Feynman V2 OCR
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Textbook by Richard Feynman, Robert Leighton and Matthew Sands (Addison-Wesley, 1964), based on the second-year Caltech lectures of 1962-63. The front matter shown includes Feynman's preface and the foreword, which describe a treatment of electricity and magnetism with vector field calculus, followed by chapters on elasticity and fluid flow. This is a downloaded copy of a published book, not Phil's own work.
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-U;IN-<2c/23%I;Z
MAINLY ELECTROMAGNETISM AND MATTER
RICHARD P.FEYNMAN
Richard Chacc Tolman Professor ofTheoreticiil Physics
California Institute ofTechnology
ROBERT B.LEIGHTON
Professor ofPhysics
California Institute ofTechnology
MATTHEW SAN DS
Professor
Stanford University
OXNARD PUBLEC LIBRARY251soum AsmearOXNARD, CALIFORNIA 93030
v‘v ADDlSON—WE5l.EY PUBLISHING COMPANY, INC.
READING, MASSACHUSETTS 'PALO ALTO 'LONDON
Copyright ©1964
CALIFORNIA INSTITUTE OFTECHNOLOGY
Printed intheUnited States ofAmerica
ALL RIGHTS RESERVED. THIS BOOK, OR PARTS THEREOF
MAY NOT BEREPRODUCED INANY FORM WITHOUT WRITTEN
PERMISSION OFTHE PUBLISHER
Library ofCongress Catalog Card No.63-20717
Second pmntzng—N01'ember, 1.964
Feynman ’sPreface
These arethelectures inphysics thatIgave lastyear andtheyear before tothe
freshman and sophomore classes atCaltech. The lectures are, ofcourse, not
verbatim——they have been edited, sometimes extensively andsometimes lessso.
The lectures form only part ofthecomplete course. The whole group of180
students gathered inabiglecture room twice aweek tohear these lectures and
then they broke upinto small groups of15to20students inrecitation sections
under theguidance ofateaching assistant. Inaddition, there wasalaboratory
session onceaweek.
Thespecial problem wetried togetatwith these lectures wastomaintain the
interest ofthevery enthusiastic andrather smart students coming outofthehigh
schools andintoCaltech. They have heard alotabout how interesting andexcit-
ingphysics lS—~—Ih€ theory ofrelativity, quantum mechanics, and other modern
ideas. Bytheendoftwoyears ofourprevious course, many would bevery dis-
couraged because there were really very fewgrand, new, modern ideas presented
tothem. They were made tostudy inclined planes, electrostatics. andsoforth,
andafter twoyears itwasquite stultifying. Theproblem waswhether ornotwe
could make :1course which would save themore advanced andexcited student by
maintaining hisenthusiasm.
Thelectures here arenotinanywaymeant tobeasurvey course, butarevery
serious. 1thought toaddress them tothemost intelligent intheclass andtomake
sure, ifpossible, that even themost intelligent student wasunable tocompletely
encompass everything thatwasinthelectures—by putting insuggestions ofappli-
cations oftheideas andconcepts invarious directions outside themain lineof
attack. Forthisreason, though, Itried very hard tomake allthestatements as
accurate aspossible, topoint outinevery case where theequations andideas fitted
intothebody ofphysics, and how—when they learned more~things would be
modified. lalso feltthat forsuch students itisimportant toindicate what itis
thattheyshould—if they aresiifficiently c1ever—be able tounderstand bydeduc-
tionfrom what hasbeen said before, andwhat isbeing putinassomething new.
When newideas came in,Iwould tryeither todeduce them ifthey were deducible,
ortoexplain that itwasanewideawhich hadn’t anybasis interms ofthings they
hadalready learned andwhich wasnotsupposed tobeprovable—but wasJust
added in
Atthestartofthese lectures. lassumed thatthestudents knew something when
theycame outofhigh schoolAsuch things asgeometrical optics, simple chemistry
ideas, andsoon.lalsodidn’t seethat there wasanyreason tomake thelectures
3
inadefinite order, inthesense thatIwould notbeallowed tomention something
untilIwasready todiscuss itindetail. There wasagreat dealofmention ofthings
tocome, without complete discussions. These more complete discussions would
come later when thepreparation became more advanced. Examples arethedis-
cussions ofinductance, and ofenergy levels, which areatfirst brought inina
veryqualitative wayandarelater developed more completely.
Atthesame time that Iwasaiming atthemore active student, Ialso wanted
totake care ofthefellow forwhom theextra fireworks andsideapplications are
merely disquieting andwho cannot beexpected tolearn most ofthematerial in
thelecture atall.Forsuch students Iwanted there tobeatleast acentral core or
backbone ofmaterial which hecould get. Even ifhedidn’t understand everything
inalecture, Ihoped hewouldn’t getnervous. Ididn’t expect himtounderstand
everything, butonly thecentral andmost direct features. Ittakes, ofcourse, a
certain intelligence onhispart tosecwhich arethecentral theorems andcentral
ideas, andwhich arethemore advanced sideissues andapplications which hemay
understand onlyinlateryears.
Ingiving these lectures there wasoneserious difficulty: inthewaythecourse
wasgiven, there wasn’t anyfeedback from thestudents tothelecturer toindicate
howwellthelectures were going over. This isindeed avery serious difficulty,
andIdon’t know howgood thelectures really are.Thewhole thing wasessentially
anexperiment. And ifIdiditagain Iwouldn’t doitthesame way—I hope I
don’t have todoitagain! Ithink, though, that things worked out——so farasthe
physics isconcerned—quite satisfactorily inthefirstyear.
Inthesecond year Iwasnotsosatisfied. Inthefirstpart ofthecourse, dealing
with electricity andmagnetism, Icouldn’t think ofanyreally unique ordifferent
way ofdoing it—of anyway that would beparticularly more exciting than the
usual way ofpresenting it.SoIdon‘t think Ididvery much inthelectures on
electricity andmagnetism. Attheendofthesecond year Ihadoriginally intended
togoon,after theelectricity andmagnetism, bygiving some more lectures onthe
properties ofmaterials, butmainly totake upthings like fundamental modes,
solutions ofthediffusion equation, vibrating systems, orthogonal functions, ...
developing thefirststages ofwhat areusually called “the mathematical methods of
physics.” Inretrospect, Ithink that ifIwere doing itagain Iwould goback to
that original idea. Butsince itwasnotplanned that Iwould begiving these lec-
tures again, itwassuggested thatitmight beagood ideatotrytogiveanintroduc-
tiontothequantum mechanics—what youwillfindinVolume III.
Itisperfectly clear that students who willmajor inphysics canwait until their
third year forquantum mechanics. Ontheother hand, theargument wasmade
that many ofthestudents inourcourse study physics asabackground fortheir
primary interest inother fields. And theusual way ofdealing with quantum
mechanics makes thatSLlII)_|6Ci almost unavailable forthegreat majority ofstudents
because they have totake solong tolearn it.Yet, initsrealapplications—espe-
cially initsmore complex applications, such asinelectrical engineering andchem-
istry-—the fullmachinery ofthedifierential equation approach isnotactually
used. SoItried todescribe theprinciples ofquantum mechanics inawaywhich
wouldn’t require that onefirstknow themathematics ofpartial difierential equa-
tions. Even foraphysicist Ithink that isaninteresting thing totrytodo—t0
present quantum mechanics inthis reverse fashion——for several reasons which
maybeapparent inthelectures themselves. However, Ithink thattheexperiment
inthequantum mechanics part was notcompletely successful—in large part
because Ireally didnothave enough time attheend(Ishould, forinstance, have
hadthree orfourmore lectures inorder todealmore completely withsuchmatters
asenergy bands andthespatial dependence ofamplitudes). Also, Ihadnever
presented thesubject thisway before, sothelack offeedback was particularly
serious. Inow believe thequantum mechanics should begiven atalater time.
Maybe I’llhave achance todoitagain someday. Then I’lIdoitright.
Thereason there arenolectures onhow tosolve problems isbecause there were
recitation sections. Although Ididputinthree lectures inthefirstyear onhow to
solve problems, they arenotincluded here. Also there wasalecture oninertial
4
guidance which certainly belongs after thelecture onrotating systems, butwhich
was, unfortunately, omitted. The fifth and sixth lectures areactually due to
Matthew Sands, asIwasoutoftown. '
Thequestion, ofcourse, ishow well thisexperiment hassucceeded. Myown
point ofVlCW—~WI'1lCII, however, does notseem tobeshared bymost ofthepeople
whoworked with thestudents~is pessimistic. Idon't think Ididvery wellbythe
students. When llook atthewaythemajority ofthestudents handled theproblems
ontheexaminations, Ithink that thesystem isafailure Ofcourse, myfriends
point outtomethatthere were oneortwodozen students who——very surprisingly
—understood almost everything inallofthelectures, andwho were quite active
inworking with thematerial andworrying about themany points inanexcited
andinterested way. These people have now, Ibelieve, afirst-rate background in
physics—and they are,after all,theones Iwastrying togetat.Butthen, “The
power ofinstruction isseldom ofmuch efficacy except inthose happy dispositions
where itisalmost superfluous "(Gibbons)
Still, Ididn‘t want toleave anystudent completely behind, asperhaps Idid.
Ithink onewaywecould help thestudents more would bebyputting more hard
work intodeveloping asetofproblems which would elucidate some oftheideas
inthelectures. Problems give agood opportunity tofilloutthematerial ofthe
lectures andmake more realistic, more complete, andmore settled inthemind
theideas thathave beenexposed.
Ithink, however, that there isn’t anysolution tothisproblem ofeducation
other than torealize thatthebestteaching canbedone only when there isadirect
individual relationship between astudent andagood teacher——a situation inwhich
thestudent discusses theideas, thinks about thethings. andtalks about thethings.
It’simpossible tolearn very much bysimply sitting inalecture, oreven bysimply
doing problems that areassigned. Butinourmodern times wehave somany
students toteach thatwehave totrytofindsome substitute fortheideal. Perhaps
mylectures canmake some contribution. Perhaps insome small place where
there areindividual teachers andstudents, they may getsome inspiration orsome
ideas from thelectures. Perhaps they willhave funthinking them through-—or
going ontodevelop some oftheideas further.
RICHARD P.FEYNMAN
June, I963
5
Foreword
Forsome forty years Richard P.Feynman focussed hiscuriosity onthemys-
terious workings ofthephysical world, andbent hisintellect tosearching outthe
order initschaos. Now, hehasgiven twoyears ofhisability andhisenergy to
hisLectures onPhysics forbeginning students. For them hehasdistilled the
essence ofhisknowledge, andhascreated interms they canhope tograsp a
picture ofthephysicist’s universe. Tohislectures hehasbrought thebrilliance
andclarity ofhisthought, theoriginality andvitality ofhisapproach, andthe
contagious enthusiasm ofhisdelivery. Itwasajoytobehold.
The first year‘s lectures formed thebasis forthefirst volume ofthis setof
books. Wehave tried inthisthesecond volume tomake some kind ofarecord
ofapart ofthesecond year’s lectures—which were given tothesophomore
class during the1962-1963 academic year. Therestofthesecond year’s lec-
tureswillmake upVolume III.
Ofthesecond year oflectures, thefirst two-thirds were devoted toafairly
complete treatment ofthephysics ofelectricity andmagnetism. Itspresentation
wasintended toserve adual purpose. Wehoped, first, togivethestudents a
complete view ofoneofthegreat chapters ofphysics—from theearly gropings
ofFranklin, through thegreat synthesis ofMaxwell, ontotheLorentz electron
theory ofmaterial properties, andending with thestillunsolved dilemmas of
theelectromagnetic self-energy. And wehoped, second, byintroducing atthe
outset thecalculus ofvector fields, togive asolid introduction tothemathe-
matics offield theories Toemphasize thegeneral utility ofthemathematical
methods, related subjects from other parts ofphysics were sometimes analyzed
together with their electric counterparts. Wecontinually tried todrive home
thegenerality ofthemathematics. (“The same equations have thesame solu-
tions.”) And weemphasized thispoint bythekinds ofexercises andexamina-
tionswegavewiththecourse.
Following theelectromagnetism there aretwochapters each onelasticity and
fluid flow. Inthefirstchapter ofeach pair, theelementary andpractical aspects
aretreated. Thesecond chapter oneach subject attempts togiveanoverview of
thewhole complex range ofphenomena which thesubject canleadto.These
fourchapters canwellbeomitted without serious loss,since theyarenotatalla
necessary preparation forVolume III.
Thelastquarter, approximately, ofthesecond year wasdedicated toanintro-
duction toquantum mechanics. Thismaterial hasbeen putintothethird volume.
Inthisrecord oftheFeynman Lectures wewished todomore than provide a
transcription ofwhat wassaid. Wehoped tomake thewritten version asclear
anexposition aspossible oftheideas onwhich theoriginal lectures were based
Forsome ofthelectures thiscould bedone bymaking only minor adjustments
ofthewording intheoriginal transcript. Forothers ofthelectures amajor re-
working and rearrangement ofthematerial was required. Sometimes wefelt
weshould addsome new material toimprove theclarity orbalance ofthepres-
entation. Throughout theprocess webenefitted from thecontinual help and
advice ofProfessor Feynman
The translation ofover 1,000,000 spoken words into acoherent text ona
tightschedule isaformidable task, particularly when itisaccompanied bythe
7
other onerous burdens which come with theintroduction ofanew course—
preparing forrecitation sections, andmeeting students, designing exercises and
examinations, and grading them, and soon. Many hands—and heads—-were
involved. Insome instances wehave, Ibelieve, been able torender afaithful
image—or atenderly retouched portrait—-of theoriginal Feynman. Inother
instances wehave fallen farshort ofthisideal. Oursuccesses areowed toall
those whohelped. Thefailures, weregret.
Asexplained indetail intheForeword toVolume I,these lectures were but
oneaspect ofaprogram initiated andsupervised bythePhysics Course Revision
Committee (R.B.Leighton, Chairman, H.V.Neher, andM.Sands) atthe
California Institute ofTechnology, andsupported financially bytheFord Foun-
dation. Inaddition, thefollowing people helped with oneaspect oranother of
thepreparation oftextual material forthis second volume: T.K.Caughey,
M.L.Clayton, J.B.Curcio, J.B.Hartle, T.W.H.Harvey, M.H.Israel,
W.J.Karzas, R.W.Kavanagh, R.B.Leighton, J.Mathews, M.S.Plesset,
F.L.Warren, W.Whaling, C.H.Wilts, and B.Zimmerman. Others con-
tributed indirectly through their work onthecourse: J.Blue, G.F.Chapline,
M.I.Clauser, R.Dolen, H.H.Hill, andA.M.Title. Professor Gerry Neuge-
bauer contributed inallaspects ofourtask with adiligence and devotion far
beyond thedictates ofduty.
The story ofphysics youfindhere would, however, nothave been, except for
theextraordinary ability andindustry ofRichard P.Feynman.
MATTHEW S/mos
March, I964
8
Contents
CHAPTER 1.ELECTROMAGNETISM CHAPTER 6.THEEi.Ec'rRic FiEu> INVARious
b-lb-lt—l
,..
CHAPTER 2.DIFFERENTIAL CALCULUS OFVEcToR FIELDS
IQYOIQNNIO(AL
NM7-‘bié\lJl-LUll\Jl—*
'~»l\)r—~
®\lO\Electrical forces l-1
Electric andmagnetic fields 1-3
Characteristics ofvector fields 1-4
Thelaws ofelectromagnetism 1-5
What arethefields? 1-9
Understanding physics 2-1
Scalar andvector fields—T andh2-2
Derivatives offields—the gradient 2-4
Theoperator V2-6
Operations withV2-7
Thedilferential equation ofheatflow2-8
Second derivatives ofvector fields 2-9
CHAPTER 3.VEcToR INTEGRAL CALCULUS
UQLBUQLRU-3UILb-I
U3G\
Lb)
U)OO~lUJIQVector integrals; thelineintegral ofV\1/3-1
Thefiuxofavector field3-2
Thefluxfrom acube; Gauss’ theorem 3-4
Heat conduction; thediffusion equation 3-6
Thecirculation ofavector field3-8Electromagnetism inscience andtechnology 1-106-1
6-2
6-3
6-4
6-5
6-6
6-7
6-8
6-9CIRCUMSTANCES
Equations oftheelectrostatic potential 6-l
Theelectric dipole 6-2
Remarks onvector equations 6-4
Thedipole potential asagradient 6-4
Thedipole approximation foranarbitrary
distribution 6-6
Thefields ofcharged conductors 6-8
Themethod ofimages 6-8
Apoint charge near aconducting plane 6-9
Apoint charge near aconducting sphere 6-10
6-10 Condensers; parallel plates 6-11
6-11 High-voltage breakdown 6-13
6-12 Thefield-emission microscope 6-14
\I\I[\)>—*
7-3
7-4
7-5Pitfalls 2_l1 CHAPTER 7.THEEi.EcTR1c FIELD INVARIovs
CIRCUMSTANCES (Continued)
Methods forfinding theelectrostatic field7-1
Two-dimensional fields; functions ofthecomplex
variable 7-2
Plasma oscillations 7-5
Colloidal particles inanelectrolyte 7-8
Theelectrostatic fieldofagrid7-10
Thecirculat'o d -1naroun asquare’ CHAPTER 8.Ei.EcTRosTAT1c ENERGYStokes‘ theorem 3-9
Curl freeanddiver ence-free fields 3-10 8-1 Theelectrostatic energy ofcharges. Auniform — - 2Summary 3-11
CHAPTER 4.ELEcTRos'rATics
4-1
4-2
4-3
4-4
4-5
4-6
4-7
4-8Statics 4-1
Coulomb's law;superposition 4-2
Electric potential 4-4
E=-V4,4-68-2
G>O0®(»O\U\-Lusphere 8-1
Theenergy ofacondenser. Forces oncharged
conductors 8-2
Theelectrostatic energy ofanionic crystal 8-4
Electrostatic energy innuclei 8-6
Energy intheelectrostatic field8-9
Theenergy ofapoint charge 8-12
Thefluxof 4'7 CHAPTER 9.ELECTRICITY INTHEATMOSPHEREGauss’ law;divergence ofE4-9
Field ofasphere ofcharge 4-10
Field lines; equipotential surfaces 4-11
CHAPTER 5.APPLICATION OFGAuss’ LAw
'JlL!l'~Jl'~ItLIl\I|'~Jt\IlUlU|<4»Lt.»[Qt-IElectrostatics isGauss’s lawplus ...5-1
Equilibrium inanelectrostatic field5-1
—Equilibrium withconductors 5-2
LII
'—'\OUJStability ofatoms 5-39-1
\O\O\O\O@O\U\-Lb-lb)Theelectric potential gradient ofthe
atmosphere 9-1
Electric currents intheatmosphere 9-2
Origin oftheatmospheric currents 9-4
Thunderstorms 9-5
Themechanism ofcharge separation 9-7
Lightning 9-10
ThfiIdf1.h _ CHAPTER 10.DIELECTRICSee0ainec arge5 3
Asheet ofcharge; twosheets 5-4
Asphere ofcharge; aspherical shell 5-4
Isthefieldofapoint charge exactly 1/r2?5-5
Thefields ofaconductor 5-7
0Thefieldinacavity ofaconductor 5-810-1
10-2
10-3
10-4
10-5Thedielectric constant 10-1
Thepolarization vector P10-2
Polarization charges 10-3
Theelectrostatic equations withdielectrics 10-6
Fields andforces withdielectrics 10-7
CHAPTER ll. INSIDE DIELECTRICS CHAPTER 17. THE LAws OFINr>ucTi0N
ll-1 Molecular dipoles ll-1 17-1
11-2 Electronic polarization 11-1 17-2
11-3 Polar molecules; orientation polarization 11-3 17-3
11-4 Electric fields incavities ofadielectric 11-5
11-5 Thedielectric constant ofliquids; theClausius- 17-4
Mossotti equation 11-6 17-5
11-6 Solid dielectrics ll-8 17-6
11-7 Ferroelectricity; BaTiO3 11-8 17-7
17-8Thephysics ofinduction 17-1
Exceptions tothe“fiux rule” 17-2
Particle acceleration byaninduced electric field;
thebetatron 17-3
Aparadox 17-5
Alternating-current generator 17-6
Mutual inductance 17-9
Self-inductance 17-11
Inductance andmagnetic energy 17-12
CHAPTER 12. Ei.EcTRosTATic ANALOGS
12-1 Thesame equations have thesame solutions 12-1
12-2 Theflowofheat; apoint source nearaninfinite
plane boundary 12-2
12-3 Thestretched membrane 12-5
I2-4 Thediffusion ofneutrons; auniform spherical
source inahomogeneous medium 12-6
12-5 Irrotational fiuid flow; theflowpastasphere 12-8
12-6 Illumination; theuniform lighting ofaplane 12-10
12-7 The“underlying unity” ofnature 12-12
CHAPTER 13.MAoNETosTAT1cs
13-1 Themagnetic field 13-1
13-2 Electric current; theconservation ofcharge 13-1
13-3 Themagnetic force onacurrent 13-2
13-4 Themagnetic fieldofsteady currents;
Ampere’s law13-3
13-5 The magnetic field ofastraight wire and ofa
solenoid; atomic currents 13-5
13-6 Therelativity ofmagnetic andelectric fields 13-6
13-7 Thetransformation ofcurrents andcharges 13-11
13-8 Superposition; theright-hand rule13-1 1
CHAPTER 14. THE‘ MAoNETic FIELD INVARIoos
SiTuATioNs
14-1 Thevector potential 14-1
14-2 Thevector potential ofknown currents 14-3
14-3 Astraight wire 14-4
14-4 Alongsolenoid 14-5
14-5 Thefield ofasmall loop; themagnetic dipole 14-7
14-6 Thevector potential ofacircuit 14-8
14-7 ThelawofBiotandSavart 14-9
CHAPTER 15. THE VEcToR POTENTIAL
15-1 Theforces onacurrent loop; energy of
adipole 15-1
15-2 Mechanical andelectrical energies 15-3
15-3 Theenergy ofsteady currents 15-6
15-4 Bversus A15-7
15-5 Thevector potential andquantum mechanics 15-8
15-6 What istrueforstatics isfalse fordynamics 15-14
CHAPTER 16. INDUCED CuRRENTs
16-1 Motors andgenerators 16-1
16-2 Transformers andinductances 16-4
16-3 Forces oninduced currents 16-5
16-4 Electrical technology 16-8
10CHAPTER 18. THE MAxwELi. EQuATioNs
18-1 Maxwell’s equations 18-1
18-2 How thenewterm works 18-3
18-3 Allofclassical physics 18-5
18-4 Atravelling field 18-5
18-5 Thespeed oflight 18-8
18-6 Solving Maxwell's equations; thepotentials andthe
wave equation 18-9
CHAPTER 19.THEPRiNciPLE orLEAsT AcT1oN
Aspecial lecture—almost verbatim 19-1
Anoteadded after thelecture 19-14
CHAPTER 20. Soi.uTioNs orMAxwELi.‘s EQuATioNs
INFREE SPAcE
20-1 Waves infreespace; plane waves 20-1
20-2 Three-dimensional waves 20-8
20-3 Scientific imagination 20-9
20-4 Spherical waves 20-12
CHAPTER 21. SoLuTioNs OFMAxwELL’s EQuATioNs
WITH CuRRENTs ANDCHARoEs
21-1 Light andelectromagnetic waves 21-1
21-2 Spherical waves from apoint.source 21-2
21-3 Thegeneral solution ofMaxwell’s equations 21-4
21-4 Thefields ofanoscillating dipole 21-5
21-5 The potentials ofamoving charge; thegeneral
solution ofLiénard andWiechert 21-9
21-6 The potentials foracharge moving with constant
velocity; theLorentz formula 21-12
CHAPTER 22.ACCiRcutTs
22-1 Impedances 22-1
22-2 Generators 22-5
22-3 Networks ofideal elements; Kirchhoff’s rules 22-7
22-4 Equivalent circuits 22-10
22-5 Energy 22-1 1
22-6 Aladder network 22-12
22-7 Filters 22-14
22-8 Other circuit elements 22-16
CHAPTER 23. CAviTY REsoNAToRs
23-1 Real circuit elements 23-1
23-2 Acapacitor athigh frequencies 23-2
23-3 Aresonant cavity 23-6
23-4 Cavity modes 23-9
23-5 Cavities andresonant circuits 23-10
CHAPTER 24.WAVEGUIDES CHAPTER 30.THE INTERNAL GEoMETRY orCRYsTAi.s
24-1 Thetransmission line24-1
24-2 Therectangular waveguide 24-4
24-3 Thecutoff frequency 24-6
24-4 Thespeed oftheguided waves 24-7
24-5 Observing guided waves 24-7
24-6 Waveguide plumbing 24-8
24-7 Waveguide modes 24-10
24-8 Another wayoflooking attheguided waves 24-10
CHAPTER 25.ELECTRODYNAMICS INRELATivisT1c30-1
3O-2
30-3
30-4
30-5
30-6
30-7
30-8
30-9Theinternal geometry ofcrystals 30-1
Chemical bonds incrystals 30-2
Thegrowth ofcrystals 30-3
Crystal lattices 30-3
Symmetries intwodimensions 30-4
Symmetries inthree dimensions 30-7
Thestrength ofmetals 30-8
Dislocations andcrystal growth 30-9
TheBragg-Nye crystal model 30-10
CHAPTER 31.TENsoRsNoTATioN
31-1 Thetensor ofolarizab'1it 1-25-1 Four-vectors 25-1 .P 1y3131-2 Transforming thetensor components 31-325-2 Thescalar product 25-3 ... . . 31-3 Theenergy ellipsoid 31-3
25% Thefoupdlmenslonal gradient 25-6 31-4 Other tensors‘ thetensor ofinertia 31625-4 Electrodynamics infour-dimensional notation 25-8 '
25-5 Thefour-potential ofamoving charge 25-931-5 Thecross product 31-8
_5 _
25-6 Theinvariance oftheequations of 31 Thetensor ofstress 319. 31-7 Tensors ofhigher rank 31-11electrodynamics 25-10
CHAPTER 26. LoRENTz TRANSFORMATIONS OFTHE FiELDs
26-1 Thefour-potential ofamoving charge 26-1
26-2 Thefields ofapoint charge with aconstant
velocity 26-2
26-3 Relativistic transformation ofthefields 26-5
26-4 Theequations ofmotion inrelativistic
notation 26-1 1
CHAPTER 27. FIELD ENERGY AND FiELD MOMENTUM
27-1 Local conservation 27-1
27-2 Energy conservation andelectromagnetism 27-2
27-3 Energy density andenergy flow inthe
electromagnetic field27-3
27-4 Theambiguity ofthefieldenergy 27-6
27-5 Examples ofenergy flow27-6
27-6 Field momentum 27-9
CHAPTER 28.ELEcTRoMAGNETic MAss
28-1 Thefieldenergy ofapoint charge 28-1
28-2 Thefieldmomentum ofamoving charge 28-2
28-3 Electromagnetic mass 28-3
28-4 The force ofanelectron onitself 28-4
28-5 Attempts tomodify theMaxwell theory 28-6
28-6 Thenuclear force field28-12
CHAPTER 29. THE MoTioN o1=CHARGEs INELEcTRic
AND MAGNETIC FiELDs
29-1 Motion inauniform electric ormagnetic field 29-1 C
29-2 Momentum analysis 29-1 HAP-FER
29-3 Anelectrostatic lens29-2
29-4 Amagnetic lens29-3
29-5 Theelectron microscope 29-3
29-6 Accelerator guide fields 29-4
29-7 Alternating-gradient focusing 29-631-8 Thefour-tensor ofelectromagnetic
momentum 31-12
CHAPTER 32. REi=RAcTivE INDEX oi=DENsE MATERiALs
32-1
32-2
32-3
32-4
32-5
32-6
32-7Polarization ofmatter 32-1
Maxwell’s equations inadielectric 32-3
Waves inadielectric 32-5
Thecomplex index ofrefraction 32-8
Theindex ofamixture 32-8
Waves inmetals 32-10
Low-frequency andhigh-frequency approximations;
theskin depth andtheplasma frequency 32-11
CHAPTER 33.REFLECTION FROM SuREAcEs
33-1
33-2
33-3
33-4
33-5
33-6Reflection andrefraction oflight 33-1
Waves indense materials 33-2
Theboundary conditions 33-4
Thereflected andtransmitted waves 33-7
Reflection from metals 33-11
Total internal reflection 33-12
CHAPTER 34.THE MAGNETisivi OFMATTER
34-1
34-2
34-3
34-4
34-5
34-6
34-7
34-8
35-1
35-2
35-3
35-4
35-5
29-8 Motion incrossed electric andmagnetic fields 29-8 35-6Diamagnetism andparamagnetism 34-1
Magnetic moments andangular momentum 34-3
Theprecession ofatomic magnets 34-4
Diamagnetism 34-5
Larmor’s theorem 34-6
Classical physics gives neither diamagnetism nor
paramagnetism 34-8
Angular momentum inquantum mechanics 34-8
Themagnetic energy ofatoms 34-11
35. PARAMAGNETisM ANDMAGNETic REsoNANcE
Quantized magnetic states 35-1
TheStern-Gerlach experiment 35-3
TheRabi molecular-beam method 35-4
Theparamagnetism ofbulk materials 35-6
Cooling byadiabatic demagnetization 35-9
Nuclear magnetic resonance 35-10
11
CHAPTER 36.FERRoMAGNETisM
36-1 Magnetization currents 36-1
36-2 ThefieldH 36-5
36-3 Themagnetization curve 36-6
36-4 Iron-core inductances 36-8
36-5 Electromagnets 36-9
36-6 Spontaneous magnetization 36-11
CHAPTER 37. MAGNETic MATERiALs
37-1 Understanding ferromagnetism 37-1
37-2 Thermodynamic properties 37-4
37-3 Thehysteresis curve 37-5
37-4 Ferromagnetic materials 37-10
37-5 Extraordinary magnetic materials 37-11
CHAPTER 38.ELAsTiciTY
38-1 Hooke’s law38-1
38-2 Uniform strains 38-2
38-3 Thetorsion bar;shear waves 38-5
38-4 Thebentbeam 38-9
38-5 Buckling 38-11CHAPTER 39.ELAsTic MATERiALs
39-l Thetensor ofstrain 39-1
39-2 Thetensor ofelasticity 39-4
39-3 Themotions inanelastic body 39-6
39-4 Nonelastic behavior 39-8
39-5 Calculating theelastic constants 39-10
CHAPTER 40. THE FLow OFDRY WATER
40-1 Hydrostatics 40-1
40-2 Theequations ofmotion 40-2
40-3 Steady flow-—Bernoulli’s theorem 40-6
40-4 Circulation 40-9
40-5 Vortex lines 40-10
CHAPTER 41. THE FLow oi=WET WATER
41-1 Viscosity 41-1
41-2 Viscous flow41-4
41-3 The Reynolds number 41-5
41-4 Flow pastacircular cylinder 41-7
41-5 Thelimit ofzeroviscosity 41-9
41-6 Couette flow41-10
INDEX
I
Electromagnetism
1-1Electrical forces
Consider aforce likegravitation which varies predominantly inversely asthe
square ofthedistance, butwhich isabout abillion-billion-billion-billion times
stronger. Andwithanother difference. There aretwokinds of“matter,” which
wecancallpositive andnegative. Like kinds repel andunlike kinds attract—
unlike gravity where there isonlyattraction. What would happen?
Abunch ofpositives would repel withanenormous force andspread outin
alldirections. Abunch ofnegatives would dothesame. Butanevenly mixed
bunch ofpositives andnegatives would dosomething completely different. The
opposite pieces would bepulled together bytheenormous attractions. Thenet
result would bethattheterrific forces would balance themselves outalmost per-
fectly, byforming tight, finemixtures ofthepositive andthenegative, andbetween
twoseparate bunches ofsuchmixtures there would bepractically noattraction or
repulsion atall.
There issuchaforce: theelectrical force. Andallmatter isamixture ofposi-
tiveprotons andnegative electrons which areattracting andrepelling with this
great force. Soperfect isthebalance, however, thatwhen youstand nearsomeone
elseyoudon’t feelanyforce atall.Ifthere were even alittlebitofunbalance you
would know it.Ifyouwere standing atarm’s length from someone andeach of
youhadonepercent more electrons thanprotons, therepelling force would bein-
credible. How great? Enough tolifttheEmpire State Building? No! Tolift
Mount Everest? No! Therepulsion would beenough tolifta“weight” equal to
thatoftheentire earth!
IWith such enormous forces soperfectly balanced inthisintimate mixture, it
Qnothard tounderstand thatmatter, trying tokeep itspositive andnegative
charges inthefinest balance, canhave agreat stiffness andstrength. TheEmpire
State Building, forexample, swings onlyeight feetinthewind because theelectrical
forces hold every electron andproton more orlessinitsproper place. Ontheother
hand, ifwelook atmatter onascale small enough thatweseeonlyafewatoms,
anysmall piece willnot, usually, have anequal number ofpositive andnegative
charges, andsothere willbestrong residual electrical forces. Even when there are
equal numbers ofboth charges intwoneighboring small pieces, there maystillbe
large netelectrical forces because theforces between individual charges vary
inversely asthesquare ofthedistance. Anetforce canariseifanegative charge of
piece iscloser tothepositive than tothenegative charges oftheother piece.
Theattractive forces canthenbelarger thantherepulsive onesandthere canbea
netattraction between twosmall pieces withnoexcess charges. Theforce thatholds
theatoms together, andthechemical forces thathold molecules together, are
really electrical forces acting inregions where thebalance ofcharge isnotperfect,
orwhere thedistances areverysmall.
You know, ofcourse, thatatoms aremade with positive protons inthe
nucleus andwithelectrons outside. You mayask: “Ifthiselectrical force isso
terrific, whydon‘t theprotons andelectrons justgetontopofeachother? Ifthey
want tobeinanintimate mixture, whyisn’titstillmore intimate?” Theanswer
hastodowiththequantum effects. Ifwetrytoconfine ourelectrons inaregion
thatisveryclose totheprotons, then according totheuncertainty principle they
must havesome mean square momentum which islarger themore wetrytocon-
finethem. Itisthismotion, required bythelawsofquantum mechanics, thatkeeps
lheelectrical attraction from bringing thecharges anycloser together.
1-11-1Electrical forces
1-2Electric andmagnetic fields
1-3Characteristics ofvector fields
1-4Thelawsofelectromagnetism
1-5What arethefields?
1-6Electromagnetism inscience
andtechnology
Review: Chapter l2,Vol.I,Character-
istics ofForce
Lower case Greek letters
andcommonly used capitals
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Q-$><9.<:~\q"o=q=m!‘:=>¢a~<s=x-rmm~<1:sl>'fi
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5'6alpha
beta
gamma
delta
epsilon
zeta
eta
theta
iota
kappa
lambda
mu
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xi(ksi)
omicron
pi
rho
sigma
tau
upsilon
phi
chi(khi)
psi
omegaThere isanother question: “What holds thenucleus together”? Inanucleus
there areseveral protons, allofwhich arepositive. Why don’t theypush them-
selves apart? Itturns outthatinnuclei there are,inaddition toelectrical forces,
nonelectrical forces, called nuclear forces, which aregreater than theelectrical
forces andwhich areabletohold theprotons together inspite oftheelectrical
repulsion. Thenuclear forces, however, have ashort range—their force fallsoil’
much more rapidly than l/r2. And thishasanimportant consequence. Ifa
nucleus hastoomany protons init,itgetstoobig,anditwillnotstaytogether. An
example isuranium, with92protons. Thenuclear forces actmainly between each
proton (orneutron) anditsnearest neighbor, while theelectrical forces actover
larger distances, giving arepulsion between each proton andalloftheothers in
thenucleus. Themore protons inanucleus, thestronger istheelectrical repulsion,
until, asinthecaseofuranium, thebalance issodelicate thatthenucleus isalmost
ready toflyapart from therepulsive electrical force. Ifsuch anucleus isjust
“tapped” lightly (ascanbedone bysending inaslowneutron), itbreaks intotwo
pieces, eachwithpositive charge, andthese pieces flyapart byelectrical repulsion.
Theenergy which isliberated istheenergy oftheatomic bomb. This energy is
usually called “nuclear” energy, butitisreally “electrical” energy released when
electrical forces have overcome theattractive nuclear forces.
Wemayask,finally, what holds anegatively charged electron together (since
ithasnonuclear forces). Ifanelectron isallmade ofonekindofsubstance, each
partshould repel theother parts. Why, then, doesn’t itflyapart? Butdoes the
electron have “parts”? Perhaps weshould saythattheelectron isjustapoint and
thatelectrical forces onlyactbetween difierent point charges, sothattheelectron
does notactupon itself. Perhaps. Allwecansayisthatthequestion ofwhat
holds theelectron together hasproduced many difliculties intheattempts toform
acomplete theory ofelectromagnetism. Thequestion hasnever been answered.
Wewillentertain overselves bydiscussing thissubject some more inlaterchapters.
Aswehave seen, weshould expect thatitisacombination ofelectrical forces
andquantum-mechanical effects that willdetermine thedetailed structure of
materials inbulk, and,therefore, their properties. Some materials arehard, some
aresoft. Some areelectrical “conductors”—because their electrons arefreeto
move about; others are“insulators”—because their electrons areheldtightly to
individual atoms. Weshallconsider laterhowsome ofthese properties come about,
butthatisaverycomplicated subject, sowewillbegin bylooking attheelectrical
forces onlyinsimple situations. Webegin bytreating onlythelawsofelectricity-
including magnetism, which isreally apartofthesame subject.
Wehave saidthattheelectrical force, likeagravitational force, decreases
inversely asthesquare ofthedistance between charges. This relationship iscalled
Coulomb’s law. Butitisnotprecisely truewhen charges aremoving—the elec-
trical forces depend alsoonthemotions ofthecharges inacomplicated way. One
partoftheforce between moving charges wecallthemagnetic force. Itisreally
oneaspect ofanelectrical effect. That iswhywecallthesubject “electromag-
netism.”
There isanimportant general principle thatmakes itpossible totreat elec-
tromagnetic forces inarelatively simple way. Wefind, from experiment, thatthe
force thatactsonaparticular charge—no matter howmany other charges there
areorhow they aremoving—depends only ontheposition ofthat particular
charge, onthevelocity ofthecharge, andontheamount ofcharge. Wecanwrite
theforce Fonacharge qmoving withavelocity vas
F=q(E+v><B). (1.1)
WecallEtheelectric field andBthemagnetic field atthelocation ofthecharge.
Theimportant thing isthattheelectrical forces from alltheother charges inthe
universe canbesummarized bygiving justthese twovectors. Their values will
depend onwhere thecharge is,andmaychange with time. Furthermore, ifwe
replace thatcharge withanother charge, theforce onthenewcharge willbejust
inproportion totheamount ofcharge solongasalltherestofthecharges inthe
1-2
world donotchange theirpositions ormotions. (Inrealsituations, ofcourse, each
charge produces forces onallother charges intheneighborhood andmaycause
these other charges tomove, andsoinsome cases thefields canchange ifwereplace
ourparticular charge byanother.)
Weknow from Vol.Ihowtofindthemotion ofaparticle ifweknow theforce
onit.Equation (1.1) canbecombined withtheequation ofmotion togive
%[—————(l_;’;‘;c,),,,] =F=q(E+v><B). (1.2)
SoifEandBaregiven, wecanfindthemotions. Now weneed toknow howthe
E’sandB’sareproduced.
Oneofthemost important simplifying principles about thewaythefields are
produced isthis: Suppose anumber ofcharges moving insome manner would
produce afieldE1,andanother setofcharges would produce E2.Ifboth setsof
charges areinplace atthesame time (keeping thesame locations andmotions
theyhadwhen considered separately), thenthefieldproduced isjustthesum
E=E1+E2. (l.3)
Thisfactiscalled theprinciple ofsuperposition offields. Itholds alsoformagnetic
fields.
This principle means thatifweknow thelawfortheelectric andmagnetic
fields produced byasingle charge moving inanarbitrary way, thenallthelawsof
electrodynamics arecomplete. Ifwewant toknow theforce oncharge Aweneed
onlycalculate theEandBproduced byeachofthecharges B,C,D,etc.,andthen
addtheE’sandB’sfrom allthecharges tofindthefields, andfrom them the
forces acting oncharge A.Ifithadonlyturned outthatthefieldproduced bya
single charge wassimple, thiswould betheneatest waytodescribe thelaws of
electrodynamics. Wehave already given adescription ofthislaw(Chapter 28,
Vol.I)anditis,unfortunately, rather complicated.
Itturns outthattheform inwhich thelaws ofelectrodynamics aresimplest
arenotwhat youmight expect. Itisnotsimplest togiveaformula fortheforce that
onecharge produces onanother. Itistruethatwhen charges arestanding stillthe
Coulomb force lawissimple, butwhen charges aremoving about therelations are
complicated bydelays intime andbytheeffects ofacceleration, among others.
Asaresult, wedonotwish topresent electrodynamics only through theforce
lawsbetween charges; wefinditmore convenient toconsider another point of
view—a point ofviewinwhich thelawsofelectrodynamics appear tobethemost
easily manageable.
1-2Electric andmagnetic fields
First, wemust extend, somewhat, ourideas oftheelectric andmagnetic
vectors, EandB.Wehave defined them interms oftheforces thatarefeltbya
charge. Wewishnowtospeak ofelectric andmagnetic fields atapoint evenwhen
there isnocharge present. Wearesaying, ineffect, thatsince there areforces
“acting on”thecharge, there isstill“something” there when thecharge isremoved.
Ifacharge located atthepoint (x,y,z)atthetime tfeels theforce Fgiven by
Eq.(1.1)weassociate thevectors EandBwiththepoint inspace (x,y,z).Wemay
think ofE(x,y,z,t)andB(x,y,z,t)asgiving theforces thatwould beexperienced
atthetimetbyacharge located at(x,y,z),withthecondition thatplacing thecharge
there didnotdisturb thepositions ormotions ofalltheother charges responsible
forthefields.
Following thisidea, weassociate withevery point (x,y,z)inspace twovectors
EandB,which maybechanging withtime. Theelectric andmagnetic fields are,
then, viewed asvector functions ofx,y,z,andt.Since avector isspecified byits
components, each ofthefields E(x,y,z,t)andB(x,y,z,t)represent three mathe-
matical functions ofx,y,z,and2.
1-3
/
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Fig. l-1. Avector field moy be
represented bydrowing osetofarrows
whose mognitudes anddirections indicate
thevolues ofthevector field ofthepoints
from which theorrows oredrown.
/
_-/$4-xi
Fig.l—-2. Avector field can be
represented bydrowing lines which ore
tangent tothedirection ofthefield vector
ofeoch point, andbydrawing thedensity
oflines proportional tothemagnitude of
thefield vector.
I\/Vector
'\c:n1'|:=ne'1:r pxpondieu lor
/
/ /
Fig.l—3. Thefluxofovector field
through 0surface isdefined usthe
overoge volue ofthenormal component
ofthevector times theoreo ofthesurface._,¢-@-IIItisprecisely because E(orB)canbespecified atevery point inspace thatitis
called a“field.” A“field” isanyphysical quantity which takes ondifferent values
atdifferent points inspace. Temperature, forexample, isafield—in thiscasea
scalar field, which wewrite asT(x,y,z).Thetemperature could alsovaryintime,
andwewould saythetemperature fieldistime-dependent, andwrite T(x,y,z,t).
Another example isthe“velocity field” ofaflowing liquid. Wewrite v(x,y,2,t)
forthevelocity oftheliquid ateachpoint inspace atthetimet.Itisavector field.
Returning totheelectromagnetic fields——although they areproduced by
charges according tocomplicated formulas, they have thefollowing important
characteristic: therelationships between thevalues ofthefields atonepoint and
thevalues atanearby point areverysimple. With onlyafewsuchrelationships in
theform ofdifferential equations wecandescribe thefields completely. Itisin
terms ofsuchequations thatthelawsofelectrodynamics aremost simply written.
There have been various inventions tohelp themind visualize thebehavior of
fields. Themost correct isalsothemost abstract: wesimply consider thefields as
mathematical functions ofposition andtime. Wecanalsoattempt togetamental
picture ofthefieldbydrawing vectors atmany points inspace, eachofwhich gives
thefieldstrength anddirection atthatpoint. Such arepresentation isshown in
Fig. 1-1. Wecangofurther, however, anddraw lines which areeverywhere
tangent tothevectors-—which, sotospeak, follow thearrows andkeep track of
thedirection ofthefield. When wedothiswelosetrack ofthelengths ofthe
vectors, butwecankeep track ofthestrength ofthefieldbydrawing thelines far
apart when thefieldisweak andclose together when itisstrong. Weadopt the
convention thatthenumber oflinesperunitareaatright angles tothelines ispro-
portional tothefield strength. Thisis,ofcourse, onlyanapproximation, andit
willrequire, ingeneral, thatnewlines sometimes start upinorder tokeep the
number uptothestrength ofthefield. Thefield ofFig.l—lisrepresented by
fieldlines inFig.1-2.
1-3Characteristics ofvector fields
There aretwomathematically important properties ofavector field which
wewilluseinourdescription ofthelawsofelectricity from thefieldpoint ofview.
Suppose weimagine aclosed surface ofsome kind andaskwhether wearelosing
“something” from theinside; thatis,does thefieldhave aquality of“outflow”?
Forinstance, foravelocity fieldwemight askwhether thevelocity isalways out-
ward onthesurface or,more generally, whether more fluid flows out(perunit
time) thancomes in.Wecallthenetamount offluidgoing outthrough thesurface
perunittime the“flux ofvelocity” through thesurface. Theflow through an
element ofasurface isjustequal tothecomponent ofthevelocity perpendicular
tothesurface times theareaofthesurface. Foranarbitrary closed surface, the
netoutward flow—or flux—is theaverage outward normal component ofthe
velocity, times theareaofthesurface:
Flux =(average normal component)-(surface area). (1.4)
Inthecase ofanelectric field, wecanmathematically define something
analogous toanoutflow, andweagain callittheflux, butofcourse itisnotthe
flowofanysubstance, because theelectric fieldisnotthevelocity ofanything. It
turns out,however, thatthemathematical quantity which istheaverage normal
component ofthefield stillhasauseful significance. Wespeak, then, ofthe
electric flux-—also defined byEq.(1.4). Finally, itisalsouseful tospeak ofthe
fluxnotonlythrough acompletely closed surface, butthrough anybounded sur-
face. Asbefore, thefluxthrough suchasurface isdefined astheaverage normal
component ofavector times theareaofthesurface. These ideas areillustrated in
Fig.1-3. .
There isasecond property ofavector fieldthathastodowithaline,rather
than asurface. Suppose again thatwethink ofavelocity fieldthatdescribes the
flowofaliquid. Wemight askthisinteresting question: Istheliquid circulating?
1-4
Bythatwemean: Isthere anetrotational motion around some loop? Suppose
thatweinstantaneously freeze theliquid everywhere except inside ofatube which
isofuniform bore, andwhich goes inaloop thatcloses back onitself asin
Fig.l-4. Outside ofthetube theliquid stops moving, butinside thetubeitmay
keep onmoving because ofthemomentum inthetrapped 1iquid—that is,ifthere is
more momentum heading onewayaround thetubethan theother. Wedefine a
quantity called thecirculation astheresulting speed oftheliquid inthetubetimes its
circumference. Wecanagain extend ourideas anddefine the“circulation” forany
vector field (even when there isn’t anything moving). Foranyvector field the
circulation around anyimagined closed curve isdefined astheaverage tangential
component ofthevector (inaconsistent sense) multiplied bythecircumference
oftheloop (Fig. 1-5).
Circulation =(average tangential component)-(distance around). (1.5)
Youwillseethatthisdefinition does indeed giveanumber which isproportional
tothecirculation velocity inthequickly frozen tubedescribed above.
With justthese twoideas—fiux andcirculation—we candescribe allthelaws
ofelectricity andmagnetism atonce. Youmaynotunderstand thesignificance of
thelaws right away, buttheywillgiveyousome ideaofthewaythephysics of
electromagnetism willbeultimately described.
1-4Thelawsofelectromagnetism
Thefirstlawofelectromagnetism describes thefluxoftheelectric field:
ThefluxofEthrough anyclosed surface =@ ,(1.6)0
where eoisaconvenient constant. (The constant eoisusually read as“epsilon-
zero” or“epsilon-naught”.) Ifthere arenocharges inside thesurface, eventhough
there arecharges nearby outside thesurface, theaverage normal component ofE
iszero, sothere isnonetfluxthrough thesurface. Toshow thepower ofthis
typeofstatement, wecanshow thatEq.(1.6) isthesame asCoulomb’s law,pro-
vided onlythatwealsoaddtheideathatthefieldfrom asingle charge isspherically
symmetric. Forapoint charge, wedraw asphere around thecharge. Then the
average normal component isjustthevalue ofthemagnitude ofEatanypoint,
since thefieldmust bedirected radially andhave thesame strength forallpoints on
thesphere. Ourrulenowsaysthatthefieldatthesurface ofthesphere, times the
areaofthesphere—that is,theoutgoing flux—is proportional tothecharge inside.
Ifwewere tomake theradius ofthesphere bigger, thearea would increase as
thesquare oftheradius. Theaverage normal component oftheelectric fieldtimes
thatareamust stillbeequal tothesame charge inside, andsothefieldmust decrease
asthesquare ofthedistance—we getan“inverse square” field.
Ifwehave anarbitrary curve inspace andmeasure thecirculation ofthe
electric fieldaround thecurve, wewillfindthatitisnot,ingeneral, zero(although
itisfortheCoulomb field). Rather, forelectricity there isasecond lawthatstates:
foranysurface S(notclosed) whose edge isthecurve C,
Circulation ofEaround C=gt(flux ofBthrough S). (1.7)
Wecancomplete thelaws oftheelectromagnetic fieldbywriting twocorre-
sponding equations forthemagnetic fieldB.
Flux ofBthrough anyclosed surface =0. (1.8)
Forasurface Sbounded bythecurve C,
cz(circulation ofBaround C)=%(flux ofEthrough S)
.1.9)
1-5_|_fluxofelectric current through S (
E0(0)
‘fifilb)
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Fig. 1-4. la)Thevelocity field ina
liquid. Imagine atube ofuniform cross
section that follows anarbitrary closed
curve asin(bl. Iftheliquid were suddenly
frozen everywhere except inside the
tube, theliquid inthetube would circulate
asshown in(c).
1-direction __,_'._
/’ ,+
+
17
Arbitrary \
CIGOCIICIIVO \/ _>
Fig. l-5. Thecirculation ofavector
field istheaverage tangential compo-
nent ofthevector (inaconsistent sensel
times thecircumference oftheloop.
B(otmagnet) _
Q‘Q +1T'§m|uAi.
F sit(onwire)
TO N“TERMINAL
S BAR MAGNET
Fig.1-6. Abar magnet gives a
field Batawire. When there isacurrent
along thewire, thewire moves because
oftheforce F=qvXB.
Theconstant cgthatappears inEq.(1.9)isthesquare ofthevelocity oflight.
Itappears because magnetism isinreality arelativistic efi'ect ofelectricity. The
constant cohasbeen stuck intomake theunits ofelectric current come outina
convenient way.
Equations (1.6) through (1.9), together with Eq.(1.1), areallthelaws of
electrodynamics*. Asyouremember, thelaws ofNewton were verysimple to
write down, buttheyhadalotofcomplicated consequences andittook usalong
timetolearn about them all.These lawsarenotnearly assimple towrite down,
which means thattheconsequences aregoing tobemore elaborate anditwilltake
usquite alotoftimetofigure them allout. '
Wecanillustrate some ofthelaws ofelectrodynamics byaseries ofsmall
experiments which show qualitatively theinterrelationships ofelectric and
magnetic fields. Youhave experienced thefirstterm ofEq.(l.l) when combing
your hair, sowewon’t show thatone. Thesecond partofEq.(1.1)canbedemon-
strated bypassing acurrent through awirewhich hangs above abarmagnet, as
shown inFig.1-6.Thewirewillmove when acurrent isturned onbecause ofthe
force F=qvXB.When acurrent exists, thecharges inside thewirearemoving,
sotheyhaveavelocity v,andthemagnetic fieldfrom themagnet exerts aforce on
them, which results inpushing thewiresideways.
When thewireispushed totheleft,wewould expect thatthemagnet must
feelapush totheright. (Otherwise wecould putthewhole thing onawagon and
have apropulsion system thatdidn‘t conserve momentum!) Although theforce is
toosmall tomake movement ofthebarmagnet visible, amore sensitively sup-
ported magnet, likeacompass needle, willshow themovement.
Howdoesthewirepushonthemagnet? Thecurrent inthewireproduces a
magnetic fieldofitsownthatexerts forces onthemagnet. According tothelast
\-
Linu ot8
from wire .¢\° +‘ll’-gRMlNAL
/\‘ en‘.
\N
_.f§;%|||A|_ F(enmagnet)
5anmower
Fig.l—7. Themagnetic field ofthe
wire exerts aforce onthemagnet.
'Weneed onlytoaddaremark about some conventions forthesignofthecirculation.
1-6
IV-'
|/
.AC‘IQ:
Fig.1-8. Two wires, carrying cur- \/ rent, exert forces oneach other.
terminEq.(1.9), acurrent must have acirculation ofB—in thiscase, thelines of
Bareloops around thewire, asshown inFig.1-7. ThisB-field isresponsible for
theforce onthemagnet.
Equation (1.9)tellsusthatforafixed current through thewirethecirculation
ofBisthesame foranycurve thatsurrounds thewire. Forcurves—say circles—
thatarefarther away from thewire, thecircumference islarger, sothetangential
component ofBmust decrease. Youcanseethatwewould, infact,expect Bto
decrease linearly withthedistance from alongstraight wire.
Now, wehave saidthatacurrent through awireproduces amagnetic field,
andthatwhen there isamagnetic fieldpresent there isaforce onawirecarrying a
current. Then weshould alsoexpect thatifwemake amagnetic fieldwithacurrent
inonewire, itshould exert aforce onanother wirewhich alsocarries acurrent.
Thiscanbeshown byusing twohanging wires asshown inFig.1-8. When the
currents areinthesame direction, thetwowires attract, butwhen thecurrents are
opposite, theyrepel.
Inshort, electrical currents, aswellasmagnets, make magnetic fields. Butwait,
what isamagnet, anyway? Ifmagnetic fields areproduced bymoving charges, is
itnotpossible thatthemagnetic fieldfrom apiece ofironisreally theresult of
currents? Itappears tobeso.Wecanreplace thebarmagnet ofourexperiment
withacoilofwire, asshown inFig.1-9. When acurrent ispassed through the
coil-—as wellasthrough thestraight wireabove it——we observe amotion ofthe
wireexact1y'as before, when wehadamagnet instead ofacoil. Inother words,
thecurrent inthecoilimitates amagnet. Itappears, then, thatapiece ofironacts
asthough itcontains aperpetual circulating current. Wecan,infact,understand
magnets interms ofpermanent currents intheatoms oftheiron. Theforce onthe
magnet inFig.1-7isduetothesecond term inEq.(1.1).
B
(from coil) ‘é +Tr%RmNAL
9,6
F
Ionwire)
-rdgm|uot con.orWIRE
i
l:l\"::l‘l' Fig. l-9. Thebarmagnet ofFig.1-6
canbereplaced byacoilcarrying an
electrical current. Asimilar force acts
onthewire.
1-7
Where dothecurrents come from? Onepossibility would befromthemotion
oftheelectrons inatomic orbits. Actually, thatisnotthecaseforiron, although
itisforsome materials. Inaddition tomoving around inanatom, anelectron
alsospins about onitsownaxis-—something likethespinoftheearth—and itis
thecurrent from thisspinthatgives themagnetic fieldiniron. (Wesay“some-
thing likethespinoftheearth” because thequestion issodeep inquantum me-
chanics thattheclassical ideas donotreally describe things toowell.) Inmost
substances, some electrons spinonewayandsome spintheother, sothemag-
netism cancels out,butiniron——for amysterious reason which wewilldiscuss
later—many oftheelectrons arespinning withtheir axeslined up,andthatisthe
source ofthemagnetism.
Since thefields ofmagnets arefrom currents, wedonothave toaddanyextra
term toEqs. (1.8) or(1.9) totakecareofmagnets. Wejusttakeallcurrents,
including thecirculating currents ofthespinning electrons, andthen thelawis
right. You should alsonotice thatEq.(1.8) saysthatthere arenomagnetic
“charges” analogous totheelectrical charges appearing ontheright sideof
Eq.(1.6). None hasbeen found.
efz e\
Current /Z cumm .__> __ _______ i
Fig. l—lO.The circulation of B / /
around thecurve Cisgiven either bythe s\//B
current passing through thesurface $1, / / "
orbytherateofchange ofthefluxofE Curve O
through thesurface S1. Surface 5| Surface S2
Thefirstterm ontheright-hand sideofEq.(1.9)wasdiscovered theoretically
byMaxwell andisofgreat importance. Itsaysthatchanging electric fields produce
magnetic effects. Infact, without thisterm theequation would notmake sense,
because without itthere could benocurrents incircuits thatarenotcomplete
loops. Butsuchcurrents doexist, aswecanseeinthefollowing example. Imagine
acapacitor made oftwofiatplates. Itisbeing charged byacurrent thatflows
toward oneplate andaway from theother, asshown inFig.1-10. Wedraw a
curve Caround oneofthewires andfillitinwithasurface which crosses thewire,
asshown bythesurface S1inthefigure. According toEq.(1.9),thecirculation of
Baround Cisgiven bythecurrent inthewire(times c2).Butwhat ifwefillinthe
curve withadzflerent surface S2,which isshaped likeabowl andpasses between
theplates ofthecapacitor, staying always away fromthewire? There iscertainly
nocurrent through thissurface. But,surely, justchanging thelocation ofan
imaginary surface isnotgoing tochange arealmagnetic field! Thecirculation of
Bmust bewhat itwasbefore. Thefirstterm ontheright-hand sideofEq.(1.9)
does, indeed, combine with thesecond term togivethesame result forthetwo
surfaces S1andS2.ForS2thecirculation ofBisgiven interms oftherateof
change ofthefluxofEbetween theplates ofthecapacitor. Anditworks outthat
thechanging Eisrelated tothecurrent injustthewayrequired forEq.(1.9)tobe
correct. Maxwell sawthatitwasneeded, andhewasthefirsttowrite thecomplete
equation. “
With thesetup shown inFig.1-6wecandemonstrate another ofthelawsof
electromagnetism. Wedisconnect theends ofthehanging wirefrom thebattery
andconnect them toagalvanometer which tellsuswhen there isacurrent through
thewire. When wepush thewire sideways through themagnetic field ofthe
magnet, weobserve acurrent. Such aneffect isagain justanother consequence of
Eq.(1.l)—the electrons inthewire feeltheforce F=qvXB.Theelectrons
have asidewise velocity because theymove withthewire. Thisvwithavertical B
from themagnet results inaforce ontheelectrons directed along thewire, which
starts theelectrons moving toward thegalvanometer.
1-8
Suppose, however, thatweleave thewirealone andmove themagnet. We
guess from relativity thatitshould make nodifierence, andindeed, weobserve a
similar current inthegalvanometer. How doesthemagnetic fieldproduce forces on
charges atrest? According toEq.(1.1)there must beanelectric field. Amoving
magnet must make anelectric field. How thathappens issaidquantitatively by
Eq.(1.7). This equation describes many phenomena ofgreat practical interest,
suchasthose thatoccur inelectric generators andtransformers.
Themost remarkable consequence ofourequations isthatthecombination of
Eq.(1.7) andEq.(1.9) contains theexplanation oftheradiation ofelectromag-
netic effects over large distances. Thereason isroughly something likethis:
suppose thatsomewhere wehave amagnetic field which isincreasing because,
say,acurrent isturned onsuddenly inawire. Then byEq.(1.7) there must bea
circulation ofanelectric field. Astheelectric fieldbuilds uptoproduce itscircula-
tion,thenaccording toEq.(1.9)amagnetic circulation willbegenerated. Butthe
building upofthismagnetic field willproduce anewcirculation oftheelectric
field, andsoon.Inthiswayfields work their waythrough space without theneed
ofcharges orcurrents except attheir source. That isthewayweseeeach other!
Itisallintheequations oftheelectromagnetic fields.
1-5What arethefields?
Wenowmake afewremarks onourwayoflooking atthissubject. Youmay
besaying: “Allthisbusiness offluxes andcirculations ispretty abstract. There are
electric fields atevery point inspace; then there arethese ‘laws.’ Butwhat is
actually happening? Why can’t youexplain it,forinstance, bywhatever itisthat
goesbetween thecharges.” Well, itdepends onyour prejudices. Many physicists
usedtosaythatdirect action withnothing inbetween wasinconceivable. (How
could theyfindanideainconceivable when ithadalready been conceived?) They
would say:“Look, theonlyforces weknow arethedirect action ofonepiece of
matter onanother. Itisimpossible thatthere canbeaforce withnothing totrans-
mitit.”Butwhat really happens when westudy the“direct action” ofonepiece of
matter right against another? Wediscover thatitisnotonepiece right against
theother; theyareslightly separated, andthere areelectrical forces acting ona
tinyscale. Thus wefindthatwearegoing toexplain so-called direct-contact action
interms ofthepicture forelectrical forces. Itiscertainly notsensible totryto
insist thatanelectrical force hastolook liketheold,familiar, muscular push or
pull,when itwillturnoutthatthemuscular pushes andpulls aregoing tobeinter-
preted aselectrical forces! Theonly sensible question iswhat isthemost con-
venient waytolook atelectrical efi'ects. Some people prefer torepresent them as
theinteraction atadistance ofcharges, andtouseacomplicated law. Others love
thefieldlines. They draw fieldlines allthetime, andfeelthatwriting E’sandB’s
istooabstract. Thefieldlines, however, areonlyacrude wayofdescribing afield,
anditisverydifficult togivethecorrect, quantitative lawsdirectly interms offield
lines. Also, theideas ofthefield lines donotcontain thedeepest principle of
electrodynamics, which isthesuperposition principle. Even though weknow how
thefieldlineslookforonesetofcharges andwhat thefieldlines looklikeforan-
other setofcharges, wedon’t getanyideaabout what thefieldlinepatterns will
look likewhen both setsarepresent together. From themathematical stand-
point, ontheother hand, superposition iseasy—we simply addthetwovectors.
Thefieldlines have some advantage ingiving avivid picture, buttheyalsohave
some disadvantages. Thedirect interaction wayofthinking hasgreat advantages
when thinking ofelectrical charges atrest,buthasgreat disadvantages when dealing
withcharges inrapid motion.
Thebestwayistousetheabstract fieldidea. That itisabstract isunfortunate,
butnecessary. Theattempts totrytorepresent theelectric fieldasthemotion of
some kindofgearwheels, orinterms oflines, orofstresses insome kindofmate-
rialhaveused upmore efiort ofphysicists thanitwould have taken simply toget
therightanswers about electrodynamics. Itisinteresting thatthecorrect equations
forthebehavior oflight incrystals were worked outbyMcCullough in1843. But
1-9
people saidtohim: “Yes, butthere isnorealmaterial whose mechanical properties
could possibly satisfy those equations, andsince light isanoscillation thatmust
vibrate insomething, wecannot believe thisabstract equation business.” Ifpeople
hadbeen more open-minded, theymight have believed intheright equations for
thebehavior oflight alotearlier thantheydid.
Inthecaseofthemagnetic fieldwecanmake thefollowing point: Suppose
thatyoufinally succeeded inmaking upapicture ofthemagnetic fieldinterms of
some kind oflines orofgear wheels running through space. Then youtryto
explain what happens totwocharges moving inspace, both atthesame speed and
parallel toeachother. Because theyaremoving, theywillbehave liketwocurrents
andwillhave amagnetic fieldassociated withthem (likethecurrents inthewires
ofFig.1-8). Anobserver whowasriding along withthetwocharges, however,
would seebothcharges asstationary, andwould saythatthere isnomagnetic field.
The“gear wheels” or“lines” disappear when youridealong withtheobject! All
wehave done istoinvent anewproblem. How canthegearwheels disappear?!
Thepeople whodraw fieldlines areinasimilar difficulty. Notonlyisitnotpos-
sible tosaywhether thefieldlines move ordonotmove withcharges-—they may
disappear completely incertain coordinate frames
What wearesaying, then, isthatmagnetism isreally arelativistic eflect. In
thecaseofthetwocharges wejustconsidered, travelling parallel toeach other, we
would expect tohavetomake relativistic corrections totheirmotion, withterms of
order v2/c2. These corrections must correspond tothemagnetic force. Butwhat
about theforce between thetwowires inourexperiment (Fig. 1-8). There the
magnetic force isthewhole force. Itdidn’t look likea“relativistic correction.”
Also, ifweestimate thevelocities oftheelectrons inthewire (you candothis
yourself), wefindthattheir average speed along thewireisabout 0.01centimeter
persecond. Sov2/c2 isabout 10"“. Surely anegligible “correction.” Butno!
Although themagnetic forceis,inthiscase,10*“ ofthe“normal” electrical force
between themoving electrons, remember thatthe“normal” electrical forces have
disappeared because ofthealmost perfect balancing out——because thewires have
thesame number ofprotons aselectrons. Thebalance ismuch more precise than
onepartin1025, andthesmall relativistic termwhich wecallthemagnetic force is
theonlyterm left. Itbecomes thedominant term.
Itisthenear-perfect cancellation ofelectrical effects which allowed relativity
effects (that is,magnetism) tobestudied andthecorrect equations—to order
v’/c2——to bediscovered, even though physicists didn’t know that’s what was
happening. Andthatiswhy, when relativity wasdiscovered, theelectromagnetic
laws didn’t need tobechanged. They——unlikc mechanics—were already correct
toaprecision ofv2/c2.
1-6Electromagnetism inscience andtechnology
Letusendthischapter bypointing outthatamong themany phenomena
studied bytheGreeks there were twoverystrange ones: thatifyourubbed apiece
ofamber youcould liftuplittle pieces ofpapyrus, andthatthere wasastrange
rockfrom theisland ofMagnesia which attracted iron. Itisamazing tothink that
these were theonlyphenomena known totheGreeks inwhich theeffects ofelec-
tricity ormagnetism were apparent. Thereason thatthese were theonly phe-
nomena thatappeared isdueprimarily tothefantastic precision ofthebalancing
ofcharges thatwementioned earlier. Study byscientists whocame aftertheGreeks
uncovered onenewphenomena after another thatwere really some aspect ofthese
amber and/orlodestone etfects. Now werealize thatthephenomena ofchemical
interaction and,ultimately, oflifeitself aretobeunderstood interms ofelectro-
magnetism.
Atthesame time thatanunderstanding ofthesubject ofelectromagnetism
wasbeing developed, technical possibilities thatdefied theimagination ofthepeople
thatcame before were appearing: itbecame possible tosignal bytelegraph over
longdistances, andtotalktoanother person miles away without anyconnections
between, andtorunhuge power systems——a great water wheel, connected by
1-10
filaments overhundreds ofmiles toanother engine thatturns inresponse tothe
master wheel-—many thousands ofbranching filaments—ten thousand engines in
tenthousand places running themachines ofindustries andhomes—a1l turning
because oftheknowledge ofthelawsofelectromagnetism.
Today weareapplying even more subtle effects. Theelectrical forces, enor-
mous astheyare,canalsobeverytiny,andwecancontrol them andusethem in
verymany ways. Sodelicate areourinstruments thatwecantellwhat amanis
doing bythewayheaffects theelectrons inathinmetal rodhundreds ofmiles
away. Allweneed todoistousetherodasanantenna foratelevision receiver!
From alongview ofthehistory ofmankind——seen from, say,tenthousand
years from now——there canbelittle doubt thatthemost significant event ofthe
19thcentury willbejudged asMaxwell’s discovery ofthelawsofelectrodynamics.
TheAmerican Civil Warwillpaleintoprovincial insignificance incomparison with
thisimportant scientific event ofthesame decade.
1-ll
2
Differential Calculus ofVector Fields
2-1Understanding physics
Thephysicist needs afacility inlooking atproblems from several points of
view. Theexact analysis ofrealphysical problems isusually quite complicated,
andanyparticular physical situation maybetoocomplicated toanalyze directly
bysolving thedifferential equation. Butonecanstillgetaverygood ideaofthe
behavior ofasystem ifonehassome feelforthecharacter ofthesolution indiffer-
entcircumstances. Ideas such asthefieldlines, capacitance, resistance, andin-
ductance are,forsuch purposes, veryuseful. Sowewillspend much ofourtime
analyzing them. Inthiswaywewillgetafeelastowhat should happen indifferent
electromagnetic situations. Ontheother hand, none oftheheuristic models, such
asfieldlines, isreally adequate andaccurate forallsituations. There isonlyone
precise wayofpresenting thelaws, andthatisbymeans ofdifferential equations.
They have theadvantage ofbeing fundamental and, sofarasweknow, precise.
Ifyouhave learned thedifferential equations youcanalways goback tothem.
There isnothing tounlearn.
Itwilltake yousome time tounderstand what should happen indifferent
circumstances. You willhave tosolve theequations. Each time yousolve the
equations, youwilllearn something about thecharacter ofthesolutions. Tokeep
these solutions inmind, itwillbeuseful alsotostudy theirmeaning interms offield
linesandofother concepts. Thisisthewayyouwillreally “understand” theequa-
tions. That isthedifference between mathematics andphysics. Mathematicians,
orpeople whohaveverymathematical minds, areoften ledastray when “studying”
physics because theylosesight ofthephysics. They say:“Look, these differential
equations—-the Maxwell equations——are allthere istoelectrodynamics; itis
admitted bythephysicists thatthere isnothing which isnotcontained intheequa-
tions. Theequations arecomplicated, butafter allthey areonlymathematical
equations andifIunderstand them mathematically inside out,Iwillunderstand
thephysics inside out.” Only itdoesn’t work thatway. Mathematicians whostudy
physics with thatpoint ofview——and there have been many ofthem—usually
make little contribution tophysics and,infact, little tomathematics. They fail
because theactual physical situations intherealworld aresocomplicated thatitis
necessary tohave amuch broader understanding oftheequations.
What itmeans really tounderstand anequation—that is,inmore than a
strictly mathematical sense—was described byDirac. Hesaid: “Iunderstand what
anequation means ifIhave awayoffiguring outthecharacteristics ofitssolution
without actually solving it.”Soifwehave awayofknowing what should happen
ingiven circumstances without actually solving theequations, then we“under-
stand” theequations, asapplied tothese circumstances. Aphysical understanding
isacompletely unmathematical, imprecise, andinexact thing, butabsolutely neces-
saryforaphysicist.
'Ordinarily, acourse likethisisgiven bydeveloping gradually thephysical
ideas—by starting withsimple situations andgoing ontomore andmore compli-
cated situations. Thisrequires thatyoucontinuously forget things youpreviously
learned—-things thataretrueincertain situations, butwhich arenottrueingeneral.
Forexample, the“law” thattheelectrical force depends onthesquare ofthe
distance isnotalways true. Weprefer theopposite approach. Weprefer totake
firstthecomplete laws, andthen tostepback andapply them tosimple situa-
tions, developing thephysical ideas aswegoalong. Andthatiswhat wearegoing
todo.
2-12-1Understanding physics
2-2Scalar andvector fields-—T
andh
2-3Derivatives offields—the
gradient
2-4Theoperator V
2-5Operations withV
2-6Thedifierential equation of
heatflow
2-7Second derivatives ofvector
fields
2-8Pitfalls
Review: Chapter ll,Vol.I,Vectors
\§au~ar.a.n-1~'-I»-4-1
“I _> _
Ewe E ntud E.
QQMA.-r:u+\n.Ourapproach iscompletely opposite tothehistorical approach inwhich one
develops thesubject interms oftheexperiments bywhich theinformation was
obtained. Butthesubject ofphysics hasbeen developed overthepast200years
bysome veryingenious people, andaswehave onlyalimited timetoacquire our
knowledge, wecannot possibly cover everything theydid. Unfortunately oneof
thethings thatweshall have atendency toloseinthese lectures isthehistorical,
experimental development. Itishoped thatinthelaboratory some ofthislackcan
becorrected. You canalsofillinwhat wemust leave outbyreading theEncy-
clopedia Brittanica, which hasexcellent historical articles onelectricity andon
other parts ofphysics. Youwillalsofindhistorical information inmany textbooks
onelectricity andmagnetism.
2-2Scalar andvector fields—T andIt
Webegin nowwiththeabstract, mathematical view ofthetheory ofelectricity
andmagnetism. Theultimate ideaistoexplain themeaning ofthelawsgiven in
Chapter l.Buttodothiswemust firstexplain anewandpeculiar notation that
wewant touse. Soletusforget electromagnetism forthemoment anddiscuss the
mathematics ofvector fields. Itisofverygreat importance, notonlyforelectro-
magnetism, butforallkinds ofphysical circumstances. Justasordinary differential
andintegral calculus issoimportant toallbranches ofphysics, soalsoisthe
differential calculus ofvectors. Weturntothatsubject.
Listed below areafewfacts from thealgebra ofvectors. Itisassumed that
youalready know them.
A-B=scalar =/4,8,, +A,,B,, +A,B, (2.1)
AXB=vector (2.2)
E XB): =A::B1l '_A1181:an '
(AXB),=A,,B, —A,B,,
(A><B)u=AzB:z__AxBz
G AB co an
HIJlKlLMN
0\>QRs1r\u
VWXVZA><A=0 (2.3)
A-(A><B)=0 (2.4)
A-(B,><c)=(A><B)-C (2.5)
A><(B><c)=B(A~C) —C(A-B) (2.6)
swdl buy“ “N ¢ |I, Also wewillwant tousethetwofollowing equalities from thecalculus:
R.A-
8~ii)3
0 fa t,
1:-Ar xlzllwvt
ILA-I.0~
1-I1- J G I 1, mwm=%m+gw+gM on
02f_a’f
mrnn Q”
Thefirst equation (2.7) is,ofcourse, true only inthelimit that Ax,Ay,andAz
gotoward zero.
Thesimplest possible physical fieldisascalar field. Byafield, youremember,
wemean aquantity which depends upon position inspace. Byascalar field we
merely mean afield which ischaracterized ateach point byasingle number—a
scalar. Ofcourse thenumber maychange intime, butweneed notworry about
thatforthemoment. Wewilltalkabout what thefieldlooks likeatagiven instant.
Asanexample ofascalar field, consider asolid block ofmaterial which hasbeen
heated atsome places andcooled atothers, sothatthetemperature ofthebody
varies from point topoint inacomplicated way. Then thetemperature willbea
function ofx,y,andz,theposition inspace measured inarectangular coordinate
system. Temperature isascalar field.
2-2
vi
Hot
//
-40°
'2'4T/ T-30°T(X,y,1) )
Cold I “=20.
'+iT... 0 |God
x
Onewayofthinking about scalar fields istoimagine “contours” which are
imaginary surfaces drawn through allpoints forwhich thefieldhasthesame value,
justascontour linesonamapconnect points withthesame height. Foratempera-
turefieldthecontours arecalled “isothermal surfaces” orisotherms. Figure 2-1
illustrates atemperature field andshows thedependence ofTonxandywhen
z=0.Several isotherms aredrawn.
There arealsovector fields. Theideaisverysimple. Avector isgiven foreach
point inspace. Thevector varies from point topoint. Asanexample, consider a
rotating body. Thevelocity ofthematerial ofthebody atanypoint isavector
which isafunction ofposition (Fig. 2—2). Asasecond example, consider thefiow
ofheatinablock ofmaterial. Ifthetemperature intheblock ishighatoneplace
andlowatanother, there willbeaflowofheatfrom thehotter places tothecolder.
Theheatwillbeflowing indifferent directions indifferent parts oftheblock. The
heatflowisadirectional quantity which wecallh.Itsmagnitude isameasure of
how much heat isflowing. Examples oftheheat fiow vector arealsoshown
inFig.2-1.
Y
T2
h
A0
Tnheotflow
7
Let’s make amore precise definition ofh:Themagnitude ofthevector heat
flowatapoint istheamount ofthermal energy thatpasses, perunittimeandper
unitarea, through aninfinitesimal surface element, atright angles tothedirection
offlow. Thevector points inthedirection offlow(seeFig.2-3). Insymbols: IfAJ
isthethermal energy thatpasses perunittimethrough thesurface element Aa,thenZ
AJh=E1¢,, (2.9)
where e;isaunitvector inthedirection offlow.
Thevector Ircanbedefined inanother way——in terms ofitscomponents. We
askhowmuch heatfiows through asmall surface atanyangle withrespect tothe
flow. InFig.2-4weshow asmall surface A02inclined withrespect toA01,which
isperpendicular totheflow. Theunitvector nisnormal tothesurface Aaz. The
2-3Fig.2-1. Temperature Tisonexample ofo
scalar field. With each point lx,y,z)inspace
there isassociated 0number T(x,y,z).Allpoints on
thesurface marked T=20°(shown asocurve at
= z=O)areofthesome temperature. Thearrows
> aresamples oftheheat flow vector ll.
_’_,'A’, .w\- .
.-\' .'/.".' §’ ,7 \
~. - ~
2"IO-OIiTION
Fig.2-2. Thevelocity oftheatoms
inurotating object isanexample ofo
vector field.
Fig.2-3. Heot flow isovector field. Thevector
hpoints along thedirection oftheflow. Itsmagni-
tude istheenergy transported perunittimeacross o
surface element oriented perpendicular totheflow,
divided bythearea ofthesurface element.
I1
\\9
,/'l&\ hf
at
A02
Fig.2-4. Thehoof flow through A03
isthesome asthrough Acn.
angle 6between nandhisthesame astheangle between thesurfaces (since hisnor-
maltoAal). Now what istheheatflowperunitareathrough Aa2? Theflow
through Aa2isthesame asthrough Aal; only theareas aredifferent. Infact,
Aal=Aa2cos6.Theheatflowthrough Aa2is
—A~'£= £cos6= h-n. (2.10)A02 Aal
Weinterpret thisequation: theheatflow(perunittimeandperunitarea) through
anysurface element whose unitnormal..is n,isgiven byh-n.Equally, wecould
say:thecomponent oftheheatflowperpendicular tothesurface element Aa2is
h-n.Wecan,ifwewish, consider thatthese statements define h.Wewillbeapply-
ingthesame ideas toother vector fields.
2-3Derivatives offields-—the gradient
When fields varyintime, wecandescribe thevariation bygiving their deriva-
tiveswithrespect tot.Wewant todescribe thevariations withposition inasimilar
way, because weareinterested intherelationship between, say,thetemperature in
oneplace andthetemperature atanearby place. How shallwetakethederivative
ofthetemperature with respect toposition? Dowedifferentiate thetemperature
withrespect tox?Orwithrespect toy,or2?
Useful physical laws donotdepend upon theorientation ofthecoordinate
system. They should, therefore, bewritten inaform inwhich either both sides are
scalars orboth sides arevectors. What isthederivative ofascalar field, say
OT/6x? Isitascalar, oravector, orwhat? Itisneither ascalar noravector, as
youcaneasily appreciate, because ifwetook adifferent x-axis, 8T/6x would cer-
tainly bedifferent. Butnotice: Wehave three possible derivatives: 8T/6x, 6T/6y,
and6T/62. Since there arethree kinds ofderivatives andweknow thatittakes
three numbers toform avector, perhaps these three derivatives arethecomponents
ofavector:
6T8T6T l5,5595) —avector.
Ofcourse itisnotgenerally truethatanythree numbers form avector. Itis
trueonlyif,when werotate thecoordinate system, thecomponents ofthevector
transform among themselves inthecorrect way. Soitisnecessary toanalyze how
these derivatives arechanged byarotation ofthecoordinate system. Weshall
show that(2.11) isindeed avector. Thederivatives dotransform inthecorrect
waywhen thecoordinate system isrotated.
Wecanseethisinseveral ways. Onewayistoaskaquestion whose answer is
independent ofthecoordinate system, andtrytoexpress theanswer inan“in-
variant” form. Forinstance, ifS=A'B,andifAandBarevectors, wekn0w—
because weproved itinChapter llofVol.I—that Sisascalar. Weknow thatS
isascalar without investigating whether itchanges with changes incoordinate
systems. Itcan’t, because it’sadotproduct oftwovectors. Similarly, ifweknow
thatAisavector, andwehavethree numbers B1,B2,andB3,andwefindoutthat
A,B1 +A,,B2 —l-A,B3 =S, (2.12)
where Sisthesame foranycoordinate system, then itmust bethatthethree
numbers B1,B2,B3arethecomponents B2,Bu,B,ofsome vector B.
Now let’sthink ofthetemperature field. Suppose wetaketwopoints P1and
P2,separated bythesmall interval AR. Thetemperature atP1isT1andatP2is
T2,andthedifference AT=T2—T1.Thetemperatures atthese real, physical
points certainly donotdepend onwhat axiswechoose formeasuring thecoordi-
nates. Inparticular, ATisanumber independent ofthecoordinate system. Itisa
scalar.
2-4
Ifwechoose some convenient setofaxes, wecould write T1=T(x,y,z)and
T2=T(x+Ax,y+Ay,z+Az),where Ax,Ay,andAzarethecomponents of
thevector AR(Fig. 2-5). Remembering Eq.(2.7), wecanwrite
8T 6T 8T
TheleftsideofEq.(2.13) isascalar. Theright sideisthesumofthree products
withAx,Ay,andAz,which arethecomponents ofavector. Itfollows thatthe
three numbers
fiilfl6x0y62
arealsothex-,y-,andz-components ofavector. Wewrite thisnewvector with
thesymbol VT.Thesymbol V(called “del”) isanupside-down A,andissupposed
toremind usofdifferentiation. People read VTinvarious ways: “del-T,” or
“gradient ofT,”or“grad T;”
er6T6T*gradT= VT= (2.14)
Using thisnotation, wecanrewrite Eq.(2.13) inthemore compact form
AT=VT-AR. (2.15)
Inwords, thisequation saysthatthedifference intemperature between twonearby
points isthedotproduct ofthegradient ofTandthevector displacement between
thepoints. Theform ofEq.(2.15) alsoillustrates clearly ourproof above that
VTisindeed avector.
Perhaps youarestillnotconvinced? Let’s prove itinadifferent way. (Al-
though ifyoulookcarefully, youmaybeabletoseethatit’sreally thesame proof
inalonger-winded form!) Weshallshow thatthecomponents ofVTtransform in
justthesame waythatcomponents ofRdo.Iftheydo,VTis avector according to
ouroriginal definition ofavector inChapter llofVol.I.Wetakeanewcoordi-
natesystem x’,y’,z’,andinthisnewsystem wecalculate 6T/6x’, 6T/By’, and
6T/62’. Tomake things alittlesimpler, weletz=z’,sothatwecanforget about
thez-coordinate. (You cancheck outthemore general caseforyourself.)
Wetakeanx'y’-system rotated anangle 0withrespect tothexy-system, as
inFig.2-6(a). Forapoint (x,y)thecoordinates intheprime system are
x’=xcos0 +ysin 0, (2.16)
y’=——xsin0+ycos 0. (2.17)
Or,solving forxandy,
x=x’cos0—y’sin0, (2.18)
y=x’sin0+y’cos9. (2.19)
Ifanypairofnumbers transforms withthese equations inthesame waythatx
andydo,theyarethecomponents ofavector.
Now let’slook atthedifference intemperature between thetwonearby
points P1andP2,chosen asinFig.2—6(b). Ifwecalculate with thex-andy-
coordinates, wewould write
BTAT-5;Ax (2.20)
—-since Ayiszero.
"‘Inournotation, theexpression (a,b,c)represents avector with components a,b,
andc.Ifyouliketousetheunitvectors i,j,andk,youmaywrite
,aT .ar ar
vT"ox+'ay+"az'
2-5Y
\\,1\/5%-9->~<
F___l\\_-D\\1'-‘T-aIl|I>||Ix|l1Il_i___l>l
‘<\\,,-viii~L___J~'<’f_
X
AX
AZ/Q 'l_\_ _‘u’
/K \@
Z
Fig.2-5. Thevector AR,whose com-
ponents areAx,Ay,andAz.
yl H tn)
-——L-/ PI
--;»’ ,YYXI
\e
X
vly’ (bl
A//x'j9’\\BY'
-< —— —$
Pl 4* P2
xl
X
Fig.2-6. lo)Transformation toa
rotated coordinate system. lb)Special
case ofaninterval ARparallel tothe
x-axis.
Ifwechoose some convenient setofaxes, wecould write T1=T(x,y,z)and
T2=T(x+Ax,y+Ay,z+Az),where Ax,Ay,andAzarethecomponents of
thevector AR(Fig. 2-5). Remembering Eq.(2.7), wecanwrite
6T 6T 8T
TheleftsideofEq.(2.13) isascalar. Theright sideisthesumofthree products
withAx,Ay,andAz,which arethecomponents ofavector. Itfollows thatthe
three numbers
EEEBx6y62
arealsothex-,y-,andz-components ofavector. Wewrite thisnewvector with
thesymbol VT.Thesymbol V(called “de1”) isanupside-down A,andissupposed
toremind usofdifferentiation. People read VTinvarious ways: “del-T,” or
“gradient ofT,”or“grad T;”
erara:r*gI'adT= VT: <33:-’Fy-’3;)'
Using thisnotation, wecanrewrite Eq.(2.13) inthemore compact form
AT=VT-AR. (2.15)
Inwords, thisequation saysthatthedifference intemperature between twonearby
points isthedotproduct ofthegradient ofTandthevector displacement between
thepoints. Theform of‘Eq.(2.15) alsoillustrates clearly ourproof above that
VTisindeed avector.
Perhaps youarestillnotconvinced? Let’s prove itinadifferent way. (Al-
though ifyoulookcarefully, youmaybeabletoseethatit’sreally thesame proof
inalonger-winded form!) Weshallshow thatthecomponents ofVTtransform in
justthesame waythatcomponents ofRdo.Iftheydo,VTis avector according to
ouroriginal definition ofavector inChapter llofVol.I.Wetakeanewcoordi-
natesystem x’,y’,2',andinthisnewsystem wecalculate 6T/6x’, 6T/6y’, and
6T/62’. Tomake things alittlesimpler, weletz=z’,sothatwecanforget about
thez-coordinate. (You cancheck outthemore general caseforyourself.)
Wetakeanx'y’-system rotated anangle 0withrespect tothexy-system, as
inFig.2-6(a). Forapoint (x,y)thecoordinates intheprime system are
x’=xcos0 +ysin 0, (2.16)
y’=-—xsin0+ycos 0. (2.17)
Or,solving forxandy,
x=x’cos0—y’sin0, (2.18)
y=x’sin0+y’cos9. (2.19)
Ifanypairofnumbers transforms with these equations inthesame waythatx
andydo,theyarethecomponents ofavector.
Now let’slook atthedifference intemperature between thetwonearby
points P1andP2,chosen asinFig.2—6(b). Ifwecalculate with thex-andy-
coordinates, wewould write
BTAT--6;Ax (2.20)
—since Ayiszero.
*Inournotation, theexpression (a,b,c)represents avector with components a,b,
andc.Ifyouliketousetheunitvectors i,j,andk,youmaywrite
,8T .8T BTVT-r0x+1ay+kaz.
2-5Y
\\\/5%-3-I»<
F___l\\_-D\\1—-*-alll
l>||ixIl1Il_p__bl
expg,~L___J~'<’ \ F‘
X
AXAz/" 11“ _""/K \;
z
Fig.2-5. Thevector AR,whose com-
ponents areAx,Ay,andAz.
y’ yf tn)
-——L/'> PI
-'? '
YrXI
\e
X
rtY’ (bl
A
,’x’3p’\\4Y'I<—— -1
PI N‘ P2
xl
X
Fig.2-6. lo)Transformation toa
rotated coordinate system. lb)Special
case ofaninterval ARparallel tothe
x-axis.
What would acomputation intheprime system give? Wewould havewritten
_6T ,6T ,AT-WAx+by,Ay. (2.21)
Looking atFig.2—6(b), weseethat
Ax’=Axcos0 (2.22)
and
Ay'=—~Ax sin6, (2.23)
since Ayisnegative when Axispositive. Substituting these inEq.(2.21), wefind
that
AT= Axcos0—5%:Axsin0 (2.24)
= cos0—ST?sin0)Ax. (2.25)
Comparing Eq.(2.25) with (2.20), weseethat
6T 6T 6T.5 —Ix-; CQS 0—5-J7 S111 0.
This equation saysthat8T/6x isobtained from 6T/6x’ and6T/6y’, justasxis
obtained from x’andy’inEq.(2.18). So6T/6x isthex-component ofavector.
Thesame kindofarguments would show that6T/6y and8T/62 arey-andz-com-
ponents. SoVTisdefinitely avector. Itisavector fieldderived from thescalar
fieldT.
2-4Theoperator V
Now wecandosomething thatisextremely amusing andingenious-—and
characteristic ofthethings that make mathematics beautiful. The argument that
grad T,orVT,isavector didnotdepend upon what scalar field wewere differ-
entiating. Allthearguments would gothesame ifTwere replaced byanyscalar
field. Since thetransformation equations arethesame nomatter what wediffer-
entiate, wecould justaswell omit theTandreplace Eq.(2.26) bytheoperator
equation
6 O 6.5;-5;;cos0-3-y-,Sll'16. (2.27)
Weleave theoperators, asJeans said, “hungry forsomething todifferentiate.”
Since thedifferential operators themselves transform asthecomponents ofa
vector should, wecancallthem components ofavector operator. Wecanwrite
6 66V-(6;-swaa) 1 (2.28)
which means, ofcourse,
6 6 6= -1 9 = -- q = 1 - 2'
V’ 6x V” 6y V‘ 62 (29)
Wehave abstracted thegradient away from theT—-that isthewonderful idea.
You must always remember, ofcourse, that Visanoperator. Alone, it
means nothing. IfVbyitself means nothing, what does itmean ifwemultiply
itbyascalar-—say T—to gettheproduct TV? (One canalways multiply avector
byascalar.) Itstilldoes notmean anything. Itsx-component is
aT5. (2.30)
which isnotunumber, butisstillsome kind ofoperator. However. according to
thealgebra ofvectors wewould stillcallTVavector.
2-6
Now let’smultiply Vbyascalar ontheother side,sothatwehave theproduct
(VT). Inordinary algebra
TA=AT, (2.31)
butwehave toremember thatoperator algebra isalittle different from ordinary
vector algebra. With operators wemust always keep thesequence right, sothat
theoperations make proper sense. Youwillhavenodifficulty ifyoujustremember
thattheoperator Vobeys thesame convention asthederivative notation. What is
tobedifferentiated must beplaced ontheright oftheV.Theorder isimportant.
Keeping inmind thisproblem oforder, weunderstand thatTVisanoperator,
buttheproduct VTisnolonger ahungry operator; theoperator iscompletely
satisfied. Itisindeed aphysical vector having ameaning. Itrepresents thespatial
rateofchange ofT.Thex-component ofVTishowfastTchanges inthex-direc-
tion. What isthedirection ofthevector VT? Weknow thattherateofchange of
Tinanydirection isthecomponent ofVTinthatdirection (seeEq.2.15). lt
follows thatthedirection ofVTisthatinwhich ithasthelargest possible com-
ponent—in other words, thedirection inwhich Tchanges thefastest. Thegradient
ofThasthedirection ofthesteepest uphill slope (inT).
2-5Operations withV
Canwedoanyother algebra withthevector operator V?Letustrycombining
itwith avector. Wecancombine twovectors bymaking adotproduct. Wecould
make theproducts
(avector) -V, or V-(avector).
Thefirst onedoesn’t mean anything yet,because itisstillanoperator. What it
might ultimately mean would depend onwhat itismade tooperate on. The
second product issome scalar field. (A'Bisalways ascalar.)
Let’s trythedotproduct ofVwith avector field weknow, sayh.Wewrite
outthecomponents:
V-It=V,h,, +Vyhu +Vzh; (2.32)
or
ahahah.v-1»=7x“1+T;'+-5- (2.33)
Thesumisinvariant under acoordinate transformation. Ifwewere tochoose a
different system (indicated byprimes), wewould have*
__(iii 811,,’ 6h,’v’It_ax,+W+3?. (2.34)
which isthesame number aswould begotten from Eq.(2.33), even though it
looks different. That is.
V’-h =V-h (2.35)
{orevery point inspace. SoV-Iiisascalar field, which must represent some
physical quantity. You should realize thatthecombination ofderivatives in
V'hisrather special. There areallsorts ofother combinations likeOh,/6x,
which areneither scalars norcomponents ofvectors.
Thescalar quantity V-(avector) isextremely useful inphysics. Ithasbeen
given thename thedivergence. Forexample,
V-h=divh=“divergence ofIi.” (2.36)
MwedidforVT,wecanascribe aphysical significance toV~h.Weshall, how-
ever,postpone thatuntil later.
'Wethink ofhasaphysical quantity thatdepends onposition inspace, andnot
strictly asamathematical function ofthree variables. When Iiis“differentiated” with
respect tox,y,andz,orwithrespect tox’,y’,andz’,themathematical expression forIi
must firstbeexpressed asafunction oftheappropriate variables.
2-7
5'->-
‘(G09
FIQI
+
->
I
la-*1->l
(0)
>2»
h
Area
ISOTHERMALArea A
AA
T|+AT 1',
(bl
Fig. 2-7. (0) Heat flow through a
slab. (blAninfinitesimal slab parallel to
onisothermal surface inalarge block.First, wewish toseewhat elsewecancook upwith thevector operator V.
What about across product? Wemust expect that
VXIi=avector. (2.37)
Itisavector whose components wecanwrite bytheusual ruleforcross products
seeE.2.2:
‘q’ ea_an (V X,7): =Vrhy T"Vi/hr =ax ay~ (2.38)
Similarly,
tv><1|).=v,/1.-v./1,,=-96’? (2.39)
and
9%_92Fix(v></1),,=v.h.—v,h,=62 (2.40)
Thecombination VXhiscalled “thecurlofh.”Thereason forthename
andthephysical meaning ofthecombination willbediscussed later.
Summarizing, wehave three kinds ofcombinations withV:
VT =gradT =avector,
V'h =divh=ascalar,
VXh=curlh =avector.
Using these combinations, wecanwrite about thespatial variations offields ina
convenient way——in awaythatisgeneral, inthatitd0esn‘t depend onanyparticular
setofaxes.
Asanexample oftheuseofourvector differential operator V,wewrite aset
ofvector equations which contain thesame lawsofelectromagnetism thatwegave
inwords inChapter 1.They arecalled Maxwell's equations.
Maxwell’s Equations
1 -=11() VE 60
6B
(2)VXE=-‘at <2-41)(3) v~B=0
2 _§£ .1. (4)Cv><B_at+E0
wliere p(rho). the“electric charge density,” istheamount ofcharge perunit
volume, andj,the“electric current density," istherateatwhich charge flows
through aunitarea persecond. These four equations contain thecomplete
classical theory oftheelectromagnetic field. You seewhat anelegantly simple
form wecangetwithournewnotation!
2-6Thedifferential equation ofheat flow
Letusgiveanother example ofalawofphysics written invector notation.
Thelawisnotaprecise one, butformany metals andanumber ofother sub-
stances thatconduct heatitisquite accurate. Youknow thatifyoutakeaslabof
material andheat onefacetotemperature T2andcooltheother toadifferent
temperature T1,theheatwillflowthrough thematerial from T2toT1[Fig. 2-7(a)].
Theheatflowisproportional totheareaAofthefaces, andtothetemperature
difference. Itisalsoinversely proportional tod,thedistance between theplates.
(Foragiven temperature difference, thethinner theslabthegreater theheatflow.)
Letting Jbethethermal energy thatpasses perunittimethrough theslab,wewrite
J=,<(r2-T1)-‘:7 (2-42)
Theconstant ofproportionality K(kappa) iscalled thethermal conductivity.
2-8
What willhappen inamore complicated case? Sayinanodd-shaped block of
material inwhich thetemperature varies inpeculiar ways? Suppose welook ata
tinypiece oftheblock andimagine aslablikethatofFig.2-7(a) onaminiature
scale. Weorient thefaces parallel totheisothermal surfaces, asinFig.2—7(b), so
thatEq.(2.42) iscorrect forthesmall slab.
Iftheareaofthesmall slabisAA,theheatflowperunittimeis
AAAJ_KATE. (2.43)
where Asisthethickness oftheslab. Now AJ/AA wehave defined earlier asthe
magnitude ofh,whose direction istheheat flow. Theheat flow willbefrom
T1+ATtoward T1,andsoitwillbeperpendicular totheisotherms, asdrawn in
Fig.2—7(b). Also, AT/As isjusttherateofchange ofTwithposition. Andsince
theposition change isperpendicular totheisotherms, ourAT/As isthemaximum
rateofchange. Itis,therefore, justthemagnitude ofVT.New since thedirection
ofVTisopposite tothatofh,wecanwrite (2.43) asavector equation:
h=—KVT. (2.44)
(The minus sign isnecessary because heat flows “downhill” intemperature.)
Equation (2.44) isthedifferential equation ofheatconduction inbulk materials.
Youseethatitisaproper vector equation. Each sideisavector ifxisjustanum-
ber. Itisthegeneralization toarbitrary cases ofthespecial relation (2.42) for
rectangular slabs. Later weshould learn towrite allsorts ofelementary physics
relations like(2.42) inthemore sophisticated vector notation. This notation is
useful notonlybecause itmakes theequations looksimpler. Italsoshows most
clearly thephysical content oftheequations without reference toanyarbitrarily
chosen coordinate system.
2-7Second derivatives ofvector fields
Sofarwehave hadonlyfirstderivatives. Why notsecond derivatives? We
could have several combinations:
(=1)V'(VT)
(b)VX(VT)
(c) V(V-h) (2.45)
(d)v-(vXIi)
(e)VX(VXh)
Youcancheck thatthese areallthepossible combinations.
Let’s lookfirstatthesecond one,(b).Ithasthesame form as
A><(AT)= (AXA)T=0,
since AXAisalways zero. Soweshould have
curl(gradT) =VX(VT) =0. (2.46)
Wecanseehowthisequation comes about ifwegothrough once withthecom-
ponents:
[VX(vT)]= =Vw(vT)i/ "VU(VT)Z ,
86T 06T
=5(ail"a <2”)
which iszero(byEq.2.8). Itgoesthesame fortheother components. SoVX
(VT) =O,foranytemperature distribution-in fact,foranyscalar function.
2-9
Now letustake another example. Letusseewhether wecanfindanother
zero. Thedotproduct ofavector withacross product which contains thatvector
iszero:
A-(AXB)=0. (2.48)
because AXBisperpendicular toA,andsohasnocomponents inthedirection A.
Thesame combination appears in(d)of(2.45), sowehave
v-(v><II)=div(curlll)=0. (2.49)
Again, itiseasytoshow thatitiszerobycarrying through theoperations with
components.
Now wearegoing tostate twomathematical theorems thatwewillnotprove.
They areveryinteresting anduseful theorems forphysicists toknow.
Inaphysical problem _wefrequently findthatthecurlofsome quantity-say
ofthevector field A—is zero. Now wehave seen (Eq. 2.46) thatthe‘curl ofa
gradient iszero, which iseasytoremember because ofthewaythevectors work.
Itcould certainly be.then. thatAisthegradient ofsome quantity. because then
itscurlwould necessarily bezero. Theinteresting theorem isthatifthecurlAis
zero, thenAisalways thegradient ofsomething-—there issome scalar fieldtlr(psi)
such thatAisequal togradlb.Inother words, wehave the
THEOREMI
If VXA=0
there isa i//
such that A=Vih. (2.50)
There isasimilar theorem ifthedivergence ofAiszero. Wehave seenin
Eq.(2.49) thatthedivergence ofacurlofsomething isalways zero. Ifyoucome
across avector fieldDforwhich divDiszero, thenyoucanconclude thatDis
thecurlofsome vector field C.
THEOREM:
If V-D=O
there isa C
such that D=VXC. (2.51)
Inlooking atthepossible combinations oftwoVoperators, wehave found
thattwoofthem always givezero. Now welook attheones thatarenotzero.
Take thecombination V-(VT), which wasfirstonourlist. ltisnot,ingeneral,
zero. Wewrite outthecomponents:
vT=v,T+v,,T+v,T.Then
VI =Vr(VrT) "l'Vi;(Vi/T) +Vz(V:T)
.327" azr a=’T _€;§+5F-1-452-2, (2.52)
which would, ingeneral, come outtobesome number. Itisascalar field.
Youseethatwedonotneed tokeep theparentheses, butcanwrite, without
anychance ofconfusion,
v-(VT)=v-VT=(v-v)T=V22". (2.53)
WelookatV2asanewoperator. Itisascalar operator. Because itappears often
inphysics, ithasbeen given aspecial name-—the Lap/acian.
. 0* a’ a‘Laplacian =V2=Z)-J-(-5-l-5}-2+(-3?~ (2.54)
2-10
Since theLaplacian isascalar operator, wemayoperate withitonavector-
bywhich wemean thesame operation oneach component inrectangular coor-
dinates:
V21:=(V2h,, V2h,,,V2h,).
Let’s look atonemore possibility: VX(VXh),which was(e)inthelist
(2.45). Now thecurlofthecurlcanbewritten differently ifweusethevector
equality (2.6):
AX(BXC)=B(A -C)—C(A -B). (2.55)
Inorder tousethisformula, weshould replace AandBbytheoperator Vand
putC=ll.Ifwedothat, weget
v><(V><h)=v(v-h)-h(v-v)...??'!
Wait aminute! Something iswrong. The first twoterms arevectors allright
(theoperators aresatisfied), butthelastterm doesn’t come outtoanything. It’s
stillanoperator. Thetrouble isthatwehaven’t beencareful enough about keeping
theorder ofourterms straight. Ifyoulook again atEq.(2.55), however, yousee
thatwecould equally wellhave written itas
AX(BXC)=B(A-C)—(A-B)C. (2.56)
Theorder ofterms looks better. Now let’smake oursubstitution in(2.56). Weget
VX(VXh)=V(V~Ia)—(V-V)h. (2.57)
Thisform looks allright. Itis,infact,correct, asyoucanverify bycomputing the
components. Thelastterm istheLaplacian, sowecanequally wellwrite
vX(v><h)=V(V'h) —V211. (2.58)
Wehave hadsomething tosayabout allofthecombinations inourlistof
double V’s,except for(c),V(V-h).Itisapossible vector field, butthere isnothing
special tosayabout it.It’sjustsome vector fieldwhich mayoccasionally come up.
Itwillbeconvenient tohave atable ofourconclusions:
(a) V-(VT) =V2T=ascalar field
(b) VX(VT) =0
(c) V(V-I1)=avector field
(d) V'(VXh)=0
(e)VX(VXh)=V(V'h)—-V21:
(f) (V-V)h=V2]:=avector field(2.59)
Youmaynotice thatwehaven’t tried toinvent anewvector operator (VXV).
Doyouseewhy?
2-8Pitfalls
Wehave been applying ourknowledge ofordinary vector algebra tothealge-
braoftheoperator V.Wehave tobecareful, though, because itispossible togo
astray. There aretwopitfalls which wewillmention, although theywillnotcome
upinthiscourse. What would yousayabout thefollowing expression, thatin-
volves thetwoscalar functions 1,0and¢(Phi):
(V1//)><(V¢)?
Youmight want tosay:itmust bezerobecause it’sjustlike
(Aa)><(Ab),
2-11
which iszerobecause thecrossproduct oftwoequalvectors AXAisalways zero.
Butinourexample thetwooperators Varenotequal! Thefirstoneoperates on
onefunction, ti/;theother operates onadifferent function, ¢.Soalthough werep-
resent them bythesame symbol V,theymust beconsidered asdifl'erent operators.
Clearly, thedirection ofV¢depends onthefunction ¢,soitisnotlikely tobe
parallel toV¢.
(V¢) X(V¢) ¢0(generally).
Fortunately, wewon’t have tousesuch expressions. (What wehave saiddoesn't
change thefactthatVXVill=0foranyscalar field, because here both V’s
operate onthesame function.)
Pitfall number two(which, again, weneed notgetintoinourcourse) isthe
following: Therules thatwehave outlined herearesimple andnicewhen weuse
rectangular coordinates. Forexample, ifwehave V2]:andwewant thex-com-
ponent, itis
2 2 2
(vet),= +5%+ /1,=v’/1,. (2.60)
Thesame expression would notwork ifwewere toaskfortheradial component
ofV"h. Theradial component ofV2];isnotequal toV2/1,. Thereason isthat
when wearedealing withthealgebra ofvectors, thedirections ofthevectors are
allquite definite. Butwhen wearedealing withvector fields, their directions are
different atdifferent places. lfwetrytodescribe avector fieldin,say,polar coordi-
nates, what wecallthe“radial” direction varies from point topoint. Sowecan
getintoalotoftrouble when westart todifferentiate thecomponents. Forex-
ample, even foracom-tan! vector field. theradial component changes from point
topoint.
Itisusually safest andsimplest justtostick torectangular coordinates and
avoid trouble. butthere isoneexception worth mentioning: Since theLaplacian
V2,isascalar, wecanwrite itinanycoordinate system wewant to(forexample,
inpolar coordinates). Butsince itisadifferential operator, weshould useitonly
onvectors whose components areinafixed direction—that means rectangular
coordinates. Soweshall express allofourvector fields interms oftheir x-,y-,
andz-components when wewrite ourvector differential equatlons outincom-
ponents.
2—I2
3
Vector Integral Calculus
3-1Vector integrals; thelineintegral ofVlll‘
Wefound inChapter 2that there were various ways oftaking derivatives of
fields. Some gave vector fields; some gave scalar fields. Although wedeveloped
many different formulas, everything inChapter 2could besummarized inonerule:
theoperators 6/6x, 6/dy, and6/dz arethethree components ofavector operator
V.Wewould nowliketogetsome understanding ofthesignificance ofthederiva-
tivesoffields. Wewillthenhave abetter feeling forwhat avector fieldequation
means.
Wehave already discussed themeaning ofthegradient operation (Vona
scalar). Now weturn tothemeanings ofthedivergence andcurloperations.
Theinterpretation ofthese quantities isbestdone interms ofcertain vector
integrals andequations relating such integrals. These equations cannot, unfor-
tunately, beobtained from vector algebra bysome easysubstitution, soyouwill
justhave tolearn them assomething new. Ofthese integral formulas, oneis
practically trivial, buttheother twoarenot. Wewillderive them andexplain their
implications. Theequations weshall study arereally mathematical theorems.
They willbeuseful notonlyforinterpreting themeaning andthecontent ofthe
divergence andthecurl, butalsoinworking outgeneral physical theories. These
mathematical theorems are,forthetheory offields, what thetheorem ofthecon-
servation ofenergy istothemechanics ofparticles. General theorems likethese
areimportant foradeeper understanding ofphysics. Youwillfind, though, that
theyarenotveryuseful forsolving problems——except inthesimplest cases. Itis
delightful, however, thatinthebeginning ofoursubject there willbemany simple
problems which canbesolved with thethree integral formulas wearegoing to
treat. Wewillsee,however, astheproblems getharder, thatwecannolonger use
thesesimple methods.
Wetake upfirstanintegral formula involving thegradient. Therelation
contains averysimple idea: Since thegradient represents therateofchange ofa
fieldquantity, ifweintegrate thatrateofchange, weshould getthetotal change.
Suppose wehave thescalar field ¢(x,y,z).Atanytwopoints (l)and(2),the
function ll!willhave thevalues ¢(l)and¢(2), respectively. [Weuseaconvenient
notation, inwhich (2)represents thepoint (x2,yz,22)and(b(2)means thesame
thing as\//(X2, yg,22).] IfI‘(gamma) isanycurve joining (1)and(2),asinFig.3-1,
thefollowing relation istrue:
Tmaonm 1. <1’)
¢(2)—¢(1)=1“) (Vii/)'d& (3-1)
along I‘
Theintegral isalineintegral, from (1)to(2)along thecurve I‘,ofthedotproduct
ofVi]/—a vector——with ds—another vector which isaninfinitesimal lineelement
ofthecurve I‘(directed away from (1)andtoward (2)).
First, weshould review what wemean byalineintegral. Consider ascalar
function f(x,y,z),andthecurve I‘joining twopoints (1)and(2).Wemark olf
thecurve atanumber ofpoints andjointhese points bystraight-line segments, as
Il1OWn inFig.3-2. Each segment hasthelength As,,where iisanindex thatruns
l,2,3,...Bythelineintegral
<2>
f fds(1)along I‘
3-13-1Vector integrals; theline
integral ofV\I/'
3-2Thefluxofavector field
3-3Thefluxfrom acube; Gauss’
theorem
3-4Heat conduction; thediffusion
equation
3-5Thecirculation ofavector field
3-6Thecirculation around asquare;
Stokes’ theorem
3-7Curl-free anddivergence-free
fields
3-8Summary
V\l'(2)
Curve I‘
ds
[ll
Fig.3—l. Theterms used inEq.(3.1).
Thevector V¢isevaluated attheline
element di.
W.tvvi.K/\ (2)
/1
Curve I‘I
Ass Ast
A$| C
lll Ob
A52
Fig.3-2. The line integral isthe
limitofctsum.
.::::::. Z h
........///)\\)d “
///‘;-3
ri-
\§r§*i"
Fig. 3-3. The closed surface S
defines thevolume V.Theunitvector n
istheoutward normal tothesurface
element do,andIIistheheat-flow vector
atthesurface element.wemean thelimit ofthesum
Asia
where f,isthevalue ofthefunction attheithsegment. Thelimiting value iswhat
thesumapproaches asweaddmore andmore segments (inasensible way, sothat
thelargest As,—>0).
Theintegral inourtheorem, Eq.(3.1), means thesame thing, although it
looks alittle different. Instead off,wehave another scalar—the component of
Vrbinthedirection ofAs.Ifwewrite (Vt;/), forthistangential component, itis
clear that
(V11), As=(Vtk) -As. (3.2)
Theintegral inEq.(3.1)means thesumofsuch terms.
Now let’sseewhyEq.(3.1) istrue. InChapter 1,weshowed thatthecom-
ponent ofVrpalong asmall displacement ARwastherateofchange of(0inthe
direction ofAR. Consider thelinesegment Asfrom (1)topoint ainFig.3-2.
According toourdefinition,
AW1 =Ma) —WU) =(Vt/‘)1 ‘A-t'1- (3-3)
Also, wehave
if/(b)—¢(¢1)=(W/)2 'A82. (3-4)
where, ofcourse, (Vi!/)1 means thegradient evaluated atthesegment Asl,and
(V¢)2, thegradient evaluated atAs-2. IfweaddEqs.(3.3) and(3.4), weget
v(b)—1!/(1)=(W/)1'As1 +(Vll’)2'A$2- (3-5)
Youcanseethatifwekeep adding suchterms, wegettheresult
1!/(2)-((1)=Z(W/)r 'A-rt (3-6)
Theleft-hand sidedoesn’t depend onhowwechoose ourintervals—if (1)and(2)
arekeptalways thesame—so wecantakethelimit oftheright-hand side. Wehave
therefore proved Eq.(3.1).
Youcanseefrom ourproof thatjustastheequality doesn’t depend onhow
thepoints a,b,c,...,arechosen, similarly itdoesn’t depend onwhat wechoose
forthecurve Ftojoin(1)and(2).Ourtheorem iscorrect foranycurve from (1)
to(2).
Oneremark onnotation: Youwillseethatthere isnoconfusion ifwewrite,
forconvenience,
(Val/) -ds=Val-ds. (3.7)
With thisnotation, ourtheorem is
THEOREM l. <2)
1!/(2)—¢(1)=fa) Val'dc (3-3)
any curve from
(1)to(2)
3-2Thefluxofavector field
Before weconsider ournextintegral theorem—a theorem about thedivergence
—we would liketostudy acertain ideawhich hasaneasily understood physical
significance inthecaseofheatflow. Wehavedefined thevector It,which represents
theheatthatflows through aunitareainaunittime. Suppose thatinside ablock
ofmaterial wehavesome closed surface Swhich encloses thevolume V(Fig. 3-3).
Wewould liketofindouthowmuch heatisflowing outofthisvolume. Wecan,
ofcourse, finditbycalculating thetotal heatflowoutofthesurface S.
Wewrite dafortheareaofanelement ofthesurface. Thesymbol stands for
atwo-dimensional differential. If,forinstance, theareahappened tobeinthe
xy-plane wewould have
da=dxdy.
3-2
Later weshall have integrals over volume andforthese itisconvenient tocon-
sider adifferential volume thatisalittle cube. Sowhen wewrite dVwemean
dV=dxdydz.
Some people liketowrite dzainstead ofdatoremind themselves thatitis
kind ofasecond-order quantity. They would alsowrite d3Vinstead ofdV. We
willusethesimpler notation, andassume thatyoucanremember thatanarea
hastwodimensions andavolume hasthree.
Theheatflowoutthrough thesurface element daistheareatimes thecom-
ponent ofhperpendicular toda.Wehavealready defined nasaunitvector pointing
outward atright angles tothesurface (Fig. 3-3). Thecomponent ofhthatwe
want is
h,,=h-n. (3.9)
Theheatflowoutthrough daisthen
h-nda. (3.10)
Togetthetotal heatflowthrough anysurface wesumthecontributions from all
theelements ofthesurface. Inother words, weintegrate (3.10) over thewhole
surface:
Total heatflowoutward through S=ISh-nda. (3.11)
Wearealsogoing tocallthissurface integral “thefluxofhthrough thesur-
face.” Originally theword fluxmeant flow, sothatthesurface integral justmeans
theflowofhthrough thesurface. Wemaythink: histhe“current density” of
heatflowandthesurface integral ofitisthetotal heatcurrent directed outofthe
surface; thatis,thethermal energy perunittime(joules persecond).
Wewould liketogeneralize thisideatothecasewhere thevector does not
represent theflowofanything; forinstance, itmight betheelectric field. Wecan
certainly stillintegrate thenormal component oftheelectric fieldoveranareaif
wewish. Although itisnottheflowofanything, westillcallitthe“flux.” Wesay
Flux ofE through thesurface S=IE-nda. (3.12)s
Wegeneralize theword “flux” tomean the“surface integral ofthenormal com-
ponent” ofavector. Wewillalsousethesame definition even when thesurface
considered isnotaclosed one,asitishere.
Returning tothespecial caseofheatflow, letustake asituation inwhich
heatisconserved. Forexample, imagine some material inwhich after aninitial
heating nofurther heatenergy isgenerated orabsorbed. Then, ifthere isanet
heatflow outofaclosed surface, theheat content ofthevolume inside must
decrease. So,incircumstances inwhich heatwould beconserved, wesaythat
.__£’_Q. /shnda- dt, (3.13)
where Qistheheatinside thesurface. TheheatfluxoutofSisequal tominus the
rateofchange withrespect totimeofthetotal heatQinside ofS.Thisinterpreta-
tionispossible because wearespeaking ofheatflowandalsobecause wesupposed
thattheheat wasconserved. Wecould not,ofcourse, speak ofthetotal heat
inside thevolume ifheatwere being generated there.
Now weshall point outaninteresting factabout thefiuxofanyvector. You
maythink oftheheatflowvector ifyouwish, butwhat wesaywillbetrueforany
vector fieldC.Imagine thatwehave aclosed surface Sthatencloses thevolume V.
Wenowseparate thevolume intotwoparts bysome kind ofa“cut,” asinFig.
3-4. Now wehave twoclosed surfaces andvolumes. Thevolume V1isenclosed
inthesurface S1,which ismade upofpartoftheoriginal surface S,andofthe
surface ofthecut,Sub. Thevolume V2isenclosed byS2,which ismade upof
therestoftheoriginal surface Si,andclosed ofl'bythecutSa_b-Now consider the
3-3
Fig.3-4. Avolume Vcontained inside thesurface
Sisdivided intotwopieces byu"cut" atthesurface
$111,. Wenow have thevolume V1enclosed inthe
surface $1=Sq+subandthevolume V;enclosed
inthesurface S2=Si,-l—Sub.
(X,HM. 1-) if
s
c
c.-1/‘("1 l n
l"| - -4—-—b'
I
;i=-1-u_ __, ats ,MI
I(14-A1. 1.1)
(1.1.1-wt s
Fig.3-5. Computation ofthefiuxof
Coutofosmall cube.S»
f\\\_\?:"\\\§>.3l
-I nl
%<’<f
cut
following question: Suppose wecalculate thefluxoutthrough surface S1and
addtoitthefluxthrough surface S2.Does thesumequal thefluxthrough the
whole surface thatwestarted with? Theanswer isyes.Thefiuxthrough thepart
ofthesurfaces Subcommon toboth S1andS2justexactly cancels out. Forthe
fluxofthevector CoutofV1,wecanwrite
Fluxthrough S1=/SC-nda +[SC-n1 da, (3.14)
a ab
andforthefluxoutofV2,
mmm@m=Lc1m+LcM@. cu)b ab
Note thatinthesecond integral wehave written n1fortheoutward normal for
S,,1,when itbelongs toS1,andn2when itbelongs toS2,asshown inFig.3-4.
Clearly, n1=—n2, sothat
IC-n1da=—/ C-n2da. (3.l6)
Salt Sat
lfwenowaddEqs. (3.14) and(3.15), weseethatthesumofthefluxes through
S1andS2isjustthesumoftwointegrals which, taken together, givetheflux
through theoriginal surface S=S1,+S1,.
Weseethatthefluxthrough thecomplete outer surface Scanbeconsidered
asthesumofthefluxes from thetwopieces intowhich thevolume wasbroken.
Wecansimilarly subdivide again—say bycutting V1intotwopieces. You see
thatthesame arguments apply. SoforanyWayofdividing theoriginal volume, it
must begenerally truethatthefluxthrough theouter surface, which istheoriginal
integral, isequal toasumofthefluxes outofallthelittle interior pieces.
3-3Thefluxfrom acube; Gauss’ theorem
Wenow take thespecial case ofasmall cube* andfindaninteresting formula
forthefluxoutofit.Consider acube whose edges arelined upwith theaxes asin
Fig. 3-5. Letussuppose that thecoordinates ofthecorner nearest theorigin
arex,y,2.LetAxbethelength ofthecube inthex-direction, Aybethelength
inthey-direction, andAzbethelength inthez-direction. Wewish tofind the
fiuxofavector field Cthrough thesurface ofthecube. Weshall dothisbymaking
asum ofthefiuxes through each ofthesixfaces. First, consider thefacemarked
linthefigure. Thefluxoutward onthisface isthenegative ofthex-component
ofC,integrated overtheareaoftheface. Thisfiuxis
-[gnu
Since weareconsidering asmall cube, wecanapproximate thisintegral bythe
*Thefollowing development applies equally welltoanyrectangular parallelepiped.
3-4
value ofC,atthecenter ofthefaccwwhich wecallthepoint (l)——multiplied by
theareaoftheface, AyAz:
Flux outof1=—C,(l) AyAz.
Similarly, forthefluxoutofface2,wewrite
Flux outof2=C,(2) AyAz.
Now C,(l) andC,(2) are,ingeneral, slightly different. IfAxissmall enough, we
canwrite ac
C,(2) =C,(l) +Tc‘Ax.
There are,ofcourse, more terms, buttheywillinvolve (A,)2 andhigher powers,
andsowillbenegligible ifweconsider only thelimit ofsmall Ax. Sotheflux
through face2is
Flux outof2=[C,,(1) +879%Ax]AyAz.
Summing thefluxes forfaces 1and2,weget
Flux outofland2=éagiAxAyAz.
Thederivative should really beevaluated atthecenter offace 1;thatis,at
[x,y+(Ay/2), z+(Az/2)]. Butinthelimit ofaninfinitesimal cube, wemake
anegligible error ifweevaluate itatthecorner (x,y,z).
Applying thesame reasoning toeach oftheother pairs offaces, wehave
Flux outof3and4=9%AxAyAz
and C
Flux outof5and6=Q37‘AxAyAz.
Thetotal fluxthrough allthefaces isthesumofthese terms. Wefindthat
6C, 6C 6C,1;,’ C'ndt1 = i +—a';)AXAyAZ,
011 B
andthesumofthederivatives isjustV'C.Also, AxAyAz=AV,thevolume of
thecube. Sowecansaythatforaninfinitesimal cube
/C-nda =(V-C)AV. (3.17)
surface
Wehave shown thattheoutward fluxfrom thesurface ofaninfinitesimal cube is
equal tothedivergence ofthevector multiplied bythevolume ofthecube. We
nowseethe“meaning” ofthedivergence ofavector. Thedivergence ofavector
atthepoint Pistheflux—the outgoing “flow” ofC—-per unitvolume, intheneigh-
borhood ofP.
Wehaveconnected thedivergence ofCtothefluxofCoutofeachinfinitesimal
volume. Foranyfinite volume wecanusethefactweproved above—that the
totalfluxfrom avolume isthesumofthefluxes outofeachpart. Wecan,thatis,
integrate thedivergence overtheentire volume. Thisgives usthetheorem thatthe
integral ofthenormal component ofanyvector overanyclosed surface canalsobe
written astheintegral ofthedivergence ofthevector overthevolume enclosed
bythesurface. Thistheorem isnamed after Gauss.
GAUSS’ Trmomsu.
/C'nda =/V~CdV, (3.18)S V
where Sisanyclosed surface andVisthevolume inside it.
3-5
ll
,LI
//’;;:1_,a*/:> f’,
Source \I/\\
0!hilt
Block atnetll
Fig.3-6. Intheregion near apoint
source ofheat, theheat flow isradially
outward.3-4Heat conduction; thediffusion equation
Let’s consider anexample oftheuseofthistheorem, justtogetfamiliar
withit.Suppose wetakeagain thecaseofheatflowin,say,ametal. Suppose we
have asimple situation inwhich alltheheathasbeen previously putinandthe
body isjustcooling ofi".There arenosources ofheat, sothatheatisconserved.
Then howmuch heatisthere inside some chosen volume atanytime’? Itmust be
decreasing byjusttheamount thatflows outofthesurface ofthevolume. Ifour
volume isalittle cube, wewould write, following Eq.(3.17),
I-Ieatout =fh-nda =V‘/IAV. (3.19)
cube
Butthismust equal therateoflossoftheheatinside thecube. Ifqistheheatper
unitvolume, theheatinthecube isqAV,andtherateoflossis
d _ a'q
Comparing (3.19) and(3.20), weseethat
dq_ _—E-Vh. (3.21)
Take careful noteoftheform ofthisequation; theform appears often inphys-
ics. Itexpresses aconservation law——here theconservation ofheat. Wehave
expressed thesame physical factinanother wayinEq.(3.13). Here wehave the
dzflerential form ofaconservation equatiofi, while Eq.(3.13) istheintegral form.
Wehave obtained Eq.(3.21) byapplying Eq.(3.13) toaninfinitesimal cube.
Wecanalsogotheother way. Forabigvolume Vbounded byS,Gauss’ law
saysthat
[Sh-nda=-/‘V-hdV. (3.22)
Using (3.21), theintegral ontheright-hand sideisfound tobejust—dQ/dt,
andagain wehave Eq.(3.13).
Now let’sconsider adifferent case. Imagine thatwehave ablock ofmaterial
andthatinside itthere isavery tinyhole inwhich some chemical reaction is
taking place andgenerating heat. Orwecould imagine thatthere aresome wires
running intoatinyresistor thatisbeing heated byanelectric current. Weshall
suppose thattheheatisgenerated practically atapoint, andletWrepresent the
energy liberated persecond atthatpoint. Weshall suppose thatintherestofthe
volume heatisconserved, andthattheheatgeneration hasbeen going onfora
long time——so thatnow thetemperature isnolonger changing anywhere. The
problem is:What does theheatvector hlooklikeatvarious places inthemetal?
How much heatflowisthere ateach point?
Weknow thatifweintegrate thenormal component ofItoveraclosed surface
thatencloses thesource, wewillalways getW.Alltheheatthatisbeing generated
atthepoint source must flow outthrough thesurface, since wehave supposed
thattheflow issteady. Wehave thedifficult problem offinding avector field
which, when integrated overanysurface, always gives W.Wecan,however, find
thefieldrather easily bytaking asomewhat special surface. Wetakeasphere of
radius R,centered atthesource, andassume thattheheatflowisradial (Fig. 3-6).
Ourintuition tellsusthathshould beradial iftheblock ofmaterial islarge and
Wedon’t gettooclose totheedges, anditshould also have thesame magnitude
atallpoints onthesphere. Youseethatweareadding acertain amount ofguess-
work—usually called “physical intuition”~—to ourmathematics inorder tofind
theanswer.
When hisradial andspherically symmetric, theintegral ofthenormal com-
ponent ofhover thearea isvery simple, because thenormal component isjust
3-6
themagnitude ofhandisconstant. Theareaoverwhich weintegrate is41rR2.
Wehave thenthat
[Sn-nda =h'41rR2 (3.23)
(where histhemagnitude ofh).Thisintegral should equal W,therateatwhich
heatisproduced atthesource. Weget
W
h_41rR2’
or
1.=5%,e., (3.24)
where, asusual, e,represents aunitvector intheradial direction. Ourresult
saysthathisproportional toWandvaries inversely asthesquare ofthedistance
from thesource.
Theresult wehavejustobtained applies totheheatfiowinthevicinity ofa
point source ofheat. Let’s nowtrytofindtheequations thathold inthemost
general kind ofheat flow, keeping only thecondition thatheat isconserved.
Wewillbedealing only with what happens atplaces outside ofanysources or
absorbers ofheat.
Thedifferential equation fortheconduction ofheatwasderived inChapter 2.
According toEq.(2.44),
h=—-xVT. (3.25)
(Remember thatthisrelationship isanapproximate one,butfairly good forsome
materials likemetals.) Itisapplicable, ofcourse, onlyinregions ofthematerial
where there isnogeneration orabsorption ofheat. Wederived above another
relation, Eq.(3.21), thatholds when heatisconserved. Ifwecombine thatequation
with (3.25), weget
dq__ ____ _—E—Vh— V(xVT),
or .
g=Kv-VT=KV2T, (3.26)
ifKisaconstant. You remember that qistheamount ofheat inaunitvolume
andV-V=V2istheLaplacian operator
2 2 22_9 L *9V_6x2+6y?+622
Ifwenowmake onemore assumption wecanobtain averyinteresting equa-
tion. Weassume thatthetemperature ofthematerial isproportional totheheat
content perunitvolume—that is,thatthematerial hasadefinite specific heat.
When thisassumption isvalid (asitoften is),wecanwrite
Aq=0,,AT
or
d J1‘7‘;=c,,75- (3.27)
Therateofchange ofheatisproportional totherateofchange oftemperature.
Theconstant orproportionality c,,is,here, thespecific heat perunitvolume of
thematerial. Using Eq.(3.27) with(3.26), weget
dT'_ L 2
F;_cuvT. (3.28)
Wefindthatthetimerateofchange ofT—atevery point—is proportional tothe
Laplacian ofT,which isthesecond derivative ofitsspatial dependence. Wehave
adifferential equation—in x,y,z,andt——for thetemperature T.
3-7
Loop!‘ C
1Ict
~ \
dc
d8.\
C
CtI 65
11
c
Fig.3-7. Thecirculation ofCaround
thecurve Pisthelineintegral ofC1,the
tangential component ofC.
(1)
To rib rb
T1 dsl\
(5
(2)
Fig.3-8. Thecirculation around the
whole loop isthesumofthecirculations
around thetwoloops: I‘,=I‘,+I‘¢b
dudF2=Pb+Fab.Thedifferential equation (3.28) iscalled theheatdzflusion equation. Itis
often written as
J1"_ 2-‘,7_nvT, (3.29)
where Discalled thediffusion constant, andishereequal tox/c,,.
Thediflusion equation appears inmany physical problems—in thediffusion
ofgases, inthediffusion ofneutrons, andinothers. Wehave already discussed
thephysics ofsome ofthese phenomena inChapter 43ofVol.I.Now youhave
thecomplete equation thatdescribes diffusion inthemost general possible situa-
tion. Atsome later time wewilltakeupways ofsolving thediflusion equation
tofindhow thetemperature varies inparticular cases. Weturn back now to
consider other theorems about vector fields.
3-5Thecirculation ofavector field
Wewish nowtolook atthecurlinsomewhat thesame waywelooked atthe
divergence. Weobtained Gauss’ theorem byconsidering theintegral over a
surface, although itwasnotobvious atthebeginning thatwewere going tobe
dealing withthedivergence. How didweknow thatwewere supposed tointegrate
overasurface inorder togetthedivergence? Itwasnotatallclear thatthiswould
betheresult. Andsowithanapparent equal lackofjustification, weshallcalculate
something elseabout avector andshow thatitisrelated tothecurl. Thistimewe
calculate what iscalled thecirculation ofavector field. IfCisanyvector field,
wetakeitscomponent along acurved lineandtaketheintegral ofthiscomponent
allthewayaround acomplete loop. Theintegral iscalled thecirculation ofthe
vector fieldaround theloop. Wehave already considered alineintegral ofV\//
earlier inthischapter. Now wedothesame kind ofthing foranyvector fieldC.
LetI‘beanyclosed loopinspace-—imaginary, ofcourse. Anexample isgiven
inFig.3-7. Thelineintegral ofthetangential component ofCaround theloop
iswritten as
frc,ds=frC-ds. (3.30)
Youshould notethattheintegral istaken allthewayaround, notfrom onepoint
toanother aswedidbefore. Thelittle circle ontheintegral signistoremind us
thattheintegral istobetaken allthewayaround. This integral iscalled the
circulation ofthevector fieldaround thecurve P.Thename came originally from
considering thecirculation ofaliquid. Butthename-—like fiux—has beenextended
toapply toanyfieldevenwhen there isnomaterial “circulating.”
Playing thesame kind ofgame wedidwith theflux, wecanshow thatthe
circulation around aloopisthesumofthecirculations around twopartial loops.
Suppose webreak upourcurve ofFig.3-7intotwoloops, byjoining twopoints
(1)and(2)ontheoriginal curve bysome linethatcutsacross asshown inFig.
3-8. There arenowtwoloops, F1andF2.F1ismade upof1",,which isthatpart
oftheoriginal curve totheleftof(1)and(2),plusFab,the“short cut." T2ismade
upoftherestoftheoriginal curve plustheshort cut.
Thecirculation around F1isthesumofanintegral along l‘,,andalong Fab.
Similarly, thecirculation around F2isthesumoftwoparts, onealong 1",,andthe
other along l‘,,;,. Theintegral along I‘,,1,willhave, forthecurve F2,theopposite
signfrom what ithasforP1,because thedirection oftravel isopposite-—we must
takeboth ourlineintegrals withthesame “sense” ofrotation.
Following thesame kind ofargument weused before, youcanseethatthe
sumofthetwocirculations willgivejustthelineintegral around theoriginal curve
F.Theparts duetoI‘,,;,cancel. Thecirculation around theonepartplusthecir-
culation around thesecond part equals thecirculation about theouter line.
Wecancontinue theprocess ofcutting theoriginal loopintoanynumber ofsmaller
loops. When weaddthecirculations ofthesmaller loops, there isalways acan-
cellation oftheparts ontheir adjacent portions, sothatthesumisequivalent tothe
circulation around theoriginal single loop.
3-8
Nowletussuppose thattheoriginal loopistheboundary ofsome surface.
There are,ofcourse, aninfinite number ofsurfaces which allhave theoriginal
loops astheboundary. Ourresults willnot,however, depend onwhich surface
wechoose. First, webreak ouroriginal loopintoanumber ofsmall loops thatall
lieonthesurface wehave chosen, asinFig.3-9. Nomatter what theshape of
thesurface, ifwechoose oursmall loops small enough, wecanassume thateach
ofthesmall loops willenclose anareawhich isessentially flat.Also, wecanchoose
oursmall loops sothateach isverynearly asquare. Now wecancalculate the
circulation around thebigloop I‘byfinding thecirculations around allofthe
little squares andthentaking their sum.
3-6Thecirculation around asquare; Stokes’ theorem
How shall wefindthecirculation foreach little square? Onequestion is,
howisthesquare oriented inspace? Wecould easily make thecalculation ifit
hadaspecial orientation. Forexample, ifitwere inoneofthecoordinate planes.
Since wehave notassumed anything asyetabout theorientation ofthecoordinate
axes, wecanjustaswellchoose theaxessothattheonelittle square wearecon-
centrating onatthemoment liesinthexy-plane, asinFig.3-10. Ifourresult is
expressed invector notation, wecansaythatitwillbethesame nomatter what the
particular orientation oftheplane.
Wewant nowtofindthecirculation ofthefieldCaround ourlittle square.
Itwillbeeasytodothelineintegral ifwemake thesquare small enough thatthe
vector Cdoesn’t change much along anyonesideofthesquare. (The assumption
isbetter thesmaller thesquare, sowearereally talking about infinitesimal squares.)
Starting atthepoint (x,y)-—the lower leftcorner ofthefigure—we goaround in
thedirection indicated bythearrows. Along thefirstside—marked (l)—the
tangential component isC,,(l) andthedistance isAx.Thefirstpartoftheintegral
isC,,(l) Ax. Along thesecond leg,wegetC,,(2) Ay. Along thethird, weget
-C,(3) Ax,andalong thefourth, -C,,(4) Ay. Theminus signs arerequired
because wewant thetangential component inthedirection oftravel. Thewhole
lineintegral isthen
fC-ds=-C,(l)Ax +C,,(2) Ay—C,,(3) Ax-C,,(4) Ay. (3.31)
Now let’slook atthefirstandthird pieces. Together theyare
[C,,(l) —C,,(3)] Ax. (3.32)
Youmight think thattoourapproximation thedifference iszero. That istrueto
thefirstapproximation. Wecanbemore accurate, however, andtakeintoaccount
therateofchange ofC,,.Ifwedo,wemaywrite .
6C,CA3) =CA1) +WAy- (3-33)
Ifweincluded thenextapproximation, itwould involve terms in(Ay)2, butsince
wewillultimately think ofthelimit asAy->0,such terms canbeneglected.
Putting (3.33) together with(3.32), wefindthat
6C,[C,,(l) —C,(3)]Ay =—-5AxAy. (3.34)
Thederivative can,toourapproximation, beevaluated at(x,y).
Similarly, fortheother twoterms inthecirculation, wemaywrite
6CC,,(2) Ay-C,,(4) Ay=iAxAy. (3.35)
Thecirculation around oursquare isthen
ac, ac,(-5 '-' AX Ay,
3-9flnlllll4|cEhI'l/"lama!ileum/I‘mm5-1
Fig.3-9. Some surface bounded by
theloop I‘ischosen. Thesurface is
divided into anumber ofsmall areas,
each approximately asquare. The
circulation around I‘isthesumofthe
circulations around thelittle loops.
c__ cT 5
Av‘t ’
2
C
1 l
(1,?) C,|-em?--lH
Fig.3-10. Computing thecirculation
ofCaround asmall square..,p-
X
C
Loop!‘
Surface S
Q
>
‘c
I
I
I
I
VXC
Fig.3-11. The circulation ofC
around Fisthesurface integral ofthe
normal component ofVXC.
(2)
C,4?
b
(1)
Fig.3-12. IfVXCiszero, the
circulation around theclosed curve I‘is
zero. Thelineintegral ofC-dzfrom (1)
to(2)along amust bethesame asthe
lineintegral along b.which isinteresting, because thetwoterms intheparentheses arejustthez-com-
ponent ofthecurl. Also, wenotethatAxAyistheareaofoursquare. Sowe
canwrite ourcirculation (3.36) as
(VXC),Aa.
Butthez-component really means thecomponent normal tothesurface element.
Wecan,therefore, write thecirculation around adifferential square inaninvariant
vector form:
C-ds=(v><C),,Aa =(v><C)-nAa. (3.37)
Ourresult is:thecirculation ofanyvector Caround aninfinitesimal square
isthecomponent ofthecurlofCnormal tothesurface, times theareaofthesquare.
Thecirculation around anyloop I‘cannowbeeasily related tothecurlof
thevector field. Wefillintheloopwithanyconvenient surface S,asinFig.3-11,
andaddthecirculations around asetofinfinitesimal squares inthissurface. The
sumcanbewritten asanintegral. Ourresult isaveryuseful theorem called Stokes’
theorem (after Mr.Stokes).
STOKES’ THEOREM.
3C~ds=f(v><C).,da, (3.38)I‘ S
where Sisanysurface bounded byI‘.
Wemust now speak about aconvention ofsigns. InFig.3-10 thez-axis
would point toward youina“usual”—that is,“right-handed”—system ofaxes.
When wetook ourlineintegral witha“positive” sense ofrotation, wefound that
thecirculation wasequal tothez-component ofVXC.Ifwehadgone around
theother way, wewould have gotten theopposite sign. Now howshall weknow,
ingeneral, what direction tochoose forthepositive direction ofthe“normal”
component ofVXC?The“positive” normal must always berelated tothe
sense ofrotation, asinFig.3-10. Itisindicated forthegeneral caseinFig.3-11.
Onewayofremembering therelationship isbythe“right-hand rule.” Ifyou
make thefingers ofyour right hand goaround thecurve I‘,with thefingertips
pointed inthedirection ofthepositive sense ofds,thenyour thumb points inthe
direction ofthepositive normal tothesurface S.
3-7Curl-free anddivergence-free fields
Wewould like,now, toconsider some consequences ofournewtheorems.
Take firstthecaseofavector whose curliseverywhere zero. Then Stokes’ theorem
says that thecirculation around anyloop iszero. Now ifwechoose twopoints
(1)and(2)onaclosed curve (Fig. 3-12), itfollows thatthelineintegral ofthe
tangential component from (1)to(2)isindependent ofwhich ofthetwopossible
paths istaken. Wecanconclude thattheintegral from (1)to(2)candepend only
onthelocation ofthese points-that istosay,itissome function ofposition only.
Thesame logic wasusedinChapter 14ofVol.I,where weproved thatiftheintegral
around aclosed loop ofsome quantity isalways zero, then thatintegral canbe
represented asthedifference ofafunction oftheposition ofthetwoends. This
factallowed ustoinvent theideaofapotential. Weproved, furthermore, thatthe
vector fieldwasthegradient ofthispotential function (seeEq.14.13 ofVol.I).
Itfollows thatanyvector fieldwhose curliszeroisequal tothegradient of
some scalar function. That is,ifVXC=0,everywhere, there issomeqb (psi)for
which C=V¢—a useful idea. Wecan,ifwewish, describe thisspecial kind of
vector fieldbymeans ofascalar field.
Let’s show something else. Suppose wehave anyscalar field4>(phi). Ifwe
takeitsgradient, V¢,theintegral ofthisvector around anyclosed loop must_be
zero. Itslineintegral from point (1)topoint (2)is[4>(2) —¢(l)]. If(1)and(2)
3-10
arethesame points, ourTheorem 1,Eq.(3.8), tellsusthatthelineintegral iszero:
fV¢-ds=0.
loop
Using Stokes’ theorem, wecanconclude that
fv><(V¢)da =0
overanysurface. Butiftheintegral iszerooveranysurface, theintegrand must
bezero. So
VX(V¢) =0,always.
Weproved thesame result inSection 2-7byvector algebra.
Let’s looknowataspecial caseinwhich wefillinasmall loop I‘withalarge
surface S,asindicated inFig.3-13. Wewould like,infact,toseewhat happens
when theloopshrinks down toapoint, sothatthesurface boundary disappears-
thesurface becomes closed. Now ifthevector Ciseverywhere finite, theline
integral around I‘must gotozeroasweshrink theloop—the integral isroughly
proportional tothecircumference ofP,which goestozero. According toStokes’
theorem, thesurface integral of(VXC),must alsovanish. Somehow, aswe
close thesurface weaddincontributions thatcancel outwhat wasthere before.
Sowehave anewtheorem:
I(v><C),,da =0. (3.39)
any closed
surface
Now thisisinteresting, because wealready have atheorem about thesurface
integral ofavector field. Such asurface integral isequal tothevolume integral
ofthedivergence ofthevector, according toGauss’ theorem (Eq.3.18). Gauss’
theorem, applied toVXC,says
I(v><C),,da =fv-(v ><C)dV. (3.40)
closed v_olumesurface inside
Soweconclude thatthesecond integral must alsobezero:
fv-(v ><c)av=0, (3.41)
any
volume
andthisistrueforanyvector fieldCwhatever. Since Eq.(3.41) istrueforany
volume, itmust betruethatatevery point inspace theintegrand iszero. Wehave
V'(VXC)=0,always.
Butthisisthesame result wegotfrom vector algebra inSection 2-7. Now we
begin toseehoweverything fitstogether.
3-8Summary
Letussummarize what wehave found about thevector calculus. These are
really thesalient points ofChapters 2and3:
1.The operators 6/6x, 6/0y, and 6/dz can beconsidered asthethree
components ofavector operator V,andtheformulas which result from vector
algebra bytreating thisoperator asavector arecorrect:
066
"'2.Thedifference ofthevalues ofascalar fieldattwopoints isequal tothe
lineintegral ofthetangential component ofthegradient ofthatscalar along
3-lln. ta.’
Loop I‘
Surface S V"
Fig.3-l3. Going tothelimit ofa
closed surface, wefindthatthesurface
integral of(VXC),must vanish.
anycurve atallbetween thefirstandsecond points:
tom-an=](:’w-as. <3-42>any curve
3.Thesurface integral ofthenormal component ofanarbitrary vector
overaclosed surface isequal totheintegral ofthedivergence ofthevector over
thevolume interior tothesurface:
C'nJa = v-cw. (-3.43)f I closed volumesurface llilfllde
4.Thelineintegral ofthetangential component ofanarbitrary vector
around aclosed loop isequal tothesurface integral ofthenormal component
ofthecurlofthatvector overanysurface which isbounded bytheloop.
fC-ds= f(VXC)-nda. (3.44)
boundary surface
3-12
4
Electrostutics
4-1Statics
Webegin nowourdetailed study ofthetheory ofelectromagnetism. Allof
electromagnetism iscontained intheMaxwell equations.
Maxwell’s equations:
V-E= 5. (4.1)60
asVXE--5?, (4.2)
2 _Q€ L cVXB-at+e0, (4.3)
V-B=0. (4.4)
Thesituations thataredescribed bythese equations canbeverycomplicated.
Wewillconsider first relatively simple situations, andlearn how tohandle them
before wetake upmore complicated ones. Theeasiest circumstance totreat isone
inwhich nothing depends onthetime-—called thestatic case. Allcharges are
permanently fixed inspace, oriftheydomove, theymove asasteady flowina
circuit (sopandjareconstant intime). Inthese circumstances, alloftheterms in
theMaxwell equations which aretime derivatives ofthefield arezero. Inthis
case, theMaxwell equations become:
Electrostatics:
v-E=ll. (4.5)50
VXE=0. (4.6)
Magnetostatics :
V><B=$, (4.7)
V-B=0. (4.8)
You willnotice aninteresting thing about thissetoffourequations. Itcan
beseparated intotwopairs. Theelectric fieldEappears onlyinthefirsttwo,and
themagnetic fieldBappears onlyinthesecond two. Thetwofields arenotinter-
connected. This means thatelectricity andmagnetism aredistinct phenomena so
longascharges andcurrents arestatic. Theinterdependence ofEandBdoes not
appear until there arechanges incharges orcurrents, aswhen acondensor is
charged, oramagnet moved. Only when there aresufiiciently rapid changes, so
thatthetime derivatives inMaxwell’s equations become significant, willEandB
depend oneach other.
Now ifyoulook attheequations ofstatics youwillseethatthestudy ofthe
twosubjects wecallelectrostatics andmagnetostatics isideal from thepoint of
view oflearning about themathematical properties ofvector fields. Electrostatics
isaneatexample ofavector fieldwithzerocurlandagiven divergence. Magnet-
ostatics isaneatexample ofafieldwithzerodivergence andagiven curl. Themore
conventional—and youmay bethinking, more satisfactory——way ofpresenting
4-14-1Statics
4-2 Coulomb’s law; superposition
4-3Electric potential
4-4E=—V¢
4-5ThefluxofE
4-6Gauss’ law;thedivergence ofE
4-7Field ofasphere ofcharge
4-8Field lines; equipotential
surfaces
Review: Chapters 13and14,Vol.I,
Work andPotential Energy
107 2=__
£06 41r
1i z9 10941l'€° X
[so]=coulomb’/newton-meter’
thetheory ofelectromagnetism istostartfirstwithelectrostatics andthustolearn
about thedivergence. Magnetostatics andthecurlaretaken uplater. Finally,
electricity andmagnetism areputtogether. Wehave chosen tostart with the
complete theory ofvector calculus. Now weshall apply ittothespecial caseof
electrostatics, thefieldofEgiven bythefirstpairofequations.
Wewillbegin withthesimplest situations—ones inwhich thepositions ofall
charges arespecified. Ifwehadonlytostudy electrostatics atthislevel (aswe
shall dointhenext twochapters), lifewould bevery simple—in fact, almost
trivial. Everything canbeobtained from Coulomb’s lawandsome integration,
asyouwillsee. Inmany realelectrostatic problems, however, wedonotknow,
initially, where thecharges are. Weknow onlythattheyhave distributed them-
selves inways thatdepend ontheproperties ofmatter. Thepositions thatthe
charges takeupdepend ontheEfield, which inturndepends onthepositions of
thecharges. Then things cangetquite complicated. If,forinstance, acharged
body isbrought near aconductor orinsulator, theelectrons andprotons inthe
conductor orinsulator willmove around. Thecharge density pinEq.(4.5) may
have onepartthatweknow about, from thecharge thatwebrought up;butthere
willbeother parts from charges thathave moved around intheconductor. And
allofthecharges must betaken intoaccount. Onecangetintosome rather subtle
andinteresting problems. Soalthough thischapter istobeonelectrostatics, itwill
notcover themore beautiful andsubtle parts ofthesubject. Itwilltreat onlythe
situation where wecanassume thatthepositions ofallthecharges areknown.
Naturally, youshould beabletodothatcasebefore youtrytohandle theother
ones.
4-2Coulomb’s law;superposition
Itwould belogical touseEqs. (4.5) and(4.6) asourstarting points. Itwill
beeasier, however, ifwestart somewhere elseandcome back tothese equations.
Theresults willbeequivalent. Wewillstart withalawthatwehave talked about
before, called Coulomb’s law,which saysthatbetween twocharges atrestthere is
aforce directly proportional totheproduct ofthecharges andinversely propor-
tional tothesquare ofthedistance between. Theforce isalong thestraight line
from onecharge totheother.
Coulomb’s law: 1qlqz
F1 —Hg 75¢}; ——F2.
F,istheforce oncharge ql,e12istheunitvector inthedirection toqlfrom qz,
andr12isthedistance between qlandq2.Theforce F2onqzisequal andopposite
toF1.
Theconstant ofproportionality, forhistorical reasons, iswritten as1/41re0.
Inthesystem ofunits which weuse—the mkssystem—it isdefined asexactly
l0_7 times thespeed oflight squared. Now since thespeed oflight isapproxi-
mately 3X108meters persecond, theconstant isapproximately 9X109,and
theunitturns outtobenewton-meterz percoulombz orvolt-meter percoulomb.
1 _ _7 2 ..
Ga) -10c (bydefinition)
=9.0X10°(byexperiment). (4.10)
Unit: newton-meterz/coulombz,
orvoltmeter/coulomb.
When there aremore than twocharges present—~the only really interesting
times——we must supplement Coulomb’s lawwith oneother factofnature: the
force onanycharge isthevector sumoftheCoulomb forces from eachoftheother
charges. Thisfactiscalled “theprinciple ofsuperposition.” That’s allthere isto
electrostatics. Ifwecombine theCoulomb lawandtheprinciple ofsuperposition,
there isnothing else. Equations (4.5) and(4.6)—the electrostatic equations—say
nomore andnoless.
4-2
When applying Coulomb's law,itisconvenient tointroduce theideaofan
electric field. WesaythatthefieldE(l) istheforce perunitcharge onql(dueto
allother charges). Dividing Eq.(4.9) byql,wehave, foroneother charge besides
qlr E1 _ 1 qz
()— F0 ,€¢12- (4-11)
Also, weconsider thatE(l) describes something about thepoint (1)even ifql
were notthere—assuming thatallother charges keep their same positions. We
say:E(l)istheelectric fieldatthepoint (1).
Theelectric fieldEisavector, sobyEq.(4.11) wereally mean three equations
——one foreach component. Writing outexplicitly thex-component, Eq.(4.11)
means
E“(""y"’1) =43;.[(x1-av+of1-viii+(:1-Z9213/2’ ‘"12’
andsimilarly fortheother components.
Ifthere aremany charges present, thefieldEatanypoint (1)isasumofthe
contributions from each oftheother charges. Each term ofthesumwilllooklike
(4.11) or(4.12). Letting q,~bethemagnitude ofthejthcharge, andr1,thedis-
placement from q,tothepoint (1),wewrite
E(l)-Z 142%. (4.13) __ ____ __1]J41re() r1]
Which means, ofcourse,
_ 1 q.1'(x1 _xl)
E”"‘*""’1’ "41re(>[(x1 -an+o.-me+(Z.-z.>2r/2’ “'14)
andsoon.
Often itisconvenient toignore thefactthat charges come inpackages like
electrons andprotons, andthink ofthem asbeing spread outinacontinuous smear
——orina“distribution,” asitiscalled. ThisisO.K. solongaswearenotinterested
inwhat ishappening ontoosmall ascale. Wedescribe acharge distribution by
the“charge density,” p(x,y,z).Iftheamount ofcharge inasmall volume AV2
located atthepoint (2)isAqz,thenpisdefined by
Aqz=p(2)AV2. (4.15)
TouseCoulomb’s lawwithsuch adescription, wereplace thesums ofEqs.
(4.13) or(4.14) byintegrals overallvolumes containing charges. Then wehave
15(1)=1%” I . (4_15)
aH
space
Some people prefer towriteV
812 ==—l2:
1'12
where r12isthevector displacement to(1)from (2),asshown inFig.4-1. The
integral forEisthenwritten as
1 2 V5(1)=1;; I . (4_17)
afl
space
When wewant tocalculate something with these integrals, weusually have to
write them outinexplicit detail. Forthex-component ofeither Eq.(4.16) or
(4.17), wewould have
_ (X1-X2)P(x2, P2,Z2)dxzdyzI122 _
EM’""0‘41re0[(x1 -we+o.~we+(2.-z2>21='*/2 “'18)B11803
4-3'|2
P(3u’vI)
1;
4'
~
(2)i(xz Y:Z2)
Fig.4-1. The electric field Eat
point (l),from ucharge distribution, is
obtained from onintegral over the
distribution. Point (llcould alsobeinside
thedistribution.
F
b
Q
onepath‘
‘another
path
O
Fig.4-2. Thework done incarrying
0charge from atobisthenegative of
theintegral ofF-dzalong thepath
taken.Wearenotgoing tousethisformula much. Wewrite ithereonlytoempha-
sizethefactthatwehave completely solved alltheelectrostatic problems inwhich
weknow thelocations ofallofthecharges. Given thecharges, what arethefields ?
Answer: Dothisintegral. Sothere isnothing tothesubject; itisjustacaseof
doing complicated integrals overthree dimensions—strictly ajobforacomputing
machine!
With ourintegrals wecanfindthefields produced byasheet ofcharge, from
alineofcharge, from aspherical shellofcharge, orfrom anyspecified distribution.
Itisimportant torealize, aswegoontodraw fieldlines, totalkabout potentials,
ortocalculate divergences, thatwealready have theanswer here. Itismerely a
matter ofitbeing sometimes easier todoanintegral bysome clever guesswork
than byactually carrying itout. Theguesswork requires learning allkinds of
strange things. Inpractice, itmight beeasier toforget trying tobeclever andal-
ways todotheintegral directly instead ofbeing sosmart. Weare,however, going
totrytobesmart about it.Weshall goontodiscuss some other features ofthe
electric field.
4-3Electric potential
Firstwetakeuptheideaofelectric potential, which isrelated tothework done
incarrying acharge from onepoint toanother. There issome distribution of
charge, which produces anelectric field. Weaskabout howmuch work itwould
taketocarry asmall charge from oneplace toanother. Thework done against
theelectrical forces incarrying acharge along some pathisthenegative ofthecom-
ponent oftheelectrical force inthedirection ofthemotion, integrated along the
path. Ifwecarry acharge from point atopoint b,
b
W=—/ F~d.1,
where Fistheelectrical force onthecharge ateach point, anddsisthedifierential
vector displacement along thepath. (See Fig.4-2.)
Itismore interesting forourpurposes toconsider thework that would be
done incarrying oneunitofcharge. Then theforce onthecharge isnumerically
thesame astheelectric field. Calling thework done against electrical forces inthis
caseW(unit), wewrite
b
W(unit) =—/ E~ds. (4.19)G
Now, ingeneral, what wegetwiththiskind ofanintegral depends onthepathwe
take. Butiftheintegral of(4.19) depended onthepathfrom atob,wecould get
work outofthefieldbycarrying thecharge tobalong onepathandthenback toa
ontheother. Wewould gotobalong thepath forwhich Wissmaller andback
along theother, getting outmore work than weputin.
There isnothing impossible, inprinciple, about getting energy outofafield.
Weshall, infact,encounter fields where itispossible. Itcould bethatasyoumove
acharge youproduce forces ontheother part ofthe“machinery.” Ifthe“ma-
chinery” moved against theforce itwould loseenergy, thereby keeping thetotal
energy intheworld constant. Forelectrostatics, however, there isnosuch “ma-
chinery.” Weknow what theforces back onthesources ofthefield are. They are
theCoulomb forces onthecharges responsible forthefield. Iftheother charges
arefixed inposition——as weassume inelectrostatics only—these back forces can
donowork onthem. There isnowaytogetenergy from them—provided, of
course, thattheprinciple ofenergy conservation works forelectrostatic situations.
Webelieve thatitwillwork, butlet’sjustshow thatitmust follow from Coulomb’s
lawofforce.
Weconsider firstwhat happens inthefield duetoasingle charge q.Let
point abeatthedistance r1from q,andpoint batr2.Now wecarry adifferent
charge, which wewillcallthe“test” charge, andwhose magnitude wechoose to
4-4
beoneunit, from atob.Let’s startwiththeeasiest possible pathtocalculate. We
carry ourtestcharge firstalong thearcofacircle, thenalong aradius, asshown in
part(a)ofFig.4-3. Now onthatparticular pathitischild’s playtofindthework
done (otherwise wewouldn’t have picked it).First, there isnowork done atall
onthepathfrom ato11’.Thefieldisradial (from Coulomb’s law), soitisatright
angles tothedirection ofmotion. Next, onthepathfrom a’tob,thefieldisinthe
direction ofmotion andvaries as1/r2. Thus thework done onthetestcharge
incarrying itfrom atobwould be
b b
_ .__q Q__4L_L)./,,Eds_ 41reQ r2_ 41reo (ra r), (420)
Now let’stakeanother easypath. Forinstance, theoneshown inpart(b)of
Fig.4-3. Itgoesforawhile along anarcofacircle, thenradially forawhile, then
along anarcagain, thenradially, andsoon.Every timewegoalong thecircular
parts, wedonowork. Every time wegoalong theradial parts, wemust just
integrate 1/r”. Along thefirstradial stretch, weintegrate from r,,torat,then
along thenextradial stretch from rattor,,~,andsoon.Thesumofallthese in-
tegrals isthesame asasingle integral directly from r.,torb.Wegetthesame answer
forthispath thatwedidforthefirstpath wetried. Itisclear thatwewould get
thesame answer foranypathwhich ismade upofanarbitrary number ofthesame
kinds ofpieces.
What about smooth paths? Would wegetthesame answer? Wediscussed
thispoint previously inChapter 13ofVol.I.Applying thesame arguments used
there, wecanconclude thatwork done incarrying aunitcharge from atobis
independent ofthepath.
W(unit)} =_'/‘bE.ds
Gb a——> P351 _
Since thework done depends onlyontheendpoints, itcanberepresented as
thediiierence between twonumbers. Wecanseethisinthefollowing way. Let’s
choose areference point P0andagree toevaluate ourintegral byusing apaththat
always goesbywayofpoint P0.Let¢(a)stand forthework done against thefield
ingoing from P0topoint a,andlet¢(b)bethework done ingoing from P0to
point b(Fig. 4-4). Thework ingoing toPofrom a(onthewaytob)isthenegative
of¢(a), sowehave that
b
-IE-ds=¢(1>)-¢(a). (4.21)
Since onlythedifference inthefunction ¢attwopoints iseverinvolved, we
donotreally have tospecify thelocation ofP0. Once wehave chosen some
reference point, however, anumber ¢isdetermined foranypoint inspace; ¢is
thenascalar field. Itisafunction ofx,y,z.Wecallthisscalar function theelec-
trostatic potential atanypoint.
Electrostatic potential:
P
¢(P) =—f E-ds. (4.22)Po
Forconvenience, wewilloften take thereference point atinfinity. Then,
forasingle charge attheorigin, thepotential ¢isgiven foranypoint (x,y,z)—
using Eq.(4.20):
__41. ¢(X,}’, Z)_47r60 r
Theelectric fieldfrom several charges canbewritten asthesumoftheelectric
fieldfrom thefirst, from thesecond, from thethird, etc.When weintegrate the
sumtofindthepotential wegetasumofintegrals. Each oftheintegrals isthe
4-5b
1°)
OI
0
b
(bl
O
q U
Fig.4-3. Incarrying utestcharge
from atobthesome work isdone along
either path.
v(=-bi-to)-¢<=) b
w(1=°~n)-¢(t=)
B
"<13,-=>-¢(=> P,
Fig.4-4. The work done ingoing
along anypath from atobisthenegative
ofthework from some point P0touplus
thework from Potob.
potential from oneofthecharges. Weconclude thatthepotential ¢from alotof
charges isthesumofthepotentials from alltheindividual charges. There isa
superposition principle alsoforpotentials. Using thesame kind ofarguments by
which wefound theelectric fieldfrom agroup ofcharges andforadistribution of
charges, wecangetthecomplete formulas forthepotential ¢atapoint wecall(1):
¢<1>—Z)1"5, (4.24) _ j4110;
¢(1)=Z-1%/'_’_(27)1;_"§. (4.25)
Remember thatthepotential ¢hasaphysical significance: itisthepotential
energy which aunitcharge would have ifbrought tothespecified point inspace
from some reference point.
4-4E=-v¢
Who cares about 4»?Forces oncharges aregiven byE,theelectric field. The
point isthatEcanbeobtained easily from ¢—it isaseasy, infact, astaking a
derivative. Consider twopoints, oneatxandoneat(x+dx),butboth atthe
same yandz,andaskhowmuch work isdone incarrying aunitcharge from one
point totheother. Thepathisalong thehorizontal linefrom xtox+dx.The
work done isthedifference inthepotential atthetwopoints:
8AW =¢(x +A-x,J’,Z) T’¢(-xaysz) =£Ax'
Butthework done against thefieldforthesame pathis
AW= -[12-as =-2,“.
Weseethat
E,=_%. (4.26)
Similarly, E,=-64»/6y, E,=—64>/82, or,summarizing with thenotation of
vector analysis,
E=—V¢. (4.27)
Thisequation isthedifl'erential form ofEq.(4.22). Anyproblem withspecified
charges canbesolved bycomputing thepotential from (4.24) or(4.25) andusing
(4.27) togetthefield. Equation (4.27) alsoagrees withwhat wefound from vector
calculus: thatforanyscalar field4»
b
IV¢'J8=4>(b)—4>(¢1)- (4-23)
According toEq.(4.25) thescalar potential 4»isgiven byathree-dimensional
integral similar totheonewehadforE.Isthere anyadvantage tocomputing ¢
rather thanE?Yes. There isonlyoneintegral for4»,while there arethree integrals
forE—because itisavector. Furthermore, l/risusually alittleeasier tointegrate
than x/r3. Itturns outinmany practical cases thatitiseasier tocalculate 4:and
then take thegradient tofindtheelectric field, than itistoevaluate thethree
integrals forE.Itismerely apractical matter.
There isalsoadeeper physical significance tothepotential 4».Wehaveshown
thatEofCoulomb’s lawisobtained from E=—-grad4»,when ¢isgiven by
(4.22). ButifEisequal tothegradient ofascalar field, thenweknow from the
vector calculus thatthecurlofEmust vanish:
VXE=0. (4.29)
4-6
Butthatisjustoursecond fundamental equation ofelectrostatics, Eq.(4.6). We
have shown thatCoulomb’s lawgives anEfieldthatstaisfies thatcondition. So
far,everything isallright.
Wehadreally proved thatVXEwaszerobefore wedefined thepotential.
Wehadshown thatthework done around aclosed pathiszero. That is,that
fr:-¢¢=o
foranypath. WesawinChapter 3thatforanysuch fieldVXEmust bezero
everywhere. Theelectric fieldinelectrostatics isanexample ofacurl-free field.
Youcanpractice your vector calculus byproving thatVXEiszeroinadif-
ferent way—by computing thecomponents ofVXEforthefieldofapoint charge,
asgiven byEq.(4.11). Ifyougetzero, thesuperposition principle saysyouwould
getzeroforthefieldofanycharge distribution.
Weshould point outanimportant fact. Foranyradial force thework done is
independent ofthepath, andthere exists apotential. Ifyouthink about it,the
entire argument wemade above toshow thatthework integral wasindependent
ofthepath depended only onthefactthattheforce from asingle charge was
radial andspherically symmetric. Itdidnotdepend onthefactthatthedependence
ondistance wasasl/r2——there could have been anyrdependence. Theexistence
ofapotential, andthefactthatthecurlofEiszero, comes really onlyfrom the
symmetry anddirection oftheelectrostatic forces. Because ofthis,Eq.(4—28)——
or(4.29)—can contain onlypartofthelawsofelectricity.
4-5ThefluxofE
Wewillnowderive afieldequation thatdepends specifically anddirectly on
thefactthattheforce lawisinverse square. That thefieldvaries inversely asthe
square ofthedistance seems, forsome people, tobe“only natural,” because “that’s
thewaythings spread out.” Take alight source with light streaming out:the
amount oflight that passes through asurface cutoutbyacone with itsapex at
thesource isthesame nomatter atwhat radius thesurface isplaced. Itmust beso
ifthere istobeconservation oflight energy. Theamount oflight perunitarea-
theintensity——must varyinversely astheareacutbythecone, i.e.,inversely asthe
square ofthedistance from thesource. Certainly theelectric fieldshould vary
inversely asthesquare ofthedistance forthesame reason! Butthere isnosuch
thing asthe“same reason” here. Nobody cansaythattheelectric fieldmeasures
theflow ofsomething likelight which must beconserved. Ifwehad21“model”
oftheelectric fieldinwhich theelectric fieldvector represented thedirection and
speed—say thecurrent—of some kind oflittle “bullets” which were flying out,
andifourmodel required thatthese bullets were conserved, thatnone could ever
disappear once itwasshotoutofacharge, thenwemight saythatwecan“see”
thattheinverse square lawisnecessary. Ontheother hand, there would necessarily
besome mathematical waytoexpress thisphysical idea. Iftheelectric fieldwere
likeconserved bullets going out,thenitwould varyinversely asthesquare ofthe
distance andwewould beabletodescribe thatbehavior byanequation—which
ispurely mathematical. Now there isnoharm inthinking thisway, solongaswe
donotsaythattheelectric field ismade outofbullets, butrealize thatweare
using amodel tohelpusfindtheright mathematics.
Suppose, indeed, thatweimagine foramoment thattheelectric field did
represent theflow ofsomething thatwasconserved——everywhere, thatis,except
atcharges. (Ithastostartsomewhere!) Weimagine thatwhatever itisflows out
ofacharge intothespace around. IfEwere thevector ofsuch aflow(ashisfor
heatflow), itwould have a1/r2dependence nearapoint source. Now wewish to
usethismodel tofindouthowtostate theinverse square lawinadeeper ormore
abstract way, rather than simply saying “inverse square.” (You may wonder
whyweshould want toavoid thedirect statement ofsuch asimple law,andwant
instead toimply thesame thing sneakily inadifl"erent way. Patience! Itwillturn
outtobeuseful.)
4-7
/
//
E// b
En/\‘//
Closed Surface S
/ /
/’/
//
// // ’// //
////@/ Fig.4-5. Theflux of
P95" CMFOQ surface Siszero.
% 5......
v‘ E
Fig.4-7. Anyvolume canbethought
ofascompletely mode upofinfinitesimal
truncated cones. ThefluxofEfrom one
endofeach conical segment isequal and
opposite tothefluxfrom theother end.
The totol flux from thesurface Sis
therefore zero.\‘|
\\\\\\
\\\
\\\\\\!\*E"
5-
b
Q
E
0/,
Fig.4-8. Ifacharge isinside q
surface, thefluxoutisnotzero.,3, / E
’ Surface S w
/ /
// A,/
/ »
/,"'
Eoutofthe Q; ’’ Fig.4-6. Theflux ofEoutofthe
Point Charge surface Siszero.
Weask:What isthe“flow” ofEoutofanarbitrary closed surface inthe
neighborhood ofapoint charge? First let’stakeaneasysurface——the oneshown
inFig.4-5. IftheEfield islikeaflow, thenetflow outofthisboxshould bezero.
That iswhat wegetifbythe“flow” from thissurface wemean thesurface integral
ofthenormal component ofE——that is,thefluxofE.Ontheradial faces, thenor-
malcomponent iszero. Onthespherical faces, thenormal component Enisjust
themagnitude ofE-—minus forthesmaller faceandplusforthelarger face. The
magnitude ofEdecreases asl/r2, butthesurface areaisproportional tor2,so
theproduct isindependent ofr.ThefluxofEintofaceaisjustcancelled bythe
fluxoutoffaceb.Thetotal flow outofSiszero, which istosaythatforthis
surface
Lmm=a mm
Next weshow thatthetwoendsurfaces may betilted with respect tothe
radial linewithout changing theintegral (4.30). Although itistrueingeneral, for
ourpurposes itisonlynecessary toshow thatthisistruewhen theendsurfaces are
small, sothattheysubtend asmall angle from thesource——in fact,aninfinitesimal
angle. InFig.4—6weshow asurface Swhose “sides” areradial, butwhose “ends”
aretilted. Theendsurfaces arenotsmall inthefigure, butyouaretoimagine the
situation forverysmall endsurfaces. Then thefieldEwillbesufliciently uniform
overthesurface thatwecanusejustitsvalue atthecenter. When wetiltthesur-
facebyanangle 0,theareaisincreased bythefactor 1/cos0.ButE,.,thecompo-
nent ofEnormal tothesurface, isdecreased bythefactor cos0.Theproduct
EnAaisunchanged. Thefluxoutofthewhole surface Sisstillzero.
Now itiseasytoseethatthefluxoutofavolume enclosed byanysurface S
must bezero. Anyvolume canbethought ofasmade upofpieces, likethatin
Fig.4-6. Thesurface willbesubdivided completely intopairs ofendsurfaces,
andsince thefluxes inandoutofthese endsurfaces cancel bypairs, thetotal flux
outofthesurface willbezero. Theideaisillustrated inFig.4-7. Wehave the
completely general result thatthetotal fluxofEoutofanysurface Sinthefield
ofapoint charge iszero.
Butnotice! Ourproof works onlyifthesurface Sdoesnotsurround thecharge.
What would happen ifthepoint charge were inside thesurface? Wecould still
divide oursurface intopairs ofareas thatarematched byradial lines through the
charge, asshown inFig.4~8. Thefluxes through thetwosurfaces arestillequal-
bythesame arguments asbefore—only nowtheyhave thesame sign. Theflux
outofasurface thatsurrounds acharge isnotzero. Then what isit?Wecanfind
outbyalittle trick. Suppose we“remove” thecharge from the“inside” bysur-
rounding thecharge byalittle surface S’totally inside theoriginal surface S,as
shown inFig.4-9. Now thevolume enclosed between thetwosurfaces SandS’
hasnocharge init.Thetotal fluxoutofthisvolume (including thatthrough S’)
iszero, bythearguments wehave given above. Thearguments tellus,infact,that
thefluxintothevoltune through S’isthesame asthefluxoutward through S.
4-8
Wecanchoose anyshape wewishforS’,solet’smake itasphere centered on
thecharge, asinFig.4-10. Then wecaneasily calculate thefluxthrough it.Ifthe
radius ofthelittle sphere isr,thevalue ofEeverywhere onitssurface is
"La4-zreo r2’
andisdirected always normal tothesurface. Wefindthetotal fluxthrough S’if
wemultiply thisnormal component ofEbythesurface area:
__la 2-1 Flux through thesuface S’"(41r¢0 ,2)(41rr )—60s (4.31)
anumber independent oftheradius ofthesphere! Weknow then thattheflux
outward through Sisalsoq/e0—a value independent oftheshape ofSsolongas
thecharge qisinside.
Wecanwrite ourconclusions asfollows:
0;qoutside S
Ed= ./ "a 2-;qinside S (432)anysurface S 50
Let’s return toour“bullet” analogy andseeifitmakes sense. Ourtheorem
saysthatthenetflowofbullets through asurface iszeroifthesurface does not
enclose thegunthatshoots thebullets. Ifthegunisenclosed inasurface, whatever
sizeandshape itis,thenumber ofbullets passing through isthesame——it isgiven
bytherateatwhich bullets aregenerated atthegun. Itallseems quite reasonable
forconserved bullets. Butdoes themodel tellusanything more than weget
simply bywriting Eq.(4.32)? Noonehassucceeded inmaking these “bullets” do
anything elsebutproduce thisonelaw. After that, they produce nothing but
errors. That iswhytoday weprefer torepresent theelectromagnetic fieldpurely
abstractly.
4-6Gauss’ law;thedivergence ofE
Ourniceresult, Eq.(4.32), wasproved forasingle point charge. Now suppose
thatthere aretwocharges, acharge qlatonepoint andacharge Q2atanother.
Theproblem looks more diflicult. Theelectric fieldwhose normal component we
integrate forthefluxisthefieldduetobothcharges. That is,ifE1represents the
electric fieldthatwould have been produced byqlalone, andE2represents the
electric fieldproduced byqzalone, thetotal electric fieldisE=E1+E2. The
fluxthrough anyclosed surface Sis
A(E...+122,.)da=[SE...da+/S22.4.1. (4.33)
Thefluxwithboth charges present isthefluxduetoasingle charge plustheflux
duetotheother charge. Ifboth charges areoutside S,thefluxthrough Siszero.
Ifqlisinside Sbutq2isoutside, thenthefirstintegral gives q1/soandthesecond
integral gives zero. Ifthesurface encloses bothcharges, eachwillgiveitscontribu-
tionandwehave thatthefluxis(q1+q2)/e0. Thegeneral ruleisclearly thatthe
total fiuxoutofaclosed surface isequal tothetotal charge inside, divided byso.
Ourresult isanimportant general lawoftheelectrostatic field, called Gauss’
law.
“MW” fg@=mmQmm@2, @%0
anyclosed
surface S
01'
I E~nda = , (4.35)E0anyclosed
h surface S
W6115
m~=Zq. mminside S
4-9/6;...na/§$\Z\7Surface
S
Surface
SI \
Fig.4-9. Theflux through Sisthe
some asthefluxthrough S’.
E
sl
Fig.4-lO.Thefluxthrough ospheri-
culsurface containing opoint charge
qisq/so.
\ E
P»/'
4\(
Charge 'R/v\6aussiun
Dl¢rlbution\ Suflqgq 5
P \ //,_
/
§
Fig.4-ll. Using Gauss‘ lowtofind
thefield of0uniform sphere ofcharge.Ifwedescribe thelocation ofcharges interms ofacharge density p,wecancon-
sider thateach infinitesimal volume dVcontains a“point” charge pdV. The sum
overallcharges isthentheintegral
Qt...=fpdV. (4.31)
volume
inside S
From ourderivation youseethatGauss’ lawfollows from thefactthatthe
exponent inCoulomb’s lawisexactly two. Al/r3field, oranyl/r"field with
naé2,would notgiveGauss’ law. SoGauss’ lawisjustanexpression, inadif-
ferent form, oftheCoulomb lawofforces between twocharges. Infact,working
back from Gauss’ law,youcanderive Coulomb’s law. Thetwoarequite equiva-
lentsolongaswekeep inmind therulethattheforces between charges isradial.
Wewould nowliketowrite Gauss’ lawinterms ofderivatives. Todothis,
weapply Gauss’ lawtoaninfinitesimal cubical surface. Weshowed inChapter 3
thatthefluxofEoutofsuchacube isV-Etimes thevolume dVofthecube. The
charge inside ofdV,bythedefinition ofp,isequal topdV,soGauss’ lawgives
60
O1‘
v-E=£- (4.38)60
Thedifferential form ofGauss’ lawisthefirstofourfundamental fieldequations of
electrostatics, Eq.(4.5). Wehave nowshown thatthetwoequations ofelectro-
statics, Eqs. (4.5) and(4.6), areequivalent toCoulomb’s lawofforce. Wewill
nowconsider oneexample oftheuseofGauss’ law. OM:willcome later tomany
more examples.)
4-7Field ofasphere ofcharge
Oneofthedifiicult problems wehadwhen westudied thetheory ofgravita-
tional attractions wastoprove thattheforce produced byasolid sphere ofmatter
wasthesame atthesurface ofthesphere asitwould beifallthematter were
concentrated atthecenter. Formany years Newton didn’t make public his
theory ofgravitation, because hecouldn’t besure thistheorem wastrue. We
proved thetheorem inChapter 13ofVol. Ibydoing theintegral forthe
potential andthenfinding thegravitational force byusing thegradient. Now we
canprove thetheorem inamost simple fashion. Only thistimewewillprove the
corresponding theorem forauniform sphere ofelectrical charge. (Since thelaws
ofelectrostatics arethesame asthose ofgravitation, thesame proof could be
done forthegravitational field.)
Weask:What istheelectric fieldEatapoint Panywhere outside thesurface
ofasphere filled withauniform distribution ofcharge? Since there isno“special”
direction, wecanassume thatEiseverywhere directed away from thecenter ofthe
sphere. Weconsider animaginary surface thatisspherical andconcentric with
thesphere ofcharge, andthatpasses through thepoint P(Fig. 4-11). Forthis
surface, thefluxoutward is
fa.da=E-4112*.
Gauss’ lawtellsusthatthisfluxisequal tothetotalcharge Qofthesphere (over so):
E-4-rrR2 =Q,60
01'
1
4-10
\ ' ,
,|"”\\
* \ \ / -
/ \
\Lines ofEl ,2"'$
/ /-El \ \
I.It.Dl.l
\ \ ‘I, / I¢=Constant
&_ Z
1 \ y / \
X X‘it -1}
1 1 \
Fig.4-12. Field lines andequipotential surfaces forapositive point charge.
which isthesame formula wewould have forapoint charge Q.Wehave proved
Newton’s problem more easily than bydoing theintegral. Itis,ofcourse, afalse
kindofeasiness—it hastaken yousome timetobeabletounderstand Gauss’ law,
soyoumaythink thatnotimehasreally been saved. Butafter youhave usedthe
theorem more andmore, itbegins topay. Itisaquestion ofefliciency.
4-8Field lines; equipotential surfaces
Wewould likenowtogiveageometrical description oftheelectrostatic field.
Thetwolawsofelectrostatics, onethatthefluxisproportional tothecharge inside
andtheother thattheelectric fieldisthegradient ofapotential, canalsoberepre-
sented geometrically. Weillustrate thiswithtwoexamples.
First, wetakethefieldofapoint charge. Wedraw linesinthedirection ofthe
field—lines which arealways tangent tothefield, asinFig.4-12. These arecalled
fieldlines. Thelines show everywhere thedirection oftheelectric vector. Butwe
alsowish torepresent themagnitude ofthevector. Wecanmake therulethatthe
strength oftheelectric fieldwillberepresented bythe“density” ofthelines. By
thedensity ofthelines wemean thenumber oflines perunitareathrough asur-
faceperpendicular tothelines. With these tworules wecanhave apicture ofthe
electric field. Forapoint charge, thedensity ofthelines must decrease asl/r2.
Buttheareaofaspherical surface perpendicular tothelinesatanyradius rincreases
asr2,soifwealways keep thesame number oflines foralldistances from the
charge, thedensity willremain inproportion tothemagnitude ofthefield. Wecan
guarantee thatthere arethesame number oflines atevery distance ifweinsist
thatthelines becontinuous-——that once alineisstarted from thecharge, itnever
stops. Interms ofthefieldlines, Gauss’ lawsaysthatlines should start only at
pluscharges andstopatminus charges. Thenumber which leave acharge qmust
beequal toq/so.
Now, wecanfindasimilar geometrical picture forthepotential ¢.Theeasiest
waytorepresent thepotential istodraw surfaces onwhich ¢isaconstant. Wecall
them equipotential surfaces—surfaces ofequal potential. Now what isthegeometri-
4-ll
§t/\-/ / \
// // § \ \
/ / '
// I 01‘!
ANote about Units
Quantity Unit
NQQ71newton
coulomb
meter
W joule
p~Q/L3 coulomb/metera
1/60~FL2/ Q2newton-meter2/coulomb
E~F/Q newton/ coulomb
4>~W/Q joule/coulomb =volt
E~4:/L volt/meter
1/co~EL2/ Qvolt-meter/coulomb\ \ ‘ / /
‘ii)
QT r ‘ Q
\\ . / 1
\ \\\\r / /
/ \\+ // $Z
IZ g i
Fig.4-13. Field lines andequipotentials fortwoequal andopposite point charges.
calrelationship oftheequipotential surfaces tothefieldlines? Theelectric fieldis
thegradient ofthepotential. Thegradient isinthedirection ofthemost rapid
change ofthepotential, andistherefore perpendicular toanequipotential surface.
IfEwere notperpendicular tothesurface, itwould have acomponent inthe
surface. Thepotential would bechanging inthesurface, butthenitwouldn’t be
anequipotential. Theequipotential surfaces must then beeverywhere atright
angles totheelectric fieldlines.
Forapoint charge allbyitself, theequipotential surfaces arespheres centered
atthecharge. Wehave shown inFig.4-12 theintersection ofthese spheres witha
plane through thecharge.
Asasecond example, weconsider thefieldneartwoequal charges, apositive
oneandanegative one. Togetthefieldiseasy. Thefieldisthesuperposition of
thefields from each ofthetwocharges. So,wecantaketwopictures likeFig.4-12
andsuperimpose them—impossible! Then wewould have fieldlinescrossing each
other, andthat’s notpossible, because Ecan’t have twodirections atthesame point.
Thedisadvantage ofthefield-line picture isnowevident. Bygeometrical argu-
ments itisimpossible toanalyze inavery simple waywhere thenewlines go.
From thetwo independent pictures, wecan’t getthecombined picture. The
principle ofsuperposition, asimple anddeep principle about electric fields, does
nothave, inthefield-line picture, aneasyrepresentation.
Thefield-line picture hasitsuses, however, sowemight stillliketodraw the
picture forapairofequal (and opposite) charges. Ifwecalculate thefields from
Eq.(4.13) andthepotentials from (4.23), wecandraw thefield lines andequi-
potentials. Figure 4-13 shows theresult. Butwefirst hadtosolve theproblem
mathematically!
4-l2
5
Application ofGauss’ Law
5-1Electrostatics isGauss’ lawplus...
