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Course notes labeled ece4333notes3, stored with material from Pozar's Microwave Engineering and apparently by Donohue (the folder name). They classify guided-wave modes (TEM, TE, TM, hybrid) and derive general guided-wave field solutions from Maxwell's equations. They cover cutoff wavenumber, wave impedance, TEM fields as solutions of Laplace's equation, and the parallel plate waveguide TEM mode. Only the opening portion was seen.
AI-written summary; may contain errors.
Extracted text (machine-read; may contain errors)
Transmission Lines an d W aveguides
Given a particular condu ctor geometry for a transmission line or
waveg uide, only certain patterns of electric and mag netic fields (modes)
can exist for propagating waves. The se modes must be solutions to the
gove rning d ifferential equation ( wave equation) while satisfying t he
appropriate boundary con ditions for the fi elds.
Transmission line
CTwo or more condu ctors (two-
wire, co axial, etc.) .
CCan define a unique current and
voltage an d ch aract eristic
impedan ce along the line (u se
circu it equations).Waveguide
CTypically one enclosed condu ctor
(rectangular, circu lar, etc.) .
CCannot define a unique voltage
and current along the waveguide
(must use field equations.)
The propagating modes along the transmission line or waveguide may be
classified according to whi ch field compone nts are present or not present
in the wave. The field components in the direction of wave propagation are
defined as longi tudinal compone nts while those perpendicular to the
direction of propag ation are defi ned as transverse comp onents.
Assuming the transmission line or waveguide is oriented with its axis
along the z-axis (direction o f wave propagation), the modes may be
classified as
(1) Transverse electrom agnetic (TEM) modes - the electric and
magnetic fields are transverse to the direction o f wave
z zpropag ation with no longitudinal comp onents [E = H = 0].
TEM modes cannot exist on s ingle conduct or guiding
structures. TEM modes are sometimes called transmission line
modes since they are the dominant mod es on transmi ssion lines.
Plane waves can also be classified as TEM modes.
Quasi-TEM modes - modes which approximate true TEM
modes when the frequency is sufficiently small.
(2)Transvers e electric (TE) modes - the electric field is transver se
to the direction of propagation (no longitudinal electric field
compone nt) while the magnetic field has both transverse and
z zlongitudinal comp onents [E = 0, H
0].
(3) Transvers e magnetic (TM) modes - th e magnetic field is
transver se to the d irection of propag ation (no longitudinal
magnetic field component) while the electric field has both
z ztransver se and longitudinal comp onents [H = 0, E
0].
TE and TM mod es are commo nly referred t o as
waveguide modes since they ar e the o nly mod es which
can exist in an enclosed gu iding structure. TE an d TM
modes ar e char acterized by a cutoff frequen cy below
which they d o not propagate. TE and TM mod es can
exist on transmi ssion lines but are generally undesirable.
Transmi ssion lines ar e typically op erated at frequencies
below the cutoff frequencies of TE and TM modes so t hat
only the T EM mod e exi sts.
(4) Hybrid modes (EH or HE m odes) - bot h the e lectric and
z zmagn etic fields have l ongitudinal comp onents [H
0, E
0].
The longi tudinal electric field is dom inant in the EH mode
while the longitudinal magnetic field is dominant in the HE
mode. Hybrid modes are commonly found in waveguides with
inhomogeneo us dielectrics and optical fibers.
General Guided W ave Solutions
We may write general solutions to the fields associated wi th the
waves t hat propagate on a gu iding structure using Maxwell’s equations.
We assume t he fol lowing about the guiding structure:
(1) the guiding structure is infinitely long, oriented al ong the z-
axis, and u niform along its length.
(2)the guiding structure is constructed from ideal materials
(conductors are PEC and insulators are lossless).
(3) fields ar e time-harmonic.
The field s of the guiding structure m ust satisfy the source free Maxwell’s
equations given by
For a wave propag ating along the guiding structure in the z-direction, the
associated el ectric and mag netic fields may be w ritten as
The vectors e(x,y) and h(x,y) represent the transverse field compone nts of
zz zzthe w ave w hile vect ors e(x,y)a and h(x,y)a are the l ongitudinal
comp onents of t he w ave. By exp anding the curl operator in r ectangular
coordinates, and noting that the derivatives of the transverse components
with respect to z can be eval uated as
we can equate the vector components on each side of the equation to write
the si x components of t he el ectric and mag netic field as
Equa tions (1) and ( 2) are valid for any wave ( guided or ung uided)
propagating in the z-direction in a source-free region wi th a propagation
constant of j â. W e may use Equa tions (1) and ( 2) to solve for the
longitudinal field components in terms of the transver se field components.
cwhere k is the cutoff wavenum ber defined by
The cutoff wavenum ber for the wave guiding structure is determined by the
waven umber of the insulating medi um throug h which the w ave prop agates
(k = ù%ì&å& ) and the propagation constant for the structure (j â). The
equations for the transverse compone nts of the fields are valid for all of the
modes defi ned previously. The se transver se field component equations can
be speci alized for each one of these gu ided structure mod es.
