective
potential has been derived [5]. The goal of this paper is to study the LWSM at finite temperature using the
thermal effective potential in order to determine the nature of the electroweak phase transition and symmetry
restoration.
The LWSM Lagrangian contains higher-order time derivatives of the various SM fields, which leads
to roughly a doubling of the number of dynamical degrees of freedom.1It is well-known that such higher-
derivative (HD) theories generally suffer from a variety of pathologies (see, e.g., [6, 7] for a pedagogical
discussion). At the classical level, Ostrogradsky’s theorem forces the Hamiltonian to be unbounded from
below due to excitations of the new degrees of freedom. If one departs from the canonical quantization
prescription in quantizing the theory, then the spectrum can be rendered bounded from below, but at the cost
of introducing states of negative norm, i.e., ghosts. Lee and Wick developed a prescription for removing the
ghosts and rendering the theory predictive by treating the system as a boundary-value problem and imposing
boundary conditions at future infinity [8, 9] (see also [10]). Subject to these boundary conditions, the system
develops an acausal behavior on the timescale 1
LW. For LW=O(TeV) , the acausality is confined to
microscopic scales, and thereby evades constraints from direct laboratory observation.
Due to the pathologies of HD theories, it is a priori unclear how to correctly and consistently formulate
a calculation at finite temperature. Developing the correct formulation is one of the goals of this paper. To
illustrate where the trouble arises, consider a classical HD theory. At finite temperature, a system approaches
thermal equilibrium by redistributing energy between its many degrees of freedom so as to minimize its
energy and maximize its entropy. However, for a system in which the Hamiltonian is unbounded, the entropy
can always be increased without bound by lowering the energy of some degrees of freedom and raising the
energy of others. This discussion illustrates why care must be taken in formulating the calculation at finite
temperature.
This paper is organized as follows. For the reader who is unfamiliar with Lee-Wick theories, we provide
a more detailed introduction to the subject in Sec. 2. In Sec. 3 we formulate the thermodynamics of Lee-
Wick theories and calculate the one-loop thermal effective potential for a toy model. In Sec. 4 we evaluate
the thermal effective potential for the LWSM and study the LWSM at finite temperature, determine the nature
of the electroweak phase transition, and investigate the phenomenon of symmetry restoration. In Sec. 5 we
summarize and conclude. Appendix A describes possible quantization conventions, and App. B gives details
of the LWSM spectrum.
2 Introduction to Lee-Wick Theories
The Lee-Wick Standard Model [1] was developed by Grinstein, O’Connell, and Wise as an alternative ap-
proach to taming the gauge hierarchy problem of the Standard Model. In the case of the much better-explored
example of low-scale supersymmetry (SUSY), each SM loop diagram is joined by one in which the loop par-
ticle is replaced by its opposite-statistics partner (but which carries the same gauge and Yukawa couplings),
thus introducing a relative sign difference that induces the cancellation of the leading-order (quadratic) di-
vergence. In the LWSM, each loop diagram is joined by one in which the loop particle is replaced by its
opposite- norm partner, again inducing the desired cancellation.
1Actually, the new vector degrees of freedom are massive, and Dirac fermions partners pick up extra poles, and therefore the number
of degrees of freedom is somewhat more than doubled. This point is discussed in Sec. 4.1; it plays an important role in the issue of
symmetry restoration.
– 2 –
The essence of the original Lee and Wick program [8, 9] is the promotion of Pauli-Villars regulators
to the status of full dynamical fields with negative quantum-mechanical norm. Obviously, such unusual
states introduce paradoxes of physical interpretation that must be addressed. At the classical level, such
signs correspond to instabilities in the form of runaway states of ever-increasing negative energy, while at
the quantum level a negative norm (which generates a Hilbert space of indefinite metric [11]) produces a
violation of unitarity. However, Lee and Wick showed that these runaway solutions can be eliminated from
the theory by the imposition of future boundary conditions on Green’s functions, which has the price of
introducing violations of causality. If the LW scale is sufficiently high, then the realm of acausal effects is
relegated to an unobservably microscopic scale. Moreover, if the negative-norm states are required to be
unstable (decaying into conventional particles), then they may be excluded from the set of asymptotic states
of the theory, thus restoring unitarity. In order for the exclusion of on-shell negative-norm states to make
sense in Feynman loop diagrams, Lee and Wick developed a variant of the Feynman integration contour for
such cases, a program that was greatly expanded by Cutkosky et al. [10] (CLOP). While no problematic
exceptions to this program are known, it remains unknown whether a nonperturbative formulation exists that
preserves unitarity [12].
