Continuum_Mechanics_for_Engineers_Mase_3
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Commercial engineering textbook kept in Phil's folder of downloaded physics books, not his own work. The contents cover Cartesian tensor mathematics, stress principles, kinematics of deformation and motion, and the fundamental conservation laws and constitutive equations. Later chapters treat linear elasticity, classical fluids, nonlinear elasticity and linear viscoelasticity.
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CONTINUUM
MECHANICS
FOR ENGINEERS
7HP SEDit|ON
RONAUDIE, SMELSER
SEORGE E)MASE
|
CONTINUUM
MECHANICS
FOR ENGINEERS
THIRD EDITION
85387_FM.indd 1 6/26/09 3:02:53 PM
Published Titles
ADVANCED THERMODYNAMICS ENGINEERING
Kalyan Annamalai and Ishwar K. Puri
APPLIED FUNCTIONAL ANALYSIS
J. Tinsley Oden and Leszek F. Demkowicz
COMBUSTION SCIENCE AND ENGINEERING
Kalyan Annamalai and Ishwar K. Puri
CONTINUUM MECHANICS FOR ENGINEERS, Third Edition
Thomas Mase, Ronald E. Smelser, and George E. Mase
EXACT SOLUTIONS FOR BUCKLING OF STRUCTURAL MEMBERS
C.M. Wang, C.Y. Wang, and J.N. Reddy
THE FINITE ELEMENT METHOD IN HEAT TRANSFER AND FLUID DYNAMICS,
Second Edition
J.N. Reddy and D.K. Gartling
MECHANICS OF LAMINATED COMPOSITE PLATES AND SHELLS: THEORY
AND ANALYSIS, Second Edition
J.N. Reddy
PRACTICAL ANALYSIS OF COMPOSITE LAMINATES
J.N. Reddy and Antonio Miravete
SOLVING ORDINARY and PARTIAL BOUNDARY VALUE PROBLEMS
in SCIENCE and ENGINEERING
Karel RektorysCRC Series in
COMPUTATIONAL MECHANICS
and APPLIED ANALYSIS
Series Editor: J.N. Reddy
Texas A&M University
85387_FM.indd 2 6/26/09 3:02:53 PM
CRC Press is an imprint of the
Taylor & Francis Group, an informa businessBoca Raton London New YorkG. THOMAS MASE
RONALD E. SMELSER
GEORGE E. MASECONTINUUM
MECHANICS
FOR ENGINEERS
THIRD EDITION
85387_FM.indd 3 6/26/09 3:02:53 PM
CRC Press
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Library of Congress Cataloging‑in‑Publication Data
Mase, George Thomas.
Continuum mechanics for engineers / G. Thomas Mase, George E. Mase. -- 3rd ed. / Ronald E.
Smelser.
p. cm. -- (CRC series in computational mechanics and applied analysis)
Includes bibliographical references and index.ISBN 978-1- 4200 -8538 -9 (hardcover : alk. paper)
1. Continuum mechanics. I. Mase, George E. II. Smelser, Ronald M., 1942- III. Title. IV. Series.
QA808.2.M364 2009
531--dc22 2009022575
Visit the Taylor & Francis Web site at
http://www.taylorandfrancis.com
and the CRC Press Web site at
http://www.crcpress.com
85387_FM.indd 4 6/26/09 3:02:53 PM
Contents
List of Figures
List of Tables
Preface to the Third Edition
Preface to the Second Edition
Preface to the First Edition
Acknowledgments
Authors
Nomenclature
1 Continuum Theory 1
1.1 Continuum Mechanics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Starting Over . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.3 Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2 Essential Mathematics 5
2.1 Scalars, Vectors and Cartesian Tensors . . . . . . . . . . . . . . . . . . . . . 5
2.2 Tensor Algebra in Symbolic Notation - Summation Convention . . . . . . 7
2.2.1 Kronecker Delta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
2.2.2 Permutation Symbol . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.2.3"-Identity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.2.4 Tensor/Vector Algebra . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.3 Indicial Notation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.4 Matrices and Determinants . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
2.5 Transformations of Cartesian Tensors . . . . . . . . . . . . . . . . . . . . . 25
2.6 Principal Values and Principal Directions . . . . . . . . . . . . . . . . . . . 30
2.7 Tensor Fields, Tensor Calculus . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.8 Integral Theorems of Gauss and Stokes . . . . . . . . . . . . . . . . . . . . 40
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
3 Stress Principles 53
3.1 Body and Surface Forces, Mass Density . . . . . . . . . . . . . . . . . . . . 53
3.2 Cauchy Stress Principle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
3.3 The Stress Tensor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
3.4 Force and Moment Equilibrium; Stress Tensor Symmetry . . . . . . . . . . 61
3.5 Stress Transformation Laws . . . . . . . . . . . . . . . . . . . . . . . . . . . 63
3.6 Principal Stresses; Principal Stress Directions . . . . . . . . . . . . . . . . . 66
3.7 Maximum and Minimum Stress Values . . . . . . . . . . . . . . . . . . . . 71
3.8 Mohr’s Circles for Stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74
3.9 Plane Stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
3.10 Deviator and Spherical Stress States . . . . . . . . . . . . . . . . . . . . . . 85
3.11 Octahedral Shear Stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
4 Kinematics of Deformation and Motion 103
4.1 Particles, Configurations, Deformations and Motion . . . . . . . . . . . . . 103
4.2 Material and Spatial Coordinates . . . . . . . . . . . . . . . . . . . . . . . . 104
4.3 Langrangian and Eulerian Descriptions . . . . . . . . . . . . . . . . . . . . 108
4.4 The Displacement Field . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110
4.5 The Material Derivative . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111
4.6 Deformation Gradients, Finite Strain Tensors . . . . . . . . . . . . . . . . . 116
4.7 Infinitesimal Deformation Theory . . . . . . . . . . . . . . . . . . . . . . . 120
4.8 Compatibility Equations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128
4.9 Stretch Ratios . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131
4.10 Rotation Tensor, Stretch Tensors . . . . . . . . . . . . . . . . . . . . . . . . . 134
4.11 Velocity Gradient, Rate of Deformation, Vorticity . . . . . . . . . . . . . . . 137
4.12 Material Derivative of Line Elements, Areas, Volumes . . . . . . . . . . . . 143
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147
5 Fundamental Laws and Equations 167
5.1 Material Derivatives of Line, Surface and Volume Integrals . . . . . . . . . 167
5.2 Conservation of Mass, Continuity Equation . . . . . . . . . . . . . . . . . . 169
5.3 Linear Momentum Principle, Equations of Motion . . . . . . . . . . . . . . 171
5.4 Piola-Kirchhoff Stress Tensors, Lagrangian Equations of Motion . . . . . . 172
5.5 Moment of Momentum (Angular Momentum) Principle . . . . . . . . . . 176
5.6 Law of Conservation of Energy, The Energy Equation . . . . . . . . . . . . 177
5.7 Entropy and the Clausius-Duhem Equation . . . . . . . . . . . . . . . . . . 179
5.8 The General Balance Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
5.9 Restrictions on Elastic Materials by the Second Law of Thermodynamics . 186
5.10 Invariance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189
5.11 Restrictions on Constitutive Equations from Invariance . . . . . . . . . . . 196
5.12 Constitutive Equations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 198
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 202
6 Linear Elasticity 211
6.1 Elasticity, Hooke’s Law, Strain Energy . . . . . . . . . . . . . . . . . . . . . 211
6.2 Hooke’s Law for Isotropic Media, Elastic Constants . . . . . . . . . . . . . 214
6.3 Elastic Symmetry; Hooke’s Law for Anisotropic Media . . . . . . . . . . . 219
6.4 Isotropic Elastostatics and Elastodynamics, Superposition Principle . . . 223
6.5 Saint-Venant Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 226
6.5.1 Extension . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 227
6.5.2 Torsion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 228
6.5.3 Pure Bending . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234
6.5.4 Flexure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 236
6.6 Plane Elasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238
6.7 Airy Stress Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 242
6.8 Linear Thermoelasticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 252
6.9 Three-Dimensional Elasticity . . . . . . . . . . . . . . . . . . . . . . . . . . 253
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 260
7 Classical Fluids 271
7.1 Viscous Stress Tensor, Stokesian, and Newtonian Fluids . . . . . . . . . . . 271
7.2 Basic Equations of Viscous Flow, Navier-Stokes Equations . . . . . . . . . 273
7.3 Specialized Fluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 275
7.4 Steady Flow, Irrotational Flow, Potential Flow . . . . . . . . . . . . . . . . 276
7.5 The Bernoulli Equation, Kelvin’s Theorem . . . . . . . . . . . . . . . . . . 280
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 282
8 Nonlinear Elasticity 285
8.1 Molecular Approach to Rubber Elasticity . . . . . . . . . . . . . . . . . . . 287
8.2 A Strain Energy Theory for Nonlinear Elasticity . . . . . . . . . . . . . . . 292
8.3 Specific Forms of the Strain Energy . . . . . . . . . . . . . . . . . . . . . . . 296
8.4 Exact Solution for an Incompressible, Neo-Hookean Material . . . . . . . 297
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 302
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 304
9 Linear Viscoelasticity 309
9.1 Viscoelastic Constitutive Equations in Linear Differential Operator Form . 309
9.2 One-Dimensional Theory, Mechanical Models . . . . . . . . . . . . . . . . 311
9.3 Creep and Relaxation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 315
9.4 Superposition Principle, Hereditary Integrals . . . . . . . . . . . . . . . . . 318
9.5 Harmonic Loadings, Complex Modulus, and Complex Compliance . . . . 320
9.6 Three-Dimensional Problems, The Correspondence Principle . . . . . . . 324
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 330
Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 331
Appendix A: General Tensors 343
A.1 Representation of Vectors in General Bases . . . . . . . . . . . . . . . . . . 343
A.2 The Dot Product and the Reciprocal Basis . . . . . . . . . . . . . . . . . . . 345
A.3 Components of a Tensor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 346
A.4 Determination of the Base Vectors . . . . . . . . . . . . . . . . . . . . . . . 348
A.5 Derivatives of Vectors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 350
A.5.1 Time Derivative of a Vector . . . . . . . . . . . . . . . . . . . . . . . 350
A.5.2 Covariant Derivative of a Vector . . . . . . . . . . . . . . . . . . . . 351
A.6 Christoffel Symbols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
A.6.1 Types of Christoffel Symbols . . . . . . . . . . . . . . . . . . . . . . 353
A.6.2 Calculation of the Christoffel Symbols . . . . . . . . . . . . . . . . . 354
A.7 Covariant Derivatives of Tensors . . . . . . . . . . . . . . . . . . . . . . . . 355
A.8 General Tensor Equations . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
A.9 General Tensors and Physical Components . . . . . . . . . . . . . . . . . . 358
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 360
Appendix B: Viscoelastic Creep and Relaxation 361
Index 365
This page intentionally left blank
List of Figures
2.1 Base vectors and components of a Cartesian vector. . . . . . . . . . . . . . . 8
2.2 Rectangular coordinate system Ox0
1x0
2x0
3relative toOx1x2x3. Direction
cosines shown for coordinate x0
1relative to unprimed coordinates. Simi-
lar direction cosines are defined for x0
2andx0
3coordinates. . . . . . . . . . . 26
2.3 Rotation and reflection of reference axes. . . . . . . . . . . . . . . . . . . . . 28
2.4 Principal axes Ox
1x
2x
3relative to axes Ox1x2x3. . . . . . . . . . . . . . . . . 32
2.5 Volume Vwith infinitesimal element dSihaving a unit normal ni. . . . . . 40
2.6 Bounding space curve Cwith tangential vector dxiand surface element dSi
for partial volume. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
3.1 Typical continuum volume Vwith infinitesimal element Vhaving mass
m at pointP. PointPwould be in the center of the infinitesimal volume. 54
3.2 Typical continuum volume with cutting plane. . . . . . . . . . . . . . . . . . 55
3.3 Traction vector t(^n)
iacting at point Pof plane element Siwhose normal
isni. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
3.4 Traction vectors on the three coordinate planes at point P. . . . . . . . . . . 57
3.5 Free body diagram of tetrahedron element having its vertex at point P. . . 57
3.6 Cartesian stress components shown in their positive sense. . . . . . . . . . . 60
3.7 Material volume showing surface traction vector t(^n)
ion an infinitesimal
area element dSat positionxi, and body force vector biacting on an in-
finitesimal volume element dVat positionyi. Two positions are taken sep-
arately for ease of illustration. When applying equilibrium the traction and
body forces are taken at the same point. . . . . . . . . . . . . . . . . . . . . . 62
3.8 Rectangular coordinate axes Px0
1x0
2x0
3relative toPx1x2x3at pointP. . . . . 63
3.9 Traction vector and normal for a general continuum and a prismatic beam. 66
3.10 Principal axes Px
1x
2x
3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
3.11 Traction vector components normal and in-plane (shear) at point Pon the
plane whose normal is ni. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72
3.12 Normal and shear components at Pto plane referred to principal axes. . . 73
3.13 Typical Mohr’s circle for stress. . . . . . . . . . . . . . . . . . . . . . . . . . . 75
3.14 Typical Mohr’s circle representation. . . . . . . . . . . . . . . . . . . . . . . . 77
3.15 Typical 3-D Mohr’s circle and associated geometry. . . . . . . . . . . . . . . 78
3.16 Mohr’s circle for plane stress. . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
3.17 Mohr’s circle for plane stress. . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
3.18 Representative rotation of axes for plane stress. . . . . . . . . . . . . . . . . 84
3.19 Octahedral plane (ABC) with traction vector t(^n)
i, and octahedral normal
and shear stresses, NandS. . . . . . . . . . . . . . . . . . . . . . . . . . . 87
4.1 Position of typical particle in reference configuration XAand current con-
figurationxi. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
4.2 VectordXA, between points PandQin reference configuration, becomes
dxi, between points pandq, in the current configuration. Displacement
vectoruis the vector between points pandP. . . . . . . . . . . . . . . . . . 116
4.3 The right angle between line segments APandBPin the reference configu-
ration becomes , the angle between segments apandbp, in the deformed
configuration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122
4.4 A rectangular parallelpiped with edge lengths dX(1),dX(2)anddX(3)in the
reference configuration becomes a skewed parallelpiped with edge lengths
dx(1),dx(2)anddx(3)in the deformed configuration. . . . . . . . . . . . . . 124
4.5 Typical Mohr’s circle for strain. . . . . . . . . . . . . . . . . . . . . . . . . . . 125
4.6 Rotation of axes for plane strain. . . . . . . . . . . . . . . . . . . . . . . . . . 125
4.7 Differential velocity field at point p. . . . . . . . . . . . . . . . . . . . . . . . 138
4.8 AreadS0between vectors dX(1)anddX(2)in the reference configuration
becomesdSbetweendx(1)anddx(2)in the deformed configuration. . . . . 143
4.9 Volume of parallelpiped defined by vectors dX(1),dX(2)anddX(3)in the
reference configuration deforms into volume defined by parallelpiped de-
fined by vectors dx(1),dx(2)anddx(3)in the deformed configuration. . . . 145
5.1 Material body in motion subjected to body and surface forces. . . . . . . . . 172
5.2 Reference frames Ox1x2x3andO+x+
1x+
2x+
3differing by a superposed rigid
body motion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191
6.1 Uniaxial loading-unloading stress-strain curves for various material behav-
iors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 211
6.2 Simple stress states. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 217
6.3 Axes rotations for plane stress. . . . . . . . . . . . . . . . . . . . . . . . . . . 220
6.4 Geometry and transformation tables for reducing the elastic stiffness to the
isotropic case. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 222
6.5 Beam geometry for the Saint-Venant problem. . . . . . . . . . . . . . . . . . 226
6.6 Geometry and kinematic definitions for torsion of a circular shaft. . . . . . 229
6.7 The more general torsion case of a prismatic beam loaded by self equili-
brating moments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
6.8 Representative figures for plane stress and plain strain. . . . . . . . . . . . . 239
6.9 Differential stress element in polar coordinates. . . . . . . . . . . . . . . . . 245
8.1 Nominal stress-stretch curves for rubber and steel. Note the same data is
plotted in each figure, however, the stress axes have different scale and a
different strain range is represented. . . . . . . . . . . . . . . . . . . . . . . . 286
8.2 A schematic comparison of molecular conformations as the distance be-
tween molecule’s ends varies. Dashed lines indicate other possible confor-
mations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 288
8.3 A freely connected chain with end-to-end vector r. . . . . . . . . . . . . . . 288
8.4 Rubber specimen having original length L0and cross-section area A0stretched
into deformed shape of length Land cross section area A. . . . . . . . . . . 291
8.5 Rhomboid rubber specimen compressed by platens. . . . . . . . . . . . . . . 301
8.6 Rhomboid rubber specimen compressed by platens. . . . . . . . . . . . . . . 302
9.1 Simple shear element representing a material cube undergoing pure shear
loading. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 311
9.2 Mechanical analogy for simple shear. . . . . . . . . . . . . . . . . . . . . . . 312
9.3 Viscous flow analogy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 313
9.4 Representations of Kelvin and Maxwell models for a viscoelastic solid and
fluid, respectively. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 314
9.5 Three parameter standard linear solid and fluid models. . . . . . . . . . . . 314
9.6 Generalized Kelvin and Maxwell models constructed by combining basic
models. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 315
9.7 Graphic representation of the unit step function (often called the Heaviside
step function). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 316
9.8 Different types of applied stress histories. . . . . . . . . . . . . . . . . . . . . 319
9.9 Stress history with an initial discontinuity. . . . . . . . . . . . . . . . . . . . 319
9.10 Different types of applied stress histories. . . . . . . . . . . . . . . . . . . . . 322
A.1 A set of non-orthonormal base vectors. . . . . . . . . . . . . . . . . . . . . . 344
A.2 Circular-cylindrical coordinate system for x3=0. . . . . . . . . . . . . . . . 349
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List of Tables
1.1 Historical notation for stress. . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
2.1 Indicial form for a variety of tensor quantities. . . . . . . . . . . . . . . . . . 16
2.2 Forms for inner and outer products. . . . . . . . . . . . . . . . . . . . . . . . 17
2.3 Transformation table between Ox1x2x3andOx0
1x0
2x0
3. . . . . . . . . . . . . . 25
3.1 Table displaying direction cosines of principal axes Px
1x
2x
3relative to axes
Px1x2x3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
3.2 Transformation table for general plane stress. . . . . . . . . . . . . . . . . . . 82
4.1 Transformation table for general plane strain. . . . . . . . . . . . . . . . . . 126
5.1 Fundamental equations in global and local forms. . . . . . . . . . . . . . . . 183
5.2 Identification of quantities in the balance laws. . . . . . . . . . . . . . . . . . 184
6.1 Relations between elastic constants. . . . . . . . . . . . . . . . . . . . . . . . 218
A.1 Converting from Cartesian tensor notation to general tensor notation. Sum-
mation over only subscript and superscript pairs. . . . . . . . . . . . . . . . 357
B.1 Creep and relaxation responses for various viscoelastic models. . . . . . . . 362
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Preface to the Third Edition
First, a thank you to all the users of the second edition over the past years. We hope
that you will find the updates made in the text make it a more valuable introduction for
students to continuum mechanics. The changes made in this edition were substantial but
we did not change the basic concept of the book. We seek to provide engineering students
with a complete, concise introduction to continuum mechanics that is not intimidating.
Just like previous editions, the third edition is an outgrowth of course notes and prob-
lems used to teach the topic to senior undergraduate or first year graduate students. The
impetus to do the third edition was to expand it into a text suitable for a two quarter
graduate course sequence at Cal Poly. This course sequence introduces continuum me-
chanics and subsequently covers linear elasticity, nonlinear elastcity, and viscoelasticity.
At Cal Poly the terminal degree is a masters degree so the combination of these topics is
essential.
One of the things that students struggle with in continuum mechanics and subsequent
topics is notation. In the third edition, we have made some changes in notation making
the book more consistent with modern continuum mechanics literature. Minor additions
were made in many places in the text. The chapter on elasticity was rearranged and ex-
panded to give Saint-Venant’s solutions more complete coverage. The extension, torsion,
pure bending and flexure subsections give the student a good foundation for posing and
solving basic elasticity problems. We have also added some new applications applying
continuum mechanics to biological materials in light of their current importance. Finally,
a limited amount of material using Matlabrhas been introduced in this edition. We did
not want to minimize the fundamental principles of continuum mechanics by making the
topic seem like it can be mastered by learning mathematical software. Yet at the same
time, these tools can provide valuable help allowing one to stay focused on fundamen-
tals. In addition, most current graduate students are quite proficient at using tools such
as Matlabr, so we did not feel we had to emphasize that topic.
There are many people to acknowledge in the writing of this edition, and we ask the
reader to see the Acknowledgments so these people receive their well deserved recogni-
tion.
G. Thomas Mase
San Luis Obispo, California, USA
Ronald E. Smelser
Charlotte, North Carolina, USA
George E. Mase
East Lansing, Michigan, USA
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Preface to the Second Edition
(Note: Some chapter reference information has changed in the Third Edition.)
It is fitting to start this, the preface to our second editions, by thanking all of those who
used the text over the last six years. Thanks also to those of you who have inquired about
this revised and expanded version. We hope that you find this edition as helpful as the
first to introduce seniors or graduate students to continuum mechanics.
The second edition, like its predecessor, is an outgrowth of teaching continuum me-
chanics to first- or second-year graduate students. Since my father is now fully retired,
the course is being taught to students whose final degree will most likely be a Masters at
Kettering University. A substantial percentage of these students are working in industry,
or have worked in industry, when they take this class. Because of this, the course has to
provide the students with the fundamentals of continuum mechanics and demonstrate its
applications.
Very often, students are interested in using sophisticated simulation programs that
use nonlinear kinematics and a variety of constitutive relationships. Additions to the
second edition have been made with these needs in mind. A student who masters its
contents should have the mechanics foundation necessary to be a skilled user of today’s
advanced design tools such as nonlinear, explicit finite elements. Of course, students
need to augment the mechanics foundation provided herein with rigorous finite element
training.
Major highlights of the second edition include two new chapters, as well as significant
expansion of two other chapters. First, Chapter Five, Fundamental Laws and Equations,
was expanded to add materials regarding constitutive equation development. This in-
cludes material on the second law of thermodynamics and invariance with respect to
restrictions on constitutive equations. The first edition applications chapter covering elas-
ticity and fluids has been split into two separate chapters. Elasticity coverage has been
expanded by adding sections on Airy stress functions, torsion of non-circular cross sec-
tions, and three dimensional solutions. A chapter on nonlinear elasticity has been added
to give students a molecular and phenomenological introduction to rubber-like materi-
als. Finally, a chapter introducing students to linear viscoelasticity is given since many
important modern polymer applications involve some sort of rate dependent material
response.
It is not easy singling out certain people in order to acknowledge their help while
not citing others; however, a few individuals should be thanked. Ms. Sheri Burton was
instrumental in preparation of the second edition manuscript. We wish to acknowledge
the many useful suggestions by users of the previous edition, especially Prof. Morteza
M. Mehrabadi, Tulane University, for his detailed comments. Thanks also go to Prof.
Charles Davis, Kettering University, for helpful comments on the molecular approach to
rubber and thermoplastic elastomers. Finally, our families deserve sincerest thanks for
their encouragement.
It has been a great thrill to be able to work as a father-son team in publishing this text,
so again we thank you, the reader, for your interest.
G. Thomas Mase
Flint, Michigan, USAGeorge E. Mase
East Lansing, Michigan, USA
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Preface to the First Edition
(Note: Some chapter reference information has changed in the Third Edition.)
Continuum mechanics is the fundamental basis upon which several graduate courses
in engineering science such as elasticity, plasticity, viscoelasticity and fluid mechanics
are founded. With that in mind, this introductory treatment of the principles of contin-
uum mechanics is written as a text suitable for a first course that provides the student
with the necessary background in continuum theory to pursue a formal course in any of
the aforementioned subjects. We believe that first-year graduate students, or upper-level
undergraduates, in engineering or applied mathematics with a working knowledge of
calculus and vector analysis, and a reasonable competency in elementary mechanics will
be attracted to such a course.
This text evolved from the course notes of an introductory graduate continuum me-
chanics course at Michigan State University, which was being taught on a quarter basis.
We feel that this text is well suited for either a quarter or semester course in continuum
mechanics. Under a semester system, more time can be devoted to later chapters dealing
with elasticity and fluid mechanics. For either a quarter or a semester system, the text is
intended to be used in conjunction with a lecture course.
The mathematics employed in developing the continuum concepts in the text is the
algebra and calculus of Cartesian tensors; these are introduced and discussed in some
detail in Chapter Two, along with a review of matrix methods, which are useful for
computational purposes in problem solving. Because of the introductory nature of the
text, curvilinear coordinates are not introduced and so no effort has been made to involve
general tensors in this work. There are several books listed in the Reference Section
that a student may refer to for a discussion of continuum mechanics in terms of general
tensors. Both indicial and symbolic notations are used in deriving the various equations
and formula of importance.
Aside from the essential mathematics presented in Chapter Two, the book can be seen
as divided into two parts. The first part develops the principles of stress, strain and mo-
tion in Chapters Three and Four, followed by the derivation of the fundamental physical
laws relating to continuity, energy and momentum in Chapter Five. The second portion,
Chapter Six, presents some elementary applications of continuum mechanics to linear
elasticity and classic fluids behavior. Since this text is meant to be a first text in contin-
uum mechanics, these topics are presented as constitutive models without any discussion
as to the theory of how the specific constitutive equations was derived. Interested read-
ers should pursue more advanced texts listed in the Reference Section for constitutive
equation development. At the end of each chapter (with the exception of Chapter One)
there appears a collection of problems, with answers to most, by which the student may
reinforce her/his understanding of the material presented in the text. In all, 186 such
practice problems are provided, along with numerous worked examples in the text itself.
Like most authors, we are indebted to may people who have assisted in the preparation
of this book. Although we are unable to cite each of them individually, we are pleased
to acknowledge the contributions of all. In addition, sincere thanks must go to the stu-
dents who have given feedback for the classroom notes which served as the forerunner
to the book. Finally, and most sincerely of all, we express thanks to our family for their
encouragement from beginning to end of this work.
G. Thomas Mase
Flint, Michigan, USAGeorge E. Mase
East Lansing, Michigan, USA
Acknowledgments
There are too many people to thank for their help in preparing this third edition. We
can only mention the key contributors. Ryan Miller was a superb help in moving the
early manuscript into L ATEX 2"before his masters research redirected his focus. We were
fortunate that one of us (GTM) was teaching ME 501 and 503 in the fall and winter
quarters at Cal Poly while preparing the manuscript. The class was quite helpful in
proofreading the manuscript. Specifically, Nickolai Volkoff-Shoemaker, Peter Brennen,
Roger Sharpe, John Wildharbor, Kevin Ng, and Jason Luther found many typographical
errors and suggested helpful corrections and clarifications. Nickolai Volkoff-Shoemaker,
Peter Brennen and Roger Sharpe helped in creating some of the figures.
One author (GTM) is very appreciative of Don Bently’s generous gift to Cal Poly al-
lowing for partial release time during the Fall 2009 quarter. In addition, many thanks to
the devoted teachers that shaped him as a student including George E. Mase, George C.
Johnson, Paul M. Naghdi, Michael M. Carroll and David B. Bogy. The other (RES) was
privileged to benefit from interactions with several outstanding colleagues and teachers
including Ronald Huston, University of Cincinnati, William J. Shack, MIT and Argonne
National Laboratories, Morton E. Gurtin, Carnegie Mellon University and the late Owen
Richmond, US Steel Research Laboratories and Alcoa Technical Center.
Of course, our greatest thanks go to our families who very patiently kept asking if the
book was done. Now it is done; so we can spend more time with the ones we love.
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Authors
G. Thomas Mase, Ph.D., is Associate Professor of Mechanical Engineering at California
Polytechnic State University, San Luis Obispo, California. Dr. Mase received his B.S.
degree from Michigan State University in 1980 from the Department of Metallurgy, Me-
chanics and Materials Science. He obtained his M.S. and Ph.D. degrees in 1982 and 1985,
respectively, from the Department of Mechanical Engineering at the University of Califor-
nia, Berkeley. After graduate school, he has worked at several positions in industry and
academia. Industrial companies Dr. Mase has worked full time for include General Mo-
tors Research Laboratories, Callaway Golf and Acushnet Golf Company. He has taught
or held research positions at the University of Wyoming, Kettering University, Michi-
gan State University and California Polytechnic State University. Dr. Mase is a member
of numerous professional societies including the American Society of Mechanical En-
gineers, American Society for Engineering Education, International Sports Engineering
Association, Society of Experimental Mechanics, Pi Tau Sigma and Sigma Xi. He received
an ASEE/NASA Summer Faculty Fellowship in 1990 and 1991 to work at NASA Lewis
Research Center (currently NASA Glenn Research Center). While at the University of
California, he twice received a distinguished teaching assistant award in the Department
of Mechanical Engineering. His research interests include mechanics, design and appli-
cations of explicit finite element simulation. Specific areas include golf equipment design
and performance and vehicle crashworthiness.
Ronald E. Smelser, Ph.D., P .E., is Professor and Associate Dean for Academic Affairs
in the William States Lee College of Engineering at the University of North Carolina at
Charlotte. Dr. Smelser received his B.S.M.E. from the University of Cincinnati in 1971.
He was awarded the S.M.M.E. in 1972 from M.I.T. and completed his Ph.D. (1978) in
mechanical engineering at Carnegie Mellon University. He gained industrial experience
working for the United States Steel Research Laboratory, the Alcoa Technical Center, and
Concurrent Technologies Corporation. Dr. Smelser served as a fulltime or adjunct faculty
member at the University of Pittsburgh, Carnegie Mellon University, and the University
of Idaho and was a visiting research scientist at Colorado State University. Dr. Smelser is
a member of the American Academy of Mechanics, the American Society for Engineering
Education, Pi Tau Sigma, Sigma Xi, and Tau Beta Pi. He is also a member and Fellow
of the American Society of Mechanical Engineers. Dr. Smelser’s research interests are in
the areas of process modeling including rolling, casting, drawing and extrusion of single
and multi-phase materials, the micromechanics of material behavior and the inclusion of
material structure into process models, and the failure of materials.
George E. Mase (1920-2007), Ph.D., was Emeritus Professor, Department of Metallurgy,
Mechanics and Materials Science (MMM), College of Engineering, at Michigan State Uni-
versity. Dr. Mase received a B.M.E in Mechanical Engineering (1948) from the Ohio
State University, Columbus. He completed his Ph.D. in Mechanics at Virginia Polytechnic
Institute and State University (VPI), Blacksburg, Virginia (1958). Previous to his initial
appointment as Assistant Professor in the Department of Applied Mechanics at Michigan
State University in 1955, Dr. Mase taught at Pennsylvania State University (instructor),
1950-1951, and at Washington University, St. Louis, Missouri (assistant professor), 1951-
1954. He was appointed associate professor in 1959 and professor in 1965, and served
as acting chairperson of the MMM Department 1965-1966 and again in 1978 to 1979. He
taught as visiting assistant professor at VPI during the summer terms, 1953 through 1956.
Dr. Mase held membership in Tau Beta Pi and Sigma Xi. His research interests and
publications were in the areas of continuum mechanics, viscoelasticity and biomechanics.
Nomenclature
xorxi Spatial or current coordinates
XorXA Material or referential coordinates
uorui Displacement components or displacement
vector
vorvi Velocity or general vector
aorai Acceleration or general vector
x
1; x
2; x
3 Principal axes
^ei Unit vectors along coordinate axes
^IA Unit vectors along coordinate axes in refer-
ence configuration
ij Kronecker delta
Aoraij Transformation or general matrix
I Identity matrix
"ijk Permutation symbol
@t Partial derivative with respect to time
˙() Derivative with respect to time
ror@x Spatial gradient operator
r=grad=;j Scalar gradient
rv=@jvi=vi;j Vector gradient
rvorvi;i Divergence of a vector v
rvor"ijkvi;j Curl of a vector v
d=dt =@=@t+vk@=@xk Material derivative operator
borbi Body force (force per unit mass)
porpi Body force (force per unit volume)
forfi Surface force (force per unit area)
V,V0Current and referential total volumes
V,dV Small and infinitesimal element of volumes
S,S0Current and referential total surfaces
S,dS Small and infinitesimal elements of surface
Density
^norni Unit normal in current configuration
^NorNA Unit normal in reference configuration
t(^n)ort(^n)
i Traction vector
N,S Normal and shear components of traction
vector
Tortij Cauchy stress or general tensor
Tort
ij Cauchy stress referred to principal axes
p0(^N)orp0(^N)
i Piola-Kirchhoff stress vector referred to ref-
erential area
PorPiA First Piola-Kirchhoff stress
sorsAB Second Piola-kirchhoff stress
(1); (2); (3) Principal stress values
IT; IIT; IIIT First, second and third stress invariants
M=1
3tii Mean normal stress
Sij Deviatoric stress components
ij Deviatoric strain components
J1=0; J2; J3 Deviatoric stress invariants
oct Octahedral shear stress
ForFiA Deformation gradient tensor
CorCAB Right Cauchy-Green deformation tensor
EorEAB Lagrangian finite strain tensor
corcij Cauchy deformation tensor
eoreij Eulerian finite strain tensor
orij Infinitesimal strain tensor
(1); (2); (3) Principal strain values
I; II; III First, second and third infinitesimal strain
invariants
BorBij Left Cauchy-Green deformation tensor
IB; IIB; IIIB, or
I1; I2; I3Invariants of right deformation tensor
W Strain energy per unit volume or strain en-
ergy density
e^NNormal strain in the ^Ndirection
ij Engineering shear strain
e=V=V =ii=I Cubical dilatation
!or!ij Infinitesimal rotation tensor
!or!j Rotation vector
^N=dx=dX Stretch ratio or stretch in the direction of ^N
^n=dX=dx Stretch ratio in the direction of ^n
RorRij Rotation tensor
UorUAB Right stretch tensor
VorVij Left stretch tensor
LorLij Spatial velocity gradient
Dordij Rate of deformation tensor
Worwij Vorticity, or spin tensor
J=detF Jacobian
P(t) orPi Linear momentum vector
K(t) Kinetic energy
P(t) Mechanical power or rate of work done by
forces
S(t) Stress work
Q Heat input rate
r Heat supply per unit mass
qorqi Heat flux vector
Temperature or angle
g=gradorgi=;i Temperature gradient
u Specific internal energy
Specific entropy or viscoelastic viscosity
Gibbs’ free energy
Free enthalpy
Enthalpy
Specific entropy production
E modulus of elasticity or Young’s modulus
Gor shear modulus
K Bulk modulus
Poisson’s ratio
, Lam ´e constants
Cijkl General elastic constants
ij Viscous stress tensor
ij Deviatoric rate of deformation
;Viscosity coefficients
Bulk viscosity coefficient
1
Continuum Theory
The atomic/molecular composition of matter is well established. On a small enough
scale, a body of aluminum, is really a collection of discrete aluminum atoms stacked
on one another in a particular repetitive lattice. And on an even smaller scale, the atoms
consist of a core of protons and neutrons around which electrons orbit. Thus matter is not
continuous. At the same time, the physical space in which we live is truly a continuum,
for mathematics teaches us that between any two points in space we can always find
another point regardless of how close together we choose the original pair. Clearly then,
although we may speak of a material body as “occupying” a region of physical space, it
is evident that the body does not totally “fill” the space it occupies. It is this “occupying”
of space that will be the basis of our study of continuum mechanics.
1.1 Continuum Mechanics
If we accept the continuum concept of matter, we agree to ignore the discrete composi-
tion of material bodies, and to assume that the substance of such bodies is distributed
uniformly throughout, and completely fills the space it occupies. In keeping with this
continuum model, we assert that matter may be divided indefinitely into smaller and
smaller portions, each of which retains all of the physical properties of the parent body.
Accordingly, we are able to ascribe field quantities such as density and velocity to each
and every point of the region of space which the body occupies.
The continuum model for material bodies is important to engineers for two very good
reasons. On the scale by which we consider bodies of steel, aluminum, concrete, etc., the
characteristic dimensions are extremely large compared to molecular distances so that
the continuum model provides a very useful and reliable representation. Additionally,
our knowledge of the mechanical behavior of materials is based almost entirely upon
experimental data gathered by tests on relatively large specimens.
The analysis of the kinematic and mechanical behavior of materials modeled on the
continuum assumption is what we know as Continuum Mechanics. There are two main
themes into which the topics of continuum mechanics are divided. In the first, emphasis
is on the derivation of fundamental equations which are valid for all continuous media.
These equations are based upon universal laws of physics such as the conservation of
mass, the principles of energy and momentum, etc. In the second, the focus of attention
is on the development of the constitutive equations characterizing the behavior of specific
idealized materials; the perfectly elastic solid and the viscous fluid being the best known
examples. These equations provide the focal points around which studies in elasticity,
plasticity, viscoelasticity and fluid mechanics proceed.
Mathematically, the fundamental equations of continuum mechanics mentioned above
may be developed in two separate but essentially equivalent formulations. One, the
1
2 Continuum Mechanics for Engineers
integral, or global form, derives from a consideration of the basic principles being applied
to a finite volume of the material. The other, a differential, or field approach, leads to
equations resulting from the basic principles being applied to a very small (infinitesimal)
element of volume. In practice, it is often useful and convenient to deduce the field
equations from their global counterparts.
As a result of the continuum assumption, field quantities such as density and velocity
which reflect the mechanical or kinematic properties of continuum bodies are expressed
mathematically as continuous functions, or at worst as piecewise continuous functions,
of the space and time variables. Moreover, the derivatives of such functions, if they enter
into the theory at all, will be likewise continuous.
Inasmuch as this is an introductory textbook, we shall make two further assumptions
on the materials we discuss in addition to the principal one of continuity. First, we require
the materials to be homogeneous, that is to have identical properties at all locations. And
secondly, that the materials be isotropic with respect to certain mechanical properties,
meaning that those properties are the same in all directions at a given point. Later,
we will relax this isotropy restriction to discuss briefly anisotropic materials which have
important meaning in the study of composite materials.
1.2 Starting Over
The topic of continuum mechanics typically comes at the end of an undergraduate or at
the beginning of a graduate program. Continuum mechanics has a reputation of being
a theoretical course without many applications (during the course). The first of part of
continuum mechanics’ reputation is correct: it is based on fundamental mathematics and
mechanics. However, the second part is not founded. There are many, many applications
for continuum mechanics, but it is hard to cover the basics and develop the applications in
a single quarter or semester. Continuum mechanics takes all the mathematical, physical
and engineering principles and casts them in a single structure from which the student is
prepared to pursue advanced engineering topics. After having a course in continuum me-
chanics many applications become accessible to the student: elasticity, nonlinear elasticity,
plasticity, crashworthiness, biomechanics, polymers and more. Many of the sophisticated
simulation programs such as LS-DYNArbecome a playground for advanced design and
analysis once continuum mechanics has been mastered.
Some students find continuum mechanics a difficult subject. However, outside of a
new notation, the topics studied should be very familiar to the student. Vectors have to
be written in component form, and we need to be able to use “dot” and “cross” products.
These are skills from the sophomore level statics course. Also needed will be a description
for conservation of linear and angular momentum. Taking the time rate of change of
these quantities is really no different than what was done in an undergraduate course
in dynamics. Just like dynamics, a description of the energy equation will be examined.
Rather than study only rigid bodies as done in undergraduate statics and dynamics,
deformation is allowed. This requires defining stress and strain that were first introduced
in a mechanics of solids class. Stress and strain are tensors which are an order more
complex than vectors. When looking at strain and the resulting stress one needs to have
a material model. At the undergraduate level students have studied linear elastic, fluid
and gas behavior. But the topics generally are taught in separate courses, and often the
common, underlying theory is not noticed. Also, the methods used to determine the
relationship between stress and strain are not considered.
Continuum Theory 3
So continuum mechanics is not a new or challenging topic. Rather it is a chance to
start over and put all that was studied previously under a single umbrella. A course in
continuum mechanics is a chance to synthesize what was learned during an undergradu-
ate education into a coherent structure. One of the challenges of doing this is developing
a common notation, but no new physics is presented. Continuum mechanics is just the
process of confirming the foundation for all that was done in undergraduate studies.
1.3 Notation
As one would imagine, building a theoretical foundation for the study of continuum me-
chanics creates notational difficulties. This is especially true for the student just learning
continuum mechanics. In the pages that follow there are many different symbols used
for all the quantities of interest. There are more symbols than a student experienced as
an undergraduate because a general, nonlinear theory is being contructed. For instance,
consider stress. There are different measures of stress that are indistinguishable in the
linear theory: Cauchy, first Piola-Kirchhoff, and second Piola-Kirchhoff. In addition, von
Mises and octahedral stresses are defined to help analyze yield and failure theory. Finally,
it is often advantageous to subdivide stress into deviatoric and spherical parts because of
the different role the two have in deformed bodies.
With all these quantities it is hard to come up with symbols for each of them. Often, one
symbol is very close to another symbol, and the context has to be used to fully understand
the meaning. This is one of the things that makes continuum mechanics difficult for the
beginner.
Finally, as students continue beyond this course, they find the disheartening reality
that not everybody uses the same notation. Often notational marks will have to be made
in margins when reading the literature. The reason there is not a single notation comes
from the fact that people were not flying in airplanes to technical conferences when this
material was being developed. Even when reading a single author’s works spanning a
decade the notation can change. For example, Table 1.11shows some historical notation
for stress.
1Adapted from Nonlinear Theory of Continuous Media, A. Cemal Eringen, McGraw-Hill Inc., (1962)
4 Continuum Mechanics for Engineers
TABLE 1.1
Historical notation for stress.
Naghdi, Eringen, Clebsch, Truesdell t11t22t33t12t23t31
Cauchy (early work) ABCDEF
Cauchy (later work), St. Venant, Maxwell pxxpyypzzpxypyzpzx
F. Neumann, Kirchhoff, Love XxYyZzXyYzZx
Green and Zerna, Russian and German writers 112233122331
Karman, Timoshenko xyzxyyzzx
Some English and American writers 112233122331
xxyyzzxyyzzx
2
Essential Mathematics
Learning a discipline’s language is the first step a student takes towards becoming compe-
tent in that discipline. The language of continuum mechanics is the algebra and calculus
oftensors. Here, tensor is the generic name for those mathematical entities which are
used to represent the important physical quantities of continuum mechanics. A tensor, or
linear transformation, assigns any vector vto another vector Tvsuch that
T(v+w)=Tv+Tw; (2.1a)
and
T(v)=Tv (2.1b)
for allvandw. Furthermore, the sum of two tensors and the scalar multiple of a tensor
is defined by
(T+S)v=Tv+Sv; (2.1c)
and
(T)v=(Tv): (2.1d)
Because of these properties, tensors constitute a vector space.
Tensors have a most useful property in the way that they transform from one basis
(reference frame) to another. Having the tensor defined with respect to one reference
frame, the tensor quantity (components) can be written in any admissible reference frame.
An example of this would be stress defined in principal and non-principal components.
Both representations are of the same stress tensor even though the individual components
may be different. As long as the relationship between the reference frames is known, the
components with respect to one frame may be found from the other.
Only that category of tensors known as Cartesian tensors is used in this text, and defini-
tions of these will be given in the pages that follow. General tensor notation is presented
in the Appendix for completeness, but it is not necessary for the main text. The ten-
sor equations used to develop the fundamental theory of continuum mechanics may be
written in either of two distinct notations; the symbolic notation, or the indicial notation.
We shall make use of both notations, employing whichever is more convenient for the
derivation or analysis at hand but taking care to establish the inter-relationships between
the two. However, an effort to emphasize indicial notation in most of the text has been
made. An introductory course must teach indicial notation to the student who may have
little prior exposure to the topic.
2.1 Scalars, Vectors and Cartesian Tensors
A considerable variety of physical and geometrical quantities have important roles in
continuum mechanics, and fortunately, each of these may be represented by some form
5
6 Continuum Mechanics for Engineers
of tensor. For example, such quantities as density and temperature may be specified com-
pletely by giving their magnitude, i.e., by stating a numerical value. These quantities
are represented mathematically by scalars, which are referred to as zero-order tensors. It
should be emphasized that scalars are not constants, but may actually be functions of
position and/or time. Also, the exact numerical value of a scalar will depend upon the
units in which it is expressed. Thus, the temperature may be given by either 68F, or 20C
at a certain location. As a general rule, lower-case Greek letters in italic print such as ,
,, etc. will be used as symbols for scalars in both the indicial and symbolic notations.
Several physical quantities of mechanics such as force and velocity require not only an
assignment of magnitude, but also a specification of direction for their complete charac-
terization. As a trivial example, a 20 N force acting vertically at a point is substantially
different than a 20 N force acting horizontally at the point. Quantities possessing such
directional properties are represented by vectors, which are first-order tensors. Geometri-
cally, vectors are generally displayed as arrows, having a definite length (the magnitude),
a specified orientation (the direction), and also a sense of action as indicated by the head
and the tail of the arrow. In this text arrow lengths are not to scale with vector magnitude.
Certain quantities in mechanics which are not truly vectors are also portrayed by arrows,
for example, finite rotations.
Consequently, in addition to the magnitude and direction characterization, the com-
plete definition of a vector requires the further statement: vectors add (and subtract) in
accordance with the triangle rule by which the arrow representing the vector sum of two
vectors extends from the tail of the first component arrow to the head of the second when
the component arrows are arranged ”head-to-tail”.
Although vectors are independent of any particular coordinate system, it is often useful
to define a vector in terms of its coordinate components, and in this respect it is neces-
sary to reference the vector to an appropriate set of axes. In view of our restriction to
Cartesian tensors, we limit ourselves to consideration of Cartesian coordinate systems for
designating the components of a vector.
A significant number of physical quantities having important status in continuum me-
chanics require mathematical entities of higher order than vectors for their representation
in the hierarchy of tensors. As we shall see, among the best known of these are the stress
and the strain tensors. These particular tensors are second-order tensors, and are said to
have a rank of two. Third-order and fourth-order tensors are not uncommon in contin-
uum mechanics but they are not nearly as plentiful as second-order tensors. Accordingly,
the unqualified use of the word tensor in this text will be interpreted to mean second-order
tensor. With only a few exceptions, primarily those representing the stress and strain
tensors, we shall denote second-order tensors by upper-case sans serif Latin letters in
bold-faced print, a typical example being the tensor T. The components of the said tensor
will, in general, be denoted by lower-case Latin letters with appropriate indices: tij.
Tensors, like vectors, are independent of any coordinate system, but just as with vectors,
when we wish to specify a tensor by its components we are obliged to refer to a suitable
set of reference axes. The precise definitions of tensors of various order will be given
subsequently in terms of the transformation properties of their components between two
related sets of Cartesian coordinate axes.
As a quick notation summary, the International Standards Organization (ISO) conven-
tions for typesetting mathematics are summarized below:
1. Scalar variables are written as italic letters. The letters may be either Roman or
Greek style fonts depending on the physical quantity they represent. The following
examples are a partial list of scalar notation:
(a)a– magnitude of acceleration
Essential Mathematics 7
(b)v– magnitude of velocity
(c)r– radius
(d)– temperature or angle depending on context
(e)– coefficient of thermal expansion
(f)– principal value of stress
(g)– eigenvalue or stretch
2. Vectors are written as boldface italic. Examples are as follows:
(a)x– position
(b)v– velocity
(c)a– acceleration
(d)^e1– base vector in x1direction
3. Second- and higher-order tensors are designated by uppercase fonts. Additionally,
matrices are shown in the calligraphic form to differentiate them from tensors. Ten-
sors can be represented by matrices, but not all matrices are tensors. In the case
of several well known engineering quantities this convention will not be accommo-
dated. For example, linear strain has been chosen to be represented by . Here are
some samples of tensor and matrix symbols:
(a)Q– orthogonal matrix
(b)E– finite strain
(c)T– Cauchy stress tensor
(d)– infinitesimal strain tensor
(e)R– rotation matrix
2.2 Tensor Algebra in Symbolic Notation - Summation Convention
The three-dimensional physical space of everyday life is the space in which many of the
events of continuum mechanics occur. Mathematically, this space is known as a Euclidean
three-space , and its geometry can be referenced to a system of Cartesian coordinate axes.
In some instances, higher order dimension spaces play integral roles in continuum topics.
Because a scalar has only a single component, it will have the same value in every system
of axes, but the components of vectors and tensors will have different component values,
in general, for each set of axes.
In order to represent vectors and tensors in component form we introduce in our physi-
cal space a right-handed system of rectangular Cartesian axes Ox1x2x3, and identify with
these axes the triad of unit base vectors, ^e1,^e2,^e3, shown in Fig. 2.1(a). All unit vectors
in this text will be written with a caret placed above the bold-faced symbol. Due to the
mutual perpendicularity of these base vectors they form an orthogonal basis, and further-
more, because they are unit vectors, the basis is said to be orthonormal. In terms of this
basis an arbitrary vector vis given in component form by
v=v1^e1+v2^e2+v3^e3=3X
i=1vi^ei: (2.2)
8 Continuum Mechanics for Engineers
x1x2x3
O
^e2
^e1^e3
(a) Unit vectors in the coordinate directions x1,
x2andx3.
x1x2x3
O
v1v2v3
v(b) Rectangular Cartesian components of the
vectorv.
FIGURE 2.1
Base vectors and components of a Cartesian vector.
This vector and its coordinate components are pictured in Fig. 2.1(b). For the symbolic
description, vectors will usually be given by lower-case Latin letters in bold-faced print,
with the vector magnitude denoted by the same letter. Thus vis the magnitude of v.
At this juncture of our discussion it is helpful to introduce a notational device called the
summation convention that will greatly simplify the writing of the equations of continuum
mechanics. Stated briefly, we agree that whenever a subscript appears exactly twice in a
given term, that subscript will take on the values 1, 2, 3 successively, and the resulting
terms summed. For example, using this scheme, we may now write Eq 2.2 in the simple
form
v=vi^ei; (2.3)
and delete entirely the summation symbolP. For Cartesian tensors, only subscripts are
required on the components; for general tensors both subscripts and superscripts are
used. The summed subscripts are called dummy indices since it is immaterial which par-
ticular letter is used. Thus vi^eiis completely equivalent to vj^ej, or tovk^ek, when the
summation convention is used. A word of caution, however; no subscript may appear
more than twice in a singe term. But as we shall soon see, more than one pair of dummy
indices may appear in a given expression that is the summation of terms (see Exam-
ple 2.2). Note also that the summation convention may involve subscripts from both the
unit vectors and the scalar coefficients.
Example 2.1
Without regard for meaning as far as mechanics is concerned, expand the
following expressions according to the summation convention:
(a)uiviwj^ej(b)tijvi^ej(c)tiivj^ej
Essential Mathematics 9
Solution
(a) Summing rst on i, and then on j
uiviwj^ej= (u1v1+u2v2+u3v3)(w1^e1+w2^e2+w3^e3)
(b) Summing on i, then onjand collecting terms on the unit vectors.
tijvj^ei=t1jvj^e1+t2jvj^e2+t3jvj^e3
=(t11v1+t12v2+t13v3)^e1+(t21v1+t22v2+t23v3)^e2
+(t31v1+t32v2+t33v3)^e3
(c) Summing on i, then onj,
tiivj^ej=(t11+t22+t33) (v1^e1+v2^e2+v3^e3)
Note the similarity between (a) and (c).
With the above background in place it is now possible, using symbolic notation, to
present many useful definitions from vector/tensor algebra. There are two symbols
needed prior to writing out all of the vector and tensor algebra necessary. These two
symbols are the Kronecker delta and the permutation symbol. Additionally, there are
several useful relationships between the Kronecker delta and permutation symbol that
are used throughout continuum mechanics. The following three subsections introduce
the Kronecker delta, permutation symbol and their relationships. Following that, vec-
tor/tensor algebra is presented.
The Kronecker delta is similar to the identity matrix, so the reader should quickly
embrace this new entity. However, the permutation symbol is a little more abstract than
the Kronecker delta since it cannot be represented by a matrix. In subsequent chapters
the Kronecker delta and the permutation symbol play integral roles in describing how
forces are carried by continuum bodies and how the position of a particle is described.
2.2.1 Kronecker Delta
Since the base vectors ^ei(i= 1,2,3) are unit vectors and orthogonal
^ei^ej=
1 if numerical value of i= numerical value of j
0 if numerical value of i6=numerical value of j:
Therefore, if we introduce the Kronecker delta defined by
ij=
1 if numerical value of i= numerical value of j
0 if numerical value of i6=numerical value of j
we see that
^ei^ej=ij (i;j=1;2;3 ): (2.4)
10 Continuum Mechanics for Engineers
Also, note that by the summation convention
ii=jj=11+22+33=1+1+1=3;
and furthermore, we call attention to the substitution property of the Kronecker delta by
expanding (summing on j) the expression
ij^ej=i1^e1+i2^e2+i3^e3:
But for a given value of iin this equation, only one of the Kronecker deltas on the right
hand side is non-zero, and it has the value one. Therefore,
ij^ej=^ei;
and the Kronecker delta in ij^ejcauses the summed subscript jof^ejto be replaced by i
reducing the expression to simply ^ei.
2.2.2 Permutation Symbol
By introducing the permutation symbol "ijkdefined by
"ijk=8
><
>:1 if numerical values of ijkappear as in the sequence 12312
-1 if numerical values of ijkappear as in the sequence 32132
0 if numerical values of ijkappear in any other sequence(2.5)
we may express the cross products of the base vectors (i=1,2,3) by the use of Eq 2.5 as
^ei^ej="ijk^ek (i;j;k =1;2;3 ): (2.6)
Also, note from its definition that the interchange of any two subscripts in "ijkcauses a
sign change so that for example,
"ijk= -"kji="kij= -"ikj;
and, furthermore, that for repeated subscripts is zero as in
"113="212="133="222=0:
2.2.3"-Identity
The product of permutation symbols "miq"jkqmay be expressed in terms of Kronecker
deltas by the "-identity
"miq"jkq=mjik-mkij (2.7a)
as may be proven by direct expansion. This is a most important formula used throughout
this text and is well worth memorizing. Also, by the sign-change property of "ijk,
"miq"jkq="miq"qjk="qmi"qjk="qmi"jkq:
Additionally, it is easy to show from Eq 2.7a that
"jkq"mkq=2jm; (2.7b)
by settingi=k, and
"jkq"jkq=6: (2.7c)
Essential Mathematics 11
2.2.4 Tensor/Vector Algebra
To begin with, vector addition is easily written in indicial form
w=u+vor w i^ei=(ui+vi)^ei (2.8)
where the components simply add together.
Simple vector multiplication can take one of several forms. The specific form depends
on the type of entity multiplying the vector. For now, two forms of vector multiplication
can be defined in symbolic form. Multiplication of a vector by a scalar is written as
v=vi^ei; (2.9)
and the dot (scalar) product between of two vectors is
uv=vu=uvcos (2.10)
whereis the smaller angle between the two vectors when drawn from a common origin.
From the definition of ijand its substitution property the dot productuvmay be
written as
uv=ui^eivj^ej=uivj^ei^ej=uivjij=uivi: (2.11)
Note that scalar components pass through the dot product since it is a vector operator.
The vector cross (vector) product of two vectors is defined by
uv= -vu=(uvsin)^e
where066, is the angle between the two vectors when drawn from a common
origin, and where ^eis a unit vector perpendicular to their plane such that a right-handed
rotation about ^ethrough the angle carriesuintov.
The vector cross product may be written in terms of the permutation symbol (Eq 2.5) as
follows:
uv=ui^eivj^ej=uivj(^ei^ej)="ijkuivj^ek: (2.12)
Again, notice how the scalar components pass through the vector cross product operator.
There are a couple of useful ways three vectors can be multiplied. The triple scalar
product (box product) is
uvw=uvw=[u;v;w];
or
[u;v;w]=ui^ei(vj^ejwk^ek)=ui^ei"jkqvjwk^eq (2.13)
="jkquivjwkiq="ijkuivjwk
where in the final step we have used both the substitution property of iqand the sign-
change property of "ijk. The triple cross product is similar to the triple scalar product
u(vw)=ui^ei(vj^ejwk^ek)=ui^ei("jkqvjwk^eq) (2.14)
="iqm"jkquivjwk^em="miq"jkquivjwk^em
which may be written as
u(vw)=(mjik-mkij)uivjwk^em (2.15)
=(uivmwi-uiviwm)^em=uiwivm^em-uiviwm^em:
12 Continuum Mechanics for Engineers
Observation of the indices in Eq 2.15 admits
u(vw)=(uw)v-(uv)w
a well-known identity from vector algebra.
In addition to the common vector products above, two vectors can be multiplied to-
gether to yield a tensor. The tensor product of two vectors creates a dyad
uv=ui^eivj^ej=uivj^ei^ej (2.16)
which in expanded form, summing first on i, yields
uivj^ei^ej=u1vj^e1^ej+u2vj^e2^ej+u3vj^e3^ej;
and then summing on j
uivj^ei^ej=u1v1^e1^e1+u1v2^e1^e2+u1v3^e1^e3
+u2v1^e2^e1+u2v2^e2^e2+u2v3^e2^e3 (2.17)
+u3v1^e3^e1+u3v2^e3^e2+u3v3^e3^e3:
This nine-term sum is called the nonion form of the dyad,uv. A sum of dyads such as
u1v1+u2v2++uNvN (2.18)
is called a dyadic.
A common, alternative notation frequently used for the dyad product is
a
b=ai^ei
bj^ej=aibj^ei
^ej (2.19)
which is called a tensor product. The tensor product of vectors aandbis defined by how
a
bmaps all vectors u:
(a
b)u=a(bu): (2.20)
If one takes vectors a,banduto be vectors from a Euclidian 3-space, the expanded form
for the tensor product may be written as
(a
b)u=a(bu)=2
64a1
a2
a33
75(b1u1+b2u2+b3u3)
=2
64a1b1u1+a1b2u2+a1b3u3
a2b1u1+a2b2u2+a2b3u3
a3b1u1+a3b2u2+a3b3u33
75
=2
64a1b1a1b2a1b3
a2b1a2b2a2b3
a3b1a3b2a3b33
752
64u1
u2
u33
75
=0
B@2
64a1
a2
a33
75h
b1b2b3i1
CA2
64u1
u2
u33
75:(2.21)
Essential Mathematics 13
The last line of Eq 2.21 shows why the tensor product is sometimes called the outer
product. The inner product, of course, is defined by
ab=h
a1a2a3i2
64b1
b2
b33
75=a1b1+a2b2+a3b3:
The second line of Eq 2.21 shows the tensor product to be equivalent to the dyad product
of two vectors. Both notations will be used in the book.
A dyad can be multiplied by a vector giving a vector-dyad product:
1.u(vw)=ui^ei(vj^ejwk^ek)=uiviwk^ek (2.22)
2. (uv)w=(ui^eivj^ej)wk^ek=uivjwj^ei (2.23)
3.u(vw)=(ui^eivj^ej)wk^ek="ijquivjwk^eq^ek (2.24)
4. (uv)w=ui^ei(vj^ejwk^ek)="jkquivjwk^ei^eq (2.25)
(Note that in products 3 and 4 the order of the base vectors ^eiis important.)
Dyads can be multiplied by each other to yield another dyad
(uv)(ws)=ui^ei(vj^ejwk^ek)sq^eq=uivjwjsq^ei^eq: (2.26)
Vectors can be multiplied by a tensor to give a vector. The reduction in the order of the
tensor is why the “dot” is used in direct notation.
1.vT=vi^eitjk^ej^ek=vitjkij^ek=vitik^ek (2.27)
2.Tv=tij^ei^ejvk^ek=tij^eijkvk=tijvj^ei (2.28)
(Note that these products are also written as simply vTandTv.)
Finally, two tensors can be multiplied resulting in a tensor
TS=tij^ei^ejspq^ep^eq=tijspqjp^ei^eq=tijsjp^ei^eq: (2.29)
Example 2.2
Let the vector vbe given byv=(a^n)^n+^n(a^n)whereais an arbitrary
vector, and ^nis a unit vector. Express vin terms of the base vectors ^ei, expand,
and simplify. (Note that ^n^n=ni^einj^ej=ninjij=nini=1.)
Solution
In terms of the base vectors ^ei, the given vector vis expressed by the equation
v=(ai^einj^ej)nk^ek+ni^ei(aj^ejnk^ek):
We note here that indices i,j, andkappear four times in this line, however, the
summation convention has not been violated. Terms that are separated by a plus
or a minus sign are considered dierent terms each having summation convention
14 Continuum Mechanics for Engineers
rules applicable within them. Vectors joined by a dot or cross product are not
distinct terms, and the summation convention must be adhered to in that case.
Carrying out the indicated multiplications, we see that
v=(ainjij)nk^ek+ni^ei("jkqajnk^eq)
=ainink^ek+"iqm"jkqniajnk^em
=ainink^ek+"miq"jkqniajnk^em
=ainink^ek+(mjik-mkij)niajnk^em
=ainink^ek+niajni^ej-niaink^ek
=niniaj^ej=aj^ej=a:
Sinceamust equalv, this example demonstrates that the vector vmay be
resolved into a component (v^n)^nin the direction of ^n, and a component
^n(v^n)perpendicular to ^n.
Example 2.3
Using Eq 2.7 show that (a) "mkq"jkq=2mjand that (b)"jkq"jkq=6. (Recall
thatkk=3andmkkj=mj.)
Solution
(a) Write out Eq 2.7a with index ireplaced bykto get
"mkq"jkq =mjkk-mkkj
=3mj-mj=2mj:
(b) Start with the rst equation in Part (a) and replace the index mwithj,
giving
"jkq"jkq =jjkk-jkjk
=(3) (3)-jj=9-3=6:
Example 2.4
Double dot products of dyads are dened by
(a)(uv)(ws)=(vw) (us)
(b)(uv):(ws)=(uw) (vs):
Expand these products and compare the component forms.
Essential Mathematics 15
Solution
(a)(uv)(ws)=(vi^eiwj^ej) (uk^eksq^eq)=viwiuksk
(b)(uv):(ws)=(ui^eiwj^ej) (vk^eksq^eq)=uiwivksk
Summary of Symbolic Notations
1.Addition of vectors, Eq 2.8:
w=u+vor w i^ei=(ui+vi)^ei
2.Multiplication:
(a)of a vector by a scalar, Eq 2.9:
v=vi^ei
(b) dot (scalar) product of two vectors, Eq 2.11:
uv=vu=uvcos=uivi
(c)cross (vector) product of two vectors, Eq 2.12:
uv= -vu=(uvsin)^e="ijkuivj^ek
(d)triple scalar product (box product), Eq 2.13:
[u;v;w]=ui^ei(vj^ejwk^ek)=ui^ei"jkqvjwk^eq
="jkquivjwkiq="ijkuivjwk
(e)triple cross product, Eq 2.14:
u(vw)=ui^ei(vj^ejwk^ek)=ui^ei("jkqvjwk^eq)
="iqm"jkquivjwk^em="miq"jkquivjwk^em
(f)tensor product of two vectors (dyad), Eq 2.16:
uv=ui^eivj^ej=uivj^ei^ej=ui^ei
vj^ej=uivj^ei
^ej
(g)Vector-dyad products, Eqs 2.22–2.25:
1.u(vw)=ui^ei(vj^ejwk^ek)=uiviwk^ek
2. (uv)w=(ui^eivj^ej)wk^ek=uivjwj^ei
3.u(vw)=(ui^eivj^ej)wk^ek="ijquivjwk^eq^ek
4. (uv)w=ui^ei(vj^ejwk^ek)="jkquivjwk^ei^eq
16 Continuum Mechanics for Engineers
TABLE 2.1
Indicial form for a variety of tensor quantities.
=scalar (zeroth-order tensor)
vi=vector (first-order tensor) v, or equivalently, its 3 components
uivj=dyad (second-order tensor) uv, or its 9 components
tij=dyadic (second-order tensor) T, or its 9 components
Qijk =triadic (third-order tensor) Q, or its 27 components
Cijkm =tetradic (forth-order tensor) C, or its 81 components
(h)dyad-dyad product, Eq 2.26:
(uv)(ws)=ui^ei(vj^ejwk^ek)sq^eq=uivjwjsq^ei^eq
(i)vector-tensor products, Eqs 2.27–2.28:
1.vT=vi^eitjk^ej^ek=vitjkij^ek=vitik^ek
2.Tv=tij^ei^ejvk^ek=tij^eijkvk=tijvj^ei
(j)tensor-tensor product, Eq 2.29:
TS=tij^ei^ejspq^ep^eq=tijsjp^ei^eq
(k)double dot product:
1.(uv)(ws)=(vi^eiwj^ej) (uk^eksq^eq)=viwiuksk
2.(uv):(ws)=(ui^eiwj^ej) (vk^eksq^eq)=uiwivksk
2.3 Indicial Notation
By assigning special meaning to the subscripts, indicial notation permits us to carry out
the tensor operations of addition, multiplication, differentiation, etc. without the use, or
even the appearance of the base vectors ^eiin the equations. We simply agree that the
tensor rank (order) of a term is indicated by the number of “free,” that is, unrepeated,
subscripts appearing in that term. Accordingly, a term with no free indices represents a
scalar, a term with one free index a vector, a term having two free indices a second order
tensor, and so on. The specific meaning of these symbols are given in Table 2.1.
For tensors defined in a three-dimensional space, the free indices take on the values
1,2,3 successively, and we say that these indices have a range of three. IfNis the number
of free indices in a tensor, that tensor has 3Ncomponents in three space.
We must emphasize that in the indicial notation exactly two types of subscripts appear:
Essential Mathematics 17
TABLE 2.2
Forms for inner and outer products.
Outer Products: Contraction(s): Inner Products:
uivj i=j uivi(vector dot product)
"ijkuqvmj=q;k=m " ijkujvk(vector cross product)
"ijkuqvmwni=q;j=m;k=n "ijkuivjwk(box product)
1. “free” indices, which are represented by letters that occur only once in a given term,
2. “summed,” or “dummy” indices which are represented by letters that appear only
twice in a given term.
Furthermore, every term in a valid equation must have the same letter subscripts for the
free indices. No letter subscript may appear more than twice in any given term.
Mathematical operations among tensors are readily carried out using the indicial nota-
tion. Thus addition (and subtraction) among tensors of equal rank follows according to
the typical equations; ui+vi-wi=sifor vectors, and tij-vij+sij=qijfor second-order
tensors. Multiplication of two tensors to produce an outer tensor product is accomplished
by simply setting down the tensor symbols side by side with no dummy indices appear-
ing in the expression. As a typical example, the outer product of the vector viand tensor
tjkis the third-order tensor vitjk.Contraction is the process of identifying (that is, setting
equal to one another) any two indices of a tensor term. An inner tensor product is formed
from an outer tensor product by one or more contractions involving indices from separate
tensors in the outer product. We note that the rank of a given tensor is reduced by twofor
each contraction. Some outer products, which contract, form well-known inner products
listed in Table 2.2.
A tensor is symmetric in any two indices if interchange of those indices leaves the tensor
value unchanged. For example, if sij=sjiandcijm=cjim, both of these tensors are said
to be symmetric in the indices iandj. A tensor is anti-symmetric (orskew-symmetric) in
any two indices if interchange of those indices causes a sign change in the value of the
tensor. Thus if aij= -aji, it is anti-symmetric in iandj. Also, recall that by definition,
"ijk= -"jik="jki, etc., and hence the permutation symbol is anti-symmetric in all
indices.
Example 2.5
Show that the inner product sijaijof a symmetric tensor sij=sji, and an
anti-symmetric tensor aij= -ajiis zero.
Solution
By denition of symmetric tensor sijand skew-symmetric tensor aij, we have
sijaij= -sjiaji= -smnamn= -sijaij
where the last two steps are the result of all indices being dummy indices.
Therefore,2sijaij=0, orsijaij=0.
18 Continuum Mechanics for Engineers
One of the most important advantages of the indicial notation is the compactness it
provides in expressing equations in three dimensions. A brief listing of typical equations
of continuum mechanics is presented below to illustrate this feature.
1: =sijtij-siitjj (1 equation, 18 terms on RHS)
2: ti=qijnj (3 equations, 3 terms on RHS of each)
3: tij=ijEkk+2Eij (9 equations, 4 terms on RHS of each)
Example 2.6
By direct expansion of the expression vi="ijkwjkdetermine the components
of the vector viin terms of the components of the tensor wjk.
Solution
By summing rst on jand then onkand then omitting the zero terms, we nd
that
vi="i1kw1k+"i2kw2k+"i3kw3k
="i12w12+"i13w13+"i21w21+"i23w23+"i31w31+"i32w32:
Therefore,
v1="123w23+"132w32=w23-w32;
v2="213w13+"231w31=w31-w13;
v3="312w12+"321w21=w12-w21:
Note that if the tensor wjkwere symmetric, the vector viwould be a null (zero)
vector.
To end this section, consider a skew–symmetric second order tensor W=wij^ei^ej.
All skew–symmetric tensors can be represented in terms of an axial vector by using the
permutation symbol. Let the axial vector for wijbe!idefined by
!i= -1
2"ijkwjk: (2.30)
It is an easy exercise in indicial manipulation to find the inverse of Eq 2.30. We can write
wjkin terms of!ias follows:
"imn!i= -1
2"imn"ijkwjk
= -1
2(mjnk-mknj)wjk
= -1
2(wmn-wnm)
= -1
2(2wmn)
= -wmn(2.31)
where Eq 2.7a and the skew–symmetric property of wijwere used.
Essential Mathematics 19
2.4 Matrices and Determinants
For computational purposes it is often expedient to use the matrix representation of vectors
and tensors. Accordingly, we review here several definitions and operations of elementary
matrix theory.
Amatrix is an ordered rectangular array of elements enclosed by square brackets and
subjected to certain operational rules. The typical element Aijof the matrix is located in
theith(horizontal) row, and in the jth(vertical) column of the array. A matrix having
elements Aij, which may be numbers, variables, functions, or any of several mathematical
entities, is designated by [Aij], or symbolically by the kernel letter A. AnMbyNmatrix
(writtenMN) hasMrows andNcolumns, and may be displayed as
A=[Aij]=2
66664A11A12 A1N
A21A22 A2N
.........
AM1AM2AMN3
77775: (2.32)
IfM=N, the matrix is a square matrix. A 1Nmatrix [A1N]is an row matrix, and an M1
matrix [AM1]is acolumn matrix. Row and column matrices represent vectors, whereas a
33square matrix represents a second-order tensor. A scalar is represented by a 11
matrix (a single element). The unqualified use of the word matrix in this text is understood
to mean a33square matrix, that is, the matrix representation of a second-order tensor
or a matrix that is not a tensor.
Azero, or null matrix has all elements equal to zero. A diagonal matrix is asquare matrix
whose elements not on the principal diagonal, which extends from A11toANN, are all
zeros. Thus for a diagonal matrix, Aij=0fori6=j. The unit or identity matrix I, which,
incidentally, is the matrix representation of the Kronecker delta, is a diagonal matrix
whose diagonal elements all have the value one.
TheNMmatrix formed by interchanging the rows and columns of the MNmatrix
Ais called the transpose ofA, and is written as AT, or[Aij]T. By definition, the elements
of a matrix Aand its transpose are related by the equation AT
ij=Aji. A square matrix
for which A=AT, or in element form, Aij=Aji, is called a symmetric matrix; one for
which A= -A, or,Aij= -Aji, is called an anti-symmetric, or skew-symmetric matrix.
The elements of the principal diagonal of a skew-symmetric matrix are all zeros. Two
matrices are equal if they are identical element by element. Matrices having the same
number of rows and columns may be added (or subtracted) element by element. Thus if
A=B+C, the elements of Aare given by
Aij=Bij+Cij: (2.33)
Addition of matrices is commutative, A+B=B+A, and associative, A+(B+C)=
(A+B)+C.
20 Continuum Mechanics for Engineers
Example 2.7
Show that the square matrix Acan be expressed as the sum of a symmetric
and a skew-symmetric matrix by the decomposition
A=A+AT
2+A-AT
2:
Solution
Let the decomposition be written as A=B+CwhereB=1
2
A+AT
and
C=1
2
A-AT
. Then writing BandCin element form,
Bij=Aij+AT
ij
2=Aij+Aji
2=AT
ji+Aji
2=Bji=BT
ij (symmetric);
Cij=Aij-AT
ij
2=Aij-Aji
2= -AT
ji-Aji
2= -Cji= -CT
ij(skew-symmetric) .
Therefore Bis symmetric, and Cskew-symmetric.
Multiplication of the matrix Aby the scalar results in the matrix A, or [Aij]=
[Aij]. The product of two matrices AandB, denoted by AB, is defined only if the
matrices are conformable, that is, if the prefactor matrix Ahas the same number of columns
as the postfactor matrix Bhas rows. Thus the product of an MQmatrix multiplied by
aQNmatrix is anMNmatrix. The product matrix C=AB has elements given by
Cij=AikBkj (2.34)
in whichkis, of course, a summed index. Therefore each element Cijof the product
matrix is an inner product of the ithrow of the prefactor matrix with the jthcolumn of
the postfactor matrix. In general, matrix multiplication is not commutative, AB6=BA,
but the associative and distributive laws of multiplication do hold for matrices. The
product of a matrix with itself is the square of the matrix, and is written AA=A2.
Likewise the cube of the matrix is AAA =A3, and in general, matrix products obey the
exponent rule
AmAn=AnAm=Am+n(2.35)
wheremandnare positive integers, or zero. Also, we note that
(An)T=
ATn; (2.36)
and ifBB=Athen
B=p
A=A1
2 (2.37)
but the square root is not unique.
Essential Mathematics 21
Example 2.8
Use indicial notation to show that for arbitrary matrices AandB:
(a)(A+B)T=AT+BT
(b)(AB)T=BTAT
(c)IB=BI=BwhereIis the identity matrix.
Solution
(a) Let A+B=C, then in element form Cij=Aij+Bijand therefore CTis
given by
CT
ij=Cji=Aji+Bji=AT
ij+BT
ji;
or
CT=(A+B)T=AT+BT:
(b) Let AB=C, then in element form
Cij=AikBkj=AT
kiBT
jk=BT
jkAT
ki=CT
ji:
Hence (AB)T=BTAT. Note that exchanging the order AT
kiBT
jk=BT
jkAT
ki
is not necessary when using indicial notation. It is done for clarity. In direct
or matrix notation the order of the terms is critical.
(c) LetIB=C, then in element form
Cij=ikBkj=Bij=Bikkj
by the substitution property. Thus IB=BI=B.
The determinant of a square matrix is formed from the square array of elements of
the matrix and this array evaluated according to established mathematical rules. The
determinant of the matrix Ais designated by either det A, or by jAijj, and for a33
matrix A,
detA=jAijj=A11A12A13
A21A22A23
A31A32A33: (2.38)
A minor of det Ais another determinant jMijjformed by deleting the ithrow andjth
column of jAijj. The cofactor of the element Aij(sometimes referred to as the signed
minor) is defined by
A(c)
ij=(-1)i+jjMijj (2.39)
where superscript (c)denotes cofactor of matrix A.
Evaluation of a determinant may be carried out by a standard method called expansion
by cofactors. In this method, any row (or column) of the determinant is chosen, and each
element in that row (or column) is multiplied by its cofactor. The sum of these products
22 Continuum Mechanics for Engineers
gives the value of the determinant. For example, expansion of the determinant of Eq 2.38
by the first row becomes
detA=A11A22A23
A32A33-A12A21A23
A31A33+A13A21A22
A31A32(2.40)
which upon complete expansion gives
detA=A11(A22A33-A23A32)-A12(A21A33-A23A31) (2.41)
+A13(A21A32-A22A31):
Several interesting properties of determinants are worth mentioning at this point. To
begin with, the interchange of any two rows (or columns) of a determinant causes a sign
change in its value. Because of this property and because of the sign-change property of
the permutation symbol, the det Aof Eq 2.38 may be expressed in the indicial notation
by the alternative forms (see Prob. 2.13)
detA="ijkAi1Aj2Ak3="ijkA1iA2jA3k: (2.42)
Furthermore, following an arbitrary number of column interchanges with the accompa-
nying sign change of the determinant for each, it can be shown from the first form of
Eq 2.42 that, (see Prob 2.14)
"qmn detA="ijkAiqAjmAkn: (2.43)
Finally, we note that if the det A=0, the matrix is said to be singular. It may be eas-
ily shown that every 33skew-symmetric matrix is singular. Also, the determinant
of the diagonal matrix, D, is simply the product of its diagonal elements: det D=
D11D22DNN.
Example 2.9
Show that for matrices AandB,det(AB) = det(BA) = det(A) det(B).
Solution
LetC=AB, then Cij=AikBkjand from Eq 2.42
detC="ijkCi1Cj2Ck3
="ijkAiqBq1AjmBm2AknBn3
="ijkAiqAjmAknBq1Bm2Bn3:
But from Eq 2.43
"ijkAiqAjmAkn="qmn detA;
so now
Essential Mathematics 23
detC=detAB="qmnBq1Bm2Bn3detA=detAdetB:
By a direct interchange of AandB,detAB=detBA.
Example 2.10
Use Eq 2.40 and Eq 2.41 to show that detA=detAT.
Solution
Since
AT=A11A21A31
A12A22A32
A13A23A33
cofactor expansion by the rst column here yields
detA=A11A22A32
A23A33-A12A21A31
A23A33+A13A21A31
A22A32
which is equal to Eq 2.41.
The inverse of the matrix Ais written A-1, and is defined by
AA-1=A-1A=I (2.44)
whereIis the identity matrix. Thus if AB=I, then B=A-1, andA=B-1. The adjoint
matrix Ais defined as the transpose of the cofactor matrix
A=h
A(c)iT
: (2.45)
In terms of the adjoint matrix the inverse matrix is expressed by
A-1=A
detA(2.46)
which is actually a working formula by which an inverse matrix may be calculated. This
formula shows that the inverse matrix exists only if det A6=0, i.e., only if the matrix Ais
non-singular. In particular, a 33skew-symmetric matrix has no inverse.
24 Continuum Mechanics for Engineers
Example 2.11
Show from the denition of the inverse, Eq 2.44 that
(a)(AB)-1=B-1A-1,
(b)
AT-1=
A-1T.
Solution
(a) By pre-multiplying the matrix product ABbyB-1A-1, we have (us-
ing Eq 2.44),
B-1A-1AB=B-1IB=B-1B=I
and therefore B-1A-1=(AB)-1.
(b) Taking the transpose of both sides of Eq 2.44 and using the result of
Example 2.8 we have
AA-1T=
A-1TAT=IT=I:
Hence
A-1Tmust be the inverse of AT, or
A-1T=
AT-1.