TEM Mode
Using the general equations for t he transver se fields of guided waves
[Equation (3)], we see that the tran sverse fields of a TEM mod e (defined
zz cby E = H = 0) ar e no n-zero on ly when k = 0 . W hen the cutoff
wavenum ber of the T EM mode is zero, an indeterminant form of (0/0)
results for each of the transver se field equations.
A zero-valued cutoff wavenum ber yields the following:
The first equation above shows that the phase constant â of the TEM mode
on a guiding structure is equivalent to the phase constant of a plane wave
propagating in a region c haracterized by the same medium between the
condu ctors of the guiding structure. The second equation shows that the
cutoff fr equency of a TE M mode is 0 Hz. This mea ns that TEM mod es can
be propagated at an y non-zero frequency assuming the guiding stru cture
can sup port a TE M mod e.
Relationships between the transverse fields of the TEM mode can be
determined by returning to the source-free Maxwell’s equation results for
zzguided wave s [Equa tions (1) and (2)] and setting E = H = 0 and â = k.
Note that the ratios of the TEM electric and magnetic field components
define wave impedances which are equal to those of equivalent plane
waves.
The previous results can combined to yield
The fields of the TEM mode must also satisfy the respective wave
equation:
where
In rectangular coordinates, the vector Laplacian operator is
By separating the rectangul ar coordinate compone nts in the wave equation,
x y xywe find that each of the fi eld components F 0 (E, E, H, H) must then
satisfy the same equation [Helmholtz equation].
so that the T EM field components must satisfy
This result can be w ritten in compact form as
twhere L defi nes t he transver se Laplacian operator which in rectangular2
coordinates is
According to the previous result, the transverse fields of the TEM mode
must satisfy Laplace’s equation wi th bo undary condi tions defined by the
conductor geometry of t he guiding structure, just like the static fields w hich
would exist on the guiding stru cture fo r f = 0. Thus, the T EM transver se
field vectors e(x,y) and h(x,y) are identical to the static fields for the
transmi ssion line. This allows us t o solve for the st atic fields of a given
guiding structure geometry (Laplace’s equation) to determine the fields of
the T EM mod e.
TE Modes
The transverse fields of TE m odes are found by simplifying the
zgeneral guided wave equations in (3) with E = 0. The resulting transver se
field s for TE modes are
cThe cutoff wavenumber k must be non-zero to yield bounde d solutions for
the transve rse field components of TE mod es. This mea ns that we must
operate the guiding structure above the correspond ing cutoff frequency for
the particular TE mode to propagate. Note that all of the transverse field
components of the TE modes can be determined once the single
zlongitudinal component (H) is found . The longi tudinal field compone nt
zH must satisfy the w ave equ ation so that
Given the basic form of the guided wave magnetic field
we may write
The equation above represents a reduced Helmholtz equation whi ch can be
zsolved for h(x,y) based on the boundary conditions of the guiding structure
zgeometry. Once h(x,y) is found , the longi tudinal magnetic field is known,
and a ll of the transverse field compone nts are found by evaluating the
derivatives in Equation (4).
The wave impedance for TE modes is fo und from Equation (4):
Note that the T E wave i mpedan ce is a function of fr equency.
TM Modes
The transverse fields of TM modes are found by simplifying the
zgeneral guided wave equations in (3) with H = 0. The resulting transver se
field s for TM modes are
cThe cutoff wavenumber k must also be non-zero to yi eld bounded
solutions for the transver se field comp onents of TM mod es so that we must
operate the guiding structure above the correspond ing cutoff frequency for
the particular TMmode to propagate. Note that all of the transverse field
components of the TMmodes can be determined once the single
zlongitudinal component (E) is found . The longi tudinal field compone nt
zE must satisfy the w ave equ ation so that
Given the basic form of the guided wave electric field
we may write
The equation above represents a reduced Helmholtz equation whi ch can be
zsolved for e(x,y) based on the boundary conditions of the guiding structure
zgeometry. Once e(x,y) is found , the longi tudinal magnetic field is known,
and a ll of the transverse field compone nts are found by evaluating the
derivatives in Equation (5).
The wave impedance for TM modes is fo und from Equation (5):
Note that the T M wave i mpedan ce is also a funct ion of fr equency.
Parallel Plate Waveguide
The parallel plate waveguide is formed by two condu cting p lates of
width w separated by a di stance d as shown bel ow. This “waveg uide” can
support TEM, TE and TM mod es.
The following assumptions are made in the determination o f the various
modes on the parallel plate waveg uide:
(1)The waveguide is in finite in length (no reflec tions).
(2)The waveguide conductors are PEC’s and the dielectric is
lossless.
(3) The plate width is much larger than the plate separation (w >>
d) so that the v ariation o f the fields with respect to x may be
neglected.
Parallel Plate Waveguide TEM Mode
We have previously shown that the transverse fields of the TEM
mode on a general wave guiding structure are equal to the correspond ing
static fields of the structure. The electrostatic field of the parallel plate
waveg uide (w >> d) is equivalent to that found in the ideal parallel plate
capacitor.