There aretwolaws ofelectrostatics: thatthefluxoftheelectric fieldfrom a
volume isproportional tothecharge inside—Gauss’ law,andthatthecirculation
oftheelectric fieldiszero—E isagradient. From these twolaws, allthepredictions
ofelectrostatics follow. Buttosaythese things mathematically isonething; to
usethem easily, andwithacertain amount ofingenuity, isanother. Inthischapter
wewillwork through anumber ofcalculations which canbemade withGauss’ law
directly. Wewillprove theorems anddescribe some effects, particularly incon-
ductors, thatcanbeunderstood veryeasily from Gauss’ law. Gauss’ lawbyitself
cannot givethesolution ofanyproblem because theother lawmust beobeyed to'o.
Sowhen weuseGauss’ lawforthesolution ofparticular problems, wewillhave to
addsomething toit.Wewillhave topresuppose, forinstance, some ideaofhow
thefieldlooks—based, forexample, onarguments ofsymmetry. Orwemayhave
tointroduce specifically theidea thatthefield isthegradient ofapotential.
5-2Equilibrium inanelectrostatic field
Consider firstthefollowing question: When canapoint charge beinstable
mechanical equilibrium intheelectric field ofother charges? Asanexample,
imagine three negative charges atthecorners ofanequilateral triangle inahori-
zontal plane. Would apositive charge placed atthecenter ofthetriangle remain
there? (Itwillbesimpler ifweignore gravity forthemoment, although including
itwould notchange theresults.) Theforce onthepositive charge iszero, but
istheequilibrium stable? Would thecharge return totheequilibrium position if
displaced slightly? Theanswer isno.
There arenopoints 'ofstable equilibrium inanyelectrostatic field—except
right ontopofanother charge. Using Gauss’ law,itiseasytoseewhy. First, fora
charge tobeinequilibrium atanyparticular point P0,thefield must bezero.
Second, iftheequilibrium istobeastable one,werequire thatifwemove the
charge away from Poinanydirection, there should bearestoring force directed
opposite tothedisplacement. Theelectric field atallnearby points must be
pointing inward—toward thepoint P0.Butthatisinviolation ofGauss’ lawif
there isnocharge atP0,aswecaneasily see.
Consider atinyimaginary surface thatencloses P0,asinFig.5—l. Ifthe
electric fieldeverywhere inthevicinity ispointed toward P0,thesurface integral
ofthenormal component iscertainly notzero. Forthecaseshown inthefigure,
thefiuxthrough thesurface must beanegative number. ButGauss’ lawsaysthat
thefluxofelectric field through anysurface isproportional tothetotal charge
inside. Ifthere isnocharge atPo,thefieldwehave imagined violates Gauss’ law.
Itisimpossible tobalance apositive charge inempty space—at apoint where
there isnotsome negative charge. Apositive charge canbeinequilibrium ifitis
inthemiddle ofadistributed negative charge. Ofcourse, thenegative charge
distribution would have tobeheldinplace byother than electrical forces!
Ourresult hasbeen obtained forapoint charge. Does thesame conclusion
hold foracomplicated arrangement ofcharges held together infixed relative
positions——with rods, forexample? Weconsider thequestion fortwoequal
charges fixed onarod. Isitpossible thatthiscombination canbeinequilibrium
insome electrostatic field? Theanswer isagain no.Thetotal force ontherod
cannot berestoring fordisplacements inevery direction.
5-15-1 Electrostatics isGauss’ law
plus...
5-2 Equilibrium inanelectrostatic
field
5-3 Equilibrium withconductors
5-4 Stability ofatoms
5—5 Thefieldofalinecharge
5-6 Asheet ofcharge; twosheets
5-7 Asphere ofcharge; aspherical
shell
5-8 Isthefieldofapoint charge
exactly 1/r2?
5-9 Thefields ofaconductor
5-10 Thefieldinacavity ofa
conductor
/”/I \
A \/'
'/ P00 ' .l 4,./Imaginary
\{ 1\, surtocc_ I surrounding Po
Fig.5-l. IfPowere aposition of
stable equilibrium forapositive charge,
the electric field everywhere inthe
neighborhood would point toward Po.
CallFthetotalforce ontherodinanyposition—F isthenavector field.
Following theargument used above, weconclude thatataposition ofstable equi-
librium, thedivergence ofFmust beanegative number. Butthetotalforce onthe
rodisthefirstcharge times thefieldatitsposition, plusthesecond charge times
thefieldatitsposition:
F=q1E1 ‘l’q2E2- (5-1)
Thedivergence ofFisgiven by
V'F =q1(V'E1) +q2(V'E2)-
Ifeach ofthetwocharges qlandqgisinfreespace, both V~E1andV~E2are
zero, andV-Fiszero—not negative, aswould berequired forequilibrium. You
canseethatanextension oftheargument shows thatnorigid combination ofany
number ofcharges canhave aposition ofstable equilibrium inanelectrostatic
field infreespace. *
,............ _-..- _:
——- W0 - 7-___________ 11¢-‘I
VFig5-2 Acharge canbeinequili- l Houow
bnum ifthere aremechanical constraints. Tube
Now wehave notshown thatequilibrium isforbidden ifthere arepivots or
other mechanical constraints. Asanexample, consider ahollow tubeinwhich a
charge canmove back andforth freely, butnotsideways. Now itisveryeasyto
devise anelectric fieldthatpoints inward atboth ends ofthetubeifitisallowed
thatthefieldmaypoint laterally outward nearthecenter ofthetube. Wesimply
place positive charges ateachendofthetube, asinFig.5-2. There cannowbean
equilibrium point even though thedivergence ofEiszero. Thecharge, ofcourse,
would notbeinstable equilibrium forsideways motion were itnotfor“non-
electrical” forces from thetubewalls.
5-3Equilibrium withconductors
There isnostable spotinthefieldofasystem offixed charges. What about
asystem ofcharged conductors? Canasystem ofcharged conductors produce a
fieldthatwillhave astable equilibrium point forapoint charge? (Wemean ata
point other than onaconductor, ofcourse.) Youknow thatconductors have the
property thatcharges canmove freely around inthem. Perhaps when thepoint
charge isdisplaced slightly, theother charges ontheconductors willmove inaway
thatwillgivearestoring force tothepoint charge? Theanswer isstillno—-al-
though theproof wehave justgiven doesn’t show it.Theproof forthiscaseis
more dilficult, andwewillonlyindicate howitgoes.
First, wenote thatwhen charges redistribute themselves ontheconductors,
theycanonlydosoiftheir motion decreases their total potential energy. (Some
energy islosttoheatastheymove intheconductor.) Now wehavealready shown
thatifthecharges producing afieldarestationary, there is,nearanyzeropoint P0
inthefield, some direction forwhich moving apoint charge away from P0will
decrease theenergy ofthesystem (since theforce isaway from P0). Anyreadjust-
ment ofthecharges ontheconductors canonly lower thepotential energy still
more, so(bytheprinciple ofvirtual work) their motion willonlyincrease theforce
inthat particular direction away from P0,andnotreverse it.
Ourconclusions donotmean thatitisnotpossible tobalance acharge by
electrical forces. Itispossible ifoneiswilling tocontrol thelocations orthesizes
ofthesupporting charges with suitable devices. You know thatarodstanding on
itspoint inagravitational field isunstable, butthisdoes notprove thatitcannot
bebalanced ontheendofafinger. Similarly, acharge canbeheld inonespot by
electric fields iftheyarevariable. Butnotwithapassive—that is,astatic—system.
5-2
5-4Stability ofatoms
Ifcharges cannot beheldstably inposition, itissurely notproper toimagine
matter tobemade upofstatic point charges (electrons andprotons) governed only
bythelaws ofelectrostatics. Such astatic configuration isimpossible; itwould
collapse! ,
Itwasonce suggested thatthepositive charge ofanatom could bedistributed
uniformly inasphere, andthenegative charges, theelectrons, could beatrest
inside thepositive charge, asshown inFig.5-3. Thiswasthefirstatomic model,
proposed byThompson. ButRutherford concluded from theexperiment ofGeiger
andMarsden thatthepositive charges were verymuch concentrated, inwhat he
called thenucleus. Thompson’s static model hadtobeabandoned. Rutherford
andBohr thensuggested thattheequilibrium might bedynamic, withtheelectrons
revolving inorbits, asshown inFig.5-4.Theelectrons would bekeptfrom falling
intoward thenucleus bytheir orbital motion. Wealready know atleast one
difliculty withthispicture. With suchmotion, theelectrons would beaccelerating
(because ofthecircular motion) andwould, therefore, beradiating energy. They
would losethekinetic energy required tostayinorbit, andwould spiral intoward
thenucleus. Again unstable!
Thestability oftheatoms isnowexplained interms ofquantum mechanics.
Theelectrostatic forces pulltheelectron asclose tothenucleus aspossible, butthe
electron iscompelled tostayspread outinspace over adistance given bythe
uncertainty principle. Ifitwere confined intoosmall aspace, itwould have a
great uncertainty inmomentum. Butthatmeans thatitwould have ahigh ex-
pected energy-—which itwould usetoescape from theelectrical attraction. The
netresult isanelectrical equilibrium nottoodifferent from theideaofThompson
—only itisthenegative charge thatisspread out(because themass oftheelectron
issomuch smaller thanthemass oftheproton).
5-5Thefieldofalinecharge
Gauss’ lawcanbeused tosolve anumber ofelectrostatic fieldproblems in-
volving aspecial symmetry—usually spherical, cylindrical, orplanar symmetry.
Intheremainder ofthischapter wewillapply Gauss’ lawtoafewsuchproblems.
Theeasewith which these problems canbesolved maygivethemisleading impres-
sionthatthemethod isverypowerful, andthatoneshould beabletogoonto
many other problems. Itisunfortunately notso.Onesoon exhausts thelistof
problems thatcanbesolved easily with Gauss’ law. Inlater chapters wewill
develop more powerful methods forinvestigating electrostatic fields.
Asourfirstexample, weconsider asystem withcylindrical symmetry. Suppose
thatwehave averylong, uniformly charged rod. Bythiswemean thatelectric
charges aredistributed uniformly along anindefinitely longstraight line,withthe
charge Aperunitlength. Wewishtoknow theelectric field. Theproblem can,of
course, besolved byintegrating thecontribution tothefieldfrom every partof
theline. Wearegoing todoitwithout integrating, byusing Gauss’ lawandsome
guesswork. First, wesurmise thattheelectric fieldwillbedirected radially outward
from theline. Anyaxial component from charges ononesidewould beaccom-
panied byanequal axial component from charges ontheother side. Theresult
could onlybearadial field. Italsoseems reasonable thatthefieldshould have the
same magnitude atallpoints equidistant from theline. Thisisobvious. (Itmay
notbeeasytoprove, butitistrueifspace issymmetric-—as webelieve itis.)
WecanuseGauss’ lawinthefollowing way. Weconsider animaginary
surface intheshape ofacylinder coaxial with theline, asshown inFig.5-5.
According toGauss’ law,thetotalfluxofEfrom thissurface isequal tothecharge
inside divided byen.Since thefieldisassumed tobenormal tothesurface, the
normal component isthemagnitude ofthefield. Let’s callitE.Also, lettheradius
ofthecylinder ber,anditslength betaken asoneunit, forconvenience. Theflux
through thecylindrical surface isequal toEtimes theareaofthesurface, which is
21rr. Thefluxthrough thetwoendfaces iszerobecause theelectric fieldistan-
5-3umroau sm-ten:9orPOSITIVEcanes:
IIIIII
IIIIIIII
IIIIIIIII
IIIIIIIIII
IIIIIIIIIII
IIIIIIIIIIIIIIIIIIIIIIII
IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIINIIIIIIIIIIIIITIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIlIIIIIaIIII
=NEGATIVE OIMRGE
CGJCENTRATED
ATTHE CENTER
Fig.5-3. TheThompson model ofan
atom.
POSITIVE NUCLEUS
ATTHE CENTER
NEGITIVE
ELECTRQPB IN
PLANETARY ORII T8
Fig.5-4. TheRutherford-Bohr model
ofonatom.
._ 5
49§fi‘i?=i'€é‘ vf‘\LINE
CHARGE
Fig.5-5. Acylindrical gaussian sur-
face coaxial withalinecharge.
as.GAUSSIAN
SURFAC E
Fig.5-6. The electric field near 0
uniformly charged sheet canbefound by
applying Gauss’ lawtoanimaginary box.
I |1 |
+ -
+
lei E-0 ‘E 5-0+ —
+ _
(bl .,-e
+
4. -
(cl *4-E "
.,. _.
+_ -
' II I
Fig.5-7. The field between two
charged sheets isa/eo.gcntial tothem. Thetotal charge inside oursurface isjustA,because thelength of
thelineinside isoneunit. Gauss‘ lawthengives
E-21rr =A/co,
AE—fi ' (5.2)
Theelectric field ofalinecharge depends inversely onthefirst power ofthe
distance from theline.
5-6Asheet ofcharge; twosheets
Asanother example, wewillcalculate thefieldfrom auniform plane sheet of
charge. Suppose thatthesheet isinfinite inextent andthatthecharge perunit
areaistr.Wearegoing totakeanother guess. Considerations ofsymmetry lead
ustobelieve thatthefielddirection iseverywhere normal totheplane, andifwe
have nofieldfrom anyother charges intheworld, thefields must bethesame (in
magnitude) oneach side. This time wechoose forourGaussian surface arec-
tangular boxthatcutsthrough thesheet, asshown inFig.5-6. Thetwofaces
parallel tothesheet willhave equal areas, sayA.Thefieldisnormal tothese two
faces, andparallel totheother four. Thetotal fluxisEtimes theareaofthefirst
face, plusEtimes theareaoftheopposite face——with nocontribution from the
other fourfaces. Thetotal charge enclosed intheboxiso'A.Equating thefluxto
thecharge inside, wehave '<
EA+EA=‘-'5.
from which 0-E-E1 (5.3)
asimple butimportant result.
Youmayremember thatthesame result wasobtained inanearlier chapter
byanintegration overtheentire surface. Gauss’ lawgives ustheanswer, inthis
instance, much more quickly (although itisnotasgenerally applicable asthe
earlier method).
Weemphasize thatthisresult applies onlytothefieldduetothecharges on
thesheet. Ifthere areother charges intheneighborhood, thetotalfieldnearthe
sheet would bethesumof(5.3) andthefield oftheother charges. Gauss’ law
would thentellusonlythat
E,+E,= (5.4)
where E1andE2arethefields directed outward oneachsideofthesheet.
Theproblem oftwoparallel sheets withequal andopposite charge densities,
+crand—a,isequally simple ifweassume again thattheoutside world isquite
symmetric. Either bysuperposing twosolutions forasingle sheet orbyconstruct-
ingagaussian boxthatincludes both sheets, itiseasily seenthatthefieldiszero
outside ofthetwosheets (Fig. 5—7a). Byconsidering aboxthatincludes onlyone
surface ortheother, asin(b)or(c)ofthefigure, itcanbeseen thatthefield
between thesheets must betwice what itisforasingle sheet. Theresult is
E(between thesheets) =tr/co, (5.5)
E(outside) =O. (5.6)
5-7Asphere ofcharge; aspherical shell
Wehave already (inChapter 4)used Gauss’ lawtofindthefield outside a
uniformly charged spherical region. Thesame method canalsogiveusthefield
atpoints inside thesphere. Forexample, thecomputation canbeused toobtain
agood approximation tothefieldinside anatomic nucleus. lnspite ofthefact
thattheprotons inanucleus repel each other, theyare,because ofthestrong nu-
clear foroes, spread nearly uniformly throughout thebody ofthenucleus.
5-4I
Suppose thatwehaveasphere ofradius Rfilleduniformly withcharge. Let
pbethecharge perunitvolume. Again using arguments ofsymmetry, weassume
thefieldtoberadial andequal inmagnitude atallpoints atthesame distance
from thecenter. Tofindthefield atthedistance rfrom thecenter, wetake a
spherical gaussian surface ofradius r(r<R),asshown inFig.5-8. Thefluxout
ofthissurface is
41rr2E.
Thecharge inside ourgaussian surface isthevolume inside times p,or
%1rr2p.
Using Gauss’ law,itfollows thatthemagnitude ofthefieldisgiven by
1-:=Bl (r<R). (5.7)3C0
Youcanseethatthisformula gives theproper result forr=R.Theelectric field
isproportional totheradius andisdirected radially outward.
Thearguments wehave justgiven forauniformly charged sphere canbe
applied alsotoathinspherical shell ofcharge. Assuming thatthefieldisevery-
where radial andisspherically symmetric, onegetsimmediately from Gauss’
lawthatthefield outside theshell islikethatofapoint charge, while thefield
everywhere inside theshell iszero. (Agaussian surface inside theshell willcon-
tainnocharge.)
S-8Isthefield ofapoint charge exactly 1/1'2?
Ifwelookinalittlemore detail athowthefieldinside theshellgetstobezero,
wecanseemore clearly whyitisthatGauss’ lawistrueonlybecause thecoulomb
force depends exactly onthesquare ofthedistance. Consider anypoint Pinside
auniform spherical shell ofcharge. Imagine asmall cone whose apex isatPand
which extends tothesurface ofthesphere, where itcutsoutasmall surface area
Aa1,asinFig.5-9. Anexactly symmetric cone diverging from theopposite side
ofPwould cutoutthesurface areaAC2. Ifthedistances from Ptothese twoele-
ments ofareaarer1andr2,theareas areintheratio
2
‘L=2.Aal rf
(You canshow thisbygeometry foranypoint Pinside thesphere.)
Ifthesurface ofthesphere isuniformly charged, thecharge Aqoneachofthe
elements ofareaisproportional tothearea, so
E=A2.A91 A411
Coulomb’s lawthensaysthatthemagnitudes ofthefields produced atPbythese
twosurface elements areintheratio
Q=_‘l2_/"5 =1_
E1 111/Ff
Thefields cancel exactly. Since allparts ofthesurface canbepaired offinthesame
way, thetotal fieldatPiszero. Butyoucanseethatitwould notbesoifthe
exponent ofrinCoulomb’s lawwere notexactly two.
Thevalidity ofGauss’ lawdepends upon theinverse square lawofCoulomb.
Iftheforce lawwere notexactly theinverse square, itwould notbetruethatthe
fieldinside auniformly charged sphere would beexactly zero. Forinstance, ifthe
force varied more rapidly, like,say,theinverse cube ofr,thatportion ofthesur-
facewhich isnearer toaninterior point would produce afieldwhich islarger than
thatwhich isfarther away, resulting inaradial inward fieldforapositive surface
5-5UNIFORM
CHARGE
DENSITY
eel’ ‘i"I
I‘
Fig.5-8. Gauss‘ lawcanbeused to
findthefield inside 0uniformly charged
sphere.
Mi
'1
P
I’
A03
Fig.5-9. Thefield iszero atany
point Pinside aspherical shell ofcharge.
Q
‘I
O
V(ol
»%‘J‘.§5° .——- »amen:O 0 0
O
msuuron etscvnousrsn
(bl Q _.
Fig.5-l0.Theelectric field iszero
inside aclosed conducting shell.
lcharge. These conclusions suggest anelegant wayoffinding outwhether thein-
verse square lawisprecisely correct. Weneed onlydetermine whether ornotthe
fieldinside ofauniformly charged spherical shellisprecisely zero.
Itislucky thatsuchamethod exists. Itisusually dilficult tomeasure aphysical
quantity tohighprecisi0n—-a onepercent result maynotbetoodifiicult, buthow
would onegoabout measuring, say,Coulomb’s lawtoanaccuracy ofonepartin
abillion? Itisalmost certainly notpossible with thebestavailable techniques to
measure theforce between twocharged objects with such anaccuracy. Butby
determining only that theelectric fields inside acharged sphere aresmaller than
some value wecanmake ahighly accurate measurement ofthecorrectness of
Gauss’ law,andhence oftheinverse square dependence ofCoulomb’s law. What
onedoes, ineffect, iscompare theforce lawtoanideal inverse square. Such com-
parisons ofthings thatareequal, ornearly so,areusually thebases ofthemost
precise physical measurements.
How shall weobserve thefieldinside acharged sphere? Onewayistotry
tocharge anobject bytouching ittotheinside ofaspherical conductor. You
know thatifwetouch asmall metal balltoacharged object andthentouch itto
anelectrometer themeter willbecome charged andthepointer willmove from
zero(Fig. 5—l0a). Theballpicks upcharge because there areelectric fields outside
thecharged sphere thatcause charges torunonto (orofi’)thelittleball. Ifyoudo
thesame experiment bytouching thelittleballtotheinside ofthecharged sphere,
youfindthatnocharge iscarried totheelectrometer. With such anexperiment
youcaneasily show thatthefieldinside is,atmost, afewpercent ofthefieldout-
side, andthatGauss’ lawisatleast approximately correct.
Itappears thatBenjamin Franklin wasthefirsttonotice thatthefieldinside a
conducting shell iszero. Theresult seemed strange tohim. When hereported his
observation toPriestley, thelatter suggested thatitmight beconnected with an
inverse square law,since itwasknown thataspherical shell ofmatter produced
nogravitational field inside. ButCoulomb didn’t measure theinverse square
dependence until 18years later, andGauss’ lawcame evenlater still.
Gauss’ lawhasbeen checked carefully byputting anelectrometer inside a
large sphere andobserving whether anydeflections occur when thesphere is
charged toahighvoltage. Anullresult isalways obtained. Knowing thegeometry
oftheapparatus andthesensitivity ofthemeter, itispossible tocompute the
minimum fieldthatwould beobserved. From thisnumber itispossible toplace an
upper limit onthedeviation oftheexponent from two. Ifwewrite thattheelec-
trostatic force depends onr"2+‘, wecanplace anupper bound one.Bythismethod
Maxwell determined thatewaslessthan 1/10,000. Theexperiment wasrepeated
andimproved upon in1936byPlimpton andLaughton. They found thatCoulomb’s
exponent differs from twobylessthan onepartinabillion.
Now thatbrings upaninteresting question: How accurate doweknow this
Coulomb lawtobeinvarious circumstances? Theexperiments wejustdescribed
measure thedependence ofthefield ondistance fordistances ofsome tensof
centimeters. Butwhat about thedistances inside anatom-—in thehydrogen
atom, forinstance, where webelieve theelectron isattracted tothenucleus by
thesame inverse square law? Itistruethatquantum mechanics must beused for
themechanical part ofthebehavior oftheelectron, buttheforce istheusual
electrostatic one. Intheformulation oftheproblem, thepotential energy ofan
electron must beknown asafunction ofdistance from thenucleus, andCoulomb’s
lawgives apotential which varies inversely withthefirstpower ofthedistance.
How accurately istheexponent known forsuch small distances? Asaresult of
very careful measurements in1947 byLamb andRetherford ontherelative
positions oftheenergy levels ofhydrogen, weknow thattheexponent iscorrect
again toonepartinabillion ontheatomic scale-—that is,atdistances oftheorder
ofoneangstrom (l0“8 centimeter).
The accuracy oftheLamb-Retherford measurement waspossible again
because ofaphysical “accident.” Two ofthestates ofahydrogen atom are
expected tohave almost indentical energies onlyifthepotential varies exactly as
l/r.Ameasurement wasmade oftheveryslight dzflerence inenergies byfinding
5-6
thefrequency wofthephotons thatareemitted orabsorbed inthetransition from
onestate totheother, using fortheenergy difference AE=hw. Computations
showed thatAEwould have been noticeably different from what wasobserved if
theexponent intheforce lawl/r2differed from 2byasmuch asonepartinabillion.
Isthesame exponent correct atstillshorter distances? From measurements in
nuclear physics itisfound thatthere areelectrostatic forces attypical nuclear
diStances—at about IOTI3 centimeter——and that they stillvary approximately as
theinverse square. Weshall look atsome oftheevidence inalater chapter.
Coulomb’s lawis,weknow, stillvalid, atleast tosome extent, atdistances ofthe
order of10"” centimeter.
How about l0““ centimeter? Thisrange canbeinvestigated bybombarding
protons with veryenergetic electrons andobserving howtheyarescattered. Re-
sults todateseem toindicate thatthelawfailsatthese distances. Theelectrical
force seems tobeabout l0times tooweak atdistances lessthan l0'14centimeter.
Now there aretwopossible explanations. OneisthattheCoulomb lawdoesnot
work atsuch small distances; theother isthat ourobjects, theelectrons and
protons, arenotpoint charges. Perhaps either theelectron orproton, orboth, is
some kindofasmear. Most physicists prefer tothink thatthecharge oftheproton
issmeared. Weknow thatprotons interact strongly with mesons. This implies
thataproton will,from timetotime, exist asaneutron witha1r"'meson around
it.Such aconfiguration would act—on theaverage—like alittle sphere ofpositive
charge. Weknow thatthefieldfrom asphere ofcharge doesnotvaryas1/r2all
thewayintothecenter. Itisquite likely thattheproton charge issmeared, but
thetheory ofpions isstillquite incomplete, soitmayalsobethatCoulomb’s law
failsatverysmall distances. Thequestion isstillopen.
Onemore point: Theinverse square lawisvalid atdistances likeonemeter
andalsoatl0"1°m; butisthecoefficient l/41re0 thesame? Theanswer isyes;
atleasttoanaccuracy ofl5parts inamillion.
Wegoback nowtoanimportant matter thatweslighted when wespoke of
theexperimental verification ofGauss’ law. You may have wondered how the
experiment ofMaxwell orofPlimpton andLaughton could givesuchanaccuracy
unless thespherical conductor theyused wasaperfect sphere. Anaccuracy of
onepartinabillion isreally something toachieve, andyoumight wellaskwhether
theycould make asphere which wasthatprecise. There arecertain tobeslight
irregularities inanyrealsphere andifthere areirregularities, willtheynotproduce
fields inside? Wewishtoshow nowthatitisnotnecessary tohaveaperfect sphere.
Itispossible, infact,toshow thatthere isnofieldinside aclosed conducting shell
ofanyshape. Inother words, theexperiments depended onl/r2, buthadnothing
todowiththesurface being asphere (except thatwithasphere itiseasier tocal-
culate what thefields would beifCoulomb hadbeen wrong), sowetakeupthat
subject now. Toshow this, itisnecessary toknow some oftheproperties of
electrical conductors.
5—9Thefields ofaconductor
Anelectrical conductor isasolid thatcontains many “free” electrons. The
electrons canmove around freely inthematerial, butcannot leave thesurface.
Inametal there aresomany freeelectrons thatanyelectric fieldwillsetlarge
numbers ofthem intomotion. Either thecurrent ofelectrons sosetupmust be
continually kept moving byexternal sources ofenergy, orthemotion ofthe
electrons willcease astheydischarge thesources producing theinitial field. In
“electrostatic” situations, wedonotconsider continuous sources ofcurrent (they
willbeconsidered later when westudy magnetostatics), sotheelectrons move only
until they have arranged themselves toproduce zero electric field everywhere
inside theconductor. (This usually happens inasmall fraction ofasecond.) If
there were anyfieldleft,thisfield would urge stillmore electrons tomove; the
onlyelectrostatic solution isthatthefieldiseverywhere zeroinside.
Now consider theinterior ofacharged conducting object. (By“interior” we
mean inthemetal itself.) Since themetal isaconductor, theinterior field must
5-7
‘P
conoucron "
eaussum’_ 1.SURFACE
/I 52'‘E
‘P
’ cm.5URFxE CNQRGE
9' 4- DENSITY 0‘
Fig.5-1l.Theelectric field iustout-
side thesurface ofaconductor ispro-
portional tothelocal surface density of
charge.
if4;-FFig.5-12. What isthefield inan
empty cavity ofaconductor, forany
shape?bezero, andsothegradient ofthepotential ¢iszero. That means that¢does not
vary from point topoint. Every conductor isanequipotential region, andits
surface isanequipotential surface. Since inaconducting material theelectric
fieldiseverywhere zero, thedivergence ofEiszero, andbyGauss’ lawthecharge
density intheinterior oftheconductor must bezero.
Ifthere canbenocharges inaconductor, howcaniteverbecharged ?What
dowemean when wesayaconductor is“charged”? Where arethecharges?
Theanswer isthattheyreside atthesurface oftheconductor, where there are
strong forces tokeep them from leaving—they arenotcompletely “free.” When
westudy solid-state physics, weshall findthattheexcess charge ofanyconductor
isontheaverage within oneortwoatomic layers ofthesurface. Forourpresent
purposes, itisaccurate enough tosaythatifanycharge isputon,orin,aconductor
itallaccumulates onthesurface; there isnocharge intheinterior ofaconductor.
Wenotealsothattheelectric fieldjustoutside thesurface ofaconductor must
benormal tothesurface. There canbenotangential component. Ifthere were a
tangential component, theelectrons would move along thesurface; there areno
forces preventing that. Saying itanother way: weknow thattheelectric fieldlines
must always goatright angles toanequipotential surface.
Wecanalso,using Gauss’ law,relate thefieldstrength justoutside aconductor
tothelocal density ofthecharge atthesurface. Foragaussian surface, wetakea
small cylindrical boxhalfinside andhalfoutside thesurface, liketheoneshown
inFig.5-1l.There isacontribution tothetotalfluxofEonlyfrom thesideofthe
boxoutside theconductor. Thefieldjustoutside thesurface ofaconductor isthen
Outside aconductor:
E=5, (5.3)60
where tristhelocal surface charge density.
Why does asheet ofcharge onaconductor produce adifferent fieldthanjust
asheet ofcharge? Inother words, whyis(5.8)twice aslarge as(5.3)? Thereason,
ofcourse, isthatwehave notsaidfortheconductor thatthere areno“other”
charges around. There must, infact,besome tomake E=0intheconductor.
Thecharges intheimmediate neighborhood ofa-point Ponthesurface do,infact,
giveafield E1,,c,,1 =o1,,,,,,1/2e0 both inside andoutside thesurface. Butallthe
restofthecharges ontheconductor “conspire” toproduce anadditional field at
thepoint Pequal inmagnitude toE1,,,,,1. Thetotal fieldinside goestozeroand
thefieldoutside to2E1,,,,,,; =a/co.
5-10 Thefieldinacavity ofaconductor
Wereturn nowtotheproblem ofthehollow container—a conductor witha
cavity. There isnofieldinthemetal, butwhat about inthecavity? Weshallshow
thatifthecavity isempty thenthere arenofields init,nomatter what theshape of
theconductor orthecavity—say fortheoneinFig.5-12. Consider agaussian
surface, likeSinFig.5—l2, thatencloses thecavity butstays everywhere inthe
conducting material. Everywhere onSthefieldiszero, sothere isnofluxthrough
Sandthetotalcharge inside Siszero. Foraspherical shell, onecould thenargue
from symmetry thatthere could benocharge inside. But,ingeneral, wecanonly
saythatthere areequal amounts ofpositive andnegative charge ontheinner
surface oftheconductor. There could beapositive surface charge ononepart
andanegative onesomewhere else,asindicated inFig.5-12. Such athing cannot
beruled outbyGauss’ law.
What really happens, ofcourse, isthatanyequal andopposite charges on
theinner surface would slidearound tomeet eachother, cancelling outcompletely.
Wecanshow thattheymust cancel completely byusing thelawthatthecirculation
ofEisalways zero(electrostatics). Suppose there were charges onsome parts of
theinner surface. Weknow thatthere would have tobeanequal number ofop-
posite charges somewhere else. Now anylines ofEwould have tostart onthe
5-8
7
positive charges andendonthenegative charges (since weareconsidering onlythe
casethatthere arenofreecharges inthecavity). Now imagine aloopPthatcrosses
thecavity along alineofforce from some positive charge tosome negative charge,
andreturns toitsstarting point viatheconductor (asinFig.5-12). Theintegral
along such alineofforce from thepositive tothenegative charges would notbe
zero. Theintegral through themetal iszero, since E=0.Sowewould have
fr-as #02??
Butthelineintegral ofEaround anyclosed loopinanelectrostatic fieldisalways
zero. Sothere canbenofields inside theempty cavity, noranycharges onthe
inside surface.
You should notice carefully oneimportant qualification wehave made.
Wehave always said“inside anempty” cavity. Ifsome charges areplaced atsome
fixed locations inthecavity-—as onaninsulator oronasmall conductor insulated
from themain one——then there canbefields inthecavity. Butthenthatisnotan
“empty” cavity.
Wehave shown that ifacavity iscompletely enclosed byaconductor, no
static distribution ofcharges outside canever produce anyfields inside. This
explains theprinciple of“shielding” electrical equipment byplacing itinametal
can.Thesan-lg ?:‘§Ll‘Ia%?tS canbeusedtoshow thatnostatic distribution ofcharges
inside aclose conduc orcanproduce anyfields outside. Shielding works both
ways! Inelectrostatics——but notinvarying fields—the fields onthetwosides ofa
closed conducting shell arecompletely independent.
Now youseewhy itwaspossible tocheck Coulomb’s lawtosuch agreat
precision. Theshape ofthehollow shell used doesn’t matter. Itdoesn’t need to
bespherical; itcould besquare! IfGauss’ lawisexact, thefieldinside isalways
zero. Now youalsounderstand whyitissafetositinside thehigh-voltage terminal
ofamillion-volt vandeGraaff generator, without worrying about getting a
shock-—because ofGauss’ law.
S-9
6
The Electric Field inVarious Circumstances
6-1Equations oftheelectrostatic potential
Thischapter willdescribe thebehavior oftheelectric fieldinanumber of
difierent circumstances. Itwillprovide some experience with thewaytheelectric
field behaves, and willdescribe some ofthemathematical methods which are
usedtofindthisfield.
Webegin bypointing outthatthewhole mathematical problem isthesolution
oftwoequations, theMaxwell equations forelectrostatics:
v-E=ll. (61)E0
VXE=O. (6.2)
Infact,thetwocanbecombined intoasingle equation. From thesecond equation,
weknow atonce that wecandescribe thefield asthegradient ofascalar (see
Section 3-7):E=—V¢. (6.3)
Wemay, ifwewish, completely describe anyparticular electric field interms
ofitspotential ¢>.Weobtain thedifferential equation that ¢must obey bysub-
stituting Eq.(6.3) into (6.1), toget
vv¢=—%- mo
Thedivergence ofthegradient of¢isthesame asV2operating on<15:
02 02 a2v-v¢=v2¢=§+,y‘Z+;,z—‘§» <6-5)
sowewrite Eq.(6.4) as 2 pV¢~-5- (6.6)
Theoperator V2lScalled theLaplacian, andEq(66)IScalled thePoisson equa-
tion. Theentire subject ofelectrostatics, from amathematical point ofview, is
merely astudy ofthesolutions ofthesingle equation (6.6). Once ¢isobtained by
solving Eq.(6.6)wecanfindEimmediately from Eq.(6.3).
Wetake upfirstthespecial class ofproblems inwhich pisgiven asafunction
ofx,y,z.Inthat case theproblem isalmost trivial, forwealready know the
solution ofEq.(6.6) forthegeneral case. Wehave shown that ifpisknown at
every point, thepotential atpoint (1)is
=i>(l)—/”‘—2l‘1@. <61) _ 47r€Or12
where p(2)isthecharge density, dV2 isthevolume element atpoint (2),andr12
isthedistance between points (l)and(2).Thesolution ofthedzflerential equation
(6.6)isreduced toanintegration over space. Thesolution (6.7) should beespecially
noted, because there aremany situations inphysics that lead toequations like
V2(something) =(something else),
andEq.(6.7) isaprototype ofthesolution foranyofthese problems.
Thesolution ofelectrostatic field problems isthus completely straightforward
when thepositions ofallthecharges areknown. Let’s seehow itworks inafew
examples.
6-16-1 Equations oftheelectrostatic
potential
6-2 Theelectric dipole
6-3 Remarks onvector equations
6-4 Thedipole potential asa
gradient
6-5 Thedipole approximation for
anarbitrary distribution
6-6 Thefields ofcharged
conductors
6-7 Themethod ofimages
6-8 Apoint charge near a
conducting plane
6-9 Apoint charge near a
conducting sphere
6-10 Condensers; parallel plates
6-11 High-voltage breakdown
6-12 Thefield emission microscope
Review. Chapter 23,Vol. I,Resonance
XZ
P(==,y,1)0
Ml
" r-—q
Fig. 6-1. Adipole: two charges
+qand —qthedistance dopcirt.
..Fig. 6—2. The water molecule H20.
The hydrogen atoms hove slightly less
than their shore oftheelectron cloud; the
oxygen, slightly more.6—2Theelectric dipole
First, take twopoint charges, +qand—q,separated bythedistance d.Let
thez-axis gothrough thecharges, andpicktheorigin halfway between, asshown
inFig. 6—l. Then, using (4.24), thepotential from thetwocharges isgiven by
¢(x.y.Z)
l q “q
=41%\/[Z-(d/2)]2+x2+yz+\/[Z+(d/2)]2+x2+yd‘(63)
Wearenotgoing towrite outtheformula fortheelectric field, butwecanalways
calculate itonce wehave thepotential. Sowehave solved theproblem oftwo
charges.
There isanimportant special case inwhich thetwocharges arevery close
together—which istosaythatweareinterested inthefields onlyatdistances from
thecharges large incomparison with their separation. Wecallsuch aclose pair
ofcharges adipole. Dipoles arevery common.
A“dipole” antenna canoften beapproximated bytwocharges separated bya
small distance—if wedon’t askabout thefield tooclose totheantenna. (Weare
usually interested inantennas with moving charges; then theequations ofstatics
donotreally apply, butforsome purposes they areanadequate approximation.)
More important perhaps, areatomic dipoles. Ifthere isanelectric field in
anymaterial, theelectrons andprotons feelopposite forces andaredisplaced
relative toeach other. Inaconductor, youremember, some oftheelectrons
move tothesurfaces, sothatthefield inside becomes zero. Inaninsulator the
electrons cannot move very far;they arepulled back bytheattraction ofthenu-
cleus. They do,however, shift alittle bit. Soalthough anatom, ormolecule,
remains neutral inanexternal electric field, there isavery tinyseparation ofits
positive andnegative charges anditbecomes amicroscopic dipole. Ifweare
interested inthefields ofthese atomic dipoles intheneighborhood ofordinary-
sized objects, wearenormally dealing with distances large compared with the
separations ofthepairs ofcharges.
Insome molecules thecharges aresomewhat separated even intheabsence
ofexternal fields, because oftheform ofthemolecule. Inawater molecule, for
example, there isanetnegative charge ontheoxygen atom andanetpositive
charge oneach ofthetwohydrogen atoms, which arenotplaced symmetrically
butasinFig.6—2. Although thecharge ofthewhole molecule iszero, there isa
charge distribution with alittle more negative charge ononeside andalittle
more positive charge ontheother. This arrangement iscertainly notassimple
astwopoint charges, butwhen seen from faraway thesystem actslikeadipole.
Asweshall seealittle later, thefield atlarge distances isnotsensitive tothe
finedetails.
Let’s look, then, atthefield oftwoopposite charges with asmall separation
d.Ifa’becomes zero, thetwocharges areontopofeach other, thetwopotentials
cancel, andthere isnofield. Butifthey arenotexactly ontopofeach other, we
cangetagood approximation tothepotential byexpanding theterms of(6.8) in
apower series inthesmall quantity d(using thebinomial expansion). Keeping
terms only tofirstorder ind,wecanwrite
2
(z—-31)»-=z2—zd.
x2+y2+z2=r2.
2
(2-55) +x2+y2==r2—zd=r2(l—€§-g),Itisconvenient towrite
Then
and
1 l 1 zd)_”2
\/[Z—(d/2)]2if+yeI~/en—(Z11/r2)]z7(1_'7'6—2
Using thebinomial expansion again for[1—(zd/r2)]_”2—and throwing away
terms with higher powers than thesquare ofd—-we get
l lzd
7(1+ta)"
_~__1__-__ cl(1_121).\/[Z+(d/2)]2+'T+‘yar1'2
Thedifierence ofthese twoterms gives forthepotentialSimilarly,
lz¢>(x,y Z)=——-5qd- (6-9)’ 41r60 r
Thepotential, andhence thefield, which isitsderivative, isproportional toqd,
theproduct ofthecharge andtheseparation. This product isdefined asthe
dipole moment ofthetwocharges, forwhich wewillusethesymbol p(donot
confuse with momentum!):
p=qd. (6.10)
Equation (6.9) canalsobewritten as
l 0
<y<x.y.z> =;4,,—60’i9§,i-y (6.11)
since z/r=cos0,where 0istheangle between theaxis ofthedipole andthe
radius vector tothepoint (x,y,2)-see Fig.6-l. Thepotential ofadipole decreases
asl/r2 foragiven direction from theaxis(whereas forapoint charge itgoes as
1/r). Theelectric field Eofthedipole willthen decrease asl/r3.
Wecanputourformula intoavector form ifwedefine pasavector whose
magnitude ispandwhose direction isalong theaxisofthedipole, pointing from
q_toward q+.Then
cos0=p-e,, (6.12)
where e,istheunit radial vector (Fig. 6-3). Wecanalso represent thepoint
(x,y,z)byr.Then
D'poI tfl: 1-T 1~ l 617067110 = 1;eZ (6.13)
41re0 r2 41re0 r3
This formula isvalid foradipole with anyorientation andposition ifrrepresents
thevector from thedipole tothepoint ofinterest.
Ifwewant theelectric field ofthedipole wecangetitbytaking thegradient
of¢.Forexample, thez-component ofthefieldis—6¢/dz. Foradipole oriented
along thez-axis wecanuse(6.9):
_%= __P_i(£)= _.L i_L”),62 41re0 62 r3 41re0 r3 r5
or 320 1 COS —
E,=fi___rT__.. (6.14)
Thex-andy-components are
32x p3zyEx=L __,E=_._ _.41re0 r5 1' 41re0 r5
These twocanbecombined togiveonecomponent directed perpendicular tothe
z-axis, which wewillcallthetransverse component EL:
Ei-\/E2+E2— 1’3z\/x2+y2— "7 7/_ 4-7l'€()‘7E
or__p3cos0sin0_E_L——-4M0 —-—-irs (6.15)
6-3P
Fig. 6-
dipole.l
I
I
3.P
9 r
er
Vector notation for
l-l
(0)Y
Fig. 6-4. The electric field ofq
dipole.Q\\“..Thetransverse component Ejisinthex-yplane andpoints directly away from
theaxisofthedipole. Thetotal field, ofcourse, is
E=\/Ef+Ei.
Thedipole field varies inversely asthecube ofthedistance from thedipole.
Ontheaxis, at0=0,itistwice asstrong asat0=90°. Atboth ofthese special
angles theelectric field hasonly az-component, butofopposite sign atthetwo
places (Fig. 6-4).
6-3Remarks onvector equations
This isagood place tomake ageneral remark about vector analysis. The
fundamental proofs canbeexpressed byelegant equations inageneral form, but
inmaking various calculations andanalyses itisalways agood idea tochoose
theaxes insome convenient way. Notice thatwhen wewere finding thepotential
ofadipole wechose thez-axis along thedirection ofthedipole, rather than atsome
arbitrary angle. This made thework much easier. Butthen wewrote theequations
invector form sothatthey would nolonger depend onanyparticular coordinate
system. After that, weareallowed tochoose anycoordinate system wewish,
knowing thattherelation 1S,ingeneral, true. Itclearly doesn’t make anysense to
bother with anarbitrary coordinate system atsome complicated angle when you
canchoose aneat system fortheparticular problem—provided thattheresult can
finally beexpressed asavector equation. Sobyallmeans take advantage ofthe
factthatvector equations areindependent ofanycoordinate system.
Ontheother hand, ifyouaretrying tocalculate thedivergence ofavector,
instead ofjustlooking atV-Eandwondering what itis,don’t forget thatitcan
always bespread outas
BE, 6E, 6E,
6x+dy+W
Ifyoucanthen work outthex-,y-,andz-components oftheelectric field and
differentiate them, youwillhave thedivergence. There often seems tobeafeeling
that there issomething inelegant-—some kind ofdefeat involved—in writing out
thecomponents; thatsomehow there ought always tobeawaytodoeverything
with thevector operators. There isoften noadvantage toit.Thefirsttime we
encounter aparticular kind ofproblem, itusually helps towrite outthecomponents
tobesureweunderstand what isgoing on.There isnothing inelegant about put-
tingnumbers intoequations, andnothing inelegant about substituting thederiva-
tives forthefancy symbols. Infact, there isoften acertain cleverness indoing
justthat. Ofcourse when youpublish apaper inaprofessional journal itwilllook
better—and bemore easily understood—if youcanwrite everything invector form.
Besides, itsaves print.
6-4Thedipole potential asagradient
Wewould liketopoint outarather amusing thing about thedipole formula,
Eq.(6.13). Thepotential canalsobewritten as
¢=-Ly-v(§) (6.16)47l'€Q
Ifyoucalculate thegradient of1/r,youget
vi =__'L= _fi,r r3 r2
andEq.(6.16) isthesame asEq.(6.13).
How didwethink ofthat? Wejustremembered thate./r2 appeared inthe
formula forthefield ofapoint charge, andthatthefield wasthegradient ofa
potential which hasal/rdependence.
6-4
There isaphysical reason forbeing able towrite thedipole potential inthe
form ofEq.(6.16). Suppose wehave apoint charge qattheorigin. Thepotential
atthepoint Pat(x,y,z)is
¢0 = -£1-
(Let’s leave offthel/4-rreo while wemake these arguments; wecanstick itinat
theend.) Now ifwemove thecharge +qupadistance Az,thepotential atPwill
change alittle, by,say,A¢+. How much isA¢+? Well, itisjusttheamount that
thepotential would change ifwewere toleave thecharge attheorigin andmove
Pdownward bythesame distance Az(Fig. 6-5). That is,
19¢A¢+ = —'EQ AZ,
where byAzwemean thesame asd/2. So,using ¢=q/r,wehave thatthepo-
tential from thepositive charge is
d¢+=g_363(3) 5- (6.17)P‘
Applying thesame reasoning forthepotential from thenegative charge,
wecanwrite
_1i:1é.¢__ r+8z<r>2 (618)
Thetotal potential isthesum of(6.17) and(6.18):
N’-“I>§¢=¢++¢_=—~%(~)d (6-19)
=(—)Forother orientation ofthedipole, wecould represent thedisplacement of
thepositive charge bythevector Ar+. Weshould then write Eq.(6.17) as
A¢+ = —V¢0 'Al'+,
where Aristhen tobereplaced byd/2. Completing thederivation asbefore,
Eq.(6.19) would then become
1.
This isthesame asEq.(6.16), ifwereplace qd=p,andputback the1/41re0.
Looking atitanother way, weseethat thedipole potential, Eq.(6.13), canbe
interpreted as
¢=—p-V<I>0, (6.20)
where <I>0=l/41r60r isthepotential ofaunitpoint charge.
Although wecanalways findthepotential ofaknown charge distribution by
anintegration, itissometimes possible tosave time bygetting theanswer with a
clever trick. Forexample, onecanoften make useofthesuperposition principle.
Ifwearegiven acharge distribution thatcanbemade upofthesum oftwodis-
tributions forwhich thepotentials arealready known, itiseasy tofindthede-
sired potential byjustadding thetwoknown ones. One example ofthisisour
derivation of(6.20), another isthefollowing.
Suppose wehave aspherical surface with adistribution ofsurface charge
thatvaries asthecosine ofthepolar angle. Theintegration forthisdistribution is
fairly messy. But, surprisingly, such adistribution canbeanalyzed bysuper-
position. Forimagine asphere with auniform volume density ofpositive charge,
andanother sphere with anequal uniform volume density ofnegative charge,
6-5AZ
P
-~Az/ I
//)P
//////
//
//
//
Az _
0 Y
x
Fig. 6-5. The potential citPfrom 0
point charge citAzabove theorigin isthe
some asthepotential atP’(Az below P)
from thesome charge attheorigin.
+
+ + _'_
+ +
Fig. 6-6. Two uniformly charged + 4.
spheres, superposed withaslight disp|ace- + ‘ _
ment, are equivalent toanonuniform e — — _
distribution ofsurface
Fig.6—7. Computation ofthe p
tential atc|point Patalarge distance
from asetofcharges.0
charge. (0) '1' (b) = (C)
originally superposed tomake aneutral—that is,uncharged—s;;here. Ifthe
positive sphere isthen displaced slightly with respect tothenegative sphere. the
body oftheuncharged sphere would remain neutral, butalittle positive charge will
appear ononeside, andsome negative chargt willappear ontheopposite side,
asillustrated inFig.6-6. Iftherelative displacement ofthetwospheres issmall,
thenetcharge isequivalent toasurface charge (onaspherical surface), andthe
surface charge density willbeproportional tothecosine ofthepolar angle.
Now ifwewant thepotential from thisdistribution. wedonotneed todoan
integral. Weknow thatthepotential from each ofthespheres ofcharge is——for
points outside thesphere—the same asfrom apoint charge. The two displaced
spheres areliketwo point charges; thepotential isjust that ofadipole.
Inthisway you canshow that acharge distribution onasphere ofradius a
with asurface charge density
0=0'0cos9
produces afield outside thesphere which isjustthatofadipole whose moment is
41ra0a3
P=*"3—"
Itcanalsobeshown thatinside thesphere thefield isconstant, with thevalue
E=E.3G0
If6istheangle from thepositive z-axis, theelectric fieldinside thesphere isinthe
negative z-direction. Theexample wehave justconsidered isnotasartificial as
itmay appear; wewillencounter itagain inthetheory ofdielectrics.
6-5Thedipole approximation foranarbitrary distribution
The dipole field appears inanother circumstance both interesting andim-
portant. Suppose thatwehave anobject thathasacomplicated distribution of
charge——like thewater molecule (Fig. 6—2)—and weareinterested only inthe
fields faraway. Wewillshow thatitispossible tofindarelatively simple expression
forthefields which isappropriate fordistances large compared with thesizeof
theobject.
Wecanthink ofourobject asanassembly ofpoint charges q,inacertain limited
region, asshown inFig. 6-7. (We can, later, replace q,bypdVifwewish.) Let
each charge q,belocated atthedisplacement d,from anorigin chosen somewhere
A
P
r.
°+6 qt R__ O
+dl+0o 0+
O_
' >
O- 6- Q+
6—6
inthemiddle ofthegroup ofcharges. What isthepotential atthepoint P,located
atR,where Rismuch larger than themaximum d,? Thepotential from the
whole collection isgiven by
_1 ql 4._4% rt. (6.21)
where r,isthedistance from Ptothecharge q,(thelength ofthevector R—d,).
Now ifthedistance from thecharges toP,thepoint ofobservation, isenormous,
each ofther,’scanbeapproximated byR.Each term becomes q,/R, andwe
cantake 1/Routasafactor infront ofthesummation. This gives usthesimple
resultl1 Q¢=%'fiZqi= #
where Qisjustthetotal charge ofthewhole object. Thus wefindthatforpoints
farenough from anylump ofcharge, thelump looks likeapoint charge. The
result isnottoosurprising.
Butwhat ifthere areequal numbers ofpositive andnegative charges? Then
thetotal charge Qoftheobject iszero. This isnotanunusual case; infact, aswe
know, objects areusually neutral. Thewater molecule isneutral, butthecharges
arenotallatonepoint, soifweareclose enough weshould beabletoseesome
effects oftheseparate charges. Weneed abetter approximation than (6.22) for
thepotential from anarbitrary distribution ofcharge inaneutral object. Equation
(6.21) isstillprecise, butwecannolonger justsetr,=R.Weneed amore accu-
rateexpression forr,.Ifthepoint Pisatalarge distance, r,willdiffer from Rto
anexcellent approximation bytheprojection ofdonR,ascanbeseen from
Fig.6-7. (You should imagine thatPisreally farther away than isshown inthe
figure.) Inother words, ife,istheunitvector inthedirection ofR,then ournext
approximation tor,is
r,zR—d,-e,. (6.23)
What wereally want isl/r,,which, since d,<<R,canbewritten toourapproxima-
tionas1 1 d,-e,71~i(1+-T) (6.24)
Substituting thisin(6.21), wegetthatthepotential is
_l Q dye,
¢"2iT.,(fi+;q@TeT+"'>' “'25)
Thethree dots indicate theterms ofhigher order ind/Rthatwehave neglected.
These, aswellastheones wehave already obtained, aresuccessive terms inaTaylor
expansion ofl/r,about l/Rinpowers ofd,/R.
Thefirstterm in(6.25) iswhat wegotbefore; itdrops outiftheobject is
neutral. Thesecond term depends on1/R2, justasforadipole. Infact,ifwedefine
asaproperty ofthecharge distribution, thesecond term ofthepotential (6.25) is
.1.=fi"7,»2"’l. (6.27)
precisely adipole potential. Thequantity piscalled thedipole moment ofthe
distribution. Itisageneralization ofourearlier definition, andreduces toitfor
thespecial caseoftwopoint charges.
Our result isthat, farenough away from anymess ofcharges thatisasa
whole neutral, thepotential isadipole potential. Itdecreases as1/R2 andvaries
ascos0—and itsstrength depends onthedipole moment ofthedistribution of
charge. Itisforthese reasons thatdipole fields areimportant, since thesimple
caseofapairofpoint charges isquite rare.
6—7
\_ is
1‘ 1///\
/ \
,,
\m" __/
/
/ \
1’ \\4-’ I \
Fig. 6-8. Thefield lines and equipo-
tentials fortwopoint charges.
I
/
+q
I
CONDUCTOR
Fig. 6-9. The field outside acon-
ductor shaped like theequipotential A
ofFig.6-8.Thewater molecule, forexample, hasarather strong dipole moment. The
electric fields thatresult from thismoment areresponsible forsome oftheim-
portant properties ofwater. Formany molecules, forexample CO2, thedipole
moment vanishes because ofthesymmetry ofthemolecule. Forthem weshould
expand stillmore accurately, obtaining another term inthepotential which de-
creases asl/R3, andwhich iscalled aquadrupole potential. Wewilldiscuss such
cases later.
6-6Thefields ofcharged conductors
Wehave now finished with theexamples wewish tocover ofsituations in
which thecharge distributions isknown from thestart. Ithasbeen aproblem
Without serious complications, involving atmost some integrations. Weturn
now toanentirely new kind ofproblem, thedetermination ofthefields near
charged conductors.
Suppose thatwehave asituation inwhich atotal charge Qisplaced onan
arbitrary conductor. Now wewillnotbeable tosayexactly where thecharges
are. They willspread outinsome way onthesurface. How canweknow how
thecharges have distributed themselves onthesurface? They must distribute
themselves sothatthepotential ofthesurface isconstant. Ifthesurface were not
anequipotential, there would beanelectric field inside theconductor, andthe
charges would keep moving until itbecame zero. The general problem ofthis
kind canbesolved inthefollowing way. Weguess atadistribution ofcharge and
calculate thepotential. Ifthepotential turns outtobeconstant everywhere on
thesurface, theproblem isfinished. Ifthesurface isnotanequipotential, we
have guessed thewrong distribution ofcharges, andshould guess again—hopefully
with animproved guess! This cangoonforever, unless wearejudicious about
thesuccessive guesses.
Thequestion ofhowtoguess atthedistribution ismathematically difiicult.
Nature, ofcourse, hastimetodoit;thecharges push andpulluntil theyallbalance
themselves. When wetrytosolve theproblem, however, ittakes ussolong to
make each trial that that method isvery tedious With anarbitrary group of
conductors andcharges theproblem canbevery complicated, andingeneral it
cannot besolved without rather elaborate numerical methods. Such numerical
computations, these days, aresetuponacomputing machine that willdothe
work forus,once wehave toldithow toproceed.
Ontheother hand, there arealotoflittle practical cases where itwould
benicetobeabletofindtheanswer bysome more direct method—without having
towrite aprogram foracomputer. Fortunately, there areanumber ofcases where
theanswer canbeobtained bysqueezing itoutofNature bysome trick orother.
Thefirsttrick wewilldescribe involves making useofsolutions wehave already
obtained forsituations inwhich charges have specified locations.
6-7Themethod ofimages
Wehave solved, forexample, thefield oftwopoint charges. Figure 6-8
shows some ofthefield lines andequipotential surfaces weobtained bythecom-
putations inChapter 5.Now consider theequipotential surface marked A.Sup-
pose wewere toshape athinsheet ofmetal sothatitjustfitsthissurface. Ifwe
place itright atthesurface andadjust itspotential totheproper value, noone
would ever know itwasthere, because nothing would bechanged.
Butnotice! Wehave really solved anewproblem. Wehave asituation in
which thesurface ofacurved conductor with agiven potential isplaced near a
point charge. Ifthemetal sheet weplaced attheequipotential surface eventually
closes onitself (or,inpractice, ifitgoes farenough) wehave thekind ofsituation
considered inSection 5-10, inwhich ourspace isdivided intotworegions, one
inside andoneoutside aclosed conducting shell. Wefound there thatthefields in
thetworegions arequite independent ofeach other. Sowewould have thesame
fields outside ourcurved conductor nomatter what isinside. Wecaneven fillup
6—8
thewhole inside with conducting material. Wehave found, therefore, thefields
forthearrangement ofFig. 6-9. Inthespace outside theconductor thefield is
justlikethatoftwopoint charges, asinFig.6-8. Inside theconductor, itiszero
Also—as itmust be-the electric field just outside theconductor isnormal to
thesurface.
Thus wecancompute thefields inFig.6-9bycomputing thefield duetoq
andtoanimaginary point charge —qatasuitable point. Thepoint charge we
“imagine” existing behind theconducting surface iscalled animage charge.
Inbooks youcanfindlong listsofsolutions forhyperbolic-shaped conductors
andother complicated looking things, andyouwonder how anyone ever solved
these terrible shapes. They were solved backwards! Someone solved asimple
problem with given charges. Hethen sawthatsome equipotential surface showed
upinanewshape, andhewrote apaper inwhich hepointed outthat thefield
outside thatparticular shape canbedescribed inacertain way.
6-8Apoint charge near aconducting plane
Asthesimplest application oftheuseofthismethod, let's make useofthe
plane equipotential surface BofFig.6-8. With it,wecansolve theproblem ofa
charge infront ofaconducting sheet. Wejustcross outtheleft-hand halfofthe
picture. Thefield lines foroursolution areshown inFig.6-10. Notice that the
plane, since itwashalfway between thetwocharges, haszero potential. Wehave
solved theproblem ofapositive charge next toagrounded conducting sheet.
Wehave now solved forthetotal field, butwhat about therealcharges that
areresponsible forit?There are,inaddition toourpositive point charge, some
induced negative charges ontheconducting sheet thathave been attracted bythe
positive charge (from large distances away). Now suppose thatforsome technical
reason—or outofcuriosity-you would liketoknow how thenegative charges
aredistributed onthesurface. You canfindthesurface charge density byusing
theresult weworked outinSection 5-6with Gauss’ theorem. Thenormal com-
4;,4,41»;/0//‘//
_/V . / /
\ \. lcououcrmis /\ \\PLATE —
\ \ \\lll//// // - _P
\\ \ \ ll,/////1
\\ \ \\\ '/ /
\\s\‘."//c\ \ / _ ° 4
— -— - —lMAGE CHARGE —& .
Illl/II/04' Q >
/ / //'l\\\\/ / ///l\\\\
/ l\ \/ / I \
\
// //ll\\\\\
/ jl\\ -
/IIIII/]\\\ _
l\\ _ V
Fig. 6-lO. Thefield ofacharge near aplane conducting surface, found bythe
method ofimages.
6-9
\
P
Ix ., \
“Qq'=-%q
Fig. 6-ll. The point charge qin-
duces charges onagrounded conducting
sphere whose fields are those ofan
image charge q’placed atthepoint
shown.ponent oftheelectric fieldjustoutside aconductor isequal tothedensity ofsurface
charge 0divided byen.Wecanobtain thedensity ofcharge atanypoint onthe
surface byworking backwards from thenormal component oftheelectric field at
thesurface. Weknow that, because weknow thefieldeverywhere.
Consider apoint onthesurface atthedistance pfrom thepoint directly be-
neath thepositive charge (Fig. 6-10). Theelectric field atthispoint isnormal to
thesurface andisdirected intoit.Thecomponent normal tothesurface ofthe
field from thepositive point charge is
_ 1 aqEn-i_ — Zhrso (a2+pg)’;/~_) (6.28)
Tothiswemust addtheelectric fieldproduced bythenegative image charge. That
justdoubles thenormal component (and cancels allothers), sothecharge density
0atanypoint onthesurface is
2 I
<r(/>)=60E(P)=-;,-,@-g‘fl‘i;,-),,,-,- 1,(629)
Aninteresting check onourwork istointegrated overthewhole surface. We
findthatthetotal induced charge 1S-q.asitshould be. *
Onefurther question: Isthere aforce onthepoint charge? Yes,because there
isanattraction from theinduced negative surface charge ontheplate. Now that
weknow what thesurface charges are(from Eq.(6.29)), wecould compute the
force onourpositive point charge byanintegral. Butwealsoknow thattheforce
acting onthepositive charge isexactly thesame asitwould bewith thenegative
image charge instead oftheplate, because thefields intheneighborhood arethe
same inboth cases. Thepoint charge feels aforce toward theplate whose magni-
tude is
F=~-]— —-‘f-- - (630)47T€() (Z0)!
Wehave found theforce much more easily than byintegrating over allthenega-
tivecharges.
6-9Apoint charge near aconducting sphere
What other surfaces besides aplane have asimple solution” The next most
simple shape isasphere. Let's find thefields around ametal sphere which hasa
point charge qnear it,asshown inFig. 6-ll.Now wemust look forasimple
physical situation which gives asphere foranequipotential surface. Ifwelook
around atproblems people have already solved, wefindthatsomeone hasnoticed
that thefield oftwo unequal point charges hasanequipotential that isasphere
Aha‘ Ifwechoose thelocation ofanimage charge-and pick theright amount
ofcharge——maybe wecanmake theequipotential surface fitoursphere. Indeed,
itcanbedone with thefollowing prescription.
Assume thatyouwant theequipotential surface tobeasphere ofradius a
with itscenter atthedistance bfrom thecharge q.Putanimage charge ofstrength
q’=—q(a/b) onthelinefrom thecharge tothecenter ofthesphere, and ata
distance a2/b from thecenter. Thesphere Wlllbeatzeropotential.
Themathematical reason stems from thefactthatasphere isthelocus ofall
points forwhich thedistances from twopoints areinaconstant ratio Referring
toFig.6-11,thepotential atPfrom qandq’isproportional to
rt+£1..Vi F2
Thepotential willthus bezero atallpoints forwhich
97:-2 0,Q=_iT.F2 Vi "i q
6-10
Ifweplace q’atthedistance a2/b from thecenter, theratio r2/r1 hastheconstant
value a/b. Then if
92-=-g. (6.31)
thesphere isanequipotential. Itspotential is,infact, zero.
What happens ifweareinterested inasphere thatisnotatzero potential ?
That would besoonlyifitstotal charge happens accidentally tobeq’Ofcourse ifit
isgrounded, thecharges induced onitwould have tobejustthat. Butwhat ifit
isinsulated, andwehave putnocharge onit”Orifweknow thatthetotal charge
Qhasbeen putonit?Orjustthatithasagiven potential notequal tozero?All
these questions areeasily answered. Wecanalways addapoint charge q"atthe
center ofthesphere Thesphere stillremains anequipotential bysuperposition:
only themagnitude ofthepotential willbechanged.
Ifwehave, forexample, aconducting sphere which isinitially uncharged
andinsulated from everything else, andwebring near toitthepositive point
charge q,thetotal charge ofthesphere Wlllremain zero. Thesolution isfound
byusing animage charge q’asbefore, but,inaddition. adding acharge q”atthe
center ofthesphere, choosing
. q”=-4’=-in (6-32)
The fields everywhere outside thesphere aregiven bythesuperposition ofthe
fields ofq,q’,andq”.Theproblem issolved.
Wecanseenow thatthere willbeaforce ofattraction between thesphere
andthepoint charge q.Itisnotzeroeven though there isnocharge ontheneutral
sphere. Where does theattraction come from? When youbring apositive charge
uptoaconducting sphere, thepositive charge attracts negative charges tothe
sidecloser toitself andleaves positive charges onthesurface ofthefarside. The
attraction bythenegative charges exceeds therepulsion from thepositive charges.
there isanetattraction. Wecanfindouthowlarge theattraction isbycomputing
theforce onqinthefield produced byq’andq”.Thetotal force isthesumofthe
attractive force between qandacharge q’=—(a/li)q, atthedistance b-((12//7),
andtherepulsive force between qandacharge q”:—l-(a/b)q atthedistance b.
Those who were entertained inchildhood bythebaking powder boxwhich
hasonitslabel apicture ofabaking powder boxwhich hasonitslabel apicture
ofabaking powder boxwhich has.may beinterested inthefollowing problem.
Two equal spheres, onewith atotal charge of+Qandtheother withatotal charge
of—Q,areplaced atsome distance from each other. What IStheforce between
them‘? Theproblem canbesolved with aninfinite number ofimages. Onefirst
approximates each sphere byacharge atitscenter. These charges willhave image
charges intheother sphere. Theimage charges Wlllhave images, etc, etc, etc
The solution islike thepicture onthebox ofbaking powder—and itconverges
pretty fast.
6-10 Condensers; parallel plates
Wetake upnow another kind ofaproblem involving conductors. Consider
twolarge metal plates which areparallel toeach other andseparated byadistance
small compared with their width. Let’s suppose thatequal andopposite charges
have been putontheplates. Thecharges oneach plate willbeattracted bythe
charges ontheother plate, andthecharges willspread outuniformly ontheinner
surfaces oftheplates. Theplates willhave surface charge densities +0and-a,
respectively. asinFig.6-l2. From Chapter 5weknow thatthefield between the
plates is0/cu, andthatthefield outside theplates iszero. Theplates willhave
Llll:l_€l"CIl[ potentials 4;,and4>2. Forconvenience wewillcallthedifference V;it
isoften called the“voltage”:
Q51—¢2=V-
(You willfindthatsometimes people useVforthepotential, butwehave chosen
touse¢>.)
6-ll+Q‘\Area =A
-+\
l"\\\
'*\V/i/+/4 /T/{ } / /*/
{ d
I//_///— //_//_/ //_/ /i;//;/|
-0‘
Fig.
denser.6-12 Aparallel-plate con
Fig.6-13. Theelectric field near the
edge oftwo parallel plates.The potential difference Visthework perunitcharge required tocarry a
small charge from oneplate totheother, sothat
a d
where ¢Qisthetotal charge oneach plate, Aisthearea oftheplates, anda’is
theseparation.
Wefindthatthevoltage isproportional tothecharge. Such aproportionality
between VandQisfound foranytwoconductors inspace ifthere isapluscharge
ononeandanequal minus charge ontheother. Thepotential difference between
them—-that is,thevoltage-will beproportional tothecharge. (Weareassuming
thatthere arenoother charges around.)
Why thisproportionality? Just thesuperposition principle. Suppose we
know thesolution foronesetofcharges, andthen wesuperimpose two such
solutions. Thecharges aredoubled, thefields aredoubled, andthework done in
carrying aunitcharge from onepoint totheother isalsodoubled. Therefore the
potential difference between anytwopoints isproportional tothecharges. In
particular, thepotential difference between thetwoconductors isproportional
tothecharges onthem. Someone originally wrote theequation ofproportionality
theother way. That is,they wrote
Q=CV,
where Cisaconstant This coefiicient ofproportionality iscalled thecapacity.
andsuch asystem oftwoconductors iscalled ac'nna'enser.* Forourparallel-plate
condenser
c:F154(parallel plates). (6.34)
This formula isnotexact, because thefield isnotreally uniform everywhere
between theplates, asweassumed. Thefield does notjustsuddenly quitatthe
edges, butreally ismore asshown inFig6-13 Thetotal charge ISnotcr/4,aswe
have assumed—-there isalittle correction fortheeffects attheedges. Tofindout
what thecorrection is,wewillhave tocalculate thefield more exactly andfind
outjust what does happen attheedges. That isacomplicated mathematical
problem which can, however, besolved bytechniques which wewillnotdescribe
now. Theresult ofsuch calculations isthat thecharge density rises somewhat
near theedges oftheplates This means thatthecapacity oftheplates isalittle
higher than wecomputed. [Avery good approximation forthecapacity isob-
tained ifweuseEq.(6.34) buttakeforAthearea onewould getiftheplates were
extended artificially byadistance 3/8oftheseparation between theplates.]
Wehave talked about thecapacity fortwoconductors only. Sometimes
people talk about thecapacity ofasingle object. They say, forinstance, that the
capacity ofasphere ofradius ais41re(,a. What they imagine isthattheother
terminal isanother sphere ofinfinite radius-that when there isacharge +Q on
thesphere. theopposite charge, —Q,isonaninfinite sphere. Onecanalsospeak
ofcapacities when there arethree ormore conductors, adiscussion weshall,
however, defer.
Suppose that wewish tohave acondenser with avery large capacity We
could getalarge capacity bytaking avery bigarea andavery small separation
Wecould putwaxed paper between sheets ofaluminum foilandrollitup. (If
wesealitinplastic, wehave atypical radio-type condenser.) What good isit"
ltisgood forstoring charge. Ifwetrytostore charge onaball, forexample, its
potential rises rapidly aswecharge itup.ltmayeven getsohigh thatthecharge
begins toescape intotheairbywayofsparks Butifweputthesame charge ona
condenser whose capacity isvery large, thevoltage developed across thecon-
denser willbesmall.
*Some people think thewords “capacitance” and“capacitor" should beused, instead
of“capacity” and“condensor "Wehave decided tousetheolder terminology, because
itisstillmore commonly heard inthephysics laboratory—even ifnotintextbooks!
6-I2
Inmany applications inelectronic circuits, itisuseful tohave something
which canabsorb ordeliver large quantities ofcharge without changing itspo-
tential much. Acondenser (or“capacit0r”) does justthat. There arealsomany
applications inelectronic instruments and incomputers where acondenser is
used togetaspecified change involtage inresponse toaparticular change in
charge. Wehave seen asimilar application inChapter 23,Vol. I,where wede-
scribed theproperties ofresonant circuits.
From thedefinition ofC,weseethatitsunitisonecoul/volt. This unitis
alsocalled afarad. Looking atEq.(6.34), weseethatonecanexpress theunits
ofe0asfarad/meter, which istheunit most commonly used. Typical sizes of
condensers runfrom onemicro-microfarad (=1picofarad) tomillifarads. Small
condensers ofafewpicofarads areused inhigh-frequency tuned circuits, and
capacities uptohundreds orthousands ofmicrofarads arefound inpower-supply
filters. Apairofplates onesquare centimeter inareawith aonemillimeter separa-
tionhave acapacity ofroughly onemicro-microfarad.
6-11 High-voltage breakdown
Wewould likenow todiscuss qualitatively some ofthecharacteristics ofthe
fields around conductors. Ifwecharge aconductor thatisnotasphere, butone
thathasonitapoint oravery sharp end, as,forexample, theobject sketched
inFig.6-14, thefield around thepoint ismuch higher than thefield intheother
regions. Thereason is,qualitatively, thatcharges trytospread outasmuch as
possible onthesurface ofaconductor, andthetipofasharp point isasfaraway
asitispossible tobefrom most ofthesurface. Some ofthecharges ontheplate
getpushed allthewaytothetip. Arelatively small amount ofcharge onthetip
canstillprovide alarge surface density; ahigh charge density means ahigh field
justoutside.
Onewaytoseethatthefield ishighest atthose places onaconductor where
theradius ofcurvature issmallest istoconsider thecombination ofabigsphere
andalittlesphere connected byawire, asshown inFig.6-15. Itisasomewhat
idealized version oftheconductor ofFig.6-14. Thewire willhave little influence
onthefields outside; itisthere tokeep thespheres atthesame potential. Now,
which ballhasthebiggest field atitssurface? Iftheballonthelefthastheradius
aandcarries acharge Q,itspotential isabout
_1Q4"r1;;2"
(Ofcourse thepresence ofoneballchanges thecharge distribution ontheother,
sothatthecharges arenotreally spherically symmetric oneither. Butifweare
interested only inanestimate ofthefields, wecanusethepotential ofaspherical
charge.) Ifthesmaller ball, whose radius isb,carries thecharge q,itspotential
isabout I
=___ £1.¢2 47T€0 b
But¢i=¢2,$0 Qzg‘
a b
Ontheother hand, thefield atthesurface (seeEq.5.8)isproportional tothe
surface charge density, which islikethetotal charge over theradius squared.
Wegetthat
Fl=Q_/1'3 =Q. (635)
Eb q/172 ll i
Therefore thefield ishigher atthesurface ofthesmall sphere. Thefields areinthe
inverse proportion oftheradii.
This result istechnically very important, because airwillbreak down ifthe
electric field istoogreat. What happens isthataloose charge (electron, orion)
somewhere intheairisaccelerated bythefield, andifthefield isvery great, the
charge canpickupenough speed before ithitsanother atom tobeabletoknock an
6-131
I 50z , farad/meter ‘
*
\\
_ \-i -“"-1 W
)-
//
/ /
conoucron / ,
/
// /
/ /
/
/ /
/
/
Fig. 6-14. Theelectric field near a
sharp point onaconductor isvery high.
WIRE Viz
/
Fig. 6—l5. The field ofapointed
object canbeapproximated bythat of
twospheres atthesame potential.
FLUORESCENT
’,..-__ COATING/ \\
/.k&V%*y//,_--_
/
/i\____,///,umii..POINT
cnouuo
st.-ssauua
toVACUUMPUMP ———L
1HIGH VOLTAGE
Fig. 6-16. Field-emission microscope.
Fig. 6-17. Image produced bya
field-emission microscope. [Courtesy of
Erwin W. Mueller, Research Prof. of
Physics, Pennsylvania State University]electron ofi"that atom. Asaresult, more andmore ions areproduced. Their
motion constitutes adischarge, orspark. Ifyouwant tocharge anobject toa
highpotential andnothave itdischarge itself bysparks intheair,youmust be
sure thatthesurface issmooth, sothatthere isnoplace where thefield isab-
normally large.
6-12 Thefield-emission microscope
There isaninteresting application oftheextremely high electric field which
surrounds anysharp protuberance onacharged conductor. Thefield-emission
microscope depends foritsoperation onthehigh fields produced atasharp metal
point.* Itisbuilt inthefollowing way. Averyfineneedle, withatipwhose diameter
isabout 1000 angstroms, isplaced atthecenter ofanevacuated glass sphere (Fig.
6-16.) Theinner surface ofthesphere iscoated with athinconducting layer of
fluorescent material, andavery high potential diflerence isapplied between the
fluorescent coating andtheneedle.
Let’s firstconsider what happens when theneedle isnegative with respect to
thefluorescent coating. Thefield lines arehighly concentrated atthesharp point.
The electric field canbeashigh as40million volts percentimeter. Insuch
intense fields, electrons arepulled outofthesurface oftheneedle andaccelerated
across thepotential diflerence between theneedle andthefluorescent layer. When
they arrive there they cause light tobeemitted, _]LlStasinatelevision picture tube.
Theelectrons which arrive atagiven point onthefluorescent surface are,to
anexcellent approximation, those which leave theother endoftheradial field line,
because theelectrons willtravel along thefield linepassing from thepoint tothe
surface. Thus weseeonthesurface some kind ofanimage ofthetipoftheneedle.
More precisely, weseeapicture oftheemissivity ofthesurface oftheneedle——that
IStheeasewith which electrons canleave thesurface ofthemetal tip.Iftheresolu-
tionwere high enough, onecould hope toresolve thepositions oftheindividual
atoms onthetipoftheneedle. With electrons, thisresolution isnotpossible for
thefollowing reasons. First, there isquantum-mechanical diffraction ofthe
electron waves which blurs theimage. Second, duetotheinternal motions ofthe
electrons inthemetal they have asmall sideways initial velocity when theyleave
theneedle, andthisrandom transverse component ofthevelocity causes some
smearing oftheimage. Thecombination ofthese twoeflects limits theresolution
to25Aorso.
If,however, wereverse thepolarity andintroduce asmall amount ofhelium
gasintothebulb, much higher resolutions arepossible. When ahelium atom col-
lides with thetipoftheneedle, theintense field there strips anelectron offthe
helium atom, leaving itpositively charged. The helium ionisthen accelerated
outward along afieldlinetothefluorescent screen. Since thehelium ionissomuch
heavier than anelectron, thequantum-mechanical wavelengths aremuch smaller.
Ifthetemperature isnottoohigh, theeflect ofthethermal velocities isalsosmaller
than intheelectron case. With lesssmearing oftheimage amuch sharper picture
ofthepoint isobtained. Ithasbeen possible toobtain magnifications upto
2,000,000 times with thepositive ionfield-emission microscope-—a magnification
tentimes better than isobtained with thebestelectron microscope.
Figure 6-17 isanexample oftheresults which were obtained with afield-
ionmicroscope, using atungsten needle. Thecenter ofatungsten atom ionizes
ahelium atom ataslightly diflerent ratethan thespaces between thetungsten
atoms. Thepattern ofspots onthefluorescent screen shows thearrangement of
theindividual atoms onthetungsten tip.Thereason thespots appear inrings can
beunderstood byvisualizing alarge boxofballs packed inarectangular array,
representing theatoms inthemetal. Ifyoucutanapproximately spherical section
outofthisbox, youwillseetheringpattern characteristic oftheatomic structure.
Thefield-ion microscope provided human beings with themeans ofseeing atoms
forthefirsttime. This isaremarkable achievement, considering thesimplicity of
theinstrument.
*SeeE.W.Mueller: “The field-ion microscope,” Advances II1Electronics andElectron
Physics, 13,83-179 (1960). Academic Press, New York
6-14
7
The Electric Field inVurious Cireumstunees
(Continued)
7-1Methods forfinding theelectrostatic field
This chapter isacontinuation ofourconsideration ofthecharacteristics of
electric fields invarious particular situations. Weshall firstdescribe some ofthe
more elaborate methods forsolving problems with conductors. Itisnotexpected
thatthese more advanced methods canbemastered atthistime. Yetitmay beof
interest tohave some idea about thekinds ofproblems thatcanbesolved, using
techniques thatmay belearned inmore advanced courses. Then wetake uptwo
examples inwhich thecharge distribution isneither fixed noriscarried byacon-
duct_or, butinstead isdetermined bysome other lawofphysics.
Aswefound inChapter 6,theproblem oftheelectrostatic field isfundamen-
tallysimple when thedistribution ofcharges isspecified; itrequires onlytheevalua-
tionofanintegral. When there areconductors present, however, complications
arise because thecharge distribution ontheconductors isnotinitially known;
thecharge must distribute itself onthesurface oftheconductor insuch awaythat
theconductor isanequipotential. Thesolution ofsuch problems isneither direct
norsimple.
Wehave looked atanindirect method ofsolving such problems, inwhich we
findtheequipotentials forsome specified charge distribution andreplace oneof
them byaconducting surface. Inthiswaywecanbuild upacatalog ofspecial
solutions forconductors intheshapes ofspheres, planes, etc. Theuseofimages,
described inChapter 6,isanexample ofanindirect method. Weshall describe
another inthischapter.
Iftheproblem tobesolved does notbelong totheclass ofproblems forwhich
wecanconstruct solutions bytheindirect method, weareforced tosolve theprob-
lembyamore direct method. Themathematical problem ofthedirect method is
thesolution ofLaplace’s equation,
v2¢=0, (7.1)
subject tothecondition that¢isasuitable constant oncertain boundaries—the
surfaces oftheconductors. Problems which involve thesolution ofadiflerential
field equation subject tocertain boundary conditions arecalled boundary-value
problems. They have been theobject ofconsiderable mathematical study. In
thecase ofconductors having complicated shapes, there arenogeneral analytical
methods. Even such asimple problem asthat ofacharged cylindrical metal can
closed atboth ends——a beer can—presents formidable mathematical difficulties.
Itcanbesolved only approximately, using numerical methods. Theonly general
methods ofsolution arenumerical.
There areafewproblems forwhich Eq.(7.1) canbesolved directly. For
example, theproblem ofacharged conductor having theshape ofanellipsoid of
revolution canbesolved exactly interms ofknown special functions. Thesolution
forathindisccanbeobtained byletting theellipsoid become infinitely oblate.
Inasimilar manner, thesolution foraneedle canbeobtained byletting theellipsoid
become infinitely prolate. However, itmust bestressed thattheonlydirect methods
ofgeneral applicability arethenumerical techniques.
Boundary-value problems canalsobesolved bymeasurements ofaphysical
analog. Laplace’s equation arises inmany diflerent physical situations: insteady-
state heat fiow, inirrotational fluid flow, incurrent flow inanextended medium,
7—l7_
7-2
7-3
7-4
7-5Methods forfinding the
electrostatic field
Two-dimensional fields;
functions ofthecomplex
variable
Plasma oscillations
Colloidal particles inan
electrolyte
Theelectrostatic field ofagrid
andinthedeflection ofanelastic membrane. Itisfrequently possible tosetupa
physical model which isanalogous toanelectrical problem which wewishtosolve.
Bythemeasurement ofasuitable analogous quantity onthemodel, thesolution
totheproblem ofinterest canbedetermined. Anexample oftheanalog technique
istheuseoftheelectrolytic tankforthesolution oftwo-dimensional problems in
electrostatics. Thisworks because thedifferential equation forthepotential ina
uniform conducting medium isthesame asitisforavacuum.
There aremany physical situations inwhich thevariations ofthephysical
fields inonedirection arezero, orcanbeneglected incomparison with thevaria-
tions intheother twodirections. Such problems arecalled two-dimensional; the
fielddepends ontwocoordinates only. Forexample, ifweplace alongcharged
wirealong thez-axis, thenforpoints nottoofarfrom thewiretheelectric field
depends onxandy,butnotonz;theproblem istwo-dimensional. Since inatwo-
dimensional problem 6/82 =0,theequation for¢>infreespace is
a2 a2%+5y-‘Q=0. (7.2)
Because thetwo-dimensional equation iscomparatively simple, there isawide
range ofconditions under which itcanbesolved analytically. There is,infact,
avery powerful indirect mathematical technique which depends onatheorem
from themathematics offunctions ofacomplex variable, andwhich wewillnow
describe.
7-2Two-dimensional fields; functions ofthecomplex variable
Thecomplex variable 3isdefined as
a=x+iy.
(Donotconfuse 3withthez-coordinate, which weignore inthefollowing dis-
cussion because weassume there isnoz-dependence ofthefields.) Every point in
xandythen corresponds toacomplex number 3.Wecanuseatasasingle
(complex) variable, andwith itwrite theusual kinds ofmathematical functions
F(a). Forexample,
F(a)=2’,
or
F(3)=1/33,
or
F(&) =alog 3,
andsoforth.
Given anyparticular F(a)wecansubstitute Z»=x+iy,andwehave a
function ofxandy—-with realandimaginary parts. Forexample,
a2=(x+iy)2=x2-yz+2ixy. (1.3)
Anyfunction F(a)canbewritten asasumofapurerealpartandapure
imaginary part, each partafunction ofxandy:
F(3) =U(X,y) +iV(X,y). (7-4)
where U(x,y)andV(x,y)arerealfunctions. Thus from anycomplex function
F(3)twonewfunctions U(x,y)andV(x,y)canbederived. Forexample, F(3)=32
gives usthetwofunctions ,
U(xa =x2 —yza
and
V(x,y)=2xy. (7.6)
Now wecome toamiraculous mathematical theorem which issodelightful
that weshall leave aproof ofitforoneofyour courses inmathematics. (We
should notreveal allthemysteries ofmathematics, orthatsubject matter would
7-2
become toodull.) Itisthis. Forany“ordinary function” (mathematicians will
define itbetter) thefunctions UandVautomatically satisfy therelations
6U 6V-5;_-9;, (7.7)
8V 6U-9;---67- (7.8)
Itfollows immediately thateachofthefunctions UandVsatisfy Laplace’s equation:
a2U
6x2
9.2!6x2a2U
62V
These equations areclearly trueforthefunctions of(7.5) and(7.6).
Thus, starting with anyordinary function, wecanarrive attwo functions
U(x,y)andV(x,y),which areboth solutions ofLaplace’s equation intwodimen-
sions. Each function represents apossible electrostatic potential. Wecanpickany
function F(a) anditshould represent some electric field problem—in fact, two
problems, because UandVeach represent solutions. Wecanwrite down asmany
solutions aswewish-by justmaking upfunctions-—then wejusthave tofindthe
problem thatgoes with each solution. Itmaysound backwards, butit’sapossible
approach.
II Ay
- ‘_
- / BI-I B-II \ \\,/ / \4 // \\
___- A A=o \ _
432 I A=l I4
a-0 _7
_ -a-i mo a--i /’-\ \ / ,
\\ \\ 2 A-0 A=O// _ /
\\ A-—| ’/
T\ \ 3 y / _3/ //I_\\\ \ 4 \ \ -2 I "4_ / //
\ 5 \ \ I _ /
6 \ \ \ -3/ I /
\\\ \-4' I /
\ t II/ \ ' ,
\\\ \\\ ,/I /
I
Fig. 7-l. Two sets oforthogonal curves which can represent
equipotentials inatwo-dimensional electrostatic field.\\\ ‘<5
*at\\
\u\\\ro\\\\
\\\I.
"bus111;/
///
/
N/I/
//
/
I0»Ill/1"llI
Asanexample, let’sseewhat physics thefunction F(a) =32gives us.From
itwegetthetwopotential functions of(7.5) and(7.6). Toseewhat problem the
function Ubelongs to,wesolve fortheequipotential surfaces bysetting U=A,
aconstant:
x2—y2=A.
Thisistheequation ofarectangular hyperbola. Forvarious values ofA,weget
thehyperbolas shown inFig.7-1. When A=0,wegetthespecial caseofdiagonal
straight linesthrough theorigin.
Such asetofequipotentials corresponds toseveral possible physical situations.
First, itrepresents thefinedetails ofthefield near thepoint halfway between two
7-3
CONDUCTOR +
"IIIIIIIIflllfilllllilllllbii “
etc. etc.
'5__IIJIIJIJQ IIIIIIIIII __
O
. . "9Fig. 7-2. Thefield near thepoint C O. CONDUCTOR _
isthesame asthat inFig.7-l.
¢=+V
¢=-v ¢=-v
CONDUCTOR
¢-+v
Fig. 7-3. Thefield inaquadrupole
lens.equal point charges. Second, itrepresents thefield ataninside right-angle corner
ofaconductor. Ifwehave twoelectrodes shaped likethose inFig.7-2,which are
held atdifferent potentials, thefield near thecorner marked Cwilllook justlike
thefieldabove theorigin inFig.7-l. Thesolid linesaretheequipotentials, and
thebroken lines atright angles correspond tolines ofE.Whereas atpoints or
protuberances theelectric field tends tobehigh, ittends tobelowindents or
hollows.
Thesolution wehave found alsocorresponds tothatforahyperbola-shaped
electrode near aright-angle corner, orfortwohyperbolas atsuitable potentials.
You willnotice thatthefield ofFig.7-lhasaninteresting property. Thex-com-
ponent oftheelectric field, E,,,isgiven by
__§2-_._E,- ax- 2x.
Theelectric field isproportional tothedistance from theaxis. This factisused to
make devices (called quadrupole lenses) thatareuseful forfocusing particle beams
(seeSection 29-9). Thedesired field isusually obtained byusing four hyperbola-
shaped electrodes, asshown inFig.7-3. Fortheelectric fieldlinesinFig.7-3,
wehave simply copied from Fig.7-1thesetofbroken-line curves thatrepresent
V=constant. Wehave abonus! Thecurves forV=constant areorthogonal
totheones forU=constant because oftheequations (7.7) and(7.8). Whenever
wechoose afunction F(a),wegetfrom UandVboththeequipotentials andfield
lines. Andyouwillremember thatwehavesolved either oftwoproblems. depend-
ingonwhich setofcurves wecalltheequipotentials.
Asasecond example, consider thefunction
F(a) =\/5. (7.11)
Ifwewrite
3=x+iy=pe’°,
where
P=v53+-yi
and
tan0=y/x,
then
I;-(3) =pl/2et0/2
=pl/2(cosg+isin .
from which
2 21/2 1/2 2 21/2 l/2
F(,,=[.<.>:_t__r22___ic1] + .(7,1))
7-4
B=4/ y/ A=4
/ / //a=3, A=3 /
/ / //
/ =2a=2/ / // / /,-r/= =,-’I II/ B/I
1 I ’, lA=o' ’_aio ______;_
I \ \\
Thecurves forU(x,y)=AandV(x,y)=B,using UandVfrom Eq.(7.12),
areplotted inFig.7-4. Again, there aremany possible situations thatcould be
described bythese fields. Oneofthemost interesting isthefieldneartheedgeofa
thinplate. IfthelineB=0-to theright ofthey-axis—-represents athincharged
plate, thefield lines near itaregiven bythecurves forvarious values ofA.The
physical situation isshown inFig.7-5.
Further examples are
F(3) =23/2,, (7.13)
which yields thefield outside arectangular corner
F(3) =log3, (7.14)
which yields thefieldforalinecharge, and
F(3) =l/3, (7.15)
which gives thefield forthetwo-dimensional analog ofanelectric dipole, i.e.,
twoparallel linecharges with opposite polarities, very close together.
Wewillnotpursue thissubject further inthiscourse, butshould emphasize
that although thecomplex variable technique isoften powerful, itislimited to
two-dimensional problems; andalso,itisanindirect method.
7-3Plasma oscillations
Weconsider nowsome physical situations inwhich thefieldisdetermined
neither byfixed charges norbycharges onconducting surfaces, butbyacom-
bination oftwophysical phenomena. Inother words, thefield willbegoverned
simultaneously bytwosetsofequations: (1)theequations from electrostatics
relating electric fields tocharge distribution, and(2)anequation from another
partofphysics thatdetermines thepositions ormotions ofthecharges inthe
presence ofthefield.
Thefirstexample thatwewilldiscuss isadynamic oneinwhich themotion
ofthecharges isgoverned byNewton’s laws. Asimple example ofsuch asituation
occurs inaplasma, which isanionized gasconsisting ofionsandfreeelectrons
distributed overaregion inspace. Theionosphere—an upper layer oftheatmos-
phere—is anexample ofsuchaplasma. Theultraviolet raysfrom thesunknock
7-5l
\ l\ \\ \ \\\
\ \ \\\
\ \ \\
\ \ \\ Fig.7-4. Curves ofconstant U(x,y)
\ \ \\ and Vlx,y)from Eq.(7.12).
\ §
\ T~
\ \ 7
I enouuoeo T'Trum:
5
Fig. 7-5. Theelectric field near the
edge ofathingrounded plate.
.,_.._,
---__..._+_.>...s.___.|
Fig.7-6. Motion inaplasma wave.
Theelectrons attheplane amove toa‘,
andthose atbmove tob‘.____1___electrons offthemolecules oftheair,creating freeelectrons andions. lnsuch a
plasma thepositive ions arevery much heavier than theelectrons, sowemay
neglect theionic motion, incomparison tothatoftheelectrons.
Letnobethedensity ofelectrons intheundisturbed, equilibrium state.
This must also bethedensity ofpositive ions, since theplasma iselectrically
neutral (when undisturbed). Now wesuppose that theelectrons aresomehow
moved from equilibrium andaskwhat happens. lfthedensity oftheelectrons in
oneregion isincreased, they willrepel each other andtend toreturn totheir
equilibrium positions. Astheelectrons move toward their original positions they
pickupkinetic energy, andinstead ofcoming torestintheir equilibrium configura-
tion, they overshoot themark. They willoscillate back andforth. Thesituation
issimilar towhat occurs insound waves, inwhich therestoring force isthegas
pressure. Inaplasma, therestoring force istheelectrical force ontheelectrons.
Tosimplify thediscussion, wewillworry only about asituation inwhich the
motions areallinonedimension, sayx.Letussuppose thattheelectrons origi-
nally atxare,attheinstant t,displaced from their equilibrium positions byasmall
amount s(x,t).Since theelectrons havebeen displaced, their density will,ingeneral,
bechanged. Thechange indensity iseasily calculated. Referring toFig.7-6.
theelectrons initially contained between thetwoplanes aandbhave moved and
arenow contained between theplanes a’andb’.Thenumber ofelectrons that
were between aandbisproportional ton0Ax; thesame number arenowcontained
inthespace whose width isAx+As.Thedensity haschanged to
_ n@Ax__ :__ no _
”TAx+As 1+(As/Ax) (H6)
lfthechange indensity issmall, wecanwrite [using thebinomial expansion for
(l+e)“1]
A.H=n.,(1_ (7.17)
Weassume thatthepositive ionsdonotmove appreciably (because ofthemuch
larger inertia), sotheir density remains no.Each electron carries thecharge —q,,
sotheaverage charge density atanypoint isgiven by
P=—(~-m>)q..O1‘
dP=Mn§ (Mo
(where wehave written thedifferential form forAs/Ax).
Thecharge density isrelated totheelectric field byMaxwell's equations, in
particular,
v-E=-3- (7.19)60
Iftheproblem isindeed one-dimensional (and ifthere arenoother fields butthe
oneduetothedisplacements oftheelectrons), theelectric field Ehasasingle
component E,.Equation (7.19), together with (7.18), gives
6E,_noq, 0s
'n"§a' mm
Integrating Eq.(7.20) gives
E,=5’-2%1-+K. (7.21)0
Since E,=Owhen s==0.theintegration constant Kiszero.
Theforce onanelectron inthedisplaced position is
2
1-",=-%1-, (7.22)
7-6
arestoring force proportional tothedisplacement softheelectron. Thisleads to
aharmonic oscillation oftheelectrons. Theequation ofmotion ofadisplaced
electron is
d2s_ noqf
Wefindthatswillvaryharmonically. Itstimevariation willbeascoswt,or—-
using theexponential notation ofVol.I——as
e“°i=‘. (7.24)
Thefrequency ofoscillation w,,isdetermined from (7.23):
2
of.= (7.25)
andiscalled theplasma frequency. Itisacharacteristic number oftheplasma.
When dealing withelectron charges many people prefer toexpress their an-
swers interms ofaquantity e2defined by
2
e2=1%? =2.3068 X10"” newton-meterz. (7.26)0
Using thisconvention, Eq.(7.25) becomes
2
1»;=%. (7.27)
which istheform youwillfindinmost books.
Thus wehavefound thatadisturbance ofaplasma wiHsetupfreeoscillations
oftheelectrons about their equilibrium positions atthenatural frequency w,,,
which isproportional tothesquare rootofthedensity oftheelectrons. Theplasma
electrons behave likearesonant system, such asthose wedescribed inChapter
23ofVol.I.
Thisnatural resonance ofaplasma hassome interesting effects. Forexample,
ifonetriestopropagate aradiowave through theionosphere, onefinds thatit
canpenetrate onlyifitsfrequency ishigher thantheplasma frequency. Otherwise
thesignal isreflected back. Wemust usehighfrequencies ifwewishtocommuni-
catewithasatellite inspace. Ontheother hand, ifwewishtocommunicate with
aradio station beyond thehorizon, wemust usefrequencies lower thantheplasma
frequency, sothatthesignal willbereflected back totheearth.
Another interesting example ofplasma oscillations occurs inmetals. Ina
metal wehaveacontained plasma ofpositive ions, andfreeelectrons. Thedensity
noisveryhigh, sowpisalso. Butitshould stillbepossible toobserve theelectron
oscillations. Now, according toquantum mechanics, aharmonic oscillator with
anatural frequency oi,hasenergy levels which areseparated bythetheenergy
increment hwp. If,then, oneshoots electrons through, say,analuminum foil,and
makes verycareful measurements oftheelectron energies ontheother side,one
might expect tofindthattheelectrons sometimes losetheenergy ha,totheplasma
oscillations. This does indeed happen. Itwasfirstobserved experimentally in
1936thatelectrons withenergies ofafewhundred toafewthousand electron volts
lostenergy injumps when scattering from orgoing through athinmetal foil.The
eflect wasnotunderstood until 1953 when Bohm andPines* showed thatthe
observations could beexplained interms ofquantum excitations oftheplasma
oscillations inthemetal.
“Forsome recent work andabibliography seeC.J.Powell andJ.B.Swann, Phys.
Rev.115,869(1959).
7-7
7-4Colloidal particles inanelectrolyte
Weturntoanother phenomenon inwhich thelocations ofcharges isgoverned
byapotential that arises inpart from thesame charges. Theresulting effects
influence inanimportant waythebehavior ofcolloids. Acolloid consists ofa
suspension inwater ofsmall charged particles which, though microscopic, from
anatomic point ofview arestillvery large. Ifthecolloidal particles were not
charged, they would tend tocoagulate into large lumps: butbecause oftheir
charge, they repel each other andremain insuspension.
Now ifthere isalsosome saltdissolved inthewater, itwillbedissociated into
positive andnegative ions. (Such asolution ofionsiscalled anelectrolyte.) The
negative ionsareattracted tothecolloid particles (assuming their charge ispositive)
andthepositive ionsarerepelled. Wewilldetermine howtheionswhich surround
such acolloidal particle aredistributed inspace.
Tokeep theideas simple, wewillagain solve only aone-dimensional case.
Ifwethink ofacolloidal particle asasphere having avery large radius—on an
atomic scale!——we canthen treat asmall partofitssurface asaplane. (Whenever
oneistrying tounderstand anewphenomenon itisagood ideatotakeasomewhat
oversimplified model; then, having understood theproblem with thatmodel, one
isbetter abletoproceed totackle themore exact calculation.)
Wesuppose thatthedistribution ofionsgenerates acharge density p(x), and
anelectrical potential ¢,related bytheelectrostatic lawV24; =—p/er, or,for
fields thatvary inonly onedimension, by
d2¢_PF_-Q (7.28)
Now supposing there were such apotential ¢(x), howwould theionsdis-
tribute themselves init?Thiswecandetermine bytheprinciples ofstatistical
mechanics. Ourproblem thenistodetermine ¢sothattheresulting charge density
from statistical mechanics alsosatisfies (7.28).
According tostatistical mechanics (seeChapter 40,Vol.l),particles inthermal
equilibrium inaforce fieldaredistributed insuch awaythatthedensity nof
particles attheposition xisgiven by
no)=nne""">’“'. (1.29)
where U(x) isthepotential energy, kisBoltzmann’s constant, andTistheabsolute
temperature.
Weassume that theions carry oneelectronic charge, positive ornegative.
Atthedistance xfrom thesurface ofacolloidal particle, apositive ionwillhave
potential energy q,¢(x), sothat
I/(X)=qt-¢(X)-
Thedensity ofpositive ions, n+,isthen
n+(x) :noe-aewm/kT_
Similarly, thedensity ofnegative ionsis
n_(x) =n0e+<ii¢<z>/kT_
Thetotal charge density is
P=‘]e”+ _qv”—,
or
p=qen0(e—11r»¢/IrT_e+q¢¢/kT)_ (730)
Combining thiswith Eq.(7.28), wefindthatthepotential ¢must satisfy
2 1 II
gxs’:=_%)l0 (e—qe4>//¢1_e+q¢¢/kl)_ (731)
7-8
Thisequation isreadily solved ingeneral [multiply both sides by2(d¢/dx), and
integrate withrespect tox],buttokeeptheproblem assimple aspossible, wewill
consider hereonlythelimiting easeinwhich thepotentials aresmall orthetem-
perature Tishigh. Thecasewhere tpissmall corresponds toadilute solution. For
these cases theexponent issmall, andwecanapproximate
e*"~t"”' =1¢%'Z- (7.32)
Equation (7.31) thengives
d2¢ 2nqf
Notice thatthistimethesignontheright ispositive. Thesolutions for¢>arenot
oscillatory, butexponential.
Thegeneral solution ofEq.(7.33) is
¢=Ae-'/1’ +Be+*”’, (7.34)
with
D2=51'-‘L 7.352n0q2 ( )
Theconstants AandBmust bedetermined from theconditions oftheproblem.
Inourcase, Bmust bezero; otherwise thepotential would gotoinfinity forlarge
x.Sowehavethat
¢=Ae””'D, (7.36)
inwhich Aisthepotential atx=0,thesurface ofthecolloidal particle.
A
¢
Fig.7~7. Thevariation ofthepo-
tential near thesurface ofacolloidal
particle. DistheDebye length.
L
Ob I!) QID 3'0 fix’
Thepotential decreases byafactor l/eeachtimethedistance increases byD,
asshown inthegraph ofFig.7-7. Thenumber Discalled theDebye length, and
isameasure ofthethickness oftheionsheath thatsurrounds alarge charged
particle inanelectrolyte. Equation (7.36) saysthatthesheath getsthinner with
increasing concentration oftheions(no)orwithdecreasing temperature.
Theconstant AinEq.(7.36) iseasily obtained ifweknow thesurface charge 0
onthecolloid particle. Weknow that
E,=E,,(0)= (7.37)
ButEisalsothegradient of4»:
AE,(O)=-g0=+5, (7.38)
from which weget
A=‘L9 (7.39)E0
7-9
Using thisresult in(7.36), wefind (bytaking x=0)that thepotential ofthe
colloidal particle is
¢(0)=%- (7.40)
You willnotice thatthispotential isthesame asthepotential difference across a
condenser with aplate spacing Dandasurface charge density <1.
Wehave said that thecolloidal particles arekept apart bytheir electrical
repulsion. Butnow weseethatthefield alittle wayfrom thesurface ofaparticle
isreduced bytheionsheath thatcollects around it.Ifthesheaths getthinenough,
theparticles have agood chance ofknocking against each other. They willthen
stick, andthecolloid willcoagulate andprecipitate outoftheliquid. From our
analysis, weunderstand why adding enough salttoacolloid should cause itto
precipitate out. Theprocess iscalled “salting outacolloid.”
Another interesting example istheeffect thatasaltsolution hasonprotein
molecules. Aprotein molecule isalong, complicated, andflexible chain ofamino
acids. The molecule hasvarious charges onit,anditsometimes happens that
there isanetcharge, saynegative, which isdistributed along thechain. Because
ofmutual repulsion ofthenegative charges, theprotein chain iskept stretched out.
Also, ifthere areother similar chain molecules present inthesolution, they will
bekept apart bythesame repulsive eflects. Wecan,therefore, have asuspension
ofchain molecules inaliquid. Butifweaddsalttotheliquid wechange theproper-
tiesofthesuspension. Assaltisadded tothesolution, decreasing theDebye
distance, thechain molecules canapproach oneanother, andcanalso coilup.
Ifenough saltisadded tothesolution, thechain molecules willprecipitate outof
thesolution. There aremany chemical effects ofthiskind thatcanbeunderstood
interms ofelectrical forces.
7-5Theelectrostatic fieldofagrid
Asourlastexample, wewould liketodescribe another interesting property
ofelectric fields. Itisonewhich ismade useofinthedesign ofelectrical instru-
ments, intheconstruction ofvacuum tubes, andforother purposes. This isthe
character oftheelectric field near agridofcharged wires. Tomake theproblem
assimple aspossible, letusconsider anarray ofparallel wires lying inaplane,
thewires being infinitely long andwith auniform spacing between them.
Ifwelook atthefield alarge distance above theplane ofthewires, weseea
constant electric field, just asthough thecharge were uniformly spread over a
plane. Asweapproach thegrid ofwires, thefield begins todeviate from the
uniform field wefound atlarge distances from thegrid. Wewould liketoestimate
how close tothegridwehave tobeinorder toseeappreciable variations inthe
potential. Figure 7-8shows arough sketch oftheequipotentials atvarious
distances from thegrid. Thecloser wegettothegrid. thelarger thevariations.
Aswetravel parallel tothegrid, weobserve thatthefield fluctuates inaperiodic
manner.
_-¢_-—-—_¢—__---_—_
fz--____,-___¢—~_ _—'~_ _,-~__-—
- — - 4-'~ /_\ —T T\,' _~" \~/ ~' ~4/ T
*\ r~\ /~ ’— ~ —\\
\\\
Q".__/\
+0 1*-+I
-~\\\
-+.I'I.\\+0_z,- ‘-‘I -\ _-' ,_‘\~_,I ’\ \v \_¢
'O\ lOl
l<—O—~lTFig. 7-8. Equipotential surfaces
above aunfionn gfid ofcharged whee
7-10
Now wehave seen (Chapter 50,Vol. I)that anyperiodic quantity canbe
expressed asasum ofsinewaves (Fourier’s theorem). Let’s seeifwecanfinda
suitable harmonic function thatsatisfies ourfieldequations.
Ifthewires lieinthexy-plane andrunparallel tothey-axis, then wemight
tryterms like
¢(x,Z)=F,,(z)cos@, (7.41)
where aisthespacing ofthewires andnistheharmonic number. (Wehave as-
sumed longwires, sothere should benovariation withy.)Acomplete solution
would bemade upofasumofsuchterms forn=1,2,3,....
Ifthisistobeavalid potential, itmust satisfy Laplace’s equation inthe
region above thewires (where there arenocharges). That is,
a2¢ a2¢_
m+5?"°-
Trying thisequation onthe¢in(7.41), wefindthat
41r2n2 21rnx d2F,, 21rnx—-25- F,,(z) cos-7- +72?cos? =0, (7.42)
orthatF,,(z) must satisfy
d2F,, 412712F2? =7- F".
Sowemust have
F,,=A,,e"'/’°, (7.44)where
Z0= (7.45)
Wehave found thatifthere isaFourier component ofthefieldofharmonic n,
thatcomponent willdecrease exponentially with acharacteristic distance zo=
a/21m. Forthefirstharmonic (n=1),theamplitude falls bythefactor e_2"
(alarge decrease) eachtimeweincrease zbyonegridspacing a.Theother har-
monics fallofleven more rapidly aswemove a'way from thegrid. Weseethatif
weareonly afewtimes thedistance aaway from thegrid, thefield isvery nearly
uniform, i.e.,theoscillating terms aresmall. There would, ofcourse, always
remain the“zero harmonic” field
¢0=“E02
togivetheuniform field atlarge z.Foracomplete solution, wewould combine
thisterm with asumofterms like(7.41) with F,,from (7.44). Thecoefficients A,,
would beadjusted sothatthetotal sumwould, when differentiated, giveanelectric
field thatwould fitthecharge density Aofthegridwires.
Themethod wehave justdeveloped canbeused toexplain whyelectrostatic
shielding bymeans ofascreen isoften justasgood aswith asolid metal sheet.
Except within adistance from thescreen afewtimes thespacing ofthescreen
wires, thefields inside aclosed screen arezero. Weseewhy copper screen—
lighter andcheaper than copper sheet—is often used toshield sensitive electrical
equipment from external disturbing fields.
'7-ll
8
Electrostatic Energy
8-1Theelectrostatic energy ofcharges. Auniform sphere
Inthestudy ofmechanics, oneofthemost interesting anduseful discoveries
wasthelawoftheconservation ofenergy. Theexpressions forthekinetic and
potential energies ofamechanical system helped ustodiscover connections between
thestates ofasystem attwodifferent times without having tolookintothedetails
ofwhat wasoccurring inbetween. Wewishnowtoconsider theenergy ofelectro-
static systems. Inelectricity alsotheprinciple oftheconservation ofenergy will
beuseful fordiscovering anumber ofinteresting things.
Thelawoftheenergy ofinteraction inelectrostatics isverysimple; wehave,
infact,already discussed it.Suppose wehavetwocharges qland:12separated by
thedistance rm.There issome energy inthesystem, because acertain amount of
work wasrequired tobring thecharges together. Wehave already calculated the
work done inbringing twocharges together from alarge distance. Itis
‘I142 _
41reor12 (8.1)
Wealsoknow, from theprinciple ofsuperposition, thatifwehavemany charges
present, thetotalforce onanycharge isthesumoftheforces from theothers. It
follows, therefore, thatthetotalenergy ofasystem ofanumber ofcharges isthe
sumofterms duetothemutual interaction ofeachpairofcharges. Ifq,andq,-
areanytwoofthecharges andr,,-isthedistance between them (Fig. 8-1), the
energy ofthatparticular pairis
qt-qt_41l'€0)','j
Thetotalelectrostatic energy Uisthesumoftheenergies ofallpossible pairs of
charges:
U= _i='_qL_ . g_3
all?1irs 47'-eorij ( )
Ifwehaveadistribution ofcharge specified byacharge density p,thesumofEq.
(8.3)is,ofcourse, tobereplaced byanintegral.
Weshallconcern ourselves withtwoaspects ofthisenergy. Oneistheapplica-
tionoftheconcept ofenergy toelectrostatic problems; theother istheevaluation
oftheenergy indifferent ways. Sometimes itiseasier tocompute thework done
forsome special casethantoevaluate thesuminEq.(8.3), orthecorresponding
integral. Asanexample, letuscalculate theenergy required toassemble asphere
ofcharge withauniform charge density. Theenergy isjustthework done in
gathering thecharges together from infinity.
Imagine thatweassemble thesphere bybuilding upasuccessibn ofthin
spherical layers ofinfinitesimal thickness. Ateachstage oftheprocess, wegather
asmall amount ofcharge andputitinathinlayer from rtor+dr.Wecontinue
theprocess untilwearrive atthefinalradius a(Fig.8-2). IfQ,isthecharge ofthe
sphere when ithasbeenbuiltuptotheradius r,thework done inbringing acharge
dQtoitis
_2-_d.2.av-41“or (8.4)
8-18-1Theelectrostatic energy of
charges. Auniform sphere
8-2Theenergy ofacondenser.
Forces oncharged conductors
8-3Theelectrostatic energy ofan
ionic crystal
8-4Electrostatic energy innuclei
8-5Energy intheelectrostatic field
8-6Theenergy ofapoint charge
Review: Chapter 4,Vol.I,Conservation
ofEnergy
Chapters 13and14,Vol. I,
Work andPotential Energy
O O
O O
O
oqi O °
\\-- O
O 0 Q\[ll 0\
\\
0 ° \\0cl]
O
O O
Fig. 8-l. Theelectrostatic energy of
asystem ofparticles isthesum ofthe
electrostatic energy ofeach pair.
eaFig. 8-2. The energy ofauniform
sphere ofcharge can becomputed by
imagining that itisassembled from
successive spherical shells.Ifthedensity ofcharge inthesphere isp,thecharge Q,is
4Qt=p-§1rr3,
andthecharge dQis
dQ=p-41rr2 dr.
Equation (8.4)becomes
24
av=?-4"’; d'- (8.5)O
Thetotal energy required toassemble thesphere istheintegral ofdUfrom r=
0tor=a,or
4 25
u=_’{";_:-;-- (8.6)
Orifwewishtoexpress theresult interms ofthetotal charge Qofthesphere,
_3Q2U_§Z@- (8.7)
Theenergy isproportional tothesquare ofthetotal charge andinversely pro-
portional totheradius. Wecanalsointerpret Eq.(8.7)assaying thattheaverage
of(1/r,,)forallpairs ofpoints inthesphere is3/5a.
8-2Theenergy ofacondenser. Forces oncharged conductors
Weconsider nowtheenergy required tocharge acondenser. Ifthecharge Q
hasbeentaken from oneoftheconductors ofacondenser andplaced ontheother,
thepotential difference between them is
V= (8.8)
where Cisthecapacity ofthecondenser. How much work isdone incharging
thecondenser? Proceeding asforthesphere, weimagine thatthecondenser has
been charged bytransferring charge from oneplate totheother insmall increments
dQ.Thework required totransfer thecharge dQis
dU=VdQ.
Taking Vfrom Eq.(8.8), wewrite
_219..dU-C
Orintegrating from zerocharge tothefinalcharge Q,wehave
|\)v-AoQv=_-- (8.9)
This energy canalsobewritten as
U=-L-CV2. (8.10)
Recalling thatthecapacity ofaconducting sphere (relative toinfinity) is
Cspherc =47500:
wecanimmediately getfrom Eq.(8.9)theenergy ofacharged sphere,
_1Q’ u_5z;55- (8.11)
8-2
This, ofcourse, isalsotheenergy ofathinspherical shelloftotalcharge Qandis
just5/6oftheenergy ofauniformly charged sphere, Eq.(8.7).
Wenowconsider applications oftheideaofelectrostatic energy. Consider
thefollowing questions: What istheforce between theplates ofacondenser? Or
what isthetorque about some axisofacharged conductor inthepresence ofan-
other with opposite charge? Such questions areeasily answered byusing our
result Eq.(8.9)forelectrostatic energy ofacondenser, together withtheprinciple
ofvirtual work (Chapters 4,13,andl4ofVol.I).
Let’s usethismethod fordetermining theforce between theplates ofa
parallel-plate condenser. Ifweimagine thatthespacing oftheplates isincreased
bythesmall amount Az,then themechanical work done from theoutside in
moving theplates would be
AW=FAz, (8.12)
where Fistheforce between theplates. Thiswork must beequal tothechange
intheelectrostatic energy ofthecondenser. '
ByEq.(8.9), theenergy ofthecondenser wasoriginally
l\)r—~<19.U=—-—-
Thechange inenergy (ifwedonotletthecharge change) is
_121AU—5QA(z,) - (8.13)
Equating (8.12) and(8.13), wehave
_Q(1) FAz- 2AC- (8.14)
Thiscanalsobewritten as
2
FA:=-5%AC. (8.15)
Theforce, ofcourse, results from theattraction ofthecharges ontheplates, but
weseethatwedonothave toworry indetail about howtheyaredistributed;
everything weneed istaken careofinthecapacity C.
Itiseasytoseehowtheideaisextended toconductors ofanyshape, andfor
other components oftheforce. InEq.(8.14), wereplace Fbythecomponent we
arelooking for,andwereplace Azbyasmall displacement inthecorresponding
direction. Orifwehaveanelectrode withapivot andwewant toknow thetorque
1',wewrite thevirtual work as
AW=-rA0,
where A0isasmall angular displacement. Ofcourse, A(l/C)must bethechange in
l/Cwhich corresponds toA0.Wecould, inthisway,findthetorque onthemov-
ableplates inavariable condenser ofthetypeshown inFig.8-3.
Returning tothespecial caseofaparallel-plate condenser, wecanusethe
formula wederived inChapter 6forthecapacity:
l d-C,-E57, (8.16)
where Aistheareaofeachplate. Ifweincrease theseparation byAz,
1 Az
“(El"From Eq.(8.14) wegetthattheforce between theplates is
2
_Q_ F-Z07 (8.17)
8-34> 4% 2
Fig.8-3. What isthetorque ona
variable capacitor?
Q CONDUCTING LAYER OF
M75 sunrncscums: a-
E0—->
lEl E0
Fig.8-4. Thefield atthesurface of
aconductor varies from zero toE0=
a/co, asonepasses through thelayer of
surface charge.Let’slookatEq.(8.17) alittlemore closely andseeifwecantellhowtheforce
arises. Ifforthecharge ononeplatewewrite
Q=<1/1.
Eq.(8.17) canberewritten as
_l 0'F-iQg-
Or,since theelectric fieldbetween theplates is
j E0=G10,
then
F=-i}QEo. (8.18)
Onewould immediately guess thattheforce acting ononeplate isthecharge
Qontheplate times thefieldacting onthecharge. Butwehaveasurprising factor
ofone-half. Thereason isthatE0isnotthefieldatthecharges. Ifweimagine that
thecharge atthesurface oftheplate occupies athinlayer, asindicated inFig.8-4,
thefieldwillvaryfrom zeroattheinner boundary ofthelayer toE0inthespace
outside oftheplate. Theaverage fieldacting onthesurface charges isE0/2. That
iswhythefactor one-half isinEq.(8.18).
Youshould notice thatincomputing thevirtual work wehaveassumed that
thecharge onthecondenser wasconstant——-that itwasnotelectrically connected
toother objects, andsothetotalcharge could notchange.
Suppose wehadimagined thatthecondenser washeldataconstant potential
difference aswemade thevirtual displacement. Then weshould havetaken
U=i1rCV2
andinplace ofEq.(8.15) wewould havehad
FAZ=11-V2AC,
which givesaforceequal inmagnitude totheoneinEq.(8.15) (because V=Q/C),
butwith theopposite sign! Surely theforce between thecondenser plates doesn’t
reverse insignaswedisconnect itfrom itscharging source. Also, weknow that
twoplates withopposite electrical charges must attract. Theprinciple ofvirtual
work hasbeen incorrectly applied inthesecond case—we have nottaken into
account thevirtual work done onthecharging source. That is,tokeepthepo-
tential constant atVasthecapacity changes, acharge VAC must besupplied by
asource ofcharge. Butthischarge issupplied atapotential V,sothework done
bytheelectrical system which keeps thepotential constant isV2AC.Themechan-
icalwork FAzplusthiselectrical work V2ACtogether make upthechange inthe
totalenergy -QV”ACofthecondenser. Therefore FAzis—§V2 AC,asbefore.
8-3Theelectrostatic energy ofanionic crystal
Wenowconsider anapplication oftheconcept ofelectrostatic energy inatomic
physics. Wecannot easily measure theforces between atoms, butweareoften
interested intheenergy differences between oneatomic arrangement andanother,
as,forexample, theenergy ofachemical change. Since atomic forces arebasically
electrical, chemical energies areinlarge partjustelectrostatic energies.
Let’s consider, forexample, theelectrostatic energy ofanionic lattice. An
ionic crystal likeNaCl consists ofpositive andnegative ionswhich canbethought
ofasrigidspheres‘. They attract electrically untiltheybegin totouch; thenthere is
arepulsive force which goesupveryrapidly ifwetrytopushthem closer together.
Forourfirstapproximation, therefore, weimagine asetofrigid spheres
thatrepresent theatoms inasaltcrystal. Thestructure ofthelattice hasbeen
determined byx-ray diflraction. Itisacubic lattice-like athree-dimensional
8-4
checkerboard. Figure 8-5shows across-sectional view. Thespacing oftheionsis
2.81A(=2.8l X10‘8cm).
Ifourpicture ofthissystem iscorrect, weshould beabletocheck itbyasking
thefollowing question: How much energy willittaketopullallthese ionsapart-
thatis,toseparate thecrystal completely intoions? Thisenergy should beequal
totheheatofvaporization ofNaCl plustheenergy required todissociate the
molecules intoions. Thistotalenergy toseparate NaCl toionsisdetermined experi-
mentally tobe7.92electron volts permolecule. Using theconversion
lev=1.602 Xl0“°joule,
andAvogadro’s number forthenumber ofmolecules inamole,
N0=6.02X1023,
theenergy ofvaporization canalsobegiven as
W=7.64X105joules/mole.
Physical chemists prefer foranenergy unitthekilocalorie, which is4190joules;
sothat1evpermolecule is23kilocalories permole. Achemist would thensay
thatthedissociation energy ofNaCl is
W=183kcal/mole.
Can weobtain thischemical energy theoretically bycomputing how much
work itwould take topullapart thecrystal? According toourtheory, thiswork is
thesumofthepotential energies ofallthepairs ofions. Theeasiest waytofigure
outthissumistopickoutaparticular ionandcompute itspotential energy with
eachoftheother ions. Thatwillgiveustwice theenergy perion,because theenergy
belongs tothepairs ofcharges. Ifwewant theenergy tobeassociated withone
particular ion,weshould takehalfthesum. Butwereally want theenergy per
molecule, which contains twoions, sothatthesumwecompute willgivedirectly
theenergy permolecule.
Theenergy ofanionwithoneofitsnearest neighbors ise2/a, where e2=
qf/41reo andaisthecenter-to-center spacing between ions. (Weareconsidering
monovalent ions.) Thisenergy is5.12ev,which wealready seeisgoing togiveus
aresult ofthecorrect order ofmagnitude. Butitisstillalongwayfrom theinfinite
sumofterms weneed.
Let’s begin bysumming alltheterms from theionsalong astraight line.
Considering thattheionmarked NainFig.8-5isourspecial ion,weshallconsider
firstthose ionsonahorizontal linewithit.There aretwonearest Clionswith
negative charges, eachatthedistance a.Then there aretwopositive ionsatthe
distance 2a,etc.Calling theenergy ofthissumU1,wewrite
U1=7(—-+.i__§+_+...)
28” 111=_.?.(1_.i_|_§_.z_|_...). (3_19)NM
v—t->IO t-I
-BM
Theseries converges slowly, soitisdiflicult toevaluate numerically, butitisknown
tobeequal tohi2.So
2 2
U,=-3;-1112 =-1.3865’; (8.20)
Now consider thenextadjacent lineofionsabove. Thenearest isnegative
andatthedistance a.Then there aretwopositives atthedistance \/2a.Thenext
pairareatthedistance \/5a,thenextat\/10a,andsoon.Soforthewhole line
wegettheseries
a<le2 12 2 2
T"+~/ft/5+./1?) (821)8-5T3,><>,<><><>.<..>.<><.><>.<.>:.<><
4-i>
uni
Fig.8-5. Cross section ofasalt
crystal onanatomic scale. Thechecker-
board arrangement ofNaandClionsis
thesame inthetwocross sections per-
pendicular totheoneshown. (See Vol.l,
Fig.1-7.)
There arefoursuchlines: above, below, infront, andinback. Then there arethe
fourlineswhich arethenearest linesondiagonals, andonandon.
Ifyouwork patiently through forallthelines, andthentakethesum, you
findthatthegrand totalis
2
U-1.747?-,G
which isjustsomewhat more than what weobtained in(8.20) forthefirstline.
Using e2/a =5.12ev,weget
U=8.94ev.
Ouranswer isabout 10%above theexperimentally observed energy. Itshows that
ourideathatthewhole lattice isheldtogether byelectrical Coulomb forces is
fundamentally correct. This isthefirsttime thatwehave obtained aspecific
property ofamacroscopic substance from aknowledge ofatomic physics. We
willdomuch more later. Thesubject thattriestounderstand thebehavior of
bulkmatter interms ofthelawsofatomic behavior iscalled solid-state physics.
Now what about theerror inourcalculation? Why isitnotexactly right?
Itisbecause oftherepulsion between theionsatclose distances. They arenot
perfectly rigid spheres, sowhen theyareclose together theyarepartly squashed.
They arenotverysoft,sotheysquash onlyalittlebit.Some energy, however, is
usedindeforming them, andwhen theionsarepulled apart thisenergy isreleased.
Theactual energy needed topulltheionsapart isalittlelessthantheenergy that
wecalculated; therepulsion helps inovercoming theelectrostatic attraction.
Isthere anywaywecanmake anallowance forthiscontribution? Wecould
ifweknew thelawoftherepulsive force. Wearenotready toanalyze thedetails
ofthisrepulsive mechanism, butwecangetsome ideaofitscharacteristics from
some large-scale measurements. From ameasurement ofthecompressibility of
thewhole crystal, itispossible toobtain aquantitative ideaofthelawofrepulsion
between theionsandtherefore ofitscontribution totheenergy. Inthiswayit
hasbeen found thatthiscontribution must bel/9.4 ofthecontribution from the
electrostatic attraction and,ofcourse, ofopposite sign. Ifwesubtract thiscontribu-
tionfromthepureelectrostatic energy, weobtain 7.99evforthedissociation energy
permolecule. Itismuch closer totheobserved result of7.92ev,butstillnotin
perfect agreement. There isonemore thing wehaven’t taken intoaccount: we
havemade noallowance forthekinetic energy ofthecrystal vibrations. Ifacor-
rection ismade forthiseffect, verygood agreement withtheexperimental number
isobtained. Theideas arethencorrect; themajor contribution totheenergy ofa
crystal likeNaCl iselectrostatic.
8-4Electrostatic energy innuclei
Wewillnow take upanother example ofelectrostatic energy inatomic
physics, theelectrical energy ofatomic nuclei. Before wedothiswewillhave to
discuss some ,properties ofthemain forces (called nuclear forces) thathold the
protons andneutrons together inanucleus. Intheearly daysofthediscovery of
nuclei—and oftheneutrons andprotons thatmake them up—it washoped that
thelawofthestrong, nonelectrical partoftheforce between, say,aproton and
another proton would have some simple law,liketheinverse square lawofelec-
tricity. Foronceonehaddetermined thislawofforce, andthecorresponding ones
between aproton andaneutron, andaneutron andaneutron, itwould bepossible
todescribe theoretically thecomplete behavior ofthese particles innuclei. There-
foreabigprogram wasstarted forthestudy ofthescattering ofprotons, inthe
hope offinding thelawofforce between them; butafter thirty years ofeffort,
nothing simple hasemerged. Aconsiderable knowledge oftheforcebetween proton
andproton hasbeen accumulated, butwefindthattheforce isascomplicated as
itcanpossibly be.
What wemean by“ascomplicated asitcanbe”isthattheforce depends on
asmany things asitpossibly can.
8-6
First, theforce isnotasimple function ofthedistance between thetwoprotons.
Atlarge distances there isanattraction, butatcloser distances there isarepulsion.
Thedistance dependence isacomplicated function, stillimperfectly known.
Second, theforce depends ontheorientation oftheprotons’ spin. Theprotons
haveaspin, andanytwointeracting protons maybespinning withtheir angular
momenta inthesame direction orinopposite directions. Andtheforce isdifferent
when thespins areparallel from what itiswhen theyareantiparallel, asin(a)
and(b)ofFig.8-6. Thedifference isquite large; itisnotasmall effect.
Third, theforce isconsiderably different when theseparation ofthetwo
protons isinthedirection parallel totheirspins, asin(c)and(d)ofFig.8-6,than
itiswhen theseparation isinadirection perpendicular tothespins, asin(a)and(b).
Fourth, theforce depends, asitdoes inmagnetism, onthevelocity ofthe
protons, onlymuch more strongly thaninmagnetism. Andthisvelocity-dependent
force isnotarelativistic effect; itisstrong evenatspeeds much lessthanthespeed
oflight. Furthermore, thispart oftheforce depends onother things besides the
magnitude ofthevelocity. Forinstance, when aproton ismoving nearanother
proton, theforce isdifferent when theorbital motion hasthesame direction of
rotation asthespin, asin(e)ofFig.8-6,thanwhen ithastheopposite direction
ofrotation, asin(f).Thisiscalled the“spin orbit” partoftheforce.
Theforce between aproton andaneutron andbetween aneutron anda
neutron arealsoequally complicated. Tothisdaywedonotknow themachinery
behind these forces—that istosay,anysimple wayofunderstanding them.
There is,however, oneimportant wayinwhich thenucleon forces aresimpler
thantheycould be.Thatisthatthenuclear force between twoneutrons isthesame
astheforce between aproton andaneutron, which isthesame astheforce between
twoprotons! If,inanynuclear situation, wereplace aproton byaneutron (orvice
versa),- thenuclear interactions arenotchanged. The “fundamental reason” for
thisequality isnotknown, butitisanexample ofanimportant principle thatcan
beextended alsototheinteraction laws ofother strongly interacting particles-
suchasthe1r-mesons andthe“strange” particles.
Thisfactisnicely illustrated bythelocations oftheenergy levels insimilar
nuclei. Consider anucleus likeB“(boron-eleven), which iscomposed offive
protons andsixneutrons. Inthenucleus theeleven particles interact with one
another inamost complicated dance. Now, there isoneconfiguration ofallthe
possible interactions which hasthelowest possible energy; thisisthenormal state
ofthenucleus, andiscalled theground state. Ifthenucleus isdisturbed (forexam-
ple,bybeing struck byahigh-energy proton orother particle) itcanbeputinto
anynumber ofother configurations, called excited states, each ofwhich willhave
acharacteristic energy that ishigher than that oftheground state. Innuclear
physics research, suchasiscarried onwithVandeGraaff generator (forexample,
inCaltech’s Kellogg andSloan Laboratories), theenergies andother properties
ofthese excited states aredetermined byexperiment. Theenergies ofthefifteen
lowest known excited states ofB11areshown inaone-dimensional graph onthe
lefthalfofFig.8-7. Thelowest horizontal linerepresents theground state.
Thefirstexcited state hasanenergy 2.14Mev higher than theground state,
thenext anenergy 4.46 Mev higher than theground state, andsoon.Thestudy
ofnuclear physics attempts tofind anexplanation forthisrather complicated
pattern ofenergies; there isasyet,however, nocomplete general theory of
such nuclear energy levels.
Ifwereplace oneoftheneutrons inB11withaproton, wehavethenucleus
ofanisotope ofcarbon, C‘1.Theenergies ofthelowest sixteen excited states of
C11have alsobeen measured; they areshown intheright halfofFig.8-7.
(The broken lines indicate levels forwhich theexperimental information is
questionable.)
Looking atFig.8-7,weseeastriking similarity between thepattern ofthe
energy levels inthetwonuclei. Thefirstexcited states areabout 2Mev above the
ground states. There isalarge gapofabout 2.3Mevtothesecond excited state,
then asmall jump ofonly 0.5Mev tothethird level. Again, between thefourth
andfifthlevels, abigjump; butbetween thefifthandsixth atinyseparation ofthe
8-7a b
8‘->¢ 58¢
°¢ "¢
<> <>
\-5e §- -§ P“ §~
K
Fig. 8-6. The force between two
protons depends onevery possible
parameter.
, I089
‘I06! 5
1 I052
992
I| ' 2
892 =28. __.as799A
730
. "
503 1-6b\|8.<7"‘IIIII
4Bl
.1i6_._i 4;;
i"‘i--- 200
B" ll.982/ C"
Fig. 8-7. The energy levels ofB“
and C“(energies inMev). Theground
state ofC"isL982 Mev higher than
thatofB".
order of0.1Mev. Andsoon.After about thetenth level, thecorrespondence
seems tobecome lost,butcanstillbeseenifthelevels arelabeled withtheirother
defining characteristics—for instance, their angular momentum andwhat theydo
tolosetheirextra energy.
Thestriking similarity ofthepattern oftheenergy levels ofB11andC11is
surely notjustacoincidence. Itmust reveal some physical law. Itshows, infact,
thateveninthecomplicated situation inanucleus, replacing aneutron byaproton
makes verylittlechange. Thiscanmean onlythattheneutron-neutron andproton-
proton forces must benearly identical. Only thenwould weexpect thenuclear
configurations withfiveprotons andsixneutrons tobethesame aswithsixprotons
andfiveneutrons.
Notice thattheproperties ofthese twonuclei tellusnothing about theneutron-
proton force; there arethesame number ofneutron-proton combinations inboth
nuclei. Butifwecompare twoother nuclei, suchasC1‘,which hassixprotons and
eightneutrons, withN14,which hasseven ofeach, wefindasimilar correspondence
ofenergy levels. Sowecanconclude thatthep-p,n-n,andp-nforces areidentical
inalltheir complexities. There isanunexpected principle inthelawsofnuclear
forces. Even though theforce between eachpairofnuclear particles isverycompli-
cated, theforce between thethree possible different pairs isthesame. '
Butthere aresome small diflerences. Thelevels donotcorrespond exactly;
also,theground stateofC11hasanabsolute energy (itsmass) which ishigher than
theground state ofB11by1.982 Mev. Alltheother levels arealsohigher in
absolute energy bythissame amount. Sotheforces arenotexactly equal. But
weknow verywellthatthecomplete forces arenotexactly equal; there isanelec-
trical force between twoprotons because eachhasapositive charge, while between
twoneutrons there isnosuchelectrical force. Canweperhaps explain thediffer-
ences between B11andC11bythefactthattheelectrical interaction oftheprotons
isdifferent inthetwocases? Perhaps eventheremaining minor differences inthe
levels arecaused byelectrical effects? Since thenuclear forces aresomuch stronger
thantheelectrical force, electrical efl'ects would haveonlyasmall perturbing effect
ontheenergies ofthelevels.
Inorder tocheck thisidea, orrather tofindoutwhat theconsequences ofthis
ideaare,wefirstconsider thedifference intheground-state energies ofthetwo
nuclei. Totakeaverysimple model, wesuppose thatthenuclei arespheres of
radius r(tobedetermined), containing Zprotons. Ifweconsider thatanucleus
islikeasphere withuniform charge density, wewould expect theelectrostatic
energy (from Eq.8.7)tobe
_3(Zq.)”U-3-Z-5:07 . (8.22)
where q,istheelementary charge oftheproton. Since ZisfiveforB11andsixfor
C11,their electrostatic energies would bedifferent.
With suchasmall number ofprotons, however, Eq.(8.22) isnotquite correct.
Ifwecompute theelectrical energy between allpairsofprotons, considered aspoints
which weassume tobenearly uniformly distributed throughout thesphere, we
findthat inEq.(8.22) thequantity Z2should bereplaced byZ(Z —1),sothe
energy is
_3z(z-1)qf_ 3z(z-1);U_3 41re0r _3 r ' (823)
Ifweknew thenuclear radius r,wecould use(8.23) tofindtheelectrostatic energy
difference between B11andC11. Butlet’sdotheopposite; let’sinstead usethe
observed energy difference tocompute theradius, assuming thattheenergy differ-
enceisallelectrostatic inorigin.
Thatis,however, notquite right. Theenergy difference of1.982 Mevbetween
theground states ofB11andC11includes therestenergies—that is,theenergy
mc2—of alltheparticles. Ingoing from B11toC11,wereplace aneutron bya
proton, which haslessmass. Sopartoftheenergy difference isthedifference in
therestenergies ofaneutron andaproton, which is0.784 Mev. Thedifference,
8-8
tobeaccounted forbyelectrostatic energy, isthusmore than 1.982 Mev; itis
1.982 +0.784 =2.786 Mev.
Using thisenergy inEq.(8.23), fortheradius ofeither B11orC11wefind
r=3.12><10-“cm. (8.24)
Does thisnumber have anymeaning? Toseewhether itdoes, weshould
compare itwith some other determination oftheradius ofthese nuclei. For
example, wecanmake another measurement oftheradius ofanucleus byseeing
howitscatters fastparticles. From suchmeasurements ithasbeenfound, infact,
thatthedensity ofmatter inallnuclei isnearly thesame, i.e.,their volumes are
proportional tothenumber ofparticles theycontain. IfweletAbethenumber of
protons andneutrons inanucleus (anumber verynearly proportional toitsmass),
itisfound thatitsradius isgiven by
r=A1/aro, (8.25)
where
ro=1.2Xl0"111cm. (8.26)
From these measurements wefindthattheradius ofaB11(oraC11)nucleus
isexpected tobe
1-=(1.2><1o~1=*)(11)1"* =2.7x10-"cm.
Comparing thisresult with (8.24), weseethatourassumptions thatthe
energy difference between B11andC11iselectrostatic isfairly good; thedis-
crepancy isonlyabout 15%(notbadforourfirstnuclear computationl).
Thereason forthediscrepancy isprobably thefollowing. According tothe
current understanding ofnuclei, anevennumber ofnuclear particles—in thecase
ofB11,fiveneutrons together withfiveprotons—makes akindofcore; when one
more particle isadded tothiscore, itrevolves around ontheoutside tomake anew
spherical nucleus, rather thanbeing absorbed. Ifthisisso,weshould havetaken
adifferent electrostatic energy fortheadditional proton. Weshould have taken
theexcess energy ofC11overB11tobejust
Z184:
417600 ’
which istheenergy needed toaddonemore proton totheoutside ofthecore.
Thisnumber isjust5/6ofwhat Eq.(8.23) predicts, sothenewprediction forthe
radius is5/6of(8.24), which isinmuch closer agreement withwhat isdirectly
measured.
Wecandraw twoconclusions from thisagreement. Oneisthattheelectrical
lawsappear tobeworking atdimensions assmall asl0"13 cm.Theother isthat
wehaveverified theremarkable coincidence thatthenonelectrical partoftheforces
between proton andproton, neutron andneutron, andproton andneutron are
allequal.
8-5Energy intheelectrostatic field
Wenowconsider other methods ofcalculating electrostatic energy. They can
allbederived from thebasic relation Eq.(8.3), thesum, overallpairs ofcharges,
ofthemutual energies ofeachcharge-pair. First wewishtowrite anexpression
fortheenergy ofacharge distribution. Asusual, weconsider thateachvolume
element dVcontains theelement ofcharge pdV.Then Eq.(8.3)should bewritten
_1p(1)p(2) U_5[1-4?’; dV,dV2. (8.27)
space
8-9
Notice thefactor 1},which isintroduced because inthedouble integral overdV1
anddV2wehavecounted allpairsofcharge elements twice. (There isnoconvenient
wayofwriting anintegral thatkeeps track ofthepairs sothateachpairiscounted
onlyonce.) Next wenotice thattheintegral overdV2in(8.27) isjustthepotential
at(1).That is, /
p(2) =4mm dV2 ¢(l).
sothat(8.27) canbewritten as
1U=5/P(1)¢(1)dVr
Or,since thepoint (2)nolonger appears, wecansimply write
U=-1-Ip¢av. (8.28)
Thisequation canbeinterpreted asfollows. Thepotential energy ofthecharge
pdVistheproduct ofthischarge andthepotential atthesame point. Thetotal
energy istherefore theintegral over¢pdV.Butthere isagain thefactor 1}.Itis
stillrequired because wearecounting energies twice. Themutual energies oftwo
charges isthecharge ofonetimes thepotential atitduetotheother. Or,itcanbe
taken asthesecond charge times thepotential atitfrom thefirst. Thus fortwo
point charges wewould write
_ __ 42U-q1¢(1) —111ZR;
or
U=l12¢(2) =(12
Notice thatwecould alsowrite
U=‘Hq1¢(1) +q2¢(2)l- (8-29)
Theintegral in(8.28) corresponds tothesumofboth terms inthebrackets of
(8.29). That iswhyweneedthefactor §.
Aninteresting question is:Where istheelectrostatic energy located? One
might alsoask:Who cares? What isthemeaning ofsuchaquestion? Ifthere is
apairofinteracting charges, thecombination hasacertain energy. Doweneed
tosaythattheenergy islocated atoneofthecharges ortheother, oratboth, orin
between? These questions maynotmake sense because wereally know onlythat
thetotal energy isconserved. Theideathattheenergy islocated somewhere is
notnecessary.
Yetsuppose thatitdidmake sense tosay,ingeneral, thatenergy islocated
atacertain place, asitdoesforheatenergy. Wemight thenextend ourprinciple
oftheconservation ofenergy withtheideathatiftheenergy inagiven volume
changes, weshould beabletoaccount forthechange bytheflowofenergy into
oroutofthatvolume. Yourealize thatourearly statement oftheprinciple ofthe
conservation ofenergy isstillperfectly allright ifsome energy disappears atone
place andappears somewhere elsefaraway without anything passing (thatis,with-
outanyspecial phenomena occurring) inthespace between. Weare,therefore,
nowdiscussing anextension oftheideaoftheconservation ofenergy. Wemight
callitaprinciple ofthelocalconservation ofenergy. Such aprinciple would say
thattheenergy inanygiven volume changes onlybytheamount thatflows intoor
outofthevolume. Itisindeed possible thatenergy isconserved locally insucha
way. Ifitis,wewould haveamuch more detailed lawthanthesimple statement
oftheconservation oftotal energy. Itdoes turnoutthatinnature energy is
conserved locally. Wecanfindformulas forwhere theenergy islocated andhowit
travels from place toplace.
There isalsoaphysical reason whyitisimperative thatwebeabletosay
where energy islocated. According tothetheory ofgravitation, allmass isasource
8-10
ofgravitational attraction. Wealsoknow, byE=mc2,thatmass andenergy are
equivalent. Allenergy is,therefore, asource ofgravitational force. Ifwecould not
locate theenergy, wecould notlocate allthemass. Wewould notbeabletosay
where thesources ofthegravitational fieldarelocated. Thetheory ofgravitation
would beincomplete.
Ifwerestrict ourselves toelectrostatics there isreally nowaytotellwhere the
energy islocated. Thecomplete Maxwell equations ofelectrodynamics giveus
much more information (although eventhentheanswer is,strictly speaking, not
unique.) Wewilltherefore discuss thisquestion indetail again inalaterchapter.
Wewillgiveyounow only theresult fortheparticular caseofelectrostatics.
Theenergy islocated inspace, where theelectric fieldis.Thisseems reasonable
because weknow thatwhen charges areaccelerated theyradiate electric fields.
Wewould liketosaythatwhen light orradiowaves travel from onepoint toanother,
they carry their energy with them. Butthere arenocharges inthewaves. Sowe
would liketolocate theenergy where theelectromagnetic fieldisandnotatthe
charges from which itcame. Wethusdescribe theenergy, notinterms ofthe
charges, butinterms ofthefields theyproduce. Wecan,infact,show thatEq.
(8.28) isnumerically equal to
U=%1/E-EdV. (8.30)
Wecantheninterpret thisformula assaying thatwhen anelectric fieldispresent,
there islocated inspace anenergy whose density (energy perunitvolume) is
2
8= =-if- (8.31)
Thisideaisillustrated inFig.8-8.
Toshow thatEq.(8.30) isconsistent withourlawsofelectrostatics, webegin
byintroducing intoEq.(8.28) therelation between pand¢thatweobtained in
Chapter 6:
p=—e0V2¢.
Weget
u=-%I8v28dV. (8.32)
Writing outthecomponents oftheintegrand, weseethat
,_ 8% 82¢ 82¢¢V¢—¢<5-J-C-5+5-}7§+E5>
_888_882888)_<88)’ 8<88>_<8¢)*
_6x(¢(ix) (6x) +6y<4’6y 6y +6z¢62 62
=V'(¢W5)"(V05) '(V¢)- (3-33)
Ourenergy integral isthen
U=%4/(vs)-(v¢)dV -%/Iv-(¢ V¢)dV.
WecanuseGauss’ theorem tochange thesecond integral intoasurface integral:
Iv-(8v¢)av=I(8v¢)-II<18. (8.34)
vol. surface
Weevaluate thesurface integral inthecasethatthesurface goestoinfinity
(sothevolume integrals become integrals overallspace), supposing thatallthe
charges arelocated within some finite distance. Thesimple waytoproceed isto
takeaspherical surface ofenormous radius Rwhose center isattheorigin of
coordinates. Weknow thatwhen weareveryfaraway from allcharges, ¢varies
asl/RandV¢asl/R2. (Both willdecrease even faster withRifthere thenet
' 8-11/T ’
/%//%
dxdydzinanelectric field contains the
energy (co/2)E2 dV.
charge inthedistribution iszero.) Since thesurface areaofthelarge sphere in-
creases asR2,weseethatthesurface integral fallsoffas(1/R)(l /R2)R2 =(l/R)
astheradius ofthesphere increases. Soifweinclude allspace inourintegration
(R->co),thesurface integral goestozeroandwehavethat
U=%I(v¢)-(v¢)dV =%/E-EdV. (8.35)
all all
8138.00 SPEOO
Weseethatitispossible forustorepresent theenergy ofanycharge distribution
asbeing theintegral overanenergy density located inthefield.
8-6Theenergy ofapoint charge
Ournewrelation, Eq.(8.35), saysthatevenasingle point charge qwillhave
some electrostatic energy. Inthiscase, theelectric fieldisgiven by
=__‘1__ .E 41l'€()!'2
Sotheenergy density atthedistance rfrom thecharge is
GOE2 _ q2 l
2—321r2e0r4
Wecantakeforanelement ofvolume aspherical shellofthickness drandarea
41rr2. Thetotalenergy is
-_ 0° q2 -_ ‘ q2 1 9'=o0 ‘
U_f81re0r2 dr_ 81re0 r,=0 (8.36)1‘=0
Now thelimit atr=sogives nodifficulty. Butforapoint charge weare
supposed tointegrate down tor=0,which gives aninfinite integral. Equation
(8.35) saysthatthere isaninfinite amount ofenergy inthefieldofapoint charge,
although webegan withtheideathatthere wasenergy onlybetween point charges.
Inouroriginal energy formula foracollection ofpoint charges (Eq. 8.3), wedid
notinclude anyinteraction energy ofacharge withitself. What hashappened is
thatwhen wewent overtoacontinuous distribution ofcharge inEq.(8.27), we
counted theenergy ofinteraction ofevery infinitesimal charge with allother
infinitesimal charges. Thesame account isincluded inEq.(8.35), sowhen we
apply ittoafinite point charge, weareincluding theenergy itwould taketo
assemble thatcharge from infinitesimal parts. Youwillnotice, infact,thatwe
would alsogettheresult inEq.(8.36) ifweusedourexpression (8.11) fortheenergy
ofacharged sphere andlettheradius tendtoward zero.
Wemust conclude thattheideaoflocating theenergy inthefieldisincon-
sistent withtheassumption oftheexistence ofpoint charges. Onewayoutofthe
difficulty would betosaythatelementary charges, such asanelectron, arenot
points butarereally small distributions ofcharge. Alternatively, wecould say
thatthere issomething wrong inourtheory ofelectricity atverysmall distances,
orwiththeideaofthelocal conservation ofenergy. There aredifficulties with
either point ofview. These difficulties havenever beenovercome; theyexisttothis
day. Sometime later, when wehave discussed some additional ideas, suchasthe
momentum inanelectromagnetic field, wewillgiveamore complete account of
these fundamental difficulties inourunderstanding ofnature.
8-12
9
Electricity inthe Atmosphere
9-1Theelectric potential gradient oftheamosphere
Onanordinary dayoverflatdesert country, oroverthesea,asonegoesup-
ward from thesurface oftheground theelectric potential increases byabout 100
voltspermeter. Thus there isavertical electric fieldEof100volts/m intheair.The
signofthefieldcorresponds toanegative charge ontheearth’s surface. This
means thatoutdoors thepotential attheheight ofyour noseis200volts higher
thanthepotential atyourfeet! Youmight ask:“Why don’t wejuststickapairof
electrodes outintheaironemeter apart andusethe100voltstopower ourelectric
lights?” Oryoumight wonder: “Ifthere isreally apotential difference of200
voltsbetween mynoseandmyfeet,whyisitIdon’t getashock when Igooutinto
thestreet?”
Wewillanswer thesecond question first. Your body isarelatively good
conductor. Ifyouareincontact withtheground, youandtheground willtendto
make oneequipotential surface. Ordinarily, theequipotentials areparallel tothe
surface, asshown inFig.9-1(a), butwhen youarethere, theequipotentials are
distorted, andthefieldlooks somewhat asshown inFig.9—1(b). Soyoustillhave
verynearly zeropotential difference between your head andyour feet. There are
charges thatcome from theearth toyourhead, changing thefield. Some ofthem
maybedischarged byionscollected from theair,butthecurrent ofthese isvery
small because airisapoor conductor.9-1Theelectric potential gradient
oftheatmosphere
9-2Electric currents inthe
atmosphere
9-3Origin oftheatmospheric
currents
9-4Thunderstorms
9-5Themechanism ofcharge
separation
9-6Lightning
Reference: Chalmers, J.Alan, Atmos-
pheric Electricity, Pergamon
Press, London (1957).
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9_--- —- —-- ———.~ —-----//////‘//////////‘ '////// ’///////T GROUND GROUND
(<1) . lb)
Fig. 9-1. (a)Thepotential distribution above theearth. (b)Thepotential
distribution near amarfifiinfopen flatplace.
How canwemeasure suchafieldifthefieldischanged byputting something
there? There areseveral ways. Onewayistoplace aninsulated conductor atsome
distance above theground andleave itthere tmtilitisatthesame potential asthe
air.Ifweleave itlongenough, theverysmall conductivity intheairwillletthe
charges leakoff(oronto) theconductor untilitcomes tothepotential atitslevel.
Then wecanbring itbacktotheground, andmeasure theshiftofitspotential as
wedoso.Afaster wayistolettheconductor beabucket ofwater withasmall
leak. Asthewater drops out,itcarries away anyexcess charges andthebucket
willapproach thesame potential astheair.(Thecharges, asyouknow, reside on
thesurface, andasthedrops come off“pieces ofsurface” break off.)Wecanmeas-
urethepotential ofthebucket withanelectrometer.
9-l
ll*lCONNECTION
TOGROUND KTAL PLATE
////:}-K/sR/ouiso//// /// /to)
lgJ1r77P14/1=/..;....;.' ///7/7?lb)
Fig.9-2. (a)Agrounded metal plate
willhave thesame surface charge asthe
earth. (b)Iftheplate iscovered witha
grounded conductor itwill have no
surface charge.
ll-AIR + ;-- IONS -
EV *'*-
aousrsn Z MI"MO-l
Fig.9-3. Measuring theconductivity
ofairduetothemotion ofions.There isanother waytodirectly measure thepotential gradient. Since there
isanelectric field, there isasurface charge ontheearth (a'=eoE). Ifweplace
aflatmetal plate attheearth’s surface andground it,negative charges appear on
it(Fig.9—2a). Ifthisplateisnowcovered byanother grounded conducting cover B,
thecharges willappear onthecover, andthere willbenocharges ontheoriginal
plate A.Ifwemeasure thecharge thatflows from plate Atotheground (by,say,
agalvanometer inthegrounding wire) aswecover it,wecanfindthesurface
charge density thatwasthere, andtherefore alsofindtheelectric field.
Having suggested howwecanmeasure theelectric fieldintheatmosphere,
wenowcontinue ourdescription ofit.Measurements show, firstofall,thatthe
fieldcontinues toexist, butgetsweaker, asonegoesuptohighaltitudes. Byabout
50kilometers, thefieldisverysmall, somost ofthepotential change (theintegral
ofE)isatlower altitudes. Thetotalpotential difference from thesurface ofthe
earth tothetopoftheatmosphere isabout 400,000 volts.
9-2Electric currents intheatmosphere
Another thing thatcanbemeasured, inaddition tothepotential gradient, is
thecurrent intheatmosphere. Thecurrent density issmall—about 10micromicro-
amperes crosses eachsquare meter parallel totheearth. Theairisevidently nota
perfect insulator, andbecause ofthisconductivity, asmall current—caused bythe
electric fieldwehavejustbeendescribing——passes from theskydown totheearth.
Why doestheatmosphere haveconductivity? Here andthere among theair
molecules there isanion—a molecule ofoxygen, say,which hasacquired an
extra electron, orperhaps lostone. These ionsdonotstayassingle molecules;
because oftheirelectric fieldtheyusually accumulate afewother molecules around
them. Each ionthenbecomes alittlelump which, along withother lumps, drifts
inthefie1d—moving slowly upward ordownward-—-making theobserved current.
Where dotheionscome from? Itwasfirstguessed thattheionswereproduced by
theradioactivity oftheearth. (Itwasknown thattheradiation from radioactive
materials would make airconducting byionizing theairmolecules.) Particles
likeB-rays coming outoftheatomic nuclei aremoving sofastthattheytearelec-
trons from theatoms, leaving ionsbehind. Thiswould imply, ofcourse, thatif
weweretogotohigher altitudes, weshould findlessionization, because theradio-
activity isallinthedirtontheground—in thetraces ofradium, uranium, po-
tassium, etc.
Totestthistheory, some physicists carried anexperiment upinballoons to
measure theionization oftheair(Hess, in1912) anddiscovered thattheopposite
wastrue—the ionization perunitvolume increased withaltitude! (Theapparatus
waslikethatofFig.9-3.Thetwoplates werecharged periodically tothepotential
V.Duetotheconductivity oftheair,theplates slowly discharged; therateof
discharge wasmeasured with theelectrometer.) This wasamost mysterious
result—the most dramatic finding intheentire history ofatmospheric electricity.
Itwassodramatic, infact,thatitrequired abranching offofanentirely new
subject——cosmic rays. Atmospheric electricity itself remained lessdramatic.
Ionization wasevidently being produced bysomething from outside theearth;
theinvestigation ofthissource ledtothediscovery ofthecosmic rays. Wewill
notdiscuss thesubject ofcosmic raysnow, except tosaythattheymaintain the
supply ofions. Although theionsarebeing swept away allthetime, newonesare
being created bythecosmic-ray particles coming from theoutside.
Tobeprecise, wemust saythatbesides theionsmade ofmolecules, there are
alsoother kinds ofions. Tinypieces ofdirt,likeextremely finebitsofdust, float
intheairandbecome charged. They aresometimes called “nuclei.” Forexample,
when awave breaks inthesea,littlebitsofspray arethrown intotheair.When
oneofthese drops evaporates, itleaves aninfinitesimal crystal ofNaCl floating in
theair.These tinycrystals canthen pick upcharges andbecome ions; they
arecalled “large ions.”
Thesmall ions—those formed bycosmic rays—-are themost mobile. Because
theyaresosmall, theymove rapidly through theair—with aspeed ofabout l
9-2
cm/sec inafieldof100volts/meter, or1volt/cm. Themuch bigger andheavier
ionsmove much more slowly. Itturns outthatifthere aremany “nuclei,” theywill
pickupthecharges from thesmall ions. Then, since the“large ions” move so
slowly inafield, thetotalconductivity isreduced. Theconductivity ofair,there-
fore,isquite variable, sinceitisverysensitive totheamount of“dirt” there isinit.
There ismuch more ofsuchdirtoverland—where thewinds canblow updust
orwhere manthrows allkinds ofpollution intotheair——than there isoverwater.
Itisnotsurprising thatfrom daytoday,from moment tomoment, from place
toplace, theconductivity neartheearth’s surface varies enormously. Thevoltage
gradient observed atanyparticular place ontheearth’s surface alsovaries greatly
because roughly thesame current flows down fromhighaltitudes indifferent places,
andthevarying conductivity neartheearth results inavarying voltage gradient.
Theconductivity oftheairduetothedrifting ofionsalsoincreases rapidly
withaltitude——for tworeasons. First ofall,theionization from cosmic raysin-
creases withaltitude. Secondly, asthedensity ofairgoesdown, themean freepath
oftheionsincreases, sothattheycantravel farther intheelectric fieldbefore they
haveacollision—resulting inarapid increase ofconductivity asonegoesup.
Although theelectric current-density intheairisonly afewmicromicro-
amperes persquare meter, there areverymany square meters ontheearth’s surface.
Thetotal electric current reaching theearth’s surface atanytimeisverynearly
constant at1800amperes. Thiscurrent, ofcourse, is“positive”—it carries plus
charges totheearth. Sowehaveavoltage supply of400,000 volts withacurrent
of1800amperes-—a power of700megawatts!
With such alarge current coming down, thenegative charge ontheearth
should soon bedischarged. Infact,itshould takeonlyabout halfanhour todis-
charge theentire earth. Buttheatmospheric electric fieldhasalready lasted more
thanahalf-hour since itsdiscovery. How isitmaintained? What maintains the
voltage? Andbetween what andtheearth? There aremany questions.
Theearth isnegative, andthepotential intheairispositive. Ifyougohigh
enough, theconductivity issogreat thathorizontally there isnomore chance for
voltage variations. Theair,forthescale oftimes thatwearetalking about, be-
comes effectively aconductor. Thisoccurs ataheight intheneighborhood of50
kilometers. Thisisnotashighaswhat iscalled the“ionosphere,” inwhich there
areverylarge numbers ofionsproduced byphotoelectricity from thesun. Never-
theless, forourdiscussions ofatmospheric electricity, theairbecomes sufliciently
conductive atabout 50kilometers thatwecanimagine thatthere ispractically a
perfect conducting surface atthisheight, from which thecurrents come down.
Ourpicture ofthesituation isshown inFig.9—4. Theproblem is:I-Iow isthe
positive charge maintained there? How isitpumped back? Because ifitcomes
down totheearth, ithastobepumped back somehow. That wasoneofthe
greatest puzzles ofatmospheric electricity forquite awhile.
Each piece ofinformation wecangetshould giveaclueor,atleast, tellyou
something about it.Hereisaninteresting phenomenon: Ifwemeasure thecurrent
(which ismore stable thanthepotential gradient) overthesea,forinstance, orin
careful conditions, andaverage verycarefully sothatwegetridoftheirregularities,
wediscover thatthere isstilladaily variation. Theaverage ofmany measurements
overtheoceans hasavariation withtimeroughly asshown inFig.9-5. The
current varies byabout :15percent, anditislargest at7:00P.M.inLondon. The
strange partofthething isthatnomatter where youmeasure thecurrent—in the
Atlantic Ocean, thePacific Ocean, ortheArctic Ocean—it isatitspeak value
when theclocks inLondon say7:00P.M.! Allovertheworld thecurrent isatits
maximum at7:00P.M.London timeanditisataminimum at4:00A.M.London
time. Inother words, itdepends upon theabsolute timeontheearth, notupon
thelocal timeattheplace ofobservation. Inonerespect thisisnotmysterious;
itchecks withourideathatthere isaveryhighconductivity laterally atthetop,
because thatmakes itimpossible forthevoltage difference from theground to
thetoptovarylocally. Anypotential variations should beworldwide, asindeed
theyare.What wenowknow, therefore, isthatthevoltage atthe“top” surface
isdropping andrising by15percent withtheabsolute timeontheearth.
9-3men+ coi4_oug_|v|rv50,000m—— ——-—— ——-——
cunnsur
00° aslO.|2I
votrs Ampll in‘
5“LEv Eanrws sunncz
Fig.9-4. Typical electrical condi-
tions inaclear atmosphere.
E(V/m)
I
II
I
so
J t it is 2'4FOURS GMT
Fig.9-5. Theaverage daily varia-
tionoftheatmospheric potential gradient
onaclear dayover theoceans; referred
toGreenwich time.
9-3Origin oftheatmospheric currents
Wemust next talk about thesource ofthelarge negative currents which
must beflowing from the“top” tothesurface oftheearth tokeep charging itup
negatively. Where arethebatteries thatdothis? The“battery” isshown inFig.
9-6. Itisthethunderstorm anditslightning. Itturns outthatthebolts oflightning
donot“discharge” thepotential wehave been talking about (asyoumight at
firstguess). Lightning storms carry negative charges totheearth. When alightning
boltstrikes, ten-to—one itbrings down negative charges totheearth inlarge amounts.
ltisthethunderstorms throughout theworld thatarecharging theearth with an
average of1800 amperes, which isthen being discharged through regions of
fairweather.
There areabout 300thunderstorms perdayallover theearth, andwecan
think ofthem asbatteries pumping theelectricity totheupper layer andmaintain-
ingthevoltage difference. Then take intoaccount thegeography oftheearth»-
there arethunderstorms intheafternoon inBrazil. tropical thunderstorms in
Africa, andsoforth. People have made estimates ofhowmuch lightning isstriking
world-wide atanytime. andperhaps needless tosay,their estimates more orless
agree with thevoltage difference measurements: thetotal amount ofthunderstorm
activity ishighest onthewhole earth atabout 7:00 P.M. inLondon. However,
thethunderstorm estimates arevery difficult tomake and were made only after
itwas known that thevariation should have occurred. These things arevery
difficult because wedon’t have enough observations ontheseasandover allparts
oftheworld toknow thenumber ofthunderstorms accurately. Butthose people
who think they “doitright” obtain theresult thatthere isapeak intheactivity
at7:00 P.M.Greenwich Mean Time.
Fig 9—6 Themechanism that generates theatmospheric electric field. [Photo byWilliam L.Widmayer.]
9-4
Inorder tounderstand howthese batteries work, wewilllookatathunder-
storm indetail. What isgoing oninside athunderstorm? Wewilldescribe this
insofar asitisknown. Aswegetintothismarvelous phenomenon ofrealnature—-
instead oftheidealized spheres ofperfect conductors inside ofother spheres that
wecansolve soneatly—we discover thatwedon’t know verymuch. Yetitisreally
quite exciting. Anyone whohasbeeninathunderstorm hasenjoyed it,orhasbeen
frightened, oratleasthashadsome emotion. Andinthose places innature where
wegetanemotion, wefindthatthere isgenerally acorresponding complexity and
mystery about it.Itisnotgoing tobepossible todescribe exactly howathunder-
storm works, because wedonotyetknow verymuch. Butwewilltrytodescribe
alittlebitabout what happens.
9-4Thunderstorms
Inthefirstplace, anordinary thunderstorm ismade upofanumber of“cells”
fairly close together, butalmost independent ofeachother. Soitisbesttoanalyze
onecellatatime. Bya“cell” wemean aregion withalimitareainthehorizontal
direction inwhich allofthebasic processes occur. Usually there areseveral cells
sidebyside,andineachoneabout thesame thing ishappening, although perhaps
withadifferent timing. Figure 9-7indicates inanidealized fashion what sucha
celllooks likeintheearly stage ofthethunderstorm. Itturns outthatinacertain
place intheair,under certain conditions which weshalldescribe, there isageneral
rising oftheair,with higher andhigher velocities near thetop. Asthewarm,
moist airatthebottom rises, itcools andcondenses. Inthefigure thelittlecrosses
indicate snow andthedotsindicate rain,butbecause theupdraft currents aregreat
enough andthedrops aresmall enough, thesnow andraindonotcome down at
thisstage. This isthebeginning stage, andnottherealthunderstorm yet—in the
sense thatwedon’t haveanything happening attheground. Atthesame timethat
thewarm airrises, there isanentrainment ofairfrom thesides—an important
point which wasneglected formany years. Thus itisnotjusttheairfrom below
which isrising, butalsoacertain amount ofother airfrom thesides.
Whydoestheairriselikethis? Asyouknow, when yougoupinaltitude the
airiscolder. Theground isheated bythesun,andthere-radiation ofheattothe
skycomes from water vapor highintheatmosphere; soathighaltitudes theair
iscold——very cold—whereas lower down itiswarm. Youmaysay,“Then it’s
verysimple. Warm airislighter thancold; therefore thecombination ismechan-
ically unstable andthewarm airrises.” Ofcourse, ifthetemperature isdiflerent
atdiflerent heights, theairisunstable thermodynamically. Lefttoitself infinitely
long, theairwould allcome tothesame temperature. Butitisnotlefttoitself;
thesunisalways shining (during theday). Sotheproblem isindeed notoneof
thermodynamic equilibrium, butofmechanical equilibrium. Suppose weplot—as
inFig.9—8—the temperature oftheairagainst height above theground. In
ordinary circumstances wewould getadecrease along acurve liketheonelabeled
(a);astheheight goesup,thetemperature goesdown. How cantheatmosphere
bestable? Why doesn’t thehotairbelow simply riseupintothecoldair? The
answer isthis: iftheairwere togoup,itspressure would godown, andifwe
consider aparticular parcel ofairgoing up,itwould beexpanding adiabatically.
(There would benoheatcoming inoroutbecause inthelarge dimensions con-
sidered here, there isn’ttimeformuch heatflow.) Thus theparcel ofairwould
coolasitrises. Suchanadiabatic process would giveatemperature-height relation-
shiplikecurve (b)inFig.9-8. Anyairwhich rosefrom below would becolder
thantheenvironment itgoesinto. Thus there isnoreason forthehotairbelow
torise;ifitwere torise,itwould cooltoalower temperature thantheairalready
there, would beheavier thantheairthere, andwould justwanttocome down again.
Onagood, bright daywithverylittlehumidity there isacertain rateatwhich the
temperature intheatmosphere falls, andthisrateis,ingeneral, lower than the
“maximum stable gradient,” which isrepresented bycurve (b). Theairisin
stable mechanical equilibrium.
9-5FEET
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Fig.9-7. Athunderstorm cellinthe
early stages ofdevelopment. [From U.S.
Department ofCommerce Weather Bureau
Report, June 1949.]
A
TEMPERATURE/
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Fig.9-8. Atmospheric temperature.
(a)Static atmosphere; lb)adiabatic
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ofambient air.
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Fig. 9-9. Amature thunderstorm cell.
[From U.S. Department ofCommerce
Weather Bureau Report, June 1949.]Ontheother hand, ifwethink ofaparcel ofairthatcontains alotofwater
vapor being carried upintotheair,itsadiabatic cooling curve willbedifferent. As
itexpands andcools, thewater vapor initwillcondense, andthecondensing water
willliberate heat. Moist air,therefore, doesnotcoolnearly asmuch asdryair
does. Soifairthatiswetter thantheaverage starts torise,itstemperature will
follow acurve like(c)inFig.9-8. Itwillcooloffsomewhat, butwillstillbewarmer
thanthesurrounding airatthesame level. Ifwehave aregion ofwarm moist
airandsomething starts itrising, itwillalways finditself lighter andwarmer than
theairaround itandwillcontinue toriseuntilitgetstoenormous heights. This
isthemachinery thatmakes theairinthethunderstorm cellrise.
Formany years thethunderstorm cellwasexplained simply inthismanner.
Butthen measurements showed thatthetemperature ofthecloud atdifferent
heights wasnotnearly ashighasindicated bycurve (c).Thereason isthatasthe
moist air“bubble” goesup,itentrains airfrom theenvironment andiscooled
ofi'byit.Thetemperature-versus-height curve looks more likecurve (d),which
ismuch closer totheoriginal curve (a)thantocurve (c).
After theconvection justdescribed getsunder way, thecross section ofa
thunderstorm celllooks likeFig.9—9. Wehave what iscalled a“mature” thunder-
storm. There isaveryrapid updraft which, inthisstage, goesuptoabout 10,000
to15,000 meters—sometimes even much higher. Thethunderheads, withtheir
condensation, climb wayupoutofthegeneral cloud bank, carried byanupdraft
thatisusually about 60miles anhour. Asthewater vapor iscarried upand
condenses, itforms tinydrops which arerapidly cooled totemperatures below
zerodegrees. They should freeze, butdonotfreeze immediately—they are“super-
cooled.” Water andother liquids willusually cool wellbelow their freezing points
before crystallizing ifthere areno“nuclei” present tostart thecrystallization
process. Only ifthere issome small piece ofmaterial present, likeatinycrystal of
NaCl, willthewater drop freeze intoalittlepiece ofice.Then theequilibrium is
suchthatthewater drops evaporate andtheicecrystals grow. Thus atacertain
point there isarapid disappearance ofthewater andarapid buildup ofice.Also,
there maybedirect collisions between thewater drops andtheice—col1isions in
which thesupercooled water becomes attached totheicecrystals, which causes it
tosuddenly crystallize. Soatacertain point inthecloud expansion there isarapid
accumulation oflarge iceparticles.
When theiceparticles areheavy enough, theybegin tofallthrough therising
air—they gettooheavy tobesupported anylonger intheupdraft. Astheycome
down, theydraw alittle airwiththem andstartadowndraft. Andsurprisingly
enough, itiseasytoseethatoncethedowndraft isstarted, itwillmaintain itself.
Theairnowdrives itself down!
Notice thatthecurve (d)inFig.9-8fortheactual distribution oftemperature
inthecloud isnotassteep ascurve (c),which applies towetair.Soifwehavewet
airfalling, itstemperature willdrop withtheslope ofcurve (c)andwillgobelow
thetemperature oftheenvironment ifitgetsdown farenough, asindicated by
curve (e)inthefigure. Themoment itdoesthat,itisdenser thantheenvironment
andcontinues tofallrapidly. Yousay,“That isperpetual motion. First, youargue
thattheairshould rise,andwhen youhaveitupthere, youargue equally wellthat
theairshould fall.” Butitisn’tperpetual motion. When thesituation isunstable
andthewarm airshould rise,thenclearly something hastoreplace thewarm air.
Itisequally truethatcoldaircoming down would energetically replace thewarm
air,butyourealize thatwhat iscoming down isnottheoriginal air.Theearly
arguments, thathadaparticular cloud without entrainment going upandthen
coming down, hadsome kindofapuzzle. They needed theraintomaintain the
downdraft——an argument which ishardtobelieve. Assoonasyourealize thatthere
isalotoforiginal airmixed inwiththerising air,thethermodynamic argument
shows thatthere canbeadescent ofthecoldairwhich wasoriginally atsome great
height. Thisexplains thepicture oftheactive thunderstorm sketched inFig.9-9.
Astheaircomes down, rainbegins tocome outofthebottom ofthethunder-
storm. Inaddition, therelatively coldairspreads outwhen itarrives attheearth’s
surface. Sojustbefore theraincomes there isacertain littlecoldwind thatgives
9-6
usaforewarning ofthecoming storm. Inthestorm itself there arerapid andir-
regular gusts ofair,there isanenormous turbulence inthecloud, andsoon.But
basically wehave anupdraft, thenadowndraft—in general, averycomplicated
process.
Themoment atwhich precipitation starts isthesame moment thatthelarge
downdraft begins andisthesame moment, infact,when theelectrical phenomena
arise. Before wedescribe lightning, however, wecanfinish thestory bylooking
atwhat happens tothethunderstorm cellafterabout one-half anhourtoanhour.
Thecelllooks asshown inFig.9-10. Theupdraft stops because there isnolonger
enough warm airtomaintain it.Thedownward precipitation continues forawhile,
thelastlittlebitsofwater come out,andthings getquieter andquieter—although
there aresmall icecrystals leftwayupintheair.Because thewinds atverygreat
altitude areindifferent directions, thetopofthecloud usually spreads intoan
anvil shape. Thecellcomes totheendofitslife.
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cell.[From U.S.Department ofCommerce Weather mature thunderstorm cell. [From U.S.Department ofCom
Bureau Report, June l949.] merce Weather Bureau Report, June l949.]
9-5Themechanism ofcharge separation
Wewant nowtodiscuss themost important aspect forourpurposes—the
development oftheelectrical charges. Experiments ofvarious kinds—including
flying airplanes through thunderstorms (thepilots whodothisarebrave men!)-
tellusthatthecharge distribution inathunderstorm cellissomething likethat
shown inFig.9-11. Thetopofthethunderstorm hasapositive charge, andthe
bottom anegative one—except forasmall local region ofpositive charge inthe
bottom ofthecloud, which hascaused everybody alotofworry. Nooneseems to
know whyitisthere, how important itis——whether itisasecondary effect ofthe
positive rain coming down, orwhether itisanessential part ofthemachinery.
Things would bemuch simpler ifitweren’t there. Anyway, thepredominantly
negative charge atthebottom andthepositive charge atthetophave thecorrect
signforthebattery needed todrive theearth negative. Thepositive charges are
6or7kilometers upintheair,where thetemperature isabout —20°C, whereas
thenegative charges are3or4kilometers high, where thetemperature isbetween
zeroand—l0°C.
Thecharge atthebottom ofthecloud islarge enough toproduce potential
differences of20,or30,oreven100million voltsbetween thecloud andtheearth-
much bigger thanthe0.4million volts from the“sky” totheground inaclear
9-7
.§___§~,»-.<\\~-/ //
kl /'71/ \~\
\\\
1"!‘>1
x "'
" x
:1
TOWATER
SUPPLY
Fig. 9-l2. Aietofwater with an
electric field near thenozzle.atmosphere. These large voltages break down theairandcreate giant arcdis-
charges. When thebreakdown occurs thenegative charges atthebottom ofthe
thunderstorm arecarried down totheearth inthelightning strokes.
Now wewilldescribe insome detail thecharacter ofthelightning. First of
all,there arelarge voltage differences around, sothattheairbreaks down. There
arelightning strokes between onepiece ofacloud andanother piece ofacloud,
orbetween onecloud andanother cloud, orbetween acloud andtheearth. In
eachoftheindependent discharge fiashes—the kindoflightning strokes yousee——
there areapproximately 20or30coulombs ofcharge brought down. Onequestion
is:How longdoesittakeforthecloud toregenerate the20or30coulombs which
aretaken away bythelightning bolt? This canbeseen bymeasuring, farfrom a
cloud, theelectric fieldproduced bythecloud’s dipole moment. Insuchmeasure-
ments youseeasudden decrease inthefieldwhen thelightning strikes, andthen
anexponential return totheprevious value with atime constant which isslightly
different fordifferent cases butwhich isintheneighborhood of5seconds. Ittakes
athunderstorm only5seconds after eachlightning stroke tobuild itscharge up
again. That doesn’t necessarily mean thatanother stroke isgoing tooccur in
exactly 5seconds every time, because, ofcourse, thegeometry ischanged, andsoon.
Thestrokes occur more orlessirregularly, buttheimportant point isthatittakes
about 5seconds torecreate theoriginal condition. Thus there areapproximately
4amperes ofcurrent inthegenerating machine ofthethunderstorm. This means
thatanymodel made toexplain howthisstorm generates itselectricity must beone
withplenty ofjuice——it must beabig,rapidly operating device.
Before wegofurther weshall consider something which isalmost certainly
completely irrelevant, butnevertheless interesting, because itdoesshow theeffect
ofanelectric fieldonwater drops. Wesaythatitmaybeirrelevant because it
relates toanexperiment onecandointhelaboratory withastream ofwater to
show therather strong effects oftheelectric fieldondrops ofwater. Inathunder-
storm there isnostream ofwater; there isacloud ofcondensing iceanddrops of
water. Sothequestion ofthemechanisms atwork inathunderstorm isprobably
notatallrelated towhat youcanseeinthesimple experiment wewilldescribe.
Ifyoutakeasmall nozzle connected toawater faucet anddirect itupward ata
steep angle, asinFig.9-12, thewater willcome outinafinestream thateventually
breaks upintoaspray offinedrops. Ifyounowputanelectric fieldacross the
stream atthenozzle (bybringing upacharged rod,forexample), theform ofthe
stream willchange. With aweak electric fieldyouwillfindthatthestream breaks
upintoasmaller number oflarge-sized drops. Butifyouapply astronger field,
thestream breaks upintomany, many finedrops—smaller than before.* With a
weak electric fieldthere isatendency toinhibit thebreakup ofthestream into
drops. With astronger field, however, there isanincrease inthetendency tosepa-
rateintodrops.
Theexplanation ofthese effects isprobably thefollowing. Ifwehave the
stream ofwater coming outofthenozzle andweputaSmall electric fieldacross it
onesideofthewater getsslightly positive andtheother sidegetsslightly negative.
Then, when thestream breaks, thedrops ononesidemaybepositive, andthose on
theother sidemaybenegative. They willattract eachother andwillhaveatend-
ency tostick together more than they would have before——the stream doesn’t
break upasmuch. Ontheother hand, ifthefieldisstronger, thecharge ineach
oneofthedrops getsmuch larger, andthere isatendency forthecharge itself to
helpbreak upthedrops through their ownrepulsion. Each drop willbreak into
many smaller ones, each carrying acharge, sothatthey areallrepelled, and
spread outsorapidly. Soasweincrease thefield, thestream becomes more finely
separated. Theonlypoint wewishtomake isthatincertain circumstances electric
fields canhave considerable influence onthedrops. Theexact machinery by
which something happens inathunderstorm isnotatallknown, andisnotatall
necessarily related towhat wehavejustdescribed. Wehaveincluded itjustsothat
*Ahandy waytoobserve thesizesofthedrops istoletthestream fallonalarge thin
metal plate. Thelarger drops make alouder noise.
9-8
youwillappreciate thecomplexities thatcould come intoplay. Infact,nobody
hasatheory applicable toclouds based onthatidea.
Wewould liketodescribe twotheories which have beeninvented toaccount
fortheseparation ofthecharges inathunderstorm. Allthetheories involve the
ideathatthere should besome charge ontheprecipitation particles andadifferent
charge intheair.Then bythemovement oftheprecipitation particles—the water
ortheice--through theairthere isaseparation ofelectric charge. Theonlyques-
tionis:How does thecharging ofthedrops begin? Oneoftheolder theories is
called the“breaking-drop” theory. Somebody discovered thatifyouhaveadrop
ofwater thatbreaks intotwopieces inawindstream, there ispositive charge onthe
water andnegative charge intheair. This breaking-drop theory hasseveral
disadvantages, among which themost serious isthatthesigniswrong. Second,
inthelarge number oftemperate-zone thunderstorms which doexhibit lightning,
theprecipitation effects athighaltitudes areinice,notinwater.
From what wehavejustsaid,wenotethatifwecould imagine some wayfor
thecharge tobedifferent atthetopandbottom ofadrop andifwecould alsosee
some reason whydrops inahigh-speed airstream would break upintounequal
pieces-—a large oneinthefront andasmaller oneinthebackbecause ofthemotion
through theairorsomething-we would haveatheory. (Different from anyknown
theory!) Then thesmall drops would notfallthrough theairasfastasthebig
ones, because oftheairresistance, andwewould getacharge separation. You
see,itispossible toconcoct allkinds ofpossibilities.
Oneofthemore ingenious theories, which ismore satisfactory inmany re-
spects thanthebreaking-drop theory, isduetoC.T.R.Wilson. Wewilldescribe
it,asWilson did,withreference towater drops, although thesame phenomenon
would alsowork withice.Suppose wehaveawater dropthatisfalling intheelec-
tricfieldofabout 100volts permeter toward thenegatively charged earth. The
drop willhave aninduced dipole moment—-with thebottom ofthedrop positive
andthetopofthedrop negative, asdrawn inFig.9-13. Now there areintheair
the“nuclei” thatwementioned earlier—the large slow-moving ions. (The fast
ionsdonothaveanimportant effect here.) Suppose thatasadrop comes down,
itapproaches alarge ion.Iftheionispositive, itisrepelled bythepositive bottom
ofthedrop andispushed away. Soitdoes notbecome attached tothedrop.
Iftheionweretoapproach from thetop,however, itmight attach tothenegative,
topside. Butsince thedrop isfalling through theair,there isanairdriftrelative
toit,going upwards, which carries theionsaway iftheir motion through theair
isslow enough. Thus thepositive ionscannot attach atthetopeither. This
would apply, yousee,onlytothelarge, slow-moving ions. Thepositive ionsof
thistypewillnotattach themselves either tothefront orthebackofafalling drop.
Ontheother hand, asthelarge, slow, negative ionsareapproached byadrop,
theywillbeattracted andwillbecaught. Thedrop willacquire negative charge-
thesignofthecharge having been determined bytheoriginal potential difference
ontheentire earth—and wegettheright sign. Negative charge willbebrought
down tothebottom partofthecloud bythedrops, andthepositively charged ions
which areleftbehind willbeblown tothetopofthecloud bythevarious updraft
currents. Thetheory looks pretty good, anditatleastgives theright sign. Alsoit
doesn’t depend onhaving liquid drops. Wewillsee,when welearn about polariza-
tioninadielectric, thatpieces oficewilldothesame thing. They alsowilldevelop
positive andnegative charges ontheirextremities when theyareinanelectric field.
There are,however, some problems evenwiththistheory. First ofall,the
totalcharge involved inathunderstorm isveryhigh. After ashort time, thesupply
oflarge ionswould getusedup.SoWilson andothers havehadtopropose that
there areadditional sources ofthelarge ions. Once thecharge separation starts,
verylarge electric fields aredeveloped, andinthese large fields there maybeplaces
where theairwillbecome ionized. Ifthere isahighly charged point, oranysmall
object likeadrop, itmayconcentrate thefieldenough tomake a“brush discharge.”
When there isastrong enough electric field—let ussayitispositive—electrons
willfallintothefieldandwillpickupalotofspeed between collisions. Their
speed willbesuchthatinhitting another atom theywilltearelectrons offatthat
9-9FALLING
DROP
E \
/ G)G9V
LARGE IUVS
Fig.9-l3.C.T.R.Wilson's theory of
charge separation inathundercloud.
Fig.9-14. Photograph ofalightning
flash taken witha"Boys" camera. [From
Schonland, Malan, andCollens, Proc. Roy.
Soc.London, Vol.152(l935).]
c?5?// _Z
1
I
7+//+ /+/$717 +/7+/=l~717T
EARTH
Fig.9-15. Theformation ofthe"step
leader."atom, leaving positive charges behind. These newelectrons alsopickupspeed
andcollide withmore electrons. Soakindofchain reaction oravalanche occurs,
andthere isarapid accumulation ofions. Thepositive charges areleftneartheir
original positions, sotheneteffect istodistribute thepositive charge onthepoint
intoaregion around thepoint. Then, ofcourse, there isnolonger astrong field,
andtheprocess stops. Thisisthecharacter ofabrush discharge. Itispossible that
thefields maybecome strong enough inthecloud toproduce alittlebitofbrush
discharge; there mayalsobeother mechanisms, oncethething isstarted, topro-
duce alarge amount ofionization. Butnobody knows exactly howitworks. So
thefundamental origin oflightning isreally notthoroughly understood. Weknow
itcomes from thethunderstorms. (And weknow, ofcourse, thatthunder comes
from thelightning—from thethermal energy released bythebolt.)