Anorthogonal matrix, call it Q, is a square matrix for which Q-1=QT. From this
definition we note that a symmetric orthogonal matrix is its own inverse since in this case
Q-1=QT=Q: (2.47)
Also, if AandBare orthogonal matrices.
(AB)-1=B-1A-1=BTAT=(AB)T; (2.48)
so that the product matrix is likewise orthogonal. Furthermore, if Ais orthogonal it may
shown (see Prob. 2.18) that
detA=1: (2.49)
As mentioned near the beginning of this section, a vector may be represented by a row
or column matrix, a second-order tensor by a square 33matrix. For computational
purposes, it is frequently advantageous to transcribe vector/tensor equations into their
matrix form. As a very simple example, the vector-tensor product, u=Tv(symbolic
notation) orui=Tijvj(indicial notation) appears in matrix form as
[ui1]=[Tij] [vj1] or2
64u1
u2
u33
75=2
64T11T12T13
T21T22T23
T31T32T333
752
64v1
v2
v33
75: (2.50)
Essential Mathematics 25
TABLE 2.3
Transformation table between Ox1x2x3and
Ox0
1x0
2x0
3.
^e1; x1 ^e2; x2 ^e3; x3
^e0
1; x0
1a11a12a13
^e0
2; x0
2a21a22a23
^e0
3; x0
3a31a32a33
In much the same way the product
w=vT orwi=vjTji
appears as
[w1i]=[v1j] [Tji]orh
w1w2w3i
=h
v1v2v3i2
64T11T21T31
T12T22T32
T13T23T333
75:(2.51)
Note that in Eq 2.51 the order of the subscripts are exchanged since the transpose of the
matrix is being written. Equations 2.51 and 2.50 could be written in the direct form the
following way:
w=vT=(Tv)T=vTTT:
From this, it is clear that
w=uT
sinceu=Tv.
2.5 Transformations of Cartesian Tensors
Although, as already mentioned, vectors and tensors have an identity independent of any
particular reference or coordinate system, the relative values of their respective compo-
nents do depend upon the specific axes to which they are referred. The relationships
among these various components when given with respect to two separate sets of co-
ordinate axes are known as the transformation equations. In developing these transfor-
mation equations for Cartesian tensors, we consider two sets of rectangular Cartesian
axes,Ox1x2x3andOx0
1x0
2x0
3, sharing a common origin, and oriented relative to one an-
other so that the direction cosines between the primed and unprimed axes are given by
aij=cos(x0
i;xj)as shown in Fig. 2.2.
The square array of the nine direction cosines displayed in Table 2.3 is useful in relat-
ing the unit base vectors ^eiand^e0
ito one another, as well as relating the primed and
unprimed coordinates x0
iandxiof a point. Thus the primed base vectors ^e0
iare given
in terms of the unprimed vectors ^eiby the equations (as is also easily verified from the
geometry of the vectors in the diagram of Fig. 2.2),
26 Continuum Mechanics for Engineers
x1x
1
x2x
2x3
x
3
cos−1a11cos−1a12cos−1a13
O^e3
^e2
^e1^e
3^e
2^e
1
FIGURE 2.2
Rectangular coordinate system Ox0
1x0
2x0
3relative toOx1x2x3. Direction cosines shown for
coordinatex0
1relative to unprimed coordinates. Similar direction cosines are defined for
x0
2andx0
3coordinates.
^e0
1=a11^e1+a12^e2+a13^e3=a1j^ej; (2.52a)
^e0
2=a21^e1+a22^e2+a23^e3=a2j^ej; (2.52b)
^e0
3=a31^e1+a32^e2+a33^e3=a3j^ej; (2.52c)
or in compact indicial form
^e0
i=aij^ej: (2.53)
By defining the matrix Awhose elements are the direction cosines aij, Eq 2.53 can be
written in matrix form as
[^e0
i1]=[aij] [^ej1] or2
64^e0
1
^e0
2
^e0
33
75=2
64a11a12a13
a21a22a23
a31a32a333
752
64^e1
^e2
^e33
75 (2.54)
where the elements of the column matrices are unit vectors. The matrix Ais called the
transformation matrix because, as we shall see, of its role in transforming the components
of a vector (or tensor) referred to one set of axes into the components of the same vector
(or tensor) in a rotated set.
Because of the perpendicularity of the primed axes, ^e0
i^e0
j=ij. But also, in view of
Eq 2.53,
^e0
i^e0
j=aiq^eqajm^em=aiqajmqm=aiqajq=ij
from which we extract the orthogonality condition on the direction cosines (given here in
both indicial and matrix form),
aiqajq=ij orAAT=I: (2.55)
Note that this is simply the inner product of the ithrow with the jthrow of the matrix
A. By an analogous derivation to that leading to Eq 2.53, but using the columns of A, we
obtain
Essential Mathematics 27
^ei=aji^e0
j; (2.56)
which in matrix form is
[^e1i]=^e0
1j
[aij]orh
^e1^e2^e3i
=h
^e0
1^e0
2^e0
3i2
64a11a12a13
a21a22a23
a31a32a333
75:(2.57)
Note that using the transpose AT, Eq 2.57 may also be written
[^e1i]=[aij]T^e0
1j
or2
64^e1
^e2
^e33
75=2
64a11a21a31
a12a22a32
a13a23a333
752
64^e0
1
^e0
2
^e0
33
75 (2.58)
in which column matrices are used for the vectors ^eiand^e0
i. By a consideration of the
dot product and Eq 2.56 we obtain a second orthogonality condition
aijaik=jk orATA=I (2.59)
which is the inner product of the jthcolumn with the kthcolumn of A.
Consider next an arbitrary vector vhaving components viin the unprimed system, and
v0
iin the primed system. Then using Eq 2.56,
v=v0
j^e0
j=vi^ei=viaji^e0
j
from which, by matching coefficients on ^e0
j, we have (in both the indicial and matrix
forms),
v0
j=ajivi orv0=Av=vAT(2.60)
which is the transformation law expressing the primed components of an arbitrary vector in
terms of its unprimed components. Although the elements of the transformation matrix
are written as aijwe must emphasize that they are not the components of a second-
order Cartesian tensor as it might appear. Multiplication of Eq 2.60 by ajkand using the
orthogonality condition Eq 2.59 we obtain the inverse law
vk=ajkv0
j orv=v0A=ATv0(2.61)
giving the unprimed components in terms of the primed.
By a direct application of Eq 2.61 to the dyad uvwe have
uivj=aqiu0
qamjv0
m=aqiamju0
qv0
m: (2.62)
But a dyad is, after all, one form of a second-order tensor, and so by an obvious adaptation
of Eq 2.62 we obtain the transformation law for a second-order tensor, Tas
tij=aqiamjt0
qm orT=ATT0A (2.63)
which may be readily inverted with the help of the orthogonality conditions to yield
t0
ij=aiqajmtqm orT0=ATAT: (2.64)
28 Continuum Mechanics for Engineers
O
2π
2π
x
1x3
x1,x
3x2,x
2
(a)Ox0
1x0
2x0
3axes relative to Ox1x2x3axes
following a90ocounterclockwise rotation
about thex2axis.
O
x2,x
2x3,x
3
x
1
x1(b)Ox0
1x0
2x0
3axes relative to Ox1x2x3axes
following a reflection about the x2x3plane.
FIGURE 2.3
Rotation and reflection of reference axes.
Note carefully the location of the summed indices qandmin Equations 2.63 and 2.64.
Finally, by a logical generalization of the pattern of the transformation rules developed
thus far we state that for an arbitrary Cartesian tensor of any order
R0
ij:::k=aiqajmaknRqm:::n: (2.65)
The primed axes may be related to the unprimed axes through either a rotation about an
axis through the origin, or by a reflection of the axes in one of the coordinate planes. (Or by
a combination of such changes). As a simple example, consider a 90(counterclockwise)
rotation about the x2axis shown in Fig. 2.3(a). The matrix of direction cosines for this
rotation is
[aij]=2
640 0 -1
0 1 0
1 0 03
75
and det A=1. The transformation of tensor components in this case is called a proper
orthogonal transformation. For a reflection of axes in the x2x3plane shown in Fig 2.3(b) the
transformation matrix is
[aij]=2
64-1 0 0
0 1 0
0 0 13
75
where det A= -1, and we have an improper orthogonal transformation. It may be shown
that true (polar) vectors transform by the rules v0
i=aijvjandvi=aijv0
jregardless of
whether the axes transformation is proper or improper. However, pseudo (axial) vectors
transform correctly only according to v0
i=(detA)aijvjandvj=(detA)aijv0
iunder an
improper transformation of axes.
Essential Mathematics 29
Example 2.12
Let the primed axes Ox0
1x0
2x0
3be given with respect to the unprimed axes by
a45(counterclockwise) rotation about the x2axis as shown. Determine the
primed components of the vector given by v=^e1+^e2+^e3.
O
β45ο
45οv
ββ
^e1^e3
^e
1^e
3
^e2,^e
2x2,x
2
x1
x
1x3
x
3
Vectorvwith respect to Ox0
1x0
2x0
3andOx1x2x3.
Solution
Here the transformation matrix is
[aij]=2
66641p
20 -1p
2
0 1 0
1p
201p
23
7775;
and from Eq 2.60 in matrix form
2
6664v0
1
v0
2
v0
33
7775=2
66641p
20 -1p
2
0 1 0
1p
201p
23
77752
66641
1
13
7775=2
66640
1
p
23
7775:
30 Continuum Mechanics for Engineers
Example 2.13
Determine the primed components of the tensor
[tij]=2
642 6 4
0 8 0
4 2 03
75
under the rotation of axes described in Example 2.12.
Solution
Here Eq 2.64 may be used. Thus in matrix form
t0
ij
=2
641p
20 -1p
2
0 1 0
1p
201p
23
752
642 6 4
0 8 0
4 2 03
752
641p
201p
2
0 1 0
-1p
201p
23
75
=2
64-34p
21
0 8 0
18p
253
75:
2.6 Principal Values and Principal Directions of Symmetric Second-
Order Tensors
First, let us note that in view of the form of the inner product of a second-order tensor
Twith the arbitrary vector u(which we write here in both the indicial and symbolic
notation),
tijuj=vi orTu=v (2.66)
any second-order tensor may be thought of as a linear transformation which transforms
theantecedent vectoruinto the image vectorvin a Euclidean three-space. In particular,
for every symmetric tensor Thaving real components tij, and defined at some point in
physical space, there is associated with each direction at that point (identified by the unit
vectorni), an image vector vigiven by
tijnj=vi orT^n=v: (2.67)
If the vectorvidetermined by Eq 2.67 happens to be a scalar multiple of ni, that is, if
tijnj=ni orT^n=^n; (2.68)
the direction defined by niis called a principal direction, or eigenvector, of T, and the scalar
is called a principal value, or eigenvalue ofT. Using the substitution property of the
Kronecker delta, Eq 2.68 may be rewritten as
Essential Mathematics 31
(tij-ij)nj=0or(T-I)^n=0; (2.69)
or in expanded form
(t11-)n1+t12n2+t13n3=0; (2.70a)
t21n1+(t22-)n2+t23n3=0; (2.70b)
t31n1+t32n2+(t33-)n3=0: (2.70c)
This system of homogeneous equations for the unknown direction niand the unknown
’s will have non-trivial solutions only if the determinant of coefficients vanishes. Thus,
jtij-ijj=0 (2.71)
which upon expansion leads to the cubic in (called the characteristic equation)
3-IT2+IIT-IIIT=0 (2.72)
where the coefficients here are expressed in terms of the known components of Tby
IT=tii=trT; (2.73a)
IIT=1
2(tiitjj-tijtji)=1
2h
(trT)2-tr
T2i
; (2.73b)
IIIT="ijkt1it2jt3k=detT; (2.73c)
and are known as the first, second, and third invariants, respectively, of the tensor T.1The
sum of the elements on the principal diagonal of the matrix form of any tensor is called
thetrace of that tensor, and for the tensor Tis written trTas in Eq 2.73.
The roots(1),(2), and(3)of Eq 2.72 are all real for a symmetric tensor Thaving
real components. With each of these roots (q)(q=1;2;3 )we can determine a principal
directionn(q)
i(q=1;2;3 )by solving Eq 2.69 together with the normalizing condition
nini=1. Thus, Eq 2.69 is satisfied by
tij-(q)ij
n(q)
i=0 (q=1;2;3 ) (2.74)
with
n(q)
in(q)
i=1 (q=1;2;3 ): (2.75)
If the(q)’s are distinct the principal directions are unique and mutually perpendicular.
If, however, there is a pair of equal roots, say (1)=(2), then only the direction associated
with(3)will be unique. In this case any other two directions which are orthogonal to
n(3)
i, and to one another so as to form a right-handed system, may be taken as principal
directions. If (1)=(2)=(3), every set of right-handed orthogonal axes qualifies as
principal axes, and every direction is said to be a principal direction.
In order to reinforce the concept of principal directions, let the components of the tensor
Tbe given initially with respect to arbitrary Cartesian axes Ox1x2x3, and let the principal
axes ofTbe designated by Ox
1x
2x
3, as shown in Fig. 2.4. The transformation matrix
Abetween these two sets of axes is established by taking the direction cosines n(q)
ias
calculated from Eq 2.74 and Eq 2.75 as the elements of the qthrow of A. Therefore, by
definition,aijn(i)
jas detailed in the table below.
1Note that some authors use the negative of the second invariant as defined in Eq 2.73b. This changes the sign
on theIITterm in Eq 2.72 and must be kept consistent throughout the use of the invariants.
32 Continuum Mechanics for Engineers
cos−1n(1)
3
cos−1n(1)
2
cos−1n(1)
1x3
x2
x1x2∗
Ox3∗
x1∗
FIGURE 2.4
Principal axes Ox
1x
2x
3relative to axes Ox1x2x3.
x1or^e1x2or^e2x3or^e3
x
1or^e
1a11=n(1)
1a12=n(1)
2a13=n(1)
3
x
2or^e
2a21=n(2)
1a22=n(2)
2a23=n(2)
3
x
3or^e
3a31=n(3)
1a32=n(3)
2a33=n(3)
3(2.76)
The transformation matrix here is orthogonal and in accordance with the transformation
law for second-order tensors
t
ij=aiqajmtqm orT=ATAT(2.77)
where Tis a diagonal matrix whose elements are the principal values (q).
Example 2.14
Determine the principal values and principal directions of the second-order
tensorTwhose matrix representation is
[tij]=2
645 2 0
2 2 0
0 0 33
75:
Solution
Here Eq 2.71 is given by
5- 2 0
2 2 - 0
0 0 3 -=0
which upon expansion by the third row becomes
(3-)
10-7+2-4
=0;
Essential Mathematics 33
or
(3-) (6-) (1-)=0:
Hence,(1)=3,(2)=6,(3)=1are the principal values of T. For(1)=3,
Eq 2.70 yields the equations
2n1+2n2=0;
2n1-n2=0;
which are satised only if n1=n2=0, and so from nini=1we haven3=1.
For(2)=6, Eq 2.70 yields
-n1+2n2=0;
2n1-4n2=0;
-3n3=0;
so thatn1=2n2and sincen3=0, we have (2n2)2+n2
2=1, orn2=1=p
5,
andn1=2=p
5. For(3)=1, Eq 2.70 yields
4n1+2n2=0;
2n1+n2=0;
together with 2n3=0. Againn3=0, and heren2
1+(-2n1)2=1so that
n1=1=p
5andn2=2=p
5. From these results the transformation matrix
Ais given by
[aij]=2
66640 01
2p
51p
50
1p
52p
503
7775
which identies two sets of principal direction axes, one a re
ection of the other
with respect to the origin. Also, it may be easily veried that Ais orthogonal
by multiplying it with its transpose ATto obtain the identity matrix. Finally,
from Eq 2.77 we see that using the upper set of the signs,
2
66640 0 1
2p
51p
50
1p
5-2p
503
77752
66645 2 0
2 2 0
0 0 33
77752
666402p
51p
5
01p
5-2p
5
1 0 03
7775=2
66643 0 0
0 6 0
0 0 13
7775:
34 Continuum Mechanics for Engineers
Example 2.15
Show that the principal values for the tensor having the matrix
[tij]=2
645 1p
2
1 5p
2p
2p
2 63
75
have a multiplicity of two, and determine the principal directions.
Solution
Here Eq 2.71 is given by
5- 1p
2
1 5 -p
2p
2p
2 6 -=0
for which the characteristic equation becomes
3-162+80-128=0;
or
(-8) (-4)2=0:
For(1)=8, Eq 2.70 yields
-3n1+n2+p
2n3=0;
n1-3n2+p
2n3=0;p
2n1+p
2n2-2n3=0:
From the rst two of these equations n1=n2, and from the second and third
equationsn3=p
2n2. Therefore, using, nini=1, we have
(n2)2+(n2)2+p
2n22
=1;
and son1=n2=1=2 andn3=1=p
2, from which the unit vector in the
principal direction associated with (1)=8(the so-called normalized eigenvec-
tor) is
^n(1)=1
2
^e1+^e2+p
2^e3
=^e
3:
For^n(2), we choose any unit vector perpendicular to ^n(1); an obvious choice
being
^n(2)=-^e1+^e2p
2=^e
2:
Then^n(3)is constructed from ^n(3)=^n(1)^n(2), so that
^n(3)=1
2
-^e1-^e2+p
2^e3
=^e
3:
Essential Mathematics 35
Thus, the transformation matrix Ais given by Eq 2.76 as
[aij]=2
66641
21
21p
2
-1p
21p
20
-1p
2-1
21p
23
7775:
It is worthwhile to revisit the invariants of Eq 2.73 within the context of the character-
istic equation because of their extensive uses. The first invariant is just the trace of the
tensor which is easy to calculate. Similarly, the third invariant may be calculated by a
cofactor expansion to evaluate the determinant. Calculating the second invariant may be
done two ways. First is the straight forward calculation. Half the trace squared minus the
trace of the square may be done using matrix operations. For example, take the generic
matrix
G=2
64a b c
d e f
g h i3
75: (2.78)
Clearly, from Eq 2.73a, the first invariant is
IG=a+e+i: (2.79)
Finding the second invariant requires two terms:1
2I2
Gand-1
2tr
G2
. The first term is
expanded as
1
2(a+e+i)2=1
2
a2+e2+i2
+ae+ai+ei:
Matrix multiplication of the diagonal terms will evaluate the second term:
1
2tr0
B@2
64a b c
d e f
g h i3
752
64a b c
d e f
g h i3
751
CA=1
2(a2+bd+gc|{z}
1;1 term+bd+e2+fh|{z}
2;2 term+gc+hf+i2)|{z}
3;3 term:
Combining these two terms according to Eq 2.73b results in
IIG=ei-hf+ai-gc+ae-db: (2.80)
A second way to find the second invariant is to sum the cofactors along the diagonal of
matrix G. Using this method on Eq 2.78 results in Eq 2.80. This second way is an easier
way to calculate the second invariant.
If a problem is given with specific numbers for the matrix, or tensor, there are compu-
tational tools that allow for quick invariant calculations. For instance, using Matlabr,
the matrix of Example 2.14 can be entered and the invariants found with the following
code:
36 Continuum Mechanics for Engineers
>> T = [5 2 0; 2 2 0; 0 0 3]
T =
5 2 0
2 2 0
0 0 3
>> Tsqrd = T*T
Tsqrd =
29 14 0
14 8 0
0 0 9
>> I_T = trace(T)
I_T = 10
>> II_T = 0.5*(I_T^2 - trace(Tsqrd))
II_T = 27
>> III_T = det(T)
III_T = 18
Furthermore, most of these computational tools can use symbolic notation as well as
numbers. Consider the analysis done on the matrix defined in Eq 2.78. All of those
calculations may be completed with Matlabras follows:
>> syms a b c d e f g h i
>> A = [a b c; d e f; g h i]
A =
[ a, b, c]
[ d, e, f]
[ g, h, i]
>> Asqrd = A*A
Asqrd =
[ a^2+b*d+c*g, a*b+b*e+c*h, a*c+b*f+c*i]
[ d*a+e*d+f*g, b*d+e^2+f*h, d*c+e*f+f*i]
[ g*a+h*d+i*g, g*b+h*e+i*h, c*g+f*h+i^2]
>> I_A = trace(A)
I_A = a+e+i
>> II_A = 0.5*(I_A^2 - trace(Asqrd))
II_A = 1/2*(a+e+i)^2-1/2*a^2-b*d-c*g-1/2*e^2-f*h-1/2*i^2
Essential Mathematics 37
>> simplify(II_A)
ans = a*e+a*i+e*i-b*d-c*g-f*h
>> III_A = det(A)
III_A = a*e*i-a*f*h-d*b*i+d*c*h+g*b*f-g*c*e
In concluding this section, we mention several interesting properties of symmetric
second-order tensors:
1. The principal values and principal directions of TandTTare the same.
2. The principal values of T-1are reciprocals of the principal values of T, and both
have the same principal directions.
3. The product tensors TQandQThave the same principal values.
4. A symmetric tensor is said to be positive (negative) definite if all of its principal values
are positive (negative); and positive (negative) semi-definite if one principal value is
zero and the others positive (negative).
2.7 Tensor Fields, Tensor Calculus
Atensor field assigns to every location x, at every instant of time t, a tensortij:::k(x;t), for
whichxranges over a finite region of space, and t varies over some interval of time. The
field is continuous and hence differentiable if the components tij:::k(x;t)are continuous
functions ofxandt. Tensor fields may be of any order. For example, we may denote
typical scalar, vector, and tensor fields by the notations (x;t),vi(x;t), andtij(x;t), re-
spectively.
Partial differentiation of a tensor field with respect to the variable tis symbolized by
the operator @=@t and follows the usual rules of calculus. On the other hand, partial
differentiation with respect to the coordinate xqwill be indicated by the operator @=@xq,
which may be abbreviated as simply @q. Likewise, the second partial @2=@xq@xmmay
be written@qm, and so on. As an additional measure in notational compactness it is
customary in continuum mechanics to introduce the subscript comma to denote partial
differentiation with respect to the coordinate variables. For example, we write ;ifor
@=@xi;vi;jfor@vi=@xj;tij;kfor@tij=@xk; andui;jkfor@2ui=@xj@xk. We note from these
examples that differentiation with respect to a coordinate produces a tensor of one order
higher. Also, a useful identity results from the derivative @xi=@xj, viz.,
@xi
@xj=ij: (2.81)
In the notation adopted here the operator r(del) of vector calculus, which in symbolic
notation appears as
r=@
@x1^e1+@
@x2^e2+@
@x3^e3=@
@xi^ei (2.82)
38 Continuum Mechanics for Engineers
takes on the simple form @i. Therefore, we may write the scalar gradientr=gradas
@i=;i; (2.83)
the vector gradient rvas
@ivj=vj;i; (2.84)
the divergence of v,rvas
@ivi=vi;i; (2.85)
and the curl of v,rvas
"ijk@jvk="ijkvk;j: (2.86)
Note in passing that many of the identities of vector analysis can be verified with
relative ease by manipulations using the indicial notation. For example, to show that
div(curlv) =0for any vector vwe write from Eqs 2.86 and Eq 2.85
@i("ijkvk;j)="ijkvk;ji=0;
and because the first term of this inner product is skew–symmetric in iandj, whereas the
second term is symmetric in the same indices, (since vkis assumed to have continuous
spatial gradients), their product is zero.
Example 2.16
Use indicial notation to verify the following identities:
curlru=0 (2.87a)
and
curl
ruT
=rcurlu (2.87b)
whereuis any continuously dierentiable vector eld.
Solution
For the rst, write curlru ="ipkuj;kp^ei^ejwhere the order of partial dier-
entiation ofudoes not matter since uis continuously dierentiable. Thus,
uj;kp=uj;pk. By denition, the permutation symbol is skew{symmetric in
kpand the product of a skew{symmetric and symmetric tensor is zero (see
Example 2.5).
The second identity is just as easily veried with indicial notation. Write
the left-hand side of the expression in indicial notation, exchange the order of
partial dierentiation on u. Since the permutation symbol is a constant we may
write"ipkuk;jp= ("ipkuk;p);j
There is also a need for using the divergence and curl of second order tensors in contin-
uum mechanics. Let sjkbe a second order tensor that is differentiable at x. The divergence
ofsjkatxis defined as
divS=sjk;k^ej (2.88)
Essential Mathematics 39
where
sij;k=@sij
@xk=^ei(rS^ek)^ej: (2.89)
Just as the divergence of a vector reduces the tensor order by one to a scalar, the diver-
gence of a second order tensor reduces the tensor order by one to a vector. The curl of a
second order tensor sjkis defined as
(curlS)ij="ipksjk;p (2.90)
in a manner that parallels the curl of a vector. The curl ureturns a vector and the curl S
results in a second order tensor.
Example 2.17
Considersij=sjito be a continuously dierentiable, second order tensor. Show
that
tr(curlS)=0: (2.91)
Solution
Write the curl of Sin indicial form:
(curlS)ij="ipksjk;p:
The trace of this is found by setting i=j:
(tr(curlS))ii="ipksik;p:
Sincesik=skiand"ipk= -"kpiwe see that tr(curlS)=0.
Example 2.18
LetW=wij^ei^ej= -wji^ei^ejbe a skew{symmetric, second order tensor having
continuous derivatives. Since Wis skew{symmetric it has an axial vector usuch
thatwjk= -"qjkuq. Show that
curlW=Idivu-ru; (2.92a)
or, equivalently
"ipkwjk;p=ijuq;q-ui;j: (2.92b)
Solution
Using the denition of an axial vector as well as Eq 2.7a we nd that:
"ipkwjk;p ="ipk(-"qjkuq);p
= - (iqpj-ijpq)uq;p
=ijuq;q-ui;j:
40 Continuum Mechanics for Engineers
x1x2x3
dSi=nidSni
V
O
FIGURE 2.5
Volume Vwith infinitesimal element dSihaving a unit normal ni.
2.8 Integral Theorems of Gauss and Stokes
Consider an arbitrary continuously differentiable tensor field tij:::k defined on some fi-
nite region of physical space. Let Vbe a volume in this space with a closed surface S
bounding the volume, and let the outward normal to this bounding surface be nias
shown in Fig. 2.5 so that the element of surface is given by dSi=nidS. The divergence
theorem of Gauss establishes a relationship between the surface integral having tij:::k as in-
tegrand to the volume integral for which a coordinate derivative of tij:::k is the integrand.
Specifically,
Z
Stij:::knqdS=Z
Vtij:::k;qdV: (2.93)
Several important special cases of this theorem for scalar and vector fields are worth
noting, and are given here in both indicial and symbolic notation:
Z
SnqdS=Z
V;qdV orZ
S^ndS=Z
VgraddV; (2.94)
Z
SvqnqdS=Z
Vvq;qdV orZ
Sv^ndS=Z
VdivvdV; (2.95)
Z
S"ijknjvkdS=Z
V"ijkvk;jdV orZ
S^nvdS=Z
VcurlvdV: (2.96)
Called Gauss’s divergence theorem, Eq 2.96 is the one presented in a traditional vector cal-
culus course.
Whereas Gauss’s theorem relates an integral over a closed volume to an integral over
its bounding surface, Stokes’ theorem relates an integral over an open surface (a so-called
cap) to a line integral around the bounding curve of the surface. Therefore, let Cbe the
Essential Mathematics 41
x1x2x3ni
OdxiC
xidSi=nidS
FIGURE 2.6
Bounding space curve Cwith tangential vector dxiand surface element dSifor partial
volume.
bounding space curve to the surface S, and letdxibe the differential tangent vector toC
as shown in Fig. 2.6. (A hemispherical surface having a circular bounding curve Cis a
classic example). If niis the outward normal to the surface S, andviis any vector field
defined on SandC, Stokes’ theorem asserts that
Z
S"ijknivk;jdS=Z
CvkdxkorZ
S^n(rv)dS=Z
Cvdx: (2.97)
The integral on the right-hand side of this equation is often referred to as the circulation
when the vector vis the velocity vector.
42 Continuum Mechanics for Engineers
Problems
Problem 2.1
Letv=ab, or in indicial notation,
vi^ei=aj^ejbk^ek="ijkajbk^ei
Using indicial notation, show that,
(a)vv=a2b2sin2,
(b)aba=0,
(c)abb=0.
Problem 2.2
With respect to the triad of base vectors u1,u2, andu3(not necessarily unit vectors), the
triadu1,u2, andu3is said to be a reciprocal basis ifuiuj=ij(i;j=1;2;3 ). Show that
to satisfy these conditions,
u1=u2u3
[u1;u2;u3];u2=u3u1
[u1;u2;u3];u3=u1u2
[u1;u2;u3]
and determine the reciprocal basis for the specic base vectors
u1=2^e1+^e2;
u2=2^e2-^e3;
u3=^e1+^e2+^e3:
Answer
u1=1
5(3^e1-^e2-2^e3)
u2=1
5(-^e1+2^e2-^e3)
u3=1
5(-^e1+2^e2+4^e3)
Problem 2.3
Let the position vector of an arbitrary point P(x1x2x3)bex=xi^ei, and letb=bi^eibe
aconstant vector. Show that (x-b)x=0is the vector equation of a spherical surface
having its center at x=1
2bwith a radius of1
2b.
Problem 2.4
Using the notations A(ij)=1
2(Aij+Aji)andA[ij]=1
2(Aij-Aji)show that
(a) the tensor Ahaving components Aijcan always be decomposed into a sum of
its symmetric A(ij)and skew-symmetric A[ij]parts, respectively, by the decom-
position,
Aij=A(ij)+A[ij];
Essential Mathematics 43
(b) the trace of Ais expressed in terms of A(ij)by
Aii=A(ii);
(c) for arbitrary tensors AandB,
AijBij=A(ij)B(ij)+A[ij]B[ij]:
Problem 2.5
Expand the following expressions involving Kronecker deltas, and simplify where possible.
(a)ijij;(b)ijjkki;(c)ijjk;(d)ijAik
Answer
(a) 3, (b) 3, (c) ik, (d)Ajk
Problem 2.6
Ifai="ijkbjckandbi="ijkgjhk, substitutebjinto the expression for aito show that
ai=gkckhi-hkckgi;
or in symbolic notation, a= (cg)h- (ch)g.
Problem 2.7
By summing on the repeated subscripts determine the simplest form of
(a)"3jkajak;(b)"ijkkj;(c)"1jka2Tkj;(d)"1jk3jvk:
Answer
(a)0, (b)0, (c)a2(T32-T23), (d) -v2
Problem 2.8
Consider the tensor Bik="ijkvj.
(a) Show that Bikis skew-symmetric.
(b) LetBijbe skew-symmetric, and consider the vector dened by vi="ijkBjk
(often called the dual vector of the tensorB). Show that Bmq=1
2"mqivi.
Problem 2.9
Use indicial notation to show that
Ami"mjk+Amj"imk+Amk"ijm=Amm"ijk
whereAis any tensor and "ijkis the permutation symbol.
44 Continuum Mechanics for Engineers
Problem 2.10
IfAij=ijBkk+3Bij, determineBkkand using that solve for Bijin terms ofAijand its
rst invariant, Aii.
Answer
Bkk=1
6Akk;Bij=1
3Aij-1
18ijAkk
Problem 2.11
Show that the value of the quadratic form Tijxixjis unchanged if Tijis replaced by its
symmetric part,1
2(Tij+Tji).
Problem 2.12
With the aid of Eq 2.7, show that any skew{symmetric tensor Wmay be written in terms
of an axial vector!igiven by
!i= -1
2"ijkwjk
wherewjkare the components of W.
Problem 2.13
Show by direct expansion (or otherwise) that the box product ="ijkaibjckis equal to
the determinant a1a2a3
b1b2b3
c1c2c3:
Thus, by substituting A1iforai,A2jforbjandA3kforck, derive Eq 2.42 in the form
detA="ijkA1iA2jA3kwhere Aijare the elements of A.
Problem 2.14
Starting with Eq 2.42 of the text in the form
detA="ijkAi1Aj2Ak3
show that by an arbitrary number of interchanges of columns of Aijwe obtain
"qmn detA="ijkAiqAjmAkn
which is Eq 2.43. Further, multiply this equation by the appropriate permutation symbol
to derive the formula
6detA="qmn"ijkAiqAjmAkn:
Problem 2.15
Let the determinant of the matrix Aijbe given by
detA=A11A12A13
A21A22A23
A31A32A33:
Essential Mathematics 45
Since the interchange of any two rows or any two columns causes a sign change in the value
of the determinant, show that after an arbitrary number of row and column interchanges
AmqAmrAms
AnqAnrAns
ApqAprAps="mnp"qrsdetA:
Now let Aij=ijin the above determinant which results in detA=1and, upon expansion,
yields
"mnp"qrs=mq(nrps-nspr) -mr(nqps-nspq) +ms(nqpr-nrpq):
Thus, by setting p=q, establish Eq 2.7 in the form
"mnq"qrs=mrns-msnr:
Problem 2.16
Show that the square matrices
[Bij]=2
641 0 0
0-1 0
0 0 13
75and [Cij]="
5 2
-12 -5#
are both square roots of the identity matrix.
Problem 2.17
Using the square matrices below, demonstrate
(a) that the transpose of the square of a matrix is equal to the square of its transpose
(Eq 2.36 with n = 2),
(b) that (AB)T=BTATas was proven in Example 2.8
[Aij]=2
643 0 1
0 2 4
5 1 23
75;[Bij]=2
641 3 1
2 2 5
4 0 33
75:
Problem 2.18
LetAbe any orthogonal matrix, i.e., AAT=AA-1=I, whereIis the identity matrix.
Thus, by using the results in Examples 2.9 and 2.10, show that detA=1.
Problem 2.19
A tensor is called isotropic if its components have the same set of values in every Cartesian
coordinate system at a point. Assume that Tis an isotropic tensor of rank two with
componentstijrelative to axes Ox1x2x3. Let axesOx0
1x0
2x0
3be obtained with respect to
Ox1x2x3by a righthand rotation of 120about the axis along ^n=(^e+^e+^e)=p
3. Show
by the transformation between these axes that t11=t22=t33, as well as other relationships.
Further, let axes Ox00
1x00
2x00
3be obtained with respect to Ox1x2x3by a right-hand rotation
46 Continuum Mechanics for Engineers
of90aboutx3. Thus, show by the additional considerations of this transformation that if
Tis any isotropic tensor of second order, it can be written as Iwhereis a scalar and I
is the identity tensor.
Problem 2.20
For a proper orthogonal transformation between axes Ox1x2x3andOx0
1x0
2x0
3show the
invariance of ijand"ijk. That is, show that
(a)0
ij=ij,
(b)"0
ijk="ijk.
Hint: For part (b) let "0
ijk=aiqajmakn"qmn and make use of Eq 2.43.
Problem 2.21
The angles between the respective axes of the Ox0
1x0
2x0
3and theOx1x2x3Cartesian systems
are given by the table below
x1x2x3
x0
1459045
x0
26045120
x0
31204560
Determine
(a) the transformation matrix between the two sets of axes, and show that it is a
proper orthogonal transformation,
(b) the equation of the plane x1+x2+x3=1=p
2in its primed axes form, that is,
in the formb1x0
1+b2x0
2+b3x0
3=b.
Answer
(a) [aij]=2
66641p
201p
2
1p
21p
2-1p
2
-1p
21p
21p
23
7775
(b)2x0
1+x0
2+x0
3=1
Problem 2.22
Making use of Eq 2.42 of the text in the form detA="ijkA1iA2jA3kwrite Eq 2.71 as
jtij-ijj="ijk(t1i-1i) (t2j-2j) (t3k-3j)=0
and show by expansion of this equation that
3-tii2+1
2(tiitjj-tijtji)
-"ijkt1it2jt3k=0
to verify Eq 2.72 of the text.
Essential Mathematics 47
Problem 2.23
For the matrix representation of tensor Bshown below,
[bij]=2
6417 0 0
0-23 28
0 28 103
75
determine the principal values (eigenvalues) and the principal directions (eigenvectors) of
the tensor.
Answer
1=17,2=26,3= -39
^n(1)=^e1,^n(2)=(4^e2+7^e3)=p
65,^n(3)=(-7^e2+4^e3)=p
65
Problem 2.24
Consider the symmetrical matrix
[Bij] =2
66645
403
2
0 4 0
3
205
23
7775:
(a) Show that a multiplicity of two occurs among the principal values of this matrix.
(b) Let1be the unique principal value and show that the transformation matrix
[aij]=2
66641p
20-1p
2
0 1 0
1p
201p
23
7775
givesBaccording to B
ij=aiqajmBqm.
(c) Taking the square root ofh
B
iji
and transforming back to Ox1x2x3axes show
that
hp
Biji
=2
66643
201
2
0 2 0
1
203
23
7775:
(d) Verify that the matrix
[Cij]=2
6664-1
20-3
2
0 2 0
-3
20-1
23
7775
is also a square root of [Bij].
48 Continuum Mechanics for Engineers
Problem 2.25
Determine the principal values of the matrix
[Kij]=2
644 0 0
0 11 -p
3
0-p
3 93
75;
and show that the principal axes Ox
1x
2x
3are obtained from Ox1x2x3by a rotation of 60
about thex1axis.
Answer
1=4,2=8,3=12.
Problem 2.26
Determine the principal values (q)(q=1;2;3 )and principal directions ^n(q)(q=1;2;3 )
for the symmetric matrix
[Tij]=1
22
66643 -1p
21p
2
-1p
29
23
2
1p
23
29
23
7775
Answer
(1)=1; (2)=2 (3)=3
^n(1)=1
2p
2^e1+^e2-^e3
^n(2)=1
2p
2^e1-^e2+^e3
^n(3)= - (^e2+^e3)=p
2
Problem 2.27
For the second-order tensor Cij=uivj:
(a) Calculate the principal invariants IC,IIC, andIIIC. Reduce your answer to its
simplest form, but leave it in index notation. State the reasons for simplication.
(b) Ifu=h
1 2 3i
andv=h
5 10 4i
write out the matrix form for Cij.
(c) Use the numbers of (b) to validate the answer of (a).
Problem 2.28
LetDbe a constant tensor whose components do not depend upon the coordinates. Show
that
r(xD)=D
wherex=xi^eiis the position vector.
Essential Mathematics 49
Problem 2.29
Consider the vector x=xi^eihaving a magnitude squared x2=x2
1+x2
2+x3
3. Determine
(a)gradx,
(b)grad (x-n),
(c)r2(1=x),
(d)div(xnx),
(e)curl(xnx), wherenis a positive integer.
Answer
(a)xi=x, (b) -nxi=x(n+2), (c) 0, (d) xn(n+3), (e)0.
Problem 2.30
Ifand'are scalar functions of the coordinates xi, verify the following vector identities.
Transcribe the left-hand side of the equations into indicial notation and, following the
indicated operations, show that the result is the right-hand side.
(a)v(rv) =1
2r(vv) - (vr)v
(b)vuw=vuw
(c)r(rv) =r(rv) -r2v
(d)r(r') =r2'+rr'
(e)r2(') =r2'+2(r)(r') +'r2
(f)r(uv) = (ru)v-u(rv)
Problem 2.31
Let the vector v=bxbe one for which bdoes not depend upon the coordinates. Use
indicial notation to show that
(a)curlv=2b,
(b)divv=0.
Problem 2.32
Transcribe the left-hand side of the following equations into indicial notation and verify that
the indicated operations result in the expressions on the right-hand side of the equations
for the scalar ', and vectors uandv.
(a)div('v) ='divv+vgrad'
(b)ucurlv+vcurlu= -(ugrad)v - (vgrad)u +grad(uv)
(c)div(uv) =vcurlu-ucurlv
(d)curl(uv) = (vgrad)u - (ugrad)v +udivv-vdivu
(e)curl(curlu) = grad(divu) -r2u
50 Continuum Mechanics for Engineers
Problem 2.33
Let the volume Vhave a bounding surface Swith an outward unit normal ni. Letxibe
the position vector to any point in the volume or on its surface. Show that
(a)Z
SxinjdS=ijV,
(b)Z
Sr(xx)^ndS=6V,
(c)Z
Sw^ndS=Z
VwgraddV, wherew=curlvand=(x),
(d)Z
S[^eix;^ej;^n]dS=2Vijwhere ^eiand^ejare coordinate base vectors.
Hint: Write the box product
[^eix;^ej;^n]=(^eix)(^ej^n)
and transcribe into indicial notation.
Problem 2.34
Use Stokes' theorem to show that upon integrating around the space curve Chaving a
dierential tangential vector dxithat for'(x).
I
C';idxi=0
Problem 2.35
For the position vector xihaving a magnitude x, show that x;j=xj=xand therefore,
(a)x;ij=ij
x-xixj
x3,
(b)
x-1
;ij=3xixj
x5-ij
x3,
(c)x;ii=2
x.
Problem 2.36
Show that for arbitrary tensors AandB, and arbitrary vectors aandb,
(a)(Aa)(Bb) =a(ATB)b,
(b)ba=1
2(B-BT)a, if2bi="ijkBkj,
(c)aAb=bATa.
Problem 2.37
Use Eqs 2.42 and 2.43 as necessary to prove the identities
(a)[Aa;Ab;Ac] = ( detA)[a;b;c],
Essential Mathematics 51
(b)AT(AaAb) = (det A)(ab),
for arbitrary vectors a,b,c, and matrix A.
Problem 2.38
Let'='(xi)and = (xi)be scalar functions of the coordinates. Recall that in the
indicial notation ';irepresentsr' and';iirepresentsr2'. Now apply the divergence
theorem, Eq 2.93, to the eld ' ;ito obtain
Z
S' ;inidS=Z
V(';i ;i+' ;ii)dV:
Transcribe this result into symbolic notation as
Z
S'r ^ndS=Z
S'@
@ndS=Z
V
r'r +'r2
dV
which is known as Green’s first identity. Show also by the divergence theorem that
Z
S(' ;i- ';i)nidS=Z
V(' ;ii- ';ii)dV;
and transcribe into symbolic notation as
Z
S
'@
@n- @'
@n
dS=Z
V
'r2 - r2'
dV
which is known as Green’s second identity.
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3
Stress Principles
Stress is a measure of force intensity, either within, or on the bounding surface of a body
subjected to loads. It should be noted that in continuum mechanics a body is considered
stress free if the only forces present are those inter-atomic forces required to hold the
body together. And so it follows that the stresses which concern us here are those that
result from the application of forces by an external agent.
3.1 Body and Surface Forces, Mass Density
Two basic types of forces are easily distinguished from one another and are defined as
follows. First, those forces acting on all volume elements, and are distributed throughout
the body, are known as body forces. Gravity and inertia forces are the best known examples.
We designate body forces by the vector symbol bi(force per unit mass), or by the symbol
pi(force per unit volume). Secondly, those forces which act upon, and are distributed
in some fashion over a surface element of the body, regardless of whether that element
is part of the bounding surface, or an arbitrary element of surface within the body, are
called surface forces. These are denoted by the vector symbol fi, and have dimensions
of force per unit area. Forces which occur on the outer surfaces of two bodies pressed
against one another (contact forces), or those which result from the transmission of forces
across an internal surface are examples of this type of force.
Next, let us consider a material body Bhaving a volume Venclosed by a surface
S, and occupying a regular region R0of physical space. Let Pbe an interior point of
the body located in the small element of volume Vwhose mass is m as indicated in
Fig. 3.1. Recall that mass is that property of a material body by virtue of which the body
possesses inertia, that is, the opposition which the body offers to any change in its motion.
We define the average density of this volume element by the ratio
ave=m
V; (3.1)
and the density at pointPby the limit of this ratio as the volume shrinks to the point P,
=lim
V!0m
V=dm
dV: (3.2)
The units of density are kilograms per cubic meter, (kg=m3). Notice that the two measures
of body forces, bihaving units of Newton per kilogram (N=kg), and pihaving units of
Newtons per meter cubed (N=m3), are related through the density by the equation
bi=pi orb=p: (3.3)
53
54 Continuum Mechanics for Engineers
∆V
V
O
x1x2x3P
FIGURE 3.1
Typical continuum volume Vwith infinitesimal element Vhaving mass m at pointP.
PointPwould be in the center of the infinitesimal volume.
Of course, the density is, in general, a scalar function of position and time as indicated
by
=(xi;t) or=(x;t) (3.4)
and thus may vary from point to point within a given body.
3.2 Cauchy Stress Principle
Consider a homogeneous, isotropic material body Bhaving a bounding surface S, and a
volume V, which is subjected to arbitrary surface forces fiand body forces bi. LetPbe an
interior point of Band imagine a plane surface Spassing through point P(sometimes
referred to as a cutting plane ) so as to partition the body into two portions, designated
I and II (Fig. 3.2(a)). Point Pis in the small element of area Sof the cutting plane,
which is defined by the unit normal pointing in the direction from portion I into portion
II as shown by the free body diagram of portion I in 3.2(b). The internal forces being
transmitted across the cutting plane due to the action of portion II upon portion I will
give rise to a force distribution on Sequivalent to a resultant force fiand a resultant
momentMiatP, as is also shown in Fig. 3.2(b). (For simplicity body forces biand
surface forces fiacting on the body as a whole are not drawn in Figs. 3.2(a) and 3.2(b).)
Notice thatfiandMiare not necessarily in the direction of the unit normal vector ni
atP. The Cauchy stress principle asserts that in the limit as the area Sshrinks to zero with
Premaining an interior point, we obtain
lim
S!0fi
S=dfi
dS=t(^n)
i (3.5)
and
lim
S!0Mi
S=0: (3.6)
Stress Principles 55
x1x2x3
S∗
OIIIP
(a) Typical continuum volume showing cutting
planeSpassing through point P.
x1x2x3
∆S∗
OIni∆Mi
∆fi(b) Force and moment acting at point Pin sur-
face elementS.
FIGURE 3.2
Typical continuum volume with cutting plane.
The vectordfi=dS=t(^n)
iis called the stress vector, or sometimes the traction vector. In
Eq 3.6 we have made the assumption that in the limit at P, the moment vector vanishes,
and there is no remaining concentrated moment, or couple stress as it is called.
The appearance of ^nin the symbol t(^n)
ifor the stress vector serves to remind us that
this is a special vector in that it is meaningful only in conjunction with its associated
normal vector ^natP. Thus, for the infinity of cutting planes imaginable through point P,
each identified by a specific ^n, there is also an infinity of associated stress vectors t(^n)
ifor
a given loading of the body. The totality of pairs of the companion vectors t(^n)
iand^nat
P, as illustrated by a typical pair in Fig. 3.3, defines the state of stress at that point.
By applying Newton’s third law of action and reaction across the cutting plane we ob-
serve that the force exerted by portion I upon portion II is equal and opposite to the force
of portion II upon portion I. Additionally, from the principle of linear momentum (New-
ton’s second law) we know that the time rate of change of the linear momentum of any
portion of a continuum body is equal to the resultant force acting upon that portion. For
portions I and II, this principle may be expressed in integral form by the respective equa-
tions (these equations are derived in Section 5.3 from the principle of linear momentum),
Z
SIt(^n)
idS+Z
VIbidV=d
dtZ
VIvidV; (3.7a)
Z
SIIt(^n)
idS+Z
VIIbidV=d
dtZ
VIIvidV (3.7b)
where SIandSIIare the bounding surfaces and VIandVIIare the volumes of portions
I and II, respectively. Also, biare the body forces, is the density and viis the velocity
field for the two portions. We note that SIandSIIeach contain Sas part of their total
areas.
56 Continuum Mechanics for Engineers
∆S∗niPt(^n)
i
FIGURE 3.3
Traction vector t(^n)
iacting at point Pof plane element Siwhose normal is ni.
The linear momentum principle may also be applied to the body Bas a whole, so that
Z
St(^n)
idS+Z
VbidV=d
dtZ
VvidV: (3.8)
If we add Eq 3.7a and Eq 3.7b and use Eq 3.8, noting that the normal to Sfor portion I
is^n, whereas for portion II it is -^n, we arrive at the equation
Z
Sh
t(^n)
i+t(-^n)
ii
dS=0 (3.9)
since both SIandSIIcontain a surface integral over S. This equation must hold for
arbitrary partitioning of the body (that is, for every imaginable cutting plane through
pointP) which means that the integrand must be identically zero. Hence,
t(^n)
i= -t(-^n)
i (3.10)
indicating that if portion IIhad been chosen as the free body in Fig. 3.2(b) instead of
portionI, the resulting stress vector would have been -t(^n)
i.
3.3 The Stress Tensor
As noted in Section 3.2, the Cauchy stress principle associates with each direction ^nat
pointPa stress vector t(^n)
i. In particular, if we introduce a rectangular Cartesian reference
frame atP, there is associated with each of the area elements dSi(i=1;2;3 )located in the
coordinate planes and having unit normals ^ei(i=1;2;3 ), respectively, a stress vector t(^n)
i
as shown in Fig. 3.4. In terms of their coordinate components these three stress vectors
associated with the coordinate planes are expressed by
t(^e1)=t(^e1)
1^e1+t(^e1)
2^e2+t(^e1)
3^e3; (3.11a)
t(^e2)=t(^e2)
1^e1+t(^e2)
2^e2+t(^e2)
3^e3; (3.11b)
t(^e3)=t(^e3)
1^e1+t(^e3)
2^e2+t(^e3)
3^e3; (3.11c)
Stress Principles 57
x1x2x3
P
x1x2x3
P
x1x2x3
P
^e1^e2^e3 t(^e2)
it(^e3)
i
t(^e1)
i
FIGURE 3.4
Traction vectors on the three coordinate planes at point P.
P
ABC
ρ∗bini
x1x2x3
−∗t(^e3)
i−∗t(^e2)
i−∗t(^e1)
i
∗t(^n)
i
FIGURE 3.5
Free body diagram of tetrahedron element having its vertex at point P.
or more compactly, using the summation convention
t(^ei)=t(^ei)
j^ej: (3.12)
This equation expresses the stress vector at Pfor a given coordinate plane in terms of
its rectangular Cartesian components, but what is really needed is an expression for the
coordinate components of the stress vector at Passociated with an arbitrarily oriented
plane. For this purpose we consider the equilibrium of a small portion of the body in
the shape of a tetrahedron having its vertex at P, and its base ABC perpendicular to an
arbitrarily oriented normal ^n=ni^eias shown by Fig. 3.5. The coordinate directions
are chosen so that the three faces BPC,CPA andAPB of the tetrahedron are situated in
the coordinate planes. If the area of the base is assigned the value dS, the areas of the
respective faces will be the projected areas dSi=dScos(^n;^ei);(i=1;2;3 )or specifically,
forBPC d S1=n1dS; (3.13a)
forCPA d S2=n2dS; (3.13b)
forAPB d S3=n3dS: (3.13c)
The stress vectors shown on the surfaces of the tetrahedron of Fig. 3.5 represent average
values over the areas on which they act. This is indicated by a superscript asterisk in
front of the stress vector symbols (remember that the stress vector is a point quantity).
58 Continuum Mechanics for Engineers
Equilibrium requires the vector sum of all forces acting on the tetrahedron to be zero, that
is, for,
t(^n)
idS-t(^e1)
idS1-t(^e2)
idS2-t(^e3)
idS3+bidV=0 (3.14)
wherebiis an average body force which acts throughout the body. The negative signs
on the coordinate-face tractions result from the outward unit normals on those faces
pointing in the negative coordinate axes directions. (Recall that t(^n)
i= -t(-^n)
i .) Taking
into consideration Eq 3.13, we can write Eq 3.14 as
t(^n)
idS-t(^ej)
injdS+bidV=0; (3.15)
if we permit the indices on the unit vectors of thet(^ej)
i term to participate in the sum-
mation process. The volume of the tetrahedron is given by dV=1
3hdS, wherehis the
perpendicular distance from point Pto the baseABC . Inserting this into Eq 3.15 and
canceling the common factor dSwe obtain
t(^n)
i=t(^ej)
inj-1
3bih: (3.16)
Now, letting the tetrahedron shrink to point Pby taking the limit as h!0and noting
that in this limiting process the starred (averaged) quantities take on the actual values of
those same quantities at point P, we have
t(^n)
i=t(^ej)
inj; (3.17)
or, by defining tjit(^ej)
i,
t(^n)
i=tjinj ort(^n)=^nT (3.18)
which is the Cauchy stress formula. We can obtain this same result for bodies which are
accelerating by using the conservation of linear momentum instead of a balance of forces
on the tetrahedron of Fig. 3.5.
Stress as a Tensor
The quantities tjit(^ej)
i are the components of a second order tensor T
known as the stress tensor. This can be shown by considering the transforma-
tion of the components of the stress vector t(^n)
ibetween coordinate systems
Px1x2x3andPx0
1x0
2x0
3as given by the transformation matrix having elements
(see Section 2.5)
aij=^e0
i^ej: (3.19)
Sincet(^n)can be expressed in terms of its components in either coordinate
system,
t(n)=t(^n)
i^ei=t0(^n0)
i^e0
i (3.20a)
or, from Eq 3.18,
t(^n)=tjinj^ei=t0
jin0
j^e0
i: (3.20b)
But from Eq 2.53, ^e0
i=aij^ejand from Eq 2.60, n0
j=ajsns, so that now
Eq 3.20b becomes, after some manipulations of the summed indices,
tsr-ajsairt0
ji
ns^er=0: (3.21)
Stress Principles 59
Because the vectors ^erare linearly independent and since Eq 3.21 must be
valid for all vectors ns, we see that
tsr=ajsairt0
ji: (3.22)
But this is the transformation equation for a second-order tensor, and thus by
Eq 2.63 the tensor character of the stress components is clearly established.
The Cauchy stress formula given by Eq 3.18 expresses the stress vector associated with
the element of area having an outward normal niat pointPin terms of the stress tensor
components tjiat that point. And although the state of stress at Phas been described
as the totality of pairs of the associated normal and traction vectors at that point, we
see from the analysis of the tetrahedron element that if we know the stress vectors on
the three coordinate planes of any Cartesian system at P, or equivalently, the nine stress
tensor components tjiat that point, we can determine the stress vector for any plane at
that point. For computational purposes it is often convenient to express Eq 3.18 in the
matrix form
h
t(^n)
1t(^n)
2t(^n)
3i
=[n1n2n3]2
64t11t12t13
t21t22t23
t31t32t333
75: (3.23)
The nine components of tjiare often displayed by arrows on the coordinate faces of a
rectangular parallelpiped, as shown in Fig. 3.6. We emphasize that this parallelpiped is
not a block of material from the continuum body (note that no dimensions are given to the
parallelpiped), but is simply a convenient schematic device for displaying the stress tensor
components. In an actual physical body B, all nine stress components act at the single
pointP. The three stress components shown by arrows acting perpendicular (normal) to
the respective coordinate planes and labeled t11,t22, andt33are called normal stresses. The
six arrows lying in the coordinate planes and pointing in the directions of the coordinate
axes, namely, t12,t21,t23,t32,t13, andt31are called shear stresses. Note that, for these,
the first subscript designates the coordinate plane on which the shear stress acts, and the
second subscript identifies the coordinate direction in which it acts. A stress component
is positive when its vector arrow points in the positive direction of one of the coordinate
axes while acting on a plane whose outward normal also points in a positive coordinate
direction. All of the stress components displayed in Fig. 3.6 are positive. In general,
positive normal stresses are called tensile stresses, and negative normal stresses are referred
to as compressive stresses. The units of stress are Newtons per square meter (N=m2)in
the SI system, and pounds per square inch (psi)in the English system. One Newton per
square meter is called a Pascal, but because this is a rather small stress from an engineering
point of view, stresses are usually expressed as mega-pascals (MPa) or in English units
as kilo-pounds per square inch (ksi).
Example 3.1
Let the components of the stress tensor at Pbe given in matrix form by
[tij]=2
6421-63 42
-63 0 84
42 84 -213
75
in units of mega-Pascals. Determine
60 Continuum Mechanics for Engineers
x1x2x3
t12t33
t22t32 t31
t21t23
t11t13
FIGURE 3.6
Cartesian stress components shown in their positive sense.
(a) the stress vector on the plane at Phaving the unit normal
^n=1
7(2^e1-3^e2+6^e3);
(b) the stress vector on a plane at Pparallel to the plane ABC shown in
the sketch.
A(1,0,0)B(0,1,0)C(0,0,2)
x1x2x3
Solution
(a) From Eq 3.23 for the given data,
h
t(^n)
1t(^n)
2t(^n)
3i
=2
7-3
76
72
6421-63 42
-63 0 84
42 84 -213
75=[69 54 -42];
Stress Principles 61
or, in vector form, t(^n)=69^e1+54^e2-42^e3. This vector represents the
components of the force per unit area (traction) on the plane dened
by1
7[2;-3; 6 ].
(b) The equation of the plane ABC in the sketch is easily veried to be
2x1+2x2+x3=2, and the unit outward normal to this plane is
^n=1
3(2^e1+2^e2+^e3)so that, again from Eq 3.23,
h
t(^n)
1t(^n)
2t(^n)
3i
=2
32
31
32
6421-63 42
-63 0 84
42 84 -213
75
=[-14 -14 77 ]
or, in vector form, t(^n)= -14 ^e1-14^e2+77^e3.
In this example, we clearly see the dependency of the cutting plane and the
stress vector. Here, we have considered two dierent cutting planes at the same
point and found that two distinct traction vectors arose from the given stress
tensor components.
3.4 Force and Moment Equilibrium; Stress Tensor Symmetry
In the previous section, we used a balance-of-forces condition for a tetrahedron element
of a body in equilibrium to define the stress tensor and to develop the Cauchy stress
formula. Here, we employ a force balance on the body as a whole to derive what are
known as the local equilibrium equations. This set of three differential equations must hold
for every point in a continuum body that is in equilibrium. As is well known, equilibrium
also requires the sum of moments to be zero with respect to any fixed point, and we use
this condition, together with the local equilibrium equations, to deduce the fact that the
stress tensor is symmetric in the absence of concentrated body moments.
Consider a material body having a volume Vand a bounding surface S. Let the body
be subjected to surface tractions t(^n)
iand body forces bi(force per unit mass), as shown
by Fig. 3.7. As before, we exclude concentrated body moments from consideration. Equi-
librium requires that the summation of all forces acting on the body be equal to zero.
This condition is expressed by the global (integral) equation representing the sum of the
total surface and body forces acting on the body,
Z
St(^n)
idS+Z
VbidV=0 (3.24)
wheredSis the differential element of the surface SanddVthat of volume V.
Becauset(^n)
i=tjinjas a result of Eq 3.18, the divergence theorem Eq 2.93 allows the
first term of Eq 3.24 to be written as
Z
StjinjdS=Z
Vtji;jdV; (3.25)
62 Continuum Mechanics for Engineers
n�
xy
x1x2x3
ρbdS
OdVt(^n)
FIGURE 3.7
Material volume showing surface traction vector t(^n)
ion an infinitesimal area element dS
at positionxi, and body force vector biacting on an infinitesimal volume element dVat
positionyi. Two positions are taken separately for ease of illustration. When applying
equilibrium the traction and body forces are taken at the same point.
so that Eq 3.24 becomesZ
V(tji;j+bi)dV=0: (3.26)
This equation must be valid for an arbitrary volume V(every portion of the body is in
equilibrium), which requires the integrand itself to vanish, and we obtain the so-called
local equilibrium equations
tji;j+bi=0: (3.27)
In addition to the balance of forces expressed by Eq 3.24, equilibrium requires that the
summation of moments with respect to an arbitrary point must also be zero. Recall that
the moment of a force about a point is defined by the cross product of its position vector
with the force. Therefore, taking the origin of coordinates as the center for moments,
and noting that xiis the position vector for the typical elements of surface and volume
(Fig. 3.7), we express the balance of moments for the body as a whole by
Z
S"ijkxjt(^n)
idS+Z
V"ijkxjbidV=0: (3.28)
As before, using the identity t(^n)
k=tqknqand Gauss’s divergence theorem, we obtain
Z
V"ijkh
(xjtqk);q+xjbki
dV=0;
or Z
V"ijk[xj;qtqk+xj(tqk;q+bk)]dV=0:
Butxj;q=jqand by Eq 3.27, tkq;k+bk=0, so that the latter equation immediately
above reduces to Z
V"ijktjkdV=0:
Stress Principles 63
P
x1x2x3
cos−1a11cos−1a12cos−1a13
x
1x
2
x
3
FIGURE 3.8
Rectangular coordinate axes Px0
1x0
2x0
3relative toPx1x2x3at pointP.
Again, since volume Vis arbitrary, the integrand here must vanish, or
"ijktjk=0: (3.29)
By a direct expansion of the left-hand side of this equation, we obtain for the free index
i=1, (omitting zero terms) "123t23+"132t32=0, ort23-t32=0implying that t23=t32.
In the same way for i=2andi=3we find that t13=t31andt12=t21, respectively, so
that in general
tjk=tkj: (3.30)
Thus, we conclude from the balance of moments for a body in which concentrated body
moments are absent, that the stress tensor is symmetric, and Eq 3.27 may now be written
in the form
tij;j+bi=0 orrT+b=0: (3.31)
Also, because of this symmetry of the stress tensor, Eq 3.18 may now be expressed in the
slightly altered form
t(^n)
i=tijnj or t(^n)=T^n: (3.32)
In the matrix form of Eq 3.32 the vectors t(^n)
iandnjare represented by column matrices.
3.5 Stress Transformation Laws
Let the state of stress at point Pbe given with respect to Cartesian axes Px1x2x3shown in
Fig. 3.8 by the stress tensor Thaving components tij. We introduce a second set of axes
Px0
1x0
2x0
3, which is obtained from Px1x2x3by a rotation of axes so that the transformation
matrix [aij]relating the two is a proper orthogonal matrix. Because Tis a second-order
Cartesian tensor, its components tijin the primed system are expressed in terms of the
unprimed components by Eq 2.64 as
64 Continuum Mechanics for Engineers
t0
ij=aiqtqmajm orT0=ATAT: (3.33)
The matrix formulation of Eq 3.33 is very convenient for computing the primed compo-
nents of stress as demonstrated by the two following examples.
Example 3.2
Let the stress components (in MPa) at point Pwith respect to axes Px1x2x3
be expressed by the matrix
[tij]=2
641 3 2
3 1 0
2 0 -23
75;
and let the primed axes Px0
1x0
2x0
3be obtained by a 45ocounterclockwise rotation
about thex3axis. Determine the stress components t0
ij.
x3 ,�
θθPx
3
x
2
x
1x2 x1
Solution
For a positive rotation aboutx3as shown by the sketch, the transformation
matrix [aij]has the general form
[aij] =2
64cossin 0
-sincos 0
0 0 13
75:
Thus, from Eq 3.33 expressed in matrix form, a 45orotation of axes requires
[tij]=2
641=p
2 1=p
2 0
-1=p
2 1=p
2 0
0 0 13
752
641 3 2
3 1 0
2 0 -23
752
641=p
2-1=p
2 0
1=p
2 1=p
2 0
0 0 13
75
=2
644 0p
2
0-2 -p
2p
2-p
2-23
75:
Stress Principles 65
Example 3.3
Assume the stress tensor T(inksi) atPwith respect to axes Px1x2x3is
represented by the matrix
[tij]=2
6418 0 -12
0 6 0
-12 0 243
75:
If thex0
1axis makes equal angles with the three unprimed axes, and the x0
2
axis lies in the plane of x0
1x3, as shown by the sketch, determine the primed
components of TassumingPx0
1x0
2x0
3is a right-handed system.
φ
ββ
P
βx
3
x1x
1
x2x
2x3
Solution
We must rst determine the transformation matrix [aij]. Letbe the common
angle whichx0
1makes with the unprimed axes, as shown in the gure. Then
a11=a12=a13=cosand from the orthogonality condition Eq 2.55 with
i=j=1,cos=1=p
3. Next, letbe the angle between x0
2andx3. Then
a23=cos=sin=2=p
6. As seen from the obvious symmetry of the axes
arrangement, x0
2makes equal angles with x1andx2, which means that a21=
a22. Thus, again from Eq 2.55, with i=1,j=2, we havea21=a22= -1=p
6
(the minus sign is required because of the positive sign chosen for a23). For the
primed axes to be a right-handed system we require ^e0
3=^e0
1^e0
2, with the
result thata31=1=p
2,a32= -1=p
2, anda33=0. Finally, from Eq 3.33,
h
t0
iji
=2
66641p
31p
31p
3
-1p
6-1p
62p
6
1p
2-1p
203
77752
666418 0 -12
0 6 0
-12 0 243
77752
66641p
3-1p
61p
2
1p
3-1p
6-1p
2
1p
32p
603
7775
=2
66648 2p
2 0
2p
2 28 -6p
3
0 -6p
3 123
7775:
66 Continuum Mechanics for Engineers
niP
P
∆Snit(^n)
i
t(^n)
i
(a) Traction vector at point Pfor an arbitrary plane
whose normal is ni.
P
P
∆Sni∗
t(^n)
i
t(^n)
i
ni∗(b) Traction vector at point Pfor a principal plane
whose normal is n
i.
FIGURE 3.9
Traction vector and normal for a general continuum and a prismatic beam.
3.6 Principal Stresses; Principal Stress Directions
Let us turn our attention once more to the state of stress at point Pand assume it is given
with respect to axes Px1x2x3by the stress tensor tij. As we saw in Example 3.1, for each
plane element of area SatPhaving an outward normal ni, a stress vector t(^n)
iis defined
by Eq 3.32. In addition, as indicated by Fig. 3.9(a), this stress vector is not generally in
the direction of ni. However, for certain special directions at P, the stress vector does
indeed act in the direction of niand may therefore be expressed as a scalar multiple of
that normal. Thus, as shown in Fig. 3.9(b), for such directions
t(^n)
i=ni (3.34)
whereis the scalar multiple of ni. Directions designated by nifor which Eq 3.34 is
valid are called principal stress directions, and the scalar is called a principal stress value
oftij. Also, the plane at Pperpendicular to niis referred to as a principal stress plane.
We see from Fig. 3.9(b), that, because of the perpendicularity of t(^n)to the principal planes
there are no shear stresses acting in these planes.
The determination of principal stress values and principal stress directions follows
precisely the same procedure developed in Section 2.6 for determining principal values
and principal directions of any symmetric second-order tensor. In properly formulating
the eigenvalue problem for the stress tensor we use the identity t(^n)
i=tjinjand the
substitution property of the Kronecker delta to rewrite Eq 3.34 as
tijnj-ijnj=0 (3.35)
Stress Principles 67
or, in expanded form, using tij=tji,
(t11-)n1+t12n2+t13n3=0; (3.36a)
t12n1+ (t22-)n2+t23n3=0; (3.36b)
t13n1+t23n2+ (t33-)n3=0: (3.36c)
In the three linear homogeneous equations expressed by Eq 3.36, the tensor components
tijare assumed known; the unknowns are the three components of the principal normal
ni, and the corresponding principal stress . To complete the system of equations for
these four unknowns, we use the normalizing condition on the direction cosines,
nini=1: (3.37)
For non-trivial solutions of Eq 3.35 (the solution nj=0is not compatible with Eq 3.37),
the determinant of coefficients on njmust vanish. That is,
jtij-ijj=0; (3.38)
which upon expansion yields a cubic equation in (called the characteristic equation of the
stress tensor),
3-IT2+IIT-IIIT=0 (3.39)
whose roots (1);(2);(3)are the principal stress values of tij. The coefficients IT,IIT
andIIITare known as the first, second, and third invariants, respectively, of tijand may be
expressed in terms of its components by
IT=tii=trT; (3.40a)
IIT=1
2[tiitjj-tijtij]=1
2h
(trT)2-trT2i
; (3.40b)
IIIT="ijkt1it2jt3k=detT: (3.40c)
Because the stress tensor tijis a symmetric tensor having real components, the three
stress invariants are real, and likewise, the principal stresses being roots of Eq 3.39 are
also real. To show this, we recall from the theory of equations that for a cubic with real
coefficients at least one root is real, call it (1), and let the associated principal direction be
designated by n(1)
i. Introduce a second set of Cartesian axes Px0
1x0
2x0
3so thatx0
1is in the
direction ofn(1)
i. In this system the shear stresses, t0
12=t0
13=0, so that the characteristic
equation oft0
ijrelative to these axes results from the expansion of the determinant
(1)- 0 0
0 t0
22- t0
23
0 t0
23t0
33-=0; (3.41)
or
(1)-h
2-(t0
22+t0
33)+t0
22t0
33-(t0
23)2i
=0: (3.42)
From this equation, the remaining two principal stresses (2)and(3)are roots of the
quadratic in brackets.
68 Continuum Mechanics for Engineers
But the discriminant of this quadratic is
(t0
22+t0
33)2-4h
t0
22t0
33-(t0
23)2i
=(t0
22-t0
33)2+4(t0
23)2;
which is clearly positive, indicating that both (2)and(3)are real.
If the principal stress values (1),(2), and(3)are distinct, the principal directions
associated with these stresses are mutually orthogonal. To see why this is true, let n(1)
i
andn(2)
ibe the normalized principal direction vectors (eigenvectors) corresponding to
(1)and(2), respectively. Then, from Eq 3.35, ijn(1)
j=(1)njandijn(2)
j=(2)nj,
which, upon forming the inner products, that is, multiplying in turn by n(2)
iandn(1)
i,
become
tijn(1)
jn(2)
i=(1)n(1)
in(2)
i; (3.43a)
tijn(2)
jn(1)
i=(2)n(2)
in(1)
i: (3.43b)
Furthermore, because the stress tensor is symmetric, and since iandjare dummy indices,
tijn(1)
jn(2)
i=tjin(1)
in(2)
j=tijn(1)
in(2)
j;
so that by the subtraction of Eq 3.43b from Eq 3.43a, the left hand side of the resulting
difference is zero, or
0=
(1)-(2)
n(1)
in(2)
i: (3.44)
But since we assumed that the principal stresses were distinct, or (1)6=(2), it follows
that
n(1)
in(2)
i=0 (3.45)
which expresses orthogonality between n(1)
iandn(2)
i. By similar arguments, we may
show thatn(3)
iis perpendicular to both n(1)
iandn(2)
i.
If two principal stress values happen to be equal, say (1)=(2), the principal direction
n(3)
iassociated with (3)will still be unique, and because of the linearity of Eq 3.35, any
direction in the plane perpendicular to n(3)
imay serve as a principal direction. Accord-
ingly, we may determine n(3)
iuniquely and then choosen(1)
iandn(2)
iso as to establish a
right-handed system of principal axes. If it happens that all three principal stresses are
equal, any direction may be taken as a principal direction, and as a result every set of
right-handed Cartesian axes at Pconstitutes a set of principal axes in this case.
We give the coordinate axes in the principal stress directions special status by labeling
themPx
1x
2x
3, as shown in Fig. 3.10. Thus, for example, (1)acts on the plane perpendic-
ular tox
1and is positive (tension) if it acts in the positive direction, negative (compres-
sion) if it acts in the negative x
1direction. Also, if n(q)
iis the unit normal conjugate to the
principal stress (q)(q=1;2;3 ), the transformation matrix relating the principal stress
axes to arbitrary axes Px1x2x3has elements defined by aqjn(q)
j, as indicated by Table
3.1. Accordingly, the transformation equation expressing principal stress components in
terms of arbitrary stresses at Pis given by Eq 2.77 in the form
t
ij=aiqajmtqm orT=ATAT: (3.46)
In addition, notice that Eq 3.35 is satisfied by n(q)
iand(q)so that
tijn(q)
j=(q)n(q)
i (3.47)
Stress Principles 69
cos−1n(1)
3
cos−1n(1)
2
cos−1n(1)
1x3
x2
x1x2∗
Px3∗
x1∗
FIGURE 3.10
Principal axes Px
1x
2x
3.
TABLE 3.1
Table displaying direction cosines of principal axes
Px
1x
2x
3relative to axes Px1x2x3.
x1 x2 x3
x
1a11=n(1)
1a12=n(1)
2a13=n(1)
3
x
2a21=n(2)
1a22=n(2)
2a23=n(2)
3
x
3a31=n(3)
1a32=n(3)
2a33=n(3)
3
for(q=1;2;3 ), which upon introducing the identity aqin(q)
ibecomestijaqj=
(q)aqi. Now, multiplying each side of this equation by amiand using the symmetry
property of the stress tensor, we have
tjiaqjami=(q)aqiami:
The left-hand side of this expression is simply t
qm, from Eq 3.46. Since, by orthogonality,
aqiamion the right hand side, the final result is
t
qm=qm(q); (3.48)
which demonstrates that when referred to principal axes, the stress tensor is a diagonal
tensor with principal stress values on the main diagonal. In matrix form, therefore,
t
ij
=2
4(1)0 0
0 (2)0
0 0 (3)3
5or
t
ij
=2
4I0 0
0 II0
0 0 III3
5 (3.49)
where in the second equation the notation serves to indicate that the principal stresses are
ordered,I>II>III, with positive stresses considered greater than negative stresses
regardless of numerical values. In terms of the principal stresses, the stress invariants
70 Continuum Mechanics for Engineers
may be written
IT=(1)+(2)+(3)=I+II+III; (3.50a)
IIT=(1)(2)+(2)(3)+(3)(1)=III+IIIII+IIII; (3.50b)
IIIT=(1)(2)(3)=IIIIII: (3.50c)
Example 3.4
The components of the stress tensor at Pare given in MPa with respect to
axesPx1x2x3by the matrix
[tij] =2
457 0 24
0 50 0
24 0 433
5:
Determine the principal stresses and the principal stress directions at P.
Solution
For the given stress tensor, Eq 3.38 takes the form of the determinant
57- 0 24
0 50 - 0
24 0 43 -=0
which, upon cofactor expansion about the rst row, results in the equation
(57-)(50-)(43-) - (24 )2(50-) =0;
or in its readily factored form
(50-)(-25)(-75) =0:
Hence, the principal stress values are (1)=25 MPa ,(2)=50 MPa , and
(3)=75 MPa. Note that, in keeping with Eqs 3.40a and 3.50a, we conrm
that the rst stress invariant,
IT=57+50+43=25+50+75=150MPa:
To determine the principal directions we rst consider (1)=25 MPa, for
which Eq 3.36 provides three equations for the direction cosines of the principal
direction of(1), namely,
32n(1)
1+24n(1)
3=0;
25n(1)
2=0;
24n(1)
1+18n(1)
3=0:
Obviously,n(1)
2=0from the second of these equations, and from the other two,
n(1)
3= -4
3n(1)
1so that, from the normalizing condition, nini=1, we see that
n(1)
12
=9
25which givesn(1)
1=3
5andn(1)
3=4
5. The fact that the rst
Stress Principles 71
and third equations result in the same relationship is the reason the normalizing
condition must be used.
Next for(2)=50MPa, Eq 3.36 gives
7n(2)
1+24n(2)
3=0;
24n(2)
1-7n(2)
3=0
which are satised only when n(2)
1=n(2)
3=0. Then from the normalizing
condition,nini=1,n(2)
2=1.
Finally, for(3)=75MPa, Eq 3.36 gives
-18n(3)
1+24n(3)
3=0;
-25n(3)
2=0
as well as
24n(3)
1-32n(3)
3=0:
Here, from the second equation n(3)
2=0, and from either of the other two
equations4n(3)
3=3n(3)
1, so that from nini=1we haven(3)
1=4
5andn(3)
3=
3
5.
From these values of n(q)
i, we now construct the transformation matrix [aij]
in accordance with Table 3.1, keeping in mind that to assure a right-handed sys-
tem of principal axes we must have ^n(3)=^n(1)^n(2). Thus the transformation
matrix has the general form
[aij]=2
6643
504
5
01 0
4
503
53
775:
Therefore, from Eq 3.48, when the upper signs in the above matrix are used,
[tij]=2
6643
50-4
5
0 1 0
4
503
53
7752
66457 0 24
0 50 0
24 0 433
7752
6643
50-4
5
0 1 0
4
503
53
775=2
66425 0 0
0 50 0
0 0 753
775MPa:
3.7 Maximum and Minimum Stress Values
The stress vector t(^n)
ion an arbitrary plane at Pmay be resolved into a component normal
to the plane having a magnitude N, along with a shear component which acts in the
plane and has a magnitude S, as shown in Fig. 3.11. (Here, NandSarenotvectors,
but scalar magnitudes of vector components. The subscripts NandSare to be taken as
part of the component symbols). Clearly, from Fig. 3.11, it is seen that Nis given by the
dot product, N=t(^n)
ini, and inasmuch as t(^n)
i=tijnj, it follows that
72 Continuum Mechanics for Engineers
σN
σSni�
∆S
Pt(^n)
i
FIGURE 3.11
Traction vector components normal and in-plane (shear) at point Pon the plane whose
normal isni.
N=tijninj orN=t(^n)^n: (3.51)
Also, from the geometry of the decomposition, we see that
2
S=t(^n)
it(^n)
i-2
Nor2
S=t(^n)t(^n)-2
N: (3.52)
In seeking the maximum and minimum (the so-called extremal) values of the above
components, let us consider first N. As the normal niassumes all possible orientations
atP, the values of Nwill be prescribed by the functional relation in Eq 3.51 subject
to the condition that nini=1. Accordingly, we may use to advantage the Lagrangian
multiplier method to obtain extremal values of N. To do so we construct the function
f(ni) =tijninj-(nini-1), where the scalar is called the Lagrangian multiplier. The
method requires the derivative of f(ni)with respect to nkto vanish; and, noting that
@ni=@nk=ik, we have
@f
@nk=tij(iknj+jkni)-(2niik)=0:
Buttij=tji, andkjnj=nk, so that this equation reduces to
(tij-ij)nj=0 (3.53)
which is identical to Eq 3.35, the eigenvalue formulation for principal stresses. Therefore,
we conclude that the Lagrangian multiplier assumes the role of a principal stress and,
furthermore, that the principal stresses include both the maximum and minimum normal
stress values.