In the same way that adding a Pauli-Villars regulator to a scalar propagator softens its high-momentum
behavior from 1=p2to1=p4, the Lagrangian of a scalar theory containing a particle and its LW partner is
promoted from one with a canonical @2kinetic energy term to a higher-derivative theory with a @4term. To
be explicit, let ^be a real scalar field appearing in the Lagrangian
LHD= 1
2^^ 1
22
LW^2^ 1
2m2^2+Lint(^); (2.1)
where the last term represents interactions. One may recast Eq. (2.1) in an equivalent form without the HD
term by introducing an auxiliary field (AF) ~:
LAF= 1
2^^ 1
2m2^2 ~^+1
22
LW~2+Lint(^): (2.2)
The equation of motion for ~,
~=1
2
LW^; (2.3)
is exact at the quantum level (meaning that the path integral over this degree of freedom can be performed
exactly), and upon substitution into Eq. (2.2), reproduces Eq. (2.1). Further defining the field ^+~
diagonalizes the kinetic energy terms:
L= 1
2+1
2~~ 1
2m2( ~)2+1
22
LW~2+Lint( ~): (2.4)
One diagonalizes the mixed mass terms without altering the kinetic terms by a symplectic transformation:
~
=coshsinh
sinhcosh0
~0
; (2.5)
with mass eigenstates being indicated by subscript 0, and the transformation parameter satisfies
tanh 2= 2m2
2
LW 2m2; (2.6)
which admits real solutions provided 2
LW>4m2. If this LW stability condition fails, then the kinetic and
mass terms cannot be simultaneously diagonalized with real mass eigenvalues, and the Lagrangian Eq. (2.1)
does not represent a Lee-Wick theory. The Lagrangian then assumes the form
LLW= 1
200+1
2~0~0 1
2m2
02
0+1
2M2
0~2
0+Lint[e (0 ~0)]; (2.7)
– 3 –
for mass eigenvalues
m2
0; M2
02
LW
2
1s
1 4m2
2
LW!
; (2.8)
and the factor of e can be absorbed into redefinitions of the couplings. The quadratic terms in Eq. (2.7)
clearly manifest the promised opposite-norm 0and~0propagators (see App. A). This fact, combined
with the fixed relationship between 0and~0couplings seen inLint, leads to the cancellation of quadratic
divergences, as shown explicitly in Ref. [1]. While we have presented only the LW construction for a real
scalar field, an analogous AF construction holds for all SM fields [1]: complex scalars (with or without
spontaneous symmetry breaking), Dirac fermions, and vector fields (including gauge fields).
We see that SM particles with LW partners can be represented by HD fields appearing in a restricted
class of Lagrangians (so that the mass eigenvalues turn out real and positive) whose propagators fall off as
1=p4and have two propagator poles, which represent one field of positive and one of negative norm. But
nothing in principle requires the HD theory to truncate at just two extra derivatives. One can define a LW
theory of a given Nas one in which the full propagator has Npoles, or equivalently, 2Nextra derivatives
in the Lagrangian. The SM would therefore be called an N= 1 theory, the LWSM would be N= 2, and
as shown in Ref. [13], one can build N3theories for all fields appearing the SM, including a proper AF
construction. Furthermore, one finds that the additional field degrees of freedom alternate in norm: Each
N= 3field, like its SM partner, has positive norm. Such a generalized LW theory is quite unlike SUSY and
rather more resembles theories with Kaluza-Klein (KK) excitations, such as extra-dimension models.
Nevertheless, LW theories are unlike both SUSY and KK theories in important respects. Since no
principle dictates how many LW partners a given SM field possesses nor what determines the LW scale,
one can imagine a scenario in which some SM fields have 2 partners, some have 1, and some have none.
In contrast, the closure of the SUSY algebra requires every field to have precisely one opposite-statistics
partner, while KK theories have no predetermined limit on the number of modes available to the field. This
generality of LW theories of course comes at a price. To name just a few issues: In fits to data or in making
predictions, one must allow for the possibility that all field LW mass scales are distinct; the equivalent HD
theory may only be an effective theory of an unknown UV completion (for our purposes, we assume only
that the effective theory is good up to the 14 TeV reach of the Large Hadron Collider); and while grand
unification is possible [14, 15], it is not as straightforward to arrange as in, say, the MSSM. Even so, LW
theories are quite flexible and can be combined with other beyond-SM (BSM) ideas like SUSY [16, 17].
The LWSM was subjected to tests of its phenomenological viability as a potential BSM theory already
starting in Ref. [1], and subsequently compared to precision electroweak constraints in a variety of interesting
ways [2, 18–24]. The consensus view emerged that LW gauge bosons must have masses at least 2TeV and
the LW fermions at least several TeV , but the LW scalars can be substantially lighter. When N= 3partners
are permitted, the allowed gauge boson partner masses must still be at least 2 TeV or higher, and the fermions
may be as low as 1:5TeV , but viable scenarios in which the scalar partners lie in the several hundred GeV
range emerge [25].
3 Thermodynamics of Lee-Wick Theories
In this section we address the question of how one should calculate the thermodynamic properties ( e.g.,
entropy, energy density) of a LW theory. It is unclear to what extent the standard formulation of this cal-
culation is applicable due to the presence of unphysical degrees of freedom, namely, the negative-norm LW
particles. At zero temperature, one imposes boundary conditions to remove the LW particles from the set of
– 4 –
asymptotic states and employs the LW/CLOP prescriptions to calculate elements of the unitary S matrix be-
tween states containing only SM particles. It is not obvious how to extend the boundary conditions and LW
/ CLOP prescriptions to a LW theory at finite temperature. Thus, two pictures emerge: Either the thermal
system can access states containing explicit LW particles, or the system can only explore states from which
these explicit LW particles are absent. Both scenarios have been considered in the literature [4, 26], and it is
claimed that the two pictures are equivalent [26]. We argue that the pictures are not equivalent, but instead
that the second picture, in which LW particles only serve to modify the scattering of SM particles, is more
realistic.