The vector electrostatic field in the ideal parallel plate capacitor is
Thus, the transver se electric field function for the T EM mod e e(x,y) in the
parallel plate waveguide is
Given â=k for TEM waves, the overall electric field vector for the TEM
mode on the parallel plate waveguide is
A similar proced ure could be followed for the magn etic field of the parallel
plate waveguide TEM mode (determine the magnetostatic field within the
parallel plate waveguide given oppositely directed DC currents in the two
plates). However, w e have already determined a simple relationship
between the transverse electric an d magnetic fields of a general TEM
mode:
where
The transver se magn etic field function of the T EM mod e becomes
and the overall magnetic field vector is
Note that both the electric field and magnetic field of the parallel plate
waveg uide TE M mode are indepen dent of the transver se directions (x and
y). Thus , these fields are uniform over the cross-section of the waveguide
as shown be low. The current directions in the two plates correspond to the
direction of propag ation assumed for the w aves.
If we con sider the parallel plate waveguide as a transmission line
o(carrying the TEM mode), the characteristic impedance Z of this line is
defined as the ratio of voltage to current (for the respective forward and
reverse traveling waves) at any po int on the line:
For the infinite length line, we have only forward traveling waves . The
voltage and current of these waves are defined according to
where the path L goes from the lower plate to the upp er plate and the
contour C encloses the upper conductor. The evaluation of the integrals
yields
The phase velocity of the TEM mode on the parallel plate waveguide
is given by
Parallel Plate Waveg uide T E Modes
The go verning partial differential equation for the lo ngitudinal
magnetic field function of the TE mode on a general wave guiding structure
is
cwhere k = k ! â. For the parallel plate waveguide with (w >> d), we22 2
assume that the variation of the fields with respect to x is negligible which
yields
The general solution to the equation for the longitudinal magnetic field
function is
such that the longi tudinal magnetic field is given by
The con stants A and B are found be applying the appropriate b oundary
conditions for the longitudinal and transver se fields w ithin the w aveg uide.
For the parallel plate waveguide, with PEC’s at y = 0 a nd y = d, the TE
boundary conditions are
zThe x compone nt of the TE m ode electric field is related to H by
Application of the T E boundary con ditions gives
This yields
nnwhere B is an amplitude constant associated with the discrete TE mod e.
zThe remaining transverse fields are related to H by
nThe propagation constant of the TE mode is
nThe cutoff frequency for the TE mode is found according to the value of
the propagation constant. Note that
These attenuated m odes are called evanescent mod es. Th e cut off
nfrequencies for the TE propagating m odes are defined by
The phase constant â may be exp ressed in terms of t he cutoff frequency as
From the equation for â in the parallel plate waveguide, we see that â < k.
nThe wave impedance of the TE mode is
Parallel Plate Waveg uide T M Modes
The go verning partial differential equation for the lo ngitudinal
electric field function of the TM mode on a general wave guiding structure
is
cwhere k = k ! â. For the parallel plate waveguide with (w >> d), we22 2
assume that the variation of the fields with respect to x is negligible which
yields
The general solution to the equation for the longitudinal electric field
function is
such that the longi tudinal electric field is given by
The con stants A and B are found be applying the appropriate b oundary
conditions for the longitudinal and transver se fields w ithin the w aveg uide.
For the parallel plate waveguide, with PEC’s at y = 0 a nd y = d, the TM
boundary conditions are
zThe x compone nt of the TM mode electric field is related to E by
zApplication o f the TM bou ndary condi tion o n E gives
This yields
nnwhere A is an am plitude constant associated with the discrete TM mod e.
zThe remaining transverse fields are related to E by
c nGiven that k = nð/d is the same cutoff wavenum ber found for the TE
nmodes, the propagation constant and the cutoff frequency of the TM mode
nare the same a s that for the T E mod e.
nnSince the TE and TM modes hav e the same c utoff fr equency ( degenerate
modes), we cannot propagate one mode without the other. Not e that the
nfields of the parallel plate waveguide TM mode with n = 0 are identical to
those of the T EM mod e.
nThe wave impedance of the TM mode is
Waveguide Phase Velocity and Wavelength
nnThe phase velocity for the TE and TM modes on the parallel plate
waveguide is
cThe phase vel ocity for propag ating mod es (f >f) is actually larger than the
phase velocity of a plane wave propag ating in a medium defi ned by ( ì,å).
In the case of the plane wave, the phase velocity (the speed at which the
points of constant phase on t he wave move) is equal to the velocity of the
wave. For the waveg uide, the phase vel ocity is not equal to the speed at
which the overall wave propagates along the guide (this velocity is kno w
n as t he group velocity and will be defined later). To physically interpret
the phase velocity, we consider the fields of the parallel plate waveguide
which vary as
The overall waves within the parallel plate waveguide are mathematically
equivalent to two plane w aves pr opagating along the w aveg uide in at
angles defined by t he !y and + z comp onents of t he fi rst terms and t he + y
and + z comp onents of t he secon d terms. Thus, the w ave on the parallel
plate waveguide looks like the superposition of two plane waves bei ng
reflected between t he two plates as they p ropagate.