With regard to the maximum and minimum values of the shear component S, it is
useful to refer the state of stress to principal axes Px
1x
2x
3, as shown in Fig. 3.12. Let the
principal stresses be ordered in the sequence I>II>IIIso thatt(^n)
iis expressed in
vector form by
Stress Principles 73
P∆S
σSσN
x2∗x3∗
x1∗t(^n)
i
FIGURE 3.12
Normal and shear components at Pto plane referred to principal axes.
t(^n)=T^n=In1^e
1+IIn2^e
2+IIIn3^e
3; (3.54)
and similarly, N=t(^n)^nby
N=In2
1+IIn2
2+IIIn2
3: (3.55)
Then, substituting Eqs 3.54 and 3.55 into Eq 3.52, we have
2
S=2
In2
1+2
IIn2
2+2
IIIn2
3- (In2
1+IIn2
2+IIIn2
3) (3.56)
which expresses 2
Sin terms of the direction cosines ni. Butnini=1, so thatn2
3=
1-n2
1-n2
2and we are able to eliminate n3from Eq 3.56, which then becomes a function
ofn1andn2only,
2
S=(I-III)n2
1+
2
II-2
III
n2
2+2
III
-
(I-III)n2
1+(II-III)n2
2+III2: (3.57)
In order to obtain the stationary , that is, the extremal values of2
S, we must equate the
derivatives of the right-hand side of this equation with respect to both n1andn2to zero,
and solve simultaneously. After some algebraic manipulations, we obtain
@2
S
@n1=n1I-III
I-III-2
I-IIIn2
1+II-IIIn2
2
=0; (3.58a)
@2
S
@n2=n2II-III
II-III-2
I-IIIn2
1+II-IIIn2
2
=0: (3.58b)
An obvious solution to Eq 3.58 is n1=n2=0for whichn3=1, and the corre-
sponding value of 2
Sis observed from Eq 3.57 to be zero. This is an expected result since
n3=1designates a principal plane upon which the shear is zero. A similar calcula-
tion made with n1andn3, or withn2andn3as the variables, would lead to the other
two principal planes as minimum (zero) shear stress planes. It is easily verified that a
second solution to Eq 3.58 is obtained by taking n1=0and solving for n2. The result is
74 Continuum Mechanics for Engineers
n2=1=p
2and, from orthogonality, n3=p
2also. For this solution, Eq 3.57 yields
the results
2
S=1
4(II-III)2orS=1
2(II-III): (3.59)
As before, if we consider in turn the formulation having n1andn3, orn2andn3as
the variable pairs, and assume n3=0, andn2=0, respectively, we obtain the complete
solution which is presented below,
n1=0; n2=1p
2; n3=1p
2;S=1
2jII-IIIj; (3.60a)
n1=1p
2; n2=0; n3=1p
2;S=1
2jIII-Ij; (3.60b)
n1=1p
2; n2=1p
2; n3=0;S=1
2jI-IIj (3.60c)
where the vertical bars in the formulas for Sindicate absolute values of the enclosed
expressions. Because I>II>III, it is clear that the largest shear stress value is
max
S=1
2jIII-Ij: (3.61)
It may be shown that, for distinct principal stresses, only the two solutions presented in
this section satisfy Eq 3.58.
3.8 Mohr’s Circles for Stress
Mohr’s circle is a method the student should remember from undergraduate mechanics
of materials. It provides a graphic means for the transformation of a second order tensor
like that discussed in Section 2.5. Mohr’s circle is commonly used to transform stress, area
or mass moment of inertia tensors. While this book gives the student the mathematical
tools to transform tensors, we feel a discussion of Mohr’s circle is worthy of inclusion
in this introduction to continuum mechanics. Most of the students prior use of Mohr’s
circle has likely been with two dimensional problems: plane stress or transformation of
the area or mass inertia tensors. Mohr’s circle allows for an easy means to derive and
compute transformation and principal values in two dimensions.
In three dimensions, the convenience and simplicity of Mohr’s circle to transform stress
components to an arbitrary reference frame vanishes. When working with three dimen-
sional problems the advantage of using the mathematics of continuum mechanics become
evident. This is the case for many problems in mechanics. In two dimensions, intuitive
diagrams and relatively simplified equations greet the engineer. Adding the third dimen-
sions leaves most all engineers relying on the proper application of mathematical models.
This is the case for mechanics of materials and dynamics; two topics where the student
may have experienced this.
Consider again the state of stress at Preferenced to principal axes (Fig. 3.12) and let the
principal stresses be ordered according to I>II>III. As before, we may express N
andSon any plane at Pin terms of the components of the normal to that plane by the
Stress Principles 75
OσS
σNσIIIσI σIIC1C2
C3
FIGURE 3.13
Typical Mohr’s circle for stress.
equations
N=In2
1+IIn2
2+IIIn2
3; (3.62a)
2
N+2
S=2
In2
1+2
IIn2
2+2
IIIn2
3 (3.62b)
which, along with the condition
n2
1+n2
2+n2
3=1;
provide us with three equations for the three direction cosines n1,n2andn3. Solving
these equations, we obtain
n2
1=(N-II) (N-III)+2
S
(I-II) (I-III); (3.63a)
n2
2=(N-III) (N-I)+2
S
(II-III) (II-I); (3.63b)
n2
3=(N-I) (N-II)+2
S
(III-I) (III-II): (3.63c)
In these equations, I,IIandIIIare known;NandSare functions of the direction
cosinesni. Our intention here is to interpret these equations graphically by representing
conjugate pairs of N,Svalues, which satisfy Eq 3.63, as a point in the stress plane having
Nas absicca and Sas ordinate (see Fig. 3.13).
To develop this graphical interpretation of the three-dimensional stress state in terms
ofNandS, we note that the denominator of Eq 3.63a is positive since both I-II>0
andI-III>0, and also that n2
1>0, all of which tells us that
(N-II)(N-III) +2
S>0: (3.64)
76 Continuum Mechanics for Engineers
For the case where the equality sign holds, this equation may be rewritten, after some
simple algebraic manipulations, to read
N-1
2(II+III)2
+2
S=1
2(II-III)2
(3.65)
which is the equation of a circle in the N,Splane, with its center at the point1
2(II+
III)on theNaxis, and having a radius1
2(II-III). We label this circle C1and display
it in Fig. 3.13. For the case in which the inequality sign holds for Eq 3.64, we observe
that conjugate pairs of values of NandSwhich satisfy this relationship result in stress
points having coordinates exterior to circle C1. Thus, combinations of NandSwhich
satisfy Eq 3.63a lie on, or exterior to, circleC1in Fig. 3.13.
Examining Eq 3.63b, we note that the denominator is negative since II-III>0, and
II-I<0. The direction cosines are real numbers, so that n2
2>0and we have
(N-III)(N-I) +2
S60 (3.66)
which for the case of the equality sign defines the circle
N-1
2(I+III)2
=1
2(I-III)2
(3.67)
in theN,Splane. This circle is labeled C2in Fig. 3.13, and the stress points which
satisfy the inequality of Eq 3.66 lie interior to it. Following the same general procedure,
we rearrange Eq 3.63c into an expression from which we extract the equation of the third
circle,C3in Fig. 3.13, namely,
N-1
2(I+II)2
+2
S=1
2(I-II)2
: (3.68)
Admissible stress points in the N,Splane lie onorexterior to this circle. The three circles
defined above, and shown in Fig. 3.13, are called Mohr’s circles for stress. All possible pairs
of values ofNandSatPwhich satisfy Eq 3.63 lie on these circles or between the areas
enclosed by them. Actually, in conformance with Fig. 3.11 (which is the physical basis for
Fig. 3.13), we see that the sign of the shear component is arbitrary so that only the top
half of the circle diagram need be drawn, a practice we will occasionally follow hereafter.
In addition, it is clear from the Mohr’s circles diagram that the maximum shear stress
value atPis the radius of circle C2, which confirms the result presented in Eq 3.61.
In order to relate a typical stress point having coordinates NandSin the stress plane
of Fig. 3.13 to the orientation of the area element S(denoted by niin Fig. 3.12) upon
which the stress components NandSact, we consider a small spherical portion of the
continuum body centered at P. As the unit normal niassumes all possible directions at
P, the point of intersection of its line of action with the sphere will move over the surface
of the sphere. However, as seen from Eqs 3.55 and Eq 3.56 the values of NandSare
functions of the squares of the direction cosines, and hence do not change for nireflected
in the principal planes. Accordingly, we may restrict our attention to the first octant of
the spherical body, as shown in Fig. 3.14(a). Let Qbe the point of intersection of the line
of action ofniwith the spherical surface ABC in Fig. 3.14(a) and note that
^n=cos^e
1+cos^e
2+cos^e
3: (3.69)
If^n=^e
1so that its intersection point Qcoincides with A,N=I. Likewise, when
Qcoincides with B,N=II, and withC,N=III. In all three cases, Swill be zero.
Stress Principles 77
βθ
φ
ABC
ni
x2∗x3∗
x1∗Q
P
^e∗
2^e∗
3
^e∗
1
(a) Octant of small spherical portion of body to-
gether with plane at Pwith normalnireferred to
principal axesOx
1x
2x
3.
σIIIσI σIIC1C2
C3OσS
σNa b c(b) Mohr’s stress semicircle for octant of
Fig. 3.14(a).
FIGURE 3.14
Typical Mohr’s circle representation.
In the Mohr’s circle diagram (Fig. 3.14(b)), these stress values are located at points a,b
andc, respectively. If now is set equal to
2andallowed to vary from zero to
2(
will concurrently go from
2to zero),Qwill move along the quarter-circle arc ABfromA
toB. In the stress space of Fig. 3.14(b), the stress point q(the image point of Q) having
coordinatesNandSwill simultaneously move along the semicircle of C3fromatob.
(Note that as Qmoves90oalongABin physical space, qmoves180oalong the semicircle,
joiningatobin stress space.) Similarly, when Qis located on the quarter circle BC, or
CAof Fig. 3.14(a), point qwill occupy a corresponding position on the semicircles of bc
andca, respectively, in Fig. 3.14(b).
Now let the angle be given some fixed value less than
2, say=1, and imagine
thatandtake on all values compatible with the movement of Qalong the circle
arcKD of Fig. 3.15(a). For this case, Eq 3.63a becomes (N-II)(N-III) +2
S=
(I-II)(I-III)cos21, which may be cast into the standard form of a circle as
N-1
2(II+III)2
+2
S
= (I-II)(I-III)cos21+1
2(II-III)2
=R2
1: (3.70)
This circle is seen to have its center coincident with that of circle C1in stress space and
to have a radius R1indicated by Eq 3.70. Therefore, as Qmoves on circle arc KD in
Fig. 3.15(a), the stress point qtraces the circle arc kdshown in Fig. 3.15(b). (Notice that
if1=
2so that cos1=0,R1reduces to1
2(II-III), the radius of circle C1). Next,
let=1<
2and then, as andrange through all admissible values, point Qmoves
along the circle arc EGof Fig. 3.15(a). For this case Eq 3.63b may be restructured into the
78 Continuum Mechanics for Engineers
x2∗x3∗
x1∗ φφβ
βD
EG K
ABC
niQ
P
^e∗
1^e∗
2^e∗
3
(a) Reference angles andfor intersection point
Qon surface of body octant.
k
g
e
dq
c a b O
σIIIσI σIIσS
σN2β2β2φ
2φ(b) Mohr’s stress semicircle for octant of
Fig. 3.15(a).
FIGURE 3.15
Typical 3-D Mohr’s circle and associated geometry.
form
N-1
2(I+III)2
+2
S
= (II-III)(II-I)cos21+1
2(I-III)2
=R2
2 (3.71)
which defines a circle whose center is coincident with that of circle C2, and having a
radiusR2. Here, when 1=
2, the radiusR2reduces to1
2(I-III), which is the radius
of circleC2. AsQmoves on the circle arc EGof Fig. 3.15(a), the stress point qtraces out
the circle arc egin Fig. 3.15(b).
In summary, for a specific ^nat pointPin the body, point Q, where the line of action of
^nintersects the spherical octant of the body (Fig. 3.15(a)), is located at the common point
of circle arcs KDandEG, and at the same time, the corresponding stress point q(having
coordinatesNandS) is located at the intersection of circle arcs kdandegin the stress
plane of Fig. 3.15(b). The following example provides details of the procedure.
Example 3.5
The state of stress at point Pis given inMPa with respect to axes Px1x2x3by
the matrix
[tij] =2
425 0 0
0-30 -60
0-60 53
5:
Stress Principles 79
(a) Determine the stress vector on the plane whose unit normal is
^n=1
3(2^e1+^e2+2^e3).
(b) Determine the normal stress component Nand shear component Son
the same plane.
(c)Verify the results of part (b) by the Mohr's circle construction of Fig. 3.15(b).
Solution
(a) Using Eq 3.32 in matrix form gives the stress vector t(^n)
i
2
664t(^n)
1
t(^n)
2
t(^n)
33
775= [tij][nj] =2
66425 0 0
0-30 -60
0-60 53
7752
6642
3
1
3
1
33
775=1
32
66450
-150
-503
775;
or
t(^n)=1
3(50^e1-150^e2-50^e3):
(b) Making use of Eq 3.51, we can calculate Nconveniently from the matrix
product
h
2
31
32
3i2
66425 0 0
0-30 -60
0-60 53
7752
6642
3
1
3
2
33
775=N
N=100
9-150
9-100
9
so thatN= -150
9= -16:67MPa . Note that the same result could have
been obtained by the dot product
N=t(^n)^n=1
3(50^e1-150^e2-50^e3)1
3(2^e1+^e2+2^e3):
The shear component Sis given by Eq 3.52, which for the values of N
andt(^n)
icalculated above, results in the equation,
2
S=2500 +22500 +2500
9-22500
81=2777;
or, nally,
S=52:7MPa:
(c) Using the procedure of Example 3.4 the student should verify that for the
stress tensor tijgiven here the principal stress values are I=50 MPa ,
II=25 MPa , andIII= -75 MPa . Also, the transformation matrix
from axesPx1x2x3toPx
1x
2x
3is
[aij] =2
6640-3
54
5
1 0 0
04
53
53
775;
80 Continuum Mechanics for Engineers
so that the components of ^nare given relative to the principal axes by
2
664n
1
n
2
n
33
775=2
6640-3
54
5
1 0 0
04
53
53
7752
6642
3
1
3
2
33
775=2
6641
3
2
3
2
33
775:
Therefore, with respect to Fig. 3.14(a), =cos-1(1=3) =70:53o;==
cos-1(2=3) =48:19o, so that|following the procedure outlined for construction
of Fig. 3.15(b)|we obtain the Mohr's circle below, from which we may measure
the coordinates of the stress point qand conrm the values N= -16:7 and
S=52:7, both inMPa .
OC3
C1C2
142°
96° 96°142°k
c a bdeq(−16.7, 52.7)
σIII = −75 σΙ = 50 σII = 25σS
σN
3.9 Plane Stress
When one, and only one principal stress is zero, we have a state of plane stress for which
the plane of the two nonzero principal stresses is the designated plane . This is an important
state of stress because it represents the physical situation occurring at an unloaded point
on the bounding surface of a body under stress. The zero principal stress may be any
one of the three principal stresses as indicated by the corresponding Mohr’s circles of
Fig. 3.16.
If the principal stresses are not ordered and the direction of the zero principal stress
is arbitrarily chosen as x3, we have plane stress parallel to the x1x2-plane and the stress
matrix takes the form
[tij] =2
4t11t120
t12t220
0 0 03
5; (3.72)
Stress Principles 81
σIIIσIσIIσS
σN
(a)I=0
σIIIσIσIIσS
σN (b)II=0
σIIIσIσIIσS
σN
(c)III=0
FIGURE 3.16
Mohr’s circle for plane stress.
82 Continuum Mechanics for Engineers
TABLE 3.2
Transformation table for general plane
stress.
x1x2x3
x
1 cos sin 0
x
2 -sin cos 0
x
30 0 1
or, with respect to principal axes, the form
[t
ij] =2
4(1)0 0
0 (2)0
0 0 03
5: (3.73)
The pictorial description of this plane stress situation is portrayed by the block element
of a continuum body shown in Fig. 3.17(a), and is sometimes represented by a single
Mohr’s circle (Fig. 3.17(b)), the locus of which identifies stress points (having coordinates
NandS) for unit normals lying in the x1-x2plane only. The equation of the circle in
Fig. 3.17(b) is
N-t11+t22
22
+2
S=t11-t22
22
+t2
12 (3.74)
from which the center of the circle is noted to be at N=1
2(t11+t22),S=0, and the
maximum shear stress in the x1x2-plane to be the radius of the circle, that is, the square
root of the right-hand side of Eq 3.74. Points AandBon the circle represent the stress
states for area elements having unit normals ^e1and^e2, respectively. For an element of
area having a unit normal in an arbitrary direction at point P, we must include the two
dashed circles shown in Fig. 3.17(c) to completely specify the stress state.
With respect to axes Ox0
1x0
2x0
3rotated by the angle about thex3axis relative to
Ox1x2x3as shown in Fig. 3.18, the transformation equations for plane stress in the x1x2-
plane are given by the general tensor transformation formula, Eq 2.64. Using the table of
direction cosines for this situation as listed in Table 3.2, we may express the primed stress
components in terms of the rotation angle and the unprimed components by
t0
11=t11+t22
2+t11-t22
2cos2+t12sin2; (3.75a)
t0
22=t11+t22
2-t11-t22
2cos2-t12sin2; (3.75b)
t0
12= -t11-t22
2sin2+t12cos2: (3.75c)
In addition, if the principal axes of stress are chosen for the primed directions, it is easily
shown that the two nonzero principal stress values are given by
(1);(2)=t11+t22
2st11-t22
22
+t2
12 (3.76)
Stress Principles 83
x1x2x3
t12t22
t21
t11
(a) Plane stress element having nonzero x1and
x2components.
σI σIIσS
σNA(t11, t12)
B(t22, t12)(b) Mohr’s circle for in-plane stress components.
(σS)max(σS)max
σNσS
σIIσI σIII
(c) General Mohr’s circles for the plane stress element.
Dashed lines represent out-of-plane Mohr’s circles. Note the
maximum shear can occur out-of-plane.
FIGURE 3.17
Mohr’s circle for plane stress.
84 Continuum Mechanics for Engineers
x3 ,�
θθPx
3
x
2
x
1x2 x1
FIGURE 3.18
Representative rotation of axes for plane stress.
Example 3.6
A specimen is loaded with equal tensile and shear stresses. This case of plane
stress may be represented by the matrix
[tij] =2
4000
000
0 0 03
5
where0is a constant stress. Determine the principal stress values and plot the
Mohr's circles.
Solution
For this stress state, the determinant Eq 3.38 is given by
0- 00
00- 0
0 0 -=0
which results in a cubic having roots (principal stress values) (1)=20,(2)=
(3)=0(as may be readily veried by Eq 3.76) so that, in principal axes form,
the stress matrix is
[t
ij] =2
4200 0
0 0 0
0 0 03
5:
The Mohr's circle diagram is shown below.
Here, because of the double-zero root, one of the three Mohr's circles degen-
erates into a point (the origin) and the other two circles coincide. Also, we note
that physically this is simply a one-dimensional tension in the x
1direction and
that the maximum shear stress values (shown by points AandB) occur on the
x1andx2coordinate planes which make 45with the principal x
1direction.
Stress Principles 85
..
+A
BσS
σN+σ0
−σ0σII=σIII=0 σI=2σο
Mohr's circle for principal stresses 1=2o,2=3=0.
3.10 Deviator and Spherical Stress States
The arithmetic mean of the normal stresses,
M=1
3(t11+t22+t33) =1
3tii (3.77)
is referred to as the mean normal stress . The state of stress having all three principal stresses
equal (and therefore equal to M) is called a spherical state of stress and is represented by
the diagonal matrix
[tij] =2
4M0 0
0 M0
0 0 M3
5 (3.78)
for which all directions are principal directions as explained in Section 3.6. The classical
physical example for this is the stress in a fluid at rest which is termed hydrostatic stress ,
and for which M= -p0, the static pressure.
Every state of stress tijmay be decomposed into a spherical portion and a portion Sij
known as the deviator stress in accordance with the equation
tij=Sij+ijM=Sij+1
3ijtkk (3.79)
whereijis the Kronecker delta. This equation may be solved for Sij, which then appears
in the symmetric matrix form
2
4S11S12S13
S12S22S23
S13S23S333
5=2
4t11-Mt12t13
t12t22-Mt23
t13t23t33-M3
5: (3.80)
Also from Eq 3.79, we notice immediately that the first invariant of the deviator stress is
Sii=tii-1
3iitkk=0 (3.81)
86 Continuum Mechanics for Engineers
(sinceii=3), so that the characteristic equation for the deviator stress (analogous to
Eq 3.39 fortij) is
S3+IISS-IIIS=0 (3.82)
for which the deviator stress invariants are
IIS= -1
2SijSji=SISII+SIISIII+SIIISI; (3.83a)
IIIS="ijkS1iS2jS3k=SISIISIII: (3.83b)
Finally, consider a principal direction n(q)
joftijsuch that the eigenvalue equation
tij-(q)ij
n(q)
j=0is satisfied. Then, from the definition of Sij, we have
[Sij+Mij-qij]n(q)
j=0;
or
[Sij-(q-M)ij]n(q)
j=0 (3.84)
which demonstrates that n(q)
jis also a principal direction of Sij, and furthermore, the
principal values of Sijare given in terms of the principal values of tijby
Sq=q-M; (q=1;2;3 ): (3.85)
Example 3.7
Decompose the stress tensor Tof Example 3.4 into its deviator and spherical
portions and determine the principal stress values of the deviator portion.
[tij] =2
457 0 24
0 50 0
24 0 433
5[MPa]:
Solution
By Eq 3.77,Mfor the given stress is
M=1
3(57+50+43)=50[MPa]
Thus, decomposition by Eq 3.79 leads to the matrix sum
2
457 0 24
0 50 0
24 0 433
5=2
47 0 24
0 0 0
24 0 -73
5+2
450 0 0
0 50 0
0 0 503
5[MPa]:
Principal stress values of the deviator portion result from the determinant
7-S 0 24
0 -S 0
24 0 -7-S= -S[(7-S)(-7 -S) -242] =0
which is readily factored to yield SI=25MPa ,SII=0andSIII= -25MPa .
These results are easily veried using the principal values determined in Example
3.4 together with Eq 3.85.
Stress Principles 87
t(^n)
i
P
ABCσN
σS
x2∗x3∗
x1∗ni=^e1+^e2+^e3√
3
FIGURE 3.19
Octahedral plane (ABC) with traction vector t(^n)
i, and octahedral normal and shear
stresses,NandS.
3.11 Octahedral Shear Stress
Consider the plane at Pwhose unit normal makes equal angles with the principal stress
directions. That plane, called the octahedral plane, may be pictured as the triangular surface
ABC of Fig. 3.19 and imagined to be the face in the first octant of a regular octahedron.
The traction vector on this plane is
t(^n)=T^n=(1)^e
1+(2)^e
2+(3)^e
3p
3; (3.86)
and its component in the direction of ^nis
N=t(^n)^n=1
3
(1)+(2)+(3)
=1
3ii: (3.87)
Thus, from Eq 3.52, the square of the shear stress on the octahedral plane, known as the
octahedral shear stress, is
2
oct=t(^n)t(^n)-2
N=1
3[2
(1)+2
(2)+2
(3)] -1
9[(1)+(2)+(3)]2(3.88)
which may be reduced to either the form (see Problem 3.27)
oct=1
3q
(1)-(2)2+
(2)-(3)2+
(3)-(1)2; (3.89)
or
oct=q
S2
1+S2
2+S2
3p
3=r
-2IIS
3: (3.90)
88 Continuum Mechanics for Engineers
Example 3.8
Determine directly the normal and shear components, Nandoct, on the
octahedral plane for the state of stress in Example 3.4, and verify the result for
octby Eq 3.89.
Solution
From Example 3.4, the stress vector on the octahedral plane is given by the
matrix product2
666475 0 0
0 50 0
0 0 253
77752
66641p
3
1p
3
1p
33
7775=2
666475p
3
50p
3
25p
33
7775;
or
t(^n)=75^e
1+50^e
2+25^e
3p
3;
so that
N=t(^n)^n=1
3(75+50+25) =50MPa:
Also, from Eq 3.52,
2
oct=t(^n)t(^n)-2
N=1
3(752+502+252) -502=417MPa;
and sooct=20:4MPa . By Eq 3.89, we verify directly that
oct=1
3q
(75-50)2+ (50 -25)2+ (25 -75)2=20:41 MPa
Example 3.9
Show that the octahedral shear stress may be written as
oct=1p
3
((1)-M)2+ ( (2)-M)2+ ( (3)-M)21=2;
and, from this, show that
oct=p
2
3
I2
T+3IIT1=2
is another form of the octahedral shear stress.
Solution
Start by multiplying the squared terms under the radical
oct=1p
3h
2
(1)+2
(2)+2
(3)+32
M-2
(1)+(2)+(3)
Mi1=2
:
Stress Principles 89
Recall Eq 3.77 in the form
(1)+(2)+(3)=3M
and substitute to get
2
oct=
2
(1)+2
(2)+2
(3)
3-2
M!
:
Substitution of Eq 3.77 again for Mresults in Eq 3.88. Multiply out the mean
stress terms and simplify to get
2
oct ="
3(2
(1)+2
(2)+2
(3))
9
-2
(1)+2
(2)+2
(3)+2((1)(2)+(2)(3)+(1)(3))
9#
=2
9h
2
(1)+2
(2)+2
(3)-
(1)(2)+(2)(3)+(1)(3)i
:
Finally, add and subtract 2
(1)(2)+(2)(3)+(1)(3)
in the bracket
2
oct =2
9h
2
(1)+2
(2)+2
(3)+2((1)(2)+(2)(3)+(1)(3))
-3( (1)(2)+(2)(3)+(1)(3))
;
and note that, for principal axes
I2
T=
(1)+(2)+(3)2
IIT=(1)(2)+(2)(3)+(1)(3)
leaving
2
oct=2
9
I2
T+3IIT
;
or
oct=p
2
3
I2
T+3IIT1=2:
90 Continuum Mechanics for Engineers
Problems
Problem 3.1
At a pointP, the stress tensor relative to axes Px1x2x3has components tij. On the area
elementdS(1)having the unit normal ^n1, the stress vector is t(^n1), and on area element
dS(2)with normal ^n2the stress vector is t(^n2). Show that the component of t(^n1)in the
direction of ^n2is equal to the component of t(^n2)in the direction of ^n1.
Problem 3.2
Verify the result established in Problem 3.1 for the area elements having normals
^n1=1
7(2^e1+3^e2+6^e3)
^n2=1
7(3^e1-6^e2+2^e3)
if the stress matrix at Pis given with respect to axes Px1x2x3by
[tij]=2
435 0 21
0 49 0
21 0 143
5:
Problem 3.3
The stress tensor at Prelative to axes Px1x2x3has components in MPa given by the matrix
representation
[tij]=2
4t112 1
2 0 2
1 2 03
5
wheret11is unspecied. Determine a direction ^natPfor which the plane perpendicular to
^nwill be stress-free, that is, for which t(^n)=0on that plane. What is the required value
oft11for this condition?
Answer
^n=1
3(2^e1-^e2-2^e3),t11=2MPa
Problem 3.4
The stress tensor has components at point Pin ksi units as specied by the matrix
[tij]=2
4-9 3 -6
3 6 9
-6 9 -63
5:
Stress Principles 91
Determine:
(a) the stress vector on the plane at Pwhose normal vector is
^n=1
9(^e1+4^e2+8^e3);
(b) the magnitude of this stress vector,
(c) the component of the stress vector in the direction of the normal,
(d) the angle in degrees between the stress vector and the normal.
Answer
(a)t(^n)=-5^e1+11^e2-2^e3
(b)t(^n)=p
150
(c)23
9
(d)77:96
Problem 3.5
Let the stress tensor components at a point be given by tij=0ninjwhere0is a
positive constant. Show that this represents a uniaxial state of stress having a magnitude
0and acting in the direction of ni.
Problem 3.6
Show that the sum of squares of the magnitudes of the stress vectors on the coordinate
planes is independent of the orientation of the coordinate axes, that is, show that the sum
t(^e1)
it(^e1)
i+t(^e2)
it(^e2)
i+t(^e3)
it(^e3)
i
is an invariant.
x1x2x3
t(^e2)
i
t(^e1)
it(^e3)
i
Problem 3.7
With respect to axes Ox1x2x3the stress state is given in terms of the coordinates by the
matrix
[tij]=2
4x1x2x2
20
x2
2x2x3x2
3
0 x2
3x3x13
5:
92 Continuum Mechanics for Engineers
Determine
(a) the body force components as functions of the coordinates if the equilibrium
equations are to be satised everywhere, and
(b) the stress vector at point P(1,2,3) on the plane whose outward unit normal makes
equal angles with the positive coordinate axes.
Answer
(a)b1=-3x2
,b2=-3x3
,b3=-x1
(b)t(^n)=(6^e1+19^e2+12^e3)p
3
Problem 3.8
Relative to the Cartesian axes Ox1x2x3a stress eld is given by the matrix
[tij]=2
66664
1-x2
1
x2+2
3x3
2 -
4-x2
2
x10
-
4-x2
2
x1 -1
3
x3
2-12x2
0
0 0
3-x2
1
x23
77775:
(a) Show that the equilibrium equations are satised everywhere for zero body forces.
(b) Determine the stress vector at the point P(2,-1,6) of the plane whose equation is
3x1+6x2+2x3=12.
Answer
(b)t(^n)=1
7(-29^e1-40^e2+2^e3)
Problem 3.9
The stress components in a circular cylinder of length Land radiusrare given by
[tij]=2
4Ax2+Bx3Cx3-Cx2
Cx30 0
-C20 03
5:
(a) Verify that in the absence of body forces the equilibrium equations are satised.
(b) Show that the stress vector vanishes at all points on the curved surface of the
cylinder.
rL
x1x3
x2
Stress Principles 93
Problem 3.10
Rotated axes Px0
1x0
2x0
3are obtained from axes Px1x2x3by a right-handed rotation about the
linePQthat makes equal angles with respect to the Px1x2x3axes (see sketch). Determine
the primed stress components for the stress tensor in (MPa)
[tij]=2
43 0 6
0 0 0
6 0 -33
5
if the angle of rotation is (a) 120, or (b)60.
Q
ββ
βP
x1 x2x3
Answer
(a)h
t0
iji
=2
40 0 0
0-3 6
0 6 33
5MPa, (b)h
t0
iji
=1
32
4-5 10 10
10-11 -2
10 -2 163
5MPa
Problem 3.11
At the pointP, rotated axes Px0
1x0
2x0
3are related to the axes Px1x2x3by the transformation
matrix
[aij]=1
32
4a 1 -p
3 1 +p
3
1+p
3 b 1 -p
3
1-p
3 1 +p
3 c3
5
wherea,b, andcare to be determined. Determineh
t0
iji
if the stress matrix relative to
axesPx1x2x3is given in MPa by
[tij]=2
41 0 1
0 1 0
1 0 13
5:
Answer
h
t0
iji
=1
92
411+2p
3 5 +p
3 -1
5+p
3 5 5 -p
3
-1 5 -p
3 11 -2p
33
5MPa
Problem 3.12
The stress matrix referred to axes Px1x2x3is given in ksi by
[tij]=2
414 0 21
0 21 0
21 0 73
5
94 Continuum Mechanics for Engineers
Let rotated axes Px0
1x0
2x0
3be dened with respect to axes Px1x2x3by the table of base
vectors
^e1^e2 ^e3
^e0
12=7 3=7 6=7
^e0
23=7 -6=7 2=7
^e0
36=7 2=7 -3=7
(a) Determine the stress vectors on planes at Pperpendicular to the primed axes;
determinet(^e0
1),t(^e0
2), andt(^e0
3)in terms of base vectors ^e1,^e2, and^e3.
(b) Project each of the stress vectors obtained in (a) onto the primed axes to deter-
mine the nine components ofh
t0
iji
.
(c) Verify the result obtained in (b) by a direct application of Eq 3.33 of the text.
Answer
h
t0
iji
=1
72
4143 36 114
36 166 3
114 3 -153
5ksi
Problem 3.13
At pointP, the stress matrix is given in MPa with respect to axes Px1x2x3by
Case 1: [tij]=2
46 4 0
4 6 0
0 0 -23
5Case 2: [tij]=2
42 1 1
1 2 1
1 1 23
5
Determine for each case
(a) the principal stress values,
(b) the principal stress directions.
Answer
(a) Case 1:(1)=10MPa,(2)=2MPa,(3)= -2 MPa
Case 2:(1)=4MPa,(2)=(3)=1MPa
(b) Case 1: ^n(1)=^e1+^e2p
2,^n(2)=^e1-^e2p
2,^n(3)=^e3
Case 2: ^n(1)=^e1+^e2+^e3p
3,^n(2)=-^e1+^e2p
2,^n(3)=-^e1-^e2+2^e3p
6
Problem 3.14
When referred to principal axes at P, the stress matrix in ksi units is
t
ij
=2
42 0 0
0 7 0
0 0 123
5
Stress Principles 95
If the transformation matrix between the principal axes and axes Px1x2x3is
[aij]=1p
22
4-3
51 -4
5
a21a22a23
-3
5-1 -4
53
5
wherea21,a22, anda23are to be determined, calculate [tij].
Answer
[tij]=2
47 3 0
3 7 4
0 4 73
5ksi
Problem 3.15
The stress matrix in MPa when referred to axes Px1x2x3is
[tij]=2
43-10 0
-10 0 30
0 30 -273
5:
Determine
(a) the principal stresses, I,II,III,
(b) the principal stress directions.
Answer
(a)I=23MPa,II=0MPa,III= -47 MPa
(b)^n(1)= -0:394 ^e1+0:788 ^e2+0:473 ^e3
^n(2)=0:931 ^e1+0:274 ^e2+0:304 ^e3
^n(3)=0:110 ^e1+0:551 ^e2-0:827 ^e3
Problem 3.16
At pointP, the stress matrix relative to axes Px1x2x3is given in MPa by
[tij]=2
45 a -a
a 0 b
-a b 03
5
whereaandbare unspecied. At the same point relative to axes Px
1x
2x
3the matrix is
t
ij
=2
4I0 0
0 2 0
0 0 III3
5:
If the magnitude of the maximum shear stress at Pis5:5MPa, determine IandIII.
Answer
I=7MPa,III= -4 MPa
96 Continuum Mechanics for Engineers
Problem 3.17
The state of stress at point Pis given in ksi with respect to axes Px1x2x3by the matrix
[tij]=2
41 0 2
0 1 0
2 0 -23
5:
Determine
(a) the principal stress values and principal stress directions at P,
(b) the maximum shear stress value at P,
(c) the normal ^n=ni^eito the plane at Pon which the maximum shear stress acts.
Answer
(a)I=2ksi,II= 1 ksi,III= {3 ksi
^n(1)=2^e1+^e3p
5,^n(2)=^e2,^n(3)=-^e1+2^e3p
5
(b)(S)max=2:5ksi
(c)^n=^e1+3^e3p
10
Problem 3.18
The stress tensor at Pis given with respect to Ox1x2x3in matrix form with units of MPa
by
[tij]=2
44 b b
b 7 2
b 2 43
5
wherebis unspecied. If III=3MPa andI=2II, determine
(a) the principal stress values,
(b) the value of b,
(c) the principal stress direction of II.
Answer
(a)I=8MPa,II=4MPa,III=3MPa
(b)b=0, (c)^n(2)=^e1
Problem 3.19
The state of stress at P, when referred to axes Px1x2x3is given in ksi units by the matrix
[tij]=2
49 3 0
3 9 0
0 0 183
5
Stress Principles 97
Determine
(a) the principal stress values at P,
(b) the unit normal ^n=ni^e
iof the plane on which N=12ksi andS=3ksi.
Answer
(a)I=18ksi,II=12ksi,III=6ksi
(b)^n=^e
1+p
6^e
2+^e
3
2p
2
Problem 3.20
Verify the result listed for Problem 3.19b above by use of Eq 3.63.
Problem 3.21
Sketch the Mohr's circles for the various stress states shown on the cube which is oriented
along the coordinate axes.
σ0σ0
σ0
σ0
(a)
σ0
σ0 (b)
σ0σ0
σ0
σ0
(c)
2σ0σ0
2σ0
σ0 (d)
98 Continuum Mechanics for Engineers
Problem 3.22
The state of stress referred to axes Px1x2x3is given in MPa by the matrix
[tij]=2
49 12 0
12-9 0
0 0 53
5:
Determine
(a) the normal and shear components, NandS, respectively, on the plane at P
whose unit normal is
^n=1
5(4^e1+3^e2);
(b) verify the result determined in (a) by a Mohr's circle construction similar to that
shown in the gure from Example 3.5.
Answer
N=14:04 MPa,S=5:28 MPa
Problem 3.23
Sketch the Mohr's circles for the simple states of stress given by
(a)[tij]=2
400 0
0 00
00 03
5;
(b)[tij]=2
400 0
0 200
0 0 -03
5;
and determine the maximum shear stress in each case.
Answer
(a)(S)max=0
(b)(S)max=3
20
Problem 3.24
Relative to axes Ox1x2x3, the state of stress at Ois represented by the matrix
[tij]=2
46-3 0
-3 6 0
0 0 03
5[ksi]:
Show that, relative to principal axes Ox
1x
2x
3, the stress matrix is
[tij]=2
43 0 0
0 9 0
0 0 03
5[ksi];
Stress Principles 99
and that these axes result from a rotation of 45about thex3axis. Verify these results by
Eq 3.75.
Problem 3.25
The stress matrix representation at Pis given by
[tij]=2
429 0 0
0-26 6
0 6 93
5[ksi]:
Decompose this matrix into its spherical and deviator parts, and determine the principal
deviator stress values.
Answer
SI=25ksi,SII=6ksi,SIII= -31 ksi
Problem 3.26
Let the second invariant of the stress deviator be expressed in terms of its principal values,
that is, by
IIS=SISII+SIISIII+SIIISI:
Show that this sum is the negative of two-thirds the sum of squares of the principal shear
stresses, as given by Eq 3.60.
Problem 3.27
Verify the results presented in Eqs 3.89 and 3.90 for the octahedral shear stress.
Problem 3.28
At pointPin a continuum body, the stress tensor components are given in MPa with
respect to axes Px1x2x3by the matrix
[tij]=2
41 -3p
2
-3 1 -p
2p
2-p
2 43
5:
Determine
(a) the principal stress values I,II, andIII, together with the corresponding prin-
cipal stress directions,
(b) the stress invariants IT,IIT, andIIIT,
(c) the maximum shear stress value and the normal to the plane on which it acts,
(d) the principal deviator stress values,
(e) the stress vector on the octahedral plane together with its normal and shear
components,
(f) the stress matrix for axes rotated 60counterclockwise with respect to the axis
PQ, which makes equal angles relative to the coordinate axes Px1x2x3.
100 Continuum Mechanics for Engineers
Answer
(a)I=6MPa,II=2MPa,III= -2 MPa
^n(1)=1
2
^e1-^e2+p
2^e3
^n(2)=1
2
^e1-^e2-p
2^e3
^n(3)=^e1+^e2p
2
(b)IT=6MPa,IIT= -4 MPa,IIIT= -24 MPa
(c)(S)max=4MPa ^nmax=
1+p
2
^e1-
1-p
2
^e2+p
2^e3
2p
2
(d)SI=4MPa,SII=0MPa,SIII= -4 MPa
(e)^t(^n)=6^e
1+2^e
2-2^e
3p
3,N=2,oct=q
32
3
(f)h
t0
iji
=1
92
4-12 -12+3p
2-12-3p
2
-12+3p
2 33 -12p
2 -3
-12-3p
2 -3 33 +12p
23
5MPa
Problem 3.29
In a continuum, the stress eld relative to axes Ox1x2x3is given by
[tij]=2
6664x2
1x2x1
1-x2
2
0
x1
1-x2
21
3
x2
2-3x2
0
0 0 2x2
33
7775:
Determine
(a) the body force distribution if the equilibrium equations are to be satised through-
out the eld,
(b) the principal stresses at P(a;0;2pa),
(c) the maximum shear stress at P,
(d) the principal deviator stresses at P.
Answer
(a)b1=b2=0,b3= -4x3
(b)I=8a,II=a,III= -a
(c)(S)max=4:5a
(d)SI=16
3a,SII= -5
3a,SIII= -11
3a
Problem 3.30
In describing the yield surface in plasticity the second invariant of the deviator stress, often
denoted byJ2, plays an important role. Starting with the second invariant of the deviator
stress
J2=IIS= -
S(1)S(2)+S(2)S(3)+S(1)S(3)
Stress Principles 101
derive the formula
J2=3
22
oct:
Problem 3.31
Show that
J2=IIS= -(S (1)S(2)+S(2)S(3)+S(1)S(3)) =1
2
S2
(1)+S2
(2)+S2
(3)
whereJ2is the second invariant of the deviator stress and S(1); S(2); S(3)are its principal
values.
Problem 3.32
Let the stress tensor components tijbe derivable from the symmetric tensor eld 'ijby the
equationtij="iqk"jpm'km;qp . Show that, in the absence of body forces, the equilibrium
equations are satised. Recall from Problem 2.15 that
"iqk"jpm=jijqjk
pipqpk
mimqmk:
Problem 3.33
Verify that@tij=@tmn=imjnand use this result (or otherwise) to show that
@IIS
@tij= -Sij:
that is, the derivative of the second invariant of the deviatoric stress with respect to the
stress components is equal to the negative of the corresponding component of the deviatoric
stress.
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4
Kinematics of Deformation and Motion
Kinematics is the study of motion. In Continuum Mechanics it has the same meaning as in
dynamics or fluid mechanics. It is the basis for most all constitutive theories. Recall from
Chapter 1 that a constitutive response, or material model, describes how stress develops
according to strain or strain rate. Strain and strain rate are a measures of kinematics.
4.1 Particles, Configurations, Deformations and Motion
In continuum mechanics we consider material bodies in the form of solids, liquids and
gases. Let us begin by describing the model we use to represent such bodies. For this
purpose we define a material body Bas the set of elements X, called particles, or material
points, which can be put into a one-to-one correspondence with the points of a regular
region of physical space. Note that whereas a particle of classical mechanics has an
assigned mass, a continuum particle is essentially a material point for which a density is
defined.
The specification of the position of all of the particles of Bwith respect to a fixed
origin at some instant of time is said to define the configuration of the body at that instant.
Mathematically, this is expressed by the mapping
x=(X) (4.1)
in which the vector function assigns the position xrelative to some origin of each
particleXof the body. Assume that this mapping is uniquely invertible and differentiable
as many times as required; in general two or three times will suffice. The inverse is
written
X=-1(x) (4.2)
and identifies the particle Xlocated at position x.
A change in configuration is the result of a displacement of the body. For example, a
rigid-body displacement is one consisting of a simultaneous translation and rotation which
produces a new configuration but causes no changes in the size or shape of the body; only
changes in its position and/or orientation. On the other hand, an arbitrary displacement
will usually include both a rigid-body displacement and a deformation which results in a
change in size, or shape, or possibly both.
Amotion of body Bis a continuous time sequence of displacements that carries the set
of particlesXinto various configurations in a stationary space. Such a motion may be
expressed by the equation
x=(X;t) (4.3)
103
104 Continuum Mechanics for Engineers
Reference
Currentx3, X3
x2, X2
x1, X1OP
pu
^e1,^I1^e2,^I2^e3,^I3
x=κ�
Φ−1(X),t
=χ(X,t)X=Φ(X)
FIGURE 4.1
Position of typical particle in reference configuration XAand current configuration xi.
which gives the position xfor each particle Xfor all times t, wheretranges from -1 to
1. As with configuration mappings, we assume the motion function in Eq 4.3 is uniquely
invertible and differentiable, so that we may write the inverse
X=-1(x;t) (4.4)
which identifies the particle Xlocated at position xat timet.
We give special meaning to certain configurations of the body. In particular, we single
out a reference configuration from which all displacements are reckoned. For the purpose
it serves, the reference configuration needs not be one the body ever actually occupies.
Often however, the initial configuration, that is, the one which the body occupies at time
t=0, is chosen as the reference configuration, and the ensuing deformations and motions
related to it. The current configuration is that one which the body occupies at the current
timet.
In developing the concepts of strain we confine attention to two specific configurations
without any regard for the sequence by which the second configuration is reached from
the first. It is customary to call the first (reference) state the undeformed configuration, and
the second state the deformed configuration. Additionally, time is not a factor in deriving
the various strain tensors so that both configurations are considered independent of time.
In fluid mechanics the idea of specific configurations has very little meaning since fluids
do not possess a natural geometry, and because of this it is the velocity field of a fluid that
assumes the fundamental kinematic role.
4.2 Material and Spatial Coordinates
Consider now the reference configuration prescribed by some mapping function such
that the position vector Xof particleXrelative to the axes OX1X2X3of Fig. 4.1 is given by
Kinematics of Deformation and Motion 105
X=(X) (4.5)
In this case we may express Xin terms of the base vectors ^I1;^I2;^I3shown in Fig. 4.1 by
the equation
X=XA^IA; (4.6)
and we call the components XAthematerial coordinates, or sometimes the referential co-
ordinates, of the particle X. Uppercase letters which are used as subscripts on material
coordinates, or on any quantity expressed in terms of material coordinates, obey all the
rules of indicial notation. It is customary to designate the material coordinates (that is,
the position vector X) of each particle as the name, or label of that particle, so that in all
subsequent configurations every particle can be identified by the position Xit occupied
in the reference configuration. As usual, we assume an inverse mapping
X=-1(X); (4.7)
so that upon substitution of Eq 4.7 into Eq 4.3 we obtain
x=
-1(X);t
=(X;t) (4.8)
which defines the motion of the body in physical space relative to the reference configu-
ration prescribed by the mapping function .
Notice that Eq 4.8 maps the particle at Xin the reference configuration onto the point
xin the current configuration at time tas indicated in Fig. 4.1. With respect to the usual
Cartesian axes Ox1x2x3the current position vector is
x=xi^ei (4.9)
where the components xiare called the spatial coordinates of the particle. Although it is
not necessary to superpose the material and spatial coordinate axes as we have done in
Fig. 4.1, it is convenient to do so, and there are no serious restrictions from this practice
in the derivations which follow. We emphasize, however, that the material coordinates
are used in conjunction with the reference configuration only, and the spatial coordi-
nates serve for all other configurations. As already remarked the material coordinates are
therefore time independent.
We may express Eq 4.8 in either a Cartesian component or a coordinate-free notation
by the equivalent equations
xi=i(XA;t) orx=(X;t): (4.10)
It is common practice in continuum mechanics to write these equations in the alternative
forms
xi=xi(XA;t) orx=x(X;t) (4.11)
with the understanding that the symbol xi(orx) on the right hand side of the equation
represents the function whose arguments are Xandt, while the same symbol on the left-
hand side represents the value of the function, that is, a point in space. We shall use this
notation frequently in the text that follows.
Notice that as Xranges over its assigned values corresponding to the reference config-
uration, while tsimultaneously varies over some designated interval of time, the vector
functiongives the spatial position xoccupied at any instant of time for every particle
of the body. At a specific time, say at t=t1, the function defines the configuration
106 Continuum Mechanics for Engineers
x1=(X;t1): (4.12)
In particular, at t=0, Eq 4.10 defines the initial configuration which is often adopted
as the reference configuration, and this results in the initial spatial coordinates being
identical in value with the material coordinates, so that in this case
x=(X;0) =X (4.13)
at timet=0.
If we focus attention on a specific particle XPhaving the material position vector XP,
Eq 4.10 takes the form
xP=(XP;t) (4.14)
and describes the path, or trajectory of that particle as a function of time. The velocityvP
of the particle along its path is defined as the time rate of change of position, or
vP=dxP
dt=˙P=@
@t
X=XP(4.15)
where the notation in the last form indicates that the variable Xis held constant in taking
the partial derivative of . Also, as is standard practice, the super-positioned dot has been
introduced to denote differentiation with respect to time. In an obvious generalization
we may define the velocity field of the total body as the derivative
v=˙x=dx
dt=@(X;t)
@t=@x(X;t)
@t: (4.16)
Similarly, the acceleration field is given by
a=˙v=¨x=d2x
dt2=@2(X;t)
@t2; (4.17)
and the acceleration of any particular particle determined by substituting its material
coordinates into Eq 4.17.
Of course, the individual particles of a body cannot execute arbitrary motions inde-
pendent of one another. In particular, no two particles can occupy the same location in
space at a given time (the axiom of impenetrability), and furthermore, in the smooth mo-
tions we consider here, any two particles arbitrarily close in the reference configuration
remain arbitrarily close in all other configurations. For these reasons, the function in
Eq 4.10 must be single-valued and continuous, and must possess continuous derivatives
with respect to space and time to whatever order is required; usually to the second or
third. Moreover, we require the inverse function -1in the equation
X=-1(x;t) (4.18)
to be endowed with the same properties as . Conceptually, Eq 4.18 allows us to “reverse”
the motion and trace backwards to discover where the particle, now at x, was located in
the reference configuration. The mathematical condition that guarantees the existence of
such an inverse function is the non-vanishing of the Jacobian determinant J. That is, for
the equation
J=@i
@XA6=0 (4.19)
to be valid. This determinant may also be written as
J=@xi
@XA: (4.20)
Kinematics of Deformation and Motion 107
Example 4.1
Let the motion of a body be given by Eq 4.10 in component form as
x1=X1+t2X2;
x2=X2+t2X1;
x3=X3:
Determine
(a) the path of the particle originally at X= (1;2;1 )and
(b) the velocity and acceleration components of the same particle when
t=2s:
Solution
(a) For the particle X= (1;2;1 )the motion equations are
x1=1+2t2;x2=2+t2;x3=1
which upon elimination of the variable tgivesx1-2x2= -3as well
asx3=1so that the particle under consideration moves on a straight
line path in the plane x3=1.
(b) By Eqs 4.16 and 4.17 the velocity and acceleration elds are given in
component form, respectively, by
v1=2tX2 a1=2X2
v2=2tX1 anda2=2X1
v3=0 a3=0;
so that for the particle X= (1;2;1 )att=2
v1=8 a1=4
v2=4 anda2=2
v3=0 a3=0:
Example 4.2
Invert the motion equations of Example 4.1 to obtain X=-1(x;t)and de-
termine the velocity and acceleration components of the particle at x= (1;0;1 )
whent=2s.
Solution
By inverting the motion equations directly we obtain
X1=x1-t2x2
1-t4;X2=x2-t2x1
1-t4;X3=x3
108 Continuum Mechanics for Engineers
which upon substitution into the velocity and acceleration expressions of Exam-
ple 4.1 yields
v1=2t(x2-t2x1)
1-t4a1=2(x2-t2x1)
1-t4
v2=2t(x1-t2x2)
1-t4and a2=2(x1-t2x2)
1-t4
v3=0 a3=0:
For the particle at x= (1;0;1 )whent=2s
v1=16
15a1=8
15
v2= -4
15and a2= -2
15
v3=0 a3=0:
Example 4.3
Determine the Jacobian Jfor the motion of a continuum be given by
x1=X1+f(t)coskX3;
x2=X2+f(t)sinkX3;
x3=X3:
Solution
Form and compute the determinant of Eq 4.20
detjxi;Aj=det@x1
@X1@x1
@X2@x1
@X3
@x2
@X1@x2
@X2@x2
@X3
@x3
@X1@x3
@X2@x3
@X3=det1 0 f(t)k sinkX3
0 1 -f(t)k coskX3
0 0 1=1:
4.3 Langrangian and Eulerian Descriptions
If a physical property of the body Bsuch as its density , or a kinematic property of its
motion such as the velocity v, is expressed in terms of the material coordinates X, and
Kinematics of Deformation and Motion 109
the timet, we say that property is given by the referential ormaterial description. When the
referential configuration is taken as the actual configuration at time t=0, this description
is usually called the Lagrangian description. Thus, the equations
=(XA;t) or=(X;t); (4.21a)
and
vi=vi(XA;t) orv=v(X;t) (4.21b)
chronicle a time history of these properties for each particle of the body. In contrast, if
the properties andvare given as functions of the spatial coordinates xand timet, we
say that those properties are expressed by a spatial description, or as it is sometimes called,
by the Eulerian description. In view of Eq 4.18 it is clear that Eq 4.21 may be converted to
express the same properties in the spatial description. Accordingly, we write
=(X;t)=
-1(x;t);t
=˜(x;t) (4.22a)
and
v=v(X;t)=v
-1(x;t);t
=˜v(x;t) (4.22b)
where the tilde is added solely for the purpose of emphasizing that different functional
forms result from the switch in variables. We note that in the material description at-
tention is focused on what is happening to the individual particles during the motion,
whereas in the spatial description the emphasis is directed to the events taking place at
specific points in space.
Example 4.4
Let the motion equations be given in component form by the Lagrangian de-
scription
x1=X1et+X3(et-1);
x2=X2+X3(et-e-t);
x3=X3:
Determine the Eulerian description of this motion.
Solution
Notice rst that for the given motion x1=X1,x2=X2andx3=X3att=0,
so that the initial conguration has been taken as the reference conguration.
Because of the simplicity of these Lagrangian equations of the motion, we may
substitutex3forX3into the rst two equations and solve these directly to obtain
the inverse equations
X1=x1e-t+x3(e-t-1);
X2=x2+x3(e-t-et);
X3=x3:
110 Continuum Mechanics for Engineers
Example 4.5
For the motion of Example 4.4 determine the velocity and acceleration elds,
and express these in both Lagrangian and Eulerian forms.
Solution
From the given motion equations and the velocity denition Eq 4.16 we obtain
the Lagrangian velocity components,
v1=X1et+X3et;
v2=X3(et+e-t);
v3=0;
and from Eq 4.17 the acceleration components
a1= (X1+X3)et;
a2=X3(et-e-t);
a3=0:
Therefore, by introducing the inverse mapping equations determined in Example
4.4 we obtain the velocity and acceleration equations in Eulerian form,
v1=x1+x3 a1=x1+x3
v2=x3(et+e-t) anda2=x3(et-e-t)
v3=0 a3=0:
4.4 The Displacement Field
As may be seen from Fig. 4.1, the typical particle of body Bundergoes a displacement
u=x-X (4.23)
in the transition from the reference configuration to the current configuration. Because
this relationship holds for all particles it is often useful to analyze deformation or motion
in terms of the displacement field of the body. We may write the displacement vector uin
component form by either of the equivalent expressions
u=ui^ei=uA^IA: (4.24)
Additionally with regard to the material and spatial descriptions we may interpret Eq 4.23
in either the material form
u(X;t) =x(X;t) -X; (4.25)
or the spatial form
u(x;t) =x-X(x;t): (4.26)
Kinematics of Deformation and Motion 111
In the first of this pair of equations we are describing the displacement that will occur to
the particle that starts at X, and in the second equation we present the displacement that
the particle now at xhas undergone. Recalling that since the material coordinates relate
to positions in the reference configuration only, and hence are independent of time, we
may take the time rate of change of displacement as an alternative definition for velocity.
Thus
du
dt=d(x-X)
dt=dx
dt=v: (4.27)
Example 4.6
Obtain the displacement eld for the motion of Example 4.4 in both material
and spatial descriptions.
Solution
From the motion equations of Example 4.4, namely,
x1=X1et+X3(et-1);
x2=X2+X3(et-e-t);
x3=X3;
we may compute the displacement eld in material form directly as
u1=x1-X1= (X1+X3)(et-1);
u2=x2-X2=X3(et-e-t);
u3=x3-X3=0;
and by using the inverse equations from Example 4.4, namely,
X1=x1e-t+x3(e-t-1);
X2=x2+x3(e-t-et);
X3=x3;
in Eq 4.26 we obtain the spatial description of the displacement eld in compo-
nent form
u1= (x1+x3)(1-e-t);
u2=x3(et-e-t);
u3=0:
4.5 The Material Derivative
In this section let us consider any physical or kinematic property of a continuum body. It
may be a scalar, vector or tensor property, and so we represent it by the general symbol
Pij:::with the understanding that it may be expressed in either the material description
Pij:::=Pij:::(X;t); (4.28a)
112 Continuum Mechanics for Engineers
or in the spatial description
Pij:::=Pij:::(x;t); (4.28b)
The material derivative of any such property is the time rate of change of that property for
a specific collection of particles (one or more) of the continuum body. This derivative can
be thought of as the rate at which Pij:::changes when measured by an observer attached
to, and traveling with, the particle, or group of particles. We use the differential operator
d=dt , or the superpositioned dot, to denote a material derivative, and note that velocity
and acceleration as we have previously defined them are material derivatives.
WhenPij:::is given in the material description of Eq 4.28a, the material derivative is
simply the partial derivative with respect to time,
d
dt[Pij:::(X;t)] =@
@t[Pij:::(X;t)]; (4.29)
since, as explained earlier, the material coordinates Xare labels and do not change with
time. If, however, Pij::: is given in the spatial form of Eq 4.28b we recognize that the
specific collection of particles of interest will be changing position in space, and we must
use the chain rule of differentiation of the calculus to obtain
d
dt[Pij:::(x;t)] =@
@t[Pij:::(x;t)] +@
@xk[Pij:::(x;t)]dxk
dt: (4.30)
In this equation the first term on the right hand side gives the change occurring in the
property at position x, known as the local rate of change; the second term results from the
particles changing position in space and is referred to as the convective rate of change. Since
by Eq 4.16 the velocity is defined as v=dx=dt(orvk=dxk=dt), Eq 4.30 may be written
as
d
dt[Pij:::(x;t)] =@
@t[Pij:::(x;t)] +@
@xk[Pij:::(x;t)]vk (4.31)
from which we deduce the material derivative operator for properties expressed in the spatial
description
d
dt=@
@t+vk@
@xkord
dt=@
@t+vr: (4.32)
The first form of Eq 4.32 is for rectangular Cartesian coordinates, while the second form is
coordinate-free. The del operator (r) will always indicate partial derivatives with respect
to the spatial variables unless specifically stated.
Example 4.7
Let a certain motion of a continuum be given by the component equations,
x1=X1e-t; x2=X2et; x3=X3+X2(e-t-1);
and let the temperature eld of the body be given by the spatial description,
=e-t(x1-2x2+3x3);
Determine the velocity eld in spatial form, and using that, compute the mate-
rial derivative d=dt of the temperature eld.
Kinematics of Deformation and Motion 113
Solution
Note again here that the initial conguration serves as the reference congura-
tion so that Eq 4.13 is satised. When Eq 4.30 is used, the velocity components
in material form are readily determined to be
v1= -X1e-t; v2=X2et; v3= -X2e-t:
Also, the motion equations can be inverted directly to give,
X1=x1et; X2=x2e-t; X3=x3-x2(e-2t-e-t)
which upon substitution into the above velocity expressions yields the spatial
components,
v1= -x1; v2=x2; v3= -x2e-2t:
Therefore, we may now calculate d=dt in spatial form using Eq 4.31,
d
dt= -e-t(x1-2x2+3x3) -x1e-t-2x2e-t-3x3e-t
which may be converted to its material form using the original motion equations,
resulting in
d
dt= -2X1e-2t-3X2(2e-2t-e-t) -3X3e-t:
An interesting and rather unique situation arises when we wish to determine the ve-
locity field in spatial form by a direct application of Eq 4.31 to the displacement field in
its spatial form. The following example illustrates the point.
Example 4.8
Verify the spatial velocity components determined in Example 4.7 by applying
Eq 4.31 directly to the displacement components in spatial form for the motion
in that example.
Solution
We may determine the displacement components in material form directly from
the motion equations given in Example 4.7,
u1=x1-X1=X1(e-t-1);
u2=x2-X2=X2(et-1);
u3=x3-X3=X2(e-t-1);
and, using the inverse equations X=-1(x;t)computed in Example 4.7, we
obtain the spatial displacements
u1=x1(1-et);
u2=x2(1-e-t);
u3=x2(e-2t-e-t):
114 Continuum Mechanics for Engineers
Therefore, substituting uiforPij:::in Eq 4.31 yields
vi=dui
dt=@ui
@t+vk@ui
@xk;
so that by dierentiating the above displacement components
v1= -x1et+v1(1-et);
v2=x2e-t+v2(1-e-t);
v3= -x2(2e-2t-e-t) +v2(e-2t-e-t);
which results in a set of equations having the desired velocity components on
both sides of the equations. In general, this set of equations must be solved
simultaneously. In this case the solution is quite easily obtained, yielding
v1= -x1; v2=x2; v3= -x2e-2t
to conrm the results of Example 4.7.
Example 4.9
Cilia are motile cells that are responsible for locomotion of single-cell bodies,
hearing, and moving
uid in the body. The cilia beat in a manner that propels
the surrounding
uid. The motion of the cilia is complex. A model for the cilia
motion is to enclose the tips by a
exible envelope that moves in a fashion similar
to the tips of the cilia. This is reasonable given that in many biological processes
uid motions are slow. Two possible descriptions of the envelope motion are1
Case 1:
x1=X0
1+cos(x1-ct);
x2=X0
2+sin(x1-ct);
Case 2:
x1=X0
1+cos
X0
1-ct
;
x2=X0
2+sin
X0
1-ct
:
Envelope
Cilia
Envelope containing the tips of the beating cilia.
Herexis the position of the envelope and X0is an initial position of the particles.
(a) Show that the both descriptions indicate that particles move in an
elliptical path centered about
X0
1;X0
2
.
1see T. J. Lardner and W. J. Shack (1972) Cilia transport, Bulletin of Mathematical Biophysics ,34(3) 325-335.
Kinematics of Deformation and Motion 115
(b) Fluid mechanics has a no-slip condition that requires the velocity of
the
uid be the same as the velocity of the envelope. Determine the
velocity of the particles in the two descriptions.
Solution
(a) For description 1, the particle paths are
x1-X0
12
()2+
x2-X0
22
()2=sin2(x1-ct)+cos2(x1-ct)=1:
For description 2, the particle paths are
x1-X0
12
()2+
x2-X0
22
()2=sin2
X0
1-ct
+cos2
X0
1-ct
=1:
These are both descriptions of ellipses centered at
X0
1;X0
2
.
(b) For description 1, the velocity v1is
v1=dx1
dt=@
@t+v1@
@x1+v2@
@x2
X0
1+cos(x1-ct)
=@
@t
X0
1+cos(x1-ct)
+v1@
@x1
X0
1+cos(x1-ct)
=csin(x1-ct)-v1sin(x1-ct);
and
v1[1+sin(x1-ct)]=csin(x1-ct);
v1=csin(x1-ct)
1+sin(x1-ct):
The velocity v2is
v2=dx2
dt=@
@t+v1@
@x1+v2@
@x2
X0
2+sin(x1-ct)
=@
@t
X0
2+sin(x1-ct)
+v1@
@x1
X0
2+sin(x1-ct)
= -c cos(x1-ct)+v1cos(x1-ct)
= -c cos(x1-ct)+cos(x1-ct)csin(x1-ct)
1+sin(x1-ct);
or
v2=-c cos(x1-ct)
1+sin(x1-ct):
For description 2, the velocity v1is
v1=dx1
dt=@
@t+v1@
@x1+v2@
@x2
X0
1+cos
X0
1-ct
=@
@t
X0
1+cos
X0
1-ct
=csin
X0
1-ct
:
116 Continuum Mechanics for Engineers
Reference
Current
^e1,^I1 ^e2,^I2^e3,^I3x3, X3
x2, X2
x1, X1OP
pX
xu+dudXA
dxiQ
qu
FIGURE 4.2
VectordXA, between points PandQin reference configuration, becomes dxi, between
pointspandq, in the current configuration. Displacement vector uis the vector between
pointspandP.
The velocity v2is
v2=dx2
dt=@
@t+v1@
@x1+v2@
@x2
X0
2+sin
X0
1-ct
=@
@t
X0
2+sin
X0
1-ct
= -ccos
X0
1-ct
:
4.6 Deformation Gradients, Finite Strain Tensors
In deformation analysis we confine our attention to two stationary configurations and
disregard any consideration for the particular sequence by which the final deformed con-
figuration is reached from the initial undeformed configuration . Accordingly, the mapping
function is not dependent upon time as a variable, so that Eq 4.10 takes the form
xi=i(X) orx=(X): (4.33)
Consider, therefore, two neighboring particles of the body situated at the points PandQ
in the undeformed configuration such that Qis located with respect to Pby the relative
differential position vector
dX=dXA^IA (4.34)
as shown in Fig. 4.2. The magnitude squared of dXis
(dX)2=dXdX=dXAdXA: (4.35)
Kinematics of Deformation and Motion 117
Under the displacement field prescribed by the function of Eq 4.35 the particles origi-
nally atPandQmove to the positions pandq, respectively, in the deformed configura-
tion such that their relative position vector is now
dx=dxi^ei (4.36)
having a magnitude squared
(dx)2=dxdx=dxidxi: (4.37)
We assume the mapping function iof Eq 4.33 is continuous so that
dxi=@i
@XAdXA; (4.38)
or as it is more often written,
dxi=@i
@XAdXA=xi;AdXA (4.39)
where
xi;AFiA (4.40)
is called the deformation gradient tensor or simply the deformation gradient. The tensor F
characterizes the local deformation at X, and may depend explicitly upon X, in which
case the deformation is termed inhomogeneous. If Fis independent of X, the deformation
is called homogeneous. In symbolic notation Eq 4.39 appears in either of the forms
dx=FdX ordx=FdX (4.41)
where, as indicated by the second equation, the dot is often omitted for convenience. In
view of the smoothness conditions we have imposed on the mapping function we know
thatFis invertible so that the inverse F-1exists such that
dXA=XA;idxi ordX=F-1dx: (4.42)
In describing motions and deformations, several measures of deformation are com-
monly used. Let us consider first one based upon the change during the deformation
in the magnitude squared of the distance between the particles originally at PandQ.
Namely,
(dx)2- (dX)2=dxidxi-dXAdXA
which from Eq 4.39 and the substitution property of the Kronecker delta, ABmay be
developed as follows,
(dx)2- (dX)2= (xi;AdXA)(xi;BdXB) -ABdXAdXB
= (xi;Axi;B-AB)dXAdXB
= (CAB-AB)dXAdXB (4.43)
where the symmetric tensor
CAB=xi;Axi;B orC=FTF (4.44)
is called the Green’s deformation tensor. From this we immediately define the Lagrangian
finite strain tensor EABas
2EAB=CAB-AB or2E=C-I (4.45)
118 Continuum Mechanics for Engineers
where the factor of two is introduced for convenience in later calculations. Finally we can
write,
(dx)2- (dX)2=2EABdXAdXB=dX2EdX: (4.46)
The difference (dx)2- (dX)2may also be developed in terms of the spatial variables in
a similar way as
(dx)2- (dX)2=ijdxidxj- (XA;idxi)(XA;jdxj)
= (ij-XA;iXA;j)dxidxj
= (ij-cij)dxidxj (4.47)
where the symmetric tensor
cij=XA;iXA;j orc= (F-1)T(F-1) (4.48)
is called the Cauchy deformation tensor. From Eq 4.48 we define the Eulerian finite strain
tensoreas
2eij= (ij-cij) or2e= (I-c); (4.49)
so that now
(dx)2- (dX)2=2eijdxidxj=dx2edx: (4.50)
BothEABandeijare, of course, symmetric second-order tensors, as can be observed from
their definitions.
For any two arbitrary differential vectors dX(1)anddX(2)which deform into dx(1)and
dx(2), respectively, we have from Eq 4.41 together with Eqs 4.44 and 4.45,
dx(1)dx(2)=FdX(1)FdX(2)=dX(1)FTFdX(2)
=dX(1)CdX(2)=dX(1)(I+2E)dX(2)
=dX(1)dX(2)+dX(1)2EdX(2): (4.51)
IfEis identically zero (no strain), Eq 4.51 asserts that the lengths of all line elements are
unchanged [we may choose dX(1)=dX(2)=dXso that (dx)2= (dX)2], and in view of
the definition dx(1)dx(2)=dx(1)dx(2)cos, the angle between any two elements will
also be unchanged. Thus in the absence of strain, only a rigid body displacement can
occur.
The Lagrangian and Eulerian finite strain tensors expressed by Eqs 4.45 and 4.49, re-
spectively, are given in terms of the appropriate deformation gradients. These same ten-
sors may also be developed in terms of displacement gradients. For this purpose we begin
by writing Eq 4.25 in its time-independent form consistent with deformation analysis. In
component notation, the material description is
ui(XA) =xi(XA) -Xi; (4.52)
and the spatial description is
uA(xi) =xA-XA(xi): (4.53)
From the first of these, Eq 4.45 becomes
2EAB=xi;Axi;B-AB= (ui;A+iA)(ui;B+iB) -AB (4.54)
which reduces to
2EAB=uA;B+uB;A+ui;Aui;B; (4.55)
Kinematics of Deformation and Motion 119
and from the second, Eq 4.49 becomes
2eij=ij-XA;iXA;j=ij- (Ai-uA;i)(Aj-uA;j) (4.56)
which reduces to
2eij=ui;j+uj;i-uA;iuA;j: (4.57)
Example 4.10
Let the simple shear deformation x1=X1;x2=X2+kX3;x3=X3+kX2, where
kis a constant, be applied to the small cube of edge dimensions dLshown in the
gure below. Draw the deformed shape of face ABGH of the cube and determine
the dierence (dx)2- (dX)2for the diagonals AG,BHandOGof the cube.
x1, X1 x2, X2x3, X3
O
A
BGH
dL dLdL
Reference position of cube
undergoing simple shear.
x3, X3
x2, X2ab(dL,dL,kdL)g(dL,(1+k)dL,(1+k)dL)
h(dL,kdL,dL)Small cube geometry.
Solution
From the mapping equations directly, the origin Ois seen to remain in place,
and the particles originally at points A,B,GandHare displaced to the points
a(dL;O;O ),b(dL;dL;kdL ),g(dL; (1+k)dL; (1+k)dL) andh(dL;kdL;dL), re-
spectively, so that particles in planes parallel to the X2X3remain in those planes,
and the square face ABGH becomes the diamond shaped parallelogram abgh
shown above. Also from the mapping equations and Eq 4.40, we see that the
deformation gradient Fhas the matrix form
[FiA] =2
41 0 0
0 1 k
0 k 13
5;
and sinceC=FTF
[CAB] =2
41 0 0
0 1 +k22k
0 2k 1 +k23
5
from which we determine 2E=C-I,
[2EAB] =2
40 0 0
0 k22k
0 2k k23
5:
120 Continuum Mechanics for Engineers
In general, (dx)2- (dX)2=dX2EdXso that for diagonal AG,
(dx)2- (dX)2= [0;dL;dL ]2
640 0 0
0 k22k
0 2k k23
752
640
dL
dL3
75
=2(2k+k2)(dL)2:
For diagonal BH,
(dx)2- (dX)2= [0; -dL;dL]2
640 0 0
0 k22k
0 2k k23
752
640
-dL
dL3
75
=2(-2k +k2)(dL)2;
and for diagonal OG,
(dx)2- (dX)2= [dL;dL;dL ]2
640 0 0
0 k22k
0 2k k23
752
64dL
dL
dL3
75
=2(2k+k2)(dL)2;
Note: All of these results may be calculated directly from the geometry of the
deformed cube for this simple deformation.
4.7 Infinitesimal Deformation Theory
If the numerical values of all the components of the displacement and the displacement
gradient tensors are very small we may neglect the squares and products of these quan-
tities in comparison to the gradients themselves so that Eqs 4.55 and 4.57 reduce to
2EAB=uA;B+uB;A; (4.58)
and
2eij=ui;j+uj;i: (4.59)
These expressions are known as the linearized Lagrangian and Eulerian strain tensors,
respectively. Furthermore, to the same order of approximation,
@ui
@XA=@ui
@xk@xk
@XA=@ui
@xk@uk
@XA+kA
@ui
@xkkA (4.60)
where we have used the relationship
@xk
@XA=@uk
@XA+kA
Kinematics of Deformation and Motion 121
obtained by differentiating Eq 4.52. Therefore, to the first order of approximation for
the case of small displacement gradients, it is unimportant whether we differentiate the
displacement components with respect to the material or spatial coordinates. In view of
this, we may display the equivalent relative displacement gradients for small deformation
theory as either ui;Aorui;j. Similarly, it can be shown that in the linear theory uA;Band
uA;jare equivalent. It follows that to the same order of approximation, from Eqs 4.58 and
4.59,
EABeijiAjB; (4.61)
and it is customary to define a single infinitesimal strain tensor for which we introduce
the symbolijas
2ij=@ui
@XAAj+@uj
@XBBi=@ui
@xj+@uj
@xi=ui;j+uj;i: (4.62)
Because the strain tensors EAB,eij, andijare all symmetric, second-order tensors, the
entire development for principal strains, strain invariants and principal strain directions
may be carried out exactly as was done for the stress tensor in Chapter 3. Thus, taking,
ijas the typical tensor of the group, we summarize these results by displaying its matrix
relative to principal axes in the alternative forms,
[
ij] =2
410 0
0 20
0 0 33
5=2
4I0 0
0 II0
0 0 III3
5 (4.63)
together with the strain invariants
I=ii=tr=I+II+III; (4.64a)
II=1
2(iijj-ijij)=III+IIIII+IIII; (4.64b)
III="ijk1i2j3k=IIIIII: (4.64c)
The components of have specific physical interpretations which we now consider.
Within the context of small deformation theory we express Eq 4.46 in the modified form
(dx)2- (dX)2=2ijdXidXj=dX2dX (4.65)
which, upon factoring the left hand side and dividing by (dX)2, becomes
dx-dX
dXdx+dX
dX=2ijdXi
dXdXj
dX:
ButdXi=dX=Ni, a unit vector in the direction of dX, and for small deformations we
may assume (dx+dX)=dX2, so that
dx-dX
dX=ijNiNj=^N^N: (4.66)
The scalar ratio on the left-hand side of this equation is clearly the change in length per
unit original length for the element in the direction of ^N. It is known as the longitudinal
strain, or the normal strain and we denote it by e(^N). If, for example, ^Nis taken in the X1
direction so that ^N=^I1, then
e(^I1)=^I1^I1=11:
122 Continuum Mechanics for Engineers
dX(1)dX(2)dx(1)dx(2)
P ABb
pa θ
π/2DEFORMS
FIGURE 4.3
The right angle between line segments APandBPin the reference configuration becomes
, the angle between segments apandbp, in the deformed configuration.
Likewise, for ^N=^I2, or^N=^I3the normal strains are found to be 22and33, re-
spectively. Thus the diagonal elements of the small (infinitesimal) strain tensor represent
normal strains in the coordinate directions.
To gain an insight into the physical meaning of the off-diagonal elements of the in-
finitesimal strain tensor we consider differential vectors dX(1)anddX(2)at positionP
which are deformed into vectors dx(1)anddx(2), respectively. In this case, Eq 4.51 may
be written,
dx(1)dx(2)=dX(1)dX(2)+dX(1)2dX(2)(4.67)
which, if we choose dX(1)anddX(2)perpendicular to one another, reduces to
dx(1)dx(2)=dx(1)dx(2)cos=dX(1)2dX(2)(4.68)
whereis the angle between the deformed vectors as shown in Fig. 4.3. If we let, =
2-
, the angle
measures the small change in the original right angle between dX(1)and
dX(2). Also
cos=cos
2-
=sin
since
is very small for infinitesimal deformations. Therefore, assuming as before that
dx(1)dX(1)anddx(2)dX(2)because of small deformations
cos=dX(1)
dx(1)2dX(2)
dx(2)^N(1)2^N(2): (4.69)
Here, if we take ^N(1)=^I1and^N(2)=^I2and designate the angle
as
12, we obtain
12=2[1;0;0 ]2
4111213
122223
1323333
52
40
1
03
5=212; (4.70)
so that by choosing the undeformed vector pairs in Eq 4.68 in coordinate directions we
may generalize Eq 4.70 to obtain
Kinematics of Deformation and Motion 123
ij=2ij (i6=j): (4.71)
This establishes the relationship between the off-diagonal components of ijand the so-
called engineering shear strain components
ij, which represent the changes in the original
right angles between the coordinate axes in the undeformed configuration. Note that
sincecan be defined with respect to any set of Cartesian axes at P, this result holds
for any pair of perpendicular vectors at that point. In engineering texts, the infinitesimal
strain tensor is frequently written in matrix form as
[ij] =2
664111
2
121
2
13
1
2
12221
2
23
1
2
131
2
23333
775: (4.72)
If^N(1)and^N(2)are chosen in principal strain directions, Eq 4.69 becomes
=^N(1)2^N(2)=0 (4.73)
from which we may generalize to conclude that principal strain directions remain or-
thogonal under infinitesimal deformation. Therefore, a small rectangular parallelpiped
of undeformed edge dimensions dX(1),dX(2)anddX(3)taken in the principal strain di-
rections will be deformed into another rectangular parallelpiped having edge lengths
dx(i)= (1+(i))dX(i);(i=1;2;3 ) (4.74)
as shown in Fig. 4.4, where (i)are the normal strains in principal directions. The change
in volume per unit original volume of the parallelpiped is
V
V=[1+(1)]dX(1)[1+(2)]dX(2)[1+(3)]dX(3)-dX(1)dX(2)dX(3)
dX(1)dX(2)dX(3)
(1)+(2)+(3) (4.75)
where terms involving products of the principal strains have been neglected. The ratio
V=V, being the first invariant of , is called the cubical dilatation. We shall denote it by
the symbole, and write
e=V=V =ii=I: (4.76)
Becauseis a symmetrical second-order tensor the development of Mohr’s circles for
small strain, as well as the decomposition of into its spherical and deviator component
tensors follows in much the same way as the analogous concepts for stress in Chapter 3.
One distinct difference is that for the Mohr’s circles, the shear strain axis (ordinate) has
units of1
2
as shown by the typical diagram of Fig. 4.5. The infinitesimal spherical strain
tensor is represented by a diagonal matrix having equal elements denoted by M=1
3ii=
1
3e, known as the mean normal strain. The infinitesimal deviator strain tensor, is defined by
ij=ij-1
3ijkk=ij-ijM; (4.77)
and in matrix form
2
4111213
212223
3132333
5=2
411-M1213
1222-M23
132333-333
5: (4.78)
124 Continuum Mechanics for Engineers
dX(1)dX(2)
dX(3)X3�
X1�X2�x1∗x3∗
x2∗dx(1)
dx(3)dx(2)
DEFORMS
FIGURE 4.4
A rectangular parallelpiped with edge lengths dX(1),dX(2)anddX(3)in the reference
configuration becomes a skewed parallelpiped with edge lengths dx(1),dx(2)anddx(3)
in the deformed configuration.
Note that as with its stress counterpart, the first invariant of the deviator strain is zero, or
ii=0; (4.79)
and the principal deviator strains are given by
(q)=(q)-M; (q=1;2;3 ) (4.80)
where(q)is a principal value of the infinitesimal strain tensor.
A state of plane strain parallel to the X1X2plane exists at Pif
33=
13=
31=
23=
32=0 (4.81)
at that point. Also, plane strain relative to the X1X2plane in the continuum body as a
whole exists if Eq 4.81 is satisfied everywhere in the body, and if in addition, the remain-
ing non-zero components are independent of X3. With respect to axes OX0
1X0
2X0
3rotated
aboutX3by the angle relative toOX1X2X3as shown by Fig. 4.6, the transformation
equations for plane strain (analogous to Eq 3.75 for plane stress) follow the tensor trans-
formation formula, Eq 2.64. In conjunction with the table of direction cosines of Table 4.1
the results are
0
11=11+22
2+11-22
2cos2+
12
2sin2; (4.82a)
0
22=11+22
2-11-22
2cos2-
12
2sin2; (4.82b)
0
12= -(11-22)sin2+
12cos2: (4.82c)
Kinematics of Deformation and Motion 125
γ
2
III II I
FIGURE 4.5
Typical Mohr’s circle for strain.