Atleastwecanunderstand, inpart,theorigin ofatmospheric electricity. Due
totheaircurrents, ions,andwater drops oniceparticles inathunderstorm, positive
andnegative charges areseparated. Thepositive charges arecarried upward to
thetopofthecloud (seeFig.9-11), andthenegative charges aredumped intothe
ground inlightning strokes. Thepositive charges leave thetopofthecloud, enter
thehigh-altitude layers ofmore highly conducting air,andspread throughout the
earth. Inregions ofclear weather, thepositive charges inthislayer areslowly
conducted totheearth bytheionsintheair—ions formed bycosmic rays, bythe
sea,andbyman’s activities. Theatmosphere isabusyelectrical machine!
9-6Lightning
Thefirstevidence ofwhat happens inalightning stroke wasobtained in
photographs taken withacamera heldbyhand andmoved back andforth with
theshutter open—while pointed toward aplace where lightning wasexpected.
Thefirstphotographs obtained thiswayshowed clearly thatlightning strokes are
usually multiple discharges along thesame path. Later, the“Boys” camera,
which hastwolenses mounted 180°apart onarapidly rotating disc,wasdeveloped.
Theimage made byeachlensmoves across thefilm—the picture isspread outin
time. If,forinstance, thestroke repeats, there willbetwoimages idebyside.
Bycomparing theimages ofthetwolenses, itispossible towork outthedetails
ofthetimesequence oftheflashes. Figure 9-14shows aphotograph taken witha
“Boys” camera.
Wewillnowdescribe thelightning. Again, wedon’t understand exactly how
itworks. Wewillgiveaqualitative description ofwhat itlooks like,butwewon’t
gointoanydetails ofwhyitdoeswhat itappears todo.Wewilldescribe onlythe
ordinary caseofthecloud withanegative bottom overflatcountry. Itspotential
ismuch more negative than theearth underneath, sonegative electrons willbe
accelerated toward theearth. What happens isthefollowing. Itallstarts witha
thing called a“step leader,” which isnotasbright asthestroke oflightning. On
thephotographs onecanseealittlebright spotatthebeginning thatstarts from the
cloud andmoves downward veryrapidly—-at asixth ofthespeed oflight! Itgoes
onlyabout S0meters andstops. Itpauses forabout 50microseconds, andthen
takes another step. Itpauses again andthen goesanother step, andsoon.It
moves inaseries ofsteps toward theground, along apathlikethatshown inFig.
9-15. Intheleader there arenegative charges from thecloud; thewhole column
isfullofnegative charge. Also, theairisbecoming ionized bytherapidly moving
charges thatproduce theleader, sotheairbecomes aconductor along thepath
traced out. Themoment theleader touches theground, wehave aconducting
“wire” thatrunsallthewayuptothecloud andisfullofnegative charge. Now,
atlast,thenegative charge ofthecloud cansimply escape andrunout. The
electrons atthebottom oftheleader arethefirstonestorealize this;theydump
out,leaving positive charge behind thatattracts more negative charge from higher
upintheleader, which initsturnpours out,etc.Sofinally allthenegative charge
inapartofthecloud runsoutalong thecolumn inarapid andenergetic way.
Sothelightning stroke youseerunsupwards from theground, asindicated inFig.
9-16. Infact,thismain stroke—-by farthebrightest part—is called thereturn
940
stroke. Itiswhat produces theverybright light, andtheheat, which bycausing
arapid expansion oftheairmakes thethunder clap.
Thecurrent inalightning stroke isabout 10,000 amperes atitspeak, andit
carries down about 20coulombs.
Butwearestillnotfinished. After atimeof,perhaps, afewhundredths ofa
second, when thereturn stroke hasdisappeared, another leader comes down.
Butthistimethere arenopauses. Itiscalled a“dark leader” thistime, andit
goesallthewaydown——from toptobottom inoneswoop. Itgoesfullsteam on
exactly theoldtrack, because there isenough debris there tomake ittheeasiest
route. Thenewleader isagain fullofnegative charge. Themoment ittouches the
ground—zing!—there isareturn stroke going straight upalong thepath. Soyou
seethelightning strike again, andagain, andagain. Sometimes itstrikes only
once ortwice, sometimes fiveortentimes—once asmany as42times onthesame
track wasseen-but always inrapid succession.
Sometimes things geteven more complicated. Forinstance, after oneofits
pauses theleader maydevelop abranch bysending outtwosteps—both toward the
ground butinsomewhat different directions, asshown inFig.9-15. What happens
thendepends onwhether onebranch reaches theground definitely before theother.
Ifthatdoeshappen, thebright return stroke (ofnegative charge dumping intothe
ground) works itswayupalong thebranch thattouches theground, andwhen it
reaches andpasses thebranching point onitswayuptothecloud, abright stroke
appears togodown theother branch. Why? Because negative charge isdumping
outandthatiswhat lights upthebolt. Thischarge begins tomove atthetopof
thesecondary branch, emptying successive, longer pieces ofthebranch, sothe
bright lightning boltappears towork itswaydown thatbranch, atthesame time
asitworks uptoward thecloud. If,however, oneofthese extra leader branches
happens tohavereached theground almost simultaneously withtheoriginal leader,
itcansometimes happen thatthedark leader ofthesecond stroke willtakethe
second branch. Then youwillseethefirstmain flashinoneplace andthesecond
flashinanother place. Itisavariant oftheoriginal idea.
Also, ourdescription isoversimplified fortheregion veryneartheground.
When thestepleader getstowithin ahundred meters orsofrom theground, there
isevidence thatadischarge rises from theground tomeet it.Presumably, the
fieldgetsbigenough forabrush-type discharge tooccur. If,forinstance, there is
asharp object, likeabuilding withapoint atthetop,thenastheleader comes
down nearby thefields aresolarge thatadischarge starts from thesharp point
andreaches uptotheleader. Thelightning tends tostrike suchapoint.
Ithasapparently been known foralong time thathigh objects arestruck by
lightning. There isaquotation ofArtabanis, theadvisor toXerxes, giving his
master advice onacontemplated attack ontheGreeks—during Xerxes’ campaign
tobring theentire known world under thecontrol ofthePersians. Artabanis said,
“See howGodwithhislightning always smites thebigger animals andwillnot
suffer them towaxinsolent, while these ofalesser bulkchafe himnot. How like-
wisehisboltsfalleveronthehighest houses andtallest trees.” Andthenheexplains
thereason: “So,plainly, dothhelovetobring down everything thatexalts itself.”
Doyouthink-—now thatyouknow atrueaccount oflightning striking tall
trees—that youhave agreater wisdom inadvising kings onmilitary matters than
didArtabanis 2300years ago? Donotexalt yourself. Youcould onlydoitless
poetically.
9-111 -
7+/+/ +/+/+/-y+//+//+’
Fig.9-16. Thereturn lightning stroke
runsback upthepathmade bytheleader.
I0
Dielectrics
10-1 Thedielectric constant
Here webegin todiscuss another ofthepeculiar properties ofmatter under
theinfluence oftheelectric field. Inanearlier chapter weconsidered thebehavior
ofconductors, inwhich thecharges move freely inresponse toanelectric field to
such points thatthere isnofieldleftinside aconductor. Now wewilldiscuss
insulators, materials which donotconduct electricity. Onemight atfirstbelieve
thatthere should benoeffect whatsoever. However, using asimple electroscope
andaparallel-plate capacitor, Faraday discovered thatthiswasnotso.Hisexperi-
ments showed thatthecapacitance ofsuch acapacitor isincreased when anin-
sulator isputbetween theplates. Iftheinsulator completely fillsthespace between
theplates, thecapacitance isincreased byafactor xwhich depends onlyonthe
nature oftheinsulating material. Insulating materials arealsocalled dielectrics;
thefactor Kisthenaproperty ofthedielectric, andiscalled thedielectric constant.
Thedielectric constant ofavacuum is,ofcourse, unity.
Ourproblem nowistoexplain whythere isanyelectrical effect iftheinsulators
areindeed insulators anddonotconduct electricity. Webegin withtheexperi-
mental factthatthecapacitance isincreased andtrytoreason outwhat might
begoing on.Consider aparallel-plate capacitor withsome charges onthesurfaces
oftheconductors, letussaynegative charge onthetopplate andpositive charge on
thebottom plate. Suppose thatthespacing between theplates isdandtheareaof
eachplate isA.Aswehaveproved earlier, thecapacitance is
_MC_- d. (10.1)
andthecharge andvoltage onthecapacitor arerelated by
Q=CV. (10.2)
Now theexperimental factisthatifweputapiece ofinsulating material like
lucite orglassbetween theplates, wefindthatthecapacitance islarger. Thatmeans,
ofcourse, thatthevoltage islower forthesame charge. Butthevoltage difference
istheintegral oftheelectric fieldacross thecapacitor; sowemust conclude that
inside thecapacitor, theelectric fieldisreduced even though thecharges onthe
plates remain unchanged.
°i=a:: cououcron
_ .‘II ‘III ‘IIIII+ w w a ‘‘Q10-1 Thedielectric constant
10-2 Thepolarization vector P
10-3 Polarization charges
10-4 Theelectrostatic equations
withdielectrics
10-5 Fields andforces with
dielectrics
\§i\\ Fig. 10-1. Aparallel-plate capaci-
-If ‘l’ If ' A7 I1-‘J torwithadielectric. Thelines ofEareUFREE CONDUCTO R shown
Now howcanthatbe?WehavealawduetoGauss thattellsusthattheflux
oftheelectric fieldisdirectly related totheenclosed charge. Consider thegaussian
surface Sshown bybroken linesinFig.10-1. Since theelectric fieldisreduced
withthedielectric present, weconclude thatthenetcharge inside thesurface must
10-1
7%,!!!’ --W-_ _
;-II,-_I-I-III. _T_ I
Fig.10-2. Ifweputaconducting
‘plate inthegapofaparallel-plate con- I+-
Abelower thanitwould bewithout thematerial. There isonlyonepossible conclu-
sion,andthatisthatthere must bepositive charges onthesurface ofthedielectric.
Since thefieldisreduced butisnotzero, wewould expect thispositive charge to
besmaller thanthenegative charge ontheconductor. Sothephenomena canbe
explained ifwecould understand insome waythatwhen adielectric material is
placed inanelectric fieldthere ispositive charge induced ononesurface andnega-
tivecharge induced ontheother.
OONDUCTOR
kl._..Pi-O.denser, theinduced charges reduce the '‘ ’ '"
field intheconductor tozero. c0N|)ucTQR
+91“//‘*1.$94F‘§~‘4/.e.e.”e.e.<eIe
Fig. 10-3. Amodel ofadielectric:
small conducting spheres embedded in
anidealized insulator.Wewould expect thattohappen foraconductor. Forexample, suppose that
wehadacapacitor withaplate spacing d,andweputbetween theplates aneutral
conductor whose thickness isb,asinFig.10-2. Theelectric fieldinduces apositive
charge ontheupper surface andanegative charge onthelower surface, sothere is
nofieldinside theconductor. Thefieldintherestofthespace isthesame asit
waswithout theconductor, because itisthesurface density ofcharge divided by
eo;butthedistance overwhich wehavetointegrate togetthevoltage (thepotential
difference) isreduced. Thevoltage is
V=-'-(d—b).60
Theresulting equation forthecapacitance islikeEq.(10.1), with (d—b)sub-
stituted ford:
60A
C- . (10.3)
Thecapacitance isincreased byafactor which depends upon (b/d), theproportion
ofthevolume which isoccupied bytheconductor.
Thisgives usanobvious model forwhat happens withdielectrics—that inside
thematerial there aremany littlesheets ofconducting material. Thetrouble with
suchamodel isthatithasaspecific axis,thenormal tothesheets, whereas most
dielectrics have nosuch axis. However, thisdifficulty canbeeliminated ifwe
assume thatallinsulating materials contain small conducting spheres separated
from each other byinsulation, asshown inFig.10-3. Thephenomenon ofthe
dielectric constant isexplained bytheeffect ofthecharges which would beinduced
oneachsphere. Thisisoneoftheearliest physical models ofdielectrics usedto
explain thephenomenon thatFaraday observed. More specifically, itwasassumed
thateachoftheatoms ofamaterial wasaperfect conductor, butinsulated from
theothers. Thedielectric constant xwould depend ontheproportion ofspace
which wasoccupied bytheconducting spheres. Thisisnot,however, themodel
thatisusedtoday.
10-2 Thepolarization vector P
Ifwefollow theabove analysis further, wediscover thattheideaofregions
ofperfect conductivity andinsulation isnotessential. Each ofthesmall spheres
actslikeadipole, themoment ofwhich isinduced bytheexternal field. Theonly
thing thatisessential totheunderstanding ofdielectrics isthatthere aremany
little dipoles induced inthematerial. Whether thedipoles areinduced because
there aretinyconducting spheres orforanyother reason isirrelevant.
10-2
Why should afieldinduce adipole moment inanatom iftheatom isnota
conducting sphere? Thissubject willbediscussed inmuch greater detail inthe
next chapter, which willbeabout theinner workings ofdielectric materials.
However, wegivehereoneexample toillustrate apossible mechanism. Anatom
hasapositive charge onthenucleus, which issurrounded bynegative electrons.
Inanelectric field,thenucleus willbeattracted inonedirection andtheelectrons in
theother. Theorbits orwave patterns oftheelectrons (orwhatever picture is
usedinquantum mechanics) willbedistorted tosome extent, asshown inFig.10-4;
thecenter ofgravity ofthenegative charge willbedisplaced andwillnolonger
coincide withthepositive charge ofthenucleus. Wehave already discussed such
distributions ofcharge. Ifwelookfrom adistance, suchaneutral configuration
isequivalent, toafirstapproximation, toalittledipole.
Itseems reasonable thatifthefieldisnottooenormous, theamount ofinduced
dipole moment willbeproportional tothefield. That is,asmall fieldwilldisplace
thecharges alittlebitandalarger fieldwilldisplace them further-and inpropor-
tiontothefield-unless thedisplacement getstoolarge. Fortheremainder ofthis
chapter, itwillbesupposed thatthedipole moment isexactly proportional tothe
field.
Wewillnowassume thatineach atom there arecharges qseparated bya
distance 5,sothatq5isthedipole moment peratom. (Weuse5because weare
already using dfortheplate separation.) Ifthere areNatoms perunitvolume,
there willbeadipole moment perunitvolume equal toNqfi. Thisdipole moment
perunitvolume willberepresented byavector, P.Needless tosay,itisinthe
direction oftheindividual dipole moments, i.e.,inthedirection ofthecharge
separation 8:
P=Nqs. (10.4)
Ingeneral, Pwillvaryfrom place toplace inthedielectric. However, atany
point inthematerial, Pisproportional totheelectric fieldE.Theconstant of
proportionality, which depends ontheeasewithwhich theelectron aredisplaced,
willdepend onthekinds ofatoms inthematerial.
What actually determines howthisconstant ofproportionality behaves, how
accurately itisconstant forverylarge fields, andwhat isgoing oninside different
materials, wewilldiscuss atalatertime. Forthepresent, wewillsimply suppose
thatthere exists amechanism bywhich adipole moment isinduced which is
proportional totheelectric field.
10-3 Polarization charges
Now letusseewhat thismodel gives forthetheory ofacondenser withadi-
electric. Firstconsider asheet ofmaterial inwhich there isacertain dipole moment
perunitvolume. Willthere beontheaverage anycharge density produced bythis‘?
NotifPisuniform. Ifthepositive andnegative charges being displaced relative
toeachother havethesame average density, thefactthattheyaredisplaced does
notproduce anynetcharge inside thevolume. Ontheother hand, ifPwerelarger
atoneplace andsmaller atanother, thatwould mean thatmore charge would be
moved intosome region thanaway from it;wewould thenexpect togetavolume
density ofcharge. Fortheparallel-plate condenser, wesuppose thatPisuniform,
soweneedtolookonlyatwhat happens atthesurfaces. Atonesurface thenega-
tivecharges, theelectrons, have effectively moved outadistance 6;attheother
surface theyhavemoved in,leaving some positive charge effectively outadistance
6.Asshown inFig.10-5, wewillhaveasurface density ofcharge, which willbe
called thesurface polarization charge.
'.'l'___+_... _4'___;l'_..;|'_.._.'!__.1'__'l'_ _._+_
1'itt1TP'!ii
_||:;.,_ _ _ _ - — - _ -
L-___ l_
10-3ELECTRON DISTRIBUTION
E1
Fig.10-4. Anatom inanelectric
field hasitsdistribution ofelectrons dis-
placed with respect tothenucleus.
I
' Fig.10-5. Adielectric slab ina
uniform field. Thepositive charges dis-
-— placed thedistance 6with respect to
' thenegatives.
Thischarge canbecalculated asfollows. IfAistheareaoftheplate, the
number ofelectrons thatappear atthesurface istheproduct ofAandN,the
number perunitvolume, andthedisplacement 6,which weassume hereisper-
pendicular tothesurface. Thetotal charge isobtained bymultiplying bythe
electronic charge qe.Togetthesurface density ofthepolarization charge induced
onthesurface, wedivide byA.Themagnitude ofthesurface charge density is
UFO] =Nq, 5.
Butthisisjustequal tothemagnitude Pofthepolarization vector P,Eq.(10.4):
ape;=P. (10.5)
Thesurface density ofcharge isequal tothepolarization inside thematerial. The
surface charge is,ofcourse, positive ononesurface andnegative ontheother.
Now letusassume thatourslabisthedielectric ofaparallel-plate capacitor.
Theplates ofthecapacitor alsohave asurface charge, which wewillcallo';,,,,,,
because theycanmove “freely” anywhere ontheconductor. Thisis,ofcourse,
thecharge thatweputonwhen wecharged thecapacitor. Itshould beemphasized
thatapolexists onlybecause oftrim. Ifafm,isremoved bydischarging thecapacitor,
then ape;willdisappear, notbygoing outonthedischarging wire, butbymoving
back intothematerial-by therelaxation ofthepolarization inside thematerial.
Wecannowapply Gauss’ lawtothegaussian surface SinFig.10-1. The
electric fieldEinthedielectric isequal tothetotalsurface charge density divided
byco.Itisclear thatam;ando,,,,,,have opposite signs, so
E=%Z1>_<>1 . (105)
Note thatthefieldE0between themetal plate andthesurface ofthedielectric
ishigher thanthefieldE;itcorresponds to03",,alone. Buthereweareconcerned
withthefieldinside thedielectric which, ifthedielectric nearly fillsthegap,isthe
fieldovernearly thewhole volume. Using Eq.(10.5), wecanwrite
E=fifll£- (mp60
Thisequation doesn’t telluswhat theelectric fieldisunless weknow what Pis.
Here, however, weareassuming thatPdepends onE—in fact,thatitisproportional
toE.Thisproportionality isusually written as
P=mm (ma
Theconstant X(Greek “khi”) iscalled theelectric susceptibility ofthedielectric.
Then Eq.(10.7) becomes
E=fiw_l_, rm60<1+><> ‘)
which gives usthefactor 1/(1+x)bywhich thefieldisreduced.
Thevoltage between theplates istheintegral oftheelectric field. Since the
fieldisuniform, theintegral isjusttheproduct ofEandtheplate separation d.
Wehavethat
= = “freed _
VEde.<1"+x)
Thetotal charge onthecapacitor isa;,e,,A, sothatthecapacitance defined
by(10.2) becomes
_e0A(l +x)_xe0A_C-—i—d -id (10.10)
Wehave explained theobserved facts. When aparallel-plate capacitor is
filled withadielectric, thecapacitance isincreased bythefactor
K=1+X, (10.11)
10-4
which isaproperty ofthematerial. Ourexplanation, ofcourse, isnotcomplete
until wehaveexplained—as wewilldolater-how theatomic polarization comes
about.
Let’s nowconsider something alittlebitmore complicated—the situation in
which thepolarization Pisnoteverywhere thesame. Asmentioned earlier, ifthe
polarization isnotconstant, wewould expect ingeneral tofindacharge density
inthevolume, because more charge might come intoonesideofasmall volume
elementthanleaves itontheother. Howcanwefindouthowmuch charge isgained
orlostfrom asmall volume?
First let’scompute howmuch charge moves across anyimaginary surface
when thematerial ispolarized. Theamount ofcharge thatgoesacross asurface
isjustPtimes thesurface area ifthepolarization isnormal tothesurface.
Ofcourse, ifthepolarization istangential tothesurface, nocharge moves
across it.
Following thesame arguments wehavealready used, itiseasytoseethatthe
charge moved across anysurface element isproportional tothecomponent ofP
perpendicular tothesurface. Compare Fig.10-6 withFig.10-5. Weseethat
Eq.(10.5) should, inthegeneral case, bewritten
am; =P-n. (10.12)
Ifwearethinking ofanimagined surface element inside thedielectric, Eq.
(10.12) gives thecharge moved across thesurface butdoesn’t result inanet
surface charge, because there areequal andopposite contributions from thedi-
electric onthetwosides ofthesurface.
Thedisplacements ofthecharges can,however, result inavolume charge
density. Thetotal charge displaced outofanyvolume Vbythepolarization‘ isthe
integral oftheoutward normal component ofPoverthesurface Sthatbounds the
volume (seeFig.10-7). Anequal excess charge oftheopposite signisleftbehind.
Denoting thenetcharge inside VbyAQPOI wewrite
AQ,,,,,=-/SP-llda. (10.13)
Wecanattribute AQDO1 toavolume distribution ofcharge withthedensity pm),
andso
AQ,,,,,=/Vpp°1dV. (10.14)
Combining thetwoequations yields
fVp,,,,dV =—[SP-nda. (10.15)
WehaveakindofGauss’ theorem thatrelates thecharge density from polarized
materials tothepolarization vector P.Wecanseethatitagrees withtheresult
wegotforthesurface polarization charge orthedielectric inaparallel-plate capaci-
tor. Using Eq.(10.15) with thegaussian surface ofFig. 10-l. thesurface integral
gives PAA,andthecharge inside isam;AA,sowegetagain thata=P.
JustaswedidforGauss’ lawofelectrostatics, wecanconvert Eq.(10.15) to
adifferential form-using Gauss’ mathematical theorem:
P-nda = V'PdV./. /VWeget
p,,,,,=-V-P. (10.16)
Ifthere isanonuniform polarization, itsdivergence gives thenetdensity ofcharge
appearing inthematerial. Weemphasize thatthisisaperfectly realcharge density;
wecallit“polarization charge” onlytoremind ourselves howitgotthere.
10-5Fig.10-6. Thecharge moved across
anelement ofanimaginary surface ina
dielectric isproportional tothecom-
ponent ofPnormal tothesurface.
\\\\\\\ A0 \\
Volume V SUSS:
\_. s\
\Fig.10-7. Anonuniform polariza-
tionPcanresult inanetcharge inthe
body ofadielectric.
1
10-4 Theelectrostatic equations withdielectrics
Now let’scombine theabove result with ourtheory ofelectrostatics. The
fundamental equation is
v-E=11- (10.17)60
Thephereisthedensity ofallelectric charges. Since itisnoteasytokeeptrack of
thepolarization charges, itisconvenient toseparate pintotwoparts. Again we
callpm)thecharges duetononuniform polarizations, andcallpm,alltherest.
Usually pm, isthecharge weputonconductors, oratknown places inspace.
Equation (10.17) then becomes
v_E= Pfi-ee‘l'Ppol =Pfree _V'P,
69 £0
or
v-(E+Z)=E52. (10.18)G0 G0
Ofcourse, theequation forthecurlofEisunchanged:
VXE=0. (10.19)
Taking Pfrom Eq.(10.8), wegetthesimpler equation
v-[(1+x)E]=v-(KE)= (10.20)
These aretheequations ofelectrostatics when there aredielectrics. They don’t,
ofcourse, sayanything new,buttheyareinaform which ismore convenient for
computation incases where pmeisknown andthepolarization Pisproportional
toE.
Notice thatwehave nottaken thedielectric “constant,” x,outofthediver-
gence. Thatisbecause itmaynotbethesame everywhere. Ifithaseverywhere the
same value, itcanbefactored outandtheequations arejustthose ofelectrostatics
withthecharge density pf,“divided byK.Intheform wehavegiven, theequations
apply tothegeneral casewhere different dielectrics maybeindifferent places in
thefield. Then theequations maybequite difficult tosolve.
There isamatter ofsome historical importance which should bementioned
here. Intheearly days ofelectricity, theatomic mechanism ofpolarization was
notknown andtheexistence ofppolwasnotappreciated. Thecharge pm,was
considered tobetheentire charge density. Inorder towrite Maxwell’s equations
inasimple form, anewvector Dwasdefined tobeequal toalinear combination
ofEandP:
D=e(,E+P. (10.21)
Asaresult, Eqs.(10.18) and(10.19) werewritten inanapparently verysimple form:
V'D=pfreea VXE=
Canonesolve these? Only ifathird equation isgiven fortherelationship between
DandE.When Eq.(10.8) holds, thisrelationship is
D=eQ(l +X)E=Ke0E. (10.23)
Thisequation wasusually written
D=eE, (10.24)
where eisstillanother constant fordescribjng thedielectric property ofmaterials.
Itiscalled the“permittivity.” (Now youseewhywehave soinourequations, itis
the“permittivity ofempty space.”) Evidently,
c=xeo=(1+X)e0. (10.25)
10-6
Today welookupon these matters from another point ofview, namely, that
wehave simpler equations inavacuum, andifweexhibit inevery caseallthe
charges, whatever their origin, theequations arealways correct. Ifweseparate
some ofthecharges away forconvenience, orbecause wedonotwant todiscuss
what isgoing onindetail, thenwecan,ifwewish, write ourequations inanyother
form thatmaybeconvenient.
Onemore point should beemphasized. Anequation likeD=eEisanattempt
todescribe aproperty ofmatter. Butmatter isextremely complicated, andsuch
anequation isinfactnotcorrect. Forinstance, ifEgetstoolarge, thenDisno
longer proportional toE.Forsome substances, theproportionality breaks down
evenwithrelatively small fields. Also, the“constant” ofproportionality mayde-
pend onhowfastEchanges withtime. Therefore thiskindofequation isakind
ofapproximation, likeHooke’s law.Itcannot beadeepandfundamental equation.
Ontheother hand, ourfundamental equations forE,(10.17) and(10.19),represent
ourdeepest andmost complete understanding ofelectrostatics.
10-5 Fields andforces withdielectrics
Wewillnowprove some rather general theorems forelectrostatics insituations
where dielectrics arepresent. Wehaveseenthatthecapacitance ofaparallel-plate
capacitor isincreased byadefinite factor ifitisfilled withadielectric. Wecan
show thatthisistrueforacapacitor ofanyshape, provided theentire region in
theneighborhood ofthetwoconductors isfilled withauniform linear dielectric.
Without thedielectric, theequations tobesolved are
v-E0=l’E and VXE0=0.60
With thedielectric present, thefirstofthese equations ismodified; wehaveinstead
theequations
v-(KE)= and v><E=0. (10.26)
Now since wearetaking Ktobeeverywhere thesame, thelasttwoequations can
bewritten as
v-(KE)= and v><(ICE)=0. (10.27)
Wetherefore havethesame equations forKEasforE0,sotheyhavethesolu-
tionKE=E0.Inother words, thefieldiseverywhere smaller, 'bythefactor 1/K,
thaninthecasewithout thedielectric. Since thevoltage difference isalineintegral
ofthefield, thevoltage isreduced bythissame factor. Since thecharge onthe
electrodes ofthecapacitor hasbeentaken thesame inbothcases, Eq.(10.2) tells
usthatthecapacitance, inthecaseofaneverywhere uniform dielectric, isin-
creased bythefactor x. '
Letusnowaskwhat theforce would bebetween twocharged conductors ina
dielectric. Weconsider aliquid dielectric thatishomogeneous everywhere. We
haveseenearlier thatonewaytoobtain theforce istodifferentiate theenergy with
respect totheappropriate distance. Iftheconductors have equal andopposite
charges, theenergy U=Q2/2C, where Cistheir capacitance. Using theprinciple
ofvirtual work, anycomponent isgiven byadifferentiation; forexample,
___6U____Q26 1)F,_ 73}-_ 75(C- (10.22)
Since thedielectric increases thecapacity byafactor K,allforces willbereduced
bythissame factor.
Onepoint should beemphasized. What wehave saidistrueonlyifthedi-
electric isaliquid. Anymotion ofconductors thatareembedded insoliddielectric
changes themechanical stress conditions ofthedielectric andalters itselectrical
10-7
\
E
F
otztscrmcOBJECT
\
Fig. 10-8. Adielectric obiect in0
nonuniform field feels aforce toward
regions ofhigher field strength.properties, aswellascausing some mechanical energy change inthedielectric.
Moving theconductors inaliquid doesnotchange theliquid. Theliquid moves
toanewplace butitselectrical characteristics arenotchanged.
Many older books onelectricity start withthe“fundamental” lawthatthe
force between twocharges is
F=Z5-G1-%. (10.29)
apoint ofviewwhich isthoroughly unsatisfactory. Foronething, itisnottrue
ingeneral; itistrueonlyforaworld filled withaliquid. Secondly, itdepends on
thefactthatKisaconstant, which isonlyapproximately trueformost realmaterials.
Itismuch better tostart with Coulomb’s lawforcharges inavacuum, which is
always right (forstationary charges).
What doeshappen inasolid? Thisisaveryditficult problem which hasnot
been solved, because itis,inasense, indeterminate. Ifyouputcharges inside a
dielectric solid, there aremany kinds ofpressures andstrains. Youcannot deal
withvirtual work without including alsothemechanical energy required tocom-
press thesolid, anditisadifficult matter, generally speaking, tomake aunique
distinction between theelectrical forces andthemechanical forces duetothesolid
material itself. Fortunately, nooneeverreally needs toknow theanswer tothe
question proposed. Hemaysometimes want toknow howmuch strain there is
going tobeinasolid, andthatcanbeworked out.Butitismuch more complicated
thanthesimple result wegotforliquids.
Asurprisingly complicated problem inthetheory ofdielectrics isthefollow-
ing:Whydoesacharged object pickuplittlepieces ofdielectric? Ifyoucomb your
haironadryday,thecomb readily picks upsmall scraps ofpaper. Ifyouthought
casually about it,youprobably assumed thecomb hadonecharge onitandthe
paper hadtheopposite charge onit.Butthepaper isinitially electrically neutral.
Ithasn’t anynetcharge, butitisattracted anyway. Itistruethatsometimes the
paper willcome uptothecomb andthenflyaway, repelled immediately afterit
touches thecomb. Thereason is,ofcourse, thatwhen thepaper touches thecomb,
itpicks upsome negative charges andthenthelikecharges repel. Butthatdoesn’t
answer theoriginal question. Why didthepaper come toward thecomb inthe
firstplace?
Theanswer hastodowiththepolarization ofadielectric when itisplaced in
anelectric field. There arepolarization charges ofbothsigns, which areattracted
andrepelled bythecomb. There isanetattraction, however, because thefield
nearer thecomb isstronger thanthefieldfarther away—the comb isnotaninfinite
sheet. Itscharge islocalized. Aneutral piece ofpaper willnotbeattracted to
either plate inside theparallel plates ofacapacitor. Thevariation ofthefieldis
anessential partoftheattraction mechanism.
Asillustrated inFig.10-8, adielectric isalways drawn from aregion ofweak
fieldtoward aregion ofstronger field. Infact,onecanprove thatforsmall objects
theforce isproportional tothegradient ofthesquare oftheelectric field. Why
doesitdepend onthesquare ofthefield?Because theinduced polarization charges
areproportional tothefields, andforgiven charges theforces areproportional to
thefield. However, aswehavejustindicated, there willbeanetforce onlyifthe
square ofthefieldischanging from point topoint. Sotheforce isproportional to
thegradient ofthesquare ofthefield. Theconstant ofproportionality involves,
among other things, thedielectric constant oftheobject, anditalsodepends upon
thesizeandshape oftheobject.
There isarelated problem inwhich theforce onadielectric canbeworked out
quite accurately. Ifwehave aparallel-plate capacitor withadielectric slabonly
partially inserted, asshown inFig.l0—9, there willbeaforce driving thesheet in.
Adetailed examination oftheforce isquite complicated; itisrelated tononuni-
formities inthefieldneartheedges ofthedielectric andtheplates. However, if
wedonotlookatthedetails, butmerely usetheprinciple ofconservation ofenergy,
wecaneasily calculate theforce. Wecanfindtheforce from theformula wede-
10-8
Z/_//////1 1??$221+ +DIELECTRIC
F _ \\ \
computed byapplying theprinciple of7 7 7 l Fig. lO—9 Theforce onadielectric
' ' d sheet inaparallel plate capacitor canbe
X
L . "II
rived earlier. Equation (10.28) isequivalent to
av V26CF,_-Tx_+75; (10.30)
Weneedonlyfindouthowthecapacitance varies withtheposition ofthedielectric
slab.
Let’s suppose thatthetotal length oftheplates isL,thatthewidth oftheplates
isW,thattheplate separation anddielectric thickness ared,andthatthedistance
towhich thedielectric hasbeen inserted isx.Thecapacitance istheratio ofthe
total freecharge ontheplates tothevoltage between theplates. Wehave seen
above thatforagiven voltage Vthesurface charge density offreecharge is/<e0V/d.
Sothetotalcharge ontheplates is
Q=5‘;j;l’xW+i‘-;,i’<L—x>W.
from which wegetthecapacitance:
c=59;-V(1<x +L-x). (10.31)
Using (10.30), wehave
2
F,=-lg-%’ (K-1). (10.32)
Now thisequation isnotparticularly useful foranything unless youhappen to
need toknow theforce insuch circumstances. Weonly wished toshow thatthe
theory ofenergy canoften beusedtoavoid enormous complications indetermining
theforces ondielectric materials—as there would beinthepresent case.
Ourdiscussion ofthetheory ofdielectrics hasdealt only with electrical phe-
nomena, accepting thefactthatthematerial hasapolarization which isproportional
totheelectric field. Why there issuch aproportionality isperhaps ofgreater interest
tophysics. Once weunderstand theorigin ofthedielectric constants fromanatomic
point ofview, wecanuseelectrical measurements ofthedielectric constants in
varying circumstances toobtain detailed information about atomic ormolecular
structure. Thisaspect willbetreated inpartinthenextchapter.
10-9energy conservation
ll
Inside Dielectrics
v
ll-1 Molecular dipoles
Inthischapter wearegoing todiscuss whyitisthatmaterials aredielectric.
Wesaidinthelastchapter thatwecould understand theproperties ofelectrical
systems withdielectrics onceweappreciated thatwhen anelectric fieldisapplied
toadielectric itinduces adipole moment intheatoms. Specifically, iftheelectric
fieldEinduces anaverage dipole moment perunitvolume P,then 1<,thedielectric
constant, isgiven by
P_]=__. ' K EOE (ill)
Wehave already discussed how thisequation isapplied; now wehave todis-
cussthemechanism bywhich polarization arises when there isanelectric field
inside amaterial. Webegin with thesimplest possible example——the polarization
ofgases. Buteven gases already have complications: there aretwotypes. The
molecules ofsome gases, likeoxygen, which hasasymmetric pairofatoms ineach
molecule, havenoinherent dipole moment. Butthemolecules ofothers, likewater
vapor (which hasanonsymmetric arrangement ofhydrogen andoxygen atoms)
carry apermanent electric dipole moment. Aswepointed outinChapters 6and7,
there isinthewater vapor molecule anaverage pluscharge onthehydrogen
atoms andanegative charge ontheoxygen. Since thecenter ofgravity ofthenega-
tivecharge andthecenter ofgravity ofthepositive charge donotcoincide, the
totalcharge distribution ofthemolecule hasadipole moment. Such amolecule is
called apolar molecule. Inoxygen, because ofthesymmetry ofthemolecule, the
centers ofgravity ofthepositive andnegative charges arethesame, soitisa
nonpolar molecule. Itdoes, however, become adipole when placed inanelectric
field. Theforms ofthetwotypes ofmolecules aresketched inFig.11-1.
11-2 Electronic polarization
Wewillfirstdiscuss thepolarization ofnonpolar molecules. Wecanstart with
thesimplest case ofamonatomic gas(forinstance, helium). When anatom of
suchagasisinanelectric field, theelectrons arepulled onewaybythefieldwhile
thenucleus ispulled theother way,asshown inFig.10—4. Although theatoms are
verystiffwith respect totheelectrical forces wecanapply experimentally, there isa
slight netdisplacement ofthecenters ofcharge, andadipole moment isinduced.
Forsmall fields, theamount ofdisplacement, andsoalsothedipole moment, is
proportional totheelectric field. Thedisplacement oftheelectron distribution
which produces thiskind ofinduced dipole moment iscalled electronic polarization.
Wehave already discussed theinfluence ofanelectric field onanatom in
Chapter 31ofVol.I,when weweredealing withthetheory oftheindex ofrefrac-
tion. Ifyouthink about itforamoment, youwillseethatwhat wemust donowis
exactly thesame aswedidthen. Butnowweneed worry onlyabout fields thatdo
notvary with time, while theindex ofrefraction depended ontime-varying fields.
InChapter 31ofVol.Iwesupposed thatwhen anatom isplaced inanoscilla-
tingelectric fieldthecenter ofcharge oftheelectrons obeys theequation
d2xmW+mwfix =q,E. (11.2)
ll-111-1 Molecular dipoles
11—2 Electronic polarization
11-3 Polar molecules; orientation
polarization
ll-4 Electric fields incavities ofa
dielectric
11-5 Thedielectric constant of
liquids; theClausius-Mossotti
equation
11-6 Solid dielectrics
11-7 Ferroelectricity; BaTiO3
Review: Chapter 31,Vol.I,TheOrigin
oftheRefractive Index
Chapter 40,Vol. I,ThePrin-
ciples ofStatistical Mechanics
_ +8 _
_ — I —
_ - csursn or_ +mo-CHARGE
(0)
CENTER OF
-'CHARGE
CENTER W
+CHARGE
lb)
Fig. ll-1. la)Anoxygen molecule
withzero dipole moment. lb)Thewater
molecule hasapermanent dipole moment
Po-
Thefirsttermistheelectron mass times itsacceleration andthesecond isarestoring
force, while theright-hand sideistheforce from theoutside electric field. Ifthe
electric fieldvaries withthefrequency w,Eq.(11.2) hasthesolution
_ q.Ex_--?m(w?)__0),). (11.3)
which hasaresonance atw=0:0.When wepreviously found thissolution, we
interpreted itassaying thatwowasthefrequency atwhich light (intheoptical
region orintheultraviolet, depending ontheatom) wasabsorbed. Forour
purposes, however, weareinterested onlyinthecaseofconstant fields, i.e.,for
0:=0,sowecandisregard theacceleration term in(11.2), andwefindthatthe
displacement is
.12x= (11.4)
From thisweseethatthedipole moment pofasingle atom is
q§EP=qex= (11-5)
Inthistheory thedipole moment pisindeed proportional totheelectric field.
People usually write
p=ot€0E. (11.6)
(Again thesoisputinforhistorical reasons.) Theconstant aiscalled thepolariz-
ability oftheatom, andhasthedimensions L3.Itisameasure ofhoweasyitisto
induce amoment inanatom withanelectric field. Comparing (11.5) and(11.6),
oursimple theory saysthat
2 2
0.=--4‘ =-4“- (11.7)eomwg mwg
Ifthere areNatoms inaunitvolume, thepolarization P—the dipole moment
perunitvolume—is given by
P=Np=Ntxe0E. (11.8)
Putting (11.1) and(11.8) together, weget
PK——l=€i—Na (11.9)
or,using (11.7),
41rNe2K-1=7173- (11.10)
From Eq.(11.9) wewould predict thatthedielectric constant Kofdifferent
gases should depend onthedensity ofthegasandonthefrequency woofitsoptical
absorption.
Ourformula is,ofcourse, onlyaveryrough approximation, because inEq.
(11.2) wehave taken amodel which ignores thecomplications ofquantum me-
chanics. Forexample, wehave assumed that anatom hasonly oneresonant
frequency, when itreally hasmany. Tocalculate properly thepolarizability aof
atoms wemust usethecomplete quantum-mechanical theory, buttheclassical
ideas above giveusareasonable estimate.
Let’s seeifwecangettheright order ofmagnitude forthedielectric constant
ofsome substance. Suppose wetryhydrogen. Wehave onceestimated (Chapter
38,Vol.I)thattheenergy needed toionize thehydrogen atom should beapproxi-
mately
1me4E~iz2—- (11.11)
11-2
Foranestimate ofthenatural frequency coo,wecansetthisenergy equal tohw0—
theenergy ofanatomic oscillator whose natural frequency is0:0.Weget
~lme4
“Orr?-5"
Ifwenowusethisvalue ofweinEq.(11.7), wefindfortheelectronic polarizability
h2 3
Thequantity (hz/me2) istheradius oftheground-state orbit ofaBohr atom (see
Chapter 38,Vol. I)andequals 0.528 angstroms. Inagasatstandard pressure and
temperature (1atmosphere, 0°C) there are2.69 X1019atoms/cma, soEq.(11.9)
gives us
K=1+(2.69 Xl0‘9)l611-(0.528 X10“8)3 =1.00020. (11.13)
Thedielectric constant forhydrogen gasismeasured tobe
Kexp =1.00026.
Weseethatourtheory isabout right. Weshould notexpect anybetter, because
themeasurements were, ofcourse, made withnormal hydrogen gas,which has
diatomic molecules, notsingle atoms. Weshould notbesurprised ifthepolariza-
tionoftheatoms inamolecule isnotquite thesame asthatoftheseparate atoms.
Themolecular effect, however, isnotreally thatlarge. Anexact quantum-
mechanical calculation ofoiforhydrogen atoms gives aresult about 12% higher
than(11.12) (the161ris changed to181r), andtherefore predicts adielectric constant
somewhat closer totheobserved one. Inanycase, itisclear thatourmodel ofa
dielectric isfairly good.
Another check onourtheory istotryEq.(11.12) onatoms which have a
higher frequency ofexcitation. Forinstance, ittakes about 24.5volts topullthe
electron ofi"helium, compared withthe13.5volts required toionize hydrogen.
Wewould, therefore, expect thattheabsorption frequency woforhelium would be
about twice asbigasforhydrogen andthatozwould beone-quarter aslarge. We
expect that
Khelmm z1.000050.
Experimentally,
Khelium =
soyouseethatourrough estimates arecoming outontheright track. Sowehave
understood thedielectric constant ofnonpolar gas,butonly qualitatively, because
wehave notyetused acorrect atomic theory ofthemotions oftheatomic electrons.
11-3 Polar molecules; orientation polarization
Next wewillconsider amolecule which carries apermanent dipole moment
p0——such asawater molecule. With noelectric field, theindividual dipoles point
inrandom directions, sothenetmoment perunitvolume iszero. Butwhen an
electric field isapplied, twothings happen: First, there isanextra dipole moment
induced because oftheforces ontheelectrons; thispartgives justthesame kind of
electronic polarizability wefound foranonpolar molecule. Forvery accurate
work, thiseffect should, ofcourse, beincluded, butwewillneglect itforthe
moment. (Itcanalways beadded inattheend.) Second, theelectric fieldtends to
lineuptheindividual dipoles toproduce anetmoment perunitvolume. Ifallthe
dipoles inagaswere tolineup,there would beavery large polarization, butthat
doesnothappen. Atordinary temperatures andelectric fields thecollisions ofthe
molecules intheirthermal motion keepthem from lining upverymuch. Butthere
issome netalignment, andsosome polarization (seeFig.ll—2). Thepolarization
thatdoes occur canbecomputed bythemethods ofstatistical mechanics we
described inChapter 40ofVol.I.
11-3\\)‘ ‘,1
it I \jt *1.
t-*~\16’‘m#‘K
Quiz8
(0)
'°"\\
it..il\/*9»
¢:'fl\ 1,
1’ii’? »°‘
lb)
Fig. 11-2. (alInagas ofpolar
molecules, the individual moments are
oriented atrandom; theaverage moment
inasmall volume iszero. lb)When there
isanelectric field, there issome average
alignment ofthemolecules.
E(ll+11
d
-<12)
Fig. 11-3. The energy ofadipole
pointhefield Eis-—p°-E.Tousethismethod weneedtoknow theenergy ofadipole inanelectric field.
Consider adipole ofmoment p0inanelectric field, asshown inFig.11-3. The
energy ofthepositive charge isq¢(l), andtheenergy ofthenegative charge is
—q¢(2). Thus theenergy ofthedipole is
U=q¢(1)—q¢(2)=114'W.or
U=—p0-E =—p0Ecos 0, (11.14)
where 0istheangle between poandE.Aswewould expect, theenergy islower
when thedipoles arelined upwith thefield.
Wenowfindouthowmuch lining upoccurs byusing themethods ofstatis-
ticalmechanics. Wefound inChapter 40ofVol.Ithatinastateofthermal equili-
brium, therelative number ofmolecules with thepotential energy Uisproportional
to
e'U"‘T, (11.15)
where U(x,y,z)isthepotential energy asafunction ofposition. Thesame argu-
ments would saythatusing Eq.(l1.l4)' forthepotential energy asafunction of
angle, thenumber ofmolecules at0perunitsolidangle isproportional toe_U”°T.
Letting n(0)bethenumber ofmolecules perunit solid angle at0,wehave
n(6)=n0e+'”°E°°°’/H. (11.16)
Fornormal temperatures andfields, theexponent issmall, sowecanapproximate
byexpanding theexponential:
n(0)=no<1+ (11.17)
Wecanfindnoifweintegrate (11.17) overallangles; theresult should bejust
N,thetotalnumber ofmolecules perunitvolume. Theaverage value ofcos0over
allangles iszero, sotheintegral isjustnotimes thetotal solid angle 41r.Weget
no=Z? (11.18)
Weseefrom (11.17) thatthere willbemore molecules oriented along thefield
(cos0=1)than against thefield (cos0=—l).Soinanysmall volume contain-
ingmany molecules there willbeanetdipole moment perunitvolume-—that is,
apolarization P.Tocalculate P,wewant thevector sum ofallthemolecular
moments inaunitvolume. Since weknow thattheresult isgoing tobeinthe
direction ofE,wewilljustsumthecomponents inthatdirection (thecomponents
atright angles toEwillsumtozero):
P= 2p0cos0,.
unit
volume
Wecanevaluate thesum byintegrating over theangular distribution. The
solid angle at0is21rsin0d0,so
7|’
P=/n(0)p0 cos021rsin0d0. (11.19)0
Substituting forn(0)from (11.17), wehave
1|‘
P=—g/0 (1+%9T£cos0)p0cos0d(cos0),
which iseasily integrated togive
N2EP=-3~;%- (11.20)
ll-4
Thepolarization isproportional tothefieldE,sothere willbenormal dielectric
behavior. Also, asweexpect, thepolarization depends inversely onthetempera-
ture,because athigher temperatures there ismore disalignment bycollisions. This
1/Tdependence iscalled Curie’s law.Thepermanent moment pt)appears squared
forthefollowing reason: Inagiven electric field, thealigning force depends upon
po,andthemean moment thatisproduced bythelining upisagain proportional
topo.Theaverage induced moment isproportional topg.
Weshould nowtrytoseehowwellEq.(11.20) agrees withexperiment. Let’s
lookatthecaseofsteam. Since wedon’t know whatpgis,wecannot compute P
directly, butEq.(11.20) doespredict thatK-1should varyinversely asthetem-
perature, andthisweshould check.
From (11.20) weget
2
K-1=;:lE=31:%T. (11.21)
soK-1should varyindirect proportion tothedensity N,andinversely asthe
absolute temperature. Thedielectric constant hasbeen measured atseveral
different pressures andtemperatures, chosen suchthatthenumber ofmolecules in
aunitvolume remained fixed.* [Notice thatifthemeasurements hadallbeen
taken atconstant pressure, thenumber ofmolecules perunitvolume would
decrease linearly with increasing temperature andK—1would vary asT“?
instead ofasT“‘.] InFig.11-4weplottheexperimental observations forK—l
asafunction of1/T. Thedependence predicted by(11.21) isfollowed quite well.
There isanother characteristic ofthedielectric constant ofpolar molecules-
itsvariation withthefrequency oftheapplied field. Duetothemoment ofinertia
ofthemolecules, ittakes acertain amount oftimefortheheavy molecules toturn
toward thedirection ofthefield. Soifweapply frequencies inthehighmicrowave
region orabove, thepolar contribution tothedielectric constant begins tofall
away because themolecules cannot follow. Incontrast tothis,theelectronic
polarizability stillremains thesame uptooptical frequencies, because ofthe
smaller inertia intheelectrons.
11-4 Electric fields incavities ofadielectric
Wenow turn toaninteresting butcomplicated question—-the problem ofthe
dielectric constant indense materials. Suppose that wetake liquid helium or
liquid argon orsome other nonpolar material. Westillexpect electronic polari-
zation. Butinadense material, Pcanbelarge, sothefieldonanindividual atom
willbeinfluenced bythepolarization oftheatoms initsclose neighborhood. The
question is,what electric fieldactsontheindividual atom?
Imagine thattheliquid isputbetween theplates ofacondenser. Iftheplates
arecharged theywillproduce anelectric fieldintheliquid. Butthere arealso
charges intheindividual atoms, andthetotalfieldEisthesumofboth ofthese
effects. Thistrueelectric fieldvaries very, veryrapidly from point topoint inthe
liquid. Itisveryhigh inside theatoms——particularly right nexttothenucleus-—and
relatively small between theatoms. Thepotential difference between theplates is
thelineintegral ofthistotalfield. Ifweignore allthefine-grained variations, we
canthink ofanaverage electric fieldE,which isjustV/d. (This isthefieldwewere
using inthelastchapter.) Weshould think ofthisfieldastheaverage over aspace
containing many atoms.
Now youmight think thatan“average” atom inan“average” location would
feelthisaverage field. Butitisnotthatsimple, aswecanshow byconsidering what
happens ifweimagine different-shaped holes inadielectric. Forinstance, suppose
thatwecutaslotinapolarized dielectric, with theslotoriented parallel tothe
field, asshown inpart (a)ofFig.11-5. Since weknow thatVXE=0,theline
integral ofEaround thecurve, I‘,which goesasshown in(b)ofthefigure, should
*Sanger, Steiger, andGachter, Helvetica Physica Acta5,200(1932).
11-5K4’ l l /T
0004- _'/+/ -
4'1‘
000s- / -
/
/
' /0002 /
/
/
0001- / —
/
/O
Ol I0.001 0.002 01003
1/T(°K")
Fig.ll-4. Experimental measure-
ments ofthedielectric constant ofwater
vapor atvarious temperatures.
4%2\\__\\\\
‘§:_‘'__'l
4-++ ++
11/1‘
lb) id)
Fig. 11-5. Thefield inaslotcutina
dielectric depends ontheshape and
orientation oftheslot.
é\§i.\‘.&\\_NSHRRQX.‘\K\‘wgyi
@“‘RO“\_‘Q\\\\_‘“‘Y
A“\\
l
DIPOLE FIELD
OUTSIDE
‘pil'|'I
--=-am‘U
Fig. 11-7. The electric field ofa
uniformly polarized sphere.bezero. Thefieldinside theslotmust giveacontribution which justcancels the
partfrom thefieldoutside. Therefore thefieldE0actually found inthecenter of
alongthinslotisequal toE,theaverage electric fieldfound inthedielectric.
Now consider another slotwhose large sides areperpendicular toE,asshown
inpart(c)ofFig.ll-5. Inthiscase, thefieldE0intheslotisnotthesame asE
because polarization charges appear onthesurfaces. lfweapply Gauss’ lawto
asurface Sdrawn asin(d)ofthefigure, wefindthat thefield E0intheslotis
given by
E0=E+2. (11.22)
where Eisagain theelectric fieldinthedielectric. (Thegaussian surface contains
thesurface polarization charge 03,01 =P.) Wementioned inChapter 10that
e0E+Pisoften called D,soe0E0 =D0isequal toDinthedielectric.
Earlier inthehistory ofphysics, when itwassupposed tobeveryimportant
todefine every quantity bydirect experiment, people were delighted todiscover
thattheycould define what theymeant byEandDinadielectric without having
tocrawl around between theatoms. Theaverage fieldEisnumerically equal to
thefieldE0thatwould bemeasured inaslotcutparallel tothefield. And thefield
Dcould bemeasured byfinding E0inaslotcutnormal tothefield. Butnobody
evermeasures them thatwayanyway, soitwasjustoneofthose philosophical
things.
Fig. ll-6. Thefield atany point A
inadielectric canbeconsidered asthe
sumofthefield inaspherical hole plus
thefield duetoaspherical plug.+
Q17
Formost liquids which arenottoocomplicated instructure, wecould expect
thatanatom finds itself, ontheaverage, surrounded bytheother atoms inwhat
would beagood approximation toaspherical hole. And soweshould ask: “What
would bethefield inaspherical hole?” Wecanfindoutbynoticing thatifwe
imagine carving outaspherical holeinauniformly polarized material, wearejust
removing asphere ofpolarized material. (Wemust imagine thatthepolarization
is“frozen in”before wecutoutthehole.) Bysuperposition, however, thefields
inside thedielectric, before thesphere wasremoved, isthesum ofthefields from
allcharges outside thespherical volume plusthefields from thecharges within the
polarized sphere. That is,ifwecallEthefield intheuniform dielectric, wecan
write
E=Ehole +Eplugs
where E001, isthefield inthehole andE0103 isthefield inside asphere which is
uniformly polarized (seeFig.11-6). Thefields duetoauniformly polarized sphere
areshown inFig. ll-7. Theelectric field inside thesphere isuniform, andits
value is
PE0100 =—§-6- (11.24)
Using (11.23), weget
PE0010 =E+55- (11.25)
The field inaspherical cavity isgreater than theaverage field bytheamount
P/3e0. (The spherical holegives afield1/3ofthewaybetween aslotparallel to
thefield andaslotperpendicular tothefield.)
11-5 Thedielectric constant ofliquids; theClausius-Mossotti equation
Inaliquid weexpect thatthefield which willpolarize anindividual atom is
more likeE001, thanjustE.IfweusetheE),010 of(11.25) forthepolarizing fieldin
ll-6
Eq.(11.6), thenEq.(11.8) becomes
P=1va¢0(E + (11.26)D
OI‘
P=1-_-lz'§,a-/,3 e0E. (11.27)
Remembering thatK—1isjustP/e0E, wehave
K-1= (11.28)
which gives usthedielectric constant ofaliquid interms ofoz,theatomic polar-
izability. This iscalled theClausius-Mossotti equation.
Whenever Notisverysmall, asitisforagas(because thedensity Nissmall),
then theterm Na/3 canbeneglected compared with 1,andwegetouroldresult,
Eq.(11.9), that
K—1=Na. (11.29)
Let’s compare Eq.(11.28) withsome experimental results. Itisfirstnecessary
tolook atgases forwhich, using themeasurement ofK,wecanfindafrom Eq.
(11.29). Forinstance, forcarbon disulfide atzerodegrees centigrade thedielectric
constant is1.0029, soNais0.0029. Now thedensity ofthegasiseasily worked out
andthedensity oftheliquid canbefound inhandbooks. At20°C, thedensity of
liquid CS2is381times higher thanthedensity ofthegasat0°C. Thismeans that
Nis381times higher intheliquid thanitisinthegasso,that—if wemake the
approximation thatthebasic atomic polarizability ofthecarbon disulfide doesn’t
change when itiscondensed intoa1iquid—Na intheliquid isequal to381times
0.0029, or1.11. Notice thattheNa/3 term amounts toalmost 0.4,soitisquite
significant. With these numbers wepredict adielectric constant of2.76, which
agrees reasonably wellwiththeobserved value of2.64.
InTable 11-1wegivesome experimental data onvarious materials (taken
from theHandbook ofChemistry andPhysics), together withthedielectric constants
calculated from Eq.(11.28) inthewayjustdescribed. Theagreement between
observation andtheory iseven better forargon andoxygen than forCS2—and
notsogood forcarbon tetrachloride. Onthewhole, theresults show thatEq.
(11.28) works verywell.
Table 11-1
Computation ofthedielectric constants ofliquids
from thedielectric constant ofthegas.
Gas Liquid
x(exp) Na K(predict) K(exp)
CS2 1.0029 0.0029 0.00339 1.293 381
O2 1.000523 0.000523 0.00143 1.19 832
CCI4 1.0030 0.0030 0.00489 1.59 325Substance
A 1.000545 0.000545 0.00178 1.44 810i Na Density Density Ratio*
1.11
0.435
0.977
0.4412.76
1.509
2.45
1.5172.64
1.507
2.24
1.54
“Ratio =density ofliquid/density ofgas.
Ourderivation ofEq.(11.28) isvalid onlyforelectronic polarization inliquids.
Itisnotright forapolar molecule likeH20. Ifwegothrough thesame calcu-
lations forwater, weget13.2forNa,which means thatthedielectric constant for
theliquid isnegative, while theobserved value ofKis80.Theproblem hastodo
withthecorrect treatment ofthepermanent dipoles, andOnsager haspointed out
therightwaytogo.Wedonothavethetimetotreatthecasenow, butifyouare
interested itisdiscussed inKittel’s book, Introduction toSolid State Physics.
ll-7
Q)©®@G)6)®©® ®G)®(D@®®®69$ G)(DG)G)@®©®®® ®®®(9G)G)69G9®6)®@(D®@®C)G)C)
G)G) CD(D
(D C)(DG)
CDCD G)CD___ ‘ I ___
| : I I : l
I | I | | r
Fig. 11-8. Acomplex crystal lattice
canhave apermanent intrinsic polariza-
tionP.
_/_-_.®Wé
/—@
§
@""'j\*\
’//
.\/ 40>
era" Oea" @0'2
Fig. 11-9. The unit cell ofBaTiO3.
Theatoms really fillupmost ofthespace;
forclarity, only the positions oftheir
centers areshown.11-6 Solid dielectrics
Now weturntothesolids. Thefirstinteresting factabout solids isthatthere
canbeapermanent polarization builtin—which exists evenwithout applying an
electric field. Anexample occurs withamaterial likewax, which contains long
molecules having apermanent dipole moment. Ifyoumeltsome waxandputa
strong electric field onitwhen itisaliquid, sothatthedipole moments getpartly
lined up,theywillstaythatwaywhen theliquid freezes. Thesolid material will
have apermanent polarization which remains when thefield isremoved. Such a
solid iscalled anelectret.
Anelectret haspermanent polarization charges onitssurface. Itistheelectrical
analog ofamagnet. Itisnotasuseful, though, because freecharges from theair
areattracted toitssurfaces, eventually cancelling thepolarization charges. The
electret is“discharged” andthere arenovisible external fields. l
Apermanent internal polarization Pisalsofound occurring naturally insome
crystalline substances. Insuchcrystals, eachunitcellofthelattice hasanidentical
permanent dipole moment, asdrawn inFig.11-8. Allthedipoles point inthesame
direction, even with noapplied electric field. Many complicated crystals have, in
fact, such apolarization; wedonotnormally notice itbecause theexternal fields
aredischarged, justasfortheelectrets.
Ifthese internal dipole moments ofacrystal arechanged, however, external
fields appear because there isnottime forstray charges togather andcancel the
polarization charges. Ifthedielectric isinacondenser, freecharges willbeinduced
ontheelectrodes. Forexample, themoments canchange when adielectric is
heated, because ofthermal expansion. Theefl'ect iscalled pyroelectricity. Similarly,
ifwechange thestresses inacrysta1——for instance, ifwebend it—again themo-
ment may change alittle bit,andasmall electrical effect, called piezoelectricity,
canbedetected.
Forcrystals thatdonothaveapermanent moment, onecanwork outatheory
ofthedielectric constant thatinvolves theelectronic polarizability oftheatoms.
Itgoesmuch thesame asforliquids. Some crystals alsohave rotatable dipoles
inside, andtherotation ofthese dipoles willalsocontribute toK.Inionic crystals
such asNaCl there isalsoionicpolarizability. Thecrystal consists ofacheckerboard
ofpositive andnegative ions, andinanelectric fieldthepositive ionsarepulled
onewayandthenegatives theother; there isanetrelative motion oftheplusand
minus charges, andsoavolume polarization. Wecould estimate themagnitude
oftheionic polarizability from ourknowledge ofthestiffness ofsaltcrystals, but
wewillnotgointothatsubject here.
11-7 Ferroelectricity; BaTi03
Wewant todescribe nowonespecial class ofcrystals which have, justby
accident almost, abuilt-in permanent moment. Thesituation issomarginal that
ifweincrease thetemperature alittle bitthey losethepermanent moment com-
pletely. Ontheother hand, ifthey arenearly cubic crystals, sothattheir moments
canbeturned indifferent directions, wecandetect alarge change inthemoment
when anapplied electric fieldischanged. Allthemoments flipoverandwegeta
large effect. Substances which have thiskind ofpermanent moment arecalled
ferroelectric, after thecorresponding ferromagnetic effects which were firstdis-
covered iniron.
Wewould liketoexplain howferroelectricity works bydescribing aparticular
example ofaferroelectric material. There areseveral ways inwhich theferro-
electric property canoriginate; butwewilltakeuponlyonemysterious case——that
ofbarium titanate, BaTiO3. Thismaterial hasacrystal lattice whose basic cellis
sketched inFig. ll—9. Itturns outthatabove acertain temperature, specifically
118°C, barium titanate isanordinary dielectric with anenormous dielectric con-
stant. Below thistemperature, however, itsuddenly takes onapermanent moment.
Inworking outthepolarization ofsolid material, wemust firstfindwhat are
thelocal fields ineach unitcell. Wemust include thefields from thepolarization
ll-8
itself, justaswedidforthecaseofaliquid. Butacrystal isnotahomogeneous
liquid, sowecannot useforthelocal fieldwhat wewould getinaspherical hole.
Ifyouwork itoutforacrystal, youfindthatthefactor 1/3inEq.(11.24) becomes
slightly different, butnotfarfrom 1/3.(Forasimple cubic crystal, itisjust1/3.)
Wewill,therefore, assume forourpreliminary discussion thatthefactor is1/3
forBaTiO3.
Now when wewrote Eq.(11.28) youmayhavewondered what would happen
ifNabecame greater than3.Itappears asthough Kwould become negative. But
thatsurely cannot beright. Let’s seewhat should happen ifweweregradually to
increase ainaparticular crystal. Asagetslarger, thepolarization getsbigger,
making abigger local field. Butabigger local field willpolarize each atom more,
raising thelocal fields stillmore. Ifthe“give” oftheatoms isenough, theprocess
keeps going; there isakind offeedback thatcauses thepolarization toincrease
without limit—-assuming thatthepolarization ofeach atom increases inproportion
tothefield. The“runaway” condition occurs when Na=3.Thepolarization
doesnotbecome infinite, ofcourse, because theproportionality between thein-
duced moment andtheelectric fieldbreaks down athighfields, sothatourformulas
arenolonger correct. What happens isthatthelattice gets“locked in”withahigh,
self-generated, internal polarization.
InthecaseofBaTiO3, there is,inaddition toanelectronic polarization, also
arather large ionic polarization, presumed tobeduetotitanium ionswhich can
move alittlewithin thecubic lattice. Thelattice resists large motions, soafterthe
titanium hasgone alittle way, itjams upandstops. Butthecrystal cellisthen left
with apermanent dipole moment.
Inmost crystals, thisisreally thesituation foralltemperatures thatcanbe
reached. Theveryinteresting thing about barium titanate isthatthere issucha
delicate condition thatifNaisdecreased justalittlebititcomes unstuck. Since
Ndecreases withincreasing temperature—because ofthermal expansion—we can
vary Nabyvarying thetemperature. Below thecritical temperature itisjust
barely stuck, soitiseasy—-by applying anexternal field—to shiftthepolarization
andhaveitlockinadifferent direction.
Let’s seeifwecananalyze what happens inmore detail. WecallT,thecritical
temperature atwhich Naisexactly 3.Asthetemperature increases, Ngoes down a
littlebitbecause oftheexpansion ofthelattice. Since theexpansion issmall, we
can’saythatnearthecritical temperature
Na=3_/3(T-T,), (11.30)
where Hisasmall constant, ofthesame order ofmagnitude asthethermal expansion
coefficient, orabout 10_5 tol0_6 perdegree C.Now ifwesubstitute thisrelation
intoEq.(11.28), wegetthat
K_.1= .
5(T—T¢)/3
Since wehave assumed thatB(T—Tc)issmall compared withone,wecanap-
proximate thisformula by
9
This relation isright, ofcourse, only forT>Tc.Weseethatjustabove the
critical temperature Kisenormous. Because Naissoclose to3,there isatremen-
dousmagnification effect, andthedielectric constant caneasily beashighas50,000
to100,000. Itisalsoverysensitive totemperature. Forincreases intemperature,
thedielectric constant goesdown inversely asthetemperature, but,unlike thecase
ofadipolar gas,forwhich K—1goes inversely astheabsolute temperature, for
ferroelectrics itvaries inversely asthedifference between theabsolute temperature
andthecritical temperature (thislawiscalled theCurie-Weiss law).
When welower thetemperature tothecritical temperature, what happens?
Ifweimagine alattice ofunitcellslikethatinFig.11-9, weseethatitispossible
11-9
.t*’°—”!“Ti ‘l’
Lt t
i’'t
iAt
t-t
t+t
4» i
l>+l>
t l
l+t(bl
Fig. 11-10. Models ofaferroelec-
tric: la)corresponds toanantiferro-
electric, and(b)toanormal ferroelectric.topickoutchains ofionsalong vertical lines. Oneofthem consists ofalternating
oxygen andtitanium ions. There areother lines made upofeither barium or
oxygen ions,butthespacing along these linesisgreater. Wemake asimple model
toimitate thissituation byimagining, asshown inFig.ll~l0(a), aseries ofchains
ofions. Along what wecallthemain chain, theseparation oftheionsisa,which
ishalfthelattice constant; thelateral distance between identical chains is2a.
There areless-dense chains inbetween which wewillignore forthemoment. To
make theanalysis alittleeasier, wewillalsosuppose thatalltheionsonthemain
chain areidentical. (Itisnotaserious simplification because alltheimportant
effects willstillappear. This isoneofthetricks oftheoretical physics. Onedoes
adifferent problem because itiseasier tofigure outthefirsttime——then when one
understands how thething works, itistime toputinallthecomplications.)
Now let’strytofindoutwhat would happen with ourmodel. Wesuppose that
thedipole moment ofeach atom ispandwewish tocalculate thefield atoneof
theatoms ofthechain. Wemustfindthesumofthefields from alltheother atoms.
Wewillfirstcalculate thefieldfrom thedipoles inonlyonevertical chain; wewill
talkabout theother chains later. Thefieldatthedistance rfrom adipole ina
direction along itsaxisisgiven by
_121> E-4M0 —r-§- (11.32)
Atanygiven atom, thedipoles atequal distances above andbelow itgivefields in
thesame direction, soforthewhole chain weget
Ea...= +§+§+ ={i09"j¥- <11-33>
Itisnottoohardtoshow thatifourmodel were likeacompletely cubic crystal-
thatis,ifthenextidentical lineswereonlythedistance aaway—the number 0.383
would bechanged to1/3.Inother words, ifthenextlineswereatthedistance a
theywould contribute only -0.050 unittooursum. However, thenextmain
chain weareconsidering isatthedistance 2aand,asyouremember fromChapter 7,
thefield from aperiodic structure diesoffexponentially with distance. Therefore
these linescontribute much lessthan -0.050 andwecanjustignore alltheother
chains.
Itisnecessary nowtofindoutwhat polarizability ozisneeded tomake the
runaway process work. Suppose thattheinduced moment pofeach atom ofthe
chain isproportional tothefield onit,asinEq.(11.6). Wegetthepolarizing field
ontheatom from Ectwm, using Eq.(11.32). Sowehavethetwoequations
P=a€0Echa.in
and .
0.383pEchain =T :0'
There aretwosolutions: Eandpboth zero, or
as
a=———,0.383
withEandpbothfinite. Thus ifozisaslarge asa3/0.383, apermanent polarization
sustained byitsownfieldwillsetin.Thiscritical equality must bereached for
barium titanate atjustthetemperature Tc.(Notice thatifawerelarger thanthe
critical value forsmall fields, itwould decrease atlarger fields andatequilibrium
thesame equality wehave found would hold.)
ForBaTiO3, thespacing ais2X10-8 cm,sowemust expect thatat=
21.8 X10*“ cm3. Wecancompare thiswith theknown polarizabilities ofthe
individual atoms. Foroxygen, oz=30.2 X10*“ cma; we’re ontheright track!
Butfortitanium, a=2.4Xl0_2‘ cm3;rather small. Touseourmodel weshould
probably taketheaverage. (Wecould work outthechain again foralternating
11-10
atoms, buttheresult would beabout thesame.) Soa(average) =16.3X10*“,
which isnothigh enough togiveapermanent polarization.
Butwait amoment! Wehave sofaronly added uptheelectronic polariz-
abilities. There isalsosome ionic polarization duetothemotion ofthetitanium
ion.Allweneedisanionic polarizability of9.2X10*“ cm3. (Amore precise
computation using alternating atoms shows thatactually 11.9X10"“ isneeded.)
Tounderstand theproperties ofBaTiO3, wehave toassume that such anionic
polarizability exists.
Why thetitanium ioninbarium titanate should have thatmuch ionic polar-
izability isnotknown. Furthermore, why,atalower temperature, itpolarizes along
thecube diagonal andthefacediagonal equally wellisnotclear. Ifwefigure out
theactual sizeofthespheres inFig.11-9, andaskwhether thetitanium isalittle
bitloose intheboxformed byitsneighboring oxygen atoms—which iswhat you
would hope, sothatitcould beeasily shifted-—you findquite thecontrary. Itfits
very tightly. Thebarium atoms areslightly loose, butifyouletthem betheones
thatmove, itdoesn’t work out.Soyouseethatthesubject isreally notone-hundred
percent clear; there arestillmysteries wewould liketounderstand.
Returning tooursimple model ofFig.ll-l0(a), weseethatthefieldfrom one
chain would tendtopolarize theneighboring chain intheopposite direction, which
means thatalthough eachchain would belocked, there would benonetpermanent
moment perunitvolume! (Although there would benoexternal electric effects,
there arestillcertain thermodynamic effects onecould observe.) Such systems exist,
andarecalled antiferroelectric. Sowhat wehave explained isreally ananti-
ferroelectric. Barium titanate, however, isreally likethearrangement inFig.
1l—10(b). The oxygen-titanium chains areallpolarized inthesame direction
because there areintermediate chains ofatoms inbetween. Although theatoms
inthese chains arcnotvery polarizable, orvery dense, they willbesomewhat
polarized, inthedirection antiparallel totheoxygen-titanium chains. Thesmall
fields produced atthenextoxygen-titanium chain willgetitstarted parallel tothe
first. SoBaTiO3 isreally ferroelectric, anditisbecause oftheatoms inbetween.
Youmaybewondering: “But what about thedirect effect between thetwoO-Ti
chains?” Remember, though, thedirect effect diesoffexponentially with the
separation; theeffect ofthechain ofstrong dipoles at2acanbelessthantheeffect
ofachain ofweak ones atthedistance a.
This completes ourrather detailed report onourpresent understanding ofthe
dielectric constants ofgases, ofliquids, andofsolids.
ll-ll
I2
Electrostatic Analogs
12-1 Thesame equations havethesame solutions
Thetotal amount ofinformation which hasbeen acquired about thephysical
world since thebeginning ofscientific progress isenormous, anditseems almost
impossible thatanyoneperson could know areasonable fraction ofit.Butitis
actually quite possible foraphysicist toretain abroad knowledge ofthephysical
world rather than tobecome aspecialist insome narrow area. Thereasons for
thisarethreefold: First, there aregreat principles which apply toallthedifferent
kinds ofphenomena—such astheprinciples oftheconservation ofenergy andof
angular momentum. Athorough understanding ofsuch principles gives anunder-
standing ofagreat dealallatonce. Second, there isthefactthatmany compli-
cated phenomena, such asthebehavior ofsolids under compression, really
basically depend onelectrical and quantum-mechanical forces, sothat ifone
understands thefundamental laws ofelectricity andquantum mechanics, there is
atleast some possibility ofunderstanding many ofthephenomena thatoccur
incomplex situations. Finally, there isamost remarkable coincidence: The
equations formany diflerent physical situations have exactly thesame appearance.
Ofcourse, thesymbols may bedifferent—0ne letter issubstituted foranother—
butthemathematical form oftheequations isthesame. This means thathaving
studied onesubject, weimmediately have agreat deal ofdirect andprecise
knowledge about thesolutions oftheequations ofanother.
Wearenowfinished withthesubject ofelectrostatics, andwillsoon goonto
study magnetism andelectrodynamics. Butbefore doing so,wewould liketo
show that while learning electrostatics wehave simultaneously learned about a
large number ofother subjects. Wewillfindthattheequations ofelectrostatics
appear inseveral other places inphysics. Byadirect translation ofthesolutions
(ofcourse thesame mathematical equations must have thesame solutions) itis
possible tosolve problems inother fields withthesame ease——or withthesame
difficulty—as inelectrostatics.
Theequations ofelectrostatics, weknow, are
v-(KE)= (12.1)
VXE=0. (12.2)
(Wetaketheequations ofelectrostatics withdielectrics soastohave themost
general situation.) Thesame physics canbeexpressed inanother mathematical
form:
E=—V¢, (12.3)
v-(Kv¢)=- (12.4)
Now thepoint isthat there aremany physics problems whose mathematical
equations havethesame form. There isapotential (¢)whose gradient multiplied
byascalar function (K)hasadivergence equal toanother scalar function (—p/60).
Whatever weknow about electrostatics canimmediately becarried over into
thatother subject, andviceversa. (Itworks both ways, ofcourse—if theother
subject hassome particular characteristics thatareknown, then wecanapply
thatknowledge tothecorresponding electrostatic problem.) Wewant toconsider
aseries ofexamples from different subjects thatproduce equations ofthisform.
12-112-1 Thesame equations have the
same solutions
12-2 Theflowofheat; apoint
source near aninfinite plane
boundary
12-3 Thestretched membrane
12-4 Thedifl'usion ofneutrons; a
uniform spherical source ina
homogeneous medium
12-5 Irrotational fluid flow; the
flowpast asphere
12—6 Illumination; thetmiform
lighting ofaplane
12-7 The“underlying unity” of
nature
12-2 Theflowofheat; apoint source nearaninfinite plane boundary
Wehave discussed oneexample earlier (Section 3—4)—the flow ofheat.
Imagine ablock ofmaterial, which need notbehomogeneous butmay consist of
different materials atdifferent places, inwhich thetemperature varies from point
topoint. Asaconsequence ofthese temperature variations there isaflow ofheat,
which canberepresented bythevector h.Itrepresents theamount ofheat energy
which flows perunittime through aunitarea perpendicular totheflow. Thedi-
vergence ofhrepresents therateperunitvolume atwhich heatisleaving aregion:
V-h=rateofheat outperunitvolume.
(Wecould, ofcourse, write theequation inintegral form—just aswedidinelectro-
statics with Gauss’ law—which would saythatthefluxthrough asurface isequal
totherateofchange ofheat energy inside thematerial. Wewillnotbother to
translate theequations back andforth between thedifferential andtheintegral
forms, because itgoes exactly thesame asinelectrostatics.)
Therateatwhich heat isgenerated orabsorbed atvarious places depends, of
course, ontheproblem. Suppose, forexample, thatthere isasource ofheat inside
thematerial (perhaps aradioactive source, oraresistor heated byanelectrical
current). Letuscallstheheat energy produced perunitvolume persecond by
thissource. There mayalsobelosses (orgains) ofthermal energy toother internal
energies inthevolume. Ifuistheinternal energy perunitvolume, —du/dz will
alsobea“source” ofheat energy. Wehave, then,
v-h=s-f,_‘:- (12.5)
Wearenotgoing todiscuss justnow thecomplete equation inwhich things
change with time, because wearemaking ananalogy toelectrostatics, where no-
thing depends onthetime. Wewillconsider only steady heat-flow problems, in
which constant sources haveproduced anequilibrium state. Inthese cases,
V-h =s. (12.6)
Itis,ofcourse, necessary tohave another equation, which describes how the
heat flows atvarious places. Inmany materials theheat current isapproximately
proportional totherateofchange ofthetemperature with position: thelarger the
temperature difference, themore theheat current. Aswehave seen, thevector
heat current isproportional tothetemperature gradient. Theconstant ofpro-
portionality K,aproperty ofthematerial, iscalled thethermal conductivity.
h=——KVT. (12.7)
Iftheproperties ofthematerial vary from place toplace, then K=K(x, y,z),a
function ofposition. [Equation (12.7) isnotasfundamental as(12.5), which
expresses theconservation ofheatenergy, since theformer depends upon aspecial
property ofthesubstance.] Ifnowwesubstitute Eq.(12.7) intoEq.(12.6) wehave
V-(KVT) =—s, (12.8)
which hasexactly thesame form as(12.4). Steady heat-flow problems andelectro-
static problems arethesame. Theheat flow vector hcorresponds toE,andthe
temperature Tcorresponds to¢.Wehave already noticed thatapoint heat source
produces atemperature field which varies asl/randaheat flow which varies as
1/r2. Thisisnothing more thanatranslation ofthestatements from electrostatics
thatapoint charge generates apotential which varies asl/randanelectric field
which varies as1/r2. Wecan, ingeneral, solve static heat problems aseasily as
wecansolve electrostatic problems.
Consider asimple example. Suppose thatwehave acylinder ofradius aatthe
temperature T1,maintained bythegeneration ofheatinthecylinder. (Itcould be,
forexample, awire carrying acurrent, orapipe with steam condensing inside.)
12-2
Thecylinder iscovered withaconcentric sheath ofinsulating material which hasa
conductivity K.Saytheoutside radius oftheinsulation isbandtheoutside is
kept attemperature T2(Fig. l2—la). Wewant tofindoutatwhat rateheat will
belostbythewire, orsteampipe, orwhatever itisinthecenter. Letthetotal
amount ofheatlostfrom alength Lofthepipebecalled G——which iswhat weare
trying tofind.
How canwesolve thisproblem‘? Wehavethedifferential equations, butsince
these arethesame asthose ofelectrostatics, wehave really already solved the
mathematical problem. Theanalogous problem isthatofaconductor ofradius a
atthepotential ¢>1,separated from another conductor ofradius batthepotential
4:2,with aconcentric layer ofdielectric material inbetween, asdrawn inFig.
12-1(b).Now since theheatflowhcorresponds totheelectric fieldE,thequantity
Gthatwewant tofindcorresponds tothefluxoftheelectric fieldfrom aunit
length (inother words, totheelectric charge perunitlength over so). Wehave
solved theelectrostatic problem byusing Gauss’ law. Wefollow thesame pro-
cedure forourheat-flow problem.
From thesymmetry ofthesituation, weknow that hdepends only onthe
distance from thecenter. Soweenclose thepipeinagaussian cylinder oflength
Landradius r.From Gauss’ law, weknow that theheat flow hmultiplied by
thearea 21rrL ofthesurface must beequal tothetotal amount ofheat generated
lnSldC, which iswhat wearecalling G:
21rrLh =G or h= (12.9)
Theheatflowisproportional tothetemperature gradient:
h=—KVT,
or,inthiscase, themagnitude ofhis
dTh= —K E" '
This, together with(12.9), gives
dT G
Integrating from r=ator=b,weget
G bTg—T1=— lHz'
Solving forG,wefind
Thisresult corresponds exactly totheresult forthecharge onacylindrical conden-
ser:
Q=27l'60L(<l>1 —¢2)_
ln(b/a)
Theproblems arethesame, andtheyhavethesame solutions. From ourknowledge
ofelectrostatics, wealsoknow howmuch heatislostbyaninsulated pipe.
Let’s consider another example ofheat flow. Suppose wewish toknow the
heatflowintheneighborhood ofapoint source ofheatlocated alittlewaybeneath
thesurface oftheearth, ornearthesurface ofalarge metal block. Thelocalized
heatsource might beanatomic bomb thatwassetoffunderground, leaving an
intense source ofheat, oritmight correspond toasmall radioactive source inside
ablock ofiron—-—there arenumerous possibilities.
Wewilltreattheidealized problem ofapoint heatsource ofstrength Gatthe
distance abeneath thesurface ofaninfinite block ofuniform material whose
thermal conductivity isK.Andwewillneglect thethermal conductivity ofthe
12-3III""
'0
Q0
""0011
/?/\(0)
III:0,.’
o
.."'IIl ‘l’ \\.KQ;(bl
Fig.12-1. la)Heat flow inacylin-
drical geometry. (b)Thecorresponding
electrical problem.
\O *-\___///
I/
/I,
/
/
/
/a’,,
\§k//’»-———->-
//\‘\/\\\\\\\\
\\\\
\\‘\\\\\
t-1\‘\u\O\ \\ \
\ \>-_ __»
\\ / __, \_,¢
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___:/ \\
‘ ,/
.II\///7/ / // ///7
.. -‘
-Eta:0;‘:TIConstan -
/ .
T
SURFACE
TEMPERATURE
0 a a p
Fig. 12-2. The heat flow and iso-
thermals near apoint heat source atthe
distance abelow thesurface ofagood
thermal conductor. Animage source is
shown outside thematerial.airoutside thematerial. Wewant todetermine thedistribution ofthetemperature
onthesurface oftheblock. How hotisitright above thesource andatvarious
places onthesurface oftheblock?
How shallwesolve it?Itislikeanelectrostatic problem withtwomaterials
with different dielectric coefficients tconopposite sides ofaplane boundary. Aha!
Perhaps itistheanalog ofapoint charge neartheboundary between adielectric
andaconductor, orsomething similar. Let’s seewhat thesituation isnearthe
surface. Thephysical condition isthatthenormal component ofhonthesurface
iszero, since wehave assumed there isnoheat flow outoftheblock. Weshould
ask: Inwhat electrostatic problem dowehave thecondition that thenormal
component oftheelectric field E(which istheanalog ofh)iszero atasurface‘?
There isnone!
Thatisoneofthethings thatwehavetowatch outfor.Forphysical reasons,
there may becertain restrictions inthekinds ofmathematical conditions which
arise inanyonesubject. Soifwehave analyzed thedifferential equation only for
certain limited cases, wemayhavemissed some kinds ofsolutions thatcanoccur
inother physical situations. Forexample, there isnomaterial withadielectric
constant ofzero, whereas avacuum does have zerothermal conductivity. Sothere
isnoelectrostatic analogy foraperfect heat insulator. Wecan,however, stilluse
thesame methods. Wecantrytoimagine what would happen ifthedielectric
constant were zero. (Ofcourse, thedielectric constant isnever zero inanyreal
situation. Butwemight have acaseinwhich there isamaterial with avery high
dielectric constant, sothatwecould neglect thedielectric constant oftheairout-
side.)
How shall wefindanelectric field thathasnocomponent perpendicular to
thesurface? That is,onewhich isalways tangent atthesurface? You willnotice
thatourproblem isopposite totheoneofapoint charge near aplane conductor.
There wewanted thefieldtobeperpendicular tothesurface, because theconductor
wasallatthesame potential. Intheelectrical problem, weinvented asolution
byimagining apoint charge behind theconducting plate. Wecanusethesame
ideaagain. Wetrytopickan“image source” thatwillautomatically make the
normal component ofthefield zero atthesurface. The solution isshown in
Fig.l2—2. Animage source ofthesame signandthesame strength placed atthe
distance aabove thesurface willcause thefield tobealways horizontal atthesur-
face. Thenormal components ofthetwosources cancel out.
Thus ourheatflowproblem issolved. Thetemperature everywhere isthe
same, bydirect analogy, asthepotential duetotwoequal point charges! The
temperature Tatthedistance rfrom asingle point source Ginaninfinite medium is
GT-g (12.13)
(This, ofcourse, isjusttheanalog of¢=q/41re0r.) Thetemperature forapoint
source, together with itsimage source, is
T=%+ %2- (12.14)
This formula gives usthetemperature everywhere intheblock. Several isothermal
surfaces areshown inFig.12-2. Also shown arelines ofIt,which canbeobtained
from h=—KVT.
Weoriginally asked forthetemperature distribution onthesurface. Fora
point onthesurface atthedistance pfrom theaxis,r1=r2=\/p2 +a2,so
T(surface) =Z;-K (12.15)p a
This function isalsoshown inthefigure. Thetemperature is,naturally, higher
right above thesource than itisfarther away. This isthekind ofproblem that
geophysicists often need tosolve. Wenow seethatitisthesame kind ofthing we
have already been solving forelectricity.
12-4
12-3 Thestretched membrane
Now letusconsider acompletely different physical situation which, never-
theless, gives thesame equations again. Consider athinrubber sheet—a membrane
——which hasbeen stretched over alarge horizontal frame (like adrumhead).
Suppose now thatthemembrane ispushed upinoneplace anddown inanother;
asshown inFig.12-3. Canwedescribe theshape ofthesurface? Wewillshow
how theproblem canbesolved when thedeflections ofthemembrane arenottoo
large.
There areforces inthesheet because itisstretched. Ifwewere tomake a
small cutanywhere, thetwosides ofthecutwould pullapart (seeFig.12-4). So
there isasurface tension inthesheet, analogous totheone-dimensional tension
inastretched string. Wedefine themagnitude ofthesurface tension 1-astheforce
perunitlength which willjusthold together thetwosides ofacutsuch asoneof
those shown inFig. 12-4.
Suppose now that welook atavertical cross section ofthemembrane. It
willappear asacurve, liketheoneinFig.l2—5. Letubethevertical displacement
ofthemembrane from itsnormal position, andxandythecoordinates inthe
horizontal plane. (The cross section shown isparallel tothex-axis.)
Consider alittle piece ofthesurface oflength Axandwidth Ay.There willbe
forces onthepiece from thesurface tension along each edge. The force along
edge lofthefigure willbe11Ay,directed tangent tothesurface—-that is,atthe
angle 01from thehorizontal. Along edge 2,theforce willbe12Ayattheangle 02.
(There willbesimilar forces ontheother twoedges ofthepiece, butwewillforget
them forthemoment.) Thenetupward force onthepiece from edges land2is
AF=1'2Aysin02—1'1Aysin61.
Wewilllimit ourconsiderations tosmall distortions ofthemembrane, i.e.,to
small slopes: wecanthenreplace sin0bytan0,which canbewritten asBu/6x. The
force isthen
6u 6u
AF- “'1“Thequantity inbrackets canbeequally wellwritten (forsmall Ax)as
iT9!Ax‘6x 6x ’
6 6uAF-5(T5)AxAy.
There willbeanother contribution toAFfrom theforces ontheother two
edges; thetotalisevidently
AF= <1" —l—%<1’ AxAy. (12.16)
Thedistortions ofthediaphragm arecaused byexternal forces. Let’s let
frepresent theupward force perunitarea onthesheet (akind of“pressure”)
from theexternal forces. When themembrane isinequilibrium (thestatic case),
thisforce must bebalanced bytheinternal force wehave justcomputed, Eq
(l2.l6). That isthen
AF
f-"Ty
Equation (12.16) canthen bewritten
f= —V-(1-Vu), (l2.l7)
where byVwenow mean, ofcourse, thetwo-dimensional gradient operator
(6/6x, 6/By). Wehavethedifferential equation thatrelates u(x,y)totheapplied
12-5.111? \--I-2-"fe*=‘.-.a‘§§\\‘p‘¢\,if-‘.ir1i'i'wi§\;=—-‘e-‘.‘$r\& 7 Z
-/
Fig. 12-3. Athin rubber sheet
stretched over 0cylindrical frame (like
cldrumhead). Ifthesheet ispushed up
atAand down otB,what istheshope
ofthesurface?
\\\\\\Fig. l2-4. Thesurface tension 1'of
ostretched rubber sheet istheforce per
unitlength across oline.
92 T2
IAx2 A
9 SHEET
1.’ u
__.>
X
Fig.12-5. Cross section ofthede-
flected sheet.
forces f(x,y)andthesurface tension -r(x,y),which may, ingeneral, varyfrom
place toplace inthesheet. (The distortions ofathree-dimensional elastic body are
alsogoverned bysimilar equations, butwewillstick totwo-dimensions.) We
willworry only about thecase inwhich thetension 1'isconstant throughout the
sheet. Wecanthen write forEq.(12.17),
Vzu=- (12.18)
Wehave another equation that isthesame asforelectrostatics!—only this
time, limited totwo-dimensions. Thedisplacement ucorresponds to¢,andf/1'
corresponds top/co.Soallthework wehave done forinfinite plane charged sheets,
orlong parallel wires, orcharged cylinders isdirectly applicable tothestretched
membrane.
Suppose wepush themembrane atsome points uptoadefinite height—that is,
wefixthevalue ofuatsome places. Thatistheanalog ofhaving adefinite potential
atthecorresponding places inanelectrical situation. So,forinstance, wemay
make apositive “potential” bypushing uponthemembrane withanobject having
thecross-sectional shape ofthecorresponding cylindrical conductor. Forexample,
ifwepush thesheet upwith around rod,thesurface willtake ontheshape shown
inFig.12-6. Theheight uisthesame astheelectrostatic potential abofacharged
cylindrical rod. Itfalls offasln(1/r). (The slope, which corresponds tothe
electric field E,drops offasl/r.)
LlFig. 12-6. Cross section of a
stretched rubber sheet pushed upbya
round rod. Thefunction u(x,y)isthesame
astheelectric potential ¢lx,y) near a
very longcharged rod.
Thestretched rubber sheet hasoften been used asawayofsolving complicated
electrical problems experimentally. Theanalogy isused backwards! Various
rods andbars arepushed against thesheet toheights thatcorrespond tothepo-
tentials ofasetofelectrodes. Measurements oftheheight then givetheelectrical
potential fortheelectrical situation. Theanalogy hasbeen carried even further.
Iflittle balls areplaced onthemembrane, their motion corresponds approximately
tothemotion ofelectrons inthecorresponding electric field. Onecanactually
watch the“electrons” move ontheirtrajectories. Thismethod wasusedtodesign
thecomplicated geometry ofmany photomultiplier tubes (such astheones used
forscintillation counters, andtheoneused forcontrolling theheadlight beams on
Cadillacs). Themethod isstillused, buttheaccuracy islimited. Forthemost
accurate work, itisbetter todetermine thefields bynumerical methods, using the
large electronic computing machines.
12-4 Thediffusion ofneutrons; auniform spherical source inahomogeneous
medium
Wetake another example that gives thesame kind ofequation, thistime
having todowith diffusion. InChapter 43ofVol. Iweconsidered thediffusion
ofions inasingle gas,andofonegasthrough another. This time, let’s take a
different example—the diffusion ofneutrons inamaterial likegraphite. Wechoose
tospeak ofgraphite (apure form ofcarbon) because carbon doesn’t absorb slow
neutrons. Inittheneutrons arefreetowander around. They travel inastraight
lineforseveral centimeters, ontheaverage, before being scattered byanucleus
anddeflected intoanewdirection. Soifwehave alarge block—many meters on
aside—the neutrons initially atoneplace willdiffuse toother places. Wewant to
findadescription oftheir average behavior—that is,their average flow.
12-6
LetN(x, y,z)AVbethenumber ofneutrons intheelement ofvolume AV
atthepoint (x,y,z).Because oftheir motion, some neutrons willbeleaving AV,
andothers willbecoming in.Ifthere aremore neutrons inoneregion thanina
nearby region, more neutrons willgofrom thefirstregion tothesecond thancome
back; there willbeanetflow. Following thearguments ofChapter 43inVol. I,
wedescribe theflow byaflow vector J.Itsx-component J,isthenetnumber of
neutrons thatpassinunittimeaunitareaperpendicular tothex-direction. We
found that
azvJ,_-p5;. (12.19)
where thediffusion constant Disgiven interms ofthemean velocity v,andthe
mean-free-path lbetween scatterings isgiven by
lD—3-ll}.
Thevector equation forJis
J=—DVN. (12.20)
Therateatwhich neutrons flow across anysurface element daisJ-nda
(where, asusual, nistheunitnormal). Thenetflowoutofavolume element isthen
(following theusual gaussian argument) V-JdV. This flow would result in
adecrease withtimeofthenumber inAVunless neutrons arebeing created in
AV(bysome nuclear process). Ifthere aresources inthevolume thatgenerate S
neutrons perunittime inaunitvolume, then thenetflow outofAVwillbeequal
to(S—6N/61) AV. Wehave then that
6NVJ-S-3? (12.21)
Combining (12.21) with(12.20), wegettheneutron diflusion equation
v~(-0vzv)=s- (12.22)
Inthestatic case-—where 6N/6t =0—we have Eq.(12.4) allover again!
Wecanuseourknowledge ofelectrostatics tosolve problems about thediffusion
ofneutrons. Solet’ssolve aproblem. (You may wonder: Why doaproblem if
wehavealready done alltheproblems inelectrostatics? Wecandoitfaster this
timebecause wehavedone theelectrostatic problems!)
Suppose wehaveablock ofmaterial inwhich neutrons arebeing generated-
saybyuranium fission—uniformly throughout aspherical region ofradius a
(Fig. 12-7). Wewould liketoknow: What isthedensity ofneutrons everywhere?
How uniform isthedensity ofneutrons intheregion where they arebeing gen-
erated ‘?What istheratio oftheneutron density atthecenter totheneutron density
atthesurface ofthesource region? Finding theanswers iseasy. Thesource
density S0replaces thecharge density p,soourproblem isthesame astheproblem
ofasphere ofuniform charge density. Finding Nisjustlikefinding thepotential
¢.Wehave already worked outthefields inside andoutside ofauniformly charged
sphere; wecanintegrate them togetthepotential. Outside, thepotential is
Q/41re0r, with thetotal charge Qgiven by41ra3p/3.So
._£21. ¢outs1de "360',
Forpoints inside, thefieldisdueonlytothecharge Q(r)inside thesphere ofradius
r,Q(r) =41rr3p/3, so
_ll’.. E_360 (12.24)
l2-7//\ \siuu>:11rs\\ \
§s:tj.%2.../ \t\'“$%%j"jj\
\\-.\_\_;\I
-Ls__
Z
QQ____ -\
.1.ELECTRIC /',\FIELD /--. r.-
'/"E-\.
/./~/,\..\"/‘‘____\__l
/ \
4*
I
l
l
O U I’
lb)
Fig. l2-7. la)Neutrons areproduced
uniformly throughout asphere ofradius a
inalarge graphite block and diffuse
outward. Theneutron density Nisfound
asafunction ofr,thedistance from the
center ofthesource. lb)Theanalogous
electrostatic situation: auniform sphere of
charge, where Ncorresponds to¢and J
corresponds toE.
Thefieldincreases linearly withr.Integrating Etoget¢,wehave
9'2 ¢i,,,(de =—6?+aconstant.0
Attheradius a,¢,,,,,de must bethesame as¢.,ut,ide, sotheconstant must be
pa2/2&0. (Weareassuming that¢iszeroatlarge distances from thesource, which
willcorrespond toNbeing zero fortheneutrons.) Therefore,
32 2
qsinside =£ _ '
Weknow immediately theneutron density inourother problem. Theanswer
is
S3
Noutside =% ’
and
s3;? r2Ninside _E _ '
Nisshown asafunction ofrinFig. 12-7.
Nowwhatistheratioofdensity atthecenter tothatattheedge? Atthecenter
(r=0),itisproportional to3a2/2. Attheedge (r=a)itisproportional to
2a2/2,sotheratioofdensities is3/2.Auniform source doesn’t produce auniform
density ofneutrons. Yousee,ourknowledge ofelectrostatics gives usagood start
onthephysics ofnuclear reactors.
There aremany physical circumstances inwhich diffusion plays abigpart.
Themotion ofions through aliquid, orofelectrons through asemiconductor,
obeys thesame equation. Wefindagain andagain thesame equations.
12-5 Irrotational fluid flow; theflowpast asphere
Let’s nowconsider anexample which isnotreally averygood one,because
theequations wewillusewillnotreally represent thesubject with complete
generality butonlyinanartificial idealized situation. Wetakeuptheproblem
ofwater flow. Inthecaseofthestretched sheet, ourequations were anapproxima-
tionwhich wascorrect only forsmall deflections. Forourconsideration ofwater
flow, wewillnotmake thatkindofanapproximation; wemust make restrictions
thatdonotapply atalltorealwater. Wetreatonlythecaseofthesteady flowof
anincompressible, nonviscous, circulation-free liquid. Then werepresent theflow
bygiving thevelocity v(r)asafunction ofposition r.Ifthemotion issteady
(theonlycaseforwhich there isanelectrostatic analog) visindependent oftime.
Ifpisthedensity ofthefluid, thenpvistheamount ofmass which passes perunit
timethrough aunitarea. Bytheconservation ofmatter, thedivergence ofpvwill
be,ingeneral, thetime rateofchange ofthemass ofthematerial perunitvolume.
Wewillassume thatthere arenoprocesses forthecontinuous creation ordestruc-
tion ofmatter. Theconservation ofmatter then requires that V-pv=0.(It
should, ingeneral, beequal to—6p/6t, butsince ourfluid isincompressible, p
cannot change.) Since piseverywhere thesame, wecanfactor itout,andourequa-
tionissimply
V-v=0.
Good! Wehaveelectrostatics again (with nocharges); it’sjustlikeV'E=0.
Notso!Electrostatics isnotsimply V-E=0.Itisapairofequations. One
equation doesnottellusenough; weneedstillanadditional equation. Tomatch
electrostatics, weshould havealsothatthecurlofviszero. Butthatisnotgenerally
trueforrealliquids. Most liquids willordinarily develop some circulation. So
wearerestricted tothesituation inwhich there isnocirculation ofthefluid. Such
flowisoften called irrotational. Anyway, ifwemake allourassumptions, wecan
12-8
imagine acaseoffluidflowthatisanalogous toelectrostatics. Sowetake
V-v=0 (12.28)
and
VXv=0. (12.29)
Wewant toemphasize thatthenumber ofcircumstances inwhich liquid
flowfollows these equations isfarfrom thegreat majority, butthere areafew.
They must becases inwhich wecanneglect surface tension, compressibility, and
viscosity, andll'1which wecanassume thattheflow isirrotational. These assump-
tions arevalid sorarely forrealwater thatthemathematician John vonNeumann
saidthatpeople whoanalyze Eqs.(12.28) and(12.29) arestudying “dry water”!
(Wetakeuptheproblem offluidflowinmore detail inChapters 40and41.)
Because VXv=0,thevelocity of“dry water” canbewritten asthe
gradient ofsome potential:
v=—V1l. (12.30)
What isthephysical meaning of1//?There isn’tanyveryuseful meaning. The
velocity canbewritten asthegradient ofapotential simply because theflowis
irrotational. Andbyanalogy withelectrostatics, 1!»iscalled thevelocity potential,
butitisnotrelated toapotential energy inthewaythat¢is.Since thedivergence
ofviszero, wehave
v-(v1p) =vzp=0. (12.31)
Thevelocity potential itobeys thesame differential equation astheelectrostatic
potential infreespace (p=0).
Let’s pick aproblem inirrotational flow andseewhether wecansolve itby
themethods wehave learned. Consider theproblem ofaspherical ballfalling
through aliquid. Ifitisgoing tooslowly, theviscous forces, which wearedis-
regarding, willbeimportant. Ifitisgoing toofast,littlewhirlpools (turbulence)
willappear initswake andthere willbesome circulation ofthewater. Butifthe
ballisgoing neither toofastnortooslow, itismore orlesstruethatthewater flow
willfitourassumptions, andwecandescribe themotion ofthewater byour
simple equations.
Itisconvenient todescribe what happens inaframe ofreference fixed inthe
sphere. Inthisframe weareasking thequestion: Howdoeswater flowpastasphere
atrestwhen theflowatlarge distances isuniform? That is,when, farfrom the
sphere, theflowiseverywhere thesame. Theflownearthesphere willbeasshown
bythestreamlines drawn inFig.12-8. These lines, always parallel tov,correspond
tolinesofelectric field. Wewant togetaquantative description forthevelocity
field, i.e.,anexpression forthevelocity atanypoint P.
Wecanfindthevelocity from thegradient ofiy,sowefirstwork outthepo-
tential. Wewant apotential thatsatisfies Eq.(12.31) everywhere, andwhich
alsosatisfies tworestrictions: (1)there isnoflowinthespherical region inside
thesurface oftheball,and(2)theflowisconstant atlarge distances. Tosatisfy
(1),thecomponent ofvnormal tothesurface ofthesphere must bezero. That
means that61,1//6r iszeroatr=a.Tosatisfy (2),wemust have 13¢/62 =voat
allpoints where r>>a.Strictly speaking, there isnoelectrostatic casewhich
corresponds exactly toourproblem. Itreally corresponds toputting asphere of
dielectric constant zeroinauniform electric field. Ifwehadworked outthe
solution totheproblem ofasphere ofadielectric constant 1<inauniform field,
thenbyputting K=0wewould immediately have thesolution tothisproblem.
Wehave notactually worked outthisparticular electrostatic problem inde-
tail,butlet’sdoitnow. (Wecould work directly onthefluidproblem withvand
1/,butwewilluseEand¢1because wearesoused tothem.)
Theproblem is:Find asolution ofV2¢=0suchthatE=~V¢ isacon-
stant, sayEQ,forlarge r,andsuchthattheradial component ofEisequal tozero
atr=a.That is,
%? =0. (12.32)7'r=a
12-91lt111 111111
Ply
1
111411 uR l.t1
Fig.12-8. Thevelocity field ofir
rotational fluid flow past asphere.
Ourproblem involves anewkindofboundary condition, notoneforwhich
¢isaconstant onasurface, butforwhich 64>/6r isaconstant. That isa
littledifferent. Itisnoteasytogettheanswer immediately. First ofall,without
thesphere, ¢would be—E0z. Then Ewould beinthez-direction andhave thecon-
stant magnitude E0,everywhere. Now wehave analyzed thecase ofadielectric
sphere which hasauniform polarization inside it,andwefound thatthefield
inside suchapolarized sphere isauniform field, andthatoutside itisthesame as
thefieldofapoint dipole located atthecenter. So1et’s guess thatthesolution we
want isasuperposition ofauniform fieldplusthefieldofadipole. Thepotential
ofadipole (Chapter 6)ispz/41re0r3. Thus weassume that
¢=-E02+;4?1ZF- (12.33)
Since thedipole fieldfallsoffasl/r“, atlarge distances wehavejustthefieldE0.
Ourguess willautomatically satisfy condition (2)above. Butwhat dowetakefor
thedipole strength p?Tofindout,wemayusetheother condition on¢,Eq.(12.32).
Wemust diflcrentiate ¢withrespect tor,butofcourse wemust dosoataconstant
angle 9,soitismore convenient ifwefirstexpress ¢interms ofrand6,rather than
of2andr.Since z=rcos0,weget
pcos0¢=~—E0I' COS 0+HF '
Theradial component ofEis
19¢_ pcos6—5 — -l-E0 COS 0+ € '
Thismust bezeroatr=aforall0.Thiswillbetrueif
p= —27re0a3E0.
Note carefully thatifbothterms inEq.(12.35) hadnothadthesame 0-depen-
dence, itwould nothavebeenpossible tochoose psothat(12.35) turned outtobe
zeroatr=aforallangles. Thefactthatitworks outmeans thatwehaveguessed
wisely inwriting Eq.(12.33). Ofcourse, when wemade theguess wewerelooking
ahead; weknew thatwewould need another term that(a)satisfied V245 =0(any
realfieldwould dothat), (b)dependent oncos0,and(c)felltozeroatlarge r.
Thedipole fieldistheonlyonethatdoesallthree.
Using (12.36), ourpotential is
a3
¢= —E0 COS 0(T + '
I‘
Thesolution ofthefluidflowproblem canbewritten simply as
3
¢=—v0cos0(r+2ifl) - (12.38)
Itisstraightforward tofindvfrom thispotential. Wewillnotpursue thematter
further.
12-6 Illumination; theuniform lighting ofaplane
Inthissection weturntoacompletely different physical problem—we want
toillustrate thegreat variety ofpossibilities. Thistimewewilldosomething that
leads tothesame kind ofintegral thatwefound inelectrostatics. (Ifwehave a
mathematical problem which gives usacertain integral, thenweknow something
about theproperties ofthatintegral ifitisthesame integral thatwehadtodofor
another problem.) Wetakeourexample from illumination engineering. Suppose
there isalightsource atthedistance aabove aplane surface. What istheillumina-
tionofthesurface? That is,what istheradiant energy perunittime arriving ata
unitareaofthesurface? (SeeFig.12-9.) Wesuppose thatthesource isspherically
I2-10
S
____.__Y___'1____
symmetric, sothatlight isradiated equally inalldirections. Then theamount of
radiant energy which passes through aunitareaatrightangles toalightflowvaries
inversely asthesquare ofthedistance. Itisevident thattheintensity ofthelightin
thedirection normal totheflowisgiven bythesame kindofformula asforthe
electric fieldfrom apoint source. Ifthelightraysmeet thesurface atanangle 0to
thenormal, thenI,theenergy arriving perunitareaofthesurface, isonlycos19as
great, because thesame energy goesontoanarealarger byl/cos 0.Ifwecallthe
strength ofourlightsource S,thenI,,,theillumination ofastuface, is
S1,,=Fer-ri, (12.39)
where e,istheunitvector from thesource andnistheunitnormal tothesurface.
Theillumination 1,,corresponds tothenormal component oftheelectric fieldfrom
apoint charge ofstrength 41re0S. Knowing that, weseethatforanydistribution of
light sources, wecanfindtheanswer bysolving thecorresponding electrostatic
problem. Wecalculate thevertical component ofelectric field ontheplane dueto
adistribution ofcharge inthesame wayasforthatofthelightsources.*
Consider thefollowing example. Wewish forsome special experimental
situation toarrange thatthetopsurface ofatablewillhaveaveryuniform illumina-
tion. Wehave available long tubular fluorescent lights which radiate uniformly
along their lengths. Wecanilluminate thetable byplacing thefluorescent tubes
inaregular array ontheceiling, which isattheheight zabove thetable. What is
thewidest spacing bfrom tubetotubethatweshould useifwewant thesurface
illumination tobeuniform to,say,within onepartinathousand? Answer; (1)
Find theelectric field from agridofwires with thespacing b,each charged uni-
formly; (2)compute thevertical component oftheelectric field; (3)findoutwhat
bmust besothattheripples ofthefieldarenotmore than onepartinathousand.
InChapter 7wesawthattheelectric field ofagridofcharged wires could be
represented asasumofterms, each oneofwhich gaveasinusoidal variation of
thefieldwithaperiod ofb/n,where nisaninteger. Theamplitude ofanyoneof
these terms isgiven byEq.(7.44):
Fn =Ane—211-nz/bl
Weneed consider only n=1,solong asweonly want thefield atpoints nottoo
close tothegrid. Foracomplete solution, wewould stillneed todetermine the
coefficients A.,,which wehave notyetdone (although itisastraightforward
calculation). Since weneed only A1,wecanestimate thatitsmagnitude isroughly
thesame asthatoftheaverage field. Theexponential factor would then giveus
directly therelative amplitude ofthevariations. Ifwewant thisfactor tobel0“3,
wefindthatbmust be0.912. Ifwemake thespacing ofthefluorescent tubes 3/4
*Since wearetalking about incoherent sources whose intensities always addlinearly,
theanalogous electric charges willalways have thesame sign. Also, ouranalogy applies
onlytothelight energy arriving atthetopofanopaque surface, sowemust include in
ourintegral only thesources which shine onthesurface (and, naturally, notsources
located below thesurface !).
12-11\ S\ I=ff\
\
T,- t,,=$5-cosa
9 Fig. 12-9 The illumination I,,ofa
surface istheradiant energy perunit
timearriving ataunitarea ofthesurface
ofthedistance totheceiling, theexponential factor isthenl/4000, andwehavea
safety factor of4,sowearefairly surethatwewillhavetheillumination constant
toonepartinathousand. (Anexact calculation shows thatA1isreally twice the
average field, sotheexact answer isb=0.82.) Itissomewhat surprising thatfor
suchauniform illumination theallowed separation ofthetubes comes outsolarge.
12-7 The“underlying imity” ofnature
Inthischapter, wewished toshow that inlearning electrostatics youhave
learned atthesame time how tohandle many subjects inphysics, andthat by
keeping thisinmind, itispossible tolearn almost allofphysics inalimited number
ofyears.
However, aquestion surely suggests itself attheendofsuch adiscussion:
Why aretheequations from dififerent phenomena sosimilar? Wemight say: “Itis
theunderlying unity ofnature.” Butwhat does thatmean? What could such a
statement mean? Itcould mean simply thattheequations aresimilar fordifl'erent
phenomena; butthen, ofcourse, wehave given noexplanation. The“underlying
unity” might mean thateverything ismade outofthesame stuff, andtherefore
obeys thesame equations. That sounds likeagood explanation, butletus
think. Theelectrostatic potential, thediflusion ofneutrons, heat flow—are we
really dealing with thesame stuff? Canwereally imagine thattheelectrostatic po-
tential isphysically identical tothetemperature, ortothedensity ofparticles?
Certainly 4>isnotexactly thesame asthethermal energy ofparticles. Thedisplace-
ment ofamembrane iscertainly notlikeatemperature. Why, then, isthere “an
underlying unity” ?
Acloser look atthephysics ofthevarious subjects shows, infact, thatthe
equations arenotreally identical. Theequation wefound forneutron diffusion is
only anapproximation thatisgood when thedistance over which wearelooking
islarge compared withthemean freepath. Ifwelookmore closely, wewould see
theindividual neutrons running around. Certainly themotion ofanindividual
neutron isacompletely different thing from thesmooth variation wegetfrom
solving thedifferential equation. Thedifferential equation isanapproximation,
because weassume thattheneutrons aresmoothly distributed inspace.
Isitpossible thatthisistheclue? That thething which iscommon toallthe
phenomena isthespace, theframework intowhich thephysics isput? Aslong as
things arereasonably smooth inspace, then theimportant things that willbe
involved willbetherates ofchange ofquantities with position inspace. That is
why wealways getanequation with agradient. Thederivatives must appear in
theform ofagradient oradivergence; because thelaws ofphysics areindependent
ofdirection, they must beexpressible invector form. Theequations ofelectro-
statics arethesimplest vector equations thatonecangetwhich involve onlythe
spatial derivatives ofquantities. Anyother simple problem—or simplification ofa
complicated problem—must look likeelectrostatics. What iscommon toallour
problems isthatthey involve space andthatwehave imitated what isactually a
complicated phenomenon byasimple diflerential equation.
That leads ustoanother interesting question. Isthesame statement perhaps
alsotruefortheelectrostatic equations’? Aretheyalsocorrect onlyasasmoothed-
outimitation ofareally much more complicated microscopic world? Could itbe
thattherealworld consists oflittle X-ons which canbeseen only atverytinydis-
tances? And thatinourmeasurements wearealways observing onsuch alarge
scale thatwecan’t seethese little X-ons, andthatiswhy wegetthedifferential
equations?
Ourcurrently most complete theory ofelectrodynamics does indeed have its
difiiculties atveryshort distances. Soitispossible, inprinciple, thatthese equations
aresmoothed-out versions ofsomething. They appear tobecorrect atdistances
down toabout 10*“ cm,butthen they begin tolook wrong. Itispossible that
there issome asyetundiscovered underlying “machinery,” andthatthedetails of
anunderlying complexity arehidden inthesmooth-looking equations—as isso
12-l2
inthe“smooth” diffusion ofneutrons. Butnoonehasyetformulated asuccessful
theory thatworks thatway.
Strangely enough, itturns out(forreasons thatwedonotatallunderstand)
thatthecombination ofrelativity andquantum mechanics asweknow them seems
toforbid theinvention ofanequation that isfundamentally diflerent from Eq.
(12.4), andwhich does notatthesame time lead tosome kind ofcontradiction.
Notsimply adisagreement withexperiment, butaninternal contradiction. As,for
example, theprediction thatthesumoftheprobabilities ofallpossible occurrences
isnotequal tounity, orthatenergies maysometimes come outascomplex numbers,
orsome other suchidiocy. Noonehasyetmade upatheory ofelectricity forwhich
V2¢=—p/e0 isunderstood asasmoothed-out approximation toamechanism
underneath, andwhich does notleadultimately tosome kind ofanabsurdity.
But,itmust beadded, itisalsotruethattheassumption thatV2¢=—p/e0 is
valid foralldistances, nomatter howsmall, leads toabsurdities ofitsown(the
electrical energy ofanelectron isinfinite)—absurdities from which nooneyet
knows anescape.
12-13
13
Magnetostatics
13-1 Themagnetic field
Theforce onanelectric charge depends notonlyonwhere itis,butalsoon
howfastitismoving. Every point inspace ischaracterized bytwovector quantities
which determine theforce onanycharge. First, there istheelectric force, which
gives aforce component independent ofthemotion ofthecharge.‘ Wedescribe it
bytheelectric field, E.Second, there isanadditional force component, called the
magnetic force, which depends onthevelocity ofthecharge. This magnetic force
hasastrange directional character: Atanyparticular point inspace, both the
direction oftheforce anditsmagnitude depend onthedirection ofmotion ofthe
particle: atevery instant theforce isalways atright angles tothevelocity vector;
also,atanyparticular point, theforce isalways atright angles toafixed direction
inspace (seeFig.13-l); andfinally, themagnitude oftheforce isproportional to
thecomponent ofthevelocity atrightangles tothisunique direction. Itispossible
todescribe allofthisbehavior bydefining themagnetic fieldvector B,which speci-
fiesboththeunique direction inspace andtheconstant ofproportionality withthe
velocity, andtowrite themagnetic force asqvXB.Thetotal electromagnetic
force onacharge can,then, bewritten as
F=q(E+v><B). (13.1)
Thisiscalled theLorentz force.
Themagnetic force iseasily demonstrated bybringing abarmagnet close toa
cathode-ray tube. Thedeflection oftheelectron beam shows thatthepresence of
themagnet results inforces ontheelectrons transverse totheirdirection ofmotion,
aswedescribed inChapter 12ofVol.I.
The unit ofmagnetic field Bisevidently one newton-second per
coulomb-meter. The same unit isalso onevolt-second permeterz. Itisalso
called oneweber persquare meter.
13-2 Electric current; theconservation ofcharge
Weconsider firsthowwecanunderstand themagnetic forces onwires carrying
electric currents. Inorder todothis,wedefine what ismeant bythecurrent density.
Electric currents areelectrons orother charges inmotion withanetdriftorflow.
Wecanrepresent thecharge flowbyavector which gives theamount ofcharge
passing perunitareaandperunittime through asurface element atright angles to
theflow (just aswedidforthecase ofheat flow). Wecallthisthecurrent density
andrepresent itbythevector j.Itisdirected along themotion ofthecharges.
Ifwetakeasmall areaASatagiven place inthematerial, theamount ofcharge
flowing across thatareainaunittimeis
j-nAS, (13.2)
where nistheunitvector normal toAS.
The current density isrelated totheaverage flow velocity ofthecharges.
Suppose thatwehave adistribution ofcharges whose average motion isadrift
withthevelocity v.Asthisdistribution passes overasurface element AS,thecharge
Aqpassing through thesurface element inatimeAtisequal tothecharge contained
inaparallelepiped whose baseisASandwhose height isvAt,asshown inFig.13-2.
Thevolume oftheparallelepiped istheprojection ofASatright angles tovtimes
13-113-1 Themagnetic field
13-2 Electric current; the
conservation ofcharge
13-3 Themagnetic force ona
current
13-4 Themagnetic fieldofsteady
currents; Ampere’s law
13-5 Themagnetic fieldofa
straight wireandofasolenoid;
atomic currents
13-6 Therelativity ofmagnetic and
electric fields
13-7 Thetransformation ofcurrents
andcharges
13-8 Superposition; theright-hand
rule
Review: Chapter 15,Vol. I:TheSpecial
Theory ofRelativity
90° 9V
q
90°
F
Fig. 13-1. The velocity-dependent
component oftheforce onamoving
charge isatright angles tovandtothe
direction ofB.Itisalsoproportional to
thecomponent ofvatright angles toB,
that is,tovsin0.
//
,//’, \
/ /VA!
_,/’/
Fig. 13-2. Ifacharge distribution of
dénsity pmoves with thevelocity v,the
charge per unit time through AS is
pv-nAS.
.1"1'\<‘£%Z;§l
SURFACE S
Fig.13-3. Thecurrent lthrough the
surface Sisfj-nd$.
\//
.1‘Z\\We
4?. Cl.0$D
\/ 1/\ sun;/ace
Fig.13-4. Theintegral ofj-riover
aclosed surface istherate ofchange of
thetotal charge Qinside.vAt,which when multiplied bythecharge density pwillgiveAq.Thus
Aq=pv-nASAt.
Thecharge perunittimeisthenpv-nAS,from which weget
j=pv. (13.3)
Ifthecharge distribution consists ofindividual charges, sayelectrons, each
withthecharge qandmoving withthemean velocity v,thenthecurrent density is
j=Nqv, (13.4)
where Nisthenumber ofcharges perunitvolume.
Thetotal charge passing perunit time through anysurface Siscalled the
electric current, I.Itisequal totheintegral ofthenormal component oftheflow
through alloftheelements ofthesurface:
1=/sj-has (135)
(seeFig. 13-3).
Thecurrent Ioutofaclosed surface Srepresents therateatwhich charge
leaves thevolume Venclosed byS.One ofthebasic laws ofphysics isthat
electric charge isindestructible; itisnever lostorcreated. Electric charges can
move from place toplace butnever appear from nowhere. Wesaythatcharge is
conserved. Ifthere isanetcurrent outofaclosed surface, theamount ofcharge
inside must decrease bythecorresponding amount (Fig. 13-4). Wecan,therefore,
write thelawoftheconservation ofcharge as
/1'-nds=-§;<Q...1..). (13.6)anyclosedsurface
Thecharge inside canbewritten asavolume integral ofthecharge density:
Qinside = [
V
inside S
Ifweapply (13.6) toasmall volume AV,weknow thattheleft-hand integral
isV-jAV.Thecharge inside ispAV,sotheconservation ofcharge canalsobe
written as
. 6v-1=-;f (13.8)
(Gauss’ mathematics onceagainl).
13-3 Themagnetic force onacurrent
Now weareready tofindtheforce onacurrent-carrying wireinamagnetic
field. Thecurrent consists ofcharged particles moving withthevelocity valong
thewire. Each charge feelsatransverse force
F=qvXB
(Fig. 13-5a). Ifthere areNsuchcharges perunitvolume, thenumber inasmall
volume AVofthewireisNAV.Thetotal magnetic force AFonthevolume AV
isthesumoftheforces ontheindividual charges, thatis,
AF=(NAV)(qv XB).
ButNqvisjustj,so
AF=jXBAV (13.9)
(Fig. 13-5b). Theforce perunitvolume isjXB.
13-2
Ifthecurrent isuniform across awirewhose cross-sectional areaisA,we
maytakeasthevolume element acylinder withthebaseareaAandthelength
AL.Then
AF=jXBAAL. (13.10)
Now wecancalljAthevector current Iinthewire. (Itsmagnitude istheelectric
current inthewire, anditsdirection isalong thewire.) Then
AF=IXBAL. (13.11)
Theforce perunitlength onawireisIXB.
Thisequation gives theimportant result thatthemagnetic force onawire,
duetothemovement ofcharges init,depends only onthetotal current, andnoton
theamount ofcharge carried byeach particle—or even itssign! Themagnetic
force onawirenearamagnet iseasily shown byobserving itsdeflection when a
current isturned on,aswasdescribed inChapter 1(seeFig.1-6).
13-4 Themagnetic fieldofsteady currents; Ampere’s law
Wehaveseenthatthere isaforce onawireinthepresence ofamagnetic field,
produced, say,byamagnet. From theprinciple thataction equals reaction we
might expect thatthere should beaforce onthesource ofthemagnetic field, i.e.,
onthemagnet, when there isacurrent through thewire.* There areindeed such
forces, asisseenbythedeflection ofacompass needle nearacurrent-carrying
wire. Now weknow thatmagnets feelforces from other magnets, sothatmeans
thatwhen there isacurrent inawire, thewire itself generates amagnetic field.
Moving charges, then, produce amagnetic field. Wewould likenow totryto
discover thelawsthatdetermine howsuch magnetic fields arecreated. Thequestion
is:Given acurrent, what magnetic fielddoesitmake? Theanswer tothisquestion
wasdetermined experimentally bythree critical experiments andabrilliant
theoretical argument given byAmpere. Wewillpassoverthisinteresting historical
development andsimply saythatalarge number ofexperiments havedemonstrated
thevalidity ofMaxwell’s equations. Wetakethem asourstarting point. Ifwe
droptheterms involving timederivatives inthese equations wegettheequations of
magnetostatics:
V~B=0 (13.12)
and
c2V><B= (13.13)0
These equations arevalid only ifallelectric charge densities areconstant andall
currents aresteady, sothattheelectric andmagnetic fields arenotchanging with
time—all ofthefields are“static.”
Wemayremark thatitisrather dangerous tothink thatthere issuchathing
asastatic magnetic situation, because there must becurrents inorder togeta
magnetic fieldatall—and currents cancome onlyfrom moving charges. “Mag-
netostatics” is,therefore, anapproximation. Itrefers toaspecial kind ofdynamic
situation withlarge numbers ofcharges inmotion, which wecanapproximate by
asteady flowofcharge. Only then canwespeak ofacurrent density jwhich does
notchange with time. Thesubject should more accurately becalled thestudy of
steady currents. Assuming thatallfields aresteady, wedrop allterms in6E/61
and6B/8t from thecomplete Maxwell equations, Eqs. (2.41), and obtain the
twoequations (13.12) and(13.13) above. Also notice thatsince thedivergence of
thecurlofanyvector isnecessarily zero, Eq.(13.13) requires thatV-j=0.This
istrue, byEq.(13.8), only if6p/6t iszero. Butthatmust besoifEisnotchanging
withtime, soourassumptions areconsistent.
*Wewillseelater, however, thatsuchassumptions arenotgenerally correct forelectro-
magnetic forces!
13-3B
\I u->_ up I
|I __ I -1»
ll V 11
,1»-> lo->
F
(0)
i>“~l‘TlCD
D
in‘P
O-"' I—->
-—->
(bl
Fig. 13-5. Themagnetic force ona
current-carrying wire isthesum ofthe
forces ontheindividual moving charges.
Mil);Fig. l3-6. The line integral ofthe
tangential component ofBisequal tothe
surface integral ofthenormal component
ofVXB.Therequirement thatV-j=0means thatwemayonlyhavecharges which
flowinpaths thatclose back onthemselves. They may, forinstance, flowinwires
that form complete loops—called circuits. Thecircuits may, ofcourse, contain
generators orbatteries thatkeep thecharges flowing. Butthey may notinclude
condensers which arecharging ordischarging. (We will, ofcourse, extend the
theory later toinclude dynamic fields, butwewant firsttotakethesimpler caseo_f'
steady currents.)
Now letuslook atEqs. (13.12) and(13.13) toseewhat they mean. Thefirst
onesaysthatthedivergence ofBiszero. Comparing ittotheanalogous equation
inelectrostatics, which says thatV-E=p/so, wecanconclude thatthere isno
magnetic analog ofanelectric charge. There arenomagnetic charges from which
lines ofBcanemerge. Ifwethink interms of“lines” ofthevector fieldB,theycan
never start andthey never stop. Then where dotheycome from? Magnetic fields
“appear” inthepresence ofcurrents; they have acurlproportional tothecurrent
density. Wherever there arecurrents, there arelines ofmagnetic field making
loops around thecurrents. Since lines ofBdonotbegin orend, they willoften
close back onthemselves, making closed loops. Butthere canalsobecomplicated
situations inwhich thelines arenotsimple closed loops. Butwhatever they do,
they never diverge from points. Nomagnetic charges have ever been discovered,
soV-B=0.This much istruenotonly formagnetostatics, itisalways true—
even fordynamic fields.
Theconnection between theBfieldandcurrents iscontained inEq.(13.13).
Here wehave anewkind ofsituation which isquite different from electrostatics,
where wehadVXE=O.That equation meant thatthelineintegral ofEaround
anyclosed path iszero:
)£E~ds =O.
loop
Wegotthatresult from Stokes’ theorem, which saysthattheintegral around any
closed pathofanyvector fieldisequal tothesurface integral ofthenormal com-
ponent ofthecurlofthevector (taken over anysurface which hastheclosed loop
asitsperiphery). Applying thesame theorem tothemagnetic field vector and
using thesymbols shown inFig.13-6, weget
7;}?-ds =f(VXB)-ndS. (13.14)r s
Taking thecurlofBfrom Eq.(13.13), wehave
l .
Theintegral overj,according to(13.5), isthetotal current Ithrough thesurface S.
Since forsteady currents thecurrent through Sisindependent oftheshape ofS,
solong asitisbounded bythecurve I‘,oneusually speaks of“thecurrent through
theloop I‘.”Wehave, then, ageneral law: thecirculation ofBaround anyclosed
curve isequal tothecurrent Ithrough theloop, divided bye0c2:
£3.43 =@3521. (13_16)soc?
Thislaw—called Ampere’s Iaw—plays thesame roleinmagnetostatics thatGauss’
lawplayed inelectrostatics. Ampere’s lawalone doesnotdetermine Bfrom cur-
rents; wemust, ingeneral, also useV-B=0.But, aswewillseeinthenext
section, itcanbeused tofindthefield inspecial circumstances which have certain
simple symmetries. -
13—4
13-5 Themagnetic fieldofastraight wireandofasolenoid; atomic
currents
Wecanillustrate theuseofAmpere’s lawbyfinding themagnetic fieldnear
awire. Weask: What isthefield outside along straight wire with acylindrical
cross section‘? Wewillassume something which maynotbeatallevident, butwhich
isnevertheless true: thatthefieldlines ofBgoaround thewireinclosed circles.
Ifwemake thisassumption, then Ampere’s law,Eq.(13.16), tellsushowstrong the
fieldis.From thesymmetry oftheproblem, Bhasthesame magnitude atall
points onacircle concentric withthewire(seeFig.13-7). Wecanthendotheline
integral ofB-dsquite easily; itisjustthemagnitude ofBtimes thecircumference.
Ifristheradius ofthecircle, then
fB-ds =B-21rr.
Thetotal current through theloop ismerely thecurrent Iinthewire, so
IB-21rr =—-2,EQC
or
12I
Thestrength ofthemagnetic field drops ofiinversely asr,thedistance from the
axisofthewire. Wecan,ifwewish, write Eq.(13.17) invector form. Remembering
thatBisatright angles both toIandtor,wehave
_ 121Xe,B-mg); ir—-- (13.18)
Wehave separated outthefactor l/41re0c2, because itappears often. Itis
worth remembering thatitisexactly 10"’ (inthemkssystem), since anequation
like(13.17) isused todefine theunitofcurrent, theampere. Atonemeter from a
current ofoneampere themagnetic field is2Xl0‘7 webers persquare meter.
Since acurrent produces amagnetic field, itwillexert aforce onanearby wire
which isalsocarrying acurrent. InChapter 1wedescribed asimple demonstration
oftheforces between twocurrent-carrying wires. Ifthewires areparallel, each is
atright angles totheBfield oftheother; thewires should then bepushed either
toward oraway from each other. When currents areinthesame direction, the
wires attract; when thecurrents aremoving inopposite directions, thewires repel.
Kill
go\\\\\\‘
'~IIIIIIIIIIIIEHIIIIIIII '‘l /Fig. 13-7. Themagnetic field outside
ofalong wire carrying thecurrent l.
."#1)! Fig. l3—8. The magnetic field ofa
|_|E5 long solenoid.I
r+'=:aaaarrm:§::aa::a:::°"ii //-"#»..,~-lllllliilili-iiliilllll -1Illlllllllllllllllllll
OFB
Let’s take another example thatcanbeanalyzed byAmpere’s lawifweadd
some knowledge about thefield. Suppose wehave along coilofwire wound ina
tight spiral, asshown bythecross sections inFig. l3—8. Such acoiliscalled a
solenoid. Weobserve experimentally thatwhen asolenoid isvery long compared
with itsdiameter, thefield outside isvery small compared with thefield inside.
Using justthatfact,together withAmpere’s law,wecanfindthesizeofthefield
inside.
Since thefieldstays inside (andhaszerodivergence), itslinesmust goalong
parallel totheaxis, asshown inFig.l3—8. That being thecase, wecanuseAmpere’s
lawwiththerectangular “curve” I‘shown inthefigure. Thisloopgoesthedistance
13-5
Fig.13-9. Themagnetic fieldoutside
ofasolenoid.Linside thesolenoid, where thefieldis,say,B0,thengoesatright angles tothe
field, andreturns along theoutside, where thefieldisnegligible. Thelineintegral
ofBforthiscurve isjustBOL, anditmust be1/eocz times thetotal current through
I‘,which isNIifthere areNturns ofthesolenoid inthelength L.Wehave
NIBQL = E0?’
Or,letting nbethenumber ofturns perunitlength ofthesolenoid (that is,n=
N/L), weget
1B0= (13.19)
What happens tothelines ofBwhen they gettotheendofthesolenoid?
Presumably, theyspread outinsome wayandreturn toenter thesolenoid atthe
other end,assketched inFig.13-9. Such afieldisjustwhat isobserved outside of
abarmagnet. Butwhat isamagnet anyway ?Ourequations saythatBcomes from
thepresence ofcurrents. Yetweknow thatordinary barsofiron(nobatteries or
generators) alsoproduce magnetic fields. You might expect thatthere should be
some other terms ontheright-hand sideof(13.12) or(13.13) torepresent “the
density ofmagnetic iron” orsome such quantity. Butthere isnosuch term. Our
theory saysthatthemagnetic effects ofironcome from some internal currents
which arealready taken careofbythejterm.
Matter isverycomplex when looked atfrom afundamental point ofview—as
wesawwhen wetried tounderstand dielectrics. Inorder nottointerrupt ourpres-
entdiscussion, wewillwaituntil later todealindetail with theinterior mechanisms
ofmagnetic materials likeiron. You willhave toaccept, forthemoment, thatall
magnetism isproduced from currents, andthatinapermanent magnet there are
permanent internal currents. Inthecaseofiron, these currents come from electrons
spinning around theirownaxes. Every electron hassuchaspin,which corresponds
toatinycirculating current. Ofcourse, oneelectron doesn’t produce much mag-
netic field, butinanordinary piece ofmatter there arebillions andbillions ofelec-
trons. Normally these spin andpoint every which way, sothat there isnonet
efl"ect. Themiracle isthatinavery fewsubstances, likeiron, alarge fraction of
theelectrons spinwiththeiraxesinthesame direction—for iron,twoelectrons from
each atom takes partinthiscooperative motion. Inabarmagnet there arelarge
numbers ofelectrons allspinning inthesame direction and, aswewillsee,their
total efiect isequivalent toacurrent circulating onthesurface ofthebar. (This is
quite analogous towhat wefound fordielectrics—that auniformly polarized di-
electric isequivalent toadistribution ofcharges onitssurface.) Itis,therefore, no
accident thatabarmagnet isequivalent toasolenoid.
13-6 Therelativity ofmagnetic andelectric fields
When wesaidthat themagnetic force onacharge wasproportional toits
velocity, youmay have wondered: “What velocity? With respect towhich refer-
enceframe?” Itis,infact,clear from thedefinition ofBgiven atthebeginning of
thischapter thatwhat thisvector iswilldepend onwhat wechoose asareference
frame forourspecification ofthevelocity ofcharges. Butwehave saidnothing
about which istheproper frame forspecifying themagnetic field.
Itturns outthatanyinertial frame willdo.Wewillalsoseethatmagnetism
andelectricity arenotindependent things—that theyshould always betaken to-
gether asonecomplete electromagnetic field. Although inthestatic caseMaxwell’s
equations separate intotwodistinct pairs, onepairforelectricity andonepairfor
magnetism, with noapparent connection between thetwofields, nevertheless, in
nature itself there isaveryintimate relationship between them thatarises from the
principle ofrelativity. Historically, theprinciple ofrelativity wasdiscovered after
Maxwell’s equations. Itwas, infact, thestudy ofelectricity andmagnetism which
ledultimately toEinstein’s discovery ofhisprinciple ofrelativity. Butlet’s see
13-6
l-l"°Q q
r S S’
\
\0-» \ '
-=—-¢-:..- -c-.—.— ~~-¢--Cr.:- ta).' " ' 1 ‘‘fr “” ‘"' ""
Fig. l3—lO. Theinteraction ofacurrent-carrying wire andaparticle with the
charge qasseen intwoframes. lnframe S(part a),thewire isatrest, inframe
S’(part bl,thecharge isatrest.
whatourknowledge ofrelativity would tellusabout magnetic forces ifweassume
thattherelativity principle isapplicable—as itis—to electromagnetism.
Suppose wethink about what happens when anegative charge moves with
velocity v0parallel toacurrent-carrying wire, asinFig.l3~l0. Wewilltrytounder-
stand what goesonintworeference frames: onefixed withrespect tothewire,
asinpart(a)ofthefigure, andonefixed withrespect totheparticle, asinpart(b).
Wewillcallthefirstframe Sandthesecond S’.
IntheS-frame, there isclearly amagnetic force ontheparticle. Theforce is
directed toward thewire, soifthecharge ismoving freely wewould seeitcurve in
toward thewire. ButintheS’-frame there canbenomagnetic force ontheparticle,
because itsvelocity iszero. Does it,therefore, staywhere itis?Would wesee
difierent things happening inthetwosystems? Theprinciple ofrelativity would
saythatinS’weshould alsoseetheparticle move closer tothewire. Wemust
trytounderstand whythatwould happen.
Wereturn toouratomic description ofawirecarrying acurrent. Inanormal
conductor, likecopper, theelectric currents come from themotion ofsome ofthe
negative electrons—ca1led theconduction electrons—while thepositive nuclear
charges andtheremainder oftheelectrons stayfixed inthebody ofthematerial.
Weletthedensity oftheconduction electrons bep_andtheirvelocity inSbev.
Thedensity ofthecharges atrestinSisp+,which must beequal tothenegative
ofp_,since weareconsidering anuncharged wire. There isthus noelectric field
outside thewire, andtheforce onthemoving particle isjust
F=qU()><B.
Using theresult wefound inEq.(13.18) forthemagnetic field atthedistance
rfrom theaxisofawire, weconclude thattheforce ontheparticle isdirected
toward thewireandhasthemagnitude
__ 1 2IqU[)
F_4111002. r
Using Eqs. (13.4) and(13.5), thecurrent Icanbewritten asp_vA, where Ais
theareaofacross section ofthewire. Then
l 2qp_Am10F=__ .___. _4'rre0c2 r (1320)
Wecould continue totreat thegeneral case ofarbitrary velocities forvand110,
butitwillbejustasgood tolook atthespecial case inwhich thevelocity 00of
theparticle isthesame asthevelocity voftheconduction electrons. Sowewrite
00=v,andEq.(13.20) becomes
_qP-Af_ F-27% rC2 (13.21)
Now weturnourattention towhat happens inS’,inwhich theparticle isat
restandthewireisrunning past(toward theleftinthefigure) withthespeed v.
Thepositive charges moving with thewirewillmake some magnetic fieldB’at
theparticle. Buttheparticle isnowatrest,sothere isnomagnetic force onit!
Ifthere isanyforce ontheparticle, itmust come from anelectric field. Itmust
l3-7
0)bethatthemoving wire hasproduced anelectric field. Butitcandothatonlyifit
appears charged—it must bethataneutral wirewithacurrent appears tobecharged
when setinmotion. '
Wemust lookintothis. Wemust trytocompute thecharge density inthe
wireinS’from what weknow about itinS.Onemight, atfirst, think theyarethe
same; butweknow thatlengths arechanged between SandS’(seeChapter 15,
Vol. I),sovolumes willchange also. Since thecharge densities depend onthe
volume occupied bycharges, thedensities willchange, too.
Before wecandecide about thecharge densities inS’,wemust know what
happens totheelectric charge ofabunch ofelectrons when thecharges aremoving.
Weknow thattheapparent mass ofaparticle changes by1/\/1 —v2/c2. Does
itscharge dosomething similar? No! Charges arealways thesame, moving or
not. Otherwise wewould notalways observe thatthetotal charge isconserved.
Suppose thatwetake ablock ofmaterial, sayaconductor, which isinitially
uncharged. Now weheat itup.Because theelectrons have adifi"erent mass than
theprotons, thevelocities oftheelectrons andoftheprotons willchange bydifier-
entamounts. Ifthecharge ofaparticle depended onthespeed oftheparticle carry-
ingit,intheheated block thecharge oftheelectrons andprotons would nolonger
balance. Ablock would become charged when heated. Aswehave seenearlier, a
verysmall fractional change inthecharge ofalltheelectrons inablock would give
risetoenormous electric fields. Nosuchefi"ect haseverbeenobserved.
Also, wecanpoint outthatthemean speed oftheelectrons inmatter depends
onitschemical composition. Ifthecharge onanelectron changed with speed, the
netcharge inapiece ofmaterial would bechanged inachemical reaction. Again,
astraightforward calculation shows thateven avery small dependence ofcharge
onspeed would giveenormous fields from thesimplest chemical reactions. No
such effect isobserved, andweconclude thattheelectric charge ofasingle particle
isindependent ofitsstateofmotion.
Sothecharge qonaparticle isaninvariant scalar quantity, independent of
theframe ofreference. That means thatinanyframe thecharge density ofa
distribution ofelectrons isjustproportional tothenumber ofelectrons perunit
volume. Weneed only worry about thefactthatthevolume canchange because
oftherelativistic contraction ofdistances.
Wenow apply these ideas toourmoving wire. Ifwetake alength L0ofthe
wire, inwhich there isacharge density poofstationary charges, itwillcontain
thetotal charge Q=p0L0A 0.Ifthesame charges areobserved inadifferent frame
tobemoving with velocity v,theywillallbefound inapiece ofthematerial with
theshorter length
L=Lox/l —v2/c2, (13.22)
butwiththesame areaA0(since dimensions transverse tothemotion areun-
changed). SeeFig.13-11.
Ifwecallpthedensity ofcharges intheframe inwhich they aremoving, the
total charge QwillbepLA0.This must alsobeequal top0LOA,because charge is
thesame inanysystem, sothatpL=p0L0 or,from (13.22),
Pp=Wm (13.23)
Loid 5 Pf L’-———-"ll S,
I_- .
\_-/,p4
A‘r4
__',-
1.'_ _ . '‘--I I
A A V=0 AreaA Q! V ‘1'90
Fig. 13-1 l.Ifadistribution ofcharged particles atresthasthecharge density
pg,thesame charges willhave thedensity p=pg/\/l -—vi/c1 when seen from a
frame with therelative velocity v.
13-8
Thecharge density ofamoving distribution ofcharges varies inthesame wayasthe
relativistic mass ofaparticle.
Wenow usethisgeneral result forthepositive charge density p+ofourwire.
These charges areatrestinframe S.InS’,however, where thewire moves with
thespeed v,thepositive charge density becomes
P+-p’=————— - 13.24+ \/1—122/c2 ( )
Thenegative charges areatrestinS’.Sotheyhavetheir “rest density” p0in
thisframe. InEq.(13.23) p0=p’_,because theyhave thedensity p’_when the
wireisatrest,i.e.,inframe S,where thespeed ofthenegative charges isv.For
theconduction electrons, wethenhavethat
or
p’_=p_\/1 —v2/c2. (13.26)
Now wecanseewhythere areelectric fields inS’—-because inthisframe the
wirehasthenetcharge density p’given by
P’=P5.+p’_-
Using (13.24) and(13.26), wehave
pd-'=i—+ _\/1- 22.”\/I'T527F ” "’°
Since thestationary wire isneutral, p__=—p+, andwehave
22
P’=9+7TL ' (13.27)
Ourmoving wireispositively charged andwillproduce anelectric fieldE’atthe
external stationary particle. Wehave already solved theelectrostatic problem ofa
uniformly charged cylinder. Theelectric field atthedistance rfrom theaxisofthe
cylinder is
13'=LA=__P+_A_"2i/C2 . (13.28)2750' 21re0r\/l —v2/c2
Theforce onthenegatively charged particle istoward thewire. Wehave, atleast,
aforce inthesame direction from thetwopoints ofview; theelectric force inS’
hasthesame direction asthemagnetic force inS.
Themagnitude oftheforce inS’is
F’=-‘LPl’!_-?_"2/‘2 - (13.29)21re0 r\/Tip?
Comparing thisresult forF’with ourresult forFinEq.(13.21), weseethatthe
magnitudes oftheforces arealmost identical from thetwopoints ofview. Infact,
F, = s
—vc
soforthesmall velocities wehave been considering, thetwoforces areequal.
Wecansaythat forlowvelocities, atleast, weunderstand thatmagnetism and
electricity arejust“two ways oflooking atthesame thing.”
Butthings areeven better than that. Ifwetake into account thefactthat
forces alsotransform when wegofrom onesystem totheother, wefindthatthe
twoways oflooking atwhat happens doindeed givethesame physical result for
anyvelocity.
13—9
S
lb)
Fig. 13-12. Inframe Sthecharge
density iszero and thecurrent density is
i.There isonly amagnetic field. InS’,
there isacharge density p',andadiffer-
entcurrent density i’.Themagnetic field
B’isdifferent and there isanelectric
field E’.Onewayofseeing thisistoaskaquestion like:What transverse momentum
willtheparticle have aftertheforce hasacted foralittlewhile? Weknow from
Chapter 16ofVol.Ithatthetransverse momentum ofaparticle should bethesame
inboth theS-andS’-frames. Calling thetransverse coordinate y,wewant to
compare Ap,,andAp§,. Using therelativistically correct equation ofmotion,
F=dp/dt, weexpect thatafter thetimeAtourparticle willhave atransverse
momentum Ap,intheS-system given by
Ap,,=FAt. (13.31)
IntheS’-system, thetransverse momentum willbe
Ap;=F’At’. (13.32)
Wemust, ofcourse, compare ApyandApf,forcorresponding time intervals Atand
At’. Wehave seeninChapter 15ofVol.Ithatthetimeintervals referred toa
moving particle appear tobelonger than those intherestsystem oftheparticle.
Since ourparticle isinitially atrestinS’,weexpect, forsmall At,that
IA
—vc
andeverything comes outO.K. From (13.31) and(13.32),
AL;=F’At'
Ap, FAt’
which isjust =1ifwecombine (13.30) and(13.33).
Wehave found thatwegetthesame physical result whether weanalyze the
motion ofaparticle moving along awireinacoordinate system atrestwithrespect
tothewire, orinasystem atrestwithrespect totheparticle. Inthefirstinstance,
theforce waspurely “magnetic,” inthesecond, itwaspurely “electric.” Thetwo
points ofviewareillustrated inFig.13-12 (although there isstillamagnetic field
B’inthesecond frame, itproduces noforces onthestationary particle).
Ifwehadchosen stillanother coordinate system, wewould have found a
different mixture ofEandBfields. Electric andmagnetic forces arepart ofone
physical phenomenon—the electromagnetic interactions ofparticles. Thesepara-
tionofthisinteraction intoelectric andmagnetic parts depends very much onthe
reference frame chosen forthedescription. Butacomplete electromagnetic de-
scription isinvariant; electricity andmagnetism taken together areconsistent
withEinstein’s relativity.
Since electric andmagnetic fields appear indifferent mixtures ifwechange our
frame ofreference, wemust becareful about howwelookatthefields EandB.
Forinstance, ifwethink of“lines” ofEorB,wemust notattach toomuch reality
tothem. Thelinesmaydisappear ifwetrytoobserve them from adilferent co-
ordinate system. Forexample, insystem S’there areelectric field lines, which we
donotfind“moving pastuswith velocity vinsystem S.”Insystem Sthere areno
electric fieldlines atall!Therefore itmakes nosense tosaysomething like: When
Imove amagnet, ittakes itsfield with it,sothelines ofBarealsomoved. There
isnowaytomake sense, ingr1€1'fll, outoftheideaof“the speed ofamoving field
line.” Thefields areourwayofdescribing what goes onatapoint inspace. In
particular, EandBtellusabout theforces thatwillactonamoving particle. The
question “What istheforce onacharge from amoving magnetic field?”doesn’t
mean anything precise. Theforce isgiven bythevalues ofEandBatthecharge,
andtheformula (13.1) isnottobealtered ifthesource ofEorBismoving (itis
thevalues ofEandBthatwillbealtered bythemotion). Ourmathematical de-
scription deals only with thefields asafunction ofx,y,z,andtwith respect to
some inertial frame.
Wewilllater bespeaking of“awave ofelectric andmagnetic fields travelling
through space,” as,forinstance, alight wave. Butthatislikespeaking ofawave
travelling onastring. Wedon’t then mean thatsome partofthestring ismoving
13-10
inthedirection ofthewave, wemean thatthedisplacement ofthestring appears
firstatoneplace andlater atanother. Similarly, inanelectromagnetic wave, the
wave travels; butthemagnitude ofthefields change. Sointhefuture when we-or
someone else—speaks ofa“moving” field, youshould think ofitasjustahandy,
short wayofdescribing achanging field insome circumstances.
13-7 Thetransformation ofcurrents andcharges
You may have worried about thesimplification wemade above when we
took thesame velocity vfortheparticle andfortheconduction electrons inthe
wire. Wecould goback andcarry through theanalysis again fortwodifferent
velocities, butitiseasier tosimply notice thatcharge andcurrent density arethe
components ofafour-vector (seeChapter 17,Vol. I).
Wehaveseenthatifpoisthedensity ofthecharges intheirrestframe, then
inaframe inwhich theyhavethevelocity v,thedensity is
p=_iL_.\/1—222/c2
Inthatframe theircurrent density is
j=pv=—1”°—"2/;- (13.34)\/-1)
Now weknow thattheenergy Uandmomentum pofaparticle moving with
velocity varegiven by
U= "1002 P= mov
V1-02/c2 \/1-112/c2
where moisitsrestmass. Wealsoknow thatUandpformarelativistic four-vector.
Since pandjdepend onthevelocity vexactly asdoUandp,wecanconclude thatp
andjarealsothecomponents ofarelativistic four-vector. Thisproperty isthekey
toageneral analysis ofthefieldofawiremoving withanyvelocity, which we
would needifwewant todotheproblem again withthevelocity v0oftheparticle
different from thevelocity oftheconduction electrons.
Ifwewish totransform pandjtoacoordinate system moving with avelocity
uinthex-direction, weknow thatthey transform justliketand(x,y,z),sothat
wehave(seeChapter 15,Vol.I)
X— . 1'1—up I Ix ='-i”'—-is J =-i——i*is
\/1—-u2/c2 x \/1—uz/c2
-1 -
J/"=J’: J11=Jib
#=a n=n
1'=-——-’T“"’°21p’=———”_"j"/C2- (13.35)\/l—u2/c2 \/1—uz/c2
With these equations wecanrelate charges andcurrents inoneframe tothose
inanother. Taking thecharges andcurrents ineither frame, wecansolve the
electromagnetic problem inthat frame byusing ourMaxwell equations. The
result weobtain forthemotions ofparticles willbethesame nomatter which frame
wechoose. Wewillreturn atalater time totherelativistic transformations ofthe
electromagnetic fields.
13-8 Superposition; theright-hand rule
Wewillconclude thischapter bymaking twofurther points regarding the
subject ofmagnetostatics. First, ourbasic equations forthemagnetic field,
V-B=0, V><B=j/czeo,
13-ll
arelinear inBandj.That means thattheprinciple ofsuperposition alsoapplies
tomagnetic fields. Thefield produced bytwodifferent steady currents isthesum
oftheindividual fields from eachcurrent acting alone. Oursecond remark con-
cerns theright-hand rules which wehave encountered (such astheright-hand
ruleforthemagnetic field produced byacurrent). Wehave alsoobserved thatthe
magnetization ofanironmagnet istobeunderstood from thespinoftheelectrons
inthematerial. Thedirection ofthemagnetic fieldofaspinning electron isrelated
toitsspinaxisbythesame right-hand rule. Because Bisdetermined bya“handed”
rule—involving either across product oracurl-it iscalled anaxial vector. (Vec-
torswhose direction inspace does notdepend onareference toaright orlefthand
arecalled polar vectors. Displacement, velocity, force, andE,forexample, are’
polar vectors.)
Physically observable quantities inelectromagnetism arenot,however, right-
(orleft-) handed. Electromagnetic interactions aresymmetrical under reflection
(seeChapter 52,Vol.I).Whenever magnetic forces between twosetsofcurrents are
computed, theresult isinvariant withrespect toachange inthehand convention.
Ourequations lead, independently oftheright-hand convention, totheendresult
thatparallel currents attract, orthatcurrents inopposite directions repel. (Try
working outtheforce using “left-hand rules.”) Anattraction orrepulsion isa
polar vector. Thishappens because indescribing anycomplete interaction, we
usetheright-hand ruletwice--once tofindBfrom currents, again tofindtheforce
thisBproduces onasecond current. Using theright-hand ruletwice isthesame
asusing theleft-hand ruletwice. Ifweweretochange ourconventions toaleft-
hand system allourBfields would bereversed, butallforces—or, what isperhaps
more relevant, theobserved accelerations ofobjects—would beunchanged.
Although physicists have recently found totheir surprise thatallthelaws of
nature arenotalways invariant formirror reflections, thelaws ofelectromagnetism
dohave such abasic symmetry.
13-12
I4
The Magnetic Field inVarious Situations
14-1 Thevector potential
Inthischapter wecontinue ourdiscussion ofmagnetic fields associated with
steady currents—the subject ofmagnetostatics. Themagnetic fieldisrelated to
electric currents byourbasic equations
v-B=0, (14.1)
¢’v><B= (14.2)
Wewant nowtosolve these equations mathematically inageneral way, thatis,
without requiring anyspecial symmetry orintuitive guessing. Inelectrostatics,
wefound thatthere wasastraightforward procedure forfinding thefieldwhen the
positions ofallelectric charges areknown: Onesimply works outthescalar
potential ¢bytaking anintegral overthecharges—as inEq.(4.25). Then ifone
wants theelectric field, itisobtained from thederivatives of¢.Wewillnowshow
thatthere isacorresponding procedure forfinding themagnetic fieldBifweknow
thecurrent density jofallmoving charges.
Inelectrostatics wesawthat(because thecurlofEwasalways zero) itwas
possible torepresent Easthegradient ofascalar fieldqs.Now thecurlofBisnot
always zero, soitisnotpossible, ingeneral, torepresent itasagradient. However,
thedivergence ofBisalways zero, andthismeans thatwecanalways represent Bas
thecurlofanother vector field. For,aswesawinSection 2-8,thedivergence ofa
curlisalways zero. Thus wecanalways relate BtoafieldwewillcallAby
B=VXA. (14.3)
Or,bywriting outthecomponents,
£'2_?_/11oz’B:c=(vXA):i:= ay
6A,, 8A
8A 8AB,=(VXA),=-5;"—-5J-;3-
Writing B=VXAguarantees thatEq.(14.1) issatisfied, since, necessarily,
V-B =V-(V XA) =0.
ThefieldAiscalled thevector potential.
Youwillremember thatthescalar potential ¢wasnotcompletely specified
byitsdefinition. Ifwehavefound ¢forsome problem, wecanalways findanother
potential ¢'thatisequally good byadding aconstant:
¢’=¢+C-
Thenewpotential ¢’gives thesame electric fields, since thegradient VCiszero;
¢’and¢represent thesame physics.
Similarly, wecanhave difierent vector potentials Awhich givethesame
magnetic fields. Again, because Bisobtained from Abydifferentiation, adding a
14--114-1 Thevector potential
14-2 Thevector potential ofknown
currents
14-3 Astraight wire
14-4 Along solenoid
14-5 Thefieldofasmall loop; the
magnetic dipole
14-6 Thevector potential ofa
circuit
14-7 ThelawofBiotandSavart
constant toAdoesn’t change anything physical. Butthere isevenmore latitude
forA.WecanaddtoAanyfieldwhich isthegradient ofsome scalar field, without
changing thephysics. Wecanshow thisasfollows. Suppose wehave anAthat
gives correctly themagnetic field Bforsome realsituation, andaskinwhat cir-
cumstances some other newvector potential A’willgivethesame fieldBifsub-
stituted into(14.3). Then AandA’must have thesame curl:
B=VXA’=VXA.
Therefore
VXA’—VXA=VX(A’—A)=0.
Butifthecurlofavector iszero itmust bethegradient ofsome scalar field, say
1,0,soA’—A=Vii. That means thatifAisasatisfactory vector potential fora
problem then, forany1/1atall,
.4’=A+vi (14.5)
willbeanequally satisfactory vector potential, leading tothesame field B.
Itisusually convenient totake some ofthe“latitude” outofAbyarbitrarily
placing some other condition onit(inmuch thesame waythatwefound itcon-
venient—often—to choose tomake thepotential ¢zero atlarge distances). We
can,forinstance, restrict Abychoosing arbitrarily what thedivergence ofAmust
be.Wecanalways dothatwithout affecting B.This isbecause although A’and
Ahave thesame curl, andgivethesame B,they donotneed tohave thesame
divergence. Infact,V-A’=V-A+V2://,andbyasuitable choice ofipwecan
make V-A’anything wewish.
What should wechoose forV-A?Thechoice should bemade togetthe
greatest mathematical convenience andwilldepend ontheproblem wearedoing.
Formagnetostatics, wewillmake thesimple choice
V-A =0. (14.6)
(Later, when wetakeupelectrodynamics, wewillchange ourchoice.) Ourcomplete
definition* ofAisthen, forthemoment, VXA=BandV-A=O.
Togetsome experience with thevector potential, let’slook firstatwhat itis
forauniform magnetic fieldB0.Taking ourz-axis inthedirection ofB0,wemust
have
_6A, 6A,,__
B3-TyW"°'
BA 6A
_6A,, 6A,, _
B3"W-F;"B"-
Byinspection, weseethatonepossible solution ofthese equations is
Au=xB0, A,=O, A,=0.
Orwecould equally welltake
A,=—yB0, A,=0, A,=0.
Stillanother solution isalinear combination ofthetwo:
A,=—%yB0, Au=%xB0, A,=0. (14.8)
*Ourdefinition stilldoes notuniquely determine A.Foraunique specification we
would alsohave tosaysomething about howthefieldAbehaves onsome boundary, or
atlarge distances. Itissometimes convenient, forexample, tochoose afield which
goestozeroatlarge distances.
14-2
Itisclear thatforanyparticular fieldB,thevector potential Aisnotunique;
there aremany possibilities.
The third solution, Eq.(14.8), hassome interesting properties. Since the
x-component isproportional to—yandthey-component isproportional to+x,
Amust beatright angles tothevector from thez-axis, which wewillcallr’(the
“prime” istoremind usthatitisnotthevector displacement from theorigin).
Also, themagnitude ofAisproportional to\/x2 +y2and,hence, tor’.SoA
canbesimply written (forouruniform field) as
.4=in><I". (14.9)
Thevector potential Ahasthemagnitude Br’/2 androtates about thez-axis as
shown inFig.14-1. If,forexample, theBfieldistheaxialfieldinside asolenoid,
thenthevector potential circulates inthesame sense asdothecurrents ofthe
solenoid.
Thevector potential forauniform fieldcanbeobtained inanother way.
Thecirculation ofAonanyclosed loopPcanberelated tothesurface integral of
VXAbyStokes’ theorem, Eq.(3.38):
§I_A-ds= (VXA)-nda. (mo)
inside I‘
Buttheintegral ontheright isequal tothefluxofBthrough theloop, so
95.4-ds= fB-nda. (14.11)
1‘ inside I‘
Sothecirculation ofAaround anyloopisequal tothefluxofBthrough theloop.
Ifwetakeacircular loop, ofradius r’inaplane perpendicular toauniform field
B,thefluxisjust
1rr'2B.
Ifwechoose ourorigin onanaxisofsymmetry, sothatwecantakeAascircum-
ferential andafunction onlyofr’,thecirculation willbe
fA-ds=21rr’A =1rr’2B.
Weget,asbefore,
Br’A-3--
Intheexample wehavejustgiven, wehavecalculated thevector potential from
themagnetic field, which isopposite towhat onenormally does. Incomplicated
problems itisusually easier tosolve forthevector potential, andthen determine
themagnetic fieldfrom it.Wewillnowshow howthiscanbedone.
14-2 Thevector potential ofknown currents
Since Bisdetermined bycurrents, soalsoisA.Wewant nowtofindA in
terms ofthecurrents. Westart with ourbasic equation (14.2):
c2V><B=i,E0
which means, ofcourse, that
GavX(VX,4)= (14.12)0
Thisequation isformagnetostatics what theequation
V-V¢=__£1 (14.13)O
wasforelectrostatics.
14-3yl
e»~A
Fig.14-1. Auniform magnetic field
Binthez-direction corresponds toa
vector potential Athatrotates about the
z-axis, with the magnitude A=Br’/2
(r'isthedisplacement from thez-axis).
Fig. 14-2. Thevector potential Aat
point 1isgiven byanintegral over the
current elements |'dVatallpoints 2.E1tn!Ourequation (14.12) forthevector potential looks even more likethat for
¢ifwerewrite VX(VXA)using thevector identity Eq.(2.58):
VX(VXA)=V(V 'A)—V2A. (14.14)
Since wehave chosen tomake V-A=0(and now youseewhy), Eq.(14.12)
becomes
v2.4=- (14.15)
This vector equation means, ofcourse, three equations:
2___1-_, 2=_iv_, 2=_L. vA,,_ 6°C, v.4, G06, v.4, £06, (14.16)
And each ofthese equations ismathematically identical to
v2¢=-§_ (14.17)0
Allwehave learned about solving forpotentials when p1Sknown canbeused for
solving foreach component ofAwhen jisknown!
Wehave seeninChapter 4thatageneral solution fortheelectrostatic equation
(14.17) is
,0,=_1_/15215.471'€(] 7'12
Soweknow immediately thatageneral solution forA,is
.4,,(1)= (14.18)47l'€()C2 7'12
andsimilarly forA,andA,.(Figure 14-2willremind youofourconventions for
r12anddV2.) Wecancombine thethree solutions inthevector form
4(1)=_1— /Kl (14.19)47l"€QC2 T12
(You canverify ifyouwish, bydirect differentiation ofcomponents, thatthisinte-
gralforAsatisfies V-A=0solong asV-j=0,which, aswesaw,must happen
forsteady currents.)
Wehave, then, ageneral method forfinding themagnetic field ofsteady cur-
rents. Theprinciple is:thex-component ofvector potential arising from acurrent
density jisthesame astheelectric potential ¢thatwould beproduced byacharge
density pequal toj,,/c2—and similarly forthey-andz-components. (This principle
works only with components infixed directions. The“radial” component ofA
does notcome inthesame wayfrom the“radial” component ofj,forexample.)
Sofrom thevector current density j,wecanfindAusing Eq.(14.l9)—that is,we
findeach component ofAbysolving three imaginary electrostatic problems for
thecharge distributions pl=j,/c2, p2=j,,/c2, andp3=j,/c2. Then weget
Bbytaking various derivatives ofAtoobtain VXA.It’salittle more compli-
cated than electrostatics, butthesame idea. Wewillnow illustrate thetheory by
solving forthevector potential inafewspecial cases.
14-3 Astraight wire
Forourfirstexample, wewillagain findthefieldofastraight wire-—which we
solved inthelastchapter byusing Eq.(14.2) andsome arguments ofsymmetry.
Wetake along straight wire ofradius a,carrying thesteady current I.Unlike the
charge onaconductor intheelectrostatic case, asteady current inawire isuni-
formly distributed throughout thecross section ofthewire. Ifwechoose our
14-4
coordinates asshown inFig.14-3, thecurrent density vector jhasonlyaz-com-
ponent. Itsmagnitude is
. I,lz=W (14.20)
inside thewire, andzerooutside.
Sincej,andj,,arebothzero, wehaveimmediately
.4,=o, .4,=o.
TogetA,wecanuseoursolution fortheelectrostatic potential ¢ofawirewitha
uniform charge density p=j,/c2. Forpoints outside aninfinite charged cylinder,
theelectrostatic potential is
X¢—'-T1-r?5lI1I",
where r’=\/xi +y2and>1isthecharge perunitlength, 7l'£12p. SoA,must be
_ 1ra21',
A’_ 21re0c2 In’,
forpoints outside alongwirecarrying auniform current. Since 1ra2j, =I,we
canalsowrite
IA, ='-Q-7?;-665 111T’.
Now wecanfindBfrom (14.4). There areonlytwoofthesixderivatives that
arenotzero. Weget
_ I 6 _ I yBx — 5?‘)? '5};11']I‘,— 21re0c2 75>
I 6 I xBI, —W5 -gin?’ —5;? 75’
B,=0.
Wegetthesame result asbefore: Bcircles around thewire, andhasthemagnitude
121
14-4 Alongsolenoid
Next, weconsider again theinfinitely long solenoid with acircumferential
current onthesurface ofnIperunitlength. (Weimagine there arenturns ofwire
perunitlength, carrying thecurrent I,andweneglect theslight pitch ofthewinding.)
Justaswehavedefined a“surface charge density” 0',wedefine herea“sur-
facecurrent density” Jequal tothecurrent perunitlength onthesurface ofthe
solenoid (which is,ofcourse, justtheaverage jtimes thethickness ofthethin
winding). Themagnitude ofJis,here, nI.This surface current (seeFig.14-4) has
thecomponents.
J,=—Jsin ¢, J,=Jcos ¢, J,=0.
Now wemust findAforsuchacurrent distribution.
First, wewish tofindA,forpoints outside thesolenoid. Theresult isthesame
astheelectrostatic potential outside acylinder withasurface charge
a=0'0sin¢,
with0'0=J/c2.Wehavenotsolved suchacharge distribution, butwehavedone
something similar. Thischarge distribution isequivalent totwosolidcylinders of
charge, onepositive andonenegative, withaslight relative displacement oftheir
14-5zl
i.
\i\\\\<=7. P
, Y//
\\\\\_' ____ P
/
Fig.14-3. Along cylindrical wire
along thez-axis with auniform current
density i.
111
1
' 1 I
I I
r ‘\ y
// J-Jr
. / \
'3*\\\%
Fig. 14-4. Along solenoid with a
surface current density J.
lwQ)l
’__ ___
I \\
\J=crv
(£11¢ _/ \
/ \
‘Bl--w~ .4
I» _\
L37
J-0'
/”‘ \
I \
1
Fig. 14-5. Arotating charged cylin-
derproduces amagnetic field inside. A
short radial wire rotating withthecylinder
hascharges induced onitsends.axesinthey-direction. Thepotential ofsuchapairofcylinders isproportional
tothederivative with respect toyofthepotential ofasingle uniformly charged
cylinder. Wecould work outtheconstant ofproportionality, butlet’snotworry
about itforthemoment.
Thepotential ofacylinder ofcharge isproportional tolnr’;thepotential
ofthepairisthen
éllnr’ y
¢°‘W" W‘
Soweknow that
A,=—K . (14.25)
where Kissome constant. Following thesame argument, wewould find
xA,=Kr,—2- (14.26)
Although wesaidbefore thatthere wasnomagnetic fieldoutside asolenoid, we
findnowthatthere isanA-field which circulates around thez-axis, asinFig.14-4.
Thequestion is:Isitscurlzero?
Clearly, B,andB,arezero, and
_6 x__§_ _1
B:-a("P§l of1 2x2 1 2y2
=K<fi_'fi+7§_?? =°-
Sothemagnetic fieldoutside averylongsolenoid isindeed zero, eventhough the
vector potential isnot.
Wecancheck ourresult against something elseweknow: Thecirculation of
thevector potential around thesolenoid should beequal tothefluxofBinside the
coil(Eq.14.11). Thecirculation isA-2-irr’or,since A=K/r’, thecirculation is
21rK. Notice thatitisindependent ofr’.That isjustasitshould beifthere isno
Boutside, because thefluxisjustthemagnitude ofBinside thesolenoid times
11-a2. Itisthesame forallcircles ofradius r’>a.Wehave found inthelastchapter
thatthefieldinside isnI/eocz, sowecandetermine theconstant K:
21rK=M2ii.soc?
or
nIa2K Z -42 0
2606'
Sothevector potential outside hasthemagnitude
2
A=2l€’0‘5c-5 (14.27)
andisalways perpendicular tothevector r’.
Wehave been thinking ofasolenoidal coilofwire, butwewould produce
thesame fields ifwerotated along cylinder with anelectrostatic charge onthe
surface. Ifwehave athincylindrical shell ofradius awith asurface charge a,
rotating thecylinder makes asurface current J=av,where v=awisthevelocity
ofthesurface charge. There willthen beamagnetic field B=aaw/eocz inside
thecylinder.
Now wecanraise aninteresting question. Suppose weputashort piece of
wire Wperpendicular totheaxisofthecylinder, extending from theaxisoutto
thesurface, andfastened tothecylinder sothatitrotates with it,asinFig.14-5.
This wire ismoving inamagnetic field, sothevXBforces willcause theends of
thewire tobecharged (they willcharge upuntil theE-field from thecharges just
balances thevXBforce). Ifthecylinder hasapositive charge, theendofthewire
attheaxiswillhave anegative charge. Bymeasuring thecharge 0T1theendofthe
14-6
wire, wecould measure thespeed ofrotation ofthesystem. Wewould have an
“angular-velocity meter”!
Butareyouwondering: “What ifIputmyself intheframe ofreference ofthe
rotating cylinder? Then there isjustacharged cylinder atrest,andIknow thatthe
electrostatic equations saythere willbenoelectric fields inside, sothere willbeno
force pushing charges tothecenter. Sosomething must bewrong.” Butthere is
nothing wrong. There isno“relativity ofrotation.” Arotating system isnotan
inertial frame, andthelawsofphysics aredifferent. Wemust besuretouseequa-
tionsofelectromagnetism onlywithrespect toinertial coordinate systems.
Itwould beniceifwecould measure theabsolute rotation oftheearth with
suchacharged cylinder, butunfortunately theeffect ismuch toosmall toobserve
evenwiththemost delicate instruments nowavailable.
14-5 Thefield ofasmall loop; themagnetic dipole
Let’s usethevector-potential method tofindthemagnetic field ofasmall
loopofcurrent. Asusual, by“small” wemean simply thatweareinterested in
thefields onlya_tdistances large compared withthesizeoftheloop. Itwillturn
outthatanysmall loopisa“magnetic dipole.” That is,itproduces amagnetic
fieldliketheelectric fieldfrom anelectric dipole.
P
z z
Ry Y
I
Z-_-11-4 it
Fig.14-6. Arectangular loop ofwire with the Fig.14-7. Thedistribution of1,,in
current I.What isthemagnetic field atP?(R>>ci,orb.) thecurrent loopofFig.14-6
Wetakefirstarectangular loop, andchoose ourcoordinates asshown in
Fig.14-6. There arenocurrents inthez-direction, soA,iszero. There arecurrents
inthex-direction onthetwosides oflength a.Ineach leg,thecurrent density
(and current) isuniform. Sothesolution forA,isjustliketheelectrostatic po-
tential fromtwocharged rods(seeFig.14-7). Since therodshaveopposite charges,
theirelectric potential atlarge distances would bejustthedipole potential (Section
6-5). Atthepoint PinFig.14-6, thepotential would be
__ 1P'¢Ie,¢-4_n_€0 ——R2 (14.28)
where pisthedipole moment ofthecharge distribution. Thedipole moment, in
thiscase, isthetotalcharge ononerodtimes theseparation between them:
1;=)(ab_ (14.29)
Thedipole moment points inthenegative y-direction, sothecosine oftheangle
between Randpis-y/R (where yisthecoordinate ofP).Sowehave
__1E2L."’“41.6,,R2R
WegetA,simply byreplacing )\by1/c2:
_ Iab yAx -’ _' ' “RT, '
14-7<-
b '1 X I, I X
II I I
-L ’ 4-++-1-++-1-+i
zl
A
R
/y
X
0-ml‘t
Fig. 14-8. Thevector potential ofa
small current loop attheorigin (inthe
xy-plane); amagnetic dipole field.Bythesame reasoning,
Iab xA,-IE0? fi- (14.31)
Again, A,isproportional toxandA,isproportional to—y,sothevector potential
(atlarge distances) goes incircles around thez-axis, circulating inthesame sense
asIintheloop, asshown inFig.14-8.
Thestrength ofAisproportional toIab,which isthecurrent times thearea
oftheloop. This product iscalled themagnetic dipole moment (or,often, just
“magnetic moment”) oftheloop. Werepresent itby,uI
,.=Iab. (14.32)
Thevector potential ofasmall plane loop ofanyshape (circle, triangle, etc.) is
alsogiven byEqs. (14.30) and(14.31) provided wereplace Iabby
p=I~(area ofloop). (14.33)
Weleave theproof ofthistoyou.
Wecanputourequation invector form ifwedefine thedirection ofthevector
ittobethenormal totheplane oftheloop, with apositive sense given bytheright-
hand rule(Fig. 14-8). Then wecanwrite
_ 1MXR_ 1MX¢'1c_
A_41re0c2 R3 _41re0c*-’ R2If (1434)
Wehave stilltofindB.Using (14.33) and(14.34), together with (14.4), weget
_6#><_Z>5£&'_5E£EF_”'m ““”
(where by...wemean /.1/41reoc2),
6 y_ 3yz
_<9...i‘_ _i __..._1L
..>.1.2.)__m@_£)T rs ,-.5
Thecomponents oftheB-field behave exactly likethose oftheE-field fora
dipole oriented along thez-axis. (See Eqs. (6.14) and (6.15); also Fig. 6-5.)
That’s why wecalltheloop amagnetic dipole. Theword “dipole” isslightly
misleading when applied toamagnetic fieldbecause there arenomagnetic “poles”
thatcorrespond toelectric charges. Themagnetic “dipole field” isnotproduced
bytwo“charges,” butbyanelementary current loop.
Itiscurious, though, thatstarting with completely different laws, V-E=p/so
andVXB=j/15002, wecanendupwith thesame kind ofafield. Why should
thatbe? Itisbecause thedipole fields appear only when wearefaraway from
allcharges orcurrents. Sothrough most oftherelevant space theequations for
EandBareidentical: both have zero divergence andzero curl. Sothey give the
same solutions. However, thesources whose configuration wesummarize bythe
dipole moments arephysically quite different-in onecase, it’sacirculating cur-
rent; intheother, apairofcharges, oneabove andonebelow theplane oftheloop
forthecorresponding field.
14-6 Thevector potential ofacircuit
Weareoften interested inthemagnetic fields produced bycircuits ofwire in
which thediameter ofthewire isvery small compared with thedimensions ofthe
whole system. Insuch cases, wecansimplify theequations forthemagnetic field.
14-8
Forathinwire wecanwrite ourvolume element as
dV=Sds,
where Sisthecross-sectional area ofthewire anddsistheelement ofdistance
along thewire. Infact, since thevector dsisinthesame direction asj,asshown in
Fig.14-9 (and wecanassume thatjisconstant across anygiven cross section),
wecanwrite avector equation:
jdV =jSds. (14.37)
ButjSisjustwhat wecallthecurrent Iinawire, soourintegral forthevector
potential (14.19) becomes
,4(1)- 1/Id” (14.38)_4776062 7'12
(seeFig.14-10). (Weassume thatIisthesame throughout thecircuit. Ifthere are
several branches with different currents, weshould, ofcourse, usetheappropriate
Iforeachbranch.)
Again, wecanfindthefields from (14.38) either byintegrating directly orby
solving thecorresponding electrostatic problems.
_ 14-7 ThelawofBiot andSavart
Instudying electrostatics wefound thattheelectric field ofaknown charge
distribution could beobtained directly with anintegral (Eq. 4-16):
E(1)=G%[ .
Aswehaveseen, itisusually more work toevaluate thisintegral—there arereally
three integrals, oneforeachcomponent—than todotheintegral forthepotential
andtakeitsgradient.
There isasimilar integral which relates themagnetic field tothecurrents.
Wealready have anintegral forA,Eq.(14.19); wecangetanintegral forBby
taking thecurlofbothsides:
_ _ 1 J'(2)dV2B(1) -VXA(l) -VX (14.39)
Now wemust becareful: The curl operator means taking thederivatives of
A(1),thatis,itoperates only onthecoordinates (x1,yl,21). Wecanmove the
VXoperator inside theintegral sign ifweremember that itoperates only on
variables with thesubscript 1,which ofcourse, appear only in
T12=[(x1 _X2)2 +(Y1—y2)2 +(Z1—Z2)2]1/2- (14-40)
Wehave, forthex-component ofB,
B,,=i4_e_%6y1 621
1 .a1 .a1
r it '1”52; "V2 (‘4-4’)
__ 1 -J’1—J/2_-Z1—Z2] _ 47r€0c2/|:Jz ‘-‘i Ju—i_ri;2 dV2.
Thequantity inbrackets isjustthex-component of
J'XI‘12 =jX¢12_
":i2 "i2
14-9I/_,
Fig.14-9. Forafinewire|'dVisthe
same asIds.
'|2 '
2
Fig.‘I4-IO. Themagnetic field ofa
wire canbeobtained from anintegral
around thecircuit.
Corresponding results willbefound fortheother components, sowehave
1'212(1)=Hr? ['J%flZ at/2. (14.42)
Theintegral gives Bdirectly interms oftheknown currents. Thegeometry in-
volved isthesame asthatshown inFig.14-2.
Ifthecurrents existonlyincircuits ofsmall wires wecan,asinthelastsection,
immediately dotheintegral across thewire, replacing jdVbyIds, where dsisan
element oflength ofthewire. Then, using thesymbols inFig. 14-10,
11 d3(1)=_2fir$f_£12%s_2. (14.43)
(Theminus signappears because wehavereversed theorder ofthecross product.)
Thisequation forBiscalled theBiot-Savart law,after itsdiscoverers. Itgives a
formula forobtaining directly themagnetic field produced bywires carrying
currents.
Youmaywonder: “What istheadvantage ofthevector potential ifwecan
findBdirectly withavector integral? After all,Aalsoinvolves three integrals!”
Because ofthecross product, theintegrals forBareusually more complicated, as
isevident from Eq.(14.41). Also, since theintegrals forAarelikethose ofelectro-
statics, wemayalready know them. Finally, wewillseethatinmore advanced
theoretical matters (inrelativity, inadvanced formulations ofthelaws ofme-
chanics, liketheprinciple ofleast action tobediscussed later, andinquantum
mechanics) thevector potential plays animportant role.
14-10
I5
The Vector Potential
1S—1 Theforces onacurrent loop; energy ofadipole
Inthelastchapter westudied themagnetic field produced byasmall rec-
tangular current loop. Wefound thatitisadipole field, with thedipole moment
given by
p.=IA, (15.1)
where Iisthecurrent andAisthearea oftheloop. Thedirection ofthemoment
isnormal totheplane oftheloop, sowecanalsowrite
y.=I/Ill,
where nistheunitnormal totheareaA.
Acurrent loop—-or magnetic dipole—-not only produces magnetic fields, but
willalsoexperience forces when placed inthemagnetic fieldofother currents.
Wewilllookfirstattheforces onarectangular loopinauniform magnetic field.
Letthez-axis bealong thedirection ofthefield, andtheplane oftheloop be
placed through they-axis, making theangle 0with thexy~plane asinFig. l5—l.
Then themagnetic moment oftheloop—which isnormal toitsplane——wi1l make
theangle 6withthemagnetic field.
Since thecurrents areopposite onopposite sides oftheloop, theforces are
alsoopposite, sothere isnonetforce ontheloop (when thefieldisuniform).
Because offorces onthetwosidesmarked 1and2inthefigure, however, there isa
torque which tends torotate theloopabout they-axis. Themagnitude ofthese
forces F1andF2is
F1=F2=IBb.
Their moment armis
asin0,
sothetorque is
-r=labBsin6,
or,since Iabisthemagnetic moment oftheloop,
7'=/4BSin9.
Thetorque canbewritten invector notation:
-r=p.XB. (15.2)
Although-we have only shown thatthetorque isgiven byEq.(15.2) inonerather
special case, theresult isright forasmall loop ofanyshape, aswewillsee.Youwill
remember thatwefound thesame kind ofrelation forthetorque onanelectric
dipole:
1=pXE.
Wenow askabout themechanical energy ofourcurrent loop. Since there is
atorque, theenergy evidently depends ontheorientation. Theprinciple ofvirtual
work saysthatthetorque istherateofchange ofenergy with angle, sowecanwrite
dU=—'rd0.
15-115-1 Theforces onacurrent loop;
energy ofadipole
15-2 Mechanical andelectrical
energies
15-3 Theenergy ofsteady currents
15-4 Bversus A
15-5 Thevector potential and
quantum mechanics
15-6 What istrueforstatics is
false fordynamics
Z
Y
B .A
F. /4
.1“
1\ X
F3 ‘\ 4' >1‘ u
1 1
o\/\/b
Fig.l5—l. Arectangular loopcarry-
ingthecurrent !sitsinauniform field B
(inthez-direction). The torque onthe
loop is-r=itXB,where themagnetic
moment u=lab.
Fig.15-2. Aloop iscarried along
thex-direction through thefield B,at
right angles tox.Setting 1'=—-/.tB sin0,andintegrating, wecanwrite fortheenergy
U=—p.Bcos0+aconstant. (15.3)
(Thesignisnegative because thetorque triestolineupthemoment withthefield;
theenergy islowest when itandBareparallel.)
Forreasons which wewilldiscuss later, thisenergy isnotthetotal energy ofa
current loop. (Wehave, foronething, nottaken intoaccount theenergy required
tomaintain thecurrent intheloop.) Wewill, therefore, callthisenergy Umech,
toremind usthatitisonly partoftheenergy. Also, since weareleaving outsome
oftheenergy anyway, wecansettheconstant ofintegration equal tozero inEq.
(15.3). Sowerewrite theequation:
Umech =_I" '
Again, thiscorresponds toourresult foranelectric dipole:
U=—p-E. (15.5)
Now theelectrostatic energy UinEq.(15.5) isthetrue energy, butUmech in
(15.4) isnottherealenergy. Itcan,however, beused incomputing forces, bythe
principle ofvirtual work, supposing thatthecurrent intheloop—-or atleast ;.t—is
keptconstant.
Wecanshow forourrectangular loop that Umech alsocorresponds tothe
mechanical work done inbringing theloop intothefield. Thetotal force onthe
loop iszero only inauniform field; inanonuniform field there arenetforces ona
current loop. Inputting theloop intoaregion with afield, wemust have gone
through places where thefield wasnotuniform, andsowork wasdone. Tomake
thecalculation simple, weshall imagine thattheloop isbrought intothefieldwith
itsmoment pointing along thefield. (Itcanberotated toitsfinal position after it
isinplace.)
Imagine thatwewant tomove theloopinthex-direction—toward aregion of
stronger field—and that theloop isoriented asshown inFig. 15-2. Westart
somewhere where thefield iszero andintegrate theforce times thedistance aswe
bring theloopintothefield.