For propagating modes within a waveguide, the phase constant is
grelated to the w avelength within the w aveg uide (ë) by
The guide wavelength is the distance between equiphase planes along the
direction o f propagation (z-axis). For the parallel plate waveguide, the
guide w avelength is
where ë is the wavelength of a plane wave propagating in a medium
cdefined by ( ì,å). For propagating mod es (f >f) , the guide wavelength is
is longe r than the correspond ing p lane wave wavelength.
We may also de fine a so-called cutoff waveleng th using the plane
wave equation
The lowest frequency TE or TM mode (their cutoff frequencies are the
same ) are the n = 1 modes where
which gives a cutoff wavelength of
11for the T E and TM mod es in a p arallel plate waveg uide.
Condu ctor and Dielectric Los ses in a W aveguide
All of the previous waveguide equations were derived assuming the
waveguide consists o f perfect conductors an d dielec trics. W hen losses are
incorporated, the form of t he z-dependent wave propagation terms must be
modified accor dingly:
where the complex propagation constant ã may be w ritten as
cdwhere á and á account for the con ductor and dielectric losses respect ively.
To de termine the condu ctor losses, we may employ the perturbation
method which requires that we kno w the field distribution wi thin the
waveg uide. Since different modes hav e different field distributions, each
mode w ill have a di fferent attenuation constant due to conductor losses.
If the w aveg uide is characterized by a homogeneous dielectric, then
the attenuation constant due to dielectric losses can be determined without
having to know the exact distribution of fi elds w ithin the w aveg uide.
Dielectric Lo sses
If we account for dielectric losses only within the waveguide, the
propag ation constant becom es
If the mag netic loss i n the dielectric is assumed to be negli gible, then
The propagation constant can t hen be w ritten as
orowhere k = ùìåå is the square of the real wavenumber for the dielectric22
without loss. The equat ion for the propagation constant can be r ewritten
as
If the dielectric losses are small (the loss t angent is small), then we may
apply the following series approximation to the square root term in the
propagation constant expression:
This yields
Thus , the attenuation constant due to dielectric losses for a TE or TM mode
in any waveguide is found to be
For the TEM mode, â = k so that
Conductor Losses
According to the perturbation m ethod, the attenuation constant due
to conductor losses is
owhere P is the power flow along the waveguide given by
1l(S defines t he cr oss-sectional surface of t he w aveg uide) and where P is the
power dissipated per unit length of the waveguide given by
2(S defines the surface area of the waveguide for a unit length l).
Examp le (conductor loss i n a p arallel plate waveg uide - TM mod es)
The power flow along the parallel plate waveguide for a TM mode is
given by
The power dissipated per unit length of the parallel plate waveguide TM
mode is
According to the perturbation method, the attenuation constant due to
conductor losses for the parallel plate waveguide TM mode is
Rectangu lar Waveguide
The rectangular waveg uide can s upport only TE and TM mod es given
only a single condu ctor. The rectangul ar cross-section (a > b) allows for
single-mode operation.
Rectangular Waveg uide T E mod es
The longi tudinal magnetic field function for the TE m odes within the
rectangular waveg uide mu st satisfy
cwhere k = k ! â. The magnetic field function m ay be determined using22 2
the separation of variab les tec hnique by assuming a solution of the form
Inserting the assumed sol ution into the g overning par tial differential
equation yields
Dividing by X(x)Y(y) gives
The first two terms in (1) are each dep endent on only one var iable. In order
for (1) to be satisfied for every x and y within the waveguide, each of the
first two terms must be equal to a constant.
The original second order partial differential equation dependent on two
variables has been separated into two secon d order pu re differential
equations each dependent on only one variable. The general solutions to
the two separate differential eq uations are
The resulting longitudinal magn etic field fu nction for the rectangular
waveguide TE modes is
The longitudinal magnetic field is(1)
The TE boundary conditions for the rectangular w aveguide are
where
The application o f the bou ndary condi tions yields
The resulting produc t of the constants B and D into combined into one
mnconstant (A).
The tran sverse components of the magnetic field are
mnThe index de signation for the discrete TE m odes is TE . Note that the
case of n = m = 0 is not allowed si nce t his would mak e all of the transver se
field compone nts zero.
mnThe phase constant and the cutoff wavenumber of the TE mode are
mncThe phase con stant is real if k > k (unattenuated propagating m odes) and
mncimagi nary if k < k (evanescent modes). The cutoff frequency for the TE
mn mn c mod e is defi ned by k = k which gives
Note that we may again wr ite the pha se constant in terms of the
correspon ding cutoff fr equency
mnThe wave impedance of the TE mode is
and the guide wavelength is
The cutoff wavelength is given by
Rectangular Waveg uide T M mod es
The longi tudinal electric field function for the TM modes within the
rectangular waveg uide mu st satisfy
cwhere k = k ! â. Note that this is the same partial differential equation22 2
that the longi tudinal magnetic field satisfies in the TE c ase. Thus , the TM
magn etic field function may be det ermined using the same t echn ique used
in the TE case (separation of variab les) by assuming a solution of the form
The resulting differential eq uations for the component functions are
with solutions of the form
The r esulting longitudinal electric field fu nction fo r the r ectangular
waveguide TM modes is
The longitudinal electric field is
The TM boundary conditions for the rectangular w aveguide are
We will find t hat satisfaction o f the bou ndary condi tions on t he
longi tudinal electric field automatically satisfies the bou ndary condi tions
on the transver se fields.
xy Note that the values of k and k are identical to those of the correspond ing
TE mod es. The resulting produ ct of the constants A and C into combined
mninto one constant (B).
