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Course lecture notes labeled ece4333, filed with a Pozar Microwave Engineering collection under 'donohue microwave notes'. They cover the microwave spectrum bands, properties and applications, then Maxwell's equations in instantaneous and phasor form, complex permittivity and loss tangent, material classifications, and boundary conditions for dielectrics, PEC and PMC. They then derive the Helmholtz wave equations and begin plane waves. The text shown is only the first part.
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Microw aves
Microwave s in the Electromagne tic Spectrum (300 MHz - 300 GHz)
ELF Extremely Low Frequency 3-30 Hz
SLF Super Low Frequency 30-300 Hz
ULF Ultra Low Frequency 300 Hz - 3 kHz
VLF Very Low Frequency 3 kHz - 30 kHz
LF Low Frequency 30 kHz - 300 kHz
MF Medium Frequency 300 kHz - 3 MHz
HF High Frequency 3 MHz - 30 MHz
VHF Very High Frequency 30 MHz - 300 MHz
UHF Ultra High Frequency 300 MHz - 3 GHz
(decimeter waves)
SHF Super High Frequency 3 GHz - 30 GHz
(centimeter waves)
EHF Extremely High Frequency 30 GHz - 300 GHz
(millimeter waves)
? (submillimeter waves) 300 GHz - 3000 GHz
IR Infared 3000 GHz - 416,000 GHz
Microwave P roperties
High bandwidth - The microwave frequency range (300 MHz - 300
GHz) is 999 times that of the entire frequency range below it.
Effect of the ionosphere - When lower frequency w aves ar e directed
upwar d into the atmosphere, they experience significant
reflection due to the ionosphere. The lower frequency w aves
which pa ss through the ionos phere suffer distortion.
Microwaves pass through the ionos phere with little effect and
are therefore uti lized i n sat ellite commu nications and space
transmi ssions.
Line-of-sight transmission/reception - The microwave receive
antenna mu st be w ithin the line-of-sight of the transmi t antenna.
Long distance communication on earth requires that microwave
relay stations be used.
Electromagnetic no ise characteristics - The electromagnetic noise
level in nature over the 1-10 GHz frequency range is small.
This allows for the detection o f very low signal levels using
sensi tive receivers.
Antenna gain and directivity - The gain of an antenna is directly
propor tional to its electrical size. The beamwidth of an antenna
is inversely propor tional to the electrical size of its maxi mum
dimensi on. Sh orter wavelengths at microwave fr equencies
allow for smaller antennas. At higher frequencies (visible light-
lasers), the beamwidth gets very small and pointing accuracy of
the de tector becomes a problem.
Target reflection of electromagnetic waves (radar cross section) - In
general, elec trically larg e conducting radar targets reflect m ore
energy (shape is also a fact or - stealth design). Thus, the higher
frequencies of microwaves are preferred for radar systems. At
millimeter waves, the wavelength becomes comparable to the
size of raindrops which results in attenuation of the incident
waves.
Absorption at resonant frequen cies - v arious materials a bsorb
microwave energy (dissipated in the form of heat) at specific
resonan t frequencies.
Applications of M icrowaves
Wireless communications
Personal Comm unications Systems (PCS)
(pagers, cell phones, etc.)
Global Posi tioning Sat ellite (GPS) Systems
Wireless Loc al Area Comput er Networks (WLANS)
Direct Broadcast Satellite (DBS) Television
Telephone Microwave/Satellite Links, etc.
Remote sensing
Radar (active remot e sensing - radiate and re ceive)
Military applications (target tracking)
Weather radar
Ground Penetrating Radar (GPR)
Agricultural applications
Radiometry (passive remote sensing - receive inherent
emissions)
Radio astronomy
Industrial and home app lications
Cooki ng, drying, heating
Microwave spectroscopy - m olecular properties of materials
can b e determined by passing m icrowaves through a
sample of the material and measuring the absorption
spectrum.
Analysis T echniques in Microwave Theory
In general, circuit theory is not applicable to mi crowave prob lems.
Circuit th eory is derived from Maxwell’s equations based on certain
assumptions about the fields within the circuit elements. Specifically, the
circuit elements must be small relative to wave length for circuit equations
to be valid. In this sense, microwave compone nts must be mo deled by
distributed elem ents, not lumped element s. For this reason, we must use
field theory sol utions (Maxwell’s equations) for microwave app lications.