X3 , X3�
X2 X1X2�
X1�θθO
FIGURE 4.6
Rotation of axes for plane strain.
Also, the non-zero principal strain values for plane strain are given by
(1);(2)=11+22
2s11-22
22
+
12
22
: (4.83)
Because shear strains are very difficult to measure experimentally, the state of strain at
a point is usually determined by recording three separate longitudinal strains at the point
(using a strain gauge rosette) and substituting these values into Eqs 4.82 to calculate
12.
Example 4.11
A delta rosette has the shape of an equilateral triangle, and records longitudinal
strains in the directions x1,x0
1andx00
1shown in the sketch. If the measured
126 Continuum Mechanics for Engineers
TABLE 4.1
Transformation table for general plane strain.
X1X2X3
X0
1 cos sin 0
X0
2 -sin cos 0
X0
30 0 1
strains in these directions are 11= -310-4,0
11=410-4, and00
11=
210-4where the units are m=m (dimensionless), determine 22,
12and0
22.
Show that11+22=0
11+0
22as the rst strain invariant requires.
60º
60º 60º30º 30º
x1x2′′x1′x1
Solution
We need only Eq 4.82 here, which we write for x0
1andx00
1in turn (omitting
the common factor 10-4for convenience). Thus, for =60, and=120,
respectively, we have
4=-3+22
2+-3-22
2
-1
2
+
12
2p
3
2;
2=-3+22
2+-3-22
2
-1
2
-
12
2p
3
2:
Adding these two equations to eliminate
12we determine 22=5; subtracting
the second from the rst to eliminate 22we determine
12=4=p
3. Next,
using=150we determine 0
22from Eq 4.82
0
22=-3+5
2+-3-5
2+2p
3
-p
3
2!
= -2;
and by the rst invariant of the small strain tensor we check that
11+22= -3+5=0
11+0
22=4-2=2:
Kinematics of Deformation and Motion 127
Consider once more the two neighboring particles which were at positions PandQ
in the undeformed configuration, and are now at positions pandq, respectively, in the
deformed configuration (see Fig. 4.2). In general, an arbitrary displacement will include
both deformation (strain) and rigid body displacements. To separate these we consider
the differential displacement vector du. Assuming conditions on the displacement field
that guarantee the existence of a derivative, the displacement differential duiis written
dui=@ui
@Xj
PdXj (4.84)
where the derivative is evaluated at Pas indicated by the notation. From this we may
define the unit relative displacement of the particle at Qwith respect to the one at Pby the
equation
dui
dX=dui
dXjdXj
dX=dui
dXjNj (4.85)
whereNjis the unit vector in the direction from PtowardQ. By decomposing the
displacement gradient in Eq 4.84 into its symmetric and skew-symmetric parts we obtain
dui=1
2@ui
@Xj+@uj
@Xi
+1
2@ui
@Xj-@uj
@Xi
dXj
= (ij+!ij)dXj (4.86)
in whichijis recognized as the infinitesimal strain tensor, and !ijis called the infinitesimal
rotation tensor.
Ifijhappens to be identically zero, there is no strain, and the displacement is a rigid
body displacement. For this case we define the rotation vector
!i=1
2"ijk!kj (4.87)
which may be readily inverted since !kj= -!jkto yield
!ij="kji!k: (4.88)
Therefore, Eq 4.86 with ij0becomes
dui="kjl!kdXj="ikj!kdXj ordu=!dX; (4.89)
so that the relative differential displacement is seen to be the result of a rigid body rotation
about the axis of the rotation vector !. On the other hand, if !ij0, the relative
displacement will be the result of pure strain.
A comment is appropriate about the notation !ijfor the skew–symmetric part of the
displacement gradient in the linear theory. It might have been convenient to denote this
quantity asW=wij^ei
^ej; however, this notation has been reserved to represent the
spin tensor in Section 4.11. The spin tensor is the skew–symmetric part of the velocity
gradient. It is a bit awkward to have the tensor !ijand its axial vector !jdenoted with
!, but this is not as bad as having the same symbol representing the infinitesimal rotation
and spin tensors.
128 Continuum Mechanics for Engineers
4.8 Compatibility Equations
The compatibility equations merit a section because of the important role played in linear
elasticity problems. Very often, solving a linear elasticity problem (see Chapter 6) involves
solving the compatibility equations discussed below.
If we consider the six independent strain-displacement relations, Eq 4.62
@ui
@xj+@uj
@xi=2ij
as a system of partial differential equations for determining the three displacement com-
ponentsui(assuming the ijare known as functions of xi), the system is over-determined,
and we cannot in general find three single-valued functions ui=ui(xj)satisfying the six
partial differential equations. Therefore, some restrictive conditions must be imposed
upon the strain components (actually upon derivatives of the strain components) if the
equations above are to be satisfied by a single-valued displacement field. Such conditions
are expressed by the strain compatibility equations
ij;km +km;ij -ik;jm -jm;ik =0: (4.90)
There are34=81equations in all (four free indices) in Eq 4.90 but only six of these are
distinct
11;23 +23;11 -12;13 -13;12 =0;
22;31 +31;22 -23;21 -21;23 =0;
33;12 +12;33 -31;32 -32;31 =0;
212;12 -11;22 -22;11 =0;
223;23 -22;33 -33;22 =0;
231;31 -33;11 -11;33 =0:(4.91)
For plane strain in the x1-x2plane, the six unique equations in Eq 4.90 reduce to a
single equation,
11;22 +22;11 =212;12; (4.92)
which may be easily verified as a necessary condition by a simple differentiation of Eq 4.62
for a range of two on the indices iandj.
It may be shown that the compatibility equations, either Eq 4.90 or Eq 4.91, are both
necessary and sufficient for a single-valued displacement field of a body occupying a
simply connected domain. The compatibility equations seem daunting, but it is not too
difficult to demonstrate the necessity and sufficiency.
For the necessity, given the strain ij=1
2(ui;j+uj;i)with continuously differentiable
displacements we write that
curl curl=0: (4.93)
This equation is a more compact way of writing Eqs 4.90 and 4.91. By the definition of
linear strain and the continuity of the displacements, we see
"ijk"lmnjm;kn ="ijk"lmn(uj;mkn +um;jkn )=0
where the first displacement term, symmetric in mn, cancels with skew–symmetric "lmn,
and the second displacement term, symmetric in jk, cancels with skew–symmetric "ijk.
Kinematics of Deformation and Motion 129
As with many proofs, sufficiency is more difficult to demonstrate. Here it must be
shown that starting from curl curl =0that the linear strain ij=1
2(ui;j+uj;i)can be
constructed. To start, let
A=curl (4.94)
from which compatibility in the form of Eq 4.93 gives
curlA=0: (4.95)
Sinceis symmetric,
trA=0 (4.96)
based on the identity Eq 2.91 from Example 2.17. From Eqs 4.95 and 4.96 there exists a
skew–symmetric tensor !such that2
A= - curl!: (4.97)
Equating Eqs 4.97 and 4.94 on Agives
curl(+!)=0 (4.98)
from which3
+!=ru: (4.99)
Taking the symmetric part of this equation gives us the strain
=1
2
ru+ruT
; (4.100a)
or
ij=1
2(ui;j+uj;i): (4.100b)
The compatibility equations give a convenient way to compute the displacements from
the strain components. A line integral form of the compatibility equations gives
ui() =Z
0
ij(^) +
k-^kh
ij;k(^) -jk;i(^)i
d^j
+uj(0) +wij(0)
j-0
j
:(4.101)
The last two terms represent an infinitesimal rigid motion and are often omitted.
Example 4.12
For a given state of strain, ij, the compatibility equations are necessary and
sucient conditions for unique displacements.
(a) The compatibility condition may be written as "kmn"pqrmq;nr =0
where"pqris the alternating tensor. Show that the compatibility
equation in this form is symmetric in kandp. This means that there
are only six independent conditions.
2This is not a difficult step, however, it is best to refer to ME Gurtin, ”The Linear Theory of Elasticty”, in
Mechanics of Solids, Volume II, Editor C Truesdell, Springer-Verlag, c. 1973, pp17-18 and p 40.
3ibid, p 17
130 Continuum Mechanics for Engineers
(b) For displacements to be path independent the integrand of Eq 4.101
must be exact. If
Uij=ij(^) +
k-^kh
ij;k(^) -jk;i(^)i
;
a necessary and sucient condition for the integral to be exact is
Uij;m+Uim;j=0:
Show this condition leads to
ij;km +km;ij -jk;im -im;jk =0:
(c) If the displacement eld has three continuous derivatives, show that
"kmn"pqrmq;nr =0.
Solution
(a) This can be shown through index manipulation. Noting strain is symmetric
and twice continuously dierentiable and m,n,qandrare dummy indices:
"kmn"pqrmq;nr ="kmn"pqrqm;rn ="kqr"pmnmq;nr:
This expression is a symmetric, second-order tensor having six independent
terms.
(b) Dierentiation and substitution leads to
ij;m -km(ij;k-jk;i)-im;j+kj(im;k-mk;i)
+
k-^k
[ij;km -jk;im -im;kj +mk;ij]=0:
Since strain is symmetric and and^kcan be chosen arbitrarily
ij;km +km;ij -jk;im -im;jk =0:
(c) Substitute the strain-displacement relations into the compatibility equation
"kmn"pqrmq;nr =1
2"kmn"pqr(um;qnr +uq;mnr ):
The alternating tensors are skew-symmetric in mnandqr. Additionally,
the displacement is assumed to be continuously dierentiable and so order
of dierentiation is immaterial. Thus, the parenthetical term is symmetric
inmnandqr. The product of skew-symmetric and symmetric tensors is
zero. So,
"kmn"pqrmq;nr =1
2"kmn"pqr(um;qnr +uq;mnr )=0:
Kinematics of Deformation and Motion 131
4.9 Stretch Ratios
Referring again to Fig. 4.2, define the ratio of the magnitudes of dxanddXto be the
stretch ratio, (or simply the stretch). In particular, for the differential element in the
direction of the unit vector ^NatP, we write
(^N)=dx
dX(4.102)
wheredxis the deformed magnitude of dX=dX^N. As a matter of convenience we often
prefer to work with stretch-squared values,
2
(^N)=dx
dX2
: (4.103)
Thus, from Eqs 4.41 and 4.44,
(dx)2=dxdx=FdXFdX=dXCdX; (4.104)
so that after dividing by (dX)2,
2
(^N)=dX
dXCdX
dX=^NC^N (4.105)
for the element originally in the direction of ^N.
In an analogous way, we define the stretch ratio, (^n)in the direction of ^n=dx=dx at
pby the equation,
1
(^n)=dX
dx: (4.106)
Here, recalling from Eq 4.42 that dX=F-1dxand by using Eq 4.48, we obtain
(dX)2=dXdX=F-1dxF-1dx=dxcdx (4.107)
which upon dividing by (dx)2becomes
1
2
(^n)=dx
dxcdx
dx=^nc^n: (4.108)
In general,(^N)6=(^n). However if ^nis a unit vector in the direction that ^Nassumes in
the deformed configuration, the two stretches are the same. For ^N=^I1,
2
(^I1)=^I1C^I1=C11=1+2E11; (4.109)
and for ^n=^e1,
1
2
(^e1)=^e1c^e1=c11=1-2e11 (4.110)
with analogous expressions for ^Nand^nin the other coordinate directions.
132 Continuum Mechanics for Engineers
Consider next the unit extension (longitudinal strain) in any direction ^NatP. This may
be expressed in terms of the stretch as
e(^N)=dx-dX
dX=(^N)-1=p
^NC^N-1: (4.111)
Notice that the unit extension is zero when the stretch is unity, as occurs with a rigid
body displacement. If ^N=^I1,
e(^I1)=q
^I1C^I1-1=p
C11-1=p
1+2E11-1; (4.112)
or, solving for E11,
E11=e(^I1)+1
2e2
(^I1): (4.113)
For small deformation theory where E11!11, and for which e2
(^N)may be neglected in
comparison to e(^N), the above equation asserts that E11=11=e(^I1).
The change in angle between any two line elements may also be given in terms of
stretch. LetdX(1)anddX(2)be arbitrary vectors which become dx(1)anddx(2), respec-
tively, during a deformation. By the dot product, dx(1)dx(2)=dx(1)dx(2)cos, we may
compute the angle betweendx(1)anddx(2)from its cosine, which, with the help of
Eq 4.104, takes the form,
cos=dx(1)
dx(1)dx(2)
dx(2)=FdX(1)
p
dX(1)CdX(1)FdX(2)
p
dX(2)CdX(2);
or upon dividing the numerator and denominator by the scalar product dX(1)dX(2)and
making use of Eqs 4.105 and 4.44 we obtain
cos=^N1C^N2
(^N1)(^N2): (4.114)
Thus, for elements originally in the ^I1and^I2directions, the angle between them in the
deformed configuration may be determined from
cos12=C12
(^I1)(^I2)=C12pC11C22: (4.115)
In a similar fashion, from dX(1)dX(2)=dX(1)dX(2)cos, whereis the angle between
dX(1)anddX(2), we obtain from Eqs 4.107 and 4.108,
cos=dX(1)
dX(1)dX(2)
dX(2)=^n1c^n2p^n1c^n1p^n2c^n2
=(^n1)(^n2)(^n1c^n2)
which gives the original angle between elements in the directions ^n1and^n2of the current
configuration.
Example 4.13
A homogeneous deformation is given by the mapping equations, x1=X1-X2+
X3,x2=X2-X3+X1andx3=X3-X1+X2. Determine
Kinematics of Deformation and Motion 133
(a) the stretch ratio in the direction of ^N1= (^I1+^I2)=p
2, and
(b) the angle 12in the deformed conguration between elements that
were originally in the directions of ^N1, and ^N2=^I2.
Solution
For the given deformation (as the student should verify),
[FiA] =2
41-1 1
1 1 -1
-1 1 13
5and [CAB] =2
43-1-1
-1 3 -1
-1-1 33
5:
(a) Therefore, from Eq 4.105,
2
(^N1)=h
1p
21p
20i2
66643-1-1
-1 3 -1
-1-1 33
77752
66641p
2
1p
2
03
7775=2;
and
(^N1)=p
2:
(b) For ^N2=^I2,2
(^I2)=^I2C^I2=C22=3so that from Eq 4.114,
using the result in part (a),
cos12=(^I1+^I2)=p
2C^I2p
2p
3=2=p
2p
6;
and12=54:7. Thus, the original 45angle is enlarged by 9:7.
It is evident from Eq 4.115 that if the coordinate axes are chosen in the principal di-
rections ofCthe deformed angle 12is a right angle (C12=0in this case) and there
has been no change in the angle between elements in the X1andX2directions. By the
same argument, any three mutually perpendicular principal axes ofCatPare deformed
into three mutually perpendicular axes at p. Consider, therefore, the volume element of
a rectangular parallelepiped whose edges are in the principal directions of C(and thus
also ofE). Since there is no shear strain between any two of these edges the new volume
is still a rectangular parallelopiped, and in the edge directions ^Ni(i=1;2;3 )the unit
strains are
e(^Ni)=(^Ni)-1 (i=1;2;3 ); (4.116)
so that
dx(i)=dX(i)+dX(i)[(^Ni)-1] =dX(i)(^Ni);(i=1;2;3 ) (4.117)
and the ratio of the deformed volume to the original becomes
dV
dV0=dx(1)dx(2)dx(3)
dX(1)dX(2)dX(3)=(^N1)(^N2)(^N3)(4.118a)
which, when Eq 4.105 is used, becomes,
134 Continuum Mechanics for Engineers
dV
dV0=q
C(1)C(2)C(3)=p
IIIC: (4.118b)
The importance of the second form of Eq 4.118b is that it is an invariant expression and
can be calculated without reference to the principal axes of C.
Example 4.14
Determine the volume ratio dV=dV0for the deformation of Example 4.13 using
Eq 4.118a, and verify using Eq 4.118b.
Solution
As the student should show, a set of principal axes for the Ctensor of Ex-
ample 4.13 are ^N1= (^I1+^I2+^I3)=p
3,^N2= (^I1-^I2)=p
2, and ^N3=
(^I1+^I2-2^I3)=p
6. Thus from Eq 4.105 the principal stretches are (^N1)=1,
(^N2)=2, and(^N3)=2, respectively. Using these results, Eq 4.118a gives
dV=dV0=4. By Eq 4.118b,
IIIC=detC=3-1-1
-1 3 -1
-1-1 3=16:
anddV=dV0=p
16=4.
4.10 Rotation Tensor, Stretch Tensors
In Chapter 2 we noted that an arbitrary second-order tensor may be resolved by an addi-
tive decomposition into its symmetric and skew-symmetric parts. Here, we introduce a
multiplicative decomposition known as the polar decomposition by which any non-singular
tensor can be decomposed into a product of two component tensors. Recall that the de-
formation gradient Fis a non-singular (invertible) tensor. Because of this nonsingularity,
the deformation gradient can be decomposed into either of the two products
F=RU=VR (4.119)
whereRis the orthogonal rotation tensor, and UandVare symmetric, positive-definite
tensors called the right and left stretch tensors, respectively. Moreover, UandVhave the
same eigenvalues (see Problem 4.32).
The deformation gradient can be thought of as a mapping of the infinitesimal vector dX
of the reference configuration into the infinitesimal vector dxof the current configuration.
Note that the first decomposition in Eq 4.119 replaces the linear transformation dx=FdX
of Eq 4.41 by two sequential transformations,
Kinematics of Deformation and Motion 135
dx0=UdX (4.120a)
followed by
dx=Rdx0: (4.120b)
The tensorUhas three positive eigenvalues, U(1),U(2)andU(3)called the principal
stretches, and associated with each is a principal stretch direction, ^N1,^N2and^N3, respec-
tively. These unit vectors form an orthogonal triad known as the right principal directions of
stretch. By the transformation Eq 4.120a, line elements along the directions ^Ni;(i=1;2;3 )
are stretched by an amount U(i);(i=1;2;3 ), respectively, with no change in direction.
This is followed by a rigid body rotation given by Eq 4.120b. The second decomposition
of Eq 4.120b reverses the sequence; first a rotation by R, then the stretching by V. In a
general deformation, a rigid body translation may also be involved as well as the rotation
and stretching described here.
As a preliminary to determining the rotation and stretch tensors, we note that an ar-
bitrary tensor Tis positive definite if vTv>0 for all vectors v6=0. A necessary and
sufficient condition for Tto be positive definite is for all its eigenvalues to be positive. In
this regard, consider the tensor C=FTF. Inasmuch as Fis non-singular (detF6=0)and
Fv6=0ifv6=0, we see that (Fv)(Fv)is a sum of squares and hence greater than
zero. Thus
(Fv)(Fv) =vFTFv=vCv>0; (4.121)
andCis positive definite. Furthermore,
(FTF)T=FT(FT)T=FTF (4.122)
which proves that Cis also symmetric. By the same arguments we may show that
c= (F-1)T(F-1)is also symmetric and positive definite.
Now letCbe given in principal axes form by the matrix
[C
AB] =2
4C(1)0 0
0 C (2)0
0 0 C (3)3
5 (4.123)
and let [aMN]be the orthogonal transformation that relates the components of Cto the
components of C in any other set of axes through the equation expressed here in both
indicial and matrix form
C
AB=aAQaBPCQP orC=ACAT: (4.124)
We defineUas the square root of C, that is,U=p
CorUU=C, and since the principal
valuesC(i);(i=1;2;3 )are all positive we may write
hp
C
ABi
=2
4pC(1)0 0
0pC(2)0
0 0pC(3)3
5= [U
AB]; (4.125)
and, as is obvious, the inverse (U)-1by
(U
AB)-1
=2
41=pC(1)0 0
0 1=pC(2)0
0 0 1=pC(3)3
5: (4.126)
136 Continuum Mechanics for Engineers
Note that both UandU-1are symmetric positive definite tensors given by
UAB=aQAaPBU
QP orU=ATUA; (4.127)
and
U-1
AB=aQAaPB(U
QP)-1orU-1=AT(U)-1A (4.128)
respectively.
Therefore, from the first decomposition in Eq 4.119,
R=FU-1; (4.129)
so that
RTR= (FU-1)T(FU-1) = (U-1)TFTFU-1(4.130)
=U-1CU-1=U-1UUU-1=I (4.131)
which shows that Ris proper orthogonal.
The second decomposition in Eq 4.119 may be confirmed by a similar development
usingC-1=FFT=V2.
Example 4.15
A homogeneous deformation is given by the equations; x1=2X1-2X2,x2=
X1+X2andx3=X3. Determine the polar decomposition F=RUfor this
deformation.
Solution
The matrix form of the tensor FiA=xi;Ais easily determined to be,
[FiA] =2
42 -2 0
1 1 0
0 0 13
5
from which we calculate C=FTF,
[CAB] =2
45 -3 0
-3 5 0
0 0 13
5:
In principal axes form this matrix becomes
[C
AB] =2
48 0 0
0 2 0
0 0 13
5
with an orthogonal transformation matrix found to be
[aMN] =2
66641p
2-1p
20
1p
21p
20
0 0 13
7775:
Kinematics of Deformation and Motion 137
This is found by calculating the eigenvectors of C. Therefore, from Eqs 4.125
and 4.126
[U
AB] =2
42p
2 0 0
0p
2 0
0 0 13
5and [(U
AB)-1] =1
2p
22
41 0 0
0 2 0
0 0 2p
23
5;
and by use of the transformation equations Eqs 4.127 and 4.128 (as the student
should verify), we determine
[UAB] =2
43=p
2-p
2 0
-p
2 3p
2 0
0 0 13
5;
and
[U-1
AB] =1
4p
22
43 1 0
1 3 0
0 0 4p
23
5:
Finally, from Eq 4.129,
[RAB] =2
42 -2 0
1 1 0
0 0 13
52
43 1 0
1 3 0
0 0 4p
23
51
4p
2
=2
41=p
2 -1=p
2 0
1=p
2 1=p
2 0
0 0 13
5
It is readily conrmed using these results that F=RUand thatRTR=I.
4.11 Velocity Gradient, Rate of Deformation, Vorticity
Let the velocity field of a continuum be given in some region of space by vi=vi(x;t).
The spatial velocity gradient is defined by
Lij=@vi
@xj: (4.132)
An additive decomposition of this tensor into its symmetric and skew-symmetric parts is
written as
Lij=dij+wij (4.133)
where the symmetric portion
dij=1
2@vi
@xj+@vj
@xi
(4.134)
138 Continuum Mechanics for Engineers
pq
dx ivi+dv i
vi
O
x2x3x1
FIGURE 4.7
Differential velocity field at point p.
is the rate of deformation tensor, and the skew-symmetric portion
wij=1
2@vi
@xj-@vj
@xi
(4.135)
is the vorticity, or spin tensor. This decomposition makes no assumption on the velocity
gradient components being small, and is valid for finite components @vi=@xj.
Consider the velocity components at two neighboring points pandq. Let the particle
currently atphave a velocity vi, and the particle at qa velocityvi+dvias shown in
Fig. 4.7. Thus the particle at qhas a velocity relative to the particle at pof
dvi=@vi
@xjdxj ordv=Ldx: (4.136)
Note that
@vi
@xj=@vi
@XA@XA
@xj=d
dt@xi
@XA@XA
@xj; (4.137)
or in symbolic notation
L=˙FF-1(4.138)
where we have used the fact that material time derivatives and material gradients com-
mute. Therefore,
˙F=LF: (4.139)
Consider next the stretch ratio =dx=dX whereis as defined in Eq 4.105, that is, the
stretch of the line element dXinitially along ^Nand currently along ^n. By the definition
of the deformation gradient, dxi=xi;AdXA, along with the unit vectors ni=dxi=dx and
NA=dXA=dX we may write
dxni=xi;AdXNA
Kinematics of Deformation and Motion 139
which becomes (after dividing both sides by the scalar dX)
ni=xi;ANA or ^n=F^N: (4.140)
If we take the material derivative of this equation (using the symbolic notation for conve-
nience),
˙^n+^n˙=˙F^N=LF^N=L^n;
so that
˙^n+^n˙==L^n: (4.141)
By forming the inner product of this equation with ^nwe obtain
^n˙^n+^n^n˙==^nL^n:
But^n^n=1and so ˙^n^n=0, resulting in
˙==^nL^n or ˙==vi;jninj (4.142)
which represents the rate of stretching per unit stretch of the element that originated in the
direction of ^N, and is in the direction of ^nof the current configuration. Note further that
Eq 4.142 may be simplified since Wis skew-symmetric which means that
Lijninj= (dij+wij)ninj=dijninj;
and so
˙==^nD^n or ˙==dijninj: (4.143)
For example, for the element in the x1direction, ^n=^e1and
˙==
1 0 02
4d11d12d13
d12d22d23
d13d23d333
52
41
0
03
5=d11:
Likewise, for ^n=^e2,˙==d22and for ^n=^e3,˙==d33. Thus the diagonal elements
of the rate of deformation tensor represent rates of extension, or rates of stretching in the
coordinate (spatial) directions.
In order to interpret the off-diagonal elements of the rate of deformation tensor we con-
sider two arbitrary differential vectors dx(1)
ianddx(2)
iatp. The material derivative of the
inner product of these two vectors is (using the superposed dot to indicate differentiation
with respect to time,
˙dx(1)
idx(2)
i=˙dx(1)
idx(2)
i+dx(1)
i˙dx(2)
i
=dv(1)
idx(2)
i+dx(1)
idv(2)
i
=vi;jdx(1)
jdx(2)
i+dx(1)
ivi;jdx(2)
j
=(vi;j+vj;i)dx(1)
idx(2)
j
=2dijdx(1)
idx(2)
j: (4.144)
Butdx(1)
idx(2)
i=dx(1)dx(2)cos, and
˙dx(1)dx(2)cos=˙dx(1)
idx(2)
icos+dx(1) ˙dx(2)cos-dx(1)dx(2)˙sin
= ˙dx(1)
dx(1)+˙dx(2)
dx(2)
cos-˙sin!
dx(1)dx(2): (4.145)
140 Continuum Mechanics for Engineers
Equating Eqs 4.144 and 4.145 gives
2dijdx(1)
idx(2)
i= ˙dx(1)
dx(1)+˙dx(2)
dx(2)
cos-˙sin!
dx(1)dx(2): (4.146)
Ifdx(1)
i=dx(2)
i=dxi, then=0, and cos=1, sin=0anddx(1)=dx(2)=dxso that
Eq 4.146 reduces to
dijdxi
dxdxj
dx=dijninj=˙dx
dx(4.147)
which is seen to be the rate of extension per unit length of the element currently in the
direction ofni(compare with Eq 4.143). If, however, dx(1)
iis perpendicular to dx(2)
i, so
that=
2, cos=0, sin=1, then Eq 4.146 becomes
2dijn(1)
in(2)
i=^n12D^n2= - ˙: (4.148)
This rate of decrease in the angle is a measure of the shear rate between the elements
in the directions of ^n1and^n2. In the engineering literature it is customary to define the
rate of shear ashalf the change (increase or decrease) between two material line elements
instantaneously at right angles to one another. Thus for ^n1=^e1and^n2=^e2,
-1
2˙12=^e1D^e2=d12;
and, in general, the off-diagonal elements of the rate of deformation tensor are seen to
represent shear rates for the three pairs of coordinate axes.
BecauseDis a symmetric, second-order tensor, the derivation of principal values, prin-
cipal directions, a Mohr’s circles representation, a rate of deformation deviator tensor,
etc., may be carried out as with all such tensors. Also, it is useful to develop the relation-
ship between Dand the material derivative of the strain tensor E. Recall that
2E=C-I=FTF-I;
so that, using Eq 4.139
2˙E=˙FTF+FT˙F= (LF)TF+FT(LF)
=FTLTF+FTLF=FT(LT+L)F=FT(2D)F;
or
˙E=FTDF: (4.149)
Note also that from ui+Xi=xiwe haveui;A+i;A=xi;Aand if the displacement
gradientsui;Aare very small, ui;A1and may be neglected, then i;Axi;A(IF),
and of course, FT=IT=I. At the same time for ui;Avery small in magnitude, by
Eq 4.61,Eand Eq 4.74 reduces to
˙=IDI=D (4.150)
for the infinitesimal theory. Finally, taking the material derivative of the difference (dx)2-
(dX)2=dX2EdX, and noting that˙(dx)2- (dX)2=˙(dx)2since˙(dX)2=0, we obtain
˙(dx)2=dX2˙EdX=dXFT2DFdX=dx2Ddx (4.151)
Kinematics of Deformation and Motion 141
which shows that the local motion at some point xis a rigid body motion if and only if
D=0atx.
Solving Eq 4.141 for ˙ niand using Eq 4.143 we may write
˙ni=vi;jnj-ni˙== (dij+wij)nj-dqknqnkni:
If now,niis chosen along a principal direction of Dso thatdijn(p)
j=D(p)n(p)
i(p=
1;2;3 )whereD(p)represents a principal value of D, then
˙ni=D(p)˙n(p)
i+wij˙n(p)
j-D(p)n(p)
qn(p)
qn(p)
i=wijn(p)
j (4.152)
sincen(p)
qn(p)
q=1. Because a unit vector can change only in direction, Eq 4.152 indicates
thatwijgives the rate of change in direction of the principal axes of D. Hence the names,
vorticity, or spin given toW. Additionally, we associate with Wthe vector
wi=1
2"ijkvk;j orw=1
2curlv (4.153)
called the vorticity vector, by the following calculation,
"pqiwi=1
2"pqi"ijkvk;j=1
2(pjqk-pkqj)vk;j
=1
2(vq;p-vp;q) =wqp: (4.154)
Thus ifD0so thatLij=wij, it follows that dvi=Lijdxj=wijdxj="jikwkdxjand
since"jik= -"ijk="ikj,
dvi="ijkwjdxk ordv=wdx (4.155)
according to which the relative velocity in the vicinity of pcorresponds to a rigid body
rotation about an axis through p. The vectorwindicates the angular velocity, the direction
and the sense of this rotation.
To summarize the physical interpretation of the velocity gradient L, we note that it
effects a separation of the local instantaneous motion into two parts:
1. The so-called logarithmic rates of stretching, D(p);(p=1;2;3 ), that is the eigenval-
ues ofDalong the mutually orthogonal principal axes of D,
˙==d(ln)
dt=dijn(p)
in(p)
j=n(p)
iD(p)n(p)
i=D(p);
and
2. A rigid body rotation of the principal axes of Dwith angular velocity w.
Example 4.16
Consider a continuum having a shearing motion dened by the mapping
x1=X1+X2;
x2=X2;
x3=X3:
142 Continuum Mechanics for Engineers
(a) Invert the mapping to nd XAin terms ofxi
(b) Determine xj;BandXA;j
(c) Compute XA;jxj;Bandxj;BXB;i
(d) Use the result of (c) to determine the indicial expression for˙XA;ifor
all general motions (not just this pure shear case).
Solution
(a) The mapping can be inverted, nd XAin terms ofxi, by inspection to
get
X1=x1-x2;
X2=x2;
X3=x3:
(b) Partial dierentiation of the two forms of the motion give us F=xj;B
andF-1=XA;j
xj;B=2
41 0
0 1 0
0 0 13
5 andXA;j=2
41- 0
0 1 0
0 0 13
5:
(c) Multiplying these two expressions will solidify that XA;jxj;Bis equiv-
alent toF-1Fandxj;BXB;iis equivalent to FF-1. In indicial notation
this fact is sometimes not obvious when so many new symbols have
been introduced.
XA;jxj;B=2
41- 0
0 1 0
0 0 13
52
41 0
0 1 0
0 0 13
5=2
41 - 0
0 1 0
0 0 13
5=AB
xj;BXB;i=2
41 0
0 1 0
0 0 13
52
41- 0
0 1 0
0 0 13
5=2
41-+ 0
0 1 0
0 0 13
5=ij
(d) Take the material derivative of the rst form noting that ABis a
constant, and use Eq 4.138
˙XA;jxj;B= -XA;j˙xj;B= -XA;jLjmxm;B:
Multiply both sides by XB;iwhich is the inverse of xj;Bto get˙XA;j:
˙XA;jxj;BXB;i=˙XA;jji=˙XA;i = -XA;jLjmxm;BXB;i
= -XA;jLjmmi= -XA;jLji:
Thus,
˙XA;i= -XA;jLji= -XA;jvj;i:
Kinematics of Deformation and Motion 143
dX(2)
dX(1)dx(2)
dx(1)
DEFORMSdS
dS
dS0
dS0
FIGURE 4.8
AreadS0between vectors dX(1)anddX(2)in the reference configuration becomes dS
betweendx(1)anddx(2)in the deformed configuration.
4.12 Material Derivative of Line Elements, Areas, Volumes
Consider first the material derivative of the differential line element dx=FdX. Clearly,
˙dx=˙FdXand by Eq 4.139,
˙dx=˙FdX=LFdX=Ldx or˙dxi=vi;jdxj: (4.156)
Note further, that from Eq 4.156 the material derivative of the dot product dxdxis
˙dxdx=2dx˙dx=dx2Ldx=dx2(D+W)dx=dx2Ddx
in agreement with Eq 4.151.
It remains to develop expressions for the material derivatives of area and volume ele-
ments. Consider the plane area defined in the reference configuration by the differential
line elements dX(1)
AanddX(2)
Aas shown in Fig. 4.8. The parallelogram area dS0may be
represented by the vector
dS0
A="ABCdX(1)
BdX(2)
C: (4.157)
As a result of the motion x=x(X;t) this area is carried into the current area dSishown
in Fig. 4.8 and is given by
dSi="ijkdx(1)
jdx(2)
k="ijkxj;BdX(1)
Bxk;CdX(2)
C (4.158)
which upon multiplication by xi;Aresults in
xi;AdSi="ijkxi;Axj;Bxk;CdX(1)
BdX(2)
C="ijkFiAFjBFkCdX(1)
BdX(2)
C:
Recall that detF =J(the Jacobian) and from Eq 2.43
"ijkFiAFjBFkC="ABC detF="ABCJ:
144 Continuum Mechanics for Engineers
Therefore, by inserting this result into the above equation for xi;AdSiand multiplying
both sides by XA;q, we obtain,
xi;AXA;qdSi="ABCJdX(1)
BdX(2)
CXA;q
Butxi;AXA;q=iqso that
iqdSi=dSq=XA;qJdS0
A (4.159)
which expresses the current area in terms of the original area.
To determine the material derivative of dSi, we need the following identity
˙detA=tr
AA-1
detA (4.160)
whereAis an arbitrary tensor. Substituting FforAwe obtain
˙detF=˙J= (detF)tr(˙FF-1) =Jtr(L);
or
˙J=Jvi;i=Jdivv: (4.161)
Noting that Eq 4.159 may be written
dSq=JXA;qdS0
A
and using symbolic notation to take advantage of Eq 4.160 we obtain
dS=J(F-1)TdS0=JdS0F-1;
and so
dSF=JdS0
which upon differentiating becomes
d˙SF+dS˙F=˙JdS0=J(trL)dS0;
d˙S+dS˙FF-1=J(trL)dS0F-1= (trL)dS;
and finally
d˙S= (trL)dS-dSLord˙Si=vk;kdSi-dSjvj;i (4.162)
which gives the rate of change of the current element of area in terms of the current area,
the trace of the velocity gradient, and of the components of L.
Consider next the volume element defined in the referential configuration by the box
product,
dV0=dX(1)dX(2)dX(3)="ABCdX(1)
AdX(2)
BdX(3)
C=h
dX(1);dX(2);dX(3)i
and pictured in Fig. 4.9, and let the deformed volume element, also shown in Fig. 4.9 be
given by
dV=dx(1)dx(2)dx(3)="ijkdx(1)
idx(2)
jdx(3)
k=h
dx(1);dx(2);dx(3)i
:
Kinematics of Deformation and Motion 145
dX(2)
dX(1)dx(2)
dx(1)
dX(3)dx(3)
DEFORM
FIGURE 4.9
Volume of parallelpiped defined by vectors dX(1),dX(2)anddX(3)in the reference con-
figuration deforms into volume defined by parallelpiped defined by vectors dx(1),dx(2)
anddx(3)in the deformed configuration.
For the motion x=x(X;t);dx =FdXso the current volume is the box product
dV=h
FdX(1);FdX(2);FdX(3)i
="ijkxi;Axj;Bxk;CdX(1)
AdX(2)
BdX(3)
C
=det(F )h
dX(1);dX(2);dX(3)i
=JdV0(4.163)
which gives the current volume element in terms of its original size. Since J6=0(Fis
invertible), we have either J<0 orJ>0. Mathematically, J<0 is possible, but physically
it corresponds to a negative volume, so we reject it. Henceforth, we assume J>0 . IfJ=1,
thendV=dV0and the volume magnitude is preserved. If Jis equal to unity for all Xwe
say the motion is isochoric.
To determine the time rate of change of dVwe take the material derivative as follows,
˙dV=˙JdV0=Jtr(L)dV0=Jvi;idV0=vi;idV: (4.164)
Thus a necessary and sufficient condition for a motion to be isochoric is that
vi;i=divv=0: (4.165)
In summary, we observe that the deformation gradient Fgoverns the stretch of a line
element, the change of an area element, and the change of a volume element. But it is the
velocity gradient Lthat determines the rate at which these changes occur.
146 Continuum Mechanics for Engineers
Example 4.17
To derive the material derivative of the Jacobian, ˙J, the identity Eq 4.160 was
used in the text. As an alternative derivation, use
J=1
6"ABC"ijkFiAFjBFkC
to derive Eq 4.161.
Solution
Dierentiate and use Eq 4.139, Eq 2.43 and Eq 2.7b
˙J=1
6"ABC"ijk ˙FiAFjBFkC+FiA˙FjBFkC+FiAFjB˙FkC
=1
6"ABC"ijk(LimFmAFjBFkC+FiALjmFmBFkC+FiAFjBLkmFmC)
=1
6"ijk(Lim"mjkJ+Ljm"imkJ+Lkm"ijmJ)
=1
6(2imLim+2mjLjm+2kmLkm)J
=JLii=Jvi;i:
Kinematics of Deformation and Motion 147
Problems
Problem 4.1
The motion of a continuous medium is specied by the component equations
x1=1
2(X1+X2)et+1
2(X1-X2)e-t;
x2=1
2(X1+X2)et-1
2(X1-X2)e-t;
x3=X3:
(a) Show that the Jacobian determinant Jdoes not vanish, and solve for the inverse
equationsX=X(x;t).
(b) Calculate the velocity and acceleration components in terms of the material
coordinates.
(c) Using the inverse equations developed in part (a), express the velocity and ac-
celeration components in terms of spatial coordinates.
Answer
(a)J=cosh2t-sinh2t=1
X1=1
2(x1+x2)e-t+1
2(x1-x2)et
X2=1
2(x1+x2)e-t-1
2(x1-x2)et
X3=x3
(b)v1=1
2(X1+X2)et-1
2(X1-X2)e-t
v2=1
2(X1+X2)et+1
2(X1-X2)e-t
v3=0
a1=1
2(X1+X2)et+1
2(X1-X2)e-t
a2=1
2(X1+X2)et-1
2(X1-X2)e-t
a3=0
(c)v1=x2;v2=x1;v3=0
a1=x1;a2=x2;a3=0
Problem 4.2
Let the motion of a continuum be given in component form by the equations
x1=X1+X2t+X3t2;
x2=X2+X3t+X1t2;
x3=X3+X1t+X2t2:
(a) Show that J6=0, and solve for the inverse equations.
(b) Determine the velocity and acceleration
(1) at timet=1s for the particle which was at point (2:75;3:75;4:00 )when
t=0:5s.
(2) at timet=2s for the particle which was at point (1;2; -1)whent=0.
148 Continuum Mechanics for Engineers
Answer
(a)J= (1-t3)2
X1= (x1-x2t)=(1 -t3)
X2= (x2-x3t)=(1 -t3)
X3= (x3-x1t)=(1 -t3)
(b) (1)v=8^e1+5^e2+5^e3,a=6^e1+2^e2+4^e3
(2)v= -2^e1+3^e2+9^e3,a= -2^e1+2^e2+4^e3
Problem 4.3
A continuum body has a motion dened by the equations
x1=X1+2X2t2;
x2=X2+2X1t2;
x3=X3:
(a) Determine the velocity components at t=1:5s of the particle which occupied
the point (2;3;4 )whent=1:0s.
(b) Determine the equation of the path along which the particle designated in part
(a) moves.
(c) Calculate the acceleration components of the same particle at time t=2s.
Answer
(a)v1=2,v2=8,v3=0
(b)4x1-x2=5in the planex3=4
(c)a1=4=3,a2=16=3,a3=0.
Problem 4.4
If the motionx=x(X;t) is given in component form by the equations
x1=X1(1+t); x2=X2(1+t)2; x3=X3(1+t2);
determine expressions for the velocity and acceleration components in terms of both La-
grangian and Eulerian coordinates.
Answer
v1=X1=x1=(1+t)
v2=2X2(1+t) =2x2=(1+t)
v3=2X3t=2x3t=(1+t2)
a1=0
a2=2X2=2x2=(1+t)2
a3=2X3=2x3=(1+t2)
Kinematics of Deformation and Motion 149
Problem 4.5
The Lagrangian description of a continuum motion is given by
x1=X1e-t+X3(e-t-1);
x2=X2et-X3(1-e-t);
x3=X3et:
Show that these equations are invertible and determine the Eulerian description of the
motion.
Answer
X1=x1et-x3(et-1)
X2=x2e-t+x3(e-2t-e-3t)
X3=x3e-t
Problem 4.6
A velocity eld is given in Lagrangian form by
v1=2t+X1; v2=X2et; v3=X3-t:
Integrate these equations to obtain x=x(X;t) withx=Xatt=0, and using that result
compute the velocity and acceleration components in the Eulerian (spatial) form.
Answer
v1= (x1+2t+t2)=(1+t)
v2=x2
v3= (2x3-2t-t2)=2(1 +t)
a1=2,a2=x2,a3= -1
Problem 4.7
If the motion of a continuous medium is given by
x1=X1et-X3(et-1);
x2=X2e-t+X3(1-e-t);
x3=X3;
determine the displacement eld in both material and spatial descriptions.
Answer
u1= (X1-X3)(et-1) = (x1-x3)(1-e-t)
u2= (X2-X3)(e-t-1) = (x2-x3)(1-et)
u3=0
150 Continuum Mechanics for Engineers
Problem 4.8
The temperature eld in a continuum is given by the expression
=e-3t=x2wherex2=x2
1+x2
2+x2
3:
The velocity eld of the medium has components
v1=x2+2x3; v2=x3-x1; v3=x1+3x2:
Determine the material derivative d=dt of the temperature eld.
Answer
d=dt = -e-3t(3x2+6x1x3+8x2x3)=x4
Problem 4.9
In a certain region of a
uid the
ow velocity has components
v1=A(x3
1+x1x2
2)e-kt; v2=A(x2
1x2+x3
3)e-kt; v3=0
whereAandkare constants. Use the (spatial) material derivative operator to determine
the acceleration components at the point (1;1;0 )whent=0.
Answer
a1= -2A (k-5A),a2= -A(k -5A),a3=0
Problem 4.10
A displacement eld is given in terms of the spatial variables and time by the equations
u1=x2t2; u2=x3t; u3=x1t:
Using the (spatial) material derivative operator, determine the velocity components.
Answer
v1= (2x2t+x3t2+x1t3)=(1-t4)
v2= (x3+x1t+2x2t3)=(1-t4)
v3= (x1+2x2t2+x3t3)=(1-t4)
Problem 4.11
For the motion given by the equations
x1=X1cos!t+X2sin!t;
x2= -X1sin!t+X2cos!t;
x3= (1+kt)X3;
where!andkare constants, determine the displacement eld in Eulerian form.
Kinematics of Deformation and Motion 151
Answer
u1=x1(1-cos!t) +x2sin!t
u2= -x1sin!t+x2(1-cos!t)
u3=x3kt=(1+kt)
Problem 4.12
Show that the displacement eld for the motion analyzed in Problem 4.1 has the Eulerian
form
u1=x1- (x1+x2)e-t=2- (x1-x2)et=2;
u2= -x2- (x1+x2)e-t=2+ (x1-x2)et=2;
and by using the material derivative operator (dui=dt=@ui=@t+vj@ui=@xj), verify the
velocity and acceleration components calculated in Problem 4.1.
Problem 4.13
The Lagrangian description of a deformation is given by
x1=X1+X3(e2-e-2);
x2=X2-X3(e2-1);
x3=X3e2:
Determine the components of the deformation matrix FiAand from it show that the Jaco-
bianJdoes not vanish. Invert the mapping equations to obtain the Eulerian description of
the deformation.
Answer
J=e2
X1=x1-x3(1-e-4)
X2=x2+x3(1-e-2)
X3=x3e-2
Problem 4.14
Ahomogeneous deformation has been described as one for which all of the deformation
and strain tensors are independent of the coordinates, and may therefore be expressed in
general by the displacement eld ui=AijXjwhere theAijare constants (or in the case
of a motion, functions of time). Show that for a homogeneous deformation with the Aij
constant:
(a) plane material surfaces remain plane,
(b) straight line particle elements remain straight,
(c) material surfaces which are spherical in the reference conguration become ellip-
soidal surfaces in the deformed conguration.
152 Continuum Mechanics for Engineers
Problem 4.15
Aninfinitesimal homogeneous deformation ui=AijXjis one for which the constants Aijare
so small that their products may be neglected. Show that for two sequential innitesimal
deformations the total displacement is the sum of the individual displacements regardless
of the order in which the deformations are applied.
Problem 4.16
For the homogeneous deformation dened by
x1=X1+X2;
x2= -X1+X2;
x3=X3;
where,andare constants, calculate the Lagrangian nite strain tensor E. Show that
if=cos,=sinand=1the strain is zero and the mapping corresponds to a rigid
body rotation of magnitude about theX3axis.
Answer
EAB=1
22
42+2-1 0 0
0 2+2-1 0
0 0 2-13
5
Problem 4.17
Given the deformation dened by
x1=X1; x2=X2+1
2X2
3; x3=X3
(a) Sketch the deformed shape of the unit square OABC in the planeX1=0.
(b) Determine the dierential vectors dx(2)anddx(3)which are the deformed vectors
resulting from dX(2)=dX(2)^I2anddX(3)=dX(3)^I3, respectively, that were
originally at corner C.
(c) Calculate the dot product dx(2)dx(3), and from it determine the change in the
original right angle between dX(2)anddX(3)atCdue to the deformation.
(d) Compute the stretch atBin the direction of the unit normal
^N=
^I2+^I3
=p
2:
Kinematics of Deformation and Motion 153
X3
X2
X1O
ABC
Unit squareOABC in the reference conguration.
Answer
(b)dx(2)=dX(2)^e2,dx(3)=dX(3)(^e2+^e3)
(c)= -45
(d)(^N)=p
2:5
Problem 4.18
Given the deformation expressed by
x1=X1+AX2
2; x2=X2; x3=X3-AX2
2
whereAis a constant (not necessarily small), determine the nite strain tensors Eande,
and show that if the displacements are small so that xX, and if squares of Amay be
neglected, both tensors reduce to the innitesimal strain tensor .
Answer
[ij]=2
40 Ax20
Ax20 -Ax2
0-Ax203
5
Problem 4.19
For the innitesimal homogeneous deformation xi=Xi+AijXjwhere the constants Aij
are very small, determine the small strain tensor , and from it the longitudinal (normal)
strain in the direction of the unit vector ^N=
^I1-^I3
=p
2.
Answer
2e(^N)=A11-A13-A31+A33
Problem 4.20
A deformation is dened by
x1=X1=
X2
1+X2
2
; x2=X2=
X2
1+X2
2
; x3=X3:
154 Continuum Mechanics for Engineers
Determine the deformation tensor Ctogether with its principal values.
Answer
C(1)=C(2)=
X2
1+X2
2-2; C (3)=1
Problem 4.21
For the deformation eld given by
x1=X1+X2; x2=X2-X1; x3=X3
whereis a constant, determine the matrix form of the tensors Eande, and show that
the circle of particles X2
1+X2
2=1deforms into the circle x2
1+x2
2=1+2.
Answer
[Eij]=1
22
420 0
0 20
0 0 03
5
[eij]=1
2(1+2)22
4-20 0
0-20
0 0 03
5
Problem 4.22
Let the deformation of a continuum be given by the equations
x1=X1+kX2
2; x2=X2-kX2
1; x3=X3
wherekis a constant. Determine the Lagrangian nite strain tensor E, and from it, assuming
kis very small, deduce the innitesimal strain tensor . Verify this by calculating the
displacement eld and using the denition 2ij=ui;j+uj;ifor the innitesimal theory.
Problem 4.23
Given the displacement eld
u1=AX2X3; u2=AX2
3; u3=AX2
1
whereAis a very small constant, determine
(a) the components of the innitesimal strain tensor , and the innitesimal rotation
tensor!.
(b) the principal values of , at the point (1;1;0 ).
Answer
(a)11=22=33=0,12=AX3,13=1
2A(X2+2X1)and23=AX3
!11=!22=!33=0,!12= -!21=1
2AX3,
!13= -!31=1
2AX1-AX1and!23= -!32=AX3
(b)(I)=3
2A,(II)=0,(III)= -3
2A
Kinematics of Deformation and Motion 155
Problem 4.24
A45strain rosette measures longitudinal strains along the X1,X2, andX0
1axes shown
below. At point Othe strains recorded are
11=610-4; 22=410-4and0
11=810-4
Determine the shear strain
12atO, together with "0
22, and verify that "11+"22="0
11+"0
22.
See Eq 4.82.
X1X2
X2‛X1‛
45o45o
O
Problem 4.25
By a direct expansion of Eq 4.87, 2!i="ijk!kj, show that!1=!32= -!23, etc. Also,
show that only if Ais a very small constant does the mapping
x1=X1-AX2+AX3;
x2=X2-AX3+AX1;
x3=X3-AX1+AX2;
represent a rigid body rotation (E0). Additionally, determine the innitesimal rotation
tensor!ijin this case; from it, using the result proven above, deduce the rotation vector
!i.
Answer
!=A(^e1+^e2+^e3)
Problem 4.26
For the displacement eld
u1=kX1X2; u2=kX1X2; u3=2k(X1+X2)X3
wherekis a very small constant, determine the rotation tensor !, and show that it has
only one real principal value at the point (0;0;1 ).
156 Continuum Mechanics for Engineers
Answer
!(1)=0;! (2)= -! (3)=ikp
2, wherei=p
-1
Problem 4.27
Let the deformation
x1=X1+AX2X3;
x2=X2+AX2
3;
x3=X3+AX2
1;
whereAis a constant be applied to a continuum body. For the unit square of material line
elementsOBCD as shown, calculate at point C
(a) the stretch and unit elongation for the element in the direction of diagonal OC,
(b) the change in the right angle at CifA=1; ifA=0:1.
DX3
X2
X1O
BC
11
Unit squareOBCD in the reference conguration.
Answer
(a)2
(OC)=1+2A+4A2,e(OC)=p
1+2A+4A2-1
(b)(A=1) =60,(A=0:1) =11:77
Problem 4.28
For the homogeneous deformation expressed by the equations
x1=p
2X1+3p
2
4X2;
x2= -X1+3
4X2+p
2
4X3;
x3=X1-3
4X2+p
2
4X3;
determine
Kinematics of Deformation and Motion 157
(a) the unit normal ^nfor the line element originally in the direction of
^N=
^I1-^I2+^I3
=p
3.
(b) the stretch (^N)of this element.
(c) the maximum and minimum stretches at the point X1=1,X2=0,X3= -2in
the reference conguration.
Answer
(a) ^n=p
2^e1+p
2-7
^e2+p
2+7
^e3
p
104
(b)(^N)=1:472
(c)(max)=2;(min)=0:5
Problem 4.29
Let the deformation
x1=a1(X1+2X2); x2=a2X2; x3=a3X3
wherea1,a2, anda3are constants be applied to the unit cube of material shown in the
sketch. Determine
(a) the deformed length lof diagonalOC,
(b) the angle between edges OAandOGafter deformation,
(c) the conditions which the constants must satisfy for the deformation to be possible
if
(1) the material is incompressible,
(2) the angle between elements OCandOBis to remain unchanged.
X1 , x1X2 , x2X3 , x3
O
A
BGCF
DE
Unit cube having diagonal OC.
158 Continuum Mechanics for Engineers
Answer
(a)l2=9a2
1+a2
2+a2
3
(b)cos=2a1q
4a2
1+a2
2
(c) (1)a1a2a3=1,
(2)9a2
1+a2
2=2a2
3
Problem 4.30
A homogeneous deformation is dened by
x1=X1+X2; x2= -X1+X2; x3=X3
where,andare constants. Determine
(a) the magnitudes and directions of the principal stretches,
(b) the matrix representation of the rotation tensor R,
(c) the direction of the axis of the rotation vector, and the magnitude of the angle
of rotation.
Answer
(a)2
(1)=2
(^e1)=2a2,2
(2)=2
(^e2)=22,2
(3)=2
(^e3)=2
(b)[Rij]=2
66641p
21p
20
-1p
21p
20
0 0 13
7775
(c)^n=^I3;=45
Problem 4.31
Consider the deformation eld
x1=X1-AX2+AX3;
x2=X2-AX3+AX1;
x3=X3-AX1+AX2;
whereAis a constant. Show that the principal values of the right stretch tensor have a
multiplicity of two, and that the axis of the rotation tensor is along ^N=
^I1+^I2+^I3
=p
3.
Determine the matrix of the rotation vector together with the angle of rotation .
Answer
(1)=1,(2)=(3)=p
1+3A2=
[Rij]=1
32
4+2 -1-3A -1+3A
-1+3A +2 -1-3A
-1-3A -1+3A +23
5
=cos-1(1=)
Kinematics of Deformation and Motion 159
Problem 4.32
For the deformation eld
x1=p
3X1+X2;
x2=2X2;
x3=X3:
determine
(a) the matrix representation of the rotation tensor R,
(b) the right stretch tensor Uand the left stretch tensor V, then show that the
principal values of UandVare equal,
(c) the direction of the axis of rotation and the magnitude of the angle of rotation.
Answer
(a)[Rij]=1
2p
22
64p
3+1p
3-1 0
-p
3+1p
3+1 0
0 0 2p
23
75
(b)(1)=p
6,(2)=p
2,(3)=1
(c)^N=^I3;=15
Problem 4.33
Let a displacement eld be given by
u1=1
4(X3-X2); u2=1
4(X1-X3); u3=1
4(X2-X1):
Determine
(a) the volume ratio dV=dV0,
(b) the change in the right angle between line elements originally along the unit
vectors ^N1=
3^I1-2^I2-^I3
=p
14and^N2=
^I1+4^I2-5^I3
=p
42. Explain
your answer.
Answer
(a)dV=dV0=1:1875
(b)=0
Problem 4.34
Consider again the deformation given in Example 4.15, namely
x1=2(X1-X2); x2=X1+X2; x3=X3:
160 Continuum Mechanics for Engineers
Determine
(a) the left stretch tensor V,
(b) the direction normals of the principal stretches of V.
Answer
(a)[VAB]=2
42p
2 0 0
0p
2 0
0 0 13
5
(b)^N1=^I1,^N2=^I2,^N3=^I3
Problem 4.35
A deformation eld is expressed by
x1=(X1cosX3+X2sinX3);
x2=(-X1sinX3+X2cosX3);
x3=X3;
where,, andare constants.
(a) Determine the relationship between these constants if the deformation is to be a
possible one for an incompressible medium.
(b) If the above deformation is applied to the circular cylinder shown by the sketch,
determine
(1) the deformed length lin terms ofL, the dimension a, and the constants ,
, andof an element of the lateral surface which has unit length and is
parallel to the cylinder axis in the reference conguration, and
(2) the initial length Lof a line element on the lateral surface which has unit
length and is parallel to the cylinder axis after deformation.
a
LX3
X2
X1
Kinematics of Deformation and Motion 161
Answer
(a)2=1
(b) (1)l=p
22a2+2
(2)L=1
p
2a2+1
Problem 4.36
A velocity eld is dened in terms of the spatial coordinates and time by the equations,
v1=2tx1sinx3; v2=2tx2cosx3; v3=0:
At the point (1;-1;0)at timet=1, determine
(a) the rate of deformation tensor and the vorticity tensor,
(b) the stretch rate per unit length in the direction of the normal
^n=(^e1+^e2+^e)=p
3,
(c) the maximum stretch rate per unit length and the direction in which it occurs,
(d) the maximum shear strain rate.
Answer
(a)[dij]=2
40 0 1
0 2 0
1 0 03
5,[wij]=2
40 0 1
0 0 0
-1 0 03
5
(b) ˙==4=3
(c) ˙=
max=2,^n=^e2
(d) ˙
max=1:5
Problem 4.37
LetNAandnidenote direction cosines of a material line element in the reference and
current congurations, respectively. Beginning with Eq 4.140, ni=xi;ANA, and using
the indicial notation throughout, show that
(a) ˙==Dijninj,
(b) ¨==Qijninj+˙ninjwhereQij=1
2(ai;j+aj;i)withaibeing the components
of acceleration.
Problem 4.38
In a certain region of
ow the velocity components are
v1=
x3
1+x1x2
2
e-kt; v2=
x3
2-x2
1x2
e-kt; v3=0
wherekis a constant, and tis time in s. Determine at the point (1;1;1 )whent=0,
(a) the components of acceleration,
(b) the principal values of the rate of deformation tensor,
162 Continuum Mechanics for Engineers
(c) the maximum shear rate of deformation.
Answer
(a)a1=2(4-k),a2= -4,a3=0
(b)D(1)=4,D(2)=2,D(3)=0
(c) ˙
max=2
Problem 4.39
For the motion
x1=X1;
x2=X2et+X1(et-1);
x3=X1(et-e-t) +X3;
determine the velocity eld vi=vi(x), and show that for this motion
(a)L=˙FF-1,
(b)D=˙att=0.
Problem 4.40
Determine an expression for the material derivative d(lndx)=dtin terms of the rate of
deformation tensor Dand the unit normal ^n=dx=dx.
Answer
d(lndx)=dt=^nD^n
Problem 4.41
A velocity eld is given in spatial form by
v1=x1x3; v2=x2
2t; v3=x2x3t:
(a) Determine the vorticity tensor Wand the vorticity vector w.
(b) Verify the equation "pqiwi=wqpfor the results of part (a).
(c) Show that at the point (1;0;1 )whent=1, the vorticity tensor has only one real
root.
Answer
(a)w1=1
2x3t,w2=1
2x1,w3=0
(c)W(1)=0,W(2)= -W (3)=i=p
2, wherei=p
-1
Problem 4.42
Consider the velocity eld
v1=ex3-ctcos!t; v2=ex3-ktsin!t; v3=c
wherecand!are constants.
Kinematics of Deformation and Motion 163
(a) Show that the speed of every particle is constant.
(b) Determine the acceleration components ai.
(c) Calculate the logarithmic stretching, ˙= =d(ln)=dt, for the element in the
current conguration in the direction of ^n=(^e1+^e2)=p
2atx=0.
Answer
(b)a1= -!v2,a2=!v1,a3=0
(c)1
2e-ctcos!t
Problem 4.43
Show that the velocity eld
v1=1:5x3-3x2; v2=3x1-x3; v3=x2-1:5x1
corresponds to a rigid body rotation, and determine the axis of spin (the vorticity vector).
Answer
w=^e1+1:5^e2+3^e3
Problem 4.44
For the steady velocity eld
v1=x2
1x2; v2=2x2
2x3; v3=3x1x2x3
determine the rate of extension at (2;0;1 )in the direction of the unit vector (4^e1-3^e3)=5.
Answer
˙== -48
25
Problem 4.45
Prove that d (lnJ)=dt=divvand, in particular, verify that this relationship is satised
for the motion
x1=X1+ktX3; x2=X2+ktX3; x3=X3-kt(X1+X2)
wherekis a constant.
Answer
˙J=J=divv=4k2t=(1+2k2t2)
Problem 4.46
Prove the identityxi;A
J
;i=0; J =det(xi;A)
164 Continuum Mechanics for Engineers
Problem 4.47
Equation 4.151 gives the material derivative of dx2in terms ofdij. Using that equation
as the starting point, show that d2(dx2)=dt2is given in terms of dijand its time derivative
by
d2(dx2)=dt2=2(˙dij+vk;idkj+vk;jdik)dxidxj:
Problem 4.48
A continuum body in the form of the unit cube shown by the sketch undergoes the homo-
geneous deformation
x1=1X1; x2=2X2; x3=3X3
where1,2, and3are constants.
Determine the relationships among 1,2, and3if
(a) the length of diagonal OCremains unchanged,
(b) the rectangular area ABFE remains unchanged,
(c) the triangular area ACE remains unchanged.
X1 , x1X2 , x2X3 , x3
O
A
BGCF
DE
(a)
X1 , x1X2 , x2X3 , x3
O
A
BGCF
DE (b)
X1 , x1X2 , x2X3 , x3
O
A
BGCF
DE
(c)
Kinematics of Deformation and Motion 165
Answer
(a)2
1+2
2+2
3=3
(b)2
2
2
1+2
3
=2
(c)2
12
2+2
22
3+2
32
1=3
Problem 4.49
Let the unit cube shown in Problem 4.47 be given the motion
x1=X1+1
2t2X2; x2=X2+1
2t2X1; x3=X3
Determine, at time t,
(a) the rate-of-change of area ABFE,
(b) the volume of the body.
Answer
(a):
dS=t3^e1=(1-1
4t4) -t^e2-t3^e3
(b)V= (1-1
4t4)
Problem 4.50
For the homogeneous deformation
x1=X1+X2+X3;
x2=X1+X2+2X3;
x3=X1+X2+X3;
whereandare constants, determine the relationship between these constants if the
deformation is isochoric.
Answer
= (2+)=(2++1)
Problem 4.51
Show that for any velocity eld vderived from a vector potential byv=curl , the
ow is isochoric. Also, for the velocity eld
v1=ax1x3-2x3; v2= -bx2x3; v3=2x1x2
determine the relationship between the constants aandbif the
ow is isochoric.
Answer
a=b
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5
Fundamental Laws and Equations
A number of the fundamental laws of continuum mechanics are expressions of the con-
servation of some physical quantity. These balance laws, as they are often called, are
applicable to all material continua and result in equations that must always be satisfied.
In this introductory text, we consider only the conservation laws dealing with mass, lin-
ear and angular momentum, and energy. With respect to energy, we shall first develop a
purely mechanical energy balance and follow that by an energy balance that includes both
mechanical and thermal energies, that is, a statement of the first law of thermodynamics.
In addition to that, the Clausius-Duhem form of the second law of thermodynamics is
covered.
The balance laws are usually formulated in the context of global (integral) relationships
derived by a consideration of the conservation of some property of the body as a whole.
As explained in Chapter 1, the global equations may then be used to develop associated
field equations which are valid at all points within the body and on its boundary. For
example, we shall derive the local equations of motion from a global statement of the
conservation of linear momentum.
Constitutive equations, which reflect the internal constitution of a material, define specific
types of material behavior. They are fundamental in the sense that they serve as the
starting point for studies in the disciplines of elasticity, plasticity and various idealized
fluids. Constitutive equations establish the relationship between kinematics and stresses
for a material. These equations are the topic of the final section of this chapter.
Before we begin a discussion of the global conservation laws, it is useful to develop
expressions for the material derivatives of certain integrals.
5.1 Material Derivatives of Line, Surface and Volume Integrals
Let any scalar, vector or tensor property of the collection of particles occupying the current
volume Vbe represented by the integral
Pij:::(t) =Z
VP
ij:::(x;t)dV (5.1)
whereP
ij:::represents the distribution of the property per unit volume and has continu-
ous derivatives as necessary. The ellipsis in the subscript indicate that P
ij:::could be any
order tensor. The material derivative of this property is given in both spatial and material
form, using Eq 4.163, by
˙Pij:::(t) =d
dtZ
VP
ij:::(x;t)dV=d
dtZ
V0P
ij:::[x(X;t);t]JdV0:
Since V0is a fixed volume in the referential configuration, the differentiation and inte-
gration commute and the differentiation can be performed inside the integral sign. Thus,
167
168 Continuum Mechanics for Engineers
from Eq 4.161, using the notation:
[]to indicate differentiation with respect to time,
Z
V0:h
P
ij:::(X;t)Ji
dV0=Z
V0 ˙P
ij:::J+P
ij:::˙J
dV0
=Z
V0 ˙P
ij:::+vk;kP
ij:::
JdV0;
and converting back to the spatial formulation
˙Pij:::(t) =Z
V˙P
ij:::(x;t) +vk;kP
ij:::(x;t)
dV: (5.2)
With the help of the material derivative operator given in Eq 4.32, this equation may be
written (we omit listing the independent variables xandtfor convenience),
˙Pij:::(t) =Z
V@P
ij:::
@t+vk@P
ij:::
@xk+vk;kP
ij:::
dV
=Z
V@P
ij:::
@t+
vkP
ij:::k
;k
dV
which upon application of the divergence theorem becomes
˙Pij:::(t) =Z
V@P
ij:::
@tdV+Z
SvkP
ij:::nkdS: (5.3)
This equation gives the time rate of change of the property Pij:::as the sum of the amount
created in the volume V, plus the amount entering through the bounding surface S, and
is often spoken of as the transport theorem.
Time derivatives of integrals over material surfaces and material curves may also be
derived in an analogous fashion. First, we consider a tensorial property Qij::: of the
particles which make up the current surface S, as given by
Qij:::(t) =Z
SQ
ij:::(x;t)dSp=Z
SQ
ij:::(x;t)npdS (5.4)
whereQ
ij:::(x;t)is the distribution of the property over the surface. From Eq 4.162, we
have in Eulerian form (again omitting the variables xandt),
˙Qij:::(t) =Z
S ˙Q
ij:::+vk;kQ
ij:::
dSp-Z
SQ
ij:::vq;pdSq
=Z
S ˙Q
ij:::+vk;kQ
ij:::
pq-Q
ij:::vq;p
dSq: (5.5)
Similarly, for properties of particles lying on the spatial curve Cand expressed by the line
integral
Rij:::(t) =Z
CR
ij:::(x;t)dxp (5.6)
Fundamental Laws and Equations 169
we have, using Eq 4.156,
˙Rij:::(t) =Z
C˙R
ij:::dxp+Z
Cvp;qR
ij:::dxq
=Z
C ˙R
ij:::pq+vp;qR
ij:::
dxq: (5.7)
5.2 Conservation of Mass, Continuity Equation
Every material body, as well as every portion of such a body, is endowed with a non-
negative, scalar measure, called the mass of the body, or of the portion under consider-
ation. Physically, the mass is associated with the inertia property of the body, that is,
its tendency to resist a change in motion. The measure of mass may be a function of
the space variables and time. If m is the mass of a small volume Vin the current
configuration, and if we assume that m is absolutely continuous, the limit
=lim
V!0m
V(5.8)
defines the scalar field =(x;t)called the mass density of the body for that configuration
at timet. Therefore, the mass mof the entire body is given by
m=Z
V(x;t)dV: (5.9)
In the same way, we define the mass of the body in the referential (initial) configuration
in terms of the density field 0=0(X;t) by the integral
m=Z
V00(X;t)dV0: (5.10)
The law of conservation of mass asserts that the mass of a body, or of any portion of the
body, is invariant under motion, that is, remains constant in every configuration. Thus,
the material derivative of Eq 5.9 is zero,
˙m=d
dtZ
V(x;t)dV=0 (5.11)
which upon application of Eq 5.2 with P
ij:::becomes,
˙m=Z
V(˙+vi;i)dV=0; (5.12)
and since Vis an arbitrary part of the continuum, the integrand here must vanish, result-
ing in
˙+vi;i=0 (5.13)
which is known as the continuity equation in Eulerian form. But the material derivative of
can be written as
˙=@
@t+vi@
@xi;
170 Continuum Mechanics for Engineers
so that Eq 5.13 may be rewritten in the alternative forms,
@
@t+vi@
@xi+vi;i=0; (5.14a)
or
@
@t+ (vi);i=0: (5.14b)
If the density of the individual particles is constant so that ˙ =0, the material is said to
be incompressible, and thus it follows from Eq 5.13 that
vi;i=0 or divv=0 (5.15)
for incompressible media.
Since the law of conservation of mass requires the mass to be the same in all configu-
rations, we may derive the continuity equation from a comparison of the expressions for
min the referential and current configurations. Therefore, if we equate Eqs 5.9 and 5.10,
m=Z
V˜(x;t)dV=Z
V00(X;t)dV0; (5.16)
and, noting that for the motion x=x(X;t), we have
Z
V[x(X;t);t]dV=Z
V0(X;t)JdV0:
The tilde in Eq 5.16 is there because the functional form may be different when written
as a function of xandtthan the functional form written in terms of Xandt. Now if we
substitute the right-hand side of this equation for the left-hand side of Eq 5.16 and collect
terms, Z
V0[(X;t)J -0(X;t)]dV0=0:
ButV0is arbitrary, and so in the material description
J=0; (5.17a)
and, furthermore, ˙ 0=0, from which we conclude that
:
(J)=0: (5.17b)
Equations 5.17 are called the Lagrangian, or material, form of the continuity equation.
Example 5.1
Show that the spatial form of the continuity equation follows from the material
form.
Solution
Carrying out the indicated dierentiation in Eq 5.17b,
:
(J)=˙J+˙J=0
and by Eq 4.161,
˙J=vi;iJ
Fundamental Laws and Equations 171
so now:
(J)=J(˙+vi;i)=0:
ButJ=detF6=0(an invertible tensor), which requires ˙+vi;i=0the spatial
continuity equation.
As a consequence of the continuity equation, we are able to derive a useful result for
the material derivative of the integral in Eq 5.1 when P
ij:::is equal to the product A
ij:::,
whereA
ij:::is the distribution of any property per unit mass. Accordingly, let
˙Pij:::(t) =d
dtZ
VA
ij:::(x;t)dV =d
dtZ
V0A
ij:::(X;t)Jd V0
=Z
V0
˙A
ij:::(J)+A
ij::::
(J)
dV0
which, because of Eq 5.17b, reduces to
˙P
ij:::(t) =Z
V0˙A
ij:::dV0=Z
V˙A
ij:::dV;
and so
d
dtZ
VA
ij:::(x;t)dV =Z
V˙A
ij:::dV: (5.18)
We shall have numerous occasions to make use of this very important equation.
5.3 Linear Momentum Principle, Equations of Motion
Let a material continuum body having a current volume Vand bounding surface Sbe
subjected to surface traction t(^n)
iand distributed body forces bias shown in Fig. 5.1.
In addition, let the body be in motion under the velocity field vi=vi(x;t). The linear
momentum of the body is defined by the vector
Pi(t) =Z
VvidV; (5.19)
and the principle of linear momentum states that the time rate of change of the linear mo-
mentum is equal to the resultant force acting on the body. Therefore, in global form, with
reference to Fig. 5.1,
d
dtZ
VvidV=Z
St(^n)
idS+Z
VbidV; (5.20)
and because t(^n)
i=tjinj, we can convert the surface integral to a volume integral having
the integrand tji;j. By the use of Eq 5.18 on the left-hand side of Eq 5.20 we have, after
collecting terms,Z
V(˙vi-tji;j-bi)dV=0 (5.21)
172 Continuum Mechanics for Engineers
OdV
ni
dSx3
x2
x1xyρbit(^n)
i
FIGURE 5.1
Material body in motion subjected to body and surface forces.
where ˙viis the acceleration field of the body. Again, Vis arbitrary and so the integrand
must vanish, and we obtain,
tji;j+bi=˙vi (5.22)
which are known as the local equations of motion in Eulerian form.
When the velocity field is zero, or constant so that ˙ vi=0, the equations of motion
reduce to the equilibrium equations,
tji;j+bi=0 (5.23)
which are important in solid mechanics, especially elastostatics.
5.4 Piola-Kirchhoff Stress Tensors, Lagrangian Equations of Motion
As mentioned in the previous section, the equations of motion Eq 5.22 are in Eulerian
form. These equations may also be cast in the referential form based upon the Piola-
Kirchhoff tensor, which we now introduce.
Recall that in Section 3.3 we defined the stress components tijof the Cauchy stress ten-
sorTas theithcomponent of the stress vector t(^ej)
iacting on the material surface having
the unit normal ^n=^ej. Notice that this unit normal is defined in the current configura-
tion. It is also possible to define a stress vector that is referred to a material surface in the
reference configuration and from it construct a stress tensor that is associated with that
configuration. In doing this, we parallel the development in Section 3.3 for the Cauchy
stress tensor associated with the current configuration.
Let the vector p0(^N)be defined as the stress vector referred to the area element S0in
the plane perpendicular to the unit normal ^N=NA^IA. Just as we defined the Cauchy
stress vector in Eq 3.5, we write
lim
S0!0f
S0=df
dS0=p0(^N)(5.24)
Fundamental Laws and Equations 173
wherefis the resultant force acting on the material surface which in the reference
configuration was S0.
The principle of linear momentum can also be written in terms of quantities which are
referred to in the referential configuration as
Z
S0p0(^N)(X;t)dS0+Z
V00b0(X;t)dV0=Z
V00a0(X;t)dV0(5.25)
where S0,V0and0are the material surface, volume and density, respectively, referred to
the reference configuration. The superscript zero after the variable is used to emphasize
the fact that the function is written in terms of the reference configuration. For example,
ai(x;t) =ai[(X;t);t) ]=a0
i(X;t):
Notice that, since all quantities are in terms of material coordinates, we have moved the
differential operator d=dt of Eq 3.8 inside the integral to give rise to the acceleration a0.
In a similar procedure to that carried out in Section 3.2, we apply Eq 5.25 to portions I
and II of the body (as defined in Fig. 3.2(a)) and to the body as a whole to arrive at the
equationZ
S0h
p0(^N)+p0(-^N)i
dS0=0: (5.26)
This equation must hold for arbitrary portions of the body surface, and so
p0(^N)= -p0(-^N)(5.27)
which is the analog of Eq 3.10.
The stress vector p0(^N)can be written out in components associated with the referential
coordinate planes as
p0(^IA)=p0
i(^IA)^ei; (A=1;2;3 ): (5.28)
This describes the components of the stress vector p0(^N)with respect to the referential
coordinate planes, and to determine its components with respect to an arbitrary plane
defined by the unit vector ^N, we apply a force balance to an infinitesimal tetrahedron of
the body. As we let the tetrahedron shrink to the point, we have
p0
i(^N)=p0
i(^IA)NA; (5.29)
and defining
PAip0
i(^IA)(5.30)
we obtain
p0(^N)
i=PAiNA (5.31)
wherePAiare the components of the first Piola-Kirchhoff stress tensor. These represent the
xicomponents of the force per unit area of a surface whose referential normal is ^N.
Using the first Piola-Kirchhoff stress tensor, we can derive the equations of motion, and
hence the equilibrium equations in the referential formulation. Starting with Eq 5.25, we
introduce Eq 5.31 to obtain
Z
S0PAiNAdS0+Z
V00b0
idV0=Z
V00a0
idV0; (5.32)
174 Continuum Mechanics for Engineers
and using the divergence theorem on the surface integral, we consolidate Eq 5.32 as
Z
V0(PAi;A+0b0
i-0a0
i)dV0=0:
This equation must hold for arbitrary portions of the body so that the integrand is equal
to zero, or
PAi;A+0b0
i=0a0
i (5.33a)
which are the equations of motion in referential form. If the acceleration field is zero, these
equations reduce to the equilibrium equations in referential form
PAi;A+0b0
i=0: (5.33b)
We note that the partial derivatives of the Piola-Kirchhoff stress components are with
respect to the material coordinates because this stress tensor is referred to a surface in the
reference configuration.
Equilibrium also requires a balance of moments about every point. Summing moments
about the origin (Fig. 5.1 may be useful in visualizing this operation) gives us
Z
S0"ijkxjp0
k(^N)dS0+Z
V0"ijkxj0b0
kdV0=0 (5.34)
which reduces to Z
V0"ijk
(xjPAk);A+xj0b0
k
dV0=0
where we have used Eq 5.31 and the divergence theorem. Carrying out the indicated
partial differentiation we obtain
Z
V0"ijk
xj;APAk+xj
PAk;A +0b0
k
dV0=0
and by Eq 5.33b this reduces to
Z
V0("ijkxj;APAk)dV0=0 (5.35)
since the term in parentheses is zero on account of the balance of momentum. Again, this
equation must hold for all portions V0of the body, so the integrand must vanish, giving
"ijkxj;APAk=0 (5.36)
Following a similar argument to that presented in Section 3.4, we conclude that Eq 5.36
implies
xj;APAk=xk;APAj: (5.37)
If we now introduce the definition for sAB
PAi=xi;BsBA; (5.38)
and substitute into Eq 5.37 we observe that
sAB=sBA (5.39)
which is called the second Piola-Kirchhoff stress tensor, or sometimes the symmetric Piola-
Kirchhoff stress tensor.
Fundamental Laws and Equations 175
The Piola-Kirchhoff stresses can be related to the Cauchy stress by considering the
differential force exerted on an element of deformed surface dSas
dfi=tjinjdS: (5.40)
This force can also be written in terms of the first Piola-Kirchhoff stress tensor as
dfi=PAiNAdS0: (5.41)
Recall from Eq 4.159 that the surface element in the deformed configuration is related to
the surface element in the reference configuration by
nqdS=XA;qJNAdS0:
Using this, along with Eqs 5.40 and 5.41, we obtain
dfi=tjinjdS=tjiXA;jJNAdS0=PAiNAdS0(5.42)
which can be rewritten as
(tjiXA;jJ-PAi)NAdS0=0: (5.43)
From this we see that the Cauchy stress and the first Piola-Kirchhoff stress are related
through
Jtji=PAixj;A: (5.44)
Also, from Eq 5.38 we can write
Jtji=xj;Axi;BsAB (5.45)
which relates the Cauchy stress to the second Piola-Kirchhoff stress.
In Chapter 4 we showed that the difference between Eulerian and Lagrangian strains
disappears when linear deformations are considered. Here, we will show that in lin-
ear theories the distinction between Cauchy and Piola-Kirchhoff stress measures is not
necessary.