The resulting transver se fields ar e
The pha se constant, cutoff waven umber, cutoff frequency, guide
mnwavelength, and cutoff guide wavelength for the TM mode are all
mnidentical to those of the corr espon ding TE mod e.
mnThe wave impedance of the TM mode is
Rectangular W aveguide M odes
The fol lowing TE and TM mod es can prop agate in a r ectangular
waveg uide:
mn TE n = 0, 1, 2...m = 0, 1, 2...(m = n
0)
mn TM n = 1, 2, 3...m = 1, 2, 3...
The cutoff frequencies for these modes are defined by
According to the cutoff frequency equation, the cutoff frequencies of both
10 01the TE and TE modes are less than that of the lowest order TM mode
11 10(TM). Given a > b for the rectangular waveg uide, the TE has t he lowest
cutoff frequency of any of the rectangul ar waveguide modes and is thus the
10 01dominant mod e. Note that the TE and TE modes are degen erate mod es
for a square waveguide. The rectangular waveguide allows one to operate
10at a frequency abo ve the cutoff of the do minant TE mod e but below that
of the next highest mode to achieve single mode operation. A waveguide
operating at a frequency where more than one mode propagates is said to
be overm oded.
General Equations for W ave Guiding Structures
in Cylindrical Coordinates
The general equations for the TEM, TE and TM mod es of cylindrical
wave gui ding s tructures (circular waveguide, coaxial transmission line,
etc.) shoul d be defined in cylindrical coordinates. Assuming the axis of the
guiding structure lies along the z-axis, the general expressions for the
cylindrical coordinate fields may be w ritten as
where the v ectors e(ñ,ö) and h(ñ,ö) represen t the transverse fie ld
zz zzcomp onents of t he w ave while the vect ors e(ñ,ö)a and h(ñ,ö)a are the
longitudinal components of the wave. Inserting the field expressions into
the source-free Maxwell’s equations, expanding the curl operators in
cylindrical coordinates, and equating compone nts yields
Equations (1) and (2) may be used to solve for the longitudinal field
comp onents in terms of t he transver se field components.
where
TEM Mode
zzThe TEM mode fi eld relationships are found by inserting E = H =
0 and â = k into Equations (1) and (2).
zTE Modes (E = 0 in the general transver se field expressions)
zTM Modes (H = 0 in the general transver se field expressions)
Cylindrical Waveguide
The cylindrical waveg uide can support only TE and TM mod es given
only a single conductor.
Cylindrical Waveg uide T E mod es
The longi tudinal magnetic field of the TE m odes within the
cylindrical waveg uide mu st satisfy
where
zInserting the expression for H into the differential equation yields
cwhere k = k ! â. The magnetic field function m ay be determined using22 2
the separation of variab les tec hnique by assuming a solution of the form
Inserting the assumed sol ution into the g overning par tial differential
equation yields
Dividing by R(ñ)P(ö) gives
We multiply the exp ression abo ve b y ñ in order to make the third term2
dependent on ö only. The result is
According to the separ ation of var iables techn ique, we may set the ö-
ödependent term in (1) equal to a constant (!k). The resulting differential2
equation d efining P(ö) is
which has the general solution o f
öThe function P(ö) must be periodic in ö so that k must be an integer (n).(1)
öReplacing the third term in (1) with !k = !n gives22
Equation (3) is known as Bessel’s equat ion which has sol utions known as
Bessel functions. We may write the general solution to Bes sel’s equation
as
where
nc cJ(kñ) - nth order Bessel function o f the first kind (argum ent = kñ)
nc cY(kñ) - nth order Bessel function of the second kind (argum ent = kñ)
The B essel function of t he secon d kind app roach es 4 as its argument
approach es zero. Since the circular waveg uide fi elds mu st be b ounded at
the origin (ñ = 0), th en the constant D must be zero. The resulting
longi tudinal magnetic field function f or the cylindrical waveguide TE
modes is
The longitudinal magnetic field is
Since there is no l ongi tudinal electric field for the TE m odes, the only TE
boundary condition for the cylindrical waveguide is
where(2)
Using the chain rule, the partial derivative of the Bessel function m ay be
written as
ncwhere JN(kñ) denotes the derivative with respect to the Bessel function
argument . The TE boundary con dition becom es
Thus , the TE m odes of the cylindrical waveguide are defined by
If we defi ne the mth zero of derivative of the nth order Bessel function as
nm nmpN, then the TE mode cutoff wavenum ber is found by
nmThe resulting transverse fields of the TE mod es are
nmThe cutoff frequency of the TE mode is given by
nmThe wavenum ber for the TE mod e is
nmThe wave impedance of the TE mode is
Cylindrical Waveg uide T M mod es
The longitudinal electric field of the TM modes within the cyl indrical
waveg uide mu st satisfy
where
The l ongi tudinal electric field function of the TM modes satisfies the same
differential equation as the magn etic field of the TE mod es. Thus, we may
zwrite the solution for e(ñ,ö) as
The longitudinal electric field is
The TM boundary conditions for the cylindrical waveguide are
Just as in the cas e of t he rectangular waveg uide T M mod es, we find that
zenforcement of the bou ndary condition o n E automatically sa tisfies
transverse field bounda ry condi tion. Application of the boundary condi tion
zon E yields
Thus , the TM modes of the cylindrical waveguide are defined by
nmIf we defi ne the mth zer o of the nth order Bessel function as p, then the
nmTM mode cutoff wavenum ber is found by
nmThe resulting transverse fields of the TM mod es are
nmThe cutoff frequency of the TM mode is given by
nmThe wavenum ber for the TM mod e is
nmThe wave impedance of the TM mode is
Coaxi al Tran smission Li ne
The coaxial transmi ssion line can support TEM, TE and TM mod es.