Maxwell’s Equat ions
Maxwell’s Equat ions ( instantaneous, symmetric form)
(Faraday ’s law)
(Ampere’s law)
(Gauss’ law - electric fields)
(Gauss’ law - magne tic fields)
E, H, D, B, J, M - instantaneo us vectors [E =E(x,y,z,t), etc.]
mñ, ñ - instantaneo us scal ars [ñ = ñ(x,y,z,t), etc.]
E - electric field intensity (V/m) H - mag netic field intensity (A/m)
D - electric flux density (C/m ) B - magne tic flux density (Wb/m )22
J - electric current de nsity (A /m) M - magne tic current de nsity (V /m)22
mñ - electric charge density (C/m ) ñ - magne tic charge density (Wb/m )33
The quantities of mag netic cur rent density M and magnetic charge density
mñ are nonphysical and included in the symmetric forms of Maxwell’s
equation for mathematical conve nience. The se magnetic sources may be
used t o simplify the mat hemat ics of particular problems i nvolving actual
electric cur rents and char ges.
The fl ux and field quantities are related by the con stitutive relations:
D = åE B = ìH
where å is the permittivity (F/m) and ì is the permeability (H/m) of t he
medium in which the fields are located. The permittivity and permeability
of a given medium ma y be de fined i n terms of the free space (vacuum)
oovalues [ å = 8.854×10 F/m, ì = 4 ð×10 H/m] and u nitless relative!12 !7
rrvalues ( ì,å) such that
ro ro å = åå ì = ììBM E
D J H
D
B
The instantaneous Maxwell’s equations a re valid given any type of
time-dependence for the electromagnetic fields. Most applications in
microwave engineering involve fields which have a sinusoidal (harmonic)
time-dependence. This harmonic time-dependence al lows us t o simplify
Maxwell’s equations by w riting them i n terms of phasors just like w e use
in circuit anal ysis.
For time-harmoni c fields, we may separat e the de pendenc e on time
and space. The real-valued i nstantaneous electric field E(x,y,z,t) may be
written as
~~~~~~~~~~
Re al vector
[magnitude/direction]
Ewhere a is a unit vector in the direction o f the vect or electric field. The
arbitrary phase shift ö allows us to use the cosine function to represent any
sinusoidal time var iation relative to time t = 0. According to Euler’s
identity, we may write the equ ation above as
~~~~~~~
Complex vector (phasor vector)
[magnitude/phase/direction]
We m ay write all v ector quantities in the instantaneous M axwell’s
equations in terms of pha sors according to the relationship above . The
derivatives with respect to time in the instantaneous equations yield jù
terms in the phasor e quations.E
E
Maxwell’s Equat ions ( phas or form)
E, H, D, B, J, M - phasor vect ors
m ñ, ñ - phasor sca lars
Relation of instantaneous quantities to phasor quantities ...
E(x,y,z,t) = Re{E(x,y,z)e}, etc.jùt
Complex Permittivity and Permeability
In order to account for dielec tric an d magnetic losses in media where
time-harmonic electromagnetic fields exi st, we may define a comp lex
permittivity and permeabi lity.
In the case of dielectrics, we may combine the condu ctivity losses with the
dielectric losses according to Maxwell’s equations. The conduction current
density J in a g iven medi um is defi ned by
where ó is the conduct ivity of t he m edium i n S/m (É/m). We may write a
single equation whi ch includes dielectric and condu ctor losses by
incorporating the complex permittivity and the condu ction current equation
into Am pere’s law.
~~~~~~ ~ ~~~~~~~~~
Displacement co nductor +dielectric
current losses
The ratio of the overall condu ctor and dielectric losses to the displacement
current is defi ned as the loss tange nt [tan ä] since it is related to the tangent
of the complex number m ultiplying the electri c field phasor.
Material Classifications
A given medium is characterize d by its th ree constitutive parameters
defined as (ì,å,ó). We may classify medi a according to the char acteristics
of the con stitutive paramet ers.
Homogeneous - the constitutive parameters of the medium are not
functions of position (otherwise - inhomoge neous).
Linear - the constitutive parameters of the medium are not functions
of the magnitude of the applied field (otherwise - nonl inear).