To show the equivalence of Cauchy and Piola-Kirchhoff stresses in linear theories, we
have to recall some kinematic results from Section 4.7 and also derive a few more. In-
troducing a positive number "that is a measure of smallness such that the displacement
gradientsui;Aare of the same order of magnitude as ", we may write
ui;A=O(") as"!0: (5.46)
As we discovered in Section 4.7, the Eulerian and Lagrangian strains are equivalent as
"!0, so from Eqs 4.58 and 4.59 we have
EABiAjB=eij=O("):
Examination of Eqs 5.44 and 5.45 relates stress measures tji,PAi, andsAB. To discuss
this relationship in the linear case, we must find an expression for the Jacobian as we let
"!0. Starting with the definition of Jin the form
J=1
6"ijk"ABCFiAFjBFkC
we substitute FiA=ui;A+iA, etc., to get
J=1
6"ijk"ABC(ui;A+i;A)(uj;B+jB)(uk;C+kC):
176 Continuum Mechanics for Engineers
Carrying out the algebra and after some manipulation of the indices
J=1
6"ijk"ABC
iAjBkC+3uk;CiAjB+O("2)
where terms on the order of "2and higher have not been written out explicitly. Since
"ijk"ijk=6and"ijk"ijC=2kC,
J=1+uk;k+O("2): (5.47)
Now we can evaluate Eqs 5.44 and 5.45 as "!0, that is, for the case of a linear theory.
Sinceuk;kisO(").
tji+O() =PAiAj+O("): (5.48)
With a similar argument for Eq 5.45, we find
tji=SABAiBj as"!0: (5.49)
Equations 5.48 and 5.49 demonstrate that, in linear theory, Cauchy, Piola-Kirchhoff and
symmetric Piola-Kirchhoff stress measures are all equivalent.
5.5 Moment of Momentum (Angular Momentum) Principle
Moment of momentum is the phrase used to designate the moment of the linear momentum
with respect to some point. This vector quantity is also frequently called the angular
momentum of the body. The principle of angular momentum states that the time rate of
change of the moment of momentum of a body with respect to a given point is equal
to the moment of the surface and body forces with respect to that point. For the body
shown in Fig 5.1, if we take the origin as the point of reference, the angular momentum
principle has the mathematical form
d
dtZ
V"ijkxjvkdV=Z
S"ijkxjt(^n)
kdS+Z
V"ijkxjbkdV: (5.50)
Making use of Eq 5.18 in taking the derivative on the left-hand side of the equation and
applying the divergence theorem to the surface integral, after introducing the identity
t(^n)
k=tqknq, results in
Z
V"ijk[xj(˙vk-tqk;q-bk) -tjk]dV=0
which reduces to Z
V"ijktkjdV=0 (5.51)
because of Eq 5.22 (the equations of motion) and the sign-change property of the permu-
tation symbol. Again, with Varbitrary, the integrand must vanish so that
"ijktkj=0 (5.52)
which by direct expansion demonstrates that tkj=tjk, and the stress tensor is symmetric.
Note that in formulating the angular momentum principle by Eq 5.50 we have assumed
that no body or surface couples act on the body. If any such concentrated moments do
act, the material is said to be a polar material, and the symmetry property of Tno longer
holds. But as mentioned in Chapter 3, this is a rather specialized situation and we shall
not consider it here.
Fundamental Laws and Equations 177
5.6 Law of Conservation of Energy, The Energy Equation
The statement we adopt for the law of conservation of energy is the following: the mate-
rial time derivative of the kinetic plus internal energies is equal to the sum of the rate of
work of the surface and body forces, plus all other energies that enter or leave the body
per unit time. Other energies may include, for example, thermal, electrical, magnetic or
chemical energies. In this text we consider only mechanical and thermal energies, and
also, we require the continuum material to be non-polar (free of body or traction couples).
If only mechanical energy is considered, the energy balance can be derived from the
equations of motion, (Eq 5.22). Here we take a different approach and proceed as follows.
By definition, the kinetic energy of the material occupying an arbitrary volume Vof the
body in Fig. 5.1 is
K(t) =1
2Z
VvvdV=1
2Z
VvividV: (5.53)
Also, the mechanical power, or rate of work of the body and surface forces shown in the
figure is defined by the scalar
P(t) =Z
St(^n)
ividS+Z
VbividV: (5.54)
Consider now, the material derivative of the kinetic energy integral
˙K=d
dtZ
V1
2vividV=1
2Z
V:
(vivi)dV
=Z
V(vi˙vi)dV=Z
Vvi(tji;j+bi)dV
where Eq 5.22 has been used to obtain the final form of the integrand. But vitji;j=
(vitji);j-vi;jtjiand so
˙K=Z
Vh
bivi+(vitij);j-vi;jtiji
dV
which, if we convert the middle term by the divergence theorem and make use of the
decomposition vi;j=dij+wij, may be written
˙K=Z
VbividV+Z
St(^n)
ividS-Z
VtijdijdV: (5.55)
By the definition Eq 5.54 this may be expressed as
˙K+S=P (5.56)
where the integral
S=Z
VtijdijdV=Z
V(T:D)dV (5.57)
is known as the stress work, and its integrand tijdijas the stress power. The balance of
mechanical energy given by Eq 5.56 shows that, of the total work done by the external
178 Continuum Mechanics for Engineers
forces, a portion goes toward increasing the kinetic energy, and the remainder appears as
work done by the internal stresses.
In general,Scannot be expressed as the material derivative of a volume integral, that
is,
S6=d
dtZ
V()dV (5.58)
because there is no known function we could insert as the integrand of this equation.
However, in the special situation when
S=˙U=d
dtZ
VudV =Z
V˙udV (5.59)
whereUis called the internal energy anduthespecific internal energy, or energy density (per
unit mass), Eq 5.56 becomes
d
dtZ
V1
2vivi+u
dV=Z
VbividV=Z
St(^n)
ividS; (5.60a)
or, briefly,
˙K+˙U=P: (5.60b)
Note that Eq 5.60 indicates that part of the external work Pcauses an increase in kinetic
energy, and the remainder is stored as internal energy. As we shall see in Chapter 6, ideal
elastic materials respond to forces in this fashion.1
For a thermomechanical continuum, we represent the rate at which thermal energy is
added to a body by
Q=Z
VrdV -Z
SqinidS: (5.61)
The scalar field rspecifies the rate at which heat per unit mass is produced by internal
sources and is known as the heat supply. The vector qi, called the heat flux vector, is a
measure of the rate at which heat is conducted into the body per unit area per unit time
across the element of surface dSwhose outward normal is ni(hence the minus sign in
Eq 5.61). The heat flux qiis often assumed to obey Fourier’s law of heat conduction;
qi= -;i orq= -r (5.62)
whereis the thermal conductivity and ;iis the temperature gradient. But, since not all
materials obey this conduction “law,” it is not universally valid.
With the addition of the thermal energy consideration, the complete energy balance
requires modification of Eq 5.60 which now takes the form
˙K+˙U=P+Q; (5.63a)
or, when written out in detail,
d
dtZ
V1
2vivi+u
dV=Z
V(bivi+r)dV+Z
Sh
t(^n)
ivi-qinii
dS: (5.63b)
1The symboluis used for specific internal energy because of its widespread acceptance in the literature.
There appears to be very little chance that it might be misinterpreted in this context as the magnitude of the
displacement vector u.
Fundamental Laws and Equations 179
If we convert the surface integral to a volume integral and make use of the equations of
motion (Eq 5.22), the reduced form of Eq 5.63b is readily seen to be
Z
V(˙u-tijdij-r+qi;i)dV=0orZ
V(˙u-T:D-r+rq)dV; (5.64a)
or, briefly,
S=˙U-Q (5.64b)
which is sometimes referred to as the thermal energy balance, in analogy with Eq 5.56 that
relates to the mechanical energy balance. Thus, we observe that the rate of work of the
internal forces equals the rate at which internal energy is increasing minus the rate at
which heat enters the body. As usual for an arbitrary volume V, by the argument which
is standard now, upon setting the integrand of Eq 5.64a equal to zero, we obtain the field
equation,
˙u-tijdij-r+qi;i=0or˙u-T:D-r+divq=0 (5.65)
which is called the energy equation.
In summary, then, the mechanical energy balance Eq 5.55 is derivable directly from the
equations of motion (linear momentum principle) and is but one part of the complete en-
ergy picture. When thermal energy is included, the global balance Eq 5.63 is a statement
of the first law of thermodynamics.
5.7 Entropy and the Clausius-Duhem Equation
The conservation of energy as formulated in Section 5.6 is a statement of the intercon-
vertibility of heat and work. However, there is not total interconvertibility for irreversible
processes. For instance, the case of mechanical work being converted to heat via friction
is understood, but the converse does not hold. That is, heat cannot be utilized to directly
generate work. This, of course, is the motivation for the second law of thermodynamics.
Continuum mechanics uses the second law in a different way than classical thermody-
namics. In that discipline, the second law is used to draw restrictions on the direction of
the flow of heat and energy. In the Kelvin-Plank statement, a device cannot be constructed
to operate in a cycle and produce no other effect besides mechanical work through the
exchange of heat with a single reservoir. Alternatively, in the Clausius statement, it is
impossible to construct a device operating in a cycle and producing no effect other than
the transfer of heat from a cooler body to a hotter body (van Wylen and Sonntag, 1965).
In continuum mechanics, a statement of the Second Law is made to place restrictions on
continua. However, in the case of continuum mechanics the restrictions are placed on the
material response functions called constitutive responses.
In this section, a thermodynamic parameter called entropy is introduced as a way to
link mechanical and thermal responses. Using this parameter the second law of thermo-
dynamics is stated in the form of the Clausius-Duhem equation. This equation is used
in later sections to place functional restrictions on postulated constitutive responses for
various materials.
At any given state for the continuum there are various quantities that effect the internal
energy. These might be the volume of an ideal gas or the components of the deformation
gradient of a solid. In the case of the deformation gradient, the nine components represent
180 Continuum Mechanics for Engineers
a deformation in the body that is storing energy. The collection of these parameters is
called the thermodynamic substate and will be denoted by v 1;v2;;vn.2
While the thermodynamic substate influences the internal energy of the body it does
not completely define it. Assume that the substate plus an additional independent scalar
parameter,, is sufficient to define the internal energy. This definition may be made in
the form of
u=f(;v1;v2;;vn) (5.66)
which is often referred to as the caloric equation of state. Parameter is called the specific
entropy. Since the internal energy is unambiguously defined once entropy is adjoined to
the substate, the combination plus v1;v2;;vnconstitutes the thermodynamic state.
Temperature is the result of the change in internal energy with respect to entropy
=@u
@: (5.67)
Furthermore, partial differentiation of the internal energy with respect to the thermody-
namic substate variables results in thermodynamic tensions
a=@u
@va: (5.68)
The preceding equations can be used to write a differential form of the internal energy as
follows:
du=d+X
aadva: (5.69)
From Eqs 5.66 and 5.67 we see that both temperature and thermodynamic tensions are
functions of entropy and the substate parameters.
Assuming that all the functions defined in this section are continuously differentiable
as many times as necessary, it is possible to solve for entropy in terms of temperature
=(;va): (5.70)
This result may be substituted into the caloric equation of state to yield internal energy
as a function of temperature and substate parameters
u=u(;va): (5.71)
Using this result in Eq 5.68 allows the definition of the thermal equations of state
a=a(;va) (5.72)
which inverts to give the substate parameters
va=va(;a): (5.73)
2Notation warning: Do not confuse these thermodynamic substate parameters with particle velocity
Fundamental Laws and Equations 181
The principles of thermodynamics are often posed in terms of thermodynamic poten-
tials which may be defined as follows:
internal energy u; (5.74a)
free energy =u-; (5.74b)
enthalpy =u-P
aava;(5.74c)
free enthalpy =-=u--P
aava:(5.74d)
These potentials are related through the relationship
u- +-=0: (5.75)
All of the energy potentials may be written in terms of any one of the following indepen-
dent variable sets
;va;;va;;a;;a: (5.76)
In order to describe the motion of a purely mechanical continuum the function xi=
xi(XA;t)is needed. Adding the thermodynamic response requires the addition of tem-
perature,, or, equivalently, entropy, , both being a function of position and time
=(XA;t) or=(XA;t) (5.77)
When considered for a portion Pof the body, the total entropy is given as
H=Z
PdV; (5.78)
and the entropy production in the portion Pis given by
=Z
P
dV (5.79)
where the scalar
is the specific entropy production . The second law can be stated as
follows: the time rate-of-change in the entropy equals the change in entropy due to heat
supply, heat flux entering the portion, plus the internal entropy production. For a portion
Pof the body, this is written as
d
dtZ
PdV =Z
Pr
dV-Z
@Pqini
dS+Z
P
dV: (5.80)
The entropy production is always positive which leads to a statement of the second law
in the form of the Clausius-Duhem inequality
d
dtZ
PdV >Z
Pr
dV-Z
@Pqini
dS: (5.81)
This global form can easily be posed locally by the now-familiar procedures. Applying
the divergence theorem to the heat flux term yields
Z
@Pqini
dS=Z
Pqi
;idV:
182 Continuum Mechanics for Engineers
Furthermore, the differentiation of the entropy term is simplified by the fact that it is a
specific quantity (see Section 5.2, Eq 5.18). Thus, we write
Z
Ph
˙-r
+qi
;ii
dV>0; (5.82)
and since this must hold for all arbitrary portions of the body, and the integrand is
continuous, then
˙-r
+qi
;i=˙-r
+qi;i
-1
2qi;i>0:
Thus, the local form of the Clausius-Duhem equation is
˙-r+qi;i-1
qi;i>0: (5.83a)
Often, the gradient of the temperature is written as gi=;iin which case Eq 5.83a
becomes
˙-r+qi;i-1
qigi>0: (5.83b)
Combining this result with Eq 5.65 brings the stress power and internal energy into the
expression giving a reduced form of the Clausius-Duhem
˙-˙u+dijtij-1
qigi>0: (5.84)
One final form of the Clausius-Duhem equation is obtained by using Eq 5.74b to obtain
the local dissipation inequality
- ˙ +˙
+dijtij-1
qigi>0: (5.85)
Finally, the fundamental laws are summarized in a Table 5.1. This table shows the
global and local forms of conservation of mass, linear momentum, angular momentum,
energy and the Clausius-Duhem equation. Details on these fundamental equations dis-
cussed in preceding sections provide the foundation from which engineering problems
are solved. All that is needed in addition to these fundamental equations is a constitutive
response.
5.8 The General Balance Law
The above discussion leads to a general expression for the balance law.3The balance law
is an integral expression that applies to the body as a whole or some part of the body.
The expression for the balance law is
d
dtZ
P (x;t)dV=Z
@P (x;t)dS+Z
P(x;t)dV: (5.86)
3In the literature, some authors use master balance law rather than general balance law.
Fundamental Laws and Equations 183TABLE 5.1
Fundamental equations in global and local forms.
Global Form Local Form
Conser vation of Mass ˙m=Z
V(x;t)dV =0 ˙+vi;i=0
@
@t+(vi);i=0
J=0
Linear Momentumd
dtZ
VvidV=Z
St(^n)
idS+Z
VbidV ˙vi=tji;j+bi
Angular Momentumd
dtZ
V"ijkxj(vk)dV=Z
S"ijkxjt(^n)
kdS+Z
V"ijkxj(bk)dV "ijktij=0ortij=tji
Conser vation of Energyd
dtZ
V1
2vivi+u
dV=
Z
V(bivi+r)dV+Z
S
t(^n)
ivi-qini
dS˙u-tijdij-r+qi;i=0
Clausius-Duhem Equationd
dtZ
VdV >Z
Vr
dV-Z
Sqi
nidS ˙-r
+qi
;i>0
˙-˙u+tijdij-1
qi;i>0
˙ +˙-tijdij-1
qi;i>0
184 Continuum Mechanics for Engineers
TABLE 5.2
Identification of quantities in the balance laws.
Balance Law Property Flux Source
Mass 0 0
Momentum vt(^n)(x;t;)b
Angular Momentum xvxt(^n)(x;t)xb
Energy1
2vv+ut(^n)(x;t)v-qnb+r
Entropy -qn
r
Physically this expression states that the time rate of change of the field is equal to the
flux of through the boundary @Pplus the rate of increase or generation, , of within
the volume V.is the source of within the volume. Similarly, by changing the equality
in Eq 5.86, the balance law can be recast as an inequality with a similar interpretation.
d
dtZ
P (x;t)dV>Z
@P (x;t)dS+Z
P(x;t)dV: (5.87)
These expressions are in the current or deformed configuration.
If the flux depends on the normal to the boundary, ^n, the flux, (x;t;^n), will be a tensor
one order higher than the field quantity or the source term . The surface integral in
Eq 5.86 can be converted to a volume integral by using the divergence theorem Eq 2.93.
This leads through the localization principle to a partial differential equation that applies
pointwise to determine the field (x;t).
d
dt+ divv=div +: (5.88)
Table 5.2 shows the relationship of the quantities in the various balance laws to the master
balance law.
The discussion to this point focused on a continuum body with a fixed set of material
points. This gives rise to the balance of mass that has no mass flux or source terms.
One very important class of materials that is gaining increasing importance is biological
materials. In biological systems, mass increases by the growth of additional material. This
requires a recasting of the continuum balance equations to accommodate the addition of
mass through the growth of new material.
Growth can occur in biological systems through either volumetric growth as in soft
tissue or by surface growth as in bone. The focus in the following will be on materials
that exhibit volumetric growth. The mass balance equation requires an added source term
to model the volumetric growth
d
dtZ
PdV=Z
PcdV (5.89)
wherecis the mass growth per unit density. This results in a local balance of mass
equation
d
dt+vk;k=c ord
dt+divv=c: (5.90)
Fundamental Laws and Equations 185
The balance of linear momentum requires an additional source term to accommodate
the momentum that the added mass brings to the system
d
dtZ
PvidV=Z
@Pt(^n)
idS+Z
PbidV+Z
PcvidV; (5.91)
or
d
dtZ
PvdV=Z
@Pt(^n)dS+Z
PbdV+Z
PcvdV:
To determine the local form of the balance of linear momentum, it is necessary to deter-
mine the derivative of an integral quantity per unit mass
d
dtZ
PfdV =Z
P
˙f+cf
dV: (5.92)
The last result follows from Eq 5.90 and is equivalent to Eq 5.18 when cis zero. This
result together with t(^n)
i=tjinjyields the local balance of linear momentum
dvi
dt=tji;j+bi: (5.93)
The local form for the balance of linear momentum is unchanged by the addition of the
mass. Balance of angular momentum also requires an additional source term for the
added system mass. That is
d
dtZ
P"ijkxjvkdV=Z
@P"ijkxjt(^n)
kdS+Z
P"ijkxj(bk+cvk)dV; (5.94)
or
d
dtZ
P(x-0)vdV=Z
@P(x-0)t(^n)dS+Z
P(x-0)(b+cv)dV:
This results in a symmetric stress tensor upon using the balance of mass and linear mo-
mentum. This is the case since the volumetric growth is not coupled to other mechanisms
like species diffusion or micromolecular processes.
The energy and entropy equations must be modified for the body as growing mass
is added. The added mass brings with it an associated kinetic energy and internal en-
ergy. The assumption that the added material is mechanically equivalent to the existing
material at the point gives
d
dtZ
V1
2vivi+u
dV=Z
P(bivi+r)dV+Z
@P
t(^n)
ivi-qini
dS
+Z
Pc1
2vivi+u
dV+Z
Pc¯hdV: (5.95)
The final term represents a rate of growth energy needed to account for any additional en-
ergy required to create material with the same internal and kinetic energy as the original
material. The local form of the energy equation is
˙u-tijdij-r+qi;i-c¯h=0or˙u-T:D-r+divq-c¯h=0; (5.96)
where balance of mass, linear momentum and symmetry of the stress tensor were used
in arriving at this result.
186 Continuum Mechanics for Engineers
The entropy inequality is
d
dtZ
PdV >Z
Pr
dV-Z
@Pqini
dS+Z
Pc0
@+=
h
1
AdV:
The added mass brings additional entropy and an additional entropy production,=
h, like
that in the energy equation. Using the standard procedure, the local form of the entropy
inequality is
˙-r+qi;i-1
qi;i-c=
h
>0: (5.97)
The specific free energy, =u-, allows the entropy production rate to be eliminated
from 5.97 with Eq 5.96 giving the energy rate ˙ u. This yields an entropy production
inequality of
-
˙ -˙
-tijdij-1
qi;i+ch>0:
The value of the variable hish=¯h-=
h. The reduced entropy equation can be used to
restrict constitutive equations for this special class of biologically growing material.
5.9 Restrictions on Elastic Materials by the Second Law of Thermody-
namics
In general, the thermomechanical continuum body must be specified by response func-
tions that involve mechanical and thermodynamic quantities. To completely specify the
continuum, a thermodynamic process must be defined. For a continuum body Bhaving
material points Xa thermodynamic process is described by eight functions of the material
point and time. These functions would be as follows:
1. Spatial position xi=i(X;t),
2. Stress tensor tij=tij(X;t),
3. Body force per unit mass bi=bi(X;t),
4. Specific internal energy u=u(X;t),
5. Heat flux vector qi=qi(X;t),
6. Heat supply per unit mass r=r(X;t),
7. Specific entropy =(X;t),
8. Temperature (always positive) =(X;t).
A set of these eight functions which are compatible with the balance of linear momentum
and the conservation of energy makes up a thermodynamic process. These two balance
laws are given in their local form in Eqs 5.22 and 5.65 and are repeated below in a slightly
different form:
tji;j-˙vi= -bi;
˙u-tijdij+qi;i=r:(5.98)
Fundamental Laws and Equations 187
In writing the balance laws this way, the external influences on the body, heat supply and
body force, have been placed on the right-hand side of the equal signs. From this it is
noted that it is sufficient to specify xi;tij;u;qi;;andand the remaining two process
functionsrandbiare determined from Eqs 5.98.
One of the uses for the Clausius-Duhem form of the second law is to infer restrictions on
the constitutive responses. Taking Eq 5.85 as the form of the Clausius-Duhem equation
we see that functions for stress, free energy, entropy, and heat flux must be specified.
The starting point for a constitutive response for a particular material is the principle of
equipresence (Coleman and Mizel, 1963):
An independent variable present in one constitutive equation of a material
should be so present in all, unless its presence is in direct contradiction with
the assumed symmetry of the material, the principle of material objectivity, or
the laws of thermodynamics.
For an elastic material, it is assumed that the response functions will depend on the
deformation gradient, the temperature, and the temperature gradient. Thus, we assume
tij=˜tij(FiA;;gi); =˜ (FiA;;gi);
=˜(FiA;;gi); q =˜q(FiA;;gi):(5.99)
These response functions are written to distinguish between the functions and their value.
A superposed tilde is used to designate the response function rather than the response
value. If an independent variable of one of the response functions is shown to contradict
material symmetry, material frame indifference, or the Clausius-Duhem inequality it is
removed from that function’s list.
In using Eq 5.85, the derivative of must be formed in terms of its independent vari-
ables
˙ =@˜
@FiA˙FiA+@˜
@˙+@˜
@gi˙gi: (5.100)
This equation is simplified by using Eq 4.139 to replace the time derivative of the defor-
mation gradient in terms of the velocity gradient and deformation gradient
˙ =@˜
@FiALijFjA+@˜
@˙+@˜
@gi˙gi: (5.101)
Substitution of Eq 5.100 into 5.85 and factoring common terms results in
-@˜
@+˜
˙+
tij-@˜
@FiAFjA
Lij-@˜
@gi˙gi-1
˜qigi>0: (5.102)
Note that in writing Eq 5.102 the stress power has been written as tijLijrather thantijdij.
This can be done because stress is symmetric and adding the skew–symmetric part of Lij
is essentially adding zero to the inequality. The velocity gradient is used because the
partial derivative of the free energy with respect to the deformation gradient times the
transposed deformation gradient is not, in general, symmetric.
The second law must hold for every thermodynamic process, which means a special
case may be chosen which might result in further restrictions placed on the response
functions. That this is the case may be demonstrated by constructing displacement and
temperature fields as such a special case. Define the deformation and temperature field
as follows:
xi=(XA;t)=YA+AiA(t) [XA-YA];
188 Continuum Mechanics for Engineers
=(XA;t)=(t)+[AAi(t)ai(t)] [XA-YA]: (5.103)
Here,XAandYAare the positions in the reference configuration of material points Xand
Y, and function AiA(t)is an invertible tensor, ai(t)is a time dependent vector, and (t)
is a scalar function of time. At the spatial position YA, the following is readily computed
(YA;t)=(t); (5.104)
FiA(YA;t)=AiA(t): (5.105)
Note that Eq 5.103 may be written in terms of the current configuration as
(yi;t)=(t)+ai(t) [xi-yi]: (5.106)
Thus, the gradient of the temperature at material point Yis written as
;i=g;i=ai(t): (5.107)
From Eqs 5.104, 5.105, and 5.106 it is clear that quantities ,gi;andFiAcan be inde-
pendently chosen. Furthermore, the time derivatives of these quantities may also be
arbitrarily chosen. Because of the assumed continuity on the response functions, it is
possible to arbitrarily specify functions u,gi;andFiAand their time derivatives.
Returning to an elastic material and Eq 5.101, for a given material point in the con-
tinuum, consider the case where the velocity gradient, Lij, is identically zero and the
temperature is constant. This means Lij=0and ˙=0. Furthermore, assume the temper-
ature gradient to be some arbitrary constant gi=g0
i. Eq 5.102 becomes
-@˜
FiA;0;g0
i
@gi˙gi-1
˜qi
FiA;0;g0
i
gi>0:
Again, take advantage of the fact that the second law must hold for all processes. Since
˙giis arbitrary it may be chosen to violate the inequality. Thus, the temperature gradient
time derivative coefficient must be zero
@˜
FiA;0;g0
i
@gi=0: (5.108)
Sinceg0
iwas taken to be an arbitrary temperature gradient, Eq 5.108 implies that the free
energy is not a function of the temperature gradient. That is,
@˜ (FiA;0;gi)
@gi=0
which immediately leads to =˜ (FiA;). This fact eliminates the third term of Eq 5.102.
Further information about the constitutive assumptions can be deduced by applying
additional special cases to the now reduced Eq 5.102. For the next special process, con-
sider an arbitrary material point at an arbitrary time in which Lij=0and ˙g=0, but the
temperature gradient is an arbitrary constant gi=g0
i. For this case, the Clausius-Duhem
inequality is written as
-@˜ (FkB;)
@+˜
FkB;;g0
k
˙-1
˜qi
FkB;;g0
k
g0
i>0 (5.109)
which must hold for all temperature rates, ˙. Thus, the entropy response function may
be solved in terms of the free energy
˜
FkB;;g0
k
= -@˜ (FkB;)
@;
Fundamental Laws and Equations 189
and since the free energy is only a function of the deformation gradient and temperature
the entropy must be a function of only those two as well. That is,
=˜(FkB;)= -@˜
@: (5.110)
One more application of the Clausius-Duhem inequality for a special process will lead
to an expression for the Cauchy stress in terms of the free energy. For this process, select
the temperature gradient to be an arbitrary constant and the time rate-of-change of the
temperature gradient to be identically zero. Eq 5.102 becomes
˜tij
FkB;;g0
k
-@˜
@FiAFjA
Lij-1
˜qi
FkB;;g0
k
g0
i>0 (5.111)
which must hold for all velocity gradients Lij. Picking aLijthat would violate the in-
equality unless the coefficient of Lijvanishes implies
tij=˜tij(FkB;)=@˜
@FiAFjA: (5.112)
In arriving at Eq 5.111 it was noted that the free energy had already been shown to be
independent of the temperature gradient by virtue of Eq 5.108. Thus, gkwas dropped
from the independent variable list in Eq 5.111.
Finally, substituting the results of Eqs 5.112, 5.110, and 5.108 into 5.102 a last restriction
for an elastic material is found to be
˜qigi60: (5.113)
5.10 Invariance
The concept of invariance has been discussed in Section 2.5 with respect to tensors. A ten-
sor quantity is one which remains invariant under admissible coordinate transformations.
For example, all the different stress components represented by Mohr’s circle refer to a
single stress state. This invariance is crucial for consolidating different stress components
into a yield criterion such as the maximum shearing stress (or Tresca criterion).
Invariance plays another important role in continuum mechanics. Requiring a contin-
uum to be invariant with regards to reference frame, or have unchanged response when
a superposed rigid body motion is applied to all material points, has significant results
associated with them. The most important of these consequences might be restrictions
placed on constitutive models as discussed in the next section.
There are two basic methods for examining invariance of constitutive response func-
tions: material frame indifference and superposed rigid body motion. In the first, a continuum
body’s response to applied forces or prescribed motion must be the same as observed
from two different reference frames. The body and the applied forces remain the same;
only the observers reference frame changes. In superposing a rigid body motion to the
body the observer maintains the same reference frame. Here, each material point has
a superposed motion added to it. The forces applied to the body are rotated with the
superposed motion.
190 Continuum Mechanics for Engineers
Both of these methods produce the same restrictions on constitutive responses within
the context of this book. In this text, the method of superposed rigid body motion will be
presented as the means for enforcing invariance.
The superposition of a rigid motion along with a time shift can be applied to the basic
definition of the motion
xi=i(XA;t): (5.114)
From this state a superposed rigid body motion is applied maintaining all relative dis-
tances between material points. Also, since the motion is a function of time, a time shift
is imposed on the motion. After the application of the superposed motion, the position of
the material point becomes x+
iat timet+=t+awhereais a constant. A superscript “+”
is used for quantities having the superposed motion. Some literature uses a superscript
“” to denote this, but since we use this to represent principal stress quantities the “+” is
used. The motion in terms of the superposed motion is written as
x+
i=+
i(XA;t): (5.115)
Assuming sufficient continuity, the motion can be written in terms of the current config-
uration since XA=-1(xi;t). That is to say
x+
i=+
i(XA;t) = ˜+
i(xi;t) (5.116)
where ˜+
iis written because the substitution of XA=-1(xi;t)results in a different
function than +
i.
To represent the relative distance between two particles, a second material point is
selected. In an analogous manner, it is straight-forward to determine
y+
i=+
i(YA;t) = ˜+
i(yi;t): (5.117)
Relative distance between material particles XAandYAis written as
x+
i-y+
i
x+
i-y+
i
=
˜+
i(xi;t)-˜+
i(yi;t)
˜+
i(xi;t)-˜+
i(yi;t)
(5.118)
which is the dot product of the vector between positions xiandyi. Since the material
pointsXAandYAwere arbitrarily chosen, quantities xiandyiare independent. Subse-
quent differentiation of Eq 5.118 with respect to xithenyiresults in
@˜+
i(xj;t)
@xp@˜+
i(yj;t)
@yq=pq: (5.119)
Since this must hold for all pairs of material points, it is possible to set
@˜+
i(xj;t)
@xp=@˜+
i(yj;t)
@yp=Qip(t): (5.120)
Use of Eq 5.120 in Eq 5.119 shows that the matrix Qip(t)is orthogonal. Furthermore, since
the special case of the superposed motion as a null motion, that is ˜ +
i(xi;t) =xi, then
matrixQip(t)must be proper orthogonal having Qip(t)Qiq(t) =pqand det(Qip) = +1.
To come up with a particular form for the superposed motion, Eq 5.120 may be spatially
integrated to obtain
˜+
i(xi;t) =a(t)+Qim(t)xm; (5.121a)
or
x+
i=ai+Qimxm: (5.121b)
Fundamental Laws and Equations 191
x2
x1
x1�x2�P
P�P ‛
θθ
c(t)
FIGURE 5.2
Reference frames Ox1x2x3andO+x+
1x+
2x+
3differing by a superposed rigid body motion.
Vectoraimay be written in the alternative form
ai(t)=c+
i
t+
-Qim(t)cm(t) (5.122)
yielding
x+
i=c+
i+Qim[xm-cm] (5.123)
where
QimQin=QmiQni=mn and det (Qij)=1: (5.124)
A similar development of the superposed motion can be obtained by assuming two
Cartesian reference frames Ox1x2x3andO+x+
1x+
2x+
3which are separated by vector ci(t)
and rotated by an admissible coordinate transformation defined by Qim(Malvern, 1969).
Rather than integrating differential Eq 5.120, the superposed motion can be written as
p+
i=ci(t)+Qim(t)pm (5.125)
where vectors p+
iandpmare defined as shown in Fig. 5.2. Here, Qimis simply the matrix
of the direction cosines between Ox1x2x3andO+x+
1x+
2x+
3.
Example 5.2
Show that the superposed rigid body motion dened by Eq 5.123 is distance
and angle preserving.
Solution
Consider the distance squared between material points XAandYAin terms of
the superposed motion
x+
i-y+
i
x+
i-y+
i
=Qim(xm-ym)Qin(xn-yn)
=QimQin(xm-ym) (xn-yn):
192 Continuum Mechanics for Engineers
SinceQimis orthogonal
x+
i-y+
i
x+
i-y+
i
=nm(xm-ym) (xn-yn)
=(xm-ym) (xm-ym)
where the delta substitution property has been used. Thus, distance is preserved
in the superposed motion.
Three material points, XA,YA, andZA, are used to show that angles are
preserved in the superposed rigid body motion. Let +be the angle included
between vectors x+
i-y+
iandx+
i-z+
i. Use of the denition of the dot product
gives a convenient way to represent the angle +
cos+=x+
i-y+
i
jx+n-y+njx+
i-z+
i
jx+n-z+nj:
Note the \n" indices in the denominator do not participate in the summation
since they are inside the vector magnitude operator. Direct substitution for
Eq 5.121 followed by utilizing the orthogonality of Qimand use of results from
the rst part of this example gives
cos+=Qim(xm-ym)Qin(xn-zn)
jxn-ynjjxn-znj
=QimQin(xm-ym) (xn-zn)
jxn-ynjjxn-znj
=mn(xm-ym) (xn-zn)
jxn-ynjjxn-znj
=(xm-ym) (xm-zm)
jxn-ynjjxn-znj
=cos:
Next, consider how superposed rigid body motion affects the continuum’s velocity.
Define the velocity in the superposed configuration as the time derivative with respect to
t+
v+
i=˙x+
i=dx+
i
dt+: (5.126)
By the result of Eq 5.121 along with the chain rule, the velocity is given by
v+
i=d
dt+[ai(t)+Qim(t)xm]
=d
dt[ai(t)+Qim(t)xm]dt
dt+:
Fundamental Laws and Equations 193
Recall the definition t+=t+afrom which it is obvious that dt=dt+=1. As a result of
this, an expression for the velocity under a superposed rigid body motion is obtained by
taking the time derivatives of the bracketed term of the preceding equation:
v+
i=˙ai(t)+˙Qim(t)xm+Qim˙xm
=˙ai(t)+˙Qim(t)xm+Qimvm: (5.127)
Define
ij(t)=˙Qim(t)Qjm(t); (5.128)
or, written an alternative way by post-multiplying by Qjk
ij(t)Qjk(t)=˙Qim(t)Qjm(t)Qjk(t)=˙Qik(t): (5.129)
Substituting Eq 5.129 into the second of Eq 5.127 yields an expression for the velocity field
of a continuum undergoing a superposed rigid body rotation
v+
i=˙ai+
ijQjkxk+Qimvm: (5.130)
Note that
ijis skew–symmetric by taking the time derivative of the orthogonality
condition for Qij. That is,
d
dt[QimQin] =d
dt[1] =0:
When the derivatives are taken
˙QimQin+Qim˙Qin=0;
and the definition of ˙Qimused from Eq 5.129 substituted into this expression yields
Qim[
ji+
ij]Qjm=0:
This is true only if the bracketed term is zero, thus
ij= -
ji: (5.131)
The fact that
ijis skew–symmetric means that it has an axial vector defined by
!k= -1
2"ijk
ij (5.132)
which may be inverted to give
ij= -"ijk!k: (5.133)
In the case of rigid body dynamics, the axial vector !kcan be shown to be the angular
velocity of the body (see Problem 5.37).
For later use in constitutive modeling, various kinematic quantities’ properties under
superposed rigid body motions will be needed. Here, a derivation of the superposed rigid
body motion’s effect on vorticity and rate-of-deformation tensors will be demonstrated.
Start with the velocity given in Eq 5.130 and substitute for xiusing Eq 5.121b to write
v+
i=˙ai+
ij[x+
j-aj] +Qijvj (5.134)
=Qij+˙Qimxm+˙ai-
ijaj (5.135)
=Qijvj+˙Qimxm+ci (5.136)
194 Continuum Mechanics for Engineers
where Eq 5.128 has been used in going from Eq 5.134 to 5.135, and ci=˙a-
ijajhas
been used in going from Eq 5.135 to 5.136. Writing the velocity in this form allows for a
more convenient computation of the velocity gradient in the superposed reference frame
@v+
i
@x+m=
ij@x+
j
@x+m+Qij@vj
@x+m: (5.137)
Note that
@x+
j
@x+m=jm;
and
@vj
@x+m=@vj
@xn@xn
@x+m=@vj
@xn@
@x+m[Qkn
x+
k-ak
]
where the last substitution comes from solving for x+
kin Eq 5.121b. Use of these in
Eq 5.137 followed by the delta substitution property yields
@v+
i
x+m=
im+QijQmnvj;n=
im+QijQmn[djn+wjn] (5.138)
wheredjnandwjnare the rate-of-deformation and vorticity, respectively. In the su-
perposed motion the velocity gradient may be decomposed into symmetric and skew–
symmetric parts
@v+
i
@x+m=d+
im+w+
im
which are the rate-of-deformation and vorticity in the superposed rigid body frame. From
Eqs 5.138 and 5.131 it is clear that
d+
ij=QimQjndmn; (5.139)
and
w+
ij=
ij+QimQjnwmn: (5.140)
Recalling the general transformation equations introduced in Chapter 2 it would be ex-
pected that vectors and second-order tensors transform according to the generic formulae
u+
i=Qimum; U+
ij=QimQjnUmn:
But preceding results show us that this is not the case. Velocity and vorticity transform in
more complex ways. All that is left to ready ourselves for the study of constitutive equa-
tion theory is to determine how stress transforms under superposed rigid body motion.
The transformation of the stress vector and the stress components is not as clear cut as
the kinematic quantities demonstrated above. This is a result of starting with the stress
vector which is a force. It is assumed that forces transform as a generic vector in the form
of
t+
i=Qijtj:
Since stress is a measure of force per unit area, a regression back to kinematic results is
necessary to determine how a differential area transforms under superposed rigid body
motion. A differential element of area in the current configuration may be written as
dak=J@XK
@xkdAK:
Under the superposed rigid body motion the differential area element is written as
Fundamental Laws and Equations 195
da+
k=da+n+
kJ+@XK
@x+
kdAK (5.141)
where reference quantities do not change, da+is the infinitesimal area, and n+
kis the unit
normal vector to the area all in the superposed rigid body motion state. This expression
will be further reduced in several steps.
First, the Jacobian can be shown to transform according to J+=J(see Problem 5.33).
Next, the quantity @XK=@x+
kis the inverse of the deformation gradient as represented in
the superposed rigid body rotated frame. Application of the chain rule yields
@XK
@x+
k=@XK
@xj@xj
@x+
k: (5.142)
The last term of this equation is evaluated by referring to Eq 5.121b and solving for xkby
pre-multiplying by Qik. Differentiation of the result shows that the last term of Eq 5.142
isQik. Thus
@XK
@x+
k=@XK
@xjQkj;
or
(FkK)-1=F-1
jKQkj: (5.143)
Substitution of the results from the preceding paragraph into Eq 5.141 results in
da+
k=da+n+
k=Qkjdaj=Qkj(da)nj: (5.144)
Squaring the second and fourth terms of the above equation and equating them leads to
(da+)2= (da)2, and since area is always a positive number
da+=da: (5.145)
With the use of Eqs 5.144 and 5.145, it is evident that
n+
k=Qkjnj: (5.146)
All that remains is to determine how the stress components transform under super-
posed rigid body motion. All the results are now in place to find this transformation. In
the superposed rigid body motion frame, the stress vector t+
ican be written as
t+
i=t+
ijn+
j=t+
ijQjknk (5.147)
where Eq 5.146 has been used. The assumed transformation for the stress vector yields
t+
i=Qijtj=Qijtjknk (5.148)
where, as in Eq 5.147, Cauchy’s stress formula has been used. Equating the stress vector
in the superposed rigid body reference frame leads to
t+
ijQjk-Qijtjk
nk=0
which holds for all nk. Thus, the terms in parenthesis must equal zero. Multiplying
the remaining terms by Qmkresults in the following expression for stress component
transformation under superposed rigid body motion:
t+
ij=QimQjntmn: (5.149)
196 Continuum Mechanics for Engineers
In plasticity, as well as explicit finite element formulations, the stress constitutive re-
sponse is usually formulated in an incremental form. This means that the stress rate is
used. The stress rate must be objective meaning
˙t+
ij=˙QimQjntmn+Qim˙Qjntmn+QimQjn˙tmn: (5.150)
It is clear from this equation that the stress rate is not objective even though the stress is
objective. This result is serious since the stress rate as shown in Eq 5.150 could not be
used as a response function or in the independent variable list of a response function.
Luckily, there are several ways to express a form of the stress rate in an invariant manner.
One way to obtain an objective stress rate is found from using the spin tensor wij.
Using Eqs 5.140 and 5.128 to solve for ˙Qijin terms of the spin
˙Qip=w+
ijQjp-Qimwmp (5.151)
which is then substituted into Eq 5.150 to give
˙t+
ij=w+
iqQqmtmnQjn+QimtmnQqnw+
jq
+Qim[˙tmn-wnqtmq-wmqtqn]Qjn:(5.152)
Placing all quantities referred to the superposed rigid body motion to the left-hand side
of the equal sign and using Eq 5.149 results in
˙t+
ij-w+
iqt+
qj-t+
iqwjq=Qim[˙tmn-wmqtqn-tmqwnq]Qjn: (5.153)
It is clear that the quantity ˙tmn-wnqtmq-wmqtqnis objective which leads to the
definition of the so called Jaumann stress rate
r
tij=˙tij-Wiqtqj-tiqWjq: (5.154)
There are several other stress rate definitions satisfying objectivity. For example, the
Green-Naghdi stress rate is given as
tij=˙tij+
iqtqj+tiq
jq (5.155)
where
iqis defined in Eq 5.128.
5.11 Restrictions on Constitutive Equations from Invariance
It was seen in Section 5.9 that the second law of thermodynamics places restrictions on the
form of constitutive response functions. Material frame indifference, or superposed rigid
body motion, may also place restrictions on the independent variables of the response
function as was stated in the principle of equipresence. In Section 5.10, the behavior
of many of the quantities used in continuum mechanics undergoing a superposed rigid
body motion was presented. This section will examine the response functions of bodies
undergoing a superposed rigid body motion. In particular, what restrictions are placed
on the constitutive independent variables given in Eq 5.99.
Under a superposed rigid body motion, scalars are unaffected allowing the following
to be written
Fundamental Laws and Equations 197
u+=u; +=; +=: (5.156)
This being the case, it is clear from Eq 5.74a through 5.74d that ,, andwould be un-
affected by the superposed rigid body motion. The remaining quantities of the response
functions of Eq 5.99 and their independent variables are affected in different ways from
the superposed rigid body motion. Under a superposed rigid body motion, these func-
tions transform as follows (some of these are repeated from Section 5.10 or repeated in
slightly different form):
F+
iA=QijFjA; (5.157)
˙F+
iA=Qij˙FjA+
ijQjkFkA; (5.158)
L+
im=QijLjnQnm+
im; (5.159)
t+
ij=QiktklQlj; (5.160)
q+
i=Qijqj; (5.161)
g+
i=Qijgj; (5.162)
where
ijis a skew–symmetric tensor defined by Eq 5.128.
Constitutive equations are objective if and only if they transform under a superposed
rigid body motion as follows:
u+
+;F+
iA
=u(;FiA); (5.163a)
+
+;F+
iA
=(;FiA); (5.163b)
t+
ij
+;F+
mA
=Qiktkl(;FmA)Qlk; (5.163c)
q+
i
+;F+
iA;g+
i;L+
kl
=Qimqm(;FiA;gi;Lkl): (5.163d)
In writing these equations it is noted that the roles of andcan be interchanged be-
cause of assumed continuity. Also, restricting the independent variable list of Eqs 5.163a
through 5.163c to the entropy (or temperature) and the deformation gradient has been
shown to be a general case (Coleman and Mizel, 1964). Finally, the set of constitutive
functions may be in terms of different response functions. That is, the elastic material
considered in Section 5.9 had response functions ,tij,, andipostulated. However, it
could have just as easily been postulated as a function of u,,tij, andqi.
As an example of how Eqs 5.163 could restrict the independent variables consider a
fluid whose stress response function is assumed to be a function of density, , velocity,vi,
and velocity gradient, Lij. With these assumptions, the restrictions of Eq 5.163c would be
t+
ij
+;v+
k;d+
mn;w+
mn
=Qiptpl(;vk;dmn;wmn)Qlj (5.164)
where the velocity gradient has been decomposed into its symmetric and skew–symmetric
parts,dmnandwmn, respectively. Using the results of Problem 5.34, Eqs 5.136, 5.139, and
198 Continuum Mechanics for Engineers
5.140 results in
˜tij(;vk+ck;QmpdpqQqn;QmpwpqQqn+
mn)=Qip˜tpl(;vk;dmn;wmn)Qlj:
(5.165)
Since Eq 5.165 must hold for all motions, a specific rigid body rotation may be chosen to
reduce the constitutive assumption of Eq 5.164. For this purpose, suppose that Qij=ij
and thus ˙Qij=0. Using this motion and Eq 5.165 implies
˜tij(;vk+ck;dmn;wmn)=˜tij(;vk;dmn;wmn) (5.166)
where it is noted that Eq 5.128 has been used. In this case, vector ckis simply equal
to ˙akthe time derivative of the superposed rigid body motion integration factor (see
Eq 5.121). This arbitrary nature would allow for Eq 5.166 to be violated if the stress
function has velocity as an independent variable. Thus, velocity must be removed from
the independent variable list for stress leaving
tij=˜tij(;dmn;wmn): (5.167)
Again, with the modified response function Eq 5.167, the invariance condition under
superposed rigid body motion may be written as
˜tij(;QmpdpqQqn;QmpwpqQqn+
mn)=Qip˜tpl(;dmn;wmn)Qlj (5.168)
which must hold for all motions. Select a motion such that Qij=ijas before, but now
require
ij6=0. Substitution of this into Eq 5.168 leaves
˜tij(;dmn;wmn+
mn)=˜tij(;dmn;wmn) (5.169)
as the invariance requirement on the stress. For this to be true for all motions, the skew–
symmetric part of the velocity gradient must not be an independent variable.
Applying the superposed rigid body motion to the twice reduced response function
will yield further information. In this case,
˜tij(;QmpdpqQqn)=Qip˜tpl(;dmn)Qlj: (5.170)
SinceQijis a proper orthogonal tensor, and this equation would hold if Qijwere replaced
by its negative, so the stress must be an isotropic function of dmn. The most general form
of a second-order, isotropic tensor function of dmnmay now represent the stress response
tij= -p ()ij+()dkkij+2()dij (5.171)
wherep,, andare functions of density and would represent the viscosity coefficients.
5.12 Constitutive Equations
The global balance laws and resulting field equations developed earlier in this chapter are
applicable to all continuous media, but say nothing about the response of specific mate-
rials to force or temperature loadings. To fill this need, we introduce constitutive equations
which specify the mechanical and thermal properties of particular materials based upon
their internal constitution. Mathematically, the usefulness of these constitutive equations
Fundamental Laws and Equations 199
is to describe the relationships among the kinematic, mechanical, and thermal field equa-
tions and to permit the formulations of well-posed problems in continuum mechanics.
Physically, the constitutive equations define various idealized materials which serve as
models for the behavior of real materials. However, it is not possible to write down one
equation which is capable of representing a given material over its entire range of appli-
cation, since many materials behave quite differently under changing levels of loading,
such as, elastic-plastic response due to increasing stress. And so in this sense it is perhaps
better to think of constitutive equations as being representative of a particular behavior
rather than of a particular material.
In previous sections of this Chapter, the foundations of constitutive assumptions have
been addressed. On that fundamental level, it is not possible to discuss in detail the
fundamental derivation of all the constitutive models that an engineer would want to be
familiar with. Instead, the theoretical background and definitions were given along with
a few specific cases examined. This allows the inductive student to grasp the concepts
presented.
Since only a few constitutive models were considered from a fundamental basis, this
section is devoted to a brief survey of constitutive equations. This acts as an introduction
for subsequent chapters when various constitutive models are discussed as applications
of continuum mechanics.
A brief listing of some well-known constitutive equations is as follows:
(a) the stress-strain equations for a linear elastic solid assuming infinitesimal strains,
tij=Cijkmkm (5.172)
where theCijkm are the elastic constants representing the properties of the
body. For isotropic behavior, Eq 5.172 takes the special form
tij=ijkk+2ij (5.173)
in whichandare coefficients that express the elastic properties of the ma-
terial.
(b) the linear viscous fluid,
ij=Kijmndmn (5.174)
whereijis the shearing stress in the fluid and the constants Kijmn represents
its viscous properties. For a Newtonian fluid,
ij=ijdkk+2dij (5.175)
whereandare viscosity coefficients.
(c)plastic stress-strain equation,
dP
ij=Sijd (5.176)
wheredP
ijis the plastic strain increment, Sijthe deviator stress, and da pro-
portionality constant.
(d)linear viscoelastic differential-operator equations
200 Continuum Mechanics for Engineers
fPgSij=2fQgij (5.177a)
tii=3Kii (5.177b)
where fPgandfQgare differential time operators of the form
fPg=NX
i=0pi@i
@ti(5.178a)
fQg=MX
i=0qi@i
@ti(5.178b)
and in which the coefficients piandqi(not necessarily constants) represent
the viscoelastic properties. Also, Kis the bulk modulus. Note further that this
pair of equations specifies separately the deviatoric and volumetric responses.
(e)linear viscoelastic integral equations
ij=Zt
0 s(t-t0)@Sij
@t0dt0(5.179a)
ii=Zt
0 v(t-t0)@tij
@t0dt0(5.179b)
where the properties are represented by sand v, the shear and volumetric
creep functions, respectively.
In formulating a well-posed problem in continuum mechanics, we need the field equa-
tions together with whatever equations of state are necessary, plus the appropriate con-
stitutive equations and boundary conditions. As a point of reference we list again, as a
group, the important field equations in both indicial and symbolic notation:
(a) the continuity equation (Eq 5.14)
@
@t+ (vk);k=0or@
@t+r(v)=0 (5.180)
(b) the equations of motion (Eq 5.22)
tji;j+bi=˙viorrT+b=˙v (5.181)
(c) the energy equation (Eq 5.65)
˙u-tijdij-r+qi;i=0or˙u-T:D-r+rq=0 (5.182)
Fundamental Laws and Equations 201
If we assume the body forces biand distributed heat sources rare prescribed, the above
collection consists of fiveindependent equations involving fourteen unknowns, namely,
;vi;tij;qiandu. In addition, in a non-isothermal situation, the entropy and tempera-
ture field=(x;t)have to be taken into consideration. For the isothermal theory, eleven
equations are needed in conjunction with the five field equations listed above. Of these,
six are constitutive equations, three are temperature-heat conduction equations (Fourier’s
law), and two are equations of state.
If the mechanical and thermal fields are uncoupled and isothermal conditions pre-
vail, the continuity equation along with the equations of motion and the six constitutive
equations provide a determinate set of ten kinematic-mechanical equations for the ten
unknowns;viandtij. It is with such rather simple continuum problems that we shall
concern ourselves in subsequent chapters.
References
[1] Carlson, D. E. (1984), “Linear thermoelasticity,” in S. Flugge’s Handbuch der Physik,
Vol. VIa/2 (edited by C. Truesdell), Springer-Verlag, pp. 297–345
[2] Coleman, B. D. and Noll, W. (1963), “The thermodynamics of elastic materials with
heat conduction and viscosity,” Arch. Rational Mech. Anal., Vol. 13, pp. 167–178 (4)
[3] Coleman, B. D. and Mizel, V . J. (1964), “Existence of caloric equations of state in
thermodynamics,” J. Chem. Phys., Vol. 40, pp. 1116–1125 (4)
[4] Dienes, J. K. (1979), ”On the Analysis of Rotation and Stress Rate in Deforming
Bodies,” Acta Mech., Vol. 32, pp. 217-232
[5] Flanagan, D. P . and Taylor, L. M., (1987), ”An Accurate Numerical Algorithm for
Stress Integration with Finite Rotations,” Computer Methods in Applied Mechanics and
Engineering, Vol. 62, pp. 305-320
[6] Green, A. E. and Naghdi, P . M., (1979), “A note on invariance under superposed
rigid body motions,” J. of Elasticity, Vol. 9, pp. 1–8
[7] Johnson, G. C. and Bammann, D. C., (1984), ”A discussion of stress rates in finite
deformation problems,” Int J Solids and Structures, Vol. 20, pp 725-737
[8] Malvern, L. E. (1969), Introduction to the Mechanics of a Continuous Medium, Prentice-
Hall, Inc., Englewood Cliffs, NJ
[9] Naghdi, P . M. (1984), “The theory of shells and plates,” in S. Flugge’s Handbuch der
Physik, Vol. II (edited by C. Truesdell), Springer-Verlag, pp. 425–640
[10] Van Wylen, G. J. and Sonntag, R. E. (1965), Fundamentals of Classic Thermodymanics,
Wiley, Inc., New York
202 Continuum Mechanics for Engineers
Problems
Problem 5.1
Determine the material derivative of the
ux of any vector property Q
ithrough the spatial
areaS. Specically, show that
d
dtZ
SQ
inidS=Z
S ˙Q
i+Q
ivk;k-Q
kvi;k
nidS
in agreement with Eq 5.5.
Problem 5.2
Let the property P
ij:::in Eq 5.1 be the scalar 1so that the integral in that equation
represents the instantaneous volume V. Show that in this case
˙Pij:::=d
dtZ
VdV=Z
Vvi;idV:
Problem 5.3
Verify the identity
"ijkak;j=2(˙wi+wiwj;j-wjvi;j);
and by using this identity as well as the result of Problem 5.1, prove that the material
derivative of the vorticity
ux equals one half the
ux of the curl of the acceleration; that
is, show that
d
dtZ
SwinidS=1
2Z
S"ijkak;jnidS:
Problem 5.4
Making use of the divergence theorem of Gauss together with the identity
@wi
@t=1
2"ijkak;j-"ijk"kmq(wmvq);j
show that
@
@tZ
VwidV=Z
S1
2"ijkak+wjvi-wivj
njdS:
Problem 5.5
Show that the material derivative of the vorticity of the material contained in a volume V
is given by
d
dtZ
VwidV=Z
S1
2"ijkak+wjvi
njdS:
Problem 5.6
Given the velocity eld
v1=ax1-bx2,v2=bx1+ax2,v3=cq
x2
1+x2
2
Fundamental Laws and Equations 203
wherea,b, andcare constants, determine
(a) whether or not the continuity equation is satised,
(b) whether the motion is isochoric.
Answer
(a) only when =0e-2at(b) only ifa=0
Problem 5.7
For a certain continuum at rest, the stress is given by
tij= -p0ij
wherep0is a constant. Use the continuity equation to show that for this case the stress
power may be expressed as
tijdij=p0˙
:
Problem 5.8
Consider the motion xi= (1 +t=k)Xiwherekis a constant. From the conservation of
mass and the initial condition =0att=0, determine as a function of 0,t, andk.
Answer
=0k3
(k+t)3
Problem 5.9
By combining Eqs 5.17b and 5.13, verify the result presented in Eq 4.161.
Problem 5.10
Using the identity
"ijkak;j=2(˙wi+wivj;j-wjvi;j)
as well as the continuity equation, show that
d
dtwi
="ijkak;j+2wjvi;j
2:
Problem 5.11
State the equations of motion and from them show by the use of the material derivative
˙vi=@vi
@t+vjvi;j;
and the continuity equation that
@(vi)
@t=(tij-vivj);j+bi:
204 Continuum Mechanics for Engineers
Problem 5.12
Determine the form which the equations of motion take if the stress components are given
bytij= -pijwherep=p(x;t).
Answer
ai= -p;i+bi
Problem 5.13
Let a material continuum have the constitutive equation
tij=ijdkk+2dij
whereandare constants. Determine the form which the equations of motion take in
terms of the velocity gradients for this material.
Answer
˙vi=bi+ (+)vj;ij+vi;jj
Problem 5.14
Assume that distributed body moments miact throughout a continuum in motion. Show
that the equations of motion are still valid in the form of Eq 5:22, but that the angular
momentum principle now requires
"ijktjk+mi=0
implying that the stress tensor can no longer be taken as symmetric.
Problem 5.15
For a rigid body rotation about the origin, the velocity eld may be expressed by vi=
"ijk!jxkwhere!jis the angular velocity vector. Show that for this situation the angular
momentum principle is given by
Mi=:
(!jIij)
whereMiis the total moment about the origin of all surface and body forces, and Iijis the
moment of inertia of the body dened by the tensor
Iij=Z
V(ijxkxk-xixj)dV:
Problem 5.16
Determine expressions for the stress power tijdijin terms of
(a) the rst Piola-Kircho stress tensor,
(b) the second Piola-Kircho stress tensor.
Fundamental Laws and Equations 205
Answer
(a)tijdij=˙FiAPiA=0(b)tijdij=sAB˙CAB=20
Problem 5.17
Show that, for a rigid body rotation about the origin, the kinetic energy integral Eq 5.53
reduces to the form given in rigid body dynamics, that is,
K=1
2!i!jIij
whereIijis the inertia tensor dened in Problem 5.15.
Problem 5.18
Show that one way to express the rate of change of kinetic energy of the material currently
occupying the volume Vis by the equation
˙K=Z
VbividV-Z
Vtijvi;jdV+Z
Svit(^n)
idS
and give an interpretation of each of the above integrals.
Problem 5.19
Consider a continuum for which the stress is tij= -p0ijand which obeys the heat
conduction law qi= -;i. Show that for this medium the energy equation takes the form
˙u= -p0vi;i+r+;ii:
Problem 5.20
If mechanical energy only is considered, the energy balance can be derived from the equa-
tions of motion. Thus, by forming the scalar product of each term of Eq 5.22 with the
velocityviand integrating the resulting equation term-by-term over the volume V, we
obtain the energy equation. Verify that one form of the result is
1
2:
(vv)+tr(TD)-bv-div(Tv)=0:
Problem 5.21
Show that for a continuum body experiencing volumetric growth
d
dtZ
PfdV =Z
P
˙f+cf
dV:
Problem 5.22
Using the local form of the balance of mass, Eq 5.90, show that the balance of linear
momentum for a material with volumetric growth is Eq 5.93
dvi
dt=tji;j+bi:
206 Continuum Mechanics for Engineers
Problem 5.23
Using the local form of the balance of mass, Eq 5.90, and linear momentum, Eq 5.93, show
that the stress in a volumetrically growing body is symmetric.
Problem 5.24
If a continuum has the constitutive equation
tij= -pij+dij+dikdkj
wherep,andare constants, and if the material is incompressible (dii=0), show that
tii= -3p -2IID
whereIIDis the second invariant of the rate of deformation tensor.
Problem 5.25
Starting with Eq 5.173 for isotropic elastic behavior, show that
tii= (3 +2)ii;
and using this result, deduce that
ij=1
2
tij-
3+2ijtkk
:
Problem 5.26
For a Newtonian
uid, the constitutive equation is given by
tij= -pij+ij
= -pij+ijdkk+2dij(see Eq 5.175) :
By substituting this constitutive equation into the equations of motion, derive the equation
˙vi=bi-p;i+ (+)vj;ji+vi;jj:
Problem 5.27
Combine Eqs 5.177a and Eq 5.177b into a single viscoelastic constitutive equation having
the form
tij=ijfRgkk+fSgij
where the linear time operators fRgandfSgare given, respectively,
fRg=3KfPg-2fQg
3fPgand fSg=2fQg
fPg:
Problem 5.28
Assume a viscoelastic medium is governed by the constitutive equations Eq 5.177. Let a
slender bar of such material be subjected to the axial tension stress t11=0f(t)where0is
a constant and f(t)some function of time. Assuming that t22=t33=t13=t23=t12=0,
determine11,22, and33as functions of fPg,fQg, andf(t).
Fundamental Laws and Equations 207
Answer
11=3KfPg+fQg
9KfQg0f(t)
22=33=2fQg-3KfPg
18KfQg0f(t)
Problem 5.29
Use the denition of the free energy along with the reduced form of the Clausius-Duhem
equation to derive the local dissipation inequality.
Problem 5.30
The constitutive model for a compressible, viscous, and heat-conducting material is dened
by
=˜
;gk;FiA;˙FiA
;
=˜
;gk;FiA;˙FiA
;
tij=˜tij
;gk;FiA;˙FiA
;
qi=˜qi
;gk;FiA;˙FiA
:
Deduce the following restrictions on these constitutive response functions:
(a)@˜
;gk;FkB;˙FkB
@gi=0,
(b)@˜
;gk;FkB;˙FkB
@˙FiA=0,
(c)˜(;FiA)= -@˜ (;FkB)
@,
(d) ˜tij=FjA@˜ (;FkB)
@FiA,
(e)-1
˜qi(;gk;FiA;0)gi>0.
Problem 5.31
Assume the constitutive relationships
u=˜u(CAB;);
=˜(CAB;);
tij=˜tij(CAB;);
qi=˜qi(CAB;;gk);
208 Continuum Mechanics for Engineers
for an elastic material. Use the Clausius-Duhem inequality to show
=@˜u
@;
u=˜u(CAB;);
tij=1
2FiA@˜u
@CAB+@˜u
@CBA
FjB;
˜qigi>0:
Problem 5.32
Use the basic kinematic result of superposed rigid body motion given in Eq 5.121b to show
the following:
(a)@x+
i
@xk=Qik,
(b)F+
iA=QijFjA.
Problem 5.33
Show that the Jacobian transforms as follows under a superposed rigid body motion:
J+=J:
Problem 5.34
Utilize the result of Problem 5.33 along with the law of conservation of mass to show that
+=.
Problem 5.35
Show that the gradient of the stress components transforms under superposed rigid body
motion as follows:
@t+
ij
@x+
j=Qim@tmn
@xn:
Problem 5.36
Use the superposed rigid body motion denitions to show the following relationships:
(a)C+
AB=CAB,
(b)U+
AB=UAB,
(c)R+
iA=QijRjA,
(d)B+
ij=QimBmkQkj.
Problem 5.37
In the context of rigid body dynamics, consider the motion dened by
x(X;t)=X
Fundamental Laws and Equations 209
along with
x=QT(t)
x+-a(t)
show that
v+=˙a(t)+!(t)
x+-a(t)
where!is the angular velocity of the body.
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6
Linear Elasticity
Elastic behavior is characterized by the following two conditions: (1) where the stress in
a material is a unique function of the strain, and (2) where the material has the property
for complete recovery to a “natural” shape upon removal of the applied forces. If the
behavior of a material is not elastic, we say that it is inelastic. Also, we acknowledge that
elastic behavior may be linear ornon-linear.
6.1 Elasticity, Hooke’s Law, Strain Energy
Figure 6.1 shows geometrically these behavior patterns by simple stress-strain curves,
with the relevant loading and unloading paths indicated. For many engineering appli-
cations, especially those involving structural materials such as metals and concrete, the
conditions for elastic behavior are realized, and for these cases the theory of elasticity of-
fers a very useful and reliable model for design. Symbolically, we write the constitutive
equation for elastic behavior in its most general form as
T=G() (6.1)
whereGis a symmetric tensor-valued function and is any one of the various strain
tensors we introduced earlier. However, for the response function Gin this text we con-
sider only that case of Eq 6.1 for which the stress is a linear function of strain. Also, we
assume that, in the deformed material, the displacement gradients are everywhere small
compared with unity. Thus, the distinction between the Lagrangian and Eulerian descrip-
tions is negligible, and following the argument of Eq 4.60 we make use of the infinitesimal
Stress
StrainLOAD
UNLOAD
(a) Linear elastic
Stress
StrainLOAD
UNLOAD (b) Nonlinear elastic
Stress
StrainLOAD
UNLOAD (c) Inelastic
FIGURE 6.1
Uniaxial loading-unloading stress-strain curves for various material behaviors.
211
212 Continuum Mechanics for Engineers
strain tensor defined in Eq 4.62, which we repeat here:
ij=1
2@ui
@xj+@uj
@xi
=1
2(ui;j+uj;i): (6.2)
Within the context of the above assumptions, we write the constitutive equation for linear
elastic behavior as
tij=Cijkmkm orT=C (6.3)
where the tensor of elastic coefficients Cijkm has34=81components. However, due to
the symmetry of both the stress and strain tensors, it is clear that
Cijkm=Cjikm=Cijmk (6.4)
which reduces the 81possibilities to 36distinct coefficients at most.
We may demonstrate the tensor character of Cby a consideration of the elastic consti-
tutive equation when expressed in a rotated (primed) coordinate system in which it has
the form
t0
ij=C0
ijkm0
km: (6.5)
But by the transformation laws for second-order tensors, along with Eq 6.3,
t0
ij=aiqajstqs=aiqajsCqskmkm
=aiqajsCqskmapkanm0
pn
which by a direct comparison with Eq 6.5 provides the result
C0
ijkm=aiqajsapkanmCqskm; (6.6)
that is, the transformation rule for a fourth-order Cartesian tensor.
In general, the Cijkm coefficients may depend upon temperature, but here we assume
adiabatic (no heat gain or loss) and isothermal (constant temperature) conditions. We also
ignore strain-rate effects and consider the components Cijkm to be at most a function of
position. If the elastic coefficients are constants, the material is said to be homogeneous.
These constants are those describing the elastic properties of the material. The constitutive
law given by Eq 6.3 is known as the generalized Hooke’s law.
For certain purposes it is convenient to write Hooke’s law using a single subscript on
the stress and strain components and double subscripts on the elastic constants. To this
end, we define
t11=t1; t23=t32=t4;
t22=t2; t13=t31=t5; (6.7a)
t33=t3; t12=t21=t6;
and
11=1; 223=232=4;
22=2; 213=231=5; (6.7b)
33=3; 212=221=6;
where the factor of two on the shear strain components is introduced in keeping with
Eq 4.71. From these definitions, Hooke’s law is now written
t=CorT=C (6.8)
Linear Elasticity 213
with Greek subscripts having a range of six. Note the font change in Cto that of
a matrix. This is done to account for the fact that the reduced representation stiffness
matrix does not transform as a tensor. In matrix form Eq 6.8 appears as
2
6666664t1
t2
t3
t4
t5
t63
7777775=2
6666664C11C12C13C14C15C16
C21C22C23C24C25C26
C31C32C33C34C35C36
C41C42C43C44C45C46
C51C52C53C54C55C56
C61C62C63C64C65C663
77777752
66666641
2
3
4
5
63
7777775: (6.9)
We repeat that the array of the 36 constants Cdoes not constitute a tensor.
In view of our assumption to neglect thermal effects at this point, the energy balance
Eq 5.65 is reduced to the form
˙u=1
tijdij (6.10a)
which for small-deformation theory, by Eq 4.150, becomes
˙u=1
tij˙ij (6.10b)
The internal energy uin these equations is purely mechanical and is called the strain
energy (per unit mass). Recall now that, by the continuity equation in Lagrangian form,
0=Jand also that to the first order of approximation
J=detF=det
iA+@ui
@XA
=1+@ui
@XA: (6.11)
Therefore, from our assumption of small displacement gradients, namely @ui=@XA1,
we may take J1in the continuity equation to give =0a constant in Eqs 6.10a and
6.10b.
For elastic behavior under the assumptions we have imposed, the strain energy is a
function of the strain components only, and we write
u=u(ij) (6.12)
so that
˙u=@u
@ij˙ij; (6.13)
and by a direct comparison with Eq 6.10b we obtain
1
tij=@u
@ij: (6.14)
The strain energy density, W(strain energy per unit volume) is defined by
W=0u; (6.15)
and since=0, a constant, under the assumptions we have made, it follows from
Eq 6.14 that
tij=@u
@ij=@W
@ij: (6.16)
214 Continuum Mechanics for Engineers
It is worthwhile noting at this point that elastic behavior is sometimes defined on the
basis of the existence of a strain energy function from which the stresses may be de-
termined by the differentiation in Eq 6.16. A material defined in this way is called a
hyperelastic material. The stress is still a unique function of strain so that this energy ap-
proach is compatible with our earlier definition of elastic behavior. Thus, in keeping with
our basic restriction to infinitesimal deformations, we shall develop the linearized form
of Eq 6.16. Expanding Wabout the origin, we have
W(ij)=W(0)+@W(0)
@ijij+1
2@2W(0)
@ij@kmijkm+; (6.17)
and, from Eq 6.16,
tij=@W
@ij=@W(0)
@ij+@2W(0)
@ij@kmkm+: (6.18)
It is customary to assume that there are no residual stresses in the unstrained state of the
material so that tij=0whenij=0. Thus, by retaining only the linear term of the above
expansion, we may express the linear elastic constitutive equation as
tij=@2W(0)
@ij@kmkm=Cijkmkm (6.19)
based on the strain energy function. This equation appears to be identical to Eq 6.3,
but there is one very important difference between the two – not only do we have the
symmetries expressed by Eq 6.4, but now we also have
Cijkm=Ckmij (6.20)
due to the fact that
@2W(0)
@ij@km=@2W(0)
@km@ij:
Thus, the existence of a strain energy function reduces the number of distinct components
ofCijkm from36to21. Further reductions for special types of elastic behavior are ob-
tained from material symmetry properties in the next section. Note that by substituting
Eq 6.19 into Eq 6.17 and assuming a linear stress-strain relation, we may now write
W(ij)=1
2Cijkmijkm=1
2tijij (6.21a)
which in the notation of Eq 6.8 becomes
W()=1
2C=1
2t; (6.21b)
and by the symmetry condition we have only 21 distinct constants out of the 36 possible.
6.2 Hooke’s Law for Isotropic Media, Elastic Constants
If the behavior of a material is elastic under a given set of circumstances, it is custom-
arily spoken of as an elastic material when discussing that situation even though under
Linear Elasticity 215
a different set of circumstances its behavior may not be elastic. Furthermore, if a body’s
elastic properties as described by the coefficients Cijkm are the same in every set of ref-
erence axes at any point for a given situation, we call it an isotropic elastic material. For
such materials, the constitutive equation has only two elastic constants. A material that
is not isotropic is called anisotropic; we shall define some of these based upon the degree
of elastic symmetry each possesses.
In general, an isotropic tensor is defined as one whose components are unchanged
by any orthogonal transformation from one set of Cartesian axes to another. Zero-order
tensors of any order – and all zeroth-order tensors (scalars) – are isotropic, but there are
no first-order isotropic tensors (vectors). The unit tensor I, having Kronecker deltas as
components, and any scalar multiple of Iare the only second-order isotropic tensors (see
Problem 6.5). The only nontrivial third-order isotropic tensor is the permutation symbol.
The most general fourth-order isotropic tensor may be shown to have a form in terms of
Kronecker deltas which we now introduce as the prototype for C, namely,
Cijkm=ijkm+(ikjm+imjk)+(ikjm-imjk) (6.22)
where,, andare scalars. But by Eq 6.4, Cijkm=Cjikm=Cijmk . This implies that
must be zero for the stated symmetries since by interchanging iandjin the expression
(ikjm-imjk) =(jkim-jmik)
we see that= - and, consequently, =0. Therefore, inserting the reduced Eq 6.22
into Eq 6.3, we have
tij=(ijkm+ikjm+imjk)km:
But by the substitution property of ij, this reduces to
tij=ijkk+2ij (6.23)
which is Hooke’s law forisotropic elastic behavior. As mentioned earlier, we see that for
isotropic elastic behavior the 21constants of the generalized law have been reduced to
two,and, known as the Lam´ e constants. Note that for an isotropic elastic material
Cijkm=Ckmij ; that is, an isotropic elastic material is necessarily hyperelastic.
Example 6.1
Show that for an isotropic linear elastic solid the principal axes of the stress
and strain tensors coincide, and develop an expression for the relationship among
their principal values.
Solution
Let^n(q)(q=1;2;3 )be unit normals in the principal directions of ij, and
associated with these normals the corresponding principal values are (q)where
(q=1;2;3 ). From Eq 6.23 we form the dot products
tijn(q)
j=(ijkk+2ij)n(q)
j
=n(q)
ikk+2ijn(q)
j:
216 Continuum Mechanics for Engineers
Butn(q)
jand(q)satisfy the fundamental equation for the eigenvalue problem,
namely,ijn(q)
j=(q)ijn(q)
j, so that now
tijn(q)
j=kkn(q)
i+2(q)n(q)
i
=
kk+2(q)
n(q)
i;
and becausekk=(1)+(2)+(3)is the rst invariant of strain, it is constant
for alln(q)
iso that
tijn(q)
j=
(1)+(2)+(3)
+2(q)
n(q)
j:
This indicates that n(q)
i(q=1;2;3 )are principal directions of stress also, with
principal stress values
t(q)=
(1)+(2)+(3)
+2(q)(q=1;2;3 ):
We may easily invert Eq 6.23 to express the strain components in terms of the stresses.
To this end, we first determine iiin terms oftiifrom Eq 6.23 by setting i=jto yield
tii=3kk+2ii= (3 +2)ii: (6.24)
Now, by solving Eq 6.23 for ijand substituting from Eq 6.24, we obtain the inverse form
of the isotropic constitutive equation,
ij=1
2
tij+
3+2ijtkk
: (6.25)
By a formal – although admittedly not obvious – rearrangement of this equation, we may
write
ij=+
(3+2)
1+
2(+)
tij-
2(+)ijtkk
(6.26)
from which, if we define,
E=(3+2)
+(6.27a)
and
=
2(+); (6.27b)
we obtain the following form of Hooke’s law for isotropic behavior in terms of the engi-
neering constants Eand,
ij=1
E[(1+)Tij-ijTkk]: (6.28)
HereEis called Young’s modulus, or simply the modulus of elasticity , andis known
asPoisson’s ratio. By suitable combinations of these two constants, we may define two
additional constants of importance in engineering elasticity. First, the shear modulus, or
modulus of rigidity, is defined as
Linear Elasticity 217
t11
t11
(a) Uniaxial tension
t12t12 (b) Simple shear
t11t11
t22 t22
t33t33
(c) Uniform triaxial tension
FIGURE 6.2
Simple stress states.
G=E
2(1+)= (6.29a)
which, as noted, is identical to the Lam ´e constant. Second, the bulk modulus is defined
as
K=E
3(1-2): (6.29b)
For isotropic elastic materials, any two elastic constants completely define the material’s
response. In addition to that, any elastic constant can be determined in terms of any two
other constants. A listing of all elastic constants in terms of other pairs of constants is
given in Table 6.1.
The physical interpretations of the constants E,,G, andKintroduced above can be
determined from a consideration of the special states of stress displayed in Fig. 6.2. In
the case of a uniaxial state of stress (tension or compression), say in the x1direction
witht11=0, and all other stress components zero (Fig. 6.2(a)), Eq 6.28 yields (since
tii=0),
11=t11
E=0
Efor(i=j=1); (6.30a)
22= -11=0
Efor(i=j=2); (6.30b)
33= -11=0
Efor(i=j=3); (6.30c)
as well as zero shear strains for i6=j. Thus,Eis the proportionality factor between
axial (normal) stresses and strains. Geometrically, it is the slope of the one-dimensional
218 Continuum Mechanics for EngineersTABLE 6.1
Relations between elastic constants.
E K
; (3+2)
+
2(+)3+2
3
;E (E-2)+1
4q
(E-3)2+8E -(E-2)+1
4q
(E-3)2+82(3+E)+1
6q
(3+E)2-4E
;(1-2)
2(1+)(1-2)
(1+)
3
;K3(K-)
29K(K-)
3K-
3K-
;E(2-E)
E-3E-2
2E
3(3-E)
;2
1-22(1+)2(1+)
3(1-2)
;K3K-2
39K
3K+3K-2
2(3K+)
E;E
(1+)(1-2)E
2(1+)E
3(1-2)
E;K3K(3K-E)
(9K-E)3KE
9K-E3K-E
6K
;K3K
1+3K(1-2)
2(1+)3K(1-2)
Linear Elasticity 219
linear stress-strain diagram (Fig. 6.1(a)). Note that E>0; a specimen will elongate under
tension, shorten in compression. From the second and third part of Eq 6.30 above, is
seen to be the ratio of the unit lateral contraction to unit longitudinal extension for tension,
and vice versa for compression. For the simple shear case shown in Fig. 6.2(b) where, say,
t12=0, all other stresses zero, we have, from Eq 6.28,
12=1+
Et12=0
2G; (6.31a)
or for engineering strains, using Eq 4.71,
12=t12
G=0
G(6.31b)
which casts Ginto the same role for simple shear as Eassumes for axial tension (or
compression). Hence, the name shear modulus forG. Finally, for the case of uniform
triaxial tension (or hydrostatic compression) of Fig. 6.2(c), we take tij=pijwithp>0 .
For this, Eq 6.28 indicates that
ii=1-2
Etii=3(1-2)
Ep=p
K(6.32)
by which we infer that the bulk modulus Krelates the pressure pto the volume change
given by the cubical dilation ii(see Eq 4.76).
It should also be pointed out that, by use of the constants GandK, Hooke’s law may
be expressed in terms of the spherical and deviator components of the stress and strain
tensors. Thus, the pair of equations
Sij=2Gij; (6.33a)
tii=3Kii; (6.33b)
may be shown to be equivalent to Eq 6.28 (see Problem 6.6).
6.3 Elastic Symmetry; Hooke’s Law for Anisotropic Media
Hooke’s law for isotropic behavior was established in Section 6.2 on the basis of Cbeing
a fourth-order isotropic tensor. The same result may be achieved from the concepts of
elastic symmetry. To do so, we first define equivalent elastic directions as those specified
by Cartesian axes Ox1x2x3andOx0
1x0
2x0
3at a point such that the elastic constants C
are unchanged by a transformation between the two sets of axes. If the transformation
represents a rotation about an axis, we say the material has axial elastic symmetry with
respect to that axis. If the transformation is a reflection of the axes with respect to some
plane, we say the material has a plane of elastic symmetry. Figure 6.3(a) shows the case
forx3being the axis of elastic symmetry, whereas Fig. 6.3(b) shows the case for the x1x2
plane as the plane of elastic symmetry. The fact that the transformation for the reflection
in Fig. 6.3(b) is an improper one (resulting in the axes being a left-handed coordinate
system) does not invalidate the symmetry considerations to be used. Also, the x3axis in
Fig. 6.3(a) is said to be of order NwhereN=2= . It is also noteworthy that a point of
220 Continuum Mechanics for Engineers
x3,x3‛
x2x1x2‛
x1‛θθO
(a) Rotation through angle aboutx3axis.
O
x1,x1‛x2,x2‛x3
x3‛ (b) Reflection in the x1x2plane.