However, it is normally operated at frequencies where only the TEM mode
(transmi ssion line mo de) propagates.
Coaxial Line TE M Modes
As previously illustrated in the parallel plate waveguide example, the
transver se fields of the T EM mod e may be defined as
where e(ñ,ö) and h(ñ,ö) are equivalent to the
electrostatic and m agnetostatic fields for the
coaxial geometry. The electrostatic field is
that of a coaxial capacitor with a voltage of
oV between t he cyl indrical conductors.
The magnetostatic field is that of a coaxial transmission line carrying DC
currents in opposite directions. For the magnetostatic field to be the static
limit of a + z directed w ave on the transmi ssion line, the curr ent in the inner
condu ctor must be outward.
The TEM field s within the coaxial transmissio n line are
The TEM mode represents the dom inant mode in a coaxial line with a
cutoff fr equency of ze ro. However, higher order TE and TM mod es can
propag ate in the coax ial line at suffi ciently high frequencies.
Coaxial Line TE Modes
The longitudinal magn etic field of the TE mod es within the coax ial
transmi ssion line mu st satisfy
where
which leads to the same general separation of variables solution found for
the ci rcular waveg uide.
Note that the ñ-dependent term includes both Bessel functions of t he fi rst
kind a nd second kind. We cannot eliminate the Bessel function o f the
second kind from the sol ution since ñ = 0 is not in the domain of interest [a
< ñ < b] for the coaxial transmission line. The general solution for the
longitudinal magn etic field function becom es
while the longitudinal magnetic field is
Since there is no l ongi tudinal electric field for the TE modes, the only TE
boundary conditions for the coaxial transmissio n line are
where
The TE boundary conditions yield
This linear system of equations has a non trivial solution o nly when the
determinant is zero:
cn mThe roots of this characteristic equation ( k=qN) defi ne cutoff
nmwavenum bers of the TE mod es for the coax ial line w here m is the index
on the roots and n is the order of the Bessel functions in the characteristic
equation. Equivalently, we may write
which gives
The resulting longitudinal magnetic field is
where the constant CN has been i ncorporated into the con stants A and B.
nmThe resulting transverse fields of the TE mod es are
nmThe cutoff frequency of the TE mode may be defined in terms of the roots
to the characteristic equation.
nmThe wavenum ber for the TE mod e is
nmThe wave impedance of the TE mode is
Coaxial Line TM mod es
The longitudinal electric field of the TM mod es within the coax ial
transmi ssion line mu st satisfy
where
The longitudinal electric field fu nction of t he coax ial line T M mod es
satisfies the same differential equation a s the magnetic field of the TE
zzmodes. Thus, we may write the solutions for e(ñ,ö) and E(ñ,ö,z) as
The TM boundary conditions for the coaxial line are
zAgain, we find t hat enforcement of the bou ndary condi tion o n E
automatically satisfies transverse field bounda ry condi tion. Application of
zthe bou ndary condi tion o n E yields
This linear system of equations has a non trivial solution o nly when the
determinant is zero:
cn mThe roots of this characteristic equation ( k=q) define cutoff
nmwavenum bers of the TM modes for the coaxial line. Equivalently, we
may write
which gives
The resulting longitudinal electric field is
and the tran sverse field s are
nmThe cutoff frequency of the TM mode is given by
nmThe wavenum ber for the TM mod e is
nmThe wave impedance of the TM mode is
Ground ed Di electric Slab W aveguide
The groun ded dielectric slab waveg uide is the basis for many p lanar
transmission lines (microstrip, stripline, etc.). This waveguide suppo rts the
propag ation of surface w aves which are guided along the dielectric
interface. The ground ed dielectric slab can suppor t TE and TM modes but
not the TEM mode since there is only one con ductor. Actually, the
conductor is not necessary for the TE and TM modes to propagate. A
simple dielectric slab without a ground plane can also suppo rt TE a nd TM
modes.
Assumptions:
i. The grounded dielectric slab is of infinite ext ent in the y
and z directions.
ii.The no nmagnetic dielectric and the surrounding air are
lossless.
iii.Waves pr opagate in the z direction (e ).!jâz
iv. Fields decay expon entially away from the slab (the fields
of the propagating w ave a re concentrated wi thin the
dielectric.