B
F' F2/. _ /, A
/X| /X2
First, let’scompute thework done oneachsideseparately andthentakethe
sum(rather than adding theforces before integrating). Theforces onsides 3and4
areatright angles tothedirection ofmotion, sonowork isdone onthem. The
force onside2isIbB(x) inthex-direction, andtogetthework done against the
magnetic forces wemust integrate thisfrom some xwhere thefield iszero, sayat
x=—oo,tox2,itspresent position:
W2=-F2dx=-11>/"B(x)dx. (15.6)
Similarly, thework done against theforces onside1is
W,=-/”‘F1dx=11>/”‘B(x)dx. (15.7)
15-2
Tofindeach integral, weneed toknow how B(x) depends onx.Butnotice that
side lfollows along right behind side2,sothatitsintegral includes most ofthe
work done onside2.Infact, thesumof(15.6) and(15.7) isjust
W=—Ib/“’B(x)dx. (15.8)
Butifweareinaregion where Bisnearly thesame onboth sides 1and2,wecan
write theintegral as
'/I2B(x) dx=(x2--x1)B =aB,
$1
where Bisthefield atthecenter oftheloop. Thetotal mechanical energy wehave
putinis
Um... =W=—IabB=—;.tB. (15.9)
Theresult agrees with theenergy wetook forEq.(15.4).
WeWould, ofcourse, have gotten thesame result ifwehadadded theforces
ontheloop before integrating tofindthework. IfweletB1bethefield atside1
andB2bethefieldatside2,thenthetotalforce inthex-direction is
F,=Ib(B2 -B1).
Iftheloopis“small,” thatis,ifB2andB1arenottoodifferent, wecanwrite
6B 8BB2= B1+5AX= B1-I-'5}-(1.
Sotheforce is
F,=Iab-3% (15.10)
Thetotalwork done ontheloopbyexternal forces is
Z
—/ F,dx=-—Iab/Qdx =—IabB,_,,, dx
which isagain just—;tB. Only nowweseewhyitisthattheforce onasmall
current loopisproportional tothederivative ofthemagnetic field, aswewould
expect from
F,Ax=—AU,,,,,,), ==-A(—p.'B). (15.11)
Ourresult, then, isthateven though Umech =—;.t-Bmaynotinclude allthe
energy ofasystem——it isafakekind ofenergy—it canstillbeused withtheprinciple
ofvirtual work tofindtheforces onsteady current loops.
15-2 Mechanical andelectrical energies
Wewant nowtoshow whytheenergy Umech discussed intheprevious section
isnotthecorrect energy associated withsteady currents-—that itdoesnotkeep
track ofthetotal energy intheworld. Wehave, indeed, emphasized thatitcan
beusedliketheenergy, forcomputing forces from theprinciple ofvirtual work,
provided thatthecurrent intheloop (and allother currents) donotchange. Let’s
seewhyallthisworks.
Imagine thattheloopinFig.15-2ismoving inthe+x-direction andtakethe
z-axis inthedirection ofB.Theconduction electrons inside2willexperience a
force along thewire, inthey-direction. Butbecause oftheirflow—-as anelectric
current-—there isacomponent oftheirmotion inthesame direction astheforce.
Each electron is,therefore, having work done onitattherateF,,v,,, where 0,,isthe
component oftheelectron velocity along thewire. Wewillcallthiswork done on
theelectrons electrical work. Now itturns outthat iftheloop ismoving ina
umform field, thetotalelectrical work iszero, since positive work isdone onsome
parts oftheloopandanequal amount ofnegative work isdone onother parts.
15-3
Butthisisnottrueifthecircuit ismoving inanonuniform field—then there will
beanetamount ofwork done ontheelectrons. Ingeneral, thiswork would tend
tochange theflowoftheelectrons, butifthecurrent isbeing heldconstant, energy
must beabsorbed ordelivered bythebattery orother source thatiskeeping the
current steady. This energy wasnotincluded when wecomputed Um“), inEq.
(15.9), because ourcomputations included only themechanical forces onthebody
ofthewire.
Youmaybethinking: Buttheforce ontheelectrons depends onhowfast
thewireismoved; perhaps ifthewire ismoved slowly enough thiselectrical energy
canbeneglected. Itistruethattherateatwhich theelectrical energy isdelivered
isproportional tothespeed ofthewire, butthetotal energy delivered ispropor-
tional alsotothetimethatthisrategoeson.Sothetotalelectrical energy ispro-
portional tothevelocity times thetime, which isjustthedistance moved. Fora
given distance moved inafield thesame amount ofelectrical work isdone.
Let’s consider asegment ofwireofunitlength carrying thecurrent Iandmov-
inginadirection perpendicular toitself andtoamagnetic fieldBwiththespeed
vwire. Because ofthecurrent theelectrons willhave adrift velocity vdrm along the
wire. Thecomponent ofthemagnetic force oneach electron inthedirection ofthe
drift isq,vw,,.,B. Sotherateatwhich electrical work isbeing done isFvdm, =
(q,vwi,eB)vd,m. Ifthere areNconduction electrons intheunitlength ofthewire,
thetotal rateatwhich electrical work isbeing done is
dU =NqevwireBvdrift~
ButNqevdrm =I,thecurrent inthewire, so
dU O
fi%i =I77wireB-
Now since thecurrent isheldconstant, theforces ontheconduction electrons
donotcause them toaccelerate; theelectrical energy isnotgoing intotheelectrons
butintothesource thatiskeeping thecurrent constant.
Butnotice thattheforce onthewireisIB,soIBvw,,,, isalsotherateofme-
chanical work done onthewire, dUm,,,,1,/dt =IBvw,,,,. Weconclude thatthe
mechanical work done onthewire isjustequal totheelectrical work done onthe
current source, sotheenergy oftheloop isaconstant!
This isnotacoincidence, butaconsequence ofthelawwealready know.
Thetotal force oneach charge inthewire is
F=q(E+vXB).
Therateatwhich work isdone is
v-F=q[v-E+v-(vXB)]. (15.12)
Ifthere arenoelectric fields wehave only thesecond term, which isalways zero.
Weshall seelater that changing magnetic fields produce electric fields, soour
reasoning applies only tomoving wires insteady magnetic fields.
How isitthen that theprinciple ofvirtual work gives theright answer?
Because westillhave nottaken intoaccount thetotalenergy oftheworld. Wehave
notincluded theenergy ofthecurrents thatareproducing themagnetic field we
start outwith.
Suppose weimagine acomplete system suchasthatdrawn inFig.15—3(a), in
which wearemoving ourloop with thecurrent I1intothemagnetic field B1pro-
duced bythecurrent I2inacoil. Now thecurrent I1intheloop willalsobepro-
ducing some magnetic field B2atthecoil. Iftheloop ismoving, thefield B2will
bechanging. Asweshall seeinthenext chapter, achanging magnetic field gen-
erates anE-field; andthisE-field willdowork onthecharges inthecoil. This
energy must alsobeincluded inourbalance sheet ofthetotal energy.
15-4
I2
l./ ___/'B.
it”lF1&1 iB2 +52
I, Loop Y I,
Z 2
la) lb)
Fig. 15-3. Finding theenergy ofasmall loop inamagnetic field.
Wecould wait until thenext chapter tofindoutabout thisnewenergy term,
butwecanalsoseewhat itwillbeifweusetheprinciple ofrelativity inthefollowing
way. When wearemoving thelooptoward thestationary coilweknow thatits
electrical energy isjustequal andopposite tothemechanical work done. So
Umech +Uelect(loOp) =
Suppose nowwelook atwhat ishappening from adifferent point ofview,
inwhich theloop isatrest,andthecoilismoved toward it.Thecoilisthenmoving
intothefield produced bytheloop. Thesame arguments would givethat
Umeoh +Uelect(cOi1) =
Themechanical energy isthesame inthetwocases because itcomes from theforce
between thetwocircuits.
Thesumofthetwoequations gives
2Umech +Ue1ect(l°°P) +Uelect(coil) =
Thetotal energy ofthewhole system is,ofcourse, thesumofthetwoelectrical
energies plusthemechanical energy taken onlyonce. Sowehave
Utotal =Uelect(loOp) +Uelect(coil) +Umech =_Umech-
Thetotal energy oftheworld isreally thenegative ofUmech. Ifwewant the
trueenergy ofamagnetic dipole, forexample, weshould write
Utotal =+I-‘ 'B-
Itisonly ifwemake thecondition thatallcurrents areconstant thatwecanuse
only apartoftheenergy, Umech (which isalways thenegative ofthetrueenergy),
tofindthemechanical forces. Inamore general problem, wemust becareful to
include allenergies.
Wehave seenananalogous situation inelectrostatics. Weshowed thatthe
energy ofacapacitor isequal toQ2/2C. When weusetheprinciple ofvirtual work
tofindtheforce between theplates ofthecapacitor, thechange inenergy isequal
toQ2/2 times thechange in1/C.That is,
2 2
AU=—Q2—A(%.)= -92-%% (15.14)
Now suppose thatwewere tocalculate thework done inmoving twocon-
ductors subject tothedifferent condition thatthevoltage between them isheld
constant. Then wecangettheright answers forforce from theprinciple ofvirtual
work ifwedosomething artificial. Since Q=CV,therealenergy is%CV2.But
ifwedefine anartificial energy equal to—%CV2, then theprinciple ofvirtual work
canbeusedtogetforces bysetting thechange intheartificial energy equal tothe
15-5T
B
mi
,4nn_.unn\ _..Annunnnn\n_ ”nnnannnnnnnunnnnnnnn‘IEIIII~rr1Innn:..‘_'"—_!I
I Surface SInI‘:55’
Fig.15-4. Theenergy ofalarge
loop inamagnetic field canbeconsidered
asthesumofenergies ofsmaller loops.mechanical work, provided thatweinsist thatthevoltage Vbeheldconstant. Then
2 2
110...... =A(- =-22-AC, (15.15)
which isthesame asEq.(15.14). Wegetthecorrect result eventhough weare
neglecting thework done bytheelectrical system tokeep thevoltage constant.
Again, thiselectrical energy isjusttwice asbigasthemechanical energy andof
theopposite sign.
Thus ifwecalculate artificially, disregarding thefactthatthesource ofthe
potential hastodowork tomaintain thevoltages constant, wegettherightanswer.
Itisexactly analogous tothesituation inmagnetostatics.
15-3 Theenergy ofsteady currents
Wecannowuseourknowledge thatU,,,t,,1 =—Umech tofindthetrueenergy
ofsteady currents inmagnetic fields. Wecanbegin with thetrueenergy ofasmall
current loop. Calling U,,,,,,1 justU,wewrite
U=pt-B. (15.16)
Although wecalculated thisenergy foraplane rectangular loop, thesame result
holds forasmall plane loop ofanyshape.
Wecanfindtheenergy ofacircuit ofanyshape byimagining thatitismade
upofsmall current loops. Saywehaveawireintheshape oftheloopI‘ofFig.
15-4. Wefillinthiscurve withthesurface S,andonthesurface mark outalarge
number ofsmall loops, eachofwhich canbeconsidered plane. Ifweletthecurrent
Icirculate around each ofthelittle loops, thenetresult willbethesame asacurrent
around I‘,since thecurrents willcancel onalllinesinternal toP.Physically, the
system oflittle currents isindistinguishable from theoriginal circuit. The
energy mustalsobethesame, andsoisjustthesumoftheenergies ofthelittleloops.
IftheareaofeachlittleloopisAa,itsenergy isIAaB,,, where B,,isthecom-
ponent normal toAa.Thetotalenergy is
U=2IB,,Aa.
Going tothelimit ofinfinitesimal loops, thesumbecomes anintegral, and
U=1/B,da=IIB-nda, (15.17)
where nistheunitnormal toda.
IfwesetB=VXA,wecanconnect thesurface integral toalineintegral,
using Stokes’ theorem,
1/S(v><A)-nda =rylrn-ds, (15.18)
where dsisthelineelement along I‘.Sowehave theenergy foracircuit ofany
shape:
U=156A-.11. (15.19)
circuit
Inthisexpression Arefers, ofcourse, tothevector potential duetothose currents
(other thantheIinthewire) which produce thefieldBatthewire.
Now anydistribution ofsteady currents canbeimagined tobemade upof
filaments thatrunparallel tothelinesofcurrent flow. Foreachpairofsuchcircuits,
theenergy isgiven by(15.19), where theintegral istaken around onecircuit, using
thevector potential Afrom theother circuit. Forthetotal energy wewant the
sumofallsuch pairs. If,instead ofkeeping track ofthepairs, wetakethecomplete
sum over allthefilaments, wewould becounting theenergy twice (wesawa
similar effect inelectrostatics), sothetotal energy canbewritten
U=sf;-.4 dV. (15.20)
15-6
Thisformula corresponds totheresult wefound fortheelectrostatic energy:
U=s/pi.av. (15.21)
Sowemayifwewish think ofAasakind ofpotential energy forcurrents in
magnetostatics. Unfortunately, thisideaisnottoouseful, because itistrueonly
forstatic fields. Infact,neither oftheequations (15.20) and(15.21) gives thecor-
rectenergy when thefields change withtime.
15-4 Bversus A _
Inthissection wewould liketodiscuss thefollowing questions: Isthevector
potential merely adevice which isuseful inmaking calculations—as thescalar
potential isuseful inelectrostatics—or isthevector potential a“real” field? Isn’t
themagnetic fieldthe“rea1” field, because itisresponsible fortheforce ona
moving particle? First weshould saythatthephrase “arealfield” isnotvery
meaningful. Foronething, youprobably don’t feelthatthemagnetic fieldis
very“real” anyway, because even thewhole ideaofafieldisarather abstract thing.
Youcannot putoutyourhand andfeelthemagnetic field. Furthermore, thevalue
ofthemagnetic fieldisnotverydefinite; bychoosing asuitable moving coordinate
system, forinstance, youcanmake amagnetic fieldatagiven point disappear.
What wemean herebya“real” fieldisthis: arealfieldisamathematical
function weuseforavoiding theideaofaction atadistance. Ifwehaveacharged
particle attheposition P,itisaffected byother charges located atsome distance
fromP.Onewaytodescribe theinteraction istosaythattheother charges make
some “condition”—whatever itmay be—-in theenvironment atP.Ifweknow
thatcondition, which wedescribe bygiving theelectric andmagnetic fields, then
wecandetermine completely thebehavior oftheparticle—with nofurther reference
tohowthose conditions came about.
Inother words, ifthose other charges were altered insome way, butthe
conditions atPthataredescribed bytheelectric andmagnetic fieldatPremain
thesame, then themotion ofthecharge willalsobethesame. A“real” field is
thenasetofnumbers wespecify insuchawaythatwhat happens atapoint depends
onlyonthenumbers atthatpoint. Wedonotneedtoknow anymore about what’s
going onatother places. Itisinthissense thatwewilldiscuss whether thevector
potential isa“real” field.
You maybewondering about thefactthatthevector potential isnotunique-
thatitcanbechanged byadding thegradient ofanyscalar with nochange atall
intheforces onparticles. Thathasnot,however, anything todowiththequestion
ofreality inthesense thatwearetalking about. Forinstance, themagnetic field
isinasense altered byarelativity change (asarealsoEandA).Butwearenot
worried about what happens ifthefield canbechanged inthisway. That doesn’t
really make anydifference; thathasnothing todowiththequestion ofwhether
thevector potential isaproper “real”' fieldfordescribing magnetic effects, or
whether itisjustauseful mathematical tool.
Weshould alsomake some remarks ontheusefulness ofthevector potential
A.Wehaveseenthatitcanbeusedinaformal procedure forcalculating themag-
netic fields ofknown currents, justas¢canbeused tofindelectric fields. In
electrostatics wesawthat¢wasgiven bythescalar integral
¢(1)=-1-I'12)at/2. (15.22)41l'€() 7'12
From this¢,wegetthethree components ofEbythree differential operations.
This procedure isusually easier tohandle than evaluating thethree integrals in
thevector formula1 212(1)=Z;-raj’-’(_r-1,)? at/2. (15.23)
First, there arethree integrals; andsecond, eachintegral isingeneral somewhat
more difiicult.
15-7
Theadvantages aremuch lessclear formagnetostatics. Theintegral forAis
already avector integral:
4(1)=_1_fj(l)i‘l-I53. (15.24)4-7l'€()C2 T12
which is,ofcourse, three integrals. Also, when wetake thecurlofAtogetB,we
have sixderivatives todoandcombine bypairs. Itisnotimmediately obvious
whether inmost problems thisprocedure isreally anyeasier than computing B
directly from
1 '2><3(1)=WM/'i% at/2. (15.25)
Using thevector potential isoften more difficult forsimple problems forthe
following reason. Suppose weareinterested only inthemagnetic field Batone
point, andthattheproblem hassome nicesymmetry——say wewant thefield ata
point ontheaxisofaringofcurrent. Because ofthesymmetry, wecaneasily get
Bbydoing theintegral ofEq.(15.25). If,however, wewere tofindAfirst, wewould
have tocompute Bfrom derivatives ofA,sowemust know what Aisatallpoints
intheneighborhood ofthepoint ofinterest. And most ofthese points areoffthe
axisofsymmetry, sotheintegral forAgetscomplicated. Intheringproblem, for
example, wewould need touseelliptic integrals. Insuch problems, Aisclearly
notvery useful. Itistruethatinmany complex problems itiseasier towork with
A,butitwould behard toargue thatthisease oftechnique would justify making
youlearn about onemore vector field.
Wehave introduced Abecause itdoeshave animportant physical significance.
Notonly isitrelated totheenergies ofcurrents, aswesawinthelastsection, but
itisalsoa“real” physical field inthesense thatwedescribed above. Inclassical
mechanics itisclear thatwecanwrite theforce onaparticle as
F=q(E+v><3). (15-26)
sothat, given theforces, everything about themotion isdetermined. Inanyregion
where B=0even ifAisnotzero, such asoutside asolenoid, there isnodis-
cernible effect ofA.Therefore foralong time itwasbelieved thatAwasnota
“real” field. Itturns out,however, thatthere arephenomena involving quantum
mechanics which show thatthefield Aisinfacta“real” field inthesense wehave
defined it.Inthenext section wewillshow youhow thatworks.
15-5 Thevector potential andquantum mechanics
There aremany changes inwhat concepts areimportant when wegofrom
classical toquantum mechanics. Wehave already discussed some ofthem in
Vol. I.Inparticular, theforce concept gradually fades away, while theconcepts
ofenergy andmomentum become ofparamount importance. You remember that
instead ofparticle motions, onedeals with probability amplitudes which vary in
space andtime. Inthese amplitudes there arewavelengths related tomomenta,
andfrequencies related toenergies. Themomenta andenergies, which determine
thephases ofwave functions, aretherefore theimportant quantities inquantum
mechanics. Instead offorces, wedealwiththewayinteractions change thewave-
length ofthewaves. Theideaofaforce becomes quite secondary—if itisthere at
all.When people talkabout nuclear forces, forexample, what theyusually analyze
andwork witharetheenergies ofinteraction oftwonucleons, andnottheforce
between them. Nobody everdifferentiates theenergy tofindoutwhat theforce
looks like. Inthissection wewant todescribe howthevector andscalar poten-
tials enter into quantum mechanics. Itis,infact, justbecause momentum and
energy playacentral roleinquantum mechanics thatAandd>provide themost
direct wayofintroducing electromagnetic effects intoquantum descriptions.
Wemust review alittle how quantum mechanics works. Wewillconsider
again theimaginary experiment described inChapter 37ofVol. I,inwhich elec-
15-8
x
1
‘\ *l\‘FIIIIIIIIIIIILDETECTO
SOURCE __________
Irl~f Z’; Z
,:_, T ‘K/’ ‘ I
5: “ii” )
\\
\ -l-o. \\\
6._?
‘o
WALL
L
Fig.15-5. Aninterference experiment with electrons
lseealsoChapter 37ofVol.I).
trons arediffracted bytwoslits. Thearrangement isshown again inFig.15-5.
Electrons, allofnearly thesame energy, leave thesource andtravel toward awall
withtwonarrow slits. Beyond thewallisa“backstop” withamovable detector.
Thedetector measures therate,which wecallI,atwhich electrons arrive atasmall
region ofthebackstop atthedistance xfrom theaxisofsymmetry. Therateis
proportional totheprobability thatanindividual electron thatleaves thesource
willreach thatregion ofthebackstop. Thisprobability hasthecomplicated-looking
distribution shown inthefigure, which weunderstand asduetotheinterference of
twoamplitudes, onefrom each slit. Theinterference ofthetwoamplitudes
depends ontheirphase difference. Thatis,iftheamplitudes areC1e“’1andC2e“"=,
thephase difference 6=11>;—<I>2determines their interference pattern [seeEq.
(29.12) inVol.I].Ifthedistance between thescreen andtheslitsisL,andifthe
difference inthepath lengths forelectrons going through thetwoslitsisa,as
shown inthefigure, thenthephase difference ofthetwowaves isgiven by
U
6-X- (15.27)
Asusual, weletit=A/21r, where Aisthewavelength ofthespace variation ofthe
probability amplitude. Forsimplicity, wewillconsider only values ofxmuch
lessthanL;thenwecanset
a=5dL
and
xd6-ZX- (15.28)
When xiszero, 5iszero; thewaves areinphase, andtheprobability hasamaxi-
mum. When 6is1r,thewaves areoutofphase, theyinterfere destructively, andthe
probability isaminimum. Sowegetthewavy function fortheelectron intensity.
Now wewould liketostate thelawthatforquantum mechanics replaces the
force lawF=qvXB.Itwillbethelawthatdetermines thebehavior ofquantum-
mechanical particles inanelectromagnetic field. Since what happens isdetermined
byamplitudes, thelawmust tellushow themagnetic influences affect theampli-
tudes; wearenolonger dealing with theacceleration ofaparticle. Thelawisthe
following: thephase oftheamplitude toarrive viaanytrajectory ischanged by
thepresence ofamagnetic fieldbyanamount equal totheintegral ofthevector
potential along thewhole trajectory times thecharge oftheparticle overPlanck’s
constant. That is,
Magnetic change inphase=gX.4-ds. (15.29)
trajectory
15-9
Ifthere were nomagnetic fieldthere would beacertain phase ofarrival. Ifthere is
amagnetic fieldanywhere, thephase ofthearriving wave isincreased bytheintegral
inEq.(15.29).
Although wewillnotneed touseitforourpresent discussion, wemention
thattheeffect ofanelectrostatic fieldistoproduce aphase change given bythe
negative ofthetimeintegral ofthescalar potential ¢:
Electric change inphase =—%/¢dt.
These twoexpressions arecorrect notonly forstatic fields, buttogether givethe
correct result foranyelectromagnetic field, static ordynamic. This isthelawthat
replaces F=q(E+vXB).Wewant now, however, toconsider only astatic
magnetic field.
Suppose thatthere isamagnetic field present inthetwo-slit experiment. We
want toaskforthephase ofarrival atthescreen ofthetwowaves whose paths pass
through thetwoslits. Their interference determines where themaxima inthe
probability willbe.Wemay call<I>1thephase ofthewave along trajectory (1).
If<I>1(B =0)isthephase without themagnetic field, then when thefield isturned
onthephase willbe
<1>,=q>,(3=0)+gfA'ds. (15.30)<1)
Similarly, thephase fortrajectory (2)is
<1»,=<1>,(3=0)+51/A-ds. (15.31)71<2)
Theinterference ofthewaves atthedetector depends onthephase difference
5=¢,(3= 0)-¢>,(3=0)-riff A-ds— ifA-ds. (15.32)fl(1) ll<2)
Theno-field difference wewillcall6(B=0);itisjust thephase difference we
have calculated above inEq.(15.28). Also, wenotice thatthetwointegrals can
bewritten asoneintegral thatgoes forward along (1)andback along (2);wecall
thistheclosed path (1-2). Sowehave
8=a(3=0)+,5-gj€1_2).4 'ds. (15.33)
This equation tellsushow theelectron motion ischanged bythemagnetic field;
withitwecanfindthenewpositions oftheintensity maxima andminima atthe
backstop.
Before wedothat, however, wewant toraise thefollowing interesting and
important point. You remember that thevector potential function hassome
arbitrariness. Two different vector potential functions AandA’whose difference
isthegradient ofsome scalar function V1//,both represent thesame magnetic field,
since thecurlofagradient iszero. They give, therefore, thesame classical force
qvXB.Ifinquantum mechanics theeffects depend onthevector potential,
which ofthemany possible A-functions iscorrect?
Theanswer isthatthesame arbitrariness inAcontinues toexist forquantum
mechanics. IfinEq.(15.33) wechange AtoA’=A+V¢,theintegral on
Abecomes
f A’-ds=f A'ds+f V1//-ds.(1-2) (1-2) (1-2)
Theintegral ofV10isaround theclosed path (1-2), buttheintegral ofthetangential
component ofagradient onaclosed path isalways zero, byStokes’ theorem.
Therefore both AandA’givethesame phase differences andthesame quantum-
mechanical interference effects. Inboth classical andquantum theory itisonly the
curlofAthatmatters; anychoice ofthefunction ofAwhich hasthecorrect curl
gives thecorrect physics.
15-10
Thesame conclusion isevident ifweusetheresults ofSection 14-1. There
wefound thatthelineintegral ofAaround aclosed path isthefluxofBthrough
thepath, which here isthefluxbetween paths (1)and(2). Equation (15.33) can,
ifwewish, bewritten as
8=.s(3=0)+%[fluxofBbetween (1)and (2)1, (15.34)
where bythefluxofBwemean, asusual, thesurface integral ofthenormal com-
ponent ofB.Theresult depends onlyonB,andtherefore onlyonthecurlofA.
Now because wecanwrite theresult interms ofBaswellasinterms ofA,
youmight beinclined tothink thattheBholds itsownasa“real” fieldandthat
theAcanstillbethought ofasanartificial construction. Butthedefinition of
“real” fieldthatweoriginally proposed wasbased ontheideathata“real” field
would notactonaparticle from adistance. Wecan, however, giveanexample
inwhich Biszero—or atleastarbitrarily small—at anyplace where there issome
chance tofindtheparticles, sothatitisnotpossible tothink ofitacting directly
onthem.
Youremember thatforalongsolenoid carrying anelectric current there is
aB-field inside butnone outside, while there islotsofAcirculating around outside,
asshown inFig.15-6. Ifwearrange asituation inwhich electrons aretobefound
onlyoutside ofthesolenoid-—only where there isA—there willstillbeaninfluence
onthemotion, according toEq.(15.33). Classically, thatisimpossible. Classically,
theforce depends onlyonB;inorder toknow thatthesolenoid iscarrying current,
theparticle must gothrough it.Butquantum-mechanically youcanfindoutthat
there isamagnetic fieldinside thesolenoid bygoing around it—without evergoing
close toit!
Suppose thatweputaverylongsolenoid ofsmall diameter justbehind the
wallandbetween thetwoslits, asshown inFig.15-7. Thediameter ofthesolenoid
istobemuch smaller thanthedistance dbetween thetwoslits. Inthese circum-
stances, thediffraction oftheelectrons attheslitgives noappreciable probability
thattheelectrons willgetnearthesolenoid. What willbetheeffect onourinter-
ference experiment? ‘
/4''III/IIIIIIII1. \\\\
xiSOURCE —--‘""lq')"_'_1-ifit?-(Fig.15-6. Themagnetic field and
vector potential ofalongsolenoid.
I\\\\0.1‘I'“” 1
/,1O.
VIAV.43,’
:_ ,_*_ T T “~.® n|____,
SOLENOID
LINES OFB
L
Fig.15-7. Amagnetic fieldcaninfluence themotion ofelectrons even though
itexists onlyinregions where there isanarbitrarily small probability offinding the
electrons.
Wecompare thesituation withandwithout acurrent through thesolenoid.
Ifwehavenocurrent, wehavenoBorAandwegettheoriginal pattern ofelec-
tronintensity atthebackstop. Ifweturnthecurrent oninthesolenoid andbuild
upamagnetic fieldBinside, thenthere isanAoutside. There isashiftinthe
phase difference proportional tothecirculation ofAoutside thesolenoid, which will
mean thatthepattern ofmaxima andminima isshifted toanewposition. Infact,
sincethefluxofBinside isaconstant foranypairofpaths, soalsoisthecircula-
tionofA.Forevery arrival point there isthesame phase change; thiscorresponds
15-ll
toshifting theentire pattern inxbyaconstant amount, sayxo,thatwecaneasily
calculate. Themaximum intensity willoccur where thephase difi'erence between
thetwowaves iszero. Using Eq.(15.32) orEq.(15.33) for6andEq.(15.28) for
6(B=0),wehave
__5qf , x0- (111,; u_2)A ds, (15.35)
Or
x,=-511,‘-ll[fluxofBbetween (1)and(2)1. (15.36)
Thepattern with thesolenoid inplace should appear* asshown inFig. 15-7. At
least, thatistheprediction ofquantum mechanics.
Precisely thisexperiment hasrecently been done. Itisavery, very difficult
experiment. Because thewavelength oftheelectrons issosmall, theapparatus must
beonatinyscaletoobserve theinterference. Theslitsmust beveryclose together,
andthatmeans thatoneneeds anexceedingly small solenoid. Itturns outthatin
certain circumstances, iron crystals willgrow intheform ofvery long, microsco-
pically thinfilaments called whiskers. When these iron whiskers aremagnetized
they arelikeatinysolenoid, andthere isnofield outside except near theends.
Theelectron interference experiment wasdone with such awhisker between two
slits, andthepredicted displacement inthepattern ofelectrons wasobserved.
Inoursense then, theA-field is“real.” You maysay:“But there wasamag
netic field.” There was, butremember ouroriginal idea—that afieldis“real” ifitis
what must bespecified attheposition oftheparticle inorder togetthemotion.
TheB-field inthewhisker actsatadistance. Ifwewant todescribe itsinfluence
notasaction-at-a-distance, wemust usethevector potential.
This subject hasaninteresting history. Thetheory wehave described was
known from thebeginning ofquantum mechanics in1926. Thefactthatthevector
potential appears inthewave equation ofquantum mechanics (called theSchrod-
inger equation) wasobvious fromthedayitwaswritten. Thatitcannot bereplaced
bythemagnetic fieldinanyeasywaywasobserved byonemanafter theother
whotried todoso.Thisisalsoclear from ourexample ofelectrons moving ina
region where there isnofield andbeing affected nevertheless. Butbecause in
classical mechanics Adidnotappear tohave anydirect importance and, further-
more, because itcould bechanged byadding agradient, people repeatedly said
thatthevector potential hadnodirect physical significance—that onlythemagnetic
andelectric fields are“right” even inquantum mechanics. Itseems strange in
retrospect that noonethought ofdiscussing thisexperiment until 1956, when
Bohm andAharanov firstsuggested 1tandmade thewhole question crystal clear.
Theimplication wasthere allthetime, butnoonepaidattention toit.Thus
many people were rather shocked when thematter wasbrought up.That’s why
someone thought itwould beworth while todotheexperiment toseethatitreally
wasright, even though quantum mechanics, which hadbeen believed forsomany
years, gave anunequivocal answer. Itisinteresting thatsomething likethiscan
bearound forthirty years but,because ofcertain prejudices ofwhat isandisnot
significant, continues tobeignored.
Now wewish tocontinue inouranalysis alittle further. Wewillshow the
connection between thequantum-mechanical formula andtheclassical formula—
toshow why itturns outthatifwelook atthings onalarge enough scale itwill
look asthough theparticles areacted onbyaforce equal toqvXthecurlofA.
Togetclassical mechanics from quantum mechanics, weneedtoconsider cases in
which allthewavelengths arevery small compared with distances over which ex-
ternal conditions, likefields, vary appreciably. Weshall notprove theresult in
great generality, butonly inavery simple example, toshow how itworks. Again
weconsider thesame slitexperiment. Butinstead ofputting allthemagnetic field
inavery tinyregion between theslits, weimagine amagnetic field thatextends
*IfthefieldBcomes outoftheplane ofthefigure, thefluxaswehave defined itis
negative andx0ispositive.
15-12/
1
1 \\1 l \
I ,:
s..
\'- "\
_a IQ) Ax ‘*~ ..,
souncs ,_-_ _rl.-_.-_'_T._”__ e”'1I1‘\\ FIZ.-_,_,1-- --1'._; l
‘Q-Q.1!//I‘i..,_..r ,~ T
,’_,v’-=11”\ ‘\_\\ *~
_. t
.|'-- -
,.
' /If
L *.unssore *\
12 ___- .,, ,_,--_ o ~42‘I§ ag-I
Fig.15-8. Theshiftoftheinterference pattern duetoostrip ofmagnetic field.
overalarger region behind theslits,asshown inFig.15-8. Wewilltaketheideal-
izedcasewhere wehave amagnetic fieldwhich isuniform inanarrow strip of
width w,considered small ascompared withL.(That caneasily bearranged; the
backstop canbeputasfaroutaswewant.) Inorder tocalculate theshiftinphase,
wemust takethetwointegrals ofAalong thetwotrajectories (1)and(2).They
differ, aswehaveseen, merely bythefluxofBbetween thepaths. Toourapproxi-
mation, thefluxisBwd. Thephase difference forthetwopaths isthen
8=8(3=0)+gBwd. (15.37)
Wenotethat, toourapproximation, thephase shiftisindependent oftheangle.
Soagain theeffect willbetoshiftthewhole pattern upward byanamount Ax.
Using Eq.(15.28),
Lx LxAx-?/18 =-d-[8-8(3-0)].
Using(15.37) for8-8(3=0),
Ax=L8gtBw. (15.38)
Such ashift isequivalent todeflecting allthetrajectories bythesmall angle oz
(seeFig.15-8), where
Ax8.=f=5qBw. (15.39)
Now classically wewould alsoexpect athinstripofmagnetic fieldtodeflect
alltrajectories through some small angle, saya’,asshown inFig.15-9(a). Asthe
electrons gothrough themagnetic field, theyfeelatransverse force qvXBwhich
lastsfor'atimew/v. Thechange intheir transverse momentum isjustequal to
thisimpulse, so
Ap,=qwB. (15.40)
Theangular deflection [Fig. 15-9(b)] isequal totheratio ofthistransverse mo-
mentum tothetotalmomentum p.Wegetthat
8/=5-5=5114- (15.41)3 3
Wecancompare thisresult withEq.(15.39), which gives thesame quantity
computed quantum-mechanically. Buttheconnection between classical mechanics
andquantum mechanics isthis:Aparticle ofmomentum pcorresponds toaquan-
15-13-8
I
,. .
-.‘ -_i L -7 \
p ,—nr—L -T 7
'1',‘ 8 _ “I
'..n.|""-'
' LINESorE
1'-1"--1(0)
“I
4-_/Q13 Pver.P
(bl
Fig.15-9. Deflection ofaparticle
due topassage through astrip of
magnetic field.
tumamplitude varying with thewavelength ll=h/p. With thisequality, atand0/
areidentical; theclassical andquantum calculations givethesame result.
From theanalysis weseehow itisthatthevector potential which appears in
quantum mechanics inanexplicit form produces aclassical force which depends
only onitsderivatives. Inquantum mechanics what matters istheinterference
between nearby paths; italways turns outthattheeffects depend onlyonhowmuch
thefield Achanges from point topoint, andtherefore only onthederivatives of
Aandnotonthevalue itself. Nevertheless, thevector potential A(together with
thescalar potential atthatgoes with it)appears togivethemost direct description
ofthephysics. This becomes more andmore apparent themore deeply wego
intothequantum theory. Inthegeneral theory ofquantum electrodynamics, one
takes thevector and scalar potentials asthefundamental quantities inaset
ofequations that replace theMaxwell equations: EandBareslowly disappear-
ingfrom themodern expression ofphysical laws; they arebeing replaced byA
and¢.
15-6 What istrueforstatics isfalsefordynamics
Wearenowattheendofourexploration ofthesubject ofstatic fields. Already
inthischapter wehave come perilously close tohaving toworry about what
happens when fields change with time. Wewere barely able toavoid itinour
treatment ofmagnetic energy bytaking refuge inarelativistic argument. Even so,
ourtreatment oftheenergy problem wassomewhat artificial andperhaps even
mysterious, because weignored thefactthatmoving coils must, infact, produce
changing fields. Itisnowtime totake upthetreatment oftime-varying fields-the
subject ofelectrodynamics. Wewilldosointhenext chapter. First, however, we
would liketoemphasize afewpoints.
Although webegan thiscourse with apresentation ofthecomplete andcorrect
equations ofelectromagnetism, weimmediately began tostudy some incomplete
pieces-—because thatwaseasier. There isagreat advantage instarting withthe
simpler theory ofstatic fields, andproceeding onlylatertothemore complicated
theory which includes dynamic fields. There islessnewmaterial tolearn allat
once, andthere istime foryoutodevelop your intellectual muscles inpreparation
forthebigger task.
Butthere isthedanger inthisprocess thatbefore wegettoseethecomplete
story, theincomplete truths learned onthewaymay become ingrained andtaken
asthewhole truth—that what istrueandwhat isonly sometimes truewillbecome
confused. SowegiveinTable 15-1 asummary oftheimportant formulas wehave
covered, separating those which aretrueingeneral from those which aretruefor
statics, butfalse fordynamics. This summary alsoshows, inpart, where weare
going, since aswetreat dynamics wewillbedeveloping indetail what wemust just
state here without proof.
Itmay beuseful tomake afewremarks about thetable. First, youshould
notice that theequations westarted with arethetrueequations—we have not
misled you there. The electromagnetic force (often called theLorentz force)
F=q(E+vXB)istrue. Itisonly Coulomb’s lawthatisfalse, tobeused only
forstatics. Thefour Maxwell equations forEandBarealsotrue. Theequations
wetook forstatics arefalse, ofcourse, because weleftoffallterms with time
derivatives.
Gauss’ law, V'E=p/e0, remains, butthecurlofEisnotzero ingeneral.
SoEcannot always beequated tothegradient ofascalar—the electrostatic po-
tential. Wewillseethatascalar potential stillremains, butitisatime-varying
quantity thatmust beusedtogether withvector potentials foracomplete descrip-
tionoftheelectric field. Theequations governing thisnewscalar potential are,
necessarily, alsonew.
Wemust alsogiveuptheideathatEiszeroinconductors. When thefields are
changing, thecharges inconductors donot, ingeneral, have time torearrange
themselves tomake thefield zero. They aresetinmotion, butnever reach equili-
brium. Theonly general statement is:electric fields inconductors produce cur-
15-14
Table 15-1
FALSE INGENERAL (trueonlyforstatics) TRUE ALWAYS
_ 1 41112 9F-4H0 '2 (Coulombslaw) F=q(E+v><B) (Lorentz force)
->V-E=£78 (Gauss’1aw)
VXE=0
E=—V¢
1 2
E(l) =IT; £7? dV2
Forconductors, E=0,¢=constant. Q=CV->V><E=—
E=—V¢-(-9; (Faraday’s law)
‘llat
Inaconductor, Emakes currents.
c2V XB=é (Ampere’s law)0
1 23(1)=Mf dV2->V-B=0 (Nomagnetic charges)
B=VXA
->¢2v><3=f0+‘-25
V24: =—g (Poisson’s equation)
V2,,=_Lencz
with
V-A=01a’¢ 2 =___/L
V¢ C2612 60
and2 .
v2A_léi‘_=__l_
withc2612 e()c2
ezv-A+%‘?=0
_1Ki)A0) _41l'6()C2 ./27'12 dV2and
with__i_ t>(2.t’)¢(11t) _47r€o-/ r12 dV2
1 i(2.1’)A(1,t)=1= M062 Irmat/2
rt'=t__£
( C
2
U=§fp¢dV+%/j-AdV U=/<%E-3+3’2i3-3)dV
Theequations marked byanarrow (—>)areMaxwell’s equations.
15-15
rents. Soinvarying fields aconductor isnotanequipotential. Italsofollows that
theideaofacapacitance isnolonger precise.
Since there arenomagnetic charges, thedivergence ofBisalways zero. S0
Bcanalways beequated toVXA.(Everything doesn’t change!) Butthegenera-
tionofBisnotonly from currents: VXBisproportional tothecurrent density
plusanewterm 6E/61. This means thatAisrelated tocurrents byanewequation.
Itisalsorelated to¢>.lfwemake useofourfreedom tochoose V-Aforourown
convenience, theequations forAor¢canbearranged totake onasimple andele-
gant form. Wetherefore make thecondition that c2V-A=—8¢>/6t, andthe
differential equations forAor¢appear asshown inthetable.
Thepotentials Aand¢canstillbefound byintegrals over thecurrents and
charges, butnotthesame integrals asforstatics. Most wonderfully, though, the
trueintegrals arelikethestatic ones, with only asmall andphysically appealing
modification. When wedotheintegrals tofindthepotentials atsome point, say
point (1)inFig. l5—l0, wemust usethevalues ofjandpatthepoint (2)atan
earlier time t’=t—r12/c. Asyouwould expect, theinfluences propagate from
point (2)topoint (1)atthespeed c.With thissmall change, onecansolve forthe
fields ofvarying currents andcharges, because once wehave Aand¢,wegetB
from VXA,asbefore, andEfrom —V¢ —-6A/6t.
(|,t)
"12
Fig.I5—l0. Thepotentials atpoint
(1)and citthetime toregiven bysum- Kai
ming thecontributions from ecich element
ofthesource attheroving point (2),
using thecurrents andchores which were
present attheearlier timet—H2/C.
Finally, youwillnotice thatsome results—for example, thattheenergy density
inanelectric field ise0E2/2—are true forelectrodynamics aswell asforstatics.
You should notbemisled intothinking thatthisisatall“natural.” Thevalidity
ofanyformula derived inthestatic casemust bedemonstrated over again forthe
dynamic case. Acontrary example istheexpression fortheelectrostatic energy in
terms ofavolume integral ofp¢.Thisresult istrueonlyforstatics.
Wewillconsider allthese matters inmore detail induetime, butitwillperhaps
beuseful tokeep inmind thissummary, soyouwillknow what youcanforget,
andwhat youshould remember asalways true.
15-16
I6
Induced Currents
16-1 Motors andgenerators
Thediscovery in1820thatthere wasaclose connection between electricity
andmagnetism wasveryexciting—until then, thetwosubjects hadbeenconsidered
asquiteindependent. Thefirstdiscovery wasthatcurrents inwires make magnetic
fields; then, inthesame year, itwasfound thatwires carrying current inamagnetic
fieldhaveforces onthem.
Oneoftheexcitements whenever there isamechanical force isthepossibility
ofusing itinanengine todowork. Almost immediately after their discovery,
people started todesign electric motors using theforces oncurrent-carrying wires.
Theprinciple oftheelectromagnetic motor isshown inbareoutline inFig.16-1.
Apermanent magnet—usually withsome pieces ofsoftiron—is usedtoproduce
amagnetic fieldintwoslots. Across each slotthere isanorth andsouth pole,
asshown. Arectangular coilofcopper isplaced withonesideineachslot. When
acurrent passes through thecoil,itflows inopposite directions inthetwoslots,
sotheforces arealsoopposite, producing atorque onthecoilabout theaxis
shown. Ifthecoilismounted onashaft sothatitcanturn, itcanbecoupled to
pulleys orgears andcandowork.
Thesame ideacanbeused formaking asensitive instrument forelectrical
measurements. Thus themoment theforce lawwasdiscovered theprecision of
electrical measurements wasgreatly increased. First, thetorque ofsuchamotor
canbemade much greater foragiven current bymaking thecurrent goaround
many turns instead ofjustone. Then thecoilcanbemounted sothatitturns with
verylittletorque—either bysupporting itsshaft onverydelicate jewel bearings or
byhanging thecoilonaveryfinewireoraquartz fiber. Then anexceedingly small
current willmake thecoilturn, andforsmall angles theamount ofrotation will
beproportional tothecurrent. Therotation canbemeasured bygluing apointer
tothecoilor,forthemost delicate instruments, byattaching asmall mirror tothe
coilandlooking attheshift oftheimage ofascale. Such instruments arecalled
galvanometers. Voltmeters andammeters work onthesame principle.
Thesame ideas canbeapplied onalarge scale tomake large motors forpro-
viding mechanical power. Thecoilcanbemade togoaround andaround byar-
ranging thattheconnections tothecoilarereversed each half-turn bycontacts
mounted ontheshaft. Then thetorque isalways inthesame direction. Small
dcmotors aremade justthisway. Larger motors, dcorac,areoften made by
replacing thepermanent magnet byanelectromagnet, energized from theelectrical
power source.
With therealization thatelectric currents make magnetic fields, people im-
mediately suggested that, somehow orother, magnets might alsomake electric
fields. Various experiments weretried. Forexample, twowires wereplaced parallel
toeach other andacurrent waspassed through oneofthem inthehope offinding
acurrent intheother. Thethought wasthatthemagnetic fieldmight insome way
drag theelectrons along inthesecond wire, giving some such lawas“likes prefer
tomove alike.” With thelargest available current andthemost sensitive gal-
vanometer todetect anycurrent, theresult wasnegative. Large magnets nextto
wires alsoproduced noobserved effects. Finally, Faraday discovered in1840the
essential feature thathadbeenmissed—that electric effects exist onlywhen there
issomething changing. Ifoneofapairofwires hasachanging current, acurrent
isinduced intheother, orifamagnet ismoved nearanelectric circuit, there isa
current. Wesaythatcurrents areinduced. Thiswastheinduction effect discovered
16-116-1 Motors andgenerators
16-2 Transformers andinductances
16-3 Forces oninduced currents
16-4 Electrical technology
N.‘.
'0 \ Q
~‘Q/,IQ/\
o-‘OOPPER’ sort ; WIRE
Q... IRON 60'.
.Q~.‘ 'Q§‘§:
§ \' 4Q~ . ._
Iz
‘ ,‘Q
E"'
Fig.l6—l. Schematic outline of0
simple electromagnetic motor.
byFaraday. Ittransformed therather dullsubject ofstatic fields intoaveryex-
citing dynamic subject withanenormous range ofwonderful phenomena. This
chapter isdevoted toaqualitative description ofsome ofthem. Aswewillsee,
onecanquickly getintofairly complicated situations thatarehard toanalyze
quantitatively inalltheirdetails. Butnever mind, ourmain purpose inthischapter
isfirsttoacquaint youwiththephenomena involved. Wewilltakeupthedetailed
analysis later.
Wecaneasily understand onefeature ofmagnetic induction from what we
already know, although itwasnotknown inFaraday’s time. Itcomes from the
vXBforce onamoving charge thatisproportional toitsvelocity inamagnetic
field. Suppose thatwehaveawirewhich passes nearamagnet, asshown inFig.
16-2, andthatweconnect theendsofthewiretoagalvanometer. Ifwemove the
wireacross theendofthemagnet thegalvanometer pointer moves.
Themagnet produces some vertical magnetic field, andwhen wepush the
wireacross thefield, theelectrons inthewirefeelasideways force——at right angles
tothefieldandtothemotion. Theforce pushes theelectrons along thewire.
Butwhydoesthismove thegalvanometer, which issofarfromtheforce? Because
when theelectrons which feelthemagnetic force trytomove, theypush——by electric
repulsion-—the electrons alittle farther down thewire; they, inturn, repel the
electrons alittle farther on,andsoonforalong distance. Anamazing thing.
Itwassoamazing toGauss andWeber—who firstbuiltagalvanometer—that
theytriedtoseehowfartheforces inthewirewould go.They strung awireallthe
wayacross their city. Mr.Gauss, atoneend,connected thewires toabattery
(batteries wereknown before generators) andMr.Weber watched thegalvanometer
move. They hadawayofsignaling longdistances—it wasthebeginning ofthe
telegraph! Ofcourse, thishasnothing directly todowithinduction—it hastodo
withthewaywires carry currents, whether thecurrents arepushed byinduction
ornot.
Now suppose inthesetup ofFig.16-2weleave thewirealone andmove the
magnet. Westillseeaneffect onthegalvanometer. AsFaraday discovered, moving
themagnet under thewire—one way—has thesame effect asmoving thewireover
themagnet~—the other way. Butwhen themagnet ismoved, wenolonger have
anyvXBforce ontheelectrons inthewire. This istheneweffect thatFaraday
found. Today, wemight hope tounderstand itfrom arelativity argument.
Wealready understand thatthemagnetic fieldofamagnet comes from its
internal currents. Soweexpect toobserve thesame effect ifinstead ofamagnet
inFig.l6-2weuseacoilofwireinwhich there isacurrent. Ifwemove thewire
pastthecoilthere willbeacurrent through thegalvanometer, oralsoifwemove
thecoilpastthewire. Butthere isnowamore exciting thing: Ifwechange the
magnetic fieldofthecoilnotbymoving it,butbychanging itscurrent, there is
again aneffect inthegalvanometer. Forexample, ifwehavealoopofwirenear
acoil,asshown inFig.l6—3, andifwekeep both ofthem stationary butswitch
offthecurrent, there isapulse ofcurrent through thegalvanometer. When we
switch thecoilonagain, thegalvanometer kicks intheother direction.
Whenever thegalvanometer inasituation such astheoneshown inFig.16-2,
orinFig.16-3, hasacurrent, there isanetpush ontheelectrons intheWireinone
direction along thewire. There maybepushes indifferent directions atdifferent
places, butthere ismore push inonedirection thananother. What counts isthe
push integrated around thecomplete circuit. Wecallthisnetintegrated push the
electromotive force (abbreviated emf) inthecircuit. More precisely, theemfis
defined asthetangential force perunitcharge inthewire integrated over length,
once around thecomplete circuit. Faraday’s complete discovery wasthat emf’s
canbegenerated inawireinthree different ways: bymoving thewire, bymoving
amagnet near thewire, orbychanging acurrent inanearby wire.
Let’s consider thesimple machine ofFig. l6-1 again, only now, instead of
putting acurrent through thewiretomake itturn, let’sturntheloop byanexternal
force, forexample byhand orbyawaterwheel. When thecoilrotates, itswires are
moving inthemagnetic field andwewillfindanemfinthecircuit ofthecoil.
Themotor becomes agenerator.
16-2
i
///
/
/
/
5/
_ ,/ A
' \/
I I
W GALVANOMETER
Fig. l6—2. Moving 0wire through 0magnetic field
produces ocurrent, usshown bythegalvanometer.\-s\§____-
C3
GALVANOME TERW.\=s(.\\BATTERY
orifitscurrent ischanged.
Thecoilofthegenerator hasaninduced emffrom itsmotion. Theamount of
theemfisgiven byasimple rulediscovered byFaraday. (Wewilljuststate the
rulenowandwaituntillatertoexamine itindetail.) Theruleisthatwhen themag-
netic fluxthatpasses through theloop (thisfluxisthenormal component ofB
integrated overtheareaoftheloop) ischanging withtime, theemfisequal to
therateofchange oftheflux. Wewillrefertothisas“thefluxrule.” Youseethat
when thecoilofFig.16-lisrotated, thefluxthrough itchanges. Atthestart
some fluxgoesthrough oneway; thenwhen thecoilhasrotated 180°thesame
fluxgoesthrough theother way. Ifwecontinuously rotate thecoilthefluxis
firstpositive, thennegative, thenpositive, andsoon.Therateofchange ofthe
fluxmust alternate also. Sothere isanalternating emfinthecoil. Ifweconnect
thetwoends ofthecoiltooutside wires through some sliding contacts——called
slip-rings—(just sothewires won’t gettwisted) wehave analternating-current
generator.
Orwecanalsoarrange, bymeans ofsome sliding contacts, thatafter every
one-half rotation, theconnection between thecoilends andtheoutside wires is
reversed, sothatwhen theemfreverses, sodotheconnections. Then thepulses of
emfwillalways push currents inthesame direction through theexternal circuit.
Wehavewhat iscalled adirect-current generator.
Themachine ofFig.16-1iseither amotor oragenerator. Thereciprocity
between motors andgenerators isnicely shown byusing twoidentical dc“motors”
ofthepermanent magnet kind, withtheir coils connected bytwocopper wires.
When theshaft ofoneisturned mechanically, itbecomes agenerator anddrives
theother asamotor. Iftheshaft ofthesecond isturned, itbecomes thegenerator
anddrives thefirstasamotor. Sohereisaninteresting example ofanewkindof
equivalence ofnature: motor andgenerator areequivalent. Thequantitative
equivalence is,infact, notcompletely accidental. Itisrelated tothelawofcon-
servation ofenergy.
Another example ofadevice thatcanoperate either togenerate emf’s orto
respond toemf’s isthereceiver ofastandard telephone—that is,an“earphone.”
Theoriginal telephone ofBellconsisted oftwosuch “earphones” connected by
twolongwires. Thebasic principle isshown inFig.16-4. Apermanent magnet
produces amagnetic fieldintwo“yokes” ofsoftironandinathindiaphragm that
ismoved bysound pressure. When thediaphragm moves, itchanges theamount
ofmagnetic fieldintheyokes. Therefore acoilofwire wound around oneofthe
yokes willhavethefluxthrough itchanged when asound wave hitsthediaphragm.
16-3DISCFig.l6—3. Acoilwithcurrent produces o
current inosecond coilifthefirstcoilismoved
mmmom Lsouuo PRESSURE
S
’/l/AllhSOFT
IRGI
-\\.§
PERMANENT BDR
IMGNET
Fig.l6—4. Atelephone
orreceiver.Q
oovren con.
transmitter
I .lb \4ueurgentsB ‘E-' '‘\
ltlllllllksA.C.
GENERATOR
Fig. l6-5. Two coils, wrapped
around bundles ofironsheets, allow a
generator tolight abulb with nodirect
connection.Sothere isanemfinthecoil. Iftheends ofthecoilareconnected toacircuit, a
current which isanelectrical representation ofthesound issetup.
Iftheends ofthecoilofFig.16-4 areconnected bytwowires toanother
identical gadget, varying currents willflow inthesecond coil. These currents will
produce avarying magnetic fieldandwillmake avarying attraction ontheiron
diaphragm. The diaphragm willwiggle andmake sound waves approximately
similar totheones thatmoved theoriginal diaphragm. With afewbitsofironand
copper thehuman voice istransmitted over wires!
(The modern home telephone uses areceiver liketheonedescribed butuses
animproved invention togetamore powerful transmitter. Itisthe“carbon-
button microphone,” thatusessound pressure tovarytheelectric current from
abattery.)
16-2 Transformers andinductances
One ofthemost interesting features ofFaraday’s discoveries isnotthat an
emfexists inamoving coil-which wecanunderstand interms ofthemagnetic
force qvXB—but thatachanging current inonecoilmakes anemfinasecond
coil. And quite surprisingly theamount ofemfinduced inthesecond coilisgiven
bythesame “flux rule”: thattheemfisequal totherateofchange ofthemagnetic
fluxthrough thecoil. Suppose thatwetaketwocoils, each wound around separate
bundles ofiron sheets (these help tomake stronger magnetic fields), asshown in
Fig. l6-5. Now weconnect oneofthecoils—coil (a)—to analternating-current
generator. The continually changing current produces acontinuously varying
magnetic field. This varying field generates analternating emfinthesecond coil—
coil(b).This emfcan,forexample, produce enough power tolight anelectric bulb.
Theemfalternates incoil(b)atafrequency which is,ofcourse, thesame asthe
frequency oftheoriginal generator. Butthecurrent incoil(b)canbelarger or
smaller thanthecurrent incoil(a).Thecurrent incoil(b)depends ontheemf
induced initandontheresistance andinductance oftherestofitscircuit. The
emfcanbelessthanthatofthegenerator if,say,there islittlefluxchange. Orthe
emfincoil(b)canbemade much larger than thatinthegenerator bywinding coil
(b)with many turns, since inagiven magnetic field thefluxthrough thecoilis
then greater. (Orifyouprefer tolook atitanother way, theemfisthesame ineach
turn, andsince thetotalemfisthesumoftheemf’s oftheseparate turns, many
turns inseries produce alarge emf.)
Such acombination oftwocoils—usually with anarrangement ofironsheets
toguide themagnetic fields—is called atransformer. Itcan“transform” oneemf
(also called a“voltage”) toanother.
There arealsoinduction effects inasingle coil. Forinstance, inthesetup in
Fig.16-5 there isachanging fluxnotonly through coil(b),which lights thebulb,
butalso through coil(a). The varying current incoil(a)produces avarying
magnetic fieldinside itself andthefluxofthisfieldiscontinually changing, sothere
isaself-induced emfincoil(a). There isanemfacting onanycurrent when itis
building upamagnetic field—or, ingeneral, when itsfield ischanging inanyway.
Theeffect iscalled self-inductance.
When wegave “thefluxrule” thattheemfisequal totherateofchange ofthe
fluxlinkage, wedidn’t specify thedirection oftheemf. There isasimple rule,
called Lenz’s rule, forfiguring outwhich waytheemfgoes: theemftries tooppose
anyfluxchange. That is,thedirection ofaninduced emfisalways such thatifa
current were toflow inthedirection oftheemf, itwould produce afluxofBthat
opposes thechange inBthatproduces theemf. Lenz’s rulecanbeused tofind
thedirection oftheemfinthegenerator ofFig.l6-l,orinthetransformer winding
ofFig. 16-3.
Inparticular, ifthere isachanging current inasingle coil(orinanywire)
there isa“back” emfinthecircuit. This emfactsonthecharges flowing incoil
(a)ofFig.16-5tooppose thechange inmagnetic field, andsointhedirection to
oppose thechange incurrent. Ittriestokeep thecurrent constant; itisopposite to
thecurrent when thecurrent isincreasing, anditisinthedirection ofthecurrent
16-4
—
SWITCH
i
L BATTERY iiii—l;¥}’Fig.16-6. Circuit connections foran
electromagnet. The lamp allows the
passage ofcurrent when theswitch is
opened, preventing theappearance of
excessive emf’s.
when itisdecreasing. Acurrent inaself-inductance has“inertia,” because the
inductive eflects trytokeep theflow constant, justasmechanical inertia tries to
keep thevelocity ofanobject constant.
Anylarge electromagnet willhave alarge self-inductance. Suppose thata
battery isconnected tothecoilofalarge electromagnet, asinFig.16-6, andthata
strong magnetic field hasbeen built up.(The current reaches asteady value deter-
mined bythebattery voltage andtheresistance ofthewireinthecoil.) Butnow
suppose thatwetrytodisconnect thebattery byopening theswitch. Ifwereally
opened thecircuit, thecurrent would gotozerorapidly, andindoing soitwould
generate anenormous emf. Inmost cases thisemfwould belarge enough tode-
velop anarcacross theopening contacts oftheswitch. Thehigh voltage thatap-
pears might alsodamage theinsulation ofthecoil—or you, ifyouaretheperson
whoopens theswitch! Forthese reasons, electromagnets areusually connected in
acircuit liketheoneshown inFig. 16-6. When theswitch isopened, thecurrent
does notchange rapidly butremains steady, flowing instead through thelamp,
being driven bytheemffrom theself~inductance ofthecoil.
16-3 Forces oninduced currents
Youhaveprobably seenthedramatic demonstration ofLenz’s rulemade with
thegadget shown inFig.16-7. Itisanelectromagnet, justlikecoil(a)ofFig.
l6-5. Analuminum ringisplaced ontheendofthemagnet. When thecoilis
connected toanalternating-current generator byclosing theswitch, theringflies
intotheair. Theforce comes, ofcourse, from theinduced currents inthering.
Thefactthattheringfliesaway shows thatthecurrents initoppose thechange of
thefieldthrough it.When themagnet ismaking anorth poleatitstop,theinduced
current intheringismaking adownward-point north pole. Theringandthecoil
arerepelled justliketwomagnets with likepoles opposite. Ifathinradial cutis
made intheringtheforce disappears, showing thatitdoes indeed come from the
currents inthering.
\‘\,
F
T CONDUCTING RING
....CDl>o% \/\i—->
roANA.C.°°'L czuennon\ >-l i
ss/'
I\ $WlTCH 3s\\
@((((Fig. l6—7. Aconducting ring isstrongly repelled
byanelectromagnet with avarying current. conducting plate.
16-5_///4j7/7////PERFECTLY CONDUCTING PLATE
Fig.l6—8. Anelectromagnet near aperfectly
ii]
Fig. 16-9. Abar magnet issus-
pended above asuperconducting bowl,
bytherepulsion ofeddy currents.
'IVOT\
2°.i'¥El
SWITCH
BATTERYK»
it
Fig. I6-10. Thebraking ofthepen-
dulum shows theforces duetoeddy cur-
rents.
V_‘/
EDDY
CURRENT S
\©/W
B
Fig. 16-1 l.Theeddy currents inthe
copper pendulum.If,instead ofthering,weplace adiscofaluminum orcopper across theend
oftheelectromagnet ofFig.16-7, itisalsorepelled; induced currents circulate in
thematerial ofthedisc,andagain produce arepulsion.
Aninteresting effect, similar inorigin, occurs withasheet ofaperfect con-
ductor. Ina“perfect conductor” there isnoresistance whatever tothecurrent. So
ifcurrents aregenerated init,theycankeep going forever. Infact,theslightest
emfwould generate anarbitrarily large current—which really means that there
canbenoemf’s atall.Any attempt tomake amagnetic fluxgothrough such a
sheet generates currents thatcreate opposite Bfields—all with infinitesimal emf’s,
sowith nofluxentering.
Ifwehaveasheet ofaperfect conductor andputanelectromagnet nexttoit,
when weturn onthecurrent inthemagnet, currents called eddy currents appear in
thesheet, sothatnomagnetic fluxenters. Thefield lines would look asshown in
Fig.16-8. Thesame thing happens, ofcourse, ifwebring abarmagnet neara
perfect conductor. Since theeddy currents arecreating opposing fields, the
magnets arerepelled from theconductor. Thismakes itpossible tosuspend abar
magnet inairabove asheet ofperfect conductor shaped likeadish, asshown in
Fig.16-9. Themagnet issuspended bytherepulsion oftheinduced eddy currents
intheperfect conductor. There arenoperfect conductors atordinary tempera-
tures, butsome materials become perfect conductors atlowenough temperatures.
Forinstance, below 3.8°K tinconducts perfectly. Itiscalled asuperconductor.
Iftheconductor inFig.16-8isnotquite perfect there willbesome resistance
toflow oftheeddy currents. Thecurrents willtend todieoutandthemagnet will
slowly settle down. Theeddy currents inanimperfect conductor need anemfto
keep them going, andtohave anemfthefluxmust keep changing. Thefluxof
themagnetic field gradually penetrates theconductor.
Inanormal conductor, there arenotonlyrepulsive forces from eddycurrents,
butthere canalsobesidewise forces. Forinstance, ifwemove amagnet sideways
along aconducting surface theeddy currents produce aforce ofdrag, because the
induced currents areopposing thechanging ofthelocation offlux. Suchforces are
proportional tothevelocity andarelikeakindofviscous force.
These effects show upnicely intheapparatus shown inFig. 16-10. Asquare
sheet ofcopper issuspended ontheendofarodtomake apendulum. Thecopper
swings back andforth between thepoles ofanelectromagnet. When themagnet
isturned on,thependulum motion issuddenly arrested. Asthemetal plate enters
thegapofthemagnet, there isacurrent induced intheplate which actstooppose
thechange influxthrough theplate. Ifthesheet were aperfect conductor, the
currents would besogreat that they would push theplate outagain—-it would
bounce back. With acopper plate there issome resistance intheplate, so
thecurrents atfirstbring theplate almost toadead stopasitstarts toenter the
field. Then, asthecurrents diedown, theplate slowly settles torestinthemagnetic
field.
Thenature oftheeddy currents inthecopper pendulum isshown inFig.
16-l1.Thestrength andgeometry ofthecurrents arequite sensitive totheshape
oftheplate. If,forinstance, thecopper plate isreplaced byonewhich hasseveral
narrow slots cutinit,asshown inFig.16-12, theeddy-current eflects aredrastically
reduced. The pendulum swings through themagnetic field with only asmall
retarding force. Thereason isthatthecurrents ineach section ofthecopper have
lessfluxtodrive them, sotheeffects oftheresistance ofeach loop aregreater.
Thecurrents aresmaller andthedrag isless. Theviscous character oftheforce
isseen even more clearly ifasheet ofcopper isplaced between thepoles ofthe
magnet ofFig.16-10 andthenreleased. Itdoesn’t fall;itjustsinks slowly down-
ward. Theeddy currents exert astrong resistance tothemotion—just likethe
viscous drag inhoney.
If,instead ofdragging aconductor past amagnet, wetrytorotate itina
magnetic field, there willbearesistive torque from thesame eflects. Alternatively,
ifwerotate amagnet—end over end—near aconducting plate orring, thering is
dragged around; currents inthering willcreate atorque that tends torotate
theringwith themagnet.
16-6
V4"
m’||§,,,§|’°'\
-b\\l/
/¢||§/
§|Ixu21/ 2;/ 5
I
e-\//if \//t“,5 6 5 5 5
to) (bl (¢)
2 3 2 3 2 3
IQ.//\
I = ' = i 4| 4
\//1*’ \//if6 5 6 5 6 5
ldl (9) (ll
Fig. 16-12. Eddy-current effects are drasti- Fig. l6-13. Making arotating magnetic field.
cally reduced bycutting slots intheplate.
Afieldjustlikethatofarotating magnet canbemade withanarrangement
ofcoils such asisshown inFig.16-13. Wetake atorus ofiron (that is,aringof
ironlikeadoughnut) andwind sixcoils onit.Ifweputacurrent, asshown in
part(a),through windings (1)and(4),there willbeamagnetic fieldinthedirection
shown inthefigure. Ifwenowswitch thecurrent towindings (2)and(5),the
magnetic fieldwillbeinanewdirection, asshown inpart(b)ofthefigure. Con-
tinuing theprocess, wegetthesequence offields shown intherestofthefigure.
Iftheprocess isdone smoothly, wehave a“rotating” magnetic field. Wecaneasily
gettherequired sequence ofcurrents byconnecting thecoils toathree-phase
power line,which provides justsuchasequence ofcurrents. “Three-phase power”
ismade inagenerator using theprinciple ofFig.16-l, except thatthere arethree
loops fastened together onthesame shaft inasymmetrical way-—that is,withan
angle of120°from oneloop tothenext. When thecoils arerotated asaunit, the
emfisamaximum inone,theninthenext, andsooninaregular sequence. There
aremany practical advantages ofthree-phase power. Oneofthem isthepossibility
ofmaking arotating magnetic field. Thetorque produced onaconductor bysuch
arotating fieldiseasily shown bystanding ametal ringonaninsulating tablejust
above thetorus, asshown inFig.16-14. Therotating fieldcauses theringtospin
about avertical axis. Thebasic elements seen here arequite thesame asthose at
playinalarge commercial three-phase induction motor.
Another form ofinduction motor isshown inFig. 16-15. Thearrangement
shown isnotsuitable forapractical high-efficiency motor butwillillustrate the
principle. Theelectromagnet M,consisting ofabundle oflaminated ironsheets
wound with asolenoidal coil,ispowered with alternating current from agenerator.
Themagnet produces avarying fluxofBthrough thealuminum disc. Ifwehave
justthese twocomponents, asshown inpart (a)ofthefigure, wedonotyethave
amotor. There areeddy currents inthedisc,buttheyaresymmetric andthere is
notorque. (There willbesome heating ofthediscduetotheinduced currents.) If
wenowcover onlyone-half ofthemagnet polewithanaluminum plate, asshown
inpart(b)ofthefigure, thediscbegins torotate, andwehave amotor. The
operation depends ontwoeddy-current effects. First, theeddy currents inthe
aluminum plate oppose thechange offluxthrough it,sothemagnetic fieldabove
theplatealways lagsthefieldabove thathalfofthepolewhich isnotcovered. This
so-called “shaded-pole” effect produces afieldwhich inthe“shaded” region varies
16-7-l--LFig. 16-I4. The rotating field of
Fig.16-l3canbeusedtoprovide torque
onaconducting ring.l
ALUMINUMPLATE
ALUMINUM DISC 3
ToAc:lllllllllllllllllSOURCE .|||m||m||||||.~lllllllllllllllllllllllllllllll. lllllllllllllroA.C._llll|ll|ll|||sous\|||||||||||||~°l _||||||||||||| » 1
Slllllllllllllllll MAGNET \|||||m|m| “”
Fig.16-15. Asimple example ofashaded-pole induction motor.
much likethatinthe“unshaded” region except thatitisdelayed aconstant amount
intime. Thewhole effect isasifthere were amagnet onlyhalfaswidewhich is
continually being moved from theunshaded region toward theshaded one. Then
thevarying fields interact with theeddy currents inthedisctoproduce thetorque
onit.
16-4 Electrical technology
When Faraday firstmade public hisremarkable discovery thatachanging
magnetic fluxproduces anemf, hewasasked (asanyone isasked when hedis-
covers anewfactofnature), “What istheuseofit?” Allhehadfound wasthe
oddity that atinycurrent wasproduced when hemoved awire near amagnet.
Ofwhat possible “use” could thatbe?Hisanswer was:“What istheuseofanew-
born baby?”
Yetthink ofthetremendous practical applications hisdiscovery hasledto.
What wehavebeendescribing arenotjusttoysbutexamples chosen inmost cases
torepresent theprinciple ofsome practical machine. Forinstance, therotating ring
intheturning fieldisaninduction motor. There are,ofcourse, some differences
between itandapractical induction motor. Theringhasavery small torque; it
canbestopped withyourhand. Foragood motor, things havetobeputtogether
more intimately: there shouldn’t besomuch “wasted” magnetic field outinthe
air.First, thefieldisconcentrated byusing iron. Wehave notdiscussed how iron
doesthat,butironcanmake themagnetic fieldtensofthousands oftimes stronger
thancopper coilsalone could do.Second, thegapsbetween thepieces ofironare
made small; todothat,some ironisevenbuiltintotherotating ring. Everything
isarranged soastogetthegreatest forces andthegreatest efi'iciency—that is,
conversion ofelectrical power tomechanical power—until the“ring” canno
longer beheld stillbyyour hand.
This problem ofclosing thegaps andmaking thething work inthemost
practical wayisengineering. Itrequires serious study ofdesign problems, although
there arenonewbasic principles from which theforces areobtained. Butthere
isalong waytogofrom thebasic principles toapractical andeconomic design.
Yetitisjustsuchcareful engineering design thathasmade possible suchatre-
mendous thing asBoulder Dam andallthatgoeswithit.
What isBoulder Dam? Ahugeriverisstopped byaconcrete wall. Butwhat
awall itis!Shaped with aperfect curve thatisvery carefully worked outsothat
theleastpossible amount ofconcrete willholdback awhole river. Itthickens at
thebottom inthatwonderful shape thattheartists likebutthattheengineers can
appreciate because they know that such thickening isrelated totheincrease of
pressure withthedepth ofthewater. Butwearegetting away from electricity.
Then thewater oftheriverisdiverted intoahugepipe. That’s aniceengineer-
ingaccomplishment initself. Thepipefeeds thewater intoa“waterwheel”—a
huge turbine—and makes wheels turn. (Another engineering feat.) Butwhyturn
wheels? They arecoupled toanexquisitely intricate mess ofcopper andiron, all
16-8
twisted andinterwoven. With twoparts—one thatturns andonethatdoesn’t.
Allacomplex intermixture ofafewmaterials, mostly iron andcopper butalso
some paper andshellac forinsulation. Arevolving monster thing. Agenerator.
Somewhere outofthemess ofcopper andironcome afewspecial pieces ofcopper.
Thedam, theturbine, theiron, thecopper, allputthere tomake something special
happen toafewbarsofcopper—-an emf. Then thecopper barsgoalittlewayand
circle forseveral times around another piece ofiron inatransformer; then their
jobisdone.
Butaround thatsame piece ofironcurls another cable ofcopper which has
nodirect connection whatsoever tothebars from thegenerator; they have just
been influenced because theypassed nearit—to gettheir emf. Thetransformer
converts thepower from therelatively lowvoltages required fortheefficient design
ofthegenerator totheveryhighvoltages thatarebestforefficient transmission of
electrical energy overlongcables.
And everything must beenormously efficient—there canbenowaste, noloss.
Why? Thepower forametropolis isgoing through. Ifasmall fraction werelost—
oneortwopercent—think oftheenergy leftbehind! Ifonepercent ofthepower
wereleftinthetransformer, thatenergy would needtobetaken outsomehow. If
itappeared asheat, itwould quickly melt thewhole thing. There is,ofcourse, some
small inefficiency, butallthatisrequired areafewpumps which circulate some oil
through aradiator tokeepthetransformer from heating up.
OutoftheBoulder Dam come afewdozen rodsofcopper—long, long, long
rodsofcopper perhaps thethickness ofyourwrist thatgoforhundreds ofmiles in
alldirections. Small rods ofcopper carrying thepower ofagiant river. Then the
rodsaresplittomake more rods...thentomore transformers ...sometimes to
great generators which recreate thecurrent inanother form ...sometimes to
engines turning forbigindustrial purposes ...tomore transformers ...then
more splitting andspreading. ..until finally theriver isspread throughout the
whole city—turning motors, making heat, making light, working gadgetry. The
miracle ofhotlights from coldwater over600miles away—all done withspecially
arranged pieces ofcopper andiron. Large motors forrolling steel, ortinymotors
foradentist’s drill. Thousands oflittlewheels, turning inresponse totheturning
ofthebigwheel atBoulder Dam. Stopthebigwheel, andallthewheels stop; the
lights goout.They really areconnected.
Yetthere ismore. Thesame phenomena thattakethetremendous power of
theriverandspread itthrough thecountryside, until afewdrops oftheriver are
running thedentist’s drill, come again intothebuilding ofextremely fineinstru-
ments ...for thedetection ofincredibly small amounts ofcurrent. ..forthe
transmission ofvoices, music, andpictures. ..for computers. ..forautomatic
machines offantastic precision.
Allthisispossible because ofcarefully designed arrangements ofcopper and
iron—efliciently created magnetic fields ...blocks ofrotating iron sixfeetin
diameter whirling with clearances of1/16 ofaninch. ..careful proportions of
copper fortheoptimum efliciency ...strange shapes allserving apurpose, like
thecurve ofthedam.
Ifsome future archaeologist uncovers Boulder Dam, wemay guess that he
would admire thebeauty ofitscurves. Butalsotheexplorers from some great
future civilizations willlook atthegenerators andtransformers andsay: “Notice
thatevery iron piece hasabeautifully eflicient shape. Think ofthethought that
hasgoneintoevery piece ofcopper!”
This isthepower ofengineering andthecareful design ofourelectrical tech-
nology. There hasbeencreated inthegenerator something which exists nowhere
elseinnature. Itistruethatthere areforces ofinduction inother places. Certainly
insome places around thesunandstars there areeffects ofelectromagnetic induc-
tion. Perhaps also(though it’snotcertain) themagnetic field oftheearth ismain-
tained byananalog ofanelectric generator thatoperates oncirculating currents
intheinterior oftheearth. Butnowhere havethere beenpieces puttogether with
moving parts togenerate electrical power asisdone inthegenerator—with great
efficiency andregularity.
16-9
Youmaythink thatdesigning electric generators isnolonger aninteresting
subject, thatitisadead subject because theyarealldesigned. Almost perfect
generators ormotors canbetaken from ashelf. Even ifthiswere true, wecan
admire thewonderful accomplishment ofaproblem solved tonearperfection.
Butthere remain asmany unfinished problems. Even generators andtransformers
arereturning asproblems. Itislikely thatthewhole fieldoflowtemperatures and
superconductors willsoonbeapplied totheproblem ofelectric power distribution.
With aradically newfactor intheproblem, newoptimum designs willhave tobe
created. Power networks ofthefuture may have little resemblance tothose of
today.
Youcanseethatthere isanendless number ofapplications andproblems that
onecould takeupwhile studying thelawsofinduction. Thestudy ofthedesign of
electrical machinery isalifework initself. Wecannot goveryfarinthatdirection,
butweshould beaware ofthefactthatwhen wehave discovered thelawofinduc-
tion, wehave suddenly connected ourtheory toanenormous practical develop-
ment. Wemust, however, leave thatsubject totheengineers andapplied scientists
whoareinterested inworking outthedetails ofparticular applications. Physics
onlysupplies thebase—the basic principles thatapply, nomatter what. (Wehave
notyetcompleted thebase, because wehaveyettoconsider indetail theproperties
ofironandofcopper. Physics hassomething tosayabout these aswewillseea
littlelater.)
Modern electrical technology began withFaraday’s discoveries. Theuseless
baby developed intoaprodigy andchanged thefaceoftheearth inways itsproud
father could never haveimagined.
16-10
I7
The Laws ofInduction
17-1 Thephysics ofinduction
Inthelastchapter wedescribed many phenomena which show thattheeffects
ofinduction arequite complicated andinteresting. Now wewant todiscuss the
fundamental principles which govern these effects. Wehave already defined theemf
inaconducting circuit asthetotal accumulated force onthecharges throughout
thelength oftheloop. More specifically, itisthetangential component oftheforce
perunitcharge, integrated along thewire once around thecircuit. This quantity
isequal, therefore, tothetotal work done onasingle charge that travels once
around thecircuit.
Wehave alsogiven the“flux rule,” which saysthattheemfisequal totherate
atwhich themagnetic fluxthrough such aconducting circuit ischanging. Let’s
seeifwecanunderstand whythatmight be.First, we’ll consider acase inwhich
thefluxchanges because acircuit ismoved inasteady field.
InFig.17-1weshow asimple loop ofwirewhose dimensions canbechanged.
Theloop hastwoparts, afixed U-shaped part (a)andamovable crossbar (b)
thatcanslide along thetwolegsoftheU.There isalways acomplete circuit, but
itsareaisvariable. Suppose wenowplace theloop inauniform magnetic fieldwith
theplane oftheUperpendicular tothefield. According totherule, when thecross-
barismoved there should beintheloop anemfthatisproportional totherateof
change ofthefluxthrough theloop. This emfwillcause acurrent intheloop.
Wewillassume that there isenough resistance inthewire thatthecurrents are
small. Then wecanneglect anymagnetic field from thiscurrent.
Thefluxthrough theloop iswLB, sothe“flux rule” would givefortheemf——
which wewrite as8—
8=WBPIA =wBv,dt
where 1!isthespeed oftranslation ofthecrossbar.
Now weshould beable tounderstand thisresult from themagnetic vXB
forces onthecharges inthemoving crossbar. These charges willfeelaforce,
tangential tothewire. equal tovBperunitcharge. Itisconstant along thelength
wofthecrossbar andzero elsewhere, sotheintegral is
8=wvB,
which isthesame result wegotfrom therateofchange oftheflux.
Theargument _]llSIgiven canbeextended toanycase where there isafixed
magnetic field andthewires aremoved. Onecanprove, ingeneral, thatforany
circuit whose parts move inafixed magnetic field theemfisthetime derivative
oftheflux, regardless oftheshape ofthecircuit.
Ontheother hand, what happens iftheloop isstationary andthemagnetic
fieldischanged? Wecannot deduce theanswer tothisquestion from thesame
argument. ItwasFaraday’s discovery—from experiment—that the“flux rule”
isstillcorrect nomatter why thefluxchanges. Theforce onelectric charges is
given incomplete generality byF=q(E+v><B);there arenonew special
“forces duetochanging magnetic fields.” Any forces oncharges atrestina
stationary wirecome from theEterm. Faraday’s observations ledtothediscovery
thatelectric andmagnetic fields arerelated byanewlaw: inaregion where the
magnetic field ischanging with time, electric fields aregenerated. Itisthiselectric
17-117-1 Thephysics ofinduction
17-2 Exceptions tothe“flux rule”
17-3 Particle acceleration byan
induced electric field; the
betatron
17-4 Aparadox
17-5 Alternating-current generator
17-6 Mutual inductance
17—7 Self-inductance
17-8 Inductance andmagnetic
energy
f . (O) .
L~¥ *l~t~ —-I
LINESOFB
Fig. l7—l. Anemf isinduced inci
loop ifthefluxischanged byvarying the
area ofthecircuit.
field which drives theelectrons around thewire—and soisresponsible fortheemf
inastationary circuit when there isachanging magnetic flux.
Thegeneral lawfortheelectric fieldassociated with achanging magnetic
field is
asv><E--57 (17.1)
WewillcallthisFaraday’s law. Itwasdiscovered byFaraday butwasfirstwritten
indifferential form byMaxwell, asoneofhisequations. Let’s seehowthisequation
gives the“flux rule” forcircuits.
Using Stokes’ theorem, thislawcanbewritten inintegral form as
j€E~ds=/S(V><E)'nda= -I95-nda (17.2)Sai ’
where, asusual, I‘isanyclosed curve andSisanysurface bounded byit.Here,
remember, I‘isamathematical curve fixed inspace, andSisafixed surface. Then
thetime derivative canbetaken outside theintegral andwehave
6y€E-ds= -57/QB nda
=-56;(fluxthrough s). (17.3)
Applying thisrelation toacurve Pthatfollows afixed circuit ofconductor, we
getthe“flux rule” once again. Theintegral ontheleftistheemf. andthatonthe
right isthenegative rateofchange ofthefluxlinked bythecircuit. SoEq.(17.1)
applied toafixed circuit isequivalent tothe“flux rule.”
Sothe“flux rule”——that theemfinacircuit isequal totherateofchange of
themagnetic fluxthrough thecircuit—applies whether thefluxchanges because the
fieldchanges orbecause thecircuit moves (orboth). Thetwopossibilities-
“circuit moves” or“field changes”——are notdistinguished inthestatement ofthe
rule. Yetinourexplanation oftherulewehave used twocompletely distinct laws
forthetwocases—v XBfor“circuit moves” andVXE=—6B/61 for“field
changes.”
Weknow ofnoother place inphysics where such asimple andaccurate
general principle requires foritsrealunderstanding ananalysis interms oftwo
diflerent phenomena. Usually such abeautiful generalization isfound tostem from
asingle deep underlying principle. Nevertheless, inthiscasethere does notappear
tobeanysuch profound implication. Wehave tounderstand the“rule” asthe
combined effects oftwoquite separate phenomena.
Wemust look atthe“flux rule" inthefollowing way. Ingeneral, theforce per
unitcharge isF/q=E+v><B.Inmoving wires there istheforce from the
second term. Also, there isanE-field ifthere issomewhere achanging magnetic
field. They areindependent effects, buttheemfaround theloop ofwire isalways
equal totherateofchange ofmagnetic fluxthrough it.
17-2 Exceptions tothe“fiux rule”
Wewillnow give some examples, dueinpart toFaraday, which show the
importance ofkeeping clearly inmind thedistinction between thetwoeffects re-
sponsible forinduced emf's. Ourexamples involve situations towhich the“fiux
rule” cannot beapplied—either because there isnowire atallorbecause thepath
taken byinduced currents moves about within anextended volume ofaconductor.
Webegin bymaking animportant point: Thepartoftheemfthatcomes from
theE-field does notdepend ontheexistence ofaphysical wire (asdoes thevXB
part). TheE-field canexist infreespace, anditslineintegral around anyimaginary
linefixed inspace istherateofchange ofthefluxofBthrough thatline. (Note
thatthisisquite unlike theE-field produced bystatic charges, forinthatcasethe
lineintegral ofEaround aclosed loop isalways zero.)
17—2
change, butthere isnevertheless anemf. Figure l7—2 shows aconducting disc
which canberotated onafixed axisinthepresence ofamagnetic field. One
contact ismade totheshaft andanother rubs ontheouter periphery ofthedisc.
Acircuit iscompleted through agalvanometer. Asthediscrotates, the“circuit,”
inthesense oftheplace inspace where thecurrents are,isalways thesame. But
thepartofthe“circuit” inthediscisinmaterial which ismoving. Although the
fluxthrough the“circuit” isconstant, there isstillanemf, ascanbeobserved by
thedeflection ofthe galvanometer. Clearly, hereisacasewhere thevXBforce in
themoving discgives risetoanemfwhich cannot beequated toachange offlux.
Now weconsider. asanopposite example, asomewhat unusual situation in
which thefiuxthrough a“circuit” (again inthesense ofthe place where thecurrent
is)changes butwhere there isnoemf. Imagine twometal plates withslightly curved
edges, asshown inFig. l7—3, placed inauniform magnetic field perpendicular to
their surfaces. Each plate isconnected tooneoftheterminals ofagalvanometer,
asshown. Theplates make contact atonepoint P.sothere isacomplete circuit
Iftheplates arenowrocked through asmall angle, thepoint ofcontact willmove
toP’.Ifweimagine the“circuit” tobecompleted through theplates onthedotted
lineshown inthefigure, themagnetic fluxthrough thiscircuit changes byalarge
amount astheplates arerocked back andforth. Yettherocking canbedone with
small motions, sothat vXBisvery small andthere ispractically noemf. The
“flux rule” does notwork inthiscase. Itmust beapplied tocircuits inwhich the
material ofthecircuit remains thesame. When thematerial ofthecircuit ischang-
ing,wemust return tothebasic laws. Thecorrect physics isalways given bythe
twobasic laws
F=q(E+v><B),
17-3 Particle acceleration byaninduced electric field; thebetatron
Wehave saidthattheelectromotive force generated byachanging magnetic
fieldcanexist even without conductors; thatis,there canbemagnetic induction
without wires. Wemay stillimagine anelectromotive force around anarbitrary
mathematical curve inspace. Itisdefined asthetangential component ofE
integrated around thecurve. Faraday’s lawsaysthatthislineintegral isequal to
therateofchange ofthemagnetic fluxthrough theclosed curve, Eq.(17.3).
Asanexample oftheeffect ofsuch aninduced electric field, wewant now to
consider themotion ofanelectron inachanging magnetic field. Weimagine a
magnetic fieldwhich, everywhere onaplane, points inavertical direction, asshown
inFig.17-4. Themagnetic field isproduced byanelectromagnet, butwewillnot
worry about thedetails Forourexample wewillimagine thatthemagnetic field
issymmetric about some axis, ie..that thestrength ofthemagnetic field will
depend only onthedistance from theaxis. Themagnetic field isalsovarying with
time Wenow imagine anelectron thatismoving inthisfield onapath thatisa
circle ofconstant radius with itscenter attheaxisofthefield. (We willseelater
17~3'mmMAGNET V/
‘
\ »
‘W”\._ ERsc L "'4 COPP DI H Fig. l7-2. When the disc rotates
there isanemf from vXB,butwith
GALVANOMETER nochange inthelinked flux.
Now wewilldescribe asituation inwhich thefiuxthrough acircuit does not
OPPER PLATES
_ 1*-—— —-.i,P'\ \
1| \\ l
l \l ._ \a\
, @B \
\ .
_\ '
e, /,
I I
GALVANOMETER
Fig. l7—3. When the plates are
rocked inauniform magnetic field, there
can bealarge change inthe flux
linkage without the generation ofan
emf.
.SE/' “E..
Q ?
B '. '
qE\ ‘E
''LINES ora
Fg l7—4. An electron accelerating inanaxially
symmetric, time-varying magnetic field.
how thismotion canbearranged.) Because ofthechanging magnetic field, there
willbeanelectric fieldEtangential totheelectron’s orbit which willdrive itaround
thecircle. Because ofthesymmetry, thiselectric field willhave thesame value
everywhere onthecircle. Iftheelectron’s orbit hastheradius r,thelineintegral
ofEaround theorbit isequal totherateofchange ofthemagnetic fluxthrough
thecircle. Thelineintegral ofEis]LlStitsmagnitude times thecircumference of
thecircle, 27rr. Themagnetic fluxmust, ingeneral, beobtained from anintegral.
Forthemoment, weletBM,represent theaverage magnetic field intheinterior of
thecircle; then thefluxisthisaverage magnetic field times thearea ofthecircle.
Wewillhave
i 6 0 2
27rrE -at(BM. 7rr).
Since weareassuming risconstant, Eisproportional tothetime derivative of
theaverage field:
dBE=5_e-Y- 17.42dt ( )
Theelectron willfeeltheelectric force qEandwillbeaccelerated byit.Remember-
ingthattherelativistically correct equation ofmotion isthattherateofchange of
themomentum isproportional totheforce, wehave
qE=dt (17.5)
Forthecircular orbit wehave assumed, theelectric force ontheelectron is
always inthedirection ofitsmotion, soitstotal momentum willbeincreasing at
therategiven byEq.(17.5). Combining Eqs. (17.5) and(17.4), wemay relate the
rateofchange ofmomentum tothechange oftheaverage magnetic field:
dp qrdB,,___=__ ". 7_
dz 2dt (16)
Integrating with respect tot,wefindfortheelectron’s momentum
1»=Po+§AB... <17-7)
where p0isthemomentum with which theelectrons start out,andABM, isthesub-
sequent change inBM. Theoperation ofabetatr0n—a machine foraccelerating
electrons tohigh energies—is based onthisidea.
Toseehow thebetatron operates indetail, wemust now examine how the
electron canbeconstrained tomove onacircle. Wehave discussed inChapter ll
ofVol. Itheprinciple involved. Ifwearrange thatthere isamagnetic field Bat
theorbit oftheelectron, there willbeatransverse force qvXBwhich, forasuit-
l7-4
ablychosen B,cancause theelectron tokeep moving onitsassumed orbit. Inthe
betatron thistransverse force causes theelectron tomove inacircular orbit of
constant radius. Wecanfindoutwhat themagnetic field attheorbit must beby
using again therelativistic equation ofmotion, butthistime, forthetransverse
component oftheforce. Inthebetatron (seeFigl7—4), Bisatright angles tov,so
thetransverse force isqvB. Thus theforce isequal totherateofchange ofthetrans-
verse component p,ofthemomentum:
qvB =dz (17.8)
When aparticle ismoving inacircle, therateofchange ofitstransverse momentum
isequal tothemagnitude ofthetotal momentum times to,theangular velocity of
rotation (following thearguments ofChapter ll,Vol. I):
dpg _
dt—cup, (17.9)
where, since themotion iscircular,
1..=9- (17.10)r
Setting themagnetic force equal tothetransverse acceleration, wehave
qUBorbit =Pg’
where B,,,b,, isthefield attheradius r.
Asthebetatron operates, themomentum oftheelectron grows inproportion
toB,,,,,according toEq.(17.7), andiftheelectron istocontinue tomove inits
proper circle, Eq.(17.11) must continue tohold asthemomentum oftheelectron
increases. Thevalue ofB,,,b,, must increase inproportion tothemomentum p.
Comparing Eq.(17.11) with Eq.(17.7), which determines p,weseethatthefollow-
ingrelation must hold between B.,,,_ theaverage magnetic field inside theorbit
attheradius r,andthemagnetic field BMW attheorbit:
A3,,=2AB,,,b,,. (17.12)
Thecorrect operation ofabetatron requires thattheaverage magnetic field inside
theorbit increase attwice therateofthemagnetic field attheorbit itself. Inthese
circumstances, astheenergy oftheparticle isincreased bytheinduced electric
fieldthemagnetic field attheorbit increases atjusttheraterequired tokeep the
particle moving inacircle.
Thebetatron isused toaccelerate electrons toenergies oftensofmillions of
volts, oreven tohundreds ofmillions ofvolts. However, itbecomes impractical for
theacceleration ofelectrons toenergies much higher than afewhundred million
volts forseveral reasons. One ofthem isthepractical difficulty ofattaining the
required highaverage value forthemagnetic fieldinside theorbit. Another isthat
Eq.(17.6) isnolonger correct atvery high energies because itdoes notinclude the
lossofenergy from theparticle duetoitsradiation ofelectromagnetic energy
(theso-called synchrotron radiation discussed inChapter 36,Vol. I).Forthese
reasons, theacceleration ofelectrons tothehighest energies—to many billions of
electron volts—is accomplished bymeans ofadifferent kind ofmachine, called a
synchrotron.
17-4 Aparadox
Wewould now liketodescribe foryouanapparent paradox. Aparadox isa
situation which gives oneanswer when analyzed oneway, andadifferent answer
when analyzed another way, sothatweareleftinsomewhat ofaquandary asto
actually what should happen. Ofcourse, inphysics there arenever anyrealpara-
doxes because there isonly onecorrect answer; atleast webelieve thatnature will
l7-5
CHARGED
METAL SPHERES COIL OFWIRE
V],//5 0.. .0\-/6
I‘.. BATTERY.‘
\|‘.__ a II
_$$
PLASTIC DISC ‘
Fig. l7—5. Will thedisc rotate ifthe
current Iisstopped?
dl>
,1].___>__
I B LOAD
7%___ ///
E If
Fig. l7—6. Acoilofwire rotating ina
uniform magnetic field—-the basic idea
oftheacgenerator.actinonly oneway(and thatistheright way, naturally). Soinphysics aparadox
isonly aconfusion inourownunderstanding. Here isourparadox.
Imagine thatweconstruct adevice likethatshown inFig. 17-5. There isa
thin, circular plastic discsupported onaconcentric shaft with excellent bearings,
sothatitisquite freetorotate. Onthediscisacoilofwire intheform ofashort
solenoid concentric with theaxisofrotation. This solenoid carries asteady current
Iprovided byasmall battery, alsomounted onthedisc. Near theedge ofthedisc
andspaced uniformly around itscircumference areanumber ofsmall metal spheres
insulated from each other andfrom thesolenoid bytheplastic material ofthedisc.
Each ofthese small conducting spheres ischarged with thesame electrostatic
charge Q.Everything isquite stationary, andthediscisatrest. Suppose nowthat
bysome accident—or byprearrangement—the current inthesolenoid isinter-
rupted, without, however, anyintervention from theoutside. Solongasthecurrent
continued, there wasamagnetic fluxthrough thesolenoid more orlessparallel
totheaxisofthedisc. When thecurrent isinterrupted, thisfiuxmust gotozero.
There will, therefore, beanelectric field induced which willcirculate around in
circles centered attheaxis. Thecharged spheres ontheperimeter ofthediscwill
allexperience anelectric field tangential totheperimeter ofthedisc. This electric
force isinthesame sense forallthecharges andsowillresult inanettorque onthe
disc. From these arguments wewould expect thatasthecurrent inthesolenoid
disappears, thediscwould begin torotate. Ifweknew themoment ofinertia of
thedisc, thecurrent inthesolenoid, andthecharges onthesmall spheres, wecould
compute theresulting angular velocity.
ButWecould alsomake adifferent argument. Using theprinciple ofthecon-
servation ofangular momentum, wecould saythattheangular momentum ofthe
discwith allitsequipment isinitially zero, andsotheangular momentum ofthe
assembly should remain zero. There should benorotation when thecurrent is
stopped. Which argument IScorrect "Willthediscrotate orwillitnot‘? Wewill
leave thisquestion foryoutothink about.
Weshould warn youthatthecorrect answer does notdepend onanynon-
essential feature, such astheasymmetric position ofabattery, forexample. In
fact, youcanimagine anideal situation such asthefollowing‘ Thesolenoid is
made ofsuperconducting Wire through which there isacurrent. After thedischas
been carefully placed atrest,thetemperature ofthe solenoid isallowed toriseslowly
When thetemperature ofthewire reaches thetransition temperature between
superconductivity andnormal conductivity, thecurrent inthesolenoid willbe
brought tozero bytheresistance ofthewire. Thefluxwill,asbefore, falltozero,
andthere willbeanelectric fieldaround theaxis. Weshould alsowarn youthatthe
solution isnoteasy, norisitatrick. When youfigure itout,youwillhave dis-
covered animportant principle ofelectromagnetism.
17-5 Alternating-current generator
Intheremainder ofthischapter weapply theprinciples ofSection 17-1 to
analyze anumber ofthe phenomena discussed inChapter 16.Wefirstlook inmore
detail atthealternating-current generator. Such agenerator consists basically ofa
coilofwire rotating inauniform magnetic field. Thesame result canalso be
achieved byafixed coilinamagnetic field whose direction rotates inthemanner
described inthelastchapter. Wewillconsider only theformer case. Suppose we
have acircular coilofwire which canbeturned onanaxisalong oneofitsdiam-
eters. Letthiscoilbelocated inauniform magnetic field perpendicular totheaxis
of‘rotation, asinFig. 17-6 Wealso imagine that thetwoends ofthecoilare
brought toexternal connections through some kind ofsliding contacts.
Duetotherotation ofthecoil, themagnetic fiuxthrough itwillbechanging.
Thecircuit ofthecoilwilltherefore have anemfinit.LetSbetheareaofthecoil
and0theangle between themagnetic fieldandthenormal totheplane ofthecoil.*
*Now thatweareusing theletter Aforthevector potential, weprefer toletSstand
foraSurface area.
17-6
Thefiuxthrough thecoilisthen
BScos0. (17.13)
Ifthecoilisrotating attheuniform angular velocity w,0varies with time as
0=wt.Theemf8inthecoilisthen
8=—Z€ (flux) =—dit (BScoswt),
or
8=BSw sinwt. (17.14)
Ifwebring thewires from thegenerator toapoint some distance from the
rotating coil, where themagnetic field iszero, oratleast isnotvarying with time,
thecurlofEinthisregion willbezero andwecandefine anelectric potential.
Infact, ifthere isnocurrent being drawn from thegenerator, thepotential differ-
ence Vbetween thetwowires willbeequal totheemfintherotating coil. That is,
V=BSw sinwt=V0sinwt.
Thepotential difference between thewires varies assinwt.Such avarying potential
difference iscalled analternating voltage.
Since there isanelectric field between thewires, they must beelectrically
charged. Itisclear thattheemfofthegenerator haspushed some excess charges
outtothewireuntil theelectric fieldfrom them isstrong enough toexactly counter-
balance theinduction force. Seen from outside thegenerator, thetwowires appear
asthough they hadbeen electrostatically charged tothepotential difference V,
andasthough thecharge wasbeing changed with time togiveanalternating po-
tential ditference. There isalsoanother difference from anelectrostatic situation.
Ifweconnect thegenerator toanexternal circuit thatpermits passage ofacurrent,
wefindthattheemfdoes notpermit thewires tobedischarged butcontinues to
provide charge tothewires ascurrent isdrawn from them, attempting tokeepthe
wires always atthesame potential difference. If,infact, thegenerator isconnected
inacircuit whose total resistance isR,thecurrent through thecircuit willbepro-
portional totheemfofthegenerator andinversely proportional toR.Since the
emfhasasinusoidal timevariation, soalsodoes thecurrent. There isanalternating
current
I= -1%: —I/Igsinwt.
Theschematic diagram ofsuch acircuit isshown inFig.17-7.
Wecanalsoseethattheemfdetermines how much energy issupplied bythe
generator. Each charge inthewire isreceiving energy attherateF-v.where F1S
theforce onthecharge andvisitsvelocity. Now letthenumber ofmoving charges
perunitlength ofthewire ben;then thepower being delivered intoanyelement
dsofthewire is
F-l}I1dS.
Forawire, visalways along ds,sowecanrewrite thepower as
nvF-ds.
Thetotal power being delivered tothecomplete circuit istheintegral ofthis
expression around thecomplete loop:
Power =yfmir ds. (17.15)
Now remember thatqnvisthecurrent I,andthattheemfisdefined astheintegral
ofF/qaround thecircuit. Wegettheresult
Power from agenerator =SI. (17.16)
17-7I—-v
A.C. R
Generator
g=gt5......
Fig. 17-7. Acircuit with an ac
generator andaresistance.
When there isacurrent inthecoilofthegenerator, there willalsobemechani-
calforces onit.Infact, weknow thatthetorque onthecoilisproportional toits
magnetic moment, tothemagnetic field strength B,andtothesineoftheangle
between. Themagnetic moment isthecurrent inthecoiltimes itsarea. Therefore
thetorque is
7'=ISBsin6. (17.17)
Therateatwhich mechanical work must bedone tokeep thecoilrotating isthe
angular velocity wtimes thetorque:
91%’=w7'=wISBsin0. (17.18)
Comparing thisequation with Eq.(17.14),weseethattherateofmechanical work
required torotate thecoilagainst themagnetic forces isJustequal toE11,therate
atwhich electrical energy isdelivered bytheemfofthegenerator. Alloftheme-
chanical energy used upinthegenerator appears aselectrical energy inthecircuit.
Asanother example ofthecurrents andforces duetoaninduced emf, let’s
analyze what happens inthesetup described inSection 12,andshown inFig.17-1.
There aretwoparallel wires andasliding crossbar located inauniform magnetic
field perpendicular totheplane oftheparallel wires. Now let’sassume thatthe
“bottom” oftheU(theleftsideinthefigure) ismade ofwires ofhigh resistance,
while thetwosidewires aremade ofagood conductor likecopper—then wedon’t
need toworry about thechange ofthecircuit resistance asthecrossbar ismoved.
Asbefore, theemfinthecircuit is
8=t1Bw. (17.19)
Thecurrent inthecircuit isproportional tothisemfandinversely proportional
totheresistance ofthecircuit:
8 vBwI-7?——R—- (17.20)
Because ofthiscurrent there willbeamagnetic force onthecrossbar thatis
proportional toitslength, tothecurrent init,andtothemagnetic field, such that
F=Blw. (17.21)
Taking Ifrom Eq.(17.20), wehave fortheforce
B2w2F_T v. (17.22)
Weseethattheforce isproportional tothevelocity ofthecrossbar. Thedirection
oftheforce, asyoucaneasily see,isopposite toitsvelocity. Such a“velocity-
proportional” force, which isliketheforce ofviscosity, isfound whenever induced
currents areproduced bymoving conductors inamagnetic field. Theexamples of
eddy currents wegave inthelastchapter alsoproduced forces ontheconductors
proportional tothevelocity -oftheconductor, even though such situations, in
general, giveacomplicated distribution ofcurrents which isdifficult toanalyze.
It1Soften convenient inthedesign ofmechanical systems tohave damping
forces which areproportional tothevelocity. Eddy-current forces provide oneof
themost convenient ways ofgetting such avelocity-dependent force. Anexample
oftheapplication ofsuch aforce isfound intheconventional domestic wattmeter.
Inthewattmeter there isathinaluminum discthatrotates between thepoles ofa
permanent magnet. This discisdriven byasmall electric motor whose torque is
proportional tothepower being consumed intheelectrical circuit ofthehouse.
Because oftheeddy-current forces inthedisc, there isaresistive force proportional
tothevelocity. Inequilibrium, thevelocity istherefore proportional totherateof
consumption ofelectrical energy. Bymeans ofacounter attached totherotating
disc, arecord iskept ofthenumber ofrevolutions itmakes. This count isanindi-
cation ofthetotal energy consumption, i.e.,thenumber ofwatthours used.
17-8
Wemay alsopoint outthatEq.(17.22) shows thattheforce from induced
currents—that is,anyeddy-current force—is inversely proportional tothere-
sistance. Theforce willbelarger, thebetter theconductivity ofthematerial. The
reason, ofcourse, isthatanemfproduces more current iftheresistance islow,and
thestronger currents represent greater mechanical forces.
Wecanalsoseefrom ourformulas how mechanical energy isconverted into
electrical energy. Asbefore, theelectrical energy supplied totheresistance ofthe
circuit istheproduct 81.Therateatwhich work isdone inmoving theconducting
crossbar istheforce onthebartimes itsvelocity. Using Eq.(17.21) fortheforce,
therateofdoing work is
fl_128%dzTR
Weseethatthisisindeed equal totheproduct 81wewould getfrom Eqs. (17.19)
and(17.20). Again themechanical work appears aselectrical energy.
17-6 Mutual inductance
Wenowwant toconsider asituation inwhich there arefixed coils ofwirebut
changing magnetic fields. When wedescribed theproduction ofmagnetic fields by
currents, weconsidered onlythecaseofsteady currents. Butsolong asthecurrents
arechanged slowly, themagnetic fieldwillateach instant benearly thesame asthe
magnetic field ofasteady current. Wewillassume inthediscussion ofthissection
thatthecurrents arealways varying sufficiently slowly thatthisistrue.
InFig. 17-8 isshown anarrangement oftwocoils which demonstrates the
basic effects responsible fortheoperation ofatransformer. Coil 1consists ofa
conducting wire wound intheform ofalong solenoid. Around thiscoil—and
insulated from it—is wound coil2,consisting ofafewturns ofwire. Ifnowa
current ispassed through coil1,weknow thatamagnetic fieldwillappear inside it.
This magnetic field alsopasses through coil2.Asthecurrent incoil1isvaried,
themagnetic fluxwillalsovary, andthere willbeaninduced emfincoil2.Wewill
nowcalculate thisinduced emf.
Wehave seen inSection 13-5 thatthemagnetic field inside along solenoid is
uniform andhasthemagnitude
1N111= —-i i 9
B eocz l (3)
where N1isthenumber ofturns incoil1,I1isthecurrent through it,andlisits
length. Let’s saythatthecross-sectional area ofcoil1isS;then thefluxofBis
itsmagnitude times S.Ifcoil2hasN2turns, thisfluxlinks thecoilN2times.
Therefore theemfincoil2isgiven by
82=—NgS(j{—€- (17.24)
Theonlyquantity inEq.(17.23) which varies with time is11.Theemfistherefore
given by
NNSdI18,==____l_TZ,
2 eucll dt(17.25)
Weseethattheemfincoil2isproportional totherateofchange ofthecurrent
incoil1.Theconstant ofproportionality, which isbasically ageometric factor of
thetwocoils, iscalled themutual inductance, andisusually designated 31121.Equa-
tion(17.25) isthen written
82=am,gal (17.26)
Suppose now that wewere topass acurrent through coil2andaskabout
theemfincoil1.Wewould compute themagnetic field, which iseverywhere
17-9B II
4;
"'“.%1%
ftCOIL 2
Fig. 17-8. Acurrent incoil lpro
duces amagnetic field through coil2.
proportional tothecurrent I2.Thefiuxlinkage through coil1would depend on
thegeometry, butwould beproportional tothecurrent I2.Theemfincoil1
would, therefore, again beproportional toall2/dt:Wecanwrite
61=@1112%- (17.27)
Thecomputation ofS1112 would bemore difficult than thecomputation wehave
justdone forS1121.Wewillnotcarry through thatcomputation now, because we
willshow later inthischapter thatS1112 isnecessarily equal to£11121.
Since foranycoilitsfield isproportional toitscurrent, thesame kind of
result would beobtained foranytwocoils ofwire. Theequations (17.26) and
(17.27) would have thesame form; only theconstants iYit21 andN112 would be
different. Their values would depend ontheshapes ofthecoils andtheir relative
positions.
ds,
I’
' ds,,
1,1
Fg 17-9 Any two coils have a l
mutual inductance ‘lllproportional tothe
integral ofdsi dsgr1;
Suppose thatwewish tofindthemutual inductance between anytwoarbitrary
coils—for example, those shown inFig.17-9. Weknow thatthegeneral expression
fortheemfincoil1canbewritten as
d81- —Ef(1)B nda,
where BISthemagnetic fieldandtheintegral istobetaken over asurface bounded
bycircuit 1.Wehave seen inSection 14-1 thatsuch asurface integral ofBcanbe
related toalineintegral ofthevector potential. Inparticular,
/B-nda =; A~ds1,
-(1) (1)
where Arepresents thevector potential andds1isanelement ofcircuit 1.Theline
integral istobetaken around circuit 1.Theemfincoil1cantherefore bewritten as
d81 — —Jt4%(1)A dS1.
Now let’s assume thatthevector potential atcircuit 1comes from currents
incircuit 2.Then itcanbewritten asalineintegral around circuit 2:
A=__l if__I2d‘2, (17.29)47l'€()C2 (2) r12
where I2isthecurrent incircuit 2,andr12isthedistance from theelement ofthe
circuit dS2tothepoint oncircuit 1atwhich weareevaluating thevector potential.
(See Fig. 17-9.) Combining Eqs. (17.28) and(17.29), wecanexpress theemfin
circuit 1asadouble lineintegral:
121%f12.11,t;=___- Q11 .1 4-7l'E()C2 dl (1) (2) V12 S1
Inthisequation theintegrals arealltaken with respect tostationary circuits. The
only variable quantity isthecurrent I2,which does notdepend onthevariables of
17-10
integration. Wemay therefore take itoutoftheintegrals. Theemfcanthen
bewritten as
dl
31=91112 7?’
where thecoefficient STZ12 is
=m12= -—~—1 jfyf_—d’2'd’1- (17.30)(2)47T€()C2 (1) V12
Weseefrom thisintegral thatam12depends onlyonthecircuit geometry. Itdepends
onakind ofaverage separation ofthetwocircuits, with theaverage weighted most
forparallel segments ofthetwocoils. Ourequation canbeused forcalculating
themutual inductance ofanytwocircuits ofarbitrary shape. Also, itshows that
theintegral for£31112 isidentical totheintegral forSR21.Wehave therefore shown
thatthetwocoefficients areidentical. Forasystem with only twocoils, theco-
efficients STC12and91121areoften represented bythesymbol mtwithout subscripts,
called simply themutual inductance:
571112 -'=37521 =5m-
17—7 Self-inductance
Indiscussing theinduced electromotive forces inthetwocoils ofFigs. 17-8
or17-9, wehave considered only thecaseinwhich there wasacurrent inonecoil
ortheother. Ifthere arecurrents inthetwocoils simultaneously, themagnetic
fluxlinking either coilwillbethesumofthetwofluxes which would exist separately,
because thelawofsuperposition applies formagnetic fields. Theemfineither
coilwilltherefore beproportional notonly tothechange ofthecurrent inthe
other coil, butalsotothechange inthecurrent ofthecoilitself. Thus thetotal
emfincoil2should bewritten*
32=37521 6%;"l-97122 dt' (17-31)
Similarly, theemfincoil1willdepend notonly onthechanging current incoil2,
butalsoonthechanging current initself:
31=37112 (17?'1‘91311 (17-32)
Thecoefficients $11122 and91111 arealways negative numbers. Itisusual towrite
STZ11 = —£1, fllfgg = '-£2,
where £1and£2arecalled theself-inductances ofthetwocoils.
The self-induced emfwill, ofcourse, exist even ifwehave only onecoil.
Anycoilbyitself willhave aself-inductance .8.Theemfwillbeproportional tothe
rateofchange ofthecurrent init.Forasingle coil, itisusual toadopt thecon-
vention thattheemfandthecurrent areconsidered positive iftheyareinthesame
direction. With thisconvention, wemay write fortheemfofasingle coil
dI8——£ -if (17.34)
Thenegative signindicates thattheemfopposes thechange incurrent-it isoften
called a“back emf.”
Since anycoilhasaself-inductance which opposes thechange incurrent, the
current inthecoilhasakind ofinertia. Infact, ifwewish tochange thecurrent in
*Thesignofem12andtill;1inEqs. (17.31) and(17.32) depends onthearbitrary choices
forthesense ofapositive current inthetwocoils.
17-11
_1-
SC’
(<1)
V—>
F m
/////////////7/////// I
(bl
Fig. l7—l0 (a) Acircuit with a
voltage source andaninductance. (b)An
analogous mechanical system.acoilwemust overcome thisinertia byconnecting thecoiltosome external voltage
source such asabattery oragenerator, asshown intheschematic diagram ofFig.
l7—l0(a). Insuchacircuit, thecurrent Idepends onthevoltage ‘Uaccording to
therelation
d1'0-.8Z;- (17.35)
This equation hasthesame form asNewton’s lawofmotion foraparticle in
onedimension. Wecantherefore study itbythepI'll'1C1plC that“thesame equations
have thesame solutions.” Thus, ifwemake theexternally applied voltage “Ocorre-
spond toanexternally applied force F,andthecurrent Iinacoilcorrespond tothe
velocity vofaparticle, theinductance .13ofthecoilcorresponds tothemass mofthe
particle.* SeeFig. l7—lO(b). Wecanmake thefollowing table ofcorresponding
quantities.
Particle Coil
F(force)
v(velocity)
x(displacement)
F_ Q_mdz*0(potential difference)
I(current)
q(charge)
*0—.0gTdz
mv(momentum) £1
%mv2 (kinetic energy) %.£12 (magnetic energy)
17-8 Inductance andmagnetic energy
Continuing with theanalogy ofthepreceding section, wewould expect that
corresponding tothemechanical momentum p=mv,whose rate ofchange is
theapplied force, there should beananalogous quantity equal to£1,whose rateof
change is‘O.Wehavenoright, ofcourse, tosaythat£1istherealmomentum ofthe
circuit; infact,itisn’t. Thewhole circuit maybestanding stillandhavenomo-
mentum. Itisonlythat£1isanalogous tothemomentum mvinthesense ofsatisfy-
ingcorresponding equations. Inthesame way, tothekinetic energy %mv2, there
corresponds ananalogous quantity @312. Butthere wehave asurprise. This
@5312 isreally theenergy intheelectrical casealso. This 1Sbecause therateofdoing
work ontheinductance is“OI,andinthemechanical system it1SFI’,thecorre-
sponding quantity. Therefore, inthecase oftheenergy, thequantities notonly
correspond mathematically, butalsohave thesame physical meaning aswell.
Wemay seethisinmore detail asfollows. Aswefound inEq.(17.16), the
rateofelectrical work byinduced forces istheproduct oftheelectromotive force
andthecurrent:
1;’=8,.
Replacing 8byitsexpression interms ofthecurrent from Eq.(17.34), wehave
dW»—=— 7.dt dt (136)
Integrating thisequation, wefindthattheenergy required from anexternal source
toovercome theemfintheself-inductance while building upthecurrentt (which
must equal theenergy stored, U)is
-W=U=@812 (17.37)
Therefore theenergy stored inaninductance is5.812.
*This is,incidentally, nottheonly way acorrespondence canbesetupbetween me-
chanical andelectrical quantities.
TWeareneglecting anyenergy losstoheatfrom thecurrent intheresistance ofthecoil.
Such losses require additional energy from thesource butdonotchange theenergy which
goes intotheinductance.
l7—l2
Applying thesame arguments toapairofcoils such asthose inFigs. 17-8 or
17-9, wecanshow thatthetotal electrical energy ofthesystem isgiven by
U=5,1211% +aw; +9111112. (17.38)
For, starting with I=0inboth coils, wecould firstturn onthecurrent I1in
coil1,with 12=0.Thework done 1Sjust%.,G1I§’. Butnow, onturning upI2,
wenotonly dothework $1321 against theemfincircuit 2,butalsoanadditional
amount 8111,12, which istheintegral oftheemf[i)TZ(dI2/dt)] incircuit 1times the
nowconstant current I1inthatcircuit.
Suppose wenow wish tofindtheforce between anytwocoils carrying the
currents I1andI2.Wemight atfirstexpect that wecould usetheprinciple of
virtual work, bytaking thechange intheenergy ofEq.(17.38). Wemust remember,
ofcourse, thataswechange therelative positions ofthecoils theonly quantity
which varies isthemutual inductance 911.Wemight then write theequation of
virtual work as
—FAx =AU=I1I2AE)1Z (wrong).
Butthisequation iswrong because, aswehave seen earlier, itincludes only the
change intheenergy ofthetwocoils andnotthechange intheenergy ofthesources
which aremaintaining thecurrents I1andI2attheir constant values. Wecannow
understand thatthese sources must supply energy against theinduced emf’sinthe
coils astheyaremoved. Ifwewish toapply theprinciple ofvirtual work correctly,
wemust alsoinclude these energies. AsWehave seen, however, wemay take a
short cutandusetheprinciple ofvirtual work byremembering that thetotal
energy isthenegative ofwhat wehave called U,,,,.c,,, the“mechanical energy.” We
cantherefore write fortheforce
—FAx =AU,,,,.,h =—AU. (17.39)
Theforce between twocoils isthen given by
FAX =I112
Equation (17.38) fortheenergy ofasystem oftwocoils canbeused toshow
thataninteresting inequality exists between mutual inductance STZandtheself-
inductances £1and£2ofthetwoCO1lS. Itisclear thattheenergy oftwocoils
must bepositive. Ifwebegin with zero currents inthecoils andincrease these
currents tosome values, wehave been adding energy tothesystem. Ifnot,the
currents would spontaneously increase with release ofenergy totherestofthe
world-~an unlikely thing tohappen! Now ourenergy equation, Eq.(17.38), can
equally wellbewritten inthefollowing form:
1 em 21 5112U=5.21<1,+3112>+§<.c2 --be-1)1;. (17.40)
That ISJustanalgebraic transformation. This quantity must always bepositive
foranyvalues of11andI2.Inparticular, itmust bepositive ifI2should happen to
have thespecial value
12=-%1, (17.41)
Butwiththiscurrent forI2,thefirstterm inEq.(17.40) iszero. Iftheenergy isto
bepositive, thelastterm in(17.40) must begreater than zero. Wehave therequire-
ment that
.c1.e2 >arc?
Wehave thusproved thegeneral result thatthemagnitude ofthemutual inductance
fillofanytwocoils isnecessarily lessthan orequal tothegeometric mean ofthe
twoself-inductances. (911itself may bepositive ornegative, depending onthesign
17—13
conventions forthecurrents I1andI2.)
pm<\/E. (17-42)
Therelation between STZandtheself-inductances isusually written as
sit=la/53;. (17.43)
Theconstant kiscalled thecoefficient ofcoupling. Ifmost ofthefluxfrom one
coillinks theother coil, thecoelficient ofcoupling isnear one; wesaythecoils are
“tightly coupled.” Ifthecoils arefarapart orotherwise arranged sothatthere is
very little mutual fluxlinkage, thecoefficient ofcoupling isnear zero and the
mutual inductance isvery small.
Forcalculating themutual inductance oftwocoils, wehave given inEq.
(17.30) aformula which isadouble lineintegral around thetwocircuits. We
might think thatthesame formula could beused togettheself-inductance ofa
single coilbycarrying outboth lineintegrals around thesame coil. This, however,
willnotwork, because inintegrating around thetwocoils, thedenominator r12of
theintegrand willgotozero when thetwolineelements areatthesame point.
Theself-inductance obtained from thisformula isinfinite. Thereason isthatthis
formula isanapproximation thatisvalid only when thecross sections ofthewires
ofthetwocircuits aresmall compared with thedistance from onecircuit tothe
other. Clearly, thisapproximation doesn’t hold forasingle coil. Itis,infact, true
thattheinductance ofasingle coiltends logarithmically toinfinity asthediameter
ofitswire ismade smaller andsmaller.
Wemust, then, look foradilferent wayofcalculating theself-inductance ofa
single coil. Itisnecessary totake into account thedistribution ofthecurrents
within thewires because thesizeofthewireisanimportant parameter. Weshould
therefore asknotwhat istheinductance ofa“circuit,” butwhat istheinductance
ofadistribution ofconductors. Perhaps theeasiest waytofindthisinductance is
tomake useofthemagnetic energy. Wefound earlier, inSection 15-3, anex-
pression forthemagnetic energy ofadistribution ofstationary currents:
U=%[j~A dV. (17.44)
Ifweknow thedistribution ofcurrent density j,wecancompute thevector po-
tential Aandthen evaluate theintegral ofEq.(17.44) togettheenergy. This
energy isequal tothemagnetic energy oftheself-inductance, 5.812. Equating
thetwogives usaformula fortheinductance:
.1:=Il2fj~AdV. (17.45)
Weexpect, ofcourse, that theinductance isanumber depending only onthe
geometry ofthecircuit andnotonthecurrent Iinthecircuit. Theformula ofEq.
(17.45) willindeed givesuch aresult, because theintegral inthisequation ispro-
portional tothesquare ofthecurrent—the current appears once through jand
again through thevector potential A.Theintegral divided byI2willdepend onthe
geometry ofthecircuit butnotonthecurrent I.
Equation (17.44) fortheenergy ofacurrent distribution canbeputinaquite
different form which issometimes more convenient forcalculation. Also, aswe
willseelater, itisaform thatisimportant because itismore generally valid. In
theenergy equation, Eq.(17.44), both Aandjcanberelated toB,sowecanhope
toexpress theenergy interms ofthemagnetic field—just aswewere abletorelate
theelectrostatic energy totheelectric field. Webegin byreplacing jbye(,c2V XB.
Wecannot replace Asoeasily, since B=VXAcannot bereversed togiveAin
terms ofB.Anyway, wecanwrite
EQC2
U=T (VXB)‘A dV. (17.46)
17-14
The interesting thing isthat—with some restrictions—this integral canbe
written as
2
U=Bails» (v><A)dV. (17.47)
Toseethis, wewrite outindetail atypical term. Suppose thatwetake theterm
(VXB);/42 which occurs intheintegral ofEq.(17.46). Writing outthecom-
ponents, weget
6B, 6B,,
(There are,ofcourse, twomore integrals ofthesame kind.) Wenowintegrate the
firstterm with respect tox—integrating byparts. That is,wecansay
aB,, _ I0,4,/>3‘; Azdx —By./12 — By? dx.
Now suppose that oursystem-—meaning thesources andfields—is finite, sothat
aswegotolarge distances allfields gotozero. Then iftheintegrals arecarried out
over allspace, evaluating theterm B,,A,, atthelimits willgivezero. Wehave left
only theterm with B,,(6A,/6x), which isevidently onepart ofB,,(V XA),and,
therefore, ofB'(VXA).Ifyouwork outtheother fiveterms, youwillseethat
Eq.(17.47) isindeed equivalent toEq.(17.46).
Butnow wecanreplace (VXA)byB,toget
2
u=%/B-BdV. (17.48)
Wehave expressed theenergy ofamagnetostatic situation interms ofthemagnetic
field only. Theexpression corresponds closely totheformula wefound forthe
electrostatic energy:
U=%/‘E-EdV. (17.49)
Onereason foremphasizing these twoenergy formulas isthatsometimes they
aremore convenient touse. More important, itturns outthatfordynamic fields
(when EandBarechanging with time) thetwoexpressions (17.48) and(17.49)
remain true, whereas theother formulas wehave given forelectric ormagnetic
energies arenolonger correct—they hold only forstatic fields.
Ifweknow themagnetic fieldBofasingle coil,wecanfindtheself-inductance
byequating theenergy expression (17.48) to55312. Let’s seehow thisworks by
finding theself-inductance ofalong solenoid. Wehave seen earlier thatthemag-
netic fieldinside asolenoid isuniform andBoutside iszero. Themagnitude ofthe
fieldinside isB=nI/e0c2, where nisthenumber ofturns perunitlength inthe
winding andIisthecurrent. Iftheradius ofthecoilisranditslength isL(we
takeLverylong, sothatwecanneglect endeffects, i.e.,L>>r),thevolume inside
is1rr2L. Themagnetic energy istherefore
2 22
U=992iB2-(v01)=2”T{:,ML,
which isequal to%..cI2. Or,
7rr2n2.2=—_2L. (17.50)EQC
I7-15
I8
The Maxwell Equations
18-1 Maxwell’s equations
Inthischapter wecome backtothecomplete setofthefourMaxwell equations
thatwetookasourstarting point inChapter 1.Until now, wehavebeenstudying
Maxwell’s equations inbitsandpieces; itistime toaddonefinal piece, andtoput
them alltogether. Wewillthen have thecomplete andcorrect story forelectro-
magnetic fields thatmay bechanging with time inanyway. Anything saidinthis
chapter thatcontradicts something saidearlier istrueandwhat wassaidearlier is
false——because what was said earlier applied tosuch special situations as,for
instance, steady currents orfixed charges. Although wehavebeenverycareful to
point outtherestrictions whenever wewrote anequation, itiseasytoforget allof
thequalifications andtolearn toowellthewrong equations. Now weareready
togivethewhole truth, with noqualifications (oralmost none).
Thecomplete Maxwell equations arewritten inTable 18-1, inwords aswell
asinmathematical symbols. Thefactthatthewords areequivalent totheequations
should bythistimebefamiliar—you should beabletotranslate back andforth
from oneform totheother.
Thefirstequation—that thedivergence ofEisthecharge density over e0——is
trueingeneral. Indynamic aswellasinstatic fields, Gauss’ lawisalways valid.
ThefluxofEthrough anyclosed surface isproportional tothecharge inside.
Thethird equation isthecorresponding general lawformagnetic fields. Since
there arenomagnetic charges, thefluxofBthrough anyclosed surface isalways
zero. Thesecond equation, thatthecurlofEis—6B/6t, isFaraday’s lawandwas
discussed inthelasttwochapters. Italsoisgenerally true. Thelastequation has
something new. Wehave seenbefore onlythepartofitwhich holds forsteady
currents. InthatcasewesaidthatthecurlofBisj/eocz, butthecorrect general
equation hasanewpartthatwasdiscovered byMaxwell.
Until Maxwell’s work, theknown laws ofelectricity andmagnetism were
those wehave studied inChapters 3through 17.Inparticular, theequation for
themagnetic field ofsteady currents wasknown only as
vXB= (18.1)
Maxwell began byconsidering these known lawsandexpressing them asdiffer-
ential equations, aswehave done here. (Although theVnotation wasnotyet
invented, itismainly duetoMaxwell thattheimportance ofthecombinations of
derivatives, which wetoday callthecurlandthedivergence, firstbecame apparent.)
Hethen noticed thatthere wassomething strange about Eq.(18.1). Ifonetakes the
divergence ofthisequation, theleft-hand sidewillbezero, because thedivergence
ofacurlisalways zero. Sothisequation requires thatthedivergence ofjalsobe
zero. Butifthedivergence ofjiszero, then thetotal fluxofcurrent outofany
closed surface isalsozero.
Thefluxofcurrent from aclosed surface isthedecrease ofthecharge inside
thesurface. This certainly cannot ingeneral bezero because weknow that the
charges canbemoved from oneplace toanother. Theequation
V-j= -% (18.2)
has,infact,beenalmost ourdefinition ofj.Thisequation expresses theveryfunda-
18-118-1 Maxwell’s equations
18-2 How thenewterm works
18-3 Allofclassical physics
18-4 Atravelling field
18-5 Thespeed oflight
18-6 Solving Maxwell’s equations;
thepotentials andthewave
equation
Table 18-1 Classical Physics
Maxwell's equations
I.v-E=B50
OBII. VXE=—-5
III. V-B=0
j 6E
60+ 6riv.Ev><B=
Conservation ofcharge
v.,--_<3;
Force law
F=q(E +vXB)
Law ofmotion
%(p) =F, where
Gravitation
m1mg
F= 8,-
I‘(Flux ofEthrough aclosed surface) =(Charge inSiCle)/e0
(Line integral ofEaround aloop) =—5}(Flux ofBthrough theloop)
(Flux ofBthrough aclosed surface) =0
c2(Integralof Baround aloop) =(Current through theloop)/en
8+6?(Flux ofEthrough theloop)
(Flux ofcurrent through aclosed surface) =—S;(Charge inside)
p=—% (Newton’s law,with Einstein’s modification)
\/1—v2/c2
mental lawthatelectric charge isconserved—any flow ofcharge must come from
some supply. Maxwell appreciated thisdifficulty andproposed that itcould be
avoided byadding theterm 8E/6t totheright-hand sideofEq.(18.1); hethen got
thefourth equation inTable 18-1:
iv. c2VXB=. 95-J
EQ 6t
Itwasnotyetcustomary inMaxwell’s time tothink interms ofabstract fields.
Maxwell discussed hisideas interms ofamodel inwhich thevacuum waslikean
elastic solid. Healsotried toexplain themeaning ofhisnewequation interms of
themechanical model. There wasmuch reluctance toaccept histheory, firstbe-
cause ofthemodel, andsecond because there wasatfirstnoexperimental justi-
fication. Today, weunderstand better thatwhat counts aretheequations themselves
andnotthemodel used togetthem. Wemay only question whether theequations
aretrueorfalse. This isanswered bydoing experiments, anduntold numbers of
experiments have confirmed Maxwell’s equations. Ifwetake away thescaffolding
heusedtobuild it,wefindthatMaxwell’s beautiful edifice stands onitsown. He
brought together allofthelaws ofelectricity andmagnetism andmade onecomplete
andbeautiful theory.
Letusshow thattheextra term isjustwhat isrequired tostraighten outthe
difficulty Maxwell discovered. Taking thedivergence ofhisequation (IVinTable
18-1), wemust have thatthedivergence oftheright-hand sideiszero:
.1' .E_ v60+vat_0. (18.3)
18-2
Inthesecond term, theorder ofthederivatives with respect tocoordinates and
time canbereversed, sotheequation canberewritten as
. 6V']+e0FtV'E=O.
ButthefirstofMaxwell’s equations saysthatthedivergence ofEisp/co. Inserting
thisequality inEq.(18.4), wegetback Eq.(18.2), which weknow istrue. Con-
versely, ifweaccept Maxwell's equations—and wedobecause noonehasever
found anexperiment thatdisagrees withthem—we must conclude thatcharge is
always conserved.
Thelaws ofphysics have noanswer tothequestion: “What happens ifa
charge issuddenly created atthispoint-—what electromagnetic effects arepro-
duced?” Noanswer canbegiven because ourequations sayitdoesn’t happen.
Ifitwere tohappen, wewould need newlaws, butwecannot saywhat theywould
be.Wehave nothadthechance toobserve howaworld without charge con-
servation behaves. According toourequations, ifyousuddenly place acharge at
some point, youhadtocarry itthere from somewhere else. Inthat case, wecan
saywhat would happen.
When weadded anewterm totheequation forthecurlofE,wefound thata
whole newclass ofphenomena wasdescribed. Weshall seethatMaxwell’s little
addition totheequation forVXBalsohasfar-reaching consequences. Wecan
touch ononly afewofthem inthischapter.
18-2 How thenewterm works
Asourfirstexample weconsider what happens with aspherically symmetric
radial distribution ofcurrent. Suppose weimagine alittle sphere with radioactive
material onit.This radioactive material issquirting outsome charged particles.
(Orwecould imagine alarge block ofjello with asmall hole inthecenter into
which some charge hadbeen injected withahypodermic needle andfrom which
thecharge isslowly leaking out.) Ineither casewewould have acurrent thatis
everywhere radially outward. Wewillassume thatithasthesame magnitude in
alldirections.
Letthetotal charge inside anyradius rbeQ(r). Iftheradial current density
atthesame radius isj(r),thenEq.(18.2) requires thatQdecreases attherate
9%’) =—47rr2j(r). (18.5)
Wenowaskabout themagnetic fieldproduced bythecurrents inthissituation.
Suppose wedraw some loop I‘onasphere ofradius r,asshown inFig. 18-1.
There issome current through thisloop, sowemight expect tofindamagnetic
fieldcirculating inthedirection shown.
Butwearealready indifficulty. How cantheBhave anyparticular direction
onthesphere? Adifferent choice ofI‘would allow ustoconclude thatitsdirection
isexactly opposite tothatshown. Sohowcanthere beanycirculation ofBaround
thecurrents‘?
Wearesaved byMaxwell’s equation. Thecirculation ofBdepends notonly
onthetotal current through I‘butalso ontherateofchange with time ofthe
electric fluxthrough it.Itmust bethatthese twoparts justcancel. Let’s seeifthat
works out.
Theelectric field attheradius rmust beQ(r)/41re0r2—so long asthecharge
issymmetrically distributed, asweassume. Itisradial, anditsrateofchange isthen
6E_1aQ
at-Hana" <18-6’
Comparing thiswithEq.(18.5), weseethatatanyradius
§§__i. 176!“ 60
18-315 I
\ /
\ ,’ E
\ /
\\ F /'
)// \\*
7/ \
.' \ EI V \j
Fig. 18-1. What isthe magnetic
field ofaspherically symmetric current?
toovr' LOOPr $1 .
e--1--------- -_t_.
< Il§r> \ ll //I /
B \\ ?i//
\ /
- /
as-~>iiiiii»
10> l(b)
Fig 18-2. Themagnetic field near acharging capacitor.
InEq.IVthetwosource terms cancel andthecurlofBisalways zero. There is
nomagnetic field inourexample.
Asoursecond example, weconsider themagnetic field ofawire used to
charge aparallel-plate condenser (seeFig. 18-2). Ifthecharge Qontheplates is
changing with time (butnottoofast), thecurrent inthewires isequal todQ/dt.
Wewould expect thatthiscurrent willproduce amagnetic fieldthatencircles the
wire. Surely, thecurrent close tothewiremust produce thenormal magnetic
field—it cannot depend onwhere thecurrent isgoing.
Suppose Wetakealoop I‘1which isacircle with radius r,asshown inpart(a)
ofthefigure. Thelineintegral ofthemagnetic field should beequal tothecurrent
Idivided byeocz. Wehave I
21rrB =-6-0?; (18.8)
Thisiswhat wewould getforasteady current, butitisalsocorrect withMaxwell’s
addition, because ifweconsider theplane surface Sinside thecircle, there areno
electric fields onit(assuming thewire tobeavery good conductor). Thesurface
integral ofOE/6t iszero.
Suppose, however, thatwenow slowly move thecurve Pdownward. Weget
always thesame result until wedraw even with theplates ofthecondenser. Then
thecurrent Igoes tozero. Does themagnetic field disappear? That would be
quite strange. Let’s seewhat Maxwell’s equation saysforthecurve F2,which isa
circle ofradius rwhose plane passes between thecondenser plates [Fig. l8—2(b)].
Thelineintegral ofBaround I‘2is27rrB. This must equal thetime derivative of
thefluxofEthrough theplane circular surface S2.This fluxofE,weknow from
Gauss’ law,mustbeequal to1/eotimes thecharge Qononeofthecondenser plates.
Wehave
C221rrB=%- (18.9)
That isvery convenient. Itisthesame result wefound inEq.(18.8). Inte-
grating over thechanging electric field gives thesame magnetic field asdoes inte-
grating overthecurrent inthewire. Ofcourse, thatisjustwhat Maxwell’s equation
says. Itiseasytoseethatthismust always besobyapplying oursame arguments
tothetwosurfaces S1andS{that arebounded bythesame circle F1inFig.
18-2(b). Through S1there isthecurrent I,butnoelectric flux. Through S{there
isnocurrent, butanelectric fluxchanging attherateI/co. Thesame Bisobtained
ifweuseEq.IVwith either surface.
From ourdiscussion sofarofMaxwell’s newterm, youmayhave theim-
pression thatitdoesn’t addmuch—that itjustfixes uptheequations toagree with
what wealready expect. Itistruethatifwejustconsider Eq.IVbyitself, nothing
particularly new comes out.The words “byitself” are,however, all-important.
Maxwell’s small change inEq.IV,when combined with theother equations, does
indeed produce much thatisnewandimportant. Before wetakeupthese matters,
however, wewant tospeak more about Table 18-1.
18-4
18-3 Allofclassical physics
InTable 18-lwehave allthatwasknown offundamental classical physics,
thatis,thephysics thatwasknown by1905. Hereitallis,inonetable. With these
equations wecanunderstand thecomplete reahri ofclassical physics.
First wehavetheMaxwell equations—written inboththeexpanded form and
theshort mathematical form. Then there istheconservation ofcharge, which is
evenwritten inparentheses, because themoment wehave thecomplete Maxwell
equations, wecandeduce from them theconservation ofcharge. Sothetable is
evenalittle redundant. Next, wehave written theforce law,because having all
theelectric andmagnetic fields doesn’t tellusanything until weknow what they
dotocharges. Knowing EandB,however, wecanfindtheforce onanobject with
thecharge qmoving withvelocity v.Finally, having theforce doesn’t tellusany-
thing until weknow what happens when aforce pushes onsomething; weneed the
lawofmotion, which isthattheforce isequal totherateofchange ofthemo-
mentum. (Remember? WehadthatinVolume I.)Weeveninclude relativity
effects bywriting themomentum asp="1021/\/l —-v2/c2.
Ifwereally want tobecomplete, weshould addonemore law-Newton’s
lawofgravitation—so weputthatattheend.
Therefore inonesmall table wehave allthefundamental laws ofclassical
physics—-even withroom towrite them outinwords andwithsome redundancy.
Thisisagreat moment. Wehave climbed agreat peak. Weareonthetopof
K-2-we arenearly ready forMount Everest, which isquantum mechanics. We
haveclimbed thepeak ofa“Great Divide,” andnowwecangodown theother
side.
Wehavemainly beentrying tolearn howtounderstand theequations. Now
thatwehavethewhole thing puttogether, wearegoing tostudy what theequations
mean—what newthings theysaythatwehaven’t already seen. We’ve beenworking
hardtogetuptothispoint. Ithasbeenagreat effort, butnowwearegoing tohave
nicecoasting downhill asweseealltheconsequences ofouraccomplishment.
18-4 Atravelling field
Now forthenewconsequences. They come from putting together allof
Maxwell’s equations. First, let’sseewhat would happen inacircumstance which
wepicktobeparticularly simple. Byassuming thatallthequantities varyonlyin
onecoordinate, wewillhaveaone-dimensional problem. Thesituation isshown
inFig.18-3. Wehaveasheet ofcharge located ontheyz-plane. Thesheet isfirst
atrest,theninstantaneously given avelocity uinthey-direction, andkeptmoving
with thisconstant velocity. You might worry about having such an“infinite”
acceleration, butitdoesn’t really matter; justimagine thatthevelocity isbrought to
uveryquickly. Sowehavesuddenly asurface current J(Jisthecurrent perunit
y MOVING @JNDARY
WFIELDS /-
/
/CHARGE‘: ——\
'1 °\1 _7aze \E§k/ E
§\/ .A
l1lI
1lm\\l1*"l\\l14-_\\1:<"'\~4.»-8\x‘D Q
//No FIELDS 'Fig. 18-3. Ariinfinite sheet ofcharge
/ 5=3=Q issuddenly setintomotion parallel to
_ _________._ __._ itself. There aremagnetic and electric71
’|_ Vt /,l fields that propagate outfrom thesheet
‘=9 | ;=X0 ataconstant speed.
18-5
BorE"
l~—-—-i-vti——-U :-
(11)
Boril
f-—v(t-T)—-——>17 f T
v
(bl
swat
V
li-—T—-I r
U3)
Fig.l8-4. lo)Themagnitude ofB
(orE)asafunction ofxatthetimetafter
thecharge sheet issetinmotion. (b)The
fields foracharge sheet setinmotion,
toward negative yatt=T.(c)Thesum
of(aland lb).width inthez-direction). Tokeeptheproblem simple, wesuppose thatthere is
alsoastationary sheet ofcharge ofopposite signsuperposed ontheyz-plane, so
thatthere arenoelectrostatic effects. Also, although inthefigure weshow only
what ishappening inafinite region, weimagine thatthesheet extends toinfinity
in=1=yand=*=z.Inother words, wehaveasituation where there isnocurrent, and
thensuddenly there isauniform sheet ofcurrent. What willhappen?
Well, when there isasheet ofcurrent intheplusy-direction, there is,aswe
know, amagnetic fieldgenerated which willbeintheminus z-direction forx>0
andintheopposite direction forx<0.Wecould findthemagnitude ofBby
using thefactthatthelineintegral ofthemagnetic fieldwillbeequal tothecurrent
oversoc’. Wewould getthatB=J/2ecc”(since thecurrent Iinastripofwidth
wisJwandthelineintegral ofBis2Bw).
Thisgives usthefieldnexttothesheet———for small x—-but since weareim-
agining aninfinite sheet, wewould expect thesame argument togivethemagnetic
fieldfarther outforlarger values ofx.However, thatwould mean thatthemoment
weturnonthecurrent, themagnetic fieldissuddenly changed from zerotoa
finite value everywhere. Butwait! Ifthemagnetic fieldissuddenly changed, it
willproduce tremendous electrical effects. (Ifitchanges inanyway, there are
electrical effects.) Sobecause wemoved thesheet ofcharge, wemake achanging
magnetic field, andtherefore electric fields must begenerated. Ifthere areelectric
fields generated, theyhadtostartfrom zeroandchange tosomething else. There
willbesome 6E/6t thatwillmake acontribution, together withthecurrent'J, tothe
production ofthemagnetic field. Sothrough thevarious equations there isabig
intermixing, andwehavetotrytosolve forallthefields atonce.
Bylooking attheMaxwell equations alone, itisnoteasytoseedirectly how
togetthesolution. Sowewillfirstshow youwhat theanswer isandthenverify
thatitdoesindeed satisfy theequations. Theanswer isthefollowing: ThefieldB
thatwecomputed is,infact,generated rightnexttothecurrent sheet (forsmall x).
Itmust beso,because ifwemake atinylooparound thesheet, there isnoroorn
foranyelectric fluxtogothrough it.ButthefieldBoutfarther—for larger x——is,
atfirst,zero. Itstays zeroforawhile, andthensuddenly turns on.Inshort, we
turnonthecurrent andthemagnetic fieldimmediately nexttoitturns ontoa
constant value B;thentheturning onofBspreads outfrom thesource region.
After acertain time, there isauniform magnetic fieldeverywhere outtosome
value x,andthenzerobeyond. Because ofthesymmetry, itspreads inboth the
plusandminus x-directions.
TheE-field doesthesame thing. Before t=0(when weturnonthecurrent),
thefieldiszeroeverywhere. Then afterthetimet,bothEandBareuniform out
tothedistance x=vt,andzerobeyond. Thefields make theirwayforward like
atidalwave, withafront moving atauniform velocity which turns outtobec,
butforawhile wewilljustcallitv.Agraph ofthemagnitude ofEorBversus x,
astheyappear atthetimet,isshown inFig.18-4(a). Looking again atFig.18-3,
atthetimet,theregion between x==*=vtis“filled” withthefields, buttheyhave
notyetreached beyond. Weemphasize again thatweareassuming thatthecurrent
sheet and,therefore thefields EandB,extend infinitely farinboththey-andz-di-
rections. (Wecannot draw aninfinite sheet, sowehaveshown onlywhat happens
inafinite area.)
Wewant nowtoanalyze quantitatively what ishappening. Todothat, we
wanttolookattwocross-sectional views, atopviewlooking down along they-axis,
asshown inFig.18-5, andasideviewlooking back along thez-axis, asshown in
Fig.18-6. Suppose westartwiththesideview. Weseethecharged sheet moving
up;themagnetic fieldpoints intothepage for+x,andoutofthepage for—-x,
andtheelectric fieldisdownward everywhere—out tox==I=vt.
Let’s seeifthese fields areconsistent withMaxwell’s equations. Let’s first
draw oneofthose loops thatweusetocalculate alineintegral, saytherectangle
1",shown inFig.18-6. Younotice thatonesideoftherectangle isintheregion
where there arefields, butonesideisintheregion thefields havestillnotreached.
There issome magnetic fluxthrough thisloop. Ifitischanging, there should be
anemfaround it.Ifthewavefront ismoving, wewillhave achanging magnetic
18-6
TOP VIEW
IX III0 0
-a-%SIDE VIEW
831%‘ 61
T‘-___Zma
5—>———-
-__T.__\‘\‘-_.y-____-2"""-»fi-G1|: x
N4k§Q X=X¢1~ ‘
($1 +1 :8 ¢ ." if 11 xI
tarts“ 1'*I* Igggglm ‘‘|Zx x x - . I X x 1 |
vt
O x x x x xo-1vAt
Fig.18-5. Topview ofFig.18-3. Fig.18-6. Side view ofFig.18-3.
flux,because theareainwhich Bexists isprogressively increasing atthevelocity v.
Thefluxinside F2isBtimes thepartoftheareainside F2which hasamagnetic
field. Therateofchange oftheflux,since themagnitude ofBisconstant, isthe
magnitude times therateofchange ofthearea. Therateofchange oftheareais
easy. Ifthewidth oftherectangle I‘;isL,theareainwhich Bexists changes by
LvAtinthetimeAt.(SeeFig.18-6.) Therateofchange offluxisthenBLv.
According toFaraday’s law,thisshould equal thelineintegral ofEaround F2,
which isjustEL.Wehavetheequation
E=vB. (18.10)
Soiftheratio ofEtoBisv,thefields wehave assumed willsatisfy Faraday’s
equation.
Butthatisnottheonlyequation ;wehavetheother equation relating EandB:
2 _l EL". cvx3-Eo+at (18.11)
Toapply thisequation, welookatthetopviewinFig.18-5. Wehaveseenthat
thisequation willgiveusthevalue ofBnexttothecurrent sheet. Also, forany
loopdrawn outside thesheet butbehind thewavefront, there isnocurlofBnor
anyjorchanging E,sotheequation iscorrect there. Now let’slookatwhat hap-
pensforthecurve P1thatintersects thewavefront, asshown inFig.18-5. Here
there arenocurrents, soEq.(18.11) canbewritten——in integral form—as
Hts-d.<1=-‘Z IE-nda. (18.12)pl df
insider,
Thelineintegral ofBisjustBtimes L.Therateofchange ofthefluxofEisdue
onlytotheadvancing wavefront. Theareainside F1,where Eisnotzero, isin-
creasing attheratevL.Theright-hand sideofEq.(18.12) isthenvLE. Thatequa-
tionbeeomes C23=Ev. (1813)
Wehave asolution inwhich wehave aconstant Bandaconstant Ebehind
thefront, bothatright angles tothedirection inwhich thefront ismoving andat
right angles toeachother. Maxwell’s equations specify theratio ofEtoB.From
Eqs.(18.10) and(18.13),
2
E=vB, and E=%B.
Butonemoment! Wehavefound twodzflerent conditions ontheratio E/B. Can
suchafieldaswedescribe really exist? There is,ofcourse, onlyonevelocity vfor
which both ofthese equations canhold, namely v=c.Thewavefront must
travel withthevelocity c.Wehave anexample inwhich theelectrical influence
from acurrent propagates atacertain finite velocity c.
18-7
Now let’saskwhat happens ifwesuddenly stopthemotion ofthecharged
sheet afterithasbeenonforashort timeT.Wecanseewhat willhappen bythe
principle ofsuperposition. Wehadacurrent thatwaszeroandthenwassuddenly
turned on.Weknow thesolution forthatcase. Now wearegoing toaddanother
setoffields. Wetakeanother charged sheet andsuddenly startitmoving, inthe
opposite direction withthesame speed, onlyatthetimeTafterwestarted thefirst
current. Thetotal current ofthetwoadded together isfirstzero, thenonfora
time T,then oilagain—because thetwocurrents cancel. Wehave asquare
“pulse” ofcurrent.
Thenewnegative current produces thesame fields asthepositive one,only
withallthesigns reversed and,ofcourse, delayed intimebyT.Awavefront again
travels outatthevelocity c.Atthetime tithasreached thedistance x=
==c(r—T),asshown inFig.l8—4(b). Sowehavetwo“blocks” offieldmarching
outatthespeed c,asinparts (a)and(b)ofFig.18-4. Thecombined fields areas
shown inpart(c)ofthefigure. Thefields arezeroforx>ct,theyareconstant
(with thevalues wefound above) between x=c(t—T)andx=ct,andagain
zeroforx<c(t-—T).
Inshort, wehave alittlepiece offield—a block ofthickness cT——wl1ich has
leftthecurrent sheet andistravelling through space allbyitself. Thefields have
“taken off”; theyarepropagating freely through space, nolonger connected inany
waywiththesource. Thecaterpillar hasturned intoabutterfly!
How canthisbundle ofelectric andmagnetic fields maintain itself? Thean-
sweris:bythecombined effects oftheFaraday law,VXE=—6B/6t, andthe
newterm ofMaxwell, c2VXB=6E/8!. They cannot helpmaintaining them-
selves. Suppose themagnetic fieldweretodisappear. There would beachanging
magnetic fieldwhich would produce anelectric field. Ifthiselectric fieldtriesto
goaway, thechanging electric fieldwould create amagnetic fieldback again. So
byaperpetual interplay——by theswishing back andforth from onefieldtothe
other—they must goonforever. Itisimpossible forthem todisappear)’ They
maintain themselves inakindofadance—one making theother, thesecond making
thefirst—-propagating onward through space.
18-5 Thespeed oflight
Wehave awave which leaves thematerial source andgoesoutward atthe
velocity c,which isthespeed oflight. Butlet’sgoback amoment. From ahis-
torical point ofview, litwasn’t known thatthecoeflicient cinMaxwell’s equations
wasalsothespeed oflightpropagation. There wasjustaconstant intheequations.
Wehavecalled itcfrom thebeginning, because weknew what itwould turnout
tobe.Wedidn’t think itwould besensible tomake youlearn theformulas witha
different constant andthengobacktosubstitute cwherever itbelonged. From the
point ofview ofelectricity andmagnetism, however, wejuststart outwithtwo
constants, soandc2,thatappear intheequations ofelectrostatics andmagneto-
statics:
v-E=3 (18.14)60
and
_JVXB-;()c—2- (18.15)
Ifwetakeanyarbitrary definition ofaunitofcharge, wecandetermine experi-
mentally theconstant sorequired inEq.(l8.l4)—-say bymeasuring theforce
between twounitcharges atrest,using Coulomb*s law. Wemust alsodetermine
experimentally theconstant e002thatappears inEq.(18.15), which wecando,say,
bymeasuring theforce between twounitcurrents. (Aunitcurrent means oneunit
ofcharge persecond.) Theratio ofthese twoexperimental constants isc2—just
another “electromagnetic constant.”
*Well, notquite. They canbe“absorbed” iftheygettoaregion where there arecharges.
Bywhich wemean thatother fields canbeproduced somewhere which superpose onthese
fields and“cancel” them bydestructive interference (seeChapter 31,Vol.I).
18-3
Notice nowthatthisconstant c2isthesame nomatter what wechoose for
ourunitofcharge. Ifweputtwice asmuch “charge”-—say twice asmany proton
charges—-in our“unit” ofcharge, sowould need tobeone-fourth aslarge. When
wepasstwoofthese “unit” currents through twowires, there willbetwice asmuch
“charge” persecond ineach wire, sotheforce between twowires isfour times
larger. Theconstant eoczmust bereduced byone-fourth. Buttheratio eocz/so
isunchanged.
Sojustbyexperiments withcharges andcurrents wefindanumber c2which
turns outtobethesquare ofthevelocity ofpropagation ofelectromagnetic in-
fluences. From static measurements——by measuring theforces between twounit
charges andbetween twounitcurrents——we findthatc=3.00X103meters/sec.
When Maxwell firstmade thiscalculation withhisequations, hesaidthatbundles
ofelectric andmagnetic fields should bepropagated atthisspeed. Healsore-
marked onthemysterious coincidence thatthiswasthesame asthespeed oflight.
“Wecanscarcely avoid theinference,” saidMaxwell, “that lightconsists inthe
transverse undulations ofthesame medium which isthecause ofelectric and
magnetic phenomena.”
Maxwell hadmade oneofthegreat unifications ofphysics. Before histime,
there waslight, andthere waselectricity andmagnetism. Thelatter twohadbeen
unified bytheexperimental work ofFaraday, Oersted, andAmpere. Then, all
ofasudden, light wasnolonger “something else,” butwasonlyelectricity and
magnetism inthisnewform—little pieces ofelectric andmagnetic fields which
propagate through space ontheir own.
Wehavecalled yourattention tosome characteristics ofthisspecial solution,
which turnouttobetrue, however, foranyelectromagnetic wave: thatthemag-
netic fieldisperpendicular tothedirection ofmotion ofthewavefront; thatthe
electric field islikewise perpendicular tothedirection ofmotion ofthewavefront;
andthatthetwovectors EandBareperpendicular toeach other. Furthermore,
themagnitude oftheelectric fieldEisequal toctimes themagnitude ofthe
magnetic fieldB.These three facts—that thetwofields aretransverse tothedirec-
tionofpropagation, thatBisperpendicular toE,andthatE=cB—-are generally
trueforanyelectromagnetic wave. Ourspecial caseisagood one——it shows all
themain features ofelectromagnetic waves.
18-6 Solving Maxwell’s equations; thepotentials andthewave equation
Now wewould liketodosomething mathematical; wewanttowrite Maxwell’s
equations inasimpler form. Youmayconsider thatwearecomplicating them,
butifyouwillbepatient alittlebit,theywillsuddenly come outsimpler. Although
bythistimeyouarethoroughly usedtoeachoftheMaxwell equations, there are
many pieces thatmust allbeputtogether. That’s what wewant todo.
Webegin withV-B=0-—the simplest oftheequations. Weknow thatit
implies thatBisthecurlofsomething. So,ifwewrite
B=vXA, (13-16)
wehavealready solved oneofMaxwell’s equations. (Incidentally, youappreciate
thatitremains truethatanother vector A’would bejustasgood ifA’=A+Vtp
—where itisanyscalar field—-because thecurlofV111iszero, andBisstillthesame.
Wehavetalked about thatbefore.)
WetakenexttheFaraday law,VXE=—6B/ 61,because itdoesn’t involve
anycurrents orcharges. Ifwewrite BasVXAanddifferentiate withrespect to
t,wecanwrite Faraday’s lawintheform
. 6VXE-—;tVXA.
Since wecandifferentiate either withrespect totimeortospace first,wecanalso
write thisequation as
v><(E+gt!)=0. (18.17)
13-9
WeseethatE+BA/6t isavector whose curlisequal tozero. Therefore thatvec-
toristhegradient ofsomething. When weworked onelectrostatics, wehad
VXE=0,andthenwedecided thatEitself wasthegradient ofsomething.
Wetook ittobethegradient of—¢(theminus fortechnical convenience). We
dothesame thing forE+BA/8t; weset
E+%‘;=-v¢. (18.18)
Weusethesame symbol ¢sothat, intheelectrostatic casewhere nothing changes
withtimeandthe6A/8t termdisappears, Ewillbeourold—V¢. SoFaraday’s
equation canbeputintheform
E=-v¢-%‘§-- (18.19)
Wehavesolved twoofMaxwell’s equations already, andwehavefound that
todescribe theelectromagnetic fields EandB,weneed fourpotential functions:
ascalar potential ¢andavector potential A,which is,ofcourse, three functions.
Now thatAdetermines partofE,aswellasB,what happens when wechange
AtoA’=A+VIII? Ingeneral, Ewould change ifwedidn't takesome special
precaution. Wecan,however, stillallow Atobechanged inthiswaywithout
affecting thefields EandB—that is,without changing thephysics—if wealways
change Aand¢together bytherules
4'=A+w/, ¢'=.1,-%-£4 (18.20)
Then neither BnorE,obtained from Eq.(18.19), ischanged.
Previously, wechose tomake V-A=0,tomake theequations ofstatics
somewhat simpler. Wearenotgoing todothatnow; wearegoing tomake a
different choice. Butwe’ll waitabitbefore saying what thechoice is,because
lateritwillbeclear whythechoice ismade.
Now wereturn tothetworemaining Maxwell equations which willgiveus
relations between thepotentials andthesources pandj.Once wecandetermine A
and¢from thecurrents andcharges, wecanalways getEandBfrom Eqs. (18.16)
and(18.19), sowewillhave another form ofMaxwell's equations.
Webegin bysubstituting Eq.(18.19) intoV-E=p/co; weget
6A3
which wecanwrite alsoas
a-v’¢-5v-A=5 (18.21)
Thisisoneequation relating ¢andAtothesources.
Ourfinalequation willbethemost complicated. Westart byrewriting the
fourth Maxwell equation as
2 _fi_Lat—e09
andthen substitute forBandEinterms ofthepotentials, using Eqs. (18.16)
and(18.19):
c2VX(VXA)——;%(—V4>—-%)=£~
Thefirstterm canberewritten using thealgebraic identity: VX(VXA)=
V(V-A) -V2A;weget
2
~¢2v2.4 +c2V(V -.4)+aitv¢+83?‘!= (18.22)
lt’snotverysimple!
18-10
Fortunately, wecannowmake useofourfreedom tochoose arbitrarily the
divergence ofA.What wearegoing todoistouseourchoice tofixthings sothat
theequations forAandfor¢areseparated buthavethesame form. Wecando
thisbytaking*
.___1_@¢.vA_ C25 (18.23)
When wedothat,thetwomiddle terms inAand¢inEq.(18.22) cancel, andthat
equation becomes much simpler:
2_L&L_i.v.4 C,at,_W (18.24)
Andourequation for¢—Eq. (l8.2l)—takes onthesame form:
2_ifi__a.v¢C2at,_Go (18.25)
What abeautiful setofequations! They arebeautiful, first,because theyare
nicely separated-—-with thecharge density, goes¢;withthecurrent, goesA.Further-
more, although theleftsidelooks alittle funny-—-a Laplacian together with a
(6/6!) 2—when weunfold itwesee
a2 a2 a2 12"’+ “’+ ¢- a"’=-”» (18.26)6x2 6y2 6z2 c2812 en
Ithasanicesymmetry inx,y,z,t—the -1/c2 isnecessary because, ofcourse,
timeandspace aredifferent; theyhavedifferent units.
Maxwell’s equations haveledustoanewkindofequation forthepotentials
41andAbuttothesame mathematical form forallfourfunctions ¢,A,,,Ay,and
A,.Once welearn howtosolve these equations, wecangetBandEfrom
VXAand—V¢ —6A/6t. Wehave another form oftheelectromagnetic laws
exactly equivalent toMaxwell’s equations, andinmany situations theyaremuch
simpler tohandle.
Wehave, infact,already solved anequation much likeEq.(18.26). When
westudied sound inChapter 47ofVol.I,wehadanequation oftheform
f2_if26x2_c26t2’
andwesawthatitdescribed thepropagation ofwaves inthex-direction atthe
speed c.Equation (18.26) isthecorresponding wave equation forthree dimensions.
Soinregions where there arenolonger anycharges andcurrents, thesolution of
these equations isnotthat11>andAarezero. (Although thatisindeed onepossible
solution.) There aresolutions inwhich there issome setof¢andAwhich are
changing intimebutalways moving outatthespeed c.Thefields travel onward
through freespace, asinourexample atthebeginning ofthechapter.
With Maxwell ’snewterminEq.IV,wehavebeenabletowrite thefieldequa-
tions interms ofAand¢inaform thatissimple andthatmakes immediately
apparent thatthere areelectromagnetic waves. Formany practical purposes, it
willstillbeconvenient tousetheoriginal equations interms ofEandB.But
theyareontheother sideofthemountain wehavealready climbed. Now weare
ready tocross overtotheother sideofthepeak. Things willlookdifferent—-we are
ready forsome newandbeautiful views.
*Choosing theV-Aiscalled “choosing agauge.” Changing Abyadding V(l/iscalled
a“gauge transformation.” Equation (18.23) iscalled “theLorentz gauge.”
18-11
I9
The Principle ofLeast Action
Aspecial lecture—almost verbatim*
“When Iwasinhigh school, myphysics teacher-——whose name wasMr.Bader
——called medown onedayafter physics class andsaid, ‘You look bored; Iwant to
tellyousomething interesting.’ Then hetold mesomething which Ifound ab-
solutely fascinating, andhave, since then, always found fascinating. Every time
thesubject comes up,Iwork onit.Infact, when Ibegan toprepare thislecture
Ifound myself making more analyses onthething. Instead ofworrying about the
lecture, Igotinvolved inanew problem. The subject isthis—the principle of
least action.
“Mr. Bader toldmethefollowing: Suppose youhave aparticle (inagravita-
tional field, forinstance) which starts somewhere andmoves tosome other point
byfreemotion—you throw it,anditgoes upandcomes down.
Itgoes from theoriginal place tothefinal place inacertain amount oftime. Now,
youtryadifferent motion. Suppose thattogetfrom heretothere, itwent likethis
i
butgotthere injustthesame amount oftime. Then hesaidthis: Ifyoucalculate
thekinetic energy atevery moment onthepath, take away thepotential energy,
andintegrate itover thetime during thewhole path, y0u’ll findthatthenumber
you’ll getisbigger than thatfortheactual motion.
*Later chapters donotdepend onthematerial ofthisspecial lecture—which isin-
tended tobefor“entertainment.”
19-1i
“Inother words, thelawsofNewton could bestated notintheform F=ma
butintheform: theaverage kinetic energy lesstheaverage potential energy isas
littleaspossible forthepathofanobject going from onepoint toanother.
“Let meillustrate alittle bitbetter what itmeans. Ifyoutakethecaseofthe
gravitational field,theniftheparticle hasthepathx(t)(let’sjusttakeonedimension
foramoment; wetake atrajectory that goes upanddown andnotsideways),
where xistheheight above theground, thekinetic energy is%m(dx/dt) 2,andthe
potential energy atanytime ismgx. Now Itake thekinetic energy minus the
potential energy atevery moment along thepathandintegrate thatwithrespect
totime from theinitial time tothefinal time. Let’s suppose thatattheoriginal
timet1westarted atsome height andattheendofthetime12wearedefinitely
ending atSOm6 0T.hcl' P1ac¢.
“Then theintegral is
Hl dx2/M[5m —mgx] dt.
Theactual motion issome kindofacurve—it’s aparabola ifweplotagainst the
time-—and gives acertain value fortheintegral. Butwecould imagine some other
motion thatwent veryhighandcame upanddown insome peculiar way.
Iililllllllllllljp
Wecancalculate thekinetic energy minus thepotential energy andintegrate for
suchapath...orforanyother pathwewant. Themiracle isthatthetruepathis
theoneforwhich thatintegral isleast.
“Let’s tryitout. First, suppose wetakethecaseofafreeparticle forwhich
there isnopotential energy atall.Then therulesaysthatingoing from onepoint
toanother inagiven amount oftime, thekinetic energy integral isleast, soitmust
goatauniform speed. (Weknow that’s therightanswer—to goatauniform speed.)
Whyisthat? Because iftheparticle weretogoanyother way,thevelocities would
besometimes higher andsometimes lower than theaverage. Theaverage velocity
isthesame forevery casebecause ithastogetfrom ‘here’ to‘there’ inagiven
amount oftime.
“Asanexample, sayyourjobistostartfromhome andgettoschool inagiven
length oftime with thecar. You candoitseveral ways: You canaccelerate like
madatthebeginning andslowdown withthebrakes neartheend,oryoucango
atauniform speed, oryoucangobackwards forawhile andthen goforward,
andsoon.Thething isthattheaverage speed hasgottobe,ofcourse, thetotal
distance thatyouhave gone overthetime. Butifyoudoanything butgoatauni-
form speed, thensometimes youaregoing toofastandsometimes youaregoing
tooslow. Now themean square ofsomething thatdeviates around anaverage, as
youknow, isalways greater thanthesquare ofthemean; sothekinetic energy
integral would always behigher ifyouwobbled your velocity than ifyouwent ata
uniform velocity. Soweseethattheintegral isaminimum ifthevelocity isa
constant (when there arenoforces). Thecorrect pathislikethis. —i.¢-.9
“Now, anobject thrown upinagravitational fielddoesrisefaster firstand
thenslowdown. That isbecause there isalsothepotential energy, andwemust
havetheleastdiflerence ofkinetic andpotential energy ontheaverage. Because
thepotential energy risesaswegoupinspace, wewillgetalower dflerence ifwe
cangetassoon aspossible uptowhere there isahighpotential energy. Then we
cantakethatpotential away from thekinetic energy andgetalower average. So
itisbetter totake apath which goes upandgetsalotofnegative stuff from the
potential energy. 1-ZI—P
“Ontheother hand, youcan't gouptoofast,ortoofar,because youwillthen
have toomuch kinetic energy involved—you have togovery fasttogetway
upandcome down again inthefixed amount oftimeavailable. Soyoudon’t want
togotoofarup,butyouwant togoupsome. Soitturns outthatthesolution is
some kindofbalance between trying togetmore potential energy withtheleast
amount ofextra kinetic energy—trying togetthedifference, kinetic minus the
potential, assmall aspossible.
19-2
“That isallmyteacher toldme,because hewasaverygood teacher andknew
when tostoptalking. ButIdon’t know when tostoptalking. Soinstead ofleaving
itasaninteresting remark, Iamgoing tohorrify anddisgust youwiththecomplexi-
tiesoflifebyproving thatitisso.Thekind ofmathematical problem wewill
haveisverydiflicult andanewkind. Wehave acertain quantity which iscalled
theaction, S.Itisthekinetic energy, minus thepotential energy, integrated over
time.
Action =s=/1”(KE_PE)dt.1
Remember thatthePEandKEareboth functions oftime. Foreach different
possible pathyougetadifferent number forthisaction. Ourmathematical problem
istofindoutforwhat curve thatnumber istheleast. _
“You say-Oh, that’s justtheordinary calculus ofmaxima andminima.
Youcalculate theaction andjustdifferentiate tofindtheminimum.
“But watch out.Ordinarily wejusthaveafunction ofsome variable, andwe
havetofindthevalue ofthatvariable where thefunction isleast ormost. For
instance, wehavearodwhich hasbeenheated inthemiddle andtheheatisspread
around. Foreachpoint ontherodwehaveatemperature, andwemust findthe
point atwhich thattemperature islargest. Butnowforeachpathinspace wehave
anumber—quite adifferent thing—and wehavetofindthepathinspace forwhich
thenumber istheminimum. Thatisacompletely different branch ofmathematics.
Itisnottheordinary calculus. Infact,itiscalled thecalculus ofvariations.
“There aremany problems inthiskind ofmathematics. Forexample, the
circle isusually defined asthelocus ofallpoints ataconstant distance from a
fixed point, butanother wayofdefining acircle isthis: acircle isthatcurve of
given length which encloses thebiggest area. Anyother curve encloses lessareafor
agiven perimeter thanthecircle does. Soifwegivetheproblem: findthatcurve
which encloses thegreatest areaforagiven perimeter, wewould have aproblem
ofthecalculus ofvariations—a difierent kindofcalculus thanyou’re usedto.
“Sowemake thecalculation forthepathofanobject. Here isthewaywe
aregoing todoit.Theideaisthatweimagine thatthere isatruepathandthat
anyother curve wedraw isafalsepath, sothatifwecalculate theaction forthe
falsepathwewillgetavalue thatisbigger thanifwecalculate theaction forthe
true Path i
“Problem: Find thetruepath. Where isit?Oneway,ofcourse, istocalculate
theaction formillions andmillions ofpaths andlook atwhich oneislowest.
When youfindthelowest one,that’s thetruepath.
“That’s apossible way. Butwecandoitbetter thanthat. When wehave a
quantity which hasaminimum—for instance, inanordinary function likethe
temperature—-one oftheproperties oftheminimum isthatifwegoaway from the
minimum inthefirstorder, thedeviation ofthefunction from itsminimum value
isonlysecond order. Atanyplace elseonthecurve, ifwemove asmall distance
thevalue ofthefunction changes alsointhefirstorder. Butataminimum, atiny
motion away makes, inthefirstapproximation, nodifference. .-i-1’
“That iswhat wearegoing tousetocalculate thetruepath. Ifwehavethe
truepath, acurve which differs onlyalittlebitfromitwill,inthefirstapproxima-
tion, make nodifference intheaction. Any difference willbeinthesecond
approximation, ifwereally haveaminimum.
“That iseasytoprove. Ifthere isachange inthefirstorder when Ideviate
thecurve acertain way,there isachange intheaction thatisproportional tothe
deviation. Thechange presumably makes theaction greater; otherwise wehaven’t
gotaminimum. Butthenifthechange isproportional tothedeviation, reversing
thesignofthedeviation willmake theaction less. Wewould gettheaction to
increase onewayandtodecrease theother way. Theonlywaythatitcould really
beaminimum isthatinthefirstapproximation itdoesn’t make anychange, that
thechanges areproportional tothesquare ofthedeviations from thetruepath.
19-3
“Sowework itthisway: Wecallit)(with anunderline) thetruepath—the
onewearetrying tofind. Wetakesome trialpathx(t)thatdiffers from thetrue
pathbyasmall amount which wewillcall1;(t)(etaoft). my
“Now theideaisthatifwecalculate theaction Sforthepathx(t),thenthe
difi'erence between thatSandtheaction thatwecalculated forthepathx(t)—to
simplify thewriting wecancallitS—the difierence ofSandSmust bezeroin
thefirst-order approximation ofsmall 11.Itcandifi"er inthesecond order, but
inthefirstorder thedifierence must bezero.
“And thatmust betrueforany1;atall.Well, notquite. Themethod doesn’t
mean anything unless youconsider paths which allbegin andendatthesame two
points—-each pathbegins atacertain point att1andendsatacertain other point
att2,andthose points andtimes arekeptfixed. Sothedeviations inour1;haveto
bezeroateachend,1;(t1) =0and1;(t2) =0.With thatcondition, wehavespeci-
fiedourmathematical problem.
“Ifyoudidn’t know anycalculus, youmight dothesame kind ofthing to
findtheminimum ofanordinary function f(x). Youcould discuss what happens
ifyoutakef(x)andaddasmall amount htoxandargue thatthecorrection tof(x)
inthefirstorder inhmust bezeroattheminimum. Youwould substitute x+h
forxandexpand outtothefirstorder inh...justaswearegoing todowith1;.
“The ideaisthenthatwesubstitute x(t)=x(t)+n(t)intheformula for
theaction: 1
/s<2-at»miwhere Icallthepotential energy V(x). Thederivative dx/dt is,ofcourse, the
derivative ofx(t)plusthederivative ofn(t),sofortheaction Igetthisexpression:
in_ mdgg dn2_ ]S—fil[—5(-d7+d—,) V(2r+n) dt-
“Now Imust write thisoutinmore detail. Forthesquared termIget
da2dxdoday(E)+2Eat+<15'
Butwait. l’mnotworrying about higher thanthefirstorder, soIwilltakeallthe
terms which involve 112andhigher powers andputthem inalittle boxcalled
‘second andhigher order.’ From thistermIgetonlysecond order, butthere will
bemore from something else. Sothekinetic energy partis
2
g +mgé(7%+(second andhigher order).
“Now weneed thepotential Vatx+1;.Iconsider 11small, soIcanwrite
V(x) asaTaylor series. Itisapproximately V(x); inthenextapproximation
(from theordinary nature ofderivatives) thecorrection is11times therateofchange
ofVwithrespect tox,andsoon:
2
Vt;+in=I/(5)+Wm+§I/"ca+---
Ihavewritten V’forthederivative ofVwithrespect toxinorder tosavewriting.
Theterminn2andtheonesbeyond fallintothe‘second andhigher order’ category
andwedon’t havetoworry about them. Putting italltogether,
$2
_ mdx2 dxdn
S‘Ha?) "“<5”“Ia—nV’(x) +(second andhigher order)] dt.
19-4
Now ifwelookcarefully atthething, weseethatthefirsttwoterms which Ihave
arranged herecorrespond totheaction SthatIwould have calculated withthe
truepath_x.Thething Iwant toconcentrate onisthechange inS—the difference
between theSandtheSthatwewould getfortheright path. Thisdifference we
willwrite as6S,called thevariation inS.Leaving outthe‘second andhigher
order’ terms, Ihavefor6S
in
_ dz;do6S —‘/;1 ["1 -E B7 — 11V,(£)]dt-
“Now theproblem isthis:Here isacertain integral. Idon’t know what the
xisyet,butIdoknow thatnomatter what 1;is,thisintegral must bezero. Well,
youthink, theonlywaythatthatcanhappen isthatwhat multiplies 11must be
zero. Butwhat about thefirsttermwithd1;/dt? Well, afterall,if1;canbeanything
atall,itsderivative isanything also,soyouconclude thatthecoefficient ofd1;/dt
must alsobezero. That isn’tquite right. Itisn’tquite right because there isa
connection between 11anditsderivative; they arenotabsolutely independent,
because 1;(t)must bezeroatboth t1andlg.
“The method ofsolving allproblems inthecalculus ofvariations always uses
thesame general principle. Youmake theshiftinthething youwant tovary
(aswedidbyadding 1;);youlookatthefirst-order terms; thenyoualways arrange
things insuchaform thatyougetanintegral oftheform ‘some kindofstufftimes
theshift(n),’butwithnoother derivatives (nodn/dt). Itmust berearranged soit
isalways ‘something’ times 1;.Youwillseethegreat value ofthatinaminute.
(There areformulas thattellyouhowtodothisinsome cases without actually
calculating, buttheyarenotgeneral enough tobeworth bothering about; thebest
wayistocalculate itoutthisway.)
“How canIrearrange thetermind1;/dt tomake ithavean1;?Icandothat
byintegrating byparts. Itturns outthatthewhole trickofthecalculus ofvariations
consists ofwriting down thevariation ofSandthenintegrating byparts sothat
thederivatives of1;disappear. Itisalways thesame inevery problem inwhich
derivatives appear.
“You remember thegeneral principle forintegrating byparts. Ifyouhave
anyfunction ftimes d11/dzintegrated withrespect tot,youwrite down thederivative
ofnf:
%(nf) =ng+fd,
Theintegral youwant isoverthelastterm, so
[f%;1dt= nf—f1;%dt.
“Inourformula for6S,thefunction fismtimes dx/dt; therefore, Ihavethe
following formula for6S. _
d " "ddx "6S=m%11(1) ‘I—/Q1E(m 17(t)dt-—/;l V'(gc_)17(t)dt.
Thefirsttermmust beevaluated atthetwolimits t1andt2.Then Imust havethe
integral from therestoftheintegration byparts. Thelasttermisbrought down
without change.
“Now comes something which always happens—the integrated partdisappears.
(Infact,iftheintegrated partdoesnotdisappear, yourestate theprinciple, adding
conditions tomake sureitdoes!) Wehavealready saidthat11must bezeroatboth
endsofthepath, because theprinciple isthattheaction isaminimum provided
thatthevaried curve begins andendsatthechosen points. Thecondition isthat
19-5
1;(t1) =0,and1;(t2) =0.Sotheintegrated term iszero. Wecollect theother
terms together andobtain this:
H
6S=L1[—m % —V'(§):|11(t)dt.
Thevariation inSisnowthewaywewanted it—there isthestuffinbrackets, say
F,allmultiplied by1;(t)andintegrated from t1tot2.
“Wehavethatanintegral ofsomething orother times 1;(t)isalways zero:
IF(t)1(1)at=0.
Ihave some function oft;Imultiply itby1;(t); andIintegrate itfrom oneendto
theother. And nomatter what the1;is,Igetzero. That means thatthefunction
F(t)iszero. That’s obvious, butanyway I’llshow youonekindofproof.
“Suppose thatfor1;(t)Itooksomething which waszeroforalltexcept right
nearoneparticular value. Itstays zerountilitgetstothist, I--i-up
thenitblipsupforamoment andblipsrightbackdown. When wedotheintegral
ofthis1;times anyfunction F,theonly place thatyougetanything other than zero
waswhere 1;(t)wasblipping, andthenyougetthevalue ofFatthatplace times the
integral overtheblip. Theintegral overtheblipalone isn’tzero, butwhen multi-
plied byFithastobe;sothefunction Fhastobezerowhere theblipwas. But
theblipwasanywhere Iwanted toputit,soFmust bezeroeverywhere.
“Weseethatifourintegral iszeroforany1;,thenthecoefficient of1;must be
zero. Theaction integral willbeaminimum forthepaththatsatisfies thiscompli-
cated difierential equation:
[-1115%-mp]=0.
It’snotreally socomplicated; youhaveseenitbefore. ItisjustF=ma.Thefirst
termisthemass times acceleration, andthesecond isthederivative ofthepotential
energy, which istheforce.
“So, foraconservative system atleast, wehave demonstrated thattheprinciple
ofleast action gives theright answer; itsaysthatthepath thathastheminimum
action istheonesatisfying Newton’s law.
“One remark: Ididnotprove itwasaminimum—maybe it’samaximum. In
fact,itdoesn’t really havetobeaminimum. Itisquite analogous towhat wefound
forthe‘principle ofleasttime’ which wediscussed inoptics. There also,wesaid
atfirstitwas‘least’ time. Itturned out,however, thatthereweresituations inwhich
itwasn’t theleast time. Thefundamental principle wasthatforanyfirst-order
variation away from theoptical path, thechange intimewaszero; itisthesame
story. What wereally mean by‘least’ isthatthefirst-order change inthevalue
ofS,when youchange thepath, iszero. Itisnotnecessarily a‘minimum.’
“Next, Iremark onsome generalizations. Inthefirstplace, thething canbe
done inthree dimensions. Instead ofjustx,Iwould havex,y,andzasfunctions
oft;theaction ismore complicated. Forthree-dimensional motion, youhave to
usethecomplete kinetic energy—(m/2) times thewhole velocity squared. Thatis,
m dx2 dy2 dz2
KB"5&2?) +(Ft)+(E)
Also, thepotential energy isafunction ofx,y,andz.Andwhat about thepath?
Thepathissome general curve inspace, which isnotsoeasily drawn, buttheidea
isthesame. Andwhat about the1;?Well, 1;canhave three components. You
could shiftthepaths inx,oriny,orinz-—or youcould shiftinallthree directions
simultaneously. So1;would beavector. Thisdoesn’t really complicate things too
much, though. Since only thefirst-order variation hastobezero, wecandothe
calculation bythree successive shifts. Wecanshift1;onlyinthex-direction and
19-6
saythatcoeflicient must bezero. Wegetoneequation. Then weshiftitinthe
y-direction andgetanother. Andinthez-direction andgetanother. Or,ofcourse,
inanyorder thatyouwant. Anyway, yougetthree equations. And, ofcourse,
Newton’s lawisreally three equations inthethree dimensions—-one foreachcom-
ponent. Ithink thatyoucanpractically seethatitisbound towork, butwewill
leave youtoshow foryourself thatitwillwork forthree dimensions. Incidentally,
youcould useanycoordinate system youwant, polar orotherwise, andgetNewton’s
lawsappropriate tothatsystem right ofi"byseeing what happens ifyouhavethe
shift1;inradius, orinangle, etc.
“Similarly, themethod canbegeneralized toanynumber ofparticles. Ifyou
have, say,twoparticles with aforce between them, sothatthere isamutual
potential energy, thenyoujustaddthekinetic energy ofboth particles andtake
thepotential energy ofthemutual interaction. Andwhat doyouvary? You
varythepaths ofbothparticles. Then, fortwoparticles moving inthree dimensions,
there aresixequations. Youcanvarytheposition ofparticle 1inthex-direction,
inthey-direction, andinthez-direction, andsimilarly forparticle 2;sothere are
sixequations. Andthat’s asitshould be.There arethethree equations thatdeter-
mine theacceleration ofparticle linterms oftheforce onitandthree fortheac-
celeration ofparticle 2,from theforce onit.Youfollow thesame game through,
andyougetNewton’s lawinthree dimensions foranynumber ofparticles.
“Ihavebeensaying thatwegetNewton’s law.That isnotquite true,because
Newton’s lawincludes nonconservative forces likefriction. Newton saidthatma
isequal toanyF.Buttheprinciple ofleast action onlyworks forconservative
systems—where allforces canbegotten from apotential function. Youknow,
however, thatonamicroscopic level-—on thedeepest level ofphysics-—there are
nononconservative forces. Nonconservative forces, likefriction, appear onlybe-
cause weneglect microscopic complications——there arejusttoomany particles to
analyze. Butthefundamental lawscanbeputintheform ofaprinciple ofleast
action.
“Letmegeneralize stillfurther. Suppose weaskwhat happens iftheparticle
moves relativistically. Wedidnotgettheright relativistic equation ofmotion;
F=maisonlyrightnonrelativistically. Thequestion is:Isthere acorresponding
principle ofleastaction fortherelativistic case? There is.Theformula inthecase
ofrelativity isthefollowing:
S=—moc2 Lax/l -v2/c2 dt—q‘/its [4>(x, y,z,t)—v-A(x, y,2,t)]dt.
I I
Thefirstpartoftheaction integral istherestmass motimes cztimes theintegral
ofafunction ofvelocity, \/1—vi/c2. Then instead ofjustthepotential energy,
wehaveanintegral overthescalar potential ¢andovervtimes thevector potential
A.Ofcourse, wearethenincluding onlyelectromagnetic forces. Allelectric and
magnetic fields aregiven interms of¢andA.Thisaction function gives thecom-
plete theory ofrelativistic motion ofasingle particle inanelectromagnetic field.
“Ofcourse, wherever Ihavewritten v,youunderstand thatbefore youtryto
figure anything out,youmust substitute dx/dt forv,andsoonfortheother com-
ponents. Also, youputthepoint along thepathattimet,x(t),y(t), z(t)where Iwrote
simply x,y,z.Properly, itisonlyafteryouhavemade those replacements forthe
v’sthatyouhavetheformula fortheaction forarelativistic particle. Iwillleave
tothemore ingenious ofyoutheproblem todemonstrate thatthisaction formula
does, infact,givethecorrect equations ofmotion forrelativity. May Isuggest
youdoitfirstwithout theA,thatis,fornomagnetic field? Then youshould get
thecomponents oftheequation ofmotion, dp/dt =-qV¢,where, youremember,
p=mu/\/l —02/c3.