FIGURE 6.3
Axes rotations for plane stress.
elastic symmetry would imply isotropic behavior, since the elastic constants would remain
unchanged for any two sets of Cartesian axes at the point.
Let us consider the consequences of the x1-x2plane being a plane of elastic symmetry
as shown in Fig. 6.3(b). The transformation matrix for this is clearly
[aij]=2
41 0 0
0 1 0
0 0 -13
5; (6.34)
so, in the single subscript notation for stress and strain components, the transformations
in matrix form are
2
4t0
1t0
6t0
5
t0
6t0
2t0
4
t0
5t0
4t0
33
5=2
41 0 0
0 1 0
0 0 -13
52
4t1t6t5
t6t2t4
t5t4t33
52
41 0 0
0 1 0
0 0 -13
5 (6.35a)
=2
4t1t6-t5
t6t2-t4
-t5-t4t33
5;
and
2
40
11
20
61
20
5
1
20
60
21
20
4
1
20
51
20
40
33
5=2
41 0 0
0 1 0
0 0 -13
52
411
261
25
1
2621
24
1
251
2433
52
41 0 0
0 1 0
0 0 -13
5 (6.35b)
=2
411
26-1
25
1
262-1
24
-1
25-1
2433
5:
Therefore, assuming all 36 constants in Eq 6.8 are distinct, we note that for axes Ox1x2x3
t1=C111+C122+C133+C144+C155+C166; (6.36)
whereas for axes Ox0
1x0
2x0
3, under the condition that x1x2is a plane of symmetry such
that the Care unchanged in this system, we have
t0
1=C110
1+C120
2+C130
3+C140
4+C150
5+C160
6: (6.37)
Linear Elasticity 221
But from Eq 6.35a, t0
=t(a=1;2;3;6) andt0
= -t(=4;5). Likewise, 0
=
(=1;2;3;6) and0
=(=4;5), so that Eq 6.37 becomes
t0
1=t1=C111+C122+C133-C144-C155+C166: (6.38)
Comparing Eq 6.36 with Eq 6.38, we see that, for these expressions (each representing
t1) to be equal, we must have C14=C15=0. Following the same procedure, we learn
that, if we compare expressions for t0
=t(=2;3;6 )and fort0
= -t(=4;5), the
additional elastic constants C24,C25,C34,C35,C41,C42,C43,C46,C51,C52,C53,C56,C64,
andC65must also be zero for the x1x2plane to be one of elastic symmetry. Accordingly,
the elastic constant matrix for this case has the form
[C]=2
6666664C11C12C130 0 C16
C21C22C230 0 C26
C31C32C330 0 C36
0 0 0 C44C450
0 0 0 C54C550
C61C62C630 0 C663
7777775; (6.39)
and the original 36 constants are reduced to 20. Also, if a strain energy functions exists,
C=Cand these20nonzero constants would be further reduced to 13.
If thex2-x3plane is also one of elastic symmetry at the same time as the x1-x2plane at
a point and we repeat the procedure outlined above, we find that C16,C26,C36,C45,C54,
C61,C62, and C63must also be zero, and the Cmatrix is further reduced to
[C]=2
6666664C11C12C130 0 0
C21C22C230 0 0
C31C32C330 0 0
0 0 0 C440 0
0 0 0 0 C550
0 0 0 0 0 C663
7777775(6.40)
having 12 nonzero coefficients, or 9 if a strain energy function exists. Interestingly
enough, ifx1x3is also a plane of elastic symmetry along with the two considered above,
no further reduction in the Cmatrix occurs. A material possessing three mutually
perpendicular planes of elastic symmetry is called an orthotropic material, and its elastic
constants matrix is that given in Eq 6.40.
The reduction of the orthotropic elastic matrix to that of the isotropic matrix may be
completed by successive consideration of the three axes of elastic symmetry shown in
Fig. 6.4 as well as their respective transformation matrices. By the rotation of 90about
thex1axis (Fig. 6.4(a)), we find that C12=C13,C21=C31,C22=C33,C23=C32, and
C55=C66. For the rotation of 90about thex3axis (Fig. 6.4(b)), we see that C12=C21,
C11=C22,C12=C23,C31=C32, and C44=C55. Finally, by a rotation of 45about
thex3axis (Fig. 6.4(c)), we obtain 2C44=C11-C12. Therefore, by setting C44=and
C12=, we may identify these remaining three C’s with the Lam ´e constants and write
the elastic coefficient matrix for isotropic behavior as
[C]=2
6666664+2 0 0 0
+2 0 0 0
+2 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0 3
7777775: (6.41)
222 Continuum Mechanics for Engineers
x3 , x2‛
π2π2
x3‛
x1 , x1‛x1
x1‛
x3‛x2‛x3 x2 x2
01
−10001
00
(a) 90rotation aboutx1axis
x3 , x3‛
π2
π2x2‛
x1x1
x1‛
x3‛x2‛x3 x2 x2 , x1‛
01
-1
000
100 (b) 90rotation aboutx3axis
x3 , x3‛
π4
π4x2‛
x1x1
x1‛
x3‛x2‛x3 x2
x200100
x1‛ 1
2
1
2−1
2
1
2
(c) 45rotation aboutx3axis
FIGURE 6.4
Geometry and transformation tables for reducing the elastic stiffness to the isotropic
case.
Linear Elasticity 223
From the definitions given in Eqs 6.27a and 6.27b, this matrix may be expressed in
terms of the engineering constants Eandso that Hooke’s law for an isotropic body
appears in matrix form as
2
6666664t1
t2
t3
t4
t5
t63
7777775=E
(1+) (1-2)2
66666641- 0 0 0
1 - 0 0 0
1 - 0 0 0
0 0 01
2(1-2)0 0
0 0 0 01
2(1-2)0
0 0 0 0 01
2(1-2)3
77777752
66666641
2
3
4
5
63
7777775:
(6.42)
6.4 Isotropic Elastostatics and Elastodynamics, Superposition Principle
The formulation and solution of the basic problems of linear elasticity comprise the sub-
jects we call elastostatics and elastodynamics. Elastostatics is restricted to those situations in
which inertia forces may be neglected. In both elastostatics and elastodynamics, certain
field equations have to be satisfied at all interior points of the elastic body under consid-
eration, and at the same time the field variables must satisfy specific conditions on the
boundary. In the case of elastodynamics problems, initial conditions on velocities and
displacements must also be satisfied.
We begin our discussion with elastostatics for which the appropriate field equations
are:
(a) Equilibrium equations
tji;j+bi=0; (6.43)
(b) Strain-displacement relation
2ij=ui;j+uj;i; (6.44)
(c) Hooke’s law
tij=ijkk+2ij; (6.45a)
or
ij=1
E[(1+)tij-ijtkk]: (6.45b)
It is usually assumed that the body forces biare known so that the solution we seek from
the fifteen equations listed here is for the six stresses tij, the six strains ij, and the three
displacements ui. The conditions to be satisfied on the boundary surface Swill appear in
one of the following statements:
1. displacements prescribed everywhere,
ui=u
i(x)onS (6.46)
where the asterisk denotes a prescribed quantity,
224 Continuum Mechanics for Engineers
2. tractions prescribed everywhere,
t(^n)
i=t(^n)
i onS; (6.47)
3. displacements prescribed on portion S1ofS,
ui=u
i(x)onS1; (6.48a)
with tractions prescribed on the remainder S2,
t(^n)
i=t(^n)
i onS2: (6.48b)
A most important feature of the field Eqs 6.43 through Eq 6.45a is that they are linear
in the unknowns. Consequently, if t(1)
ij, and(1)
ij,u(1)
iare a solution for body forces1b
i
and surface tractions1t(^n)
i, whereast(2)
ij,(2)
ij, andu(2)
iare a solution for body forces2b
i
and surface tractions2t(^n)
i, then
tij=t(1)
ij+t(2)
ij; ij=(1)
ij+(2)
ij;andui=u(1)
i+u(2)
i
offer a solution for the situation where bi=1b
i+2b
iandt(^n)
i=1t(^n)
i+2t(^n)
i. This is a
statement of the principle of superposition, which is extremely useful for the development
of solutions in linear elasticity.
For those problems in which the boundary conditions are given in terms of displace-
ments by Eq 6.46, it is convenient for us to eliminate the stress and strain unknowns from
the field equations so as to state the problem solely in terms of the unknown displace-
ment components. Thus, by substituting Eq 6.44 into Hooke’s law (Eq 6.45a) and that
result into the equilibrium equations (Eq 6.43), we obtain the three second-order partial
differential equations
ui;jj+ (+)uj;ji+bi=0 (6.49)
which are known as the Navier equations. If a solution can be determined for these equa-
tions that also satisfies the boundary condition Eq 6.46, that result may be substituted
into Eq 6.44 to generate the strains and those in turn substituted into Eq 6.45a to obtain
the stresses.
When the boundary conditions are given in terms of surface tractions (Eq 6.47), the
equations of compatibility for infinitesimal strains (Eq 4.90) may be combined with Hooke’s
law (Eq 6.45b) and the equilibrium equations to arrive, after a certain number of algebraic
manipulations, at the equations
tij;kk+1
1+tkk;ij+(bi;j+bj;i)+
1-ijbk;k=0 (6.50)
which are known as the Beltrami-Michell stress equations of compatibility. In combination
with the equilibrium equations, these equations comprise a system for the solution of the
stress components, but it is not an especially easy system to solve. As was the case with
the infinitesimal strain equation of compatibility, the body must be simply connected.
The solution for elastostatics problems is unique. Suppose that there exists two solu-
tions to the governing equations Eq 6.43-6.45a with boundary conditions Eq 6.46-6.48b.
The solutions will be denoted T(1),(1),u(1)andT(2),(2),u(2)corresponding to the
same body forces and the appropriate boundary conditions. The difference of these solu-
tions,T=T(1)-T(2),=(1)-(2),u=u(1)-u(2), is also a solution to the governing
Linear Elasticity 225
equations with b=0since the system of equations is linear and superposition applies.
The solutionT,,usatisfies the boundary conditions
u=0onS1 ort=0onS2:
Integrating over the boundary Sof the body gives
Z
SutdS=0:
Substitutingt=Tnfor a symmetric stress tensor, we have
Z
SuTndS=0
and applying the divergence theorem yields
Z
Vdiv(uT)dV=0: (6.51)
Writing the integrand in Cartesian tensor notation gives
div(uT)=(uitij);j=ui;jtij+uitij;j:
The last term is zero from the equilibrium equations tij;j=0sinceb=0. The first term
can be written as
ui;jtij=tij(ij+!ij)=tijij (6.52)
sincetijis symmetric and !ijis skew-symmetric. From Eq 6.21a and 6.52, Eq 6.51
becomes Z
V2W()dV=0:
This integral is zero when =0provided that W()is positive definite in Eq 6.21a. For
a linear, isotropic body this requires that E>0 and-1<<1
2. Since=0, we have
(1)=(2)andT(1)=T(2)from Hooke’s law. There cannot be two different solutions to
the linear equations of elastostatics for the same body forces and boundary conditions. A
solution that satisfies the governing equations and boundary conditions is unique.
In elastodynamics, the equilibrium equations must be replaced by the equations of
motion (Eq 5.27) in the system of basic field equations. Therefore, all field quantities
are now considered functions of time as well as of the coordinates, so that a solution for
the displacement field, for example, appears in the form ui=ui(x;t). In addition, the
solution must satisfy not only boundary conditions which may be functions of time as in
ui=u
i(x;t)onS (6.53a)
or
t(^n)
i=t(^n)
i(x;t)onS; (6.53b)
but also initial conditions, which usually are taken as
ui=u
i(x;0) (6.54a)
and
˙ui=˙u
i(x;0): (6.54b)
Analogous to Eq 6.49 for elastostatics, it is easily shown that the governing equations for
displacements in elastodynamics theory are
ui;jj+ (+)uj;ji+bi=¨ui (6.55)
which are also called Navier’s equations.
226 Continuum Mechanics for Engineers
BLL
x3x2C1
C2t(^n)
it(^n)
i
x1
FIGURE 6.5
Beam geometry for the Saint-Venant problem.
6.5 Saint-Venant Problem
Solving an elasticity problem by satisfying Eqs 6.43, 6.44 and 6.45a along with the bound-
ary conditions is a daunting task. This is even before the boundary conditions are con-
sidered. In the 1800s Saint-Venant studied long beams that were loaded in a variety of
ways: extension, torsion, pure bending and flexure. Rather than satisfy exact bound-
ary conditions on the lateral surface and the ends, Saint-Venant solved the problems by
considering relaxed boundary conditions on the beam ends. If one considers statically
equivalent force and moment systems, the solution sufficiently far away from the applica-
tion of the load will be the same. This is known as the Saint-Venant principle. The relaxed
boundary conditions on the beam ends requires that the resultant force and moment be
considered rather than the exact traction distribution over the end.
To demonstrate Saint-Venant’s solution consider a beam that is represented by a right
cylinder extending in the x3direction as shown in Fig. 6.5. The lateral surface of the
cylinder, BL, will be stress free. This condition is called the lateral boundary condition
and can be written as
t(^n)
i=ti1n1+ti2n2=0 onBL: (6.56)
Let the cylinder be generated by a simply connected cross section Cwhich is perpen-
dicular to the x3axis. For the different problems (extension, torsion, pure bending and
flexure) the ends, C1andC2, will have relaxed boundary conditions. The sum of the stress
over the end’s area will give a force vector Ti
Z
C1t3idS=Ti: (6.57)
Linear Elasticity 227
Bending moments on the ends are expressed in terms of the axial stress t33as follows:
Z
C1t33x2dS=M1;Z
C1t33x1dS= -M2: (6.58)
Finally, the torque on the beam’s end may be written as
Z
C1(t32x1-t31x2)dS=M3=Mt: (6.59)
Similar equations hold for end C2.
Saint-Venant used a semi-inverse method in solving these problems. A reasonable as-
sumption was made regarding the stress components, strain or displacements. From
this assumption the equilibrium and compatibility equations were shown to be satisfied.
Boundary conditions, exact and relaxed, were checked. Because solutions to elasticity
problems are unique the solution obtained was, of course, the only solution.
In the following subsections Saint-Venant solutions for extension, torsion, pure bending
and flexure are developed. The different problems are solved by setting the components
of the end force Tiand moment Mito different values:
(I)T1=T2=0; T3=T; Mi=0 Pure Extension
(II)Ti=0; M1=M2=0; M3=MtPure Torsion
(III)Ti=0; M1=M3=0; M2=M Pure Bending
(IV)T1=T; T2=T3=0; Mi=0 Pure Flexure
More complex elasticity problems can be obtained by superposing the basic solutions.
6.5.1 Extension
For the case of pure extension the nonzero stress components are assumed to be
t11=T
A(6.60)
where the area is given by
A=Z
CdS;
and all other components are zero. These stress components clearly satisfy the equilib-
rium conditions without body forces, Eq 6.43. Also, the relaxed boundary conditions are
satisfied.
The strains can be easily found from Eq 6.28 to be
33=T
EA; 11=22= -T
EA(6.61)
with all other strain components being zero. Clearly the compatibility condition, Eq 4.90
is satisfied since the strains are constant. Using the strain-displacement relationship,
Eq 6.44, the displacements can be found to be
u3=T
EAx3; u1= -T
EAx1; u2= -T
EAx2 (6.62)
by direct integration.
228 Continuum Mechanics for Engineers
6.5.2 Torsion
We begin with a brief review of the solution to the simplest of torsion problems, the
case of a shaft having a constant circular cross section when subjected to equilibrating
end couples, Mtas shown in Fig. 6.6(a). Let the end face at x3=0be fixed while the
face atx3=Lis allowed to rotate about the axis of the shaft. It is assumed that plane
sections perpendicular to the axis remain plane under the twisting, and that each rotates
through an angle proportional to its distance from the fixed end. Accordingly, a point in
the cross section at coordinate x3will rotate an angle of x3whereis the angle of twist
per unit length. Each point, say point P, in the cross section travels a distance x3Rwhich
is proportional to the distance Rfrom thex3axis as shown in Fig. 6.6(b). The distance
squared to point Pis the square of the x1andx2coordinates (Fig. 6.6(c)). Using this
distance, it is easy to define the cosine and sine of angle . It is straightforward to write
out displacements u1andu2in terms ofsince cos (90-)=x2=Rand sin (90-)=
x1=R. Thus,
u1= -x2x3; u2=x1x3; u3=0; (6.63)
whereis the angle of twist per unit length of the shaft.
Recall from Eq 4.62 that 2ij=ui;j+uj;iby which we may calculate the strains from
Eq 6.63. The resulting strains are then inserted into Eq 6.23 to obtain the stress compo-
nents (sinceGby Eq 6.29a)
t23=Gx1; t13= -Gx2; t11=t22=t33=t12=0: (6.64)
Because these stress components, as well as the strains from which they were derived,
are either linear functions of the coordinates or zero, the compatibility equations Eq 4.90
are satisfied. Likewise, for zero body forces, the equilibrium equations Eq 6.43 are clearly
satisfied. The lateral surface of the shaft is stress free. To verify this, consider the stress
components in the direction of the normal at a point on the cross-section perimeter des-
ignated in Fig. 6.6(b). At a radius R=a,
t13x1
a+t23x2
a=G
a(-x2x1+x1x2)=0: (6.65)
At the same time, the total shearing stress at any point of the cross section is the resultant
=q
t2
13+t2
23=Gq
x2
1+x2
2=GR (6.66)
which indicates that the shear is proportional to the radius at the point, and perpendicular
to that radius.
By summing the moments of the shear forces on either end face of the shaft, we find
that
Mt=ZZ
(x1t23+x2t13)dx1dx2=GZZ
R2dx1dx2=GIP (6.67)
whereIPis the polar moment of inertia of the cross section.
For a prismatic shaft of any cross section other than circular, shown by the schematic
contour of Fig. 6.7, plane sections do not remain plane under twisting, and warping will
occur. For such cases we must modify Eq 6.63 by expressing the displacements in the
form
u1= -x2x3; u2=x1x3; u3= (x1;x2); (6.68)
where (x1;x2)is called the warping function. Note that the warping is independent of x3
and therefore the same for all cross sections. Also, we assume that x3is a centroidal axis
although this condition is not absolutely necessary.
Linear Elasticity 229
Mt
MtL
ax2
x1
x3
(a) Cylinder with self-equilibrating moments Mt.
P∗
P
Rx2
x1u1u2θx3R
(b) Displacement of point PtoPin
cross section.
R
βθx3R
x1x2RPP∗
90−β
β(c) Detail of cross section twist .
FIGURE 6.6
Geometry and kinematic definitions for torsion of a circular shaft.
230 Continuum Mechanics for Engineers
Mt
Mtx2
x1
x3L
(a) Prismatic cylinder with self-equilibrating moments Mt.
^n ^s
x2
x1dx1dx290−θ θ
(b) Displacement of point PtoPin cross sec-
tion.
FIGURE 6.7
The more general torsion case of a prismatic beam loaded by self equilibrating moments.
Linear Elasticity 231
As in the analysis of the circular shaft we may again use Eq 4.62 along with Eq 6.23 to
calculate the stress components from Eq 6.68. Thus
t11=t22=t33=t12=0; t13=G( ;1-x2); t23=G( ;2-x1): (6.69)
It is clear from these stress components that there are no normal stresses between the
longitudinal elements of the shaft. The first two of the equilibrium equations, Eq 6.43,
are satisfied identically by Eq 6.69 in the absence of body forces, and substitution into the
third equilibrium equation yields
t13;1+t23;2+t33;3=G( ;11+ ;22)=0 (6.70)
which indicates that must be harmonic,
r2 =0; (6.71)
on the cross section of the shaft.
Boundary conditions on the surfaces of the shaft must also be satisfied. On the lateral
surface, which is stress free, the following conditions based upon Eq 3.32, must prevail
t11n1+t12n2=0; t21n1+t22n2=0; t31n1+t32n2=0; (6.72)
noting that here n3=0. The first two of these equations are satisfied identically while
the third requires
G( ;1-x2)n1+G( ;2-x1)n2=0 (6.73a)
which reduces immediately to
;1n1+ ;2n2=d
dn=x2n1+x1n2: (6.73b)
Therefore, (x1;x2)must be harmonic in the cross section of the shaft shown in Fig. 6.7,
and its derivative with respect to the normal of the lateral surface must satisfy Eq 6.73b
on the perimeter Cof the cross section.
We note further that in order for all cross sections to be force free, that is, in simple
shear over those cross sections
ZZ
t13dx1dx2=ZZ
t23dx1dx2=ZZ
t33dx1dx2=0: (6.74)
Sincet33=0, the third integral here is trivial. Considering the first integral we may write
GZZ
( ;1-x2)dx1dx2=GZZ@
@x1[x1( ;1-x2)]+@
@x2[x1( ;2-x1)]
dx1dx2
(6.75)
where the condition r2 =0has been used. Green’s theorem allows us to convert to the
line integral taken around the perimeter C
GZ
Cx1f( ;1-x2)n1+( ;2-x1)n2gds=0 (6.76)
which by Eq 6.73b is clearly satisfied. By an analogous calculation we find that the second
integral of Eq 6.74 is also satisfied.
On the end faces of the shaft, x3=0orx3=L, the following conditions must be
satisfied
ZZ
x2t33dx1dx2=ZZ
x1t33dx1dx2=0;ZZ
(x1t23-x2t13)dx1dx2=Mt: (6.77)
232 Continuum Mechanics for Engineers
Again, since t33=0, the first two of these are trivial. The third leads to
Mt=GZZ
x2
1+x2
2+x1 ;2-x2 ;1
dx1dx2: (6.78)
Defining the torsional rigidity as
K=GZZ
x2
1+x2
2+x1 ;2-x2 ;1
dx1dx2 (6.79)
which can be evaluated once (x1;x2)is known, we express the angle of twist as
=Mt
K: (6.80)
A second approach to the general torsion problem rests upon the introduction of a
torsion stress function, designated here by and defined so that the non-zero stresses
are related to it by the definitions
t13=@
@x2; t23= -@
@x1: (6.81)
Thus,
@
@x2=G( ;1-x2);@
@x1= -G ( ;2-x1): (6.82)
By eliminating from this pair of equations we obtain
r2= -2G: (6.83)
As already noted, the lateral surface of the shaft parallel to the axis must remain stress
free, that is, the third of Eq 6.72 must be satisfied. However, it is advantageous to write
this condition in terms of the unit vector ^salong the boundary rather than unit nor-
mal^nas shown in Fig. 6.6(b). It follows directly from geometry that n1=dx2=ds and
n2= -dx1=ds. In terms of ds, the differential distance along the perimeter C, the stress
components in the normal direction will be given by
t13dx2
ds-t23dx1
ds=0 (6.84)
which in terms of becomes
@
@x1dx1
ds+@
@x2dx2
ds=d
ds=0: (6.85)
Thus,is a constant along the perimeter of the cross section and will be assigned the
value of zero here.
Finally, conditions on the end faces of the shaft must be satisfied. Beginning with the
first of Eq 6.74, we have in terms of
ZZ@
@x2dx1dx2=ZZ@
@x2dx2
dx1=Z
jb
adx1=0 (6.86)
sinceis constant on the perimeter. Likewise, by the same reasoning, the second of
Eq 6.74 is satisfied, while the third is satisfied since t33=0. The first two conditions in
Eq 6.77 are also satisfied identically and the third becomes
ZZ
-x1@
@x1-x2@
@x2
dx1dx2=Mt: (6.87)
Linear Elasticity 233
Integrating by parts and using the fact that is assumed zero on the perimeter Cyields
Mt=2ZZ
dx1dx2: (6.88)
Thus, the solution by this approach consists of determining the stress function which
is zero on the cross-section perimeter, and satisfies Eq 6.83. Based upon that result we
may determine from Eq 6.88.
Example 6.2
Determine the stresses and the angle of twist for a solid elliptical shaft of the
dimensions shown when subjected to end couples Mt.
x2
x1
2a2b
Solution
The equation of this ellipse is given by
x2
1
a2+x2
2
b2=1:
Therefore, take the stress function in the form
=x2
1
a2+x2
2
b2-1
(6.89)
whereis a constant. Thus, is zero on the cross-section perimeter. From
Eq 6.83
21
a2+1
b2
= -2G;
so that
= -a2b2G
a2+b2: (6.90)
Now from Eq 6.88
Mt= -2a2b2G
a2+b2ZZx2
1
a2+x2
2
b2-1
dx1dx2;
and noting that
ZZ
x2
1dx1dx2=Ix2=1
4ba3;
ZZ
x2
2dx1dx2=Ix1=1
4ab3;
234 Continuum Mechanics for Engineers
and ZZ
dx1dx2=ab
(the area of the cross section) we may solve for Mtwhich is
Mt=a3b3G
a2+b2:
From this result,
=a2+b2
a3b3GMt
which when substituted into Eq 6.90 and that into Eq 6.89 gives
= -Mt
abx2
1
a2+x2
2
b2-1
:
Now, by denition
t13=@
@x2= -2Mt
ab3x2; t23= -@
@x1= -2Mt
a3bx1:
The maximum stress occurs at the ends of the minor axis, and equals
max=2Mt
ab2;
and the torsional rigidity is easily calculated to be
K=Mt
=a3b3G
a2+b2=G(A)4
42IP:
Note also that for a=b(circular cross section), the resultant stress at any point
is
=q
t2
13+t2
23=Mt
IPr
in agreement with elementary theory.
It should be pointed out that for shafts having perimeters that are not expressible by
simple equations, solutions may be obtained by using stress functions in the form of
infinite series. Such analyses are beyond the scope of this introductory section.
6.5.3 Pure Bending
Consider the beam to be subject to end conditions
Ti=0; M1=M3=0; M2=M; (6.91)
and assume the stresses to be
t33= -Mx1
I(6.92)
Linear Elasticity 235
with all other components zero. The compatibility equations are satisfied since the
nonzero stresses are linear in the coordinates. The equilibrium equations, tji;j=0,
only have one equation which is not identically satisfied, and the remaining equation,
t33;3=0, is satisfied from the assumed stress Eq 6.92.
The end boundary conditions can be shown as satisfied. First, T1=T2=0is trivially
satisfied by considering Eq 6.92. Considering the torque on the end, Eq 6.59, it is clear
thatM3=Mt=0sincet31=t32=0. The axial force on the ends is given by Eq 6.57 as
T3=Z
C1-Mx1
IdS= -M
IZ
C1x1dS=0 (6.93)
provided that the axes origin is chosen at the centroid of the cross section C. A similar
calculation for M1gives
M1=Z
C1-Mx1
Ix2dS= -M
IZ
C1x1x2dS=0 (6.94)
as long as the principal axes are used. Finally,
M2= -Z
C1Mx1
Ix1dS=Mx1
IZ
C1x2
1dS=M (6.95)
where
I=Z
C1x2
1dS:
Strain components are found from Eq 6.28 giving three nonzero components
11=22=Mx1
EI;33= -Mx1
EI: (6.96)
Displacements can be found using Eq 4.101. The term uj(0) +wij(0)
j-0
j
rep-
resents a rigid displacement and will be set to zero. Taking the component u1as an
example for finding the displacements yields
u1=Zx
0[11d1+12d2+13d3
+(xk-k)11;kd1+(xk-k)12;kd2+(xk-k)13;kd3
-(xk-k)k1;1d1-(xk-k)k2;1d2-(xk-k)k3;1d3]
=Zx
0[11d1+(x1-1)11;1d1
-(x1-1)11;1d1-(x2-2)22;1d2-(x3-3)33;1d3]
=Zx
0M
EI1d1-(x2-2)M
EId2+(x3-3)M
EId3
=M
2EIx2
1-M
EI
x2
2-1
2x2
2
+M
EI
x2
3-1
2x2
3
=M
2EI
x2
1-x2
2+x2
3
:(6.97)
236 Continuum Mechanics for Engineers
Similar calculations for u2andu3give the displacements for pure bending as
u1=M
2EI(x2
1-x2
2+x2
3);
u2=M
EIx1x2;
u3= -M
EIx1x3;(6.98)
to within an infinitesimal rigid displacement.
In the pure bending problem, x1=0represents the neutral surface, and the centerline
displacements match elementary beam theory.
6.5.4 Flexure
As the final Saint-Venant problem, consider the beam to have end C1fixed and a flexure
load ofTacting on C2. The relaxed boundary conditions are
T1=T; T2=T3=0; Mi=0:
Assume the stresses to be
t11=t22=t12=0;t33= -T
I(L-x3)x1 (6.99)
with no assumption made on the components t31andt32. Equilibrium equations are
t13;3=0; t23;3=0; t31;1+t32;2= -Tx1
I(6.100)
which implies
t13=t13(x1;x2);t23=t23(x1;x2): (6.101)
The strain may be calculated from Eq 6.28 to obtain
11=22=T
EI(L-x3)x1; 33= -T
EI(L-x3)x1
23=t23=2;31=t31=2;12=0(6.102)
The compatibility equations must be satisfied since the problem is posed in terms of
stresses. Eq 4.91 results in two nontrivial conditions
@
@x1(23;1-13;2)=0; (6.103a)
@
@x2(31;2-23;1)=T
EI; (6.103b)
Integration of Eq 6.103a gives
23;1-31;2=-T
EIx2 (6.104)
whereis taken as a constant by virtue of Eq 6.103a. Equation 6.104 may be written as
23-1
2x1
;1=
31+1
2x2-1
2T
EIx2
2
;2(6.105)
Linear Elasticity 237
from which the shear strains may be found in terms of a potential function f
32-1
2x1=1
2f;2;31+1
2x2-1
2T
EIx2
2=1
2f;1 (6.106)
The shear stresses may be written using Hooke’s Law and Eq 6.106
t31=231= -x2+T
EIx2
2+f;1;
t32=232=x1+f;2:(6.107)
The remaining equilibrium condition, Eq 6.100 is
r2f(x1;x2)= -Tx1
I= -2(1+)T
EIx1onC (6.108)
subject to the lateral boundary condition tin=0in the form
@f
@n=(x2n2-x1n2) -T
EIx2
2n1on@C: (6.109)
To solve the boundary value problem given by Eqs 6.108 and 6.109, define a function
F(x1;x2)by
f= -T
EI
F+x3
1
6+
1+
2
x1x2
2
(6.110)
where is the warping function from torsion
r2 =0onC;@
@n=x2n1-x1n2on@C: (6.111)
Stress components may be written in terms of ,andFas
t31=( ;1-x2) -T
2(1+)I
F;1+x2
1
2+ (1+
2)x2
2
;
t32=( ;2+x1) -T
2(1+)IfF;2+ (2+)x1x2g;
t33= -T
I(L-x3)x1;(6.112)
subject to the lateral boundary condition
@F
@n= -x2
1
2+
1+
2
x2
2
n1-(2+)x1x2n2on@C: (6.113)
Since andFare harmonic it is possible to show the stresses in Eq 6.112 satisfy the
equilibrium equations. Substituting the stresses from 6.112 into Eq 6.57 and using Eq 6.101
it can be shown that T3=T2=0andT1=T. Bending moments M1=M2=0since
t33(x3=L)=0, and the torque, M3=Mt, is set to zero by expressing in terms ofF:
= -T
2(1+)IKZ
C2
x2F;1-x1F;2+ (1+
2)x3
2-2(1+
2)x2
1x2
dA (6.114)
whereKis the torsional rigidity. The constant may be shown to be the average rate of
rotation over a cross section.
238 Continuum Mechanics for Engineers
In general, there is a twist accompanying the bending when the load Tis applied at the
centroid of C2. By superposing an appropriate torsion solution with equal and opposite
it is possible to determine a line of action parallel to Tisuch that there is not twist.
The displacements are determined from the line integral Eq 4.101
u1= -x2x3+T
EI1
2(L-x3)(x2
1-x2
2) +1
2Lx2
3-1
6x3
3
;
u2=x1x3+T
EI(L-x3)x1x2;
u3= (x1;x2) -T
EI
x1x3(L-1
2x3) +x1x2
2+F(x1;x2)
;(6.115)
to within an infinitesimal rigid displacement. The centerline deflection is the same as that
obtained in beam theory, but the cross-sections do not remain plane in the Saint-Venant
solution.
6.6 Plane Elasticity
In a number of engineering applications, specific body geometry and loading patterns
lead to a reduced, essentially two-dimensional form of the equations of elasticity, and the
study of these situations is referred to as plane elasticity. Although the two basic types of
problems constituting the core of this plane analysis may be defined formally by stating
certain assumptions on the stresses and displacements, we introduce them here in terms
of their typical physical prototypes. In plane stress problems, the geometry of the body
is that of a thin plate with one dimension very much smaller than the other two. The
loading in this case is in the plane of the plate and is assumed to be uniform across
the thickness, as shown in Fig. 6.8(a). In plane strain problems, the geometry is that of a
prismatic cylinder having one dimension very much larger than the other two and having
the loads perpendicular to and distributed uniformly with respect to this large dimension
(Fig. 6.8(b)). In this case, because conditions are the same at all cross sections, the analysis
may be focused on a thin slice of the cylinder.
For the plane stress situation, Fig. 6.8(a), the stress components t33,t31, andt32are
taken as zero everywhere and the remaining components considered functions of only x1
andx2. Thus,
tij=tij(x1;x2) (i;j =1;2); (6.116)
and as a result, the equilibrium equations, Eq 6.43, reduce to the specific equations
t11;1+t12;2+b1=0; (6.117a)
t21;1+t22;2+b2=0: (6.117b)
The strain-displacement relations, Eq 6.44, become
11=u1;1;22=u2;2;212=u1;2+u2;1; (6.118)
and at the same time the strain compatibility equations, Eqs 4.90, take on the form given
by Eq 4.92 and repeated here for convenience,
11;22 +22;11 =212;12: (6.119)
Linear Elasticity 239
O
x3x1x2
(a) Plane stress problems generally involve bodies that are thin
in dimensions with loads perpendicular to that dimension.
x3
(b) Plane strain problems involve bodies that are long in on di-
mension with loads applied along that dimension.
FIGURE 6.8
Representative figures for plane stress and plain strain.
240 Continuum Mechanics for Engineers
Hooke’s law equations, Eq 6.45b, for plane stress are written
11=1
E(t11-t22); (6.120a)
22=1
E(t22-t11); (6.120b)
12=1+
Et12=t12
2G=
12
2; (6.120c)
along with
33= -
E(t11+t22)=-
1-(11+22): (6.121)
By inverting Eq 6.120a, we express the stress components in terms of the strains as
t11=E
1-2(11+22); (6.122a)
t22=E
1-2(22+11); (6.122b)
t12=E
1+12=E
2(1+)
12=G
12: (6.122c)
These equations may be conveniently cast into the matrix formulation
2
4t11
t22
t123
5=E
1-22
41 0
1 0
0 0 1 -3
52
411
22
123
5; (6.123)
In terms of the displacement components, ui(i=1;2), the plane stress field equations
may be combined to develop a Navier-type equation for elastostatics, namely,
E
2(1+)ui;jj+E
2(1-)uj;ji+bi=0(i;j=1;2): (6.124)
For the plane strain situation (Fig. 6.8(b)) we assume that u3=0and that the remaining
two displacement components are functions of only x1andx2,
ui=ui(x1;x2) (i =1;2): (6.125)
In this case, the equilibrium equations, the strain-displacement relations, and the strain
compatibility equations all retain the same form as for plane stress, that is, Eqs 6.117a,
6.117b, 6.118, and 6.119, respectively. Here, Hooke’s law (Eq 6.45a) may be written in
Linear Elasticity 241
terms of engineering constants as
t11=E
(1+) (1-2)[(1-)11+22]; (6.126a)
t22=E
(1+) (1-2)[(1-)22+11]; (6.126b)
t12=E
1+12=E
1+
12
2=G
12; (6.126c)
along with
t33=E
(1+) (1-2)(11+22)=(t11+t22): (6.127)
The first three of these equations may be expressed in matrix form by
2
4t11
t22
t123
5=E
(1+) (1-2)2
41- 0
1 - 0
0 0 1 -23
52
411
22
123
5: (6.128)
Furthermore, by inverting the same three equations, we may express Hooke’s law for
plane strain by the equations
11=(1+)
E[(1-)t11-t22]; (6.129a)
22=(1+)
E[(1-)t22+t11]; (6.129b)
12=1+
Et12=2(1+)
Et12
2=t12
2G: (6.129c)
By combining the field equations with Hooke’s law for elastostatic plane strain, we obtain
the appropriate Navier equation as
E
2(1+)ui;jj+E
2(1+) (1-2)uj;ji+bi=0(i;j=1;2): (6.130)
It is noteworthy that Eqs 6.120a and 6.122a for plane stress become identical with the
plane strain equations, Eqs 6.129 and 6.126, respectively, if in the plane stress equations
we replaceEwithE=(1-2)andby=(1-). Note that, if the forces applied to the
edge of the plate in Fig. 6.8(a) are not uniform across the thickness but are symmetrical
with respect to the middle plane of the plate, the situation is sometimes described as a
state of generalized plane stress . In such a case, we consider the stress and strain variables to
be averaged values over the thickness. Also, a case of generalized plane strain is sometimes
referred to in elasticity textbooks if the strain component 33in Fig. 6.8(b) is taken as
some constant other that zero.
242 Continuum Mechanics for Engineers
6.7 Airy Stress Function
As stated in Section 6.6, the underlying equations for two-dimensional problems in isotropic
elasticity consist of the equilibrium relations, Eq 6.117, the compatibility condition, Eq 6.119
and Hooke’s law, either in the form of Eq 6.120a (plane stress), or as Eq 6.129 (plane
strain). When body forces in Eq 6.117 are conservative with a potential function V=
V(x1;x2)such thatbi= -V;i, we may introduce the Airy stress function, =(x1;x2)in
terms of which the stresses are given by
t11=;22+V;t22=;11+V;t12= -;12: (6.131)
Note that by using this definition the equilibrium equations are satisfied identically.
For the case of plane stress we insert Eq 6.120a into Eq 6.119 to obtain
t11;22 +t22;11 -(t11;11 +t22;22) =2(1+)t12;12 (6.132)
which in terms of becomes
;1111 +2;1212 +;2222 = -(1 -)(V;11+V;22): (6.133)
Similarly, for the case of plane strain, when Eq 6.129 is introduced into Eq 6.119 the result
is
(1-)(t11;22 +t22;11) -(t11;11 +t22;22) =2t12;12; (6.134)
or in terms of
;1111 +2;1212 +;2222 = -(1 -2)(V;11-V;22)=(1-): (6.135)
If the body forces consist of gravitational forces only, or if they are constant forces, the
right-hand sides of both Eqs 6.133 and 6.135 reduce to zero and must then satisfy the
bi-harmonic equation
;1111 +2;1212 +;2222 =r4=0: (6.136)
In each case, of course, boundary conditions on the stresses must be satisfied to complete
the solution to a particular problem. For bodies having a rectangular geometry, stress
functions in the form of polynomials in x1andx2are especially useful as shown by the
examples that follow.
Example 6.3
For a thin rectangular plate of the dimensions shown, consider the general
polynomial of the third degree as the Airy stress function and from it determine
the stresses. Assume body forces are zero.
Linear Elasticity 243
x1x2
CC
L
(a)
x1x26D3c
6D3c(b)
�B3c
�B3c�B3Lx2
x1
(c)
Solution
Select a polynomial stress function of the form 3=A3x3
1+B3x2
1x2+C3x1x2
2+
D3x3
2. Choosing this particular polynomial form for the stress function is not
arbitrary; the choice is based on many trials of dierent order polynomials.
After a certain amount of experience in observing a polynomial's eect on the
stress components computed using Eq 6.131, an educated guess can be made
as to what terms should be considered for a specic problem. For this reason,
problems like this are often called semi-inverse problems.
By direct substitution into Eq 6.136 we conrm that 3is bi-harmonic.
Further, the stresses are given as
t11=2C3x1+6D3x2;
t22=6A3x1+2B3x2;
t12= -2B3x1-2C3x2:
By selecting dierent constants to be zero and nonzero, dierent physical prob-
lems may be solved. Here, two specic cases will be considered.
(a) Assume all coecients in 3are zero except D3. This may be shown
to solve the case of pure bending of a beam by equilibrating moments
on the ends as shown by Fig. (b). Stress in the ber direction of the
beam varies linearly with the distance from the x1axis
t11=6D3x2;t22=t12=0
as is the case for simple bending. Similarly, by taking only A3as
nonzero, the solution is for bending moments applied to a beam whose
lengthwise direction is taken to be x2rather thanx1direction.
244 Continuum Mechanics for Engineers
(b) If onlyB3(orC3) is non-zero, both shear and normal stresses are
present. Fig. (c) shows the stress pattern for B36=0.
Example 6.4
Consider a special stress function having the form
=B2x1x2+D4x1x3
2:
Show that this stress function may be adapted to solve for the stresses in an
end-loaded cantilever beam shown in the sketch. Assume the body forces are
zero for this problem.
x2
x1P
cc
1 L
Vectorvwith respect to Ox0
1x0
2x0
3andOx1x2x3.
Solution
It is easily veried, by direct substitution, that r4=0. The stress compo-
nents are directly computed from Eq 6.131
t11=6D4x1x2;
t22=0;
t12= -B2-3D4x2
2:
These stress components are consistent with an end-loaded cantilever beam,
and the constants B2andD4can be determined by considering the boundary
conditions. In order for the top and bottom surfaces of the beam to be stress-
free,t12must be zero at x2=c. Using this condition B2is determined in
terms ofD4asB2= -3D4c2. The shear stress is thus given in terms of single
constantB2
t12= -B2+B2x2
2
c2:
The concentrated load is modeled as the totality of the shear stress t12on the
free end of the beam. Thus, the result of integrating this stress over the free
end of the beam at x1=0yields the applied force P. In equation form
P= -Zc
-c
-B2+B2x2
2
c2
dx2
Linear Elasticity 245
θdθdr
rx2
x1tθθ
θθdθ
θ∂t+∂r
rttθ
θdθ
θ∂+∂trrdr
r∂+∂
trθdrr∂+∂
rtθ rrt
tθθtrr
trθ
rtθ
FIGURE 6.9
Differential stress element in polar coordinates.
where the minus sign is required due to the sign convention on shear stress.
Carrying out the integration we have B2=3P=4c so that stress components
may now be written as
t11= -3P
2c3x1x2;
t22=0;
t12= -3P
4c
1-x2
2
c2
:
But for this beam the plane moment of inertia of the cross section is I=2c3=3
so that now
t11= -P
Ix1x2;t22=0;t12= -P
2I
c2-x2
2
in agreement with the results of elementary beam bending theory.
Several important solutions in plane elasticity are obtained by the Airy stress function
approach when expressed in terms of polar coordinates. To this end we introduce here
the basic material element together with the relevant stress components in terms of the
coordinatesrandas shown on Fig. 6.9. Using this element and summing forces in the
radial direction results in the equilibrium equation
@trr
@r+1
r@tr
@+trr-t
r+R=0; (6.137a)
246 Continuum Mechanics for Engineers
and summing forces tangentially yields
1
r@t
@+@tr
@r+2tr
r+=0 (6.137b)
in whichRandrepresent body forces. In the absence of such forces Eq 6.137a and
6.137b are satisfied by
trr=1
r@
@r+1
r2@2
@2; (6.138a)
t=@2
@r2; (6.138b)
tr=1
r2@
@-1
r@2
@r@= -@
@r1
r@
@
; (6.138c)
in which=(r;). To qualify as an Airy stress function must once again satisfy the
conditionr4=0which in polar form is obtained from Eq 6.136 as
r4=@2
@r2+1
r@
@r+1
r2@2
@2@2
@r2+1
r@
@r+1
r2@2
@2
=0: (6.139)
For stress fields symmetrical to the polar axis Eq 6.139 reduces to
r4=@2
@r2+1
r@
@r@2
@r2+1
r@
@r
=0; (6.140a)
or
r4@4
@r4+2r3@3
@r3-r2@2
@r2+r@
@r=0: (6.140b)
It may be shown that the general solution to this differential equation is given by
=Alnr+Br2lnr+Cr2+D; (6.141)
so that for the symmetrical case the stress components take the form
trr=1
r@
@r=A
r2+B(1+2lnr)+2C; (6.142a)
t=@2
@r2= -A
r2+B(3+2lnr)+2C; (6.142b)
tr=0: (6.142c)
When there is no hole at the origin in the elastic body under consideration, AandB
must be zero since otherwise infinite stresses would result at that point. Thus, for a plate
without a hole only uniform tension or compression can exist as a symmetrical case.
A geometry that does qualify as a case with a hole (absence of material) at the origin is
that of a curved beam subjected to end moments as discussed in the following example.
Example 6.5
Determine the stresses in a curved beam of the dimensions shown in the gure
when subjected to constant equilibrating moments.
Linear Elasticity 247
a
br
MM
x1θx2
Solution
From symmetry, the stresses are as given by Eq 6.142. Boundary conditions
require
(1)trr=0atr=a;and atr=b;
(2)Zb
atdr=0on the end faces ;
(3)Zb
artrrdr= -M on the end faces ;
(4)tr=0everywhere on the boundary :
These conditions result in the following equations which are used to evaluate
the constants A,B, andC. The inner and outer radii are free of normal stress
which can be written in terms of boundary condition (1) as
A=a2+B(1+2lna) +2C=0;
A=b2+B(1+2lnb) +2C=0:
No transverse loading is present on the ends of the curved beam which may be
written in terms of boundary condition (2) as
Zb
atdr=Zb
a@2
@r2dr=@
@rb
a=0:
Evaluation of this integral at the limits is automatically satised as a conse-
quence of boundary condition (1). Finally, the applied moments on the ends
248 Continuum Mechanics for Engineers
may be written in terms of boundary condition (3)
Zb
ar@2
@r2dr=
r@
@rb
a-Zb
a@
@rdr= -M:
Because of condition (1) the bracketed term here is zero and from the integral
term
b-a=M;
or
Alnb=a+B(b2lnb-a2lna) +C(b2-a2) =M:
This expression, together with the two stress equations arising from condition
(1) may be solved for the constants A,B, andC, which are
A= -4M
Na2b2lnb
a;
B= -2M
N
b2-a2
;
C=M
N
b2-a2+2
b2lnb-a2lna
;
whereN= (b2-a2)2-4a2b2[ln(b=a )]2. Finally, the stress components may
be written in terms of the radii and applied moment by substitution of the
constants into Eq 6.142
trr= -4M
Na2b2
r2lnb
a+b2lnr
b+a2lna
r
;
t= -4M
N
-a2b2
r2lnb
a+b2lnr
b+a2lna
r+b2-a2
;
tr=0:
Verication of these results can be made by reference to numerous strength of
materials textbooks.
Ifis taken as a function of both rand, it is useful to assume
(r;) =f(r)ein(6.143)
in order to obtain a function periodic in . Forn=0, the general solution is, as expected,
the same as given in Eq 6.141. As an example of the case where n=1we consider(r;)
in the form
= (Ar2+B=r+Cr+Drlnr)sin: (6.144)
Example 6.6
Show that the stress function given by Eq 6.144 may be used to solve the
quarter-circle beam shown under an end load P.
Linear Elasticity 249
b
a
Pθ
x1x2
r
Solution
From Eq 6.138 the stress components are
trr=
2Ar-2B
r3+D
r
sin;
t=
6Ar+2B
r3+D
r
sin;
tr= -
2Ar-2B
r3+D
r
cos:
The inner and outer radii of the beam are stress-free surfaces leading to boundary
conditions of trr=tr=0atr=a, and atr=b. Also, the applied force P
may be taken to be the summation of the shear stress acting over the free end
=0:
Zb
atrj=0dr= -P:
These conditions lead to the three equations from which constants A,B, andD
may be determined
2Aa-2B
a3+D
a=0;
2Ab-2B
b3+D
b=0;
-A
b2-a2
+B
b2-a2
a2b2-Dlnb
a=P:
Solving these three equations in three unknowns, the constants are determined
to be
A=P
2N; B = -Pa2b2
2N; D = -P
a2+b2
N;
whereN=a2-b2+ (a2+b2)ln(b=a). Finally, use of these constants in the
250 Continuum Mechanics for Engineers
stress component equations gives
trr=P
N
r+a2b2
r3-a2+b2
r
sin;
t=P
N
3r-a2b2
r3+a2+b2
r
sin;
tr= -P
N
r+a2b2
r3-a2+b2
r
cos:
Note that, when =0
trr=t=0andtr= -P
N
r+a2b2
r3-a2+b2
r
:
And when==2,tr=0while
trr=P
N
r+a2b2
r3-a2+b2
r
;
t=P
N
3r-a2b2
r3+a2+b2
r
:
We close this section with an example of the case when n=2in Eq 6.143.
Example 6.7
Use the stress function
= (Ar2+Br4+C=r2+D)cos2
to solve the stress problem of a large
at plate under a uniform axial stress T,
and having a small circular hole at the origin as shown in the gure.
E
abT Ttrθ
trr
θ
x1x2
Linear Elasticity 251
Solution
From Eq 6.138 the stress components have the form
trr= -
2A+6C
r4+4D
r2
cos;
t=
2A+12Br2+6C
r2
cos;
tr=
2A+6Br2-6C
r4-2D
r2
sin2:
Assume the width of the plate bis large compared to the radius of the hole.
From consideration of the small triangular element at a distance bfrom the
origin, the following boundary conditions must hold
1.trr=Tcos2atr=b,
2.tr= -T
2sin2atr=b,
and the inner surface of the hole is stress free, which may be written as
3.trr=0atr=a,
4.tr=0atr=a.
These conditions, when combined with the stress expressions, yield
2A+6C
b4+4D
b2= -T
2;
2A+6Bb2-6C
b4-2D
b2= -T
2;
2A+6C
a4+4D
a2=0;
2A+6Ba2-6C
a4-2D
a2=0:
Lettingb!1, the above equations may be solved to determine
A= -T
4; B =0; C = -a4T
4; D =a2T
2;
so that now the stresses are given by
trr=T
2
1-a2
r2
+T
2
1+3a4
r4+4a2
r2
cos;
t=T
2
1+a2
r2
-T
2
1+3a4
r4
cos;
tr= -T
2
1-3a4
r4+2a2
r2
sin2:
Note that as rtends towards innity and at =0the stresses are given by
trr=T;t=tr=0(simple tension). At r=a,trr=tr=0and
t=T-2Tcos2, which indicates that when ==2, or=3=2 , the
stresses become t=T-2T(-1) =3T, a well-known stress concentration factor
252 Continuum Mechanics for Engineers
used in design. Also, when =0, or=,t= -T a compression factor at
the centerline of the hole.
It should be pointed out that in this brief section only stresses have been determined.
These, together with Hooke’s law, can be used to determine the displacements for the
problems considered.
6.8 Linear Thermoelasticity
When we give consideration to the effects of temperature as well as to mechanical forces
on the behavior of elastic bodies, we become involved with thermoelasticity. Here, we ad-
dress only the relatively simple uncoupled theory for which temperature changes brought
about by elastic straining are neglected. Also, within the context of linearity we assume
that the total strain is the sum
ij=(M)
ij+(T)
ij (6.145)
where(M)
ij is the contribution from the mechanical forces and (T)
ijare the temperature-
induced strains. If 0is taken as a reference temperature and as an arbitrary tem-
perature, the thermal strains resulting from a change in temperature of a completely
unconstrained isotropic volume are given by
(T)
ij=(-0)ij (6.146)
whereis the linear coefficient of thermal expansion, having units of meters per meter per
degree Celsius (m/m/C). The presence of the Kronecker delta in Eq 6.146 indicates that
shear strains are not induced by a temperature change in an unconstrained, homogenous,
isotropic body.
By inserting Eq 6.146 into Eq 6.145 and using Hooke’s law for the mechanical strains in
that equation, we arrive at the thermoelastic constitutive equation
ij=1+
Etij-
Eijtkk+(-0)ij: (6.147)
This equation may be easily inverted to express the stresses in terms of the strains as
tij=E
(1+) (1-2)[ijkk+(1-2)ij-(1+)(-o)ij]: (6.148)
Also, in terms of the deviatoric and spherical components of stress and strain, the ther-
moelastic constitutive relations appear as the pair of equations
Sij=E
(1+)ij; (6.149a)
tii=E
(1-2)[ii-3(-0)]: (6.149b)
Linear Elasticity 253
If the heat conduction in an elastic solid is governed by the Fourier law, Eq 5.62, which
we write here as
qi= -;i (6.150)
whereis the thermal conductivity of the body (a positive constant), and if we introduce
thespecific heat constant cthrough the equation
-qi;i=c˙ (6.151)
the heat conduction equation for the uncoupled theory becomes
;ii=c˙: (6.152)
This equation, along with the thermoelastic stress-strain equations Eq 6.147 or Eq 6.148,
the equilibrium equations Eq 6.43, and the strain-displacement relations Eq 6.44, consti-
tute the basic set of field equations for uncoupled, quasi-static, thermoelastic problems.
Of course, boundary conditions and the strain compatibility equations must also be sat-
isfied.
6.9 Three-Dimensional Elasticity
Solutions of three-dimensional elasticity problems traditionally focus on two distinct for-
mulations. First, the displacement formulation is based upon solutions of the Navier equa-
tions which were presented in Section 6.4, and which are developed again in the follow-
ing paragraph. The second formulation, called the stress formulation, utilizes solutions of
the equilibrium equations in association with the Beltrami-Michell stress equations pre-
viously derived in Section 6.4 and based upon the compatibility equations in terms of
strains. These equations are also reviewed in the following paragraph.
Starting with the fundamental equations of elastostatics as listed in Section 6.4 and
repeated here under revised numbering, we have:
Equilibrium equations, Eq 6.43
tij;j+bi=0; (6.153)
Strain-displacement equations, Eq 6.44
2ij=ui;j+uj;i; (6.154)
Hooke’s law, Eq 6.45a, or Eq 6.45b
tij=ijkk+2ij; (6.155a)
or
ij=1
E[(1-)tij-ijtkk]: (6.155b)
254 Continuum Mechanics for Engineers
By substituting Eq 6.154 into Hooke’s law, Eq 6.155a, and that result in turn into Eq 6.153,
we obtain
ui;jj+(+)uj;ji+bi=0 (6.156)
which comprise three second-order partial differential equations known as the Navier
equations. For the stress formulation we convert the strain equations of compatibility
introduced in Section 4.7 as Eq 4.90 and repeated here as
ij;km +km;ij -ik;jm -jm;ik =0 (6.157)
into the equivalent expression in terms of stresses using Eq 6.155a, and combine that
result with Eq 6.153 to obtain
tij;kk+1
1+tkk;ij+(bi;j+bj;i)+
1+ijbk;k=0 (6.158)
which are the Beltrami-Michell equations of compatibility. In seeking solutions by either the
displacement or stress formulation, we consider only the cases for which body forces are
zero. The contribution of such forces, often either gravitational or centrifugal in nature,
can be appended to the homogeneous solution, usually in the form of a particular integral
based upon the boundary conditions.
Let us first consider solutions developed through the displacement formulation. Rather
than attempt to solve the Navier equations directly, we express the displacement field in
terms of scalar and vector potentials and derive equations whose solutions result in the
required potentials. Thus, by inserting an expression for uiin terms of the proposed
potentials into the Navier equations we obtain the governing equations for the appropri-
ate potentials. Often such potentials are harmonic, or bi-harmonic functions. We shall
present three separate methods for arriving at solutions of the Navier equations.
The method used in the first approach rests upon the well-known theorem of Helmholtz
which states that any vector function that is continuous and finite, and which vanishes at
infinity, may be resolved into a pair of components: one a rotational vector, the other an
irrotational vector. Thus, if the curl of an arbitrary vector ais zero, thenais the gradient
of a scalar, andaisirrotational, or as it is sometimes called, solenoidal. At the same time,
if the divergence of the vector ais zero, thenais the curl of another vector , and is a
rotational vector. Accordingly, in keeping with the Helmholtz theorem, we assume that
the displacement field is given by
ui=;i+ipq q;p (6.159)
where;iis representative of the irrotational portion, and curl the rotational portion.
Substituting this displacement vector into Eq 6.156 with biin that equation taken as zero,
namely
ui;jj+(+)uj;ji=0; (6.160)
we obtain
;ijj+"ipq q;pjj+(+):ijj+(+)"jpq q;pji=0 (6.161)
which reduces to
(+2);ijj+"ipq q;pjj=0; (6.162)
since"jpq q;pji=0. In coordinate-free notation Eq 6.162 becomes
(+2)rr2+rr2 =0: (6.163)
Linear Elasticity 255
Any set ofand which satisfies Eq 6.162 provides (when substituted into Eq 6.159)
a displacement field satisfying the Navier equation, Eq 6.160. Clearly, one such set is
obtained by requiring and to be harmonic:
r2=0; (6.164a)
r2 =0: (6.164b)
It should be pointed out that while Eq 6.164 is a solution of Eq 6.160, it is not the general
solution of the Navier equations. If we choose r2=constant, and =0in Eq 6.164,
the scalar function is known as the Lam´ e strain potential. By taking the divergence of
Eq 6.162, and remembering that the divergence of a curl vanishes, we see that
r4=0 (6.165)
is a solution of the resulting equation so that a bi-harmonic function as also yields a
solution forui. Similarly, by taking the curl of Eq 6.162 we find that
r4 =0 (6.166)
also provides for a solution ui.
The second approach for solving the Navier equations is based on the premise of ex-
pressing the displacement field in terms of the second derivatives of a vector known as
theGalerkin vector, and designated here by F=Fi^ei. In this approach we assume the
displacement uiis given in terms of the Galerkin vector specifically by the equation
ui=2(1-)Fi;jj-Fj;ji (6.167)
which is substituted directly into Eq 6.160. Carrying out the indicated differentiation and
reducing the resulting equations with the help of the identity =2= (1-2)we find
that the Navier equations are satisfied if
r4F=0: (6.168)
Thus, any bi-harmonic vector is suitable as a Galerkin vector. As should be expected,
because they are solutions to the same equation, there is a relationship between and
withF. It has been shown that
= -Fi;i; (6.169a)
and
"ijk k;j=2(1-)Fi;jj: (6.169b)
IfFiis not only bi-harmonic, but harmonic as well, Eq 6.169b reduces to
"ijk k;j=0; (6.170a)
and the relationship between andFibecomes
;ii= -Fi;jji: (6.170b)
In this caseis called the Lam ´e strain potential.
Example 6.8
Consider a Galerkin vector of the form F=Fi^eiwhereF3is a function of the
coordinates, that is F3=F3(x1;x2;x3). Apply this vector to obtain the solution
256 Continuum Mechanics for Engineers
to the problem of a concentrated force acting at the origin of coordinates in the
direction of the positive x3axis of a very large elastic body. This is called the
Kelvin problem.
Solution
Letui=2(1-)Fi;jj-Fj;jias given by Eq 6.167. Accordingly,
u1= -F3;31;
u2= -F3;32;
u3=2(1-) (F3;11+F3;22+F3;33)-F3;33:
TakeF3to be proportional to the distance squared from the origin as dened by
F3=BRwhereBis a constant and R2=x2
1+x2
2+x2
3. Thus, the displacements
are
u1=Bx3x1
R3;
u2=Bx3x2
R3;
u3=B4(1-)
R-x2
1+x2
2
R3
:
From these displacement components the stresses may be computed using Hooke's
law. In particular, it may be shown that
t33=@
@x3
(2-)@2
@x2
1+@2
@x2
2+@2
@x2
3
-@2
@x2
3
BR
which upon carrying out the indicated dierentiation and combining terms be-
comes
t33= -B"
2(2-)x3
R3-3
x2
1+x2
2
x3
R5#
:
This equation may be written in a more suitable form for the integration that
follows by noting that R2=r2+x2
3wherer2=x2
1+x2
2. The modied equation
is
t33= -B(1-2)x3
R3+3x3
3
R5
:
Summing forces in the x3direction over the plane x3=constant allows us to
determineBin terms of the applied force P. The required integral is
P=Z1
0(-t33)2rdr:
Butrdr=RdR and so
P=2B
(1-2)x3Z1
0dR
R2+3x3
3Z1
0dR
R4
from which we nd
B=P
4(1-):
Linear Elasticity 257
The third approach for solving the Navier equations is called the Papkovich-Neuber so-
lution which results in equations in terms of harmonic functions of a scalar, and a vector
potential. For this we take the displacement vector to be represented by a scalar potential
B, the vector potential V, and the position vector xiin the form
ui=Vi-B;i-(Vkxk);i
4(1-)(6.171)
which when substituted into the homogeneous Navier equations and simplified using the
identity=2= (1-2)we obtain
Vi;jj-(+2)B;ijj-1
2(+) (Vk;ijj+Vi;jj)=0: (6.172)
These equations are clearly satisfied when
r2V=0; (6.173a)
and
r2B=0 (6.173b)
which indicates that any four harmonic functions, Viwithi=1;2;3 andB, will serve to
provide a displacement vector uifrom Eq 6.171 that satisfies the Navier equations. Since
the displacement vector has only three components, the four scalar functions, Vi, andB
are not completely independent and may be reduced to three. It can be shown that these
potentials are related to the Galerkin vector through the expressions
V=2(1-)r2F; (6.174a)
and
B=rF-Vx
4(1-): (6.174b)
Whereas it is not usually possible to solve the Navier equations directly for problems
involving a body of arbitrary geometry, in certain cases of spherical symmetry an ele-
mentary solution is available. Consider the case of a hollow spherical geometry of inner
radiusr1and outer radius r2that is subjected to an internal pressure p1and an external
pressurep2. Due to the symmetry condition here we assume a displacement field
ui=(r)xi (6.175)
wherer2=xixianddepends solely upon r. By direct substitution of Eq 6.175 into
Eq 6.160 we arrive at the ordinary differential equation
d2
dr2+4
rd
dr=0 (6.176)
for which the general solution may be written as
(r)=A1+A2
r3(6.177)
whereA1andA2are constants of integration depending on the boundary conditions.
Eq 6.155 written in terms of displacement derivatives has the form
tij=ijuk;k+(ui;j+uj;i): (6.178)
258 Continuum Mechanics for Engineers
It follows by making use of Eqs 6.175 and 6.177 that
tij=3A1ij+2
A1+A2
r3
ij-3A2xixj
r3
: (6.179)
Recall that the traction vector in the radial direction (see Eq 3.51) is N=tijninjwhich
upon substitution of Eq 6.177 becomes
N=(3+2)A1+4A2
r3(6.180)
where the identity xi=rnihas been used. Similarly, the tangential traction can be
calculated using S=tijvivjwhere the unit vectors viare perpendicular to ni. The
result is
S=(3+2)A1+2A2
r3(6.181)
sincevixi=0.
The constants A1andA2are determined from boundary conditions on the tractions.
Clearly,
N= -p1atr=r1;
N= -p2atr=r2:
Carrying out the indicated algebra, we have the well-known formulas
N=p1r3
1-p2r3
2
r3
2-r3
1-r3
1r3
2
r3p1-p2
r3
2-r3
1; (6.182a)
S=p1r3
1-p2r3
2
r3
2-r3
1+r3
1r3
2
2r3p1-p2
r3
2-r3
1: (6.182b)
These equations may be easily modified to cover the case where p1=0, or the case where
p2=0.
We conclude this section with a brief discussion of three dimensional stress functions.
These functions are designed to provide solutions of the equilibrium equations. Addi-
tionally, in order for the solution to be complete it must be compatible with the Beltrami-
Michell equations. Beginning with the equilibrium equations in the absence of body
forces
tij;j=0 (6.183)
we propose the stress field
tij="ipq"jkmqk;pm (6.184)
whereqkis a symmetric tensor function of the coordinates. By a direct expansion of
this equation the stress components may be expressed in terms of the potential qk. For
example,
t11="1pq"1kmqk;pm (6.185)
which when summed over the repeated indices, keeping in mind the properties of the
permutation symbol, becomes
t11=223;23 -22;33 -33;22: (6.186a)
Linear Elasticity 259
Similarly,
t22=213;13 -11;33 -33;11; (6.186b)
t33=212;12 -11;22 -22;11; (6.186c)
t12=12;33 +33;12 -23;31 -13;32; (6.186d)
t23=23;11 +11;23 -12;13 -13;12; (6.186e)
t31=31;22 +22;31 -12;23 -32;21: (6.186f)
It may be shown by direct substitution that the equilibrium equations are satisfied by
these stress components.
Upon setting the off-diagonal terms of qkto zero, that is, if 12=23=31=0,
we obtain the solution proposed by Maxwell. By setting the diagonal terms of qkto
zero, namely, 11=22=33=0we obtain the solution proposed by Morera which
is known by that name. It is interesting to note that if all the components of qkexcept
33are zero, that component is the Airy stress function introduced in Section 6.7 as
can be verified by Eq 6.186. Although the potential qkprovides us with a solution
of the equilibrium equations, that solution is not compatible with the Beltrami-Michell
equations except under certain conditions.
260 Continuum Mechanics for Engineers
Problems
Problem 6.1
In general, the strain energy density Wmay be expressed in the form
W=C
(; =1;:::;6 )
where C
is not necessarily symmetric. Show that this equation may be rearranged to
appear in the form
W=1
2C
where Cis symmetric, so that now
@W
@=C=t
in agreement with Eq 6.8.
Problem 6.2
Let the stress and strain tensors be decomposed into their respective spherical and deviator
components. Determine an expression for the strain energy density Was the sum of a
dilatation energy density W(1)and a distortion energy density W(2).
Answer
W=W(1)+W(2)=1
6tiijj+1
2Sijij
Problem 6.3
If the strain energy density Wis generalized in the sense that it is assumed to be a function
of the deformation gradient components instead of the small strain components, that is, if
W=W(FiA), make use of the energy equation and the continuity equation to show that in
this case Eq 6.16 is replaced by
Jtij=@W
@FiAFjA:
Problem 6.4
For an isotropic elastic medium as dened by Eq 6.23, express the strain energy density in
terms of
(a) the components of ij,
(b) the components of tij,
(c) the invariants of ij.
Linear Elasticity 261
Answer
(a)W=1
2(iijj+2ijij),
(b)W=(3+2)tijtij-tiitjj
4(3+2),
(c)W= 1
2+
(I)2-2II
Problem 6.5
Lettijbe any second-order isotropic tensor such that
t0
ij=aimajntmn=tij
for any proper orthogonal transformation aij. Show that by successive applications of the
transformations
[aij]=2
40 0 -1
-1 0 0
0 1 03
5and [aij]=2
40 0 1
-1 0 0
0-1 03
5
every second-order isotropic tensor is a scalar multiple of the Kronecker delta, ij.
Problem 6.6
Verify that Eqs 6.33a and 6.33b when combined result in Eq 6.28 when Eqs 6.29 are used.
Problem 6.7
For an elastic medium, use Eq 6.33 to express the result obtained in Problem 6.2 in terms
of the engineering elastic constants KandG.
Answer
W=1
2Kiijj+G
ijij-1
3iijj
Problem 6.8
Show that the distortion energy density W(2)(see Problem 6.2) for a linear elastic medium
may be expressed in terms of (a) the principal stresses, (1),(2),(3)and (b) the principal
strains,(1),(2),(3)in the form
(a)W(2)=
(1)-(2)2+
(2)-(3)2+
(3)-(1)2
12G,
(b)W(2)=1
3h
(1)-(2)2+
(2)-(3)2+
(3)-(1)2i
G.
Problem 6.9
Beginning with the denition for W(Eq 6.21a), show for a linear elastic material represented
by Eq 6.23 or by Eq 6.28 that @W=@ij=tijand@W=@tij=ij(Note that@ij=@mn=
imjn.)
262 Continuum Mechanics for Engineers
Problem 6.10
For an isotropic, linear elastic solid, the principal axes of stress and strain coincide, as was
shown in Example 6.1. Show that, in terms of engineering constants Eandthis result is
given by
(q)=(1+)(q)-
(1)+(2)+(3)
E;(q=1;2;3 ):
Thus, letE=106psi and=0:25, and determine the principal strains for a body subjected
to the stress eld (in ksi)
[tij]=2
412 0 4
0 0 0
4 0 63
5:
Answer
(1)= -4:510-6,(2)=0:510-6,(3)=1310-6
Problem 6.11
Show for an isotropic elastic medium that
(a)1
1+=2(+)
3+2, (b)
1+=
+2, (c)2
1-2=3K
1+,
(d)2(1+) =3K(1-2):
Problem 6.12
Let thex1x3plane be a plane of elastic symmetry such that the transformation matrix
betweenOx1x2x3andOx0
1x0
2x0
3is
[aij]=2
41 0 0
0-1 0
0 0 13
5:
Show that, as the text asserts, this additional symmetry does not result in a further reduc-
tion in the elastic constant matrix, Eq 6.40.
Problem 6.13
Let thex1axis be an axis of elastic symmetry of order N=2. Determine the form of the
elastic constant matrix C, assuming C=C.
Answer
[C]=2
6666664C11C12C13C140 0
C12C22C23C340 0
C13C23C33C340 0
C14C24C34C440 0
0 0 0 0 C55C56
0 0 0 0 C56C663
7777775
Linear Elasticity 263
Problem 6.14
Assume that, by the arguments of elastic symmetry, the elastic constant matrix for an
isotropic body has been reduced to the form
[C]=2
6666664C11C12C120 0 0
C12C11C120 0 0
C12C12C110 0 0
0 0 0 C440 0
0 0 0 0 C440
0 0 0 0 0 C443
7777775:
Show that, if the x1axis is taken as an axis of elastic symmetry of any order ( is arbitrary),
C11=C12+2C44.(Hint: Expandt0
23=a2qa3mtqmand0
23=a2qa3mqm:)
Problem 6.15
If the axis which makes equal angles with the coordinate axes is an axis of elastic symmetry
of orderN=3, show that there are twelve independent elastic constants and that the elastic
matrix has the form
[C]=2
6666664C11C12C13C14C15C16
C13C11C12C16C14C15
C12C13C11C15C16C14
C41C42C43C44C45C46
C43C41C42C46C44C45
C42C43C41C45C46C443
7777775:
Problem 6.16
For an elastic body whose x3axis is an axis of elastic symmetry of order N=6, show
that the nonzero elastic constants are C11=C22,C33,C55=C44,C66=1
2(C11-C12), and
C13=C23.
Problem 6.17
Develop a formula in terms of the strain components for the strain energy density Wfor
the case of an orthotropic elastic medium.
Answer
W=1
2(C111+2C122+2C133)1+1
2(C222+2C233)2
+1
2
C332
3+C442
4+C552
5+C662
6
Problem 6.18
Show that, for an elastic continuum having x1as an axis of elastic symmetry of order
N=2, the strain energy density has the same form as for a continuum which has an x2x3
plane of elastic symmetry.
Answer
2W =(C111+2C122+2C133+2C144)1+(C222+2C233+2C244)2
+(C333+2C344)3+C442
4+(C555+2C566)5+C662
6
264 Continuum Mechanics for Engineers
Problem 6.19
Let the stress eld for a continuum be given by
[tij]=2
4x1+x2t120
t12x1-x20
0 0 x 23
5
wheret12is a function of x1andx2. If the equilibrium equations are satised in the
absence of body forces and if the stress vector on the plane x1=1is given byt(^e1)=
(1+x2)^e1+(6-x2)^e2, determinet12as a function of x1andx2.
Answer
t12=x1-x2+5
Problem 6.20
Invert Eq 6.45b to obtain Hooke's law in the form
tij=2G
ij+
1-2kkij
which, upon combination with Eqs 6.44 and 6.43, leads to the Navier equation
G
ui;jj+1
1-2uj;ij
+bi=0:
This equation is clearly indeterminate for =0:5. However, show that in this case Hooke's
law and the equilibrium equations yield the result
Gui;jj+1
3tjj;i+bi=0:
Problem 6.21
Let the displacement eld be given in terms of some vector qiby the equation
ui=2(1-)qi;jj-qj;ji
G:
Show that the Navier equation (Eq 6.49) is satised providing bi0andqiis bi-harmonic
so thatqi;jjkk =0. Ifq1=x2=randq2= -x1=rwherer2=xixi, determine the resulting
stress eld.
Answer
t11= -t22=6QGx1x2=r5;t33=0
t12=t21=3QG
x2
2-x2
1
=r5
t13=t31=3QGx2x3=r5;t23=t32= -3QGx1x2=r5;
whereQ=4(1-)=G
Linear Elasticity 265
Problem 6.22
If body forces are zero, show that the elastodynamic Navier equation (Eq 6.55) will be
satised by the displacement eld
ui=;i+"ijk k;j
provided the potential functions and ksatisfy the three-dimensional wave equation.
Problem 6.23
Show that, for plane stress, Hooke's law Eq 6.120a and Eq 6.121 may be expressed in terms
of the Lam e constants andby
ij=1
2
tij-
3+2ijtkk
(i;j;k =1;2);
kk= -
2(3+2)tii(i=1;2):
Problem 6.24
For the case of plane stress, let the stress components be dened in terms of the function
=(x1;x2), known as the Airy stress function, by the relationships,
t11=;22; t22=;11; t12= -;12:
Show thatmust satisfy the biharmonic equation r4=0and that, in the absence of
body forces, the equilibrium equations are satised identically by these stress components.
If=Ax3
1x2
2-Bx5
1whereAandBare constants, determine the relationship between A
andBfor this to be a valid stress function.
Answer
A=5B
Problem 6.25
Develop an expression for the strain energy density, W, for an elastic medium in (a) plane
stress and (b) plane strain.
Answer
(a)W=
t2
11+t2
22-2t11t22+2(1+)t2
12
=2E
(b)W=
+1
2
2
11+2
22
+1122+22
12
Problem 6.26
Show that=x4
1x2+4x2
1x3
2-x5
2is a valid Airy stress function, that is, that r4=0,
and compute the stress tensor for this case assuming a state of plane strain with =0:25.
Answer
[tij]=2
424x2
1x2-20x3
2-4x3
1-24x1x2
20
-4x3
1-24x1x2
212x2
1x2+8x3
20
0 01
4
9x2
1x2-3x3
23
5
266 Continuum Mechanics for Engineers
Problem 6.27
Verify the inversion of Eq 6.147 into Eq 6.148. Also, show that the two equations of
Eq 6.149 may be combined to produce Eq 6.148.
Problem 6.28
Develop appropriate constitutive equations for thermoelasticity in the case of (a) plane
stress and (b) plane strain.
Answer
(a)ij= [(1+)tij-ijtkk]=E+ij(-0)(i;j;k =1;2)
33=tii=E+(-0) (i =1;2)
(b)tij=ijkk+2ij-ij(3+2)(-0) (i;j;k =1;2)
t33=tii-E( -0) =ii- (3 +2)(-0) (i =1;2)
Problem 6.29
Consider the Airy stress function
5=D5x2
1x3
2+F5x5
2:
(a) Show that for this to be valid stress function, F5= -D5=5.
(b) Construct the composite stress function
=5+3+2
where
=D5
x2
1x3
2-1
5x5
2
+1
2B3x2
1x2+1
2A2x2
1:
For this stress function show that the stress components are
t11=D5
6x2
1x2-4x3
2
;
t22=2D5x3
2+B3x2+A2;
t12= -6D5x1x2
2-B3x1:
Problem 6.30
A rectangular beam of width unity and length 2Lcarries a uniformly distributed load of
qlb/ft as shown. Shear forces Vsupport the beam at both ends. List the six boundary
conditions for this beam the stresses must satisfy using stresses determined in Problem 6.29.
x2
x1c
cOq [lb/ft]
VV
L L
Linear Elasticity 267
Answer
1.t22= -q atx2= +c
2.t22=0atx2= -c
3.t12=0atx2=c
4.R+c
-ct12dx2=qLatx1=L
5.R+c
-ct11dx2=0 atx1=L
6.R+c
-ct11x2dx2=0 atx1=L
Problem 6.31
Using boundary conditions 1, 2, and 3 listed in Problem 6.30, show that the stresses in
Problem 6.29 require that
A2= -q
2; B3= -3q
4c; D5=q
8c3:
Thus, for the beam shown the stresses are
t11=q
2I
x2
1x2-2
3x3
2
;
t22=q
2I1
3x3
2-c2x2-2
3c3
;
t12= -q
2I
x1x2
2-c2x1
;
whereI=2
3c3is the plane moment of inertia of the beam cross section.
Problem 6.32
Show that, using the stresses calculated in Problem 6.31, the boundary conditions 4 and 5
are satised, but boundary condition 6 is not satised.
Problem 6.33
Continuing Problems 6.31 and 6.32, in order for boundary condition 6 to be satised an
additional term is added to the stress function, namely
3=D3x3
2:
Show that, from boundary condition 6,
D3=3q
4c1
15-L2
6c2
;
so that nally
t11=q
21
x2
1-2
3x2
2+6
15c2-L2
x2:
Problem 6.34
Show that for the shaft having a cross section in the form of an equilateral triangle the
warping function is
(x1;x2)=
x3
2-3x2
1x2
:
268 Continuum Mechanics for Engineers
Determine
(a) the constant in terms of the shaft dimension,
(b) the torsional rigidity K,
(c) the maximum shearing stress.
MtOx2
x12aa
Answer
(a)= -1
6a
(b)K=9Gp
3a4
5
(c)t23jmax=3Mta
2Katx1=a,x2=0
Problem 6.35
Consider the Galerkin vector that is the sum of three double forces, that is, let
ψ
x2
x1x3
θr
O^eψ^eθ^er
Linear Elasticity 269
F=Bx1
r^e1+x2
r^e2+x3
r^e3
whereBis a constant and r2=xixi. Show that the displacement components are given by
ui= -2B(1-2)xi
r3:
Using the sketch above, (spherical coordinates) observe that the radial displacement ur
(subscriptrnot a summed indice, rather indicating the radial component of displacement)
ur=uixi
r;
and show that ur= -2B (1-2)r-2. Also, show that u =u=0. Thus
r=@ur
@r=4B(1-2)
r3and == -2B(1-2)
r3;
so that the cubical dilatation is r+ +=0. From Hooke's law
tij=ijuk;k+2(ui;j+uj;i)
which reduces here to tij=2ijso that
trr=8BG(1-2)
r3;
and
t =t= -4BG(1-2)
r3:
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7
Classical Fluids
Often, continuum mechanics is taken to gain a foundation for solid mechanics like elas-
ticity discussed in the last chapter. However, the foundation of continuum mechanics
allows for the study of fluids. A fundamental characteristic of any fluid – be it a liquid or
a gas – is that the action of shear stresses, no matter how small they may be, will cause
the fluid to deform continuously as long as the stresses act.