The anal ysis of t he grounded dielectric slab is som ewhat different than that
of the rectangul ar and circular waveguides and coaxial transmission line
given the inhomogeneo us dielectric throug h which the w ave prop agates.
Grounded D ielectric Slab T M mod es
The TM longitudinal elec tric field associate d with any uniform
guiding structure carrying a wave i n the z direction may be w ritten as
where the el ectric field function must satisfy
cwith k = k ! â. Given the symmetry of the dielectric slab, there should22 2
be no v ariation in the fields of the propagating wav e with respect to y. The
gove rning differential equation for the longi tudinal electric field function
of the w ave beco mes
With no y-variation in the fields, the only non-zero transverse components
xyin the T M waves ar e E and H.
Given the inhomogeneo us di electric, the equation above must be applied
to the in dividual h omogeneous dielectric and air r egions which are
characterized by d ifferent waven umbers.
cThis also means t hat the cutoff waven umbers k in the two regions are
different. If we assume propagation in the dielectric and attenuation in the
air, then
Given the signs on the cutoff wavenum bers, the governing equations in the
air an d dielec tric reg ions are
The general solutions to these equations are
The boundary conditions for the grounded dielec tric slab are
Bound ary condi tion (1) ensures that the tangential electric field on the
surface of t he ground plane i s zero. Boundary con dition (2) ensure s that
the fields in the air region decay to zero as one gets very far away from the
dielectric slab. Bound ary condi tions (3) and (4) enforce the continuity of
the tangential electric and mag netic fields acr oss the ai r-dielectric interface.
Enforcement of the first two bo unda ry condi tions yields
Enforcement of the remaining two boun dary condi tions gives the following
results.
Dividing the equation resulting from the enforcement of B.C. (3) by the
equation from B.C. (4) gives
cAt this point we have t wo unknowns (k and h) but only one equation. We
cmay w rite a s econ d equation in terms of k and h by sol ving for â in the
cutoff wavenum ber equations. Thi s yields(1)
If we mul tiply equ ation (1) by d and equation (2) by d, we obtain two2
cequations that can be sol ved graphically on a plot of hd verses kd.
For valid solutions, h must be positive. The two intersections represent one
nmode. As the electrical thickness of the slab grows, mo re TM modes are
0possible. The TM mode is the dom inant mode with a cutoff frequency of
nzero. The TM mode begins to propagate when the radius of the circle
nequals nð. The refore, the cutoff frequency for the TM mode may be
written as
nThe resulting fields for the TM mode of t he g rounded d ielectric slab
21waveguide may be found by writing the constant B in terms of A as given
by boundary condition (3).
Grounded D ielectric Slab T E mod es
The TE longitudinal magnetic field associate d with any uniform
guiding structure carrying a wave i n the z direction may be w ritten as
where the mag netic field function must satisfy
given no y-variation in the fields. With no y-variation in the fields, the only
yxnon-zero transver se comp onents in the T E waves ar e E and H.
The governing equations for the longi tudinal magnetic field in the air and
dielec tric reg ions are
where the wavenumber in the air region defines a propagating wave while
the w aven umber in the the dielectric defi nes an at tenuated w ave.
The general solutions to these equations are
The TE boundary conditions for the grounded dielec tric slab are
where
1Enforcement of boundary condition (1) yields A = 0 whi le the enforcement
2of boundary con dition (2) yields A = 0. Enforcement of the remaining two
boundary con ditions gives t he fol lowing results.
Dividing the equation resulting from the enforcement of B.C. (4) by the
equation from B.C. (3) gives
cJust as in the T M case, we may write a s econ d equation in terms of k and
h by solving for â in the cutoff wavenum ber equations. Thi s yields
If we mul tiply equ ation (1) by d and equation (2) by d, we obtain two2
cequations that can be sol ved graphically on a plot of hd verses kd.(1)
1As the electrical thickness of the slab grows, the first TE m ode (TE) mode
propagates when the radius of the circle becomes greater than ð/2. Note
0that there is no TE mode (a mode with a cutoff frequency of zero) as in the
ncase of the TM modes. The general TE mode propagates when the radius
of the circle grows larger than (2n!1)ð/2. Therefore, the cutoff frequency
nfor the T E mod e may be w ritten as
nThe resulting fields for the TE mod e of t he g rounded d ielectric slab
21waveguide may be found by writing the constant B in terms of A as given
by boundary condition (4).
Stripline and Microstrip
Stripline and m icrostrip are two commonly use d wave gui ding
structures in low-power applications at microwave fr equencies. The planar
structure of these devices allows them to be f abricated us ing the same
techn iques in maki ng printed ci rcuits. Th e gener al structures of t hese
devices are shown below.
The st ripline con figuration can be vi ewed as a flattened coaxia l line.
The stripline supports the same TEM mode as the coaxial line with electric
fields lines t hat emanat e from the inner con ductor to the g round planes
(outer con ductor) and magn etic field lines w hich enc ircle t he i nner
conductor. Even though the st ripline may no t be to tally encl osed l ike a
coaxial line, if the width of the ground plane is made large in comparison
to the center condu ctor width W (about 5W), then the fields at the o uter
edges of the st ripline ar e small. Thus, stripline has the same advan tage as
coax in that there is little radiation from the line.