“Itismuch more difficult toinclude alsothecasewithavector potential.
Thevariations getmuch more complicated. Butintheend,theforce term does
come outequal toq(E+vXB),asitshould. ButIwillleave thatforyouto
playwith.
“Iwould liketoemphasize thatinthegeneral case, forinstance intherela-
tivistic formula, theaction integrand nolonger hastheform ofthekinetic energy
19-7
minus thepotential energy. That’s onlytrueinthenonrelativistic approximation.
Forexample, theterm m0c”\/ l-—112/c2 isnotwhat wehave called thekinetic
energy. Thequestion ofwhat theaction should beforanyparticular easemust
bedetermined bysome kindoftrialanderror. Itisjustthesame problem asdeter-
mining whatarethelawsofmotion inthefirstplace. Youjusthavetofiddle around
withtheequations thatyouknow andseeifyoucangetthem intotheform ofthe
principle ofleastaction.
“One other point onterminology. Thefunction thatisintegrated overtime
togettheaction Siscalled theLagrangian, .8,which isafunction onlyofthe
velocities andpositions ofparticles. Sotheprinciple ofleastaction isalsowritten
s=f"so.-.1».->dt.it
where byx,-andv,aremeant allthecomponents ofthepositions andvelocities.
Soifyouhearsomeone talking about the‘Lagrangian,’ youknow theyaretalking
about thefunction thatisused tofindS.Forrelativistic motion inanelectro-
magnetic field
tc= —m(;C2V — + v'A).
“Also, Ishould saythatSisnotreally called the‘action’ bythemost precise
andpedantic people. Itiscalled ‘Hamilton’s firstprincipal function.’ Now Ihate
togive alecture on‘the-principle-of-least-Hamilton’s-first-principal-function.’
SoIcallit‘theaction.’ Also, more andmore people arecalling ittheaction. You
see,historically something elsewhich isnotquite asuseful wascalled theaction,
butIthink it’smore sensible tochange toanewer definition. Sonowyoutoo
willcallthenewfunction theaction, andpretty sooneverybody willcallitbythat
simple name.
“Now Iwant tosaysome things onthissubject which aresimilar tothedis-
cussions Igaveabout theprinciple ofleasttime. There isquite adifference inthe
characteristic ofalawwhich saysacertain integral from oneplace toanother isa
minimum—which tellssomething about thewhole path—and ofalawwhich says
thatasyougoalong, there isaforce thatmakes itaccelerate. Thesecond waytells
howyouinchyourwayalong thepath, andtheother isagrand statement about the
whole path. Inthecaseoflight, wetalked about theconnection ofthese two.
Now, Iwould liketoexplain whyitistruethatthere aredifferential lawswhen
there isaleastaction principle ofthiskind. Thereason isthefollowing: Consider
theactual pathinspace andtime. Asbefore, let’stakeonlyonedimension, so
wecanplotthegraph ofxasafunction oft.Along thetruepath, Sisaminimum.
Let’s suppose thatwehave thetruepathandthatitgoesthrough some point a
inspace andtime, andalsothrough another nearby point b. -1-Z1.)
Now iftheentire integral from t1tot2isaminimum, itisalsonecessary thatthe
integral along thelittlesection from atobisalsoaminimum. Itcan’t bethatthe
partfrom atobisalittlebitmore. Otherwise youcould justfiddle withjustthat
piece ofthepathandmake thewhole integral alittlelower.
“Soevery subsection ofthepathmust alsobeaminimum. Andthisistrue
nomatter howshort thesubsection. Therefore, theprinciple thatthewhole path
gives aminimum canbestated alsobysaying thataninfinitesimal section ofpath
alsohasacurve suchthatithasaminimum action. Nowifwetakeashort enough
section ofpath—between twopoints aandbveryclose together—how thepotential
varies from oneplace toanother faraway isnottheimportant thing, because you
arestaying almost inthesame place overthewhole littlepiece ofthepath. The
onlything thatyouhavetodiscuss isthefirst-order change inthepotential. The
answer canonlydepend onthederivative ofthepotential andnotonthepotential
everywhere. Sothestatement about thegross property ofthewhole pathbecomes
astatement ofwhat happens forashort section ofthepath—a differential statement.
Andthisdifferential statement onlyinvolves thederivatives ofthepotential, that
is,theforce atapoint. That’s thequalitative explanation oftherelation between
thegross lawandthedifierential law.
19-8
“Inthecaseoflight wealsodiscussed thequestion: How doestheparticle
findtheright path? From thedifferential point ofview, itiseasytounderstand.
Every moment itgetsanacceleration andknows onlywhat todoatthatinstant.
Butallyourinstincts oncause andeffect gohaywire when yousaythattheparticle
decides totakethepaththatisgoing togive'the minimum action. Does it‘smell’
theneighboring paths tofindoutwhether ornottheyhavemore action? Inthe
caseoflight, when weputblocks inthewaysothatthephotons could nottestall
thepaths, wefound thattheycouldn’t figure outwhich waytogo,andwehadthe
phenomenon ofdiffraction.
“Isthesame thing trueinmechanics? Isittruethattheparticle doesn’t just
‘take theright path’ butthatitlooks atalltheother possible trajectories? Andif
byhaving things intheway, wedon’t letitlook, thatwewillgetananalog of
diffraction? Themiracle ofitallis,ofcourse, thatitdoesjustthat. That’s what
thelaws ofquantum mechanics say. Soourprinciple ofleast action isincom-
pletely stated. Itisn’tthataparticle takes thepath ofleast action butthatit
smells allthepaths intheneighborhood andchooses theonethathastheleast
action byamethod analogous totheonebywhich lightchose theshortest time.
Youremember thatthewaylightchose theshortest timewasthis:Ifitwent ona
paththattookadifferent amount oftime, itwould arrive atadifierent phase. And
thetotalamplitude atsome point isthesumofcontributions ofamplitude forall
thedifferent ways thelight canarrive. Allthepaths thatgivewildly different
phases don’t adduptoanything. Butifyoucanfindawhole sequence ofpaths
which havephases ahnost allthesame, thenthelittlecontributions willaddupand
yougetareasonable total amplitude toarrive. Theimportant pathbecomes the
oneforwhich there aremany nearby paths which givethesame phase.
“Itisjustexactly thesame thing forquantum mechanics. Thecomplete
quantum mechanics (forthenonrelativistic caseandneglecting electron spin)
works asfollows: Theprobability thataparticle starting atpoint latthetimet1
willarrive atpoint 2atthetimet2isthesquare ofaprobability amplitude. The
totalamplitude canbewritten asthesumoftheamplitudes foreachpossible path—-
foreach wayofarrival. Forevery x(t)thatwecould have—-for every possible
imaginary trajectory—we have tocalculate anamplitude. Then weaddthem all
together. What'do wetakefortheamplitude foreachpath? Ouraction integral
tellsuswhat theamplitude forasingle pathought tobe.Theamplitude ispro-
portional tosome constant times e"S/", where Sistheaction forthatpath. That
is,ifwerepresent thephase oftheamplitude byacomplex number, thephase angle
isS/h. Theaction Shasdimensions ofenergy times time, andP1anck’s constant h
hasthesame dimensions. Itistheconstant thatdetermines when quantum me-
chanics isimportant.
“Here ishowitworks: Suppose thatforallpaths, Sisverylarge compared to
It.Onepathcontributes acertain amplitude. Foranearby path, thephase isquite
different, because withanenormous Sevenasmall change inSmeans acompletely
different phase—because hissotiny. Sonearby paths willnormally cancel their
effects outintaking thesum-—except foroneregion, andthatiswhen apath and
anearby pathallgivethesame phase inthefirstapproximation (more precisely,
thesame action within h).Only those paths willbetheimportant ones. Sointhe
limiting caseinwhich Planck’s constant hgoes tozero, thecorrect quantum-
mechanical laws.can besummarized bysimply saying: ‘Forget about allthese
probability amplitudes. Theparticle doesgoonaspecial path, namely, thatonefor
which Sdoes notvary inthefirstapproximation.’ That’s therelation between the
principle ofleastaction andquantum mechanics. Thefactthatquantum mechanics
canbeformulated inthiswaywasdiscovered in1942byastudent ofthatsame
teacher, Bader, Ispoke ofatthebeginning ofthislecture. [Quantum mechanics
wasoriginally formulated bygiving adifierential equation fortheamplitude
(Schrodinger) andalsobysome other matrix mathematics (Heisenberg).]
“Now Iwant totalkabout other minimum principles inphysics. There are
many veryinteresting ones. Iwillnottrytolistthem allnowbutwillonlydescribe
onemore. Later on,when wecome toaphysical phenomenon which hasanice
minimum principle, Iwilltellabout itthen. Iwant nowtoshow thatwecande-
19-9
scribe electrostatics, notbygiving adifierential equation forthefield, butbysaying
thatacertain integral isamaximum oraminimum. First, let’stakethecasewhere
thecharge density isknown everywhere, andtheproblem istofindthepotential 4;
everywhere inspace. Youknow thattheanswer should be
V2¢=—P/5o-
Butanother wayofstating thesame thing isthis:Calculate theintegral U*,where
U*=%f(v¢)2dV— /Mar,
which isavolume integral tobetaken overallspace. Thisthing isaminimum
forthecorrect potential distribution ¢(x,y,z).
“We canshow thatthetwostatements about electrostatics areequivalent.
Let’s suppose thatwepickanyfunction ¢.Wewant toshow thatwhen wetake
for¢thecorrect potential ¢,plusasmall deviation f,theninthefirstorder, the
change inU*iszero. Sowewrite
¢=Q+f-
The¢iswhat wearelooking for,butwearemaking avariation ofittofindwhat
ithastobesothatthevariation ofU*iszerotofirstorder. Forthefirstpartof
U*,weneed
(v¢)”=W9)’+2v<g~vf+<vf)”-
Theonlyfirst-order termthatwillvaryis
2vg-vf.
Inthesecond term ofthequantity U"‘,theintegrand is
M=@+M
whose variable partispf.So,keeping onlythevariable parts, weneed theintegral
AU*=f(e0V1S-Vf— pf)dV.
“Now, following theoldgeneral rule,wehavetogetthedarn thing allclear
ofderivatives off. Let’s lookatwhat thederivatives are.Thedotproduct is
6:28f dtpdf OpOf
aa+@5+&a’
which wehavetointegrate withrespect tox,toy,andtoz.Now hereisthetrick:
togetridofof/6x weintegrate byparts withrespect tox.That willcarry the
derivative overontothe¢.It’sthesame general ideaweusedtogetridofderivatives
withrespect tot.Weusetheequality
agaf _19¢I029
/aa“-fa- fin“
Theintegrated termiszero, since wehavetomake fzeroatinfinity. (That corre-
sponds tomaking 1;zeroat:1andt2.Soourprinciple should bemore accurately
stated: U*islessforthetrue41thanforanyother ¢(x,y,z)having thesame values
atinfinity.) Then wedo.the same thing foryandz.Soourintegral AU*is
AU*=f(-av”; -p)fdV.
19-10
Inorder forthisvariation tobezeroforanyf,nomatter what, thecoefficient of
fmust bezeroand,therefore,
V22 =—p/€0.
Wegetback ouroldequation. Soour‘minimum’ proposition iscorrect.
“Wecangeneralize ourproposition ifwedoouralgebra inalittledifferent
way. Let’s goback anddoourintegration by’parts without taking components.
Westartbylooking atthefollowing equality:
v-(fvg) =vf-vg+fv’<g-
IfIdifferentiate outtheleft-hand side,Icanshow thatitisjustequal totheright-
hand side. Nowwecanusethisequation tointegrate byparts. Inourintegral AU*,
wereplace -VQ 'VfbyfV29—V-(fV9),which getsintegrated overvolume.
Thedivergence termintegrated overvolume canbereplaced byasurface integral:
fV'(fV_d3)dV=ffVQ-nda.
Since weareintegrating overallspace, thesurface overwhich weareintegrating is
atinfinity. There, fiszeroandwegetthesame answer asbefore.
“Only nowweseehowtosolve aproblem when wedon’t know where allthe
charges are.Suppose thatwehaveconductors withcharges spread outonthem in
some way. Wecanstilluseourminimum principle ifthepotentials ofallthe
conductors arefixed. Wecarry outtheintegral forU*onlyinthespace outside
ofallconductors. Then, since wecan’t vary¢ontheconductor, fiszeroonall
those surfaces, andthesurface integral _
/fvg-nda
isstillzero. Theremaining volume integral
AU*=/(-1., v29-pgfdv
isonlytobecarried outinthespaces between conductors. Ofcourse, weget
Poisson’s equation again,
v22=—p/60.
Sowehaveshown thatouroriginal integral U*isalsoaminimum ifweevaluate
itoverthespace outside ofconductors allatfixed potentials (thatis,suchthatany
trial¢(x,y,2)must equal thegiven potential oftheconductors when x,y,zisa
point onthesurface ofaconductor).
“There isaninteresting casewhen theonlycharges areonconductors. Then
U*=-%1[(V¢)2dV.
Ourminimum principle saysthatinthecasewhere there areconductors setat
certain given potentials, thepotential between them adjusts itself sothatintegral
U"'isleast. What isthisintegral? ThetermVqsistheelectric field, sotheintegral
istheelectrostatic energy. Thetruefieldistheone,ofallthose coming from the
gradient ofapotential, withtheminimum totalenergy.
“Iwould liketousethisresult tocalculate something particular toshow you
thatthese things arereally quite practical. Suppose Itaketwoconductors inthe
form ofacylindrical condenser. -1-Z’
Theinside conductor hasthepotential V,andtheoutside isatthepotential zero.
Lettheradius oftheinside conductor beaandthatoftheoutside, b.Now wecan
suppose anydistribution ofpotential between thetwo. Ifweusethecorrect 12,
andcalculate so/2I(Vg)2 dV,itshould betheenergy ofthesystem, %CV2.
19-11
Sowecanalsocalculate Cbyourprinciple. Butifweuseawrong distribution of
potential andtrytocalculate thecapacity Cbythismethod, wewillgetacapacity
thatistoobig,since Visspecified. Anyassumed potential ¢thatisnottheexactly
correct onewillgiveafakeCthatislarger thanthecorrect value. Butifmyfalse
¢isanyrough approximation, theCwillbeagood approximation, because the
error inCissecond order intheerror in¢.
“Suppose Idon’t know thecapacity ofacylindrical condenser. Icanusethis
principle tofindit.Ijustguess atthepotential function 11>untilIgetthelowest C.
Suppose, forinstance, Ipickapotential thatcorresponds toaconstant field. (You
know, ofcourse, thatthefieldisn’treally constant here; itvaries asl/r.) Afield
which isconstant means apotential which goeslinearly withdistance. Tofitthe
conditions atthetwoconductors, itmust be
r—a¢-V<l—3-:-7) -
Thisfunction isVatr=a,zeroatr=b,andinbetween hasaconstant slope
equal to—V/(b-a).Sowhat onedoestofindtheintegral U*ismultiply the
square ofthisgradient byso/2andintegrate overallvolume. Let’s dothiscal-
culation foracylinder ofunitlength. Avolume element attheradius ris21rrdr.
Doing theintegral, Ifindthatmyfirsttryatthecapacity gives
1CV2(first try)=3)‘/'b—L2— 21rrdr2 2,,(b—a)2 '
1|-V2 .
b—a
SoIhaveaformula forthecapacity which isnotthetrueonebutisanapproximate
job:Theintegral iseasy; itisjust
C_b+a_
21re0_2(b—a)
Itis,naturally, different from thecorrect answer C=21re0/ln(b/a), butit’snot
toobad. Let’s compare itwiththeright answer forseveral values ofb/a. Ihave
computed outtheanswers inthistable:
a 21re0 21re0
2 1.4423 1.500
4 0.721 0.833
10 0.434 0.612
100 0.267 0.51
2.4662 2.50ll Cm, C(firstapprox.)
1.5
1.1 10.492070 10.500000
Even when b/aisasbigas2—which gives apretty bigvariation inthefieldcom-
pared withalinearly varying field—I getapretty fairapproximation. Theanswer
is,ofcourse, alittletoohigh, asexpected. Thething getsmuch worse ifyouhave
atinywireinside abigcylinder. Then thefieldhasenormous variations andifyou
represent itbyaconstant, you’re notdoing verywell. With b/a=100,we’re ofi'
bynearly afactor oftwo. Things aremuch better forsmall b/a. Totaketheop-
posite extreme, when theconductors arenotveryfarapart—say b/a=l.l—then
theconstant fieldisapretty good approximation, andwegetthecorrect value for
Ctowithin atenth ofapercent.
“Now Iwould liketotellyouhowtoimprove suchacalculation. (Ofcourse,
youknow theright answer forthecylinder, butthemethod isthesame forsome
other oddshapes, where youmaynotknow theright answer.) Thenextstepisto
tryabetter approximation totheunknown true¢.Forexample, wemight trya
19-12
constant plusanexponential ¢,etc.Buthowdoyouknow when youhaveabetter
approximation unless youknow thetrue11>?Answer: Youcalculate C;thelowest
Cisthevalue nearest thetruth. Letustrythisideaout.Suppose thatthepotential
isnotlinear butsayquadratic inr-—that theelectric fieldisnotconstant butlinear.
Themost general quadratic form thatfits¢=0atr=band¢=Vatr=ais
¢=1/[1+11(2-{-1) -(1+a)<%)2]1
where aisanyconstant number. Thisformula isalittle more complicated. It
involves aquadratic terminthepotential aswellasalinear term. Itisveryeasy
togetthefieldoutofit.Thefieldisjust
=__£12=___ aV (r—a)V_
E <11 11-a"'2(l+°‘)(b'-a)2
Now wehavetosquare thisandintegrate overvolume. Butwaitamoment. What
should Itakefora?Icantakeaparabola forthe¢;butwhat parabola? Here’s
what Ido:Calculate thecapacity withanarbitrary ct.What Igetis
C a b0:2 2a 12 1
z....,=t-a[a(6 +3+‘)+s“ +5]
Itlooks alittlecomplicated, butitcomes outofintegrating thesquare ofthefield.
Now Icanpickmyct.Iknow thatthetruth lieslower thananything thatIam
going tocalculate, sowhatever Iputinforctisgoing togivemeananswer toobig.
ButifIkeep playing withaandgetthelowest possible value Ican,thatlowest
value isnearer tothetruth thananyother value. Sowhat Idonextistopickthe
athatgives theminimum value forC.Working itoutbyordinary calculus, Iget
thattheminimum Coccurs foroz=—2b/ (b+a).Substituting thatvalue into
theformula, Iobtain fortheminimum capacity
_C_=Qiiiaiiri.21reQ 3(b2—a2)
“I’ve worked outwhat thisformula gives forCforvarious values ofb/a. I
callthese numbers C(quadratic).
withthetrueC.
'3GHere isatable thatcompares C(quadratic)
Cm»
21re0C(quadratic)
21re0
2
4
10
100
1.51.4423
0.721
0.434
0.267
2.4662
1.1 10.4920701.444
0.733
0.475
0.346
2.4667
10.492065
“For example, when theratio oftheradii is2tol,Ihave 1.444, which isa
verygood approximation tothetrueanswer, 1.4423. Even forlarger b/a,itstays
pretty good—it ismuch, much better thanthefirstapproximation. Itisevenfairly
good—-only offby10percent—when b/ais10to1.Butwhen itgetstobe100to1-
well,things begin togowild. IgetthatCis0.346 instead of0.267. Ontheother
hand, foraratio ofradii of1.5,theanswer isexcellent; andforab/aof1.1,the
answer comes out10.492065 instead of10.492070. Where theanswer should be
good, itisvery, verygood.
“Ihavegiven these examples, first,toshow thetheoretical value oftheprinci-
plesofminimum action andminimum principles ingeneral and,second, toshow
their practical utility—-not justtocalculate acapacity when wealready know the
answer. Foranyother shape, youcanguess anapproximate fieldwith some
unknown parameters likeorandadjust them togetaminimum. Youwillgetex-
cellent numerical results forotherwise intractable problems.”
19-13
Anoteadded after thelecture
“Ishould liketoaddsomething thatIdidn’t have timeforinthelecture.
(Ialways seem toprepare more thanIhave timetotellabout.) AsImentioned
earlier, Igotinterested inaproblem while working onthislecture. Iwant totell
youwhat thatproblem is.Among theminimum principles thatIcould mention,
Inoticed thatmost ofthem sprang inonewayoranother from theleast action
principle ofmechanics andelectrodynamics. Butthere isalsoaclassthatdoesnot.
Asanexample, ifcurrents aremade togothrough apiece ofmaterial obeying
Ohrn’s law,thecurrents distribute themselves inside thepiece sothattherateat
which heatisgenerated isaslittleaspossible. Alsowecansay(ifthings arekept
isothermal) thattherateatwhich energy isgenerated isaminimum. Now, this
principle alsoholds, according toclassical theory, indetermining even thedis-
tribution ofvelocities oftheelectrons inside ametal which iscarrying acurrent.
Thedistribution ofvelocities isnotexactly theequilibrium distribution [Chapter
40,Vol.I;Eq.(40.6)] because theyaredrifting sideways Thenewdistribution
canbefound from theprinciple thatitisthedistribution foragiven current for
which theentropy developed persecond bycollisions isassmall aspossible. The
truedescription oftheelectrons’ behavior ought tobebyquantum mechanics,
however. Thequestion is:Does thesame principle ofminimum entropy generation
alsoholdwhen thesituation isdescribed quantum-mechanically? Ihaven’t found
outyet.
“The question isinteresting academically, ofcourse. Such principles are
fascinating, anditisalways worth while totrytoseehowgeneral theyare.But
alsofrom amore practical point ofview, Iwanttoknow. I,withsome colleagues,
have published apaper inwhich wecalculated byquantum mechanics approxi-
mately theelectrical resistance feltbyanelectron moving through anionic crystal
likeNaCl. [Feynman, Hellworth, Iddings, andPlatzman, “Mobility ofSlow
Electrons inaPolar Crystal,” Phys Rev.127,1004 (l962).] Butifaminimum
principle existed, wecould useittomake theresults much more accurate, justas
theminimum principle forthecapacity ofacondenser permitted ustogetsuch
accuracy forthatcapacity eventhough wehadonlyarough knowledge oftheelec-
tricfield.”
19-14
20
Solutions ofl!Iaxwell’s Equations in
Free Space
20-1 Waves infreespace; plane waves
InChapter 18wehadreached thepoint where wehadtheMaxwell equations
incomplete form. Allthere istoknow about theclassical theory oftheelectric
andmagnetic fields canbefound inthefour equations:
I.vt=£ IL vxE=-Q60 61
. mum.VB=0 1v¢%xB=L+§G0 6t
When weputallthese equations together, aremarkable newphenomenon occurs:
fields generated bymoving charges canleave thesources andtravel alone through
space. Weconsidered aspecial example inWl'llCh aninfinite current sheet is
suddenly turned on.After thecurrent hasbeen onforthetime i,there areuniform
electric andmagnetic fields extending outthedistance ctfrom thesource. Suppose
that thecurrent sheet liesintheyz-plane with asurface current density Jgoing
toward positive y.Theelectric field willhave only ay-component, andthemag-
netic field, only az-component. Themagnitude ofthefieldcomponents isgiven by
E1,=cB,=—5;-I0?’ (20.2)
forpositive values ofxlessthan ct.Forlarger xthefields arezero. There are,
ofcourse, similar fields extending thesame distance from thecurrent sheet inthe
negative x-direction. InFig.20-1 weshow agraph ofthemagnitude ofthefields
asafunction ofxattheinstant t.Astime goes on,the“wavefront” atctmoves
outward inxattheconstant velocity c.
Now consider thefollowing sequence ofevents. Weturn onacurrent ofunit
strength forawhile, then suddenly increase thecurrent strength tothree units,
andhold itconstant atthisvalue. What dothefields look likethen? Wecansee
what thefields willlook likeinthefollowing way. First, weimagine acurrent of
unitstrength thatisturned onatt=0andleftconstant forever. Thefields for
positive xarethen given bythegraph inpart (a)ofFig.20-2. Next, weaskwhat
would happen ifweturn onasteady current oftwounits atthetime 11.
Thefields inthiscase willbetwice ashigh asbefore, butwillextend outin
xonly thedistance c(t—t1),asshown inpart (b)ofthefigure. When weadd
these twosolutions, using theprinciple ofsuperposition, wefindthatthesum of
thetwosources isacurrent ofoneunitforthetime from zero tot1andacurrent
ofthree units fortimes greater than t1.Atthetime tthefields willvary with x
asshown inpart (c)ofFig.20-2.
Now let’s take amore complicated problem. Consider acurrent which is
turned ontooneunitforawhile, then turned uptothree units, andlater turned
offtozero. What arethefields forsuch acurrent? Wecanfindthesolution in
thesame way—by adding thesolutions ofthree separate problems. First, wefind
thefields forastepcurrent ofunitstrength. (Wehave solved thatproblem already.)
Next, wefindthefields produced byastepcurrent oftwounits. Finally, wesolve
forthefields ofastepcurrent ofminus three units. When weaddthethree solutions,
wewillhave acurrent which isoneunitstrong from t=Otosome later time,
say:1,then three units strong until astilllater time 12,andthen turned off——that
20-l20-1 Waves infreespace; plane
waves
20-2 Three-dimensional waves
20-3 Scientific imagination
20-4 Spherical waves
References: Chapter 47,Vol.I:Sound:
TheWave Equation
Chapter 28,Vol.l:Electro-
magnetic Radiation
lEl=c|B|
-ct ct Ti
Fig. 20-1. The electric and mog-
netic field os0function ofxofthetime t
offer thecurrent sheet isturned on.
E ll
2_
I
O l 1lo) ct x
Ell
2
I-
0 _ :(bu Cl | ii
E ll
3
2_
;_
O c(t-i,) ct :x
(Cl
Fig. 20-2. The electric field ofci
current sheet. lo)One unit ofcurrent
turned onofl= O;(blTwo units of
current turned oncitt=t;;(c)Super-
position of(cland (bl.
_Ey
3
2
l
l» O '| 2 1
0)c(t-:2) c(t-t|) ct'1
(bl
Fig 20-3. Ifthecurrent source strength varies asshown in(cl,then atthe
time tshown bythearrow theelectric field asufunction ofxisusshown in(b).
is,tozero. Agraph ofthecurrent asafunction oftime isshown inFig.20—3(a).
When weaddthethree solutions fortheelectric field, wefindthat itsvariation
with x,atagiven instant t,isasshown inFig. 20—3(b). Thefield isanexact
representation ofthecurrent. Thefield distribution inspace isanice graph of
thecurrent variation withtime——only drawn backwards. Astime goesonthewhole
picture moves outward atthespeed c,sothere isalittle blob offield, travelling
toward positive x,which contains acompletely detailed memory ofthehistory of
allthecurrent variations. Ifwewere tostand miles away, wecould tellfrom the
variation oftheelectric ormagnetic field exactly how thecurrent hadvaried
atthesource.
You willalsonotice thatlong after allactivity atthesource hascompletely
stopped andallcharges andcurrents arezero, theblock offieldcontinues totravel
through space. Wehave adistribution ofelectric andmagnetic fields thatexist
independently ofanycharges orcurrents. That istheneweffect thatcomes from
thecomplete setofMaxwell’s equations. Ifwewant, wecangive acomplete
mathematical representation oftheanalysis wehave justdone bywriting thatthe
electric fieldatagiven place andagiven timeisproportional tothecurrent atthe
source, onlynotatthesame time, butattheearlier timet—x/c. Wecanwrite
Ey(t)=- (20.3)
Wehave, believe itornot,already derived thissame equation from another
point ofview inVol. I,when wewere dealing with thetheory oftheindex ofre-
fraction. Then, wehadtofigure outwhat fields were produced byathinlayer of
oscillating dipoles inasheet ofdielectric material with thedipoles setinmotion
bytheelectric field ofanincoming electromagnetic wave. Ourproblem wasto
calculate thecombined fields oftheoriginal wave andthewaves radiated bythe
oscillating dipoles. How could wehave calculated thefields generated bymoving
charges when wedidn’t have Maxwell’s equations? Atthattime wetook asour
starting point (without anyderivation) aformula fortheradiation fields produced
atlarge distances from anaccelerating point charge. Ifyouwilllook inChapter
31ofVol. I,youwillseethatEq.(31.10) there isjustthesame astheEq.(20.3)
thatwehave justwritten down. Although ourearlier derivation wascorrect only
atlarge distances from thesource, weseenow thatthesame result continues to
becorrect even right uptothesource.
Wewant nowtolook inageneral wayatthebehavior ofelectric andmagnetic
fields inempty space faraway from thesources, i.e.,from thecurrents andcharges.
Very near thesources—near enough sothatduring thedelay intransmission, the
source hasnothadtime tochange much—the fields arevery much thesame aswe
have found inwhat wecalled theelectrostatic ormagnetostatic cases. Ifwegoout
todistances large enough sothat thedelays become important, however, the
nature ofthefields canberadically different from thesolutions wehave found.
Inasense, thefields begin totake onacharacter oftheir own when they have
gone along wayfrom allthesources. Sowecanbegin bydiscussing thebehavior
ofthefields inaregion where there arenocurrents orcharges.
20-2
Suppose weask: What kind offields canthere beinregions where pandjare
both zero? InChapter 18wesaw that thephysics ofMaxwell’s equations
could alsobeexpressed interms ofdifferential equations forthescalar andvector
potentials:
2
2__1_u_ _aV4) c2612_ so’ (204)
2_ifl___L.VA_C2at,-606, (20.5)
Ifpandjarezero, these equations take onthesimpler form
1 2
v2¢-5%t§=0, (20.6)
2_L221!_ v.4C2at,_0. (20.7)
Thus infreespace thescalar potential ¢andeach component ofthevector potential
Aallsatisfy thesame mathematical equation. Suppose weletIP(psi) stand for
anyoneofthefourquantities ¢,AI,A,,,AZ;then wewant toinvestigate thegeneral
solutions ofthefollowing equation:
102Vzlp-C-2Elf=0. (20.8)
This equation iscalled thethree-dimensional wave equation-—three-dimensional,
because thefunction upmaydepend ingeneral onx,y,andz,andweneed toworry
about variations inallthree coordinates. This ismade clear ifwewrite outex-
plicitly thethree terms oftheLaplacian operator:
aw aw a2-p 162¢
6x2+By?+822‘Fafl=°- 0°’)
Infreespace, theelectric fields EandBalsosatisfy thewave equation. For
example, since B=VXA,wecangetadifferential equation forBbytaking
thecurlofEq.(20.7). Since theLaplacian isascalar operator, theorder ofthe
Laplacian andcurloperations canbeinterchanged:
v><(VZA) =v2(v><A)=v2B.
Similarly, theorder oftheoperations curland6/62 canbeinterchanged:
1.92.4 162 1628
"><z§'.W- 23:2” XA)" aw‘
Using these results, wegetthefollowing differential equation forB:
2_1911!_ VB gatz-O. (20.10)
Soeach component ofthemagnetic field Bsatisfies thethree-dimensional wave
equation. Similarly, using thefactthatE=—V¢ —dA/dt, itfollows thatthe
electric field Einfreespace alsosatisfies thethree-dimensional wave equation:
2_L125_ VE C2atz-0. (20.11)
Allofourelectromagnetic fields satisfy thesame wave equation, Eq.(20.8).
Wemight wellask:What isthemost general solution tothisequation? However,
rather than tackling thatdiflicult question right away, wewilllook firstatwhat
canbesaidingeneral about those solutions inwhich nothing varies inyandz.
(Always doaneasy case firstsothatyoucanseewhat isgoing tohappen, and
thenyoucangotothemore complicated cases.) Let’s suppose thatthemagnitudes
20-3
ofthefields depend only upon x-—that there arenovariations ofthefields with
yandz.Weare,ofcourse, considering plane waves again. Weshould expect to
getresults something likethose intheprevious section. Infact, wewillfind
precisely thesame answers. You may ask: “Why doitallover again?” Itisim-
portant todoitagain, first, because wedidnotshow thatthewaves wefound were
themost general solutions forplane waves, andsecond, because wefound thefields
only from avery particular kind ofcurrent source. Wewould liketoasknow:
What isthemost general kind ofone-dimensional wave there canbeinfreespace?
Wecannot findthatbyseeing what happens forthisorthatparticular source, but
must work with greater generality. Also wearegoing towork thistime with differ-
ential equations instead ofwith integral forms. Although wewillgetthesame re-
sults, itisaway ofpracticing back andforth toshow thatitdoesn’t make any
difference which wayyougo.YJJ should know how todothings every which
way, because when yougetahard problem, youwilloften findthatonly oneof
thevarious ways istractable.
Wecould consider directly thesolution ofthewave equation forsome elec-
tromagnetic quantity. Instead, wewant tostart right from thebeginning with
Maxwell’s equations infreespace sothatyoucanseetheir close relationship to
theelectromagnetic waves. Sowestart with theequations in(20.1), setting the
charges andcurrents equal tozero. They become
I.V'E=0
II. v><E=-23?
(20.12)
III.V-B: 0
2 _£€ IV.cVXB_6t
Wewrite thefirstequation outincomponents:
__0E, 05 9%_vE_-3;+by+62_0. (20.13)
Weareassuming thatthere arenovariations withyandz,sothelasttwoterms are
zero. This equation then tellsusthat
6E, _T’; —0. (20.14)
Itssolution isthatE,,,thecomponent oftheelectric field inthex-direction. isa
constant inspace. Ifyoulook atIVin(20.12), supposing noB-variation inyand
zeither, youcanseethatE,isalsoconstant intime. Such afield could bethe
steady DCfield from some charged condenser plates along distance away. Weare
notinterested now insuch anuninteresting static field; weareatthemoment
interested only indynamically varying fields. Fordynamic fields, E,=O.
Wehave then theimportant result thatforthepropagation ofplane waves
inanydirection, theelectric field must beatright angles tothedirection ofpropaga-
tion. Itcan, ofcourse, stillvary inacomplicated waywith thecoordinate x.
Thetransverse E-field canalways beresolved intotwocomponents, saythe
y-component andthez-component. Solet’sfirstwork outacaseinwhich theelec-
tricfield hasonly onetransverse component. We’ll take firstanelectric field that
isalways inthey-direction, with zero z-component. Evidently, ifwesolve this
problem wecanalso solve forthecase where theelectric field isalways inthe
z-direction. Thegeneral solution canalways beexpressed asthesuperposition of
twosuch fields.
How easy ourequations now get. Theonly component oftheelectric field
thatisnotzeroisEy,andallderivatives—-except those with respect tox—are zero
TherestofMaxwell’s equations then become quite simple.
20-4
Let’s look next atthesecond ofMaxwell’s equations [IIofEq.(20.l2)].
Writing outthecomponents ofthecurlE,wehave
_aE, aE,,_(v><E),_-5};--$_0,
6E, 6E,
(vXE)”=¥_7£=0’
_6E1»_9.€s_%(VXELTIK ayT6x
Thex-component ofVXEiszero because thederivatives with respect toyand
zarezero. They-component isalsozero; thefirstterm iszerobecause thederivative
withrespect toziszero, andthesecond term iszero because E,iszero. Theonly
components ofthecurlofE thatisnotzero isthez-component, which isequal to
6E,,/6x. Setting thethree components ofVXEequal tothecorresponding
components of——6B/6!. wecanconclude thefollowing:
ea, B-67=0,%=0. (20.15)
as, 6E
Since thex-component ofthemagnetic field andthey-component ofthemagnetic
fieldboth have zerotime derivatives, these twocomponents arejustconstant fields
andcorrespond tothemagnetostatic solutions wefound earlier. Somebody may
have leftsome permanent magnets near where thewaves arepropagating. Wewill
ignore these constant fields andsetB,andByequal tozero.
Incidentally, wewould already have concluded that thex-component ofB
should bezero foradifferent reason. Since thedivergence ofBiszero (from the
third Maxwell equation), applying thesame arguments weused above forthe
electric field, wewould conclude thatthelongitudinal component ofthemagnetic
field canhave novariation with x.Since weareignoring such uniform fields in
ourwave solutions, wewould have setB,equal tozero. Inplane electromagnetic
waves theB-field, aswell astheE-field, must bedirected atright angles tothe
direction ofpropagation.
Equation (20.16) gives ustheadditional proposition thatiftheelectric field
hasonly ay-component, themagnetic field willhave only az-component. So
EandBareatright angles toeach other. This isexactly what happened inthe
special wave wehave already considered.
Wearenow ready tousethelastofMaxwell’s equations forfreespace [IV
ofEq.(20.l2)]. Writing outthecomponents, wehave
2 BB, 6B 6E,C(vXB)$=C23;—C2-5;1l'=—éT’
¢2(v><B),,=c21%-C25;?‘= (20.17)
c2(VXB),= czgégrf-4- c2§£3==?(%-
Ofthesixderivatives ofthecomponents ofB,onlytheterm 6B,/6x isnotequal
tozero. Sothethree equations giveussimply
_2§&_ %. Cax_at (20.18)
Theresult ofallourwork isthatonly onecomponent each oftheelectric and
magnetic fields isnotzero, andthat these components must satisfy Eqs. (20.16)
and(20.18). Thetwoequations canbecombined intooneifwedifferentiate the
firstwith respect toxandthesecond with respect tot;theleft-hand sides ofthe
20-5
I
f Ci———>|
I
/+\_ ’_
O /If \
’ \/ (lb),/ _V‘iC
_/ tO _,,~ T':
Fig. 20-4. The function f(x—ct)
represents aconstant "shape" thattravels
toward positive xwith thespeed c.twoequations willthen bethesame (except forthefactor 02). Sowefind that
Elysatisfies theequation
62E, 10215,,§ —C-2~55 -0. (20.19)
Wehave seenthesame differential equation before, when westudied thepropaga-
tionofsound. Itisthewave equation forone-dimensional waves.
Youshould notethatintheprocess ofourderivation wehave found something
more than iscontained inEq.(20ll). Maxwell’s equations have given usthe
further information that electromagnetic waves have field components only at
right angles tothedirection ofthewave propagation.
Let’s review what weknow about thesolutions oftheone-dimensional wave
equation. Ifanyquantity 11/satisfies theone-dimensional wave equation
azip 102¢~—--—-—= 20.206x2 c20t2 0’ ( )
then onepossible solution isafunction 1]/(x,t)oftheform
¢(x,t)=f(x—ct), (20.21)
that is,some function ofthesingle variable (x—ct). Thefunction f(x——ct)
represents a“rigid” pattern inxwhich travels toward positive xatthespeed c
(seeFig.20-4). Forexample, ifthefunction fhasamaximum when itsargument
iszero, then fort==0themaximum ofipwilloccur atx=0.Atsome later time,
sayt=10,(/1willhave itsmaximum atx=10c. Astime goes on,themaximum
moves toward positive xatthespeed c.
Sometimes itismore convenient tosaythatasolution oftheone-dimensional
wave equation isafunction of(t——x/c). However, thisissaying thesame thing,
because anyfunction of(t—x/c) isalsoafunction of(x—ct):
F(t—x/c) =F[—- =f(x—ct).
Let’s show thatf(x—ct)isindeed asolution ofthewave equation. Since
itisafunction ofonly onevariable—the variable (x—ct)—we willletf’represent
thederivative offwithrespect toitsvariable andf”represent thesecond derivative
off.Differentiating Eq.(20.21) with respect tox,wehave
§=/'0:-co.
since thederivative of(x—ct)with respect toxis1.Thesecond derivative of
tpwith respect toxisclearly
2
jg;=f”(x-Cl). (20.22)
Taking derivatives ofipwith respect tot,wefind
61,0__5;-/'<xaxC).
82¢ 2/1513=+cf(x—cl) (20.23)
Weseethatlldoes indeed satisfy theone-dimensional wave equation.
You may bewondering: “IfIhave thewave equation, how doIknow that
Ishould takef(x—ct)asasolution? Idon’t likethisbackward method. Isn’t
there some forward way tofindthesolution?” Well, onegood forward way is
toknow thesolution. Itispossible to“cook up”anapparently forward mathe-
matical argument, expecially because weknow what thesolution issupposed to
be,butwith anequation assimple asthiswedon’t have toplay games. Soon
youwillgetsothat when you seeEq.(20.20), you nearly simultaneously see
20-6
up=f(x—ct)asasolution. (Just asnowwhen youseetheintegral ofx2dx,you
know right away thattheanswer isx3/3.)
Actually youshould alsoseealittle more. Notonlyisanyfunction of(x—ct)
asolution, butanyfunction of(x+ct)isalsoasolution. Since thewave equation
contains only c2,changing thesign ofcmakes nodifference. Infact, themost
general solution oftheone-dimensional wave equation isthesumoftwoarbitrary
functions, oneof(x—ct)andtheother of(x+ct):
1,0=f(x—-ct)+g(x+ct). (20.24)
Thefirstterm represents awave travelling toward positive x,andthesecond term
anarbitrary wave travelling toward negative x.Thegeneral solution isthesuper-
position oftwosuch waves both existing atthesame time.
Wewillleave thefollowing amusing question foryoutothink about. Take afunction
(0ofthefollowing form:
up=coskxcoskct.
Thisequation isn’tintheform ofafunction of(x—ct)orof(x+ct).Yetyoucan
easily show thatthisfunction isasolution ofthewave equation bydirect substitution into
Eq.(20.20). How canwethen saythatthegeneral solution isoftheform ofEq.(20.24)?
Applying ourconclusions about thesolution ofthewave equation tothe
y-component oftheelectric field, Ey,weconclude thatEucanvary with xinany
arbitrary fashion. However, thefields which doexist canalways beconsidered as
thesumoftwopatterns. Onewave issailing through space inonedirection with
speed c,with anassociated magnetic field perpendicular totheelectric field;
another wave istravelling intheopposite direction withthesame speed. Such
waves correspond totheelectromagnetic waves thatweknow about—light, radio-
waves, infrared radiation, ultraviolet radiation, x-rays, andsoon.Wehave already
discussed theradiation oflight ingreat detail inVol.I.Since everything welearned
there applies toanyelectromagnetic wave, wedon’t need toconsider ingreat detail
herethebehavior ofthese waves.
Weshould perhaps make afewfurther remarks onthequestion ofthepolariza-
tionoftheelectromagnetic waves. Inoursolution wechose toconsider thespecial
caseinwhich theelectric field hasonly ay-component. There isclearly another
solution forwaves travelling intheplus orminus x-direction, with anelectric
field which hasonly az-component. Since Maxwell’s equations arelinear, the
general solution forone-dimensional waves propagating inthex-direction isthe
sumofwaves ofE,,andwaves ofE,.This general solution issummarized inthe
following equations:
E=(0,Eu,E,)
Eu=f(x—CI)+g(x+CI)
E,=F(x—ct)+G(x+ct)
B=(0,Bu,B5)
cB,=f(x—ct) —g(x +ct)
(IB,, =—F(x —ct)+G(x +ct).(20.25)
Such electromagnetic waves have anE-vector whose direction isnotconstant but
which gyrates around insome arbitrary way intheyz-plane. Atevery point
themagnetic field isalways perpendicular totheelectric field andtothedirection
ofpropagation.
20-7
Ifthere areonly waves travelling inonedirection, saythepositive x-direction,
there isasimple rulewhich tellstherelative orientation oftheelectric andmag-
netic fields. Therule isthat thecross product EXB-—which is,ofcourse, a
vector atright angles toboth EandB—-points inthedirection inwhich thewave is
travelling. IfEisrotated intoBbyaright-hand screw, thescrew points inthe
direction ofthewave velocity. (We shall seelater thatthevector EXBhasa
special physical significance: itisavector which describes theflow ofenergy inan
electromagnetic field.)
20-2 Three-dimensional waves
Wewant now toturn tothesubject ofthree-dimensional waves. Wehave
already seen thatthevector Esatisfies thewave equation. Itisalsoeasy toarrive
atthesame conclusion byarguing directly from Maxwell’s equations. Suppose we
start with theequation
6BVXE-—57
andtake thecurlofboth sides:
VX(VXE)=“%(V XB). (20.26)
You willremember thatthecurlofthecurlofanyvector canbewritten asthesum
oftwoterms, oneinvolving thedivergence andtheother theLaplacian,
v><(VXE)= V(V-E)—V2E.
Infreespace, however, thedivergence ofEiszero, soonly theLaplacian term
remains. Also, from thefourth ofMaxwell’s equations infreespace [Eq. (20.l2)]
thetime derivative of02VXBisthesecond derivative ofEwith respect tor:
¢-2£(v X3)=6! dig
Equation (20.26) then becomes
2_l<’2_EvE_C2.at2.
which isthethree-dimensional wave equation. Written outinallitsglory, this
equation is,ofcourse,
62E 62E 62E 162EF _ ____ = 76x2+6y2+622 c28t? 0' (202 )
How shall wefindthegeneral wave solution” Theanswer isthatallthesolu-
tions ofthethree-dimensional wave equation canberepresented asasuperposition
oftheone-dimensional solutions wehave already found. Weobtained theequation
forwaves which move inthex-direction bysupposing thatthefielddidnotdepend
onyandz.Obviously, there areother solutions inwhich thefields donotdepend
onxandz,representing waves going inthey-direction. Then there aresolutions
which donotdepend onxandy,representing waves travelling inthez-direction.
Oringeneral, since wehave written ourequations invector form, thethree-
dimensional wave equation canhave solutions which areplane waves moving in
anydirection atall.Again, since theequations arelinear, wemayhave simultane-
ously asmany plane waves aswewish, travelling inasmany different directions.
Thus themost general solution ofthethree-dimensional wave equation isa
superposition ofallsorts ofplane waves moving inallsorts ofdirections.
Trytoimagine what theelectric andmagnetic fields look likeatpresent in
thespace inthislecture room. First ofall,there isasteady magnetic field; itcomes
from thecurrents intheinterior oftheearth—that is,theearth’s steady magnetic
field. Then there aresome irregular, nearly static electric fields produced perhaps
byelectric charges generated byfriction asvarious people move about intheir
Z)-8
chairs andrubtheir coat sleeves against thechair arms. Then there areother
magnetic fields produced byoscillating currents intheelectrical wiring—-fields
which vary atafrequency of60cycles persecond, insynchronism with thegenera-
toratBoulder Dam. Butmore interesting aretheelectric andmagnetic fields vary-
ingatmuch higher frequencies. Forinstance, aslight travels from window to
fioor andwall towall, there arelittle wiggles oftheelectric andmagnetic fields
moving along at186,000 miles persecond. Then there arealsoinfrared waves
travelling from thewarm foreheads tothecoldblackboard. And wehave forgotten
theultraviolet light, thex-rays, andtheradiowaves travelling through theroom.
Flying across theroom areelectromagnetic waves which carry music ofajazz
band. There arewaves modulated byaseries ofimpulses representing pictures of
events going oninother parts oftheworld, orofimaginary aspirins dissolving in
imaginary stomachs. Todemonstrate thereality ofthese waves itisonly necessary
toturnonelectronic equipment thatconverts these waves intopictures andsounds.
Ifwegointo further detail toanalyze even thesmallest wiggles, there are
tinyelectromagnetic waves thathave come intotheroom from enormous distances.
There arenow tinyoscillations oftheelectric field, whose crests areseparated by
adistance ofonefoot, thathave come from millions ofmiles away, transmitted
totheearth from theMariner IIspace craft which hasjustpassed Venus. Its
signals carry summaries ofinformation ithaspicked upabout theplanets (infor-
mation obtained from electromagnetic waves that travelled from theplanet to
thespace craft).
There arevery tinywiggles oftheelectric andmagnetic fields thatarewaves
which originated billions oflight years away—from galaxies intheremotest corners
oftheuniverse. That thisistruehasbeen found by“filling theroom with wires”—
bybuilding antennas aslarge asthisroom. Such radiowaves have been detected
from places inspace beyond therange ofthegreatest optical telescopes. Even they,
theoptical telescopes, aresimply gatherers ofelectromagnetic waves. What we
callthestars areonly inferences, inferences drawn from theonly physical reality
wehave yetgotten from them—from acareful study oftheunendingly complex
undulations oftheelectric andmagnetic fields reaching usonearth.
There is,ofcourse, more: thefields produced bylightning miles away, the
fields ofthecharged cosmic rayparticles asthey zipthrough theroom, andmore,
andmore. What acomplicated thing istheelectric field inthespace around you!
Yetitalways satisfies thethree-dimensional wave equation.
20-3 Scientific imagination
Ihave asked youtoimagine these electric andmagnetic fields. What doyou
do? Doyouknow how? How doIimagine theelectric andmagnetic field? What
doIactually see? What arethedemands ofscientific imagination? Isitany
different from trying toimagine thattheroom isfullofinvisible angels? No,itis
notlikeimagining invisible angels. Itrequires amuch higher degree ofimagination
tounderstand theelectromagnetic field than tounderstand invisible angels. Why?
Because tomake invisible angels understandable, allIhave todoistoalter their
properties alittle bit——I make them slightly visible, andthen Icanseetheshapes
oftheir wings, andbodies, andhalos. Once Isucceed inimagining avisible angel,
theabstraction required——which istotake almost invisible angels andimagine
them completely invisible—is relatively easy. Soyousay,“Professor, please give
meanapproximate description oftheelectromagnetic waves, even though itmay
beslightly inaccurate, sothatItoocanseethem aswellasIcanseealmost invisible
angels. Then IWlllmodify thepicture tothenecessary abstraction.”
I‘msorry Ican’t dothatforyou. Idon’t know how. Ihave nopicture ofthis
electromagnetic field thatisinanysense accurate. Ihave known about theelectro-
magnetic field along time—I wasinthesame position 25years agothatyouare
now, andIhave had25years more ofexperience thinking about these wiggling
waves. When Istart describing themagnetic field moving through space, Ispeak
oftheE-andBfields andwave myarms andyoumayimagine thatIcanseethem.
20-9
I’lltellyouwhat Isee. Iseesome kind ofvague shadowy, wiggling lines—here
andthere isanEandBwritten onthem somehow, andperhaps some ofthelines
have arrows onthem—an arrow here orthere which disappears when Ilook too
closely atit.When Italkabout thefields swishing through space, Ihave aterrible
confusion between thesymbols Iusetodescribe theobjects andtheobjects them-
selves. Icannot really make apicture thatiseven nearly likethetruewaves. So
ifyouhave some difficulty inmaking such apicture, youshould notbeworried
thatyour dilficulty isunusual.
Our science makes terrific demands ontheimagination. The degree of
imagination thatisrequired ismuch more extreme than thatrequired forsome of
theancient ideas. Themodern ideas aremuch harder toimagine. Weusealot
oftools, though. Weusemathematical equations andrules, andmake alotof
pictures. What Irealize now isthatwhen Italkabout theelectromagnetic fieldin
space, Iseesome kind ofasuperposition ofallofthediagrams which I’veever
seen drawn about them. Idon’t seelittle bundles offield lines running about be-
cause itworries methatifIranatadifferent speed thebundles would disappear.
Idon’t even always seetheelectric andmagnetic fields because sometimes Ithink
Ishould have made apicture with thevector potential andthescalar potential,
forthose were perhaps themore physically significant things thatwere wiggling.
Perhaps theonly hope, yousay,istotake amathematical view. Now what is
amathematical view? From amathematical view, there isanelectric field vector
andamagnetic field vector atevery point inspace; thatis,there aresixnumbers
associated with every point. Can youimagine sixnumbers associated with each
point inspace? That’s toohard. Canyouimagine even onenumber associated
with every point? Icannot! Icanimagine such athing asthetemperature atevery
point inspace. That seems tobeunderstandable. There isahotness andcoldness
thatvaries from place toplace. ButIhonestly donotunderstand theidea ofa
number atevery point.
Soperhaps weshould putthequestion: Canwerepresent theelectric fieldby
something more likeatemperature, saylikethedisplacement ofapiece ofjello?
Suppose thatwewere tobegin byimagining thattheworld wasfilled with thin
jello andthatthefields represented some distortion—say astretching ortwisting-
ofthejello. Then wecould visualize thefield. After we“see” what itislikewe
could abstract thejello away. Formany years that’s what people tried todo.
Maxwell, Ampere, Faraday, and others tried tounderstand electromagnetism
thisway. (Sometimes theycalled theabstract jello “ether.”) Butitturned outthat
theattempt toimagine theelectromagnetic field inthatwaywasreally standing in
theway ofprogress. Weareunfortunately limited toabstractions, tousing in-
struments todetect thefield, tousing mathematical symbols todescribe thefield,
etc. Butnevertheless, insome sense thefields arereal, because after weareall
finished fiddling around with mathematical equations—with orwithout making
pictures anddrawings ortrying tovisualize thething—we canstillmake theinstru-
ments detect thesignals from Mariner IIandfindoutabout galaxies abillion miles
away, andsoon.
Thewhole question ofimagination inscience isoften misunderstood bypeople
inother disciplines. They trytotestourimagination inthefollowing way. They
say,“Here isapicture ofsome people inasituation. What doyouimagine will
happen next?” When wesay,“Ican’t imagine,” they may think wehave aweak
imagination. They overlook thefactthatwhatever weareallowed toimagine in
science must beconsistent witheverything elseweknow: thattheelectric fields and
thewaves wetalkabout arenotjustsome happy thoughts which wearefreeto
make aswewish, butideas which must beconsistent with allthelaws ofphysics
weknow. Wecan’t allow ourselves toseriously imagine things which areobviously
incontradiction totheknown laws ofnature. And soourkind ofimagination is
quite adifficult game. Onehastohave theimagination tothink ofsomething that
hasnever been seen before, never been heard ofbefore. Atthesame time the
thoughts arerestricted inastrait jacket, sotospeak, limited bytheconditions that
come from ourknowledge ofthewaynature really is.Theproblem ofcreating
20-10
something which isnew, butwhich isconsistent with everything which hasbeen
seenbefore, isoneofextreme difiiculty.
While l‘monthissubject Iwant totalkabout whether itwilleverbepossible
toimagine beauty thatWecan't see Itisaninteresting question. When welook
atarainbow, itlooks beautiful tous.Everybody says, “Ooh, arainbow.” (You
seehowscientific Iam. Iamafraid tosaysomething isbeautiful unless Ihave an
experimental wayofdefining it.)Buthowwould wedescribe arainbow ifwewere
blind? Weareblind when wemeasure theinfrared reflection coelficient ofsodium
chloride, orwhen wetalkabout thefrequency ofthewaves thatarecoming from
some galaxy thatwecanit see-—-we make adiagramfwe make aplot. Forinstance,
fortherainbow. such aplot would betheintensity ofradiation vs.wavelength
measured with aspectrophotometer foreach direction inthesky. Generally. such
measurements would giveacurve thatwasrather flat. Then some day, someone
would discover thatforcertain conditions oftheweather, andatcertain angles in
thesky, thespectrum ofintensity asafunction ofwavelength would behave
strangely; itwould have abump. Astheangle oftheinstrument wasvaried onlya
little bit,themaximum ofthebump would move from onewavelength toanother.
Then onedaythephysical review oftheblind menmight publish atechnical article
with thetitle“The Intensity ofRadiation asaFunction ofAngle under Certain
Conditions oftheWeather.” Inthisarticle there might appear agraph such as
theoneinFig.20~5 Theauthor would perhaps remark thatatthelarger angles
there wasmore radiation atlong wavelengths, whereas forthesmaller angles the
maximum intheradiation came atshorter wavelengths. (From ourpoint ofview,
wewould saythatthelight at40°ispredominantly green andthelight at42°is
predominantly red.)
~ csf ta) - Fig. 20-5 The intensity ofelectro
ntenstyas"oi.
Wavelength dilions.
Now dowefindthegraph ofFig.20—5 beautiful? Itcontains much more de-
tailthan weapprehend when welook atarainbow, because oureyes cannot see
theexact details intheshape ofaspectrum. Theeye,however, finds therainbow
beautiful. Dowehave enough imagination toseeinthespectral curves thesame
beauty weseewhen welook directly attherainbow? Idon’t know.
Butsuppose Ihave agraph ofthereflection coefficient ofasodium chloride
crystal asafunction ofwavelength intheinfrared, andalsoasafunction ofangle.
Iwould have arepresentation ofhow itwould look tomyeyes ifthey could see
intheinfrared——perhaps some glowing, shiny “green,” mixed with reflections from
thesurface ina“metallic red.” That would beabeautiful thing, butIdon’t know
whether Icanever look atagraph ofthereflection CO€lI'lCl€Ill ofNaCl measured
withsome instrument andsaythatithasthesame beauty.
Ontheother hand. even ifwecannot seebeauty inparticular measured results,
Wecanalready claim toseeacertain beauty intheequations which describe general
physical laws. Forexample, inthewave equation (20.9), there’s something nice
about theregularity oftheappearance ofthex,they,thez,andthet.And this
nicesymmetry inappearance ofthex.y,z,andIsuggests tothemind stillagreater
beauty which hastodowith thefour dimensions, thepossibility thatspace has
four-dimensional symmetry, thepossibility ofanalyzing thatandthedevelopments
ofthespecial theory ofrelativity. Sothere isplenty ofintellectual beauty asso-
ciated with theequations.
20-llmagnetic waves asafunction ofwave
length forthree angles (measured from
thedirection opposite thesun), observed
> only with certain meteorological con
20-4 Spherical waves
Wehave seen that there aresolutions ofthewave equation which corre-
spond toplane waves, andthatanyelectromagnetic wave canbedescribed asa
superposition ofmany plane waves. Incertain special cases, however, itismore
convenient todescribe thewave field inadifferent mathematical form. Wewould
liketodiscuss now thetheory ofspherical waves——waves which correspond to
spherical surfaces that arespreading outfrom some center. When youdrop a
stone intoalake, theripples spread outincircular waves onthesurface they are
two-dimensional waves. Aspherical wave isasimilar thing except thatitspreads
outinthree dimensions.
Before westart describing spherical waves, weneed alittle mathematics.
Suppose wehave afunction that depends only ontheradial distance rfrom a
certain origin—in other words, afunction that isspherically symmetric. Let’s
callthefunction ¢(r), where byrwemean
r=\/x2+y2+Z2.
theradial distance from theorigin. Inorder tofindoutwhat functions i//(r)satisfy
thewave equation, wewillneed anexpression fortheLaplacian ofi//.Sowewant
tofindthesumofthesecond derivatives of11/with respect tox,y,andz.Wewill
usethenotation thati//(r) represents thederivative ofll!with respect torandi//’(r)
represents thesecond derivative ofipwith respect tor.
First, wefindthederivatives with respect tox.Thefirstderivative is
6¢(r) _,6r
6x_lb(r)07¢-
Thesecond derivative ofifwith respect toxis
02¢ 6r2 62r
Tie' +*”'z-i;§'
Wecanevaluate thepartial derivatives ofrwith respect toxfrom
9:_5.92_11_L26x_r 6x2 Tr r2
Sothesecond derivative ofitwith respect toxis
62¢ 2 1
6x2
Likewise,
QdyzI éiw/1+
2
Z-242$!/+r
1I‘g)ii’. (20.28)
2
g).i/, (20.29)
02¢ Z2,,1 Z2525- fill! +;(l —;_5 (I/’. (20.30)
The Laplacian isthesum ofthese three derivatives. Remembering that
x2+yz+22=r2,weget
W0)=¢”(r)+§i'<ri- (20.31)
Itisoften more convenient towrite thisequation inthefollowing form:
W=15wi <2032) rdr2 ' '
Ifyoucarry outthedifferentiation indicated inEq.(20.32), youwillseethatthe
right-hand side1Sthesame asinEq.(20.31).
Ifwewish toconsider spherically symmetric fields which canpropagate as
spherical waves, ourfield quantity must beafunction ofboth randt.Suppose
20-I2
weask, then, what functions ip(r,t)aresolutions ofthethree-dimensional wave
equation
vaint)-l-‘iiiint)=0 (2033)’ c2at? ’ ' '
Since i//(r,i)depends onlyonthespatial coordinates through r,wecanusetheequa-
tionfortheLaplacian wefound above, Eq.(20.32). Tobeprecise, however, since
ilisalsoafunction ofz,weshould write thederivatives with respect toraspartial
derivatives. Then thewave equation becomes
1a2 1at“*T(H//) *f ll’=0rdrl cl6t2 '
Wemust nowsolve thisequation, which appears tobemuch more complicated
than theplane wave case. Butnotice thatifwemultiply thisequation byr,weget
a2 1a2
Thisequation tellsusthatthefunction ripsatisfies theone-dimensional wave equa-
tioninthevariable r.Using thegeneral principle which wehave emphasized so
often, thatthesame equations always have thesame solutions, weknow thatif
r¢isafunction only of(r—ct)then itwillbeasolution ofEq.(20.34). Sowe
know thatspherical waves must have theform
r¢(r,1)=ftr—cr)_
Or,aswehave seen before, wecanequally well saythatripcanhave theform
rill=f(t—r/c).
Dividing byr,wefindthatthefieldquantity ip(Whatever itmaybe)hasthefollow-
ingform:
,):f(' (20.35)
Such afunction represents ageneral spherical wave travelling outward from the
origin atthespeed c.Ifweforget about therinthedenominator foramoment,
theamplitude ofthewave asafunction ofthedistance from theorigin atagiven
time hasacertain shape thattravels outward atthespeed c.Thefactor rinthe
denominator, however, saysthattheamplitude ofthewave decreases inproportion
tol/rasthewave propagates. Inother words, unlike aplane wave inwhich the
amplitude remains constant asthewave runs along, inaspherical wave theampli-
tudesteadily decreases, asshown inFig.20—6. This effect iseasy tounderstand
from asimple physical argument.
\
\
r/C)Z
/
/ '~
ft-r
f(t-r/ct. \\\\\\ l/I’ “"\ \
lL§§L. If“~—_____
’=>/\ ‘(\9 r r r O T| 3 ll 72 l
l<————c(t2—t|) —A
(a) (bl
Fig. 20—6. Aspherical wave ilr=flt—r/cl/r. la)(Ixasofunction ofrfort=l1and the
some wave forthelater time fg.[blil/asafunction oftforr=r1andthesome wave seen atr;
20-13
Weknow thattheenergy density inawave depends onthesquare ofthewave
amplitude. Asthewave spreads, itsenergy isspread over larger andlarger areas
proportional totheradial distance squared. Ifthetotalenergy isconserved, the
energy density must fallasI/r2, andtheamplitude ofthewave must decrease as
l/r. SoEq.(20.35) isthe“reasonable” form foraspherical wave.
Wehave disregarded thesecond possible solution totheone-dimensional
wave equation:
or=s'(I+r/C),Of
_80+r/0)i--—»,——-
This alsorepresents aspherical wave, butonewhich travels inward from large r
toward theorigin.
Wearenowgoing tomake aspecial assumption. Wesay,without anydemon-
stration whatever, thatthewaves generated byasource areonly thewaves which
gooutward. Since weknow thatwaves arecaused bythemotion ofcharges, we
Want tothink that thewaves proceed outward from thecharges. Itwould be
rather strange toimagine thatbefore charges were setinmotion, aspherical wave
started outfrom infinity andarrived atthecharges justatthetime they began to
move. That isapossible solution, butexperience shows thatwhen charges are
accelerated thewaves travel outward from thecharges. Although Maxwell’s
equations would allow either possibility, wewillputinanadditional fact——based
onexperience—that only theoutgoing wave solution makes “physical sense.”
Weshould remark, however, thatthere isaninteresting consequence tothis
additional assumption: weareremoving thesymmetry with respect totime that
exists inMaxwell’s equations. Theoriginal equations forEandB,aridalsothe
wave equations wederived from them, have theproperty thatifwechange thesign
oft,theequation isunchanged. These equations saythat forevery solution
corresponding toawave going inonedirection there isanequally valid solution
forawave travelling intheopposite direction. Ourstatement thatwewillconsider
only theoutgoing spherical waves isanimportant additional assumption. (A
formulation ofelectrodynamics inwhich thisadditional assumption isavoided has
been carefully studied. Surprisingly, inmany circumstances itdoes notlead to
physically absurd conclusions, butitwould take ustoofarastray todiscuss these
ideas justnow. Wewilltalkabout them alittle more inChapter 28.)
Wemust mention another important point. Inoursolution foranoutgoing
wave, Eq.(20.35), thefunction ipisinfinite attheorigin. That issomewhat peculiar.
Wewould liketohave awave solution which issmooth everywhere. Oursolution
must represent physically asituation inwhich there issome source attheorigin.
Inother words, wehave inadvertently made amistake. Wehave notsolved the
freewave equation (20.33) everywhere; wehave solved Eq.(20.33) with zero on
theright everywhere, except attheorigin. Ourmistake crept inbecause some of
thesteps inourderivation arenot“legal” when r=0.
Let’s show thatitiseasy tomake thesame kind ofmistake inanelectrostatic
problem. Suppose wewant asolution oftheequation foranelectrostatic potential
infreespace, V24; =0.TheLaplacian isequal tozero, because weareassuming
that there arenocharges anywhere. Butwhat about aspherically symmetric
solution tothisequation—that is,some function ¢thatdepends only onr.Using
theformula ofEq.(20.32) fortheLaplacian, wehave
2
1i0¢i= 0. rdr2
Multiplying thisequation byr,wehave anequation which isreadily integrated:
d2
F("¢) =0-
Ifweintegrate once with respect tor,wefindthatthefirstderivative ofr¢isa
20-14
constant, which wemay calla:
%(r¢>)=a.
Integrating again, wefindthatr¢isoftheform
r¢=ar+b,
where bisanother constant ofintegration. Sowehave found thatthefollowing ¢
isasolution fortheelectrostatic potential infreespace:
b
¢:a'l";'
Something isevidently wrong. Intheregion where there arenoelectric
charges, weknow thesolution fortheelectrostatic potential: thepotential is
everywhere aconstant. That corresponds tothefirstterm inoursolution. Butwe
alsohave thesecond term, which saysthatthere isacontribution tothepotential
thatvaries asoneover thedistance from theorigin. Weknow, however, thatsuch
apotential corresponds toapoint charge attheorigin. So,although wethought
wewere solving forthepotential infreespace, oursolution also gives thefield
forapoint source attheorigin. Doyouseethesimilarity between what happened
nowandwhat happened when wesolved foraspherically symmetric solution to
thewave equation? Ifthere were really nocharges orcurrents attheorigin, there
would notbespherical outgoing waves. Thespherical waves must, ofcourse, be
produced bysources attheorigin. Inthenextchapter wewillinvestigate thecon-
nection between theoutgoing electromagnetic waves andthecurrents andvoltages
which produce them.
20-15
21
Solutions ofMaxwell’s Equations with
Currents and Charges
21-1 Light andelectromagnetic waves
Wesawinthelastchapter thatamong their solutions, Maxwell’s equations
have waves ofelectricity andmagnetism. These waves correspond tothephe-
nomena ofradio, light, x-rays, andsoon,depending onthewavelength. Wehave
already studied light ingreat detail inVol.I.Inthischapter wewant totietogether
thetwosubJects—we want toshow thatMaxwell’s equations canindeed form the
baseforourearlier treatment ofthephenomena oflight.
When westudied light, webegan bywriting down anequation fortheelectric
fieldproduced byacharge which moves inanyarbitrary way. That equation was
__q_?;' f_'d"r' lag]E_41reQ[r’2+cE<r’2 +c2Jt5er ’ (211)
cB= e,/XE.
[SeeEq.(28.3), Vol. I.]
Ifacharge moves inanarbitrary way, theelectric field wewould findnowat
some point depends only ontheposition andmotion ofthecharge notnow, but
atanearlier time——at aninstant which isearlier bythetime itwould take light,
going atthespeed c,totravel thedistance r’from thecharge tothefield point.
Inother words, ifwewant theelectric field atpoint (l)atthetime i,wemust cal-
culate thelocation (2')ofthecharge anditsmotion atthetime (t-—r’/c), where
r’isthedistance tothepoint (l)from theposition ofthecharge (2')atthetime
(t—r’/c). Theprime istoremind youthatr’istheso-called “retarded distance"
from thepoint (2')tothepoint (l),andnottheactual distance between point (2),the
position ofthecharge atthetime i,andthefield point (l)(seeFig.21—l). Note
thatweareusing adifferent convention now forthedirection oftheunitvector
e,.InChapters 28and36ofVol. Iitwasconvenient totake r(and hence e,)
pointing toward thesource. Now wearefollowing thedefinition wetook forCou-
lomb’s law,inwhich risdirectedfrom thecharge, at(2),toward thefieldpoint at(l).
Theonly difference, ofcourse, 1Sthatournewr(and e,)arethenegatives ofthe
oldones.
Wehave alsoseen thatifthevelocity I)ofacharge isalways much lessthan
c,andifweconsider only points atlarge distances from thecharge, sothatonlythe
lastterm ofEq.(21.1) isimportant, thefields canalsobewritten as
EZ_ q [acceleration ofthecharge at(t—r’/c) , (211,)
41re0c2r’ projected atright angles tor’ '
and
cB=e,’XE.
Let's look atwhat thecomplete equation, Eq.(21.1), says inalittle more
detail. The vector e,’istheunit vector topoint (I)from theretarded position (2').
Thefirstterm, then, iswhat wewould expect fortheCoulomb field ofthecharge
atitsretarded position—we may callthis“the retarded Coulomb field.” The
electric field depends inversely onthesquare ofthedistance andisdirected away
from theretarded position ofthecharge (that is,inthedirection ofe,-).
Butthatisonlythefirstterm. Theother terms tellusthatthelaws ofelectricity
donotsaythatallthefields arethesame asthestatic ones, butjustretarded (which
iswhat people sometimes liketosay). Tothe“retarded Coulomb field” wemust
21-121-1 Light andelectromagnetic
waves
21-2 Spherical waves from apoint
source
21-3 Thegeneral solution of
Maxwell’s equations
21-4 Thefields ofanoscillating
dipole
21-5 Thepotentials ofamoving
charge; thegeneral solution
ofLiénard andWiechert
21-6 Thepotentials foracharge
moving with constant velocity;
theLorentz formula
Review: Chapter 28,Vol. I,Electro-
magnetic Radiation
Chapter 31,Vol l,T/ie Origin
oftheRefractive Index
Chapter 36,Vol l,Relativistic
Eflects inRadiation
(I)
r'/
er’ Z7
(2')qVf rPOSITION Oi
l-r’/c<1(2)/
Positional?
Fig. 2l—l. The fields of(l) citthe
time idepend ontheposition (2')occupied
bythechcirge qcitthetime (t—r’/c).
addtheother twoterms. Thesecond term saysthatthere isa“correction” tothe
retarded Coulomb field which istherateofchange oftheretarded Coulomb field
multiplied byr’/c, theretardation delay. Inawayofspeaking, thisterm tends to
compensate fortheretardation inthefirstterm. Thefirsttwoterms correspond to
computing the“retarded Coulomb field” andthen extrapolating ittoward the
future bytheamount r’/c, thatis,right uptothetimellTheextrapolation islinear,
asifwewere toassume thatthe“retarded Coulomb field” would continue tochange
attheratecomputed forthecharge atthepoint (2'). Ifthefieldischanging slowly,
theeffect oftheretardation isalmost completely removed bythecorrection term,
andthetwoterms together giveusanelectric field thatisthe“instantaneous Cou-
lomb field”——that is,theCoulomb field ofthecharge atthepoint (2)—to avery
good approximation.
Finally, there isathird term inEq.(2l.l) which isthesecond derivative ofthe
unitvector e,/.Forourstudy ofthephenomena oflight, wemade useofthefact
thatfaraway from thecharge thefirsttwoterms went inversely asthesquare of
thedistance and, forlarge distances, became very weak incomparison tothelast
term, which decreases asl/r.Soweconcentrated entirely onthelastterm, andwe
showed thatitis(again, forlarge distances) proportional tothecomponent ofthe
acceleration ofthecharge atright angles tothelineofsight. (Also, formost ofour
work inVol. l,wetook thecaseinwhich thecharges were moving nonrelativistic-
ally. Weconsidered therelativistic effects inonly onechapter, Chapter 36.)
Now weshould trytoconnect thetwothings together. Wehave theMaxwell
equations, andwehave Eq.(21.1) forthefield ofapoint charge. Weshould cer-
tainly askwhether theyareequivalent. Ifwecandeduce Eq.(21.l)from Maxwell’s
equations, wewillreally understand theconnection between light andelectro-
magnetism. Tomake thisconnection isthemain purpose ofthischapter.
ltturns outthatwewon’t quite make it—that themathematical details get
toocomplicated forustocarry through inalltheir gory details. Butwewillcome
close enough sothatyoushould easily seehow theconnection could bemade.
Themissing pieces willonly beinthemathematical details Some ofyoumay
findthemathematics inthischapter rather complicated, andyoumay notwish to
follow theargument very closely. Wethink itisimportant, however, tomake the
connection between what youhave learned earlier andwhat youarelearning now,
oratleast toindicate how such aconnection canbemade. You willnotice, if
youlook over theearlier chapters, thatwhenever wehave taken astatement asa
starting point foradiscussion, wehave carefully explained whether itisanew
“assumption" thatisa“basic law,” orwhether itcanultimately bededuced from
some other laws. Weoweittoyouinthespirit ofthese lectures tomake thecon-
nection between light andMaxwell’s equations. Ifitgetsditlicult inplaces, well,
that’s life—there isnoother way.
2l—2 Spherical waves from apoint source
InChapter 18wefound thatMaxwell’s equations could besolved byletting
E2-v¢~ (21.2)
and
B;VXA, (21.3)
where ¢andAmust then besolutions oftheequations
2__l__‘f?__B_ 214V¢ C’) (912 G0 ( I)
and
2 l62A j
andmust alsosatisfy thecondition that
'___Wl6¢>VA- C55, (21.6)
21-2
Now wewillfindthesolution ofEqs. (21.4) and(21.5). Todothatwehave
tofindthesolution tpoftheeqtiation
2 152¢__V11/ C2M2- s, (21.7)
where s‘,which wecallthesource, isknown. Ofcourse, Ycorresponds top/e(, and
iiito¢forEq(21.4), orsIS],/€0t‘2 ifttis/1,,etc,butwewant tosolve Eq(217)
asamathematical problem nomatter what itandsarephysically.
Inplaces where pandjarezero—-in what wehave called “free” space——the
potentials <1;andA,andthefields EandB,allsatisfy thethree-dimensional wave
equation without sources, whose mathematical form is
21a%_ Vit C2517—0. (21.8)
InChapter 20wesawthatsolutions ofthisequation canrepresent waves ofvarious
kinds: plane waves inthex-direction, i//=f(t—x/c); plane waves inthey-or
z-direction, orinanyother direction; orspherical waves oftheform
a»»ao=fll}i9- (mm
(The solutions canbewritten instillother ways, forexample cylindrical waves
thatspread outfrom anaxis.)
Wealso remarked that, physically, Eq.(21.9) does notrepresent awave in
freespace—that there must becharges attheorigin togettheoutgoing wave started.
Inother words, Eq.(21.9) isasolution ofEq.(21.8) everywhere except right near
r=O,where itmust beasolution ofthecomplete equation (21.7), including some
sources. Let’s seehow thatworks. What kind ofasource sinEq.(21.7) would
giverisetoawave likeEq.(21.9)?
Suppose wehave thespherical wave ofEq.(21.9) andlook atwhat ishappen-
ingforvery small r.Then theretardation —r/c inf(t —r/c)canbeneglected-
provided fisasmooth function——and 5!,becomes
ii=1;) (r_>0). (21.10)
Sot//is_]LlS[likeaCoulomb field foracharge attheorigin thatvaries with time.
That is,ifwehadalittle lump ofcharge, limited toavery small region near the
origin, with adensity p,weknow that
Q/4rre0<t>=mjf i
where Q=fpdV.Now weknow thatsuch a¢satisfies theequation
2=_B. V¢ 60
Following thesame mathematics, wewould saythat theitofEq.(21.10)
satisfies
Vztb =—-s (r-~>O), (21.11)
where sisrelated tofby
Sf=17;’
with
s=fSdV.
Theonlydifierence isthatinthegeneral case, s,andtherefore S,canbeafunction
oftime.
Now theimportant thing isthatifti»satisfies Eq.(21.11) forsmall r,italso
satisfies Eq.(21.7). Aswegovery close totheorigin, thel/rdependence oftp
21-3
causes thespace derivatives tobecome very large. Butthetime derivatives keep
their same values [They arejust thetime derivatives ofj(r).] Soasrgoes tozero,
theterm 62¢/612 inEq.(21.7) canbeneglected incomparison with V21//, andEq.
(21.7) becomes equivalent toEq.(21.11).
Tosummarize, then, ifthesource function s(t)ofEq.(217)islocalized at
theorigin andhasthetotal strength
5(1)=/8(1)dV, (21.12)
thesolution ofEq.(21.7) is
if/(x,y,z, 1)=1%§-(lif/if (21.13)
Theonly effect oftheterm ()"’¢/(J12 inEq.(21.7) istointroduce theretardation
(t—r/c)intheCoulomb-like potential.
21—3 Thegeneral solution ofMaxwell’s equations
Wehave found thesolution ofEq.(21.7) fora“point” source. Thenext
question is:What isthesolution foraspread-out source‘? That’s easy; wecan
think ofanysource s(x,y,z,t)asmade upofthesum ofmany “point" sources,
oneforeach volume element dV,andeach with thesource sticngth s(x.y,z,t)dV.
Since Eq(21.7) islinear, theresultant field isthesuperposition ofthefields from
allofsuch source elements.
Using theresults ofthepreceding section [Eq. (21.l3)] weknow that the
field dipatthepoint (x1,y1, z1)Aor (1)forshort—at thetime t,from asource
elements dVatthepoint (x2,yg,22) or(2)forshort——is given by
_ \(2,l -'F121/C)O1V2
(f\h(l, I)— 4T”_12 >
where r12isthedistance from (2)to(1). Adding thecontributions from allthe
pieces ofthesource means. ofcourse, doing anintegral over allregions where
s¢O;sowehave
¢(1,i) =I5Q’l4»;r1:12/iavg. (21.14)
That is,thefield at(1)atthetime tisthesum ofallthespherical waves which
leave thesource elements at(2)atthetimes (t—rm/c). This isthesolution of
ourwave equation foranysetofsources.
Weseenow how toobtain ageneral solution forMaxwell‘s equations. If
for11/wemean thescalar potential 4>,thesource function sbecomes p/en. Orwe
canlet1/1represent anyoneofthethree components ofthevector potential A,
replacing sbythecorresponding component ofj/soc”. Thus, ifweknow the
charge density p(x,y,z,t)andthecurrent density j(x,y,z,t)everywhere, wecan
immediately write down thesolutions ofEqs (21.4) and(21.5). They are
-ate»- d ¢(1,t)e 4mm dV2 (2115)
an
A(1,1)= dV2. (21.16)
Thefields EandBcanthen befound bydifferentiating thepotentials, using Eqs.
(21.2) and(21.3). [Incidentally, itispossible toverify thatthe¢andAobtained
from Eqs. (21.15) and(21.16) dosatisfy theequality (21.6) ]
Wehave solved Maxwell’s equations. Given thecurrents andcharges inany
circumstance, wecanfind thepotentials directly from these integrals andthen
differentiate andgetthefields. Sowehave finished with theMaxwell theory
Also thispermits ustoclose theringback tootirtheory oflight, because toconnect
with ourearlier work onlight, weneed only calctilate theelectric field from a
2l—4
moving charge. Allthat remains istotake amoving charge, calculate thepo-
tentials from these integrals, andthen differentiate tofindEfrom —V¢ —6A/8!.
Weshould getEq.(21.1). Itturns outtobelotsofwork, butthat’s theprinciple.
Sohereisthecenter oftheuniverse ofelectromagnetism—the complete theory
ofelectricity andmagnetism, andoflight; acomplete description ofthefields
produced byanymoving charges; andmore. Itisallhere. Here isthestructure
built byMaxwell, complete inallitspower andbeauty. Itisprobably oneofthe
greatest accomplishments ofphysics. Toremind youofitsimportance, wewill
putitalltogether inaniceframe.
Maxwell’s equations:
v.E=GB v-B=0
_ 6B . __] gv><E--3 cZv><B-E0+at
Their solutions:
6AE : '—V¢! '— :97
B=v><A
¢(1,;) =_-[P di/247l'€0 7'12
A(1,t)—[L-—-———(2” TF”/C)av_ 4ire0C2i‘12 2
21-4 Thefields ofanoscillating dipole
Wehave stillnotlived uptoourpromise toderive Eq.(21.1) fortheelectric
field ofapoint charge inmotion. Even with theresults wealready have, it1Sa
relatively complicated thing toderive. Wehave notfound Eq.(21.1) anywhere in
thepublished literature except inVol. 1ofthese lectures.* Soyoucanseethatitis
noteasytoderive. (The fields ofamoving charge have been written inmany othei
forms thatareequivalent, ofcourse.) Wewillhave tolimit ourselves hereJUSIto
showing that, inafewexamples, Eqs. (21.15) and(21.16) givethesame results as
Eq.(21.1). First, wewillshow thatEq(21.1) gives thecorrect fields with only the
restriction that themotion ofthecharged particle isnonrelativistic. (Just this
special casewilltakecare of90percent, ormore, ofwhat wesaidabout light.)
Weconsider asituation inwhich wehave ablob ofcharge thatismoving
about insome way, inasmall region, andwewillfindthefields faraway. Toputit
another way, wearefinding thefield atanydistance from apoint charge thatis
shaking upanddown invery small motion. Since light isusually emitted from
neutral Ol)jCCiS such asatoms. wewillconsider thatourwiggling charge qislocated
nearanequal andopposite charge atrest. Iftheseparation between thecenters of
thecharges isd,thecharges willhave adipole momentp =qd,which wetake to
be.1function oftime. Now weshould expect thatifwelook atthefields close to
thechaiges, wewon’t have toworry about thedelay; theelectric field willbe
exactly thesame astheonewehave calculated earlier foranelectrostatic dipole
*Theformula wasworked outbyR.P.Feynman, inabout 1950, andgiven insome
lectures asagood wayofthinking about synchrotron radiation
21-5
Z
1l)
AV2 |'l
V1tX,y,l) y
X
Fig. 21-2. The potentials cit(1)are
given by integrals over the Qhqrge
density p.—using, ofcourse, theinstantaneous dipole moment p(t). Butifwegovery far
out.weought tofindaterm inthefield thatgoes asl/randdepends ontheac-
celeration ofthecharge perpendicular tothelineofsight. Let’s seeifwegetsuch
aresult.
Webegin bycalculating thevector potential A,using Eq.(21.16). Suppose
thatourmoving charge isinasmall blob whose charge density isgiven byp(x,y,2),
andthewhole thing ismoving atanyinstant with thevelocity v.Then thecurrent
density j(x,y, z)willbeequal tovp(x, y,z).Itwillbeconvenient totake our
coordinate system sothatthez-axis isinthedirection ofv;then thegeometry of
ourproblem isasshown inFig.21-2. Wewant theintegral
iii/,. (21.17)12
Now ifthesizeofthecharge-blob isreally very small compared with r12.we
cansetthermterm inthedenominator equal tor,thedistance tothecenter ofthe
blob, andtake routside theintegral. Next, wearealsogoing tosetr12=rin
thenumerator, although thatisnotreally quite right. Itisnotright because we
should takej at,say,thetopoftheblob ataslightly different time than weused
forj atthebottom oftheblob. When wesetrm=rinj(t—r12/c), weare
taking thecurrent density forthewhole blob atthesame time (t—r/c). That is
anapproximation thatwillbegood only ifthevelocity 7'ofthecharge ismuch
lessthan c.Sowearemaking anonrelativistic calculation. Replacingj bypv,
theintegral (21.17) becomes
é[vp(Z,t -r/c)dV2.
Since allthecharge hasthesame velocity, thisintegral isjustv/rtimes thetotal
charge q.Butqvis_]LlS[Op/6t, therateofchange ofthedipole moment—which is,
ofcourse, tobeevaluated attheretarded time (t—r/c). Wewillwrite itas
p(t—r/c). Sowegetforthevector potential
1'-
Ourresult saysthatthecurrent inavarying dipole produces avector potential
intheform ofspherical waves whose source strength isp/41re0c2.
Wecannowgetthemagnetic fieldfrom B=VXA.Sincep istotally inthe
z-direction, Ahasonly az-component; there areonly twononzero derivatives in
thecurl SoB,=6A2/8y andBy:—6A,,/6x. Let’s firstlook atB,:
_6A,_ 1 6p(t—-r/c)_~ _ ~ - .9
BI 6}’ 4711062 6)’ " (21 1)
Tocarry outthedifferentiation, wemust remember thatr:Vx2+y2-1-z2,so
1 ,_a1 11aB, — —I’L) + -I: I‘/C).
Remembering thatOr/Oy =y/r,thefirstterm gives
_1_yak(/C) R062 ;_,__. (21.21)
which drops offasl/r2likethefields ofastatic dipole (because y/risconstant for
agiven direction).
Thesecond term inEq.(21.20) gives usthenew effects. Carrying outthe
differentiation, weget
1y _C? _. _/ _ 471106“, Cr,p(t r,c), (2122)
where pmeans, ofcourse, thesecond derivative ofpwith respect toi.This term,
2l—6
which comes from differentiating thenumerator, isresponsible forradiation.
First, itdescribes afield which decreases with distance only asl/r. Second, it
depends ontheacceleration ofthecharge. Youcanbegin toseehowwearegoing
togetaresult likeEq.(211’),which describes theradiation oflight.
Let’s examine inalittle more detail how thisradiation term comes about-it
issuch aninteresting andimportant result. Westart with theexpression (21.18),
which hasal/rdependence andistherefore likeaCoulomb potential, except for
thedelay term inthenumerator. Why isitthen thatwhen wedifferentiate with
respect tospace coordinates togetthefields, wedon’t _]LlS'[getal/r3 field-—with,
ofcourse, thecorresponding time delays?
Wecanseewhyinthefollowing way: Suppose thatweletourdipole oscillate
upanddown inasinusoidal motion. Then wewould have
P=in=iiosinwland
1wpocos(c(t—r/c)A,=-_, -ii -4rre(,c~ r
Ifweplotagraph ofA,asafunction ofratagiven instant, wegetthecurve shown
inFig21-3. Thepeak amplitude decreases asl/r,butthere is,inaddition. an
oscillation inspace, bounded bythel/renvelope. When wetake thespatial de-
rivatives, they willbeproportional totheslope ofthecurve. From thefigure we
seethatthere areslopes much steeper than theslope ofthel/rcurve itself. ltis.
infact, evident thatforagiven frequency thepeak slopes areproportional tothe
amplitude ofthewave, which varies as1/r. Sothatexplains thedrop-off rateof
theradiation term.
Itallcomes about because thevariations withtimeatthesource aretranslated
intovariations inspace asthewaves arepropagated outward, andthelT1flgl"lC11L
fields depend onthespatial derivatives ofthepotential.
Let's goback andfinish ourcalculation ofthemagnetic field. Wehave for
B,thetwoterms (21.21) and(21.22), so
B:1[_vi>(r—r/c)_yp'(r—r/c))” 41reOc~' r~* er?
With thesame kind ofmathematics, weget
_ 1 xp(t -r/c) xp(t —r/c)
‘ B”—4776062 l ri‘ + cr2
Orwecanptititalltogether inanicevector formula:
_ 1 +(7/C)I.7llt—r/0 X"
B_41re(,c2 rd I (2123)
Now let’slook atthisformula. First ofall,ifwegoveryfaroutinr,only the
p‘term counts. Thedirection ofBisgiven byp Xr,which isatright angles tothe
radius randalsoatright angles totheacceleration, asinFig.21-4. Everything is
coming outright; thatisalsotheresult wegetfrom Eq.(21.1').
Now let’slook atwhat wearenotused to—at what happens closer in.ln
Section 14-9 weworked outthelawofBiotandSavart forthemagnetic field ofan
element ofcurrent. Wefound thatacurrent elementj dVcontributes tothemag-
netic field theamount
_ 1 XrdB-2‘-_,-rTC-2- -I? dV. (21.24)
Youseethatthisformula looks very much likethefirstterm ofEq(21.23), ifwe
remember thatpisthecurrent. Butthere isonedifference. InEq.(21.23), the
current istobeevaluated atthetime(t—r/c), which doesn’t appear inEq.(21.24).
Actually, however, Eq.(21.24) isstillvery good forsmall r,because thesecond
21-7Azll
\ l/r\
\
i'7\T7”\""/\‘-/L/_,_\/_j;\J
/
/
/
/
/
/
/
Fig. 21-3. Themcignitdue ofAasci
function ofrcitthe instant tfor the
sphericcil wove from cmoscillating dipole.
B(I)
E
1'
ii
(21
Fig. 21-4. Theradiation fields Bond
EOfonoscillciting dipole.
term ofEq.(2123)tends tocancel outtheeffect oftheretardation inthefirstterm.
Thetwotogether givearesult very near toEq.(2124)when rissmall.
Wecanseethatthisway. When rissmall, (1-r/c)isnotverydifferent from
t,sowecanexpand thebracket inEq.(21.23) inaTaylor series. Forthefirstterm,
pa-r/c)=pm—211(1)+ac.
andtothesame order inr/c,
PU-r/c)=fit!)-
When wetake thesum, thetwoterms inpcancel, andweareleftwith theun-
retarded currentp: thatis,p(t)—plus terms oforder (r/c)2 orhigher [e.g., ._1§(r/c)2p‘]
which willbevery small forrsmall enough thatpdoes notalter markedly inthe
time r/c.
SoEq.(2123)gives fields very much liketheinstantaneous theory—much
closer than theinstantaneous theory with adelay; thefirst-order effects ofthedelay
aretaken outbythesecond term. Thestatic formulas arevery accurate, much
more accurate than youmight think Ofcourse, thecompensation only works for
points close in.Forpoints faroutthecorrection becomes very bad, because the
time delays produce avery large effect, andwegettheimportant l/rterm ofthe
radiation.
Westillhave theproblem ofcomputing theelectric field anddemonstrating
thatitisthesame asEq.(21.1’). Forlarge distances wecanseethattheanswer
isgoing tocome outallright. Weknow thatfarfrom thesources, where wehave
apropagating wave. Eisperpendicular toB(and alsotor),asinFig.21-4, and
thatcB=ESoEisproportional totheacceleration p‘,asexpected from Eq.
(21.1’).
Togettheelectric field completely foralldistances, weneed tosolve forthe
electrostatic potential. When wecomputed thecurrent integral forAtoget
Eq.(21.18), wemade anapproximation bydisregarding theslight variation ofr
inthedelay terms. This willnotwork fortheelectrostatic potential, because we
would then getl/rtimes theintegral ofthecharge density, which isaconstant.
This approximation 1Stoorough. Weneed togotoonehigher order. Instead of
getting involved inthathigher-order computation directly, wecandosomething
else—we candetermine thescalar potential from Eq.(21.6), using thevector po-
tential wehave already found. Thedivergence ofA,inourcase, isjust6A,/62
—since A,andAyareidentically zero. Differentiating inthesame waythatwe
didabove tofindB,
I 6 1 16
V‘/1 ZEEO-CT_>[P(1 —"/@)5E<;) -lr75%! —"/Cl]
__1___[_W-1/£2_fl;;/C2].—41re0c2 rt cr2
Or,invector notation,
V_A 2 ___1 ‘ (7/£)2lt—r/0'7
41re()c1 r~‘
Using Eq.(21.6), wehave anequation for¢:
92:L117 +_@/i)I"]a-_r/ii .61 47l'€() 1f-5
Integrating with respect totjust removes onedotfrom each ofthep’s,so
1 ’/ l—r c'I¢,(,~,I)IZ77?“ [ L__' (Zj25)
(The constant ofintegration would correspond tosome superposed static field
which could, ofcourse, exist. Fortheoscillating dipole wehave taken, there 1S
nostatic field )
21-8
Wearenow abletofindtheelectric field Efrom
6AE--v¢ -Tr-
Since thesteps aretedious butstraightforward [providing youremember that
p(t-r/c)anditstime derivatives depend onx,y,andzthrough theretardation
r/c], wewilljustgivetheresult:
__1 *.Ea,Z)=H607, [-p*-3g +E-1,{1'1'(t-r/c)><i}><F](21.26)
with
i»*=pt:-r/c)+§i>(i-r/c). (21.21)
Although itlooks rather complicated, theresult iseasily interpreted. The
vector p*isthedipole moment retarded andthen “corrected” fortheretardation,
sothetwoterms with p*givejustthestatic dipole field when rissmall. [See
Chapter 6,Eq.(6.l4).] When rislarge, theterm inpdominates, andtheelectric
fieldisproportional totheacceleration ofthecharges, atright angles tor,and, in
fact,directed along theprojection ofp‘inaplane perpendicular tor.
This result agrees with what wewould have gotten using Eq.(21.1). Of
course, Eq.(21.1) ismore general; itworks with anymotion, while Eq.(21.26) 1S
valid only forsmall motions forwhich wecantake theretardation r/casconstant
over thesource. Atanyrate, wehave now provided theunderpinnings forour
entire previous discussion oflight (excepting some matters discussed inChapter
36ofVol. I),foritallhinged onthelastterm ofEq.(21.26). Wewilldiscuss next
how thefields canbeobtained formore rapidly moving charges (leading tothe
relativistic effects ofChapter 36ofVol. I).
21-5 Thepotentials ofamoving charge; thegeneral solution ofLiénard and
Wiechert
Inthelastsection wemade asimplification incalculating ourintegral forA
byconsidering only lowvelocities. Butindoing sowemissed animportant point
andalsoonewhere itiseasytogowrong. Wewilltherefore takeupnowacalcula-
tionofthepotentials forapoint charge moving inanywaywhatever—even with
arelativistic velocity. Once wehave thisresult, wewillhave thecomplete electro-
magnetism ofelectric charges. Even Eq.(21.1) canthen bederived bytaking
derivatives. Thestory willbecomplete. Sobear with us.
Let’s trytocalculate thescalar potential ¢(1)atthepoint (x1,yl,Z1)produced
byapoint charge, such asanelectron, moving inanymanner whatsoever. Bya
“point” charge wemean avery small ballofcharge, shrunk down assmall asyou
like, with acharge density p(x,y,z).Wecanfind¢>from Eq.(21.15):
¢(1,Z)=24-7&6 dV2. (21.28)
Theanswer would seem tobe—and almost everyone would, atfirst, think-that
theintegral ofpover such a“point” charge isjustthetotal charge q,sothat
1¢(1,i)=mo (wrong)-
Byr[2wemean theradius vector from thecharge atpoint (2)topoint (1)atthe
retarded time (t-r12/c). Itiswrong.
Thecorrect answer is
_1q 1
where UT’isthecomponent ofthevelocity ofthecharge parallel tor§2—namely,
toward point (1). Wewillnow show youwhy. Tomake theargument easier to
21-9
|4—G ——>1
-- - “POINT”CHARGE
T/P/O \\ rm (ll \\AV;
7; ll)
to/7>-Q >Q
+ll<-w V (0) (bi
Fig. 21-5. (a)A"point" charge—considered asasmall cubical distribution of
charge—moving with thespeed vtoward point (ll lb)Thevolume element _\V,
used forcalculating thepotentials.
I
ilillllllllllit ii—~>~
Wlllllllllllllllll‘I il lI
mi. ii*1t~ F‘ (I)
ib) ~U ll >~ti
‘ Ill
i
llW1! it (2 :8)
- l
ll
TeE
‘\§“‘§,4_4_'I///['IIIIl___
<2Y::.l:L:ii'3>9)
4
e+0!
(8)l O
TA___ _b ____,l
Fig. 2l~6. lntegrating p(t—r//c)dV
foramoving charge.follow, wewillmake thecalculation firstfora“point” charge which isintheform
ofalittle cube ofcharge moving toward thepoint (1)with thespeed 1),asshown
inFig.2l—5(a). Letthelength ofasideofthecube bea,which wetake tobe
much, much lessthan r12, thedistance from thecenter ofthecharge tothe
point (1).
Now toevaluate theintegral ofEq.(21.28), wewillreturn tobasic principles;
wewillwrite itasthesum
LAV7.
Z'97-. (21.30)
where r.isthedistance from point (1)totheithvolume element AV,andp,isthe
charge density atAV,atthetime IL:t—r,/c. Since r,>>u,always, itwillbe
convenient totake ourAVLintheform ofthin, rectangular slices perpendicular to
r12,asshown inFig.2l—5(b).
Suppose westart bytaking thevolume elements AV,with some thickness w
much lessthan a.Theindividual elements willappear asshown inFig.2l—6(a),
where wehave putinmore than enough tocover thecharge. Butwehave not
shown thecharge, andforagood reason. Where should wedraw it"Foreach
volume element AV,, wearetotake patthetime r,=(t—rl/c), butsince the
charge ismoving, itisinadzflercnr placefor each volume clement AV,!
Let’s saythatwebegin with thevolume element labeled “l”inFig.2l—6(a),
chosen sothatatthetime 11=(I—r1/c) the“back” edge ofthecharge occupies
AV1, asshown inFig.2l—6(b). Then when weevalute p2AV2, wemust usethe
position ofthecharge attheslightly later time r2=(r—r2/c), when thecharge
willbeintheposition shown inFig.21—6(c). And soon,forAV3, AV4, etc.Now
wecanevaluate thesum.
Since thethickness ofeach AV‘isw,itsvolume iswag. Then each volume
clement that overlaps thecharge distribution contains theamount ofcharge
walp, where pisthedensity ofcharge within thecube-—which wetake tobe
uniform. When thedistance from thecharge topoint (1)islarge, wewillmake a
negligible error bysetting alltherjsinthedenominators equal tosome average
value, saytheretarded position r’ofthe center ofthecharge. Then thesum(21.30)
is
N 2pwu
2Trl ’(=1
where AVN isthelastAV,thatoverlaps thecharge distributions, asshown inFig.
2l—6(e). Thesumis,clearly,
NZmy(ta).r r a
Now pa"isJustthetotal charge qandNWisthelength bshown inpart(e)ofthe
figure. Sowehave
__;1_- Q.¢—41i'ei,r’ (L1) (2131)
2l—l0
What isb?Itisthelength ofthecube ofcharge increased bythedistance
moved bythecharge between I1=(t—r1/c) andrt=(t—ry/c)—which is
thedistance thecharge moves inthetime
Al=iv—11=(V1—W)/<7 I17/6-
Since thespeed ofthecharge 1Sti,thedistance moved isiiAt=vb/c. Butthe
length bisthisdistance added toa:
b=a+%b.
Solving forb,weget
1,: .
1—(v/c)
Ofcourse byllwemean thevelocity attheretarded time t’=(I——r’/c), which
wecanindicate bywriting [1—1»/c],,.,, andEq.(21.31) forthepotential becomes
q 1
‘*0’’)4mr/ [1-(U/C)]rQt
Thisresult agrees with ourassertion, Eq.(21.29). There isacorrection term which
comes about because thecharge ismoving asourintegral “sweeps overthecharge.”
When thecharge ismoving toward thepoint (1),itscontribution totheintegral is
increased bytheratio b/a. Therefore thecorrect integral isq/r’multiplied by
b/a, which is1/[1 —it/c]r,.,.
Ifthevelocity ofthecharge isnotdirected toward theobservation point (1),
youcanseethat what matters isthecomponent ofitsvelocity toward point (1).
Calling thisvelocity component 1i,,thecorrection factor 1S1/[1 -1',/c]M. Also,
theanalysis wehave made goes exactly thesame wayforacharge distribution of
anyshape—it doesn’t have tobeacube. Finally, since the“size” ofthecharge u
doesn’t enter into thefinal result, thesame result holds when weletthecharge
shrink toanysize-—even toapoint. Thegeneral result isthatthescalar potential
forapoint charge moving with anyvelocity is
_ q ,
"“’)"41re0r’[1 —<1»./oi... (2132)
Thisequation isoften written intheequivalent form
where risthevector from thecharge tothepoint (1),where ¢isbeing evaluated,
andallthequantities inthebracket aretohave their values attheretarded time
t’=t—r’/c.
Thesame thing happens when wecompute Aforapoint charge, from Eq.
(21.16). Thecurrent density ispvandtheintegral over pisthesame aswefound
for4;.Thevector potential is
qvAll. 1)~@rgc2[7jTJ_—;/6)]; (21.34)
Thepotentials forapoint charge were firstdeduced inthisform byLiénard
andWiechert andarecalled theLzénard-Wiechert potentials.
Toclose theringback toEq.(21.1) itisonly necessary tocompute EandB
from these potentials (using B=VXAandE~—V<1> —6A/6t). Itisnow
onlyarithmetic. Thearithmetic, however, isfairly involved, sowewillnotwrite
outthedetails. Perhaps youwilltake ourword foritthatEq.(21.1) isequivalent
totheLiénard-Wiechert potentials wehave derived.*
*Ifyouhave alotofpaper andtime youcantrytowork itthrough yourself. We
would, then, make two suggestions" First, don’t forget that thederivatives ofr’are
complicated, since itisafunction of1’Second, don’t trytodeme (211),butcarry out
allofthederivatives init,andthen compare what yougetwith theEobtained from the
potentials (21.33) and(21.34).
21-11
Fig. 21-7. Finding the potential at (At1)
Pofacharge moving with uniform -———————————
velocity along thex-axis.21-6 Thepotentials foracharge moving with constant velocity; theLorentz
formula
Wewant next tousetheLiénard-Wiechert potentials foraspecial case——to
findthefields ofacharge moving with uniform velocity inastraight line. Wewill
doitagain later, using theprinciple ofrelativity. Wealready know what thepo-
tentials arewhen wearestanding intherestframe ofacharge. When thecharge
ismoving, wecanfigure everything outbyarelativistic transformation from one
system totheother. Butrelativity haditsorigin inthetheory ofelectricity and
magnetism. The formulas oftheLorentz transformation (Chapter 15,Vol. 1)
were discoveries made byLorentz when hewasstudying theequations ofelectricity
andmagnetism. Sothat youcanappreciate where things have come from, we
would liketoshow thattheMaxwell equations doleadtotheLorentz transforma-
tion. Webegin bycalculating thepotentials ofacharge moving with uniform
velocity, directly from theelectrodynamics ofMaxwell’s equations. Wehave
shown thatMaxwell’s equations leadtothepotentials foramoving charge thatwe
gotinthelastsection. Sowhen weusethese potentials, weareusing Maxwell’s
theory.
Y
P
lxpyrz)
<'1
r—\Ni._i N
Q-1
\\‘>1"RETARDElT' POSITION(Att'=t-r’/c) r,
%\.__;._“_-i"PRESENT" POSITION
Z
Suppose wehave acharge moving along thex-axis with thespeed ii.Wewant
thepotentials atthepoint P(x,y,z),asshown inFig.21-7. lfi:0isthemoment
when thecharge 1Sattheorigin, atthetime tthecharge isatx~Ht,y=z=0
What weneed toknow, however, 1Sitsposition attheretarded time
t’=1-T1, (2115) C .-
I
where risthedistance tothepoint Pfrom thecharge attheretarded time. Atthe
earlier time t’,thecharge wasatx=vt’,so
r’=\/(x—ut’)3 —l—y‘-T-725. (21.36)
Tofindr’ort’wehave tocombine thisequation with Eq.(21.35). First, we
eliminate r’bysolving Eq.(21.35) forr’andsubstituting inEq.(21.36). Then,
squaring both sides, weget
c2t1—o2=(x—W+ye+Z2.
which isaquadratic equation int’.Expanding thesquared binomials andcollecting
liketerms int’,weget
(F2—c2)t’2 —2(xv —c2t)t’ —l—x2+y2+22~—(ct)2 =O.
Solving fort’,
2 ' 1 l l2 0 T
(1- 1'I1- —E(X-tr)’+1— (y“+Z2) (21.37)
21-12
Togetr’wehave tosubstitute thisexpression fort’into
r’=c(t—t’).
Now weareready tofind¢from Eq.(21.33), which, since visconstant,
becomes
l
¢(X,Jr’,Z,1)=15:0 ' (21-38)
Thecomponent ofvinthedirection ofr’isvX(x—vt)/r’, sov~r' isjust
11X(x~—vt’),andthewhole denominator is
2
¢(¢-t’)—g(x— vt')=¢[¢- ’-g-(1-§,)1'l~
Substituting for(1—v2/c2)t’ from Eq.(21.37), wegetfor¢
_q I _¢(X,J',Z,l) _47T60 U2
(X—~02+(1—;)(y2+Z2)
This equation ismore understandable ifwerewrite itas
_<1 1 1.¢(-xa J’,Z:t)_4,n_6O \/j X__Ut 2 2 21/2 l
-— —————— + —l—
02 \/1—212/02 y Z
Thevector potential Aisthesame expression with anadditional factor ofv/c2"
U
InEq.(21.39) youcanclearly seethebeginning oftheLorentz transformation.
Ifthecharge wereattheorigin initsownrestframe, itspotential would be
_q 1 _¢(-X: yaZ) “T4,n_€0 [x2 +yg + Z211/2
Weareseeing itinamoving coordinate system, anditappears thatthecoordinates
should betransformed by
x—vtx—>————>,
\/l—02/c2
J/_’J/,
z——>z.
That isjusttheLorentz transformation, andwhat wehave done isessentially the
wayLorentz discovered it.
Butwhat about thatextra factor 1/\/1 —v2/c2 thatappears atthefront of
Eq.(21.39)? Also, how does thevector potential Aappear, when itiseverywhere
zerointherestframe oftheparticle? Wewillsoon show thatAand¢together
constitute afour-vector, likethemomentum pandthetotal energy Uofaparticle.
Theextra 1/ inEq.(21.39) isthesame factor thatalways comes in
when onetransforms thecomponents ofafour-vector—just asthecharge density p
transforms top/\/l —212/c2. Infact, itisalmost apparent from Eqs. (214)
and(21.5) thatAand¢>arecomponents ofafour-vector, because wehave already
shown inChapter 13thatjandparethecomponents ofafour-vector.
Later wewilltakeupinmore detail therelativity ofelectrodynamics; here we
only wished toshow how naturally theMaxwell equations lead totheLorentz
transformation. You willnot,then, besurprised tofindthatthelaws ofelectricity
andmagnetism arealready correct forEinstein’s relativity. Wewillnothave to
“fixthem up.” aswehadtodoforNewton’s laws ofmechanics.
21-13
22
AC Circuits
22-1 Impedances
Most ofourwork inthiscourse hasbeen aimed atreaching thecomplete
equations ofMaxwell. Inthelasttwochapters Wehave been discussing thecon-
sequences ofthese equations. Wehave found that theequations contain allthe
static phenomena wehadworked outearlier, aswellasthephenomena ofelectro-
magnetic waves andlight thatwehadgone over insome detail inVolume I.The
Maxwell equations giveboth phenomena, depending upon whether onecomputes
thefields close tothecurrents andcharges, orvery farfrom them There isnot
much interesting tosayabout theintermediate region; nospecial phenomena
appear there.
There stillremain, however, several subjects inelectromagnetism that we
want totake up.Wewant todiscuss thequestion ofrelativity andtheMaxwell
equations—what happens when onelooks attheMaxwell equations with respect
tomoving coordinate systems. There isalsothequestion oftheconservation of
energy inelectromagnetic systems. Then there isthebroad subject oftheelectro-
magnetic properties ofmaterials; sofar,except forthestudy oftheproperties
ofdielectrics, wehave considered onlytheelectromagnetic fields infreespace And
although wecovered thesubject oflight insome detail inVolume I,there are
stillafewthings wewould liketodoagain from thepoint ofview ofthefield
equations.
Inparticular, wewant totake upagain thesubject oftheindex ofre-
fraction, particularly fordense materials. Finally, there arethephenomena
associated with waves confined inalimited region ofspace. Wetouched onthis
kindofproblem briefly when wewere studying sound waves. Maxwell’s equations
leadalsotosolutions which represent confined waves oftheelectric andmagnetic
fields. Wewilltake upthissubject, which hasimportant technical applications,
insome ofthefollowing chapters. Inorder tolead uptothatsubject, wewill
begin byconsidering theproperties ofelectrical circuits atlowfrequencies. We
willthen beable tomake acomparison between those situations inwhich the
almost static approximations ofMaxwell’s equations areapplicable and those
situations inwhich high-frequency effects aredominant.
Sowedescend from thegreat andesoteric heights ofthelastfewchapters
andturn totherelatively low-level subject ofelectrical circuits. Wewillsee,how-
ever, thateven such amundane subject, when looked atinsufficient detail, can
contain great complications
Wehave already discussed some oftheproperties ofelectrical circuits in
Chapters 23and25ofVol. 1.Now Wewillcover some ofthesame material again,
butingreater detail. Again wearegoing todealonly with linear systems andwith
voltages andcurrents which allvary sinusoidally; wecanthenrepresent allvoltages
andcurrents bycomplex numbers, using theexponential notation described in
Chapter 22ofVol. I.Thus atime-varying voltage V(t)willbewritten
V(t)=Ve"“", (22.1)
where Vrepresents acomplex number thatisindependent of1.Itis,ofcourse,
understood thattheactual time-varying voltage V(t)isgiven bytherealpart of
thecomplex function ontheright-hand sideoftheequation.
22-122-1 Impedances
22-2 Generators
22-3 Networks ofideal elements;
KirchhoiI’s rules
22-4 Equivalent circuits
22-5 Energy
22-6 Aladder network
22-7 Filters
22-8 Other circuit elements
Review.‘ Chapter 22,Vol. I,Algebra
Chapter 23,Vol. l,Resonance
Chapter 25,Vol I,Linear
Systems andReview
I
“-0
i_>b
I
Fig. 22-1. Aninducfcince.Similarly, allofourother time-varying quantities willbetaken tovary
sinusoidally atthesame frequency w.Sowewrite
I=Iem (current),
s=ée“"'(emf), (22.2)
E=Ee‘°" (electric field),
andsoon.
Most ofthetime wewillwrite ourequations interms ofV,I,8,...(instead of
interms ofI7,i,§;,...),remembering, though, that thetime variations areas
given in(22.2).
Inourearlier discussion ofcircuits weassumed thatsuch things asinductances,
capacitances, andresistances were familiar toyou. Wewant nowtolook inalittle
more detail atwhat ismeant bythese idealized circuit elements. Webegin with
theinductance.
Aninductance ismade bywinding many turns ofwire intheform ofacoil
andbringing thetwoends outtoterminals atsome distance from thecoil,asshown
inFig.22-1. Wewant toassume thatthemagnetic field produced bycurrents in
thecoildoes notspread outstrongly allover space andinteract with other parts of
thecircuit. This isusually arranged bywinding thecoilinadoughnut-shaped
form, orbyconfining themagnetic fieldbywinding thecoilonasuitable ironcore,
orbyplacing thecoilinsome suitable metal box, asindicated schematically in
Fig.22—l. Inanycase, weassume thatthere isanegligible magnetic field inthe
external region near theterminals aandb.Wearealsogoing toassume thatwe
canneglect anyelectrical resistance inthewire ofthecoil. Finally. wewillassume
thatwecanneglect theamount ofelectrical charge thatappears onthesurface of
awire inbuilding uptheelectric fields.
With allthese approximations wehave what wecallan“ideal” inductance.
(Wewillcome back later anddiscuss what happens inarealinductance.) Foran
ideal inductance wesaythatthevoltage across theterminals isequal toL(d1/dt).
Let’s seewhythatisso.When there isacurrent through theinductance, amagnetic
field proportional tothecurrent isbuilt upinside thecoil. Ifthecurrent changes
with time, themagnetic field alsochanges. Ingeneral, thecurlofEisequal to
—dB/dt; or,putdifferently, thelineintegral ofEallthewayaround anyclosed
path isequal tothenegative ofthe rateofchange ofthefluxofBthrough theloop
Now suppose weconsider thefollowing path: Begin atterminal aandgoalong
thecoil(staying always inside thewire) toterminal b;then return from terminal b
toterminal athrough theairinthespace outside theinductance. Thelineintegral
ofEaround thisclosed path canbewritten asthesumoftwoparts:
/E~ds= /a"E-ds+ E'ds. (22.3)
via outside
coil
Aswehave seen before, there canbenoelectric fields inside aperfect conductor.
(The smallest fields would produce infinite currents.) Therefore theintegral from
atobviathecoilisZero. Thewhole contribution tothelineintegral ofEcomes
from thepath outside theinductance from terminal btoterminal a.Since wehave
assumed thatthere arenomagnetic fields inthespace outside ofthe“box,” this
part oftheintegral isindependent ofthepath chosen andwecandefine thepo-
tentials ofthetwoterminals. Thedifference ofthese twopotentials iswhat we
callthevoltage difference, orsimply thevoltage V,sowehave
V=-/:5-as: -9§E-ds.
Thecomplete lineintegral iswhat wehave before called theelectromotive
force 8andis,ofcourse, equal totherateofchange ofthemagnetic fluxinthe
coil. Wehave seen earlier thatthisemfisequal tothenegative rateofchange of
22-2
thecurrent. sowehave
dlV — *8 -— L2‘? 9
where Listheinductance ofthecoil. Since dl/dt =iwl,wehave
V=iwL1. (22.4)
Thewaywehave described theideal inductance illustrates thegeneral approach
toother ideal circuit elements—usually called “lumped” elements. Theproperties
oftheelement aredescribed completely interms ofcurrents andvoltages that
appear attheterminals. Bymaking suitable approximations, itispossible to
ignore thegreat complexities ofthefields thatappear inside theobject. Aseparation
ismade between what happens inside andwhat happens outside.
Forallthecircuit elements wewillfindarelation liketheoneinEq.(22.4), in
which thevoltage isproportional tothecurrent with aproportionality constant
thatis,ingeneral, acomplex number. This complex coefficient ofproportionality
iscalled theimpedance andisusually written asz(not tobeconfused with the
z-coordinate). Itis,ingeneral, afunction ofthefrequency w.Soforanylumped
element wewriteA
V V-=‘T=, 22.5 IIZ ()
Foraninductance, wehave
z(inductance) =2,,=iwL. (22.6)
Now let’slook atacapacitor from thesame point ofview.* Acapacitor con-
sistsofapairofconducting plates from which twowires arebrought outtosuitable
terminals. Theplates may beofanyshape whatsoever, andareoften separated
bysome dielectric material. Weillustrate such asituation schematically inFig.
22-2. Again wemake several simplifying assumptions. Weassume that the
plates andthewires areperfect conductors. Wealsoassume thattheinsulation
between theplates isperfect, sothat nocharges canflow across theinsulation
from oneplate totheother. Next, weassume thatthetwoconductors areclose
toeach other butfarfrom allothers, sothatallfield lines which leave oneplate
endupontheother. Then there arealways equal andopposite charges onthetwo
plates andthecharges ontheplates aremuch larger than thecharges onthesur-
faces ofthelead-in wires. Finally, weassume thatthere arenomagnetic fields
close tothecapacitor.
\Suppose now weconsider thelineintegral ofEaround aclosed loop which
starts atterminal a,goes along inside thewire tothetopplate ofthecapacitor,
jumps across thespace between theplates, passes from thelower plate toterminal
bthrough thewire. andreturns toterminal ainthespace outside thecapacitor.
Since there isnomagnetic field, thelineintegral ofEaround thisclosed path is
Zero. Theintegral canbebroken down intothree parts:
9§E-ds=/ E-ds+/ E-ds+ E-ds.
along between outside
wires plates(22.7)
Theintegral along thewires iszero, because there arenoelectric fields inside per-
fectconductors. Theintegral from btoaoutside thecapacitor isequal tothenega-
tiveofthepotential difference between theterminals. Since weimagined thatthe
twoplates areinsome wayisolated from therestoftheworld, thetotal charge on
*There arepeople who sayweshould calltheobjects bythenames “inductor” and
“capacitor” andcalltheir properties “inductance” and“capacitance” (byanalogy with
“resistor” and“resistance”). Wewould rather usethewords youwillhear inthelabora-
tory. Most people stillsay“inductance” forboth thephysical coilanditsinductance L.
Theword “capacitor” seems tohave caught on although youwillstillhear “condenser”
fairly often—and most people stillprefer thesound of“capacity“ to“capacitance.”
' 22-3_L
°
/_>b
I
Fig.22—2. Acapacitor (or con
denser).
I
‘-0
V
_>b
I
Fig. 22-3. Aresistor.
<0) (b) to (d)
tiitR_._L l2- I IUJL TUE R
Fig. 22-4. The ideal lumped circuit
elements (passive).thetwoplates must bezero; ifthere isacharge Qontheupper plate, there isan
equal. opposite charge —Qonthelower plate. Wehave seen earlier thatiftwo
conductors have equal andopposite charges, plus andminus Q,thepotential
difference between theplates isequal toQ/C,where Ciscalled thecapacity ofthe
twoconductors. From Eq.(22.7) thepotential difference between theterminals
aandbisequal tothepotential difference between theplates. Wehave, therefore,
that
V:
The electric current Ientering thecapacitor through terminal a(and leaving
through terminal b)isequal todQ/dt, therateofchange oftheelectric charge on
theplates. Writing dV/dt aszwV, wecanputthevoltage current relationship for
acapacitor inthefollowing way:
Z -gs
OT
1V_23- (22.8)
Theimpedance zofacapacitor, isthen
z(capacitor) =zg= (22.9)
Thethird element wewant toconsider isaresistor. However, since wehave
notyetdiscussed theelectrical properties ofrealmaterials, wearenotyetready
totalkabout what happens inside arealconductor. Wewilljusthave toaccept
asfactthatelectric fields canexist inside realmaterials, thatthese electric fields
giverisetoaflow ofelectric charge—that is,toacurrent—and thatthiscurrent
isproportional totheintegral oftheelectric field from oneendoftheconductor
totheother. Wethen imagine anideal resistor constructed asinthediagram of
Fig.22-3. Two wires which wetaketobeperfect conductors gofrom theterminals
aandbtothetwoends ofabarofresistive material. Following ourusual lineof
argument, thepotential difference between theterminals aandbisequal tothe
lineintegral oftheexternal electric field, which isalsoequal tothelineintegral of
theelectric field through thebarofresistive material. Itthen follows thatthecur-
rentIthrough theresistor isproportional totheterminal voltage V:
VI_F,
where Riscalled theresistance. Wewillseelater thattherelation between the
current andthevoltage forrealconducting materials isonly approximately linear.
Wewillalsoseethatthisapproximate proportionality isexpected tobeindependent
ofthefrequency ofvariation ofthecurrent andvoltage only ifthefrequency is
nottoohigh. Foralternating currents then, thevoltage across aresistor isinphase
with thecurrent, which means thattheimpedance isarealnumber.
z(resistance) =21¢=R. (22.10)
Ourresults forthethree lumped circuit elements——the inductor, thecapacitor,
andtheresistor——are summarized inFig.22-4. lnthisfigure, aswell asinthe
preceding ones, wehave indicated thevoltage byanarrow thatisdirected from one
terminal toanother. Ifthevoltage is“positive”-—that is,iftheterminal aisata
higher potential than theterminal b—~the arrow indicates thedirection ofapositive
“voltage drop.”
Although wearetalking about alternating currents, wecanofcourse include
thespecial caseofcircuits with steady currents bytaking thelimit asthefrequency
wgoes tozero. Forzero frequency-—that is,forDC——the impedance ofaninduc-
tance goestozero; itbecomes ashort circuit. ForDC,theimpedance ofacondenser
22-4\
goestoinfinity; itbecomes anopen circuit. Since theimpedance ofaresistor is
independent offrequency, it1Stheonly element leftwhen weanalyze acircuit
forDC.
Inthecircuit elements wehave described sofar,thecurrent andvoltage are
proportional toeach other. Ifoneiszero, soalsoistheother. Weusually think in
terms likethese: Anapplied voltage is“responsible” forthecurrent, oracurrent
“gives riseto”avoltage across theterminals; soinasense theelements “respond”
tothe“applied” external conditions. Forthisreason these elements arecalled
passive elements. They canthus becontrasted with theactive elements, such as
thegenerators wewillconsider inthenext section, which arethesources ofthe
oscillating currents orvoltages inacircuit.
22-2 Generators
Now wewant totalkabout anactive circuit element—one thatisasource of
thecurrents andvoltages inacircuit—name1y, agenerator.
Suppose thatwehave acoillikeaninductance except thatithasvery few
turns, sothat wemay neglect themagnetic field ofitsown current. This coil,
however, sitsinachanging magnetic fieldsuch asmight beproduced byarotating
magnet, assketched inFig.22-5. (Wehave seen earlier thatsuch arotating mag-
netic fieldcanalsobeproduced byasuitable setofcoils with alternating currents.)
Again wemust make several simplifying assumptions. Theassumptions weWlll
make arealltheones thatwedescribed forthecaseoftheinductance. Inparticular,
weassume thatthevarying magnetic field isrestricted toadefinite region inthe
vicinity ofthecoilanddoes notappear outside thegenerator inthespace between
theterminals.
Following closely theanalysis wemade fortheinductance, weconsider the
lineintegral ofEaround acomplete loop thatstarts atterminal a,goes through the
coiltoterminal bandreturns toitsstarting point inthespace between thetwo
terminals. Again weconclude thatthepotential difference between theterminals
isequal tothetotal lineintegral ofEaround theloop:
V=-955-ds.
This lineintegral isequal totheemfinthecircuit, sothepotential difference V
across theterminals ofthegenerator isalsoequal totherateofchange ofthemag-
netic fluxlinking thecoil:
V=-a=%(flux). (22.11)
Foranideal generator weassume thatthemagnetic fluxlinking thecoilisdeter-
mined byexternal conditions—such astheangular velocity ofarotating magnetic
field—and isnotinfluenced inanyway bythecurrents through thegenerator.
Thus agenerator~—at least theideal generator weareconsidering—is notan
impedance. The potential difference across itsterminals isdetermined bythe
arbitrarily assigned electromotive force 8(1). Such anideal generator isrepresented
bythesymbol shown inFig.22-6. Thelittle arrow represents thedirection ofthe
emfwhen itispositive. Apositive emfin thegenerator ofFig.22-6 willproduce
avoltage V=8,with theterminal aatahigher potential than theterminal b.
There isanother way tomake agenerator which isquite different onthe
inside bywhich isindistinguishable from theonewehave justdescribed insofar
aswhat happens beyond itsterminals. Suppose wehave acoilofwire which
isrotated inafixed magnetic field, asindicated inFig. 22-7. Weshow abar
magnet toindicate thepresence ofamagnetic field; itcould, ofcourse, bereplaced
byanyother source ofasteady magnetic field, such asanadditional coilcarrying
asteady current. Asshown inthefigure, connections from therotating coilare
made totheoutside world bymeans ofsliding contacts or“slip rings.” Again,
weareinterested inthepotential difference thatappears across thetwoterminals
22-5I
Fig. 22-5. Agenerator consisting of
afixed coilandarotating magnetic field.
\../0
b
Fig. 22—6. Symbol foranideal gen-
erator.b
SQFig 22-7 Agenerator consisting of b
ciCOllrotating incifixed magnetic field.O
AIIII'
N
Q V
aandb,which isofcourse theintegral oftheelectric field from terminal atoter-
minal balong apath outside thegenerator.
Now inthesystem ofFig.22-7 there arenochanging magnetic fields, sowe
might atfirstwonder how anyvoltage could appear atthegenerator terminals
lnfact, there arenoelectric fields anywhere inside thegenerator. Weare,asusual,
assuming forourideal elements thatthewires inside aremade ofaperfectly con-
ducting material, andaswehave saidmany times, theelectric field inside aperfect
conductor isequal tozero. Butthatisnottrue. Itisnottruewhen aconductor
ismoving inamagnetic field. Thetruestatement isthatthetotal force onany
charge inside aperfect conductor must bezero. Otherwise there would bean
infinite flowofthefreecharges. Sowhat isalways trueisthatthesumoftheelectric
field Eandthecross product ofthevelocity oftheconductor andthemagnetic
field B—which isthetotal force onaunit charge—-must have thevalue zero
inside theconductor:
F=E+vXB=0(inaperfect conductor), (22.12)
where vrepresents thevelocity oftheconductor. Ourearlier statement thatthere
isnoelectric field inside aperfect conductor isallright ifthevelocity vofthe
conductor iszero; otherwise thecorrect statement isgiven byEq.(22.12).
Returning toourgenerator ofFig.22-7, wenow seethatthelineintegral of
theelectric field Efrom terminal 0toterminal bthrough theconducting path of
thegenerator must beequal tothelineintegral ofvXBonthesame path,
fl’E-ds=_/b (v><B)-ds. (22.13)
1IISfi1(3 insfde
conductor conductor
Itisstilltrue, however, thatthelineintegral ofEaround acomplete loop, including
thereturn from btoaoutside thegenerator, must bezero, because there areno
changing magnetic fields. Sothefirstintegral inEq.(22.13) isalsoequal toV,
thevoltage between thetwoterminals. Itturns outthat theright-hand integral
ofEq.(2213)isjusttherateofchange ofthefluxlinkage through thecoilandis
therefore—by thefluxrule—-equal totheemfinthecoil. Sowehave again that
thepotential difference across theterminals isequal totheelectromotive force in
thecircuit, inagreement withEq.(22.11). Sowhether wehave agenerator inwhich
amagnetic field changes near afixed coil, oroneinwhich acoilmoves inafixed
magnetic field, theexternal properties ofthegenerators arethesame. There isa
voltage difference Vacross theterminals, which isindependent ofthecurrent in
thecircuit butdepends only onthearbitrarily assigned conditions inside the
generator.
Solong aswearetrying tounderstand theoperation ofgenerators from the
point ofview ofMaxwell’s equations, wemight alsoaskabout theordinary chemi-
calcell,likeaflashlight battery It1Salsoagenerator, i.e.,avoltage source, al-
though itwillofcourse only appear inDCcircuits. Thesimplest kind ofcellto
understand isshown inFig.22-8. Weimagine twometal plates immersed insome
22-6
chemical solution. Wesuppose thatthesolution contains positive andnegative
ions. Wesuppose alsothatonekind ofion,saythenegative, ismuch heavier than
theoneofopposite polarity, sothatitsmotion through thesolution bytheprocess
ofdiffusion ismuch slower. Wesuppose next thatbysome means orother itis
arranged thattheconcentration ofthesolution ismade tovary from onepartof
theliquid totheother, sothatthenumber ofionsofboth polarities near, say,the
lower plate ismuch larger than theconcentration ofions near theupper plate.
Because oftheir rapid mobility thepositive ions willdrift more readily into the
region oflower concentration, sothatthere willbeaslight excess ofpositive charge
arriving attheupper plate. Theupper plate willbecome positively charged and
thelower plate willhave anetnegative charge.
Asmore andmore charges diffuse totheupper plate. thepotential ofthisplate
willriseuntil theresulting electric field between theplates produces forces onthe
ionswhich justcompensate fortheir excess mobility, sothetwoplates ofthecell
quickly reach apotential difference which ischaracteristic oftheinternal con-
struction.
Arguing justaswedidfortheideal capacitor, weseethatthepotential differ-
ence between theterminals aandbisjustequal tothelineintegral oftheelectric
fieldbetween thetwoplates when there isnolonger anynetdiffusion oftheions.
There is,ofcourse, anessential difference between acapacitor andsuch achemical
cell. Ifweshort-circuit theterminals ofacondenser foramoment, thecapacitor
isdischarged andthere isnolonger anypotential difference across theterminals.
Inthecase ofthechemical cellacurrent canbedrawn from theterminals con-
tinuously without anychange intheemf—until, ofcourse, thechemicals inside
thecellhave been used up.Inarealcellitisfound thatthepotential difference
across theterminals decreases asthecurrent drawn from thecellincreases. In
keeping with theabstractions wehave been making, however, wemay imagine an
ideal cellinwhich thevoltage across theterminals isindependent ofthecurrent.
Arealcellcanthen belooked atasanideal cellinseries with aresistor.
22-3 Networks ofideal elements; Kirchhoff ’srules
Aswehave seen inthelastsection, thedescription ofanideal circuit element
interms ofwhat happens outside theelement isquite simple. Thecurrent and
thevoltage arelinearly related. Butwhat isactually happening inside theelement
isquite complicated, anditisquite difficult togiveaprecise description interms of
Maxwell’s equations. Imagine trying togiveaprecise description oftheelectric
andmagnetic fields oftheinside ofaradio which contains hundreds ofresistors,
capacitors, andinductors. Itwould beanimpossible tasktoanalyze such athing
byusing Maxwell’s equations. Butbymaking themany approximations wehave
described inSection 22-2 and summarizing theessential features ofthereal
circuit elements interms ofidealizations, itbecomes possible toanalyze anelec-
trical circuit inarelatively straightforward way. Wewillnow show how that
isdone.
Suppose wehave acircuit consisting ofagenerator andseveral impedances
connected together, asshown inFig.22-9. According toourapproximations there
isnomagnetic fieldintheregion outside theindividual circuit elements. Therefore
thelineintegral ofEaround anycurve which does notpass through anyofthe
elements iszero. Consider then thecurve I‘shown bythebroken linewhich goes
allthewayaround thecircuit inFig.22-9. Thelineintegral ofEaround thiscurve
ismade upofseveral pieces. Each piece isthelineintegral from oneterminal ofa
circuit element totheother. This lineintegral wehave called thevoltage drop
across thecircuit element. Thecomplete lineintegral isthenjustthesum ofthe
voltage drops across alloftheelements inthecircuit:
9512-ds= EV...
Since thelineintegral iszero, wehave thatthesum ofthepotential differences
22-7I—->
l; +t V
+- --++—+—+—+*
b1
Fig. 22-8. Achemical cell.
°"?\//
?N<l\
2| VI V3f
/ Z3
/ \\
P/1 c
X-G
tn/\
1\
{as
UI<'1
/'5‘J\
II‘
//“"“‘\\
/ \
=dFig. 22-9. The sum ofthevoltage
drops around anyclosed path iszero.
a b c d
/ lt,
VQ
\ lI4
8 f g h
Fig. 22-10. Thesum ofthecurrents
intoanynode iszero.
-- = =YT
@fI, Ial23
" ’Q
Isl Z5 Z6+‘i-(
I1
“"
Fig. 22-l l.Analyzing acircuit with
Kirchhoff's rules.around acomplete loop ofacircuit isequal tozero:
ZV,,=0. (22.14)around
any loop
This result follows from oneofMaxwell’s equations—that inaregion where there
arenomagnetic fields thelineintegral ofEaround anycomplete loop iszero.
Suppose weconsider now acircuit likethatshown inFig.22-10. Thehori-
zontal linejoining theterminals a,b,c,anddisintended toshow thatthese ter-
minals areallconnected, orthatthey arejoined bywires ofnegligible resistance.
Inanycase, thedrawing means thatterminals a,b,c,anda’areallatthesame
potential and, similarly, thattheterminals e,f,g,andharealsoatonecommon
potential. Then thevoltage drop Vacross each ofthefour elements isthesame.
Now oneofouridealizations hasbeen thatnegligible electrical charges ac-
cumulate ontheterminals oftheimpedances. Wenow assume further thatany
electrical charges onthewires joining terminals canalsobeneglected. Then the
conservation ofcharge requires thatanycharge which leaves onecircuit element
immediately enters some other circuit element. Or,what isthesame thing, we
require thatthealgebraic sumofthecurrents which enter anygiven junction must
bezero. Byajunction, ofcourse, wemean anysetofterminals such asu,b,c,
anddwhich areconnected. Such asetofconnected terminals isusually called a
“node.” Theconservation ofcharge thenrequires thatforthecircuit ofFig.22-10,
1,~12_13-1.,=0. (22.15)
The sum ofthecurrents entering thenode which consists ofthefour terminals
e,f,g,andhmust alsobezero:
-1,+1,+13+1.,=0. (22.16)
Thisis,ofcourse, thesame asEq.(22.15). Thetwoequations arenotindependent.
Thegeneral ruleisthatthesumofthecurrents intoanynodemustbezero.
Z1,,=0. (22.17)
i.‘?.l§Zis
Ourearlier conclusion thatthesumofthevoltage drops around aclosed loop
iszero must apply toanyloop inacomplicated circuit. Also, ourresult thatthe
sumofthecurrents intoanode iszeromust betrueforanynode. These twoequa-
tions areknown asKirchh0fi"s rules. With these tworules itispossible tosolve for
thecurrents andvoltages inanynetwork whatever.
Suppose weconsider themore complicated circuit ofFig.22-11. How shall
wefindthecurrents andvoltages inthiscircuit? Wecanfindthem inthefollowing
straightforward way. Weconsider separately each ofthefour subsidiary closed
loops which appear inthecircuit. (For instance, oneloop goes from terminal ato
terminal btoterminal etoterminal dand back toterminal a.)Foreach oftheloops
wewrite theequation forthefirstofKirchhoff’s rules——that thesumofthevoltages
around each loop isequal tozero. Wemust remember tocount thevoltage drop
aspositive ifwearegoing inthedirection ofthecurrent andnegative ifweare
going across anelement inthedirection opposite tothecurrent; andwemust
remember thatthevoltage drop across agenerator isthenegative oftheemfin
thatdirection. Thus ifweconsider thesmall loop thatstarts andends atterminal
awehave theequation
Z111 + Z313 + Z414 '— 81 :0.
Applying thesame ruletotheremaining loops, wewould getthree more equations
ofthesame kind.
Next, wemust write thecurrent equation foreach ofthenodes inthecircuit.
Forexample, summing thecurrents intothenode atterminal bgives theequation
I1 _"[3 '—I2 =0.
22-8
Similarly, forthenode labeled ewewould have thecurrent equation
I3 -1! "b I8 -I5 ==O.
Forthecircuit shown there arefivesuch current equations. Itturns out,however,
thatanyoneofthese equations canbederived from theother four; there are,
therefore, only four independent current equations. Wethus have atotal ofeight
independent, linear equations: thefour voltage equations andthefour current
equations. With these eight equations wecansolve fortheeight unknown currents.
Once thecurrents areknown thecircuit issolved. Thevoltage drop across any
element isgiven bythecurrent through thatelement times itsimpedance (or,in
thecaseofthevoltage sources, itisalready known).
Wehave seen thatwhen wewrite thecurrent equations, wegetoneequation
which isnotindependent oftheothers. Generally itisalsopossible towrite down
toomany voltage equations. Forexample, inthecircuit ofFig.22-11, although
wehave considered only thefour small loops, there arealarge number ofother
loops forwhich wecould write thevoltage equation. There is,forexample, the
loop along thepath abcfeda. There isanother loop which follows thepath
abefehgda. You canseethatthere aremany loops. Inanalyzing complicated cir-
cuitsitisveryeasytogettoomany equations. There arerules which tellushowto
proceed sothat only theminimum number ofequations iswritten down, but
usually with alittle thought itispossible toseehow togettheright number of
equations inthesimplest form. Besides, writing anextra equation ortwodoesn’t
doanyharm. They willnotlead toanywrong answers, only perhaps alittle
unnecessary algebra.
InChapter 25ofVol. Iweshowed thatifthetwoimpedances 21and22are
inseries, they areequivalent toasingle impedance 2,given by
2,=21—l—22. (22.18)
Wealsoshowed thatifthetwoimpedances areconnected inparallel, they are
equivalent tothesingle impedance 2,,given by
ZIZ2 1
Z"=<1/Z1)+<1/Z2)=Z.+Z2‘ (2219)
Ifyoulook back youwillseethatinderiving these results wewere ineffect making
useofKirchhoff ’srules. Itisoften possible toanalyze acomplicated circuit by
repeated application oftheformulas forseries andparallel impedances. Forin-
stance, thecircuit ofFig.22-12 canbeanalyzed thatway. First, theimpedances
24andz_-,canbereplaced bytheir parallel equivalent, andsoalsocan20and27.
Then theimpedance 22canbecombined with theparallel equivalent of26and27
bytheseries rule. Proceeding inthisway, thewhole circuit canbereduced toa
generator inseries with asingle impedance Z.Thecurrent through thegenerator
isthen just8/Z. Then byworking backward onecansolve forthecurrents in
each oftheimpedances.
There are,however, quite simple circuits which cannot beanalyzed bythis
method, asforexample thecircuit ofFig.22-13. Toanalyze thiscircuit wemust
0 b c
z,lt, Z2112 Z3lI3=-(I,z, 2, 2, 2,,
E Z7 Z8
Fig. 22-12. Acircuit which can be
analyzed interms ofseries and parallel
combinations.
Fig. 22-13. Acircuit that cannot be
analyzed interms ofseries and parallel
d e f combinations.
22-9
O Z6
eQ04?b
Fig. 22-14. Abridge circuit.
.2.Obe
Any
(0) Circuit
of
Z's
b
LO
(b)@ Zeff.
b/‘<-
Fig. 22-15. Any two-terminal net-
work ofpassive elements isequivalent to
aneffective impedance.write down thecurrent andvoltage equations from Kirchhoff ’srules. Let’s doit.
There isjustonecurrent equation:
I1+I2+I3=0,
soweknow immediately that
Ia=_(I1 -l“I2)-
Wecansave ourselves some algebra ifweimmediately make useofthisresult in
writing thevoltage equations. Forthiscircuit there aretwoindependent voltage
equations; they are
-81 —l—I222 —I121 =0
and
52*(I1-l"12)Za —I222 =0-
There aretwoequations andtwounknown currents. Solving these equations for
I1andI2,weget
__Z232 -(Z2—l—Z3)g1
’*2 <22-2°’and
1= 2221
2 Zi(Z2 ‘l'Z3)'1‘Z223 ( )
Thethird current isobtained from thesumofthese two.
Another example ofacircuit thatcannot beanalyzed byusing therules for
series andparallel impedance isshown inFig.22-14. Such acircuit iscalled a
“bridge.” Itappears inmany instruments used formeasuring impedances. With
such acircuit oneisusually interested inthequestion: How must thevarious
impedances berelated ifthecurrent through theimpedance 23istobezero? We
leave itforyoutofindtheconditions forwhich thisisso.
22-4 Equivalent circuits
Suppose weconnect agenerator 8toacircuit containing some complicated
interconnection ofimpedances, asindicated schematically inFig.22-15(a). All
oftheequations wegetfrom Kirchhoff ’srules arelinear, sowhen wesolve them
forthecurrent Ithrough thegenerator, wewillgetthatIisproportional to8.
Wecanwrite
8I= ~"—s
Zeff
where now 2,.“issome complex number, analgebraic function ofalltheelements
inthecircuit. (Ifthecircuit contains nogenerators other than theoneshown, there
isnoadditional term independent of8.)Butthisequation isjustwhat wewould
write forthecircuit ofFig.22—15(b). Solong asweareinterested only inwhat
happens totheleftofthetwoterminals aandb,thetwocircuits ofFig.22-15 are
equivalent. Wecan, therefore, make thegeneral statement thatanytwo-terminal
network ofpassive elements canbereplaced byasingle impedance 2,.“without
changing thecurrents andvoltages intherestofthecircuit. This statement is,of
course, justaremark about what comes outofKirchhoff ’srules—and ultimately
from thelinearity ofMaxwell’s equations.
Theidea canbegeneralized toacircuit thatcontains generators aswell as
impedances. Suppose welook atsuch acircuit “from thepoint ofview” ofoneof
theimpedances, which wewillcall2,,.asinFig.22-l6(a). Ifwewere tosolve the
equation forthewhole circuit, wewould findthatthevoltage V,,between thetwo
terminals aandbisalinear function ofI,which wecanwrite
V,,=A—BI,,, (22.22)
where AandBdepend onthegenerators andimpedances inthecircuit totheleft
22-10
oftheterminals. Forinstance, forthecircuit ofFig.22-13, wefind V1=I121.
Thiscanbewritten (byrearranging Eq.(22.20)] as
V= -l .-s --is-1. 22.231 l(Z2 "l"Z3)82 1] Z2+Z31 ( )
Thecomplete solution isthen obtained bycombining thisequation with theone
fortheimpedance 21,namely, V1=I121, orinthegeneral case, bycombining
Eq.(22.22) with
V,,=I,,z,,.
lfnowweconsider that2,,isattached toasimple series circuit ofageneratoi
andacurrent, asinFig.22-15(b), theequation corresponding toEq.(22.22) is
Vn=Em—Inzeffs
which isidentical toEq.(22.22) provided weset81.11=Aand2011=B.Soifwe
areinterested only inwhat happens totheright oftheterminals aandb.thearbi-
trary circuit ofFig.22-16 canalways bereplaced byanequivalent combination of
agenerator inseries with animpedance.
22-5 Energy
Wehave seen that tobuild upthecurrent Iinaninductance, theenergy
U=%LI2 must beprovided bytheexternal circuit. When thecurrent fallsback
tozero, thisenergy isdelivered back totheexternal circuit. There isnoenergy-loss
mechanism inanideal inductance. When there isanalternating current through
aninductance, energy flows back andforth between itandtherestofthecircuit,
buttheaverage rateatwhich energy isdelivered tothecircuit iszero. Wesaythat
aninductance isanondissipative element; noelectrical energy isdissipated—that is,
“lost”-—in it.
Similarly, theenergy ofacondenser, U=%CV2, isreturned totheexternal
circuit when acondenser 1Sdischarged. When acondenser isinanACcircuit
energy flows inandoutofit,butthenetenergy flowineach cycle iszero. Anideal
condenser isalsoanondissipative element.
Weknow thatanemfisasource ofenergy. When acurrent Iflows inthe
direction oftheemf, energy isdelivered totheexternal circuit attheratedU/dt =
SI.lfcurrent isdriven against theemf—by other generators inthecircuit-the
emfwillabsorb energy attherateSI;since Iisnegative, dU/dt willalsobenegative.
lfagenerator isconnected toaresistor R,thecurrent through theresistor
isI=8/R. Theenergy being supplied bythegenerator attherate£31isbeing
absorbed bytheresistor. This energy goes into heat intheresistor andislost
from theelectrical energy ofthecircuit. Wesaythatelectrical energy isdissipated
inaresistor. Therateatwhich energy isdissipated inaresistor isdU/dt =R12.
InanACcircuit theaverage rateofenergy losttoaresistor istheaverage of
R12over onecycle. Since I=few‘-—by which wereally mean that Ivaries as
coswt—the average ofI2over onecycle isIII2/2, since thepeak current isII]and
theaverage ofcosz wtis1/2.
What about theenergy losswhen agenerator isconnected toanarbitrary
impedance 2?(By“1oss” wemean, ofcourse, conversion ofelectrical energy into
thermal energy.) Any impedance 2canbewritten asthesum ofitsrealandini-
ginary parts. That is,
z=R-1-iX, (22.24)
where RandXare realnumbers. From thepoint ofview ofequivalent circuits we
cansaythat anyimpedance isequivalent toaresistance inseries with apure
imaginary impedance-—called areactance—as shown inFig.22-17.
Wehave seen earlier thatanycircuit thatcontains only L’sandC'shasan
impedance that1Sapure imaginary number. Since there isnoenergy lossintoany
oftheL’sandC’sontheaverage, apure reactance containing only L’sandC’s
willhave noenergy loss. Wecanseethatthismust betrueingeneral forareactance.
22-llAny
Circu_it
ofZls
andEs
10)
cl»/=<\lai\l la’-'
InO —->
Zeff
(bl Z"
b
Fig. 22-16. Any two-terminal net-
work canbereplaced byagenerator in
series with animpedance.
R
Z E
iX
Fig. 22-17. Any impedance isequiv-
alent toaseries combination ofapure
resistance and apure reactance.
O Z Q
(0) Z2
b b
(bl E:== E? Z3‘: A*Z2
(cl
U’oE
{UIo
0 O
== ldl == (9
atD
-%;=Zi+Z'—3 z,=z,+z,,
Fig. 22-18. Theeffective impedance
ofaladden
(O2llai
Cl CIfagenerator with theemf8isconnected totheimpedance 2ofFig. 22-17,
theemfmust berelated tothecurrent Ifrom thegenerator by
s=I(R+iX). (22.25)
Tofindtheaverage rateatwhich energy isdelivered, wewant theaverage ofthe
product 81.Now wemust becareful. When dealing with such products, wemust
dealwith therealquantities 8(1)andI(t). (The realparts ofthecomplex functions
willrepresent theactual physical quantities only when wehave linear equations;
now weareconcerned withproducts, which arecertainly notlinear.)
Suppose wechoose ourorigin oftsothattheamplitude Iisarealnumber,
let’ssayI0;then theactual time variation Iisgiven by
I=I0coswt.
TheemfofEq.(22.25) istherealpart of
I1-,e“”’(R +iX)
Of
a=1,12coswt-I0Xsin wt. (22.26)
The twoterms inEq.(22.26) represent thevoltage drops across RandX
inFig.22-17. Weseethatthevoltage drop across theresistance isinphase with
thecurrent, while thevoltage drop across thepurely reactive part isoutofphase
with thecurrent.
Theaverage rateofenergy loss, (P),,,., from thegenerator istheintegral of
theproduct 8Iover onecycle divided bytheperiod T;inother words,
T T T
(P),,v =;_/0 8Idi = I§Rcos2wldl - I§Xcos wtsinwtdt.O
Thefirstintegral is%I§R, andthesecond integral iszero. Sotheaverage
energy lossinanimpedance z=R+iXdepends only ontherealpart ofz,
andis13R/2, which isinagreement with ourearlier result fortheenergy lossina
resistor. There isnoenergy lossinthereactive part.
22-6 Aladder network
Wewould likenow toconsider aninteresting circuit which canbeanalyzed
interms ofseries andparallel combinations. Suppose westart with thecircuit of
Fig.22-18(a). Wecanseeright away thattheimpedance from terminal atoter-
minal bissimply 21+22.Now let’stake alittle harder circuit, theoneshown in
Fig. 22-18(b). Wecould analyze thiscircuit using Kirchhoff's rules, butitis
also easy tohandle with series andparallel combinations. Wecanreplace the
twoimpedances ontheright-hand endbyasingle impedance 23=21—l—22,as
inpart (c)ofthefigure. Then thetwoimpedances 22and23canbereplaced by
their equivalent parallel impedance 2.1,asshown inpart(d)ofthefigure. Finally,
21and2.1areequivalent toasingle impedance 25,asshown inpart (e).
Now wemayaskanamusing question: What would happen ifinthenetwork
ofFig.22-18(b) wekept onadding more sections forever—as weindicate bythe
dashed lines inFig.22—l9(a)? Canwesolve such aninfinite network? Well, that’s
»b d-1111 11.112.1iii; °° °
¢ --- b b
Fig. 22-19. Theeffective impedance ofaninfinite ladder.
22-12
notsohard. First, wenotice thatsuch aninfinite network isunchanged ifweadd
onemore section atthe“front” end. Surely, ifweaddonemore section toan
infinite network itisstillthesame infinite network. Suppose wecalltheimpedance
between thetwoterminals aandboftheinfinite network 20;then theimpedance of
allthestuff totheright ofthetwoterminals canddisalso21,.Therefore, sofaras
thefront endisconcerned, wecanrepresent thenetwork asshown inFig.22-19(b).
Combining theparallel combinations 2220 andadding theresult inseries with 21,
wecanimmediately write down theimpedance ofthiscombination:
l Z220
2=21—|—-—--— or 2=21-1----
(1/Z2) "lr(1/Z0) Z2+Z0
Butthisimpedance isalsoequal to20,sowehave theequation
Z2Zo ZZZ -is
0 i+Z2+z0
2,,=521+1/(Z;/4) +Z122. (22.27)Wecansolve for2,1toget
Sowehave found thesolution fortheimpedance ofaninfinite ladder ofrepeated
series andparallel impedances. The impedance 20iscalled thecharacteristic
impedance ofsuch aninfinite network.
Let’s now consider aspecific example inwhich theseries element isanin-
ductance Landtheshunt element isacapacitance C,asshown inFig. 22-20(a).
Inthiscase wefindtheimpedance oftheinfinite network bysetting 21=l(.0L
and22=1/iwC. Notice thatthefirstterm, 21/2, inEq.(22.27) isjustone-half
theimpedance ofthefirstelement. Itwould therefore seem more natural, orat
least somewhat simpler, ifwewere todraw ourinfinite network asshown inFig.
22-20(b). Looking attheinfinite network from theterminal a’wewould seethe
characteristic impedance
20=\/(L/C) —(w5’L2/4). (22.28)
Nowthere aretwointeresting cases, depending onthefrequency w.If(.02isless
than 4/LC, thesecond term intheradical willbesmaller than thefirst, andthe
impedance 21,willbearealnumber. Ontheother hand, ifw21Sgreater than
4/LC theimpedance 20willbeapure imaginary number which wecanwrite as
20=ix/(w2L2/4) -(L/C).
Wehave saidearlier thatacircuit which contains onlyimaginary impedances,
such asinductances andcapacitances, willhave animpedance which ispurely
imaginary. How canitbethen thatforthecircuit wearenowstiidying—which has
onlyL’sandC’s—the impedance isapure resistance forfrequencies below \/4/LC?
Forhigher frequencies theimpedance ispurely imaginary, inagreement with our
earlier statement. Forlower frequencies theimpedance isapure resistance and
willtherefore absorb energy. Buthowcanthecircuit continuously absorb energy,
asaresistance does, ifitismade only ofinductances andcapacitances? Answer:
Because there isaninfinite number ofinductances andcapacitances, sothatwhen
asource isconnected tothecircuit, itsupplies energy tothefirstinductance and
capacitance, then tothesecond, tothethird, andsoon.Inacircuit ofthiskind,
energy iscontinually absorbed from thegenerator ataconstant rateandflows
constantly outinto thenetwork, supplying energy which isstored intheinduc-
tances andcapacitances down theline.
This ideasuggests aninteresting point about what ishappening inthecircuit.
Wewould expect thatifweconnect asource tothefront end, theeffects ofthis
source willbepropagated through thenetwork toward theinfinite end. The
propagation ofthewaves down thelineismuch liketheradiation from anantenna
which absorbs energy from itsdriving source; thatis,weexpect such apropagation
tooccur when theimpedance isreal, which occurs ifwislessthan \/4/LC. But
when theimpedance ispurely imaginary, which happens forwgreater than V4/LC,
wewould notexpect toseeanysuch propagation.
22-1331-L‘ZPorn rinm ,'1lllU\
ill
i°T‘1°iiiOL/2°, /L/2\ /1./2,‘ /L/2\ —
,,f'°“”T§MT”'”lf."...1»,,T,1.T-2
Fig. 22-20. AnL-C ladder drawn
intwoequivalent ways.
0ll. I2.VI V222-7 Filters
Wesawinthelastsection thattheinfinite ladder network ofFig.22-20 absorbs
energy continuously ifitisdriven atafrequency below acertain critical frequency
\/4/LC, which wewillcallthecutofl frequency wo.Wesuggested thatthiseffect
could beunderstood interms ofacontinuous transport ofenergy down theline.
Ontheother hand, athigh frequencies, forw>wo,there isnocontinuous ab-
sorption ofenergy; weshould then expect thatperhaps thecurrents don’t “pene-
trate” very fardown theline. Let’s seewhether these ideas areright.
Suppose wehave thefront endoftheladder connected tosome ACgenerator
andweaskwhat thevoltage looks likeat,say,the754th section oftheladder.
Since thenetwork isinfinite, whatever happens tothevoltage from onesection to
thenext isalways thesame; solet’sjustlook atwhat happens when wegofrom
some section, saythenthtothenext. Wewilldefine thecurrents 1,.andvoltages
V"asshown inFig.22—2l(a).
l='H if 12.v, v ___ _
)“C--.
/i/
etc. (D) Vn Vn+l
Fig. 22-21. Finding thepropagation factor ofaladder.
Wecangetthevoltage V,,+1 from V,,byremembering thatwecanalways
replace therestoftheladder afterthenthsection byitscharacteristic impedance 20;
thenweneedonlyanalyze thecircuit ofFig.22—2l(b). First, wenotice thatany
V,,,since itisacross z(,,must equal Inzo. Also, thedifference between V,,andV,,.i_,
isjustInzlr
VII _Vn+] =inzl =Vn
Z0
Sowegettheratio
5.111.:1_5:?_~_:_i1 .V” L'(\ Zr)
Wecancallthisratio thepropagation factor foronesection oftheladder; we’ll
callita.Itis,ofcourse, thesame forallsections:
Zn_Z101=~7
Z0(22.29)
Thevoltage after thenthsection isthen
V,,=ct"F,_ (22.30)
You cannow findthevoltage after 754sections: itisJUSI01tothe754th power
times 8.
Suppose weseewhat atislikefortheL-Cladder ofFig.22—20(a) Using 2‘,
from Eq.(22.27), and2,:iwL, weget
ct=‘"7’:/P_;‘-"”L_’;I‘?_ “‘(“’L’2) (22.31)Wt/C) —(M1/4) +i<wL/2)
lfthedriving frequency isbelow thecutoff frequency wt,=\/I/LC, theradical
isarealnumber, andthemagnitudes ofthecomplex numbers inthenumerator
anddenominator areequal. Therefore, themagnitude ofozisone; wecanwrite
_1t$05-6,
which means thatthemagnitude ofthevoltage isthesame atevery section. only
22-14
itsphase changes. Thephase change 6is,infact, anegative number andrepresents
the“delay” ofthevoltage asitpasses along thenetwork.
Forfrequencies above thecutoff frequency wt,itisbetter tofactor outanl
from thenumerator anddenominator ofEq.(223|)andrewrite itas
01=-“FEE//4’ ‘-‘HQ ““"”2)- <2212>\/(w‘1L‘1/4) -(L/C) +(wL/2)
Thepropagation factor atisnow arealnumber, andanumber lessthanone. That
means thatthevoltage atanysection isalways lessthan thevoltage atthepre-
ceding section bythefactor Ot.Foranyfrequency above wit,thevoltage dies
away rapidly aswegoalong thenetwork. Aplotoftheabsolute value ofOlasa
function offrequency looks likethegraph inFig.22-22.
Weseethat thebehavior of01,both above andbelow wo,agrees with our
interpretation thatthenetwork propagates energy forw<wi,andblocks itfor
w>w.,. Wesaythat thenetwork “passes“ lowfrequencies and “reJects“ oi
“filters out" thehigh frequencies. Any network designed tohave itscharacteristics
varyinaprescribed waywithfrequency iscalled a“filter.” Wehave been analyzing
a“low-pass filter.”
You may bewondering why allthisdiscussion ofaninfinite network which
obviously cannot actually occur. The point isthat thesame characteristics are
fotind inafinite network ifwefinish itoffattheendwith animpedence equal to
thecharacteristic impedence 20. Now inpractice itisnotpossible toexuci/Vi‘
reproduce thecharacteristic impedance with afewsimple elements—like R’s.
L’s,andC’s. Butitisoften possible todosowith afairapproximation foracertain
range offrequencies. Inthisway onecanmake afinite filter network whose
properties arevery nearly thesame asthose fortheinfinite case Forinstance, the
L-Cladder behaves much aswehave described itifitisterminated inthepure
resistance R=\7U_C.
IfinourL-Cladder weinterchange thepositions oftheL’sandC’s,tomake
theladder shown inFig.22-23(a). wecanhave afilter thatpropagates highfre-
quencies and1‘€]€ClS lowfrequencies. ltiseasy toseewhat happens with thisnet-
work byusing theresults wealready have. Youwillnotice thatwhenever wechange
anLtoaCandviceverso, wealsochange every iwtol/iw. Sowhatever happened
atwbefore willnowhappen atl/w. lnparticular, wecanseehowctwillvary with
frequency byusing Fig.22-22 andchanging thelabel ontheaxistol/w, aswe
have done inFig.22-23(b).
Thelow-pass andhigh-pass filters wehave described have various technical
applications. AnL-Clow-pass filter isoften used asa“smoothing” filter inaDC
power supply. Ifwewant tomanufacture DCpower from anACsource, webegin
with arectifier which permits current toflow only inonedirection. From the
rectifier wegetaseries ofpulses that look like thefunction V(t) shown in
Fig22-24, which islousy DC,because itwobbles upanddown. Suppose wewould
likeanicepure DC,such asabattery provides. Wecancome close tothat by
putting alow-pass filter between therectifier andtheload.
Weknow from Chapter 50ofVol.Ithatthetimefunction inFig.22-24 canbe
represented asasuperposition ofaconstant voltage plusasinewave, plusahigher-
frequency sinewave, plus astillhigher-frequency sinewave, etc.—by aFourier
series. lfourfilter islinear (if,aswehave been assuming, theL’sandC’sdon't
varywith thecurrents orvoltages) then what comes outofthefilter isthesuper-
position oftheoutputs foreach component attheinput. lfwearrange thatthe
culolf frequency wt,ofourfilter iswellbelow thelowest frequency inthefunction
V(i), theDC(forwhich w=0)goes through fine, buttheamplitude ofthefirst
harmonic willbecutdown alot.And amplitudes ofthehigher harmonics Wlllbe
cutdown even more. Sowecangettheoutput assmooth aswewish, depending
onlyonhow many filter sections wearewilling tobuy.
Ahigh-pass filter isused ifonewants toreyect certain lowfrequencies. For
instance, inaphonograph amplifier ahigh-pass filter may beused toletthemusic
22-15ldl
I
we cu
Fig 22-22. The propagation factor
of0section ofanL-Cladder
C C C C
ti“av#1"#1ti(<1)
lfll
O I/we I/ai
(b)
Fig. 22-23. (0) Ahigh-pass filter;
lb)itspropagation factor asafunction
Ofl 0.‘.
(U
Fig. 22-24. Theoutput voltage of0
full-wove rectifier.
(0)
(blll
it
€V
_e__________it
| -U12 {U
Fig. 22-25. lei) Aband-pass filter.
(b)Asimple resonant filter.
I2
t, ‘”
(0)
I, 12
L, L2
(bl
Fig. 22-26. Equivalent circuit of0
mutual inductance.through, while keeping outthelow-pitched rumbling from themotor ofthe
turntable.
Itisalso possible tomake “band-pass” filters thatreject frequencies below
some frequency wlandabove another frequency w2(greater than wl),butpass the
frequencies between wlandw2. This canbedone simply byputting together a
high-pass andalow-pass filter, butitismore usually done bymaking aladder in
which theimpedances 21and22aremore coinplicated——being each acombination
ofL’sandC’s. Such aband-pass filter might have apropagation constant like
thatshown inFig.22-25(a). Itmight beused, forexample, inseparating signals
thatoccupy onlyaninterval offrequencies, such aseach ofthemany voice channels
inahigh-frequency telephone cable, orthemodulated carrier ofaradio trans-
mission.
Wehave seeninChapter 25ofVol.Ithatsuch filtering canalsobedone using
theselectivity ofanordinary resonance curve, which wehave drawn forcomparison
inFig.22—25(b). Buttheresonant filter isnotasgood forsome purposes asthe
band-pass filter. You willremember (Chapter 48,Vol. I)thatwhen acarrier of
frequency w,ismodulated with a“signal” frequency ws,thetotal signal contains
notonly thecarrier frequency butalso thetwoside-band frequencies w,+w,
andw.—w,.With aresonant filter, these side-bands arealways attentuated some-
what, andtheattenuation ismore, thehigher thesignal frequency, asyoucansee
from thefigure. Sothere isapoor “frequency response.” Thehigher musical
tones don’t getthrough. Butifthefiltering isdone with aband-pass filter designed
sothatthewidth (1)2—wlisatleast twice thehighest signal frequency, thefre-
quency response willbe“flat” forthesignals wanted.
Wewant tomake onemore point about theladder filter: theL-Cladder of
Fig. 22-20 isalso anapproximate representation ofatransmission line. Ifwe
have along conductor thatrtins parallel toanother conductor—such asawireina
coaxial cable, orawiresuspended above theearth—there willbesome capacitance
between thetwoconductors andalsosome inductance duetothemagnetic field
between them. Ifweimagine thelineasbroken upintosmall lengths At,each
length willlook likeonesection oftheL-Cladder with aseries inductance ALand
ashunt capacitance AC. Wecanthen useourresults fortheladder filter. lfwe
take thelimit asA6goes tozero, wehave agood description ofthetransmission
line. Notice thatasA6ismade smaller andsmaller, both ALandACdecrease, but
inthesame proportion, sothattheratio AL/AC remains constant. Soifwetake
thelimit ofEq.(22.28) asALandACgotozero, wefindthatthecharacteristic
impedance 20isapure resistance whose magnitude is\/A15/iAC. Wecanalso
write theratio AL/AC asL0/C0, where L0andC0aretheinductance andcapaci-
tance ofaunitlength oftheline; then wehave
_£2. 2,,_\/CO (22.33)
You willalso notice that asALandACgotozero, thecutofi" frequency
wi,=\/4/LC goes toinfinity. There isnocutoff frequency foranideal
transmission line.
22-8 Other circuit elements
Wehave sofardefined only theideal circuit impedances—the inductance,
thecapacitance, andtheresistance—as wellastheideal voltage generator. Wewant
now toshow that other elements, such asmutual inductances ortransistors or
vacuum tubes, canbedescribed byusing only thesame basic elements. Suppose
thatwehave twocoils andthatonpurpose, orotherwise, some fluxfrom oneof
thecoils links theother, asshown inFig.22-26(a). Then thetwocoils willhave a
mutual inductance Msuch thatwhen thecurrent varies inoneofthecoils, there
willbeavoltage generated intheother. Canwetake intoaccount such anefiect
inourequivalent circuits? Wecaninthefollowing way. Wehave seen thatthe
22-l6
induced emf’sineach oftwointeracting coils canbewritten asthesumoftwoparts:
81 “-= —-L1£lL1- ItMidi
d’ d’ (22.34)
dr.. at
82:"L2diiMTz1'
Thefirstterm comes from theself-inductance ofthecoil, andthesecond term
comes from itsmutual inductance with theother coil. Thesignofthesecond term
canbeplusorminus, depending onthewaythefluxfrom onecoillinks theother.
Making thesame approximations weused indescribing anideal inductance, we
would saythatthepotential difference across theterminals ofeach coilisequal to
theelectromotive force inthecoil. Then thetwoequations of(22.34) arethesame
astheones wewould getfrom thecircuit ofFig.22-26(b), provided theelectro-
motive force ineach ofthetwocircuits shown depends onthecurrent inthe
opposite circuit according totherelations
81=d=iwMI2, 82==I=iwMI1. (22.35)
Sowhat wecandoisrepresent theeffect oftheself-inductance inanormal waybut
replace theeffect ofthemutual inductance byanauxiliary ideal voltage generator.
Wemust inaddition, ofcourse, have theequation that relates thisemftothe
current insome other partofthecircuit; butsolong asthisequation islinear, we
have justadded more linear equations toourcircuit equations, andallofour
earlier conclusions about equivalent circuits andsoforth arestillcorrect.
Inaddition tomutual inductances there may also bemutual capacitances.
Sofar,when wehave talked about condensers wehave always imagined thatthere
were only twoelectrodes, butinmany situations, forexample inavacuum tube,
there maybemany electrodes close toeach other. Ifweputanelectric charge on
anyoneoftheelectrodes. itselectric fieldwillinduce charges oneachoftheother
electrodes andaffect itspotential. Asanexample, consider thearrangement of
fourplates shown inFig.22-27(a). Suppose these four plates areconnected to
external circuits bymeans ofthewires A,B,C,andD.Solong asweareonly
worried about electrostatic effects, theequivalent circuit ofsuch anarrangement
ofelectrodes isasshown inpart(b)ofthefigure. Theelectrostatic interaction of
anyelectrode with each oftheothers isequivalent toacapacity between the
twoelectrodes.
Finally, let’sconsider how weshould represent such complicated devices as
transistors andradio tubes inanACcircuit. Weshould point outatthestart that
such devices areoften operated insuch awaythat therelationship between the
currents andvoltages isnotatalllinear. Insuch cases, those statements wehave
made which depend onthelinearity ofequations are,ofcourse, nolonger correct.
Ontheother hand, inmany applications theoperating characteristics aresufficiently
linear thatwemayconsider thetransistors andtubes tobelinear devices. Bythis
wemean thatthealternating currents in,say,theplate ofavacuum tubearelinearly
proportional tothevoltages that appear ontheother electrodes, saythegrid
voltage andtheplate voltage. When wehave such linear relationships, wecan
incorporate thedevice intoourequivalent circuit representation.
Asinthecaseofthemutual inductance, ourrepresentation willhave toinclude
auxiliary voltage generators which describe theinfluence ofthevoltages orcurrents
inonepartofthedevice onthecurrents orvoltages inanother part. Forexample,
theplate circuit ofatriode canusually berepresented byaresistance inseries with
anideal voltage generator whose source strength isproportional tothegridvoltage.
Wegettheequivalent circuit shown inFig.22-28.* Similarly, thecollector circuit
*Theequivalent circuit shown iscorrect only forlowfrequencies. Forhigh frequencies
theequivalent circuit gets much more complicated and willinclude various so-called
“parasitic” capacitances andinductances.
22-17A B
(<1) t t 1 _
; /
C D
A B
ledFig. 22-27. Equivalent circuit of
mutual capacitance.
PLATE P
GRID G
V9
\
THODE C
C=-/_4,Vq
Fig. 22-28. Alow-frequency equiv-
cilent circuit of0vacuum triode.
om IOEM|TTE R OGLECTOR
1-eBA$E 0B
Fig 22-29 Alowfrequency equiv- A
cilent C|l'CUIl' of0transistor 8_KI:
ofatransistor isconveniently represented asaresistor inseries with anideal
voltage generator whose source strength isproportional tothecurrent from the
emitter tothebase ofthetransistor. Theequivalent circuit isthen likethatinFig.
22-29. Solong astheequations which describe theoperation arelinear, wecan
usesuch representations fortubes ortransistors. Then, when theyareincorporated
inacomplicated network, ourgeneral conclusions about theequivalent representa-
tionofanyarbitrary connection ofelements isstillvalid.
There isoneremarkable thing about transistor andradio tube circuits which
isdifferent from circuits containing only impedances: therealpartoftheelfective
impedance z,.;fcanbecome negative. Wehave seenthattherealpartofzrepresents
thelossofenergy. Butitistheimportant characteristic oftransistors andtubes
thattheysupply energy tothecircuit. (Ofcourse they don’t just“make” energy;
they take energy from theDCcircuits ofthepower supplies andconvert itinto
ACenergy.) Soitispossible tohave acircuit with anegative resistance. Such a
circuit hastheproperty thatifyouconnect ittoanimpedance with apositive real
part, i.e.,apositive resistance, andarrange matters sothat thesum ofthetwo
realparts isexactly zero, then there isnodissipation inthecombined circuit. If
there isnolossofenergy, anyalternating voltage oncestarted willremain forever.
Thisisthebasic ideabehind theoperation ofanoscillator orsignal generator which
canbeusedasasource ofalternating voltage atanydesired frequency.
22-18
23
Cavity Resonators
23-1 Real circuit elements
When looked atfrom anyonepairofterminals, anyarbitrary circuit made
upofideal impedances andgenerators is,atanygiven frequency, equivalent toa
generator é‘.inseries with animpedance :.That comes about because ifweputa
voltage Vacross theterminals andsolve alltheequations tofindthecurrent 1,
wemust getalinear relation between thecurrent and thevoltage. Since allthe
equations arelinear, theresult forImust also depend only linearly onVThe
most general linear form canbeexpressed as
1=E(V~8). (23.1)
lngeneral, both zand8maydepend insome complicated wayonthefrequency ta.
Equation (231),however, istherelation wewould getifbehind thetwoterminals
there wasjust thegenerator <‘§(w) inseries with theimpedance 2(0)).
There isalsotheopposite kind ofquestion' lfwehave anyelectromagnetic
device atallwith twotermiiials andwemeasure therelation between IandVto
detei mine 6'.andzasfunctions offrequency. canwefindacombination ofourideal
elements thatisequivalent totheinternal impedance 2?Theanswer isthat for
anyreasonable—tliat is,physically meaningful——function z(w), itISpossible to
uf)/J/‘U)tl/Iltllc’ thesituation toashighanaccuracy asyouwishwithacircuit containing
afinite setofideal elements. Wedon’t want toconsider thegeneral problem now
butonly look atwhat might beexpected from physical arguments forafewcases
ll‘wethink ofarealresistor, weknow thatthecurrent through itwillproduce
amagnetic field. Soanyrealresistor should alsohave some inductance. Also.
when aresistor hasapotential difference across it,there must becharges onthe
ends oftheresistoi toproduce thenecessary electric fields Asthevoltage changes.
thecharges willchange inproportion, sotheresistor willalsohave some capaci-
tance. Weexpect thatarealresistor might have theequivalent circuit shown in
Fig23~l lnawell-designed resistor, theso-called “parasitic” elements LandC
aresmall, sothatatthefrequencies forwhich itisintended, wLismuch lessthan
R,andl/wC ismuch greater than R.ltmaytherefore bepossible toneglect them
Asthefrequency israised, however, they willeventually become important, anda
resistor begins tolook likearesonant circuit.
Arealinductance isalsonotequal totheidealized inductance, whose impe-
dance is1wL. Arealcoilofwire willhave some resistance, soatlowfrequencies the
coilisreally equivalent toaninductance inseries with some resistance, asShown in
Fig.23—2(a) But,youarethinking, theresistance andinductance aretogether ina
realcoil—the resistance isspread allalong thewire, soitismixed inwith the
inductance. Weshould probably useacircuit more liketheoneinFig.23-Ztb).
which hasseveral little R’sandL’sinseries. Butthetotal impedance ofsuch a
circuit isjust ZR—l—ZiwL, which isequivalent tothesimpler diagram ofpart (a)
Aswegoupinfrequency with arealcoil,theapproximation ofaninductance
plusaresistance isnolonger very good. Thecharges thatmust build uponthe
wires tomake thevoltages willbecome important. Itisasifthere were little con-
densers across theturns ofthecoil, assketched inFig23—3(a). Wemight tryto
approximate therealcoilbythecircuit inFig.23—3(b). Atlowfrequencies, this
circuit canbeimitated fairly wellbythesimpler oneinpart(c)ofthefigure (which
isagain thesame resonant circuit wefound forthehigh-frequency model ofa
resistor) For higher frequencies. however, themore complicated circuit of
23-123-1 Real circuit elements
23~2 Acapacitor athigh frequencies
23-3 Aresonant cavity
23—4 Cavity modes
23-5 Cavities andresonant circuits
Review: Chapter 23.Vol. I.Resonance
Chapter 49,Vol l,Modes
L
C
R
Fig. 23—l. Equivalent circuit of 0
recil resistor.
(<1) (bl
Fig. 23—2. The equivalent circuit of
cireal inductcince atlowfrequencies.
'
_
tut
(bi (C)
Fig. 23-3. The equivalent circuit of
0recil inductance qthigher frequencies.if
._____~
i~__
,I
/
\
I\
N iii
LINES OFE‘llilii4Fig.23—3(b) isbetter. Infact, themore accurately youwish torepresent theactual
impedance ofareal, physical inductance, themore ideal elements youwillhave to
useintheartificial model ofit.
Let's look alittle more closely atwhat goes oninarealcoil. Theimpedance
ofaninductance goes ast.iL,soitbecomes zero atlowfrequencies—it isa“short
circuit”: allweseeistheresistance ofthewire. Aswegoupinfrequency, wLsoon
becomes much larger than R,andthecoillooks pretty much likeanideal induc-
tance. Aswegostillhigher, however, thecapacities become important. Their
impedance isproportional tol/wC, which islarge forsmall cu.Forsmall enough
frequencies acondenser isan“open circuit," andwhen itisinparallel with some-
thing else, itdraws nocurrent. Butathigh frequencies, thecurrent prefers toflow
intothecapacitance between theturns, rather than through theiiiductance So
thecurrent inthecoiljumps from oneturn totheother anddoesn‘t bother togo
around andaround where ithastobuck theemf Soalthough wemay have
intended thatthecurrent should goaround theloop, itwilltaketheeasier path—the
path ofleast impedance.
23—2 Acapacitor athigh frequencies
Now wewant todiscuss indetail thebehavior ofacapacitor—a geometrically
ideal capacitor—as thefrequency getslarger andlarger, sowecanseethetransition
ofitsproperties. (We prefer touseacapacitor instead ofaninductance, because
thegeometry ofapairofplates ismuch lesscomplicated than thegeometry ofa
coil.) Weconsider thecapacitor shown inFig.23—4(a). which consists oftwopar-
allelcircular plates connected toanexternal generator byapairofwires. lfwe
charge thecapacitor with DC,there willbeapositive charge ononeplate anda
negative charge ontheother; andthere willbeauniform electric field between the
plates.
Now suppose thatinstead ofDC,weputanACoflowfrequency ontheplates
(Wewillfindoutlater what is“low” andwhat is“high".) Sayweconnect theca-
pacitor toalower-frequency generator. Asthevoltage alternates, thepositive
charge onthetopplate istaken offandnegative charge isputon.While thatis
happening, theelectric fielddisappears andthen builds upintheopposite direction
’fQ SURFACE
'4 S
_l 7 I
lIit+CURVE I"
._ \_l_ TTTT ll o0 o, B ‘n‘Q§§_ ’f
i®
Q/it_ _ __/4 ‘a" V.
LINES OFB r___]
(<1) (bl
Fig. 23-4. Theelectric andmagnetic fields between theplates ofciccipocitor.
23—2Ifthesubject hadbeen oneofpopular interest, thiseffect would have been
called “the high-frequency barrier,” orsome such name. Thesame kind ofthing
happens inallsubjects. Inaerodynamics, ifyoutrytomake things gofaster than
thespeed ofsound when they were designed forlower speeds, they don’t woik
ltdoesn’t mean thatthere isagreat “barrier” there, itjustmeans thattheobject
should beredesigned. Sothiscoilwhich wedesigned asan“inductance” isnot
going towork asagood inductance, butassome other kind ofthing atvery high
frequencies. Forhigh frequencies, wehave tofindanewdesign.
cunvs F2
Asthecharge sloshes back andforth slowly, theelectric field follows Ateach
instant theelectric field isuniform. asshown inFig23—4(b), except forsome edge
effects which wearegoing todisregard. Wecanwrite themagnitude oftheelectric
field as
E=E0e“"', (23.2)
where E0isaconstant.
Now willthatcontinue toberight asthefrequency goes up? No,because as
theelectric field isgoing upanddown, there isafluxofelectric field through any
loop likeI‘,inFig23—4(a). And, asyouknow, achanging electric field actsto
produce amagnetic field. One ofMaxwell’s equations says thatwhen there isa
varying electric field, asthere ishere, there hasgottobealineintegral ofthe
magnetic field. Theintegral ofthemagnetic field around aclosed ring, multiplied
byc2,isequal tothetime rate-of-change oftheelectric fluxthrough thearea
inside thering(ifthere arenocurrents):
c2fB'a's=i fE-nda. (23.3)1" 61
inside I‘
Sohowmuch magnetic field isthere? That’s notvery hard. Suppose thatwetake
theloop F1.which isacircle ofradius r.Wecanseefrom symmetry that the
magnetic field goes around asshown inthefigure. Then thelineintegral ofBis
21rrB. And, since theelectric field isuniform, thefluxoftheelectric field issimply
Emultiplied by'rrr2, thearea ofthecircle:
@212-27i'r= 7172. (23.4)
Thederivative ofEwith respect totime is,forotiralternating field, simply iwE(,e'°".
Sowefindthatourcapacitor hasthemagnetic field
B=5:-QE.,@“"‘. (23.5)
Inother words, themagnetic field alsooscillates andhasastrength proportional
tor.
What istheeffect ofthat? When there isamagnetic fieldthatisvarying, there
willbeinduced electric fields andthecapacitor willbegin toactalittle bitlikean
inductance. Asthefrequency goes up,themagnetic field getsstronger; itispro-
portional totherateofchange ofE,andsotowTheimpedance ofthecapacitor
willnolonger besimply l/iwC.
Let’s continue toraise thefrequency andtoanalyze what happens more care-
fully. Wehave amagnetic field thatgoes sloshing back andforth. Btitthen the
electric field cannot beuniform, aswehave assumed! When there isavarying
magnetic field. there must bealineintegral ofthe electric field—because ofFaraday’s
law Soifthere isanappreciable magnetic field, asbegins tohappen athigh fre-
quencies, theelectric fieldcannot bethesame atalldistances from thecenter. The
electric field must change with rsothat thelineintegral oftheelectric field can
equal thechanging fluxofthemagnetic field.
Let’s seeifwecanfigure outthecorrect electric field. Wecandothat by
computing a“correction” totheuniform field weoriginally assumed forlow
frequencies. Let’s calltheuniform field E1,which willstillbeE(,e““‘, andwrite
thecorrect field as
E=E1-l"E2,
where E2isthecorrection duetothechanging magnetic field. Foranycuwewill
write thefield atthecenter ofthecondenser asE0e"“' (thereby defining E0), so
thatwehave nocorrection atthecenter; E2=0atr=0.
TofindE2wecanusetheintegral form ofFaraday’s law:
6£_E ds-—€t(fluxofB).
23-3
E
/-E‘
, ,; ,/2 _
// \
/
/ QE,
/ Ei‘E2}\
T\\ if“__4
_ _ _ __ i ___o..__ ___ __?£_J___.
Fig. 23~5. The electric field between
the capacitor plotes cithigh frequency.
(Edge effects ore neglected.)Theintegrals aresimple ifwetake them forthecurve I‘2,shown iiiFig23—4(b).
which goes upalong theaxis, outradially thedistance 1"along thetopplate, down
vertically tothebottom plate, andback totheaxis The lineintegral ofE,around
thiscurve IS,ofcourse, zero; soonly E2contribtites, and itsintegral isjust
—E2(r) -Ii,where /1isthespacing between theplates. (We callEpositive ifit
points upward.) This isequal totherateofchange ofthefluxofB,which wehave
togetbyanintegral over theshaded area Sinside I‘2inFig.23—4(b). Theflux
through avertical strip ofwidth drisB(r)/1 dr.sothetotal fltixis
11/Bo)6])‘.
Setting —6/0! ofthefluxequal tothelineintegral ofE2,wehave
8E2(r) =5fB(r) dr. (23.6)
Notice thattheIicancels out,thefields don’t depend ontheseparation ofthe plates
Using Eq(23.5) forB(r), wehave
6IZUF2 Lwj
E20’) I5Z67 E09 -
Thetime derivativejust brings down another factor iw;weget
22Q3r Tu:E2(r)=-F50¢‘. (23.7)
Asweexpect. theinduced field tends toreduce theelectric field farther otit. The
corrected field E=E,+E2isthen
1wzrz ,2,E=Ej + E2 = —Z"C"-2") EQC’ .
The electric field inthecapacitor isnolonger uniform; ithastheparabolic
shape shown bythebroken lineinFig.23-5 You seethatoursimple capacitor is
getting slightly complicated.
Wecould now useourresults tocalculate theimpedance ofthecapacitor
athigh frequencies. Knowing theelectric field, wecould compute thecharges on
theplates andfind outhow thecurrent through thecapacitor depends onthe
frequency w,butwearenotinterested inthatproblem forthemoment. Weare
more interested inseeing what happens aswecontinue togoupwith thefrequency
~to seewhat happens ateven higher frequencies Aren't wealready finished ‘?
No,because wehave corrected theelectric field, which means thatthemagnetic
field wehave calculated isnolonger right. The magnetic field ofEq.(23.5) is
approximately right, butitisonly afirstapproximation Solet’scallitB, We
should then rewrite Eq.(23.5) as
iwr twl
B1 : E()€ .
You willremember thatthisfield wasproduced bythevariation ofE,.Now the
correct magnetic field willbethatproduced bythetotal electric field E1+E2.