3.1 Ideal Gas of LW Particles
In this section, we consider the first of the two pictures discussed above and calculate the thermodynamic
properties of a ideal gas of LW particles. A LW theory contains both SM and LW particles, but in the absence
of interactions, their ideal gas contributions can be evaluated separately. We define the partition function Z
by the requirement that the density matrix,
^=1
Zexp( ^H); (3.1)
is properly normalized (see below). With interactions turned off, the spectrum of the Hamiltonian ^Hconsists
of the vacuum0
, single-particle statesp
, and multi-particle statep1;p2;:::;pN
with the appropriate
symmetrization (anti-symmetrization) for bosons (fermions). For example,
p1p2
=1p
2 p1
p2
+Sp2
p1
; (3.2)
whereS= +1 ( 1) for bosons (fermions). The single-particle states satisfy ^Hp
=Epp
, where
Ep=p
p2+m2. These expressions use the quantization convention C= +1 of Eq. (A.3).
As discussed in Sec. 2, states with an odd number of LW particles have a negative norm due to the
wrong-sign commutation relation of the associated creation and annihilation operators. We use the index
N[see Eq. (A.3)] to keep track of this norm; for LW particles (SM particles) we have N= 1(+1). For
example,
00
= 1;
pq
=N(2)32Ep(p q)
p1p2q1q2
= (2)62Ep12Ep2[(p1 q1)(p2 q2) +S(p1 q2)(p2 q1)];; (3.3)
and so on. The negative norm implies that eigenvalues and expectation values differ by a sign. For instance,
Zd3q
(2)31
2Eq
p^Hq
=NEp; (3.4)
whereas the statep
has eigenvalue Ep. This distinction is particularly relevant for the calculation of the
partition function. If we normalize the density matrix by requiring
Tr ^= 1; (3.5)
then the partition function Z= Tre ^His given by a sum of expectation values
Z=
0e ^H0
+Zd3p
(2)31
2Ep
pe ^Hp
+Zd3p
(2)31
2EpZd3q
(2)31
2Eq
p;qe ^Hp;q
+::: :
(3.6)
– 5 –
In the caseN= 1, the terms alternate in sign. Since the expectation values of ^are not strictly positive, the
possibility may arise that the sum of the eigenvalues of ^becomes greater than unity, while ^itself remains
normalized in the sense of Eq. (3.5). It is not clear how to interpret such a density matrix. Alternatively, one
can normalize the density matrix by imposing
Tr0^X
eigs^= 1; (3.7)
where Trace0is obtained by simply summing the eigenvalue spectrum of the operator. In this case, the norm
of the states is irrelevant to the calculation, and its outcome is the standard ideal gas partition function. We
do not dwell on the issue of which normalization condition is the “correct” one, and the following section
makes this debate moot. However, we pedagogically consider both cases in order to illustrate the issues that
arise when one treats the LW particles as an ideal gas.
We first calculate the partition function using the normalization condition Eq. (3.5). It is convenient
to perform the standard transformations and work in a different basis (see, e.g., [27]): One discretizes the
momentum by imposing periodic boundary conditions, and writes the Hamiltonian ^H=P
p^hpas a sum
over the single-particle Hamiltonians ^hp=Ep^Np. The number operator ^Nphas a spectrum
^Npnq
=npp;qnp
; (3.8)
wherenp
is the state containing npparticles, each of momentum p. In this basis, the partition function is
given by
Z= Tre ^H= TrY
pe Ep^Np=Y
pnmaxX
np=0
npe Ep^Npnp
; (3.9)
wherenmax=1(1) for bosons (fermions). Noting that the norms are
npnp
= (N)np, one finds
Z=Y
pnmaxX
np=0
Ne Epnp: (3.10)
Taking the logarithm turns the product into a sum, which becomes an integral in the continuum limit. Divid-
ing by the volume factor, one obtains the free energy density
F= (V) 1lnZ= 1Zd3p
(2)3ln2
4nmaxX
np=0
Ne Epnp3
5: (3.11)
The sum evaluated separately for bosons and fermions gives
F=(
1Rd3p
(2)3ln
1 Ne Ep
bosons;
1Rd3p
(2)3ln
1 +Ne Ep
fermions;(3.12)
which can be combined as
F=S 1Zd3p
(2)3ln
1 SNe Ep
; (3.13)
whereS= +1 for bosons and S= 1for fermions. Had we imposed the alternative normalization
condition Eq. (3.7), then the factor of (N)npwould not have arisen:
F0=S 1Zd3p
(2)3ln
1 Se Ep
; (3.14)
– 6 –
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