Isotropic - the constitutive parameters of the medium are not
functions of t he direction of the app lied fi eld (otherwise -
anisotropic).
Electromagne tic Field Boundar y Condi tions
Knowledge of how the components of an electromagnetic field
behave at the interface between two different media is important in the
solution of many p roblems in mi crowave eng ineering. A simple interface
between two media is sh own below. The vector n is defined as the unit
normal to the interface pointing into region 2.
The general boundary con ditions are:
Note that the individual comp onents of the vect or fields [n @ {} defines the
normal components of t he v ector while n × {} d efines t he tangential
compone nts of the vector] are discontinuou s at the interface by an amount
equal to the respect ive surf ace current or charge on the boundary. In mo st
applications, we do not encou nter all of the surf ace sources. These general
boundary conditions can be specialized to problems involving specific
comb inations of mat erials.
Interface Between Two Lossless Dielectric Materials
If the two media are lossless dielectrics (perfect insulators defined by
1 2 12 1 2ìO = ìO = åO = åO = ó = ó = 0), then no surface charge or current will
occu r naturally. The boundary con ditions then becom e
Thus , the nor mal compone nts of electric and m agnetic flux a nd t he
tangential comp onents of electric and magn etic field are conti nuous across
a lossless dielectric interface.
Perfect Electric Conductor (PEC)
1If reg ion 1 is assumed to be a perfect electric co nductor (ó 64) while
region 2 is a dielectric, no electromagnetic field can penetrate into region
111 (E = H = 0) . Electric surface currents and charges are found on the PEC
(no magn etic char ge or current) which gives
Note that the tangential electric field is always zero on the surface of a
PEC. The tangential magnetic field on a PEC i s equal to the surface current
while the norma l electric flux is equal to the surf ace char ge.
Perfect Magnetic Conductor (PMC)
If region 1 is assumed to be a perfect magnetic conductor (its
m1equivalent magn etic cond uctivity ó 64) while region 2 is a dielectric, no
11electromagnetic field can penetrate into region 1 (E = H = 0). Magnetic
surface currents and charges are found on the PMC (no electric charge or
current) which gives
Note that the tangential magn etic field is always zero on the surf ace of a
PMC. The tangential electric field on a PEC i s equal to the negative of the
surface magnetic current while the normal electric flux is equal to the
surface magn etic char ge.
Electrom agnetic Waves
Maxwell’s equations show that the electric field and magnetic field
m in a sou rce-free (J = M = 0, ñ = ñ= 0), homogeneous, linear, isotropic
medi um satisfy wave equ ations (Helmholtz equat ions). The source-free
Maxwell’s equations in phasor form a re
Note that taking the di vergence of (1) and (2) yields (3) and (4) since
L@L×F = 0 for any vector F. Thus, in a source-free region, (3) and (4) are
not necessary. Taking the curl of (1) and inserting (2) yields
while taking the curl of (2) and inserting (1) yields
where k = ù%ì&å& is defi ned as the waven umber of the medium. Using the
vector identity
in (5) and (6) gives
However, the divergence terms in (7) and (8) are zero in the sou rce-free
region. This gives the wave equations (Helmholtz equations) for the
electric and m agnetic field.
Wave equations
(Helmholtz Eq uations)
The w ave equations for the E and H show that ener gy w ill propagate aw ay
from a time-varying electromagnetic source in the form of electromagnetic
waves.
Plane W aves
Plane waves are the most commonly encountered wave type in
electromagnetic appli cations and are the easi est to define mat hemat ically.
Plane wave - the electric and m agnetic field of a plane wave lie in the
plane which is perpendicular to the direction o f wave
propagation (the d irection of E × H is the direction o f wave
propagation).
Uniform Plane w ave - the electri c and magnetic field s of a uniform
plane wave are uniform in the plane which is perpendicular to
the d irection of propag ation (the mag nitude of E and H vary
only in the direction of wave propagation).