Ifwewrite themagnetic field asB=B1—l—B2,thesecond term isjusttheaddi-
tional field produced byE2 TofindB2wecangothrough thesame arguments
wehave used tofindB1,thelineintegral ofB2around thecurve I‘,isequal to
therateofchange ofthefluxofE2through F1.Wewilljust have Eq(234)again
with Breplaced byB2andEreplaced byE2:
c2B2 ~21rr=%(flux ofE2through I‘1).
Since E2varies with radius, toobtain itsfluxwemust integrate over thecircular
23-4
surface inside F1.Using 21rrdrastheelement ofarea, thisintegral is
[TE2(r) '21rrdr.
0
SowegetforB2(r)
B2(r)=i3/E2(r)rdr. (23.10)rc26t
Using E2(r) from Eq.(23.7), weneed theintegral ofr3dr,which is,ofcourse,
r4/4. Ourcorrection tothemagnetic field becomes
-33
B20)=_51%E0e“”. (23.11)
Butwearestillnotfinished! Ifthemagnetic field Bisnotthesame aswefirst
thought, then wehave incorrectly computed E2. Wemust make afurther cor-
rection toE,which comes from theextra magnetic fieldB2.Let's callthisadditional
correction totheelectric field E3.Itisrelated tothemagnetic field B2inthesame
waythatE2wasrelated toB1.WecanuseEq.(23.6) allover again justbychang-
ingthesubscripts:
6E3(I') = dr.
Using ourresult, Eq.(23.11), forB2,thenewcorrection totheelectric field is
w4r4 wtE3(r) =-I»g Eoe . (23.13)
Writing ourdoubly corrected electric field asE=E1-1-E2+E5,weget
_ wt__1gg2_1gg4E— E02 [1 §§(c) +2;—_—Z§(c)]- (23.14)
Thevariation oftheelectric field with radius isnolonger thesimple parabola we
drew inFig.23-5, butatlarge radii liesslightly above thecurve (E1+E2).
Wearenotquite through yet.Thenewelectric fieldproduces anewcorrection
tothemagnetic field, andthenewly corrected magnetic fieldwillproduce afurther
correction totheelectric field, andonandon.However, wealready have allthe
formulas thatweneed ForBawecanuseEq.(23.10), changing thesubscripts of
BandEfrom 2to3.
Thenextcorrection totheelectric field is
1 wr6 W
E4=“ (Y)E08t-
Sotothisorder wehave thatthecomplete electric field isgiven by
w 1 2 1 4 1 6
E:E“ +<2ir(%) ‘tar(23.15)
where wehave written thenumerical coefiicients insuch awaythatitisobvious
howtheseries istobecontinued.
Ourfinal result isthattheelectric field between theplates ofthecapacitor,
foranyfrequency, isgiven byE0e“"‘ times theinfinite series which contains only
thevariable wr/C. Ifwewish, wecandefine aspecial function, which wewillcall
J(,(x), astheinfinite series thatappears inthebrackets ofEq.(23.15):
2 4 6
23-5
lJolll‘
10"
\
\
\
OSF
l 2405
_./ 5... ..5./2
\ K6552 8W12
g_o‘WT’ml/ ei
-O5
Fig. 23-6. The Bessel function JO(x).Then wecanwrite oursolution asEoei“ times thisfunction, with x=wr/c:
E=E.,e““J0 - (23.17)
Thereason wehave called ourspecial function J0isthat, naturally, thisisnot
thefirsttime anyone haseverworked outaproblem with oscillations inacylinder.
Thefunction hascome upbefore andisusually called J0. ltalways comes up
whenever yousolve aproblem about waves with cylindrical symmetry. Thefunc-
tion ./(,istocylindrical waves what thecosine function istowaves onastraight
line. Soitisanimportant function, invented along time ago. Then aman named
Bessel gothisname attached toit.Thesubscript zero means thatBessel invented
awhole lotofdifferent functions andthisisjustthefirstofthem.
Theother functions ofBessel—J1,J2, andsoon—have todowith cylindrical
waves which have avariation oftheir strength with theangle around theaxisof
thecylinder.
The completely corrected electric field between theplates ofourcircular
capacitor, given byEq.(23.17), isplotted asthesolid lineinFig. 23—5. For
frequencies that arenottoohigh, oursecond approximation was already quite
good. Thethird approximation waseven better—so good, infact. thatifwehad
plotted it,youwould nothave been able toseethedl1T€l'CflC€ between itandthe
solid curve. You willseeinthenext section, however, thatthecomplete series is
needed togetanaccurate description forlarge radii, orforhigh frequencies.
23-3 Aresonant cavity
Wewant tolook nowatwhat oursolution gives fortheelectric field between
theplates ofthecapacitor aswecontinue togotohigher andhigher frequencies.
Forlarge co,theparameter x=wr/c alsogetslarge, andthefirstfewterms inthe
series forJ0ofxwillincrease rapidly. That means that theparabola wehave
drawn inFig.23-5 curves downward more steeply athigher frequencies Infact.
itlooks asthough thefield would fallallthewaytozero atsome high frequency,
perhaps when c/<13isapproximately one-half ofa. Let’s seewhether J,,does indeed
gothrough zero andbecome negative. Webegin bytrying x:2'
J,,(2)=l——l+%;—;,%:()22
Thefunction isstillnotzero, solet'stryahigher value ofx,say,x=25Putting
innumbers, wewrite
Jn(2.5l =l——1.56 +0.61 —009 :-0.04.
The function .10hasalready gone through zero bythetime wegettoxI2.5.
Comparing theresults forx=2andx=25,itlooks asthough J,,goes through
zeroatone-fifth ofthewayfrom 2.5to2.Wewould guess thatthezerooccurs for
xapproximately equal to2.4. Let’s seewhat thatvalue ofxgives:
J()(24) :l—1.44 —l—0.52 —008 =000
Weget/erototheaccuracy ofourtwodecimal places. lfwemake thecalculation
more accurate (orsince .10isawell-known function, ifwelook itupiiiabook), we
findthatitgoes through zero atxI2405 Wehave worked itoutbyhand to
show youthatyoutoocould have discovered these things iatlier than having to
borrow them from abook
Aslong aswearelooking upJ0inabook, itisinteresting tonotice how it
goes forlarger values ofx,itlooks likethegraph inFig23—6. Asxincreases,
J,,(x) oscillates between positive andnegative values with adecreasing amplitude
ofoscillation
Wehave gotten thefollowing interesting result: lfwegohigh enough infre-
quency, theelectric field atthecenter ofourcondenser willbeonewayandilie
electric field near theedge willpoint intheopposite direction. Foiexample,
23-6
suppose thatwetake anwhigh enough sothatx=wr/c attheouter edge ofthe
capacitor isequal to4;then theedge ofthecapacitor corresponds totheabscissa
x=4inFig.23-6. This means thatourcapacitor isbeing operated atthefre-
quency to=4c/u Attheedge oftheplates, theelectric field willhave arather
high magnitude opposite thedirection wewould expect. That istheterrible thing
thatcanhappen toacapacitor athighfrequencies. lfwe gotoveryhighfrequencies,
thedirection oftheelectric field oscillates back andforth many times aswego
outfrom thecenter ofthecapacitor. Also there arethemagnetic fields associated
with these electric fields. ltisnotsurprising thatourcapacitor doesn’t look like
theideal capacitance forhigh frequencies. Wemayeven start towonder whether
itlooks more likeacapacitor oraninductance Weshould emphasize thatthere
areeven more complicated effects thatwehave neglected which happen attheedges
ofthe capacitor. Forinstance, there willbearadiation ofwaves outpasttheedges,
sothefields areeven more complicated than theones wehave computed. butwe
willnotworry about those effects now.
Wecould trytofigure outanequivalent circuit forthecapacitor, butperhaps
itisbetter ifwejustadmit thatthecapacitor wehave designed forlow-frequency
fields isjustnolonger satisfactory when thefrequency istoohigh. lfwewant to
treat theoperation ofsuch anobject athigh frequencies, weshould abandon the
approximations toMaxwell’s equations that wehave made fortreating circuits
andreturn tothecomplete setofequations which describe completely thefields
inspace Instead ofdealing with idealized circuit elements, wehave todeal with
therealconductors asthey are,taking intoaccount allthefields inthespaces in
between. Forinstance, ifwewant aresonant circuit athigh frequencies wewill
nottrytodesign oneusing acoilandaparallel-plate capacitor.
Wehave already mentioned that theparallel-plate capacitor wehave been
analyzing hassome oftheaspects ofboth acapacitor andaninductance. With the
electric field there arecharges onthesurfaces oftheplates, andwith themagnetic
fields there areback emf’s. lsitpossible thatwealready have aresonant circuit?
Wedoindeed. Suppose wepick afrequency forwhich theelectric field pattern
fallstozeroatsome radius inside theedge ofthedisc; thatis,wechoose wa/c
greater than 2.405 Everywhere onacircle coaxial with theplates theelectric field
willbezero. Now suppose wetake athin metal sheet andcutastrip justwide
enough tofitbetween theplates ofthecapacitor. Then webend itintoacylinder
thatwillgoaround attheradius where theelectric field iszero Since there are
noelectric fields there, when weputthisconducting cylinder inplace, nocurrents
willflow init;andthere willbenochanges intheelectric andmagnetic fields. We
have been able toputadirect short circuit across thecapacitor without changing
anything. And look what wehave; wehave acomplete cylindrical canwith elec-
trical andmagnetic fields inside andnoconnection atalltotheoutside world
Thefields inside won’t change even ifwethrow away theedges oftheplates outside
ourcan,andalsothecapacitor leads. Allwehave leftisaclosed canwith electric
andmagnetic fields inside, asshown inFig.23—7(a). Theelectric fields areos-
cillating back andforth atthefrequency w—WhlCh, don’t forget, determined the
diameter ofthecan Theamplitude oftheoscillating Efieldvaries withthedistance
from theaxisofthecan,asshown inthegraph ofFig.23-"/(b). This curve isjust
thefirstarch oftheBessel function ofzero order. There isalsoamagnetic field
which goes incircles around theaxisandoscillates intime 90°outofphase with
theelectric field
Wecanalsowrite outaseries forthemagnetic field andplotit.asshown in
thegraph ofFig.23—7(c).
How isitthatwecanhave anelectric andmagnetic fieldinside acanwith no
external connections? Itisbecause theelectric andmagnetic fields maintain them-
selves: thechanging Emakes aBandthechanging Bmakes anE~all according
totheequations ofMaxwell. Themagnetic field hasaninductive aspect, andthe
electric field acapacitive aspect; together they make something likearesonant
circuit. Notice that theconditions wehave described would only happen ifthe
radius ofthecanisexactly 2.405 c/w. Foracanofagiven radius, theoscillating
electric andmagnetic fields willmaintain themselves—in thewaywehave described
23—7LINES OFB
——--—--——--—--1
O 0 -1- ®
,. .
O O Q ®
________§_-___mesore(0)
1:,/1“'-___—1
l-o-o8bu8
L_.....;>_-..
,-U’VID
2.405 c/wI’
CB9‘
1.0-
J?Q§I
F
Fig. 23—7. Theelectric andmagnetic
fields inonenclosed cylindrical con.
/‘T“{:>l*“feaflgc/\\
.0T'iTT_1l_ipt“J\7\lNPUT- >ee‘A >OUTPUTLOOP LOOP
Fig. 23-8. Coupling into and outof
aresonant cavity.
R-F
SIGNAL
GENERATOR
I
CAVITYDETECTOR€
AMPLIFIER
“Q
Fig. 23—9. Asetup forobserving the
cavity resonance.
ENT
I
I CURR
OUTPUT Aw=we/Q
§__YFrequency
Fig. 23—lO. Thefrequency response
curve ofaresonant cavity.—only atthatparticular frequency. Soacylindrical canofradius risresonant at
thefrequency C
wo=2.405 ;- (23.18)
Wehave saidthatthefields continue tooscillate inthesame wayafter thecan
iscompletely closed. That isnotexactly right. ltwould bepossible ifthewalls
ofthecanwere perfect conductors. Forarealcan, however, theoscillating cur-
rents which exist ontheinside walls ofthecanloseenergy because oftheresistance
ofthematerial. Theoscillations ofthefields willgradually dieaway. Wecansee
from Fig. 23-7 that there must bestrong currents associated with electric and
magnetic fields inside thecavity. Because thevertical electrical fieldstops suddenly
atthetopandbottom plates ofthecan, ithasalarge divergence there; sothere
must bepositive andnegative electric charges ontheinner surfaces ofthecan,as
shown inFig.23—7(a) When theelectric field reverses, thecharges must reverse
also. sothere must beanalternating current between thetopandbottom plates
ofthecan These charges willflow inthesides ofthecan,asshown inthefigure
Wecanalsoseethatthere must becurrents inthesides ofthecanbyconsidering
what happens tothemagnetic field Thegraph ofFig.23—7(c) tells usthatthe
magnetic field suddenly drops tozero attheedge ofthecan Such asudden change
inthemagnetic fieldcanhappen only ifthere isacurrent inthewall This current
iswhat gives thealternating electric charges onthetopandbottom plates ofthe
can.
You maybewondering about ourdiscovery ofcurrents inthevertical sides of
thecan What about ourearlier statement thatnothing would bechanged when we
introduced these vertical sides inaregion where theelectric field waszero" Re-
member, however, that when wefirst putinthesides ofthecan. thetopand
bottom plates extended outbeyond them, sothatthere were alsomagnetic fields
ontheoutside ofourcan Itwasonly when wethrew away theparts ofthe
capacitor plates beyond theedges ofthecanthatnetcurrents hadtoappear onthe
insides ofthevertical walls
Although theelectric andmagnetic fields inthecompletely enclosed canWlll
gradually dieaway because oftheenergy losses, wecanstop thisfrom happening
ifwemake alittle hole inthecanandputinalittle bitofelectrical energy tomake
upthelosses Wetakeasmall wire, poke itthrough theholeinthesideofthe can,
andfasten ittotheinside wallsothatitmakes asmall loop, asshown inFig23e8.
lfwenow connect thiswire toasource ofhigh-frequency altei nating current, this
current Wlllcouple energy into theelectric and magnetic fields ofthecavity and
keep theoscillations going. This willhappen, ofcourse, only iftlie frequency ofthe
driving source isattheresonant frequency ofthecan lftlie source isatthewrong
frequency, theelectric andmagnetic fields willnotresonate, andthefields inthe
canwillbevery weak.
Theresonant behavior caneasily beseen bymaking another small hole in
thecanandhooking inanother coupling loop, aswehave alsodrawn inFig.23~8.
The changing magnetic field through this loop will generate aninduced electro-
motive force intheloop. lfthisloop isnowconnected tosome external measuring
circuit. thecurrents willbeproportional tothestrength ofthefields inthecavity
Suppose wenow connect theinput loop ofourcavity toanRFsignal generator,
asshown inFig.23-9. Thesignal generator contains asource ofalternating current
whose frequency canbevaried byvarying theknob onthefront ofthegenerator.
Then weconnect theoutput loop ofthecavity toa“detector,” which isaninstru-
ment thatmeasures thecurrent froni theoutput loop. ltgives ameter reading pro-
portional tothiscurrent. lfwenow measure theoutput current asafunction of
thefrequency ofthesignal generator, wefindacurve likethatshown inFig23-10.
Theoutput current issmall forallfrequencies except those verynear thefrequency
w.,,which istheresonant frequency ofthe cavity. Theresonance curve isverymuch
likethose wedescribed inChapter 23ofVol. l.Thewidth oftheresonance is,
however, much narrower than weusually findforresonant circuits made ofinduc-
tances andcapacitors; thatis,theQofthecavity isvery high. ltisnotunusual
tofindQ‘sashigh as100,000 ormore iftheinside walls ofthecavity aremade of
some material with avery good conductivity, such assilver
23-8
23-4 Cavity modes
Suppose wenow trytocheck ourtheory bymaking measurements with an
actual can. Wetakeacanwhich isacylinder with adiameter of3.0inches anda
height ofabout 2.5inches. Thecanisfitted with aninput andoutput loop, as
shown inFig.23-8. lfwecalculate theresonant frequency expected forthiscan
according toEq(23.18), wegetthat fo=wo/211' =3010 megacycles When
wesetthefrequency ofoursignal generator near 3000 megacycles andvary it
slightly until wefind theresonance, weobserve that themaximum output current
occurs forafrequency of3050 megacycles, which isquite close tothepredicted
resonant frequency, butnotexactly thesame. There areseveral possible reasons
forthediscrepancy. Perhaps theresonant frequency ischanged alittle bitbecause
oftheholes wehave cuttoputinthecoupling loops. Alittle thought, however.
shows thattheholes should lower theresonant frequency alittle bit,sothatcannot
bethereason. Perhaps there issome slight error inthefrequency calibration ofthe
signal generator, orperhaps ourmeasurement ofthediameter ofthecavity isnot
accurate enough. Anyway, theagreement isfairly close.
Much more important issomething thathappens ifwevary thefrequency of
oursignal generator somewhat further from 3000 megacycles. When wedothat
wegettheresults shown inFig.23-11.Wefindthat, inaddition totheresonance
weexpected near 3000 megacycles. there isalsoaresonance near 3300 megacycles
andonenear 3820 megacycles. What dothese extra resonances mean? Wemight
getacluefrom Fig.23-6. Although wehave been assuming thatthefirstzero of
theBessel function occurs attheedge ofthecan, itcould alsobethatthesecond
zero oftheBessel function corresponds totheedge ofthecan, sothatthere isone
complete oscillation oftheelectric field aswemove from thecenter ofthecanout
totheedge, asshown inFig.23-12. Thisisanother possible mode fortheoscillating
fields. Weshould certainly expect thecantoresonate insuch amode. But
notice, thesecond zero oftheBessel function occurs atx=5.52, which isover
twice aslarge asthevalue atthefirstzero. Theresonant frequency ofthismode
should therefore behigher than 6000 megacycles. Wewould, nodoubt, findit
there, butitdoesn’t explain theresonance weobserve at3300.
Thetrouble isthatinouranalysis ofthebehavior ofaresonant cavity wehave
considered only onepossible geometric arrangement oftheelectric andmagnetic
fields. Wehave assumed thattheelectric fields arevertical andthatthemagnetic
fields lieinhorizontal circles. Butother fields arepossible. Theonly requirements
arethatthefields should satisfy Maxwell’s equations inside thecanandthatthe
electric fieldshould meet thewallatright angles. Wehave considered thecase in
which thetopandthebottom ofthecanarefiat,butthings would notbecompletely
different ifthetopandbottom were curved. lnfact, how isthecansupposed to
know which isitstopandbottom, andwhich areitssides? 1tis,infact, possible
toshow thatthere isamode ofoscillation ofthefields inside thecaninwhich the
electric fields gomore orlessacross thediameter ofthecan,asshown inFig.23-13.
ltisnottoohard tounderstand why thenatural frequency ofthismode
should benotvery diflcrent from thenatural frequency ofthefirstmode wehave
considered. Suppose thatinstead ofourcylindrical cavity wehadtaken acavity
which wasacube 3inches onaside. ltisclear thatthiscavity would have three
different modes, butallwith thesame frequency. Amode with theelectric field
going more orlessupanddown would certainly have thesame frequency asthe
mode inwhich theelectric field wasdirected right andleft lfwenow distort the
cube intoacylinder, wewillchange these frequencies somewhat. Wewould still
expect them nottobechanged toomuch, provided wekeep thedimensions ofthe
cavity more orlessthesame. Sothefrequency ofthemode ofFig.23-13 should
notbetoodifferent from themode ofFig.23-8. Wecould make adetailed cal-
culation ofthenatural frequency ofthemode shown inFig.23-13, butwewillnot
dothatnow. When thecalculations arecarried through, itisfound that, forthe
dimensions wehave assumed, theresonant frequency comes outveryclose tothe
observed resonance at3300 megacycles.
Bysimilar calculations itispossible toshow that there should bestillanother
mode attheother resonant frequency wefound near 3800 megacycles Forthis
23-9CLHRENT3050
5300
A sazo
ssbb 4066’
w/21r (filmnmu periocond)OUTPUT
Fig. 23-11. Observed resonant fre-
quencies ofacylindrical cavity.
(ci)
E
Eo
r=552c/ail
1
l\,\
— >
r
lb)
Fig. 23-12 Ahigher-frequency mode.
Fig. 23-13. Atransverse mode of
thecylindrical cavity.
$15‘
jQ
$
Fig. 23-14. Another mode ofacy-
lindrical cavity.mode, theelectric andmagnetic fields areasshown inFig.23-14. Theelectric
field does notbother togoallthewayacross thecavity 1tgoes from thesides to
theends, asshown.
Asyouwillprobably nowbelieve, ifwegohigher andhigher infrequency we
should expect tofindmore andmore resonances. There aremany difierent modes.‘
each ofwhich willhave adifferent resonant frequency corresponding tosome par-
ticular complicated arrangement oftheelectric andmagnetic fields. Each ofthese
fieldarrangements iscalled aresonant mode. Theresonance frequency ofeach mode
canbecalculated bysolving Maxwell’s equations fortheelectric and magnetic
fields inthecavity.
When wehave aresonance atsome particular frequency, how canweknow
which mode isbeing excited‘) One way istopoke alittle wire into thecavity
through asmall hole 1ftheelectric field isalong thewire, asinFig23-15(11),
there willberelatively large currents inthewire, sapping energy from thefields.
andtheresonance willbesuppressed. lftheelectric field isasshown inFig.
23-l5(b), thewire willhave amuch smaller effect. Wecould findwhich waythe
fieldpoints inthismode bybending theendofthewire, asshown inFig23-l5(c)
Then, aswerotate thewire, there will beabigeffect when theend ofthewire is
parallel toEand asmall etlect when itisiotated soastoheat90°toE.
eFig. 23-15. Ashort metal wire inserted into acavity willdisturb the
resonance much more when itisparallel toEthan when itisatright angles.
23-5 Cavities andresonant circuits
Although theresonant cavity wehave been desciibiiig seems tobequite
different from theordinary resonant circuit consisting ofaninductance anda
capacitor, thetworesonant systems are,ofcourse, closely related They areboth
members ofthesame family; they arejusttwoextreme cases ofelectromagnetic
resonators—and there aremany intermediate cases between these two extremes.
Suppose westart byconsidering theresonant circuit ofacapacitor inparallel with
aninductance, asshown inFig.23—l6(a). This circuit willresonate atthefrequency
ev.,=1/v’ZC. lfwewant toraise theresonant frequency ofthiscircuit. wecan
dosobylowering theinductance L.Onewayistodecrease thenumber ofturns in
thecoil. Wecan,however, goonly sofarinthisdirection. Eventually wewillget
down tothelastturn, andwewillhave justapiece ofwire joining thetopand
bottom plates ofthecondenser. Wecould raise theresonant frequency stillfurther
bymaking thecapacitance smaller; however, wecanalsocontinue todecrease the
inductance byputting several inductances inparallel Two one-turn inductances in
parallel willhave only halftheinductance ofeach turn. Sowhen ourinductance
hasbeen reduced toasingle turn, wecancontinue toraise theresonant frequency
byadding other single loops from thetopplate tothebottom plate ofthecondenser.
Forinstance, Fig 23—l6(b) shows thecondenser plates connected bysixsuch
“single-turn inductances.” lfwecontinue toaddmany such pieces ofwire, wecan
make thetransition tothecompletely enclosed resonant system shown inpart(c)
ofthefigure, which isadrawing ofthecross section ofacylindrically symmetrical
23-10
tines ora "i_"“_ 111111;
fl(___.Q___."},X\G Q) Q) ®
a ‘Q ___. ''
/\ I3hoo co®
l ’1 I 0,, C \ - ,'
ll: ft ' (1 \ 9 Q, ESorE ® ®
\ I ' |
_ 14—I—'—-I-1
lcll (bl (l
Fig. 23-16. Resonators ofprogressively higher resonant frequencies
object. Ourinductance isnow acylindrical hollow canattached totheedges of
thecondenser plates. Theelectric andmagnetic fields willbeasshown inthe
figure. Such anobject is,ofcourse, aresonant cavity. ltiscalled a“loaded” cavity.
Butwecanstillthink ofitasanL-Ccircuit inwhich thecapacity section isthe
region where wefind most oftheelectric field and theinductance section is
that region where wefindmost ofthemagnetic field.
Ifwewant tomake thefrequency oftheresonator inFig.23—l6(c) stillhigher,
wecandosobycontinuing todecrease theinductance L.Todothat, wemust
decrease thegeometric dimensions oftheinductance section, forexample by
decreasing thedimension liinthedrawing. As/1isdecreased, theresonant fre-
quency willbeincreased Eventually, ofcourse, wewillgettothesituation in
which theheight /1isjustequal totheseparation between thecondenser plates
Wethen have justacylindrical can, ourresonant circuit hasbecome thecavity
resonator ofFig.23-7.
You willnotice that intheoriginal L-Cresonant circuit ofFig. 23-16 the
electric andmagnetic fields arequite separate. Aswehave gradually modified the
resonant system tomake higher andhigher frequencies, themagnetic field hasbeen
brought closer andcloser totheelectric field until inthecavity resonator thetwo
arequite intermixed
Although thecavity resonators wehave talked about inthischapter have been
cylindrical cans, there isnothing magic about thecylindrical shape Acanofany
shape willhave resonant frequencies corresponding tovarious possible modes of
oscillations oftheelectric andmagnetic fields Forexample, the“cavity” shown
inFig23-17 willhave itsown particular setofresonant frequencies—although
they would berather difiicult tocalculate.
23-ll‘Q .2) ’O
/in-‘‘1.1.‘I1
C
i
Fig. 23-17. Another resonant cavity
24
Waveguides
24-1 Thetransmission line
lnthelastchapter westudied what happened tothelumped elements ofcircuits
when they were operated atvery high frequencies, andwewere ledtoseethata
resonant circuit could bereplaced byacavity with thefields resonating inside.
Another interesting technical problem istheconnection ofoneobject toanother,
sothatelectromagnetic energy canbetransmitted between them. Inlow-frequency
circuits theconnection ismade with wires. butthismethod doesn't work very well
athigh frequencies because thecircuits would radiate energy into allthespace
around them, anditishard tocontrol where theenergy willgo.Thefields spread
outaround thewires; thecurrents andvoltages arenot“guided” very well by
thewires. lnthischapter wewant tolook into theways that objects canbe
interconnected athigh frequencies Atleast, that’s oneway ofpresenting our
SUb_]€Ci.
Another wayistosaythatwehave been discussing thebehavior ofwaves in
freespace. Now itistime toseewhat happens when oscillating fields areconfined
inoneormore dimensions. Wewilldiscover theinteresting new phenomenon
when thefields areconfined inonly twodimensions andallowed togofreeinthe
third dimension, they propagate inwaves. These are“guided waves”—the subject
ofthischapter.
Webegin byworking outthegeneral theory ofthetransmission line. The
ordinary power transmission linethatruns from tower totower over thecountry-
sideradiates away some ofitspower. butthepower frequencies (50-60 cycles/sec)
aresolowthatthislossisnotserious. Theradiation could bestopped bysurround-
ingthelinewith ametal pipe, butthismethod would notbepractical forpower
lines because thevoltages andcurrents used would require averylarge, expensive,
andheavy pipe. Sosimple “open lines" areused.
Forsomewhat higher frequencies—say afewkilocycles~radiation canal-
ready beserious However. itcanbereduced byusing “twisted-pair” transmission
lines. asisdone forshort-run telephone connections. Athigher frequencies, how-
ever, theradiation soon becomes intolerable, either because ofpower losses or
because theenergy appears inother circuits where itisn’twanted Forfrequencies
from afewkilocycles tosome hundreds ofmegacycles. electromagnetic signals
andpower areusually transmitted viacoaxial lines consisting ofawire inside a
cylindrical “outer conductor” or“shield "Although thefollowing treatment will
apply toatransmission lineoftwoparallel conductors ofanyshape, wewillcarry
itoutreferring toacoaxial line.
Wetake thesimplest coaxial linethathasacentral conductor, which wesup-
pose isathin hollow cylinder, andanouter conductor which isanother thin
cylinder onthesame axisastheinner conductor, asinFig.24-1 Webegin by
figuring outapproximately how thelinebehaves atrelatively low frequencies
Wehave already described some ofthelow-frequency behavior when wesaid
earlier that twosuch conductors hadacertain amount ofinductance perunit
length oracertain capacity perunitlength. Wecan, infact, describe thelow-
frequency behavior ofanytransmission linebygiving itsinductance perunit
length, L1,anditscapacity perunitlength, C0. Then wecananalyze thelineas
thelimiting case oftheL-Cfilter asdiscussed inSection 22—6. Wecanmake a
filter which imitates thelinebytaking small series elements L(,Ax andsmall
shunt capacities C0Ax,where Axisanelement oflength oftheline. Using our
results fortheinfinite filter. weseethatthere would beapropagation ofelectric
24-124~l Thetransmission line
24-2 Therectangular waveguide
24-3 The cutoff frequency
24-4 Thespeed oftheguided waves
24-5 Observing guided waves
24-6 Waveguide plumbing
24-7 Waveguide modes
24-8 Another wayoflooking atthe
guided waves
i\§?%§;111ij;
Fig. 24-1. Acocixiciltronsmissionline.
WIREI El IE1“)E.
/5t\V(x)i IV(x+Ax)
WIRE2 \} _
x x+Ax
Fig. 24-2. The currents and voltages
ofcitransmission line.signals along theline. Rather than following that approach, however, wewould
now rather look atthelinefrom thepoint ofview ofadliT€I‘€Il[l21l equation.
Suppose that weseewhat happens attwo neighboring points along the
transmission line, sayatthedistances xandx+Axfrom thebeginning ofthe
line. Let’s callthevoltage difference between thetwoconductors V(x). andthe
current along the“hot” conductor I(x)(seeFig.24-2). Ifthecurrent intheline
isvarying, theinductance willgiveusavoltage drop across thesmall section of
linefrom xtox+Axintheamount
AV=V(x+Ax)—V(x) =—-L0Axg€-
Or,taking thelimit asAx->0,weget
6V 615=—L0at (24.1)
Thechanging current gives agradient ofthevoltage.
Referring again tothefigure, ifthevoltage atxischanging. there must be
some charge supplied tothecapacity inthatregion. Ifwetake thesmall piece of
linebetween xandx+Ax,thecharge onitisq—C0AxV.Thetime rate-of-
change ofthischarge isC0Axa'V/dt. butthecharge changes only ifthecurrent
I(x)intotheelement isdifierent from thecurrent I(x+Ax)out. Calling thedifier-
ence AI,wehave
dVAI = —COAX -dt
Taking thelimit asAx—>0,weget
61 6V5}-—C0 -97- (24.2)
Sotheconservation ofcharge implies thatthegradient ofthecurrent ispropor-
tional tothetime rate-of-change ofthevoltage.
Equations (24.1) and(24.2) arethen thebasic equations ofatransmission
line. Ifwewish, wecould modify them toinclude theeffects ofresistance inthe
conductors orofleakage ofcharge through theinsulation between theconductors,
butforourpresent discussion wewilljuststaywith thesimple example.
Thetwotransmission lineequations canbecombined by(l1lT€l'6l"ltl2lt1f1g one
with respect totandtheother with respect toxandeliminating either VorI.
Then wehave either
62V 62V
or
2
6-5=COLD 6x2 (244)
Once more werecognize thewave equation inx.Forauniform transmission
line, thevoltage (and current) propagates along thelineasawave. Thevoltage
along thelinemust beoftheform V(x, 1)=f(x —vt)orV(x, r)=g(x+wt).
orasum ofboth. Now what isthevelocity It?Weknow thatthecoefiicient of
the62/612 term isjust1/02, so
1»= (24.5)
\/LOCO
Wewillleave itforyoutoshow that thevoltage foreach wave inalineis
proportional tothecurrent ofthatwave andthattheconstant ofproportionality
isjust thecharacteristic impedance 20.Calling V+and1+thevoltage andcurrent
forawave going intheplusx-direction, youshould get
V+ = 201+.
24-2
Similary, forthewave going toward minus xtherelation is
V_. : _'ZOI_.
Thecharacteristic impedance-—as wefound outfrom ourfilter equations-is
given by
_ll-0 Z0 — G 1
andis,therefore, apure resistance.
Tofind thepropagation speed 1'andthecharacteristic impedance 20ofa
transmission line, wehave toknow theinductance andcapacity perunit length.
Wecancalculate them easily foracoaxial cable, sowewillseehowthatgoes. For
theinductance wefollow theideas ofSection 17-8, andset%LI2 equal tothemag-
netic energy which wegetbyintegrating e,,c2B2/2 over thevolume. Suppose
thatthecentral conductor carries thecurrent I;then weknow thatB=I/21re0c2r,
where risthedistance from theaxis. Taking asavolume element acylindrical
shell ofthickness drandoflength I,wehave forthemagnetic energy
U=ei-8/b —L)2lZ1rrdr2,,,21re0c2r ’
where aandbaretheradii oftheinner andouter conductors, respectively. Carry-
ingouttheintegral, weget
2II b
Setting theenergy equal to%LI2, wefind
l b
Itis.asitshould be,proportional tothelength loftheline,sotheinductance per
unitlength L0is
_lytb/11)L0_2;-6~0c_; - (24.10)
Wehave worked outthecharge onacylindrical condenser (seeSection 12-2)
Now, dividing thecharge bythepotential difiference, weget
21re0l
C ln(b/a)
Thecapacity perunitlength C0isC/I. Combining thisresult with Eq.(24.10),
weseethat theproduct LOCO isjustequal to1/c2. sov=1/\/LOCO isequal
toc.Thewave travels down thelinewith thespeed oflight. Wepoint outthatthis
result depends onourassumptions: (a)thatthere arenodielectrics ormagnetic
materials inthespace between theconductors, and(b)thatthecurrents areallon
thesurfaces oftheconductors (asthey Would beforperfect conductors). Wewill
seelater that forgood conductors athigh frequencies, allcurrents distribute
themselves onthesurfaces asthey would foraperfect conductor, sothisassump-
tionisthen valid.
Now itisinteresting thatsolong asassumptions (a)and(b)arecorrect, the
product L()C() isequal to1/c2 foranyparallel pairofconductors—even, say,fora
hexagonal inner conductor anywhere inside anelliptical outer conductor. Solong
asthecross section isconstant andthespace between hasnomaterial, waves are
propagated atthevelocity oflight.
Nosuch general statement canbemade about thecharacteristic impedance.
Forthecoaxial line, itis
In(b/a)ZQ = '
24-3
ll)‘\\
-—-->‘<
/
\’,,-x\ _,
\
\\ \\
\
\
\
\
\
\\
\
\Z
Fig. 24-3. Coordinates chosen for
therectangular waveguide.
°*1
Tl15 l,(0) x
5
m a T
Fig. 24-4. The electric field inthe
waveguide atsome value ofz.
‘lillfltlifiillitlil Q’! (0)
Agy
>
Z/\-i/\
Fig. 24-5. Thez-dependence ofthe
field intheWGveguide_Thefactor I/soc hasthedimensions ofaresistance andisequal tol201r ohms.
Thegeometric factor ln(b/a) depends only logarithmically onthedimensions, so
forthecoaxial line—and most lines—the characteristic impedance hastypical
values offrom 50ohms orsotoafewhundred ohms.
24-2 Therectangular waveguide
Thenext thing wewant totalkabout seems, atfirstsight, tobeastriking
phenomenon: ifthecentral conductor isremoved from thecoaxial line, itcanstill
carry electromagnetic power. Inother words, athigh enough frequencies ahollow
tube willwork justaswellasonewith wires. Itisrelated tothemysterious wayin
which aresonant circuit ofacondenser andinductance getsreplaced bynothing
butacanathigh frequencies.
Although itmay seem tobearemarkable thing when onehasbeen thinking
interms ofatransmission lineasadistributed inductance andcapacity, weall
know that electromagnetic waves cantravel along inside ahollow metal pipe.
Ifthepipe isstraight, wecanseethrough it!Socertainly electromagnetic waves
gothrough apipe. Butwealsoknow thatitisnotpossible totransmit low-fre-
quency waves (power ortelephone) through theinside ofasingle metal pipe. So
itmust bethatelectromagnetic waves willgothrough iftheir wavelength isshort
enough. Therefore wewant todiscuss thelimiting caseofthelongest wavelength
(orthelowest frequency) thatcangetthrough apipe ofagiven size. Since the
pipe isthen being used tocarry waves, itiscalled awaveguide.
Wewillbegin with arectangular pipe, because itisthesimplest case to
analyze. Wewillfirstgiveamathematical treatment andcome back later tolook
attheproblem inamuch more elementary Way. Themore elementary approach.
however, canbeapplied easily only toarectangular guide. Thebasic phenomena
arethesame forageneral guide ofarbitrary shape, sothemathematical argument
isfundamentally more sound.
Ourproblem, then, istofindwhat kindofwaves canexistinside arectangular
pipe. Let’s firstchoose some convenient coordinates: wetake thez-axis along the
length ofthepipe, andthex-andy-axes parallel tothetwosides, asshown in
Fig.24-3.
Weknow that when light waves godown thepipe, they have atransverse
electric field; sosuppose Welook firstforsolutions inwhich Eisperpendicular to
z,saywith only ay-component, E,,.This electric field willhave some variation
across theguide; infact,itmust gotozeroatthesides parallel tothey-axis, because
thecurrents andcharges inaconductor always adjust themselves sothatthere is
notangential component oftheelectric field atthesurface ofaconductor. So
E,willvary with xinsome arch, asshown inFig.24-4. Perhaps itistheBessel
function wefound foracavity? No,because theBessel function hastodowith
cylindrical geometries. Forarectangular geometry, waves areusually simple
harmonic functions, soweshould trysomething likesinkzx.
Since wewant waves that propagate down theguide, weexpect thefield to
alternate between positive andnegative values aswegoalong in2,asinFig.24-5,
andthese oscillations willtravel along theguide with some velocity I’.Ifwehave
oscillations atsome definite frequency w,wewould guess thatthewave might vary
with zlikeCOS(wt —kzz), ortousethemore convenient mathematical form.
likee"(“"""/’>. This z-dependence represents awave travelling with thespeed
v=to/kz (seeChapter 29,Vol. I).
Sowemight guess that thewave intheguide would have thefollowing
mathematical form:
@=mmmWH@ mm
‘Let’s seewhether thisguess satisfies thecorrect field equations. First. the
electric field should have notangential components attheconductors. Ourfield
satisfies thisrequirement; itisperpendicular tothetopandbottom faces andis
zero atthetwosidefaces. Well, itisifwechoose k,sothatone-half acycle of
24-4
sinl<,xj'ust fitsinthewidth oftheguide—that is,if
kxa=1r. (24.13)
There areother possibilities, likekxa=21r,31r,...,or,ingeneral,
kxa =n1r, (2414)
where nisanyinteger. These represent various complicated arrangements ofthe
field, butfornow let’s take only thesimplest one, where k,=11-/a, where ais
thewidth oftheinside oftheguide.
Next, thedivergence ofEmust bezero inthefreespace inside theguide,
since there arenocharges there. OurEhasonly ay-component, anditdoesn’t
change with y,sowedohave thatV-E=0.
Finally. ourelectric field must agree with therestofMaxwell’s equations in
thefreespace inside theguide. That isthesame thing assaying that itmust
satisfy thewave equation
0215,, a2E,, @215, 162E _> ___ __% _ i :
6x2 +dyz +622 c2012 0' (2415)
Wehave toseewhether ourguess, Eq.(24.12), willwork. Thesecond derivative of
E,,with respect toxisjust —k§E,, Thesecond derivative with respect toyis
zero. since nothing depends onv.Thesecond derivative withrespect tozis—kfE,,,
andthesecond derivative with respect totis-w2E,,. Equation (24.15) then says
that
2
/<55,+kiis,-2%E,=0.
Unless E,,iszeroeverywhere (which isnotveryinteresting), thisequation iscorrect
if
2 2_0->2__k,+k, E;-0. (24.16)
Wehave already fixed /<,,sothisequation tellsusthatthere canbewaves ofthe
type wehave assumed ifkzisrelated tothefrequency tosothat Eq.(2416)is
satisfied—in other words, if
k,=\/(L02/C2) ~(7l'2/(12). (24.17)
Thewaves wehave described arepropagated inthez-direction with thisvalue Ofkz
Thewave number kzwegetfrom Eq.(24.17) tellsus,foragiven frequency w.
thespeed with which thenodes ofthewave propagate down theguide. The
phase velocity is
11= (24.18)
You willremember that thewavelength Aofatravelling wave isgiven by
A=21rv/w, sok,isalsoequal to211-/)\,,, where >\,,isthewavelength oftheoscilla-
tions along thez-direction—the “guide wavelength." Thewavelength intheguide
isdifferent ,ofcourse, from thefree-space wavelength ofelectromagnetic waves
ofthesame frequency. Ifwecallthefree-space wavelength X0,which isequal to
21rc/w, wecanwrite Eq.(24.17) as
M=_-__-. (24.19)A”vi-or./we
Besides theelectric fields there aremagnetic fields that willtravel with the
wave. butwewillnotbother towork outanexpression forthem right now. Since
c2V XB=6E/6!, thelines ofBwillcirculate around theregions inwhich
6E/61 islargest, thatis,halfway between themaximum andminimum ofE.The
loops ofBwilllieparallel tothexz-plane andbetween thecrests andtroughs of
E,asshown inFig.24-6.
24-5Y
11E,
1B\-—-- x
\
)’°"~ \.l)ls
gs‘
l1I1l,:'z__/
MAX
\
Z
Fig. 24-6. Themagnetic field inthe
waveguide.
I 1 1*).
O O 20 Cl Z
F T
Fig. 24-7. The variation ofEywith
zforto<<w¢.24-3 Thecutoif frequency
Insolving Eq.(24.16) forkz,there should really betworoots—one plusand
oneminus. Weshould write
kz=i\/((112/c2) ——(tr?/a2). (24.20)
Thetwosigns simply mean thatthere canbewaves which propagate with anega-
tivephase velocity (toward -2), aswellaswaves which propagate inthepositive
direction intheguide. Naturally, itshould bepossible forwaves togoineither
direction. Since both types ofwaves canbepresent atthesame time, there willbe
thepossibility ofstanding-wave solutions.
Ourequation forkzalsotellsusthathigher frequencies givelarger values of
kl,andtherefore smaller wavelengths, until inthelimit oflarge co,kbecomes
equal tow/c, which isthevalue wewould expect forwaves infreespace. The
light we“see” through apipestilltravels atthespeed c.Butnownotice thatifwe
gotoward lowfrequencies, something strange happens. Atfirstthewavelength
getslonger andlonger, butifcugetstoosmall thequantity inside thesquare root
ofEq.(24.20) suddenly becomes negative. This willhappen assoon aswgetsto
belessthan rrc/a——or when A0becomes greater than 2a.Inother words, when
thefrequency getssmaller than acertain critical frequency to,=rrc/a, thewave
number kg(and also Ag)becomes imaginary andwehaven’t gotasolution any
more. Ordowe? Who saidthatk,hastobereal? What ifitdoes come out
imaginary? Ourfield equations arestillsatisfied. Perhaps animaginary kcalso
represents awave.
Suppose wZSlessthan wc;then wecanwrite
k,==*=1'k’, (24.21)
where k’isapositive realnumber:
k’=\/(7T2/dz) -(£02/C2). (24.22)
Ifwenow goback toourexpression, Eq.(24.12), forE,,,wehave
E,=E0sin1<,,><t»“‘“""’°"’, (24.23)
which wecanwrite as
E,=E0sin/<,xe*"'=e“"‘. (24.24)
This expression gives anE-field that oscillates with time ase“”‘butwhich
varies with zasei"". Itdecreases orincreases with zsmoothly asarealexponent-
ialInourderivation wedidn’t worry about thesources thatstarted thewaves.
butthere must, ofcourse, beasource someplace intheguide. Thesignthatgoes
with k’must betheonethat makes thefield decrease with increasing distance
from thesource ofthewaves.
Soforfrequencies below we=rrc/a, waves donotpropagate down theguide;
theoscillating fields penetrate intotheguide only adistance oftheorder of1/k’.
Forthisreason, thefrequency weiscalled the“cutoff frequency” oftheguide.
Looking atEq.(2422),weseethatforfrequencies justalittle below 0.1,,thenum-
berk’issmall andthefields canpenetrate along distance intotheguide. Butif
(1)ismuch lessthan wc,theexponential coefficient k’isequal to1r/aandthefield
diesoffextremely rapidly, asshown inFig.24-7. Thefielddecreases byl/einthe
distance a/1r, orinonly about one-third oftheguide width. Thefields penetrate
very little distance from thesource.
Wewant toemphasize aninteresting feature ofouranalysis oftheguided
waves—the appearance oftheimaginary wave number kz.Normally, ifwesolve
anequation inphysics andgetanimaginary number, itdoesn’t mean anything
physical. Forwaves, however, animaginary wave number does mean something.
Thewave equation isstillsatisfied; itonly means that thesolution gives expo-
nentially decreasing fields instead ofpropagating waves. Soinanywave problem
where kbecomes imaginary forsome frequency, itmeans thattheform ofthewave
changes—the sinewave changes intoanexponential.
24-6
24-4 Thespeed oftheguided waves
Thewave velocity wehave used above isthephase velocity, which isthespeed
ofanode ofthewave; itisafunction offrequency. Ifwecombine Eqs.(24.17)
and(24.18), wecanwrite
C
vat...= . (24.25)
Forfrequencies above cutoff—where travelling waves exist—wc/to islessthan one,
andv,,h,,5,. isrealandgreater than thespeed oflight. Wehave already seen in
Chapter 48ofVol. Ithatphase velocities greater than light arepossible, because it
isjust thenodes ofthewave which aremoving andnotenergy orinformation. In
order toknow how fastsignals willtravel, wehave tocalculate thespeed ofpulses
ormodulations made bytheinterference ofawave ofonefrequency with oneor
more waves ofslightly different frequencies (seeChapter 48.Vol. I).Wehave
called thespeed oftheenvelope ofsuch agroup ofwaves thegroup velocity: itis
notw/kbutdw/dk:
d1i,,,,,,,,,=E‘:. (24.26)
Taking thederivative ofEq.(24.17) with respect towandinverting togetdw/dk.
wefindthat
vgmup =c\/l —(we/w)2, (24.27)
which islessthan thespeed oflight.
Thegeometric mean ofvp;,,,,,,, andi'g,,,,,,, isjustc,thespeed oflight:
vphasevgroup =02. (24.28)
This iscurious, because wehave seen asimilar relation inquantum mechanics.
Foraparticle with anyvelocity—even relativistic—the momentum pandenergy
Uarerelated by
U2=p2c2 +m2c"‘. (24.29)
Butinquantum mechanics theenergy ishw.andthemomentum isfi/7t. which is
equal tohk;soEq.(24.29) canbewritten
(U2 n»l2c2
2'5 =k2 +7? s
or
k=\/(L02/C2) -(m2c2/h2), (24.31)
which looks very much likeEq.(24.17) ...Interesting!
Thegroup velocity ofthewaves isalsothespeed atwhich energy istransported
along theguide. Ifwewant tofindtheenergy fiow down theguide, wecangetit
from theenergy density times thegroup velocity. Iftheroot mean square electric
field isE0,then theaverage density ofelectric energy ise(,E§/2. There isalso
some energy associated with themagnetic field. Wewillnotprove ithere, butin
anycavity orguide themagnetic andelectric energies areequal, sothetotal
electromagnetic energy density ise0E§. Thepower dU/dr transmitted bytheguide
isthen
dU-‘-5=¢,,E§ab1»,,,,,,,. (24.32)
(Wewillseelater another. more general wayofgetting theenergy flow.)
24-5 Observing guided waves
Energy canbecoupled intoawaveguide bysome kind ofan“antenna.” For
example, alittle vertical wire or“stub” willdo.Thepresence oftheguided waves
canbeobserved bypicking upsome oftheelectromagnetic energy with alittle
receiving “antenna,” which again canbealittle stub ofwire orasmall loop.
24-7
Fig 24-8 Awaveguide with adriv-
ingstub andapickup probe _FROMSIGNAL /to DETECTOR
GENERATOR ,-f\ /I
<—I-p
<—i—1\
I
1\\\
\ _
Illl1llll111
._.__1__\\\'\I\ 11P_
/
X
/
InFig.24-8, weshow aguide with some cutaways toshow adriving stub anda
pickup “probe”. Thedriving stub canbeconnected toasignal generator viaa
coaxial cable, andthepickup probe canbeconnected byasimilar cable toa
detector. Itisusually convenient toinsert thepickup probe viaalong thinslot
intheguide, asshown inFig.24-8. Then theprobe canbemoved back andforth
along theguide tosample thefields atvarious positions.
Ifthesignal generator issetatsome frequency 0.1greater than thecutoff
frequency w,,there willbewaves propagated down theguide from thedriving
stub. These willbetheonly waves present iftheguide isinfinitely long, which
caneffectively bearranged byterminating theguide with acarefully designed
absorber insuch awaythatthere arenoreflections from thefarend. Then, since
thedetector measures thetime average ofthefields near theprobe, itwillpick
upasignal which isindependent oftheposition along theguide; itsoutput will
beproportional tothepower being transmitted.
Ifnow thefarendoftheguide isfinished offinsome waythatproduces a
reflected wave—as anextreme example, ifweclosed itoffwithametal plate—there
willbeareflected wave inaddition totheoriginal forward wave. These twowaves
willinterfere andproduce astanding wave intheguide similar tothestanding
waves onastring which wediscussed inChapter 49ofVol. I.Then, asthepickup
probe ismoved along theline, thedetector reading willriseandfallperiodically.
showing amaximum inthefields ateach loop ofthe standing wave andaminimum
ateach node Thedistance between twosuccessive nodes (orloops) isjust>\,,/2.
This gives aconvenient wayofmeasuring theguide wavelength. Ifthefrequency
isnow moved closer to0.1,,thedistances between nodes increase. showing thatthe
guide wavelength increases aspredicted byEq.(24.19).
Suppose now thesignal generator issetatafrequency just alittle below (ac
Then thedetector output willdecrease gradually asthepickup probe ismoved
down theguide Ifthefrequency issetsomewhat lower, thefield strength will
fallrapidly, following thecurve ofFig. 24-7. andshowing that waves arenot
propagated.
24-6 Waveguide plumbing
Animportant practical useofwaveguides isforthetransmission ofhigh-
frequency power, as,forexample, incoupling thehigh-frequency oscillator or
output amplifier ofaradar settoanantenna. Infact, theantenna itself usually
consists ofaparabolic reflector fedatitsfocus byawaveguide flared outatthe
endtomake a“horn” thatradiates thewaves coming along theguide. Although
high frequencies canbetransmitted along acoaxial cable, awaveguide isbetter
fortransmitting large amounts ofpower. First. themaximum power thatcanbe
transmitted along alineislimited bythebreakdown oftheinsulation (solid orgas)
between theconductors. Foragiven amount ofpower, thefield strengths ina
guide areusually lessthan they areinacoaxial cable, sohigher powers canbe
transmitted before breakdown occurs. Second, thepower losses inthecoaxial cable
areusually greater than inawaveguide. Inacoaxial cable there must beinsulating
material tosupport thecentral conductor, and there isanenergy loss inthis
material—particularly athigh frequencies. Also, thecurrent densities onthe
central conductor arequite high, andsince thelosses goasthe.)(]Li(I/(5 ofthecurrent
density, thelower currents that appear onthewalls oftheguide result inlower
24-8
~51‘:
/O
RESONANT
FLANGE CAVITY
GUIDE
\b
Fig. 24-9. Sections ofwaveguide connected Fig. 24-lO. AlOW-lOss connection between
with flanges. twosections ofwaveguide.
energy losses. Tokeep these losses toaminimum, theinner surfaces oftheguide
areoften plated withamaterial ofhigh conductivity, such assilver.
The problem ofconnecting a“circuit” with waveguides isquite diflerent
from thecorresponding circuit problem atlowfrequencies, andisusually called
microwave “plumbing.” Many special devices have been developed forthepur-
pose. Forinstance, twosections ofwaveguide areusually connected together by
means offlanges, ascanbeseen inFig.24-9. Such connections can, however.
cause serious energy losses, because thesurface currents must flowacross thejoint
which may have arelatively high resistance. One waytoavoid such losses isto
make theflanges asshown inthecross section drawn inFig.24-10. Asmall space
isleftbetween theadjacent sections oftheguide, andagroove iscutinthefaceof
oneoftheflanges tomake asmall cavity ofthetype shown inFig.23-l6(c) The
dimensions arechosen sothatthiscavity isresonant atthefrequency being used
This resonant cavity presents ahigh “impedance” tothecurrents, sorelatively
little current flows across themetallic joints (atainFig.24-10). Thehigh guide
currents simply charge anddischarge the“capacity” ofthegap(atbinthefigure),
where there islittledissipation ofenergy.
Suppose youwant tostop awaveguide inawaythatwon’t result inreflected
waves. Then youmust putsomething attheendthatimitates aninfinite length of
guide. You need a“termination” which actsfortheguide likethecharacteristic
impedance does foratransmission line-—something thatabsorbs thearriving waves
without making reflections. Then theguide willactasthough itwent onforever
Such terminations aremade byputting inside theguide some wedges ofresistance
material carefully designed toabsorb thewave energy while generating almost
noreflected waves.
Ifyouwant toconnect three things together—for instance, onesource to
twodifferent antennas—then youcanusea“T”liketheoneshown inFig24-ll.
Power fedinatthecenter section ofthe“T"willbesplit andgooutthetwoside
arms (and there mayalsobesome reflected waves). Youcanseequalitatively from
thesketches inFig.24-12 thatthefields would spread outwhen they gettothe
endoftheinput section andmake electric fields thatwillstart waves going outthe
twoarms. Depending onwhether electric fields intheguide areparallel orper-
pendicular tothe“top” ofthe“T,” thefields atthejunction would beroughly
asshown in(a)or(b)ofFig.24-12.
Finally, wewould liketodescribe adevice called an“unidirectional coupler,"
which isvery useful fortelling what isgoing onafter youhave connected acompli-
cated arrangement ofwaveguides. Suppose youwant toknow which waythe
waves aregoing inaparticular section ofguide-you might bewondering, for
instance, whether ornotthere isastrong reflected wave. The unidirectional
coupler takes outasmall fraction ofthepower ofaguide ifthere isawave going
oneway, butnone ifthewave isgoing theother way. Byconnecting theoutput
ofthecoupler toadetector, youcanmeasure the“one-way” power intheguide
24-9Fig. 24-1 l.Awaveguide "T." (The
flanges have plastic endcaps tokeep the
inside clean while the"T"isnotbeing
used.)
E
<——-— ————>
V V
lv
(<1)
E
o oooO6 oo
tlzillf
Fig. 24-l2. The electric fields ina
waveguide "T" fortwo possible field
orientations.
0 /%>‘
//// TT90
o F5,/\ %\./ 4. A C\ \ D4:74
° \_ W\\_
AK :?4-;‘q
B.
/
O///
Fig 24-l 3. Aunidirectional coupler.
Ar
(0) "
Eyt
>
X
(bl
Fig. 24-14. Another possible varia
tionofE,with x.Figure 24-13 isadrawing ofaunidirectional coupler; apiece ofwaveguide
ABhasanother piece ofwaveguide CDsoldered toitalong oneface. Theguide
CDiscurved away sothatthere isroom fortheconnecting flanges. Before the
guides aresoldered together, two(ormore) holes have been drilled ineach guide
(matching each other) sothat some ofthefields inthemain guide ABcanbe
coupled intothesecondary guide CD. Each oftheholes actslikealittle antenna
thatproduces awave inthesecondary guide. Ifthere were only onehole, waves
would besentinboth directions andwould bethesame nomatter which waythe
wave wasgoing intheprimary guide. Butwhen there aretwoholes with asepara-
tionspace equal toone-quarter oftheguide wavelength, theywillmake twosources
90°outofphase Doyouremember thatweconsidered inChapter 29ofVollthe
interference ofthewaves from twoantennas spaced A/4apart andexcited 90°
outofphase intime? Wefound thatthewaves subtract inonedirection andadd
intheopposite direction Thesame thing willhappen here. Thewave produced
intheguide CDwillbegoing inthesame direction asthewave inAB.
Ifthewave intheprimary guide istravelling from Atoward B,there willbe
awave attheoutput Dofthesecondary guide. Ifthewave intheprimary guide
goes from Btoward A,there willbeawave going toward theendCofthe secondary
guide. This endisequipped with atermination. sothatthiswave 1Sabsorbed and
there isnowave attheoutput ofthecoupler
24-7 Waveguide modes
Thewave wehave chosen toanalyze isaspecial solution ofthe fieldequations.
There aremany more. Each solution iscalled awaveguide “mode ”Forexample,
ourx-dependence ofthefield wasjust one-half acycle ofasinewave. There isan
equally good solution with afullcycle, then thevariation ofE,,with xisasshown
inFig24-14 Thek,forsuch amode istwice aslarge, sothecutoff frequency is
much higher. Also, inthewave westudied Ehasonly ay-component, butthere
areother modes with more complicated electric fields. Iftheelectric field has
components only inxandy—so that thetotal electric field isalways attight
angles tothe2-direction—-the mode iscalled a“transverse electric” (orTE)mode.
Themagnetic field ofsuch modes willalways have az-component. Itturns out
thatifEhasacomponent inthez-direction (along thedirection ofpropagation).
then themagnetic field willalways have only transverse components. Sosuch
fields arecalled transverse magnetic (TM) modes. Forarectangular guide, all
theother modes have ahigher cutoff frequency than thesimple TEmode wehave
described. Itis,therefore, poss1ble—and usual-—to useaguide with afrequency
justabove thecutolf forthislowest mode butbelow thecutofl frequency forall
theothers, sothatjust theonemode ispropagated. Otherwise. thebehavior gets
complicated anddiflicult tocontrol.
24-8 Another wayoflooking attheguided waves
Wewant now toshow youanother wayofunderstanding why awaveguide
attenuates thefields rapidly forfrequencies below thecutolf frequency (0,.Then
you will have amore “physical” idea ofwhy thebehavior changes sodrastically
between lowandhigh frequencies Wecandothisfortherectangular guide by
analyzing thefields interms ofreflections—or images—in thewalls oftheguide.
Theapproach only works forrectangular guides, however, that’s whywestarted
with themore mathematical analysis which works, inprinciple. forguides ofany
shape.
Forthemode wehave described. thevertical dimension (iny)hadnoeffect,
sowecanignore thetopandbottom oftheguide andimagine thattheguide is
extended indefinitely inthevertical direction. Weimagine then that theguide
justconsists oftwovertical plates with theseparation u.
Let’s saythatthesource ofthefields isavertical wire placed inthemiddle of
theguide, with thewire carrying acurrent that oscillates atthefrequency 0:.
Intheabsence oftheguide walls such awire would radiate cylindrical waves
24-10
Now weconsider thattheguide walls areperfect conductors. Then, justasin
electrostatics, theconditions atthesurface willbecorrect ifweaddtothefield of
thewire thefield ofoneormore suitable image wires. Theimage ideaworks just
aswellforelectrodynamics asitdoes forelectrostatics, provided, ofcourse, that
wealso include theretardations. Weknow that istrue because wehave often
seenamirror producing animage ofalight source. And amirror isjusta“perfect”
conductor forelectromagnetic waves with optical frequencies.
Now let'stake ahorizontal cross section, asshown inFig.24-15, where W1
andW2arethetwoguide walls andS0isthesource wire. Wecallthedirection of
thecurrent inthewirepositive. Now ifthere were only onewall, sayW1,wecould
remove itifweplaced animage source (with opposite polarity) attheposition
marked S1.Butwith both walls inplace there willalsobeanimage ofS0inthe
wall W2,which weshow astheimage S2.This source, too,willhave animage in
W1,which wecallS3.Now both S1andS3willhave images inW2atthepositions
marked S4andS6,andsoon. Forourtwoplane conductors with thesource
halfway between, thefields arethesame asthose produced byaninfinite lineof
sources, allseparated bythedistance a.(Itis,infactjustwhat youwould seeif
youlooked atawire placed halfway between twoparallel mirrors.) Forthefields
tobezero atthewalls, thepolarity ofthecurrents intheimages must alternate
from oneimage tothenext. Inother words, they oscillate 180° outofphase.
Thewaveguide field is,then, justthesuperposition ofthefields ofsuch aninfinite
setoflinesources.
Weknow thatifweareclose tothesources, thefield isvery much likethe
static fields. Weconsidered inSection 7-5thestatic field ofagridoflinesources
andfound thatitislikethefield ofacharged plate except forterms thatdecrease
exponentially with thedistance from thegrid. Here theaverage source strength
iszero, because thesignalternates from onesource tothenext. Any fields which
exist should falloffexponentially with distance. Close tothesource, weseethe
field mainly ofthenearest source; atlarge distances, many sources contribute and
their average effect iszero. Sonowweseewhythewaveguide below cutoff fre-
quency gives anexponentially decreasing field. Atlowfrequencies, inparticular,
thestatic approximation isgood, anditpredicts arapid attenuation ofthefields
with distance.
Now wearefaced with theopposite question: Why arewaves propagated
atall? That isthemysterious part! Thereason isthatathigh frequencies the
retardation ofthefields canintroduce additional changes inphase which cancause
thefields oftheout-of-phase sources toaddinstead ofcancelling. Infact, in
Chapter 29ofVol. Iwehave already studied, just forthisproblem, thefields
generated byanarray ofantennas orbyanoptical grating. There wefound that
when several radio antennas aresuitably arranged, they cangiveaninterference
pattern thathasastrong signal insome direction butnosignal inanother.
Suppose wegoback toFig.24-15 andlook atthefields which arrive ata
large distance from thearray ofimage sources. Thefields willbestrong only in
certain directions which depend onthefrequency—only inthose directions for
which thefields from allthesources addinphase. Atareasonable distance from
thesources thefieldpropagates inthese special directions asplane waves. Wehave
sketched such awave inFig.24-16, where thesolid lines represent thewave crests
andthedashed lines represent thetroughs. Thewave direction willbetheone
forwhich thedifference intheretardation fortwoneighboring sources tothecrest
ofawave corresponds toone-half aperiod ofoscillation. Inother words, the
difference between r2andr0inthefigure isone-half ofthefree-space wavelength:
f2 - f0 :: Q?-
Theangle 6isthen given by
sin0= (24.33)
There is,ofcourse, another setofwaves travelling downward atthesymmetric
angle with respect tothearray ofsources. Thecomplete waveguide field (nottoo
24-11s5.-
San \
's"1'>'ii‘i<%EsSI0-/
W1
INE3,,-/Iéouncs Q \0* WAVEGUIDE/
W2s2._
IMAGE
SOURCES
540+
$60-
Fig. 24-l5. The line source $0be-
tween theconducting plane walls W1
and W2. Thewalls canbereplaced by
theinfinite sequence ofimage sources.
U)OI00+
\\//”
//.
/\(\//
//\\o"//3//.//
/./\/\Ny/\///\./
./\‘/
/$9//e/
>/<55K/////
///
/////(\\ /( \, ,
530+
\ \\
\
510- /3’’ )/ ‘\ .
s \ =\’§> O \ VC $0
Q /
S2to/2 , \ mo \ \
\ \ \\
3\3.\ 52”‘ \ \\ \ \\ \ \
55"‘ \ \ \\
\\ \ \
\ \ \
Q \ \ \
Fig. 24-16. One set ofcoherent
waves from anarray oflinesources.
330+ /
/\ \ \
\/\
/\<,\/
/\\//\s,--
w,\~
.\. \/\ /\ \
So» /\A\8/ C
\/ __X\////
/W2 \/i\\ \/\ \
S2“ /\ \\Xa /\\ \
/ \\540+ g \
Fig. 24-l7. Thewaveguide field can
beviewed asthe superposition oftwo
trains ofplane waves.close tothesource) isthesuperposition ofthese twosetsofwaves, asshown in
Fig.24-17. Theactual fields arereally likethis, ofcourse, only between thetwo
walls ofthewaveguide.
Atpoints likeAandC,thecrests ofthetwowave patterns coincide, andthe
field willhave amaximum, atpoints likeB,both waves have their peak negative
value, andthefield hasitsminimum (largest negative) value. Astime goes on
thefield intheguide appears tobetravelling along theguide with awavelength
X0,which isthedistance from AtoC.That distance isrelated to6by
cos0=2-Q- (2434)
11Using Eq.(24.33) for6,wegetthat
)‘° -iii. (2435) ),IA_ I”cos6 WAG//2a)2
which isjustwhat wefound inEq(2419)
Now weseewhy there isonly wave propagation above thecutoff frequency
11.1,, lfthe free-space wavelength islonger than 211,there isnoangle where thewaves
shown inFig 24-16 canappear. The necessary constructive interference appears
suddenly when >\1,drops below 2a,orwhen (.0goes above 0:1,-1r('/cl.
Ifthefrequency 1Shigh enough, there canbetwo ormore possible directions
inwhich thewaves willappear. Forourcase, thiswillhappen ifA1,<§a In
general, however, itcould also happen when >111<(1.These additional waves
correspond tothehigher guide modes wehave mentioned.
Ithasalsobeen made evident byouranalysis why thephase velocity ofthe
guided waves isgreater than candwhythisvelocity depends oncuAscoischanged.
theangle ofthefreewaves ofFig.24-16 changes, andtherefore sodoes thevelocity
along theguide.
Although wehave described theguided wave asthesuperposition ofthe fields
ofaninfinite array oflinesources, youcanseethatwewould arrive atthesame
result ifweimagined twosetsoffree-space waves being continually reflected back
and forth between two perfect m1rrors—remen1bering that areflection means a
reversal ofphase. These setsofreflecting waves would allcancel each other unless
they were going atjust theangle 0given inEq.(2433) There aremany ways of
looking atthesame thing.
24-12
25
Electrodynamics inRelativistic Notation
25-1 Four-vectors
Wenow discuss theapplication ofthespecial theory ofrelativity toelectro-
dynamics. Since wehave already studied thespecial theory ofrelativity inChapters
15through 17ofVol. I,wewilljustreview quickly thebasic ideas.
Itisfound experimentally thatthelaws ofphysics areunchanged ifwemove
with uniform velocity. You can’t tellifyouareinside aspaceship moving with
uniform velocity inastraight line, unless youlook outside thespaceship, orat
least make anobservation having todowith theworld outside. Any truelawof
physics wewrite down must bearranged sothatthisfactofnature isbuilt in.
Therelationship between thespace andtime oftwosystems ofcoordinates,
one,S’,inuniform motion inthex-direction with speed 1'relative totheother, S,
isgiven bytheLoren/z transformation."
I’= »y’=y,\/1—09
(25.1)
x—1'tX'=“:i:* Z'=Z-
\[l—Zi2
Thelaws ofphysics must besuch thatafter aLorentz transformation, thenew
form ofthelaws looks justliketheoldform. This isjustliketheprinciple that
thelaws ofphysics don't depend ontheorientation ofourcoordinate system. In
Chapter llofVolI,wesawthatthewaytodescribe mathematically theinvariance
ofphysics with respect torotations wastowrite ourequations interms ofvectors.
Forexample. ifwehave twovectors
A:(Ara A1/1 /4:) and B:(Bn B1/1 B2)»
wefound thatthecombination
A~B =A,B, +A,,B,, +AZBZ
wasnotchanged ifwetransformed toarotated coordinate system. Soweknow
thatifwe have ascalar product likeA-Bonboth sides ofan equation, theequation
willhave exactly thesame form inallrotated coordinate systems. Wealsodis-
covered anoperator (seeChapter 2),
V;(gee),OX 6y dZ
which, when applied toascalar function, gave three quantities which transform
justlikeavector With thisoperator wedefined thegradient, ‘andincombination
with other vcctois, thedivergence andtheLaplacian. Finally wediscovered that
bytaking sums ofcertain products ofpairs ofthecomponents oftwovectors we
could getthree newquantities which behaved likeanewvector. Wecalled itthe
cross product oftwovectors Using thecross product with ouroperator Vwethen
defined thecurlofavector
Since wewillbereferring back towhat wehave done invector analysis. we
have putinTable 25-1 asummary ofalltheimportant vector operations in
three dimensions thatwehave used inthepast. Thepoint isthatitmust bepossible
towrite theequations ofphysics sothatboth sides transform thesame wayunder
25-I25-1 Four-vectors
25-2 Thescalar product
25-3 Thefour-dimensional gradient
25-4 Electrodynamics in
four-dimensional notation
25-5 Thefour-potential ofa
moving charge
25-6 Theinvariance oftheequations
ofelectrodynamics
Inthischapter: c=1 |
Review" Chapter 15,Vol. I,The
Special Theory ofRelatlvit y
Chapter I6,Vol. I,Rela-
tivistic Energy and M0-
mentnm
Chapter 17,Vol. I,Space-
Time
Chapter 13.Vol. ll,Mag-
netosluttcs
Table 25-1
Theimportant quantities andoperations
ofvector analysis inthree dimensions
Definition ofa
vector
Scalar product
DllT€f€fl[lal vector
operator
Gradient
Divergence
Laplacian
Cross product
CurlA
A
V=(Ax, Au, A2)
-B
We
V
V
A
V-A
.V:
XB
XAV2rotations. Ifonesideisavector, theother sidemust alsobeavector, andboth
sides willchange together inexactly thesame wayifwerotate ourcoordinate sys-
tem Similarly, ifonesideisascalar, theother sidemust alsobeascalar, sothat
neither sidechanges when werotate coordinates, andsoon.
Now inthecase ofspecial relativity, time andspace areinextricably mixed,
andwemust dotheanalogous things forfourdimensions Wewant ourequations
toremain thesame notonly forrotations, butalso foranyinertial frame. That
means that ourequations should beinvariant under theLorentz traiisformation
ofequations (25.1). Thepurpose ofthischapter istoshow youhow thatcanbe
done. Before wegetstarted, however, wewant todosomething thatmakes our
work aloteasier (and saves some confusion) And thatistochoose ourunits of
length andtime sothatthespeed oflight cisequal tolYou canthink ofitas
taking ourunit oftime tobethetime that zttakes‘ //g/1! I0goonemeter (which is
about 3><lO_‘"' sec) Wecaneven callthistime unit“one meter." Using this
unit, allofourequations willshow more clearly thespace-time syninictry Also,
allthec'sWllldisappear from ourrelativistic equations. (Ifthisbothers you,
youcanalways putthec'sback intoanyequation byreplacing every Ibycr,or.in
general, bysticking inacwherever itISneeded tomake thedimensions ol‘the
equations come outright.) With this groundwork weareready tobegin Our
program istodointhefourdimensions ofspace-time allofthethings wedidwith
vectors forthree dimensions. Itisreally quite asimple game, weJustwork by
analogy Theonly realcomplications isthenotation (We’ve already used upthe
vector symbol forthree dimensions) andoneslight twist ofsigns
First, byanalogy with vectors inthree dimensions, wedefine afour-vucmr as
asetofthefourquantities (1,,ur,a,,,and(13,,which transform likeI,X,1".and2when
wechange toamoving coordinate system. There areseveral (lllT€I'Cfll. notations
people useforafour-vector; wewillwrite UM,bywhich wemean thegroup ol'four
numbers (11,,u,,u,,,uz)—in other words, thesubscript /.1cantake ontheFour
“values” z,x,y,zItwillalsobeconvenient, attimcs toindicate thethree space
components byathree-vector, likethis: ll“=((1,,a)
Wehave already encountered onefour-vector, which consists oftheenergy
andmomentum ofaparticle (Chapter l7,Vol. I).Inournewnotation wewrite
In=(E41), (25-2)
which means that thetour-vector /1,,ismade upoftheenergy Eand thethree
components ofthethree-vector pofaparticle.
ltlooks asthough thegame isreally very siniple—for each three-vector in
physics allwehave todoisfindwhat theremaining component should be,andwe
have afour-vector Toseethatthisisnotthecase, consider thevelocity vector
with components
_dz_8;.P_dx P_
Iat’"di
The question is:What isthetime component‘? Instinct should give theright
answer. Since four-vectors arelike1,x,y,z,wewould guess thatthetime coin-
ponent is
(IPgzjgzl.
T/iis ISwrong Thereason isthat the1ineach denominator isnotaninvariant
when wemake aLorentz transformation Thenuinerators have theright behavior
tomake afoul-vector, butthedrinthedenominator spoils things; itisunsyninictric
andisnotthesame intwodifferent systems.
Itturns outthatthefour “velocity” components which wehave written down
willbecome thecomponents ofaFour-vector ifwejustdivide by\/l~Y5.We
canseethatthatistruebecause it‘westart with themonientum four-vector
/1=(E,p) =——LLi~ » (253M <\/l ~—/\—’ \/l —~n‘-’ )
25—2
anddivide itbytherestmass ma.which isaninvariant scalar infour diinensionv,
wehave
_/2:._.___1,_,__v_:_ , (244)
"7" \/l -—U2\/1 —I12
which must stillbeafour-vector. (Dividing byaninvariant scalar doesn't change
thetransformation properties )Sowecandefine the“velocity foiii-vector” upby
I ——'L—;—% Z /l 1/ll; U2 s ll,’ 1* U2 s
N U (25.5)
uz: ! Llz=—————-s
\/1—-02 \/l —212
Thefour-velocity isauseful quantity; wecan, foiinstance, write
pl‘ 2 /’l’l()ll#.
This isthetypical sortofform anequation which isrelativistically correct must
have; each side isafour-vector. (The right-hand side isaninvariant times a
four-vector, which isstillafour-vector.)
25-2 Thescalar product
ltisanaccident oflife, ifyouwish, that under coordinate rotations the
distance ofapoint from theorigin does notchange. This means mathematically
that r2=xi+yg+22isaninvariant lnother words, after arotation
r’2=r“),or
X/2 + V/2 + Z/2 :X2 +VV2 + Z2-
Now thequestion is"lsthere asimilar quantity which isinvariant under the
Lorentz transformation" There is.From Eq.(25.1) youcanseethat
1) ; tI/.. __xi. =,2___ X1
That ispiclty nice, except thatitdepends onaparticular choice ofthex-direction
Wecanfixthatupbysubtracting yzand22.Then anyLorentz transformation
pliisarotation Wlllleave thequantity unchanged. Sothequantity which l\anal-
agous tor“)forfourdimensions, inthree dimensions is
Ia__X2_ya_Z2_
ItISaninvariant under what iscalled the“complete Lorentz group’"—which
means fortransformation ofboth translations atconstant velocity androtations.
Now since thisinvariance isanalgebraic matter depending only onthe
transforniation rules ofEq(25.l)~plus rotations—it istrueforanyfour-vector
(bydefinition they alltransform thesame). Soforafour-vector [JMwehave that
(122—-a',2—a_§,2—aQ2=(1?—af—a5—af.
Wewillcallthisquantity thesquare of“the length" ofthefour-vector a,,(Some-
times people change thesign ofalltheterms andcallthelength ai—l—af—l-
af—af,soyou’ll have towatch out)
Now ifwehave twovectors a,,and bu,their corresponding components
transform inthesame way, sothecombination
a,b, —all), —a,,b,, —-agbz
isalsoaninvariant (scalar) quantity. (We have infact already proved thisin
Chapter 17ofVol. l.)Clearly thisexpression isquite analogous tothedotproduct
forvectors. Wewill, infact, callitthedotproduct orscalar product oftwofour-
vectors ltwould seem logical towrite itasKIMhp,soitwould looklikeadotprod-
uct But.unhappily. it’snotdone thatway; itisusually written without thedot.
25-3
Fg 25-1 The reaction P+P—>
3P+l3viewed intheloborcitory and 0/ bl C,
CMsystems Theincident proton issup- pp pp pp
posed tohove rustbarely enough energy ."i‘—’ I '-_*
tomake thereaction go Protons ore
denoted bysolid circles, ontiprotons, bySowewillfollow theconvention andwrite thedotproduct simply asa,,b,,. So,
bydefinition,
a,,b,, =aib, —axln —a,,b,, —a,/i, (25.7)
Whenever youseetwoidentical subscripts together (wewilloccasionally have
touse1/orsome other letter instead oftt)itmeans thatyouaretotake thefour
products andsum, remembering theminus sign fortheproducts ofthespace
components. With thisconvention theinvariance ofthescalar product under a
Lorentz transformation canbewritten as
IV__a“b# —a,,b,,.
Since thelastthree terms in(25.7) arejustthescalar dotproduct inthree
dimensions, itisoften more convenient towrite
Ugh” =(lib; “—a‘
ltisalso obvious that thefour-dimensional length wedescribed above canbe
written asa,.a,,:
_ 2 2 2 2_ 2a,,a,, —at—a,—ay—az—(1,,—a-a. (25.8)
Itwillalsobeconvenient tosometimes write thisquantity asaf:
affEaua“.
Wewillnow give youanillustration oftheusefulness offour-vector dot
products. Antiprotons (P)areproduced inlarge accelerators bythereaction
P+P-+P+P+P+ P.
That is,anenergetic proton collides with aproton atrest(forexample, inahy-
drogen target placed inthebeam), andiftheincident proton hasenough energy,
aproton-antiproton pairmaybeproduced, inaddition tothetwooriginal protons.*
Thequestion is:How much energy must begiven totheincident proton tomake
thisreaction energetically possible”
Theeasiest waytogettheanswer istoconsider what thereaction looks like
inthecenter~of-mass (CM) system (seeFig.25-1). We'll calltheincident proton
aanditsfour-momentum pf}Similarly, we'll callthetarget proton I)anditsfour-
BEFORE AFTER
0 b cPu FL P
-—---CENTER-OF-MASSSYSTEM
LABORATORYSYSTEM
*You may wellask: Why notconsider thereactions
P+P~P+P+E
oreven _
P4-P-+P4-P
which clearly require lessenergy‘? Theanswer isthat aprinciple called ('UIlS€I‘V(llI()l1 of
baryiins tells usthequantity “number ofprotons minus number ofantiprotons" cannot
change. This quantity is2ontheleftsideofourreaction. Therefore, ifwewant an
antiproton ontheright side, wemust have also three protons (orother baryons).
25-4
momentum pf.Iftheincident proton hasjustbarely enough energy tomake the
reaction go.thefinal state—the situation after thecollision—will consist ofa
glob containing three protons andanantiproton atrestintheCMsystem If
theincident energy were slightly higher. thefinal state particles would have some
kinetic energy andbemoving apart; iftheincident energy were slightly lower,
there would notbeenough energy tomake thefour particles
Ifwecallpflthetotal four-momentum ofthewhole glob inthefinal state,
conservation ofenergy andmomentum tellsusthat
11"+Pb=11‘.and
E“+Eb=E”.
Combining these twoequations, wecanwrite that
pg+pi=pg. (25.9)
Now theimportant thing isthatthisisanequation among four-vectors, and
is,therefore, true inanyinertial frame. Wecanusethisfacttosimplify our
calculations. Westart bytaking the“length” ofeach sideofEq.(259);they are,
ofcourse, alsoequal. Weget
013+pf1><pZ+p{1>=pips. (25.10)
Since pfipfl isinvariant, wecanevaluate itinanycoordinate system. IntheCM
system, thetime component ofpflistherestenergy offour protons, namely 4M,
andthespace partpiszero; sopfi=(4M, 0).Wehave used thefactthatthe
restmass ofanantiproton equals therestmass ofaproton, andwehave called
thiscommon mass M.
Thus, Eq.(25.10) becomes
1>;‘p:+2rZ11lZ+ pfipii’=16M? (25.11)
Now pf}/)1,‘ andp,',’/2,1’ arevery easy, SIHCC the“length” ofthemomentum four-vector
ofanyparticle is_]UStthemass oftheparticle squared:
17.111)/1 :E2_P2 :M2-
This canbeshown bydirect calculation or,more cleverly, bynoting that fora
particle at!‘(’.\l12,,=(M,0),sopypfl =M3 Butsince itisaninvariant, itisequal
toM2inanyframe. Using these results inEq.(25.11), wehave
Zpflpfj =l4M2
or
pjpfiI7M2. (25.12)
Now wecanalso evaluate pflpfj inthelaboratory system. Thefour-vector
pffcanbewritten (E”.p"), while pf]=(M,0),since itdescribes aproton atrest.
Thus, pjfpl,’ must also beequal toME“, andsince weknow thescalar product is
aninvariant thismust benumerically thesame aswhat wefound in(25.12). So
wehave that
E"=7M,
which istheresult wewere after Thetotal energy oftheinitial proton must be
atleast 7M(about 6.6Gevsince M=938Mev) or,subtracting therestmass M,
the/\IIl('/l(' energy must beatleast 6M(about 5.6Gev). TheBevatron accelerator
atBerkeley wasdesigned togiveabout 62Gevofkinetic energy totheprotons it
accelerates, inorder tobeabletomake antiprotons
Since scalar products areinvariant. they arealways interesting toevaluate.
What about the“length” ofthefour-velocity u,,u,,‘7
1 112 __ 2__ 2____________ _____* =:ufluu ~u) u—1_U2 1__U2 l.
Thus, L1,,istheLl!11ff0ur‘-veC!0l"
Z5—5
25—3 Thefour-dimensional gradient
Thenext thing thatwehave todiscuss isthefour-dimensional analog ofthe
gradient. Werecall (Chapter 14,Vol. l)that thethree differential operators
6/6x, 6/6y, 6/62 transform likeathree-vector andarecalled thegradient. The
same scheme ought towork infour dimensions; thatis,wemight guess thatthe
four-dimensional gradient should be(6/6!, 6/6x, 6/6y, 6/82). T/HS‘iswrong.
Toseetheerror, consider ascalar function ¢which depends only onxand1.
Thechange in¢,ifwemake asmall change Arintwhile holding xconstant, is
A¢=59$At. (25.13)
Ontheother hand, according toamoving observer,
_E IE ,Ad)-ax,Ax—l—at,Al.
Wecanexpress Ax’andA1’interms ofAtbyusing Eq(25.1) Remembering
thatweareholding xconstant, sothatAx=0,wewrite
Ax’:___"~x,. At’=i—-\/1-122 \/1-112
_£41 _ 2' 62 ___At
Ad’'6x’<\/j*_hfi At)+aw<\/T;?>
_(931_.252)___“-.Taw Ox’\/Tip-2Thus,
Comparing thisresult with Eq.(25.13), welearn that
6¢____‘ id:_.-s°25?T\/7:32 <61’ L6x’> (25'14)
Asimilar calculation gives
8¢_ 1 6¢ 64>W_Vi (M-1»5). (25.15)6x 1172 dx’ '
Now wecanseethatthegradient israther strange. Theformulas forxandI
interms ofx’andI’[obtained bysolving Eq.(251)]are:
t_t'+vx’ X_x’-l—vt’
\/l—v2 \/l—1>é
This isthewayafour-vector must transform. ButEqs. (25.14) and(25l5)have
acouple ofsigns wrong‘
Theanswer isthatinstead oftheincorrect (0/81, V).wemust define thefour-
dimensional gradient operator, which wewillcallV”,by
6 8 6 6 6V,,-(&,—\">_<Ifi,—-5}i—5y,—O;)- (25.16)
With thisdefinition, thesign difiiculties encountered above goaway, and V)
behaves as.1four-vector should. (It'srather awkward tohave those minus signs,
butthat's thewaytheworld is.)Ofcourse, what itmeans tosaythatTH“behaves
likeafour-vector” issimply thatthefour-gradient ofascalar isafour-vector. lf
¢isatruescalar invariant field (Lorentz. invariant) then Vp_¢isafour-vector field
Allright, now that wehave vectors, gradients, anddotproducts, thenext
thing istolook foraninvariant which isanalogous tothedivergence ofthree-
dimensional vector analysis. Clearly, theanalog istoform theexpression V,,b,,,
where buisafour-vector field whose components arefunctions oi‘space andtime.
25-6
Wedefine therliieige/ice ofthefour-vector by=([1,,b)asthedotproduct of
V)and1),):
') 6 6 6
Vt”‘it”‘“<‘be“l‘552'"'(“ale
0
—;)’Ibt'l"V by(25.17)
where V-bistheordinary three-divergence ofthethree-vector b.Note thatone
hastobecareful with thesigns. Some oftheminus signs come from thedefinition
ofthescalar product. Eq.(25.7); theothers arerequired because thespace coin-
ponents ofV)are-6/6x, etc, asinEq.(25.16) Thedivergence asdefined by
(2517)isaninvariant and gives thesame answer inallcoordinate systems which
differ byaLorentz transformation.
Let’s look ataphysical example inwhich thefour-divergence shows tip
Wecanuseittosolve theproblem ofthefields around amoving wire Wehave
already seen (Section l3~7) that theelectric charge density pandthecurrent
densityj form afour-vectorj,, =(p.j). lfanuncharged wire carries thecurrent
j,,then inaframe moving pastitwith velocity (1(along x),thewire willhave the
charge and current density [obtained from theLorentz transformation Eqs.
(25.l)] asfollows:
jr pr *7)/I ’ I-1
\/l_:Ttt3 \/1—U2
These kll‘€JUSl what wefound inChapter 13Wecanthen usethese sources
inMaxwelfs equation int/iemoving system tofindthefields.
Thecharge conservation law, Section 13-2, also takes onasimple form in
thefotir-vector notation. Consider thefourdivergence of/,,:
.0 .v,,),,=-5+v-1. (25.18)
Thelawoftheconservation ofcharge says thattheoutflow ofcurrent perunit
voltiine must equal thenegative rateofincrease ofcharge density. Inother words,
that
_ 6V-1:
Putting thisintoEq.(25.18), thelawofconservation ofcharge takes onthesimple
form
V)/,, =0. (25.19)
Since T)/,,isaninvariant scalar, ifitiszero inoneframe itiszero inallframes.
Wehave theresult thatifcharge isconserved inonecoordinate system, itiscon-
served inallcoordinate systems moving with uniform velocity.
Asourlastexample wewant toconsider thescalar product ofthegradient
operator V)with itself. Inthree dimensions, such aproduct gives theLaplacian
2 02 62-3_ _i9
V‘V v_dx2+8y2+6z2'
What dowegetinfour dimensions" That’s easy Following ourrules fordot
products andgradients, weget
v,.v,.=T<‘;i;>(“ T(T T(T5a2><T
a”
c'V~
This operator, which istheanalog ofthethree-dimensional Laplacian, iscalled
25-7
Vector
Scalar pioduct
Vector opera tor
Gradient
Divergence
Laplacian and
D’AlembertiantheD’Alembertian andhasaspecial notation:
2 32 2El VV V. (25.20) :I1HZET
From itsdefinition itisaninvariant scalar operator; ifitoperates onafour-vector
field. itproduces anewfour-vector field. (Some people define theD’Aleinbertian
with theopposite signtoEq.(25.20), soyouwillhave tobecareful when reading
theliterature.)
Wehave now found four-dimensional equivalents ofmost ofthethree-
dimensional quantities wehadlisted inTable 25-1. (We donotyethave the
equivalents ofthecross product andthecurloperation; wewon’t gettothem until
thenextchapter) Itmay helpyouremember howtheygoifweputalltheimpor-
tantdefinitions andresults together inoneplace, sowehave made such asummary
inTable 25-2.
Table 25-2
Theimportant quantities ofvector analysis inthree andfourdimensions.
Three dimensions Four dimensions
A:
A-B=A,,B,, +A,,B,, +AZBZ u,,l1,, =cub, —(1,1), —u,,/2,, -—azbz =ail), ——a-b
V=(6,/’6x,6/6y,6/dz) V,(6/61, —6/6x, —6/6y, —6/6:) =(6/dr, —V)
_QL/’‘?l,%WTfa./ay dz)
an, a/1,, 6,4, _ _
VA-‘a‘;+:5;F+‘@7 W" 2>,+@.*.>,+‘" I(Ala An, /42) an = (uh Uri at/1 a2) : (ah a)
a2 02 <52 2 2V'V=§;§+5;5+;9; ViiVit="-c-"" ‘c —‘-="c—V =13_<'»»2 a@.~@_<*¢_<1¢)V”T<61‘ 6x 6y 62TatW’
dag+duz da., 61¢:Ha) |
weir)
62 62 62 62 32
(it? 6x3 6)3 622 (312
25-4 Electrodynamics infour-dimensional notation
Wehave already encountered theD'Alembertian operator, without giving it
thatname, inSection 18-6. thedifferential equations wefound there forthepo-
tentials canbewritten inthenewnotations as:
(324,=B, i:;i=’,4=!_- (25.21)60 60
Thefour quantities ontheright-hand side ofthetwoequations in(25.21) are
p,1,,jy,/Z,divided byco,which isauniversal constant which willbethesanie
inallcoordinate systems ifthe same unitofcharge isused inallframes. Sothefour
quantities p/co, /',/en, /,,/e,,, /‘Z/et, alsotransform asafour-vector Wecanwrite
them as1,,/e0 The D'Aleinbertian doesn’t change when thecoordinate system
ischanged, sothequantities ¢>,A1,A.,,A;must alsotransform likeafour-vector—
which means thatthey arethecomponents ofafour-vector. lnshort.
All Z ((1)5
isafour-vector. What wecallthescalar andvector potentials arereally different
aspects ofthesame physical thing. They belong together And ifthey arekept
together therelativistic invariance oftheworld isobvious WecallAMthefour-
potential
25-8
Inthefour-vector notation Eqs. (25.21) become simply
[)2/1,,=, (25.22)
Thephysics ofthisequation isjustthesame asMaxwell’s equations. Butthere is
some pleasure inbeing able torewrite them inanelegant form. Thepretty form
isalsomeaningful, itshows directly theinvariance ofelectrodynamics under the
Lorentz transformation.
Remember thatEqs (25.21) could bededuced from Maxwell’s equations only
ifweimposed thegauge condition
53$—l—V-A=0, (25.23)
which justsays V,,A,, =0;thegauge condition says that thedivergence ofthe
four-vector A),iszero. This condition iscalled theLorentz condition. Itisvery
convenient because itisaninvariant condition andtherefore Maxwell’s equations
stayintheform ofEq.(25.22) forallframes.
25-5 Thefour-potential ofamoving charge
Although itisimplicit inwhat wehave already said, letuswrite down the
transformation laws which give¢andAinamoving system interms of¢andA
inastationary system. Since A,,=(<75,A)isafour-vector, theequations must
lookjustlikeEqs. (25.1). except thattisreplaced by¢,andxisreplaced byA
Thus,
__Ax I¢I= , Ag:/4”,
\/l 11
A_W (25.24)
A;=—i——-—, A’,=A,.
\/1—212
This assumes that theprimed coordinate system ismoving with speed 0inthe
positive x-direction. asmeasured intheunprimed coordinate system.
Wewillconsider oneexample ofthe usefulness oftheideaofthefour-potential
What arethevector andscalar potentials ofacharge qmoving with speed iialong
thex-axis‘? Theproblem iseasy inacoordinate system moving with thecharge,
since inthissystem thecharge isstanding still. Let’s saythatthecharge isatthe
origin oftheS’-frame. asshown inFig.25—2. Thescalar potential inthemoving
system isthen given by
I=__‘1__. 25.25¢ 41re0r’ ( )
r’being thedistance from qtothefield point, asmeasured inthemoving system
Thevector potential A’is,ofcourse, zero.
Now itisstraightforward tofind¢andA,thepotentials asmeasured inthe
stationary coordinates. Theinverse relations toEqs. (2524)are
¢'—l-A2
‘*=viT_%’ ”r="‘1~,, (25.26)A,=A-_~”+”¢. A,=A’z.\/1 —212
Using the¢’given byEq.(25.25), andA’=0,weget
=___L_,L__4) 41re() r/,/1 __U2
i —~+q 1 0
47I'€() ,/1_U2\/3<7Zj_ y/2 +Z/2
25-9ys(2,
b.-_,\,,/ /r/'_
/<\
// / T\ q/ \N
"1/
(___\><
\L'
Fig. 25-2. Thetrome S’moves with
velocity v(inthex-direction) wifh respect
toS.Achcirge citrestoftheorigin ofS’
isotx=vtinS.Thepotentials atPcon
becomputed ineither frcime.
This gives usthescalar potential ¢>wewould seeinS,but,unfortunately, expressed
interms oftheS’coordinates. Wecangetthings interms oft,x,y,zbysubstituting
fort’,x’,y’,andz’,using (25.1). Weget
q 1 14;=~~-—~ 9 ‘___ (25.27)4‘n'6o \/1 _0- _m)V/\/T__ U212 _|_y2 +Z2
Following thesame procedure forthecomponents ofA.youcanshow that
A=v¢. (25.28)
These arethesame formulas wederived byadifferent method inChapter 21.
25-6 Theinvariance oftheequations ofelectrodynamics
Wehave found thatthepotentials <15andAtaken together form afour-vector
which wecallA,,,andthatthewave eqtiations—the fullequations which determine
theA,,interms ofthej,,—can bewritten asinEq.(2522). This equation, together
with theconservation ofcharge, Eq.(2519),gives usthefundamental lawofthe
electromagnetic field:
1. .512.4,,=20.1,, v,,),,=0. (25.29)
There, inonetinyspace onthepage. arealloftheMaxwell equations—beautiful
andsimple. Didwelearn anything from writing theequations thisway, besides
thatthey arebeautiful andsimple? Inthefirstplace, isitanything different from
what wehadbefore when wewrote everything outinallthevarious components?
Canwefrom thisequation deduce something thatcould notbededuced from the
wave equations forthepotentials interms ofthecharges andcurrents? Theanswer
isdefinitely no.Theonlything wehave been doing ischanging thenames ofthings
—using anewnotation. Wehave written asquare symbol torepresent thede-
rivatives, butitstillmeans nothing more norlessthan thesecond derivative with
respect tot,minus thesecond derivative with respect tox,minus thesecond
derivative with respect toy,minus thesecond derivative with respect toz.Andthe
/.1means thatwehave fourequations, oneeach for/.t=t,x,y,orz.What then is
thesignificance ofthefactthattheequations canbewritten inthissimple form?
From thepoint ofview ofdeducing anything directly, itdoesn’t mean anything.
Perhaps, though, thesimplicity oftheequations means that nature also hasa
certain simplicity.
Letusshow yousomething interesting thatwehave recently discovered: All
ofthelaws ofphysics canbecontained inoneequation. That equation is
U=0. (25.30)
What asimple equation! Ofcourse, itisnecessary toknow what thesymbol
means. Uisaphysical quantity which wewillcallthe“unworldliness” ofthe
situation. And wehave aformula forit.Here ishow youcalculate theunworld-
liness. You take alloftheknown physical laws andwrite them inaspecial form.
Forexample, suppose youtake thelawofmechanics, F=ma,andrewrite itas
F—ma=0Then youcancall(F—ma)~—which should, ofcourse, bezero—-
the“mismatch,” ofmechanics. Next, youtake thesquare ofthismismatch and
callitU1,which canbecalled the“unworldl1ness ofmechanical effects.” Inother
words, youtake
U1=(F—ma)2_ (25.31)
Now youwrite another physical law,say,V-E=p/er, anddefine
U4 ‘= <V'E"B->2:
60
which youmight call“the gaussian unworldliness ofelectricity.” You continue
towrite U3,U4,andsoon—one forevery physical lawthere is
25-10
Finally youcallthetotal unworldliness Uoftheworld thesumofthevarious
tinworldlinesses U,from allthesubphenoniena that areinvolved; that is,U=
ZU, Then thegreat “law ofnature” is
lU=0. (2522)
This “law” means, ofcourse, that thesum ofthesquares ofalltheindividual
mismatches iszero, andtheonly waythesumofalotofsquares canbezero isfor
each oneoftheterms tobezero
Sothe“beautifully simple" lawinEq.(25.32) isequivalent tothewhole series
ofequations thatyouoriginally wrote down Itistherefore absolutely obvious
thatasimple notation thatjusthides thecomplexity inthedefinitions ofsymbols
isnotrealsimplicity. Itis]llSlatrick. Thebeauty thatappears inEq.(2532)—
justfrom thefactthatseveral equations arehidden within it—is nomore than a
trick. When youunwrap thewhole thing, yougetback where youwere before
However, there ismore tothesimplicity ofthelaws ofelectromagnetism
written intheform ofEq.(25.29). Itmeans more, _]LlSt asatheory ofvector
analysis means more. Thefactthattheelectromagnetic equations canbewritten
inaveryparticular notation which wasdesigned forthefour-dimensional geometry
oftheLorentz transforinations—in other words, asavector equation inthefour-
space—means thatitisinvariant under theLorentz transformations. ltisbecause
theMaxwell equations areinvariant under those transformations that they can
bewritten inabeautiful form.
Itisnoaccident thattheequations ofelectrodynamics canbewritten inthe
beautifully elegant form ofEq.(2529). Thetheory ofrelativity wasdeveloped
becaiise itwasfound experimentally that thephenomena predicted byMaxwell’s
equations were thesame inallinertial systems. And itwasprecisely bystudying
thetransformation properties ofMaxwell’s equations that Lorentz discovered
histransformation astheonewhich lefttheequations invariant.
There is,however, another reason forwriting ourequations thisway. Ithas
been discovered—after Einstein guessed thatitmight beso— thatallofthelaws
ofphysics areinvariant under theLorentz transformation. That istheprinciple
ofrelativity. Therefore, ifweinvent anotation which shows immediately when a
lawiswritten down whether itisinvariant ornot,wecanbesure thatintrying
tomake newtheories wewillwrite only equations which areconsistent with the
principle ofrelativity.
ThefactthattheMaxwell equations aresimple inthisparticular notation is
notamiracle, because thenotation wasinvented with them inmind. Butthe
interesting physical thing isthatevery lawofphysics-the propagation ofmeson
waves orthebehavior ofneutrinos inbeta decay, andsoforth—must have this
same invariance under thesame transformation Then when youaremoving ata
uniform velocity inaspaceship, allofthelaws ofnature transform together in
such awaythatnonewphenomenon willshow up.Itisbecause theprinciple of
relativity isafactofnature thatinthenotation offour-dimensional vectors the
equations oftheworld willlook simple.
25-11
26
Lorentz Transformations ofthe Fields
26-1 Thefour-potential ofamoving charge
Wesawinthelastchapter that thepotential Ap=(¢,A)isafour-vector.
Thetime component isthescalar potential ¢,andthethree space components are
thevector potential A.Wealsoworked outthepotentials ofaparticle moving with
uniform speed onastraight linebyusing theLorentz transformation (We had
already found them byanother method inChapter 21.) Forapoint charge whose
position atthetime tis(Hf,0,O),thepotentials atthepoint (x.y,z)are
Q ¢ Z ‘ _._
A,= H eQ”1 . 26.147,6“/1 _U2 +yz+Z2]i/2 ()
Ay=A,=O
Equations (261)givethepotentials atx.y,andzatthetime t,foracharge
whose “present” position (bywhich wemean theposition atthetimet)isatx=1*!
Notice thattheequations areinterms of(x—wt),y,andz,which arethecoordi-
nates measured from thecurrent positzon Pofthemoving charge (seeFig.26-1)
Theactual influence weknow really travels atthespeed c,soitisthebehavior of
thecharge back attheretarded position P’thatreally counts.T Thepoint P’isat
x=iii’(where, r’=I—r’/cistheretarded time). Butwesaidthatthecharge was
moving with uniform velocity inastraight line,sonaturally thebehavior atP’and
thecurrent position aredirectly related. lnfact,ifwemake theadded assumption
thatthepotentials depend only upon theposition andthevelocity attheretarded
moment, wehave inequations (26.1) acomp/ere formula forthepotentials fora
charge moving anyway. Itworks thisway. Suppose that youhave acharge
moving insome arbitrary fashion, saywith thetrajectory inFig.26—2, andyou
aretrying tofindthepotentials atthepoint (x,y,z).First, youfindtheretarded
position P’andthevelocity It’atthatpoint. Then youimgaine thatthecharge
would keep onmoving with thisvelocity during thedelay time (r’—I).sothat
itwould then appear atanimaginary position P,,,‘,,, which wecancallthe“pro-
jected position,” andwould arrive there with thevelocity ti’.(Ofcourse, itdoesn‘t
dothat; itsrealposition atIisatP.)Then thepotentials at(x,y,z)arejustwhat
equations (261)would give fortheimaginary charge attheprojected position
Pm”. What wearesaying isthat since thepotentials depend only onwhat the
charge isdoing attheretarded time, thepotentials willbethesame whether the
charge continued moving ataconstant velocity orwhether itchanged itsvelocity
after t’—that is,after thepotentials thatwere going toappear at(x,y,z)atthe
timeIwere already determined.
Youknow, ofcourse, thatthemoment thatwehave theformula forthepo-
tentials from acharge moving inanymanner whatsoever, wehave thecomplete
electrodynamics; wecangetthepotentials ofanycharge distribution bysuper-
1‘Theprimes used heretoindicate theretarded positions andtimes should notbeconfused
withtheprimes referring toaLorentz-transformed frame inthepreceding chapter.
26-126-1 Thefour-potential ofa
moving charge
26-2 Thefields ofapoint charge
with aconstant velocity
26—3 Relativistic transformation
ofthefields
26-4 Theequations ofmotion in
relativistic notation
I Inthischapter: c=1 '
Review.‘ Chapter 20,Vol. ll,Solution
ofMaxwell’s‘ Equations in
Free Space
yli
lX,y,11
\\1RETARDED /POSITION( F
,7 PRE$$NT
1@951 _--Hi,‘ ’1‘___x—vt ___ X
Ytm, ‘ _,___
__!_
Fig. 26-1. Finding thefields atPdue
toacharge qmoving along thex-axis
with theconstant speed v.The field
"now" atthepoint (x,y,z)can beex-
pressed interms ofthe"present" position
P,aswell asinterms ofP’,the"retarded"
position (att’=t—r’/c).
(x,y,z)
r,
‘ii
§s;.'t:sa ,aree» \ p y' ,/ ll ll\\ ' \PROJECTbfD
q POSITIO
PRESENTP4" —POSITIONTRAJECTORY V
Fig. 26~2. Acharge moves onan
arbitrary trajectory. The potentials at
(x,y,z) atthetime tare determined by
the position P’and velocity v’atthe
retarded time t'—r’/c. They are con-
veniently expressed interms oftheco-
ordinates from the"pro|ected" position
Ppml. (The actual position attisP.)position. Therefore wecansummarize allthephenomena ofelectrodynamics
either bywriting Maxwell’s equations orbythefollowing series ofremarks.
(Remember them incaseyouareeveronadesert island. From them, allcanbe
reconstructed. You will, ofcourse, know theLorentz transformation; youwill
never forget thatonadesert island oranywhere else)
First, A“isafour-vector. Second, theCoulomb potential forastationary
charge isq/41rei,r. Third, thepotentials produced byacharge moving inanyway
depend only upon thevelocity andposition attheretarded time With those
three facts wehave everything From thefactthat/1,,isafour-vector, wetransform
theCoulomb potential, which weknow, andgetthepotentials foraconstant
velocity. Then. bythelaststatement thatpotentials depend only upon thepast
velocity attheretarded time, wecanusetheprojected position game tofindthem.
Itisnotaparticularly useful wayofdoing things. butitisinteresting toshow that
thelaws ofphysics canbeputinsomany difierent ways
ltissometimes said, bypeople who arecareless, thatallofelectrodynamics
canbededuced solely from theLorentz transformation andCoulomb’s law. Of
course, that iscompletely false. First, wehave tosuppose thatthere isascalar
potential andavector potential thattogether make afour-vector That tells us
how thepotentials transform Then why isitthat theeffects attheretarded
time aretheonlythings thatcount? Better yet,whyisitthatthepotentials depend
only ontheposition andthevelocity andnot,forinstance, ontheacceleration‘?
Thefit?/C/S‘ EandBdodepend ontheacceleration. lfyoutrytomake thesame
kind ofanargument with respect tothem, youwould saythatthey depend only
upon theposition andvelocity attheretarded time Butthen thefields from an
accelerating charge would bethesame asthefields from acharge attheprojected
position——which isfalse. Thefields depend notonlyontheposition andthevelocity
along thepath butalsoontheacceleration. Sothere areseveral additional tacit
assumptions inthisgreat statement that everything canbededuced from the
Lorentz transformation (Whenever youseeasweeping statement thatatremen-
dous amount cancome from avery small number ofassumptions, you always
findthatitisfalse. There areusually alarge number ofimplied assumptions that
arefarfrom obvious ifyouthink about them sufiiciently carefully.)
26-2 Thefields ofapoint charge with aconstant velocity
Now that wehave thepotentials from apoint charge moving atconstant
velocity, weought tofindthefields—for practical reasons There aremany cases
where wehave uniformly moving partic1es—for instance, cosmic raysgoing through
acloud chamber, oreven slow-moving electrons inawire. Solet'satleast see
what thefields actually dolook likeforanyspeed—even forspeeds nearly that
oflight assuming only thatthere isnoacceleration. ltisaninteresting question.
Wegetthefields from thepotentials bytheusual rules"
E=—v¢—%%, B=V><A.
F1fSt,fOTEz
_ 64> 6A,
E2-K27-F"
ButA,iszero; sodifferentiating ¢inequations (261),weget
E2= ‘1 _Z-6- 26.247,60,/1 _U2 +ya+z2:|3/2 ( )
Similarly, forEU,
E= " ~~.~ y 26.3 1/ ‘W60 ml_U2 +y2+22:13/2 ( )
Thex-component isalittle more work. Thederivative of¢ismore complicated
26-2
andA,isnotzero. First,
__ai=_i‘1__.__._.(x.IL”’)/(1 (264)5) ,,_ ~ . at-X 41re(,\/l —01 —l—yz—l—22]
Then, differentiating A,with respect tot,wefind
_,2__j _2_agill : q __U‘:/2 ’
47l'€0\/1 —U2 +'J12 + Z2J
Andfinally. taking thesum,
E,= ‘I -e» —”’ _- (26.6)47,-60,/1 _U2 +ya+22,3/2
We’ll look atthephysics ofEinaminute. let'sfirstfindBForthez-compo-
nent.
__6A,, 6A,
B1"WTy‘
Since A,,iszero, wehave justonederivative toget. Notice, however, that A,
isjust1'45,and6/6y ofzi¢isjust~—1'E,,. So
B,=1'E,,. (26.7)
Similarly,
_aA,, aA,_ 04>
B1/"W a?"+'/5’and
BU=—-uE,. (26.8)
Finally, B,iszero. since A,,andA2areboth zero. Wecanwrite themagnetic field
simply as
B=vXE (26.9)
Now let’sseewhat thefields look like. Wewilltrytodraw apicture ofthe
fieldatvarious positions around thepresent position ofthecharge. ltistruethat
theinfluence ofthecharge comes, inacertain sense. from theretarded position.
butbecause themotion isexactly specified, theretarded position isuniquely given
interms ofthepresent position Foruniform velocities, it’snicer torelate the
fields tothecurrent position, because thefield components at(x,y, z)depend
only on(x—vt),y,and z-which arethecomponents ofthedisplacements
VPfrom thepresent position to(x,y,z)(seeFig.26-3).
Consider firstapoint with z=O.Then Ehasonly x—andy-components.
From Eqs. (26.3) and(26.6), theratio ofthese components isjustequal tothe
ratio ofthex-andy-components ofthedisplacement. That means thatEisin
the.\‘(IH7(’ direction asrp,asshown inFig.26-3. Since E2isalsoproportional to2.
itisclear thatthisresult holds inthree dimensions. lnshort, theelectric field is
radial from thecharge, andthefield lines radiate directly outofthecharge. just
asthey doforastationary charge. Ofcourse, thefield isn't exactly thesame as
forthestationary charge. because ofalltheextra factors of(1—~v2) Butwe
canshow something rather interesting. Thedifference isjustwhat youwould get
ifyouwere todraw theCoulomb field with apeculiar setofcoordinates inwhich
thescale ofxwassquashed upbythefactor \/l—v2.lfyoudothat, thefield
lines willbespread outahead andbehind thecharge andwillbesqueezed together
around thesides, asshown inFig.26-4.
lfwe relate thestrength ofEtothedensity ofthefieldlines intheconventional
way, weseeastronger field atthesides andaweaker field ahead andbehind.
which isjustwhat theequations say. First, ifwelook atthestrength ofthefield
atright angles tothelineofmotion, thatis,for(x—1)!)=0,thedistance from
26-3ily
E’ E
<X Ex
___ ______ P xlvl i fix»
q\1?\\
vt—rr"*l\PRESENTPOSITION
Fig. 26-3. Foracharge moving with
constant speed, theelectric field points
radially from the“present” position of
thecharge.
\\ E/
\ \ll /2
\\ /‘-\\‘\\ ,2
-—<-l- g ~--->—-
to)v=O _\
/ \
/ V \
\E
\l\ll
\\\\/\\,/\/ V
(b) v=O.9c /
.\
ll1
Fig. 26-4. The electric field ofo
charge moving with theconstant speed
v=O.9c, part (b),compared with the
field ofcicharge atrest, part la).
B
\
9>Me.lV
/
Fig. 26-5. The magnetic field near
amoving charge isvXE.(Compare
with Fig. 26-4.)thecharge is(y2—l—22). Here thetotal field strength is\/E3 —l——E—Z, which is
1E=_-‘Ii -__- (26.10)41re0\/1 —112Y2+Z2
Thefield isproportional totheinverse square ofthedistance—just liketheCou-
lomb field except increased bytheconstant, extra factor 1/\/1 —112,which is
always greater than one. Soatthesides ofamoving charge, theelectric field is
stronger than yougetfrom theCoulomb law. Infact, thefield inthesidewise
direction isbigger than theCoulomb potential bytheratio oftheenergy ofthe
particle toitsrestmass.
Ahead ofthecharge (and behind), yandzarezero and
_ _q(l—112)_E_E’_41re0(x —U02 (2611)
Thefield again varies astheinverse square ofthedistance from thecharge butis
nowreduced bythefactor (1—v2),inagreement with thepicture ofthefieldlines.
IfI’/Cissmall, 1'2/c2 isstillsmaller, andtheeffect ofthe(1—I12)terms isvery
small; wegetback toCoulomb‘s law. Butifaparticle ismoving very close to
thespeed oflight, thefield intheforward direction isenormously reduced, and
thefield inthesidewise direction isenormously increased.
Our results fortheelectric field ofacharge canbeputthisway: Suppose
youwere todraw onapiece ofpaper thefield lines foracharge atrest, andthen
setthepicture totravelling with thespeed v.Then, ofcourse, thewhole picture
would becompressed bytheLorentz contraction; that is,thecarbon granules
onthepaper would appear indifferent places Themiracle ofitisthatthepicture
youwould seeasthepage fliesbywould stillrepresent thefield lines ofthepoint
charge. Thecontraction moves them closer together atthesides andspreads them
outahead andbehind, justintheright waytogivethecorrect linedensities. We
have emphasized before thatfield lines arenotrealbutareonly onewayofrepre-
senting thefield. However, here they almost seem tobereal. lnthisparticular
case, ifyoumake themistake ofthinking thatthefield lines aresomehow really
there inspace, andtransform them, yougetthecorrect field. That doesn’t, however,
make thefield lines anymore real Allyouneed dotoremind yourself thatthey
aren’t realistothink about theelectric fields produced byacharge together with
amagnet; when themagnet moves, newelectric fields areproduced, anddestroy
thebeautiful picture Sotheneat idea ofthecontracting picture doesn't work in
general. ltis,however, ahandy way toremember what thefields from afast-
moving charge arelike.
Themagnetic fieldisvXE[from Eq.(26.9)]. lfyou takethevelocity crossed
intoaradial E-field, yougetaBwhich circles around thelineofmotion, asshown
inFig. 26-5. Ifweputback thec’s,you willseethat it’sthesame result wehad
forlow-velocity charges. Agood waytoseewhere thec’smust goistorefer back
totheforce law,
F=q(E—l—vXB).
You seethat avelocity times themagnetic field hasthesame dimensions asan
electric field. Sotheright-hand sideofEq(26.9) must have afactor 1/c2:
_v><EB-—c5—- (2612)
Foraslow-moving charge (ll<<c),wecantake forEtheCoulomb field: then
BI__‘1___ "ll
4Tl'€iiC2 I‘;
This formula corresponds exactly toequations forthemagnetic field ofacurrent
thatwefound inSection 14-7.
26-4
Wewould liketopoint out,inpassing, something interesting foryoutothink
about. (Wewillcome back todiscuss itagain later.) Imagine twoelectrons with
velocities atright angles, sothatonewillcross over thepath oftheother, butin
front ofit,sothey don’t collide. Atsome instant, their relative positions willbe
asinFig26-6(a). Welook attheforce onqiduetoqgandviceversa. Onqg
there isonly theelectric force from ql,since qimakes nomagnetic field along its
lineofmotion. Onql,however, there isagain theelectric force but,inaddition,
amagnetic force, since itismoving inaB-field made byqg.Theforces areasdrawn
inFig.26—6(b). Theelectric forces onqiandq2areequal andopposite. However,
there isasidewise (magnetic) force onqiandnosidewise force onqg.Does action
notequal reaction? Weleave itforyoutoworry about.
26-3 Relativistic transformation ofthefields
Inthelastsection wecalculated theelectric andmagnetic fields from the
transformed potentials. Thefields areimportant, ofcourse, inspite oftheargu-
ments given earlier that there isphysical meaning andreality tothepotentials.
Thefields, too,arereal. Itwould beconvenient formany purposes tohave away
tocompute thefields inamoving system ifyoualready know thefields insome
“rest” system. Wehave thetransformation laws for¢andA,because A,,isa
four-vector. Now wewould liketoknow thetransformation laws ofEandB.
Given EandBinoneframe, how dothey look inanother frame moving past?
Itisaconvenient transformation tohave. Wecould always work back through the
potentials, butitisuseful sometimes tobeable totransform thefields directly.
Wewillnow seehowthatgoes.
How canwefindthetransformation laws ofthefields? Weknow thetrans-
formation laws ofthe¢andA,andweknow how thefields aregiven interms of
¢>andA-—it should beeasy tofindthetransformation fortheBandE.(You
might think thatwith every vector there should besomething tomake itafour-
vector, sowith Ethere’s gottobesomething elsewecanuseforthefourth com-
ponent. And alsoforB.Butit’snotso.It’squite different from what youwould
expect.) Tobegin with, let’s take just amagnetic field B,which is,ofcourse
VXA.Now weknow thatthevector potential with itsx-,y-,andz-components
isonly apiece ofsomething; there isalsoat-component. Also weknow thatfor
derivatives likeV,besides thex,y,zparts, there isalsoaderivative with respect to
t.Solet’strytofigure outwhat happens ifwereplace a“y"bya“t",ora“z"
bya“I,”orsomething likethat.
First, notice theform oftheterms inVXAwhen wewrite outthecom-
ponents:
_6A, 6A,, _6A,, 6A, __6A,, 6A,Bx -—' F Bu -- "7; '"‘ *5; 9 B2 — F ‘
Thex-component isequal toacouple ofterms thatinvolve only y-andz-com-
ponents. Suppose wecallthiscombination ofderivatives andcomponents a
“zy-thing,” andgiveitashorthand name, F,,,. Wesimply mean that
=fie_L11/. F,,,_ ay 62 (26.15)
Similarly. Byisequal tothesame kind of“thing,” butthistime itisan“xz-thing.”
AndB,is,ofcourse, thecorresponding “yx-thing.” Wehave
B,=F,,,,, By=F12, B,=F,,,. (26.16)
Now what happens ifwesimply trytoconcoct also some “t”-type things
likeF”andF),(since nature should beniceandsymmetric inx,y,z,andI)?For
instance, what isFM? Itis,ofcourse,
242_£141.62 6t
26-5VIq,'”_’ qz
(0) Iva
Fl q|v'xBI
'5- " q2E2=F2
qlEl Q51 v2
Fig. 26-6. The forces between two
moving charges arenotalways equal and
opposite. Itappears that "action" isnot
equal to"reaction."
Table 26-1
Thecomponents ofF,,,,
FM :_FV#
FPPi0 l
l
J F111; _Bz Fxt:Ez
Fl/z:_‘Bz F://ZE
FZ,---12, F,,=EllButremember thatA,=¢,soitisalso
at_5’ZA
02 8t
You’ve seen that before. ltisthez-component ofE.Well, almost—there isa
signwrong Butweforgot thatinthefour-dimensional gradient thet-dertvative
comes with theopposite signfrom x,y,and:Soweshould really have taken the
more consistent extension ofF,zas
6/1 6/{ZFjz Z "J + *2)!‘
()2
Then itisexactly equal to—E, Trying alsoF,,andF,,,,wefindthatthethree
poss1bilities give
F”,=—E,, Fm,=—E,,, Fm=-E2. (26.18)
What happens ifboth subscripts are1°Or,forthat matter, ifboth arex?
Wegetthings like
_6A, 8A,
F”-WTi’and
6A,, 6A,,
F"-W'37’which givenothing butzero.
Wehave then sixofthese F-things. There aresixmore which yougetby
reversing thesubscripts, butthey givenothing really new, since
F,,,=—F,j,,.
andsoon.So,otitofsixteen possible combinations ofthefour subscripts taken
inpairs. wegetonly sixdifferent physical objects; andthey arethe('()II'l]7()I1(.’I1fS'
ofBandE.
Torepresent thegeneral term ofF,wewillusethegeneral subscripts /.1and1/.
where each canstand forO,1,2,or3—meaning inourusual four-vector notation
t,x,y.andzAlso, everything willbeconsistent with ourfour-vector notation if
wedefine F”,by
F,”=V,,A, —V,,A,,, (2619)
remembering that V,,=(6/dt. -6/dx, -6/6y, -6/02) andthat A,,:(¢,A,,A,,.
AZ)
What wehave found isthatthere aresixquantities that belong together in
nature-that aredifferent aspects ofthesame thing. Theelectric andmagnetic
fields which wehave considered assepaiate vectors 1nourslow-moving world
(where wedon’t worry about thespeed oflight) arenotvectors infour-space.
They areparts ofa new “thing.” Our physical “field” isreally thesix-component
object F,,,. That isthewaywemust look atitforrelativity Wesummaiize our
results onF,”inTable 26-1
You seethat what wehave done here istogeneralize thecross product We
began with thecurloperation, andthefactthatthetransformation properties of
thecurlarethesame asthetransformation properties oftwovectors—the ordinary
three-dimensional vector Aandthegradient operator which weknow alsobehaves
likeavector Let’s look foramoment atanordinary cross product inthree di-
mensions, forexample, theangular momentum ofaparticle When anobject is
moving inaplane. thequantity (xix, —yz~,) isimportant. Formotion inthree
dimensions, there arethree such important quantities, which wecalltheangular
momentum:
L,,,Im(x/1,, —y1',), L,,,:i11(j'r_ -—Il',,), Li,=Hl(Il', -.\/1,)
Then (although youmay have forgotten bynow) wediscovered inChapter 20
ofVol Ithemiracle thatthese three quantities could beidentified with thecoin-
26-6
ponents ofavector. Inorder todoso,wehadtomake anartificial rulewith a
right-hand convention ItwasJust luck. Itwasluck because L,,(with tand1
equal tox,y,orz)wasanantisymmetric object
L,,:~L,,. L,,,=0
Ofthenine possible quantities. there areonly three independent numbers. And
itjust happens that when you change coordinate systems these three objects
transform inexactly thesame wayasthecomponents ofavector.
Thesame thing letsusrepresent anelement ofsurface asavector Asurface
element hastwoparts—say dxanddy—which wecanrepresent bythevector da
normal tothesuiface. Butwecan’t dothat infour dimensions What isthe
“normal” todxdy‘? lsitalong zoralong 1?
lnshort, forthree dimensions ithappens byluck thatafter you’ve taken a
combination oftwovectors likeL,,,youcanrepresent itagain byanother vector
because there are]llStthree terms that happen totransform likethecomponents
ofavector Butinfourdimensions thatisevidently lmp0SS1bl€, because there are
sixindependent terms, and youcan’t represent si\things byfour things.
Even inthree dimensions itispossible tohave combinations ofvectors that
can't berepresented byvectors. Suppose wetake anytwovectors a:((1,,a,,,(1,)
andb=(h,,b,,,1),),andmake thevarious possible combinations ofcomponents.
likeall». u,b.,. etc There would benine possible quantities:
a,b,. a,b,,, a,bz,
(1,,[i,. u,,b,,, a,,b,,
azbx, (13/11,, 11,173.
Wemight callthese quantities T,,.
lfwenow gotoarotated coordinate system (sayrotated about thez-axis).
thecomponents ofaandbarechanged. lnthenewsystem, (1,,forexample. gets
replaced by
a;=axcos0—l—aysin6,
andh,,gets replaced by
bf,=b,,cos6—bxsin0.
And similarly forother components The nine components ofthe product quantity
T,,wehave invented areallchanged too, ofcourse Forinstance, T,,,,1a,l>,,
getschanged to
T1,,:u,l>,,(cos2 0)—a,b,,(cos 0sin6)—l—a,,b,,(siii 6cos6)—a_,,b,,(sin2 0),
or
T,Q,,=T,,,cosz 0——T”cos0sin0+T,,,,sin0cosB—T,,,,sing0.
Each component ofT,’,isalinear combination ofthecomponents ofT,,.
Sowcdiscover that itisnotonly possible tohave a“vector product" like
a><bwhich hasthree components that transform likeavector, btitwecan—
artificially—also make another kind of“product” oftwovectors T,,with nine
components thattransform under arotation byacomplicated setofrules that
wecould figure out Such anOIJJBCI which hastwoindices todescribe it,instead
ofone, iscalled atensor. Itisatensor ofthe“second rank,” because youcan
playthisgame with three vectors tooandgetatensor ofthethird rank,—or with
four, togetatensor ofthefourth rank, andsoon.Atensor ofthefirstrank isa
vector
Thepoint ofallthisisthatourelectromagnetic quantity F,,,,isalsoatensor
ofthesecond rank, because ithastwoindices init.ltis,however, atensor in
fourdimensions. Ittransforms inaspecial waywhich wewillwork outinamo-
ment—it is]Ll§l theway aproduct ofvectors transforms. ForF,,,,ithappens
thatifyouchange theindices around, F,”changes sign. That’s aspecial case—it is
26-7
anantisymmetric tensor. Sowesay:theelectric andmagnetic fields areboth part
ofanantisymmetric tensor ofthesecond rank infour dimensions.
You’ve come along way. Remember way back when wedefined what a
velocity meant? Now wearetalking about “anantisymmetric tensor ofthe
second rank infour dimensions.”
Now wehave tofind thelawofthetransformation ofF,,,,. ltisn’t atall
difficult todo;it’sjust1aborious—the brains involved arenil,butthework isnot.
What wewant istheLorentz transformation ofV,,A,, —V,,A,,. Since V,,isjusta
special case ofavector, wewillwork with thegeneral antisymmetric vector com-
bination. which wecancallG,,,,:
0,,=a,,b,,—0,11,, (26.20)
(For ourpurposes, a,,willeventually bereplaced byV,,and11,,willbereplaced by
thepotential A,,.) Thecomponents of0,,andb,,transform bytheLorentz formulas,
which are
_a,—va, b,_b,—vb,,_iis W9
\/l—v5 t \/l—v9I
at
I
a,=a—“”I_”"_‘, b5,=—-b‘_fLbi» (26.21)\/1 —v2 \/l —vl
a§,=a,,, bf,=by,
a'Z=az. b’,=b3-
Now let’stransform thecomponents ofGM. Westart with Gm:
Gil=Gib;—H252
:at—va, bx—vb, _ax—vat b,——vb,
\/W \/TTF \/YT? \/if
= (lib; '—Clxbt.
ButthatisJLISIG,,,; sowehave thesimple result
G22: : GM-
Wewilldoonemore
,__u,~va,, bi—_zl7_,, _(a,b,, —a,,b,) —i,£a,b,,_— iI,,b;¢)G13, — -“-“““*‘4 b * a T“ ‘ a 1/ y _ * ____A
\/l—v2 \/l—v2 \/l—v3
Sowegetthat
GQDI£'JL__f__".(_7f_a.
\/1 v’
And, ofcourse, inthesame way,
; G12 —UGxz
G52 :“*“h*Z
\/1 ——v3
ltisclear how therestwillgo.Let’s make atable ofallsixterms. only now we
may aswellwrite them forF,,,,:
m=m, m=@;§L\/1 vi
F,”: , FLZ=Fyz, (2612)
a \/l —v‘
Fgz I F52 * ZiFxz: F, : fig * i,iFZ/_
\/1-U2 \/1-?
Ofcourse, westillhave F,f,,=—F;,, andF,j,,=O.
26-8
Sowehave thetransformation oftheelectric andmagnetic fields. Allwehave
todoislook atTable 26-1 tofindoutwhat ourgrand notation interms ofF,,,,
means interms ofEandB.It’sjustamatter ofsubstitution. Sothatwecansee
how itlooks intheordinary symbols, we'll rewrite ourtransformation ofthe
fieldcomponents inTable 26-2.
Table 26-2
TheLorentz transformation oftheelectric andmagnetic fields (Note: c=1)
E§=E, B§,=B,,
E,/:E,,-UB2 B,:B,,+vEz
V1-—v2 \/1-—v2
,%2+vB,, ,_B,—-vE,,E,,— --—- Bz-€——-
\/1-—v2 \/1-—v2 J
Theequations inTable 26-2 tellushowEandBchange ifwegofrom oneinertial
frame toanother. lfweknow EandBinonesystem, wecanfindwhat they are
inanother thatmoves bywith thespeed I’.
Wecanwrite these equations inaform thatiseasier toremember ifwenotice
thatsince visinthex-direction, alltheterms with varecomponents ofthecross
products vXEandvXB.Sowecanrewrite thetransformations asshown in
Table 26-3
Table 26-3
Analternative form forthefield transformations (Note: c=1)
E§=E, B§=B,
E; _ + vXB)1/ B, __ T’ UXE)y
11- --- ll_ -—-
\/1 —v3 \/1- v2
E,=(E+v><B)z B,:(B_U><E)z
\/YT-“V113 \/TI]?
Itisnoweasier toremember which components gowhere lnfact, thetransforma-
tioncanbewritten even more simply ifwedefine thefield components along x
asthe“parallel” components EHandB1,(because they areparallel totherelative
velocity ofSandS’),andthetotal transverse components-the vector sums of
they-andz-components-as the“perpendicular” components EiandBl Then
wegettheequations inTable 26-4. (We have alsoputback thec’s,soitwillbe
more convenient when wewant torefer back later )
Table 26-4
Still another form fortheLorentz transformation ofEandB
Ei'|=E Bi'i=B
v><EB______
B (> E1=(E,1L_”.>.<__)i~ B1= _CZ.;Ly1—1'2/c \/T -v’/c‘~
Thefield transformations give usanother wayofsolving some problems we
have done before—-for instance. forfinding thefields ofamoving point charge.
Wehave worked outthefields before bydifferentiating thepotentials. Butwe
could now doitbytransforming theCoulomb field. lfwehave apoint charge
atrestintheS-frame, then there isonly thesimple radial E-field IntheS’-frame
wewillseeapoint charge moving with thevelocity u,iftheS’-franie moves bythe
26-9
4+- +
T““T21+
(D\
<
l ll/'
Fig. 26-7. The coordinate frame
moving through 0static electric field.S!S-frame with thespeed v=—u. Wewillletyoushow that thetransformations
ofTables 26-3 and26-4 givethesame electric andmagnetic fields wegotinSection
26-2.
Thetransformation ofTable 26-2 gives usaninteresting andsimple answer
forwhat weseeifwemove pastanysystem offixed charges. Forexample. suppose
wewant toknow thefields inourframe S’ifwearemoving along between the
plates ofacondenser, asshown inFig.26-7. (ltis,ofcourse, thesame thing if
wesaythatacharged condenser ismoving pastus.)What dowesee" Thetrans-
formation iseasy inthiscase because theB-field intheoriginal system iszero.
Suppose, first, thatourmotion isperpendicular toE,then wewillseeanE’=
E/\/1 —~1’?/02 which isstillcompletely transverse. Wewillsee,inaddition, a
magnetic fieldB’=—vXE’/cg. (The \/l——1'2doesn’t appear inourformula
forB’because wewrote itinterms ofE’rather than E;butit'sthesame thing.)
Sowhen wemove along perpendicular toastatic electric field, weseeareduced
Eandanadded transverse B.lfourmotion isnotperpendicular toE,webreak
EintoEHandEl.Theparallel partisunchanged, E,’|=E,i,andtheperpendicular
component does asjustdescribed.
Let’s take theopposite case, andimagine wearemoving through apure
static magnetic field. This time wewould seeanelectric field E’equal tovXB’,
andthemagnetic fieldchanged bythefactor 1/\/l —1'2/c2 (assuming itistrans-
verse). Solong asvismuch lessthan c,wecanneglect thechange inthemagnetic
field, andthemain effect isthatanelectric field appears. Asoneexample ofthis
effect, consider thisonce famous problem ofdetermining thespeed ofanairplane.
lt’snolonger famous, since radar cannow beused todetermine theairspeed
from ground reflections, butformany years itwasvery hard tofindthespeed of
anairplane inbadweather. You could notseetheground andyoudidn't know
which waywasup,andsoon.Yetitwasimportant toknow how fastyouwere
moving relative totheearth. How canthisbedone without seeing theearth?
Many whoknew thetransformation formulas thought oftheideaofusing thefact
thattheairplane moves inthemagnetic fieldoftheearth Suppose thatanairplane
isflying where there isamagnetic field more orlessknown. Let’s justtake the
simple casewhere themagnetic field isvertical. Ifwewere flying through itwith
ahorizontal velocity v,then, according toourformula, weshould seeanelectric
field which isvXB,i.e,perpendicular tothelineofmotion lfwehang an
insulated wireacross theairplane, thiselectric fieldWlllinduce charges ontheends
ofthewire. That isnothing new. From thepoint ofview ofsonieone ontheground,
wearemoving awirethrough afield. andthevXBforce causes charges tomove
totheends ofthewire Thetransformation equations justsaythesame thing in
adiflerent way. (The factthatwecansaythething more than onewaydoesn’t
mean that oneway isbetter than another Wearegetting somany different
methods andtools thatwecanusually getthesame result in65different ways‘)
Sotomeasure v,allwehave todoismeasure thevoltage between theends of
thewire. Wecan’t doitwith avoltmeter because thesame fields willactonthe
wires inthevoltmeter, butthere areways ofmeasuring such fields. Wetalked
about some ofthem when wediscussed atmospheric electricity inChapter 9So
itshould bepossible tomeasure thespeed oftheairplane.
This important problem was, however, never solved thisway. Thereason is
thattheelectric field thatisdeveloped isoftheorder ofmillivolts permeter. lt
ispossible tomeasure such fields, butthetrouble isthatthese fields are.unfortun-
ately, notanydifferent from anyother electric fields. Thefield thatisproduced
bymotion through themagnetic field can’t bedistinguished from some electric
field thatwasalready intheairfrom another cause, sayfrom electrostatic charges
intheair,orontheclouds Wedescribed inChapter 9thatthere are,typically,
electric fields above thesurface oftheearth with strengths ofabout 100volts per
meter Butthey arequite irregular. Soastheairplane fliesthrough theair,it
seesfluctuations ofatmospheric electric fields which areenormous incomparison
tothetinyfields produced bythevXBterm, anditturns outforpractical reasons
tobeimpossible tomeasure speeds ofanairplane byitsmotion through theearth's
magnetic field.
26-10
26-4 Theequations ofmotion inrelativistic notation*
ltdoesn‘t doniucfi good tofindelectric andmagnetic fields from Maxwell's
equations unless weknow what thefields dowhen wehave them. You may re-
member thatthefields arerequired tofindtheforces oncharges, andthatthose
forces determine themotion ofthecharge. So,ofcourse, part ofthetheory of
electrodynamics istherelation between themotion ofcharges andtheforces.
Forasingle charge inthefields EandB,theforce is
F=q(E+v><B). <2623)
This force isequal tothemass times theacceleration forlowvelocities, butthe
correct lawforanyvelocity isthat theforce isequal todp/dt. Writing p=[_A__ B.
muv/V l-1'-'/cl, wefindthattherelativistically correct equation ofmotion is
ITIUU cl
Wewould likenowtodiscuss thisequation from thepoint ofview ofrelativity.
Since wehave putourMaxwell equations inrelativistic form, itwould beinteresting
toseewhat theequations ofmotion would look likeinrelativistic form Let’s see
whether wecanrewrite theequation inafour-vector notation.
Weknow that themomentum ispart ofafour-vector 12,,whose time coni-
ponent istheenergy /11.,/\/If-‘T5/Z5. Sowemight think toreplace theleft-hand
sideofEq.(2624)byd/2,,/dr Then weneed only findafourth component togo
withF.This fourth component must equal therate-of-change oftheenergy, orthe
rateofdoing work, which isF-v.Wewould then liketowrite theright-hand
sideofliq(26.24) asafour-vector like(F-v,F,,,F,,,F3). Butthisdoes notmake
afour-vector.
Thetime derivative ofafour-vector isnolonger afour-vector, because the
d/d!requires thechoice ofsome special frame formeasuring I.Wegotintothat
trouble before when wetried tomake vintoafour-vector. Ourfirstguess was
thatthetime component would betdr/dz =c.Butthequantities
tlxdydz _(C, 9zit" 2 —- (C, U)
arenotthecomponents ofafour-vector Wefound thatthey could bemade into
onebymultiplying each component by1/\/l —-vi/c2. The “four-velocity"
14,,isthefour-vector
C.
11,,=--—-,-ii)-,—( - (26.26)
\/l—-vi/02 \/l —v2/cl
Soitappears thatthetrick istomultiply a’/di byl/V1 —1'2/c2. ifwewant the
derivatives tomake afour-vector.
Oursecond guess then isthat
-‘—— 5(pa (26.21) ,/1_,,2/C2 dt
should beafour-vector. Butwhat isv?ltisthevelocity oftheparticle—not ofa
coordinate frame! Then thequantity/'1, defined by
F- Ff,,= ,-?—— (26.28)
\/l—vi/c2 \/1—v2/c2
istheextension intofour dimensions ofaforce—we cancallitthe“four-force.”
ltisindeed afour-vector, anditsspace components arenotthecomponents of
Fbut ofF/\/l ——I’-3/C2.
*Inthissection wewillputback allofthec‘s.
26-ll
Thequestion is—why isf,,afour-vector” ltwould benicetogetalittle under-
standing ofthat l/\/l -v2/c2 factor Since ithascome uptwice now, itistime
toseewhythed/dt canalways befixed bythesame factor. Theanswer isinthe
following: When wetake thetime derivative ofsome function x,wecompute the
increment Axinasmall interval Atinthevariable t.Butinanother frame. the
interval Atmight correspond toachange inboth t’andx’,soifwevary only t’,
thechange inxwillbedifferent. Wehave tofindavariable forourdiflerentiation
thatisameasure ofan“interval" inspace-time, which willthen bethesame in
allcoordinate systems. When wetake Axforthatinterval, itwillbethesame for
allcoordinate frames. When aparticle “moves” infour-space, there arethechanges
At,Ax,Ay,Az.Canwemake aninvariant interval outofthem? Well, they are
thecomponents ofthefour-vector x,,=(ct,x,y,z)soifwedefine aquantity
Asby
(As)2=?12Ax,,Ax,, =C-1-2(Razz -Axz-A)?-A22) (26.29)
—which isafour-dimensional dotproduct—we then have agood four-scalar to
useasameasure ofafour-dimensional interval. From As—or itslimit dv—we
candefine aparameter s=jds. And aderivative with respect tos,d/ds, isa
nicefour-dimensional operation, because itisinvariant with respect toaLorentz
transformation.
Itiseasytorelate dstodtforamoving particle. Foramoving point particle.
dx=tr,dt. dy=v,,dt, dz=1'2dt, (Z630)
and
ds=\,'(d,2/c2)(,.2 _,5_,5_,3)=dtx/1-1'2/C2. (26.31)
Sotheoperator
_1_i,/1_,,2/C2 dt
isaninvariant operator. Ifweoperate onanyfour-vector with it,wegetanother
four-vector. Forinstance, ifweoperate on(ct.x,y,z),wegetthefour-velocity u,,:
d1%“Weseenow whythefactor fixes things up.
Theinvariant variable sisauseful physical quantity. ltiscalled the“proper
time” along thepath ofaparticle, because dsisalways aninterval oftime ina
frame that ismoving with theparticle atanyparticluar instant. (Then, Ax=
Ay=Az=O,andAs=At.) Ifyou canimagine some “clock” whose rate
doesn’t depend ontheacceleration, such aclock carried along with theparticle
would show thetime s
Wecannow goback andwrite Newton’s law(ascorrected byEinstein) in
theneat form
dpu _jars“—fa, (26-32)
wheref,, 1Sgiven inEq.(26.28). Also, themomentum 12,,canbewritten as
a’1),,=mOu,,=mo%. (26.33)
where thecoordinates x,,=(ct,x,y,z)nowdescribe thetrajectory oftheparticle.
Finally, thefour-dimensional notation gives usthisvery simple form oftheequa-
tions ofmotion:
d2xf,‘ Z I710 -6-is-TH 5
which isreminiscent ofF=ma ltisimportant tonotice thatEq.(26.34) isno!
thesame asF=ma,because thefour-vector formula Eq.(26.34) hasinitthe
26-12
relativistic mechanics which aredifferent from Newton’s lawforhigh velocities.
Itisunlike thecase ofMaxwell’s equations, where wewere able torewrite the
equations intherelativistic form without anychange inthemeaning atall—but with
justachange ofnotation.
Now let’sreturn toEq.(26.24) andseehow wecanwrite theright-hand side
infour-vector notation. Thethree components—when divided by\/l-v2/c2-
arethecomponents of)1,so
f:q(E —l—vXB), :q E, V+ v,,Bz _ vZB,, _
x \/l —v2/c2 xfi —v2/C2 \/1 —v2/02 \/l -v2/c2
(26.35)
Now wemust putallquantities intheir relativistic notation. First, c/\/TT— v27/cl
andv,,/c/l —v2/02 and1:,/\/ilfi-T/t‘? arethei-,y-,andz-components ofthe
four-velocity 11,,And thecomponents ofEandBarecomponents ofthesecond-
rank tensor ofthefields F,,,,. Looking back inTable 26-1 forthecomponents of
F,,,,thatcorrespond toEx,B2,andBU,weget
fr :q(utFart T’ui/Fry _uZFIZ)v
which begins tolook interesting. Every term hasthesubscript x,which isreason-
able, since we’re finding anx-component. Then alltheothers appear inpairs:
tt,yy,22-—except that thexx-term ismissing. Sowejuststick itin.andwrite
fr=q(u,F,t —u,,F,,, -—u,,F,,y —u_,F,,,). (2636)
Wehaven’t changed anything because F,,,,isantisymmetric, andF”iszero. The
reason forwanting toputinthexx-term issothat wecanwrite Eq.(26.36) in
theshort-hand form
f,,=qu,,F,,,,. (26.37)
This equation isthesame asEq(26.36) ifwemake therulethatwhenever any
subscript occurs twice (as1/does here), youautomatically sum over terms inthe
same wayasforthescalar product, using thesame convention forthesigns.
You caneasily believe that(26.37) works equally wellfor/.t=yora=2.
butwhat about /.t=t?Let’s see,forfun,what itsays:
fr=q(uiFii _‘uzFtx —u!]F[y _llzFtz)
Now wehave totranslate back toE’sandB’s. Weget
=0+<9”; _-E.+~—“”—-E. +—i-E”fi q( xfi—v2/c2 \/T—v2/c2 J \/l—v2/c2
°r (2638)f,: i
\/l —v3/c2
Butfrom Eq.(26.28),f, issupposed tobe
F-v =q(E+vXB)-v_
\/l —U2/C2 \/l —U2/C2
Thisisthesame thing asEq.(26.38), since (vXB)-viszero. Soeverything comes
outallright.
Summarizing, ourequation ofmotion canbewritten intheelegant form
dzx"--F (2639 /’n()."W'—-f,,—qH;,,,;,. -)
Although itisnicetoseethattheequations canbewritten that way, thisform
isnotparticularly useful lt’susually more convenient tosolve forparticle motions
byusing theoriginal equations (26.24), andthat's what wewillusually do.
26-13
27
Field Energy and Field Momentum
27-1 Local conservation
Itisclear thattheenergy ofmatter isnotconserved. When anobject radiates
light itloses energy. However, theenergy lostispossibly describable insome other
form, sayinthelight. Therefore thetheory oftheconservation ofenergy is
incomplete without aconsideration oftheenergy which isassociated with thelight
or,ingeneral, with theelectromagnetic field. Wetakeupnowthelawofconserva-
tionofenergy and, also, ofmomentum forthefields. Certainly, wecannot treat
onewithout theother, because intherelativity theory they aredifferent aspects of
thesame four-vector.
Very early inVolume I,wediscussed theconservation ofenergy; wesaid
thenmerely thatthetotal energy intheworld isconstant. Now wewant toextend
theideaoftheenergy conservation lawinanimportant way—in awaythatsays
something indetail about howenergy isconserved. Thenewlawwillsaythatif
energy goesaway from aregion, itisbecause itflows away through theboundaries
ofthatregion. Itisasomewhat stronger lawthan theconservation ofenergy
without such arestriction.
Toseewhat thestatement means, let’slook athowthelawoftheconservation
ofcharge works. Wedescribed theconservation ofcharge bysaying thatthere is
acurrent density jandacharge density p,andthatwhen thecharge decreases at
some place there must beaflow ofcharge away from thatplace. Wecallthatthe
conservation ofcharge. Themathematical form oftheconservation lawis
V-j=-52% (27.1)
Thislawhastheconsequence thatthetotal charge intheworld isalways constant—
there isnever anynetgain orlossofcharge. However, thetotal charge inthe
world could beconstant inanother way. Suppose thatthere issome charge Q1
near some point (1)while there isnocharge near some point (2)some distance
away (Fig. 27-1). Now suppose that, astime goes on,thecharge Q1were to
gradually fade away andthatsimultaneously with thedecrease ofQ1some charge
Q2would appear near point (2),andinsuch awaythatatevery instant thesumof
Q1andQ2wasaconstant. Inother words, atanyintermediate state theamount
ofcharge lostbyQ1would beadded toQ2. Then thetotal amount ofcharge in
theworld would beconserved. That’s a“world-wide” conservation, butnotwhat
wewillcalla“local” conservation, because inorder forthecharge togetfrom
(l)to(2).itdidn’t have toappear anywhere inthespace between point (l)and
point (2).Locally, thecharge wasjust“lost.”
There isadifficulty with such a“world-wide” conservation lawinthetheory
ofrelativity. Theconcept of“simultaneous moments” atdistant points isonewhich
isnotequivalent indifferent systems. Two events thataresimultaneous inone
system arenotsimultaneous foranother system moving past. For“world-wide"
conservation ofthekind described, itisnecessary that thecharge lostfrom Q1
should appear simultaneously inQ2. Otherwise there would besome moments
when thecharge wasnotconserved. There seems tobenoway tomake the
lawofcharge conservation relativistically invariant without making ita“local”
conservation law. Asamatter offact, therequirement oftheLorentz relativistic
invariance seems torestrict thepossible laws ofnature insurprising ways. In
modern quantum field theory, forexample, people have often wanted toalter the
theory byallowing what wecalla“nonlocal” interaction—where something here
27-127-1 Local conservation
27-2 Energy conservation and
electromagnetism
27-3 Energy density andenergy
flowintheelectromagnetic
field
27-4 Theambiguity ofthefield
energy
27-5 Examples ofenergy flow
27-6 Field momentum
ll) (2)
/'/-1%,
0,\/ Q2
(bl
Fig. 27-1. Two wciys toconserve
charge: la)Q1—l—Q2isconstant; (b)
dQi/dt =ff-nda =—dQ2/dt.
hasadirect effect onsomething there—but wegetintrouble with therelativity
principle.
“Local” conservation involves another idea. Itsays that acharge canget
from oneplace toanother onlyifthere issomething happening inthespace between.
Todescribe thelawweneed notonly thedensity ofcharge, p,butalsoanother
kind ofquantity, namely j,avector giving therateofflow ofcharge across a
surface. Then theflow isrelated totherateofchange ofthedensity byEq.(27.1).
This isthemore extreme kind ofaconservation law. Itsays that charge iscon-
served inaspecial way—conserved “locally.”
Itturns outthatenergy conservation isalsoalocal process. There isnotonly
anenergy density inagiven region ofspace butalsoavector torepresent therate
offlowoftheenergy through asurface. Forexample, when alight source radiates,
wecanfindthelight energy moving outfrom thesource. Ifweimagine some mathe-
matical surface surrounding thelight source, theenergy lostfrom inside thesurface
isequal totheenergy thatflows outthrough thesurface.
27-2 Energy conservation andelectromagnetism
Wewant now towrite quantitatively theconservation ofenergy forelectro-
magnetism. Todothat, wehave todescribe how much energy there isinany
volume element ofspace, andalsotherateofenergy flow. Suppose wethink first
only oftheelectromagnetic fieldenergy. Wewillleturepresent theenergy density
inthefield (that is,theamount ofenergy perunitvolume inspace) andletthe
vector Srepresent theenergy flux ofthefield (that is,theflow ofenergy perunit
time across aunitarea perpendicular totheflow). Then, inperfect analogy with
theconservation ofcharge, Eq(271),wecanwrite the“local” lawofenergy
conservation inthefield as
6u5-1-—V-S. (27.2)
Ofcourse, thislawisnottrueingeneral; itisnottruethatthefield energy is
conserved. Suppose youareinadark room andthen turnonthelight switch. All
ofasudden theroom isfulloflight, sothere isenergy inthefield, although there
wasn’t anyenergy there before. Equation (27.2) isnotthecomplete conservation
law, because thefield energy alone isnotconserved, only thetotal energy inthe
world—there isalsotheenergy ofmatter. Thefield energy willchange ifthere is
some work being done bymatter onthefield orbythefield onmatter
However, ifthere ismatter inside thevolume ofinterest, weknow how much
energy ithas: Each particle hastheenergy m1,c2/\/l ——('2/c2. Thetotal energy
ofthematter isjust thesumofalltheparticle energies, andtheflow ofthisenergy
through asurface isjustthesumoftheenergy carried byeach particle thatcrosses
thesurface Wewant now totalkonly about theenergy oftheelectromagnetic
field. Sowemust write anequation which saysthatthetotal fieldenergy inagiven
volume decreases either because field energy flows outofthevolume orbecause
thefield loses energy tomatter (orgains energy, which isjustanegative loss).
Thefield energy inside avolume Vis
/udV,v
anditsrateofdecrease isminus thetime derivative ofthisintegral. Theflow of
fieldenergy outofthevolume Vistheintegral ofthenormal component ofSover
thesurface Zthatencloses V,
/S'nda.Z
So
-g [Viia'V=/S-nda—l—(work done onmatter inside V). (27.3). 2)
27-2
Wehave seen before thatthefield does work oneach unitvolume ofmatter
attherateE-j.[The force onaparticle isF=q(E+v><B),andtherateof‘
doing work isF~v=qE-v.Ifthere areNparticles perunitvolume, therateof
doing work perunitvolume isNqE- v,butNqv =j]Sothequantity E~jmust
beequal tothelossofenergy perunit time andperunit volume bythefield.
Equation (27.3) then becomes
-3; udV=/S~nda+/E-jdV. (27.4)<91V 2 V
This isourconservation lawforenergy inthefield. Wecanconvert itintoa
differential equation likeEq.(27.2) ifwecanchange thesecond term toavolume
integral That iseasy todowith Gauss’ theorem. The surface integral ofthe
normal component ofSistheintegral ofitsdivergence over thevolume inside.
SoEq.(27.3) isequivalent to
_/@dV=/ v-sdV+/E-jdV,Vdl V V
where wehave putthetime derivative ofthefirstterm inside theintegral. Since
thisequation istrueforanyvolume, wecantake away theintegrals andwehave
theenergy equation fortheelectromagnetic fields:
-3-i:=v-S+E-j. (27.5)
Now thisequation doesn’t dousabitofgood unless weknow what uandS
are. Perhaps weshould _]USItellyouwhat they areinterms ofEandB,because
allwereally want istheresult. However, wewould rather show youthekind of
argument thatwasused byPoynting in1884 toobtain formulas forSandu,so
youcanseewhere they come from. (You won’t, however, need tolearn thisde-
rivation forourlater work.)
27-3 Energy density andenergy flowintheelectromagnetic field
Theideaistosuppose thatthere isafield energy density uandafluxSthat
depend onlyupon thefields EandB.(For example, weknow thatinelectrostatics,
atleast, theenergy density canbewritten %eOE -E.)Ofcourse, theuandSmight
depend onthepotentials orsomething else. butlet’sseewhat wecanwork out
Wecantrytorewrite thequantity E-jinsuch awaythatitbecomes thesumof
twoterms. onethatisthetime derivative ofonequantity andanother thatisthe
divergence ofasecond quantity. Thefirstquantity would then beuandthesecond
would beS(with suitable signs). Both quantities must bewritten interms ofthe
fields only; thatis,wewant towrite ourequality as
_ 6E-]=-—FL;—V-S. (27.6)
Theleft-hand sidemust firstbeexpressed interms ofthefields only. How
canwedothat" Byusing Maxwell’s equations. ofcourse. From Maxwell’s
equation forthecurlofB,
. 6E_]= €QC2V><B'-"€()H'
Substituting thisin(276)wewillhave only E’sandB’s:
E-j= e0c2E-(V><B)— e0E-%- (27.7)
Wearealready partly finished. The last term isatime derivative—it is
(6/<9/)(§e0E -E). So§e0E -Eisatleast onepartofu.It’sthesame thing we
found inelectrostatics. Now, allwehave todoistomake theother term intothe
divergence ofsomething.
27-3
Notice thatthefirstterm ontheright-hand sideof(27.7) isthesame as
(VXB)'E. (27.8)
And, asyouknow from vector algebra, (aXb)cisthesame asa-(bXc);
soourterm isalsothesame as
v-(B><E) (27.9)
andwehave thedivergence of“something,” just aswewanted. Only that's
wrong‘ Wewarned youbefore that Vis“like” avector, butnot“exactly” the
same. Thereason itisnotisbecause there isanadditional C0!lvL’!1ll0I1 from cal-
culus: when aderivative operator isinfront ofaproduct, itworks oneverything
totheright. InEq(27.7), theVoperates only onB,notonEButintheform
(279),thenormal convention would saythat Voperates onboth BandESo
it’snotthesame thing Infact, ifwework outthecomponents ofV-(BXE)
wecanseethatitisequal toE~(VXB)plussome other terms. It’slikewhat
happens when wetake aderivative ofaproduct iiialgebra Forinstance,
§§</g>= gg+/gg
Rather than working outallthecomponents ofV-(BXE),wewould like
toshow youatrick thatisvery useful forthiskind ofproblem. Itisatrick that
allows youtousealltherules ofvector algebra onexpressions withtheVoperator,
without getting intotrouble Thetrick istothrow out~for awhile atleast—~the
ruleofthecalculus notation about what thederivative operator works on You
see,ordinarily, theorder ofterms isused forrimseparate purposes. One isfor
calculus: f(d/dx)g isnotthesame asg(d/dx)f; andtheother isforvectors:
aXbisdifierent from bXa.Wecan,ifwe want,chooseto abandon momentarily
thecalculus rule. Instead ofsaying thataderivative operates oneverything tothe
right, wemake anewrulethatdoesn't depend ontheorder inwhich terms arewrit-
tendown Then wecanJuggle terms around without worrying
Here isournewconvention. weshow, byasubscript. what adifferential op-
erator works on;theorder hasnomeaning. Suppose welettheoperator Dstand
for0/6x. Then Dfmeans that only thederivative ofthevariable quantity fis
taken. Then
ifDH’=5;"
D/fg=<%)g-
Butnotice now thataccording toournewrule,fD,g means thesame thing We
canwrite thesame thing anywhich way.
D/fg =gD/f=fD¢g =fgD7-
You see,theD;caneven come after everything. (It"ssurprising thatsuch ahandy
notation isnever taught inbooks onmathematics orphysics.)
You may wonder: What ifIwant towrite thederivative of/g? Iwant the
derivative ofboth terms. That’s easy, youJustsayso;youwrite D/(jg) +Dg(fg)-
That isJUSIg(6f/6x) —l—f(6g/Bx), which iswhat youmean intheoldnotation by
<9(fg)/<9X-You willseethatitisnowgoing tobeveryeasytowork outanewexpression
forV-(BXE).Westart bychanging tothenewnotation; wewriteButifwehave D/fg, itmeans
V-(B><E)=V);-(BXE)+VE-(BXE). (27.10)
Themoment wedothatwedon’t have tokeep theorder straight anymore We
always know that VEoperates onEonly, andV1,operates onBonly Inthese
circumstances, wecanuseVasthough itwere anordinary vector. (Ofcourse,
27—4
when wearefinished, wewillwant toreturn tothe“standard” notation that
everybody usually uses)Sonow wecandothevarious things likeinterchanging
dots andcrosses andmaking other kinds ofrearrangements oftheterms. For
instance, themiddle term ofEq.(27.10) canberewritten asE-VBXB.(You
remember thata-bXc=b-cXa.)And thelastterm isthesame asB-EX
VE.Itlooks freakish, butitisallright. Now ifwetrytogoback totheordinary
convention, wehave toarrange thattheVoperates only onits“own” variable.
Thefirstoneisalready thatway, sowecanjust leave ofithesubscript. Thesecond
oneneeds some rearranging toputtheVinfront oftheE,which wecandoby
reversing thecross product andchanging sign:
B-(EX VE)=—B-(VE ><E).
Now itisinaconventional order, sowecanreturn totheusual notation. Equation
(27.10) isequivalent to
V-(BXE)=E-(VXB)—B-(VXE). (27.11)
(Aquicker way would have been tousecomponents inthisspecial case, butit
wasworth taking thetime toshow youthemathematical trick. You probably
won’t seeitanywhere else, anditisvery good forunlocking vector algebra from
therules about theorder ofterms with derivatives.)
Wenowreturn toourenergy conservation discussion anduseournewresult,
Eq.(27.11), totransform theVXBterm ofEq.(27.7). That energy equation
becomes
. aE-1=@.,¢2v-(B><E)+6083- (v><E)-5(%e0E-E) (27.12)
Now youseewe’re almost finished. Wehave oneterm which isanicederivative
withrespect tottouseforuandanother thatisabeautiful divergence torepresent
S.Unfortunately, there isthecenter term leftover, which isneither adivergence
noraderivative withrespect tot.Sowealmost made it,butnotquite. After
some thought, welook back atthedifferential equations ofMaxwell anddiscover
thatVXEis,fortunately, equal to—6B/6t, which means thatwecanturn the
extra term intosomething thatisapure time derivative:
6B 6B'BB(VXE)- B-(— E) --—5<-—2—)-
Now wehave exactly what wewant. Ourenergy equation reads
. a 2E-1=v-(@.,¢2B>< E)-5(i§B-B+529E-E), (27.13)
which isexactly likeEq.(27.6), ifwemake thedefinitions
2
u=%E-E+‘°T°12-B (27.14)
and
S=e.,c2E XB. (27.15)
(Reversing thecross product makes thesigns come outright.)
Ourprogram wassuccessful. Wehave anexpression fortheenergy density
thatisthesum ofan“electric” energy density anda“magnetic” energy density,
whose forms arejustliketheones wefound instatics when weworked outthe
energy interms ofthefields. Also, wehave found aformula fortheenergy flow
vector oftheelectromagnetic field. This new vector, S=e0c2E XB,iscalled
“Poynting’s vector,” after itsdiscoverer. Ittells ustherateatwhich thefield
energy moves around inspace. Theenergy which flows through asmall area da
persecond isS-nda,where nistheunitvector perpendicular toda.(Now that
wehave ourformulas foruandS,youcanforget thederivations ifyouwant.)
27—5
E
S
—~4*—~——~4—e>V
B MRECUON OFWAVE
PROPAGNHON
Fig. 27-2. The vectors E,B,and S
forolight wove.27-4 Theambiguity ofthefield energy
Before wetake upsome applications ofthePoynting formulas [Eqs. (27.14)
and(27.l5)], wewould liketosaythatwehave notreally “proved” them. All
wedidwastofindapossible “ii”andapossible “S.” How doweknow thatby
juggling theterms around some more wecouldn't findanother formula for“u”
andanother formula for“S”? ThenewSandthenewuwould bedifferent, but
they would stillsatisfy Eq.(27.6). It’spossible. Itcanbedone, buttheforms that
have been found always involve various derivatives ofthefield (and always with
second-order terms likeasecond derivative orthesquare ofafirstderivative).
There are,infact, aninfinite number ofdifferent possibilities foruandS,and
sofarnoonehasthought ofanexperimental waytotellwhich oneisright! People
have guessed thatthesimplest oneisprobably thecorrect one, butwemust say
thatwedonotknow forcertain what istheactual location inspace oftheelectro-
magnetic field energy. Sowetoowilltake theeasy wayoutandsaythatthefield
energy isgiven byEq.(27.14). Then thefiowvector Smust begiven byEq.(27.15).
Itisinteresting thatthere seems tobenounique waytoresolve theindefinite-
nessinthelocation ofthefield energy. Itissometimes claimed thatthisproblem
canberesolved byusing thetheory ofgravitation inthefollowing argument.
Inthetheory ofgravity, allenergy isthesource ofgravitational attraction. There-
foretheenergy density ofelectricity must belocated properly ifwearetoknow in
which direction thegravity force acts. Asyet,however, noonehasdone such a
delicate experiment that theprecise location ofthegravitational influence of
electromagnetic fields could bedetermined. That electromagnetic fields alone can
bethesource ofgravitational force isanideaitishard todowithout. Ithas,in
fact, been observed that light isdeflected asitpasses near thesun——we could
saythatthesunpulls thelight down toward it.Doyounotwant toallow thatthe
light pulls equally onthesun? Anyway, everyone always accepts thesimple
expressions wehave found forthelocation ofelectromagnetic energy anditsflow.
And although sometimes theresults obtained from using them seem strange,
noboby hasever found anything wrong with them—that is,nodisagreement with
experiment. Sowewillfollow therestoftheworld——besides, webelieve thatitis
probably perfectly right.
Weshould make onefurther remark about theenergy formula. Inthefirst
place, theenergy perunitvolume inthefield isvery simple: Itistheelectrostatic
energy plus themagnetic energy, i'fwe write theelectrostatic energy interms of
E2andthemagnetic energy asB2. Wefound twosuch expressions aspossible
expressions fortheenergy when wewere doing static problems. Wealsofound a
number ofother formulas fortheenergy intheelectrostatic field, such asp¢,
which isequal totheintegral ofE-Eintheelectrostatic case However, inan
electrodynamic field theequality failed, andthere wasnoobvious choice asto
which wastheright one. Now weknow which istheright one. Similarly, wehave
found theformula forthemagnetic energy that iscorrect ingeneral Theright
formula fortheenergy density ofdynamic fields isEq(27.14)
27-5 Examples ofenergy flow
Ourformula fortheenergy flow vector Sissomething quite new. Wewant
now toseehow itworks insome special cases andalsotoseewhether itchecks
outwith anything thatweknew before. Thefirstexample wewilltake islight.
Inalight wave wehave anEvector andaBvector atright angles toeach other
andtothedirection ofthewave propagation. (See Fig27-2.) Inanelectroniag-
netic wave, themagnitude ofBisequal to1/ctimes themagnitude ofE,andsince
they areatright angles,
E2
ll?XB|I—-c
Therefore, forlight, thefiow ofenergy perunitarea persecond is
S=e0cE2. (27.16)
27—6
Foralight wave inwhich E=E0cosw(t—x/c), theaverage rate ofenergy
flowperunitarea, <S)av —Which iscalled the“intensity” ofthelight—is themean
value ofthesquare oftheelectric field times soc:
Intensity =(S),,,, =e0c(E2).,,,. (27.17)
Believe itornot,wehave already derived thisresult inSection 31-3 ofVol. I,
when wewere studying light. Wecanbelieve thatitisright because italsochecks
against something else When wehave alight beam, there isanenergy density in
space given byEq.(27.14). Using cB=Eforalight wave, wegetthat
22__Q2 606 §_ = 2H-— (C2) EOE.
ButEvaries inspace, sotheaverage energy density is
(ulav =€0<E2>av~
Now thewave travels atthespeed c.soweshould think thattheenergy thatgoes
through asquare meter inasecond isctimes theamount ofenergy inonecubic
meter. Sowewould saythat
(S>;w =6()C<E2>_,v.
Andit’sright; itisthesame asEq.(27.17).
Now wetake another example. Here isarather curious one. Welook atthe
energy flowinacapacitor thatwearecharging slowly. (Wedon’t want frequencies
sohighthatthecapacitor isbeginning tolook likearesonant cavity, butwedon't
want DCeither.) Suppose weuseacircular parallel plate capacitor ofourusual
kind, asshown inFig.27-3. There isanearly uniform electric fieldinside which is
changing with time. Atanyinstant thetotal electromagnetic energy inside isll
times thevolume. Iftheplates have aradius aandaseparation h,thetotal energy
between theplates is
U= E2)(1ra2h). (27.19)
This energy changes when Echanges. When thecapacitor isbeing charged, the
volume between theplates isreceiving energy attherate
-‘-g-t]=e07ra2hEE. (27.20)
Sothere must beaflow ofenergy intothatvolume from somewhere. Ofcourse
youknow thatitmust come inonthecharging wires—not atall! Itcan’t enter
thespace between theplates from thatdirection, because EISperpendicular to
theplates; EXBmust beparallel totheplates.
You remember, ofcourse, that there isamagnetic field thatcircles around
theaxiswhen thecapacitor ischarging. Wediscussed thatinChapter 23.Using
thelastofMaxwell’s equations, wefound thatthemagnetic field attheedge ofthe
capacitor isgiven by
27rac2B =E'7ra2,
ora.B=-2; E.
Itsdirection isshown inFig. 27-3. Sothere isanenergy flow proportional
toEXBthat comes inallaround theedges, asshown inthefigure. The
energy isn’t actually coming down thewires, butfrom thespace surrounding the
capacitor.
Let's check whether ornotthetotal amount offlowthrough thewhole surface
between theedges oftheplates checks withtherateofchange oftheenergy inside—
ithadbetter; wewent through allthat work proving Eq.(27.15) tomake sure,
27-7‘kg,’ _s,fi’,E‘Dl)
+
Fig. 27-3. Near cicharging capaci-
tor,thePoynting vector Spoints inward
toward theaxis.
I
-\
V
Fig.27-4. Thefields outside 0capacitor
when itisbeing charged bybringing two
charges from 0large distcince.
/‘\
4‘ii
llIE EI I
S B
L}
Fig. 27-5 ThePoynting vector$ necir
owire carrying ocurrent.
‘___ E
N
i B
/
XX
S
Fig. 27-6. Acharge and omcignet
produce 0Poynting vector that circulates
inclosed loops.butlet's see. Thearea ofthe surface is21ra/1, andS=c,,c“)E XBisinmagnitude
a I
6[)C2E<“iE‘§ s
7ra2he0EE.sothetotal fluxofenergy is
Itdoes check with Eq.(27.20). Butittellsusapeculiar thing: thatwhen weare
charging acapacitor. theenergy isnotcoming down thewires; itiscoming in
through theedges ofthegap. That’s what thistheory says!
How canthatbe?That’s notaneasyquestion, buthereisonewayofthinking
about it.Suppose thatwehadsome charges above andbelow thecapacitor and
faraway. When thecharges arefaraway, there isaweak butenormously spread-
outfield that surrounds thecapacitor. (See Fig.27-4.) Then, asthecharges
come together, thefield getsstronger nearer tothecapacitor. Sothefield energy
which iswayoutmoves toward thecapacitor andeventually ends upbetween the
plates.
Asanother example, weaskwhat happens inapiece ofresistance wirewhen it
iscarrying acurrent. Since thewirehasresistance, there isanelectric fieldalong it,
driving thecurrent. Because there isapotential drop along thewire, there isalso
anelectric field just outside thewire, parallel tothesurface. (See Fig. 27-5.)
There is,inaddition, amagnetic field which goes around thewire because ofthe
current. TheEandBareatright angles; therefore there isaPoynting vector
directed radially inward, asshown inthefigure. There isaflow ofenergy intothe
wire allaround. Itis,ofcourse, equal totheenergy being lostinthewire inthe
form ofheat. Soour“crazy” theory says that theelectrons aregetting their
energy togenerate heat because oftheenergy flowing intothewire from thefield
outside. Intuition would seem totellusthattheelectrons gettheir energy from
being pushed along thewire, sotheenergy should beflowing down (orup)along
thewire. Butthetheory saysthattheeiectrons arereally being pushed byanelectric
field, which hascome from some charges very faraway. andthattheelectrons get
their energy forgenerating heat from these fields. Theenergy somehow flows
from thedistant charges intoawide area ofspace andthen inward tothewire.
Finally, inorder toreally convince youthat thistheory isobviously nuts,
wewilltake onemore example—-an example inwhich anelectric charge anda
magnet areatrestnear each other—both sitting quite still. Suppose wetake the
example ofapoint charge sitting near thecenter ofabarmagnet, asshown in
Fig.27-6 Everything isatrest, sotheenergy isnotchanging with time. Also,
EandBarequite static. ButthePoynting vector saysthatthere isaflowofenergy,
because there isanEXBthatisnotzero. Ifyoulook attheenergy flow, youfind
thatitjustcirculates around andaround. There is1i't anychange intheenergy
anywhere—everything which flows into onevolume flows outagain Itislike
incompressible water flowing around. Sothere isacirculation ofenergy inthis
so-called static condition. How absurd itgets!
Perhaps itisn’t soterribly puzzling, though, when youremember thatwhat
wecalled a“static” magnet isreally acirculating permanent current. Inaperma-
nent magnet theelectrons arespinning permanently inside. Somaybe acirculation
oftheenergy outside isn’t soqueer after all.
You nodoubt begin togettheimpression thatthePoynting theory atleast
partially violates your intuition astowhere energy islocated inanelectromagnetic
field. You might believe thatyoumust revamp allyour intuitions, and, therefore
have alotofthings tostudy here. Butitseems really notnecessary You don’t
need tofeelthatyouwillbeingreat trouble ifyouforget once inawhile thatthe
energy inawire isflowing intothewire from theoutside, rather than along the
wire. Itseems tobeonly rarely ofvalue, when using theideaofenergy conserva-
tion, tonotice indetail what path theenergy istaking. Thecirculation ofenergy
around amagnet andacharge seems, inmost circumstances, tobequite unimpor-
tant. Itisnotavital detail, butitisclear thatourordinary intuitions arequite
wrong.
27-8
27-6 Field momentum
Next wewould liketotalkabout themomentum intheelectromagnetic field.
Justasthefield hasenergy. itwillhave acertain momentum perunit volume.
Letuscallthatmomentum density g.Ofcourse, momentum hasvarious possible
directions, sothatgmust beavector. Let’s talkabout onecomponent atatime;
first, wetakethex-component. Since each component ofmomentum isconserved
weshould beabletowrite down alawthatlooks something likethis:
_2momentum __dig+momentum
61 ofmatter I76t outflow ,'
Theleftsideiseasy. Therate-of-change ofthemomentum ofmatter isjustthe
force onit.Foraparticle, itisF=q(E+vXB);foradistribution ofcharges,
theforce perunit volume is(pE+jXB). The “momentum outflow” term,
however, isstrange. Itcannot bethedivergence ofavector because itisnota
scalar; itis,rather, anx-component ofsome vector. Anyway, itshould probably
look something like
6a 6b 6c
a+5+e
because thex-momentum could beflowing inanyoneofthethree directions.
Inanycase, whatever a,b,andcare,thecombination issupposed toequal the
outflow ofthex-momentum.
Now thegame would betowrite pE—l—jXBinterms only ofEandB-
eliminating panjbyusing Maxwell’s equations—and thentojuggle terms andmake
substitutions togetitintoaform thatlooks like
ag, 6a 6b 6c
w+&+5+e
Then, byidentifying terms, wewould have expressions forg,,,a,b,andc.It’sa
lotofwork, andwearenotgoing todoit.Instead, weareonly going tofindan
expression forg,themomentum density—-and byadifl'erent route.
There isanimportant theorem inmechanics which isthis: whenever there is
aflowofenergy inanycircumstance atall(field energy oranyother kind ofenergy).
theenergy flowing through aunitarea perunittime, when multiplied by1/02, is
equal tothemomentum perunit volume inthespace Inthespecial case ofelec-
trodynamics, thistheorem gives theresult thatgisI/c2times thePoynting vector
g=gs. (27.21)
SothePoynting vector gives notonly energy flow but,ifyoudivide byc2,alsothe
momentum density. Thesame result would come outoftheother analysis we
suggested. butitismore interesting tonotice thismore general result. Wewill
nowgiveanumber ofinteresting examples andarguments toconvince youthat
thegeneral theorem istrue.
First example: Suppose thatwehave alotofparticles inabox——let’s sayN
percubic meter—and thatthey aremoving along with some velocity v.Now let’s
consider animaginary plane surface perpendicular tov.Theenergy flow through
aunitareaofthissurface persecond isequal toN0,thenumber which flowthrough
thesurface persecond, times theenergy carried byeach one. Theenergy ineach
particle ismocz/\/l ——7/2/c2. Sotheenergy flow persecond is
2mc
NU*i0i--\/I—v2/02
Butthemomentum ofeach particle ismgzi/\/l —112/c2, sothedensity ofmo-
mentum isWIQU
N I
\/1-U2/C2
27-9
l‘ L ‘l
U\
GD);/@’
2,
Q“,
Cs)“ @(bl
@C
I
I
Hg. 27-7. The energy Uin mofion at
thespeed cccirries themomentum U/c.which isjustI/c2 times theenergy flow—-as thetheorem says. Sothetheorem is
trueforabunch ofparticles.
Itisalsotrueforlight. When westudied light inVolume I,wesawthatwhen
theenergy ISabsorbed from alight beam, acertain amount ofmomentum ISde-
livered totheabsorber. Wehave, infact, shown inChapter 36ofVol. Ithatthe
momentum is1/ctimes theenergy absorbed [Eq. (36.24) ofVol. I].IfweletU0
betheenergy arriving ataunitarea persecond, then themomentum arriving ata
unitareapersecond isU0/c. Butthemomentum istravelling atthespeed c,soits
density infront oftheabsorber must beU0/c2. Soagain thetheorem isright.
Finally wewillgive anargument duetoEinstein which demonstrates the
same thing once more. Suppose thatwehave arailroad caronwheels (assumed
frictionless) with acertain bigmass M.Atoneendthere isadevice which will
shoot outsome particles orlight (oranything, itdoesn’t make anydifference what
itis),which arethen stopped attheopposite endofthecar. There wassome
energy originally atoneend—say theenergy Uindicated inFig.27—7(a)—-and then
later itisattheopposite end, asshown inFig.27-7(c). Theenergy Uhasbeen
displaced thedistance L,thelength ofthecar. Now theenergy Uhasthemass
U/c2, soifthecarstayed still, thecenter ofgravity ofthecarwould bemoved.
Einstein didn’t liketheideathatthecenter ofgravity ofanobject could bemoved
byfooling around only ontheinside, soheassumed thatitisimpossible tomove
thecenter ofgravity bydoing anything inside. Butifthatisthecase,when we
moved theenergy Ufrom oneendtotheother, thewhole carmust have recoiled
some distance x,asshown inpart (c)ofthefigure. You cansee,infact, thatthe
total mass ofthecar,times x,must equal themass oftheenergy moved, U/c2
times L(assuming that U/c2 ismuch lessthan M):
UMX=E5L. (27.22)
Let’s nowlook atthespecial caseoftheenergy being carried byalight flash.
(The argument would work aswellforparticles, butwewillfollow Einstein, who
wasinterested intheproblem oflight )What causes thecartobemoved” Einstein
argued asfollows: When thelight isemitted there must bearecoil, some unknown
recoil with momentum p.Itisthisrecoil which makes thecarrollbackward.
Therecoil velocity 0ofthecarwillbethismomentum divided bythemass ofthe
car:
2):
Thecarmoves with thisvelocity until thelight energy Ugetstotheopposite end.
Then, when ithits, itgives back itsmomentum andstops thecar. Ifxissmall,
then thetime thecarmoves isnearly equal toL/c; sowehave that
__L_pL X—Ul—U;—MC
Putting thisxinEq.(27.22), wegetthat
UP=‘LT'
Again wehave therelation ofenergy andmomentum forlight. Dividing bycto
getthemomentum density g=p/c, wegetonce more that
ug=C2 (27.23)
You may well wonder: What issoimportant about thecenter-of-gravity
theorem? Maybe itiswrong. Perhaps, butthen wewould alsolosetheconserva-
tionofangular momentum. Suppose thatourboxcar ismoving along atrack at
some speed Uandthatweshoot some light energy from thetoptothebottom of
thecar—say, from AtoBinFig.27-8. Now welook attheangular momentum of
thesystem about thepoint PBefore theenergy Uleaves A,ithasthemass
27-10
m=U2/c andthevelocity I’,soithastheangular momentum Wlllfa When it
arrives atB,ithasthesame mass and, ifthelinear momentum ofthewhole boxcar
isnottochange, itmust stillhave thevelocity ll.It’sangular momentum about P
isthen mvrB. The angular momentum willbechanged unless theright recoil
momentum wasgiven tothecarwhen thelight wasemitted—that is,unless the
light carries themomentum U/c. Itturns outthattheangular momentum con-
servation andthetheorem ofcenter-of-gravity areclosely related intherelativity
theory. Sotheconservation ofangular momentum would alsobedestroyed ifour
theorem were nottrue Atanyrate, itdoes turn outtobeatruegeneral law,and
inthecaseofelectrodynamics wecanuseittogetthemomentum inthefield.
Wewillmention twofurther examples ofmomentum intheelectromagnetic
field. Wepointed outinSection 26-2 thefailure ofthelawofaction andreaction
when twocharged particles were moving onorthogonal trajectories. Theforces
onthetwoparticles don’t balance out,sotheaction andreaction arenotequal.
therefore thenetmomentum ofthematter must bechanging. Itisnotconserved
Butthemomentum inthefield isalsochanging insuch asituation. Ifyouwork
outtheamount ofmomentum given bythePoynting vector, itisnotconstant.
However, thechange oftheparticle momenta isjust made upbythefield momen-
tum, sothetotal momentum ofparticles plusfield isconserved.
Finally, another example isthesituation with themagnet andthecharge.
shown inFig.27-6. Wewere unhappy tofindthatenergy wasflowing around in
circles, butnow, since weknow thatenergy flow andmomentum areproportional,
weknow alsothatthere ismomentum circulating inthespace. Butacirculating
momentum means thatthere isangular momentum. Sothere isangular momentum
inthefield. Doyouremember theparadox wedescribed inSection 17-4 about a
solenoid andsome charges mounted onadisc? Itseemed that when thecurrent
turned off,thewhole discshould start toturn Thepuzzle was: Where didthe
angular momentum come from ?Theanswer isthatifyouhave amagnetic fieldand
some charges, there willbesome angular momentum inthefield. Itmust have
been putthere when thefieldwasbuilt up.When thefieldisturned off,theangular
momentum isgiven back. Sothediscintheparadox would start rotating.
This mystic circulating flow ofenergy, which atfirstseemed soridiculous, isab-
solutely necessary. There isreally amomentum flow. Itisneeded tomaintain the
conservation ofangular momentum inthewhole world.
27-11A
@jli'-@-P ___, _
Fig. 27-8. The energy Umust corry
themomentum U/c ifthecingulor mo-
mentum about Pistobeconserved.
28
Electromagnetic Mass
28-1 Thefieldenergy ofapoint charge
Inbringing together relativity andMaxwell’s equations, wehave finished our
main work onthetheory ofelectromagnetism. There are,ofcourse, some details
wehaveskipped overandonelarge areathatwewillbeconcerned withinthefuture
—-the interaction ofelectromagnetic fields with matter. Butwewant tostop fora
moment toshow you that thistremendous edifice, which issuch abeautiful
success inexplaining somany phenomena, ultimately falls onitsface. When
youfollow anyofourphysics toofar,youfindthatitalways getsintosome kind
oftrouble. Now wewant todiscuss aserious trouble—the failure oftheclassical
electromagnetic theory. You canappreciate thatthere isafailure ofallclassical
physics because ofthequantum-mechanical effects. Classical mechanics isamathe-
matically consistent theory; itjustdoesn’t agree with experience. Itisinteresting,
though, thattheclassical theory ofelectromagnetism isanunsatisfactory theory
allbyitself. There aredifficulties associated with theideas ofMaxwell’s theory
which arenotsolved byandnotdirectly associated with quantum mechanics.
Youmaysay,“Perhaps there’s nouseworrying about these difficulties. Since the
quantum mechanics isgoing tochange thelaws ofelectrodynamics, weshould
wait toseewhat difliculties there areafter themodification.” However, when
electromagnetism isjoined toquantum mechanics, thedifficulties remain. Soit
willnotbeawaste ofourtimenowtolookatwhat these difficulties are. Also,
theyareofgreat historical importance. Furthermore, youmaygetsome feeling
ofaccomplishment from being abletogofarenough withthetheory toseeevery-
thing-including allofitstroubles.
Thedifficulty wespeak ofisassociated with theconcepts ofelectromagnetic
momentum andenergy, when applied totheelectron oranycharged particle.
Theconcepts ofsimple charged particles andtheelectromagnetic field areinsome
wayinconsistent. Todescribe thedifficulty, webegin bydoing some exercises
withourenergy andmomentum concepts.
First, wecompute theenergy ofacharged particle. Suppose wetakeasimple
model ofanelectron inwhich allofitscharge qisuniformly distributed onthe
surface ofasphere ofradius a,which wemaytaketobezeroforthespecial case of
apoint charge. Now let’s calculate theenergy intheelectromagnetic field. If
thecharge isstanding still, there isnomagnetic field, andtheenergy perunit
volume isproportional tothesquare oftheelectric field. Themagnitude ofthe
electric fieldisq/41re,,r2, andtheenergy density is
_E 2_ Q2 _
”"2EV327i'2e0r4
Togetthetotal energy, wemust integrate thisdensity over allspace. Using the
volume element 41rr2 dr,thetotal energy, which wewillcallU,.1,.,,. is
2
Uelec : /‘L. dr-87T€(]V2
Thisisreadily integrated. Thelower limit isa,andtheupper limit isoo,so
_11121Uelcc —E1;?) 5' (28-1)
28-128-1
28-2
28-3
28-4
28-5
28-6Thefield energy ofapoint
charge
Thefield momentum ofa
moving charge
Electromagnetic mass
Theforce ofanelectron on
itself
Attempts tomodify the
Maxwell theory
Thenuclear force field
F>\ t,__/ g-
Q4? 0
1/ \_;, +\ ¢
SPHERICAL
ELECTRON
(1')7\IO
Fig. 28-1. Thefields EcindBandthe
momentum density gfor0positive elec-
tron. Forcinegative electron, Eand B
arereversed butgisnot.
*‘ l<—dr
O9 ‘ rd8
G/L-
MFig. 28-2. The volume element
21rr2 sin0d0drused forcalculating the
field momentum.QIfweusetheelectronic charge qeforqandthesymbol e2forq?/41re0, then
2
[\)>—n areUelec : '
Itisallfineuntil wesetaequal tozero forapoint charge—there’s thegreat
difficulty. Because theenergy ofthefield varies inversely asthefourth power of
thedistance from thecenter, itsvolume integral isinfinite. There isaninfinite
amount ofenergy inthefield surrounding apoint charge.