7.1 Viscous Stress Tensor, Stokesian, and Newtonian Fluids
A fluid at rest (or in a state of rigid body motion) is incapable of sustaining any shear
stress whatsoever. This implies that the stress vector on an arbitrary element of surface at
any point in a fluid at rest is proportional to the normal niof that element, but indepen-
dent of its direction. Thus, we write
t(^n)
i=tijnj= -p0ni (7.1)
where the (positive) proportionality constant p0is the thermostatic pressure or, as it is
frequently called, the hydrostatic pressure. We note from Eq 7.1 that
tij= -p0ij (7.2)
which indicates that for a fluid at rest the stress is everywhere compressive, that every
direction is a principal stress direction at any point, and that the hydrostatic pressure is
equal to the mean normal stress,
p0= -1
3tii: (7.3)
This pressure is related to the temperature and densityby an equation of state having
the form
F(p0;;)=0: (7.4)
For a fluid in motion the shear stresses are not usually zero, and in this case we write
tij= -pij+ij (7.5)
whereijis called the viscous stress tensor, which is a function of the motion and vanishes
when the fluid is at rest. In this equation, the pressure pis called the thermodynamic
pressure and is given by the same functional relationship with respect to andas that
for the static pressure p0in the equilibrium state, that is, by
F(p;; )=0: (7.6)
271
272 Continuum Mechanics for Engineers
Note from Eq 7.5 that, for a fluid in motion, pis not equal to the mean normal stress, but
instead is given by
p= -1
3(tii-ii); (7.7)
so that, for a fluid at rest (ij=0),pequates top0.
In developing constitutive equations for viscous fluids, we first remind ourselves that
this viscous stress tensor must vanish for fluids at rest, and following the usual practice,
we assume that ijis a function of the rate of deformation tensor dij. Expressing this
symbolically, we write
ij=fij(D): (7.8)
If the functional relationship in this equation is nonlinear, the fluid is called a Stokesian
fluid. When fijdefinesijas a linear function of dij, the fluid is known as a Newtonian
fluid, and we represent it by the equation
ij=Kijpqdpq (7.9)
in which the coefficients Kijpq reflect the viscous properties of the fluid.
As may be verified experimentally, most fluids are isotropic. Therefore, Kijpq in Eq 7.9
is an isotropic tensor; this, along with the symmetry properties of dijandij, allow us
to reduce the 81 coefficients Kijpq to 2. We conclude that, for a homogeneous, isotropic
Newtonian fluid, the constitutive equation is
tij= -pij+ijdkk+2dij (7.10)
whereandareviscosity coefficients which denote the viscous properties of the fluid.
From this equation we see that the mean normal stress for a Newtonian fluid is
1
3tii= -p +1
3(3+2)dii= -p +dii (7.11)
where=1
3(3+2)is known as the coefficient of bulk viscosity. The condition
=1
3(3+2) (7.12a)
or, equivalently,
= -2
3(7.12b)
is known as Stokes condition, and we see from Eq 7.11 that this condition assures us that,
for a Newtonian fluid at rest, the mean normal stress equals the (negative) pressure p.
If we introduce the deviator tensors
Sij=tij-1
3ijtkk (7.13a)
for stress and
ij=dij-1
3ijdkk (7.13b)
for rate of deformation into Eq 7.10, we obtain
Sij+1
3ijtkk= -pij+1
3(3+2)ijdkk+2ij (7.14)
Classical Fluids 273
which may be conveniently split into the pair of constitutive equations
Sij=2ij; (7.15a)
tii= -3 (p-dkk): (7.15b)
The first of this pair relates the shear effect of the motion with the stress deviator, and the
second associates the mean normal stress with the thermodynamic pressure and the bulk
viscosity.
7.2 Basic Equations of Viscous Flow, Navier-Stokes Equations
Inasmuch as fluids do not possess a “natural state” to which they return upon removal
of applied forces, and because the viscous forces are related directly to the velocity field,
it is customary to employ the Eulerian description in writing the governing equations
for boundary value problems in viscous fluid theory. Thus, for the thermomechanical
behavior of a Newtonian fluid, the following field equations must be satisfied:
(a) the continuity equation (Eq 5.13)
˙+vi;i=0; (7.16)
(b) the equations of motion (Eq 5.22)
tij;j+bi=˙vi; (7.17)
(c) the constitutive equations (Eq 7.10)
tij= -pij+ijdkk+2dij; (7.18)
(d) the energy equation (Eq 5.65)
˙u=tijdij-qi;i+r; (7.19)
(e) the kinetic equation of state (Eq 7.6)
p=p(;); (7.20)
(f) the caloric equation of state (Eq 5.66)
u=u(;); (7.21)
(g) the heat conduction equation (Eq 5.62)
qi= -;i: (7.22)
This system, Eqs 7.16 through 7.22, together with the definition of the rate of deforma-
tion tensor,
dij=1
2(vi;j+vj;i) (7.23)
274 Continuum Mechanics for Engineers
represents 22 equations in the 22 unknowns, tij,,vi,dij,u,qi,p, and. If thermal
effects are neglected and a purely mechanical problem is proposed, we need only Eqs 7.16
through 7.18 as well as Eq 7.23 and a temperature independent form of Eq 7.20, which
we state as
p=p(): (7.24)
This provides a system of 17 equations in the 17 unknowns, tij,,vi,dij, andp.
Certain of the above field equations may be combined to offer a more compact formu-
lation of viscous fluid problems. Thus, by substituting Eq 7.18 into Eq 7.17 and making
use of the definition Eq 7.23, we obtain
˙vi=bi-p;i+(+)vj;ji+vi;jj (7.25)
which are known as the Navier-Stokes equations for fluids. These equations, along with
Eqs 7.19, 7.20, and 7.21, provide a system of seven equations for the seven unknowns,
vi,,p,u, and. Notice that even though Eq 7.18 is a linear constitutive equation, the
Navier-Stokes equations are nonlinear because in the Eulerian formulation
˙vi=@vi
@t+vjvi;j:
If Stokes condition
= -2
3
is assumed, Eq 7.25 reduces to the form
˙vi=bi-p;i+1
3(vj;ji+3vi;jj): (7.26)
Also, if the kinetic equation of state has the form of Eq 7.24, the Navier-Stokes equations
along with the continuity equation form a complete set of four equations in the four
unknowns,viand.
In all of the various formulations for viscous fluid problems stated above, the solutions
must satisfy the appropriate field equations as well as boundary and initial conditions on
both traction and velocity components. The boundary conditions at a fixed surface require
not only the normal, but also the tangential component of velocity to vanish because of
the “boundary layer” effect of viscous fluids. The initial and boundary conditions are
1. The velocity must be specified
vi=v
i(x;0)
throughout the volume V. For problems where the density and temperature are
changing the initial conditions at t=0are
=(x;0);
=(x;0):
2. The boundary conditions on the surface of the body Vfort>0 are
vi=v
i(x;t) onSv;
tijnj=T
i(x;t) onST;
on those parts of the boundary SvandSTwhere the velocity and traction are speci-
fied. In addition, the temperature and heat flux must also be specified for problems
involving temperature changes.
=(x;t) onS:
;ini=q(x;t) onSq:
Classical Fluids 275
The boundary conditions on traction and velocity at solid and free surfaces occur fre-
quently in problems and deserve special comment. On a solid surface, the velocity as-
sumes the velocity of the surface. This is known as the no-slip condition for viscous fluids.
The condition changes if the fluid is inviscid. Since the viscosity is zero, the shear stress
is everywhere zero, and the component along the boundary will be non-zero. The normal
component of the velocity will be that of the body if the surface is impermeable. Also, at
free surfaces the normal traction is equal to the ambient pressure when surface tension
effects are negligible. Additionally the shear stress is zero at this surface. It should also
be pointed out that the formulations posed in this section are relevant only for laminar
flows. Turbulent flows require additional considerations.
7.3 Specialized Fluids
Although the study of viscous fluids in the context of the equations presented in Section
7.2 occupies a major role in fluid mechanics, there is also a number of specialized situa-
tions resulting from simplifying assumptions that provide us with problems of practical
interest. Here, we list some of the assumptions that are commonly made and consider
briefly their meaning with respect to specific fluids.
(a)Barotropic fluids – If the equation of state happens to be independent of temper-
ature as expressed by Eq 7.24, the changes of state are termed barotropic, and
fluids which obey these conditions are called barotropic fluids. In particular,
we may cite both isothermal changes (in which the temperature is constant) and
adiabatic changes (for which no heat enters or leaves the fluid) as barotropic
changes.
(b)Incompressible fluids – If the density of a fluid particle is constant, the equation
of state becomes
=constant (7.27)
which describes incompressibility. This implies ˙ =0and, by the continuity
equation,vi;i=0for incompressible flows. Physically, incompressibility means
that the elements of a fluid undergo no change in density (or volume) when
subjected to a change in pressure. For incompressible flows, the Navier-Stokes
equations become
˙vi=bi-p;i+vi;jj (7.28)
due to thevi;i=0condition. Water and oil, among others, are generally
assumed to be incompressible, whereas most gases are highly compressible.
(c)Inviscid (frictionless) fluids – A fluid that cannot sustain shear stresses even when
in motion is called an inviscid, or sometimes a perfect fluid. Clearly, if the
coefficientsandin Eq 7.10 are equal to zero, that equation describes a
perfect fluid and the Navier-Stokes equations reduce to
˙vi=bi-p;i (7.29)
which are often referred to as the Euler equation of motion. An ideal gas is a
perfect fluid that obeys the gas law
p=R (7.30)
276 Continuum Mechanics for Engineers
whereRis the gas constant for the particular gas under consideration. It should
be pointed out that all real fluids are compressible and viscous to some degree.
7.4 Steady Flow, Irrotational Flow, Potential Flow
If the velocity components of a fluid are independent of time, the motion is called a steady
flow. In such cases, the material derivative of the velocity,
˙vi=@vi
@t+vjvi;j
reduces to the simpler form
˙v=vjvi;j:
Thus, for a steady flow, the Euler equation is modified to read
vjvi;j=bi-p;i: (7.31)
Furthermore, if the velocity field is constant and equal to zero everywhere, the fluid is
at rest, and the theory for this condition is called hydrostatics. For this, the Navier-Stokes
equations are simply
bi-p;i=0: (7.32)
Assuming a barotropic condition between andp, it is possible to define a pressure
function in the form
P(p)=Zp
p0dp
: (7.33)
In addition, if the body forces are conservative, we may express them in terms of a scalar
potential function
by the relationship
bi= -
;i: (7.34)
From the definition Eq 7.34, it follows that
P;i=1
p;iorrP=rp
; (7.35)
so that now Eq 7.32 may be written
(
+P);i=0 (7.36)
as the governing equation for steady flow of a barotropic fluid with conservative body
forces.
Example 7.1
An incompressible, Newtonian
uid maintains a steady
ow under the action
of gravity down an inclined plane of slope . If the thickness of the
uid per-
pendicular to the plane is hand the pressure on the free surface is p=p0(a
constant), determine the pressure and velocity elds for this
ow.
Classical Fluids 277
h
x2
x3 0pp=
βv2=ρgsinβ
2µ∗h2
Solution
Assumev1=v3=0,v2=v2(x2;x3). By the continuity equation for incom-
pressible
ow, vi;i=0. Hence,v2;2=0andv2=v2(x3). Thus, the rate of
deformation tensor has components d23=d32=1
2(@v2=@x3)and all others
equal to zero. The Newtonian constitutive equation is given in this case by
tij= -pij+2dij
from which we calculate
[tij]=2
6664-p 0 0
0 -p @v2
@x3
0 @v2
@x3-p3
7775:
The equations of motion having the steady
ow form
tij;j+bi=vjvi;j
result in component equations
(fori=1) -p;1=0; (7.37a)
(fori=2) -p;2+@2v2
@x2
3+gsin=0; (7.37b)
(fori=3) -p;3-gcos=0; (7.37c)
since gravity is the only body force,
b=g(sin^e2-cos^e3)
From Eq 7.37a it is easy to see that the pressure is only a function of x2. Namely,
p= -f(x2). Integrating the Eq 7.37c gives
p= -(gcos)x3+f(x2)
278 Continuum Mechanics for Engineers
wheref(x2)is an arbitrary function of integration. At the free surface (x3=h),
p=p0, and so
f(x2)=p0+gh cos
and thus
p=p0+(gcos) (h-x3)
which describes the pressure in the
uid.
Next, by integrating Eq 7.37b twice with respect to x3, we obtain
v2=-g sin
2x2
3+ax3+b
withaandbconstants of integration. But from the boundary conditions,
1.v2=0whenx3=0, thereforeb=0,
2.t23=0whenx3=h, thereforea=gh
sin.
Finally, therefore, from the equation for v2we have by the substitution of a=
gh
sin,
v2=gsin
2(2h-x3)x3
having the prole shown in the gure.
If the velocity field of a fluid is one for which the tensor Wvanishes identically, we
say the flow is irrotational. In this case the vorticity vector w, which is related to Wby
Eq4:154 , is also zero everywhere, so that for irrotational flow
wi=1
2"ijkvk;j=0orw=1
2rv=1
2curlv=0: (7.38)
Finally, from the identity curl(grad ) =0, we conclude that, for a flow satisfying Eq 7.38,
the velocity field may be given in terms of a velocity potential, which we write as
vi=;iorv=r: (7.39)
Indeed, it may be shown that the condition curl v=0is a necessary and sufficient condi-
tion for irrotational flow and the consequence expressed in Eq 7.39 accounts for the name
potential flow often associated with this situation.
For a compressible irrotational flow, the Euler equation and the continuity equation
may be linearized and combined to yield the wave equation
¨=c2;ii (7.40)
wherecis the velocity of sound in the fluid. For a steady irrotational flow of a compress-
ible barotropic fluid, the Euler equation and the continuity equation may be combined to
give
c2ij-vivj
vj;i=0 (7.41)
which is called the gas dynamics equation. For incompressible potential flow the continuity
equation reduces to a Laplace equation,
;ii=0orr2=0 (7.42)
Classical Fluids 279
solutions of which may then be used to generate the velocity field using Eq 7.39. It is
worthwhile to mention here that the Laplace equation is linear, so that superposition of
solutions is available.
Example 7.2
Peristaltic pumping is a form of
uid transport resulting from a wave pass-
ing along a distensible
uid containing tube. This form of transport is com-
mon in biological systems. The gure below shows a two-dimensional repre-
sentation of the tube. The shape of the wall is described by x2=h(x1;t)=
a+bsin2
(x1-ct). In thex1-x2frame shown, the
uid
ow is unsteady. How-
ever, in a frame traveling with the wave, ^x1-^x2, the problem becomes steady.
The two frames are related by x1=^x1+ct,x2=^x2andv1=^v1+c. The
^x1-momentum equation for
ows with negligible
uid inertia is
-dp
d^x1+@2^v1
@^x2
2=0
with the boundary conditions
^v1= -c on^x2=h and@^v1
@^x2=0 on^x2=0:
abc
h(x,t)
x1x2
l
Two-dimensional gure modeling peristaltic pumping.
Determine the velocity prole v1(x;t)in thex1-x2frame.1
Solution
Integrating the governing equation twice gives
^v1=1
2dp
d^x1^x2
2+C^x2+D:
From the symmetry condition,
@^v1
@^x2=1
dp
d^x1(0)+C(^xx)=0 andC(^x2)=0:
On^x2=h, we have
^v1(h)= -c =1
2dp
d^x1h2+D(^x2) andD(^x2)= -c -1
2dp
d^x1h2:
1see A. H. Shapiro, M. Y. Jaffrin, and S. L. Weinberg (1969) Peristaltic pumping with long wavelengths at low
Reynolds number, Journal of Fluid Mechanics, 37(4), 799-825.
280 Continuum Mechanics for Engineers
The velocity prole is
^v1(^x;t)=1
2dp
d^x1 ^x2
2-h2
-c;
which is transformed to the stationary frame giving
v1(x;t)=1
2dp
dx1
x2
2-h2
sincev1=^v1+canddx1=d^x1. The velocity prole is a simple parabolic
distribution.
7.5 The Bernoulli Equation, Kelvin’s Theorem
If a fluid is barotropic with conservative body forces, Eq 7.36 may be substituted on the
right-hand side of Euler’s equation (Eq 7.29), giving
˙vi= -(
+P);i: (7.43)
As a step in obtaining a solution to this differential equation, we define a streamline as
that space curve of which the tangent vector, at each point, has the direction of the fluid
velocity (vector). For a steady flow, the fluid particle paths are along streamlines. By
integrating Eq 7.43 along a streamline (see Problem 7.15), we can show that
Zx2
x1@vi
@tdxi+v2
2+
+P=G(t) (7.44)
wheredxiis a differential tangent vector along the streamline. This is the well-known
Bernoulli equation. If the motion is steady, the time function G(t) resulting from the in-
tegration reduces to a constant G, which may vary from one streamline to another. Fur-
thermore, if the flow is also irrotational, a unique constant G0is valid throughout the
flow.
When gravity is the only force acting on the body, we write
=ghwhereg=9:81
m/s2is the gravitational constant and his a measure of the height above a reference level
in the fluid. If hp=P=g is defined as the pressure head andhv=v2=2gas the velocity head,
Bernoulli’s equation for incompressible fluids becomes
h+hP+hv=h+p
g+v2
2g=G0 (7.45)
Recall that by Eq 2.97 in Chapter 2 we introduced Stoke’s theorem, which relates the
line integral around a closed curve to the surface integral over its cap. By this theorem
we define the velocity circulation Caround a closed path in the fluid as
C=I
vidxi=Z
S"ijkvk;jnidS (7.46)
Classical Fluids 281
whereniis the unit normal to the surface Sbounded by Canddxiis the differential
tangent element to the curve C. Note that, when the flow is irrotational, curl v=0and
the circulation vanishes. If we take the material derivative of the circulation by applying
Eq 5.7 to Eq 7.46 we obtain
˙ C=I
(˙vidxi+vidvi): (7.47)
For a barotropic, inviscid fluid with conservative body forces, this integral may be shown
to vanish, leading to what is known as Kelvin’s theorem of constant circulation.
282 Continuum Mechanics for Engineers
Problems
Problem 7.1
Introduce the stress deviator Sijand the viscous stress deviator
ij=ij-1
3ijkkinto
Eq 7.5 to prove that Sij=
ij.
Problem 7.2
Determine an expression for the stress power (a) tijdijand (b)ijdijfor a Newtonian
uid. First, show that
ij=
-2
3
ijdkk+2dij:
Answer
(a)tijdij= -pdii+diidjj+2ijij
(b)ijdij=(trD)2+2ijij
Problem 7.3
Determine the constitutive equation for a Newtonian
uid for which Stokes condition holds,
that is, for=0.
Answer
tij= -pij+2ij
Problem 7.4
Develop an expression of the energy equation for a Newtonian
uid assuming the heat
conduction follows Fourier's law.
Answer
˙u= -pvi;i+vi;ivj;j+1
2(vi;j+vj;i)+;ii+r
Problem 7.5
The dissipation potential for a Newtonian
uid is dened as a function of Dandby
=1
2djjdii+ijij, where=+2
3:
Show that@ =@dij=ij.
Problem 7.6
Verify the derivation of the Navier-Stokes equations for a Newtonian
uid as given by
Eq 7.25.
Classical Fluids 283
Problem 7.7
Consider a two-dimensional
ow parallel to the x2x3plane so that v1=0throughout the
uid. Assuming that an incompressible, Newtonian
uid undergoes this
ow, develop a
Navier-Stokes equation and a continuity equation for the
uid.
Answer
(Navier-Stokes) ˙vi=bi-p;i+vi;jj(i;j=2;3)
(Continuity) vi;i=0(i=2;3)
Problem 7.8
Consider a barotropic, inviscid
uid under the action of conservative body forces. Show
that the material derivative of the vorticity of the
uid in the current volume Vis
d
dtZ
VwidV=Z
SviwjnjdS:
Problem 7.9
Show that for an incompressible, inviscid
uid the stress power vanishes identically as one
would expect.
Problem 7.10
Show that the vorticity and velocity of a barotropic
uid of constant density moving under
conservative body forces are related through the equation ˙wi=wjvi;j. Deduce that for a
steady
ow of this
uid vjwi;j=wjvi;j.
Problem 7.11
In terms of the vorticity vector w, the Navier-Stokes equations for an incompressible
uid
may be written as
˙vi=bi-p;i-2"ijkwk;j:
Show that, for an irrotational motion, this equation reduces to the Euler equation
˙vi=bi-p;i:
Problem 7.12
Carry out the derivation of Eq 7.41 by combining the Euler equation with the continuity
equation, as suggested in the text.
Problem 7.13
Consider the velocity potential =x2x3=r2wherer2=x2
1+x2
2. Show that this satises
the Laplace equation ;ii=0. Derive the velocity eld and show that this
ow is both
incompressible and irrotational.
Problem 7.14
If the equation of state of a barotropic
uid has the form p=kwherekandare
constants, the
ow is termed isentropic. Show that the Bernoulli equation for a steady
284 Continuum Mechanics for Engineers
motion in this case becomes
+kp
(k+1)+1
2v2=constant:
Also, show that for isothermal
ow the Bernoulli equation takes the form
+pln
+1
2v2=constant:
Problem 7.15
Derive Eq 7.44 by taking the scalar product of dxi(the dierential displacement along a
streamline) with Eq 7.43 and integrating along the streamline, that is, by the integration of
Zx2
x1(˙vi+
;i+P;i)dxi:
Problem 7.16
Verify that Eq 7.47 is the material derivative of Eq 7.46. Also, show that for a barotropic,
inviscid
uid subjected to conservative body forces the rate of change of the circulation is
zero (See Eq 7.47).
Problem 7.17
Determine the circulation Caround the square in the x2x3plane shown in the gure if
the velocity eld is given by
v=
x3-x2
2^e2+(x3+x2)^e3:
(1,−1)(−1,1)
(−1,−1)(1,1)x3
x2 O
Answer
C=0
8
Nonlinear Elasticity
Many of today’s challenging design problems involve materials such as butadiene rubber
(BR), natural rubber (NR), or elastomers. Rubber materials might be most easily character-
ized by the stretching and relaxing of a rubber band. The resilience of rubber, the ability
to recover initial dimensions after large strain, was not possible with natural latex until
Charles Goodyear discovered vulcanization in 1939. Vulcanization is a chemical reaction
known as cross-linking which turned liquid latex into a non-meltable solid (thermoset) .
Cross-linked rubber would also allow considerable stretching with low damping; strong
and stiff at full extension, it would then retract rapidly (rebound). One of the first applica-
tions was rubber-impregnated cloth, which was used to make the sailor’s “mackintosh.”
Tires continue to be the largest single product of rubber although there are many, many
other applications. These applications exhibit some or all of rubber’s four characteristics,
viz. damping in motor mounts, rebound/resilience in golf ball cores, or simple stretching
in a glove or bladder. While thermoset rubber remains dominant in rubber production,
processing difficulties have led to the development and application of thermoplastic elas-
tomers (TPEs). These materials are easier to process and are directly recyclable. While
TPEs are not as rubberlike as the thermosets, they have found wide application in auto-
motive fascia and as energy-absorbing materials.
There are several reasons why designing with plastic and rubber materials is more
difficult than with metals. For starters, the stress-strain response, that is, the constitutive
response, is quite different. Figure 8.1(a) shows the stress-strain curves for a mild steel
specimen along with the response of a natural rubber used in an engine mount. Note
that the rubber specimen strain achieves a much higher stretch value than the steel. The
dashed vertical line in Fig. 8.1(b) represents the strain value of the mild steel at failure.
This value is much less than the 200% strain the rubber underwent without failing. In
fact, many rubber and elastomer materials can obtain 300 to 500% strain. Highly cross-
linked and filled rubbers can result in materials not intended for such large strains. Golf
ball cores are much stiffer than a rubber band, for instance. Each of these products is
designed for different strain regimes. A golf ball’s maximum strain would be on the
order of 30 to 40%. Its highly crosslinked constitution is made for resilience, not for large
strain. The rubber stress-strain curve exhibits nonlinear behavior from the very beginning
of its deformation, whereas steel has a linear regime below the yield stress.
The reason rubber materials exhibit drastically different behavior than metals results
from their sub-microscopic characteristics. Metals are crystalline lattices of atoms all be-
ing, more or less, well ordered: in contrast, rubber material molecules are made up of
carbon atoms bonded into a long chain resembling a tangled collection of yarn scraps.
Since the carbon-carbon (C—C) bond can rotate, it is possible for these entangled long
chain polymers to rearrange themselves into an infinite number of different conforma-
tions. While the random coil can be treated as a spring, true resilience requires a cross-
link to stop viscous flow. In a thermoset rubber, a chemical bond, often with sulfur,
affords the tie while physical entanglements effect the same function in a TPE material.
The degree of cross-linking is used to control the rubber’s stiffness.
285
286 Continuum Mechanics for Engineers
StretchSteel Stress, Pa (dashed line)
010002000
1 1.002 1.004 1.006 1.008 1.010510x 105
Rubber Stress, Pa (solid line)
(a) Steel and rubber on strain scale appropriate for steel. The rubber stress is low
and nearly coinciding with the abscissa.
2000
1000
010x 105
2.5 305
2 1.5 1
StretchSteel Stress, Pa (dashed line)
Rubber Stress, Pa (solid line)
(b) Steel and rubber on strain scale appropriate for rubber. The strain values for
the steel are small making the curve to be nearly coincides with the ordinate.
FIGURE 8.1
Nominal stress-stretch curves for rubber and steel. Note the same data is plotted in
each figure, however, the stress axes have different scale and a different strain range is
represented.
Nonlinear Elasticity 287
In the context of this book’s coverage of continuum mechanics, material make-up on the
micro-scale is inconsistent with the continuum assumption discussed in Chapter 1. How-
ever, a rubber elasticity model can be derived from the molecular level which somewhat
represents material behavior at the macroscopic level. In this chapter, rubber elasticity
will be developed from a first-principle basis. Following that, the traditional continuum
approach is developed by assuming a form of the strain energy density and using re-
strictions on the constitutive response imposed by the second law of thermodynamics to
obtain stress-stretch response.
8.1 Molecular Approach to Rubber Elasticity
One of the major differences between a crystalline metal and an amorphous polymer is
that the polymer chains have the freedom to rearrange themselves. The term conforma-
tion is used to describe the different spatial orientations of the chain. Physically, the ease
at which different conformations are achieved results from the bonding between carbon
atoms. As the carbon atoms join to form the polymer chain , the bonding angle is 109:5,
but there is also a rotational degree of freedom around the bond axis. For most macro-
molecules, the number of carbon atoms can range from 1;000 to100;000 . With each
bond having a certain degree of freedom to orient itself, the number of conformations
becomes quite large. Because of this substantial amount, the use of statistical thermo-
dynamics may be used to arrive at rubber elasticity equations from first principles. In
addition to the large number of conformations for a single chain, there is another reason
the statistical approach is appropriate: the actual polymer has a large number of different
individual chains making up the bulk of the material. For instance, a cubic meter of an
amorphous polymer having 10,000 carbon atoms per molecule would have on the order
of1024molecules (McCrum et al., 1997). Clearly, the sample is large enough to justify a
statistical approach.
At this point, consider one particular molecule, or polymer chain, and its conforma-
tions. The number of different conformations the chain can obtain depends on the dis-
tance separating the chain’s ends. If a molecule is formed of nsegments each having
lengthl, the total length would be L=nl. Separating the molecule’s ends, the length
Lwould mean there is only one possible conformation keeping the chain intact. As the
molecule’s ends get closer together, there are more possible conformations that can be
obtained. Thus, a Gaussian distribution of conformations as a function of the distance
between chain ends is appropriate. Figure 8.2 demonstrates how more conformations are
possible as the distance between the molecule’s ends is reduced.
Molecule end-to-end distance, r, is found by adding up all the segment lengths, l, as is
shown in Fig. 8.3. Adding the segment lengths algebraically gives distance rfrom end-to-
end, but it does not give an indication of the length of the chain. If the ends are relatively
close and the molecule is long there will be the possibility of many conformations. Form-
ing the magnitude squared of the end-to-end vector, r, in terms of the vector addition of
individual segments
r2=rr=(l1+l2++ln)(l1+l2++ln) (8.1)
whereliis the vector defining the ithsegment of the molecule chain. Multiplying out the
right-hand side of Eq 8.1 leads to
r2=nl2+[l1l2+l1l3++ln-1ln]: (8.2)
288 Continuum Mechanics for Engineers
L
FIGURE 8.2
A schematic comparison of molecular conformations as the distance between molecule’s
ends varies. Dashed lines indicate other possible conformations.
x3
x2
x1
rdV = dx1dx2dx3
FIGURE 8.3
A freely connected chain with end-to-end vector r.
Nonlinear Elasticity 289
This would be the square of the end-to-end vectors for one molecule of the polymer. In
a representative volume of the material there would be many chains from which we may
form the mean square end-to-end distance
r2
=1
NNX
1
nl2+[l1l2+l1l3++ln-1ln]
: (8.3)
The bracketed term in Eq 8.3 is argued to be zero from the following logic. Since a large
number of molecules is taken in the sample, it is reasonable that, for every individual
productl1l2, there will be another segment pair product which will equal its negative.
The canceling segment pair does not necessarily have to come from the same molecule.
Thus, the bracketed term in Eq 8.3 is deemed to sum to zero, leaving a simple expression
for the mean end-to-end distance
r2
=nl2(8.4)
The mean end-to-end distance indicates how many segments, or carbon atoms, are in
a specific chain. To address the issue of how the end-to-end distances are distributed
throughout the polymer, a Gaussian distribution is assumed. Pick the coordinate’s origin
to be at one end of a representative chain. Figure 8.3 shows this for a single chain, with
the other end of the chain in an infinitesimal volume dVlocated by the vector r. The
probability of the chain’s end lying in the volume dVis given by
P(r)dr=e-(r
)2
p3dr (8.5)
whereis a parameter of the distribution. Using this assumed distribution of mean
end-to-end distances, it is straightforward to find
r2
0=Z1
0r2P(r)dr=3
22(8.6)
where the subscript 0denotes that this is an intrinsic property of the chain since it was
considered alone. When the chain is placed back into a crosslinked network of chains, the
mean end-to-end distance is written as
r2
i. This latter designation takes into account
the fact the chain has restrictions placed upon it by being packed into a volume with
other chains. Equating Eqs 8.4 and 8.6 the distribution parameter is found to be
=r
2n
3l: (8.7)
Similar to the results of Section 5.9, the force created by stretching a uniaxial specimen
is given in terms of the Helmholtz free energy
F=@
@L
;V(8.8)
whereFis the force, Lis the length, and subscripts andVdesignate that the change
in length occurs at constant temperature and volume. Substitution of Eq 5.74b yields the
force in terms of the internal energy and entropy
F=@u
@L-@
@L(8.9)
290 Continuum Mechanics for Engineers
where the constant temperature and volume subscripts have not been written for conve-
nience.
Examination of Eq 8.9 offers an informative comparison between metals and ideal rub-
bers. In metals, the crystalline structure remains intact as the material is deformed. Atoms
are moved closer, or further, from adjacent atoms creating a restoring force, but the rel-
ative order among the atoms remains the same. The last term of Eq 8.9 has no force
contribution since the relative order of the atoms stays unchanged. For an ideal rub-
ber, a change in length has no effect on the internal energy. Thus, the first derivative
term of Eq 8.9 is zero. However, stretching of the specimen increases the mean end-to-
end distance, thus reducing the possible conformations for the chains. This reduction in
conformations gives rise to a negative change in entropy as the length is increased.
The entropy for a single chain will be related to the conformation through the mean
end-to-end length. Noting the number of configurations is proportional to the probability
per unit volume, P(r), and using Boltzmann’s equation, the entropy may be written as
=0+klnP(r)=0+k"
3ln p
+r
2#
(8.10)
wherekis Boltzmann’s constant. Use of this in Eq 8.9 for an ideal rubber gives a single
chain retractive force given by
F=2k
2r2: (8.11)
Consider a polymer having forces applied resulting in stretch ratios 1,2, and3. The
work done on each chain of the material is the sum of the work done in each coordinate
directionxi
W(i)=Z(i)xi
xifidxi=2k
2Z(i)xi
xixidxi=k
2
(i)2
-1
x2
i(no sum oni):
Taking into consideration the work done on all of the chains gives total work in each
coordinate direction
X
nW(i)=k
2
(i)2
-1X
nx2
i(no sum oni) (8.12)
where the last summed term is the number of chains, n, times the initial mean end-to-end
distance in the xidirection. Assuming the rubber is initially isotropic yields
X
nx2
i=n
x2
i
i=n
3
r2
i(no sum oni):
Substituting this and from Eq 8.6 into Eq 8.12 and adding all three coordinate work
terms gives
W=nk
2
r2
i
hr2i0
2
1+2
2+2
3-3
: (8.13)
For convenience, this equation may be written as
W=VG
2
2
1+2
2+2
3-3
(8.14)
where Vis the volume and Gis the shear modulus which are given by
N=n
V;
Nonlinear Elasticity 291
L0LA0A
FIGURE 8.4
Rubber specimen having original length L0and cross-section area A0stretched into de-
formed shape of length Land cross section area A.
and
G=Nk
r2
i
hr2i0:
Next, considering a uniaxial tension of a specimen (Fig. 8.4) the stretching ratios reduce
to
1=; 2=3=1p
(8.15)
where the nearly incompressible nature has been used in the form 123=1. The total
work done is
W=VG
2
2+2
-3
: (8.16)
This is the work done on the polymer chains, but it is the same work done by external
forces since an ideal rubber is assumed. Thus, the work shown in Eq 8.16 is equal to
the change in Helmholtz free energy. Recalling the force from deformation as defined by
Eq 8.8, the force resulting from a stretch is given by
F=@
@L=dW
dL=dW
dd
dL:
The deformation is volume preserving, having V=A0L0=ALwhere the subscript 0
denotes the initial area and length. Since the stretch ratio in this case is =L=L0, it is
clear thatd=dL =1=L0. Using this result and differentiating Eq 8.16 results in
F=VG
L0
-1
2
=A0G
-1
2
292 Continuum Mechanics for Engineers
which may be written as
f=F
A0=G
-1
2
: (8.17)
Materials satisfying this equation are called neo-Hookean.
8.2 A Strain Energy Theory for Nonlinear Elasticity
The theory developed in the previous section does not represent most experimental data
well at large strains. A better approach to modeling the response of rubbers comes from
assuming the existence of a strain energy which is a function of the deformation gradient
in the form of the left deformation tensor Bij=Fi;AFj;A. This approach, first published by
Mooney (1940) and furthered by Rivlin (1948), actually predates the molecular approach
discussed in Section 8.1. The basis of Mooney’s and subsequent theories is the initially
isotropic material has to obey certain symmetries with regards to the functional form of
the strain energy function.
Assume the strain energy per unit volume to be an isotropic function of the strain in
the form of the right deformation tensor invariants I1,I2, andI3
W=W(I1;I2;I3) (8.18)
where
I1=CAA;
I2=1
2(CAACBB-CABCAB); (8.19)
I3="MNOC1MC2NC3O=det[CAB]:
Note that if principal axes of CABare chosen the invariants of Eq 8.19 are written in terms
of the stretch ratios 1,2, and3as follows:
I1=2
1+2
2+2
3;
I2=2
12
2+2
23
3+2
12
3; (8.20)
I3=2
12
22
3:
Also, it is easy to show that I1=CAA=Bii=IB=IC,I2=IIB=IICandI3=IIIB=
IIICby using the definitions of the right and left deformation tensors.
An expression for the Cauchy stress in terms of the strain energy density comes from
the local energy equation in the form
˙u=1
tijdij: (8.21)
Since0uWandWis a function of the right deformation tensor the derivative of u
may be written as
˙u=1
0@W
CAB˙CAB: (8.22)
Noting that
˙CAB=dij(FjAFiB+FiAFjB)
Nonlinear Elasticity 293
allows us to write
˙u=2
JFiA@W
CABFjBdij: (8.23)
Equating Eqs 8.21 and 8.23 for ˙ uand factoring out dijleaves
dij
tij-2J-1FiA@W
@CABFjB
=0 (8.24)
which must hold for all motions. Thus, the stress in a compressible material may be
written in terms of the strain energy density as
tij=2J-1FiA@W
@CABFjB: (8.25)
Differentiation of the strain energy, along with the chain rule, gives stress components
tij=2J-1FiA@W
@I1@I1
@CAB+@W
@I2@I2
@CAB+@W
@I3@I3
@CAB
FjB (8.26)
where the invariants I1,I2andI3are as given in Eq 8.19. Partial derivatives of the
invariantsI1,I2andI3may be completed by noting the components are independent
quantities. Thus,
@CAB
@CMN=AMBN; (8.27)
and the partial derivatives of the invariants may be written as
@I1
@CAB=@CMM
@CAB=MAMB=AB (8.28a)
@I2
@CAB=1
2ABCNN+1
2CNNAB-MANBCMN
=I1AB-CAB (8.28b)
@I3
@CAB=1
2"AMN"BQRCMQCNR=I3C-1
AB: (8.28c)
These terms are further simplified when put into Eq 8.26 since they are multiplied by
FiAFjB:
FiAABFjB=FiAFjA=Bij
FiACABFjB=FiAFkAFkBFjB=BikBkj:
Noting thatJ-1=I1
2
3, the stress components may be written as
tij=0ij+1Bij+2BikBkj (8.29)
where
0=2I1
2
3@W
@I3; (8.30a)
1=2I-1
2
3@W
@I1+I1@W
@I2
; (8.30b)
2= -2I-1
2
3@W
@I2: (8.30c)
294 Continuum Mechanics for Engineers
A second form for the Cauchy stress can be found by use of the Cayley-Hamilton theorem:
tij=0ij+1Bij+-1B-1
ij (8.31)
where
0=2I-1
2
3
I2@W
@I2+I3@W
@I3
; (8.32a)
1=2I-1
2
3@W
@I1; (8.32b)
-1= -2I-1
2
3@W
@I2: (8.32c)
When a specific material model is chosen defining the specific form of the strain energy
density (Eq 8.18), Eq 8.31 can be interpreted. The material parameters are represented by
0,1and-1, and the deformation is represented by ij,BijandB-1
ij.
Many rubber or elastomeric materials have a mechanical response that is often nearly
incompressible. Even though a perfectly incompressible material is not possible, a variety
of problems can be solved by assuming incompressibility. The incompressible response of
the material can be thought of as a constraint on the deformation gradient. That is, the
incompressible nature of the material is modeled by an addition functional dependence
between the deformation gradient components. For an incompressible material the den-
sity remains constant. This was expressed in Section 5.2 by vi;i=0(Eq 5.15) orJ=0
(Eq 5.17a). With the density remaining constant and Eq 5.17a as the expression of the
continuity equation it is clear that
J=det[FiA]=1: (8.33)
At this point, we digress from specific incompressibility conditions to a more general
case of a continuum with an internal constraint. Assume a general constraint of the form
(FiA)=0; (8.34)
or, sinceCAB=FiAFiB,
˜(CAB)=0: (8.35)
This second form of the internal constraint has the advantage that it is invariant under
superposed rigid body motions. Differentiation of results in
@
@CAB˙CAB=@
@CAB ˙FiAFiB+FiA˙FiB
(8.36)
where it is understood partial differentiation with respect to a symmetric tensor results
in a symmetric tensor. That is,
@
@CAB1
2@
@CAB+@
@CBA
: (8.37)
Note that ˙CABis essentially the same as ˙EABwhich is given in Eq 4.149. Thus, Eq 8.36
may be written as
ijdij=0 (8.38)
whereijis defined by
ij=1
2FiA@
@CAB+@
@CBA
FjB: (8.39)
Nonlinear Elasticity 295
Assume the stress is formed by adding stress components ^tij, derivable from a con-
stitutive response, to components of an arbitrary stress ¯tijresulting from the internal
constraint:
tij=^tij+¯tij: (8.40)
The added arbitrary stress components ¯tijare assumed to be workless, that is,
¯tijdij=0: (8.41)
Comparing Eqs 8.38 and 8.41 shows that both ijand ¯tijare orthogonal to dij, so¯tijmay
be written as
¯tij=ij: (8.42)
For an incompressible material, dii=0which may be written as
ijdij=0; (8.43)
or equivalently by choosing ij=ijin Eq 8.38. Substituting this into Eq 8.42 yields
¯tij= -pij (8.44)
where the scalar has been changed to reflect the pressure term it represents.
The stress in an incompressible material may now be written as
tij= -pij+^tij (8.45)
where the second term in Eq 8.45 is determined from the constitutive response for Cauchy
stress. For an incompressible material J=1, henceI3=1, and Eq 8.18 may be written as
W=W(I1;I2): (8.46)
With the use of Eqs 8.29, the Cauchy stress components for an isotropic, incompressible
material are found to be
tij= -pij+1Bij+2BikBkj (8.47)
where
1=2@W
@I1+I1@W
@I2
; (8.48a)
2= -2@W
@I2: (8.48b)
From Eq 8.31, the stress for an isotropic, incompressible material may be written in the
alternative form
tij= -pij+1Bij+-1B-1
ij (8.49)
where
1=2@W
@I1; (8.50a)
-1= -2@W
@I2: (8.50b)
At this point, the strain energy has been assumed to be a function of I1andI2, but the
exact functional form has not been specified. Rivlin (1948) postulated the strain energy
should be represented as a general polynomial in I1andI2
W=X
C(I1-3)(I2-3): (8.51)
296 Continuum Mechanics for Engineers
It is noted that the strain energy is written in terms of I1-3andI2-3rather thanI1and
I2to ensure zero strain corresponds to zero strain energy.
Depending on the type of material and deformation, that is, experimental test data,
the number of terms used in Eq 8.51 is chosen. For instance, choosing C10=Gand all
other coefficients zero results in a neo-Hookean response where Gis the shear modulus.
Stresses are evaluated with Eq 8.49 and used in the equations of motion, Eq 5.22. This
results in a set of differential equations solved with the use of the problem’s appropriate
boundary conditions. The indeterminate pressure is coupled with the equations of motion
and is found by satisfying the boundary conditions.
8.3 Specific Forms of the Strain Energy
When confronted with the design of a specific part made of a rubber-like material, say the
jacket or lumbar of an automotive impact dummy or a golf ball core, testing must be done
to evaluate the various constants of the strain energy function. But before the testing can
be analyzed, the specific form of the strain energy must be chosen. This is tantamount to
choosing how many terms of the Mooney-Rivlin strain energy, Eq 8.51, will be assumed
nonzero to effectively represent the material response. There are other common forms of
the strain energy which are all somewhat equivalent to the form put forward by Mooney
(see Rivlin, 1976). Since constants Cof Eq 8.51 do not represent physical quantities
like, for example, modulus of elasticity, the constants are essentially curve fit parameters.
The simplest form of the strain energy for a rubber-like material is a one parameter
model called a neo-Hookean material. The single parameter is taken to be the shear modu-
lus,G, and the strain energy depends only on the first invariant of the deformation tensor,
Bij
W=G(I1-3): (8.52)
Assuming principal axes for the left deformation tensor, Bij, for a motion having principal
stretches1,2, and3means Eq 8.52 is written as
W=G
2
1+2
2+2
3-3
: (8.53)
For the case of uniaxial tension the stretches are 2
1=2,2
2=2
3=-1and furthermore,
if the material is incompressible 2
12
22
3=1. Thus,
W=G
2+2
-3
:
Using this expression in Eq 8.47 for the case of uniaxial tension yields the stress per unit
undeformed area as
f=P11=@W
@=2G
-1
2
(8.54)
whereP11is the11-component of the first Piola-Kirchhoff stress.
The neo-Hookean material is the simplest form of the strain energy function and makes
exact solutions much more tractable. A slightly more general model is a simple, or two-
term, Mooney-Rivlin model. In this case, the strain energy function is assumed to be
linear in the first and second invariants of the left deformation tensor. Again, assuming
the material is isotropic and incompressible, the strain energy may be written as
W=C1
2
1+2
2+2
3-3
+C21
2
1+1
2
2+1
2
3-3
: (8.55)
Nonlinear Elasticity 297
For a uniaxial test, the principal stretches are 2
1=2,2
2=2
3=-1. Substitution of
these stretches into Eq 8.55 and differentiating with respect to gives the uniaxial stress
per unit undeformed area
f=P11=2
-1
2
C1+C2
: (8.56)
The Cauchy stress is easily formed by noting the area in the deformed configuration
would be found by scaling dimensions in the x2andx3direction by 2and3, respec-
tively. For the uniaxial case, this means that multiplying the force per undeformed area
by stretchresults in the uniaxial Cauchy stress
t11=2
2-1
C1+C2
: (8.57)
Making use of Eq 4.109 while noting in that equation is in Eq 8.57, a formula for
stress in terms of strain is obtained
t11=2C1
1+2E11+1p1+2E11
+2C2p
1+2E11+1
1+2E11
: (8.58)
Series expansion of the last three terms of Eq 8.58 followed by assuming E11is small
results in
t11=6(C1+C2)E11: (8.59)
Hence, for small strain the modulus of elasticity may be written as E=6(C1+C2).
Furthermore, since an incompressible material is assumed, Poisson’s ratio is equal to 0:5.
This means, by virtue of Eq 6.29a, that the shear modulus is given by G=3(C1+C2)for
small strain.
The simple, two-term Mooney-Rivlin model represents material response well for small
to moderate stretch values, but for large stretch higher order terms are needed. Some of
these different forms for the strain energy function are associated with specific names.
For instance, an Ogden material (Ogden, 1972) assumes a strain energy in the form
W=X
nn
n
n
1+n
2+n
3-3
: (8.60)
This form reduces to the Mooney-Rivlin material if ntakes on values of 1and2with
1=2,2= -2,1=2C1, and2= -2C2.
8.4 Exact Solution for an Incompressible, Neo-Hookean Material
Exact solutions for nonlinear elasticity problems come from using the equations of mo-
tion, Eq 5.22, or for equilibrium, Eq 5.23, along with appropriate boundary conditions. A
neo-Hookean material is one whose uniaxial stress response is proportional to the combi-
nation of stretch -1=2as was stated in Section 8.1. The proportionality constant is the
shear modulus, G. The strain energy function in the neo-Hookean case is proportional to
I1-3whereI1is the first invariant of the left deformation tensor. A strain energy of this
form leads to stress components given by
tij= -pij+GBij (8.61)
298 Continuum Mechanics for Engineers
wherepis the indeterminate pressure term, Gis the shear modulus, and Bijis the left
deformation tensor.
The stress components must satisfy the equilibrium equations which, in the absence of
body forces, are given as
tij;j=0: (8.62)
Substitution of Eqs 4.48 and 8.61 into Eq 8.62 gives a differential equation governing
equilibrium
@tij
@xj= -@p
@xj+G@2xi
@XA@XB@XB
@xj@xj
@XA+@2xj
@XA@XB@XB
@xj@xi
@XA
=0: (8.63)
This simplifies to
@p
@xj=G@2xi
@XA@XA=Gr2xi (8.64)
where
@XB
@xj@xj
@XA=AB;
and
@2xj
@XA@XB@XB
@xj=0
have been used. Eq 8.64 may be made more convenient by writing the pressure term as a
function of the reference configuration and using the chain rule
@P
@XA=G@xj
@XAr2xi (8.65)
wherePis a function of XAandt.
Consider the case of plane strain defined by
x=x(X;Y);y=y(X;Y);z=Z (8.66)
from which the deformation gradient follows as
[FiA]=2
666664@x
@X@x
@Y0
@y
@X@y
@Y0
0 0 13
777775: (8.67)
Note that we have departed from the strict continuum summation convention for clarity in
solving this specific problem. Substitution of the deformation gradient into the definition
for the left deformation tensor and use of Eq 8.61 yields
txx= -p +G"@x
@X2
+@x
@Y2#
; (8.68a)
tyy= -p +G"@y
@X2
+@y
@Y2#
; (8.68b)
txy=G@x
@X@y
@X+@x
@Y@y
@Y
; (8.68c)
Nonlinear Elasticity 299
where again it is noted that strict continuum notation is not used for clarity in this par-
ticular solution. The incompressibility condition, J=det[FiA] =1may be written as
@x
@X@y
@Y-@x
@Y@y
@X=1 (8.69)
The inverse of the deformation gradient can be directly calculated from Eq 8.67 to be
F-1
iA
=2
6666664@X
@x@X
@y@X
@z
@Y
@x@Y
@y@Y
@z
@Z
@x@Z
@y@Z
@z3
7777775=2
666664@y
@Y-@x
@Y0
-@y
@X@x
@X0
0 0 13
777775: (8.70)
Thus, in the case of incompressible material undergoing a plane strain motion the follow-
ing relationships must hold:
@x
@X=@Y
@y;@x
@Y= -@X
@y;@y
@X= -@y
@x;@y
@Y=@X
@x: (8.71)
An alternate form of the stress components may be written by factoring out the quantity
=(txx+tyy)=2for future convenience
txx=+1
2G"@X
@y2
+@Y
@y2
-@X
@x2
-@Y
@x2#
; (8.72a)
tyy=-1
2G"@X
@y2
+@Y
@y2
-@X
@x2
-@Y
@x2#
; (8.72b)
txy= -G@X
@x@X
@y+@Y
@x@Y
@x
; (8.72c)
where the results of Eq 8.71 have also been utilized. The nontrivial equilibrium equations
are associated with the xandydirections. Using the stress components as defined in
Eq 8.72, the equilibrium conditions are
@
@x=G@X
@xr2X+@Y
@xr2X
; (8.73a)
@
@y=G@X
@yr2X+@Y
@yr2X
(8.73b)
The incompressibility condition may also be written as
@X
@x@Y
@y-@X
@y@Y
@x=1: (8.74)
Eqs 8.73 and 8.74 are three nonlinear partial differential equations that must be satisfied
to ensure equilibrium and the constraint of incompressibility. To actually solve a problem,
a solution must be found that satisfies the appropriate boundary conditions. Often the
way this is done is by assuming a specific form for X(x;y) andY(x;y) and demonstrating
that the aforementioned equations are satisfied. Following that, the boundary conditions
are defined and demonstrated, completing the solution. In a sense, this is similar to
300 Continuum Mechanics for Engineers
the semi-inverse method discussed in Chapter 6. The assumed “guess” of the functional
form ofX(x;y) andY(x;y) requires some experience and or familiarity with the problem
at hand. Here, a function form will be assumed in pursuit of the solution of a rectangular
rubber specimen being compressed in the xdirection. The faces of the specimen are
perfectly attached to rigid platens. In this case, assume that X=f(x). After a modest
amount of work, this will be shown to lead to a solution of a neo-Hookean material
compressed between rigid platens.
Substituting the assumed form of Xinto the incompressibility equation, Eq 8.74, yields
the ordinary differential equation
f0@Y
@y=1 (8.75)
where the prime following frepresents differentiation with respect to x. Definingq(x) =
[f0(x)]-1, Eq 8.75 may be integrated to obtain
Y=q(x)y+g(x) (8.76)
where function g(x) is an arbitrary function of integration.
Use of the given functions XandY, the incompressibility condition is satisfied, and the
equilibrium equations may be written as follows:
@
@x=G[f0f00+(yq0+g0) (yq00+g00)]; (8.77a)
@
@y=G[q(yq00+g00)]; (8.77b)
where, again, primes after a symbol represent differentiation with respect to x. The
second equation, 8.77b, is easily integrated to obtain an expression for
G=1
2qq00y2+qg00y+M(x) (8.78)
whereM(x) is a function of integration. Differentiation of Eq 8.78 with respect to xresults
in an equation that must be consistent with Eq 8.77a. This comparison gives rise to the
following three ordinary differential equations:
1
2d
dx(qq00)=q0q00; (8.79a)
d
dx(qq00)=g0q00+q0g00; (8.79b)
M0(x)=f0f00+g0g00: (8.79c)
Eq 8.79a may be expanded and integrated to obtain q00=k2qfrom which the function
q(x) is determined to within the constants AandB:
q(x)=Aekx+Be-kx: (8.80)
Eqs 8.79a and 8.79b may be combined along with the fact that q00=k2qto obtain the
functiong(x)
g(x)=Cekx+De-kx(8.81)
whereCandDare constants. With functions q(x) andg(x) found it is now possible to
write functions X(x;y) andY(x;y) as
X=Zdx
Aekx+Be-kx; (8.82a)
Nonlinear Elasticity 301
2H
2LX
Y
(a) Rubber specimen in reference config-
uration.
2H
2lx
y(b) Rubber specimen in deformed config-
uration. The dashed line represents the
undeformed shape.
FIGURE 8.5
Rhomboid rubber specimen compressed by platens.
Y=
Aekx+Be-kx
y+Cekx+De-kx: (8.82b)
In pursuit of the compressed rectangular rubber solution, constants CandDare taken
to be identically zero and constants AandBare set equal. Thus,
X=(kA)-1
tan-1
ekx
+C0
; (8.83a)
Y=2Ay coshkx; (8.83b)
wherek,A, andC0are constants that must be determined. The deformation considered
here has the rubber rhomboid deforming symmetrically about the origin of both the ref-
erential and deformed coordinate system (Fig. 8.5(a) and 8.5(b)). Thus, set X=0when
x=0to obtain constant C0, of Eq 8.83a, to have the value 0:25 . Since the platens are fixed
to the specimen, Y=yon planesx=lthe constant Ais found to be1
2[cosh(kl)]-1. Fi-
nally, the constant kmay be evaluated in terms of the deformed and undeformed lengths
landLby
kL=2cosh(kl)h
tan-1
ekl
-
4i
: (8.84)
To obtain an exact solution it must be shown that the barreled surfaces initially at
Y=Hare stress free in the deformed configuration. Unfortunately, this is not possible
for this problem. Instead, a relaxed boundary condition may be satisfied by enforcing the
resultant force on the boundary to be zero rather than have zero traction at every point.
With all the constants of Eq 8.84 determined, the stress components may be written as
txx= -p +1
2Gcosh2(kx)
cosh2(kl); (8.85a)
tyy= -p +G"
k2y2sinh2(kx)
sinh2(kl)+4cosh2(kl)
cosh2(kx)#
; (8.85b)
txy= -1
2Gkysinh2(2kx)
cosh2(kl): (8.85c)
302 Continuum Mechanics for Engineers
txx
tyytxy
txy
txxx
y
FIGURE 8.6
Rhomboid rubber specimen compressed by platens.
At this point, the stresses are known to within the additive pressure term p. A solution
is sought by picking psuch that the average force over the barreled edge is zero.
Symmetry of the deformation allows for considering the top half, y>0, in determining
the condition for zero resultant stress on the barreled top edge (Fig. 8.6). Integrating the
stresses yieldsZl
0tyyjy=0dx=ZH
0txyjx=ldy; (8.86)
or
p=1
4GkH2
lsinh(2kl)
cosh2(kl)-4G
kcosh2(kl)tanh(kl): (8.87)
Knowing the pressure term, the compressive force may be determined from
F=ZH
0txxjx=ldy: (8.88)
Bibliography
[1] Carroll, M. M. (1988), “Finite strain solutions in compressible isotropic elasticity,” J.
Elas., Vol. 20, No. 1, pp. 65-92
[2] Kao, B. G. and L. Razgunas (1986), “On the Determination of Strain Energy Func-
tions of Rubbers,” Proceedings of the Sixth Intl. Conference on Vehicle Structural Dynam-
icsP-178, Society of Automotive Engineering, Warrendale, PA
[3] McCrum, N. G., C. P . Buckley, and C. B. Bucknall (1997), Principles of Polymer Engi-
neering, Second Edition, Oxford University Press, Oxford, UK
[4] Mooney, M. (1940), “A Theory of Large Elastic Deformation,” J. Appl. Phys., Vol. 11,
pp. 582-592
[5] Rivlin, R.S. (1948), “Large Elastic Deformations of Isotropic Materials: IV . Further
Developments of the General Theory,” Phil. Trans. Roy. Soc., A241, pp. 379-397
[6] Rivlin, R.S. (1949), “Large Elastic Deformations of Isotropic Materials: VI. Further
Results in the Theory of Torsion, Shear and Flexure,” Phil. Trans. Roy. Soc., A242, pp.
173-195
Nonlinear Elasticity 303
[7] Rivlin, R.S. and K.N. Sawyers (1976), “The Strain-Energy Function for Elastomers,”
Trans. of the Society of Rheology, 20:4, pp. 545-557
[8] Sperling, L. H. (1992), Introduction to Physical Polymer Science, Second Edition, Wiley
& Sons, Inc., New York
[9] Ward, I. M. and D. W. Hadley (1993), An Introduction to the Mechanical Properties of
Solid Polymers, Wiley & Sons, Inc., Chichester, UK
304 Continuum Mechanics for Engineers
Problems
Problem 8.1
Referred to principal axes, the invariants of the Green deformation tensor CABare
I1=2
1+2
2+2
3;
I2=2
12
2+2
12
3+2
22
3;
I3=2
12
22
3:
For an isotropic, incompressible material, show that
I1=2
1+2
2+1
2
12
2;
I2=1
2
1+1
2
2+2
12
2:
Problem 8.2
Derive the following relationships between invariants I1,I2, andI3, and the deformation
gradient,CAB:
(a)@I1
@CAB=AB,
(b)@I2
@CAB=CAB-I1AB,
(c)@I3
@CAB=I3C-1
AB.
Problem 8.3
Use the denitions of I1andI2in terms of the principal stretches 1,2, and3to show
(a)@W
@1=2
1
2
1-2
3@W
@I1+2
2@W
@I2
,
(b)@W
@2=2
2
2
2-2
3@W
@I1+2
1@W
@I2
.
Problem 8.4
LetW(I1;I2;I3)be the strain energy per unit volume for a homogeneous, isotropic material.
Show that the rst Piola-Kirchho stress components may be written as follows:
PiA@W
@FiA=2@W
@I1FiA+2@W
@I2(Bij-I1ij)FjA+2I3@W
@I3F-1
iA:
Problem 8.5
The Cauchy stress is given by
tij=1
JFjAPiA:
Nonlinear Elasticity 305
Start with the result of Problem 8.4 to show that
tij=2
J@W
@I1Bij+@W
@I2(Bik-I1ik)Bjk+I3@W
@I3ij
:
Problem 8.6
Assuming a strain energy of the form
W=w(1)+w(2)+w1
12
for an isotropic, incompressible material, show that
1@3W
@2
1@2=2@3W
@2
2@1:
Problem 8.7
For biaxial loading of a thin vulcanized rubber sheet the strain energy may be written as
W=C1(I1-3)+C2(I2-3)+C3(I2-3)2
(Rivlin and Saunders, 1951).
(a) Use the denitions of invariants I1,I2, andI3in terms of stretches 1,2, and
3to show
(I2-3)2=1
4
1+1
4
2+1
4
3+2I1-6I2+9:
(b) Substitute the results from (a) into the strain energy above to obtain
w(1)=(C1+2C3)2
1+(C2-6C3)-2
1+C3-4
3-(C1+C2-3C3)
where
W=w(1)+w(2)+w1
12
:
Problem 8.8
Consider a material having reference conguration coordinates (R;;Z )and current con-
guration coordinates (r;;z ). Assume a motion dened by
r=R
g(),=f(),z=Z:
DetermineFiAandBijin terms ofg,g0, andf0.
Answer
FiA=2
6666641
g-g0
g20
0f0
g0
0 0 13
777775,Bij=2
6666641
g2+g0
g22
-f0g0
g30
-f0g0
g3f0
g2
0
0 0 13
777775
306 Continuum Mechanics for Engineers
Problem 8.9
Show
t11=2
2
1--2
1-2
2@W
@I1-2
-2
1-2
12
2@W
@I2;
t22=2
2
2--2
1-2
2@W
@I1-2
-2
2-2
12
2@W
@I2;
are the nonzero Cauchy stress components for biaxial tensile loading of a homogeneous,
isotropic, incompressible rubber-like material by solving for the indeterminant pressure p
from the fact that t33=0condition.
Problem 8.10
The following compression force-de
ection data was obtained for a highly lled, polybuta-
diene rubber having initial gauge length of 0:490 inand an undeformed cross-section area
of1in2
Displ. (in) Force (lbs)
–8.95E–04 –7.33E+00
–5.45E–03 –4.15E+01
–8.06E–03 –7.57E+01
–1.13E–02 –1.29E+02
–1.44E–02 –1.83E+02
–1.80E–02 –2.52E+02
–2.55E–02 –3.93E+02
–2.94E–02 –4.62E+02
–3.28E–02 –5.35E+02
–4.00E–02 –6.72E+02
–4.39E–02 –7.40E+02
–4.75E–02 –8.13E+02
–5.46E–02 –9.45E+02
–5.80E–02 –1.01E+03
–6.58E–02 –1.15E+03
–7.30E–02 –1.28E+03
–7.69E–02 –1.35E+03
–8.05E–02 –1.42E+03
–8.80E–02 –1.56E+03
–9.19E–02 –1.63E+03
–9.55E–02 –1.70E+03
–1.03E–01 –1.86E+03
–1.06E–01 –1.93E+03
–1.17E–01 –2.20E+03
–1.28E–01 –2.50E+03
–1.38E–01 –2.85E+03
–1.50E–01 –3.26E+03
–1.60E–01 –3.73E+03
–1.71E–01 –4.22E+03
–1.77E–01 –4.42E+03
–1.83E–01 –4.48E+03
(a) Generate a stress-stretch plot.
(b) Using a spreadsheet, or other appropriate tool, show that simple Mooney-Rivlin
constantsC1=1;550 andC2= -500represent the material for the range and
type of loading given.
Nonlinear Elasticity 307
(c) Generate a set of signicantly dierent constants C1andC2which might equally
well model the material for this range and type of loading, showing that C1and
C2are not unique.
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9
Linear Viscoelasticity
The previous chapters have considered constitutive equations that deal primarily with
two different types of material behavior: elastic response of solids and viscous flow of
fluids. Examples of materials that behave elastically under modest loading, and at mod-
erate temperatures, are metals such as steel, aluminum, and copper, certain polymers,
and even cortical bone. Examples of viscous flow may involve a variety of fluids ranging
from water to polymers under certain conditions of temperature and loading.
Polymers are especially interesting because they may behave (respond) in either elastic,
viscous, or combined manners. At a relative moderate temperature and loading, a poly-
mer such as polymethylmethacrylate (PMMA), may be effectively modeled by a linear
elastic constitutive equation. However, at a somewhat elevated temperature, the same
material may have to be modeled as a viscous fluid.
Polymers are by no means the only materials that exhibit different behavior under
altered temperature/frequency conditions. Steel, as well as aluminum, copper, and other
metals, becomes molten at high temperatures and can be poured into molds to form
ingots. Additionally, at a high enough deformation rate, for example, at the 48 km/hr
rate of a vehicle crash, steel will exhibit considerably altered stiffness properties.
Just as continuum mechanics is the basis for constitutive models as distinct as elastic
solids (stress/strain laws) and viscous fluids (stress/strain-rate laws), it also serves as the
basis for constitutive relations that describe material behavior over a range of tempera-
ture/frequency and time. One of the simplest models for this combined behavior is that
of linear viscoelasticity.
9.1 Viscoelastic Constitutive Equations in Linear Differential Operator
Form
One of the principal features of elastic behavior is the capacity for materials to store
mechanical energy when deformed by loading, and to release this energy totally upon
removal of the loads. Conversely, in viscous flow, mechanical energy is continuously dis-
sipated with none stored. A number of important engineering materials simultaneously
store and dissipate mechanical energy when subjected to applied forces. In fact, all ac-
tual materials store and dissipate energy in varying degrees during a loading/unloading
cycle. This behavior is referred to as viscoelastic. In general, viscoelastic behavior may be
imagined as a spectrum with elastic deformation as one limiting case and viscous flow the
other extreme case, with varying combinations of the two spread over the range between.
Thus, valid constitutive equations for viscoelastic behavior embody elastic deformation
and viscous flow as special cases, and at the same time provide for response patterns that
characterize behavior blends of the two. Intrinsically, such equations will involve not only
stress and strain, but time-rates of both stress and strain as well.
309
310 Continuum Mechanics for Engineers
In developing the linear differential operator form of constitutive equations for viscoelas-
tic behavior as presented in Eq 5.177 we draw upon the pair of constitutive equations for
elastic behavior, Eq 6.33, repeated here,
Sij=2Gij; (9.1a)
tii=3Kii; (9.1b)
together with those for viscous flow, Eq 7.15,
Sij=2ij; (9.2a)
tii= -3 (p-dii); (9.2b)
each expressed in terms of their deviatoric and dilatational responses. These equations
are valid for isotropic media only. For linear viscoelastic theory we assume that displace-
ment gradients, ui;A, are small, and as shown by Eq 4.150, this results in
˙ijdij (9.3a)
from which we immediately conclude that
˙ii=dii (9.3b)
so that now, from Eq 4.77 and Eq 7.13
˙ijij: (9.4)
If the pressure pin Eq 9.2b is relatively small and may be neglected, or if we consider
the pressure as a uniform dilatational body force that may be added as required to the
dilatational effect of the rate of deformation term diiwhen circumstances require, Eq 9.2
may be modified in view of Eq 9.3 and Eq 9.4 to read
Sij=2˙ij; (9.5a)
tii=3˙ii: (9.5b)
A comparison of Eqs 9.5 and Eq 9.1 indicates that they differ primarily in the physical
constants listed and in the fact that in Eq 9.5 the stress tensors are expressed in terms of
strain rates. Therefore, a generalization of both sets of equations is provided by intro-
ducing linear differential operators of the form given by Eq 5.178 in place of the physical
constantsG,K,, and. In order to make the generalization complete we add similar
differential operators to the left-hand side of the equations to obtain
fPgSij=2fQgij; (9.6a)
fMgtii=3fNgii; (9.6b)
where the numerical factors have been retained for convenience in relating to traditional
elasticity and viscous flow equations. As noted, the linear differential time operators, fPg,
fQg,fMg, and fNg, are of the same form as in Eq 5.178 with the associated coefficients pi,
qi,mi, andnirepresenting the physical properties of the material under consideration.
Although these coefficients may in general be functions of temperature or other parame-
ters, in the simple linear theory described here they are taken as constants. As stated at
the outset, we verify that for the specific choices of operators fPg=1,fQg=G,fMg=1,
Linear Viscoelasticity 311
t12γ12
t12
x1x2
t12
t12
FIGURE 9.1
Simple shear element representing a material cube undergoing pure shear loading.
andfNg=K, Eqs 9.6 define elastic behavior, whereas for fPg=1,fQg=@=@t, fMg=1,
andfNg=@=@t, linear viscous behavior is indicated.
Extensive experimental evidence has shown that practically all engineering materials
behave elastically in dilatation so without serious loss of generality we may assume the
fundamental constitutive equations for linear viscoelastic behavior in differential operator
form to be
fPgSij=2fQgij; (9.7a)
tii=3Kii; (9.7b)
for isotropic media. For anisotropic behavior, the operators fPgandfQg must be aug-
mented by additional operators up to a total of as many as twelve as indicated by fPig
andfQigwith the index iranging from 1to6, and Eq 9.7a expanded to six separate
equations.
9.2 One-Dimensional Theory, Mechanical Models
Many of the basic ideas of viscoelasticity can be introduced within the context of a one-
dimensional state of stress. For this reason, and because the viscoelastic response of a
material is associated directly with the deviatoric response as was pointed out in arriving
at Eq 9.7, we choose the simple shear state of stress as the logical one for explaining
fundamental concepts. Thus, taking a material cube subjected to simple shear, as shown
by Fig. 9.1, we note that for this case Eq 9.7 reduces to the single equation
fPgt12=2fQg12=2fQg12=fQg
12 (9.8)
where
12is the engineering shear strain as shown in Fig. 9.1. If the deformational
response of the material cube is linearly elastic, the operators fPgandfQgin Eq 9.8 are
constants (P=1,Q=G)and that equation becomes the familiar
t12=G
12 (9.9)
312 Continuum Mechanics for Engineers
t12
G
1
γ12
(a)
t12t12 (b)
k
1
δF
(c)
k
F F
kδ (d)
FIGURE 9.2
Mechanical analogy for simple shear.
whereGis the elastic shear modulus. This equation has the same form as the one which
relates the elongation (or shortening) of a linear mechanical spring to the applied force
Fas given by the equation
F=k (9.10)
wherekis the spring constant. Because Eqs 9.9 and 9.10 are identical in form, the linear
spring is adopted as the mechanical analog of simple elastic shearing with kassuming
the role ofG. The analogy is depicted graphically by the plots shown in Fig. 9.2.
In similar fashion, if the response of the material cube is viscous flow, Eq 9.8 is written
t12=˙
12 (9.11a)
whereis the coefficient of viscosity. In viscoelastic theory it is a longstanding practice
that the coefficient of viscosity be represented by the symbol , and it is in keeping
with this practice that we hereafter use the scalar for the coefficient of viscosity. Thus,
Eq 9.11a becomes
t12=˙
12 (9.11b)
in all subsequent sections of this chapter. The mechanical analog for this situation is the
dashpot (a loose fitting piston sliding in a cylinder filled with a viscous fluid) subjected to
an axial force F. Here
F=˙ (9.12)
where ˙is the time-rate of extension. This analogy is illustrated in Fig. 9.3.
Based upon the two fundamental elements described above, it is easy to construct
viscoelastic models by suitable combinations of this pair of elements. Two especially
Linear Viscoelasticity 313
η
1t12
δ
(a)
F Fη (b)
η
1t12
γ12
(c)
t12
t12 (d)
FIGURE 9.3
Viscous flow analogy.
simple combinations immediately come to mind. The first, that of the spring and dashpot
in parallel, Fig. 9.4(a), portrays the Kelvin solid for which Eq 9.8 becomes
T=t12=fG+@tg
12 (9.13)
where the partial derivative with respect to time is denoted by @t@=@t. The second,
the spring and the dashpot connected in series, Fig. 9.4(b), represents the Maxwell fluid
having the constitutive equation
@t+1
t12=fG@tg
12 (9.14)
where==G. In this chapter, the uppercase Tis used to designate the stress applied
to the model. Using this notation makes the differential equations that arise from the
models easier to write than if t12were used. Viscoelastic materials exhibit time dependent
behavior and designating stress with a lowercase tcreates confusion. Throughout this
chapterT, orT(t), are used interchangeably with t12to denote the stress.
Models composed of more than two elements are readily constructed. When a Kelvin
unit is combined in series with the linear spring element, Fig. 9.5(a), the resulting model is
said to represent the standard linear solid. If the same Kelvin unit is joined in series with
a dashpot, Fig. 9.5(b), the model represents a three-parameter fluid. In general, the model
of a fluid has a “free dashpot” as one of its elements. Other three-parameter models are
easily imagined, for example, a Maxwell unit in parallel with a spring, or a Maxwell unit
in parallel with a dashpot.
Four-parameter and higher order models may also be constructed. There are two basic
patterns for systematically designing higher order models. One, leading to the generalized
314 Continuum Mechanics for Engineers
T TG
η
(a) Kelvin Model
T TGη (b) Maxwell Model
FIGURE 9.4
Representations of Kelvin and Maxwell models for a viscoelastic solid and fluid, respec-
tively.
T TG1G2
η1
(a) Standard Linear Solid
T TG1
η1η2 (b) Three Parameter Fluid
FIGURE 9.5
Three parameter standard linear solid and fluid models.
Linear Viscoelasticity 315
T TGn
ηnG2
η2G1
η1
(a) Generalized Kelvin
GnG2
ηnT Tη1 G1
η2 (b) Generalized Maxwell
FIGURE 9.6
Generalized Kelvin and Maxwell models constructed by combining basic models.
Kelvin model, hasn-Kelvin units in series, Fig. 9.6(a). The second consists of n-Maxwell
units in parallel and is called the generalized Maxwell model, Fig. 9.6(b).
For these models the constitutive equations (Eq 9.8) in operator form are
Kelvin
12=t12
G1+1@t+t12
G2+2@t++t12
Gn+n@t; (9.15a)
Maxwell t12=G1˙
12
@t+1
1+G2˙
12
@t+1
2++Gn˙
12
@t+1
n: (9.15b)
In these generalized model equations, one or more of the constants Giandimay be
assigned the values 0or1in order to represent behavior for a particular material. Thus,
with2and all of the constants which follow it in Eq 9.15a set equal to zero, the consti-
tutive equation for the standard solid, Fig. 9.5(a), will be given.
9.3 Creep and Relaxation
Further insight into the viscoelastic nature of the material making up the cube shown
in Fig. 9.1 is provided by two basic experiments, the creep test and the stress relaxation
test. The creep test consists of instantaneously subjecting the material cube to a simple
shear stress t12of magnitude T0and maintaining that stress constant thereafter while
measuring the shear strain as a function of time. The resulting strain
12(t), is called the
creep. In the stress relaxation test, an instantaneous shear strain
12of magnitude
0is
imposed on the cube and maintained at that value while the resulting stress, t12(t), is
recorded as a function of time. The decrease in the stress values over the duration of the
test is referred to as the stress relaxation. Expressing these test loadings mathematically
is accomplished by use of the unit step function, U(t-t1), defined by the equation
U(t-t1) =1 t>t1
0 t 6t1(9.16)
316 Continuum Mechanics for Engineers
U(t-t1)�
1
t=t1t
FIGURE 9.7
Graphic representation of the unit step function (often called the Heaviside step function).
which is shown by the diagram in Fig. 9.7. If the creep loading is applied at time t=0,
the stress is written as
t12=T0U(t): (9.17)
By inserting this stress into the constitutive equation for a Kelvin material model, Eq 9.13,
the resulting differential equation
T0U(t)=G
12+˙
12 (9.18)
may be integrated to yield the creep response
12(t)=T0
1-e-t=U(t)
G(9.19)
whereeis the base of the natural logarithm system. It is interesting to note that as
t!1 , the strain approaches a terminal value of T0=G. Also, when t=0, the strain rate
˙
12equalsT0=and if the creep were to continue at this rate it would reach its terminal
value at time t=. For this reason, is called the retardation time . Eq 9.19, as well as any
creep response, may always be written in the general form
12(t)=J(t)T0U(t) (9.20)
in whichJ(t)is called the creep function .1Thus, for the Kelvin solid, the creep function is
seen to be
J(t)=1-e-t=
G=J
1-e-t=
(9.21)
where the constant J, the reciprocal of the shear modulus G, is called the shear compliance .
As a general rule, the creep function of any viscoelastic model is the sum of the creep
functions of its series-connected units. Thus, for the standard linear solid of Fig. 9.5(a),
J(t)=J1
1-e-t=1
+J2; (9.22)
and for the generalized Kelvin model of Fig. 9.6(a)
J(t)=nX
i=1Ji
1-e-t=i
: (9.23)
1Note: The creep function, J(t), is different from the Jacobian defined earlier.
Linear Viscoelasticity 317
With respect to creep loading for the Maxwell model, Eq 9.17 is substituted into the
constitutive equation, Eq 9.14, resulting in the differential equation
˙
12=T0(t)
G+T0U(t)
(9.24)
where(t) is the Dirac delta function, the time derivative of the unit step function. In
general,
(t-t1)=dU(t-t1)
dt; (9.25)
and is defined by the equations
(t-t1)=0; t6=t1; (9.26a)
Zt+
1
t-
1(t-t1)dt=1; (9.26b)
from which it may be shown that
Zt
-1f(t0)(t0-t1)dt0=f(t1)U(t-t1)fort>t1 (9.27)
for any continuous function, f(t). Accordingly, Eq 9.24 integrates to yield the Maxwell
creep response as
12=T0J
1+t
U(t) (9.28)
from which the Maxwell creep function is
J(t)=J
1+t
: (9.29)
Development of details relative to the stress relaxation test follows closely that of the
creep test. With an imposed strain at time t=0
12=
0U(t) (9.30)
the resulting stress associated with Kelvin behavior is given directly by inserting ˙
12=
0(t)into Eq 9.13 resulting in
t12=
0[GU(t)+(t)]: (9.31)
The delta function in this equation indicates that it would require an infinite stress at time
t=0to produce the instantaneous strain
0. For Maxwell behavior, when the instanta-
neous strain, Eq 9.30, is substituted into Eq 9.14, the stress relaxation is the solution to the
differential equation
˙t12+1
t12=G
0(t) (9.32)
which upon integration using Eq 9.27 yields
t12(t)=
0Ge-t=U(t): (9.33)
The initial time-rate of decay of this stress is seen to be
0G=, which if it were to continue
would reduce the stress to zero at time t=. Thus,is called the relaxation time for the
Maxwell model.
318 Continuum Mechanics for Engineers
Analogous to the creep function J(t) associated with the creep test we define the stress
relaxation function, G(t), for any material by expressing t12(t)in its most general form
t12(t)=G(t)
0U(t) (9.34)
From Eq 9.33, the stress relaxation function for the Maxwell model is
G(t)=Ge-t=(9.35)
and for the generalized Maxwell model it is
G(t)=nX
i=1Gie-t=i: (9.36)
Creep compliance and relaxation modulus for several simple viscoelastic models are
given in Table B.1. The differential equations governing the various models are also given
in this table.
9.4 Superposition Principle, Hereditary Integrals
For linear viscoelasticity, the principle of superposition is valid just as in elasticity. In the
context of stress/strain relationships under discussion here, the principle asserts that the
total strain (stress) resulting from the application of a sequence of stresses (strains) is
equal to the sum of the strains (stresses) caused by the individual stresses (strains). Thus,
for the stepped stress history in simple shear displayed in Fig. 9.8(a) when applied to a
material having a creep function J(t), the resulting strain will be
12(t)=T0J(t)+T1J(t-t1)+T2J(t-t2)=2X
i=0TiJ(t-ti); (9.37)
and by an obvious generalization to the arbitrary stress loading considered as an infinity
of infinitesimal step loadings, Fig. 9.8(b), the strain is given by
12(t)=Zt
-1J(t-t0)dt12(t0)
dt0
dt0(9.38)
which is called a hereditary integral since it expresses the strain at time tas a function of
the entire stress history from time t= -1. If there is an initial discontinuity in the stress
at timet=0, and if the stress is zero up until that time (Fig. 9.9), the strain becomes
12(t)=T0J(t)+Zt
0J(t-t0)dt12(t0)
dt0
dt0: (9.39)
Upon integrating the integral in this equation by parts and inserting the assigned limits
of integration, the alternative form
12(t)=J0t12(t)+Zt
0
t12(t0)dJ(t-t0)
d(t-t0)
dt0(9.40)
is obtained where J0=J(0).
Linear Viscoelasticity 319
t12
∆T0∆T1∆T2
t t=t1t=t2
(a) Stepped Stress
dtdt12t12
∆T0
t (b) Arbitrary Stress
FIGURE 9.8
Different types of applied stress histories.
dtdt12t12
T0
t
FIGURE 9.9
Stress history with an initial discontinuity.
320 Continuum Mechanics for Engineers
In a completely analogous way, we may develop hereditary integrals expressing stress
as the result of arbitrary strains. The basic forms are as follows:
t12(t)=Zt
-1G(t-t0)d
12(t0)
dt0
dt0; (9.41a)
t12(t)=
0G(t)+Zt
0G(t-t0)d
12(t0)
dt0
dt0; (9.41b)
t12(t)=G0
12(t)+Zt
0
12(t0)dG(t-t0)
d(t-t0)
dt0; (9.41c)
whereG0=G(0).