Examp le (Uniform pl ane w ave)
The uniform pl ane wave for this examp le has only a z-compone nt of
electric field and a n x-component of magnetic field which are both
functions of on ly y. The vector Laplacia n operator (L) which appears in2
the wave equations for E and H may be exp anded i n rectangular
coordinates as
Linear, homogeneous,
2 order D.E.’sndGiven the vector Laplacia n definition, the wave equations for E and H
reduce to
where the partial derivatives hav e been r eplaced by pure der ivatives gi ven
that the field compone nts are functions of only one variable. Note that the
right hand side of the equations above is the zero vector. Thus , by equating
the vector comp onents on both sides of the equ ation, we may write scalar
zxequations for E and H.
The general solutions to these D.E.’s are
12 1 2where E, E, H, and H are constants. The instantaneous forms of the
wave field components are
zE
The direction of propagation for the plane wave may be determined by
investigating the points of const ant phase on the w aves.
y1 1Given the +a traveling wave of o ur examp le, the con stants E and H must
be zer o so that
Plane wave parameters
pThe velocity of propagation ( v) of the plane wave is found by
differentiating the position of the point of constant phase with respect to
position.
p ooIn free space, v = 1/ %ì&å& = c (speed of light = 3 × 10 m/s).8
p rrIn media with ì > 1 and/or å > 1, v < c.xH
The radian frequency of the plane wave is defined by
pWith the w ave t raveling at a vel ocity of v, it takes one period (T) for the
wave to travel one wavelength (ë).
The w aven umber defi nition in terms of ë shows that the al l waves se e a
phase chang e of 2 ð radians per wavelength.
Plane waves have the characteristic that the ratio of the electric field
to m agnetic field at any poi nt is a constant which is related to the
constitutive parameters of the medium. This property can be illustrated by
using Maxwell’s equations with our examp le plane w ave.
ooIn free space, the w ave i mpedan ce is %ì&/&å& . 120 ð = 37 7 Ù.
Plane Waves in Lossy Media
A plane wave loses energy as it propagat es through a lossy medium.
A medi um is defi ned as a lossy medium if it is characterized by any or all
of the fol lowing loss mechani sms:
conduction losses Y(ó > 0)
dielectric losses Y(åO > 0)
magn etic losses Y(ìO > 0)
Dielectric and m agnetic losses are typically small and can be neglected for
most materials. H owever, condu ction l osses can be significant for
commo nly encou ntered mat erials.
If we include conduction losses in a h omogeneo us, isotropic, linear
medium while assuming that th e dielec tric an d magnetic lo sses are
negligible (µ and 0 are real), Maxwell’s equations be come
~~~
conduction
losses
Following the same techn iques used i n the lossless problem, we find that
E and H satisfy wave equ ations (5) and (6) which include a c omplex
propag ation constant ã (as opposed t o a real waven umber in the lossless
case).
ã - propagation constant
á - attenuation constant
â - phase constant
Note that the propagation constant reduces to ã = jk (â = k) when ó = 0.
The sol utions for the at tenuation and phase constants in terms of ì, å and
ó are
Given the same +y-directed un iform plane wave assumed in the
lossless example, the differential equations governing the plane wave field
components in the lossy medium are
which have general solutions of the form
~ ~~~~~~~ ~~~~~~~~~~
!y directed +y directed
wave wave
The instantaneous fields of the plane wave in a lossy medium are
Since t he p articular solution con tains o nly a + y traveling wave, the
11constants E and H must be zero.
Note that the phase constant â defines the phase associated with the
plane wave propagating in a lossy medium. The resulting equations for the
wave par amet ers must be adj usted accor dingly (replace k with â).
The wave impedance in the lossy medium is complex as shown using
Maxwell’s equations.E
H
Alternatively, the con duction losses may be i ncluded in the com plex
permittivity as defined by the loss tangent.
Thus , using the effective complex permittivity term in brackets above , the
condu ctor and di electric losses may be included without explicitly writing
a conduct ion cur rent term.