What’s wrong with aninfinite energy‘? Iftheenergy can’t getout,butmust
staythere forever, isthere anyrealdifficulty Wl[l'1 aninfinite energy? Ofcourse, a
quantity thatcomes outinfinite may beannoying, butwhat really matters isonly
whether there areanyobservable physical effects. Toanswer thatquestion, we
must turn tosomething elsebesides theenergy. Suppose weaskhow theenergy
changes when wemove thecharge. Then, ifthechanges areinfinite, wewillbe
introuble.
28-2 Thefield momentum ofamoving charge
Suppose anelectron ismoving atauniform velocity through space, assuming
foramoment thatthevelocity islowcompared with thespeed oflight. Associated
with thismoving electron there isamomentum—even iftheelectron hadnomass
before itwascharged—because ofthemomentum intheelectromagnetic field.
Wecanshow thatthefield momentum isinthedirection ofthevelocity vofthe
charge andis,forsmall velocities, proportional to11.Forapoint Patthedistance
rfrom thecenter ofthecharge andattheangle 6with respect tothelineofmotion
(seeFig.28-1) theelectric field isradial and, aswehave seen, themagnetic field
isvXE/c2. Themomentum density, Eq.(27.21), is
g=€QE><B.
It1Sdirected obliquely toward thelineofmotion, asshown inthefigure, andhas
themagnitudeev .g=T‘;E2sin0.
Thefields aresymmetric about thelineofmotion, sowhen weintegrate over
space, thetransverse components willsumtozero, giving aresultant momentum
parallel tov.Thecomponent ofginthisdirection isgsin0.which wemust inte-
grate over allspace. Wetake asourvolume element aringwith itsplane per-
pendicular tov,asshown inFig.28-2. Itsvolume is21172 sin0d0dr.Thetotal
momentum isthen
p=/% E2sin2027172 sin0d0dr.
Since Eisindependent of0(foru<<c),wecanimmediately integrate over 0;the
integral is
3
/>sin30d0 =—/‘(I —cos20)d(cos0) =—cos0+EO?%9-
Thelimits of0areOand1r,sothe9-integral gives merely afactor of4/3, and
p= £37-r%fE2r2dr.
Theintegral (forv<<c)istheonewehave justevaluated tofindtheenergy; itis
q2/l61r2e§a, and
_2q2 v
1’-51;;F’or
2 2
p=3%v. (28.3)
28-2
Themomentum inthefield—the electromagnetic momentum—is proportional to
v.Itisjustwhat weshould have foraparticle with themass equal tothecoefficient
ofv.Wecan,therefore, callthiscoelficient theelectromagnetic mass, mam, and
writeitas
22 .=§ (28.4)
28-3 Electromagnetic mass
Where does themass come from? Inourlaws ofmechanics wehave supposed
thatevery object “carries” athing wecallthemass—which also means that it
“carries” amomentum proportional toitsvelocity. Now wediscover thatitis
understandable that acharged particle carries amomentum proportional toits
velocity. Itmight, infact, bethatthemass isjusttheefiect ofelectrodynamics.
Theorigin ofmass hasuntil now been unexplained. Wehave atlastinthetheory
ofelectrodynamics agrand opportunity tounderstand something that wenever
understood before. Itcomes outoftheblue~or rather, from Maxwell and
Poynting—that anycharged particle willhave amomentum proportional toits
velocity justfrom electromagnetic influences.
Let’s beconservative andsay,foramoment, thatthere aretwokinds ofmass—
thatthetotalmomentum ofanobject could bethesumofamechanical momentum
andtheelectromagnetic momentum. Themechanical momentum isthe“mechan-
ical”mass, m,,,,.,.|,, times v.Inexperiments where wemeasure themass ofaparticle
byseeing howmuch momentum ithas, orhow itswings around inanorbit, we
aremeasuring thetotal mass. Wesaygenerally thatthemomentum isthetotal
mass (m,,,c,,,, +mom.) times thevelocity. Sotheobserved mass canconsist oftwo
pieces (orpossibly more ifweinclude other fields): amechanical piece plus an
electromagnetic piece. Weknow thatthere isdefinitely anelectromagnetic piece,
andwehave aformula forit.And there isthethrilling possibility thattheme-
chanical piece isnotthere atall—that themass isallelectromagnetic.
Let’sseewhatsizetheelectron must haveifthere istobenomechanical mass.
Wecanfindoutbysetting theelectromagnetic mass ofEq.(28.4) equal tothe
observed massmuofanelectron. Wefind
2
(1= (23.5)
Thequantity
r0=-‘ii (28.6)m,,c2
iscalled the“classical electron radius”; ithasthenumerical value 2.82 X10'“
cm,about oneone-hundred-thousandth ofthediameter ofanatom.
Why isrocalled theelectron radius, rather than oura?Because wecould
equally welldothesame calculation with other assumed distributions ofcharges—
thecharge might bespread uniformly through thevolume ofasphere oritmight
besmeared outlikeafuzzy ball. Foranyparticular assumption thefactor 2/3
would change tosome other fraction. Forinstance, foracharge uniformly dis-
tributed throughout thevolume ofasphere, the2/3getsreplaced by4/5. Rather
thantoargue over which distribution iscorrect, itwasdecided todefine r0asthe
“nominal” radius. Then different theories could supply their petcoefficients.
Let’s pursue ourelectromagnetic theory ofmass. Ourcalculation wasfor
v<<c;what happens ifwegotohigh velocities? Early attempts ledtoacertain
amount ofconfusion, butLorentz realized thatthecharged sphere would contract
intoaellipsoid athigh velocities andthatthefields would change inaccordance
withtheformulas (266)and(26.7) wederived fortherelativistic caseinChapter 26.
Ifyoucarry through theintegrals forpinthatcase, youfindthatforanarbitrary
velocity v,themomentum isaltered bythefactor 1/\/l—112/c2:
2e2 v
”r2 ' <28”28-3
Inother words, theelectromagnetic mass rises with velocity inversely as
\/l—v2/c2——a discovery thatwasmade before thetheory ofrelativity.
Early experiments were proposed tomeasure thechanges with velocity inthe
observed mass ofaparticle inorder todetermine how much ofthemass was
mechanical andhowmuch waselectrical. Itwasbelieved atthetime thattheelec-
trical part would vary with velocity, whereas themechanical partwould not. But
while theexperiments were being done, thetheorists were alsoatwork. Soon the
theory ofrelativity wasdeveloped, which proposed thatnomatter what theorigin
ofthemass, itallshould vary asmo/\/1 —v2/c2. Equation (28.7) wasthe
beginning ofthetheory thatmass depended onvelocity.
Let’s now goback toourcalculation oftheenergy inthefield, which ledto
Eq.(28.2). According tothetheory ofrelativity, theenergy Uwillhave themass
U/c2; Eq.(28.2) then says that thefield oftheelectron should have themass
Us cc 192
mblec =*5?‘ =52?’ (28-8)
which isnotthesame astheelectromagnetic mass, m,.1,.,., ofEq.(28.4). Infact, if
wejustcombine Eqs. (28.2) and(28.4), wewould write
3 2Uelec =Zmelecc -
This formula wasdiscovered before relativity, andwhen Einstein andothers began
torealize thatitmust always bethat U=mcz, there wasgreat confusion.
28-4 Theforce ofanelectron onitself
Thediscrepancy between thetwoformulas fortheelectromagnetic mass is
especially annoying, because wehave carefully proved thatthetheory ofelectro-
dynamics isconsistent with theprinciple ofrelativity. Yetthetheory ofrelativity
implies without question that themomentum must bethesame astheenergy
times v/c2. Soweareinsome kind oftrouble; wemust have made amistake.
Wedidnotmake analgebraic mistake inourcalculations, butwehave leftsome-
thing out.
Inderiving ourequations forenergy andmomentum, weassumed thecon-
servation laws. Weassumed thatallforces were taken intoaccount andthatany
work done andanymomentum carried byother “nonelectrical” machinery was
included. Now ifwehave asphere ofcharge, theelectrical forces areallrepulsive
andanelectron would tend toflyapart. Because thesystem hasunbalanced forces,
wecangetallkinds oferrors inthelaws relating energy andmomentum. Togeta
consistent picture, wemust imagine that something holds theelectron together.
Thecharges must beheldtothesphere bysome kind ofrubber bands—something
thatkeeps thecharges from flying off.Itwasfirstpointed outbyPoincaré thatthe
rubber bands—or whatever itisthatholds theelectron together—must beincluded
intheenergy andmomentum calculations. Forthisreason theextra nonelectrical
forces arealsoknown bythemore elegant name “the Poincaré stresses.” Ifthe
extra forces areincluded inthecalculations, themasses obtained intwoways are
changed (inawaythatdepends onthedetailed assumptions). And theresults are
consistent with relativity; i.e.,themass thatcomes outfrom themomentum cal-
culation isthesame astheonethatcomes from theenergy calculation. However,
both ofthem contain twocontributions: anelectromagnetic mass andcontribution
from thePoincaré stresses. Only when thetwoareadded together dowegeta
consistent theory.
Itistherefore impossible togetallthemass tobeelectromagnetic intheway
wehoped. Itisnotalegal theory ifwehave nothing butelectrodynamics. Some-
thing elsehastobeadded. Whatever youcallthem—“rubbcr bands,” or“Poincaré
stresses,” orsomething else—there have tobeother forces innature tomake a
consistent theory ofthiskind.
28-4
Clearly, assoon aswehave toputforces ontheinside oftheelectron, the
beauty ofthewhole ideabegins todisappear. Things getvery complicated. You
would want toask: How strong arethestresses? How does theelectron shake?
Does itoscillate? What areallitsinternal properties? And soon.Itmight be
possible thatanelectron does have some complicated internal properties. Ifwe
made atheory oftheelectron along these lines, itwould predict oddproperties,
likemodes ofoscillation, which haven’t apparently been observed. Wesay“ap-
parently” because weobserve alotofthings innature thatstilldonotmake sense.
Wemaysomeday findoutthatoneofthethings wedon't understand today (for
example, themuon) can, infact, beexplained asanoscillation ofthePoincaré
stresses. Itdoesn’t seem likely, butnoonecansayforsure. There aresomany
things about fundamental particles thatwestilldon’t understand. Anyway, the
complex structure implied bythistheory isundesirable, andtheattempt toexplain
allmass interms ofelectromagnetism—at least inthewaywehave described-—-has
ledtoablind alley.
Wewould liketothink alittle more about whywesaywehave amass when
themomentum inthefield ISproportional tothevelocity. Easy! Themass isthe
coeflicient between momentum andvelocity. Butwecanlook atthemass inanother
way: aparticle hasmass ifyouhave toexert aforce inorder toaccelerate it.So
itmayhelpourunderstanding ifwelook alittle more closely atwhere theforces
come from. How doweknow thatthere hastobeaforce? Because wehave
proved thelawoftheconservation ofmomentum forthefields. Ifwehave a
charged particle andpush onitforawhile, there willbesome momentum inthe
electromagnetic field. Momentum must have been poured intothefieldsomehow.
Therefore there must have been aforce pushing ontheelectron inorder togetit
going—a force inaddition tothatrequired byitsmechanical inertia, aforce due
toitselectromagnetic interaction. And there must beacorresponding force back
onthe“pusher.” Butwhere does thatforce come from?
- -dF / d2F - -dF
/ 1°'
4_
(O) (b) (C),?\,\ \
Fig. 28-3. Theself-force onanaccelerating electron isnotzero because ofthe
retardation. (BydFwemean theforce onasurface element da;byd2Fwemean the
force onthesurface element da.,from thecharge onthesurface element dflg.)
Thepicture issomething likethis. Wecanthink oftheelectron asacharged
sphere. When itisatrest,each piece ofcharge repels electrically each other piece,
buttheforces allbalance inpairs, sothatthere isnonetforce. [SeeFig.28—3(a).]
However, when theelectron isbeing accelerated, theforces willnolonger bein
balance because ofthefactthat theelectromagnetic influences take time togo
from onepiece toanother. Forinstance, theforce onthepiece ainFig.28—3(b)
from apiece 5ontheopposite sidedepends ontheposition of6atanearlier time,
asshown. Both themagnitude anddirection oftheforce depend onthemotion
ofthecharge. Ifthecharge isaccelerating, theforces onvarious parts ofthe
electron might beasshown inFig.28—3(c). When allthese forces areadded up,
theydon’t cancel out. They would cancel forauniform velocity, even though
itlooks atfirstglance asthough theretardation would giveanunbalanced force
even forauniform velocity. Butitturns outthatthere isnonetforce unless the
electron isbeing accelerated. With acceleration, ifwelook attheforces between
28-5
thevarious parts oftheelectron, action andreaction arenotexactly equal, and
theelectron exerts afdrce onitself thattriestohold back theacceleration. Itholds
itself back byitsown bootstraps.
Itispossible, butdifficult, tocalculate thisself-reaction force; however, we
don’t want togointosuch anelaborate calculation here. Wewilltellyouwhat
theresult isforthespecial caseofrelatively uncomplicated motion inonedimension,
sayx.Then, theself-force canbewritten inaseries. Thefirstterm intheseries
depends ontheacceleration X‘,thenext term isproportional tox,andsoon.*
Theresult is
>’. 21. »’F=¢ta°C_,)<-3-Z.-,»<+viC,»-,:‘)<+~~» (28.9)
where orandyarenumerical coefficients oftheorder of1.Thecoefficient <1of
theatterm depends onwhat charge distribution isassumed; ifthecharge isdis-
tributed uniformly onasphere, then or=2/3. Sothere isaterm. proportional
totheacceleration, which varies inversely astheradius aoftheelectron andagrees
exactly with thevalue wegotinEq.(28.4) form,,1,,c. Ifthecharge distribution is
chosen tobedifferent, sothatorischanged, thefraction 2/3inEq.(28.4) would
bechanged inthesame way Theterm inX"isindependent oftheassumed radius
a,andalsooftheassumed distribution ofthecharge; itscoefficient isalways 2/3.
Thenext term isproportional totheradius a,anditscoefficient 'ydepends onthe
charge distribution. You willnotice thatifwelettheelectron radius agotozero,
thelastterm (and allhigher terms) willgotozero; thesecond term remains con-
stant, butthefirstterm—the electromagnetic mass—goes toinfinity. And wecan
seethattheinfinity arises because oftheforce ofonepartoftheelectron onanother
——because wehave allowed what isperhaps asilly thing, thepossibility ofthe
“point” electron acting onitself.
28-5 Attempts tomodify theMaxwell theory
Wewould likenow todiscuss how itmight bepossible tomodify Maxwell’s
theory ofelectrodynamics sothattheidea ofanelectron asasimple point charge
could bemaintained. Many attempts have been made, andsome ofthetheories
were even abletoarrange things sothatalltheelectron mass waselectromagnetic.
Butallofthese theories have died. Itisstillinteresting todiscuss some ofthe
possibilities thathave been suggested—to seethestruggles ofthehuman mind.
Westarted outourtheory ofelectricity bytalking about theinteraction of
onecharge with another. Then wemade upatheory ofthese interacting charges
andended upwith afield theory. Webelieve itsomuch thatweallow ittotell
usabout theforce ofonepartofanelectron onanother. Perhaps theentire diffi-
culty isthatelectrons donotactonthemselves; perhaps wearemaking toogreat
anextrapolation from theinteraction ofseparate electrons totheidea that an
electron interacts withitself. Therefore some theories have been proposed inwhich
thepossibility thatanelectron actsonitself isruled out. Then there isnolonger
theinfinity duetotheself-action. Also, there isnolonger anyelectromagnetic
mass associated with theparticle; allthemass isback tobeing mechanical, but
there arenewdifficulties inthetheory.
Wemust sayimmediately that such theories require amodification ofthe
ideaoftheelectromagnetic field. You remember wesaidatthestart thattheforce
onaparticle atanypoint wasdetermined byjusttwoquantities—E andB.If
weabandon the“self-force” thiscannolonger betrue, because ifthere isanelec-
troninacertain place, theforce isn’t given bythetotal EandB,butbyonly those
parts duetoother charges. Sowehave tokeep track always ofhow much ofE
andBisduetothecharge onwhich youarecalculating theforce andhow much
isduetotheother charges. This makes thetheory much more elaborate, butit
getsridofthedifliculty oftheinfinity.
*Weareusing thenotation: x=dx/dt, it=d2x/dt2, x=d3x/dt3, etc.
28-6
Sowecan,ifwewant to,saythatthere isnosuch thing astheelectron acting
upon itself, andthrow away thewhole setofforces inEq.(28.9). However, we
have thenthrown away thebaby with thebath! Because thesecond term inEq.
(28.9), theterm in>2‘,isneeded. That force does something very definite. Ifyou
throw itaway, you’re introuble again. When weaccelerate acharge, itradiates
electromagnetic waves, soitloses energy. Therefore, toaccelerate acharge, we
must require more force than isrequired toaccelerate aneutral object ofthesame
mass; otherwise energy wouldn’t beconserved. Therateatwhich wedowork on
anaccelerating charge must beequal totherateoflossofenergy persecond by
radiation. Wehave talked about thiseffect before—-it iscalled theradiation re-
sistance. Westillhave toanswer thequestion: Where does theextra force, against
which wemust dothiswork, come from’? When abigantenna isradiating, the
forces come from theinfluence ofonepart oftheantenna current onanother.
Forasingle accelerating electron radiating into otherwise empty space, there
would seem tobeonly oneplace theforce could come from—the action ofone
partoftheelectron onanother part.
Wefound back inChapter 32ofVol. Ithat anoscillating charge radiates
energy attherate
dW 22"271}-= 3-5£%- (28.10)
Let’s seewhat wegetfortherateofdoing work onanelectron against theboot-
strap force ofEq.(28.9). Therateofwork istheforce times thevelocity, orFx;
2 2
%/=a%xx-%‘§-5>'ex+--- (28.11)
Thefirstterm isproportional to11262/dt, andtherefore justcorresponds totherate
ofchange ofthekinetic energy %mvzassociated with theelectromagnetic mass.
Thesecond term should correspond totheradiated power inEq.(28.10). Butit
isdifferent. Thediscrepancy comes from thefactthattheterm inEq.(28.11) is
generally true,whereas Eq.(28.10) isright onlyforanoscillating charge. Wecan
show thatthetwoareequivalent ifthemotion ofthecharge isperiodic. Todo
that,werewrite thesecond term ofEq.(28.11) as
2e2d,,_ 2e2_,
'it-—3a("") +ta(")3
which isjustanalgebraic transformation. Ifthemotion oftheelectron isperiodic,
thequantity returns periodically tothesame value, sothat ifwetake the
average ofitstime derivative, wegetzero. Thesecond term, however, isalways
positive (it‘sasquare), soitsaverage 1Salsopositive This term gives thenetwork
done andisjustequal toEq.(28.10).
Theterm inJEofthebootstrap force isrequired inorder tohave energy
conservation inradiating systems, andwecan’t throw itaway. Itwas, infact, one
ofthetriumphs ofLorentz toshow thatthere issuch aforce andthatitcomes from
theaction oftheelectron onitself. Wemust believe intheideaoftheaction ofthe
electron onitself, andweneed theterm in Theproblem ishowwecangetthat
term without getting thefirstterm inEq.(28.9), which gives allthetrouble. We
don’t know how. You seethat theclassical electron theory haspushed itself
intoatight corner.
There have been several other attempts tomodify thelawsinorder tostraighten
thething out. Oneway, proposed byBorn andInfeld, istochange theMaxwell
equations inacomplicated waysothatthey arenolonger linear. Then theelectro-
magnetic energy andmomentum canbemade tocome outfinite. Butthelaws
theysuggest predict phenomena which have never been observed. Their theory
alsosuflers from another difliculty wewillcome tolater, which iscommon toall
theattempts toavoid thetroubles wehave described.
Thefollowing peculiar possibility wassuggested byDirac. Hesaid: Let’s
admit thatanelectron actsonitself through thesecond term inEq.(28.9) butnot
through thefirst. Hethen hadaningenious ideaforgetting ridofonebutnotthe
28-7
other. Look, hesaid, wemade aspecial assumption when wetook only the
retarded wave solutions ofMaxwell’s equations; ifwewere totake theadvanced
waves instead, wewould getsomething different. Theformula fortheself-force
would be
e2 2e2 02:1F=a—.x+»~.-"x='+v_- X.‘ (28.12)acz 3c-t c4
This equation isJLISIlikeEq.(28.9) except forthesignofthesecond terin—and
some higher terms~of theseries [Changing from retarded toadvanced waves
isjustchanging thesignofthedelay which, itisnothard tosee,isequivalent to
changing thesignofreverywhere. Theonly effect onEq.(28.9) istochange the
signofalltheoddtime derivatives.] So,Dirac said, let’smake thenewrulethat
anelectron actsonitself byone-half thedzfiference oftheretarded andadvanced
fields which itproduces. Thedifference ofEqs. (28.9) and(28.12). divided bytwo,
isthen
2
F=— x+higher terms.
Inallthehigher terms, theradius aappears tosome positive power inthenumera-
tor. Therefore. when wegotothelimit ofapoint charge, wegetonly theone
term—just what isneeded. Inthisway, Dirac gottheradiation resistance force
andnone oftheinertial forces. There isnoelectromagnetic mass, andtheclassical
theory issaved—but attheexpense ofanarbitrary assumption about theself-force.
Thearbitrariness oftheextra assumption ofDirac wasremoved, tosome ex-
tentatleast, byWheeler and Feynman, who proposed astillstranger theory
They suggest thatpoint charges interact onlywith other charges, butthattheinter-
action ishalfthrough theadvanced andhalfthrough theretarded waves. Itturns
out, most surprisingly, that inmost situations youwon’t seeanyeffects ofthe
advanced waves, butthey dohave theeffect ofproducing _]LlSltheradiation re-
action force. Theradiation resistance isnotduetotheelectron acting onitself,
butfrom thefollowing peculiar effect. When anelectron isaccelerated atthe
time r,itshakes alltheother charges intheworld atalater time 1'Ir+r/c
(where risthedistance totheother charge), because oftheretarded waves. But
then these other charges react back ontheoriginal electron through their advanced
waves, which willarrive atthetime t”,equal tot’minus r/c,which is,ofcourse,
JustI.(They also react back with their retarded waves too, butthatjustcorre-
sponds tothenormal “reflected” waves.) Thecombination oftheadvanced and
retarded waves means that attheinstant itisaccelerated anoscillating charge
feels aforce from allthecharges thatare“going to”absorb itsradiated waves.
You seewhat tight knots people have gotten intointrying togetatheory ofthe
electron!
We’ll describe now stillanother kind oftheory, toshow thekind ofthings
thatpeople think ofwhen theyarestuck. This isanother modification ofthelaws
ofelectrodynamics, proposed byBopp. You realize thatonce youdecide tochange
theequations ofelectromagnetism youcanstart anywhere youwant. You can
change theforce lawforanelectron, oryoucanchange theMaxwell equations
(aswesawintheexamples wehave described). oryoucanmake achange some-
where else. One possibility istochange theformulas that give thepotentials in
terms ofthe charges andcurrents. Oneofourformulas hasbeen thatthepotentials
atsome point aregiven bythecurrent density (orcharge) ateach other point atan
earlier time Using ourfour-vector notation forthepotentials, wewrite
AA], I)2____1_ -l.#(2_iIL!?_/C_) d|/2 (2313)
4Tl'€()C2 _ /'12
Bopp’s beautifully simple idea isthat: Maybe thetrotible isinthel/rfactor in
theintegral. Suppose wewere tostart outbyassuming only thatthepotential at
onepoint depends onthecharge density atanyother point assome function of
thedistance between thepoints, sayasf(r12). Thetotal potential atpoint (l)
28-8
willthenbegiven bytheintegral ofj,,times thisfunction over allspace:
Am)=/j#(2)f(r12) dVZ-
That’s all.Nodifferential equation, nothing else. Well, onemore thing. Wealso
askthattheresult should berelativistically invariant. Soby“distance” weshould
take theinvariant “distance” between twopoints inspace-time. This distance
squared (within asignwhich doesn’t matter) is
Siz=52(t1— l2)2 "Viz
=C201 -lzlz_(X1—X2)2 "‘(J/1"J'2)2 _(Z1—Z2)2- (28-14)
S0,forarelativistically invariant theory, weshould take some function ofthe
magnitude ofs12,orwhat isthesame thing, some function ofsf, SoB0pp’s
theory isthat
A,.<1,:1)=/1;.<2,:2>F<s122)dV2 do (28.15)
(Theintegral must, ofcourse, beoverthefour-dimensional volume dfgd./Y2dygdz;)
Allthatremains istochoose asuitable function forF.Weassume only one
thing about F-—that itisverysmall except when itsargument isnearzero—so thata
graph ofFwould beacurve liketheoneinFig.28-4. Itisanarrow spike with a
finite areacentered ats2=O,andwith awidth which wecansayisroughly a2.
Wecansay,crudely, thatwhen wecalculate thepotential atpoint (1),only those
points (2)produce anyappreciable effect ifS?2=c2(t2 —t1)2 —~rigiswithin
=a2ofzero. Wecanindicate thisbysaying thatFisimportant only for
£2=fin,-z2)2-£2~:02. (28.16)
Youcanmake itmore mathematical ifyouwant to,butthat’s theidea.
Now suppose thataisvery small incomparison with thesizeofordinary
objects likemotors, generators, andthelikesothatfornormal problems r12>>a.
Then Eq.(28.16) saysthatcharges contribute totheintegral ofEq.(28.15) only
when 11—12isinthesmall range
a2
C(t1 — I2) Z \/7&2 :1:G2 %V12‘/1 =5
r12
Since a2/rig <<1,thesquare root canbeapproximated byI=ta2/2r%2, so
2 2
,._t2=’1"=(i 1“)=’12i “_c Zrfz c 2712C
What isthesignificance? This result saysthattheonly times :2thatareim-
portant intheintegral ofA,,arethose which differ from thetime t1,atwhich we
want thepotential, bythedelay r12/c——with anegligible correction solong as
r12>>a.Inother words, thistheory ofBopp approaches theMaxwell theory—so
longaswearefaraway from anyparticular charge——in thesense thatitgives the
retarded wave effects.
Wecan,infact, seeapproximately what theintegral ofEq.(28.15) isgoing
togive. Ifweintegrate firstover t2from —ooto+<>o—keeping r12fixed~then
sf;isalsogoing togofrom —ooto+oo.Theintegral willallcome from t2’sin
asmall interval ofwidth A12=2><a2/2r12c, centered at:1—r12/c. Say
thatthefunction F(s2) hasthevalue Kats2=0;then theintegral over I2gives
approximately K]',,At2, or
Eit.C7'12
Weshould, ofcourse, take thevalue ofj,,atI2=t1—r12/c, sothatEq.(28.15)
becomes
2 - _
A#(1, ,1)= dV2_
28-9If(s2)
O2
6 $2
tot
I
'12
lE\
\\2//I
lb)
Fig. 28-4. Thefunction F(s2l used in
thenonlocul theory ofBopp.
Ifwepick K=q2c/41re0a2, weareright back totheretarded potential solution
ofMaxwell’s eqtiations—including automatically thel/rdependence! And it
allcame outofthesimple proposition that thepotential atonepoint inspace-
time depends onthecurrent density atallother points inspace-time, butwith
aweighting factor thatissome narrow function ofthefour-dimensional distance
between thetwopoints. This theory again predicts afinite electromagnetic mass
fortheelectron, andtheenergy andmass have theright relation fortherelativity
theory They must, because thetheory isrelativistically invariant from thestart,
andeverything seems tobeallright
There is,however, onefundamental objection tothistheory andtoallthe
other theories wehave described. Allparticles weknow obey thelaws ofquantum
mechanics, soaquantum-mechanical modification ofelectrodynamics hastobe
made Light behaves likephotons Itisn’t lO0percent liketheMaxwell theory.
Sotheelectrodynamic theory hastobechanged. Wehave already mentioned that
itmight beawaste oftime towork sohard tostraighten outtheclassical theory,
because itcould turn outthat inquantum electrodynamics thedifficulties Wlll
disappear ormay beresolved insome other fashion. Butthedifficulties donot
disappear inquantum electrodynamics. That isoneofthereasons that people
have spent somuch effort trying tostraighten outtheclassical difficulties, hoping
thatifthey could straighten outtheclassical difficulty andthenmake thequantum
modifications, everything would bestraightened out The Maxwell theory still
hasthed1lTlCLllil€S after thequantum mechanics modifications aremade.
The quantum effects domake some changes—the formula forthemass is
modified, andPlanck’s constant liappears—but theanswer stillcomes outinfinite
unless youcutoffanintegration somehow—just aswehadtostop theclassical
integrals atr=a.And theanswers depend onhow youstop theintegrals. We
cannot, unfortunately, demonstrate foryou here that thedifficulties arereally
basically thesame, because wehave developed solittle ofthetheory ofquantum
mechanics andeven lessofquantum electrodynamics. Soyoumust justtake otir
word that thequantized theory ofMaxwell’s electrodynamics gives aninfinite
mass forapoint electron.
Itturns out,however.that nobody haseversucceeded inmaking a90//-C()I1\[\I(3I1f
quantum theory outofanyofthemodified theories. Born andlnfeld's ideas have
never been satisfactorily made intoaquantum theory Thetheories with thead-
vanced and retarded waves ofDirac, orofWheeler and Feynman, have never
been made into asatisfactory quantum theory Thetheoiy ofBopp hasnever been
made intoasatisfactory quantum theory. Sotoday, there isnoknown solution
tothisproblem. Wedonotknow how tomake aconsistent theory—including
thequantum mechanics—which does notproduce aninfinity fortheself-energy of
anelectron, oranypoint charge. And atthesame time, there isnosatisfactory
theory thatdescribes anon—point charge. It’sanunsolved problem
Incaseyouaredeciding torushofftomake atheory inwhich theaction ofan
electron onitself iscompletely removed, sothat electromagnetic mass isnolonger
meaningful, andthen tomake aquantum theory ofit,youshould bewarned that
youarecertain tobeintrouble. There isdefinite experimental evidence ofthe
existence ofelectromagnetic inertia—there ISevidence that some ofthemass of
charged particles iselectromagnetic inorigin
ltused tobesaid intheolder books that since Nature Wlllobviously notpre-
sentuswith twoparticles~one neutral andtheother charged, butotherwise the
same—we willnever beabletotellhow much ofthemass iselectromagnetic and
how much ismechanical Butitturns outthat Nature /I(l\been kind enotigh to
present uswith justsuch objects, sothatbycomparing theobserved mass ofthe
charged onewith theobserved mass oftheneutral one, wecantellwhether there
isanyelectromagnetic mass. Forexample, there aretheneutrons andprotons.
They interact with tremendous forces—the nuclear forces~whose origin isun-
known However, aswehave already described, thenuclear forces have one re-
markable property. Sofarasthey areconcerned, theneutron andproton are
exactly thesame Thenuclear forces between neutron andneutron, neutron and
proton, andproton andproton areallidentical asfaraswecantell Only thelittle
28—l0
electromagnetic forces aredifferent; electrically theproton andneutron areas
different asnight andday. This isjustwhat wewanted There aretwoparticles,
identical from thepoint ofview ofthestrong interactions, butdifferent electrically.
Andtheyhave asmall difference inmass. Themass difference between theproton
andtheneutron—expressed asthedifference intherest-energy mc2 inunits of
Mev—is about 1.3Mev, which isabout 2.6times theelectron mass. Theclassical
theory would then predict aradius ofabout §to%theclassical electron radius,
orabout 10*“ cm. Ofcourse, oneshould really usethequantum theory, butby
some strange accident, alltheconstants—-21r‘s andh's,etc.—come outsothatthe
quantum theory gives roughly thesame radius astheclassical theory. Theonly
trouble isthatthesigniswrong! Theneutron isheavier than theproton.
Table 28-1
Particle Masses
Charge
Particle (electronic)Mass
(Mev)Am*
(Mev)
n(neutron) 0
p(proton) +1
1r(1r-meson) O
d:1
K(K-meson) 0
=i=1
Z(sigma) 0
+1939.5
938.2
135.0
139.6
497.8
493.9
1191.5
1189.4-1.3
+4.6
—3.9
-2.1
——1 1196.0 +4.5
*Am=(mass ofcharged) —(mass ofneutral).
Nature hasalsogiven usseveral other pairs—-or triplets—of particles which
appear tobeexactly thesame except fortheir electrical charge. They interact with
protons andneutrons, through theso-called “strong” interactions ofthenuclear
forces. Insuch interactions, theparticles ofagiven kind—say the1r-mesons-
behave inevery waylikeoneobject except fortheir electrical charge. lnTable
28-1 wegivealistofsuch particles, together with their measured masses. The
charged tr-mesons—positive ornegative—have amass of139.6 Mev, butthe
neutral 1r-meson is46Mev lighter. Webelieve thatthismass difference iselectro-
magnetic; itwould correspond toaparticle radius of3to4Xl0_1“ cm. You will
seefrom thetable thatthemass differences oftheother particles areusually ofthe
same general size.
Now thesizeofthese particles canbedetermined byother methods, forin-
stance bythediameters they appear tohave inhigh-energy collisions. Sothe
electromagnetic mass seems tobeingeneral agreement with electromagnetic
theory, ifwestop ourintegrals ofthefield energy atthesame radius obtained by
these other methods. That’s why webelieve that thedifferences dorepresent
electromagnetic mass.
Youarenodoubt worried about thedifferent signs ofthemass differences in
thetable. Itiseasytoseewhythecharged ones should beheavier than theneutral
ones. Butwhat about those pairs liketheproton andtheneutron, where themea-
sured mass comes outtheother way? Well, itturns outthatthese particles are
complicated, andthecomputation oftheelectromagnetic mass must bemore
elaborate forthem. Forinstance, although theneutron hasnonetcharge, itdoes
haveacharge distribution inside it—-it isonly thenetcharge thatiszero Infact,
webelieve thattheneutron 1ooks—at least sometimes—1ike aproton with anega-
tive1r-meson ina“cloud" around it,asshown inFig.28-5. Although theneutron
is“neutral,” because itstotal charge iszero, there arestillelectromagnetic energies
28-11i_' <-_(— -Negative
‘~ - -ir-meson
\ .iI
i
\ ‘PROTON
Fig. 28-5. Aneutron may exist, at
times, asciproton surrounded byo
negative Tr-meson.
(forexample, ithasamagnetic moment), soit’snoteasy totellthesignofthe
electromagnetic mass difference without adetailed theory oftheinternal structure.
Weonly wish toemphasize herethefollowing points" (1)theelectromagnetic
theory predicts theexistence ofanelectromagnetic mass, btititalso falls onits
faceindoing so,because itdoes notproduce aconsistent theory~and thesame is
true with thequantum modifications; (2)there isexperimental evidence forthe
existence ofelectromagnetic mass; and(3)allthese masses areroughly thesame
asthemass ofanelectron. Sowetome back again totheoriginal ideaofLorentz-
maybe allthemass ofanelectron ispurely electromagnetic, maybe thewhole
0511Mev isduetoelectrodynamics lsitorisn’t it?Wehaven’t gotatheory. so
wecannot say.
Wemust mention onemore piece ofinformation, which isthemost annoying
There isanother particle intheworld called amuon-—or it-meson—whicli, sofar
aswecantell,differs innowaywhatsoever from anelectron except foritsmass. It
actsinevery waylikeanelectron: itinteracts with neutrinos andwith theelectro-
magnetic field, andithasnonuclear forces. Itdoes nothing different from what
anelectron does-at least, nothing which cannot beunderstood asmerely acon-
sequence ofitshigher mass (20677times theelectron mass). Therefore, whenever
someone finally getstheexplanation ofthemass ofanelectron. hewillthen have
thepuzzle ofwhere amuon getsitsmass. Why? Because whatever theelectron
does, themuon does thesame—so themass ought tocome outthesame There
arethose who believe faithfully intheideathatthemuon andtheelectron arethe
same particle and that, inthefinal theory ofthemass, theformula forthemass
willbeaquadratic equation with tworoots—one foreach particle There arealso
those who propose itwillbeatranscendental equation with aninfinite number of
roots, andwho areengaged inguessing what themasses oftheother particles in
theseries must be,andwhythese particles haven‘t been discovered yet
28-6 Thenuclear force field
Wewould liketomake some further remarks about thepart ofthemass of
nuclear particles thatisnotelectromagnetic Where does thisother large fraction
come from 2There areother forces besides electrodynamics—like nuclear forces
that have their own field theories, although nooneknows whether thecurrent
theories areright These theories also predict afield energy which gives the
nuclear particles amass term analogous toelectromagnetic mass; wecotild call
itthe“Tr-mesic-field-mass." ltispresumably very large, because theforces are
great, anditisthepossible origin ofthemass oftheheavy particles. Butthe
meson field theories arestillinamost rudimentary state Even with thewell-
developed theory ofelectromagnetism, wefound itimpossible togetbeyond first
baseinexplaining theelectron mass. With thetheory ofthemesons, westrike out
Wemay take amoment tooutline thetheory ofthemesons, because ofits
interesting connection with electrodynamics. lnelectrodynamics, thefield canbe
described interms ofafour-potential that satisfies theequation
[12/1,, Isources.
Now wehave seen thatpieces ofthefield canberadiated away sothatthey exist
separated from thesources. These arethephotons oflight, andtheyaredescribed
byadifferential equation without sources:
D2/4,, =0.
People have argued that thefield ofnuclear forces ought also tohave itsown
“photons"—they would presumably betherr-mesons—and that they should be
described byananalogous differential equation. (Because oftheweakness ofthe
human brain, wecan’t think ofsomething really new, soweargue byanalogy
with what weknow.) Sothemeson equation might be
m2¢=0.28-12
where d>could beadifferent four-vector orperhaps ascalar. Itturns outthatthe
pion hasnopolarization, so¢>should beascalar. With thesimple equation
El2¢ =0,themeson field would vary with distance from asource as1/r2, just
astheelectric field does. Butweknow thatnuclear forces have much shorter dis-
tances ofaction, sothesimple equation won’t work. There isoneway wecan
change things without disrupting therelativistic invariance: wecanaddorsubtract
from theD’Alembertian aconstant, times ¢.SoYukawa suggested thatthefree
quanta ofthenuclear force_ field might obey theequation
52¢-82¢=0. (2817)
where ,u2isaconstant—that is,aninvariant scalar. (Since C]2isascalar differ-
ential operator infour dimensions, itsinvariance isunchanged ifweaddanother
scalar toit.)
Let’s seewhat Eq.(28.17) gives forthenuclear force when things arenot
changing with time. Wewant aspherically symmetric solution of
V2<i>—13¢=0
around some point source at,say,theorigin. If¢depends only onr,weknow that
2
2_liV4) -rar2 (rd).
Sowehave theequation
1a2 2;§(r¢) _H¢=0
or
air?(rt)=M2(r¢)-
Thinking of(r¢>)asourdependent variable, thisisanequation wehave seenmany
times. It’ssolution is
r¢>=Keif”.
Clearly, ¢cannot become infinite forlarge r,sothe+sign intheexponent is
ruled out. Thesolution is
e“T¢=K-;-- (28.18)
Thisfunction iscalled theYukawa potential. Foranattractive force, Kisanegative
number whose magnitude must beadjusted tofittheexperimentally observed
strength oftheforces.
TheYukawa potential ofthenuclear forces diesoffmore rapidly than l/r
bytheexponential factor. Thepotential—and therefore theforce—falls to'zero
much more rapidly than l/rfordistances beyond l/,Lt, asshown inFig. 28-6
The“range” ofnuclear forces ismuch lessthan the“range” ofelectrostatic forces
Itisfound experimentally that thenuclear forces donotextend beyond about
10-” cm,soitav10”’ INTI
Finally, let'slook atthefree-wave solution ofEq(2817) Ifwesubstitute
¢:¢0et(wi—lcz)
intoEq.(2817),wegetthat
2OJ 2 2__'63-‘k _pL -0.
Relating frequency toenergy andwave number tomomentum, aswedidatthe
endofChapter 36ofVol. I,wegetthat
E2
3 _ P2 Z M2,,’/2’
which saysthattheYukawa “photon” hasamass equal touh/c. lfweuseforit
28-13¢l
\
l
l
\
\
\
\\‘/I/r
\
\ 8“/‘I
,4 ’// r
\
\
\
W \
O I I )
o 1/)2 2/,2 3/); r
Fig. 28-6. The Yukowo potential
e_'”/r, compared with the Coulomb
potential l/r.
theestimate 1015m—‘, which gives theobserved range ofthenuclear forces, the
mass comes outto3X10'25 gm,or170Mev, which isroughly theobserved mass
oftherr-meson. So,byananalogy with electrodynamics, wewould saythatthe
1r-meson isthe“photon” ofthenuclear force field Butnow wehave pushed the
ideas ofelectrodynamics intoregions where theymay notreally bevalid—we have
gone beyond electrodynamics totheproblem ofthenuclear forces.
28-14
29
The Motion ofCharges inElectrio
and Magnetic Fields
29-1 Motion inauniform electric ormagnetic field
Wewant now todescribe-mainly inaqualitative way—the motions of
charges invarious circumstances. Most oftheinteresting phenomena inwhich
charges aremoving infields occur invery complicated situations. with many,
many charges allinteracting with each other Forinstance, when anelectroinagne-
ticwave goes through ablock ofmaterial oraplasma, billions andbillions of
charges areinteracting with thewave andwith each other. Wewillcome tosuch
problems later, butnow wejust want todiscuss themuch simpler problem ofthe
motions ofasingle charge inagiven field. Wecanthen disregard allother charges
—except, ofcourse, those charges andcurrents which exist somewhere toproduce
thefields wewillassume.
Weshould probably askfirstabout themotion ofaparticle inauniform elec-
tricfield Atlowvelocities, themotion isnotparticularly interesting—it isjusta
uniform acceleration inthedirection ofthefield. However, iftheparticle picks
upenough energy tobecome relativistic, then themotion getsmore complicated.
Butwewillleave thesolution forthatcase foryoutoplay with
Next, weconsider themotion inauniform magnetic field with zero electric
field. Wehave already solved thisproblem——one solution isthattheparticle goes
inacircle Themagnetic force qvXBisalways atright angles tothemotion,
sodp/dt isperpendicular topandhasthemagnitude zip/R, where Ristheradius
ofthecircle.
F=qvB =U1?
Theradius ofthecircular orbit isthen
R=li- 29.1 qB ()
That isonly onepossibility. lftheparticle hasacomponent ofitsmotion
along thefield direction, thatmotion isconstant, since there canbenocomponent
ofthe magnetic force inthedirection ofthefield. Thegeneral motion ofaparticle
inauniform magnetic fieldisaconstant velocity parallel toBandacircular motion
atright angles toB—the trajectory isacylindrical helix (Fig. 29-1). Theradius
ofthehelix isgiven byEq(291)ifwereplace pbypi,thecomponent ofnio-
nientuin atright angles tothefield.
29-2 Momentum analysis
Auniform magnetic field isoften used inmaking a"momentum analyzer,"
or“momentum spectrometer," forhigh-energy charged particles. Suppose that
charged particles areshot into auniform magnetic field atthepoint AinFig.
29-2(a), themagnetic field being perpendicular totheplane ofthedrawing. Each
particle willgointoanorbit which isacircle whose radius isproportional toits
momentum. lfalltheparticles enter perpendicular totheedge ofthefield, they
willleave thefieldatadistance x(from A)which isproportional totheir momentum
p.Acounter placed atsome point such asCwilldetect only those particles whose
momentum isinaninterval A/2near themomentum p=qBx/2
ltis,ofcourse, notnecessary thattheparticles gothrough 180° before they
arecounted. buttheso-called “180° spectrometer" hasaspecial property ltisnot
29-129-1 Motion inauniform electric
ormagnetic field
29-2 Momentum analysis
29-3 Anelectrostatic lens
29-4 Amagnetic lens
29-5 Theelectron microscope
29-6 Accelerator guide fields
29-7 Alternating-gradient focusing
29-8 Motion incrossed electric
andmagnetic fields
Review Chapter 30,Vol l,Diffraction
ls
iZ_’_
Y
“\
VL X
X
'\
f
1°) lb)
Fig. 29-1. Motion ofopcirticle ino
uniform magnetic field.
V /71/ /'/UNIFORM MAGNETIC FIELD
lfl TC ozrecton
l-~—~1(~)i——l
O
/ /
POINT SOURCE
(bl
Fig. 29—2. Auniform-field, momen-
tum spectrometer with l80° focusing:
la) different momenta; lb) different
angles. (The magnetic field isdirected
perpendicular totheplane ofthefigure,)
A __
Fig. 29-3. Anaxial-field spectrom-
eter.y”.\\\
1////1/0 /
//
,////
*l
‘U000
.0‘0H
~ED;..0.090H
000055000 I‘.
Ax
Fig. 29-4. Anellipsoidal coil with
equal currents ineach axial interval Ax
produces auniform magnetic field inside.necessary thatalltheparticles enter atright angles tothefieldedge. Figure 29—2(b)
shows thetI‘3_]CCtOI‘l6S ofthree particles, allwith thesame momentum butentering
thefield atdifferent angles. You seethatthey take different trajectories, butall
leave thefield very close tothepoint C.Wesaythatthere isa“focus.” Such a
focusing property hastheadvantage that larger angles canbeaccepted atA—-
although some limit isusually imposed, asshown inthefigure. Alarger angular
acceptance usually means thatmore particles arecounted inagiven time, decreasing
thetime required foragiven measurement.
Byvarying themagnetic field, ormoving thecounter along inx,orbyusing
many counters tocover arange ofx,the“spectrum” ofmomenta intheincoming
beam canbemeasured. [Bythe“momentum spectrum”f(p), wemean thatthe
number ofparticles with momenta between pand(p+dp)isf(p) dp.] Such
measurements have been made, forexample, todetermine thedistribution of
energies intheB-decay ofvarious nuclei.
There aremany other forms ofmomentum spectrometers, butwewilldescribe
justonemore, which hasanespecially large solid angle ofacceptance. Itisbased
onthehelical orbits inauniform field, liketheoneshown inFig.29—l. Let’s
think ofacylindrical coordinate system—p. 0,z—set upwith thez-axis along the
direction ofthefield. Ifaparticle isemitted from theorigin atsome angle at
with respect tothez-axis, itwillmove along aspiral whose equation is
p=asinkz, 6=bz,
where a,b,andkareparameters youcaneasily work outinterms ofp, 01,andthe
magnetic field B.Ifweplotthedistance pfrom theaxisasafunction ofzfora
given momentum, butforseveral starting angles, wewillgetcurves likethesolid
ones drawn inFig.29-3. (Remember thatthisisjustakind ofprojection ofa
helical trajectory.) When theangle between theaxisandthestarting direction
islarger, thepeak value ofpislarge butthelongitudinal velocity isless, sothe
trajectories fordifierent angles tend tocome toakind of“focus” near thepoint
Ainthefigure. Ifweputanarrow aperture ofA,particles with arange ofinitial
angles canstillgetthrough andpass ontotheaxis, where theycanbecounted by
thelong detector D.
Particles which leave thesource attheorigin with ahigher momentum but
atthesame angles, follow thepaths shown bythebroken lines anddonotget
through theaperture atA.Sotheapparatus selects asmall interval ofmomenta
Theadvantage over thefirstspectrometer described isthattheaperture A—and
theaperture A’—can beanannulus, sothatparticles which leave thesource ina
rather large solid angle areaccepted. Alarge fraction oftheparticles from the
source areused—an important advantage forweak sources orforvery precise
measurements.
One pays aprice forthisadvantage, however, because alarge volume of
uniform magnetic fieldisrequired, andthisisusually only practical forlow-energy
particles Onewayofmaking auniform field, youremember. istowind aCOllon
asphere, with asurface current density proportional tothesine oftheangle
Youcanalsoshow thatthesame thing istrueforanellipsoid ofrotation. Sosuch
spectrometers areoften made bywinding anelliptical coilonawooden (oralumi-
num) frame. Allthatisrequired isthatthecurrent ineach interval ofaxial distance
Axbethesame, asshown inFig29-4
29-3 Anelectrostatic lens
Particle focusing hasmany applications. Forinstance. theelectrons thatleave
thecathode inaTVpicture tube arebrought toafocus atthescreen—to make a
finespot. Inthiscase, onewants totake electrons allofthesame energy butwith
different initial angles andbring them together inasmall spot. Theproblem is
likefocusing light with lllens, anddevices which dothecorresponding jobfor
particles arealso called lenses.
29—2
QQQQQQQQQQQQQY LQQQQQQQQQQQQQQ
T k .ll)ll)XQQQQQQQQQQQQQY
#—>-Z -T ‘—<_-’ I
i i
fl).LQQQQQQQQQQQQXI
__ d
n\§Q\\Q\§§§§§§Q"\\§\‘Q§§§§§§§\‘
qE Tv
Fig. 29—5. Anelectrostatic lens. Thefield lines shown are“lines of
force," thatis,ofqE.
Oneexample ofanelectron lensissketched inFig29—5. Itisan“electro-
static” lenswhose operation depends ontheelectric field between twoadjacent
electrodes. Itsoperation canbeunderstood byconsidering what happens toa
parallel beam thatenters from theleft. When theelectrons arrive attheregion a,
theyfeelaforce withasidewise component andgetacertain impulse thatbends them
toward theaxis You might think thatthey would getanequal andopposite im-
pulse intheregion b,butthatisnotso.Bythetime theelectrons reach btheyhave
gained energy andsospend lesslIH’I€intheregion b.Theforces arethesame, but
thetime isshorter, sotheimpulse isless. Ingoing through theregions aandb,
there isanetaxial impulse, andtheelectrons arebent toward acommon point
Inleaving thehigh-voltage region, theparticles getanother kick toward theaxis
Theforce isoutward inregion candinward inregion d,buttheparticles staylonger
inthelatter region, sothere isagain anetimpulse Fordistances nottoofarfrom
theaxis, thetotal impulse through thelensisproportional tothedistance from the
axis(Can youseewhy”), andthisisjust thecondition necessary forlens-type
focusing.
You canusethesame arguments toshow that there isfocusing ifthe
potential ofthemiddle electrode iseither positive ornegative with respect tothe
other two. Electrostatic lenses ofthistype arecommonly used incathode-ray
tubes andinsome electron microscopes.
29-4 Amagnetic lens
Another kind oflens——often found inelectron microscopes—is themagnetic
lenssketched schematically inFig.29-6. Acylindrically symmetric electromagnet
hasvery sharp circular pole tipswhich produce astrong, nonuniform field ina
small region. Electrons which travel vertically through thisregion arefocused
Youcanunderstand themechanism bylooking atthemagnified view ofthepole-tip
region drawn inFig.29-7. Consider twoelectrons aandbthatleave thesource
Satsome angle with respect totheaxis. Aselectron areaches thebeginning ofthe
field, itisdeflected (Iw(1yfr0H’l youbythehorizontal component ofthefield But
thenitwillhave alateral velocity, sothatwhen itpasses through thestrong vertical
field, itwillgetanimpulse toward theaxis. Itslateral motion istaken outbythe
magnetic force asitleaves thefield, sotheneteffect isanimpulse toward the
axis, plus a“rotation" about theaxis. Alltheforces onparticle bareopposite,
soitalsoisdeflected toward theaxis. Inthefigure, thedivergent electrons are
brought intoparallel paths. Theaction islikealenswith anobject atthefocal
point. Another similar lensupstream canbeused tofocus theelectrons back toa
single point, making animage ofthesource S.
29-5 Theelectron microscope
You know thatelectron microscopes can“see” objects toosmall tobeseen
byoptical microscopes. Wediscussed inChapter 30ofVol. Ithebasic limitations
ofanyoptical system duetodiffraction ofthelensopening lfalensopening sub-
29-331%'/'9 '
IFig. 29-6. Amagnetic lens.
7/ '// /L_.___._./
S
)l B
\N
/
b a
/--"'7// //
4__Y_/
S
Fig. 29—7. Electron motion inthe
magnetic lens.
LENS
OPENING
9
SOURCE
Fig. 29-8. Theresolution ofamicro-
scope islimited bytheangle subtended
from thesource.
BLURRED
IMAGE l4
.ENS% Vl(_)PENlNG
sPOINT souncs
Fig. 29—9. Spherical aberration of
cilens.
HELD STRONGER
HERE
Fig. 29—lO. Particle motion ina
slightly nonuniform field.tends theangle 20from asource (seeFig.29-8), twoneighboring spots atthesource
cannot beseen asseparate ifthey arecloser than about
X5~ ,
where Aisthewavelength ofthelight. With thebestoptical microscope, 0ap-
proaches thetheoretical limit of90°,so6isabout equal toX,orapproximately
5000 angstroms.
Thesame limitation would alsoapply toanelectron microscope, butthere
thewavelength is—for 50-kilovolt electrons——about 0.05 angstrom. Ifonecould
usealensopening ofnear 30°,itwould bepossible toseeobjects only §ofan
angstrom apart. Since theatoms inmolecules aretypically 1or2angstroms apart.
wecould getphotographs ofmolecules. Biology would beeasy; wewould have
aphotograph oftheDNA structure. What atremendous thing that would be!
Most ofpresent-day research inmolecular biology isanattempt tofigure outthe
\l12lp6S ofcomplex organic molecules. Ifwecould only seethem!
Unfortunately, thebestresolving power thathasbeen achieved inanelectron
microscope ismore like20angstroms. Thereason isthatnoonehasyetdesigned
alenswith alarge opening. Alllenses have “spherical aberration,” which means
thatraysatlarge angles from theaxishave adifferent point offocus than therays
nearer theaxis. asshown inFig.29-9 Byspecial techniques, optical microscope
lenses canbemade with anegligible spherical aberration, butnoonehasyet
been able tomake anelectron lenswhich avoids spherical aberration.
Infact, onecanshow thatanyelectrostatic ormagnetic lensofthetypes we
have described must have anirreducible amount ofspherical aberration. This
aberration—together with diffraction—limits theresolving power ofelectron
microscopes totheir present value.
The limitation wehave mentioned does notapply toelectric andmagnetic
fields which arenotaxially symmetric orwhich arenotconstant intime. Perhaps
some daysomeone willthink ofanewkind ofelectron lensthatWlllovercome the
inherent aberration ofthesimple electron lens. Then wewillbeabletophotograph
atoms directly. Perhaps onedaychemical compounds willbeanalyzed bylooking
atthepositions oftheatoms rather than bylooking atthecolor ofsome pre-
cipitatel
29-6 Accelerator guide fields
Magnetic fields arealsoused toproduce special particle trajectories inhigh-
energy particle accelerators. Machines likethecyclotron andsynchrotron bring
particles tohigh energies bypassing theparticles repeatedly through astrong
electric field. Theparticles areheld intheir cyclic orbits byamagnetic field.
Wehave seen thataparticle inauniform magnetic field willgoinacircular
orbit. This, however, istrue only foraperfectly uniform field. Imagine afield
Bwhich isnearly uniform over alarge area butwhich isslightly stronger inone
region than inanother. Ifweputaparticle ofmomentum pinthisfield, itwillgo
inanearly circular orbit with theradius R=p/qB. Theradius ofcurvature will,
however, beslightly smaller intheregion where thefield isstronger. Theorbit is
notaclosed circle butwill“walk” through thefield, asshown inFig.29-10.
Wecan, ifwewish, consider thattheslight “error” inthefield produces anextra
angular kickwhich sends theparticle offonanewtrack. Ifthe particles aretomake
millions ofrevolutions inanaccelerator, some kind of“radial focusing” isneeded
which willtend tokeep thetrajectories close tosome design orbit.
Another difficulty with auniform field isthattheparticles donotremain ina
plane Ifthey start outwith theslightest angle-—or aregiven aslight angle by
anysmall error inthefield—they willgoinahelical path thatwilleventually take
them into themagnet pole ortheceiling orfioor ofthevacuum tank Some
arrangement must bemade toinhibit such vertical drifts; thefield must provide
“vertical focusing” aswellasradial focusing.
294
MAGNETIC Masiiiigric
./rs”"’\* /F'E'-D M“‘3NFl'3|;'LCD =/FIELD
f T ,/T \ / 7, \\
// \ // \ / \
/./me- \ \/ f S / \ // \‘ \
/ \l
l l i I I \ \
\\ / /' \ l/
\ \\7/r/I /l \k \
& / // \ //l \\
/2 ’__ / // ‘_ // k 0 // l
CIRCULAR) I CIRCULAR ORBIT / | OR
CIRCULAR’ l i B”
B 1/ OPBIT B \'~R\i
l
l ’1 “I /
" r )T’ lrT/l7\\\
--X\/
\l
\
as7"‘\l'”Z\
/-_s__-__s_
Fig.29—l l.Radial motion ofapar- Fig. 29-12. Radial motion ofapar- Fig. 29—l3. Radial motion ofapar-
ticle inamagnetic field with alarge ticle inamagnetic field with asmall ticle inamagnetic field with cilarge
positive slope. negative slope. negative slope.
Onewould, atfirst, guess thatradial focusing could beprovided bymaking a
magnetic fieldwhich increases withincreasing distance from thecenter ofthedesign
path Then ifaparticle goes outtoalarge radius, itwillbeinastronger fieldwhich
willbend itback toward thecorrect radius. Ifitgoes totoosmall aradius, the
bending willbeless,anditwillbereturned toward thedesign radius. lfaparticle
isonce started atsome angle with respect totheideal circle, itwilloscillate about
theideal circular orbit, asshown inFig.29-11. Theradial focusing would keep the
particles near thecircular path.
Actually there isstillsome radial focusing even with theopposite field slope
Thiscanhappen iftheradius ofcurvature ofthetrajectory does notincrease more
rapidly than theincrease inthedistance oftheparticle from thecenter ofthefield.
Theparticle orbits willbeasdrawn inFig29—l2. Ifthegradient ofthefieldistoo
large, however. theorbits willnotreturn tothedesign radius butwillspiral inward
oroutward, asshown inFig.29-13.
Weusually describe theslope ofthefield interms ofthe“relative gradient”
orfieldindex, n:
dB/B \SVI:W ' ll
Aradial field gradient willalso produce vertical forces ontheparticles /lll 8§'§l{‘“
Suppose wehave afieldthatisstronger nearer tothecenter oftheorbit andweaker i
attheoutside. Avertical cross section ofthemagnet atright angles totheorbit
might beasshown inFig.29—l4. (For protons theorbits would becoming outof
thepage )Ifthefield istobestronger totheleftandweaker totheright, thelines
ofthemagnetic field must becurved asshown .Wecanseethatthismust beso
byusing thelawthatthecirculation ofBiszeroinfreespace. lfwe takecoordinates 59-2944- A\'eI'll¢°l Qulde field Q5
asShown mthefigure, then seen inacross section perpendicular to
theorbits.toCENTER B X
Aguide field gives radial focusing ifthisrelative gradient isgreater than -1. oF<fiT—— —~ll—l— j--»->
N
/
as, as’._(v><B),_-52»--6-;_0,
Of
aB,_aB,
3Z“m' ‘””
Since weassume thatOB;/ox ISnegative, there must beanequal negative GB,/62.
29—5
quadrupole lens.Ifthe“nominal” plane oftheorbit isaplane ofsymmetry where B,=0,then the
radial component B,willbenegative above theplane andpositive below Thelines
must becurved asshown.
Such afield willhave vertical focusing properties. Imagine aproton thatis
travelling more orlessparallel tothecentral orbit butabove it.Thehorizontal
component ofBwillexert adownward force onit.Ifthe proton isbelow thecentral
orbit, theforce isreversed. Sothere isaneffective “restoring force” toward the
central orbit. From ourarguments there willbevertical focusing, provided that
thevertical fielddecreases withincreasing radius; butifthe fieldgradient ispositive,
there willbe“vertical defocusing.” Soforvertical focusing, thefield index nmust
belessthan zero. Wefound above that forradial focusing nhadtobegreater
than -1. Thetwoconditions together givethecondition that
—l<n<0
iftheparticles aretobekept instable orbits. Incyclotrons, values very near zero
areused; inbetatrons andsynchrotrons, thevalue n=-0.6 istypically used.
29-7 Alternating-gradient focusing
Such small values ofngive rather “weak” focusing. Itisclear that much more
effective radial focusing would begiven byalarge positive gradient (n>>l),but
then thevertical forces would bestrongly defocusing Similarly, large negative
slopes (n<<—I)would give stronger vertical forces butwould cause radial de-
focusing. Itwasrealized about IOyears ago, however, thataforce thatalternates
between strong focusing andstrong defocusing canstillhave anetfocusing force
Toexplain how alternating-gradientfocusing works, wewillfirst describe the
operation ofaquadrupole lens, which ISbased onthesame principle. Imagine that
auniform negative magnetic field isadded tothefield ofFig 29-14, with the
strength adjusted tomake zero field attheorbit. Theresulting field-for small
displacements from theneutral point—would belikethefieldshown inFig29-I5
Such afour-pole magnet iscalled a“quadrupole lens." Apositive particle that
enters (from thereader) totheright orleftofthecenter ispushed back toward
thecenter. Iftheparticle enters above orbelow, itispushed away from thecenter.
This isahorizontal focusing lens Ifthehorizontal gradient isreversed—-as can
bedone byreversing allthepolarities—the signs ofalltheforces arereversed
andwehave avertical focusing lens, asinFig.29-16 Forsuch lenses, thefield
strength—and therefore thefocusing forces—increase linearly with thedistance
ofthelensfrom theaxis.
\l II \i l))(( ii
%/at.\rupole lens.
29-6
VERTICA L
DISPLACEMENT
FROM AXIS(I)
21%>50Ernzoz;"Ii-Z-'l
2> 0
0 / DISTANCE \ /
"°‘Z“L HORIZONTAL VERTICAL VERTIGALDISTANCE
F°¢U$'"° F0usms ozrocusims FocusmcFiEi_D EEELE FiEi_D FIELD
(0) (bl
Fig. 29-17. Horizontal andvertical focusing with apair ofquadrupole lenses.
Now imagine thattwosuch lenses areplaced inseries. Ifaparticle enters with
some horizontal displacement from theaxis, asshown inFig.29-l7(a), itwillbe
deflected toward theaxisinthefirstlens. When itarrives atthesecond lensitis
closer totheaxis, sotheforce outward islessandtheoutward deflection isless
There isanetbending toward theaxis; theaverage effect ishorizontally focusing
Ontheother hand, ifwelook ataparticle which enters offtheaxisinthevertical
direction, thepath willbeasshown inFig.29-l7(b). Theparticle isfirstdeflected
away from theaxis, butthen itarrives atthesecond lenswith alarger displacement,
feelsastronger force, andsoisbenttoward theaxis. Again theneteffect isfocusing.
Thus apair ofquadrupole lenses actsindependently forhorizontal andvertical
motion—very much likeanoptical lens. Quadrupole lenses areused toform and
control beams ofparticles inmuch thesame waythatoptical lenses areused for
light beams.
Weshould point outthat analternating-gradient system does notalways
produce focusing. Ifthegradients aretoolarge (inrelation totheparticle momen-
tumortothespacing between thelenses), theneteffect canbeadefocusing one.
Youcanseehow thatcould happen ifyouimagine thatthespacing between the
twolenses ofFig.29-17 were increased, say,byafactor ofthree orfour.
Let’s return now tothesynchrotron guide magnet. Wecanconsider thatit
consists ofanalternating sequence of“positive” and“negative” lenses with a
superimposed uniform field. Theuniform field serves tobend theparticles, onthe
average, inahorizontal circle (with noeffect onthevertical motion), andthe
alternating lenses actonanyparticles thatmight tend togoastray-pushing them
always toward thecentral orbit (ontheaverage).
There isanice mechanical analog which demonstrates that aforce which
alternates between a“focusing” force anda“defocusing” force canhave anet
“focusing” effect. Imagine amechanical “pendulum” which consists ofasolid
rodwithaweight ontheend,suspended from apivot which isarranged tobemoved
rapidly upanddown byamotor driven crank. Such apendulum hastwoequili-
brium positions. Besides thenormal, downward-hanging position, thependulum
isalsoinequilibrium “hanging upward”—with its“bob” above thepivot! Such a
pendulum isdrawn inFig.29-I8.
Bythefollowing argument you canseethat thevertical pivot motion is
equivalent toanalternating focusing force. When thepivot isaccelerated down-
ward, the“bob” tends tomove inward, asindicated inFig. 29-I9. When the
pivot isaccelerated upward, theeffect isreversed. Theforce restoring the“bob”
toward theaxisalternates, buttheaverage effect isaforce toward theaxis. Sothe
pendulum willswing back andforth about aneutral position which isjust opposite
thenormal one.
There is,ofcourse, amuch easier wayofkeeping apendulum upside down,
andthat isbybalancing itonyour finger’ Buttrytobalance twoindependent
sticks onthesame finger! Oronestick with your eyesclosed! Balancing involves
making acorrection forwhat isgoing wrong. And thisisnotpossible, ingeneral.
ifthere areseveral things going wrong atonce. Inasynchrotron there arebillions
ofparticles going around together, each oneofwhich maystart outwith adifferent
“error.” Thekind offocusing wehave been describing works onthem all.
29-7I\ 1/
s_.I\//
II
ll//
//
//
jl
ll
/
’_:5&_-*- f
i
~=-Di’‘QP
Fig. 29-18. Apendulum with an
oscillating pivot canhave astable posi-
tionwith thebob above thepivot.
/'\\i I
qt\
\‘\\\,\
\\Al\/
Fig. 29-I9. Adownward accelera-
tionofthepivot causes thependulum to
move toward thevertical.
vd-i»
V0
TE
(Da
Fig. 29-20. Path ofaparticle in
crossed electric and magnetic fields.29-8 Motion incrossed electric andmagnetic fields
Sofarwehave talked about particles inelectric fields only orinmagnetic
fields only. There aresome interesting effects when there areboth kinds offields
atthesame time. Suppose wehave auniform magnetic field Bandanelectric
field Eatright angles. Particles thatstart outperpendicular toBwillmove ina
curve liketheoneinFig 29-20 (The figure isaplane curve, no!ahelix!) Wecan
understand thismotion qualitatively. When theparticle (assumed positive) moves
inthedirection ofE,itpicks upspeed, andsoitisbent lessbythemagnetic field.
When itisgoing against theE-field, itloses speed andiscontinually bent more by
themagnetic field. Theneteffect isthatithasanaverage “drift” inthedirection
ofE ><B.
Wecan. infact, show that themotion isauniform circular motion super-
imposed onauniform sidewise motion atthespeed iy,=E/B—the trajectory in
Fig.29-20 isacycloid. Imagine anobserver whoismoving totheright atacon-
stant speed. Inhisframe ourmagnetic field getstransformed toanewmagnetic
fieldplus‘anelectric field inthedownward direction. Ifhehasjusttheright speed,
histotal electric fieldwillbezero, andhewillseetheelectron going inacircle. So
themotion weseeisacircular motion, plus atranslation atthedrift speed
1;,=E/B Themotion ofelectrons incrossed electric andmagnetic fields isthe
basis ofthemagnetron tubes, ie.,oscillators used forgenerating microwave energy.
There aremany other interesting examples ofparticle motions inelectric and
magnetic fields-such astheorbits oftheelectrons andprotons trapped inthe
VanAllen belts—but wedonot,unfortunately, have thetimetodealwiththem here
29-8
30
The Internal Geometry ofCrystals
30-1 Theinternal geometry ofcrystals
Wehave finished thestudy ofthebasic laws ofelectricity andmagnetism, and
wearenow going tostudy theelectromagnetic properties ofmatter. Webegin
bydescribing solids—that is,crystals. When theatoms ofmatter arenotmoving
around very much, they getstuck together andarrange themselves inaconfigura-
tionwith aslowanenergy aspossible. Iftheatoms inacertain place have found a
pattern which seems tobeoflowenergy, then theatoms somewhere elsewill
probably make thesame arrangement. Forthese reasons, wehave inasolid ma-
terial arepetitive pattern ofatoms
Inother words, theconditions inacrystal arethisway: Theenvironment ofa
particular atom inacrystal hasacertain arrangement, andifyoulook atthesame
kindofanatom atanother place farther along, youwillfindonewhose surround-
ingsareexactly thesame. Ifyoupickanatom farther along bythesame distance,
youwillfindtheconditions exactly thesame once more. Thepattern isrepeated
overandover aga1n——and, ofcourse, inthree dimensions.
lniagine theproblem ofdesigning awallpaper-—or acloth, orsome geometric
design foraplane area-—in which youaresupposed tohave adesign element which
repeats andrepeats andrepeats, sothatyoucanmake theareaaslarge asyouwant.
Thisisthetwo-dimensional analog ofaproblem which acrystal solves inthree
dimensions. Forexample, Fig.30-1(a) shows acommon kind ofwallpapei design.
There isasingle element repeated inapattern thatcangoonforever. Thegeometric
characteristics ofthiswallpaper design, considering only itsrepetition properties
andnotworrying about thegeometry oftheflower itself oritsartistic merit, are
contained inFig.30-l(b). Ifyoustart atanypoint, youcanfindthecorresponding
point bymoving thedistance iialong thedirection ofarrow 1You canalsoget
toacorrespoliding point ifyoumove thedistance binthedirection oftheother
arrow. There are,ofcourse, many other directions. You cango,forexample.
from point attopoint Bandreach acorresponding position, butsuch astep
canbeconsidered asacombination ofastepalong direction 1,followed byastep
along direction 2.One ofthebasic properties ofthepattern canbedescribed by
thetwoshortest steps tonearby equal positions. By“equal” positions wemean that
ifyou were tostand inanyoneofthem andlook around you,youwould seeexactly
thesame thing asifyouwere tostand inanother one. That’s thefundamental
property ofacrystal. Theonly difference isthatacrystal isathree-dimensional
arrangement instead ofatwo-dimensional arrangement; andnaturally, instead of
flowers, each element ofthelattice issome kind ofanarrangement ofatoms-
perhaps sixhydrogen atoms andtwocarbon atoms~in some kind ofpattern
Thepattern ofatoms inacrystal canbefound outexperimentally byx-ray diffrac-
tion. Wehave mentioned thismethod briefly before, andwon’t sayanymore now
except thattheprecise arrangement oftheatoms inspace hasbeen worked outfor
most simple crystals andalsoforsome fairly complex ones.
Theinternal pattern ofacrystal shows upinseveral ways. First, thebinding
strength oftheatoms incertain directions isusually stronger than inother direc-
tions. This means thatthere arecertain planes through thecrystal where itismore
easily broken than others. They arecalled thecleavage planes. Ifyoucrack a
crystal with aknife blade itwilloften split apart along such aplane. Second, the
internal structure often appears atthesurface because ofthewaythecrystal was
formed. Imagine acrystal being deposited outofasolution. There aretheatoms
floating around inthesolution andfinally settling down when they findaposition
30-130-1 Theinternal geometry of
crystals
30-2 Chemical bonds incrystals
30-3 Thegrowth ofcrystals
30-4 Crystal lattices
30-5 Symmetries intwodimensions
30-6 Symmetries inthree dimensions
30-7 Thestrength ofmetals
30-8 Dislocations andcrystal growth
30-9 TheBragg-Nye crystal model
Reference: C.Kittel, Introduction to
Solid State Physics, John
Wiley andSons, Inc., New
York, 2nded.,I956.
fifi.§;eeiegeee(<1)
/*/0- aO~lO— /is.
li-l ////ib)/<=- /=- /is ./=-
lZ-l
Fig. 30—l. Arepeating pattern in
twodimensions.
ltil
-iH‘,
[bl
lcl
Fig. 30-2. Natural crystals: (a)
quartz, (blsodium chloride, (clmica.
Fig. 30-3. The lattice ofamolecular
crystal.oflowest energy. (It’s asifthewallpaper gotmade byflowers drifting around
until onedrifted accidentally intoplace andgotstuck, andthen thenext, andthe
next sothatthepattern gradually grows.) You canappreciate thatthere willbe
certain directions inwhich itwillgrow atadifferent speed than inother directions,
thereby growing intosome kind ofgeometrical shape. Because ofsuch effects, the
outside surfaces ofmany crystals show some ofthecharacter oftheinternal
arrangement oftheatoms
Forexample, Fig.30—2(a) shows theshape ofatypical quartz crystal whose
internal pattern ishexagonal. Ifyoulook closely atsuch acrystal, youwillnotice
thattheoutside does notmake avery good hexagon because thesides arenotall
ofequal length—they are,infact, often very unequal. Butinonerespect itisa
verygood hexagon: theangles between thefaces areexactly 120°. Clearly, thesize
ofanyparticular face isanaccident ofthegrowth, buttheangles arearepresenta-
tion oftheinternal geometry Soevery crystal ofquartz hasadifferent shape,
even though theangles between corresponding faces arealways thesame.
Theinternal geometry ofacrystal ofsodium chloride isalsoevident from its
external shape Figure 30-2(b) shows theshape ofatypical grain ofsalt. Again
thecrystal isnotaperfect cube, butthefaces areexactly atright angles toone
another
Amore complicated crystal ismica, which hastheshape shown inFig30—2(c)
Itisahighly anisotropic crystal, asiseasily seen from thefactthatitisvery tough
ifyoutrytopullitapart inonedirection (horizontally inthefigure), butveryeasy
tosplit bypulling apart intheother direction (vertically) Ithascommonly been
used toobtain very tough, thin sheets Mica andquartz aretwoexamples of
natural minerals containing silica. Athird example ofamineral with silica is
asbestos, which hastheinteresting property that itiseasily pulled apart intwo
directions butnotinthethird. Itappears tobemade ofvery strong, linear fibers.
30-2 Chemical bonds incrystals
Themechanical properties ofcrystals clearly depend onthekind ofchemical
bindings between theatoms. Thestrikingly different strength ofmica along differ-
entdirections depends onthekinds ofinteratomic binding inthedifierent directions.
You have already learned inchemistry, nodoubt, about thedifferent kinds of
chemical bonds First, there areionic bonds, aswehave already discussed for
sodium chloride Roughly speaking, thesodium atoms have lostanelectron and
become positive ions, thechlorine atoms have gained anelectron andbecome
negative ions. Thepositive andnegative ionsarearranged inathree-dimensional
checkerboard andareheld together byelectrical forces.
The covalent bond—in which electrons areshared between twoatoiiis—is
more common andisusually very strong. Inadiamond, forexample, thecarbon
atoms have covalent bonds inallfour directions tothenearest neighbors. sothe
crystal isvery hard indeed. There isalsocovalent bonding between silicon and
oxygen inaquartz crystal, butthere thebond isreally only partially covalent.
Because there isnotcomplete sharing oftheelectrons, theatoms arepartly charged,
and thecrystal issomewhat ionic Nature isnotassimple aswetrytomake it;
there arereally allpossible gradations between covalent andionic bonding
Asugar crystal hasstillanother kind ofbinding Initthere arelarge molecules
inwhich theatoms areheldstrongly together bycovalent bonds, sothattheiiiole-
cule isatough structure. Butsince thestrong bonds arecompletely satisfied, there
areonly relatively weak attractions between theseparate, individual molecules
Insuch molecular crystals themolecules keep their individual identity, sotospeak,
andtheinternal arrangement might beasshown inFig.30-3. Since themolecules
arenotheldstrongly toeach other, thecrystals areeasy tobreak They arequite
different from something likediamond, which isreally onegiant molecule that
cannot bebroken anywhere without disrupting strong covalent bonds. Pariffin
isanother example ofamolecular crystal.
Anextreme example ofamolecular crystal occurs inasubstance likesolid
argon. There isverylittle attraction between theatoms—each atom isacompletely
30-2
saturated monatomic molecule. Butatverylowtemperatures, thethermal motion
isverysmall, sotheslight interatomic forces cancause theatoms tosettle down into
aregular array likeapileofclosely packed spheres.
Themetals form acompletely different class ofsubstances Thebonding is
ofanentirely different kind. Inametal thebonding isnotbetween adjacent atoms
butisaproperty ofthewhole crystal. Thevalence electrons arenotattached to
oneatom ortoapairofatoms butareshared throughout thecrystal. Each atom
contributes anelectron toauniversal pool ofelectrons, andtheatomic positive
ionsreside intheseaofnegative electrons. Theelectron seaholds theionstogether
likesome kind ofglue.
Inthemetals, since there arenospecial bonds inanyparticular direction, there
isnostrong directionality inthebinding. They arestillcrystalline, however, be-
cause thetotal energy islowest when theatomic ionsarearranged insome definite
array—although theenergy ofthepreferred arrangement isnotusually much lower
thanother possible ones. Toafirstapproximation, theatoms ofmany metals are
likesmall spheres packed inastightly aspossible.
30-3 Thegrowth ofcrystals
Trytoimagine thenatural formation ofcrystals intheearth. Intheearth’s
surface there ISabigmixture ofallkinds ofatoms. They arebeing continually
churned about byvolcanic action, bywind, andbywater—continually being moved
about andmixed. Yet. bysome trick, silicon atoms gradually begin tofindeach
other, andtofindoxygen atoms, tomake silica. One atom atatime isadded to
theothers tobuild upacrystal—the mixture gets unmixed. And somewhere
nearby, sodium andchlorine atoms arefinding each other andbuilding upacrystal
ofsalt.
How does ithappen thatonce acrystal 1Sstarted, itpermits only aparticular
kindofatom tojoinon” Ithappens because thewhole system isworking toward
thelowest possible energy. Agrowing crystal willaccept anewatom ifitisgoing
tomake theenergy aslowaspossible. Buthow does itknow thatasilicon——or
anoxygen—-atom atsome particular spot isgoing toresult inthelowest possible
energy‘? Itdoes itbytrialanderror. Intheliquid, alloftheatoms areinperpetual
motion. Each atom bounces against itsneighbors about 101" times every second.
Ifithitsagainst theright spotofgrowing crystal, ithasasomewhat smaller chance
ofjumping ofi"again iftheenergy ISlow. Bycontinually testing over periods of
millions ofyears atarateofI013 tests persecond. theatoms gradually build up
attheplaces where they findtheir lowest energy. Eventually they grow intobig
crystals.
30-4 Crystal lattices
Thearrangement oftheatoms inacrystal——the crystal latrice—can take on
many geometric forms. Wewould liketodescribe firstthesimplest lattices, which
arecharacteristic ofmost ofthemetals andofthesolid form oftheinert gases.
They arethecubic lattices which canoccur intwoforms: thebody-centered cubic.
shown inFig.30—4(a), andtheface-centered cubic shown inFig.30—4(b). The
drawings show, ofcourse, only onecube ofthelattice; youaretoimagine thatthe
pattern isrepeated indefinitely inthree dimensions. Also, tomake thedrawing
clearer, only the“centers” oftheatoms areshown. Inanactual crystal, theatoms
aremore likespheres incontact with each other. Thedark andlight spheres in
thedrawings may, ingeneral, stand fordifferent kinds ofatoms ormay bethe
same kind. Forinstance, ironhasabody-centered cubic lattice atlowtemperatures,
butaface-centered cubic lattice athigher temperatures. Thephysical properties
arequite different inthetwocrystalline forms.
How dosuch forms come about? Imagine that youhave theproblem of
packing spherical atoms together astightly aspossible. Onewaywould betostart
bymaking alayer ina“hexagonal close-packed array,” asshown inFig.30—5(a)
Then youcould build upasecond layer likethefirst, butdisplaced horizontally,
30-3(0)
IFig. 30-4. The unit cell ofcubic
crystals: (0)body-centered, (b)face-
centered.
§**®\<§ \i<®><®>§><<§s§§i§@$$‘ P\O®§\TL as’
Fig. 30-6. lsthiscihexagon or0cube
seen from one corner?~\/\//t/"'/\
/ \/
asshown inFig. 30—5(b) Next, you can putonthethird layer. But notice‘
There aretwodistinct ways ofplacing thethird layer Ifyoustart thethird layer
byplacing anatom atAinFig30—5(b), each atom inthethird layer isdirectly
above anatom ofthebottom layer Ontheother hand, ifyoustart thethird layer
byputting anatom attheposition B,theatoms ofthethird layer willbecentered
atpoints exactly inthemiddle ofatriangle formed bythree atoms ofthebottom
layer. Any other starting place isequivalent toAorB,sothere areonly twoways
ofplacing thethird layer.
Ifthethird layer hasanatom atpoint B,thecrystal lattice isaface-centered
cubic—but seen atanangle Itseems funny thatstarting with liexagons youcan
endupwith cubes. Butnotice thatacube looked atfrom acorner hasahexagonal
outline Forinstance, Fig.30-6 could represent aplane hexagon oracube seen in
perspective!
Ifathird layer isadded toFig. 30—5(b) bystarting with anatom atA,there is
nocubical structure, andthelattice hasinstead only ahexagonal symmetry. Itis
clear that both possibilities wehave described areequally close-packed
Some metals—for example, copper andsilver—choose thefirst alternative,
theface-centered cubic. Others—for example, beryllium andmagnesiuiii—choose
theother alternatives; they form hexagonal crystals. Clearly, which crystal lattice
appears cannot depend onlyonthepacking oflittle spheres, butmust alsobedeter-
mined inpart byother factors Inparticular, itdepends ontheslight remaining
angular dependence oftheinteratoniic forces (or,inthecaseofthemetals, onthe
energy oftheelectron pool) You will, nodoubt, learn allabout such things in
your chemistry courses.
30-5 Symmetries intwodimensions
Wewould nowliketodiscuss some oftheproperties ofcrystals from thepoint
ofview oftheir internal symmetries. Themain feature ofacrystal isthatifyou
start atone atom and move toacorresponding atom onelattice unit away, you
areagain inthesame kind ofanenvironment. That’s thefundamental proposition.
Butifyouwere anatom, there would beanother kind ofchange thatcould take
you again tothesame environnient—that is,another possible “symmetry.”
Figure 30—7(a) shows another possible “wallpaper-type” design (though oneyou
have probably never seen). Suppose wecompare theenvironments forpoints
AandBYou might, atfirst, think thatthey arethesame—but notquite Points
CandDareequivalent toA,buttheenvironment ofBislikethatofAonly ifthe
surroundings arereversed, asinamirror reflection.
30-4
IiiQtaX0!‘<-:0 ~11
‘"2wto~
50*es°___69m bar’°Q “Q69% 60’
6O\O’ Q 6
0*Q 6 0*Q o~O:T;tas@ @6.,¢ O~
R——————————————~06 av ~oQty
9°‘ '°‘2 9b,»°‘{
R—~———————--—— ----~-—
Q W5s »O
(0)~<~6tiQ,.0 9»~oQ9
<659<>em—-__
G0*~o~Qm_.______.--6o~,0
by~06»oQ9o~ ~0653>"
Fig. 30-7. Apattern ofhigh symmetry.
There areother kinds of“equivalent” points inthepattern. Forinstance,
thepoints EandFhave the“same” environments except thatoneisrotated 90°
withrespect totheother. Thepattern isquite special. Arotation of90°——or any
multiple ofit—about avertex such asAgives thesame pattern allover again. A
crystal with such astructure would have square corners ontheoutside, butinside
itismore complicated than asimple cube.
Now that wehave described some special examples, let’s trytofigure outall
thepossible symmetries acrystal canhave. First, weconsider what happens ina
plane. Aplane lattice canbedefined bythetwoso-called prtmitive vectors that go
from onepoint ofthelattice tothetwonearest equivalent points. Thetwovectors
1and2aretheprimitive vectors ofthelattice ofFig. 30-1. The two vectors aand
bofFig30—7(a) aretheprimitive vectors ofthepattern there Wecould, ofcourse, /
equally wellreplace aby—a,orbby—b. Since aandbareequal inmagnitude /
andatright angles, arotation of90°turns aintob,andbinto—a,giving thesame D // C
latticeonceagain.‘ ~———— —x -- ——— ————
Weseethatthere arelattices which have a“four-sided" symmetry. And we b,\ /b
havedescribed earlier aclose-packed array based onahexagon which could have \\I60“
asix-sided symmetry. Arotation ofthearray ofcircles inFig.30—5(a) byanangle _.______ ___
of60°about thecenter ofanycircle brings thepattern back toitself. A 0 B
What other kinds ofrotational symmetry arethere? Canwehave, forexample, to)
afivefold oraneightfold rotational symmetry" Itiseasy toseethatthey are
impossible. Theonlysymmetry withmore sides thanfour tsastx-sided symmetry. C
First, let’sshow thatmore than sixfold symmetry isimpossible. Suppose wetryto TTTTTTTT TTTTTT
imagine alattice with twoequal primitive vectors with anenclosed angle lessthan D D
60°,asinFig.30-8(a). Wearetosuppose that points BandCareequivalent 7
toA,andthataandbarethetwoshortest vectors from Atoitsequivalent neighbors b’,/
Butthatisclearly wrong, because thedistance between BandCisshorter than from /1 Q 2°
either onetoA.There must beaneighbor atDequivalent toAwhich iscloser _‘_ __is__ ____
than BorC.Weshould have chosen b’asoneofourprimitive vectors. Sothe E A G B
angle between thetwoprimitive vectors must be60°orlarger. Octagonal symmetry (b)
isnotpossible.
What about fivefold symmetry? Ifweassume that theprimitive vectors a Fig.30-8. la)Rotational symmetries
andbhave equal lengths andmake anangle of21r/5 =72°,asinFig.30—8(b), greater than sixfold arenotpossible.
thenthere should alsobeanequivalent lattice point atD,at72°from C.Butthe lblFivefold rotational symmetry isnot
vector b’from EtoDisthen lessthan b,sobisnotaprimitive vector. There can P°5§ibl°-
benofivefold symmetry. Theonly possibilities thatdonotgetusintothiskind
ofdifficulty are0=60°, 90°, or120°. Zero or180° arealso clearly possible.
Onewayofstating ourresult isthatthepattern canbeleftunchanged byarotation
ofonefullturn (nochange atall),one-half ofaturn, one-third, one-fourth, or
one-sixth ofaturn And those areallthepossible rotational symmetries ina
plane——a total offive. If0=21r/n, wespeak ofan“n-fold” symmetry. Wesay
30-5
/s As /6
A}
/,//7 R777/ ,7.6.7/77 ..,/ <0)/
/e A /e As -7./6777 727
777 7%7777 777T(c) (<1)
Fig 30—9. Symmetry under inversion. Pattern lb)isunchanged ifR—+—R, but pattern
aISchanged. lnthree dimensions pattern (d)ISsymmetric under aninversion but(clisnot.
thatapattern with nequal to4orto6hasa“higher syninietry” than onewith
nequal tolorto2.
Returning toFig.30—7(a), weseethatthepattern hasafourfold rotational
symmetry. Wehave drawn inFig.30—7(b) another design which hasthesame
symmetry properties aspart (a). Thelittle comiiia-like figures areasymmetric
0b_]€CllS which serve todefine thesymmetry ofthedesign inside ofeach square
Notice thatthecommas arereversed inalternate squares, sothattheunitcellis
larger than oneofthesmall squares. Ifthere were nocommas, thepattern would
stillhave fourfold symmetry, buttheunitcellwould besmaller. Thepatterns of
Fig.30—7 alsohave other symmetry properties. Forinstance, areflection about any
ofthebroken lines R—R reproduces thesame pattern
The patterns ofFig. 30-7 have stillanother kind ofsymmetiy. Ifthepattern
isreflected about theline Y—Yandshifted onesquare totheright (orleft), weget
back theoriginal pattern ThelineY—Y iscalled a"glide" line.
These areallthepossible symmetries intwodimensions There isonemore
spatial symmetry operation which isequivalent tntwodtmcnsions toal80°rotation,
butwhich isaquite distinct operation inthree dimensions. ItislI’lVL’i’.\I()I’!. Byan
inversion wemean that anypoint atthevector displacement Rfrom some origin
[forinstance, thepoint AinFig.30—9(b)] ismoved tothepoint at—R
Aninversion ofpattern (a)ofFig. 30~9 produces anew pattern, butanin-
version ofpattern (b)reproduces thesame pattern. Foratwo-dimensional pattern
(asyoucanseefrom thefigure), aninversion ofthepattern (b)through thepoint
Aisequivalent toarotation of180° about thesame point Suppose, however,
wemake thepattern inFig. 30~9(b) three dimensional byimagining that thelittle
6'sand 9’seach have an“arrow” potnttng outofthepage. After aninversion in
three dimensions allthearrows willbereversed, sothepattern isnotreproduced.
Ifweindicate theheads andtailsofthearrows bydots andcrosses, respectively,
wecanmake al/II‘€€-dlI’H€/’lS‘IOI’l£ll pattern, asinFig 30—9(c), which isnotsyninietric
under aninversion, orwecanmake apattern like theone shown in(d),which
does have such asymmetry. Notice that itisnotpossible toimitate athree-
dimensional inversion byanycombination ofrotations.
Ifwecharacterize the“symnietry“ ofapattern—or lattice—by thekinds of
symmetry operations wehave been describing, itturns outthat fortwodimensions
l7distinct patterns arepossible Wehave drawn onepattern ofthelowest possible
30-6
symmetry inFig.30-1, andoneofhigh symmetry inFig.30-7. Wewillleave you
with thegame oftrying tofigure outallofthel7possible patterns.
Itispeculiar how fewofthel7possible patterns areused inmaking wall-
paper andfabrics. Onealways seesthesame three orfour basic patterns. Isthis
because ofalack ofimagination ofdesigners, orbecause many ofthepossible
patterns arenotpleasing totheeye?
30-6 Symmetries inthree dimensions
Sofarwehave talked only about patterns intwodimensions. What weare
really interested in,however, arepatterns ofatoms inthree dimensions. First,
itisclear that athree-dimensional crystal willhave three primitive vectors. If
wethen askabout thepossible symmetry operations inthree dimensions, wefind
thatthere are230different possible symmetries! Forsome purposes, these 230
UmmnnmgmmwhmomwndwwswmmamdmwnmFgJ040'Mehmm
withtheleast symmetry iscalled thetrzclinic. Itsunitcellisaparallelepiped. The
primitive vectors areofdifferent lengths, andnotwooftheangles between them are
equal. There isnopossibility ofanyrotational orreflection symmetry. There are,
however, stilltwopossible symmetries——the unitcellis,orisnot,changed byan
inversion through thevertex. (Byaninversion inthree dimensions, weagain mean
thatspatial displacements Rarereplaced by—R—in other words, that (x,y,z)
goesinto(—x, ——y,—z) Sothetriclinic lattice hasonlytwopossible symmetries,
unless there issome special relation among theprimitive vectors. Forexample, if
allthevectors areequal andareseparated byequal angles, onehasthetrtgonal
lattice shown inthefigure. This figure canhave anadditional symmetry, itmay
beunchanged byarotation about thelong, body diagonal.
Ifoneoftheprimitive vectors, sayc,isatright angles totheother two, we
getamonoclintc unitcell. Anewsymmetry ispossible—a rotation by180°about c
Thehexagonal cellisaspecial caseinwhich thevectors aandbareequal andthe
angle between them is60°,sothatarotation of60°, or120°, or180°about thevector
crepeats thesame lattice (forcertain internal symmetries).
Ifallthree primitive vectors areatright angles, butofdifferent lengths, we
gettheorthorhombic cell. Thefigure issymmetric forrotations of180°about the
three axes. Higher-order symmetries arepossible with theierragonal cell, which
hasallright angles andtwoequal primitive vectors Finally, there isthecubic
cell,which isthemost symmetric ofall.
Thepoint ofallthisdiscussion about symmetries isthattheinternal symmetries
ofthecrystals show up—-sometimes insubtle ways—in themacroscopic physical
properties ofthecrystal Forinstance, acrystal will, ingeneral, have atensor
electric polarizability. Ifwedescribe thetensor interms oftheellipsoid ofpolari-
zation, weshould expect that some ofthecrystal symmetries should show up
alsointheellipsoid. Forexample, acubic crystal issymmetric with respect to
arotation of90°about anyoneofthree orthogonal directions. Clearly, the
only ellipsoid with thisproperty isasphere. Acubic crystal must beanisotropic
dielectric‘.
Ontheother hand, atetragonal crystal hasafourfold rotational symmetry
Itsellipsoid must have twoofitsprincipal axes equal, andthethird must be
parallel totheaxisofthecrystal. Similarly, since theorthorhombic crystal has
twofold rotational symmetry about three orthogonal axes, itsaxes must coincide
withtheaxes ofthepolarization ellipsoid. lnalikemanner, oneoftheaxes ofa
monoclinic crystal must beparallel tooneoftheprincipal axes oftheellipsoid,
though wecan’t sayanything about theother axes. Since atriclinic crystal hasno
rotational symmetry, theellipsoid canhave anyorientation atall.
Asyoucansee,wecanmake abiggame offiguring outthepossible sym-
metries andrelating them tothepossible physical tensors. Wehave considered
only thepolarization tensor, butthings getmore complicated forothers—for
instance, forthetensor ofelasticity. There isabranch ofmathematics called
“group theory” thatdeals with such subjects, butusually youcanfigure outwhat
youwant with common sense.
30-7//-r"'_’_’/—/7
_._ 7/__--7»
/c / / /
b ——7—/-,=’
a
TR|CLlNlC
//7“:77
0 ,//
’4-/"/3
ci
TRIGONAL
0I|\I
___|_\il|I
____a'\I\\|\|
L_____t/
///
O
MONOCL INIC
O
0\___-ill—i~——\}\l\|
__4J/
__-/4X,ea °
HEXAGONAL
/i__TT"7|’_L
Q
U¢_
——'“\\u___/
G
ORTHORHOMBIC
__[__t\\\\t___si//1 // l ’__i_.._
C _G
O
TETRAGONAL
ol\\
__'_\ITl
_,___i\\\\\\L____A.|G _ _
O
CUBIC
Fig. 30—lO. The seven classes of
crystal lattices.
L234______ /\/'\r“\
QXXXXXECF -7.
) (b) (G
Fig. 30—l2. Aphotograph ofasmall
crystal ofcopper after stretching. [Cour-
tesy of5.S.Brenner, Senior Scientist,
United States Steel Research Center,
Monroeville, Pal
O
*Q>‘§DQ/7iO><O“O<-Q><§>$J'Q.OIz<~
JHg-“J,i‘.‘OCr~<Q
">‘SO>//‘f‘
OQG“GQigC)O
_>4’.9'49-9511K-..
§4
Fig. 30—l3. Adislocation inacry-
stal.Fig. 30—l l.Slippcige ofcrystal planes.
30—7 Thestrength ofmetals
Wehave saidthat metals usually have asimple cubic crystal structure; we
want now todiscuss their mechanical properties——which depend onthisstructure.
Metals are,generally speaking, very “soft,” because itiseasy toslide onelayer
ofthecrystal overthenext. You maythink: “That’s ridiculous; metals arestrong.”
Notso,asingle crystal ofametal canbedistorted very easily.
Suppose welook attwolayers ofacrystal subjected toashear force, asshown
inthediagram ofFig.30—l1(a). You might atfirstthink thewhole layer would
resist motion until theforce wasbigenough topush thewhole layer “over the
hump,” sothatitshifted onenotch totheleft. Although slipping does occur along
aplane, itdoesn’t happen thatway (Ifitdid,youwould calculate thatthemetal
ismuch stronger than itreally is.)What happens ismore likeoneatom going ata
time; firsttheatom ontheleftmakes itsjuinp, thenthenext, andsoon,asindicated
inFig.30—ll(b). Ineflect itisthevacant space between twoatoms thatquickly
travels totheright, with thenetresult that thewhole second layer hasmoved
over oneatomic spacing. Theslipping goes thiswaybecause ittakes much less
energy toliftoneatom atatime over thehump than toliftawhole row. Once
theforce isenough tostart theprocess, itgoes therestofthewayvery fast
Itturns outthatinarealcrystal, slipping willoccur repeatedly atoneplane.
then willstopthere andstart atsome other plane. Thedetails ofwhyitstarts and
stops arequite mysterious. Itis,infact, quite strange thatsuccessive regions of
slipareoften fairly evenly spaced. Figure 30-12 shows aphotograph ofatiny,
thincopper crystal thathasbeen stretched. You canseethevarious planes where
slipping hasoccurred.
Thesudden slipping ofindividual crystal planes isquite apparent ifyoutake
apiece oftinwire thathaslarge crystals initandstretch itwhile holding itnext
toyour ear. You canhear arush of“ticks” astheplanes snap totheir newposi-
tions, oneafter theother.
Theproblem ofhaving a“missing” atom inonerowissomewhat more ditlicult
than itmight appear from Fig.30—1l. When there aremore layers, thesituation
must besomething likethatshown inFig.30-13. Such animperfection inacrystal
iscalled adislocation. Itispresumed that such dislocations areeither present
when thecrystal wasformed oraregenerated atsome notch orcrack atthesurface
Once they areproduced, they canmove relatively freely through thecrystal The
gross distortions result from themotions ofmany ofsuch dislocations.
Dislocations canmove freely-that is,they require little extia enei'gy—so
longastherestofthecrystal hasaperfect lattice. Butthey mayget“stuck“ ifthey
encounter some other kind ofimperfection inthecrystal. lfittakes alotofenergy
forthem topass theimperfection, they willbestopped. This isprecisely the
mechanism thatgives strength toimperfect metal crystals. Pure ironcrystals are
quite soft, butasmall concentration ofimpurity atoms maycause enough imper-
fections toeffectively immobilize thedislocations. Asyouknow, steel, which is
primarily iron, isvery hard. Tomake steel, asmall amount ofcarbon isdissolved
intheironmelt; ifthemelt iscooled rapidly, thecarbon precipitates outinlittle
grains, making many microscopic distortions inthelattice. Thedislocations can
nolonger move about, andthemetal ishard.
Pure copper isvery soft, butcanbe“work-hardened.“ This isdone byham-
mering onitorbending itback andforth. Inthiscase, many newdislocations of
various kinds aremade which interfere with oneanother, cutting down their
30—8
mobility. Perhaps you’ve seen thetrick oftaking abarof“dead soft” copper
andgently bending itaround someone’s wrist asabracelet. Intheprocess, it
becomes work-hardened andcannot easily beunbent again‘ Awork-hardened
metal likecopper canbemade softagain byannealing atahigh temperature.
Thethermal motion oftheatoms “irons out” thedislocations andmakes large
single crystals again. Wehave, sofar,described only theso-called slipdislocation.
There aremany other kinds, oneofwhich isthescrew dislocation shown inFig.
30-14. Such dislocations often play animportant partincrystal growth.
30-8 Dislocations andcrystal growth
Oneofthegreat puzzles foralong time washowcrystals canpossibly grow.
Wehave described how itisthateach atom might, byrepeated testing, determine
whether itwasbetter tobeinthecrystal ornot. Butthatmeans thateach atom
must findaplace oflowenergy. However, anatom putonanewsurface isonly
bound byoneortwobonds from below, anddoesn’t have thesame energy it
would have ifitwere placed inacorner, where itwould have atoms onthree sides
Suppose weimagine agrowing crystal asastack ofblocks, asshown inFig.30-15
Ifwetryanewblock at,say,position A,itwillhave only oneofthesixneighbors
itshould ultimately get. With somany bonds lacking, itsenergy isnotvery low.
Itwould bebetter oflatposition B,where italready hasone-half ofitsquota of
bonds. Crystals doindeed grow byattaching new atoms atplaces likeB.
What happens, though, when thatlineisfinished? Tostart anew line, an
atom must come torestwith only twosides attached, andthatisagain notvery
likely. Even ifitdid,what would happen when thelayer wasfinished? How
could anewlayer getstarted? Oneanswer isthatthecrystal prefers togrow ata
dislocation, forinstance around ascrew dislocation liketheoneshown inFig.
30-14. Asblocks areadded tothiscrystal, there isalways some place where there
arethree available bonds. Thecrystal prefers, therefore, togrow with adislocation
built in.Such aspiral pattern ofgrowth isshown inFig.30-16, which isaphoto-
graph ofasingle crystal ofparaflin.
KTTTTTTTTTTT TTTTTTTTTT0‘’ 1
}i‘T”.1“T
”/" il
Fig. 30-14. Ascrew dislocation.
[From Charles Kittel, Introduction to
Solid State Physics, John Wiley and Sons,
Inc.,New York, 2nded., l956.]
do\s;;:+Fig. 30-l5. Crystal growth.
Fig. 30-l6. Aparaffin crystal which
7 ;l has grown around ascrew dislocation.
up
30—9 TheBragg-Nye crystal model
Wecannot, ofcourse, seewhat goes onwith theindividual atoms inacrystal.
Also, asyourealize bynow, there aremany complicated phenomena thatarenot
easytotreat quantitatively. SirLawrence Bragg andJ.F.Nye have devised a
scheme formaking amodel ofametallic crystal which shows inastriking way
many ofthephenomena thatarebelieved tooccur inarealmetal. Inthefollowing
pages wehave reproduced their original article, which describes their method and
shows some oftheresults they obtained with it.(The article isreprinted from the
Proceedings oftheRoyal Society ofLondon, Vol. 190,September 1947, pp.474-481
—-with thepermission oftheauthors andoftheRoyal Society.)
30-9[From Charles Kittel, Introduction toSolid
State Physics, John Wiley and Sons, Inc.,
M»m *-"'-""“"' .» ‘ ""3 New York, 2nd ed., l956.]
Adynamical model ofacrystal structure
BYSmLAWRENCE Basso, FRS.ANDJ.F.NYE
Cavendish LG.b0rlll01‘y, Unwersity ofCambridge
(Received 9January l947—Read 19June 1947)
[Plates sto2i]
The crystal structure ofametal isrepiesented byanassemblage ofbubbles, amillunetre or
leaindiameter, floating onthesurface ofasoap solution The bubbles areblown from afine
pipette beneath thesurface with aconstant airpressure, and areremarkably uniform insize
They areheld together bysurface tension, either masmgle layer onthesurface orinathree-
dunensional mass Anassemblage may contain hundreds ofthousands ofbubbles and persists
foranhour ormore The assemblages show structures which nave been supposed toexist
inmetals, and simulate effects which have been observed, such asgmin boundaries, dl8l008-
tions and other types offault, slip, recrystallization, snneahng, and strains due to‘foreign‘
atoms
1THE BUBBLE MODEL
Models ofcrystal structure have been described from time totime inwhich the
atoms arerepresented bysmall floating orsuspended magnets, orbycircular disks
floating onawater surface and held together bytheforces ofcapillary attraction
These models have certain disadvantages ,forinstance, inthecase offloating objects
incontact, frictional forces impede then‘ free relative movement Amore serious
disadvantage isthat thenumber ofcomponents islimited foralarge number of
components isrequired inorder toapproach thestate ofaffairs inareal crystal
The present paper describes thebehaviour ofamodel inwhich theatoms arerepre-
sented bysmall bubbles from 20to0lmm indiameter floating onthesurface of
asoap solution These small bubbles aresufficiently persistent forexperiments
lasting anhour ormore, they slide past each other without friction, and they can
beproduced inlarge numbers Some oftheillustrations inthis paper were taken
from assemblages ofbubbles numbering 100,000 ormore The model most nearly
represents thebehaviour ofametal stnicture, because thebubbles areofonetype
only and areheld together byageneral capillary attraction which represents the
binding force ofthefreeelectrons mthemetal Abrief description ofthemodel has
been given uitheJ0ll""lGl ofScientific I1ic¢rumenu(Bragg 1942b)
/J; ';=1151%,,m.:31.:,=..::;,.,2:..;:..=:.r 2 5,
5|llll
I Ibe
//// ///////////Fiouaiz lApparatus forproducing rafts ofbubbles.
2METHOD OFFORMATION
Thebubbles areblown from afineorifice, beneath thesurface ofasoap solution.
Wehave had thebest results with asolution theformula ofwhich was given tous
byMrGreen oftheRoyal Institution l52ccofoleic acid(pure redistilled) iswell
shaken in50c cofdistilled water This ismixed thoroughly with 73c cof10%
solution oftn-ethanolamine and themixture made upto2000 cTothis isadded
164ccofpure glycennc Itislefttostand and theclear hquid isdrawn offfrom
below Insome expenments this was diluted mthree times itsvolume ofwater to
reduw viscosity The onfice ofthejetisabout 5mm below thesurface Aconstant
airpressure of50to200cm ofwater issupplied bymeans oftwo Winchester
flasks Normally the bubbles areremarkably uiuform insize Occasionally they
issue inanirregular manner, butthis canbecorrected byachange ofjet orofpres-
sure Unwanted bubbles caneasily bedestroyed byplaying asmall flame over the
surface Figure lshows theapparatus Wehave found itofadvantage toblacken
thebotwm ofthevessel, because details ofstructure, such asgram boundanes and
dislocations, then show upmore clearly
Figure 2,plate 8,shows aportion ofa raft'ortwo-dimensional crystal ofbubbles
Itsregularity can bejudged bylooking atthefigure inaglancing direction The
size ofthebubbles vanes with theaperture, butdoes notappear tovary toany
marked degree with thepressure orthedepth oftheorifice beneath thesurface
Themam effect ofincreasing thepressure istoincrease therate ofissue ofthe
bubbles Asanexample, athick-walled jetof49/ibore with apressure of100cin
produced bubbles ofl~2mm indiameter Athin-walled jetof27/4diameter and
apressure ofl80cm produced bubbles of06mm diameter Itisconvenient to
refer tobubbles of20to10mm diameter as‘large’ bubbles, those from 08to
0-6mm diameter as‘medium’ bubbles, andthose from 0-3to0-1mm diameter
assmall‘ bubbles, since their behaviour vanes with their size
30-10"fit "
mFIGURE 3Apparatus forproducing bubbles ofsmall size
With thisapparatus wehave notfound itpossible toreduce thesizeofthejet
andsoproduce bubbles ofsmaller diameter than 06mm Asitwasdesired toexperr
ment with very small bubbles, wehadrecourse toplacing thesoap solution ina
rotating vessel andintroducing afinejetasnearly aspossible parallel toastream
hne Thebubbles areswept away asthey form, andunder steady conditions are
reasonably imiform They issue atarateofonethousand ormore persecond, giving
ahigh-pitched note The soap solution mounts upinasteep wall around thepen-
meter ofthevessel while itisrotating butcarries back most ofthebubbles with it
when rotation ceases With thisdevice, illustrated infigure 3,bubbles down to
0-12 mm mdiameter can beobtamed Asanexample, anorifice 38p across ina
thin-walled jet,with apressure of190cmofwater, andaspeed ofthefluid of
180cm/sec past theorifice, produced bubbles of014mm diameter. Intlus case
adish ofdiameter 9~5cmand speed of6rev/sec was used Figure 4,plate 8,isan
enlarged picture ofthese ‘small’ bubbles andshows their degree ofregularity, the
pattern isnotasperfect with arotating aswith astationary vessel, therows being
seen tobeshghtly irregular when viewed i.naglancing direction
These two-dimensional crystals show structures which have been supposed to
exist inmetals, and simulate effects which have been observed, such asgrain
boundaries, dislocations and other types offault, shp, recrystallization, annealing,
andstrains dueto‘foreign’ atoms.
3Guam BOUNDARIES
Figures 5a,5band50,plates 9and10,show typical grain boundaries forbubbles
of1-87, 076and0-30mm diameter respectively Thewidth ofthedisturbed area
attheboundary, where the bubbles have anirregular distribution, isingeneral
greater the smaller the bubbles Infigure 5a, which shows portions ofseveral
adjacent grains, bubbles ataboundary between two gi'ains adhere definitely toone
crystalline arrangement ortheother Infigure 50there isamarked ‘Beilby layer’
between thetwo grains The small bubbles, aswill beseen, have agreater rigidity
thanthelarge ones, andthisappears togiverisetomore irregularity attheinterface
Separate grains show updistinctly when photographs ofpolycrystalline rafts
such asfigures 5ato50,plates 9and 10,and figures 12a tol2e, plates 14to16,
areviewed obhquely. With suitable hghtmg, thefloating raft ofbubbles itself when
viewed obhquely resembles apolished and etched metal inaremarkable way
Itoften happens that some ‘impurity atoms’, orbubbles which aremarkedly
larger orsmaller than theaverage, arefound inapolycrystalline raft, andwhen this
issoalarge proportion ofthem aresituated atthegrain boundaries Itwould be
moorrect tosaythat theirregular bubbles make their way totheboundaries, itis
adefect ofthemodel that nodiffusion ofbubbles through thestructure cantake
place, mutual adjustments ofneighbours alone being possible Itappears that the
boundaries tend toreadjust themselves bythegrowth ofonecrystal attheexpense
ofanother tillthey pass through theirregular atoms
4DISLOCATIONS
When asingle crystal orpolycrystalline raft iscompressed, extended, orother-
wisedeformed itexhibits abehaviour very similar tothatwluch hasbeen pictured
formetals subjected tostrain Uptoacertain limit themodel iswithin itselastic
range Beyond that point ityields byshpalong oneofthethree equally inchned
directions ofclosely packed rows Sliptakes place bythebubbles inonerowmoving
forward over those inthenext row byanamount equal tothedistance between
neighbours. Itisvery mterestmg towatch this process taking place The
movement isnot simultaneous along thewhole row but begins atone end with
theappearance ofa‘dislocation’, where there islocally onemore bubble inthe
rows ononesideofthesliphneascompared with those ontheother This dis-
location then runs along thesliplinefrom onesideofthecrystal totheother, the
final result bemg ashp byone ‘mter-atomic’ distance Such aprocess has been
mvcked byOrowan, byPolanyi and byTaylor toexplain thesmall forces required
toproduce plastic gliding Illmetal structures The theory put forward byTaylor
(1934) toexplain themechanism ofplastic deformation ofcrystals considers the
mutual action and equihbrium ofsuch dislocations The bubbles afford avery
stnknig picture ofwhat hasbeen supposed totake place inthemetal Sometimes
thedislocations runalong quite slowly, taking amatter ofseconds tocross acrystal,
ltationary dislocations alsoaretobeseen incrystals which arenothomogeneously
strained They appear asshort black hnes, andcanbeseen mtheseries ofphoto-
graphs, figures 12atol2e,plates 14to16.When apolycrystalline raftiscompreflfledi
these dark lmes areseen tobedashing about inalldirections across thecrystals.
Figures 6a,6band 6c,plates 10and ll,show examples ofdislocations In
figure 6a,where thediameter ofthebubbles isl9mm ,thedislocation isvery
local, extendmg over about sixbubbles Infigure 6b(diameter 076mm)itextends
over twelve bubbles, andinfigure 60(diameter 030mm) itsinfluence canbe
traced foralength ofabout fifty bubbles Thegreater rigidity ofthesmall bubbles
leads tolonger dislocations. Thestudy ofanymass ofbubbles shows, however,
thatthere isnotastandard length ofdislocation foreach size Thelength depends
upon thenature ofthestram inthecrystal Aboundary between twocrystals with
corresponding axes atapproximately 30°(themaximum angle which canoccur)
may beregarded asaseries ofdislocations inaltemate rows, and inthis case the
dislocations arevery short Astheangle between theneighbouring crystals decreases,
thedislocations occur atwider intervals and atthesame time become longer, till
onefinally hassingle dislocations inalarge body ofperfect structure asshown in
figures Ga,6band6c
Figure 7,plate ll,shows three parallel dislocations Ifwecallthem positive and
negative (following Taylor) they arepositive. negative. positive. reading from left
toright Thestrip between thelasttwohasthree bubbles mexcess, ascanbeseen
bylookmg along therows inahorizontal direction Figure 8,plate 12,shows a
dislocation prolectmg from agram boundary, aneffect often observed.
Figure 9,plate l2,shows aplace where twobubbles take theplace ofone This
may beregarded asahmiting caseofpositive andnegative dislocations onneigh-
bouring rows, with thecompressive sides ofthedislocations facing each other. The
contrary casewould leadtoaholeinthestructure, onebubble bemg nussmg atthe
pomt where thedislocations met
5.OTHER TYPES orFAULT
Figure 10,plate 12,shows anarrow strip between twocrystals ofparallel or1en~
tation, thestrip being crossed byanumber offault hnes where thebubbles arenot
inclose packing Itisinsuch places asthese thatrecrystallization may beexpected
The boundaries approach and thestrip isabsorbed into awider area ofperfect
crystal
Figures 11atollg,plates l3and 14areexamples ofarrangements which frequently
appear inplaces whcrc there isalocal deficiency ofbubbles While adislocation is
seenasadark stripe inageneral view, these structures show upintheshape ofthe
letter Vorastnangles Atypical Vstructure isseeninfigure llaWhen themodel is
bemg distorted, aVstructure isformed bytwodislocations meeting ataninclination
of60°,itisdestroyed bythedislocations continuing along their paths. Figure lIb
shows asmall triangle, which also embodies adislocation, foritwill benoticed that
therows below thefault have onemore bubble than those below Ifamild amount
of‘thermal movement’ isimposed bygentle agitation ofonesideofthecrystal,
suchfaulty places disappear andaperfect structure isformed
Here andthere inthecrystals there isablank space where abubble ismissing.
showing asablack dotinageneral view Examples occur infigure llg.Such agap
cannot beclosed byalocal readiustment, smce filling thehole causes another to
appear Such holes both appear anddisappear when thecrystal is‘cold-worked ’.
These structures inthemodel suggest that similar local faults may exist inan
actual metal They may play apart inprocesses such asdiffusion ortheorder-
disorder change byreducing energy barriers intheir neighbourhood. andactas
nuclei forcrystalhzation manallotropic change
6RECRYSTAILIZATION AND ANNEALHVG
Figures 12a,tol2e,plates 14to16,show thesame raftofbubbles atsuccessive
times Araftcovering thesurface ofthesolution wasgiven avigorous stirring with
iiglass rake, andthen lefttoBdjllfll; itself Figure 12¢shows itsaspect about lsec.
after stirrmg hasceased. Theraftisbroken intoanumber ofsmall ‘crystallites’,
these aremahigh state ofnon-homogeneous strain asisshown bythenumerous
dislocations andother faults The following photograph (figure 12b) shows the
same raft32seclater. Thesmall grains have coalesced toform larger grams, and
much ofthestrain hasdisappeared intheprocess. Recrystallization takes place
right through theseries, thelastthree photographs ofwhich show theappearance
oftheraft2,14and25min after theinitial stirring. Itisnotpossible tofollow the
rearrangement formuch longer times, because thebubbles shnnk after longstanding,
apparently duetothediffusion ofairthrough their walls, andthey alsobecome thin
andtend toburst Noagitation wasgiven tothemodel during thisprocess An
everslower process ofrearrangement goes on,themovement ofthebubbles mone
partoftheraftsetting upstrains which activate arearrangement inaneighbouring
part, and that initsturn still another
Anumber ofinteresting pomts aretobeseen inthisseries. Note thethree small
grains atthepoints indicated bytheco-ordinates AA, BB, CC. Apersists, though
30-11changed mform, throughout thewhole series Bisstillpresent after l4min,but
hasdisappeared m25mm,leaving behind itfour dislocations marking mternsl
strain inthegrain. Grain C’shrinks andfinally disappears infigure 12d, leaving a
holeandaVwhich hasdisappeared mfigure 12¢Atthesame time theill—defined
boundary infigure I211atDDhasbecome adefinite oneinfigure 12¢ Note also
thestraightening outofthegram boundary mtheneighbourhood ofEEmfigures
l2btol2e. Dislocations ofvarious lengths canbeseen, marking allstages between
aslight warping ofthestructure andadefinite boundary Holes where bubbles
aremissmg show upasblack dots Some ofthese holes areformed orfilled upby
movements ofdislocations, butothers represent places where abubble hasburst
Many examples ofV’sandsome oftriangles canbeseen Other interesting points
willbeapparent fi-om astudy ofthissenes ofphotographs.
Figures 13a, 13band 13¢, plate 17,show aportion ofaraft 1sec,4secand 4min.
after thestirnng process, andisinteresting asshowing twosuccessive stages mthe
relaxation towards amore perfect arrangement Thechanges show upwellwhen one
looks maglancing direction across thepage Thearrangement isvery broken in
figure 13a Infigure 13bthebubbles have grouped themselves inrows, butthe
curvature ofthese rows indicates ahigh degree ofintemal strain Infigure 13¢‘this
strain hasbeen reheved bytheformation ofanewboundary atA—A, therows on
either side now being straight Itwould appear that theenergy ofthis strained
crystal isgreater than that oftheiittercrystalline boundary Weareindebted to
Messrs Kodak forthephotographs offigure 13,which were taken when thecine-
matograph filmreferred tobelow wasproduced
7EFFECT orIMPUBITY non
Figure 14,plate 18,shows thewidespread effect ofa bubble which isofthewrong
size Ifthis figure iscompared with theperfect rafts shown infigures 2and 4,
plate 8,itwill beseen that three bubbles, one larger and two smaller than
normal, disturb theregularity oftherows over thewhole ofthefigure Ashasbeen
mentioned above, bubbles ofthewrong size aregenerally found inthegrain boun-
daries, where holes ofirregular sizeoccur which canaccommodate them
8MECIIAXICAL PROPERTIES OF‘THE TWO~l)IMENSlONAL MODEL
The mechanical properties ofatwo-dimensional perfect raft have been described
inthepaper referred toabove (Bragg 1942b) The raft liesbetween two parallel
springs dipping horizontally inthesurface ofthesoap solution The pitch ofthe
springs isad]usted tofitthespacmg oftherows ofbubbles, wluch then adhere firmly
tothem One spring canbetranslated parallel toitself byamicrometer screw, and
theother issupported bytwothinvertical glass fibres Theshearing stress canbe
measured bynoting thedeflexion oftheglass fibres When sub]ected toashearmg
stram, theraftobeys Hooke‘s lawofelasticity uptothepoint where theelastic
hmit isreached Itthen slips along some mtermediate rowbyanamount equal to
thewidth ofonebubble The elastic shear andshpcanberepeated several times The
elastic limit isapproximately reached when onesideoftherafthasbeen sheared
byanamount equal toabubble width past theother side This feature supports
thebasic assumption made byoneofusinthecalculation oftheelastic limit ofa
metal (Bragg 194211), inwhich itissupposed that each crystalhte inacold-worked
metal only yields when the strain inithasreached such avalue that energy is
released bytheshp
Acalculation hasbeen made byMMNicolson oftheforces between thebubbles,
and will bepublished shortly Itshows two interesting points The curve for
thevariation ofpotential energy with distance between centres isvery sirmlar to
those which have been plotted foratoms Ithasaminimum foradistance between
centres slightly lessthan afree bubble diameter, and rises sharply forsmaller dis~
tances Further, therise isextremely sharp forbubbles of0lmm diameter but
much lesssoforbubbles oflmm diameter, thus confirmmg theimpression given
bythemodel that thesmall bubbles behave asifthey were much more rigid than
thelarge ones.
9THREE-DIMENSIONAL ASSEMBLAGES
Ifthebubbles areallowed toaccumulate inmultiple layers onthesurface, they
form amass ofthree-dimensional ‘crystals ’with oneofthearrangements ofclosest
Packing Figure 15,plate 18,shows anobhque view ofsuch amass, itsresemblance
to8-polished andetched metal surface isnoticeable Infigure 16,plate 20.asimilar
mass isseen viewed normally Parts ofthestructure aredefinitely incubic closest
packing, theouter surface being the(1l1)face or(100) face Figure 17a, plate 19,
shows a(Ill) face The outlines ofthethree bubbles onwhich each upper bubble
rests canbeclearly seen, and thenext layer ofthese bubbles isfaintly visible ina
position notbeneath theuppermost layer, showing that thepacking ofthe(Ill)
planes hasthewelbknown cubic succession Figure l7bplate 19,shows a(100) face
with each bubble restmg onfour others The cubic axes areofcourse inclined at
45°totheclose-packed rows ofthesurface layer Figure 170, plate 19,shows a
twin inthecubic structure across the face (lll) The uppermost faces are(lll)
and (100), and they make asmall angle with each other, though this isnotapparent
mthefigure, itshows upinanoblique view Figure 17d, plate 19,appears toshow
both thecubic andhexagonal succession ofclosely packed planes, butitisdifiicult
toverify whether theleft-hand sidefollows thetruehexagonal close-packed struc»
tum because 1tlsnot eertam that theassemblage had adepth ofmore than two
layers atthlspomt Many mstanoes oftwms, andofmtercrystallme boundarles,
canbeseen mfigure 16,plate 20
Flgure 18,plate 21,shows several dlslocatrons lnathree-drmenslonal structure
subjected toabendmg stram
10 DEMONSTRATION OFTHE MODEL
Wxth theco~operat1on ofMessrs Kodak, a16mm clnematograph filmhasbeen
made ofthemovements ofthedzslocamons andgram boundanes when smgle crystal
and polycrystalhne rafts aresheared compressed, orextended Moreover, 1fthe
soap solutlon lsplaced maglass vessel w1th aflatbottom, themodel lends ltself to
projectlon onalarge scale bytransmltted hght Smoe aeertam depth 1sreqmrecl for
producmg thebubbles, and thesolutlon 1srather opaque, It1sdesuable tomake the
pro]ect1on through aglass block restmg onthebottom ofthevessel andJustsub-
merged beneath thesurface
Inconclusnon, wewxsh toexpress ourthanks toMrCEHarrold, ofKmg’s College,
Cambndge, whomade forassome oftheprpettes whxch were used toproduce the
bubbles
Rnrmnsucss
Bragg. WL1942a Natura, I49, 511
Bragg, W.L19420 JS01. Irwtrum I9,148.
Taylor, GI1934 Prbc Roy Soc A,145, 362.
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31
Tensors
31-1 Thetensor ofpolarizability
Physicists always have ahabit oftaking thesimplest example ofanyphenome-
nonandcalling it“physics,” leaving themore complicated examples tobecome
theconcern ofother fields—say ofapplied mathematics, electrical engineering,
chemistry, orcrystallography. Even solid-state physics isalmost only halfphysics
because itworries toomuch about special substances. Sointhese lectures weWlll
beleaving outmany interesting things. Forinstance, oneoftheimportant proper-
tiesofcrystals~or ofmost substances—is that their electric polarizability IS
different indifferent directions. Ifyouapply afield inanydirection, theatomic
charges shift alittle andproduce adipole moment, butthemagnitude ofthe
moment depends very much onthedirection ofthefield. That is,ofcourse,
quite acomplication. Butinphysics weusually start outbytalking about the
special case inwhich thepolarizability isthesame inalldirections, tomake life
easier. Weleave theother cases tosome other field. Therefore, forourlater work,
wewillnotneed atallwhat wearegoing totalkabout inthischapter.
Themathematics oftensors isparticularly useful fordescribing properties
ofsubstances which vary indirection—although that’s only oneexample oftheir
use. Since most ofyouarenotgoing tobecome physicists, butaregoing togo
intotherealworld, where things depend severely upon direction, sooner orlater
youwillneed tousetensors. Inorder nottoleave anything out,wearegoing to
describe tensors, although notingreat detail. Wewant thefeeling thatourtreat-
ment ofphysics iscomplete. Forexample, ourelectrodynamics iscomplete—as
complete asanyelectricity andmagnetism course, even agraduate course. Our
mechanics isnotcomplete, because westudied mechanics when youdidn’t have a
highlevel ofmathematical sophistication, andwewere notabletodiscuss subjects
liketheprinciple ofleast action, orLagrangians, orHamiltonians, andsoon,
which aremore elegant ways ofdescribing mechanics. Except forgeneral relativity,
however, wedohave thecomplete lawsofmechanics. Ourelectricity andmagnetism
iscomplete, andalotofother things arequite complete. Thequantum mechanics,
naturally, willnotbe—we have toleave something forthefuture. Butyoushould
atleast know what atensor is.
Weemphasized inChapter 30thattheproperties ofcrystalline substances are
different indifferent directions—We saythey areanisotropic. The variation of
theinduced dipole moment with thedirection oftheapplied electric field isonly
oneexample, theonewewilluseforourexample ofatensor. Let's saythatfora
given direction oftheelectric field theinduced dipole moment perunitvolume P
isproportional tothestrength oftheapplied fieldE.(This isagood approximation
formany substances ifEisnottoolarge.) Wewillcalltheproportionality
constant oz." Wewant now toconsider substances inwhich ctdepends onthe
direction oftheapplied field, as,forexample, incrystals likecalcite, which make
double images when youlook through them.
Suppose, inaparticular crystal, wefindthatanelectric fieldE1inthex-direc-
tionproduces thepolarization P1ll'1thex-direction. Then wefindthatanelectric
fieldE2inthey-direction, with thesame strength, asE1produces adifferent polar-
*InChapter 10wefolloyved theusual convention andwrote P=er>xE andcalled
x(“khi”) the“susceptibility.” Here, itwillbemore convenient touseasingle letter, so
wewritea foreqx Forisotropic dielectrics, a=(K-l)eQ, where Kisthedielectric constant
(seeSection 10-4).
31-131-l Thetensor ofpolarizability
31-2 Transforming thetensor
components
31-3 Theenergy ellipsoid
31-4 Other tensors; thetensor of
inertia
31-5 Thecross product
31-6 Thetensor ofstress
31-7 Tensors ofhigher rank
31-8 Thefour-tensor of
electromagnetic momentum
R€VI€W' Chapter ll,Vol I,Vectors
Chapter 20,Vol.l,Rotation tn
Space
E2
P2
Pl E1(0)
ifFig. 3l—l. The vector addition of
aolorizations inananisotropic crystal.ization P2inthey-direction. What would happen ifweputanelectric field at
45°? Well, that’s asuperposition oftwofields along xandy,sothepolarization
Pwillbethevector sumofP1andP2,asshown inFig.31-1(a). Thepolarization
isnolonger inthesame direction astheelectric field. You canseehowthatmight
come about. There may becharges which canmove easily upanddown, but
which arerather stiffforsidewise motions. When aforce isapplied at45°,the
charges move farther upthan they dotoward theside. Thedisplacements are
notinthedirection oftheexternal force, because there areasymmetric internal
elastic forces.
There is,ofcourse, nothing special about 45°. Itisgenerally truethatthe
induced polarization ofacrystal isnotinthedirection oftheelectric field. Inour
example above, wehappened tomake a“lucky” choice ofourx-andy-axes,
forwhich Pwasalong Eforboth thex-andy-directions. lfthecrystal were
rotated with respect tothecoordinate axes, theelectric field E2inthey-direction
would have produced apolarization Pwith both anx-and ay-component.
Similarly, thepolarization duetoanelectric field inthex-direction would have
produced apolarization with anx-component anday-component. Then the
polarizations would beasshown inFig.3l—l(b), instead ofasinpart(a).Things
getmore complicated—but foranyfield E,themagnitude ofPisstillproportional
tothemagnitude ofE.
Wewant now totreat thegeneral caseofanarbitrary orientation ofacrystal
with respect tothecoordinate axes. Anelectric fieldinthex-direction willproduce
apolarization Pwith x-,y-,andz-components; wecanwrite
P,=a,,,,E,,, P,,=a,,,E,, P,=a,,,E,,. (31.1)
Allwearesaying here isthat iftheelectric field isinthex-direction, the
polarization does nothave tobeinthatsame direction, butrather hasanx-,ay-,
andaz-component—each proportional toE2. Wearecalling theconstants of
proportionality oz“,041,2,andan,respectively (thefirstletter totelluswhich com-
ponent ofPisinvolved, thelasttorefertothedirection oftheelectric field).
Similarly, forafield inthey-direction, wecanwrite
P,=an/Ey, Pg=am,Ey, P2=ot2yEZ,; (31.2)
andforafield inthez-direction,
P,=a,,2E2, P1,=a,,2E,, P,=ot22E2. (31.3)
Now wehave saidthatpolarization depends linearly onthefields, soifthere isan
electric field Ethathasboth anx-anday-component, theresulting x-component
ofPwillbethesumofthetwoPjsofEqs. (31.1) and(31.2). IfEhascomponents
along x,y,andz,theresulting components ofPwillbethesum ofthethree
contributions inEqs. (31.1), (31.2), and(31.3). Inother words, Pwillbegiven by
Pa: =azzEx + axyEy + azzEz>
Pl,=ozy,,E,, +aWEy —l—ozy2E2, (31.4)
P2 =azxEz + azyEy + azzEz-
Thedielectric behavior ofthecrystal isthen completely described bythenine
quantities (am, ax”, 0112,aw,...),which wecanrepresent bythesymbol ct”.
(The subscripts iandjeach stand foranyoneofthethree possible letters x,y,
andz.)Anyarbitrary electric field Ecanberesolved with thecomponents E1,E1,
andE2;from these wecanusethe(1,,tofindP1,Pg,andP,,which together give
thetotal polarization P.Thesetofnine coefiicients 01,,iscalled atensor—in this
instance, thetensor ofpolarizability. Justaswesaythatthethree numbers (E2,
E1,E2)“form thevector E,”wesaythatthenine numbers (012,, aw,...)“form
thetensor 01,1.”
31-2
31-2 Transforming thetensor components
Youknow thatwhen wechange toadifferent coordinate system x’,y’,andz’,
thecomponents E1»,E,/,andE,ofthevector willbequite different—as will
alsothecomponents ofP.Soallthecoefficients ev,,willbedifferent foradifferent
setofcoordinates. You can,infact, seehowthea'smust bechanged bychanging
thecomponents ofEandPintheproper way, because ifwedescribe thesame
physical electric fieldinthenewcoordinate system weshould getthesame polariza-
tion. Foranynewsetofcoordinates, P,’isalinear combination ofP2,P1,,andP2:
P,»=aP,,+bP,,-|—cP,,,
andsimilarly fortheother components. Ifyousubstitute forP1,P1,,andP,in
terms oftheE‘s,using Eq.(31.4), youget
Pr’ =a(azrE:c +ax;/Ely +azzEz)
+b(°lziIEr +at/1tEo +''
+L-(QHEI + +
Then youwrite E1,E1,andE2interms ofE,/,E1,/,andE2’;forinstance,
E,=a'E,,i+b'E,,»+c'E,.,
where a’,b’,c’arerelated to,butnotequal to,a,b,c.Soyouhave Pzi,expressed
interms ofthecomponents Ext,Eu’,andI2,/;thatis,youhave thenewct”. Itis
fairly messy, butquite straightforward.
When wetalkabout changing theaxes weareassuming thatthecrystal stays
putinspace. Ifthecrystal were rotated withtheaxes, thea’swould notchange.
Conversely, iftheorientation ofthecrystal were changed with respect totheaxes,
wewould have anewsetofas Butifthey areknown foranyoneorientation of
thecrystal, they canbefound foranyother orientation bythetransformation we
haveJustdescribed. Inother words, thedielectric property ofacrystal isdescribed
completely bygiving thecomponents ofthepolarization tensor anwith respect
toanyarbitrarily chosen setofaxes. Just aswecanassociate avector velocity
v=(15,,v,,,21,)with aparticle, knowing that thethree components willchange
inacertain definite way ifwechange ourcoordinate axes, sowith acrystal we
associate itspolarization tensor ct”,whose nine components willtransform ina
certain definite wayifthecoordinate system ischanged.
Therelation between PandEwritten inEq.(31.4) canbeputinthemore
compact notation:
P,=Za,,i2,, (31.5)
J
where itisunderstood thatirepresents either x,y,orzandthatthesumIStaken
on] =x,y,andz.Many special notations have been invented fordealing with
tensors, buteach ofthem 1Sconvenient only foralimited class ofproblems. One
common convention istoomit thesum sign (Z)inEq.(31.5), leaving itunder-
stood thatwhenever thesame subscript occurs twice (here _]),asumistobetaken
over that index. Since wewillbeusing tensors solittle, wewillnotbother to
adopt anysuch special notations orconventions.
31-3 Theenergy ellipsoid
Wewant now togetsome experience with tensors. Suppose weaskthein-
teresting question: What energy isrequired topolarize thecrystal (inaddition to
theenergy intheelectric fieldwhich weknow ise11E2/2 perunitvolume)? Consider
foramoment theatomic charges thatarebeing displaced. Thework done indis-
placing thecharge thedistance dxisqE2dx,andifthere areNcharges perunit
volume, thework done isqE,,N dx. ButqNdx isthechange dP,,inthedipole
31-3
moment perunitvolume. Sotheenergy required perunitvolume is
E1dP,,.
Combining thework forthethree components ofthefield, thework perunit
volume isfound tobe
E-a'P.
Since themagnitude ofPisproportional toE,thework done perunitvolume in
bringing thepolarization from 0toPistheintegral ofE-dP. Calling thiswork
UP,* wewrite '
LIP=115-P =125,15. (31.6)
Now wecanexpress Pinterms ofEbyEq.(31.5), andwehave that
up=1ZZa11E1E1. (31.7)1 J
Theenergy density UPisanumber independent ofthechoice ofaxes, soitisa
scalar. Atensor hasthen theproperty thatwhen itissummed over oneindex
(with avector), itgives anew vector; andwhen itissummed over both indexes
(with twovectors), itgives ascalar.
Thetensor a1,should really becalled a“tensor ofsecond rank,” because it
hastwoindexes. Avector—with oneindex—is atensor ofthefirstrank, anda
scalar—with noindex—is atensor ofzero rank. Sowesaythattheelectric field
Eisatensor ofthefirstrank andthattheenergy density upisatensor ofzero
rank. Itispossible toextend theideas ofatensor tothree ormore indexes, and
sotomake tensors ofranks higher than two.
Thesubscripts ofthepolarization tensor range over three possible values—
they aretensors inthree dimensions. The mathematicians consider tensors in
four, five,ormore dimensions. Wehave already usedafour-dimensional tensor
F1,inourrelativistic description oftheelectromagnetic field (Chapter 26).
Thepolarization tensor a1,hastheinteresting property thatitissymmetric,
that is,that 0111=0111,,andsoonforanypair ofindexes. (This isaphysical
property ofarealcrystal andnotnecessary foralltensors.) You canprove for
yourself that thismust betrue bycomputing thechange inenergy ofacrystal
through thefollowing cycle: (1)Turn onafield inthex-direction; (2)turn ona
field inthey-direction; (3)turn oflthex-field; (4)turn offthey-field. Thecrystal
isnow back where itstarted, andthenetwork done onthepolarization must be
back tozero. You canshow, however, thatforthistobetrue, 1111must beequal
toa111,. Thesame kind ofargument can, ofcourse, begiven foram,etc. Sothe
polarization tensor issymmetric.
This alsomeans thatthepolarization tensor canbemeasured byjustmeasuring
theenergy required topolarize thecrystal invarious directions. Suppose weapply
anE-field with only anx-anday-component; then according toEq.(31.7),
up=%[ai1,1,EZ +(01111, +a11,)E,E1 +a11EZ]. (31.8)
With anE1,alone, wecandetermine 011,1;with anE1alone, wecandetermine 0111;
with both E,andE1,wegetanextra energy duetotheterm with (a,1 +111,).
Since the04,1and0111,areequal, thisterm is21111 andcanberelated totheenergy.
The energy expression, Eq. (31.8), hasanice geometric interpretation.
Suppose weaskwhat fields E1,andE1correspond tosome given energy density—say
uo.That isjustthemathematical problem ofsolving theequation
a,,E;’+2a,1E,E1, +0111133=2u1,.
This isaquadratic equation, soifweplotE1andE1,thesolutions ofthisequation
*This work done inproducing thepolarization byanelectric field isnottobeconfused
with thepotential energy -pg-E ofapermanent dipole moment 120.
31-4
areallthepoints onanellipse (Fig. 31-2). (Itmust beanellipse, rather than a
parabola orahyperbola, because theenergy foranyfield isalways positive and
finite.) Thevector Ewith components E1andE1canbedrawn from theorigin
totheellipse. Sosuch an“energy ellipse” isanicewayof“visualizing” thepolar-
ization tensor.
Ifwenow generalize toinclude allthree components, theelectric vector Ein
anydirection required togiveaunitenergy density gives apoint which willbeon
thesurface ofanellipsoid, asshown inFig.31-3. Theshape ofthisellipsoid of
constant energy uniquely characterizes thetensor polarizability.
Now anellipsoid hastheniceproperty thatitcanalways bedescribed simply
bygiving thedirections ofthree “principal axes” andthediameters oftheellipse
along these axes. The “principal axes” arethedirections ofthelongest and
shortest diameters andthedirection atright angles toboth. They areindicated
bytheaxes a,b,andcinFig.31-3. With respect tothese axes, theellipsoid has
theparticularly simple equation
aaaEZ + abbEl% + ace-E3 :2u0-
Sowith respect tothese axes, thedielectric tensor hasonly three components
thatarenotzero: 01,11,a111,,and0:1, That istosay,nomatter howcomplicated a
crystal is,itisalways possible tochoose asetofaxes (not necessarily thecrystal
axes) forwhich thepolarization tensor hasonly three components. With such a
setofaxes, Eq.(31.4) becomes simply
Pa :aaaEas Pb =abbEb> Po :accEr-
Anelectric field along anyoneoftheprincipal axesproduces apolarization along
thesame axis, butthecoefficients forthethree axes may, ofcourse, bedifferent.
Often, atensor isdescribed bylisting thenine coefficients inatable inside of
apairofbrackets:
am: aary an
aw aw aw ' (31.10)
an azy azz
Fortheprincipal axes a,b,andc,only thediagonal terms arenotzero; wesay
thenthat“the tensor isdiagonal.” Thecomplete tensor is
Olaa O O
O 041,1, O' (31.1 l)
0 0 oi“
Theimportant point isthatanypolarization tensor (infact, anysymmetric tensor
ofrank twoinanynumber ofdimensions) canbeputinthisform bychoosing a
suitable setofcoordinate axes.
Ifthethree elements ofthepolarization tensor indiagonal form areallequal,
thatis,if
aaa :abb =ace =as
theenergy ellipsoid becomes asphere, andthepolarizability isthesame inall
directions. Thematerial isisotropic. Inthetensor notation,
at’; =(1511;
where 611istheunittensor
1 O 0
6,1=0 l 0- (31.14)
0 0 1
That means, ofcourse,
51'] =1, i=j;
511=0, if i¢j. (31.15)
31-5A
I71‘<[Tl
Ex
Fig. 31-2. Locus ofthevector E=
(E,,E1)that gives aconstant energy of
polarization.
UFig. 31-3. The energy ellipsoid of
thepolarization tensor.15%)
Thetensor 61-1isoften called the“Kronecker delta.” You may amuse yourself
byproving thatthetensor (31.14) hasexactly thesame form ifyouchange the
coordinate system toanyother rectangular one. Thepolarization tensor ofEq.
(31.13) gives
P,=.125,115,=aE1,
J
which means thesame asouroldresult forisotropic dielectrics:
I”==all
The shape andorientation ofthepolarization ellipsoid cansometimes be
related tothesymmetry properties ofthecrystal. Wehave saidinChapter 30
that there are230different possible internal symmetries ofathree-dimensional
lattice andthatthey can, formany purposes, beconveniently grouped intoseven
classes, according totheshape oftheunitcell. Now theellipsoid ofpolarizability
must share theinternal geometric symmetries ofthecrystal. For example, a
triclinic crystal haslowsymmetry—-the ellipsoid ofpolarizability willhave unequal
axes, anditsorientation willnot,ingeneral, bealigned with thecrystal axes. On
theother hand. amonoclinic crystal hastheproperty that itsproperties areun-
changed ifthecrystal isrotated 180° about oneaxis. Sothepolarization tensor
must bethesame after such arotation. Itfollows thattheellipsoid ofthepolariz-
ability must return toitself after a180°rotation. That canhappen only ifoneof
theaxesoftheellipsoid isinthesame direction asthesymmetry axisofthecrystal.
Otherwise, theorientation anddimensions oftheellipsoid areunrestricted
Foranorthorhombic crystal, however, theaxes oftheellipsoid must corre-
spond tothecrystal axes, because a180° rotation about anyoneofthethree axes
repeats thesame lattice. Ifwegotoatetragonal crystal, theellipse must have the
same symmetry, soitmust have twoequal diameters. Finally. foracubic crystal,
allthree diameters oftheellipsoid must beequal, itbecomes asphere, andthe
polarizability ofthecrystal isthesame inalldirections.
There isabiggame offiguring outthepossible kinds oftensors forallthe
possible symmetries ofacrystal. Itiscalled a“group-theoretical” analysis. But
forthesimple case ofthepolarizability tensor, itisrelatively easy toseewhat the
relations must be.
31-4 Other tensors; thetensor ofinertia
There aremany other examples oftensors appearing inphysics. Forexample,
inametal, orinanyconductor, oneoften finds thatthecurrent density 1'isap-
proximately proportional totheelectric field E;theproportionality constant is
called theconductivity tr:
j=0E.
Forcrystals, however, therelation between jandEismore complicated; the
conductivity isnotthesame inalldirections. Theconductivity isatensor, and
wewrite
11=Zo11E1.
Another example ofaphysical tensor isthemoment ofinertia. InChapter 18
ofVolume Iwesawthatasolid object rotating about afixed axishasanangular
momentum Lproportional totheangular velocity w,andwecalled theproportion-
ality factor 1,themoment ofinertia:
L=Iw.
Foranarbitrarily shaped object, themoment ofinertia depends onitsorientation
with respect totheaxisofrotation. Forinstance, arectangular block willhave
different moments about each ofitsthree orthogonal axes. Now angular velocity
atandangular momentum Lareboth vectors. Forrotations about oneoftheaxes
ofsymmetry, they areparallel. Butifthemoment ofinertia isdifferent forthe
31-6
three principal axes, then 0.1andLare,ingeneral, notinthesame direction
(seeFig. 31-4). They arerelated inaway analogous totherelation between
EandP.Ingeneral, wemust write
L: :120103.: +Ixywy 'l‘Ixzwz,
L1=111031 —l—I1,1w1 +11,012, (31.16)
L2 =Izxwx +[zywy +leewa-
Thenine coefficients I11arecalled thetensor ofinertia. Following theanalogy
with thepolarization, thekinetic energy foranyangular momentum must be
some quadratic form inthecomponents 031,(.01,andwz:
KE=22I11w1w1. (31.17)
17
Wecanusetheenergy todefine theellipsoid ofinertia. Also, energy arguments
canbeused toshow thatthetensor issymmetric—that 111=111.
Thetensor ofinertia forarigid body canbeworked outiftheshape ofthe
object isknown. Weneed only towrite down thetotal kinetic energy ofallthe
particles inthebody. Aparticle ofmass mandvelocity vhasthekinetic energy
%mv2,andthetotal kinetic energy isjustthesum
Ztmvi
over alloftheparticles ofthebody. Thevelocity vofeach particle isrelated to
theangular velocity wofthesolid body. Let’s assume thatthebody isrotating
about itscenter ofmass, which wetake tobeatrest. Then ifristhedisplacement
ofaparticle from thecenter ofmass, itsvelocity visgiven bywXr.Sothetotal
kinetic energy is
1413=Z2m(...><r)2. (31.18)
Now allwehave todoiswrite toXroutinterms ofthecomponents w,,,o.>,,.w,,
andx,y,z,andcompare theresult with Eq.(31.17); wefindI11byidentifying
terms. Carrying outthealgebra, wewrite
<<»><r>2- <~><i)3+(w><r)§+(<»><r)§
=(w1z —w1y)2 -1-(wzx —w1z)2 +(w,y —w,,x)3
=+0:322 —2w1w,zy -l-o.§§y2
+wfxz —2w2w,xz +@322
-l-wfy2 —2w1,w1yx +wZx2.
Multiplying thisequation bym/2, summing over allparticles, and comparing
withEq.(31.17), weseethatI11,forinstance, isgiven by
Ira: :E "1012 +Z2)-
This istheformula wehave hadbefore (Chapter 19,Vol. I)forthemoment of
inertia ofabody about thex-axis. Since r2=x2+y2+22,wecanalsowrite
thisterm as 2
11,1,=Zm(r —x2).
Working outalloftheother terms, thetensor ofinertia canbewritten as
Zm(r2 -x2) —Zmxy —Zmxz
I1]= —Zmyx Zm(r2—1/2) —Zmyz - (31-19)
—Zmzx —Zmzy Zm(r2 -22)
Ifyouwish, thismay bewritten in“tensor notation” as
1,]=Em(r2 611—-r1r1). (31.20)
31-7atL‘
L
_,>
Fig. 31-4. The angular momentum
Lofasolid object isnot, ingeneral,
parallel toitsangular velocity w.
where ther1arethecomponents (x,y,z)oftheposition vector ofaparticle and
theZmeans tosumover alltheparticles. Themoment ofinertia, then, isatensor
ofthesecond rank whose terms areaproperty ofthebody andrelate Ltowby
L,=21,113, (3121)
J
Forabody ofanyshape whatever, wecanfindtheellipsoid ofinertia and,
therefore, thethree principal axes. Referred tothese axes, thetensor will be
diagonal, soforanyobject there arealways three orthogonal axes forwhich the
angular velocity andangular momentum areparallel They arecalled theprincipal
axes ofinertia.
31-5 Thecross product
Weshould point outthat wehave been using tensors ofthesecond rank
since Chapter 20ofVolume I.There, wedefined a“torque inaplane,” such as
r11,by
1'11,=xF1 —yF,.
Generalized tothree dimensions, wecould write
T11=r1F1 —r1F1. (31.22)
Thequantity T11isatensor ofthesecond rank. Onewaytoseethatthisissoisby
combining T11with some vector, saytheunitvector e,according to
E TUGJ.
J
Ifthisquantity isavector, then111must transform asatensor—this isourdefinition
ofatensor. Substituting forT11,wehave
gT1181 ==Er,F1e1 ——gr1e1f71
J 1 J
=r1(F'e) —(r-e)F,.
Since thedotproducts arescalars, thetwoterms ontheright-hand sidearevectors,
andlikewise their difference. SoT11isatensor.
But1'1,ISaspecial kind oftensor; itisantisymmetric, thatis,
Ti] :“Tit:
soithasonly three nonzero terii1s—-T11. 1-1,,and1-1,. Wewere able toshow in
Chapter 20ofVolume lthatthese three terms, almost “byaccident,” transform
likethethree components ofavector, sothatwecould define
T:(Tn Ty; T2) = (T3/29 7-21- Try)
Wesay“byaccident,” because ithappens only inthree dimensions. Infour
dimensions, forinstance, anantisymmetric tensor ofthesecond rank hassix
nonezero terms andcertainly cannot bereplaced byavector withfour components.
Justastheaxial vector -r=rXFisatensor, soalsoisevery cross product
oftwopolar vectors——all thesame arguments apply. Byluck, however. they are
alsorepresentable byvectors (really pseudovectors), soourmathematics hasbeen
made easier forus.
Mathematically, ifaandbareanytwovectors, thenine quantities a,b1form
atensor (although itmay have nouseful physical purpose). Thus, fortheposition
vector F1,r,r1isatensor, andsince 6,1isalso, weseethat theright sideofEq.
(3120)isindeed atensor. Likewise Eq(31.22) isatensor, since thetwoterms on
theright-hand sidearetensors.
31-8
31-6 Thetensor ofstress
Thesymmetric tensors wehave described sofararose ascoefficients inre-
lating onevector toanother. Wewould liketolook now atatensor which hasa
different physical significance—the tensor ofstress. Suppose wehave asolid
object with various forces onit.Wesaythatthere arevarious “stresses” inside,
bywhich wemean thatthere areinternal forces between neighboring parts ofthe
material. Wehave talked alittle about such stresses inatwo-dimensional case
when weconsidered thesurface tension inastretched diaphragm inSection
12-3. Wewillnowseethattheinternal forces inthematerial ofathree-dimensional
body canbedescribed interms ofatensor.
Consider abody ofsome elastic material—say ablock ofjello. Ifwemake
acutthrough theblock, thematerial oneach sideofthecutWlll, ingeneral. get
displaced bytheinternal forces. Before thecutwasmade, there must have been
forces between thetwoparts oftheblock thatkept thematerial inplace; wecan
define thestresses interms ofthese forces. Suppose welook atanimaginary plane
perpendicular totheX-klX1S—-l1l(C theplanea inFig3l—5—and askabout theforce
across asmall areaAyAzinthisplane Thematerial ontheleftofthearea exerts
theforce AF1 onthematerial totheright, asshown inpart (b)ofthefigure
There is,ofcourse, theopposite reaction force -AF1 exerted onthematerial to
theleftofthesurface. Ifthearea issmall enough, weexpect thatAF1 ispropor-
tional tothearea AyAz.
You arealready familiar with onekind ofstress—the pressure inastatic
liquid. There theforce isequal tothepressure times theareaand1Satright angles
tothesurface element. Forsolids—also forviscous liquids inmotion-the force
need notbenormal tothesurface; there areshear forces inaddition topressures
(positive ornegative) (Bya“shear” force wemean thetangential components
oftheforce across asurface.) Allthree components oftheforce must betaken
intoaccount. Notice alsothat ifwemake ourcutonaplane with some other
orientation, theforces willbedifferent. Acomplete description oftheinternal
stress requires atensor.
AF).1
5&1\
150
<7
/ \
//1 \ /AF,
//
W,ll1/,/i
’if,/J/
1,/v.1//lQ// ////’
/1 \ //////// _AF‘
__ .--X
(0) lb)
Fig 31-5. The material totheleftof
the plane 0‘exerts across the area
AyAzthe force AF1 onthe material to
theright oftheplane.
Fig. 31-6. Theforce AF1 across an
, element ofarea AyAzperpendicular to
AFZ1 the x-axis isresolved into the three
MM? components AFX1, AFY1, andAFI1.Y
Wedefine thestress tensor inthefollowing way: First, weimagine acut
perpendicular tothex-axis andresolve theforce AF1across thecutintoitsconi-
ponents AF11, AF11, AFZ1, asinFig.31-6. Theratio ofthese forces tothearea
AyA2,wecallS1,,S11,andS2,. Forexample,
AF
Se=521
Thefirstindex yrefers tothedirection force component; thesecond index xis
normal tothearea. Ifyouwish, youcanwrite theareaAyA2asAa,, meaning an
element ofarea perpendicular tox.Then
AF11
S“:Aa
Next, wethink ofanimaginary cutperpendicular tothey-axis. Across asmall
31-9
AFy2
\
\
AF2
AFX2
1\\i3\
F—r*Ax-9/\
\\
XAFR
Fig. 3l—7. Theforce across anele-
ment ofarea perpendicular toyisre-
solved into three rectangular components
AFyn
F AF“
A//l4/ \
Ay — AFxn
//AFzn 9/
Ax
Fig. 3l—8. The force F,,across the
face N(whose unitnormal isn)isresolved
into components.area AxA2there willbeaforce AF2. Again weresolve thisforce intothree com-
ponents, asshown inFig 31-7, anddefine thethree components ofthestress,
S,,,.SW,SM,astheforce perunitareainthethree directions. Finally, wemake an
imaginary cutperpendicular tozanddefine thethree components S”,S,,2,andS22.
Sowehave thenine numbers
Sm: Sony S12
SW=SW SW SW - (31.23)
Szar Say S22
Wewant toshow now thatthese nine numbers aresufficient todescribe com-
pletely theinternal state ofstress. andthatS”isindeed atensor Suppose wewant
toknow theforce across asurface oriented atsome arbitrary angle Canwefind
itfrom SN‘? Yes, inthefollowing way: Weimagine alittle solid figure which has
onefaceNinthenewsurface, andtheother faces parallel tothecoordinate axes.
lfthefaceNhappened tobeparallel tothez-axis, wewould have thetriangular
piece shown inFig.3l—8. (This isasomewhat special case, butwillillustrate well
enough thegeneral method.) Now thestress forces onthelittle solid triangle in
Fig 3l~8 areinequilibrium (atleast inthelimit ofinfinitesimal dimensions),
sothetotal force onitmust bezero. Weknow theforces onthefaces parallel to
thecoordinate axes directly from S,, Their vector sum must equal thefoice on
thelaceN,sowecanexpress thisforce interms ofSH.
Our assumption that thesurface forces onthesmall triangular volume arein
equilibrium neglects any other body forces that might bepresent, such asgravity
oipseudo forces ifourcoordinate system isnotaninertial frame Notice, however,
thatsuch body forces willbeproportional tothevolume ofthelittle triangle and,
therefore. toAx,Ay,A2,whereas allthesurface forces areproportional tothe
areas such asAxAy,AyA2.etc. Soifwetake thescale ofthelittle wedge small
enough, thebody forces canalways beneglected incomparison with thesurface
forces.
Let’s nowadduptheforces onthelittle wedge. Wetakefirstthex-component,
which isthesumoffiveparts—one from each face However, ifA: issmall enough,
theforces onthetriangular faces (perpendicular tothez-axis) willbeequal and
opposite, sowecanforget them. Thex-component oftheforce onthebottom
rectangle is
AF,”=SwAx AZ.
Thex-component oftheforce onthevertical rectangle is
AF“ =SmAyA2.
These twomust beequal tothex-component oftheforce outward across theface
N.Let’s callntheunitvector normal tothefaceN,andtheforce onitF,,,then
wehave
AF,“ =SmAyA2—l—SWAxAz.
Thex-component S,"oftheitress across thisplane isequal toAF,,, divided by
thearea, which isA\/zAx2 +Ay2, or
Sam :Spa; "a" '4LT TT+ S11; TTT’;TA_‘¥_L_‘il; '
\/Ax? +Ayz \/Ax! —l—Ayg
Now Ax/\/fAxf2fl—l- Ayiiisthecosine oftheangle 6between nandthey-axis, as
shownfiin Fig.31-8, soitcanalsobewritten asny,they-component ofn.Similarly,
Ay/\/Ax? —l—Ay2issin6=nx.Wecanwrite
Sm=Sun, +Sfynya
Ifwenow generalize toanarbitrary surface element, wewould getthat
Szri :Szznic + Sp;/ny —l— Srznz
31-10
or,ingeneral,
S...=Zs,,n,. (31.24)J
Wecanfindtheforce across anysurface element interms oftheS”,soitdoes
describe completely thestate ofinternal stress ofthematerial.
Equation (3124)saysthatthetensor S”relates theforce Sntotheunitvector
n,just asev,,relates PtoE.Since nandSnarevectors, thecomponents ofSHmust
transform asatensor with changes incoordinate axes. SoS,,isindeed atensor.
Wecanalsoshow thatS”isasymmetric tensor bylooking attheforces ona
littlecube ofmaterial. Suppose wetakealittle cube, oriented with itsfaces parallel
toourcoordinate axes, andlook atitincross section, asshown inFig3l—9. If
welettheedge ofthecube beoneunit, thex-andy-components oftheforces on
thefaces normal tothex-andy-axes might beasshown inthefigure. Ifthecube
issmall, thestresses donotchange appreciably from onesideofthecube tothe
opposite side, sotheforce components areequal andopposite asshown Now
there must benotorque onthecube, oritwould start spinning. Thetotal torque
about thecenter is(S,,,, —SW) (times theunitedge ofthecube), andsince the
total isZero, S,,,,isequal toSM,andthestress tensor 1Ssymmetric.
Since SHisasymmetric tensor, itcanbedescribed byanellipsoid which will
have three principal axes. Forsurfaces normal tothese axes, thestresses are
particularly simple—they correspond topushes orpulls perpendicular tothesur-
faces There arenoshear forces along these faces. Foranystress, wecanalways
choose ouraxessothattheshear components arezero. Iftheellipsoid isasphere,
there areonly normal forces inanydirection. This corresponds toahydrostatic
pressure (positive ornegative). Soforahydrostatic pressure, thetensor isdiagonal
andallthree components areequal; they are,infact,justequal tothepressure p.
Wecanwrite
S”=p5,,. (31.25)
Thestress tensor—and alsoitsellipsoid——will, ingeneral, vary from point to
point inablock ofmaterial; todescribe thewhole block weneed togivethevalue
ofeach component ofS”asafunction ofposition. Sothestress tensor isafield.
Wehave hadscalar fie/ds, likethetemperature T(x,y,z),which giveonenumber
foreach point inspace, andvectorfields likeE(x,y,z),which givethree numbers
foreach point. Now wehave atensor field which gives nine numbers foreach
point inspace—or really sixforthesymmetric tensor S”.Acomplete description
oftheinternal forces inanarbitrarily distorted solid requires sixfunctions of
x,y,and2.
31-7 Tensors ofhigher rank
Thestress tensor S”describes theinternal forces ofmatter. Ifthematerial is
elastic, itisconvenient todescribe theinternal dzstortion interms ofanother tensor
T,,—called thestrain tensor. Forasimple object likeabarofmetal, youknow
thatthechange inlength, AL,isapproximately proportional totheforce, sowe
sayitobeys Hooke’s law:
AL='YF.
Forasolid elastic body with arbitrary distortions, thestrain T”1Srelated tothe
stress S”byasetoflinear equations:
T,,=Zv,,,,,s,,,. (31.26)kJ
Also, youknow thatthepotential energy ofaspring (orbar)is
%FAL =%vF2.
Thegeneralization fortheelastic energy density inasolid body is
U.,,,,,,,, =Z%v.,,,,S,,S,,,. (31.27)tjkl
31-11Syy
syx
s,y
SXX
SXX
sxy
sy,
Sty
Fig. 31-9. The x-and y-forces
four faces ofosmall unitcube.
Thecomplete description oftheelastic properties ofacrystal must begiven in
terms ofthecoefficients V”k1.This introduces ustoanewbeast. Itisatensor ofthe
fourth rank. Since each index cantakeonanyoneofthree values, x,y,orz,there
are34=81coefficients. Butthere arereally only 21difierent numbers. First,
since S”issymmetric, ithasonly sixdifferent values, andonly 36dzflerent co-
efficients areneeded inEq.(31.27). Butalso, S,,canbeinterchanged with S1,;
without changing theenergy, S0V111,; must besymmetric ifweinterchange ij
andkl.This reduces thenumber ofdifferent coefiicients to21.Sotodescribe the
elastic properties ofacrystal ofthelowest possible symmetry requires 21elastic
constants! This number is,ofcourse, reduced forcrystals ofhigher symmetry.
Forexample, acubic crystal hasonly three elastic constants, andanisotropic
substance hasonly two.
That thelatter istruecanbeseen asfollows How canthecomponents of
'Y,,;,; beindependent ofthedirection oftheaxes, asthey must beifthematerial
isisotropic? Answer: They canbeindependent onlyiftheyareexpressible interms
ofthetensor 6,,There aretwopossible expressions, 5,,6;,; and6,145,; +6,16,,”
which have therequired symmetry, so'Y,,;,; must bealinear combination ofthem.
Therefore, forisotropic materials,
711/1"! :a(62]6kZ) + b(52k6)l Tl’ 6215170;
andthematerial requires twoconstants. aandb.todescribe itselastic properties.
Wewillleave itforyoutoshow thatacubic crystal needs only three
Asafinal example, thistime ofathird-rank tensor, wehave thepiezoelectric
effect. Under stress, acrystal generates anelectric field proportional tothestress;
hence, ingeneral, thelawis
E, IZ P,]kS]l~-
],k
where E,istheelectric field, andtheP,,;,arethepiezoelectric coefficients———or the
piezoelectric tensor Can youshow thatifthecrystal hasacenter ofinversion
(invariant under x,y,2—>——x,—y,~2)thepiezoelectric coefficients areallzero‘?
31-8 Thefour-tensor ofelectromagnetic momentum
Allthetensors wehave looked atsofarinthischapter relate tothethree
dimensions ofspace; they aredefined tohave acertain transformation property
under spatial rotations. InChapter 26wehadoccasion touseatensor inthefour
dimensions ofrelativistic space-time——the electromagnetic field tensor F,,,, The
components ofsuch afour-tensor transform under aLorentz transformation of
thecoordinates inaspecial waythatweworked out. (Although wedidnotdoit
thatway, wecould have considered theLorentz transformation asa“rotation”
inafour-dimensional “space” called Minkowski space; then theanalogy withwhat
wearedoing here would have been clearer)
Asourlastexample, wewant toconsider another tensor inthefourdimensions
(t,x,y,z)ofrelativity theory. When wewrote thestress tensor, wedefined S”
asacomponent ofaforce across aunitarea. Butaforce isequal tothetime
rateofchange ofamomentum. Therefore, instead ofsaying “Sn, isthex-compon-
entoftheforce across aunitarea perpendicular toy,”wecould equally wellsay,
“S1,, istherateoffiow ofthex-component ofmomentum through aunitarea
perpendicular toy.” Inother words, each term ofS”alsorepresents thefiow of
the1'-component ofmomentum through aunitareaperpendicular tothe/-direction
These arepure space components, butthey areparts ofa“larger” tensor S,,,,in
four dimensions (itand 1/=t,x,y,z)containing additional components like
Sm,SW,S”,etc. Wewillnow trytofind thephysical meaning ofthese extra
components.
Weknow thatthespace components represent flow ofmomentum. Wecan
getaclueonhowtoextend thistothetime dimension bystudying another kind of
“flow”—the flow ofelectric charge. Forthescalar quantity, charge, therateof
flow (perunitareaperpendicular totheflow) isaspace vect0r—the current density
31-12
vector j.Wehave seen thatthetime component ofthisflow vector isthedensity
ofthestuffthatisflowing Forinstance, jcanbecombined with atimecomponent,
j,=p,thecharge density, tomake thefour-vector /',,=(p,j); that is,theitin
j,,takes onthevalues I,x,y,ztomean “density, rateoffiow inthex-direction,
rateofllow iny,rateofflow in2”ofthescalar charge.
Now byanalogy with ourstatement about thetime component ofthefiow of
ascalar quantity, wemight expect thatwith Sm,S,,,,,andSm,describing thefiow
ofthex-component ofmomentum, there should beatime component S,”which
would bethedensity ofwhatever isflowing; thatis,SMshould bethedensity of
x-momentum. Sowecanextend ourtensor horizontally toinclude at-component
Wehave
SM=density ofx-momentum,
SN=x-flow ofx-momentum,
SW=y-flow ofx-momentum,
SM=z-flow ofx-momentum.
Similarly, forthey-component ofmomentum wehave thethree components of
fiow——S,,z, SM,S,,,~—to which weshould addafourth term:
S,”=density ofy-momentum.
And, ofcourse, toSn,Sz,,,S22wewould add
S2,=density ofz-momentum.
Infour dimensions there isalsoat-component ofmomentum, which is,we
know, energy Sothetensor S”should beextended vertically with Sm,S,,,,and
S”,where
S”,=x-flow ofenergy,
SM=y-fiow ofenergy, (31.28)
Sn=z-flow ofenergy;
thatis,St,istheflow ofenergy perunitarea andperunittime across asurface
perpendicular tothex-axis, andsoon.Finally, tocomplete ourtensor weneed
S”,which would bethedensity ofenergy. Wehave extended ourstress tensor
S”ofthree dimensions tothefour-dimensional stress-energy tensor S,,,,. The
index itcantake onthefourvalues t,x,y,and2,meaning, respectively, “density,”
“flow perunit area inthex-direction,” “fiow perunitarea inthey-direction,"
and“fiow perunitarea inthez-direction "Inthesame way, 1/takes onthefour
values t,x,y,ztotelluswhat fiows, namely, “energy,” “momentum inthex-direc-
tion,” “momentum inthey-direction,” and“momentum inthez-direction.”
Asanexample, wewilldiscuss thistensor notinmatter. butinaregion offree
space inwhich there isanelectromagnetic field. Weknow thatthefiowofenergy is
thePoynting vector S=e,,c2E ><B.Sothex-,y-,andz-components ofSare,
from therelativistic point ofview, thecomponents SM,S,,,,andS”ofourfour-
diniensional stress-energy tensor. Thesymmetry ofthetensor SHcarries over into
thetime components aswell, sothefour-dimensional tensor S),issymmetric:
S,,,,=SW. (31.29)
Inother words, thecomponents S,,,S,,,,Szt,which arethedensities ofx,y,and
2momentum, arealsoequal tothex-,y-,andz-components ofthePoynting vector
S,theenergy fl0W—~2lS wehave already shown inanearlier chapter byadifferent
kindofargument.
Theremaining components oftheelectromagnetic stress tensor S,”canalso
beexpressed interms oftheelectric andmagnetic fields EandBThat istosay,
wemust admit stress or,toputitlessmysteriously, flow ofmomentum inthe
electromagnetic field Wediscussed thisinChapter 27inconnection with Eq
(27.21), butdidnotwork outthedetails
31-13
Those whowant toexercise their prowess intensors infourdimensions might
liketoseetheformula forS,.,,interms ofthefields:
SP” I FIHIFWI _7}auvxfi Fl9=1F5<1> l
where sums onoi,Bareont,x,y,zbut(asusual inrelativity) weadopt aspecial
meaning forthesumsignZandforthesymbol 6.Inthesums thex,y,zterms
aretobesubtracted and 6,,=+1,while 6,,=6,”,=6,,=-1and 6,,,,=O
forit¢1/(c=1).Can you verify that itgives theenergy density S),=
(co/2) (E2—l—B2)andthePoynting vector e0EXB?Canyoushow thatinan
electrostatic field with B=0theprincipal axes ofstress areinthedirection ofthe
electric field, thatthere isatension (en/2)E2 along thedirection ofthefield, andthat
there isanequal pressure indirections perpendicular tothefield direction?
31-14
32
Refractive Index ofDense Materials
32-1 Polarization ofmatter
Wewant nowtodiscuss thephenomenon oftherefraction oflight——and also,
therefore, theabsorption oflight bydense materials. InChapter 31ofVolume I
wediscussed thetheory oftheindex ofrefraction, butbecause ofourlimited
mathematical abilities atthat time, wehadtorestrict ourselves tofinding theindex
onlyformaterials oflowdensity, likegases. Thephysical principles thatproduced
theindex were, however, made clear The electric field ofthelight wave polarizes
themolecules ofthegas,producing oscillating dipole moments. Theacceleration
oftheoscillating charges radiates new waves ofthefield. This new field, interfering
withtheoldfield, produces achanged fieldwhich isequivalent toaphase shift of
theoriginal wave. Because thisphase shift isproportional tothethickness ofthe
material, theeffect isequivalent tohaving adifferent phase velocity inthematerial.
When welooked atthesubject before, weneglected thecomplications thatarise
from such effects asthenewwave changing thefields attheoscillating dipoles.
Weassumed thattheforces onthecharges intheatoms came justfrom theincoming
wave, whereas, infact, their oscillations aredriven notonly bytheincoming wave
butalsobytheradiated waves ofalltheother atoms Itwould have been difficult
forusatthat time toinclude thiseffect, sowestudied only therarefied gas,
where such effects arenotimportant.
Now, however, wewillfindthatitisveryeasytotreat theproblem bytheuse
ofdifferential equations. This method obscures thephysical origin oftheindex
(ascoming from there-radiated waves interfering with theoriginal waves), but
itmakes thetheory fordense materials much simpler. This chapter willbring
together alarge number ofpieces from ourearlier work. We’ve taken uppractically
everything wewillneed, sothere arerelatively fewreally newideas tobeintroduced.
Since youmay need torefresh your memory about what wearegoing toneed,
wegiveinTable 32-1 alistoftheequations wearegoing touse,together with a
reference totheplace where each canbefound. Inmost instances, wewillnottake
thetimetogivethephysical arguments again, butwilljustusetheequations.
Table 32-1
Ourwork inthischapter willbebased onthefollowing material,
already covered inearlier chapters
Subject Reference Equanon
Damped oscillations
Index ofgases
Mobility
Electrical conductivity
Polarizability
Inside dielectricsVol
Vol
Vol
Vol
Vol
VolI,Chap. 23
I,Chap. 31
I,Chap. 41
I,Chap. 43
II,Chap. 10
II,Chap llm(ic
n Z
)1;
WIX
H:
ppol
E100+Vx+wgx)=F
1NE1+z__2%
2e0(o.>0—w)
n’—in"
—l—iix=F
r_ _Nqgr,0'
I71 m
=—V-P
i.=12I I +36‘
32-1)32-1 Polarization ofmatter
32-2 Maxwell’s equations ina
dielectric
32-3 Waves inadielectric
32-4 Thecomplex index ofrefraction
32-5 The index ofamixture
32-6 Waves inmetals
32-7 Low-frequency and
high-frequency approximations;
theskindepth andtheplasma
frequency
Review: SeeTable 32-1.
Webegin byrecalling themachinery oftheindex ofrefraction foragas.
Wesuppose thatthere areNparticles perunitvolume andthateach particle be-
haves asaharmonic oscillator. Weuseamodel ofanatom ormolecule inwhich
theelectron isbound with aforce proportional toitsdisplacement (asthough the
electron were heldinplace byaspring). Weemphasized thatthiswasnotalegiti-
mate classical model ofanatom, butwewillshow later thatthecorrect quantum
mechanical theory gives results equivalent tothismodel (insimple cases). Inour
earlier treatment, wedidnotinclude thepossibility ofadamping force intheatomic
oscillators, butwewilldosonow. Such aforce corresponds toaresistance tothe
motion, thatis,toaforce proportional tothevelocity oftheelectron. Then the
equation ofmotion is
F=q,E=m()'c'+vx+wgix), (32.1)
where xisthedisplacement parallel tothedirection ofE.(Weareassuming an
isotropic oscillator whose restoring force isthesame inalldirections. Also, we
aretaking, forthemoment, alinearly polarized wave, sothatEdoesn’t change
direction.) Iftheelectric field acting ontheatom varies sinusoidally with time,
wewrite
E=E0e’°". (32.2)
The displacement willthen oscillate with thesame frequency, andwecanlet
x=x(,e“”’
Substituting X=iwxandX=—w2x, wecansolve forxinterms ofE:
11¢/'2i_,-__ ' X=23" E , (32.3)—w —l—i'Yw +cog
Knowing thedisplacement, wecancalculate theacceleration Xand find the
radiated wave responsible fortheindex. This wasthewaywecomputed theindex
inChapter 31ofVolume I.
Now, however, wewant totake adifferent approach. Theinduced dipole
moment pofanatom isqpxor,using Eq.(32.3),
2/,
p=W2~‘1*“[’7’5~~* 2E. (32.4)—w +1'Yw—l—o.>(,
Since pisproportional toE,wewrite
p=€0a(w)E, (32.5)
where oziscalled theatomic p0larizab1li'ty.* With thisdefinition, wehave
ct=all/m‘L (326—w2 —l—l’Yw+0:?)
The quantum mechanical solution forthemotions ofelectrons inatoms
gives asimilar answer except with thefollowing modifications. Theatoms have
several natural frequencies, each frequency with itsown dissipation constant
V.Also theeffective “strength” ofeach mode isdifierent, which wecanrepresent
bymultiplying thepolarizability foreach frequency byastrength factorf. which
isanumber weexpect tobeoftheorder of1Representing thethree parameters
w,7,andj byw/,,Wk,andfi-foreach mode ofoscillation, andsumming over the
*Throughout thischapter wefollow thenotation ofChapter 31ofVolume l,andlet
ctrepresent theum/iiic polarizability asdefined here. Inthelastchapter, weused orto
represent thevolume polarizability—the ratio ofPtoEInthenotation ofI/uschapter
P=Nae()E (seeEq32.8)
32—2
various modes, wemodify Eq.(32.6) toread
>
_-51) _ft. _,
awTW”2:—<»*+rm»+wfik (327)
IfNisthenumber ofatoms perunitvolume inthematerial, thepolarization
PlS_]llSll Np=6UN0zE, andisproportional toE:
P=EU/Vcv(w)E. (32.8)
Inother words, when there isasinusoidal electric field acting inamaterial, there
isaninduced dipole moment perunitvolume which isproportional totheelectric
field——with aproportionality constant 04that, weemphasize, depends upon the
frequency. Atvery high frequencies, 02issmall; there 1Snotmuch response. How-
ever, atlowfrequencies there canbeastrong response. Also, theproportionality
constant isacomplex ntimber, which means thatthepolarization does notexactly
follow theelectric field. butmay beshifted inphase tosome extent Atanyrate,
there isapolarization perunitvolume whose magnitude isproportional tothe
strength oftheelectric field.
32-2 l\/IaxweIl’s equations inadielectric
The existence ofpolarization inmatter means that there arepolarization
charges andcurrents inside ofthe material, andthese must beputintothecomplete
Maxwell eqtiations inorder tofindthefields Wearegoing tosolve Maxwell’s
equations thisftime inasituation inwhich thecharges andcurrents arenotzero,
asinavactiuiii, butaregiven implicitly bythepolarization vector Our first
stepistofindexplicitly thecharge density pandcurrent density 1',averaged over
asmall volume ofthesame sizewehadinmind when wedefined P.Then the
pandj weneed canbeobtained from thepolarization.
Wehave seen inChapter IOthatwhen thepolarization Pvaries from place
toplace, there isacharge density given by
ppiil : —V '
Atthattime, wewere dealing with static fields, butthesame formula isvalid also
fortime-varying fields However, when Pvaries with time, there arecharges in
motion, sothere isalso apolarization current. Each oftheoscillating charges
contributes acurrent equal toitscharge (1,,times itsvelocity UWith Nsuch
charges perunitvolume, thecurrent densityj is
i=Nqcv.
Since weknow thatll=dx/dr, then /=Nq,.(dx/dr), which 1S_]LlSt dP/dr. There-
forethecurrent density from thevarying polarization is
. dP
[pol :
Ourproblem isnow direct andsimple. Wewrite Maxwell’s equations with
thecharge density andcurrent density expressed interms ofP,using Eqs. (32.9)
and(32l0). (We assume that there arenoother currents andcharges inthe
material.) Wethen relate PtoEwith Eq.(32.5), andwesolve theequation for
EandB—looking forthewave solutions
Before wedothis, wewould liketomake anhistorical note. Maxwell origi-
nally wrote hisequations inaform which wasdifferent from theonewehave been
using. Because theequations were written inthisdillerent form formany years-—-
andarestillwritten thatwaybymany people—we willexplain theClllTCf€HC€ In
theearly days. themechanism ofthedielectric constant wasnotfully andclearly
appreciated. Thenature ofatoms wasnotunderstood, northatthere wasapolar-
ization ofthematerial. Sopeople didnotappreciate thatthere wasacontribution
32-3
tothecharge density pfrom V*P.They thought only interms ofcharges that
were notbound toatoms (such asthecharges thatflow inwires orarertibbed
offsurfaces).
Today, weprefer toletprepresent thetotal charge density, including thepart
from thebound atomic charges. Ifwecallthatpartppol, wecanwrite
p=ppol +potlivrs
where p,,,1,,., isthecharge density considered byMaxwell andrefers tothecharges
notbound toindividual atoms. Wewould then write
191'V : +i
50
Substituting pm;from Eq.(32.9),
v.E:F_)"_tl‘_'“'__l_V.P
50 60
Of
VI(€OE + :p()l;lI('f'
Thecurrent density intheMaxwell equations forVXBalsohas,ingeneral,
contributions from bound atomic currents. Wecantherefore write
i:jpol +j()ll\(‘fJ
andtheMaxwell equation becomes
2 _lbw“-r lat 2?. cVXB— en—l—€0+(,” (3212)
Using Eq.(32.10), weget
GQCZV><B=/"...i....+<@..E+P). (3213)
Now youcanseethatifwewere todefine anewvector Dby
D=e0E+P, (32.14)
thetwofield equations would become
V-D=p,,,1,,., (32.15)
and
@,¢2v ><B=,',,,,,,.,+961,’- (32.16)
These areactually theforms thatMaxwell used fordielectrics. Histworemaining
equations were
6B
and
V-B=0,
which arethesame aswehave been using.
Maxwell andtheother early workers also hadaproblem with magnetic
materials (which wewilltake upsoon) Because they didnotknow about the
circulating currents responsible foratomic magnetism, they used acurrent density
thatwasmissing stillanother part Instead ofEq.(32.16), they actually wrote
v><H=j’+ (32.17)
where Hdiffers from e0c2B because itincludes theeffects ofatomic currents.
(Thenj’ represents what isleftofthe currents.) SoMaxwell had/our fieldvectors—
E,D,B,andH—the DandHwere hidden ways ofnotpaying attention towhat
32-4
wasgoing oninside thematerial You willfindtheequations written thiswayin
many places.
Tosolve theequations, itisnecessary torelate DandHtotheother fields,
andpeople used towrite
D=eE and B=pH. (32.18)
However, these relations areonly approximately true forsome materials and
even then only ifthefields arenotchanging rapidly with time. (For sinusoidally
varying fields oneoften canwrite theequations thiswaybymaking eand/.tcomplex
functions ofthefrequency, butnotforanarbitrary time variation ofthefields.)
Sothere used tobeallkinds ofcheating insolving theequations. Wethink the
right wayistokeep theequations interms ofthefundamental quantities aswe
nowunderstand them—and that’s how wehave done it.
32-3 Waves inadielectric
Wewant now tofindoutwhat kind ofelectromagnetic waves canexist ina
dielectric material inwhich there arenoextra charges other than those bound in
atoms. Sowetakep =—V-Pandj =6P/6!. Maxwell's equations thenbecome
. .2_Y"’ 2 _i!I (a)VE- 60 (b)cV><B-al<€u+E>
(32.19)
(c)V><E=—9£ (d)v-B=0
Wecansolve these equations aswehave done before. Westart bytaking
thecurlofEq.(32.l9c):
V><(V><E)=—§-tv><B.
Next, wemake useofthevector identity
v><(v><E)=V(V-E) -V2E,
andalsosubstitute forV><B,using Eq.(3219b); weget
V(V-E)—V2E=—— ,_ —-~-51a‘P 162E
soc’ 6t2 c261‘
Using Eq.(3219a)forV-E,weget
2_l_825 _ L . 12212 22 VE C2all~ 60V(V P)+E002 M2 (3.0)
Soinstead ofthewave equation, wenowgetthattheD’Alembertian ofEisequal
totwoterms involving thepolarization P.
Since Pdepends onE,however, Eq.(32.20) canstillhave wave solutions.
Wewillnowlimit ourselves toisozropzc dielectrics, sothatPisalways inthesame
direction asE.Let’s trytofindasolution forawave going inthez-direction
Then, theelectric field might vary ase"""—'”). Wewillalsosuppose thatthewave
ispolarized inthex-direction—that theelectric field hasonly anx-component.
Wewrite
E,=E.,t»“*"'*'”>. (32.21)
You know thatanyfunction of(z—vi)represents awave thattravels with
thespeed 2».Theexponent ofEq.(32.21) canbewritten as
—l/€<Z—€I%I),
so,Eq.(3221)represents awave with thephase velocity
- Upll :w/k '
32-5
Theindex ofrefraction nisdefined (seeChapter 31,Vol. I)byletting
cUph =Z'
Thus Eq.(3221)becomes
Ex =E0e1w(t—nz/0)‘
Sowecanfindnbyfinding what value ofkisrequired ifEq.(32.21) istosatisfy
theproper field equations, andthen using
n= (32.22)(J)
Inanisotropic material, there willbeonly anx-component ofthepolarization;
then Phasnovariation with thex-coordinate, soV~P=O,andwegetridof
thefirstterm ontheright-hand sideofEq.(32.20) Also, since weareassuming a
linear dielectric, P,willvary ase“"‘,and62P,,/6r2 =—w2P,,. TheLaplacian in
Eq.(32.20) becomes simply 62E,/622 =—k2E,,, soweget
2 2
-185, +99;E,=-“’_,P, (32.23)C EQC“
Now letusassume forthemoment that since Eisvarying sinusoidally, we
cansetPproportional toE,asinEq.(32.5). (We’ll come back todiscuss this
assumption later.) Wewrite
PI :€0N(1E,;.