The hereditary integral Eq 9.38, derived on the basis of simple shear, is a special case
of the general viscoelastic constitutive equations in hereditary integral form, as given by
the pair below expressed in terms of the distortional and dilatational responses
2ij(t)=Zt
-1JS(t-t0)dSij(t0)
dt0
dt0; (9.42a)
3kk(t)=Zt
-1JV(t-t0)dtkk(t0)
dt0
dt0; (9.42b)
whereJSis the shear compliance and JVthe volumetric compliance. Likewise, Eq 9.41a
is the simple shear form of the general equations
Sij(t)=Zt
-12GS(t-t0)dij(t0)
dt0
dt0; (9.43a)
tkk(t)=Zt
-13GV(t-t0)dkk(t0)
dt0
dt0; (9.43b)
whereGSis the relaxation modulus in shear and GVthe relaxation modulus in dilatation.
Because we have assumed elastic behavior in dilatation, JV=1=GV=Kand both Eq 9.42b
and Eq 9.43b reduce to the form tkk=3K"kkin keeping with Eq 9.7b.
9.5 Harmonic Loadings, Complex Modulus, and Complex Compliance
The behavior of viscoelastic bodies when subjected to harmonic stress or strain is another
important part of the theory of viscoelasticity. To investigate this aspect of the theory, we
consider the response of the material cube shown in Fig. 9.1 under an applied harmonic
shear strain of frequency !as expressed by
12(t)=
0sin!t; (9.44a)
or by
12(t)=
0cos!t: (9.44b)
Mathematically, it is advantageous to combine these two by assuming the strain in the
complex form
12(t)=
0(cos!t+isin!t)=
0ei!t(9.45)
Linear Viscoelasticity 321
wherei=p
-1. It is understood that physically the real part of the resulting stress
corresponds to the real part of the applied strain, and likewise, the imaginary parts of
each are directly related. The stress resulting from the excitation prescribed by Eq 9.45
will have the same frequency, !, as the imposed strain. Therefore, expressing the stress
as
t12(t)=Tei!t(9.46)
whereTis complex, the response will consist of two parts: a steady-state response which
will be a function of the frequency !, and a transient response that decays exponentially
with time. It is solely with the steady-state response that we concern ourselves in the
remainder of this section.
Substituting Eq 9.45 and Eq 9.46 into the fundamental viscoelastic constitutive equation
given by Eq 9.8, and keeping in mind the form of the operators fPgandfQgas listed by
Eq 5.178 we obtain
NX
k=0Tpk(i!)kei!t=MX
k=0
0qk(i!)kei!t: (9.47)
Canceling the common factor ei!twe solve for the ratio
T
0=PN
k=0qk(i!)k
PM
k=0pk(i!)k(9.48)
which we define as the complex modulus, G(i!), and write it in the form
T
0=G(i!)=G0(i!)+iG00(i!): (9.49)
The real part, G0(i!), of this modulus is associated with the amount of energy stored in
the cube during a complete loading cycle and is called the storage modulus. The imaginary
part,G00(i!), relates to the energy dissipated per cycle and is called the loss modulus.
In terms of the complex modulus, the stress t12as assumed in Eq 9.46 may now be
written
t12=G(i!)
0ei!t=[G0(!)+iG00(!)]
0ei!t; (9.50)
and by defining the absolute modulus, ˜G(!)as the magnitude of G(i!) according to
˜G(!)=q
[G0(!)]2+[G00(!)]2(9.51)
together with the loss angle, between ˜G(!)andG0(!) as given by its tangent
tan=G00(!)
G0(!)(9.52)
the stresst12(Eq 9.50), may now be written
t12=˜G(!)ei
0ei!t=˜G(!)
0ei(!t+ ): (9.53)
From this equation we see that the peak value of the stress is
T0=˜G(!)
0; (9.54)
and that the strain lags behind the stress by the loss angle . Figure 9.10 provides a
graphical interpretation of this phenomenon. In Fig. 9.10(a), the two constant magnitude
322 Continuum Mechanics for Engineers
δωtγ0
ωt-δ
ωOT0
(a)
2π
ωπ
ωδ
ωOtγ0sin(ωt−δ)T0sinωt (b)
FIGURE 9.10
Different types of applied stress histories.
stress and strain vectors, separated by the constant angle , rotate about a fixed origin
with a constant angular velocity !. The vertical projections of these vectors, representing
the physical values of the stress and strain, are plotted against time in Fig. 9.10(b). From
Fig. 9.10(a), the portion of the stress in phase with the strain is T0cosand by Eq 9.54
together with Eq 9.52, the storage modulus may be expressed as
G0=T0cos
0: (9.55a)
Similarly, the loss modulus is written as
G00=T0sin
0(9.55b)
Consistent with the duality present in all of viscoelastic theory we reverse the roles of
stress and strain in the preceding portion of this section to define the complex compliance,
J(i!)along with its associated real and imaginary parts. Briefly, we assume an applied
stress
t12=T0ei!t(9.56)
together with the resulting strain
12=
ei!t(9.57)
which when substituted into Eq 9.8 leads to
T0=J(i!)=J0(!)-iJ00(!) (9.58)
where the minus sign reflects the fact that the strain lags the stress by the loss angle ,
defined in this case by
tan=J00(!)
J0(!): (9.59)
In analogy with the complex modulus components, J0(!)is called the storage compliance ,
J00(!)theloss compliance , and
˜J(!)=q
[J0(!)]2+[J00(!)]2=
0
T0(9.60)
Linear Viscoelasticity 323
theabsolute compliance, in which
0is the peak value of the strain as given by
0=˜J(!)T0 (9.61)
Based upon the definitions of GandJ, it is clear that these complex quantities are
reciprocals of one another. Thus
G(i!)J(i!)=1: (9.62)
A simple procedure for calculating G(orJ) of a specific model or material is to replace
the partial differential operator @tin the material’s constitutive equation by i!and solve
the resulting algebraic equation for the ratio t12=
12=G, (or
12=t12=Jif that is
the quantity required). Accordingly, from Eq 9.13 for the Kelvin solid, the constitutive
equationt12=fG+@tg
12becomest12= (G+i!)
12which yields t12=
12=G(1+
i!) =G. Likewise, from Eq 9.14 for the Maxwell fluid, f@t+1=gt12=fG@tg
12
becomes (i!+1=)t12= (Gi!)
12from whicht12=
12=G(2!2+i!)=(1 +2!2) =G.
In developing the formulas for the complex modulus and the complex compliance
we have used the differential operator form of the fundamental viscoelastic constitutive
equations. Equivalent expressions for these complex quantities may also be derived using
the hereditary integral form of constitutive equations. To this end we substitute Eq 9.45
into Eq 9.41a. However, before making this substitution it is necessary to decompose the
stress relaxation function G(t) into two parts as follows,
G(t) =G0[1-(t)] (9.63)
whereG0=G(0), the value of G(t) at timet=0. Following this decomposition and the
indicated substitution, Eq 9.41a becomes
t12(t)=i!
0G0Zt
-1ei!t0[1-(t-t0)]dt0: (9.64)
In this equation, let t-t0=so thatdt0= -d and such that when t0=t,=0, and
whent0= -1,=1. Now
t12(t)=i!
0G0ei!t
i!-Z1
0ei!ei!t()d
(9.65)
which reduces to
t12(t)=
0
G0-G0Z1
0(i!cos!+!sin!)()d
ei!t: (9.66)
But by Eq 9.50, t12(t) =
0[G0(!) +iG00(!)]ei!tso that from Eq 9.66
G0(!)=G0-!G0Z1
0sin! ()d; (9.67a)
G00(!)= -!G0Z1
0cos! ()d: (9.67b)
For a Kelvin material, G(t) =G[1+(t)] so thatG0=Gand(t) = -(t). Thus, for
a Kelvin solid, Eqs 9.67 yield
G0(!)=G-G!Z1
0-() sin!d =G;
324 Continuum Mechanics for Engineers
G00(!)= -G!Z1
0-() cos!d =G! =!:
For a Maxwell material, G(t) =G[1- (1-e-t=)]so thatG0=Gand(t) =1-e-t=.
Thus, for a Maxwell fluid, Eqs 9.67 yield
G0(!)=G-G!Z1
0
1-e-=
sin!d
=G-G!1
!-!2
1+2!2
=G!22
1+2!2;
G00(!)= -G!Z1
0
1-e-=
cos!d =G!
1+2!2:
These values for G0andG00for the Kelvin and Maxwell models agree with those calcu-
lated in the previous paragraph.
In a completely analogous fashion, if we adopt the hereditary form Eq 9.38 as the
constitutive equation of choice, and substitute into that equation t12=T0ei!t, together
with the decomposition of J(t) in the formJ(t) =J0[1+ (t)] , we obtain
12(t)=Zt
-1J0[1- (t-t0)]i!T0ei!t0dt0: (9.68)
Upon making the same change in variable of integration, t-t0=, this equation becomes
12(t)=T0
J0+J0!Z1
0sin! ()d+iJ0!Z1
0cos! ()d
ei!t(9.69)
from which we extract
J0(!)=J0+J0!Z1
0sin! ()d; (9.70a)
J00(!)= -J0!Z1
0cos! ()d: (9.70b)
These expressions may be specialized to obtain J0(!) andJ00(!) for any particular model
for which the creep function J(t) is known.
9.6 Three-Dimensional Problems, The Correspondence Principle
The fundamental viscoelastic constitutive equations in differential operator form as ex-
pressed by Eqs 9.6 distinguish between the distortional response (a change in shape at
constant volume due to the deviatoric portion of the applied stress, Eq 9.6a), and the
dilatational response (a change in volume without a change in shape due to the spherical
portion of the applied stress, Eq 9.6b). Extensive experimental evidence indicates that
practically all materials of engineering importance behave elastically in the dilatational
mode, and for this reason the reduced form of Eq 9.6 as given by Eq 9.7 is used in this
book. In expanded component notation these equations appear as
fPg
t11-1
3tii
=2fQg
11-1
3ii
; (9.71a)
Linear Viscoelasticity 325
fPg
t22-1
3tii
=2fQg
22-1
3ii
; (9.71b)
fPg
t33-1
3tii
=2fQg
33-1
3ii
; (9.71c)
fPgt12=2fQg12; (9.71d)
fPgt23=2fQg23; (9.71e)
fPgt31=2fQg31; (9.71f)
tii=3Kii: (9.71g)
Depending upon the particular state of applied stress, some of Eq 9.71 may be satisfied
identically. For example, the state of simple shear in the x1-x2plane, introduced earlier
to develop the basic concepts of viscoelastic behavior, results in Eq 9.71 being reduced
to a single equation, Eq 9.71d as expressed by Eq 9.8. Similarly, for a hydrostatic state
of stress with t11=t22=t33=p0, andt12=t23=t31=0(or for a uniform triaxial
tension having t11=t22=t33=T0, witht12=t23=t31=0), the behavior is simply
elastic. On the other hand, for a simple one-dimensional tension or compression in one
of the coordinate directions, several of Eq 9.71 enter into the analysis as discussed in the
following paragraph.
Let an instantaneously applied constant stress T0be imposed uniformly in the x1direc-
tion on a member having a constant cross section perpendicular to that direction. Thus,
lett11=T0U(t) with all other components zero which results in tii=T0U(t) so that from
Eq 9.71g,ii=T0U(t)=3K . For this situation the first three of Eq 9.71 become
fPg
T0U(t)-1
3T0U(t)
=2fQg
11-T0U(t)
9K
; (9.72a)
fPg
-1
3T0U(t)
=2fQg
22-T0U(t)
9K
; (9.72b)
fPg
-1
3T0U(t)
=2fQg
33-T0U(t)
9K
; (9.72c)
and the next three of the set indicate zero shear strains. Clearly, from Eq 9.72b and
Eq 9.72c we see that 22=33. Furthermore, Eq 9.72a may be solved directly for 11to
yield
11=T0U(t)3KfPg+fQg
9KfQg=T0U(t)
fEg(9.73)
where fEg=9KfQg=(3K fPg+fQg) is the operator form of E, Young’s modulus. Similarly,
from Eq 9.72 using 22=33we find that
22
11=33
11= -3KfPg-2fQg
6KfPg+2fQg= -fg (9.74)
which designates the operator form of Poisson’s ratio, .
In order to compute a detailed solution for a particular material we need the specific
form of the operators fPgandfQgfor that material as illustrated by the following example.
Example 9.1
Let the stress t11=T0U(t) be applied uniformly to a bar of constant cross
section made of a Kelvin material and situated along the x1axis. Determine
11and22as functions of time.
326 Continuum Mechanics for Engineers
Solution
From the constitutive relation for a Kelvin material, Eq 9.13, we note that
fPg=1andfQg=fG+@tg, which when inserted into Eq 9.72a results (after
some algebraic manipulations) in the dierential equation
˙11+11
=T0U(t)3K+G
9KG
+T0(t)
9K: (9.75)
This dierential equation may be solved by standard procedures to yield the
solution
11(t)=T0U(t)3K+G
9KG
1-e-t=
+e-t=
9K
: (9.76)
Whent=0,11=T0U(t)=9K which is the result of elastic behavior in bulk.
Ast!1,11!T0[(3K+G)=9KG] =T0=E, the terminal elastic response.
From Eq 9.72b the governing dierential equation for determining 22is
(when expressed in its standard form)
˙22+22
=T0U(t)G
9K-1
61
+T0(t)
9K(9.77)
which upon integration and simplication yields
22(t)= -T0U(t)3K-2G
18KG
1-e-t=
-T0U(t)e-t=
9K: (9.78)
Whent=0,22=T0=9Kwhich, due to the elastic dilatation eect, is identical
with the initial value of 11. Ast!1,22!(2G-3K)=18KG .
Up until now in this section we have discussed three-dimensional problems from the
point of view of constitutive equations in differential operator form, but our analysis can
be developed equally well on the basis of the hereditary integral form of constitutive
equations as given by Eq 9.42 or Eq 9.43. With respect to the uniaxial stress loading
analyzed above, Eq 9.42a (assuming elastic behavior in dilatation with tkk=3Kkkand
ii=T0U(t)=3K , along with zero stress at time t=0) results in the equations
2
11-T0U(t)
9K
=Zt
0
T0-T0
3
(t0)JS(t-t0)dt0; (9.79a)
2
22-T0U(t)
9K
=Zt
0
-T0
3
(t0)JS(t-t0)dt0; (9.79b)
2
33-T0U(t)
9K
=Zt
0
-T0
3
(t0)JS(t-t0)dt0: (9.79c)
From these equations it is again apparent that 22=33, and that in order to develop
the solution details for a particular material we need the expression for JS, the shear
compliance of that material as shown by the example that follows.
Linear Viscoelasticity 327
Example 9.2
Develop the solution for the problem of Example 9.7-1 using the hereditary
integral form of constitutive equations for a bar that is Kelvin in distortion,
elastic in dilatation.
Solution
For a Kelvin material, the shear (creep) compliance, Eq 9.21, is JS= (1-
e-t=)=Gso that Eq 9.79a becomes for t11=T0U(t)
2
11-T0U(t)
9K
=Zt
02T0(t0)
3G
1-e-t-t0
dt0(9.80)
which may be integrated directly using Eq 9.27 to yield
11(t)=T0U(t)"
1-e-t
3G+1
9K#
; (9.81)
or by a simple rearrangement
11(t)=T0U(t)"
3K+G
9KG-e-t
3G#
in agreement with Eq 9.76. Likewise, from Eq 9.79b we obtain for this loading
2
22-T0U(t)
9K
=Zt
0-T0(t0)
3G
1-e-t-t0
dt0(9.82)
which also integrates directly using Eq 9.27 to yield
22(t)= -T0U(t)"
1-e-t
6G+1
9K#
(9.83)
in agreement with Eq 9.78.
The number of problems in viscoelasticity that may be solved by direct integration as
in the examples above is certainly quite limited. For situations involving more general
stress fields, or for bodies of a more complicated geometry, the correspondence principle
may be used to advantage. This approach rests upon the analogy between the basic
equations of an associated problem in elasticity and those of the Laplace transforms of
the fundamental equations of the viscoelastic problem under consideration. For the case
of quasi-static viscoelastic problems in which inertia forces due to displacements may be
neglected, and for which the elastic and viscoelastic bodies have the same geometry, the
correspondence method is relatively straightforward as described below. In an elastic
body under constant load, the stresses, strains, and displacements are independent of
time, whereas in the associated viscoelastic problem, even though the loading is constant
or a slowly varying function of time, the governing equations are time dependent and
may be subjected to the Laplace transformation. By definition, the Laplace transform of
328 Continuum Mechanics for Engineers
an arbitrary continuous time-dependent function, say the stress tij(x;t)for example, is
given by
¯tij(x;s)=Zt
0tij(x;t)e-stdt (9.84)
in whichsis the transform variable, and barred quantities indicate transform. Standard
textbooks on the Laplace transform list tables giving the transforms of a wide variety
of time-dependent functions. Of primary importance to the following discussion, the
Laplace transforms of the derivatives of a given function are essential. Thus, for the first
two derivatives of stress
Zt
0dtij(x;t)
dte-stdt= -tij(0)+s¯tij(x;s); (9.85a)
Zt
0d2tij(x;t)
dt2e-stdt= -tij(0)-stij(0)+s2¯tij(x;s); (9.85b)
and so on for higher derivatives. Note that in these equations the values of the stress and
its derivatives at time t=0become part of the transform so that initial conditions are
built into the solution.
We may now examine the details of the correspondence method by considering the
correspondence between the basic elasticity equations (as listed in Chapter 6 and repeated
here)
Equilibrium (Eq6:43) tij;j(x) +bi(x) =0;
Strain -displacement (Eq6:44) 2ij(x) =ui;j(x) +uj;i(x);
Constitutiverelations (Eq6:33a )Sij(x) =2Gij(x);
(Eq6:33b) tii(x) =3Kii(x);
and the Laplace transforms of the associated time-dependent viscoelastic equations
Equilibrium ¯tij;j(x;s) +¯bi(x;s) =0; (9.86a)
Strain -displacement 2 ¯ij(x;s) = ¯ui;j(x;s) + ¯uj;i(x;s); (9.86b)
Constitutiverelations ¯P(s)¯Sij(x;s) =2¯Q(s)¯ij(x;s); (9.86c)
¯tii(x;s) =3K¯ii(x;s); (9.86d)
where barred quantities are transforms, and in which ¯P(s)and ¯Q(s) are polynomials in
the transform variable sin accordance with Eq 9.85. A comparison of Eqs 9.86, which
are algebraic, time-independent relations, with the elasticity equations above indicates a
complete analogy between the barred and unbarred entities if we assign the equivalency
of the ratio ¯Q(s)= ¯P(s)to the shear modulus G. This allows us to state the correspondence
principle as follows:
If the solution of a problem in elasticity is known, the Laplace transform of the
solution of the associated viscoelastic problem is constructed by substituting
the quotient ¯Q(s)= ¯P(s)of the transformed operator polynomials in place of
the shear modulus G, and the actual time-dependent loads by their Laplace
transforms.
Since many elasticity solutions are written in terms of Young’s modulus, Eand Poisson’s
ratio,, it is useful to extract from Eqs 9.73 and 9.74 the transform replacements for these
constants which are
¯E(s)!9K¯Q
3K¯P+¯Q; (9.87)
Linear Viscoelasticity 329
¯(s)!3K¯P-2¯Q
6K¯P+2¯Q: (9.88)
As an illustration of how the correspondence method works, we consider the following
problem.
Example 9.3
The radial stress trrin an elastic half-space under the action of a concentrated
constant force F0acting at the origin as shown in the gure below is
trr(r;z)=F0
2[(1-2)A(r;z)-B(r;z)]
whereA(r;z)andB(r;z)are known functions of the coordinates. Determine
the time-dependent viscoelastic stress trr(r;z;t)for a half-space that is Kelvin
in shear and elastic in dilatation if the force at the origin is given by the step
loadingF(t) =F0U(t).
zx
φ
yrF0U(t)
Solution
From Eq 9.88 for ¯(s)we may directly calculate the Laplace transform of the
expression for 1-2appearing in the elastic solution as 3¯Q=
3K¯P+¯Q
. The
Laplace transform of the load function F0U(t)is given byF0=s. Thus, the
Laplace transform of the associated viscoelastic solution is
¯trr(r;z;s)=F0
2s3¯Q
3K¯P+¯QA(r;z)-B(r;z)
:
From the Kelvin model constitutive equation, Eq 9.13, we have fQg=fPg=fG+
@tgfor whichQ(s)=P(s) =G+sso that
¯trr(r;z;s)=F0
2s3(G+s)
3K+G+A(r;z)-B(r;z)
:
This expression may be inverted with the help of a table of transforms from any
standard text on Laplace transforms to give the time-dependent viscoelastic
330 Continuum Mechanics for Engineers
solution
trr(r;z;t)=F0
28
><
>:2
643G
3K+G+9Ke-(3K+G )t
3K+G3
75A(r;z)-B(r;z)9
>=
>;:
Notice that when t=0
trr(r;z;0 )=F0
2[3A(r;z)-B(r;z)];
and ast!1
trr(r;z;t!1 )=F0
23G
3K+GA(r;z)-B(r;z)
which is the elastic solution.
References
[1] Ferry, J. D. (1961), Viscoelastic Properties of Polymers, Wiley and Sons, New York
[2] Findley, W. N., Lai, J. S., and Onanran, O. (1976), Creep and Relaxation of Nonlinear
Viscoelastic Materials, North-Holland Publishing Company, London
[3] Flugge, W. (1967), Viscoelasticity, Blaisdell Publishing Company, Waltham, MA
[4] Fried, J.R. (1995), Polymer Science and Technology, Prentice Hall PTR, Upper Saddle
River, NJ
[5] McCrum, N. G., Buckley, C. P ., and Bucknall, C. B. (1997), Principles of Polymer
Engineering, Second Edition, Oxford University Press, New York
[6] Pipkin, A. C. (1972), Lectures on Viscoelasticity Theory, Springer-Verlag, New York
Linear Viscoelasticity 331
Problems
Problem 9.1
By substituting Sij=tij-1
3ijtkkandij=ij-1
3ijkkinto Eq 9.7 and combining
those two equations, determine expressions in operator form for
(a) the Lam e constant, ,
(b) Young's modulus, E,
(c) Poisson's ratio, .
Answer
(a)fg=K-2fQg=3fP g
(b)fEg=9KfQg=(3K fPg+fQg)
(c)fg= (3K fPg-2fQg)=(6K fPg+2fQg)
Problem 9.2
Compliances are reciprocals of moduli. Thus, in elasticity theory D=1=E,J=1=G, and
B=1=K. Show from the stress-strain equations of a simple one-dimensional tension that
D=1
3J+1
9B:
Problem 9.3
The four-parameter model shown consists of a Kelvin unit in series with a Maxwell unit.
Knowing that
MODEL =
KELVIN +
MAXWELL , together with the operator equations Eqs 9.13
and 9.14, determine the constitutive equation for this model.
G2η2G1
η1T T
Answer
G21¨
+G1G2˙
=1¨T+(G1+G2+1=2)˙T+(G1=2)T
Problem 9.4
Develop the constitutive equations for the three-parameter models shown.
G1
η1η2 T T
(a)
G2
G1η2
T T (b)
332 Continuum Mechanics for Engineers
G2
η1η2
T T
(c)
Answer
(a) ¨
+˙
=1=[(1+2)=12]˙T+(1=12)T
(b) ˙T+T=2=(G2+G1)˙
+(G1=2)
(c) ˙T+T=2=1¨
+(G2+1=2)˙
Problem 9.5
A proposed model consists of a Kelvin unit in parallel with a Maxwell unit. Determine the
constitutive equation for this model.
G2
G1
η1η2
T T
Answer
˙T+T=2=1¨
+(G1+G2+1=2)˙
+(G1=2)
Problem 9.6
For the four-parameter model shown, determine
(a) the constitutive equation,
(b) the relaxation function, G(t). [Note that G(t) is the sum of the G(t)'s of the
parallel joined units.]
G1
η3G2η2 T T
Answer
(a) ˙T+T=2=3¨
+(G1+G2+3=2)˙
+(G1=2)
(b)G(t) =G1+G2e-t=2+3(t)
Linear Viscoelasticity 333
Problem 9.7
For the model shown the stress history is given by the accompanying diagram. Determine
the strain
(t)for this loading during the intervals
(a)06t=62,
(b)06t=64.
Use superposition to obtain answer (b).
G
ηG T T
10T0t
t/τ2345
Answer
(a)
(t) =T0J
2-e-t=
U(t)
(b)
(t) =T0J
2-e-t=
U(t)-T0J
2-e-(t-2 )=
U(t-2)
Problem 9.8
For the model shown determine
(a) the constitutive equation,
(b) the relaxation function, G(t),
(c) the stress, T(t)for06t6t1, when the strain is given by the accompanying
graph.
G
ηG ηT T
γ
t1
0λ
Answer
(a) ˙T+T==¨
+3G˙
+(G=)
(b)G(t) =(t)+G
1+e-t=2
(c)T(t)=
2-2e-t=Gt
U(t)
Problem 9.9
For the model shown in Problem 9.8, determine T(t)when
(t)is given by the diagram
shown here.
γ
γ0
t1
0λ
334 Continuum Mechanics for Engineers
Answer
T(t) =
0
(t)+G
1+e-t=
U(t)+
2-e-t=
+Gt
U(t)
Problem 9.10
The three-parameter model shown is subjected to the strain history pictured in the graph.
Use superposition to obtain T(t)for thet>t1, fromT(t)fort6t1. Let
0=t1=.
G2
G1 η1T T
γ
γ0
t t1 0
Answer
Fort6t1;T(t) =
1
1-e-t=1
+G2t
U(t)
Fort>t1;T(t) =
1
1-e-t=1
+G2t
U(t)
-
1
1-e-(t-t1)=1
+G2(t-t1)
U(t-t1)
Problem 9.11
For the model shown determine the stress, T(t)at (a)t=t1; (b)t=2t1; and (c)t=3t1,
if the applied strain is given by the diagram. Use superposition for (b) and (c).
G
ηη
T T
γ
γ0
3t1t12t10
Answer
(a)T(t1) =(
0=t1)
2-e-t1=
(b)T(2t1) =(
0=t1)
-2+2e-t1=-e-2t1=
(c)T(3t1) =(
0=t1)
-e-t1=+2e-2t1=-3e-3t1=
Problem 9.12
If the model shown in the sketch is subjected to the strain history
(t)=(0=2G)
2-e-t=2
U(t),
as pictured in the time diagram, determine the stress, T(t).
G
Gη
T T
γ
t 0γ(t)=T0
2G
2−e−t
2τ
T0
2G
Linear Viscoelasticity 335
Answer
T(t) =T0
e-t=+U(t)
Problem 9.13
For the hereditary integral, Eq 9.38
(t)=Zt
-1J(t-t0) (dT(t0)=dt0)dt0
assumeT(t) =estwheresis a constant. Let =t-t0be the \elapsed time" of the load
application and show that
(t) =sest¯J(s)where ¯J(s)is the Laplace transform of J(t).
Problem 9.14
UsingT(t) =estas in Problem 9.13, together with the hereditary integral Eq 9.41a
T(t)=Zt
-1G(t-t0) (d
(t0)=dt0)dt0;
and the result of Problem 9.13 show that ¯G(s)¯J(s)=1=s2where ¯G(s)is the Laplace
transform of G(t). Assume sis real.
Problem 9.15
Taking the hereditary integrals for viscoelastic behavior in the form Eq 9.40
(t)=J0T(t)+Zt
0T(t0) [dJ(t-t0)=d(t-t0)]dt0
and Eq 9.41c
T(t)=G0
(t)+Zt
0
(t0) [dG(t-t0)=d(t-t0)]dt0;
show that for the stress loading T(t) =estand with=t-t0, the expression
G0¯A(s)+J0¯B(s)+¯A(s)¯B(s)=0
results, where here
¯A(s)=Z1
0e-s(dJ=d )d
and
¯B(s)=Z1
0e-s(dG=d )d:
Problem 9.16
Let the stress relaxation function be given as G(t) =a(b=t)mwherea,b, andm
are constants and tis time. Show that the creep function for this material is J(t)=
1
amsinmx t
bmwithm<1. Use the identity ¯G(s)¯J(s)=1=s2where barred quantities
are Laplace transforms.
Problem 9.17
A three-parameter solid has the model shown. Derive the constitutive equation for this
model and from it determine (a) the relaxation function, and (b) the creep function for the
model.
336 Continuum Mechanics for Engineers
G1
G2η1
T T
Answer
(a)G(t) =G2+G1e-t=1
(b)J(t)=(1=(G1+G2))e-t=
1+(1=G2)
1-e-t=
1
where
1=(G1+G2)1=G2
Problem 9.18
A material is modeled as shown by the sketch. (a) For this model determine the relaxation
function,G(t). (b) If a ramp function strain as shown by the diagram is imposed on the
model, determine the stress, using the appropriate hereditary integral involving G(t).
G
G2G
2ηηT T
γ(t)
t1
0λ
Answer
(a)G(t) =G+2Ge-2t=+Ge-t=2
(b)T(t) =G
t+3-e-2t=-2e-t=2
U(t)
Problem 9.19
Determine the complex modulus, G(i!)for the model shown using the substitution i!
for@tin the constitutive equation.
G1
G2η1
T T
Answer
G(i!)=
G2+(G1+G2)2
1!2+iG11!
=
1+2
1!2
Problem 9.20
Show that, in general, J0=1=G0(1+tan2)and verify that G0andJ0for the Kelvin model
satises this identity. (Hint: Begin with GJ=1.)
Linear Viscoelasticity 337
Problem 9.21
Let the complex viscosity (denoted here by (i!)) be dened through the equation
T0ei!t=
i!
0ei!t
:
Determine(i!)in terms ofG(i!) (see Eq 9.49) and calculate (i!)for the model
shown below.
G
ηη
T T
Answer
(i!)=
2+!22
-i!
=
1+!22
Problem 9.22
From Eq 9.55a in which G0=T0cos=
0and 9.55b in which G00= (T0sin)=
0show that
J0= (
0cos)=T0and thatJ00= (
0sin)=T0. UseGJ=1.
Problem 9.23
Show that the energy dissipated per cycle is related directly to the loss compliance, J00
by evaluating the integralR
Td
over one complete cycle assuming T(t) =T0sin!t. (See
Fig. 9.10.)
Answer
Z
Td
=T2
0J00
Problem 9.24
For the rather complicated model shown here, determine the constitutive equation and
from itG(i!). Sketch a few points on the curve G00vs.ln(!).
G
G2G
2ηηT T
Answer
¨T+(5=2)˙T+
1=2
T=4G¨
+(11G=2 )˙
+
G=2
G(i!) =G0+iG00where
G0=G
1+(35=4)2!2+44!4
=
1+(17=4)2!2+4!4
338 Continuum Mechanics for Engineers
G00=G
3!+(9=2)3!3
=
1+(17=4)2!2+4!4
Forln(!) =0,G00=1:2G
Forln(!) =1,G00=1:13G
Forln(!) =2,G00=0:572G
Forln(!) =1,G00=0
Problem 9.25
A block of viscoelastic material in the shape of a cube ts snugly into a rigid container.
A uniformly distributed load p= -p0U(t) is applied to the top surface of the cube. If the
material is Maxwell in shear and elastic in dilatation determine the stress component t11(t)
using Eq 9.71. Evaluate t11(0)andt11(1).
x1x2p=−p0U(t)
Answer
t11(t) = -p0[1- (6G=(3K +4G))]e-(3K=(3K +4G))t]U(t)
t11(0) = -p0[(3K-2G)=(3K +4G)]
t11(1) = -p0
Problem 9.26
A slender viscoelastic bar is loaded in simple tension with the stress T(t) =t11(t) =T0U(t).
The material may be modeled as a standard linear solid in shear having the model shown,
and as elastic in dilatation. Using the hereditary integrals, Eq 9.42, determine the axial
strain11(t)and the lateral strain 22(t).
GG
ηT T
t11t11
Answer
11(t) =T0f[(6K+G)=3K -e-t=]=3GgU(t)
22(t) =T0[(1=9K) - (2 -e-t=)=6G)]U(t)
Linear Viscoelasticity 339
Problem 9.27
A cylinder of viscoelastic material ts snugly into a rigid container so that 11=22=
rr=0(no radial strain). The body is elastic in dilatation and has a creep compliance
JS=J0(1+t)withJ0a constant. Determine t33(t)if˙33=A(a constant).
x1x2
rx3
Answer
t33(t) = fA[Kt +4(1-e-t)=3J0]gU(t)
Problem 9.28
A viscoelastic body in the form of a block is elastic in dilatation and obeys the Maxwell
law in distortion. The block is subjected to a pressure impulse t11= -p0(t)distributed
uniformly over the x1face. If the block is constrained so that 22=33=0, determine
11(t)andt22(t).
t11= −poδ(t)t22t33
Answer
t22(t) =p0[(2G-3K)(t)=(3K +4G) - (6G=(3K +4G))e[-3K=(3K +4G)]t]U(t)
11(t) =p0[3(t)=(3K +4G) - [4G=(3K +4G)K]e[-3K=(3K +4G)]t]U(t)
Problem 9.29
A viscoelastic cylinder is inserted into a snug tting cavity of a rigid container. A
at,
smooth plunger is applied to the surface x1=0of the cylinder and forced downward at
340 Continuum Mechanics for Engineers
a constant strain rate ˙11=0. If the material is modeled as the three-parameter solid
shown in shear and as elastic in dilatation, determine t11(t)andt22(t)during the downward
motion of the plunger.
G
GηT T
x1x2
x3
Answer
t11(t) = -0[(4G=3)(1-e-t=) + (K+4G=3)t]U(t)
t22(t) =0[(2G=3)(1-e-t=) + (-K +2G=3)t]U(t)
Problem 9.30
For a thick-walled elastic cylinder under internal pressure p0, the stresses are trr=A-B=r2;
t=A+B=r2and the radial displacement is given by ur=1+
E[A(1-2)r+B=r] whereA
andBare constants involving p0,Eis Young's modulus, and is Poisson's ratio. Determine
trr,t, andurfor a viscoelastic cylinder of the same dimensions that is Kelvin in shear
and elastic dilatation if p=p0U(t).
tθθtθθ
trrtrr
p0r
Answer
trr=same as elastic solution but with p0nowp0U(t)
t=same as elastic solution but with p0nowp0U(t)
ur(t) = (3Ar=(6K +2G))(1 -e-(3K +G)t=G))U(t) + (B=2Gr )(1-e-t=)U(t)
Problem 9.31
A viscoelastic half-space is modeled as Kelvin in shear, elastic in dilatation. If the point
forceP=P0e-tis applied at the origin of a stress free material at time t=0, determine
trr(t)knowing that for an elastic half-space the radial stress is
trr=P0[(1-2)A -B]=2
whereAandBare functions of the coordinates only.
Linear Viscoelasticity 341
x3x2
x1rP = P0e−t
θ
Answer
trr= (P0=2)[(3(G -)e-t+9Ke-(3K +G)t=]A=(3K+G-) -e-tB
Problem 9.32
The de
ection at x=Lfor an end-loaded cantilever elastic beam is w=P0L3=3EI.
Determine the de
ection w(L;t) for a viscoelastic beam of the same dimensions if P=
P0U(t) assuming (a) one-dimensional analysis based on Kelvin material, and (b) three-
dimensional analysis with the beam material Kelvin in shear, elastic in dilatation. Check
w(L;1)in each case.
P0
L
Answer
(a)w(L;t) = (P 0L3=3EI)(1-e-t=E)U(t);E==E
w(L;1) = (P0L3=3EI), the elastic de
ection.
(b)w(L;t) = (P 0L3=3EI)[(1-e-t=) + (1=9K)e-t=]U(t)
w(L;1) = (P0L3=3EI), the elastic de
ection.
Problem 9.33
A simply-supported viscoelastic beam is subjected to the time-dependent loading f(x;t) =
q0twhereq0is a constant and tis time. Determine the beam de
ection w(x;t)in terms
of the elastic beam shape X(x)if the beam material is assumed to be (a) one-dimensional
Kelvin, and (b) three-dimensional Kelvin in shear, and elastic in dilatation. Compare the
results.
q0t
L
342 Continuum Mechanics for Engineers
Answer
(a)w(x;t) =X(x)
t-E(1-e-t=E)
U(t)
(b)w(x;t) =X(x)
t-(3E=(3K+G))(1-e-t=E)
U(t)
whereE==E
Appendix A: General Tensors
The balance laws and the constitutive relations describing the behavior of continuous
media were formulated using direct or coordinate free notation. This is a recognition of
the invariance of the physical principles. These laws were written using indicial notation
in a rectangular-Cartesian coordinate frame. The study of tensors in other coordinate
systems may be better suited for solving particular boundary value problems. These
coordinate frames might provide ways to describe vectors and tensors that better describe
the geometry of the body. The study of general tensors also aids in understanding much
of the literature that uses general tensors.
It would be convenient if there was a way to convert the Cartesian equations to general
coordinate systems without a great deal of effort. It is the purpose of this appendix to
give such a scheme. The following section begins by developing ideas about the general
representation of vectors. Next methods are given for taking derivatives in general coor-
dinate systems. Then a set of rules is introduced that will allow one to take an expression
in Cartesian coordinates and convert it to an expression in a general coordinate system.
A.1 Representation of Vectors in General Bases
Vectors are quantities that do not depend on a coordinate system. The representation of
vectors does depend on the basis for computing the components of a vector. Any set of
three non-coplanar vectors can be used to represent a vector v. For a Cartesian coordinate
system f^e1;^e2;^e3gforms a basis that allows the vector vto be written as
v=v1^e1+v2^e2+v3^e3=vi^ei:
The basis f^e1;^e2;^e3gis the same for every point in the space defined in the Cartesian
coordinate system. The coordinate system is said to be homogenous. It is also possible to
choose a set of base vectors fg1;g2;g3gthat is not orthonormal, Fig A.1. The vectors g1
andg2lie in a plane, and the vector g3is out of the plane. These base vectors may also
vary from point to point in the space. Such a system is called nonhomogeneous.
A vector can be represented by
v=v1g1+v2g2+v3g3=vigi:
The summation is over a subscript and superscript. The superscripts are indices not ex-
ponents. An exponent would be represented by vivi=
vi2. The components of the
vectorvare found by projecting the vector onto the planes formed by g1-g2,g2-g3, and
g1-g3. This gives the unique scalar components v1,v2, andv3with respect to the basis
fgig. The calculation of the components viare not as straight forward as in the Cartesian
system. The basis vectors are not orthonormal and
gigj6=0fori6=j
1fori=j
as in the Cartesian system.
343
344 Continuum Mechanics for Engineers
g1g2g3
FIGURE A.1
A set of non-orthonormal base vectors.
Example A.1
Given the set of base vectors fgigwith Cartesian components
g1=3^e1+2^e2+^e3
g2=^e1-2^e3
g3=^e1+^e3
and a vector
v=4^e1+^e2+8^e3:
Findv1,v2, andv3.
Solution
We know that
v=v1g1+v2g2+v3g3:
Taking the dot product v^ei, gives
v^e14=3v1+v2+v3
v^e21=2v1+v3
v^e38=v1-2v3
Solving yields
v1=2; v2=1; v3= -3:
The vector is
v=2g1+g2-3g3:
Determining whether a set of vectors forms a basis is not a simple task. A simple test
for linear independence is to form a matrix, G, from the basis vectors expressed in the
Cartesian components.
G=[g1;g2;g3]
The determinate of Gbeing non-zero assures that the basis is linearly independent. The
mathematical condition for this is
detG6=0
and is called the Jacobian matrix of the basis fgig.
Appendix A: General Tensors 345
Example A.2
From the previous example, show that the basis giis linearly independent.
Solution
The matrix Gis
G=2
43 1 1
2 0 1
1 0 -23
5
and
detG=3 1 1
2 0 1
1 0 -2=56=0:
The basis is linearly independent. Note that the determinate of Gbeing non-zero
is just the condition that the equations for the components vihas a solution.
A.2 The Dot Product and the Reciprocal Basis
The dot product between two vectors uandvis
uv=uigivjgj=uivjgigj:
If the basis is Cartesian, the dot product gigjis just the Kronecker delta. However, since
the basis vectors are not orthonormal, the dot product becomes
uv=u1v1g1g1+u1v2g1g2+u1v3g1g3+
+u3v1g3g1+u3v2g3g2+u3v3g3g3:
The dot product of the base vectors is a set of scalars and possesses the symmetry
gigj=gij=gjgi=gji:
The dot product would be simplified considerably if the dot product of the basis vectors
were orthogonal. This can be accomplished by computing a reciprocal or dual basis. The
reciprocal vectors can be computed in a number of ways but have the property that
gigj=j
i=1ifi=j
0ifi6=j:
j
iis the Kronecker delta. One method for the computation of the reciprocal basis is given
in Problem 2.2. The reciprocal basis allows us to write a vector as
v=vigi=vigi:
346 Continuum Mechanics for Engineers
Note that the implied summation is always across a subscript and superscript pair. With
the reciprocal basis, the dot product becomes
uv=uivjgigj=uivjj
i=uivi:
It is also possible to form the dot product of the base vectors with themselves. The dot
products of the basis vectors give
gigj=gij
gigj=gij
gigj=gj
i=j
i
gigj=gi
j=i
j
These equations give the metric tensors of the space.
The metric tensor is associated with distances or lengths in the space. For a vector
v=vigi, we have
vv=jvj2=vivjgigj=gijvivj
or
vv=jvj2=vivjgigj=gijvivj:
The magnitude of the vector is related to the metric tensors gijandgij.
The products
gij=gigj
are the dual, reciprocal or inverse metric tensor. This latter designation is seen from the
following calculation. The bases are related by
gi=gijgjandgi=gijgj:
Now, this gives
gigj=j
i=gilglgjkgk=gilgjkl
k=gilgjl
and
gilgjl=gilglj=j
i:
Hence the designation inverse metric.
The components of a vector are related by
vi=vgi=vkgkgi=gkivk=gikvk
from the symmetry of the metric tensor. This can also be repeated for the gibase vectors.
The results are
vi=gijvjandvi=gijvj:
This is termed raising and lowering the indices and will be useful when we describe the
rules for generating general tensor expressions from Cartesian tensor expression.
A.3 Components of a Tensor
The components of a tensor in an orthonormal basis are defined by the operation of the
tensor on the base vectors ^ei. The components are
Tij=^eiT^ej:
Appendix A: General Tensors 347
This process can be extended to the general basis. However, unlike the orthonormal
basis, the general basis gives four different component representations. Two of these
tensor components are
Tij=giTgj
Tij=giTgj:
The components are formed in the standard way. In addition, there are two sets of mixed
components. These are2
Ti
j=giTgj
Tj
i=giTgj
Thus, the four representations of a tensor are
T=Tijgigj=Tijgigj=Ti
jgigj=Tj
igigj:
The mixed components of a tensor are not related. In general
Tj
i6=Ti
j:
However, for a symmetric tensor
T=TT
the result is
Tij=Tji
Tij=Tji
Tj
i=Ti
j
Ti
j=Tj
i:
Just as with orthonormal bases, transformation rules exist between two sets of general
basis vectors fgigandfg0
ig. The transformation follows the same patterns established pre-
viously. The only change being that summation occurs over subscripts and superscripts.
The transformation of a vector is
v0
i=aj
ivj
and
vi=
a-1j
iv0
j:
A second order tensor transforms as
T0
ij=ap
iak
jTpk:
For the other components, we need to have the transformation rules for the reciprocal
basis
g0i=
a-1i
jgj
and
gi=ai
jg0j:
These can be used to determine the transformation laws for the other tensor components.
2Sometimes dots are used to hold the positions of the indices, Tj
i=Tj
i. This is most commonly done when
writing the mixed components. Typesetting offers the opportunity to clearly separate the superscript and
subscript.
348 Continuum Mechanics for Engineers
A.4 Determination of the Base Vectors
We have seen that vectors can be represented in terms of two sets of base vectors fgigor
gi
.
v=vigi=vigi:
The base vectors fgigare called the covariant basis vectors, and
gi
is called a set of
contravariant basis vectors. The covariant basis vectors are defined by the derivatives of a
coordinate transformation
x=˜x
uj
=˜xi
uj^ei:
The vectors f^eigare the orthonormal base vectors of the rectangular system. The functions
˜xi
uj
are the coordinate functions relating the rectangular coordinates, xi, to the new
coordinate variables, uj. The covariant base vectors are
gj=@˜x
@uj=@˜xi
@uj^ei:
The base vectors are the derivatives along the coordinate curves. They vary along the
coordinate curves. The dual or reciprocal basis is the contravariant basis vectors. These
vectors have the property that
gigj=j
i=1ifi=j
0ifi6=j
j
iis the Kronecker delta.
Example A.3
Determine the base vectors for the circular-cylindrical coordinate system.
Solution
Figure A.3 shows the circular-cylindrical coordinate system for x3=0. The
position of the point pis
x=x1^e1+x2^e2+x3^e3
=rcos^e1+rsin^e2+z^e3:
This shows that x=˜x(r;;z ). Now
gr=@˜x
@r=cos^e1+sin^e2
g=@˜x
@= -r sin^e1+rcos^e2
and
gz=@˜x
@z=^e3:
The basis vectors fgigcan be shown to be a basis by forming the Jacobian,
G(gr;g;gz). This gives
G=detcos sin 0
-rsin r cos 0
0 0 1=r
cos2+sin2
=r:
Appendix A: General Tensors 349
gr gθ
xrx2
x1r−curve
θ
θ−curvep
FIGURE A.2
Circular-cylindrical coordinate system for x3=0.
The vectors form a basis except for the point r=0. The vector
gr=@˜x
@r=cos^e1+sin^e2
lies along the r-coordinate. Similarly, gis a vector that is perpendicular to gr.
The basis vectors form a non-homogeneous basis. The two vectors are tangent
to therandcurves. This is consistent with the denition of the covariant
basis vectors.
The dual basis is found from the computation in Problem 2.2. These vectors
are
gr=cos^e1+sin^e2
g=1
r(-sin^e1+cos^e2)
and
gz=^e3:
The properties of the bases can be veried.
350 Continuum Mechanics for Engineers
A.5 Derivatives of Vectors
A.5.1 Time Derivative of a Vector
Suppose that in the circular cylindrical system of the above example that r=r(t),=
(t), andz=z(t). This gives
x=r(t)cos(t)^e1+r(t)sin(t)^e2+z(t)^e3:
The time derivative of x(t)is the velocity v(t)and is
v(t)=dx(t)
dt=@x
@rdr
dt+@x
@d
dt+@x
@zdz
dt
using the chain rule. From the previous section, the partial derivatives of xare the base
vectorsgiand
v(t)=dx(t)
dt=dr
dtgr+d
dtg+dz
dtgz=vrgr+vg+vzgz:
The result is
vr=dr
dtv=d
dtandvz=dz
dt:
The first and third terms have the dimensions of a velocity. However, the second term
does not. It only has units of s-1. This raises the need to develop the physical components
of a vector.
The physical components of a vector win the direction uare
w^u:
Here^uis a unit vector in the direction of u.
^u=u
juj
The physical components of vdenoted byv<i>are the components of the vector along
the covariant unit vectors. The unit vectors ^giare
^gi=gipgiino sum oni:
Now for a vector v=vigi,
v=vigi=v1pg11^g1+v2pg22^g2+v3pg33^g3:
The physical components of vare
v<i>=pgiivino sum oni
and
v=v<k>^gk:
For the circular cylindrical system
v<r>=v^gr=dr
dt
and
v<>=v^g=vrg=rd
dt:
These are the familiar components of the velocity that appear in elementary dynamics.
Appendix A: General Tensors 351
A.5.2 Covariant Derivative of a Vector
The spatial derivative of a vector field frequently arises in applications. This is the case
for gradients of displacement fields defining strain fields or the divergence of a velocity
field in a fluid. The derivative of a vector vwith respect to a curvilinear coordinate uiis
@v
@uj=@vi
@ujgi+vi@gi
@uj:
The latter term arises because the base vectors, gi, can vary from point to point in the
space.
It is desirable to express the derivative of the base vector in terms of components along
the base vector. This allows the writing of an expression analogous to that in a Cartesian
coordinate system.
@v
@xj=@vi
@xj^ei=vi;j^ei:
Here, the comma notation denotes partial differentiation.
The derivative of the base vector is
@gi
@uj=@
@uj@˜xk
@ui^ek
=@2˜xk
@uj@ui^ek:
The Cartesian base vectors are expressible in terms of the covariant base vectors.
^ei=@uj
@˜xigj:
This is the inverse of the original expression defining gi. Inserting this expression for ^ei
gives
@gi
@uj=@2˜xk
@ui@uj@ul
@˜xkgl:
The coefficients in the above expression are known as the Christoffel symbols of the second
kind. These are given a special notation
@2˜xk
@ui@uj@ul
@˜xk= l
ij=
l
ij
Using this notation gives,
@gi
@uj= l
ijgl=l
ij
gl:
The different notations for the Christoffel symbols appear in the literature and are pre-
sented to aid in understanding the literature on general tensors.
This expression gives one way to compute the Christoffel symbols. Taking the dot
product of both sides with gpgives
p
ij=@gi
@ujgp
after rearranging the indices. The process for computing the Christoffel symbols is
1. From the coordinate transformation x=˜xi
uj^ei, findgk=@˜xi
@uk^eiand compute
gi;j=@2˜xk
@uj@ui^ek:
352 Continuum Mechanics for Engineers
2. Determine the contravariant base vectors gk.
3. Form the dot product to find the Christoffel symbol.
l
ij=@gi
@ujgl:
Another method is available for finding the Christoffel symbols that is not dependent on
the coordinate transformation. It will be presented subsequently.
Example A.4
Compute the Christoel symbols for the circular cylindrical coordinate system.
Solution
The covariant base vectors are
gr=@˜x
@r=cos^e1+sin^e2
g=@˜x
@= -r sin^e1+rcos^e2
and
gz=@˜x
@z=^e3:
The computation is not as daunting as it might rst appear. Many of the
Christoel symbols are zero. Dierentiating the base vectors we have
@gr
@r=@gr
@z=0;@gr
@=@g
@r= - sin^e1+cos^e2
@g
@z=0;@g
@= -r cos^e1-rsin^e2
and@gz
@r=@gz
@=@gz
@z=0:
The reciprocal base vectors are
gr=cos^e1+sin^e2
g=1
r(-sin^e1+cos^e2)
and
gz=^e3:
The Christoel symbols found from l
ij=@gi
@ujglgive
r
rr=
rr= z
rr= r
rz=
rz= z
rz=0
r
r= r
r= z
r= z
r=0
r=
r=1
r
=0 r
= -r:
The remaining components are zero.
Appendix A: General Tensors 353
The derivative of the vector can now be written as
@v
@uj=@vi
@ujgi+vi@gi
@uj=@vi
@ujgi+vi l
ijgl:
This can be rearranged to give
@v
@uj=@vi
@ujgi+vk i
kjgi=@vi
@uj+vk i
kj
gi:
The last form is the result of changing the dummy indices. The coefficients of the covari-
ant base vectors are
vijj=@vi
@uj+vk i
kj:
This is the covariant derivative of the contravariant components of a vector. It is a natural
generalization of the result for partial differentiation in Cartesian systems.
To this point, all calculation was done using the contravariant components of the vector.
Ifv=vigirepresents the vector, then
@v
@uj=@vi
@ujgi+vi@gi
@uj:
This presents the problem of computing the derivative of the second term. To do this,
note that
gigj=j
i
and
@
@uk
gigj
=@gi
@ukgj+gi@gj
@uk=@j
i
@uk=0:
This gives
@gj
@ukgi= -@gi
@ukgj= - l
ikglgj= - j
ik:
The right hand side is the covariant component of a vector and
@gj
@uk= - j
ikgi:
This result gives
@v
@uj=@vi
@uj-vk k
ij
gi:
The covariant derivative of the covariant components is
vijj=@vi
@uj-vk k
ij:
Compare this to the previous result.
A.6 Christoffel Symbols
A.6.1 Types of Christoffel Symbols
The definition of the Christoffel symbols of the second kind indicates that there is sym-
metry in the indices iandj:
@2˜xk
@ui@uj@ul
@˜xk=@2˜xk
@uj@ui@ul
@˜xk
354 Continuum Mechanics for Engineers
l
ij= l
ji=l
ij
=l
ji
The Christoffel symbols of the second kind are the partial derivatives of the basis vectors
in a curvilinear coordinate system with respect to the coordinate variables. Also, it is
useful to look at the placement of the indices. The indices are all free indices. The upper
index corresponds to the term in the numerator and the lower indices correspond to the
terms in the denominator.
The above discussion indicates that the Christoffel symbols are of two types. The
Christoffel symbols of the first kind are denoted by [ij;l]. These are computed from the
following formula
[ij;l]=glm m
ij
Similarly, using the metric glp, we find
p
ij=glp[ij;l]:
The Christoffel symbols of the first kind have a representation similar to those of the
second kind. To find this representation, note that
glm=glgm=@˜xq
@ul^eq@˜xk
@um^ek=@˜xq
@ul@˜xk
@umqk:
The Christoffel symbols of the first kind are
[ij;l]=glm m
ij=@˜xq
@ul@˜xk
@umqk@2˜xp
@ui@uj@um
@˜xp
but
@˜xk
@um@um
@˜xp=@˜xk
@˜xp=kp andkpqk=pq:
This gives
[ij;l]=@2˜xp
@ui@uj@˜xp
@ul:
Notice that all the indices are in the denominator. Also, the grouping appears in a logical
sequence.
A.6.2 Calculation of the Christoffel Symbols
From the above discussion, it would appear that the Christoffel symbols are connected to
a particular rectangular Cartesian coordinate system. However, the Christoffel symbols
can be computed directly from the metric and the inverse metric for the space. This is
shown in the following.
The metric of the space is
gij=gigj:
We differentiate this with respect to the coordinate ukand obtain
@gij
@uk=@gi
@ukgj+gi@gj
@uk:
This can be written as
@gij
@uk= l
ikglgj+gigp p
jk= l
ikglj+gip p
jk:
Appendix A: General Tensors 355
This is
@gij
@uk=[ik;j]+[jk;i]:
Cyclically permuting the indices generates two more formulae.
@gki
@uj=[kj;i]+[ij;k]
@gjk
@ui=[ji;k]+[ki;j]
Adding the first 2 expressions and subtracting the last expression gives
[jk;i]=1
2@gij
@uk+@gki
@uj-@gjk
@ui
:
The symmetry of the Christoffel symbols was exploited in obtaining this result.
The Christoffel symbols of the second kind can be obtained from the above expression
and the relation p
jk=gip[jk;i]. The result is
p
jk=gip[jk;i]=1
2gip@gij
@uk+@gki
@uj-@gjk
@ui
:
This demonstrates that the Christoffel symbols are not dependent on the Cartesian basis
that was used to motivate their introduction.
The use of the metric tensor is especially useful in determining the Christoffel symbols
when the general coordinate bases are orthogonal. In this case, we have gmn=0if
m6=n. This immediately shows that many of the Christoffel symbols will be zero in an
orthogonal basis. If i,j, andkare all distinct, then k
ij=0. The only non-zero values will
occur when two of the indices are equal in a general, orthogonal coordinate system.
A.7 Covariant Derivatives of Tensors
In a manner similar to that used to find the covariant derivative of a vector, the covariant
derivative of a tensor can be found. To calculate@T
@uk, begin with the representation of a
tensor in the basis fgig;T=Tijgigj. Then
@T
@uk=@
@uk
Tijgigj
=@Tij
@ukgigj+Tij@gi
@ukgj+Tijgi@gj
@uk:
Using the Christoffel symbols, this can be written as
@T
@uk=@Tij
@ukgigj+Tij l
ikglgj+Tij l
jkgigl:
Rearranging the dummy indices gives
@T
@uk=@Tij
@uk+Tlj i
lk+Til j
lk
gigj
=Tijjkgigj:
356 Continuum Mechanics for Engineers
The term in parentheses is the covariant derivative of the contravariant components of
the tensor.
Tijjk=@Tij
@uk+Tlj i
lk+Til j
lk:
Other covariant derivatives can be formed. These are
Tijjk=@Tij
@uk-Tlj l
ik-Til l
jk
Ti
jjk=@Ti
j
@uk+Tl
j i
lk-Ti
l l
jk:
They are computed using the same techniques as were employed previously.
A.8 General Tensor Equations
Tensors and tensor equations describing physical phenomena are invariant with respect
to coordinate systems. A number of relations in direct and Cartesian tensor notation
were developed. These relations span the spectrum from inner products of vectors to
local forms of the First Law of Thermodynamics.
The following presents a way to convert these relations from Cartesian tensor notation
to general tensor notation. Vectors and tensors are represented in terms of covariant and
contravariant base vectors. The techniques presented allow us to compute the derivatives
of vector fields and tensor fields. Three rules allow the conversion of Cartesian tensor
expressions to expressions in general coordinate systems.
Rule 1: Rewrite summations over dummy indices in Cartesian expressions so that the summation
is only over raised and lowered indices.
This rule is a direct consequence of the way that summation was introduced for vector
and tensor representation in a general coordinate system. We defined vectors and tensors
in terms of covariant and contravariant bases. This led to the convention that implied
summation occurs only over a subscript and a superscript pair.
Summation across pairs of indices may be accomplished in a number of ways. We may
simply change an index in the Cartesian expression from a subscript to a superscript. This
is possible since we have Kronecker deltas ijandijin the Cartesian system. We may
raise or lower indices by noting that the metric or inverse metric acts as a generalized Kro-
necker delta. Table A.1 gives examples of Cartesian expressions and the corresponding
general tensor expressions.
Rule 2: Replace partial differentiation in Cartesian tensor expressions with covariant differentia-
tion.
This rule is useful in converting derivatives and differential operators. An example is
the divergence of a vector field. In Cartesian tensor notation, we have
divv=vi;i:
This becomes
divv=viji
Appendix A: General Tensors 357
TABLE A.1
Converting from Cartesian tensor notation to general tensor
notation. Summation over only subscript and superscript pairs.
Cartesian Tensor Expression General Tensor Expression
dkk dk
k=gkmdkm=gkmdkm
aibi aibi=gikakbi=gikaibk
didi didi=gijdidj=gijdidj
vi=wikk vi=wk
ik=gkmwkm
i=gkmwikm
in general tensor notation. Note that the summation is over a raised and lowered index.
Another example is the equilibrium equations. In Cartesian notation, they read
Tij;j+bi=ai:
In general tensor notation, this becomes
Tijjj+bi=ai:
Are there other forms that could be used to represent these equations?
These general tensor forms appear to be quite simple. However, it must be remembered
that the covariant derivative involves Christoffel symbols. For general coordinate systems,
these are quite complicated. In orthogonal systems, things improve since the non-zero
Christoffel symbols have a pair of matching indices. The distinction disappears in a
Cartesian system where the Christoffel symbols are all zero. Things are not always as
simple as they first appear!
Rule 3: Replace the Cartesian tensor permutation symbol, "ijk, by the general tensor permutation
symbol,eijkoreijk, and rewrite summations over raised and lowered indices.
This rule is useful when considering the cross product of vectors or vector operators.
The cross product of two vectors in a general coordinate system is
uv=uivjgigj
but
gigj=eijkgk:
This gives
uv=eijkuivjgk:
Also note that
eijk=(gigj)gk="ijkpg
where
g=detjgijj:
These three rules allow one to conveniently change Cartesian tensor expressions into
general tensor expressions. Now the laws and equations that are valid in Cartesian refer-
ence frames can be rewritten so that they have forms appropriate for general coordinate
systems. This gives us a very powerful methodology for exploring the mechanics of
continuous media.
358 Continuum Mechanics for Engineers
A.9 General Tensors and Physical Components
A tensor has the following representations
T=Tiigigj=Tijgigj=T<ij>^gi^gj:
The equilibrium equations are given by the derivatives of the physical components T<ij>.
For cylindrical-polar coordinates, these are
^g1=^er
@T<rr>
@r+1
r@T<r>
@+@T<rz>
@z+T<rr>-T<>
r=0
^g2=^e
1
r2@
r2T<r>
@r+1
r@T<>
@+@T<z>
@z=0
^g3=^ez
1
r@(rT<zr>)
@r+1
r@T<z>
@+@T<zz>
@z=0:
The covariant derivative of the tensors for computing the equilibrium equation can be
written in two forms.
Form 1:
Tji
i=@Tji
@ui+Tjl i
li+Tli j
li=0
This is an acceptable form for the equilibrium equations since the tensor components are
the contravariant components. These are similar to the contravariant physical components
used above.
g1(j=1)
@T1i
@ui+T1l i
li+Tli 1
li=0
This equation contains many terms. However, all but two of the Christoffel symbols are
zero. The non-zero Christoffel symbols are
2
12= 2
21=1
r 1
22= -r:
This gives
@T1i
@ui+T11 2
12+T22 1
22=0;
@T11
@u1+@T12
@u2+@T13
@u3+1
rT11-rT22=0:
The contravariant components in this expression are not the physical components of the
tensor. What is the relationship between the two? The representation of a tensor above
gives
Tiigigj=T<ij>^gi^gj=T<ij>gi
gigj
gj:
giandgjare the magnitudes of the vectors. These are
gi=pgigi=pgiino sum oni:
Appendix A: General Tensors 359
gijis the metric tensor. For cylindrical coordinates, this is
[gij]=2
41 0 0
0 r20
0 0 13
5:
The connection between the components are
T<ij>=pgiipgjjTijno sum oniorj:
2
4T<rr>T<r>T<rz>
T<r>T<>T<z>
T<zr>T<z>T<zz>3
5=2
4T11rT12T13
rT21r2T22rT23
T31rT32T333
5
This gives
@T<rr>
@u1+@
@u21
rT<r>
+@T<rz>
@u3+1
rT<rr>-r1
r2T<>
=0:
This is the ^erequilibrium equation where
u1;u2;u3
is(r;;z ).
g2(j=2)
@T2i
@ui+T2l i
li+Tli 2
li=0
or
@T2i
@ui+T21 2
12+T12 2
12+T21 2
21=@T2i
@ui+3
rT21=0:
This leads to
@T21
@u1+@T22
@u2+@T23
@u3+3
rT21=0:
Writing this in terms of the physical components and the coordinates (r;;z )gives
@
@r1
rT<r>
+@
@1
r2T<>
+@
@z1
rT<z>
+3
r1
rT<r>
=0
and
1
r2@
@r
r2T<r>
+@
@1
rT<>
+@
@z
T<z>
=0
g3(j=3)
@T3i
@ui+T3l i
li+Tli 3
li=0
or
@T3i
@ui+T31 2
12+Tli(0)=0:
This yields
@T31
@u1+@T32
@u2+@T33
@u3+1
rT31=0:
Converting to physical components gives
1
r@(rT<zr>)
@r+@
@1
rT<z>
+@T<zz>
@z=0
360 Continuum Mechanics for Engineers
Form 2:
This form uses the covariant tensor components
Tijji=@Tij
@uj-Tmj m
ij+Tim m
jj=0
This is not an acceptable form for the equilibrium equations for the physical components
since the tensor components are the covariant components rather than the contravariant
components. These are not the same as the contravariant physical components used in
the equilibrium equations. While these expressions will give partial differential equations
for the covariant components, they will not give an equivalent set of equations to those
already presented. The contravariant and covariant components and associated equations
become equivalent in an orthonormal rectangular coordinate system.
References
[1] A. C. Eringen (1962) Nonlinear Theory of Continuous Media, McGraw-Hill Book Co.,
New York.
[2] Y. C. Fung (1965) Foundations of Solid Mechanics, Prentice Hall, Englewood Cliffs.
[3] L. E. Malvern (1969) Introduction to the Mechanics of a Continuous Media, Prentice Hall,
Englewood Cliffs.
[4] M. N. L. Narasimhan (1993) Principles of Continuum Mechanics, John Wiley & Sons,
Inc., New York.
[5] J. G. Simmonds (1994) A Brief on Tensor Analysis, Springer, New York.
Appendix B: Viscoelastic Creep and Relaxation
361
362 Continuum Mechanics for EngineersTABLE B.1: Creep and relaxation responses for various viscoelastic models.
Model/Name Constitutive Equation Creep Compliance, J(t) Relaxation Modulus, G(t)
Elastic Solid
G
T=G
1
G=J=U(t)
GG(t)=GU(t)
Viscous Fluid
η T=˙
T=˙t
=t
G(t)
Maxw ell (Fluid)
Gη˙T+1
T=G˙
@t+1
t
T=fG@tg
1
G+t
=+t
Ge-t=
Kelvin (Solid)
G
η T=G
+˙
T=fG+@tg
1
T=1
+@t
1
G
1-e-t=G+(t)
Three Parameter Solid
G1G2
η
G1G2
+G12˙
=
(G1+G2)T+2˙Te-t=
G1+G1+G2
G1G2
1-et=2
or1
G1+1
G2
1-e-t=2G1e-t=0+G1G2
G1+G2
1-e-t=0
orG1
G1+G2
G2+G1e-t=0
wher e0=2
G1+G2
Continued on next page
Appendix B: Viscoelastic Creep and Relaxation 363TABLE B.1 – continued from previous page
Model/Name Constitutive Equation Creep Compliance, J(t) Relaxation Modulus, G(t)
G1
G2η
˙T+T
2=(G1+G2)˙
+G1
2
e-t=0
G1+G2+1
G1
1-e-t=0
or1
G1-G2
G1(G1+G2)e-t=0
wher e0=G1+G2
G12G1+G2e-t=2
G
η1η2
G21˙
+12¨
=
G2T+(1+2)˙T
¨
+˙
2=1+2
12˙T+T
211
G1
1-e-t=0
+t
212
1+2(t)+G2
1+2
1+12
1+2
e0
wher e0=1+2
G2
G
η2η1
˙T+T
2=
G2+1
2
˙
+1¨
t
1+2+1
G22
1+22
1-e-t
wher e=G2(1+2)
121(t)+G2e-t=2
G2η2G1
η1
¨
+˙
2=¨T
G1+
1
2+1
G12+1
1
˙T+
1
12T1
G1+t
1+1
G2
1-e-t=2
Continued on next page
364 Continuum Mechanics for EngineersTABLE B.1 – continued from previous page
Model/Name Constitutive Equation Creep Compliance, J(t) Relaxation Modulus, G(t)
G1
η1G2
η2
(1+2)˙T+(G1+G2)T=
G1G2
+ (2G1+
1G2)˙
+12¨
1
1+2
12
(t)-e-t=0
0!
+
G1G20
1-e-t=0
Index
"-identity, 10
Matlabr
invariants, 35
symbolic
invariants, 36
acceleration field, 106, 172
adiabatic, 212, 275
angular momentum, 176
axiom of impenetrability, 106
balance laws, seeconservation of
barotropic, 278, 280
fluid, 275
base vectors, 7
basis
orthogonal, 7
Bernoulli equation, 280
bi-harmonic equation, 242, 255
polar form, 246
box product, seetriple scalar product
caloric equation of state, 180
Cartesian axes, 7
Cauchy deformation tensor, 118, 208
left, 292
right, 133, 136, 292
Cayley-Hamilton theorem, 294
characteristic equation, 31
Christoffel symbols
of the first kind, 354
of the second kind, 351
circulation, 41, 281
Clausius-Duhem equation, 167, 179, 181,
182
local form, 182
coefficient of
bulk viscosity, 272
thermal expansion, 252
compatibility
Beltrami-Michell, 224, 253, 254, 258
equations, 254
strain, 128
compliancecreep, 318
shear, 316, 320
volumetric, 320
concentrated moment, 55
configuration, 103
current, 104, 105, 116
initial, 106
reference, 104–106
conservation of
angular momentum, 167, 182
energy, 167, 177, 179, 186
linear momentum, 167, 182, 186
mass, 167, 169, 182
constitutive equations, 167, 179, 196, 198,
272
continuity equation, 169, 213, 278
contraction, 17
convective rate of change, 112
covariant
base vectors, 353
derivative, 353
derivative of tensors, 355
creep, 315
function, 316
response
Kelvin, 316
Maxwell, 317
cross product, 11, 15
cubical dilatation, 123
curl, 38
decomposition
additive, 134
multiplicative, 134
deformation, 103, 117
gradient, 116, 117, 134
homogeneous/inhomogeneous, 117
del operator, 38, 112
density, 53, 54, 109
determinant
cofactor, 21
deviatoric response, 310, 311
dilatational response, 310, 320
365
366 Continuum Mechanics for Engineers
Dirac delta function, 317
direction cosines, 25
displacement, 103, 110, 120
differential, 127
field, 110
displacement gradient, 120
distortional response, 320
divergence, 38
theorem of Gauss, 40, 62
dot product, 11
double dot product, 14
dual basis, 345
dummy index, 8
dyad, seetensor product
dyad-dyad product, 13
eigen problem, 216
characteristic equation, 31
eigenvalue, 30
eigenvector, 30
normalized, 34
elastic materials, 178
elasticity, 211
Airy stress function, 242, 246, 259
constants
Cijkl, 212
anisotropic, 215, 219
bulk modulus, 217
isotropic, 215, 223
Lam ´e, 215, 217, 221
modulus of elasticity, 216
orthotropic, 221
Poisson’s ratio, 216
shear modulus, 216, 219
elastodynamics, 223, 225
elastostatics, 223
linear, 211
linear solid, 199
nonlinear, 211, 285
plane, 238
semi-inverse, 243
symmetry, 219, 220
three dimensional, 253
displacement formulation, 253
stress formulation, 253
energy
balance, 213
mechanical, 179
thermal, 179
density, 178
equation, 179internal, 178
specific internal, 178
entropy, 179
equation of state
fluid, 271
equations of motion, 174
Eulerian, 172
Lagrangian, 172
local, 172
equilibrium, 61
force and moment, 61
balance of moments, 62
equation, 174, 253
local equations, 61
Euclidian space, 7
Euler equation, 275, 276, 278, 280
Eulerian
description, 109, 273
strain, 118
field equations, 167
first law of thermodynamics, 167, 179
fluid, 271
linear viscous, 199
Newtonian, 271, 272
Stokesian, 271, 272
force
body, 53, 223
contact, 53
surface, 53
Fourier’s law, 178, 253
Galerkin vector, 255, 256
gas dynamics equation, 278
gradient, 38
scalar, 38
vector, 38
Green’s deformation tensor, 117
Green’s second identity, 51
harmonic, 231
heat, 179
conduction, 253
flux, 178
supply, 178
Helmholtz, theorem of, 254
homogeneous, 212
body, 54
deformation, 117
Hooke’s law, 211, 214–216, 219, 240, 241,
253
Index 367
isotropic body, 223
plane strain, 241
hydrostatics, 276
hyperelastic material, 214
incompressible
fluid, 275
material, 294
indices
raising and lowering, 346
indicial notation, 5, 16
free index, 16
inelastic, 211
infinitesimal
deformation theory, 120
rotation tensor, 127
strain tensor, 127
inner product, 17
internal
constraint, 294
energy, 213
invariance, 189
invariants, 31, 35
inverse mapping, 105
inviscid fluid, 275
irrotational, 254, 280
flow, 278
isochoric, 145
isothermal, 212, 275
Jacobian
determinant, 106
matrix, 344
Kelvin problem, 256
Kelvin’s theorem, 280, 281
kinematics, 103
kinetic energy, 177
Kronecker delta, 9, 19
Lagrange multiplier
stress, 72
Lagrangian
description, 109
equations of motion, seeequations
of motion
Lam ´e strain potential, 255
laminar flows, 275
Laplace equation, 279
left stretch tensor, 134
linearindependence, 344
momentum, 171
transformation, 5, 30
antecedent, 30
image, 30
local rate of change, 112
mapping, 103
mass, 169
density, 169
material
body, 103
coordinates, 105, 109, 121
derivative, 111, 112
of a line element, 143
of a line segment, 143
of a volume, 145
of an area, 144
of Jacobian, 144
operator, 112
description, 109, seereferential de-
scription, 110, 118
material frame indifference, 189
matrix, 19
column matrix, 19
addition, 19
adjoint, 23
decomposition, 20
determinant
diagonal matrix, 22
expansion by cofactors, 22
minor, 21
signed minor, 21
determinant of square matrix, 21
diagonal, 19
exponent rule, 20
identity, 19
inverse, 23
multiplication, 20
associative, 20
communitive, 20
null, 19
orthogonal, 24
prefactor/postfactor, 20
row matrix, 19
scalar multiplication, 20
singular, 22
skew–symmetric, 19
square, 19
square of, 20
square root, 20
368 Continuum Mechanics for Engineers
symmetric, 19
trace, 31
transpose, 19
vector-tensor product, 24
zero, 19
mechanical power, 177
Mohr’s circle, 189
for stress, 76
moment
of momentum, 176
vector, 55
Mooney-Rivlin material, 292, 296
motion, 103, 117
multiplication
cross product, 15
double dot product, 16
dyad product, 15
dyad-dyad product, 16
tensor-tensor product, 16
triple cross product, 15
triple scalar product, 15
vector by scalar, 15
vector by vector, 15
vector-dyad product, 15
vector-tensor products, 16
Navier equation, 224, 225, 240, 253, 254,
257
plane strain, 241
Navier-Stokes equations, 273–275
neo-Hookean material, 292, 296
Newton’s laws, 55
nonion form, 12
Ogden material, 297
orthonormal, 7
orthotropic, 221
outer product, 17
Papkovich-Neuber, 257
partial differentiation
subscript comma notation, 37
particles, 103
path, 106
permutation symbol, 9, 10
plane strain, 124, 238
generalized, 241
plane stress, 80, 238
generalized, 241
plastic material, 199
polarcoordinates, 245
decomposition, 134
material, 176
polymer, 309
chain, 287
conformation, 287
positive/negative definite, 37, 134
potential flow, 278
pressure
function, 276
head, 280
hydrostatic, 271
thermostatic, 271
principle of linear momentum, 55
rate of
deformation, 137, 138
extension, 139
shear, 140
stretching, 139
reciprocal vectors, 345
referential
coordinates, 105
description, seematerial description
relaxation, 315
function, 318
residual stress, 214
resilience, 285
retardation time, 316
right
principal direction of stretch, 135
stretch tensor, 134
rigid body, 103
displacement, 132
translation, 135
rotation
tensor, 134
vector, 127
rubber
butadiene, 285
molecular approach, 287
natural, 285
Saint-Venant
extension, 227
flexure, 236
pure bending, 234
torsion, 228
scalar, 6
field, 37
product, 11
Index 369
second law of thermodynamics, 179, 186
simple shear deformation, 119
solenoidal, 254
spatial
coordinates, 105, 121
description, 110, 118
position, 105
velocity gradient, 137
specific
entropy, 180
entropy production, 181
free energy, 186
heat, 253
internal energy, 178
steady flow, 276
Stokes’
condition, 272
theorem, 41
strain, 104
axial, 217
deviator tensor, 123
energy, 211, 213
energy density, 213
engineering shear, 123
Eulerian, 118, 175
linearized, 120
finite strain tensor, 116
gauge rosette, 125
infinitesimal, 123
invariants, 121
Lagrangian, 117, 118, 175
linearized, 120
linear, 120
longitudinal, 121, 132
mean normal, 123
normal, 121
principal, 121
deviator, 124
directions, 121, 123
pure, 127
rate of, 140
shear, 125
strain rate, seestrain, rate of, 310
strain-displacement equation, 253
streamline, 280
stress, 53
as a tensor, 58
axial, 217
Cauchy
formula, 58, 59, 61
principle, 54, 56characteristic equation, 67
components, 59
compressive, 59
deviatoric, 85, 252
principal values, 86
extremal values, 72
first Piola-Kirchhoff, 173
hydrostatic, 85
invariants, 67
maximum
and minimum values, 71
shear, 76
mean, 85, 271
Mohr’s circle, 74
normal, 59, 71
octahedral, 87
normal, 87
shear, 87
orthogonal principal directions, 68
Piola-Kirchhoff, 172
plane, 80
power, 178
principal
directions, 66
real values, 67
stresses, 66
values, 66
rate, 196
Green-Naghdi, 196
Jaumann, 196
second Piola-Kirchhoff, 174
shear, 59
magnitude, 72
spherical, 85, 252
symmetry, 61
tensor, 56
three dimensional stress function, 258
transformation, 63, 69
units, 59
vector, 55, 57, 66
stretch
ratio, 131
tensor, 134
summation convention, 8
superposed rigid body motion, 189
superposition principle, 223, 224
symbolic notation, 5, 11
temperature
reference, 252
tensor, 5
370 Continuum Mechanics for Engineers
-tensor products, 13
anti-symmetric, 17
Cartesian, 5
component, 7
curl, 38
definition of, 5
divergence, 38
field, 37
metric, 346
order, 6
physical components, 358
positive/negative definite, 37
product, 12
skew-symmetric, 17
spin, 138, 141
symmetric, 17
trace, 31
transformation, 25, 27
thermodynamic state, 180
thermoelasticity, 252
thermomechanical continuum, 178
thermoplastic elastomers, 285
thermoset, 285
traction vector, 55
trajectory, 106
transformation, 25
fourth-order tensor, 212
arbitrary Cartesian tensor, 28
improper orthogonal, 28
law, 27
orthogonality condition, 26
tensor, 25, 212
vectors, 25
transport theorem, 168
triple
cross product, 11, 15
scalar product, 11, 15
undeformed configuration, 104
unit
base vectors, 7
extension, 132
vector, 6
-dyad product, 13
-tensor product, 24
-tensor products, 13
addition, 11, 15
axial, 18, 44
axial or pseudo, 28
components, 7curl, 38
divergence, 38
field, 37
multiplication, 11
physical components, 350
transformation, 25, 27
triangle rule, 6
true or polar, 28
velocity, 106
field, 55, 104, 106
gradient, 137
head, 280
viscoelastic, 309
absolute compliance, 323
complex
compliance, 320
modulus, 320
correspondence principle, 324, 327
creep function, 318
dashpot, 312
harmonic loading, 320
hereditary integral, 318, 323
Kelvin model, 313, 323
generalized, 315
linear
integral equations, 200
material, 199
linear differential operator, 310
loss
compliance, 322
modulus, 321
Maxwell model, 313, 323, 324
generalized, 315
mechanical models, 311
relaxation modulus, 320
retardation time, 316
shear compliance, 320
standard linear solid, 313
storage
compliance, 322
modulus, 321
superposition principle, 318
three-dimensional problems, 324
volumetric compliance, 320
viscosity coefficients, 272
viscous stress tensor, 271
vorticity, 137, 283
tensor, 138, 141
vector, 141
work, 179