Plane Waves in Good Conductors
For good con ductors (ó >> ùå), the propagation c onstant may be
approximated by
The inverse of the at tenuation constant for good conductors is defi ned as
sthe skin depth ä. The skin depth defines the distance over which a plane
traveling in a goo d condu ctor wave decays by an amount of e = 0. 368.-1
The w ave i mpedan ce w ithin a g ood conductor is
Poynting’s Theorem
Poynting’s theorem is the basic conservation law for electromagnetic
energy. It defines the balance of complex po wer given sources of
electromagnetic energy, energy storage and di ssipation. The direction and
density of el ectromagnetic power flow at a po int is defined by the Poynting
vector. The instantaneous form o f the Poynting vector S is
S = E × H
The corresponding phasor form o f the Poynting vector S is
Given a vo lume V encl osed b y the surf ace S which contains electric
and magn etic sources J and M, Poynting’s theorem for the volume may be
written as
Complex po wer delivered
by the sou rces
Complex po wer flow out of
the volume V
~~~~~~~~~ ~~ ~~~~~~ ~~~~~~~
Conduction Dielectric M agnetic
losses losses losses
~~~~~~~~~~~~ ~ ~~~~~~~~~~~
Stored electric energy Stored magnetic energy
Poynting’s theorem st ates that the complex po wer produ ced by t he sou rces
is equal to the power transmitted out of the volume plus that dissipated in
the form of heat (through condu ctor, dielectric and magnetic losses) plus
the 2ù times t he net reactive st ored energy.
Plane Wave Reflection/Transmission at a Planar Inte rface
Norma l Incidence
Incident wave fi elds
Transmitted wave fields
Reflected wave fields
Bound ary Condi tions
(Reflection coefficient)
(Transmission coefficient)
Surface Impedance of a Good Condu ctor
If region 1 is air and region 2 is a good conductor, th e wave is
attenuated rapidly as it penetrates the conductor. The electric field within
the goo d condu ctor is given by
where the propagation constant in the condu ctor may be written in terms of
sthe skin depth ä as
The con duction current density within the con ductor is given by
We ma y determine the total current per uni t width (y-direction) by
integrating the current density over all z. Given this value, we may assume
that this total current is spread uniformly from the surface of the condu ctor
sto a depth ä.
The transmission coefficient for the air-good conductor example is
21Since *ç* << *ç*, the transmi ssion coeff icient may be w ritten as
2s 2Using the equations for ã and T in the equation for J gives
Our approximation for the curr ent density within conductor beco mes
The power dissipated within the condu ctor is given by
We may express the dissipated power as
swhere R is defined as the surf ace resistance of t he con ductor and is given
by
Oblique Incidence (assume lossless dielectrics)
Parallel Polarization
i è - angle of i ncidence
r è - angle of reflection
t è - angle of transmission
Application o f the bou ndary condi tions at the interface yields
Perpendicular Polarization
Reciprocity Theorem
The reciproci ty theorem is a useful mathemat ical tool used to recast
certain electromagnetic problems into different forms. Assume that a
11volume V encl osed b y the surf ace S contains two set s of sourc es (J, M)
22and (J, M). The reciproci ty theorem r elates the respon se at one source
due to the second source to the respons e at the second source due to the
first source.
Starting with Maxwell’s equations defining the field responses to the two
sets of sourc es
we may use vect or identities to relate these r espon ses.
If we subtract the two divergence equations, we find
We may integrate both sides of t he equ ation above over the volume V and
apply the divergence theorem to find
or
Sour ce-Free Regi on
11 22If S is a sou rce fr ee region (J = M = J = M = 0 ), the integral
reduces to
Enclosed PEC Structure
If S is a an encl osed P EC structure, then
Uniquen ess Theorem
Given a vo lume V enclosed by a surface S which is completely filled
with lossy medi a, the fields withing S are uniquely determined by the
sources within S and the tangential comp onents of E or H on S.
When solving boundary value problems, if we find a solution to Maxwell’s
equations which satisfies the a ppropriate bou ndary condi tions, the
uniqueness t heorem ensur es that the sol ution is unique.
Image Theory
Given a current in the pr esence of a per fect conducting ground plane,
[perfect electric conductor (PEC), perfect magnetic conductor (PMC) ] we
may use image theory to formulate the total fields without ever having to
determ ine the surface currents induced on the ground plane. Image theory
is based o n the electric or magn etic field boundary condition on the surf ace
of the per fect conductor (the tangential electric field is zero on the surf ace
of a PEC, the tan gential magnetic field is ze ro on the surface of a PMC).
Using image theory, the ground plane can be replaced by the equivalent
image current located an equal distance below the ground plane. The
original current and its image are now r adiating in a hom ogeneous medium
of infinite extent and we ma y use the correspond ing hom ogeneous medium
equations.
Example (vertical electric current)
Currents over a PEC
Currents over a PMC