The microstrip configuration is unlike the stripline given that the
transverse fields of the propagating wav e are not confined to the
homogeneous dielectric. A portion of the transverse fields lie in the air
above the dielectric slab. This inhomogeneous dielec tric prevents a p ure
TEM mode from propagating b ut a so-called quas i-TEM mode does
propagate. This quasi-TEM mode is actually a hybrid mode which
propagates at relati vely low frequencies and has transverse field s which are
essentially the same as the TEM mode that would propagate if the dielectric
surround ing the upp er condu ctor were uniform. In actuality, the stripline
“TEM” mod e is also a qu asi-TEM mod e (hybrid) but typically has a lower
cutoff frequency than that of the microstrip.
Microstrip offers the advantage of an easy connection of devices to
the line at any point given the expos ed upper conductor. Thi s is not the
case for stripline si nce t he inner conductor is enclosed. Stripline offers a
higher bandwi dth than an equivalent microstrip since the pure TEM mode
has a cutoff frequency of zero.
Both stripline and microstrip are relatively low power structures
because of the field di stributions which result around the condu ctor
configurations. T he tran sverse field s of the propagating modes are
concentrated ar ound the stripline center conductor and the mi crostrip upper
condu ctor where relatively large field magnitudes are encou ntered. The
field levels that a given configuration c an ha ndle are limited by the
breakdown voltage of the surrounding dielectric. Waveguides are capable
of handling higher power levels because the fields are spread more evenly
throug h the cr oss-section of the st ructure.
Stripline C haracteristics
In order to simplify the analysis of the stripline, we consider a
shielded stripline configuration a s shown be low. Thi s configuration
approximates that of the actual stripline configuration assuming that a is
large in comparison to W. The analysis of this simplified structure is still
quite involved. The shielded stripline configuration can support the pure
TEM mode since it is totally enclosed. We can determine the characteristic
impedance of this structure if a n analytical expression for the per-unit-
length capacitance can be found.
The characteristic impedance of the transmission line is given by
The phase velocity within the shielded stripline is found according to
Thus, we may write
In the determination of the shi elded stripline capaci tance, we assume t hat
the dielectric within the st ripline is lossless and the thickness of the cent er
conductor is zero. The resulting characteristic impedance is
where K is the elliptic integral of the first kind and
By applying a simple curve fit to the analytical results, we find
ewhere W is the effective width of the center condu ctor given by
For stripline design, we normally know what characteristic impedance is
oorequired and thus need to know W/b in terms of Z rather than Z in terms
of W/b. Thus, so lving the equations above for W/b yields
The at tenuation constant in a stripline (with a center conductor of thickness
t) due to conductor losses only may be w ritten as
where
Microst rip Characteristics
The inhomogeneous dielectric of the microstrip geometry along with
the fact that the quasi-static mode is a hybrid mode complicates the analysis
of the mi crostrip geomet ry. However, if the mo de is truly quasi-static, then
we should be able to accurately app roximate the phase vel ocity and phase
constant of the propagating wav es for a microstrip using the standard TEM
eequations with an effective dielectric constant å.
where the effective dielectric constant depends on the microstrip substrate
thickness d and the condu ctor width W and satisfies the relation
The fact that the effective dielectric constant lies between that of air and the
dielectric means t hat the eff ective dielectric const ant depends on how much
of the propagating m ode fields lie within the dielectric and air regions. The
effective dielectric constant is approximated by
Note that a ver y wide con ductor with a very thin su bstrate (d << W)
approximates the parallel plate waveguide yielding an effective dielectric
constant of
The char acteristic impedan ce of t he mi crostrip may b e written as
Solving this equation forW/d yields
where
The attenuation constant due to conductor loss in the microstrip geometry
is
swhere R is the surface resistiv ity of the conductor.
Dispersion and Group Velocity
In general, TE and TM waves of different frequencies propag ate at
different velocities and are attenuated at different rates on a wave guiding
structure (dispersion). For exam ple, the phase velocities of both TE a nd
TM modes in a rec tangular w aveguide are
On the other hand, the phase velocity of TEM waves (such as those on a
lossless or low-loss coax ial transmission l ine) are independent of
frequency:
Thus , there is typically no s ignificant dispersion f or low-loss guiding
structures of r easonable length which utilize TEM waves. Dispersion is a
concern when mul ti-frequency or broadband signals are propagated using
a TE or TM mod e. Th ese types of si gnals suffer distortion as they
propagate along the structure since different components of the signals
propag ate at different velocities.
As an example, an amplitude-modul ation (AM) signal is the sum of
scsignal (information) frequencies (ù) and a ca rrier frequency ( ù). The
envelope of the carrier signal is th e signal information carried by the signal.
The phase velocity of the carrier signal is given by
The envelope (information) propag ates a what is called the group velocity
g(v) which is defined by
Example
Determine the g roup velocity for a given mode in an air-filled
rectangular waveg uide.
Note that while the phase velocity within the air-filled wave guide can be
greater than the speed of light, the information (envelope) travels at the
group velocity which is le ss than the speed of light.