Then E,drops outofEq.(32.23), andwefind
2
/<2=%(1+Na). (32.24)
Wehave found thatawave likeEq.(32.21). with thewave number kgiven by
Eq.(3224),willsatisfy thefieldequations. Using Eq.(32.22), theindex nisgiven by
n2=1+Na. (32.25)
Let’s compare thisformula with what weobtained inourtheory oftheindex
ofagas(Chapter 31,Vol. I).There, wegotEq(31.29), which is
2
n=1+$3’-1:'_3j1;» 2. (32.26)-0-? wt)
Taking afrom Eq.(32.6), Eq(32.25) would giveus
2
n2=1+ivfi (32.27)me‘) —w2 +i'Yo.>+cu?)
First, wehave thenewterm inWm, because weareincluding thedissipation of
theoscillators. Second, theleft-hand sideisninstead ofn2,andthere isanextra
factor of1/2. Butnotice thatifNissmall enough sothatn1Sclose toone(asit
isforagas), then Eq.(32.27) saysthatn2isoneplusasmall number: n2=1+e.
Wecanthen write n=\/1—l—eQ1—l—e/2,andthetwoexpressions areequiva-
lent. Thus ournewmethod gives foragasthesame result wefound earlier.
Now youmight think that Eq.(32.27) should give theindex ofrefraction
fordense materials also. Itneeds tobemodified, however, forseveral reasons.
First, thederivation ofthisequation assumes that thepolarizing field oneach
atom isthefield Ex. That assumption isnotright, however, because indense
materials there isalsothefieldproduced byother atoms inthevicinity, which may
becomparable toEx.Weconsidered asimilar problem when westudied thestatic
fields indielectrics. (See Chapter ll.) You willremember thatweestimated the
fieldatasingle atom byimagining thatitsatinaspherical holeinthesurrounding
dielectric. Thefield insuch ahole—which wecalled thelocal field—is increased
32-6
over theaverage field Ebytheamount P/3e0. (Remember, however, that this
result isonly strictly true inisotropic materials—including thespecial case ofa
cubic crystal.)
Thesame arguments willhold fortheelectric field inawave, solong asthe
wavelength ofthewave ismuch longer than thespacing between atoms. Limiting
ourselves tosuch cases, wewrite
PEloml =E—l—360 (32.28)
Thislocal fieldistheonethatshould beused forEinEq.(32.3); thatis,Eq.(32.8)
should berewritten:
P=e0NaE1,,c,,1. (32.29)
Using Eiomi from Eq.(32.28), wefind
360P= GQNIX + *5)
OI‘
lVa
Inother words, fordense materials Pisstillproportional toE(forsinusoidal
fields). However, theconstant ofproportionality isnot€0Na, aswewrote below
Eq.(32.23), butshould be€0Na/[l —(Na/3)]. Soweshould correct Eq(32.25)
toread
n2=1+1%. (32.31)
Itwillbemore convenient ifwerewrite thisequation as
n2—13W2 = Na,
which isalgebraically equivalent. This isknown astheClausius-Mosotti equation.
There isanother complication indense materials. Because neighboring atoms
aresoclose, there arestrong interactions between them. Theinternal modes of
oscillation are,therefore, modified. Thenatural frequencies oftheatomic oscilla-
tions arespread outbytheinteractions, andthey areusually quite heavily damped
—the resistance coefficient becomes quite large. Sothew0’s andv’softhesolid
willbequite different from those ofthefreeatoms. With these reservations, we
canstillrepresent a,atleast approximately, byEq.(32.7). Wehave then that
2-1 N3352+2=mgZ 2ft 2- (32.33)9Ic—w -l-l'Y1¢w+w0k
Onefinal complication. Ifthedense material isamixture ofseveral compo-
nents, each willcontribute tothepolarization. Thetotal L!willbethesumofthe
contributions from each component ofthemixture [except fortheinaccuracy of
thelocal fieldapproximation, Eq.(32.28), inordered crystals—effects wediscussed
when analyzing ferroelectrics]. Writing N,asthenumber ofatoms ofeach com-
ponent perunitvolume, weshould replace Eq.(32.32) by
2-13+2)=ZN,a,, (32.34)J
where each oz,willbegiven byanexpression likeEq.(32.7). Equation (32.34)
completes ourtheory oftheindex ofrefraction. Thequantity 3(n2 —1)/(n2 +2)
isgiven bysome complex function offrequency, which isthemean atomic polariz-
ability 01(0)). Theprecise evaluation ofa(w) (that is,finding fk,V),andwok)indense
substances isadilficult problem ofquantum mechanics. Ithasbeen done from
firstprinciples only forafewespecially simple substances.
32-7
\
\
\\ e—umIz/c
\/
\
\\
\\\\\
\
—l ' -+- -/T
/>4" T
/// \‘\\eIu1(!—nRz/c)
/
//
/
/
/
/
/
/
Fig. 32—l. Agrciph ofEXforsome
instant f,ifn1%nR/2Ti'.32-4 Thecomplex index ofrefraction
Wewant tolook now attheconsequences ofourresult, Eq(32.33). First.
wenotice thatoriscomplex, sotheindex nisgoing tobeacomplex number. What
does thatmean" Let’s saythatwewrite nasthesumofarealandanimaginary
part:
n=nR~in), (3235)
where nlfandn;arerealfunctions ofwWewrite in,with aminus sign, sothatn;
willbeapositive quantity inallordinary optical materials. (Inordinary inactive
materials—that arenot,likelasers, light sources themselves~v isapositive number,
andthatmakes theimaginary partofnnegative.) Ourplane wave ofEq.(32.21)
iswritten interms ofnas
El: :EOe—-tw(t—n2/1)
Writing nasinEq.(32.35), wewould have
Ex = E0e—mn[z'reim(!AriKz/U.
The term e"”(’_"It‘/fl represents awave travelling with thespeed c/np, soii),-
represents what wenormally think ofastheindex ofrefraction. Buttheamplitude
ofthiswave is
Ene—w7lIZ/C
7
which decreases exponentially with zAgraph ofthestrength oftheelectric field
atsome instant asafunction ofzisshown inFig.32-1, forn,~nk/21r. The
imaginary part oftheindex represents theattenuation ofthewave duetothe
energy losses intheatomic oscillators. Theintensity ofthewave isproportional
tothesquare oftheamplitude, so
Intensity =<e_2°’”Iz/“.
This isoften written as
Intensity cce“"‘,
where B=2w/1;/c iscalled theabsorption coeflficienr. Thus wehave inEq(32.33)
notonly thetheory oftheindex ofrefraction ofmaterials, butthetheory oftheir
absorption oflight aswell.
Inwhat weusually consider tobetransparent material, thequantity c/wn;—
which hasthedimensions ofalength—is quite large incomparison with the
thickness ofthematerial.
32-5 Theindex ofamixture
There isanother prediction ofourtheory oftheindex ofrefraction thatwe
cancheck against experiment. Suppose weconsider amixture oftwomaterials.
Theindex ofthemixture isnottheaverage ofthetwoindexes, butshould be
given interms ofthesumofthetwopolarizabilities, asinEq.(32.34). Ifweask
about theindex of,say,asugar solution, thetotal polarizability isthesumofthe
polarizability ofthewater andthatofthesugar. Each must, ofcourse, becal-
culated using forNthenumber perunitvolume ofthemolecules oftheparticular
kind. Inother words, ifagiven solution hasN1molecules ofwater, whose polariz-
ability isa1,andN2molecules ofsucrose (C12H22O11), whose polarizability is
<12,weshould have that
n“,—l3 = Nidl + Ngdg.
Wecanusethisformula totestourtheory against experiment bymeasuring
theindex forvarious concentrations ofsucrose inwater. Wearemaking several
assumptions here, however. Ourformula assumes thatthere isnochemical action
when thesucrose isdissolved andthatthedisturbances totheindividual atomic
32-8
Refractive index ofsucrose solutions, andcomparison withpredictions ofEq.(32.37).
Data from Handbook
A B C
Fraction ofsucrose density
byweight (gm/cm3) at20°CHTable 32-2
D E F G
Moles of
sucrosed
perliter,Moles of n2_1
water“ 3("5—— —-Nperliter, n+2 lal
N2/N0 Ni/No
0“ 0.9982
0.30 1.1270
0.50 1.2296
085 1.4454
1.00“ 1.5881.333
1.3811
1.4200
1.5033
1.5577 C0 55.5
0.970 43.8
1.798 '3415
3.59 1202
464 00698
0.759
0.886
0.960
“pure water "sugar crystals
°average (seetext) ‘Imolecular weight ofsucrose
°molecular weight ofwater =18
oscillators arenottoodifl"erent forvarious concentrations. Soourresult iscertainly
only approximate. Anyway, let’sseehow good itis.
Wehave picked theexample ofasugar solution because there isagood table
ofmeasurements oftheindex ofrefraction intheHandbook ofChemistry and
Physics andalsobecause sugar isamolecular crystal thatgoes intosolution with-
outionizing orotherwise changing itschemical state.
Wegiveinthefirstthree columns ofTable 32-2 thedata from thehandbook.
Column Aisthepercent ofsucrose byweight, column Bisthemeasured density
(gm/cm3), andcolumn Cisthemeasured index ofrefraction forlight whose
wavelength is589.3 millimicrons. Forpure sugar wehave taken themeasured
index ofsugar crystals. Thecrystals arenotisotropic, sothemeasured index is
different along different directions. Thehandbook gives three values:
n1=1.5376, I12=1.5651, n3=1.5705.
Wehave taken theaverage.
Now wecould trytocompute nforeach concentration, butwedon’t know
what value totake fora1or042.Let’s testthetheory thisway: Wewillassume
thatthepolarizability ofwater (011)isthesame atallconcentrations andcompute
thepolarizability ofsucrose byusing theexperiment ofvalues fornandsolving
Eq.(38.27) for<12. Ifthetheory iscorrect, weshould getthesame 022forall
concentrations.
First, weneed toknow N1andN2:let’sexpress them interms ofAvogadro’s
number, N0.Let’s takeoneliter(1000 ems) forourunitofvolume. Then N,/N0 is
theweight perliterdivided bythegram-molecular weight. And theweight per
literisthedensity (multiplied by1000 togetgrams perliter) times thefractional
weight ofeither thesucrose orthewater. Inthisway, wegetN2/N0 andN1/N0
asincolumns DandEofthetable.
Incolumn Fwehave computed 3(n2 —1)/(n2 +2)from theexperimental
values ofnincolumn C.Forpure water, 3(n2 —1)/(n2 —l—2)is0.617, which is
equal toJustNlal. Wecanthen fillintherestofColumn G,since foreach row
rowG/E may beinthesame ratio—namely, 0.6l7:55.5. Subtracting column G
from column F,wegetthecontribution N2a2 ofthesucrose, shown incolumn H
Dividing these entries bythevalues ofN2/N0 incolumn D,wegetthevalue of
Noflg shown incolumn J
From ourtheory wewould expect allthevalues ofN0012tobethesame They
arenotexactly equal, butpretty close. Wecanconclude thatourideas arefairly
correct. Even more, wefindthatthepolarizability ofthesugar molecule doesn’t
seem todepend much onitssurroundings—its polarizability isnearly thesame ina
dilute solution asitisinthecrystal.
32-90617 0617
l 0.487
0.379
0.1335
0
=342H J
N(il12N..
lag (gm/liter)
0
0.21 1
0.380
0.752
0.960()213
0211
0210
0.207
Vdftfi _"
AVE ETWEEN
COLfie‘£0gm ml‘__Zmm31(1)
Fig. 32-2. The motion of ofree
electron.32-6 Waves inmetals
Thetheory wehave worked outinthischapter forsolid materials canalso
beapplied togood conductors, likemetals, with verylittle modification. Inmetals
some oftheelectrons have nobinding force holding them toanyparticular atom;
itisthese “free” electrons which areresponsible fortheconductivity. There are
other electrons which arebound, andthetheory above isdirectly applicable to
them. Their influence, however, isusually swamped bytheeffects ofthecon-
duction electrons. Wewillconsider now only theellects ofthefreeelectrons
Ifthere isnorestoring force onanelectron—but stillsome resistance toits
motion—its equation ofmotion differs from Eq.(32.1) only because theterm in
wgxislacking. Soallwehave todoisset61%=0intherestofourderivations—
except thatthere isonemore difference. Thereason thatwehadtodistinguish
between theaverage field andthelocal field inadielectric isthatinaninsulator
each ofthedipoles isfixed inposition, sothatithasadefinite relationship tothe
position oftheothers. Butbecause theconduction electrons inametal move
around allover theplace, thefield onthem ontheaverage isjusttheaverage field
E.Sothecorrection wemade toEq.(325)byusing Eq.(32.28) should notbe
made forconduction electrons Therefore theformula fortheindex ofrefraction
formetals should look likeEq.(32.27), except with wesetequal tozero, namely,
N2
2= _fi__l_*- 323H I+men -651 +W6: (0I8)
This isonly thecontribution from theconduction electrons, which wewillassume
isthemajor term formetals
Now weeven know how tofindwhat value tousefor7,because itisrelated
totheconductivity ofthemetal. InChapter 43ofVolume Iwediscussed howthe
conductivity ofametal comes from thediffusion ofthefreeelectrons through the
crystal. Theelectrons goonajagged path from onescattering tothenext. and
between scatterings theymove freely except foranacceleration duetoanyaverage
electric field (asshown inFig32-2). Wefound inChapter 43ofVolume Ithat
theaverage drift velocity isjusttheacceleration times theaverage time 7'between
collisions. Theacceleration isq,E/m, so
.5i~,,,,,,=‘lgT. (32.39)
This formula assumed thatEwasconstant, sothat 11.1,,“ wasasteady velocity.
Since there isnoaverage acceleration, thedrag force isequal totheapplied force.
Wehave defined Wbysaying thatWm)isthedrag force [seeEq.(32.l)], which is
q,E; therefore wehave that
1V-;- (32.40)
Although wecannot easily measure 'rdirectly, wecandetermine itbymeasur-
ingtheconductivity ofthemetal. Itisfound experimentally thatanelectric fieldE
inametal produces acurrent with thedensityj proportional toE(forisotropic
materials):
j=0E.
Theproportionality constant aiscalled theconductivity. This isjust what weexpect
from Eq.(32.39) ifweset
j:Nqevtlrift-
Then
2
_Neetr—~—m 7'. (32.41)
SoT——and therefore 't—can berelated totheobserved electrical conductivity.
Using Eqs (32.40) and(3241),wecanrewrite ourformula fortheindex, Eq.
32-10
(32.38), inthefollowing form:
2_ __g/66n_1+100 +ilwT), (32.42)
where
1 maT=-= (32.43)IN413
This isaconvenient formula fortheindex ofrefraction ofmetals.
32-7 Low-frequency andhigh-frequency approximations; theskindepth andthe
plasma frequency
Ourresult, Eq.(32.42), fortheindex ofrefraction formetals predicts quite
different characteristics forwave propagation atdifferent frequencies. Let’s first
seewhat happens atveryl0wfrequencies. Ifwissmall enough, wecanapproximate
Eq.(32.42) by
"2=-12:0) (32.44)
Now, asyoucancheck bytaking thesquare,*
1—iy/__.i Z 4? ;
\/2
soforlowfrequencies,--- AMPLITU DE
n_\/6/2@,,<.3(i -1"). (32.45) ,
Therealandimaginary parts ofnhave thesame magnitude. With such alarge
imaginary part ton,thewave israpidly attenuated inthemetal. Referring to _z/8
Eq.(32.36), theamplitude ofawave going inthez-direction decreases as °
exp[—vGa 26,62Z]. (32.46)Let’swrite thisas
e_’/“, (32.47)0 1 i 1 >
9 swhere 6isthen thedistance inwhich thewave amplitude decreases bythefactor LSURFACE 28 38 Z
e_1-1/2.72—or roughly one-third. Theamplitude ofsuch awave asafunction
ofzisshown inFig. 32-3. Since electromagnetic waves willpenetrate into a Fig.32-3. Theamplitude ofatrans-
metal only thisdistance, 6iscalled theskindepth. Itisgiven by Verse @|@¢tr<>m<19"eti<I Wave OS9fv"¢ti°"
ofdistance intoametal.
6=\/2e0c2/aw. (32.48)
Now what dowemean by“low” frequencies? Looking atEq.(32.42), we
seethatitcanbeapproximated byEq.(32.44) only if0.17"ismuch lessthan one
andifweo/0 isalsomuch lessthan one—that is,ourlow-frequency approximation
applies when
1w<<-T
and
63<<55- (32.49)60
Let’s seewhat frequencies these correspond toforatypical metal likecopper.
Wecompute 7'byusing Eq.(32.43), and0/eo, byusing themeasured conductivity.
Wetake thefollowing data from ahandbook:
0=5.76 X107(ohm-meter)“,
atomic weight =63.5grams,
density =8.9grams —cm_3,
Avogadro’s number =6.02 X102“ (gram atomic weight)_1.
*Orwriting —l=e_”'/2; \/:1 =e_"'/4 =cos7r/4 -—lSll17I'/4, which gives the
same result.
32-ll
Ifweassume thatthere isonefreeelectron peratom, then thenumber ofelectrons
percubic meter is
N=8.5X1028 meter“.
Using
q,=1.6X10*” coulomb,
so=8.85 X10*” farad-meter”,
m=9.11 Xl0—31kgm,
weget
'r=2.4Xl0“1“sec,
1 .
—=4.1X101"sec_1,T
-0;=6.5X1018sec_1.
60
Soforfrequencies lessthan about 1012 cycles persecond, copper willhave the
“low-frequency” behavior wedescribe (that means forwaves whose free-space
wavelength islonger than 0.3millimeters—-very short radio wavesl).
Forthese waves, theskindepth incopper is
5_ 0. m2-sec-T10 \/028
C0
Formicrowaves of10,000 megacycles persecond (3-cm waves)
6=6.7Xl0_4 cm.
Thewave penetrates avery small distance.
Wecanseefrom thiswhyinstudying cavities (orwaveguides) weneeded to
worry only about thefields inside thecavity, andnotinthemetal oroutside the
cavity. Also, weseewhy thelosses inacavity arereduced byathinplating of
silver orgold. Thelosses come from thecurrent, which areappreciable only ina
thinlayer equal totheskindepth.
Suppose welook now attheindex ofametal likecopper athigh frequencies.
Forvery high frequencies o.>*rismuch greater than one, andEq.(32.42) iswell
approximated by
2_ _ 0'_n—1 T0327 (32.50)
Forwaves ofhigh frequencies theindex ofametal becomes real—and lessthan
one! Thisisalsoevident from Eq.(32.38) ifthe dissipation term with 'Yisneglected,
ascanbedone forvery large w.Equation (32.38) gives
2
I12=1-Nq” (32.51)I’l’l€()(.i)2
which is,ofcourse, thesame asEq.(32.50). Wehave seen before thequantity
Nqf/men, which wecalled thesquare oftheplasma frequency (Section 7-3):
2
2 Nqcwp i >7 9
€()l’l’l
sowecanwrite Eq.(32.50) orEq.(32.51) as
"2:1_ E)?
(I)
Theplasma frequency isakind of“critical” frequency.
Forto<wptheindex ofametal hasanimaginary part, andwaves are
attenuated; butforw>>6.1,,theindex isreal, andthemetal becomes transparent.
You know, ofcourse, that metals arereasonably transparent tox-rays. But
some metals areeven transparent intheultraviolet. InTable 32-3 wegive for
32-12
several metals theexperimental observed wavelength atwhich theybegin tobecome
transparent. Inthesecond column wegive thecalculated critical wavelength
A,,=27rc/mp. Considering that theexperimental wavelength isnottoowell
defined, thefitofthetheory isfairly good.
You may wonder why theplasma frequency wpshould have anything todo
withthepropagation ofelectromagnetic waves inmetals. Theplasma frequency
came upinChapter 7asthenatural frequency ofdensity oscillations ofthefree
electrons. (Aclump ofelectrons isrepelled byelectric forces, andtheinertia ofthe
electrons leads toanoscillation ofdensity.) Solongitudinal plasma waves are
resonant atmp.Butwearenow talking about transverse electromagnetic waves,
andwehave found thattransverse waves areabsorbed forfrequencies below wp.
(It’saninteresting andnotaccidental coincidence.)
Although wehave been talking about wave propagation inmetals, youap-
preciate bythistime theuniversality ofthephenomena ofphysics—that itdoesn’t
make anydifference whether thefreeelectrons areinametal orwhether they are
intheplasma oftheionosphere oftheearth, orintheatmosphere ofastar. To
understand radio propagation intheionosphere, wecanusethesame expressions—
using, ofcourse, theproper values forNand7'.Wecanseenow why long radio
waves areabsorbed orreflected bytheionosphere, whereas short waves goright
through. (Short waves must beused forcommunication with satellites.)
Wehave talked about thehigh- andlow-frequency extremes forwave propaga-
tioninmetals. Forthein-between frequencies thefull-blown formula ofEq.
(32.42) must beused. Ingeneral, theindex willhave realandimaginary parts;
thewave isattenuated asitpropagates intothemetal. Forverythinlayers, metals
aresomewhat transparent even atoptical frequencies. Asanexample, special
goggles forpeople who work around high-temperature furnaces aremade by
evaporating athinlayer ofgold onglass. Thevisible light istransmitted fairly
well—with astrong green tinge—but theinfrared isstrongly absorbed.
Finally. itcannot have escaped thereader that many ofthese formulas re-
semble insome ways those forthedielectric constant Kdiscussed inChapter 10.
Thedielectric constant Kmeasures theresponse ofthematerial toaconstant field,
thatis,forw=0.Ifyoulook carefully atthedefinition ofnandKyouseethat
Kissimply thelimit ofn2as6.»—>0.Indeed, placing w=0andn2=Kinequa-
tions ofthischapter willreproduce theequations ofthetheory ofthedielectric
constant ofChapter 11.
32-13Table 32-3*
Wavelengths below which themetal
becomes transparent
Metal )\(experimental) A,,=21rc/lib],
Li 1550 A 1550 A
Na 2100 2090
K 3150 2870
Rb 3400 3220 1
.._._ J
*From: C.Kittel, Introduction toSolid
State Physics, John Wiley andSons, Inc.,
New York, 2nded.,1956, p.266.
33
Roflovtion from Surfaces
33-1 Reflection andrefraction oflight
Thesubject ofthischapter isthereflection andrefraction oflight—or electro-
magnetic waves ingeneral—at surfaces. Wehave already discussed thelaws of
reflection andrefraction inChapter 35ofVolume I.Here’s what wefound out
there:
1.Theangle ofreflection isequal totheangle ofincidence. With theangles
defined asshown inFig.33-1,
0,=6,. (33.1)
2.The product nsin0isthesame fortheincident and transmitted beams
(Snell’s law).
n1sin0,=n2sin0,. (33.2)
3.Theintensity ofthereflected light depends ontheangle ofincidence and
alsoonthedirection ofpolarization. ForEperpendicular totheplane of
incidence, thereflection coefficient RLis
1,S11126-0 _ _ (7 )
Re"7;7 <3“)
ForEparallel totheplane ofincidence, thereflection coefficient R11is
2
RZQ:l§_13_Qk_:E0')
H Ii tang (0L + 6!)~ (33.4)
4.Fornormal incidence (any polarization, ofcoursel),
2
4-(4%)3(Earlier, weused ifortheincident angle andrfortherefracted angle Since we
can’t userforboth “refracted” and“reflected” angles, wearenow using 6,=
incident angle, 6,=reflected angle, and6,=transmitted angle.)
Ourearlier discussion isreally about asfarasanyone would normally need
togowith thesubject, butwearegoing todoitallover again adifferent way
Why"One reason isthatweassumed before thattheindexes were real(noab-
sorption inthematerials) Butanother reason isthatyoushould know how to
dealwith what happens towaves atsurfaces from thepoint ofview ofMaxwell's
equations. We'll getthesame answers asbefore, butnow from astraightforward
solution ofthewave problem, rather than bysome clever arguments.
Wewant toemphasize that theamplitude ofasurface reflection isnota
property ofthematerial, asistheindex ofrefraction Itisa“surface property,”
onethatdepends precisely onhowthesurface ismade. Athinlayer ofextraneous
junk onthesurface between twomaterials ofindices n1andn2willusually change
thereflection. (There areallkinds ofpossibilities ofinterference here-like the
colors ofoilfilms Suitable thickness caneven reduce thereflected amplitude to
zero foragiven frequency; that’s how coated lenses aremade.) The formulas
wewillderive arecorrect only ifthechange ofindex issudden—within adistance
very small compared with onewavelength. Forlight, thewavelength isabout
5000 A,sobya“smooth” surface wemean oneinwhich theconditions change in
33-133-1 Reflection andrefraction of
light
33-2 Waves indense materials
33-3 The boundary conditions
33-4 Thereflected andtransmitted
waves
33-5 Reflection from metals
33-6 Total internal reflection
Review. Chapter 35,Vol.I,Polarization
_r / -
_ ~ <0
I., - ,6“.'~\__ ‘_ Q9‘tsqp .~ ‘,6',_C‘; . - °.i
. ,_ \
._ 1, _. »\ .
‘pr '9 t
-.9 sit-.'-lg(x“F3"-sui=ii=/.\cE
‘.‘\\s<‘-.‘° ~ ~‘
._( fl] 1'12
Fig. 33-1. Reflection and refraction
oflight waves atasurface. (The wave
directions are normal tothewave crests.)
ly
\\ F \
///X//I/§>//3A\
Fig. 33-2. Forawave movin'g inthe
direction It,thephase atany point Pis
(wt—l(-rl.going adistance ofonly afewatoms (orafewangstroms). Our equations will
work forlight forhighly polished surfaces. Ingeneral, iftheindex changes grad-
ually over adistance ofseveral wavelengths, there isvery little reflection atall.
33-2 Waves indense materials
First, weremind youabout theconvenient way ofdescribing asinusoidal
plane wave weused inChapter 36ofVolume I.Any field component inthewave
(weuseEasanexample) canbewritten intheform
E=E0e“"”_""’, (33.6)
where Erepresents theamplitude atthepoint r(from theorigin) atthetime t.
The vector kpoints inthedirection thewave istravelling, anditsmagnitude
lkl=k=27r/>1 isthewave number. Thephase velocity ofthe wave is13,),=6.1/k,
foralight wave inamaterial ofindex n,up),=c/n,so
60!’!
k_6-- (33.7)
Suppose kisinthez-direction, then k-risjustkz,aswehave often used itFor
kinanyother direction, weshould replace zbyrk,thedistance from theorigin
inthek-direction; thatis,weshould replace kzbykrk,which isjustkr.(See
Fig.33-2.) SoEq.(33.6) isaconvenient representation ofawave inanydirection.
Wemust remember, ofcourse, that
k-r= k,,x—l—kyy—l—kzz,
where k,,k,,,andkgarethecomponents ofkalong thethree axes. Infact,we
pointed outonce that (w,kl,/(,1,kz)isafour-vector, andthatitsscalar product
with (1,x,y,z)isaninvariant. Sothephase ofawave isaninvariant, andEq.
(33.6) could bewrittenE=Eoellculg
Butwedon’t need tobethatfancy now.
Forasinusoidal E,asinEq.(33.6), 6E/61 isthesame asiwE, andHE/6x is
—ik,,E, andsoonfortheother components. Youcanseewhyitisveryconvenient
tousetheform inEq.(336)when working with differential equations—differentia-
tions arereplaced bymultiplications. One further useful point: The operation
V=(6/6x, 6/6y, 8/62) getsreplaced bythethree multiplications (—ik,,, —ik,,,
-ikz). Butthese three factors transform asthecomponents ofthevector k,so
theoperator Vgetsreplaced bymultiplication with —ik:
fl_,,0,at ’
v_,—ik. (33.8)
This remains trueforanyVoperation—whether itisthegradient, orthediver-
gence, orthecurl. Forinstance, thez-component ofVXEis
Q5_9?».6x 6)‘
Ifboth El,andE,vary ase*"‘',then weget
—ik,,Ey +ikyE,,
which is,yousee,thez-component of—ik XE.
Sowehave thevery useful general factthatwhenever youhave totake the
gradient ofavector thatvaries asawave inthree dimensions (they areanimportant
part ofphysics), youcanalways take thederivations quickly andalmost without
thinking byremembering thattheoperation Visequivalent tomultiplication by
—ik.
33-2
Forinstance, theFaraday equation
0BVXE——-6;
becomes forawave
—ik XE=—l(.uB.
Thistellsusthat
_k><EB»4;“. (33.9)
which corresponds totheresult wefound earlier forwaves infreespace—that B,
inawave, isatright angles toEandtothewave direction. (Infreespace, co/k =
c.)Youcanremember thesigninEq.(339)from thefactthatkisinthedirection
ofPoynting's vector S=e()c2E XB.
Ifyouusethesame rulewith theother Maxwell equations, yougetagain the
results ofthelastchapter and, inparticular, that
‘ C02’/[2
6 i Ll
kk-kw C2 (3310)
Butsince weknow that, wewon’t doitagain.
Ifyouwant toentertain yourself, youcantrythefollowing terrifying problem
thatwastheultimate testforgraduate students back in1890: solve Maxwell’s
equations forplane waves inananisotropic crystal, thatis,when thepolarization
Pisrelated totheelectric field Ebyatensor ofpolarizability. You should, of
course, choose your axesalong theprincipal axesofthetensor, sothattherelations
aresimplest (then P,—a,,E,,, P,,=a),E,,, andP,=at-E2), butletthewaves
haveanarbitrary direction andpolarization. You should beabletofindtherela-
tions between EandB,andhow kvaries with direction andwave polarization.
Then youwillunderstand theoptics ofananisotropic crystal. Itwould bebest
tostart with thesimpler case ofabirefringent crystal—like calcite—for which
twoofthepolarizabilities areequal (say, 011,=a,),andseeifyoucanunderstand
whyyouseedouble when youlook through such acrystal Ifyoucandothat,
thentrythehardest case, inwhich allthree a’saredifferent. Then youwillknow
whether youareuptothelevel ofagraduate student of1890. Inthischapter,
however, wewillconsider only isotropic substances
.‘Y
Er- _A‘ lg D El
I»W' it’, \' i<’;
_ ~'_“er atD
, _‘e, x
1' ~ '1 5
~il -_ Fig. 33-3. The propagation vectors
El'~. 3—' Ir,k’,and k”fortheincident, reflected,. J ‘ - \ n|
Weknow from experience that when aplane wave arrives attheboundary
between twodifferent materials say,airandglass, orwater andoil—there isa
wave reflected andawave transmitted Suppose weassume nomore than thatand
seewhat wecanwork out. Wechoose ouraxes with theyz-plane inthesurface
andthexy-plane perpendicular totheincident wave surfaces, asshown inFig.33-3.
33-3andtransmitted waves
-1y
iI
_-1"
IEy,.,15,2
\--‘
' >H. H2 x
Fig. 33-4. Aboundary condition
Ey;=E71isobtained from fl.Eds=O.Theelectric vector oftheincident wave canthen bewritten as
E,=E()e“"’T"'). (33.11)
Since kisperpendicular tothez-axis,
k-r=kxx+kyy. (3312)
Wewrite thereflected wave as
E,=E(,e“°"‘_""", (33.13)
sothat itsfrequency is65’,itswave number isk’,anditsamplitude isE(,.(We
know, ofcourse, thatthefrequency isthesame andthemagnitude ofkisthesame
asfortheincident wave, butwearenotgoing toassume even that. Wewillletit
come outofthemathematical machinery.) Finally, wewrite forthetransmitted
wave,
E,=E{)'e“°""_"""). (33.14)
Weknow thatoneofMaxwell’s equations gives Eq(33.9), soforeach ofthe
waves wehave
I N
3,Zfill, BrZ 3,Z5‘___>f/ E2. (33_|5)(.0 60 (.0
Also, ifwecalltheindexes ofthetwomedia n1andn2,wehave from Eq.(33.10)
22k2_k2+k2_w"i_—1 ii——c2—' (3316)
Since thereflected wave isinthesame material, then
k/2 _(0,211?__T , (33.17)
whereas forthetransmitted wave,
/22
kl/2Zf’:’I”__2.C2(33.18)
33-3 Theboundary conditions
Allwehave done sofaristodescribe thethree waves; ourproblem nowis
towork outtheparameters ofthereflected andtransmitted waves interms of
those oftheincident wave. How canwedothat? Thethree waves wehave de-
scribed satisfy Maxwell’s equations intheuniform material, butMaxwell’s equa-
tions must alsobesatisfied attheboundary between thetwodifferent materials.
Sowemust now look atwhat happens right attheboundary. Wewillfindthat
Maxwell‘s equations demand thatthethree waves fittogether inacertain way.
Asanexample ofwhat wemean, they-component oftheelectric fieldEmust
bethesame onboth sides oftheboundary. This isrequired byFaraday’s law,
6BVXE- —E, (33.19)
aswecanseeinthefollowing way. Consider alittle rectangular loop I‘which
straddles theboundary, asshown inFig33-4. Equation (33.19) saysthattheline
integral ofEaround I‘isequal totherateofchange ofthefluxofBthrough the
loop: _
6%E-ds =—--fB'nda.1‘ 6!
Now imagine thattherectangle isvery narrow, sothattheloop encloses anin-
finitesimal area. IfBremains finite (and there‘s noreason itshould beinfinite
attheboundary!) thefluxthrough thearea iszero Sothelineintegral ofEmust
33-4
bezero. IfE,,1andEH2arethecomponents ofthefield onthetwosides ofthe
boundary andifthelength oftherectangle isl,wehave
E,/1, _ E,)2l : 0
Of
E,,1 =E,,2, (33.20)
aswehave said. This gives iisonerelation among thefields ofthethree waves.
The procedtire ofworking outtheconsequences ofMaxwell’s equations at
theboundary iscalled “determining theboundary conditions.” Ordinarily, itis
done byfinding asmany equations likeEq.(3320)asonecan, bymaking argu-
ments about little rectangles likeFinFig.33-4, orbyusing little gaussian surfaces
thatstraddle theboundary Although thatisaperfectly good wayofproceeding,
itgives theimpression that theproblem ofdealing with aboundary isdifferent
forevery different physical problem
Forexample, inaproblem ofheatflow across aboundary, how arethetem-
peratures onthetwosides related? Well, youcould argue, foronething, thatthe
heatflow totheboundary from onesidewould have toequal theflow awa_i~ from
theother side. Itisusually possible, andgenerally quite useful, towork outthe
boundary conditions bymaking such physical arguments. There may betimes,
however, when inworking onsome problem youhave only some equations, and
youmaynotseeright away what physical arguments touse. Soalthough weare
atthemoment interested only inanelectromagnetic problem, where wecanmake
thephysical arguments, wewant toshow youamethod thatcanbeused forany
problem—-a general wayoffinding what happens ataboundary directly from the
C111T€l‘€l1[l£ll equations
Webegin bywriting alltheMaxwell equations foradielectr1c—and thistime
wearevery specific andwrite outexplicitly allthecomponents:
(-EZ__‘_?’5|)
6..++3"?)--(‘lpf+954+W?) (33.21) I.X (ly ii- d.\ 6y 02
4')B
“XE"—a
OE; ('lE,) _ dB,
(fl) ()2 -_ 0t
OE OE, GB”--'—---“-=—--- 3.2('12 Ox ('1! (3 2b)(33.22a)
9,5"_GE"I_35% (33226)().\‘ 6}’ at
\"‘B-0
951+fl?’+"1":-0 (3323> (l.\ ii)4 (JZ
> l6P (YE.~ B: _ ___
CV X F4) +
)(JB, 68,, 1OP, OE, 22 .~ ~__g :_, \ ,7 __4.
(<0)‘ dz) 6‘)(71+81‘ (3(1)
_,0B,_ (iii,_L919, 515,, 2
((OZ ilk‘) T G1) (CF + (91
.6B,, OB iaP 6E,~~Z--Zr =-fir Z 3.24‘<(ix dy) 6,,atTat (3 C)
33-5
O>
‘U‘Uto
(<1) /
0'710/
________.|,..___"___-__XF1= X_
REGION 3 REGION l REGION 2
AaP,
‘ax
ti
lb)
/,\1 >
X
(Cl
,\
Fig. 33-5. The fields inthetransition
region (3) between two different ma-
terials inregions (lland (2).>
XNow these equations must allhold inregion 1(totheleftoftheboundary)
andinregion 2(totheright oftheboundary). Wehave already written thesolu-
tions inregions 1and2.Finally, theymust alsobesatisfied intheboundary, which
wecancallregion 3.Although weusually think oftheboundary asbeing sharply
discontinuous, inreality itisnot. The physical properties change very rapidly
butnotinfinitely fast. Inanycase, wecanimagine thatthere isavery rapid, but
continuous, transition oftheindex between region 1and2,inashort distance we
cancallregion 3.Also, anyfield quantity likeP,,,orE,,,etc.,willmake asimilar
kind oftransition inregion 3.Inthisregion, thedifferential equations must still
besatisfied, anditisbyfollowing thedifferential equations inthisregion thatwe
canarrive attheneeded “boundary conditions.”
Forinstance, suppose thatwehave aboundary between vacuum (region 1)
andglass (region 2).There isnothing topolarize inthevacuum, soP1=0.
Let's saythere issome polarization P2intheglass. Between thevacuum andthe
glass there isasmooth, butrapid, transition Ifwelook atanycomponent of
P,sayPx,itmight vary asdrawn inFig.33—5(a). Suppose now wetake thefirst
ofourequations, Eq(33.21). Itinvolves derivatives ofthecomponents ofPwith
respect tox,y,and2.They-andz-derivatives arenotinteresting; nothing spec-
tacular ishappening inthose directions. Butthex-derivative ofP,willhave some
verylarge values inregion 3.because ofthetremendous slope ofP,.Thederivative
(JP,/6x willhave asharp spike attheboundary, asshown inFig.33-5(b). Ifwe
imagine squashing theboundary toaneven thinner layer, thespike would get
much higher Iftheboundary isreally sharp forthewaves weareinterested in,
themagnitude of6P,/6x inregion 3willbemuch, much greater than anycontribu-
tions wemight have from thevariation ofPinthewave away from theboundary-—
soweignore anyvariations other than those duetotheboundary.
Now howcanEq.(3321)besatisfied ifthere isawhopping bigspike onthe
right-hand side? Only ifthere isanequally whopping bigspike ontheother side.
Something ontheleft-hand sidemust alsobebig. Theonly candidate isGE,/6x,
because thevariations withyandzareonly those small eflects inthewave wejust
mentioned. So—e0(6E/6x) must beasdrawn inFig.33—5(c)—just acopy of
OP,/6x. Wehave that
6595-z__‘lPr06xT ox l
Ifweintegrate thisequation with respect toxacross region 3,weconclude that
5o(Ex2 _Em) :_(Px2 -'P11)‘ (33-25)
Inother words, thejump in(EOE, ingoing from region 1toregion 2must beequal
tothejump in—P,,.
Wecanrewrite Eq.(33.25) as
€0Ez2 +P12 :€()Ex1 Tl’P21,
which saysthatthequantity (e()E, +PI)hasequal values inregion 2andregion 1.
People say:thequantity (e(,E, +P,)iscontinuous across theboundary. Wehave,
inthisway, oneofourboundary conditions.
Although wetook asanillustration thecase inwhich P1waszero because
region 1wasavacuum, itisclear that thesame argument applies foranytwo
materials inthetworegions, soEq.(33.26) istrueingeneral.
Let’s now gothrough therestofMaxwell’s equations andseewhat each of
them tellsus.Wetake next Eq.(33.22a). There arenox-derivatives, soitdoesn’t
tellusanything. (Remember thatthefields themselves donotgetespecially large
attheboundary; only thederivatives with respect toxcanbecome sohuge that
they dominate theequation.) Next, welook atEq.(3322b). Ah‘ There isan
x-derivative! Wehave GE)/6x ontheleft-hand side. Suppose ithasahuge de-
rivative Butwait amoment! There isnothing ontheright-hand sidetomatch it
with; therefore E,cannot have anyjump ingoing from region 1toregion 2.
[Ifitdid,there would beaspike ontheleftofEq.(33.22a) butnone ontheright,
33-6
andtheequation would befalse ]Sowehave anewcondition:
E,2=E51. (33.27)
Bythesame argument, Eq(33.22c) gives
EU;=E,,1. (33.28)
Thislastresult isjustwhat wegotinEq.(3320)byalineintegral argument.
WegoontoEq.(3323) Theonly term thatcould have aspike isGB,/ox.
Butthere’s nothing ontheright tomatch it,soweconclude that
BF2 =B,1. (33.29)
OntothelastofMaxwell’s equations! Equation (3324a) gives nothing,
because there arenox-derivatives Equation (3323b) hasone, —c2 GB,/6x, but
again, there isnothing tomatch itwith. Weget
B22 =B21. (33.30)
Thelastequation isquite similar, andgives
B,,2=B!/1| (33.31)
Thelastthree equations gives usthat B)=B1. Wewant toemphasize,
however, that wegetthisresult only when thematerials onboth sides ofthe
boundary arenonmagnetic—or rather, when wecanneglect anymagnetic effects
ofthematerials. This canusually bedone formost materials, except ferromagnetic
opes (Wewilltreat themagnetic properties ofmaterials insome later chapters.)
EOur program hasnetted usthesixrelations between thefields inregion 1and
those inregion 2.Wehave putthem alltogether inTable 33-l. Wecannow use
them tomatch thewaves inthetworegions. Wewant toemphasize, however, that
theideawehave justused willwork inanyphysical situation inwhich youhave
differential equations andyou want asolution that crosses asharp boundary
between tworegions where some property changes. Forourpresent purposes,
wecould have easily derived thesame equations byusing arguments about the
fluxes andcirculations attheboundary. (You might seewhether youcangetthe
same result thatway.) Butnowyouhave seen amethod thatwillwork incaseyou
evergetstuck anddon't seeanyeasyargument about thephysics ofwhat ishappen-
ingattheboundary—you canjustwork with theequations.
33-4 Thereflected andtransmitted waves
Now weareready toapply ourboundary conditions tothewaves wewrote
down inSection 33-2. Wehad:
E,=E,,i»"“"’""I"-‘W’, (3332)
E,=E,',@”‘“"-"¥‘*"4"’, (33.33)
E,=E§,’e““’ ""1"-’°r”1 (33.34)
B,Z532-5’ . (33.35)
B,=_"lQ>i,_5. (33.36)OJ
l‘l'>§§i.CollB)= (3337)
Wehave onefurther bitofknowledge: Eisperpendicular toitspropagation
vector kforeach wave.
33-7Table 33-1
Boundary conditions atthesurface of
dielectric
(60Ei +Pl): I(60152 -f"P2);
(El)l/ =(E2)1i
(El): =(E2):
B1 =-B3
(The surface isintheyz-plane)
_Y
- I ‘ kn
l,k _ Br.‘ ' El
>E~
.r B,
.- >
x,k .
E,.~' ‘\suRFAcE
,B,1‘ .
"I'1F12
Fig. 33-6. Polarization ofthe re-
flected and transmitted waves when the
E-field oftheincident wave isperpendicu-
lartotheplane ofincidence.Theresults Willdepend onthedirection oftheE-vector (the“polarization”)
oftheincoming wave. Theanalysis ismuch simplified ifwe treat separately thecase
ofanincident wave with itsE-vector parallel tothe“plane ofincidence” (that is,
thexy-plane) andthecase ofanincident wave with theE-vector perpendicular to
theplane ofincidence. Awave ofanyother polarization isjustalinear conibina-
tionoftwosuch waves. Inother words, thereflected andtransmitted intensities
aredifferent fordifferent polarizations, anditiseasiest topick thetwosimplest
cases andtreat them separately.
Wewillcarry through theanalysis foranincoming wave polarized per-
pendicular totheplane ofincidence andthenjust giveyoutheresult fortheother.
Wearecheating alittle bytaking thesimplest case, buttheprinciple isthesame
forboth. Sowetake thatE,hasonly az-component, andsince alltheE-vectors
areinthesame direction wecanleave otlthevector signs.
Solong asboth materials areisotropic, theinduced oscillations ofcharges in
thematerial willalsobeinthez-direction, andtheE-field ofthetransmitted and
radiated waves willhave only z-components. Soforallthewaves, ExandE1,
andP,andPgarezero. Thewaves willhave their E-andB-vectors asdrawn in
Fig.33-6 (Wearecutting acorner here onouroriginal plan ofgetting everything
from theequations. This result would alsocome outoftheboundary conditions,
butwecansave alotofalgebra byusing thephysical argument When youhave
some spare time, seeifyoucangetthesame result from theequations. Itisclear
thatwhat wehave saidagrees with theequations; itlS]USl thatwehave notshown
thatthere arenoother possibilities.)
Now ourboundary conditions, Eqs. (3326)through (33.31), give relations
between thecomponents ofEandBinregions land2.Forregion 2wehave only
thetransmitted wave, butinregion 1wehave twowaves. Which onedoweuse?
Thefields inregion lare,ofcourse, thesuperposition ol‘thefields oftheincident
andreflected waves. (Since each satisfies Maxwell’s equations, sodoes thesum.)
Sowhen weusetheboundary conditions, wemust usethat
'E1=Et-l-Er, E2’-=Et,
andsimilarly fortheB's. \\
Forthepolarization weareconsidering, Eqs. (33.26) and(33.28) giveusno
newinformation; only Eq(33.27) isuseful. ltsaysthat
El + Er : E3
attheboundary, thatis,forx=0.Sowehave that
E0e1(wt--kl/1/) + E6et(ui'l—lrUt/) :Eti)/et(ui"t—Iti,'_i/)’
which must betrueforalltandforally. Suppose welook firstaty=O.Then we
have
Eoetwl + E6eL(4)//1 Ez,/elm’/I
This equation says that two oscillating terms areequal toathird oscillation.
That canhappen only ifalltheoscillations have thesame frequency. (ltisim-
possible forthree—or anynumber—of such terms with diflerent frequencies to
addtozero foralltimes.) So
w”=w’=w. (33.39)
Asweknew allalong, thefrequencies ofthereflected andtransmitted waves are
thesame asthatoftheincident wave.
Weshould really have saved ourselves some trouble byputting thatinatthe
beginning, butwewanted toshow youthatitcanalsobegotoutoftheequations.
When youaredoing arealproblem, itisusually thebestthing toputeverything you
know intotheworks right atthestart andsaveyourself alotoftrouble.
Bydefinition, themagnitude ofkisgiven byk2=n2¢-:2/(:2, sowehave also
thatk//2 k/2 k2
—~=J=< (33.40)ng nf nf
33-8
Now look atEq.(33.38) fort=0.Using again thesame kind ofargument
wehave Justmade, butthistime based onthefactthattheequation must hold
forallvalues ofy,wegetthat
kl,’=kl,1kg: (33.41)
From Eq.(33.40), k’2=kz,so
k;2+/<32=kg?+/<3.
Combining thiswith Eq.(33.41), wehave that
/<12I/<2),
orthat k’,==*=k,,. The positive sign makes nosense; that would notgive a
reflected wave, butanother incident wave, andwesaidatthestart thatwewere
solving theproblem ofonly oneincident wave. Sowehave
/<1.=-1<,. (3342)
Thetwoequations (33.41) and(33.42) giveusthattheangle ofreflection isequal
totheangle ofincidence, asweexpected. (See Fig.33-3 )Thereflected wave is
E,=E{,e““"_"""+"””). (33.43)
Forthetransmitted wave wealready have that
kg;=1<,,,and
/2 2
5L=5- (33.44)"5 "i’
sowecansolve these tofindk§,'.Weget
/<5,”=W-kg,"=/<2-k3. (33.45)i
Suppose foramoment thatn1and113arerealnumbers (that theimaginary
parts oftheindexes arevery small). Then allthek’sarealsorealnumbers, and
from Fig.33—3 wefindthat
k . k” .=sin0,, If=sin0,. (33.46)
From (33.44) wegetthat
n2sin0,=n1sin0,, (33.47)
which isSnell’s lawofrefraction—again, something wealready knew. lfthe
indexes arenotreal.thewave numbers arecomplex, andwehave touseEq.(33.45).
[Wecould stilldefine theangles 0,and0,byEq.(33.46), andSnell’s law,Eq.(33.47),
would betrueingeneral. Butthen the“angles” alsoarecomplex numbers, thereby
losing their simple geometrical interpretation asangles. Itisbestthen todescribe
thebehavior ofthewaves bytheir complex k,ork’,’values ]
Sofar,wehaven’t found anything new. Wehavejust hadthesimple-niinded
delight ofgetting some obvious answers from acomplicated mathematical ma-
chinery. Now weareready tofindtheamplitudes ofthewaves which wehave
notyetknown. Using ourresults forthe(v’sandk’s,theexponential factors in
Eq.(33.38) canbecancelled, andWeget
E0+El,=El)’. (3348)
Since both E(,andE{,'areunknown, Weneed onemore relationship. Wemust
useanother oftheboundary conditions. Theequations forE,andE,,arenohelp,
because alltheE'shave only az-component Sowemust usetheconditions on
B.Let’s tryEq.(3329):
B12 :Bz1-
33—9
.U
- -'H ll
.. .Er Kk_
.'Br._ B’
.'E;' ' >
I x
E ''. I k‘
.'B"I."‘\suRi=AcE
~ r
.>n." n2
Fig. 33-7. Polarization ofthewaves
when the E-field oftheincident wave is
parallel totheplane ofincidence.From Eqs. (33.35) through (33.37).
kE k§,E l<1’E,Brt :Tl/Tl’ Brr :TT/ll’ Bast :“L/T 'Cl) (.0 (J)
Recalling thatca”=w’=wandkj,’=k,',=k,,,wegetthat
E0+El)2El)’-
Butthisisjust Eq.(3348)alloveragain‘ We'vejust wasted time getting something
wealready knew.
Wecould tryEq.(33.30), Bzg=B21, butthere areno2-coniponents ofB‘
Sothere’s only oneequation left: Eq.(33.31), B,,2=B,,1. Forthethree waves.
k,,E, /<;E, "/<gE3,,=-~07». ByrI-457. By,=-~w,,’- (33.49)
Putting forE,,E,.andE,thewave expression forx=0(tobeattheboundary),
theboundary condition 1S
kx i(wif~lc,i/) 1i(w'i‘—le,"y) kin’ /1t(<ii"l—li"i/)G E06 l+ Z0‘; E(;€ J :(77 EUC U .
Again allw’sandkjsareequal, sothisreduces to
k,E,, +k}E(, =k§’E(,’. (33.50)
This gives usanequation fortheE’sthatisdifferent from Eq.(3348). With the
two, wecansolve forE6andE6’. Remembering thatkj:—k,, weget
k, /(QEl] I El)»
E61=__2fi__ E0_
kl‘+kt’ (3352)
These, together with Eq.(33.45) orEq.(3346)forkl’,giveuswhat wewanted to
know. Wewilldiscuss theconsequences ofthisresult inthenext section.
lfwebegin with awave polarized with itsE-vector parallel totheplane of
incidence, Ewillhave both x-andy-components. asshown inFig.33-7. The
algebra isstraightforward butmore complicated (The work canbesomewhat
reduced byexpressing things inthiscaseinterms ofthemagnetic fields, which are
allinthez-direction.) Onefinds that
2_2
{Ea=’%5”~~~1’~.il‘-5"IEOI (3353)/12/<3+niké’
and
lE6’l=—,-2”1””—‘-3 iE..i. (3354)43/<.+nikfii’
Let’s seewhether ourresults agree with those wegotearlier Equation (333)
istheresult weworked outinChapter 35ofVolume lfortheratio oftheintensity
ofthereflected wave totheintensity oftheincident wave Then, however, wewere
considering only realindexes Forrealindexes (and k’s), wecanwrite
wnk,=kcos 0,=-C—1cos0,,
wnk§,’=k”cos0,=-C-2cos0,
Substituting inEq.(33.51), wehave
E6 ll;cos0,—'12cos0,
E0 n1cos0,—l—n2@637, ’ (3355)
33-10
which does notlook thesame asEq.(33.3). Itwill, however, ifweuseSnell’s law
togetridofthen’s.Setting n2=n1sin0,/sin 0,.andmultiplying thenumerator
anddenominator bysin0,,weget
El,_cos0,sin0,—sin0.cos0,
E0 cos0,sin0,—l—sin0,cos0,
The numerator anddenominator arejUSt thesines of(0,—0,)and(0,—l—0,);
weget
El) _Sin (61 _' 66)
E0—sin('t§,>7-l—?,) (3356)
Since Er’,andE0areinthesame material, theintensities areproportional tothe
squares oftheelectric fields, andwegetthesame result asbefore. Similarly, Eq.
(33.53) isthesame asEq.(33.4).
Forwaves which arrive atnormal incidence, 0,=Oand0,=0.Equation
(33.56) gives O/0, which isnotvery useful. Wecan, however, goback toEq.
(33.55), which gives
I7‘ El)>2 (/11 —"2>2-=- =—--— - 33.57It (Eu "1'l'"2 ( )
This result, naturally, applies for“either” polarization, since fornormal incidence
there isnospecial “plane ofincidence.”
33-5 Reflection from metals
Wecannow useourresults tounderstand theinteresting phenomenon of
reflection from metals. Why isitthatmetals areshiny? Wesawinthelastchapter
thatmetals have anindex ofrefraction which, forsome frequencies, hasalarge
imaginary part. Let’s seewhat wewould getforthereflected intensity when light
shines from air(with n=1)onto amaterial with n=—ll’l1. Then Eq.(33.55)
gives (fornormal incidence)
.§§I:lei?l”1.E0 l* lit]
Fortheintensity ofthereflected wave, wewant thesquare oftheabsolute values
ofE5andEU:
QZliar2U+I, lE(,|3 |1—ll’l1l2
or
112Lilli? _1
11 l+n?(33ss)
Foramaterial with anindex which isapure imaginary number, there is100per-
centreflection‘
Metals donotreflect 100percent, butmany doreflect visible light very well.
lriother words, theimaginary partoftheir indexes isverylarge Butwehave seen
thatalarge imaginary part oftheindex means astrong absorption. Sothere 1Sa
general rulethatifanymaterial getstobeaverygood absorber atanyfrequency.
thewaves arestrongly reflected atthesurface andvery little getsinside tobeab-
sorbed You canseethiseffect with strong dyes Pure crystals ofthestrongest
dyeshave a“metallic” shine. Probably youhave noticed thatattheedge ofabottle
ofpurple inkthedried dyewillgiveagolden metallic reflection, orthatdried red
inkwillsometimes give agreenish metallic reflection. Redinkabsorbs outthe
greens oftransmitted light, soiftheinkisveryconcentrated, itwillexhibit astrong
surface reflection forthefrequencies ofgreen light.
You caneasily show thiseffect bycoating aglass plate with redinkand
letting itdry. Ifyoudirect abeam ofwhite light attheback oftheplate, asshown
inFig.33-8, there willbeatransmitted beam ofredlight andareflected beam of
green light.
33-11l/,/
\)\\ \\\ .\ ,RED
2;/7 /’ 'GLASS PLATE
DRIED RED INK
Fig. 33-8. Amaterial which absorbs
light strongly atthe frequency walso
reflects light ofthat frequency.
(~_.'|'.lY |Ey|
4 \
"-\.~
\ ..
i
s1
Y j
1 X ‘_'I/k~..)\o x
i ‘ I
\
\
AtI
\ I)
,.
‘n| n2
, _
\
/ i
i v - 1
V
I 1‘ I
i
i
i
3 ‘ A \
. .i .1 . ~ A I
.‘.n,= n‘.i.n2=0 nsin .
Fig. 33-10. Ifthere isasmall gap,
internal reflection isnot"total"; atrans-
mitted wave appears beyond thegap.Fig. 33-9. Total internal reflection.
33-6 Total internal reflection
Iflight goes from amaterial likeglass, with arealindex llgreater than l.
toward, say,air.with anindex n2equal to1,Snell's lawsaysthat
sin0,=nsin0,.
Theangle 0,ofthetransmitted wave becomes 90°when theincident angle 0,is
equal tothe“critical angle" 0,given by
nsin0,=1. (33.59)
What happens for0,greater than thecritical angle‘? You know thatthere istotal
internal reflection. Buthowdoes thatcome about"
Let's goback toEq(33.45) which gives thewave nuinbei kl’forthetrans-
mitted wave. Wewould have)
-> k 3
/<j"=W—l<,J.
Now k,,=ksin 0,andk=om/c, so
~>. Q)“ 1 .
kf=F(i-ifSH123,).
lfiisin0,1Sgreater than one, l<§’2isnegative andk',’isapure imaginary, say
=*=I/(1. You know bynow what thatmeans‘ The“transmitted” wave (Eq. 33.34)
willhave theform
El2E6,eiii,3ei(ai_i.,,y)_
The wave amplitude either grows ordrops offexponentially with increasing x.
Clearly, what wewant here isthenegative sign. Then theamplitude ofthewave
totheright oftheboundary willgoasshown inFig.33-9. Notice thatA,isof
theorder to/c—which isA...thefree-space wavelength ofthelight. When light is
totally reflected from theinside ofaglass-air surface, there arefields intheair.
butthey extend beyond thesurface only adistance oftheorder ofthewavelength
ofthelight
Wecannowseehowtoanswer thefollowing question: lfalight wave inglass
arrives atthesurface atalarge enough angle, itisreflected, ifanother piece of
glass isbrought uptothesurface (sothatthe“surface” ineffect disappears) the
light istransmitted. Exactly when does thishappen‘? Surely there must becon-
tinuous change froni total reflection tonoreflection‘ Theanswer, ofcourse, is
thatiftheairgapissosmall thattheexponential tailofthewave intheairhasan
appreciable strength atthesecond piece ofglass, itwillshake theelectrons there
andgenerate anewwave, asshown inFig.33-10. Some light willbetransmitted.
(Clearly, oursolution isincomplete, weshould solve alltheequations again fora
thinlayer ofairbetween tworegions ofglass.)
33-12
lllll(<1) A.’
TRANSMITTER DETECTOR DETECTOR8
__ lC _,_illlll)llLl illlllll B‘
(bl i ()
TRANSMITTER DETECTOR DETECTOR TRANSMITTER DETECTOR DETECTOR
Fig. 33-l l.Ademonstration ofthepenetration ofinternally reflected waves.
This transmission effect canbeobserved with ordinary light only iftheair
gapisvery small (oftheorder ofthewavelength oflight, likel0”5 cm), butitis
easily demonstrated with three-centimeter waves. Then theexponentially de-
creasing field extends several centimeters. Amicrowave apparatus thatshows the
effect isdrawn inFig.33-11 Waves from asmall three-centimeter transmitter are
directed ata45°prism ofparaffin. Theindex ofrefraction ofparaffin forthese
frequencies is1.50, andtherefore thecritical angle is4l.5°. Sothewave istotally
reflected from the45°face and ispicked upbydetector A,asindicated in
Fig.33-l1(a). Ifasecond paraffin prism isplaced incontact with thefirst, as
shown inpart(b)ofthefigure, thewave passes straight through andispicked up
atdetector B.Ifagapofafewcentimeters isleftbetween thetwoprisms, asin
part (c).there areboth transmitted andreflected waves. Theelectric field outside
the45°faceoftheprism inFig.33-ll(a) canalso beshown bybringing detector
Btowithin afewcentimeters ofthesurface.
33-13
34
The Magnetism ofMatter
34-1 Diamagnetism andparamagnetism
Inthischapter wearegoing totalkabout themagnetic properties ofmaterials.
Thematerial which hasthemost striking magnetic properties is,ofcourse, iron.
Similar magnetic properties areshared alsobytheelements nickel, cobalt, and-at
sufliciently lowtemperatures (below l6°C)—by gadolinium, aswellasbyanumber
ofpeculiar alloys. That kind ofmagnetism, called ferromagnetism, issufliciently
striking andcomplicated that wewilldiscuss itinaspecial chapter. However,
allordinary substances doshow some magnetic eflects, although very small
ones-a thousand toamillion times lessthan theeffects inferromagnetic materials.
Here wearegoing todescribe ordinary magnetism, thatistosay.themagnetism
ofsubstances other than theferromagnetic ones.
This small magnetism isoftwokinds. Some materials areattracted toward
magnetic fields; others arerepelled. Unlike theelectrical effect inmatter, which
always causes dielectrics tobeattracted, there aretwo signs tothemagnetic
effect. These twosigns canbeeasily shown with thehelpofastrong electromagnet
which hasonesharply pointed pole piece andoneflatpole piece, asdrawn in
Fig.34-1. Themagnetic fieldismuch stronger near thepointed pole than near the
flatpole. Ifasmall piece ofmaterial isfastened toalong string andsuspended
between thepoles, there will, ingeneral, beasmall force onit.This small force
canbeseenbytheslight displacement ofthehanging material when themagnet
isturned on.Thefewferromagnetic materials areattracted very strongly toward
thepointed pole; allother materials feelonly averyweak force. Some areweakly
attracted tothepointed pole; andsome areweakly repelled.
STRING
___ SMALL PIECE OFMATERIAL
V/ ¢//44The effect ismost easily seen with asmall cylinder ofbismuth, which is
repelled from thehigh-field region. Substances which arerepelled inthiswayare
called diamagnetic. Bismuth isoneofthestrongest diamagnetic materials, but
even with it,theeffect isstillquite weak. Diamagnetism isalways very weak.
Ifasmall piece ofaluminum issuspended between thepoles, there isalsoaweak
force, buttoward thepointed pole. Substances likealuminum arecalled para-
magnetic. (Insuch anexperiment, eddy-current forces arise when themagnet is
turned onandoff,andthese cangive offstrong impulses. You must becareful
tolook forthenetdisplacement after thehanging object settles down.)s
.\\\
34-134-1 Diamagnetism and
paramagnetism
34-2 Magnetic moments andangular
momentum
34-3 Theprecession ofatomic
magnets
34-4 Diamagnetism
34-5 Larmor’s theorem
34-6 Classical physics gives neither
diamagnetism nor
paramagnetism
34-7 Angular momentum inquantum
mechanics
34-8 Themagnetic energy ofatoms
Review: Section 15-l, “The forces on
acurrent loop; energy ofa
dipole.”
Fig. 34-1. Asmall cylinder ofbis-
muth isweakly repelled bythesharp pole;
apiece ofaluminum isattracted.
Wewant now todescribe briefly themechanisms ofthese two effects.
First, inmany substances theatoms have nopermanent magnetic moments,
orrather, allthemagnets within each atom balance outsothatthenetmoment
oftheatom iszero. Theelectron spins andorbital motions allexactly balance
out,sothatanyparticular atom hasnoaverage magnetic moment. Inthese cir-
cumstances, when youturn onamagnetic field little extra currents aregenerated
inside theatom byinduction. According toLenz’s law, these currents arein
such adirection astooppose theincreasing field. Sotheinduced magnetic mo-
ments oftheatoms aredirected opposite tothemagnetic field. This istheiiiech-
anism ofdiamagnetism.
Then there aresome substances forwhich theatoms dohave apermanent
magnetic moment—in which theelectron spins andorbits have anetcirculating
current thatisnotzero Sobesides thediamagnetic effect (which isalways present),
there isalsothepossibility oflining uptheindividual atomic magnetic moments
Inthiscase, themoments trytolineupwith themagnetic field (inthewaythe
permanent dipoles ofadielectric arelined upbytheelectric field), andtheinduced
magnetism tends toenhance themagnetic field. These aretheparamagnetic sub-
stances. Paramagnetism isgenerally fairly weak because thelining-up forces are
relatively small compared with theforces from thethermal motions which tryto
derange theorder. Italsofollows thatparamagnetism isusually sensitive tothe
temperature (The paramagnetism arising from thespins oftheelectrons re-
sponsible forconduction inametal constitutes anexception. Wewillnotbe
discussing thisphenomenon here.) Forordinary paramagnetism, thelower the
temperature, thestronger theeffect. There ismore lining-up atlowtemperatures
when thederanging effects ofthecollisions areless. Diamagnetism, ontheother
hand, ismore orlessindependent ofthetemperature. lnanysubstance with built-in
magnetic moments there isadiamagnetic aswellasaparamagnetic effect, butthe
paramagnetic efliect usually dominates.
InChapter llwedescribed aferroelectric material, inwhich alltheelectric
dipoles getlined upbytheir ownmutual electric fields ltisalsopossible toimagine
themagnetic analog offerroelectricity, inwhich alltheatomic moments would
lineupandlock together. Ifyoumake calculations ofhow thisshould happen,
youwillfindthatbecause themagnetic forces aresomuch smaller than theelectric
forces, thermal motions should knock outthisalignment even attemperatures as
lowasafewtenths ofadegree Kelvin. Soitwould beimpossible atroom tempera-
turetohave anypermanent lining upofthemagnets.
Ontheother hand, thisisexactly what does happen iniron—it does getlined
up.There isaneffective force between themagnetic moments ofthedifferent atoms
ofironwhich ismuch, much greater than thedirect magnetic interaction Itisan
indirect effect which canbeexplained only byquantum mechanics. Itisabout
tenthousand times stronger than thedirect magnetic interaction, andiswhat lines
upthemoments inferromagnetic materials. Wediscuss thisspecial interaction
inalater chapter.
Now thatwehave tried togiveyouaqualitative explanation ofdianiagnetism
andparamagnetism, wemust correct ourselves andsaythat iiISnotpossible to
understand themagnetic effects ofmaterials inanyhonest way from thepoint
ofview ofclassical physics. Such magnetic effects areacompletely quantum-
mechanical phenomenon. Itis,however, possible tomake some plioney classical
arguments andtogetsome idea ofwhat isgoing on. Wemight putitthisway.
You canmake some classical arguments andgetguesses astothebehavior ofthe
material, butthese arguments arenot“legal” inanysense because itisabsolutely
essential that quantum mechanics beinvolved inevery oneofthese magnetic
phenomena. Ontheother hand, there aresituations, such asinaplasma ora
region ofspace with many freeelectrons, where theelectrons doobey thelaws
ofclassical mechanics Andinthose circumstances, some ofthetheorems from clas-
sical magnetism areworth while Also, theclassical arguments areofsome value
forhistorical reasons. Thefirstfewtimes thatpeople were abletoguess attheincan-
ingandbehavior ofmagnetic materials, they used classical arguments Finally,
aswehave already illustrated, classical mechanics cangiveussome useful guesses
34-2
astowhat might happen—even though thereally honest waytostudy thissubject
would betolearn quantum mechanics firstandthen tounderstand themagnetism
interms ofquantum mechanics.
Ontheother hand, wedon’t want towaituntilwelearn quantum mechanics
inside outtounderstand asimple thing likediamagnetism Wewillhave to
leanontheclassical mechanics askind ofhalfshowing what happens, realizing,
however, thatthearguments arereally notcorrect. Wetherefore make aseries of
theorems about classical magnetism thatwillconfuse youbecause they willprove
different things. Except forthelasttheorem, every oneofthem Wlllbewrong
Furthermore, theywillallbewrong asadescription ofthephysical world, because
quantum mechanics isleftout.
34-2 Magnetic moments andangular momentum
Thefirsttheorem wewant toprove from classical mechanics isthefollowing:
Ifanelectron ismoving inacircular orbit (forexample, revolving around anucleus
under theinfluence ofacentral force), there isadefinite ratio between themagnetic
moment andtheangular momentum. Let’s callJtheangular momentum and
p.themagnetic moment oftheelectron intheorbit. Themagnitude oftheangular
momentum isthemass oftheelectron times thevelocity times theradius (See
Fig.34-2.) Itisdirected perpendicular totheplane oftheorbit.
J=mvr. (34.1)
(This is.ofcourse, anonrelativistic formula. butitisagood approximation for
atoms, because fortheelectrons involved v/cisgenerally oftheorder ofe2/he =
l/137, orabout lpercent)
Themagnetic moment ofthesame orbit isthecurrent times thearea. (See
Section l4—5 )Thecurrent isthecharge perunittime which passes anypoint on
theorbit, namely, thecharge qtimes thefrequency ofrotation. Thefrequency isthe
velocity divided bythecircumference oftheorbit; so
I)
I: q21rr
TheareaisTrrz,sothemagnetic moment is
M=9”’ (342)
Itisalsodirected perpendicular totheplane oftheorbit. SoJandptareinthe
same direction:
M=%J(Orbit). (34.3)
Their ratio depends neither onthevelocity norontheradius. Foranyparticle
moving inacircular orbit themagnetic moment isequal toq/2m times theangular
momentum. Foranelectron, thecharge isnegative——we cancallit—q,; sofor
anelectron
MI-29;/EJ(electron Ofblll). (34.4)
That’s what wewould expect classically and, miraculously enough, itisalso
truequantum-mechanically lt’soneofthose things. However, ifyoukeep going
with theclassical physics, youfindother places where itgives thewrong answers,
anditisagreat game totrytoremember which things areright andwhich things
arewrong. Wemight aswell give youimmediately what istrue ingeneral in
quantum mechanics. First, Eq.(344)istruefororbiial motion, butthat’s notthe
only magnetism thatexists. Theelectron alsohasaspin rotation about itsown
axis(something liketheearth rotating onitsaxis), andasaresult ofthatspinit
hasboth anangular momentum andamagnetic moment Butforreasons thatare
purely quantum—mechanical—there isnoclassical explanation—the ratio of;.t
34—3J
P-
V
"liq
Fig. 34-2. Foranycirculcir orbit the
magnetic moment ;tisq/2m times the
ongulor momentum J.
toJfortheelectron spinistwice aslarge asitisfororbital motion ofthespinning
electron:
M=~J(electroii spin). (345)
Inanyatom there are,generally speaking, several electrons andsome combina-
tionofspinandorbit rotations which builds upatotal angular momentum anda
total magnetic moment. Although there isnoclassical reason whyitshould beso,
itisalways trueinquantum mechanics that(foranisolated atom) thedirection of
themagnetic moment 1Sexactly opposite tothedirection oftheangular momentum.
Theratio ofthetwoisnotnecessarily either —q,,/m or—q,/2m, butsomewhere in
between, because there isamixture ofthecontributions from theorbits andthe
spins. Wecanwrite
M=—g(2%)1, (34.6)
where gisafactor which ischaracteristic ofthestate oftheatom. Itwould be1
forapure orbital moment, or2forapure spin moment, orsome other number
inbetween foracomplicated system likeanatom. This formula does not,ofcourse,
tellusverymuch. Itsaysthatthemagnetic moment isparallel totheangular mo-
mentum, butcanhave anymagnitude. Theform ofEq.(34.6) isconvenient, how-
ever, because g—called the“Landé g-factor"—is adimensionless constant whose
magnitude isoftheorder ofone. Itisoneofthe]ObS ofquantum mechanics to
predict theg-factor foranyparticular atomic state.
You might also beinterested inwhat happens innuclei. Innuclei there are
protons andneutrons which may move around insome kind oforbit andatthe
same time, likeanelectron, have anintrinsic spin. Again themagnetic moment
isparallel totheangular momentum. Only now theorder ofmagnitude ofthe
ratio ofthetwoiswhat youwould expect foraproion going around inacircle,
with minEq.(34.3) equal totheproton mass Therefore itisusual towrite for
nuclei
qt»
~Age.>1» wewhere mpisthemass oftheproton, andg—called thenuclear g-factor—-is anumber
near one, tobedetermined foreach nucleus.
Another important difference foranucleus isthatthespinmagnetic moment
oftheproton does nothave ag-factor of2,astheelectron does Foraproton,
g=2(279). Surprisingly enough, theneutron alsohasaspinmagnetic moment,
anditsmagnetic moment relative toitsangular momentum is2(—l.93). The
neutron, inother words, isnotexactly “neutral” inthemagnetic sense. ltislike
alittle magnet, andithasthekind ofmagnetic moment thatarotating negative
charge would have.
34-3 Theprecession ofatomic magnets
Oneoftheconsequences ofhaving themagnetic moment proportional tothe
angular momentum isthatanatomic magnet placed inamagnetic fieldwillprecess.
First wewillargue classically. Suppose that wehave themagnetic moment ;.t
suspended freely inauniform magnetic field. Itwillfeelatorque T,equal to
/4XB,which tries tobring itinlinewith thefield direction Buttheatomic
magnet isagyroscope—it hastheangular momentum J.Therefore thetorque
duetothemagnetic fieldwillnotcause themagnet tolineup.Instead, themagnet
willprecess, aswesawwhen weanalyzed agyroscope inChapter 20ofVolume I.
Theangular momentum—and with itthemagnetic moment——precesses about an
axisparallel tothemagnetic field. Wecanfindtherateofprecession bythesame
method weused inChapter 20ofthefirstvolume.
Suppose thatinasmall time A!theangular momentum changes from JtoJ’,
asdrawn inFig.34~3, staying always atthesame angle 6with respect tothedirec-
tionofthemagnetic field B.Let’s callmptheangular velocity oftheprecession,
sothatinthetime Artheangle ofprecession iswpAt.From thegeometry ofthe
34-4
figure, weseethatthechange ofangular momentum inthetime Atis
AJ=(Jsin6)(w,, At).
Sotherateofchange oftheangular momentum is
5%=w,,Jsin6, (34.8)
which must beequal tothetorque:
1'=,aBsin0. (34.9)
Theangular velocity ofprecession isthen
wp=B. (34.10)
Substituting it/Jfrom Eq.(34.6), weseethatforanatomic system
CB(407)=g%;, (34.11)
theprecession frequency isproportional toB.Itishandy toremember that
foranatom (orelectron)
wej,,=Zr=(1.4megacycles/gauss)gB, (34.12)
andthatforanucleus
wef,,=Z?=(0.76 kilocycles/gauss)gB. (34.13)
(The formulas foratoms andnuclei aredifferent only because ofthedifferent
conventions forgforthetwocases.)
According tothecla.s'sical theory, then, theelectron orbits—and spins——in
anatom should precess inamagnetic field. Isitalsotruequantum-mechanically?
Itisessentially true, butthemeaning ofthe“precession” isdiflferent. Inquantum
mechanics onecannot talkabout thedirection oftheangular momentum inthe
same sense asonedoes classically, nevertheless, there isavery close analogy——so
close thatwecontinue tocallit“precession.” Wewilldiscuss itlater when wetalk
about thequantum-mechanical point ofview.
34-4 Diamagnetism
Next wewant tolook atdiamagnetism from theclassical point ofview. It
canbeworked outinseveral ways, butoneofthenice ways isthefollowing.
Suppose thatweslowly turn onamagnetic field inthevicinity ofanatom. As
themagnetic field changes anelectric field isgenerated bymagnetic induction.
From Faraday’s law, thelineintegral ofEaround anyclosed path istherateof
change ofthemagnetic fluxthrough thepath. Suppose wepick apath Fwhich 1S
acircle ofradius rconcentric with thecenter oftheatom, asshown inFig.34~4.
Theaverage tangential electric field Earound thispath isgiven by
E21rr=—z€(B1rr2),
andthere isacirculating electric field whose strength is
E_ rdB
2dt
Theinduced electric field acting onanelectron intheatom produces atorque
equal to—qeEr, which must equal therateofchange oftheangular momentum
dJ/dz: d 2dB
J_qer
at“TE‘ (3“"“‘)
34-5/Jl$,'n0
J
AJ
W9C)
9
B
Fig. 34-3. Anobiect with angular
momentum Jand aparallel magnetic
moment ptplaced inamagnetic field B
precesses with theangular velocity nip.
B
/ Path1"
\\\
Fig. 34-4. The induced electric
forces ontheelectrons inanatom.
Integrating with respect totime from zerofield, wefindthatthechange inangular
momentum duetoturning onthefield is
r2
AJ=13-B. (34.15)
This istheextra angular momentum from thetwist given totheelectrons asthe
field isturned on.
This added angular momentum makes anextra magnetic moment which,
because itisanorbital motion, isjust—q,/2m times theangular momentum. The
induced diamagnetic moment is
__a __£?5:2. an_2mAJ_4mB. (34.16)
Theminus sign(asyoucanseeisright byusing Lenz’s law) means thattheadded
moment isopposite tothemagnetic field.
Wewould liketowrite Eq(34.16) alittle differently. Ther2which appears
istheradius from anaxisthrough theatom parallel toB,soifBisalong thez-direc-
tion, itisx2+y2.Ifweconsider spherically symmetric atoms (oraverage over
atoms with their natural axes inalldirections) theaverage ofxi—l—yzis2/3of
theaverage ofthesquare ofthetrueradial distance from thecenter point ofthe
atom. Itistherefore usually more convenient towrite Eq.(34.16) as
2
A/3=~5%<r2>...B. (34.17)
Inanycase, wehave found aninduced atomic moment proportional tothe
magnetic fieldBandopposing it.Thisisdiamagnetism ofmatter. Itisthismagnetic
effect thatisresponsible forthesmall force onapiece ofbismuth inanonuniform
magnetic field. (You could compute theforce byworking outtheenergy ofthe
induced moments inthefield andseeing how theenergy changes asthematerial
ismoved intooroutofthehigh-field region.)
Wearestillleftwith theproblem: What isthemean square radius, (r2)_,.?
Classical mechanics cannot supply ananswer. Wemust goback andstart over
with quantum mechanics. Inanatom wecannot really saywhere anelectron is,
butonly know theprobability thatitwillbeatsome place lfweinterpret (r2)_,,
tomean theaverage ofthesquare ofthedistance from thecenter fortheprobability
distribution, thediamagnetic moment given byquantum mechanics is_]USt the
same asformula (34.17). This equation, ofcourse, isthemoment foroneelectron.
Thetotal moment isgiven bythesum over alltheelectrons intheatom. The
surprising thing isthat theclassical argument andquantum mechanics givethe
same answer, although, asweshall see,theclassical argument thatgives Eq.(34.17)
isnotreally valid inclassical mechanics.
Thesame diamagnetic effect occurs even when anatom already hasaperma-
nent moment. Then thesystem willprecess inthemagnetic field. Asthewhole
atom precesses, ittakes upanadditional small angular velocity, andthat slow
turning gives asmall current which represents acorrection tothemagnetic moment.
This isjust thediamagnetic effect represented inanother way. Butwedon't
really have toworry about that when wetalkabout paramagnetism. Ifthedia-
magnetic effect isfirstcomputed, aswehave done here, wedon’t have toworry
about thefactthatthere isanextra little current from theprecession. That has
already been included inthediamagnetic term.
34-5 Larmor’s theorem
Wecanalready conclude something from ourresults sofar First ofall,in
theclassical theory themoment piwasalways proportional toJ,with agiven con-
stant ofproportionality foraparticular atom There wasn’t anyspin ofthe
electrons, andtheconstant ofproportionality wasalways —q,,/2m; thatistosay,
inEq.(34.6) weshould setg=1.Theratio ofatoJwasindependent ofthein-
ternal motion oftheelectrons. Thus, according totheclassical theory, allsystems
34~6
ofelectrons would precess with thesame angular velocity. (This isnottrue in
quantum mechanics.) This result isrelated toatheorem inclassical mechanics
thatwewould nowliketoprove Suppose wehave agroup ofelectrons which are
allheldtogether byattraction toward acentral point—as theelectrons areattracted
byanucleus. Theelectrons willalsobeinteracting with each other, andcan, in
general, have complicated motions. Suppose you have solved forthemotions
withnomagnetic field andthen want toknow what themotions would bewitha
weak magnetic field. The theorem says that themotion with aweak magnetic
fieldisalways oneoftheno-field solutions with anadded rotation, about theaxis
ofthefield, with theangular velocity ail,=qeB/2m. (This isthesame astop,
ifg=1.)There are,ofcourse, many possible motions. The point isthat for
every motion without themagnetic field there isacorresponding motion inthe
field, which istheoriginal motion plusauniform rotation This iscalled Larmor’s
theorem, andcu1,iscalled theLarmor frequency.
Wewould liketoshow how thetheorem canbeproved, butwewillletyou
work outthedetails. Take, first, oneelectron inacentral force field. Theforce on
itisjustF(r), directed toward thecenter. Ifwenow turn onauniform magnetic
field, there isanadditional force, qvXB;sothetotal force is
F(r)+qv><B. (34.18)
Now let’slook atthesame system from acoordinate system rotating with angular
velocity toabout anaxisthrough thecenter offorce andparallel toB.This isno
longer aninertial system, sowehave toputintheproper pseudoforces——the cen-
trifugal andCoriolis forces wetalked about inChapter 19ofVolume I.Wefound
there thatinaframe rotating withangular velocity ai,there isanapparent tangential
force proportional to1),,theradial component ofvelocity:
F,=—2mw1i, (34.19)
And there isanapparent radial force which isgiven by
F,=mwzr —l—21110311,, (3420)
where 11,isthetangential component ofthevelocity, measured intherotating
frame. (The radial component B,forrotating andinertial frames isthesame )
Now forsmall enough angular velocities (that is,ifwr<<0,),wecanneglect
thefirstterm (centrifugal) inEq.(34.20) incomparison with thesecond (Coriolis)
Then Eqs. (34.19) and(34.20) canbewritten together as
F=—2mw ><v. (34.21)
Ifwenow combine arotation andamagnetic field, wemust addtheforce in
Eq.(34.21) tothatinEq(34.18). Thetotal force is
F(t)+qv><B+2mv><w (34.22)
[wereverse thecross product andthesign ofEq.(3421)togetthelastterm].
Looking atourresult, weseethatif
Zmw =—qB
thetwoterms ontheright cancel, andinthemoving frame theonly force isF(r).
Themotion oftheelectron isjustthesame aswith nomagnetic field—and, of
course, norotation. Wehave proved Larmor’s theorem foroneelectron. Since
theproof assumes asmall w,italsomeans thatthetheorem istrueonly forweak
magnetic fields. Theonly thing wecould askyoutoimprove onistotake thecase
ofmany electrons mutually interacting with each other, butallinthesame central
field, andprove thesame theorem. Sonomatter howcomplex anatom is,ifithas
acentral field thetheorem istrue. Butthat’s theendoftheclassical mechanics,
because itisn’t trueinfactthatthemotions precess inthatway. Theprecession
frequency wpofEq.(34.11) isonly equal to60Lifghappens tobeequal tol.
34-7
34-6 Classical physics gives neither diamagnetism norparamagnetism
Now wewould liketodemonstrate that according toclassical mechanics
there canbenodiamagnetism andnoparamagnetism atall.Itsounds crazy—first,
wehave proved that there areparamagnetism, diamagnetism, precessing orbits,
andsoon,andnowwearegoing toprove thatitisallwrong. Yesl~We aregoing
toprove thatifyoufollow theclassical mechanics farenough, there arenosuch
magnetic effects——they allcancel out. Ifyoustart aclassical argument inacertain
place anddon’t gofarenough, youcangetanyanswer youwant. Buttheonly
legitimate andcorrect proof shows thatthere isnomagnetic effect whatever.
Itisaconsequence ofclassical mechanics thatifyouhave anykind ofsystem~
agaswith electrons, protons, andwhatever—kept inaboxsothatthewhole thing
can’t turn, there willbenomagnetic effect. Itispossible tohave amagnetic effect
ifyouhave anisolated system, likeastarheld together byitself, which canstart
rotating when youputonthemagnetic field. Butifyouhave apiece ofmaterial
thatisheld inplace sothatitcan’t start spinning, then there willbenomagnetic
effects. What wemean byholding down thespin issummarized thisway: Ata
given temperature wesuppose thatthere isonly onestate ofthermal equilibrium
Thetheorem then saysthatifyouturnonamagnetic field andwait forthesystem
togetintothermal equilibrium, there willbenoparamagnetism ordianiagnetism——
there willbenoinduced magnetic moment. Proof: According tostatistical nie-
chanics, theprobability thatasystem willhave anygiven state ofmotion ispro-
portional toe_U/I”, where Uistheenergy ofthatmotion. Now what istheenergy
ofmotion? Foraparticle moving inaconstant magnetic field, theenergy isthe
ordinary potential energy plus mag/2, with nothing additional forthemagnetic
field. [You know thattheforces from electromagnetic fields areq(E+vXB),
andthattherateofwork F-visjustqE~v,which isnotaffected bythemagnetic
field ]Sotheenergy ofasystem, whether itisinamagnetic field ornot,isalways
given bythekinetic energy plusthepotential energy. Since theprobability ofany
motion depends onlyontheenergy—that is,onthevelocity andposition—it is
thesame whether ornotthere isamagnetic field. Forthermal equilibrium, there-
fore, themagnetic fieldhasnoeffect. lfwe have onesystem inabox,andthenhave
another system inasecond box, thistime with amagnetic field, theprobability
ofanyparticular velocity atanypoint inthefirstboxisthesame asinthesecond.
Ifthefirstboxhasnoaverage circulating current (which itwillnothave ifitisin
equilibrium with thestationary walls), there isnoaverage magnetic moment.
Since inthesecond boxallthemotions arethesame, there isnoaverage magnetic
moment there either. Hence, ifthetemperature iskept constant andthermal
equilibrium isre-established after thefield isturned on,there canbenomagnetic
moment induced bythefie1d—according toclassical mechanics. Wecanonlygeta
satisfactory understanding ofmagnetic phenomena from quantum mechanics.
Unfortunately, wecannot assume thatyouhave athorough understanding of
quantum mechanics, sothisishardly theplace todiscuss thematter. Ontheother
hand, wedon’t always have tolearn something firstbylearning theexact rules and
then bylearning how they areapplied indifferent cases. Almost every subject
thatwehave taken upinthiscourse hasbeen treated inadifferent way. Inthe
case ofelectricity, wewrote theMaxwell equations on“Page One” andthen de-
duced alltheconsequences. That’s oneway. Butwewillnotnowtrytobegin anew
"Page One,” writing theequations ofquantum mechanics anddeducing everything
from them Wewilljusthave totellyousome oftheconsequences ofquantum
mechanics, before youlearn where they come from. Sohere wego.
34»-7 Angular momentum inquantum mechanics
Wehave already given youarelation between themagnetic moment andthe
angular momentum. That’s pleasant. Butwhat dothemagnetic moment andthe
angular momentum mean inquantum mechanics? Inquantum mechanics itturns
outtobebesttodefine things likemagnetic moments interms oftheother con-
cepts such asenergy, inorder tomake surethatoneknows what itmeans. Now,
34-8
itiseasy todefine amagnetic moment interms ofenergy, because theenergy of
amoment inamagnetic fieldis,intheclassical theory, it-B.Therefore, thefollow-
ingdefinition hasbeen taken inquantum mechanics: Ifwecalculate theenergy ofa
system inamagnetic field andwefindthatitisproportional tothefield strength
(forsmall field), thecoefficient iscalled thecomponent ofmagnetic moment in
thedirection ofthefield. (We don’t have togetsoelegant forourwork now. we
canstillthink ofthemagnetic moment intheordinary, tosome extent classical,
sense.)
Now wewould liketodiscuss theidea ofangular momentum inquantum
mechanics—or rather, thecharacteristics ofwhat, inquantum mechanics, iscalled
angular momentum. You see,when yougotonewkinds oflaws, youcan’t just
assume thateach word isgoing tomean exactly thesame thing. You may think,
say,“Oh, Iknow what angular momentum is.lt’sthatthing thatischanged bya
torque." Butwhat’s atorque? Inquantum mechanics wehave tohave new
definitions ofoldquantities. Itwould, therefore, belegally besttocallitbysome
other name such as“quantangular momentum,” orsomething likethat, because
itistheangular momentum asdefined inquantum mechanics Butifwecanfinda
quantity inquantum mechanics which isidentical toouroldidea ofangular
momentum when thesystem becomes large enough, there isnouseininventing
anextra word. Wemight aswelljust callitangular momentum. With thatunder-
standing, thisoddthing thatweareabout todescribe isangular momentum It
isthething which inalarge system werecognize asangular momentum inclassical
mechanics.
First, wetake asystem inwhich angular momentum isconserved, such asan
atom allbyitself inempty space. Now such athing (like theearth spinning onits
axis) could, intheordinary sense, bespinning around anyaxisonewished tochoose.
And foragiven spin, there could bemany different “states,” allofthesame
energy, each “state” corresponding toaparticular direction oftheaxis ofthe
angular momentum. Sointheclassical theory, with agiven angular momentum,
there isaninfinite number ofpossible states, allofthesame energy.
Itturns outinquantum mechanics, however, that several strange things
happen. First, thenumber ofstates inwhich such asystem canexist islimited-
there isonly afinite number. lfthe system issmall, thefinite number isverysmall,
andifthesystem islarge, thefinite number gets very, very large. Second, we
cannot describe a“state” bygiving thedirection ofitsangular momentum, but
onlybygiving thecomponent oftheangular momentum along some direction—say
inthez-direction Classically, anobject with agiven total angular momentum
Jcould have, foritsz-component, anyvalue from —l—Jto—J. Butquantum-
mechanically, thez-component ofangular momentum canhave onlycertain discrete
values. Any given system—a particular atom, oranucleus, oranything—with a
given energy, hasacharacteristic number j,anditsz-component ofangular mo-
mentum canonly beoneofthefollowing setofvalues:
jri
(1-1)fi
(i~2)h
1 (34.23)
“(j—2)?»
—(j—1)fi
_J-h
Thelargest z-component isjtimes h;thenext smaller isoneunitofitless, andso
ondown to—jh. Thenumber jiscalled “the spinofthesystem.” (Some people
callitthe“total angular momentum quantum number”; butwe’ll callitthe“spin.”)
You may beworried thatwhat wearesaying canonly betrueforsome “spe-
cial” z-axis Butthatisnotso.Forasystem whose spin isj,thecomponent of
angular momentum along anyaxiscanhave only oneofthevalues in(34.23)
Although itisquite mysterious, weaskyoujusttoaccept itforthemoment We
34—9
willcome back anddiscuss thepoint later. Youmayatleast bepleased tohear that
thez-component goes from some number tominus thesame number, sothatwe
atleast don’t have todecide which 1Stheplusdirection ofthez-axis. (Certainly, if
wesaidthatitwent from —l—/'tominus adifferent amount, thatwould beinfinitely
mysterious, because wewouldn’t have been abletodefine thez-axis, pointing the
other way.)
Now ifthez-component ofangular momentum must godown byintegers
from +1to—j,then jmust beaninteger. No! Not quite; twice 1must be
aninteger. Itisonlythedifference between —l—]and—jthatmust beaninteger. So,
ingeneral, thespinjiseither aninteger orahalf-integer, depending onwhether
2]iseven orodd. Take, forinstance, anucleus likelithium, which hasaspinof
three-halves,j =3/2. Then theangular momentum around thez-axis, inunits
ofh,isoneofthefollowing:
+3/2
+1/2-m
-3/2.
There arefour possible states, each ofthesame energy, ifthenucleus isinempty
space with noexternal fields. Ifwehave asystem whose spin istwo, then the
z-component ofangular momentum hasonly thevalues, inunits ofli,
go--0»-to
Ifyoucount howmany states there areforagiven j,there are(2j+1)possibilities.
Inother words, ifyoutellmetheenergy andalso thespin1,itturns outthat
there areexactly (2j+1)states with thatenergy, each state corresponding toone
ofthedifferent possible values ofthez-component oftheangular momentum.
Wewould liketoaddoneother fact. Ifyoupick outanyatom ofknown 1
atrandom andmeasure thez-component oftheangular momentum, then youmay
getanyoneofthepossible values, andeach ofthevalues isequally likely. Allof
thestates areinfactsingle states, andeach isjustasgood asanyother. Each one
hasthesame “weight” intheworld. (Weareassuming thatnothing hasbeen done
tosortoutaspecial sample.) This facthas,incidentally, asimple classical analog.
Ifyouaskthesame question classically: What isthelikelihood ofaparticular
z-component ofangular momentum ifyoutake arandom sample ofsystems, all
with thesame total angular momentum?—the answer isthatallvalues from the
maximum totheminimum areequally likely. (You caneasily work thatout.)
Theclassical result corresponds totheequal probability ofthe(21+1)possi-
bilities inquantum mechanics.
From what wehave sofar,wecangetanother interesting andsomewhat
surprising conclusion. Incertain classical calculations thequantity thatappears
inthefinal result isthesquare ofthemagnitude oftheangular momentum J—-in
other words, J~J.Itturns outthat itisoften possible toguess atthecorrect
quantum-mechanical formula byusing theclassical calculation andthefollowing
simple rule: Replace J2=J-Jby](j—l—l)h2. This rule iscommonly used, and
usually gives thecorrect result, butnotalways. Wecangivethefollowing argument
toshow whyyoumight expect thisruletowork.
Thescalar product J-Jcanbewritten as
J-J=J3+J,i+J3.
Since itisascalar, itshould bethesame foranyorientation ofthespin. Suppose
wepicksamples ofanygiven atomic system atrandom andmake measurements of
Jf,orJ5,orJ3,theaverage value should bethesame foreach. (There isnospecial
distinction foranyoneofthedirections.) Therefore, theaverage ofJ-Jisjust
34-10
equal tothree times theaverage ofanycomponent squared, sayofJ3;
Butsince J-Jisthesame forallorientations, itsaverage is,ofcourse, justits
constant value; wehave
1-J=3(.12>,,. (34.24)
Ifwenow saythatwewillusethesame equation forquantum mechanics, we
caneasily find(J3),,v.Wejust have totakethesumofthe(2)+1)possible values
ofJf,anddivide bythetotal number;
<,g>,w2f+<1—if+ (1-1+oz+<—r>2,,2_(3425)
Forasystem with aspinof3/2,itgoes likethis:
<13)“Z<3/2)2+(1/2)?+4(—1/2)’ +(-3/2? ,2Z2he
Weconclude that
1'1=3fJ§>.iv =3242=%(%+1)h2-
Wewillleave itforyoutoshow thatEq.(34.25), together with Eq.(34.24), gives
thegeneral result
J-J=JU-l"l)h2. (34.26)
Although wewould think classically thatthelargest possible value ofthez-com-
ponent ofJisjustthemagnitude ofJ—name1y, \/J-J—quantum mechanically
themaximum ofJ,isalways alittle lessthan that, because jhisalways lessthan
h.Theangular momentum isnever “completely along thez-direction.”
34-8 Themagnetic energy ofatoms
Now wewant totalkagain about themagnetic moment. Wehave saidthatin
quantum mechanics themagnetic moment ofaparticular atomic system canbe
written interms oftheangular momentum byEq.(34.6);
fl.=—g J, (34.27)
where —q,,andmarethecharge andmass oftheelectron.
Anatomic magnet placed inanexternal magnetic field willhave anextra
magnetic energy which depends onthecomponent ofitsmagnetic moment along
thefield direction. Weknow that
Um; =—;i-B. (34.28)
Choosing ourz-axis along thedirection ofB,
U,,,,,g =—,azB. (34.29)
Using Eq.(34.27), wehave that
_ .9: U,,,,,,_g(M)J,B.
Quantum mechanics saysthatJ,canhave only certain values: jh,(j—l)h,...,
—]h. Therefore, themagnetic energy ofanatomic system isnotarbitrary; itcan
have only certain values. Itsmaximum value, forinstance, is
g hjB.
34411
lUmag
J2=+
JZ=+%fi
O >
B
JZ=--2+»
“Z :_%’h
Fig. 34-5. Thepossible magnetic en-
ergies ofanatomic system with aspin of
3/2 inamagnetic field B.
Umoq J2=+L2f\
5
I
J2=-Th
Fig. 34-6. The two possible energy
states ofanelectron incimagnetic field B.Thequantity qeh/2m isusually given thename “the Bohr magneton” andwritten
ll-ll-
=M.“B 2m
Thepossible values ofthemagnetic energy are
JzUmai; :g/-‘BB Z’
where J,/h takes onthepossible values j,(_]—1),(]——2),...,(—j+1),—j.
Inother words, theenergy ofanatomic system ischanged when itisputina
magnetic field byanamount thatisproportional tothefield, andproportional to
J2.Wesaythattheenergy ofanatomic system is“split into2)-1-1levels” by
amagnetic field. Forinstance, anatom whose energy isU0outside amagnetic
field andwhose 1is3/2, willhave four possible energies when placed inafield.
Wecanshow these energies byanenergy-level diagram likethat drawn inFig
34-5. Any particular atom canhave only oneofthefourpossible energies inany
given field B.That iswhat quantum mechanics says about thebehavior ofan
atomic system inamagnetic field.
Thesimplest “atomic” system isasingle electron. Thespinofanelectron is
1/2,sothere aretwopossible states. J,=it/2andJ2=—h/2. Foranelectron
atrest(noorbital motion), thespinmagnetic moment hasag-value of2,sothe
magnetic energy canbeeither i/,L1gB. Thepossible energies inamagnetic fieldare
shown inFig.34-6. Speaking loosely wesaythattheelectron either hasitsspin
“i1p” (along thefield) or“down” (opposite thefield).
Forsystems with higher spins, there aremore states. Wecanthink thatthe
spinis“up” or“down” orcocked atsome “angle” inbetween, depending onthe
value ofJ2.
Wewillusethese quantum mechanical results todiscuss themagnetic prop-
erties ofmaterials inthenext chapter.
34-12
35
Paramagnetism and Magnetic Resonance
35-1 Quantized magnetic states
Inthelastchapter wedescribed how inquantum mechanics theangular
momentum ofathing does nothave anarbitrary direction, butitscomponent
along agiven axiscantake ononly certain equally spaced, discrete values. Itis
ashocking andpeculiar thing. You may think that perhaps weshould notgo
intosuch things until your minds aremore advanced andready toaccept this
kind ofanidea. Actually, your minds willnever become more advanced-in
thesense ofbeing able toaccept such athing easily. There isn’t anydescriptive
wayofmaking itintelligible that isn’t sosubtle andadvanced initsown form
thatitismore complicated than thething youwere trying toexplain. Thebehavior
ofmatter onasmall scale—as wehave remarked many times—is different from
anything thatyouareused toandisvery strange indeed. Asweproceed with
classical physics, itisagood idea totrytogetagrowing acquaintance with the
behavior ofthings onasmall scale, atfirstasakind ofexperience without any
deep understanding. Understanding ofthese matters comes very slowly, ifatall.
Ofcourse, onedoes getbetter abletoknow what isgoing tohappen inaquantum-
mechanical situation——-if thatiswhat understanding means—but onenever getsa
comfortable feeling thatthese quantum-mechanical rules are“natural.” Ofcourse
theyare,butthey arenotnatural toourownexperience atanordinary level. We
should explain thattheattitude thatwearegoing totakewithregard tothisrule
about angular momentum isquite different from many oftheother things wehave
talked about. Wearenotgoing totryto“explain” it,butwemust atleast tellyou
what happens; itwould bedishonest todescribe themagnetic properties ofmaterials
without mentioning thefact that theclassical description ofmagnetism—of
angular momentum andmagnetic moments—is incorrect.
Oneofthemost shocking anddisturbing features about quantum mechanics
isthatifyoutake theangular momentum along anyparticular axisyoufindthat
itisalways aninteger orhalf-integer times h.This issonomatter which axisyou
take. Thesubtleties involved inthatcurious fact—that youcantakeanyother axis
andfindthatthecomponent foritisalsolocked tothesame setofvalues—we will
leave toalater chapter, when youwillexperience thedelight ofseeing how this
apparent paradox isultimately resolved.
Wewillnowjustaccept thefactthatforevery atomic system there isanumber
j,called thespinofthesystem—which must beaninteger orahalf-integer—and
that thecomponent oftheangular momentum along anyparticular axis will
always have oneofthefollowing values between +jl'iand-1h:
j
1_1
1—2
J,=oneoft 5-ft. (35.1)
\..\i.\-++'—‘l\)
\_
Wehave also mentioned that every simple atomic system hasamagnetic
moment which hasthesame direction astheangular momentum. This istruenot
only foratoms andnuclei butalso forthefundamental particles. Each funda-
mental particle hasitsown characteristic value ofjanditsmagnetic moment.
35-135-1 Quantized magnetic states
35-2 TheStern-Gerlach experiment
35-3 TheRabi molecular-beam
method
35-4 Theparamagnetism ofbulk
materials
35-5 Cooling byadiabatic
demagnetization
35-6 Nuclear magnetic resonance
Review. Chapter ll,IH.SIdG Dielectrics
ul
u ‘ 1='
j=I/2 X1? *\
--+\/21;
=0iU0 >B U0 ' Z
jz=‘I/2 '
lb) ’:=~,
Fg35-l Anatomic system withspin (C)
1has(21-l—l)possible energy values ina
magnetic field BThe energy splitting is
proportional toBforgmqll fields,-_%_
ul |‘L
./‘5j=3/2 \1
‘='\'\/2
Tlwp ‘L-I‘
U9 Tlwp >'B
jz=‘I/2
fiwp
~\1//
<4Ii}
(For some particles, both arezero.) What wemean by“the magnetic moment”
inthisstatement isthat theenergy ofthesystem inamagnetic field, sayin
thez-direction, canbewritten as—)u,B forsmall magnetic fields. Wemust have the
condition that thefield should notbetoogreat, otherwise itcould disturb
theinternal motions ofthesystem and theenergy would notbeameasure
ofthemagnetic moment thatwasthere before thefield wasturned on.Butifthe
field issufficiently weak, thefield changes theenergy bytheamount
AU=-—1.t,B, (35.2)
with theunderstanding thatinthisequation wearetoreplace 1.12by
I-12=14%)1.. (35.3)
where J,hasoneofthevalues inEq.(35.1).
Suppose Wetakeasystem with aspinj =3/2. Without amagnetic field, the
system hasfour different possible states corresponding tothedifferent values of
J2,allofwhich have exactly thesame energy. Butthemoment weturnonthemag-
netic field, there isanadditional energy ofinteraction which separates these states
intofourslightly different energy levels. Theenergies ofthese levels aregiven bya
certain energy proportional toB,multiplied byfttimes 3/2,1/2,-l/2,and-3/2-
thevalues ofJ,. Thesplitting oftheenergy levels foratomic systems with spins of
1/2,1,and3/2areshown inthediagrams ofFig.35-1. (Remember thatforany
arrangement ofelectrons themagnetic moment isalways directed opposite tothe
angular momentum.)
You willnotice from thediagrams thatthe“center ofgravity” oftheenergy
levels isthesame with andwithout amagnetic field. Also notice thatthespacings
from onelevel tothenextarealways equal foragiven particle inagiven magnetic
field. Wearegoing towrite theenergy spacing, foragiven magnetic field B,as
l”1a»,,—-which isjustadefinition ofw,,.Using Eqs. (35.2) and(35.3), wehave
hw,,=g%hB
OI‘
a,=g5%B. (35.4)
35-2
Thequantity g(q/2rn) isjust theratio ofthemagnetic moment totheangular
momentum-it isaproperty oftheparticle. Equation (35.4) isthesame formula
thatwegotinChapter 34fortheangular velocity ofprecession inamagnetic
field, foragyroscope whose angular momentum isJandwhose magnetic moment
ispt.
YjI:i1
f1
oven .
IMAGNET
HOLE
VACUUM \\-’\--"--’“\-4
Fig. 35-2. Theexperiment ofStern and Gerlach.
35-2 TheStern-Gerlach experiment
Thefactthattheangular momentum isquantized issuch asurprising thing
thatwewilltalkalittle bitabout ithistorically. Itwasashock from themoment
itwasdiscovered (although itwasexpected theoretically). Itwasfirstobserved in
anexperiment done in1922 byStern andGerlach. Ifyouwish, youcanconsider
theexperiment ofStern-Gerlach asadirect justification forabelief inthequantiza-
tionofangular momentum. Stern andGerlach devised anexperiment formeasur-
ingthemagnetic moment ofindividual silver atoms. They produced abeam of
silver atoms byevaporating silver inahotoven andletting some ofthem come out
through aseries ofsmall holes. This beam wasdirected between thepole tips
ofaspecial magnet, asshown inFig. 35-2. Their idea wasthefollowing. If
thesilver atom hasamagnetic moment ja,theninamagnetic fieldBithasanenergy
-u,B, where 2isthedirection ofthemagnetic field. lntheclassical theory, 1.1,
would beequal tothemagnetic moment times thecosine oftheangle between the
moment andthemagnetic field, sotheextra energy inthefield would be
AU=—1.iB cos6. (35.5)
Ofcourse, astheatoms come outoftheoven, their magnetic moments would
point inevery possible direction, sothere would beallvalues of9.Now ifthe
magnetic field varies very rapidly with z—if there isastrong field gradient—then
themagnetic energy willalsovary with position, andthere willbeaforce onthe
magnetic moments whose direction willdepend onwhether cosine 6ispositive or
negative. Theatoms willbepulled upordown byaforce proportional tothe
derivative ofthemagnetic energy; from theprinciple ofvirtual work,
6U 6BF,=—-(E =/J.COS03Z~- (35.6)
Stern andGerlach made their magnet with avery sharp edge ononeofthe
poletipsinorder toproduce averyrapid variation ofthemagnetic field. Thebeam
ofsilver atoms wasdirected right along thissharp edge, sothattheatoms would
feelavertical force intheinhomogeneous field. Asilver atom with itsmagnetic
moment directed horizontally would have noforce onitandwould gostraight
pastthemagnet. Anatom whose magnetic moment wasexactly vertical would
have aforce pulling ituptoward thesharp edge ofthemagnet. Anatom whose
magnetic moment waspointed downward would feeladownward push. Thus,
35-3GLASS
PLATE
asthey leftthemagnet, theatoms would bespread outaccording totheir vertical
components ofmagnetic moment. Intheclassical theory allangles arepossible,
sothatwhen thesilver atoms arecollected bydeposition onaglass plate, oneshould
expect asmear ofsilver along avertical line. Theheight ofthelinewould bepro-
portional tothemagnitude ofthemagnetic moment. The3l)]6C[ failure ofclas*-aical
ideas wascompletely revealed when Stern andGerlach sawwhat actually happened.
They found ontheglass plate twodistinct spots. Thesilver atoms hadformed
twobeams.
That abeam ofatoms whose spins would apparently berandomly oriented
gets split upinto twoseparate beams ismost miraculous. How does themagnetic
moment know thatitisonlyallowed totakeoncertain components inthedirection
ofthemagnetic field” Well, thatwasreally thebeginning ofthediscovery ofthe
quantization ofangular momentum, andinstead oftrying togiveyouatheoretical
explanation, wewilljustsaythatyouarestuck with theresult ofthisexperiment
_]USlasthephysicists ofthatdayhadtoaccept theresult when theexperiment was
done. Itisanexperimentalfucr that theenergy ofanatom inamagnetic field
takes onaseries ofindividual values. Foreach ofthese values theenergy ispro-
portional tothefield strength. Soinaregion where thefield varies, theprinciple
ofvirtual work tellsusthatthepossible magnetic force ontheatoms willhave a
setofseparate values. theforce isdifferent foreach state. sothebeam ofatoms is
splitintoasmall number ofseparate beams. From ameasurement ofthedeflection
ofthebeams, onecanfindthestrength ofthemagnetic moment.
35-3 TheRabi molecular-beam method
Wewould now liketodescribe animproved apparatus forthemeasurement
ofmagnetic moments which wasdeveloped byI.lRabi andhiscollaborators.
intheStern-Gerlach experiment thedeflection ofatoms isvery small, andthe
measurement ofthemagnetic moment isnotvery precise. Rabi’s technique per-
mits afantastic precision inthemeasurement ofthemagnetic moments. The
method isbased onthefactthat theoriginal energy oftheatoms inamagnetic
field issplit upintoafinite number ofenergy levels. That theenergy ofanatom
inthemagnetic field canhave only certain discrete energies isreally notmore
surprising than thefact that atoms ingeneral have only certain discrete energy
levels—something wementioned often inVolume l.Why should thesame thing
no!hold foratoms inamagnetic field? Itdoes. Butitistheattempt tocorrelate
this with theidea ofanorlenied magnetic moment that brings outsome ofthe
strange implications ofquantum mechanics.
When anatom hastwolevels which differ inenergy bytheamount AU,it
canmake atransition from theupper level tothelower level byemitting alight
quantum offrequency w,where
hw=AU (35.7)
Thesame thing canhappen with atoms inamagnetic field. Only then, theenergy
differences aresosmall that thefrequency does notcorrespond tolight. butto
microwaves ortoradiofrequencies. Thetransitions from thelower energy level
toanupper energy level ofanatom canalsotakeplace with theabsorption oflight
or.inthecaseofatoms inamagnetic field, bytheabsorption ofmicrowave energy.
Thus ifwehave anatom inamagnetic field, wecancause transitions from onestate
toanother byapplying anadditional electromagnetic fieldofthe proper frequency.
Inother words, ifwehave anatom inastrong magnetic field andwe“tickle”
theatom with aweak varying electromagnetic field. there willbeacertain prob-
ability ofknocking ittoanother level ifthe frequency isnear tothetoinEq.(35.7).
Foranatom inamagnetic field, thisfrequency isJustwhat wehave earlier called
w,,anditisgiven interms ofthemagnetic field byEq(35.4). Ifthe atom istickled
with thewrong frequency. thechance ofcausing atransition isvery small. Thus
there isasharp resonance at(101)intheprobability ofcausing atransition. By
measuring thefrequency ofthisresonance inaknown magnetic field B,wecan
measure thequantity g(q/2m)—and hence theg-factor—with great precision.
35—4
Itisinteresting thatonecomes tothesame conclusion from aclassical point
ofview. According totheclassical picture, when weplace asmall gyroscope with
amagnetic moment ]J.andanangular momentum Jinanexternal magnetic field,
thegyroscope willprecess about anaxisparallel tothemagnetic field. (SeeFig
35—3.) Suppose weask: How canwechange theangle oftheclassical gyroscope
withrespect tothefield—namely, with respect tothez-axis? Themagnetic field
produces atorque around ahorizontal axis. Such atorque youwould think is
trying tolineupthemagnet with thefield, butitonly causes theprecession. lfwe
want tochange theangle ofthegyroscope with respect tothez-axis, wemust
exert atorque onitabout thez-axis. Ifweapply atorque which goes inthesame
direction astheprecession, theangle ofthegyroscope willchange togiveasmaller
component ofJinthez-direction lnFig. 35-3, theangle between Jandthe
z-axis would increase. Ifwetrytohinder theprecession, Jmoves toward the
vertical.
Forourprecessing atom inauniform magnetic field, how canweapply the
kind oftorque wewant? Theanswer is:with aweak magnetic field from theside
You might atfirstthink that thedirection ofthismagnetic field would have to
rotate with theprecession ofthemagnetic moment, sothatitwasalways atright
angles tothemoment, asindicated bythefield B’inFig.35—4(a). Such afield
works very well, butanalternating horizontal field isalmost asgood. Ifwehave
asmall horizontal field B’,which isalways inthex-direction (plus orminus) and
which oscillates with thefrequency wp,then oneach one-half cycle thetorque on
themagnetic moment reverses, sothat ithasacumulative efifect which isalmost
aseffective asarotating magnetic field. Classically, then, wewould expect the
component ofthemagnetic moment along thez-direction tochange ifwehave a
veryweak oscillating magnetic field atafrequency which isexactly 0),,Classically.
ofcourse, #2would change continuously, butinquantum mechanics thez-com-
ponent ofthemagnetic moment cannot adjust continuously. Itmustjump suddenly
from onevalue toanother. Wehave made thecomparison between theeon-
sequences ofclassical mechanics andquantum mechanics togiveyousome clue
astowhat might happen classically andhowitisrelated towhat actually happens
inquantum mechanics. You willnotice, incidentally, thattheexpected resonant
frequency isthesame inboth cases.
Oneadditional remark: From what wehave saidabout quantum mechanics,
there 1Snoapparent reason whythere couldn’t alsobetransitions atthefrequency
2w,,. Ithappens thatthere isn’t anyanalog ofthisintheclassical case, andalso
itdoesn’t happen inthequantum theory either—at least notfortheparticular
method ofinducing thetransitions thatwehave described. With anoscillating
horizontal magnetic field, theprobability thatafrequency 205,,would cause ajump
oftwosteps atonce iszero. Itisonly atthefrequency w,,thattransitions, either
upward ordownward, arelikely tooccur.
Now weareready todescribe Rabi’s method formeasuring magnetic mo-
nients. Wewillconsider here onlytheoperation foratoms with aspinofl/2A
diagram oftheapparatus isshown inFig.35-5. There isanoven which gives out
astream ofneutral atoms which passes down alineofthree magnets. Magnet l
U)
b\B
J
mp F
Fig. 35—3. The classical precession of
anatom with themagnetic momentp. and
theangular momentum J.
B
\\\
J
F
(Q) B//, \\
) \
B
\
\
J
(bl "
___}
B’=bcos(wt)
Fig. 35—4. The angle ofprecession of
anatomic magnet can bechanged by0
horizontal magnetic field always atright
angles top.,asin(a),orbyanoscillating
field, asin(b).
Fig. 35~5. TheRabi molecular-beam apparatus
35-5
DETECTOR
CURRENT
-E-—
/.1,_, E__‘U
Fig. 35-6. The current ofatoms
thebeam decreases when to=cop.is]UStliketheoneinFig.35-2, andhasafield with astrong field gradient—say,
with 8B2/62 positive. Iftheatoms have amagnetic moment. they willbedeflected
downward ifJ2 =+5/2, orupward ifJ2 =-h/2 (since forelectrons itisdirected
opposite toJ).Ifweconsider only those atoms which cangetthrough theslit
S1,there aretwopossible tI‘2l_]€CiOI‘l€S, asshown. Atoms with J2=+fi/2 mtist
goalong ctirve atogetthrough theslit,andthose withJ2=-h/2 must goalong
curve b.Atoms which start outfrom theoven along other paths willnotget
through theslit.
Magnet 2hasauniform field. There arenoforces ontheatoms inthis
region, sothey gostraight through andenter magnet 3.Magnet 3is]LlSllike
magnet lbutwith thefield inverted, sothat6B2/62 hastheopposite sign. The
atoms with J2=—l—h/2 (wesay“with spin up”), that feltadownward push in
magnet l,getanupward push inmagnet 3;they continue onthepath aandgo
through slitS2toadetector. Theatoms with J2:—h/2 (“with spin down")
alsohave opposite forces inmagnets land3andgoalong thepath b,which also
takes them through slitS2tothedetector.
Thedetector may bemade invarious ways, depending ontheatom being
measured. Forexample, foratoms ofanalkali metal likesodium, thedetector can
beathin, hottungsten wireconnected toasensitive current meter. When sodium
atoms land onthewire. they areevaporated offasNa+ ions, leaving anelectron
behind. There isacurrent from thewire proportional tothenumber ofsodium
atoms arriving persecond.
Inthegapofmagnet 2there isasetofcoils thatproduces asmall horizontal
magnetic field B’.Thecoils aredriven with acurrent which oscillates atavariable
freqtiency w.Sobetween thepoles ofmagnet 2there isastrong, constant,
vertical field B0andaweak, oscillating, horizontal field B’.
Suppose now that thefrequency woftheoscillating field issetatw,,—the
“precession” frequency oftheatoms inthefield B.Thealternating field willcause
some oftheatoms passing bytomake transitions from oneJ2totheother An
atom whose spin was initially “up” (J2=-l-ll/2) may beflipped “down”
(J2=—h/2). Now thisatom hasthedirection ofitsmagnetic moment reversed,
soitwillfeeladownward force inmagnet 3andwillmove along thepath a’,
shown inFig. 35-5. Itwillnolonger getthrough theslitS2tothedetector.
Similarly, some oftheatoms whose spins were initially down (J2=—h/2) will
have their spins flipped up(J2=+h/2) asthey pass through magnet 2.They
willthen goalong thepath b’andwillnotgettothedetector.
Iftheoscillating field B’hasafrequency appreciably different from w,,,itwill
notcause anyspin flips. andtheatoms willfollow their undisttirbed paths to
thedetector. Soyoucanseethat the“precession” frequency o.>,,oftheatoms
inthefield B,,canbefound byvarying thefrequency wofthefield B’until ade-
crease isobserved inthecurrent ofatoms arriving atthedetector. Adecrease in
thecurrent willoccur when wis“inresonance” with w,,. Aplotofthedetector
current asafunction oftomight look liketheoneshown inFig.35-6. Knowing
wp,wecanobtain theg-value oftheatom.
Such atoniic-beam or,astheyareusually called, “molecular” beam resonance
experiments areabeautiful anddelicate wayofmeasuring themagnetic properties
ofatomic objects. The resonance frequency 4,5,,canbedetermined with great
precision—in fact, with agreater precision than wecanmeasure themagnetic
field B0,which wemust know tofindg.
35—4 Theparamagnetism ofbulk materials
Wewould likenow todescribe thephenomenon oftheparamagnetism of
bulk materials Suppose wehave asubstance whose atoms have permanent mag-
netic nioments, forexample acrystal likecopper sulfate. Inthecrystal there are
copper ionswhose inner electron shells have anetangular momentum andanet
magnetic moment. Sothecopper ionisanobject which hasapermanent magnetic
moment. Let’s sayJUSIaword about which atoms have magnetic moments and
which ones don't. Any atom, likesodium forinstance, which hasanoddnumber
35-6
ofelectrons, willhave amagnetic moment. Sodium hasoneelectron initsun-
filled shell. This electron gives theatom aspinandamagnetic moment. Ordinarily,
however, when compounds areformed theextra electrons intheoutside shell are
coupled together with other electrons whose spin directions areexactly opposite,
sothatalltheangular momenta andmagnetic moments ofthevalence electrons
usually cancel out. That’s why, ingeneral, molecules donothave amagnetic
moment. Ofcourse ifyouhave agasofsodium atoms, there isnosuch cancella-
tion.* Also, ifyouhave what iscalled inchemistry a“free radical”—an object
with anoddnumber ofvalence electrons—then thebonds arenotcompletely
satisfied, andthere isanetangular momentum.
Inmost bulk materials there isanetmagnetic moment onlyifthere areatoms
present whose inner electron shell isnotfilled. Then there canbeanetangular
momentum andamagnetic moment. Such atoms arefound inthe“transition
element” part oftheperiodic table—for instance, chromium, manganese, iron,
nickel, cobalt, palladium, andplatinum areelements ofthiskind. Also, allofthe
rareearth elements have unfilled inner shells andpermanent magnetic moments.
There areacouple ofother strange things that also happen tohave magnetic
moments, such asliquid oxygen, butwewillleave ittothechemistry department
toexplain thereason.
Now suppose thatwehave aboxfullofatoms ormolecules with permanent
moments—-say agas,oraliquid, oracrystal. Wewould liketoknow what happens
ifweapply anexternal magnetic field. With nomagnetic field, theatoms arekicked
around bythethermal motions, andthemoments wind uppointing inalldirections.
Butwhen there isamagnetic field, itactstolineupthelittle magnets; then there
aremore moments lying toward thefield than away from it.The material is
“magnetized.”
Wedefine themagnetization Mofamaterial asthenetmagnetic moment per
unitvolume, bywhich wemean thevector sumofalltheatomic magnetic moments
inaunitvolume. Ifthere areNatoms perunitvolume andtheir average moment
is(M),,,,then Mcanbewritten asNtimes theaverage atomic moment:
M=/V</U... (35-3)
Thedefinition ofMcorresponds tothedefinition oftheelectric polarization P
ofChapter l0.
Theclassical theory ofparamagnetism isjustlikethetheory ofthedielectric
constant weshowed youinChapter ll.Oneassumes thateach oftheatoms hasa
magnetic moment pi,which always hasthesame magnitude butwhich canpoint
inanydirection. Inafield B,themagnetic energy is—pt-B=—;.tB cos6,where
0istheangle between themoment andthefield. From statistical mechanics, the
relative probability ofhaving anyangle ise_“"°”"'”°T, soangles near zero are
more likely than angles near 77'.Proceeding exactly aswedidinSection ll-3, we
findthatforsmall magnetic fields Misdirected parallel toBandhasthemagnitude
lV]i2l?M=3kT (359)
[SeeEq.(l1.20).] This approximate formula iscorrect only for/.tB/kT much less
than one.
Wefind that theinduced magnetization—the magnetic moment perunit
volume—is proportional tothemagnetic field. This isthephenomenon ofpara-
magnetism. Youwillseethattheeffect isstronger atlower temperatures andweaker
athigher temperatures. When weputafield onasubstance, itdevelops, forsmall
fields, amagnetic moment proportional tothefield. Theratio ofM toB(forsmall
fields) iscalled themagnetic susceptibility.
Now wewant tolook atparamagnetism from thepoint ofview ofquantum
mechanics. Wetakefirstthecaseofanatom with aspinof1/2. Intheabsence of
*Ordinary Navapor ismostly monatomic, although there arealsosome molecules of
N32.
35-7
amagnetic field theatoms have acertain energy, butinamagnetic field there are
twopossible energies, oneforeach value ofJ2.ForJ2=+h/2, theenergy is
changed bythemagnetic field bytheamount
AU=—l-g (35.10)1 m
(The energy shiftAUispositive foranatom because theelectron charge isnegative.)
ForJ2=—h/2, theenergy ischanged bytheamount
AU2=-4%)-%-B (35.11)
Tosave writing, let’sset
Ji 1v@=gQ§§-5; aim)
AU==‘=}.l.0B. (35.13)then
The meaning of/.t,,isclear: —;.t(, isthez-component ofthemagnetic moment in
thetip-spin case, and-l-,LI.() isthez-component ofthemagnetic moment inthe
down-spin case.
Now statistical mechanics tellsusthattheprobability thatanatom isinone
state oranother isproportional to
e—(Energy ofstate)/kT
With nomagnetic fieldthetwostates have thesame energy; sowhen there isequilib-
rium inamagnetic field, theprobabilities areproportional to
e_AU/"T. (35.14)
Thenumber ofatoms perunitvolume withspinupis
Nu], =aeT"°B/I”, (35.15)
andthenumber with spindown is
Ndown =ae*"“°B”“. (35.16)
Theconstant aistobedetermined sothat
N,,,,+Nd,,w,, =N, (35.17)
thetotal number ofatoms perunitvolume. Sowegetthat
N
“-%mWiFmn- (“W
What weareinterested inistheaverage magnetic moment along thez-axis.
The atoms with spin upwill contribute amoment of—;.t.,, and those with spin
down willhave amoment of+ttO. sotheaverage moment is
(MW : w*(+“°). (35.19)
Themagnetic moment perunitvolume Misthen N(;.t),,,..Using Eqs. (35.15),
(35.16), and(35.17), wegetthat
-1-#013/kT _ -no]!/kT6‘ 6
M=”W;$Hj;mm' (“M
This isthequantum-mechanical formula forMforatoms withj=l/2.Inciden-
tally, thisformula canalso bewritten somewhat more concisely interms ofthe
35-8
hyperbolic tangent function:
M=Npgtanh “B (35.21)
AplotofMasafunction ofBisgiven inFig.35.7. When Bgetsvery large,
thehyperbolic tangent approaches l,andMapproaches thelimiting value Np‘)
Soathigh fields. themagnetization saturates. Wecanseewhy that is;athigh
enotigh fields themoments arealllined upinthesame direction Inother words.
theyareallinthespin-down state, andeach atom contributes themoment pi,
Inmost normal cases—say, fortypical moments, room temperatures, and
thefields onecannormally get(like 10,000 gauss)—the ratio ,t.L0B//(T15 about 0.02.
Onemust gotoverylowtemperatures toseethesaturation. Fornormal tempera-
tures, wecanusually replace tanh xbyx,andwrite
N2BM=~f7‘1—- (3522)
Justaswesawintheclassical theory, Misproportional toB.Infact, the
formula isalmost exactly thesame, except thatthere seems tobeafactor ofl/3
missing. Butwestillneed torelate the,u0inourquantum formula totheitthat
appears intheclassical result, Eq(35.9).
Intheclassical formula, what appears is/12=pi'pi.thesquare ofthevector
magnetic moment, or
(2->
itH=g—q,;’7> JJ. (3523)
Wepointed outinthelastchapter thatyoucanvery likely gettheright answer
from aclassical calculation byreplacing J-Jbyj(j+l)li2. Inourparticular
example, wehavej =l/2,so
1'(j+nhz=at
Substituting thisforJ~JinEq.(35.23), weget
qp 2
“""=g2%T’
orinterms of[A0,defined inEq.(35.12), weget
M'I*=3I-Lg-
Substituting thisfor,u.2intheclassical formula, Eq.(35.9), does indeed reproduce
thecorrect quantum formula, Eq.(35.22).
Thequantum theory ofparamagnetism iseasily extended toatoms ofany
spinj.Thelow-field magnetization is
.. 1 2B
M=Ng25L3‘f_) 9%. (35.24)
where
vi.- (35.25)
isacombination ofconstants with thedimensions ofamagnetic moment. Most
atoms have moments ofroughly thissize. Itiscalled theBohr magneton. The
spinmagnetic moment oftheelectron isalmost exactly oneBohr magneton.
35-5 Cooling byadiabatic demagnetization
There isavery interesting special application ofparamagnetism. Atvery
lowtemperatures itispossible tolineuptheatomic magnets inastrong field.
Itisthen possible togetdown toextremely lowtemperatures byaprocess called
adiabatic demagnetization. Wecantake aparamagnetic salt(for example, one
35-9M
N/*0 — // — *
/
/
/
I I I J :o I z 3 4
‘u.B/KT
Fig. 35-7. Thevariation ofthepara-
magnetic magnetization withthemagnetic
field strength B.
containing anumber ofrare-earth atoms likepraseodynium-ammonium-nitrate),
andstart bycooling itdown with liquid helium tooneortwodegrees absolute ina
strong magnetic field. Then thefactor ;.iB/kT islarger than l—say more like2or3.
Most ofthespins arelined up,andthemagnetization isnearly saturated. Let’s
say,tomake iteasy, thatthefieldisverypowerful andthetemperature isverylow,
sothatnearly alltheatoms arelined up.Then youisolate thesaltthermally (say,
byremoving theliquid helium andleaving agood vacuum) andturn offthemag-
netic field. Thetemperature ofthesaltgoes waydown.
Now ifyouwere toturn oflthefield suddenly, thejiggling andshaking ofthe
atoms inthecrystal lattice would gradually knock allthespins outofalignment.
Some ofthem would beupandsome down. Butifthere isnofield (and disregard-
ingtheinteractions between theatomic magnets, which willmake only aslight
error), ittakes noenergy toturn over theatomic magnets. They could randomize
their spins without anyenergy change and, therefore, without anytemperature
change.
Suppose, however, thatwhile theatomic magnets arebeing flipped overbythe
thermal motion there isstillsome magnetic field present. Then itrequires some
work toflipthem over opposite tothefield—they must dowork against thefield.
This takes energy from thethermal motions andlowers thetemperature. Soifthe
strong magnetic field isnotremoved toorapidly, thetemperature ofthesaltwill
decrease—it iscooled bythedemagnetization. From thequantum-mechanical
view, when thefieldisstrong alltheatoms areinthelowest state, because theodds
against anybeing intheupper state areimpossibly big. Butasthefieldislowered,
itgetsmore andmore likely thatthermal fluctuations willknock anatom intothe
upper state. When thathappens, theatom absorbs theenergy AU=ii0B. Soif
thefield isturned offslowly, themagnetic transitions cantake energy outofthe
thermal vibrations ofthecrystal, cooling itoil.Itispossible inthiswaytogofrom
atemperature ofafewdegrees absolute down toatemperature ofafewthou-
sandths ofadegree.
Would youliketomake something even colder than that? Itturns outthat
Nature hasprovided away. Wehave already mentioned thatthere arealsomag-
netic moments fortheatomic nuclei. Ourformulas forparamagnetism work just
aswellfornuclei, except thatthemoments ofnuclei areroughly athousand times
smaller. [They areoftheorder ofmagnitude ofqh/2m,,, where mpistheproton
mass, sothey aresmaller bytheratio ofthemasses oftheelectron andproton.]
With such magnetic moments, even atatemperature of2°K, thefactor p.B/kT
isonly afewparts inathousand. Butifweusetheparamagnetic demagnetiza-
tion process togetdown toatemperature ofafewthousandths ofadegree,
;iB/kT becomes anumber near 1-—at these lowtemperatures wecanbegin to
saturate thenuclear moments. That isgood luck, because wecanthen use
theadiabatic demagnetization ofthenuclear magnetism toreach stilllower
temperatures. Thus itispossible todotwostages ofmagnetic cooling. First we
useadiabatic demagnetization ofparamagnetic ionstoreach afewthousandths of
adegree. Then weusethecold paramagnetic salttocoolsome material which has
astrong nuclear magnetism. Finally, when weremove themagnetic fieldfrom this
material, itstemperature willgodown towithin amillionth ofadegree ofabsolute
zero—if wehave done everything very carefully.
35-6 Nuclear magnetic resonance
Wehave saidthatatomic paramagnetism isvery small andthatnuclear mag-
netism iseven athousand times smaller. Yetitisrelatively easy toobserve the
nuclear magnetism bythephenomenon of“nuclear magnetic resonance.” Suppose
wetake asubstance likewater, inwhich alloftheelectron spins areexactly bal-
anced sothattheir netmagnetic moment iszero. Themolecules willstillhave a
very, verytinymagnetic moment duetothenuclear magnetic moment ofthehydro-
gennuclei. Suppose weputasmall sample ofwater inamagnetic field B.Since
theprotons (ofthehydrogen) have aspin of1/2, they willhave twopossible
energy states. Ifthewater isinthermal equilibrium, there willbeslightly more
35-10
protons inthelower energy states with their moments directed parallel tothe
field. There isasmall netmagnetic moment perunitvolume. Since theproton
moment isonly about one-thousandth ofanatomic moment, themagnetization
which goes as,u2—using Eq.(35.22)—is only about one-millionth asstrong as
typical atomic paramagnetism. (That’s why wehave topick amaterial with no
atomic magnetism.) Ifyouwork itout, thedifference between thenumber of
protons with spin upandwith spin down isonly onepart in108,sotheeffect
isindeed very small! Itcanstillbeobserved, however, inthefollowing way.
Suppose wesurround thewater sample with asmall coilthat produces a
small horizontal oscillating magnetic field. Ifthisfield oscillates atthefrequency
wp,itwillindtice transitions between thetwoenergy states—just aswedescribed
fortheRabi experiment inSection 35-3. When aproton flips from anupper
energy state toalower one, itwillgiveuptheenergy /.i2Bwhich, aswehave seen,
isequal toh.o.>,,. Ifitflips from thelower energy state totheupper one, itwill
absorb theenergy h/wpfrom thecoil. Since there areslightly more protons inthe
lower state than intheupper one,there willbeanetabsorption ofenergy from the
coil. Although theeffect isvery small, theslight energy absorption canbeseen
with asensitive electronic amplifier.
JustasintheRabi molecular-beam experiment, theenergy absorption willbe
seenonly when theoscillating field isinresonance, thatis,when
‘Iv
“Z“"1gt?/1;)”
Itisoften more convenient tosearch fortheresonance byvarying Bwhile keeping
tofixed. Theenergy absorption willevidently appear when
B:2;”Pw
sq.
Atypical nuclear magnetic resonance apparatus isshown inFig. 35-8. A
high-frequency oscillator drives asmall coilplaced between thepoles ofalarge
electromagnet. Two small auxiliary coils around thepole tipsaredriven with a
60-cycle current sothatthemagnetic fieldis“wobb1ed” about itsaverage value by
averysmall amount. Asanexample, saythatthemain current ofthemagnet isset
togiveafield of5000 gauss, andtheauxiliary coils produce avariation of11gauss
about thisvalue. Iftheoscillator issetat21.2megacycles persecond, itwillthen be
attheproton resonance each time thefield sweeps through 5000 gauss [using Eq.
(34.13) with g=5.58fortheproton].
Thecircuit oftheoscillator isarranged togive anadditional output signal
proportional toanychange inthepower being absorbed from theoscillator. This
signal isfedtothevertical deflection amplifier ofanoscilloscope. Thehorizontal
sweep oftheoscilloscope istriggered once during each cycle ofthefield-wobbling
frequency. (Moreusually, thehorizontal deflection ismade tofollow inproportion
tothewobbling field.)
Before thewater sample isplaced inside thehigh-frequency coil, thepower
drawn from theoscillator issome value. (Itdoesn’t change withthemagnetic field )
When asmall bottle ofwater isplaced inthecoil,however, asignal appears onthe
oscilloscope, asshown inthefigure. Weseeapicture ofthepower being absorbed
bytheflipping over oftheprotons!
Inpractice, itisdifficult toknow how tosetthemain magnet toexactly 5000
gauss. What onedoes istoadjust themain magnet current until theresonance
signal appears ontheoscilloscope. Itturns outthat thisisnow themost con-
venient waytomake anaccurate measurement ofthestrength ofamagnetic field.
Ofcourse, atsome time someone hadtomeasure accurately themagnetic field and
frequency todetermine theg-value oftheproton. Butnowthatthishasbeen done,
aproton resonance apparatus likethatofthefigure canbeused asa“proton reso-
nance magnetometer.”
Weshould sayaword about theshape ofthesignal. Ifwewere towobble the
magnetic field very slowly, wewould expect toseeanormal resonance curve.
Theenergy absorption would read amaximum when wparrived exactly atthe
35-11/// AUXILIARY
MAGNET 0°15POLE
i
/
WATER \>. /I‘
llll
QQM
SOURCEOSCILLATOR
ui
OUT
LOSS
SIGNAL
OSCILiSCOPE
V
HSWEEP
TRIGGER
Fig 35-8. Anuclear magnetic reso-
nance apparatus.
oscillator frequency. There would besome absorption atnearby frequencies
because alltheprotons arenotinexactly thesame field—and different fields mean
slightly different resonant frequencies.
Onemight wonder, incidentally, whether attheresonance frequency weshould
seeanysignal atall.Shouldn’t weexpect thehigh-frequency field toequalize the
populations ofthetwostates—so thatthere should benosignal except when the
water isfirstputin?Notexactly, because although wearetrying toequalize the
twopopulations, thethermal motions ontheir partaretrying tokeep theproper
ratios forthetemperature T.Ifwesitattheresonance, thepower being absorbed
bythenuclei isjustwhat isbeing losttothethermal motions. There is,however,
relatively little “thermal contact” between theproton magnetic moments andthe
atomic motions The protons arerelatively isolated down inthecenter ofthe
electron distributions. Soinpure water, theresonance signal is,infact, usually
toosmall tobeseen. Toincrease theabsorption, itisnecessary toincrease the
“thermal contact.” This isusually done byadding alittle ironoxide tothewater.
Theironatoms arelikesmall magnets; astheyjiggle around intheir thermal dance,
theymake tinyjiggling magnetic fields attheprotons. These varying fields “couple”
theproton magnets totheatomic vibrations andtend toestablish thermal equi-
librium. Itisthrough this“coupling” thatprotons inthehigher energy states can
lose their energy sothat they areagain capable ofabsorbing energy from the
oscillator.
Inpractice theoutput signal ofanuclear resonance apparatus does notlook
likeanormal resonance curve. Itisusually amore complicated signal with oscilla-
tions liketheonedrawn inthefigure. Such signal shapes appear because ofthe
changing fields. Theexplanation should begiven interms ofquantum mechanics,
butitcanbeshown thatinsuch experiments theclassical ideas ofprecessing mo-
ments always givethecorrect answer. Classically. wewould saythatwhen wear-
riveatresonance westart driving alotoftheprecessing nuclear magnets synchro-
nously. Insodoing, wemake them precess together. These nuclear magnets, all
rotating together, willsetupaninduced emfintheoscillator coilatthefrequency
w,,.Butbecause themagnetic fieldisincreasing withtime, theprecession frequency
isincreasing also, andtheinduced voltage issoon atafrequency alittle higher than
theoscillator frequency. Astheinduced emfgoes alternately inphase andoutof
phase with theoscillator, the“absorbed” power goes alternately positive and
negative. Soontheoscilloscope weseethebeatnote between theproton frequency
andtheoscillator frequency. Because theproton frequencies arenotallidentical
(different protons areinslightly different fields) andalsopossibly because ofthe
disturbance from theironoxide inthewater, thefreely precessing moments soon
getoutofphase, andthebeat signal disappears.
These phenomena ofmagnetic resonance have been puttouseinmany ways
astools forfinding outnew things about matter—especially inchemistry and
nuclear physics. Itgoes without saying thatthenumerical values ofthemagnetic
moments ofnuclei tellussomething about their structure. Inchemistry, much has
been learned from thestructure (orshape) oftheresonances. Because ofmagnetic
fields produced bynearby nuclei, theexact position ofanuclear resonance is
shifted somewhat, depending ontheenvironment inwhich anyparticular nucleus
finds itself. Measuring these shifts helps determine which atoms arenear which
other ones andhelps toelucidate thedetails ofthestructure ofmolecules Equally
important istheelectron spin resonance offreeradicals. Although notpresent
toanyverylarge extent inequilibrium, such radicals areoften intermediate states
ofchemical reactions. Ameasurement ofanelectron spinresonance isadelicate
testforthepresence offreeradicals andisoften thekeytounderstanding the
mechanism ofcertain chemical reactions.
35-12
36
Ferromagnetism
36-1 Magnetization currents
Inthischapter wewilldiscuss some materials inwhich theneteffect ofthe
magnetic moments inthematerial ismuch greater thaninthecaseofparamagnetism
ordiamagnetism. Thephenomenon iscalledferromagnetism. Inparamagnetic and
diamagnetic materials theinduced magnetic moments areusually soweak that
wedon’t have toworry about theadditional fields produced bythemagnetic
moments. Forferromagnetic materials, however, themagnetic moments induced
byapplied magnetic fields arequite enormous andhave agreat efi"ect onthefields
themselves. Infact, theinduced moments aresostrong thatthey areoften the
dominant effect inproducing theobserved fields. Sooneofthethings wewill
havetoworry about isthemathematical theory oflarge induced magnetic moments.
That is,ofcourse, JUSIatechnical question. The realproblem is,why arethe
magnetic moments sostrong—how does itallwork? Wewillcome tothatquestion
inalittle while.
Finding themagnetic fields offerromagnetic materials issomething likethe
problem offinding theelectrostatic field inthepresence ofdielectrics. You will
remember thatwefirstdescribed theinternal properties ofadielectric interms of
avector fieldP,thedipole moment perunitvolume. Then wefigured outthatthe
effects ofthispolarization areequivalent toacharge density p,,.,1given bythedi-
vergence ofP:
ppol =—V-P. (36.1)
Thetotal charge inanysituation canbewritten asthesum ofthispolarization
charge plus allother charges, whose density wewrite* p,,fl,..,. Then theMaxwell
equation which relates thedivergence ofEtothecharge density becomes
V.E=£=Q ,EQ 60
OI‘
V.E=_ ‘+PJlle_’.VP
60 60
Wecanthen pulloutthepolarization part ofthecharge andputitontheother
sideoftheequation, togetthenewlaw
VI(GOE + =potlicr-
Thenewlawsaysthedivergence ofthequantity (eOE +P)isequal tothedensity
oftheother charges.
Pulling EandPtogether asinEq.(36.2). ofcourse. isuseful only ifweknow
some relation between them. Wehave seen that thetheory which relates the
induced electric dipole moment tothefield wasarelatively complicated business
andcanreally only beapplied tocertain simple situations, andeven then asan
approximation. Wewould liketoremind youofoneoftheapproximate ideas
weused. Tofindtheinduced dipole moment ofanatom inside adielectric, itis
necessary toknow theelectric field thatactsonanindividual atom. Wemade the
approximation—which isnottoobadinmany cases—that thefield ontheatom
*Ifallofthe“other” charges were onconductors, pm“, would bethesame asour
pfmofChapter 10.
36-136-1 Magnetization currents
36-2 ThefieldH
36-3 Themagnetization curve
36-4 Iron-core inductances
36-5 Electromagnets
36-6 Spontaneous magnetization
Review: Chapter 10,Dielectrics
Chapter 17,The Law ofIn-
duction
/Eh°|/,=/E (P/2,,’ Eé
/a//.i/V .4
%/ / / / / /
=E +
//Fig. 36-1. The electric field ina
cavity inadielectric depends onthe
shape ofthecavity.\\.\\\\'<~='\\isthesame asitwould beatthecenter ofthesmall holewhich would beleftifwe
took outtheatom (keeping thedipole moments ofalltheneighboring atoms the
same). You willalsoremember thattheelectric field inahole inapolarized di-
electric depends ontheshape ofthehole. Wesummarize ourearlier results in
Fig. 36-1. Forathin, disc-shaped hole perpendicular tothepolarization, the
electric field inthehole isgiven by
P
Ehole =Edielectric +‘:0’
which weshowed byusing Gauss’ law. Ontheother hand, inaneedle-shaped
slotparallel tothepolarization, weshowed—by using thefactthatthecurlofEis
zero—~that theelectric fields inside andoutside oftheslotarethesame. Finally,
wefound thatforaspherical holetheelectric fieldwasone-third ofthe waybetween
thefield oftheslotandthefield ofthedisc:
51,01,=E.,,,,,,,.., +lg(spherical hole). (36.3)
This wasthefield weused inthinking about what happens toanatom insitf, a
polarized dielectric.
Now wehave todiscuss theanalog ofallthisforthecase ofmagnetism.
Onesimple, short-cut wayofdoing thisistosaytheM,themagnetic moment per
unitvolume, isjustlikeP,theelectric dipole moment perunitvolume, andthat,
therefore, thenegative ofthedivergence ofMisequivalent toa“magnetic charge
density” pm-——whatever thatmay mean. Thetrouble is,ofcourse, thatthere isn’t
anysuch thing asa“magnetic charge” inthephysical world. Asweknow, the
divergence ofBisalways zero. Butthatdoes notstopusfrom making anartificial
analog andwriting
V-M=—p..,, (36.4)
where itistobeunderstood thatpmispurely mathematical. Then wecould make
acomplete analogy with theelectrostatic caseanduseallouroldequations from
electrostatics. People have often done something likethat. Infact, historically,
people even believed thattheanalogy wasright. They believed thatthequantity
pmrepresented thedensity of“magnetic poles.” These days, however, weknow
that themagnetization ofmaterials comes from circulating currents within the
atoms—either from thespinning electrons orfrom themotion oftheelectrons in
theatom. Itistherefore nicer from aphysical point ofview todescribe things
realistically interms oftheatomic currents, rather than interms ofadensity of
some mythical “magnetic poles.” Incidentally, these currents aresometimes called
“Amperian” currents, because Ampere first suggested that themagnetism of
matter came from circulating atomic currents.
The actual microscopic current density inmagnetized matter is,ofcourse,
very complicated. Itsvalue depends onwhere youlook intheatom——it’s large in
some places andsmall inothers; itgoes onewayinonepartoftheatom andthe
opposite way inanother part (just asthemicroscopic electric field varies enor-
mously inside adielectric). Inmany practical problems, however, weareinterested
onlyinthefields outside ofthematter orintheaverage magnetic fieldinside ofthe
matter—where wemean anaverage taken over many, many atoms. Itisonlyfor
such macroscopic problems thatitisconvenient todescribe themagnetic state of
thematter interms ofM,theaverage dipole moment perunitvolume. What we
want toshow now isthattheatomic currents ofmagnetized matter cangiverise
tocertain large-scale currents which arerelated toM.
What wearegoing todo,then, istoseparate thecurrent density j—which is
therealsource ofthemagnetic fields—into various parts: oneparttodescribe the
circulating currents oftheatomic magnets, andtheother parts todescribe what
other currents there may be.Itisusually most convenient toseparate thecurrents
intothree parts. InChapter 32wemade adistinction between thecurrents which
flowfreely onconductors andtheones which areduetotheback andforth motions
36-2
ofthebound charges indielectrics. InSection 32-2 wewrote
j:jpol Tl“jotlicrs
where j,,,,1represented thecurrents from themotion ofthebound charges indi-
electrics andj,,,),,., took care ofallother currents. Now wewant togofurther.
Wewant toseparate j,,u,,., intoonepart, j,,,,,g, which describes theaverage currents
inside ofmagnetized materials, andanadditional term which wecancallj,,,,,,,1 for
whatever isleftover. Thelastterm willgenerally refer tocurrents inconductors,
butitmay also include other currents—for example thecurrents from charges
moving freely through empty space. Sowewillwrite forthetotal current density:
.i:jpol +J-mag +jcond-
Ofcourse itisthistotal current which belongs intheMaxwell equation forthe
curlofB:
6
2 _L E. cV><B- 60+at (36.6)
Now wehave torelate thecurrent j,,,,,g tothemagnetization vector M.So
thatyoucanseewhere wearegoing, wewilltellyouthattheresult isgoing to
bethat
jmag=v><M. (36.7)
Ifwearegiven themagnetization vector Meverywhere inamagnetic material,
thecirculation current density isgiven bythecurlofM.Let's seeifwecanunder-
stand whythisisso.
First, let’stakethecaseofacylindrical rodwhich hasauniform magnetization
parallel toitsaxis. Physically, weknow thatsuch auniform magnetization really
means auniform density ofatomic circulating currents everywhere inside the
material. Suppose wetrytoimagine what theactual currents would looklikein
across section ofthematerial. Wewould expect toseecurrents something like
those shown inFig.36-2. Each atomic current goesaround andaround inalittle
circle, withallthecirculating currents going around inthesame direction. Now
what istheeffective current ofsuch athing? Well, inmost ofthebarthere isno
effect atall,because right next toeach current there isanother current going in
theopposite direction. Ifweimagine asmall surface——but onestillquite abit
larger than asingle atom——such asisindicated inFig. 36-2 bythelineATS’,
thenetcurrent through such asurface iszero. There isnonetcurrent any-
where inside thematerial. Note, however, thatatthesurface ofthematerial there
areatomic currents which arenotcancelled byneighboring currents going the
other way. Atthesurface there isanetcurrent always going inthesame direction
around therod. Now youseewhy wesaidearlier thatauniformly magnetized
rodisequivalent toalong solenoid carrying anelectric current.
How does thisview fitwith Eq.(36.7)" First, inside thematerial themagne-
tization Misconstant, soallitsderivatives arezero. This agrees with ourgeometric
picture. Atthesurface, however, Misnotreally constant~it isconstant upto
theedge andthen suddenly collapses tozero. So,right atthesurface there are
terrific gradients which, according to(36.7), willgive ahigh current density.
Suppose welook atwhat happens near thepoint CinFig.36-2. Taking thex-
andy-directions asinthefigure, themagnetization Mis inthez-direction. Writing
outthecomponents ofEq.(36.7), wehave
HMZ .
W :(]mag)1:
(36.8)
6M; .
_7,’; =(]mag)i/-
Atthepoint C,thederivative 6M,/6y lSzero, but6M,/6x islarge andpositive.
Equation (36.7) saysthatthere isalarge current density intheminus y-direction.
Thisagrees with ourpicture ofasurface current going around thebar.
36-3on e
Fig. 36-2. Schematic diagram ofthe
circulating atomic currents asseen ina
cross section ofanironrodmagnetized in
thez-direction.COO
y
IQQ'-'5-3€
QQQQCQ
QQQQCIQ
L ea
Z ///
Q,XF-
\\
\\
\\\I
SURFACE AREA A
Fig. 36-3. Thedipole moment ,uofa
current loop isIA.
M2
Fig. 36-4. Asmall magnetized block
isequivalent toacirculating surface
current.U\\\\
+-%-ANow wewant tofindthecurrent density foramore complicated caseinwhich
themagnetization varies from point topoint inamaterial. Itiseasy toseequali-
tatively thatifthemagnetization isdifferent intwoneighboring regions, there will
notbeaperfect cancellation ofthecirculating currents sothatthere willbeanet
current inthevolume ofthematerial. Itisthiseffect thatwewant towork out
quantitatively.
First, weneed torecall theresults ofSection 14-5 thatacirculating current
Ihasamagnetic moment /.igiven by
,bL=IA, (36.9)
where Aisthearea ofthecurrent loop (seeFig.36-3). Now let’sconsider asmall
rectangular block inside ofamagnetized material, assketched inFig.36-4. We
take theblock sosmall thatwecanconsider that themagnetization isuniform
inside it.Ifthisblock hasamagnetization M,inthez-direction, theneteffect
willbethesame asasurface current going around onthevertical faces, asshown.
Wecanfindthemagnitude ofthese currents from Eq.(36.9). Thetotal magnetic
moment oftheblock isequal tothemagnetization times thevolume:
iu:Mz(abc)s
from which weget(remembering thatthearea oftheloop isac)
I=Mzb.
Inother words, thecurrent perunit length (vertically) oneach ofthevertical
surfaces isequal toM2.
M, M14-AMZ
C
0'ci
Y14|"‘|Y“
‘L-‘1_HI“-4-———I|‘ <-
/’ ,/Cl
I --—+-> ,4’ il->
) /
. .. /” i /’ 2Fig. 36-5. Ifthe magnetization of Z
two neighboring blocks isnot thesame, l:y
there isanetsurface current inbetween. X
Now suppose thatweimagine twosuch little blocks next toeach other, as
shown inFig.36-5. Because block 2isslightly displaced from block 1,itwillhave
aslightly diflerent vertical component ofmagnetization, which wecallM,+AMZ.
Now onthesurface between thetwoblocks there willbetwocontributions tothe
total current. Block lwillproduce acurrent I1flowing inthepositive y-direction,
andblock 2willproduce asurface current I2flowing inthenegative y-direction.
Thetotal surface current inthepositive y-direction isthesum:
I= 11- I2=Mzb -(M, —l—AM,)b
=—AM,b.
Wecanwrite AM, asthederivative ofM,inthex-direction times thedisplacement
from block ltoblock 2,which isjustat
AM,=§E&a_6x
Thecurrent flowing between thetwoblocks isthen
6M2I: —3c--(lb.
36-4
Torelate thecurrent Itoanaverage volume current density j,wemust realize
thatthiscurrent 1isreally spread overacertain cross-sectional area. Ifweimagine
thewhole volume ofthematerial tobefilled with such little blocks, onesuch side
face(perpendicular tothex-axis) canbeassociated with each block.* Then we
seethatthearea tobeassociated with thecurrent 1isjustthearea abofoneof
thefront faces. Wegettheresult
._l__6M,
Jy_ab_ 6x
Wehave atleast thebeginning ofthecurlofM.
There should beanother term injgfrom thevariation ofthex-component of
themagnetization withz.This contribution tojwillcome from thesurface between
twolittle blocks stacked oneontopoftheother, asshown inFig.36-6. Using
thesame arguments wehave justmade, youcanshow thatthissurface willcon-
tribute toiytheamount 6M,/62. These aretheonlysurfaces which cancontribute
tothey-component ofthecurrent sowehave thatthetotal current density inthe
y-direction is
._GM,_6M,
J1' dz dx
Working outthecurrents ontheremaining faces ofacube—or using thefact
that ourz-direction iscompletely arbitrary—we canconclude that thevector
current density isindeed given bytheequation
j=VXM.
Soifwechoose todescribe themagnetic situation inmatter interms ofthe
average magnetic moment perunitvolume M,wefindthatthecirculating atomic
currents areequivalent toanaverage current density inmatter given byEq.(36.7).
Ifthematerial isalsoadielectric, there may be,inaddition, apolarization current
jllol=6P/6t. And ifthematerial isalsoaconductor, wemay have aconduction
current j,,,,,.i aswell. Wecanwrite thetotal current as
j:.i(‘0Il(l + VXM + at
36-2 The field H
Next, wewant toinsert thecurrent aswritten inEq.(36.10) intoMaxwell’s
equations. Weget
2 __1_ g_i(. Q) aEcVXB—€0+6tTT€0jCO!](l+vXM+(9t _l'6t
Wecanmove theterm inMtotheleft-hand side:
2 _a.-16»-=6 21:). cVX(B 6Oc2> -60+at(E+G0 (36.11)
Asweremarked inChapter 32,many people liketowrite (E+P/co) asanew
vector field D/co. Similarly, itisoften convenient towrite (B—M/e0c2) asa
single vector field. Wechoose todefine anewvector field Hby
H=B- (36.12)6002
Then Eq.(36.11) becomes
606% ><H=1......+335- (36.13)
Itlooks simple, butallthecomplexity isjusthidden intheletters DandH.
*Or,ifyouprefer, thecurrent Iineach faceshould besplit 50-50 with theblocks on
thetwosides.
36-5if?O
Z-'-'>Mx+AM
~t
1.:1--M.b i
/1--—'-I z/’ ,’ / 1Y:
x
Fig. 36-6. Twoblocks, oneabove the
other, may also contribute tojy.U'
\ii?‘{M
_’_5‘_.___\\,~to
Table 36-1
Units ofmagnetic quantities
[B]=weber/meterz =104gauss
[H]=weber/meter2 =104gauss
0r104oersted
[M] =ampere/meter
[H'] =ampere/meter
Convenient conversions
B(gauss) =104B(weber/meterz)
H(gauss) =H(oersted)
=0.0126 H’(amp/meter)Now wehave togiveyouawarning. Most people who usethemksunits
have chosen touseadifferent definition ofH.Calling their field H’(ofcourse,
they stillcallitHwithout theprime), itisdefined by
H’=e0c2B —M. (36.14)
(Also, they usually write eocz asanewnumber 1/no; then they have onemore
constant tokeep track of!) With thisdefinition, Eq.(36.13) looks even simpler:
VXHI :jcoiitl ‘l' '
Butthedifficulties with thisdefinition ofH’are,first, thatitdoesn’t agree withthe
definition ofpeople who don’t usethemks units, andsecond, thatitmakes H’
andBhave different units. Wethink itismore convenient forHtohave thesame
units asB—rather than theunits ofM,asH’does. Butifyouaregoing tobean
engineer a_ndwork onthedesign oftransformers, magnets, andsuch, youwillhave
towatch out. You willfindmany books which useforHthedefinition ofEq.
(36.14) rather than ourdefinition ofEq.(36.12), andmany other books—especially
handbooks about magnetic materials—that relate BandHthewaywehave done.
You’ll have tobecareful tofigure outwhich convention they areusing.
Onewaytotellisbytheunits they use. Remember thatinthemkssystem,
B—and therefore ourH—are measured with theunit: oneweber persquare meter,
equal to10,000 gauss. lnthemkssystem, amagnetic moment (acurrent times an
area) hastheunit: oneampere-meterz. Themagnetization M,then, hastheunit:
oneampere permeter. ForH’theunits arethesame asforM.You canseethat
thisalsoagrees with Eq.(36.15), since Vhasthedimensions ofoneover alength.
People who areworking with electromagnets alsogetinthehabit ofcalling the
unitofH(with theH’definition) “one ampere turnpermeter”—thinking ofthe
turns ofwireonawinding. Buta“turn” isreally adimensionless number, sothat
doesn’t needtoconfuse you. Since ourHisequal toH’/eocz, ifyouareusing the
mks system, H(inwebers/meterz) isequal to411'X10”’ times H’(inamperes
permeter). Itisperhaps more convenient toremember that H(ingauss) =
0.0126 H’(inamp/meter).
There isonemore horrible thing. Many people who useourdefinition of
Hhave decided tocalltheunits ofHandBbydiflerenz names! Even though they
have thesame dimensions, theycalltheunitofBonegauss, andtheunitofHone
oersted (after Gauss andOersted, ofcourse). So,inmany books youwillfind
graphs with Bplotted ingauss andHinoersteds. They arereally thesame unit-—
l0_4 ofthemks unit. Wehave summarized theconfusion about magnetic units
inTable 36-1.
36-3 Themagnetization curve
Now wewilllook atsome simple situations inwhich themagnetic field 1S
constant, orinwhich thefields change slowly enough thatwecanneglect 6D/61 in
comparison withj,,,,,,1. Then thefields obey theequations
v~B=0, (36.16)
VXH=j,,,,,,d/eocz, (36.17)
H=B-M/GOC2. (36.18)
Suppose wehave atorus (adonut) ofironwrapped with acoilofcopper wire,
asshown inFig.36-7(a). Acurrent 1flows inthewire. What isthemagnetic
field? Themagnetic field willbemainly inside theiron; there, thelines ofBwill
becircles, asdrawn inFig.36-7(b). Since thefluxofBiscontinuous, itsdivergence
iszero. andEq(36.16) issatisfied Next. wewrite Eq(36.17) inanother form by
36-6
integrating around theclosed loop I‘drawn inFig. 36-7(b). From Stokes’s
theorem, wehave that
1 .£H- ds=6062 /Sjcond -nda,
where theintegral ofjistobecarried outover anysurface Sbounded byI‘.This
surface iscutonce byeach turn ofthewinding. Each turncontributes thecurrent
Itotheintegral, and, ifthere areNturns inall,theintegral 1SNI. From the
symmetry ofourproblem, Bisthesame allaround thecurve I‘;ifweassume that
themagnetization, andtherefore, thefield Hisalsoconstant along F,Eq.(36.19)
becomes(36.19)
HI=GOC
where Iisthelength ofthecurve I‘.So,
1NI
Itisbecause Hisdirectly proportional tothemagnetizing current incases like
thisonethatHissometimes called themagnetizing field.
Now allweneed isanequation which relates HtoB.Butthere isn’t anysuch
equation! There is,ofcourse, Eq.(36.18), butitISnohelp because there isno
direct relation between MandBforaferromagnetic material likeiron. Themag-
netization Mdepends onthewhole pasthistory oftheiron, andnotonly onwhat
Bisatthemoment.
Allisnotlost, though. Wecangetsolutions incertain simple cases. Ifwe
start outwith unmagnetized iron—let’s saywith iron that hasbeen annealed at
hightemperatures-then inthesimple geometry ofthetorus, alltheironwillhave
thesame magnetic history. Then wecansaysomething about M—and therefore
about therelation between BandH—from experimental measurements. The
fieldBinthetorus is,from Eq.(36.20), given asaconstant times thecurrent I
inthewinding. Thefield Bcanbemeasured byintegrating over time theemfin
thecoil(orinanextra coilwound over themagnetizing coilshown inthefigure).
This emfisequal totherateofchange ofthefluxofB,sotheintegral oftheemf
with time isequal toBtimes thecross-sectional area ofthetorus.
Figure 36-8 shows therelation between BandH,observed with atorus of
softiron. When thecurrent isfirstturned on,Bincreases with increasing Halong
thecurve a.Note thedifferent scales onBandH;initially, ittakes onlyarelatively
small Htomake alarge B.Why isBsomuch larger with theiron than itwould
bewith air? Because there isalarge magnetization Mwhich isequivalent toa
large surface current ontheiron—the field Bcomes from thesumofthiscurrent
andtheconduction current inthewinding. Why Mshould besolarge, wewill
discuss later.
Athigher values ofH,themagnetization curve levels off. Wesaythat the
ironsaturates. With thescales ofourfigure, thecurve appears tobecome hori-
zontal. Actually, itcontinues toriseslightly—for large fields, Bbecomes propor-
tional toH,andwith aunitslope. There isnofurther increase ofM.Incidentally,
weshould point outthatifthetorus were made ofsome nonmagnetic material,
Mwould bezero andBwould equal Hforallfields.
Thefirstthing wenotice isthatcurve ainFig.36-8-which istheso-called
magnetization curve—is highly nonlinear. Butit’sworse than that. If,after reaching
saturation, wedecrease thecurrent inthecoiltobring Hback tozero, themagnetic
fieldBfallsalong curve b.When Hreaches zero, there isstillsome Bleft. Even
with nomagnetizing current there isamagnetic field intheiron—it hasbecome
permanently magnetized. Ifwenow turn onanegative current inthecoil, the
B-Hcurve continues along buntil theiron issaturated inthenegative direction.
Ifwethen bring thecurrent back tozeroagain, Bgoesalong curve c.Ifwealternate
thecurrent between large positive andnegative values, theB-H curve goes back
andforth along very nearly thecurves bandc.Ifwevary Hinsome arbitrary
36-7\‘\\\\\§‘V§.\\\\*\to),/
I/I ._. nV
./1'
I/1*’
0 O ll n
(bl .,/.~- g~
0 . .
/=3 cunvs 1" '1‘\
/=.- -:. 0
"" LINESOFB '~"\
\ ._-. ‘I’/o
\ ='- .-, '3' /
0 K\ 22/ 0
6 0°
Fig. 36-7. (a)Atorus ofironwound
with acoilofinsulated wire. (b)Cross
section oftorus showing field lines.<_
0,_._
W?-Z-°0
B1(gauss)
Is,ooo- b
iopoo G
5,000-LC
1 I I I I l L,-4 -3 -2 -i I 2 3 4 5
|-1(gauss)
-io,ooo
C
--is,ooo
Fig. 36-8. Typical magnetization
andhysteresis curves forsoftiron.
way, however, wecangetmore complicated curves which will, ingeneral. lie
somewhere between thecurves bandc.The loop made byrepeated oscillation
ofthefields iscalled ahysteresis loop oftheiron.
Weseethen thatwecannot write afunctional relationship likeB=f(H),
because thevalue ofBatanyinstant depends notonly onwhat Hisatthattime,
butonitswhole pasthistory. Naturally, themagnetization andhysteresis curves
aredifferent fordifferent substances. Theshape ofthecurves depends critically on
thechemical composition ofthematerial, andalsoonthedetails ofitspreparation
andsubsequent physical treatment. Wewilldiscuss some ofthephysical explana-
tions forthese complications inthenext chapter.
36-4 Iron-core inductances
Oneofthemost important applications ofmagnetic materials isinelectrical
circuits—for example, intransformers, electric motors, andsoon.Onereason is
that with iron wecancontrol where themagnetic fields go,andalso getmuch
larger fields foragiven electric current. Forexample, thetypical “toroidal”
inductance ismade very much liketheobject shown inFig.36-7. Foragiven in-
ductance, itcanbemuch smaller involume andusemuch lesscopper than an
equivalent “air-core” inductance. Foragiven inductance, wegetamuch smaller
resistance inthewinding, sotheinductance ismore nearly “ideal”—particularly
forlowfrequencies. Itisvery easy tounderstand, qualitatively. how such an
inductance works. IfIisthecurrent inthewinding, then thefield Hwhich is
produced intheinside isproportional toI—as given byEq.(36.20). Thevoltage
*0across theterminals isrelated tothemagnetic field B.Neglecting theresistance
ofthewinding, thevoltage “Uisproportional to6B/61. Theinductance J3,which
istheratio of'0todl/dt (seeSection 17-7), thus involves therelation between B
andHintheiron. Since theBissomuch bigger thantheH,wegetalargefactor
intheinductance. Physically, what happens isthat asmall current inthecoil,
which would ordinarily produce asmall magnetic field, causes thelittle “slave”
magnets intheiron tolineupandproduce atremendously greater “magnetic”
current than theexternal current inthewinding. Itisasifwehadalotmore current
going through thecoilthan wereally have. When wereverse thecurrent, allthe
little magnets flipover—all those internal currents reverse—and wegetamuch
higher induced emfthan wewould getwithout theiron. Ifwewant tocalculate
theinductance, wecandosothrough theenergy-as described inSection 17-8.
Therateatwhich energy isdelivered from thecurrent source is1'0.Thevoltage ’U
isthecross-sectional area Aofthecore, times N,times dB/dt. From Eq.(36.20),
I=(coczl/N)H. Sowehave
dU_ _ 2 dBI —{OI —(€()C
Integrating over time, wehave
U=(6062121) IHdB. (36.21)
Notice thatIAisthevolume ofthetorus, sowehave shown thattheenergy density
u=U/vol inamagnetic material isgiven by
U=@0621 HdB. (36.22)
Aninteresting feature isinvolved here. When weusealternating currents,
theironisdriven around ahysteresis loop. Since Bisnotasingle-valued function
ofH,theintegral offHdB around onecomplete cycle isnotequal tozero. It
isthearea enclosed inside thehysteresis curve. Thus, thedriving source delivers
acertain netenergy each cycle—an energy proportional tothearea inside the
hysteresis loop. And that energy is“lost.” Itislostfrom theelectromagnetic
goings on,butturns upasheatintheiron. Itiscalled thehysteresis loss. Tokeep
such energy losses small, wewould likethehysteresis loop tobeasnarrow as
36-8
possible. Onewaytodecrease thearea oftheloop istoreduce themaximum field
thatisreached during each cycle. Forsmaller maximum fields, wegetahysteresis
curve liketheoneshown inFig.36-9. Also, special materials aredesigned tohave
averynarrow loop. Theso-called transformer ir0ns—which areiron alloys with
asmall amount ofsilicon-—have been developed tohave thisproperty.
When aninductance isrunover asmall hysteresis loop, therelationship
between BandHcanbeapproximated byalinear equation. People usually write
B=/.tH. (36.23)
Theconstant itisnotthemagnetic moment wehave used before. Itiscalled the
permeability oftheiron. (Itisalsosometimes called the“relative permeability”)
Thepermeability ofordinary irons istypically several thousand. There arespecial
alloys alike “supermalloy” which canhave permeabilities ashigh asamillion.
Ifweusetheapproximation that B=].LHinEq.(36.21), wecanwrite the
energy inatoroidal inductance as
2
U=(@0621/1),. fHdH=(@.,¢2iA) #- (36.24)
Sotheenergy density isapproximately
2
u~% ;iH2.
Wecannowsettheenergy ofEq.(36.24) equal totheenergy £12/2 ofaninductance,
andsolve for.13.Weget
2 H2is=(EQC T '
Using H/Ifrom Eq.(36.20), wehave
,u.N2A£=-E-OFT '
Theinductance isproportional to[.I..Ifyouwant inductances forsuch things as
audio amplifiers, youwilltrytooperate them onahysteresis loop where the
B-Hrelationship isaslinear aspossible. (You willremember thatwespoke in
Chapter 50,Vol. I,about thegeneration ofharmonics innonlinear systems.)
Forsuch purposes, Eq.(36.23) isauseful approximation. Ontheother hand,
ifyouwant togenerate harmonics, youmay useaninductance which isintention-
allyoperated inahighly nonlinear way. Then youwillhave tousethecomplete
B-Hcurves. andanalyze what happens bygraphical ornumerical methods.
A“transformer” isoften made byputting twocoils onthesame torus—or
core—of amagnetic material. (For thelarger transformers, thecoreismade with
rectangular proportions forconvenience.) Then avarying current inthe“primary”
winding causes themagnetic field inthecore tochange, which induces anemfin
the“secondary” winding. Since thefluxthrough each turnofboth windings is
thesame, theemf’s inthetwowindings areinthesame ratio asthenumber of
turns oneach. Avoltage applied totheprimary istransformed toadifferent
voltage atthesecondary. Since acertain netcurrent around thecore isneeded to
produce therequired change inthemagnetic field, thealgebraic sumofthecurrents
inthetwowindings willbefixed andequal totherequired “magnetizing” current.
Ifthecurrent drawn from thesecondary increases, theprimary current must in-
crease inproportion—there isa“transformation” ofcurrents aswellasvoltage.
36-5 Electromagnets
Now let’s discuss apractical situation which isalittle more complicated.
Suppose wehave anelectromagnet oftherather standard form shown inFig.
36—10—there isa“C-shaped” yoke ofiron, with acoilofmany turns ofwire
wrapped around theyoke. What isthemagnetic field Binthegap?
36-9Bl(Wl-'53)
/g-” '-
'- / /
// /
/ /
/ /
I0,000-/ /
/ /
/_ /
/ /
I l
-4 -3-2 -i 1234
I / H(qauss)
/
’/’/
I I
///// //
//
Z4?
Fig. 36-9. Ahysteresis loop that
doesn't reach saturation.
\\\’
Fig. 36-10. Anelectromagnet.YL—>
(cl
I=O
d2 Curve I" B..H. Baa“ *6*7'7“*/ /
~:.\\ee\\\.;§'\::“‘§\i56asé\\~:-:l3<§:“?:- .\--_I’
—‘II,’
//’//////// \__———___—_\-111‘-—1/Surface S
COPPER CURRENT6Fig. 36-1 l.Cross section ofanelectromagnet.
Ifthegapthickness issmall compared with alltheother dimensions, wecan,
asafirstapproximation, assume that thelines ofBwillgoaround through the
loop, justasthey didinthetorus They willlook more orlessasshown inFig.
36-ll(a). They tend tospread outsomewhat inthegap, butifthegapisnarrow,
thiswillbeasmall effect. Itisafairapproximation toassume thatthefluxof
Bthrough anycross section oftheyoke isaconstant Iftheyoke hasauniform
cross-sectional area—and ifweneglect anyedge effects atthegaps oratTti‘E: corners
—we cansaythatBisuniform around theyoke.
Also, Bwillhave thesame value inthegap. This follows from Eq.(36.16).
Imagine theclosed surface S,shown inFig.36-l1(b), which hasonefaceinthe
gapandtheother intheiron. Thetotal fluxofBoutofthissurface must bezero.
Calling B1thefield inthegapandB2thefield intheiron, wehave that
B1A1 —B2A2 =0.
O
E,13627, thegap. Wehave that
NI
PO H1l1+ H212 =mm.‘> eocl
Fig. 36-12. Solving for the field in
anelectromagnet.NI H
namely, theonewhich relates BtoHintheiron.15 Since A1=A2(toourapproximation), itfollows thatB1=B2.
\ Now let’slook atH.Wecanagain useEq.(36.19), taking thelineintegral
around thecurve I‘inFig.36-1l(b). Asbefore, theright-hand sideisNI,the
number ofturns times thecurrent. Now, however, Hwillbedifferent intheiron
andintheair.Calling H2thefield intheiron andl2thepath length around the
yoke, thispartofthe curve willcontribute theamount H212 totheintegral. Calling
C H1thefieldinthegapandl1thegapthickness, wegetthecontribution H111 from
(36.26)
eon“; Now weknow something else: thatintheairgap,themagnetization isnegligi-
ble,sothatB1=H1. Since B1=B2,Eq.(36.26) becomes
B211+H212= (36.27)
Westillhave twounknowns. TofindB2andH2,weneed another relationship-
Ifwecanmake theapproximation thatB2=/.iH2, wecansolve theequation
algebraically. However, let’sdothegeneral case, inwhich themagnetization curve
oftheironisonelikethatshown inFig.36-8. What wewant isthesimultaneous
solution ofthisfunctional relationship together with Eq.(36.27). Wecanfindit
byplotting agraph ofEq.(36.27) onthesame graph with themagnetization curve,
asisdone inFig.36-12. Where thetwocurves intersect, wehave oursolution.
Foragiven current I,thefunction (36.27) isthestraight linemarked I>0
inFig.36-12. Thelineintersects theH-axis (B2=0)atH2=NI/e11c2l2, and
theslope is—l2/l1. Different currents justshift thelinehorizontally. From Fig.
36-10
36-12, weseethatforagiven current there areseveral different solutions, depending
onhow yougotthere. Ifyouhave justbuilt themagnet andturned thecurrent
uptoI,thefieldB2(which isalsoB1)willhave thevalue given bypoint a.If
youhave runthecurrent tosome very high value andcome down toI,thefield
willbegiven bypoint b.Or,ifyouhave justhadahigh negative current inthe
magnet andthen come uptoI,thefield istheoneatpoint c.Thefield inthegap
willdepend onwhat youhave done inthepast.
When thecurrent inthemagnet iszero, therelation between B2andH2in
Eq.(36.27) isshown bythelinemarked I=Ointhefigure. There arestillvarious
possible solutions. Ifyouhave firstsaturated theiron, there maybeaconsiderable
residual fieldinthemagnet asgiven bypoint d.You cantakethecoiloff,andyou
have apermanent magnet. You canseethatforagood permanent magnet, you
would want amaterial with awide hysteresis loop. Special alloys, such asAlnico
V,have very wide loops.
36-6 Spontaneous magnetization
Wenow turn tothequestion ofwhy itisthatinferromagnetic materials a
small magnetic field produces such alarge magnetization. Themagnetization of
ferromagnetic materials likeiron andnickel comes from themagnetic moment
oftheelectrons intheinner shell oftheatom. Each electron hasamagnetic moment
itequal toq/2m times itsg-factor, times itsangular momentum J.Forasingle
electron with nonetorbital motion, g=2,andthecomponent ofJinanydirec-
tion—say thez-direction—is ih/2, sothecomponent of,ualong thez-axis is
M2= =0.92s><10-2“amp-m2. (36.28)
Inaniron atom, there areactually twoelectrons that contribute totheferro-
magnetism, sotokeep thediscussion simpler wewilltalkabout nickel, which is
ferromagnetic likeironbutwhich hasonlyoneelectron intheinner shell. (Itis
easytoextend thearguments toiron.)
Now thepoint isthatinthepresence ofanexternal fieldB,theatomic magnets
tend tolineupwith thefield, butareknocked about bythermal motions justas
wedescribed forparamagnetic materials. Inthelastchapter wefound outthatthe
balance between amagnetic field trying tolineuptheatomic magnets andthe
thermal motions trying toderange them produced theresult thatthemean mag-
netic moment perunitvolume willendupas
M=Nittanh (36.29)
ByB,wemean thefield acting attheatom, andkTistheBoltzmann energy.
Inthetheory ofparamagnetism weused forB1,justBitself, neglecting thepartof
thefield atanygiven atom contributed bytheatoms nearby. Intheferromagnetic
case, there isacomplication. Weshouldn’t usetheaverage field intheiron for
theBaacting onanindividual atom. Instead, wemust doaswedidinthecaseof
dielectrics—we have tofindthelocal field acting atasingle atom. Foranexact
calculation weshould addupthefields attheatom inquestion contributed byall
oftheother atoms inthecrystal lattice. Btitaswedidfordielectrics, wewillmake
theapproximation thatthefield atanatom isthesame aswewould findinasmall
spherical hole inthematerial-—assuming that themoments oftheatoms inthe
neighborhood arenotchanged bythepresence ofthehole.
Following thearguments wemade inChapter 11,wemight think thatwe
could write
1MB11611. =B+§26;, (wroiigl).
Butthatisnottight. Wecan,however, make useoftheresults ofChapter 11if
wemake acareful comparison oftheequations ofChapter 11with theequations
36-ll
forferromagnetism inthischapter. Let’s puttogether thecorresponding equations.
Forregions where there arenoconduction currents orcharges wehave:
Electrostatics Static ferromagnetism
V-(E+€£>=0 V-B=O
0 (36.30)
VXE=0 VX<B—l2)=0EQC ._\\
These twosetsofequations canbethought ofasanalogous ifwemake thefallow-
ingpurely mathematical correspondences:
GQC 60
This isthesame asmaking theanalogy
E->H, P_>M/c2. (36.31)
Inother words, ifwewrite theequations offerromagnetism as
M
0 (36.32)
VXH=0,
they look liketheequations ofelectrostatics.
This purely algebraic correspondence hasledtosome confusion inthepast.
People tended tothink thatHwas“the magnetic fie1d.” But, aswehave seen,
BandEarephysically thefundamental fields. andHisaderived idea. Soalthough
theequations areanalogous, thephysics isnotanalogous. However, thatdoesn’t
need tostopusfrom using theprinciple thatthesame equations have thesame
solutions.
Wecanuseourearlier results fortheelectric field inside ofholes ofvarious
shapes indielectrics—summarized inFig. 36—1—to find thefield Hinside of
corresponding holes. Knowing H,wecandetermine B.Forinstance (using the
results wesummarized inSection 1),thefield Hinaneedle-shaped hole parallel
toMisthesame astheHinthematerial,
Hhole :IIrnaterial-
Butsince Minthehole iszero, wehave
MBhole :Bmaterial '—Z0? '
Ontheother hand, foradisc-shaped hole, perpendicular toM,wehave
PEhole :Edioloctric +6_’
O
which translates into
M
Hhole :Hinittorial 'l' * 2
EQC
Or,interms ofB,
Bliolc =Bm:iterial-
Finally, foraspherical hole, bymaking ouranalogy with Eq.(36.3) wewould have
Hliolc =Hiiiiitcriiil +36062
OI‘
2M
Bholc =Biiiiiti-rial —52062'
This result isquite different from what wegotforE.
36-12
Itis,ofcourse, possible togetthese results inamore physical way, byusing
theMaxwell equations directly. Forexample, Eq.(36.34) follows directly from
V-B=0.(You useagaussian surface thatishalfinthematerial andhalfout.)
Similarly, youcangetEq.(36.33) byusing alineintegral along acurve thatgoes
upinside thehole andreturns through thematerial. Physically, thefield inthe
hole isreduced because ofthesurface currents—which aregiven byV><M.
Wewillleave itforyoutoshow thatEq.(36.35) canalsobeobtained byconsidering
theeffects ofthesurface currents ontheboundary ofthespherical cavity.
lnfinding theequilibrium magnetization from Eq.(36.29), itturns outtobe
most convenient todealwith H;sowrite
MBa_:H+>\*€‘£)c2' (36.36)
Inthespherical hole approximation, wewould have A=2,but, asyouwillsee,
wewillwant later tousesome other value, soweleave itasanadjustable parameter.
Also, wewilltakeallthefields inthesame direction sothatwewon’t need toworry
about thevector directions. Ifwewere now tosubstitute Eq.(36.36) intoEq.
(36.29), wewould have oneequation thatrelates themagnetization Mtothemag-
netizing field H:
2
M=N,utanh (L+2:4/66¢
Itis,however, anequation thatcannot besolved explicitly, sowewilldoitgraph-
ically.
Let’s puttheproblem inageneralized form bywriting Eq.(36.29) as
MM-2; -tanh x, (36.37)
where M,1,isthesaturation value ofthemagnetization, namely, Nu,andxrepresents
;.iB,,/kT. Thedependence ofM/Mm onxisshown bycurve ainFig. 36-13.
Wecanalsowrite xasafunction ofM—using Eq.(36.36) forB,,—as
,,:ea2em,kT kT e11c2kT M321
Foranygiven value ofH,thisisastraight-line relationship between M/Mm and
x.Thexintercept isatx=;.iH/kT, andtheslope ise0c2kT/u t\M,,,1. Forany
particular H,wewould have alineliketheonemarked binFig. 36-13. The
intersection ofcurves aandbgives usthesolution forM/M,,,,. Wehave solved
theproblem.
Let’s look athow thesolutions willgoforvarious circumstances. Westart
with H=0.There aretwopossible situations, shown bythelines b1andb2
inFig.36-14. You willnotice from Eq.(36.38) thattheslope ofthelineispro-
portional totheabsolute temperature T.So,athigh temperatures wewould have
alinelikeb1.Thesolution isM/Mm =O.When themagnetizing field Hiszero,
themagnetization isalsozero. Butatlowtemperatures, wewould have alinelikeb2,
andthere aretwosolutions forM/M,,,,—one with M/M82, =0andonewith
M/Mm near one. Itturns outthatonly theupper solution isstable-as youcan
seebyconsidering small variations about these solutions.
According tothese ideas, then, amagnetic material should magnetize itself
spontaneously atsufliciently lowtemperatures. Inshort, when thethermal motions
aresmall enough, thecoupling between theatomic magnets causes them allto
lineupparallel toeach other—we have apermanently magnetized material anal-
ogous totheferroelectrics wediscussed inChapter 11.
Ifwestart athigh temperatures andcome down, there isacritical temperature.
called theCurie temperature T,,where theferromagnetic behavior suddenly setsin.
This temperature corresponds tothelineb3ofFig.36-14, which istangent tothe
curve a,andhas,therefore, aslope of1.TheCurie temperature isgiven by
€QC2kTc
—-- =l. 36.39
”>\Msat ( )(36.38)
36-13M 11
Msat
SOLUTION
1.0——--—--—-——- —--
Eq(3637)
D
0.5-
Eq136381
O i \ 1 ;
0 O5 H I0 I5 x
I
Fig. 36-13. Agraphical solution of
Eqs.(36.37) and (36.38).
_"_
Msat 1,HIGH T c Low T
1.0 ’' Q *__ — T T“ _ :_
D‘ b3 a
be
O.
1 1 1 >
O O5 I0 I5 I
Fig. 36-14. Finding themagnetiza-
tionwhen H=O.
Wecan,ifwewish, write Eq.(36.38) more simply interms ofT,as \
_£1BM.
Now wewant toseewhat happens forsmall magnetizing fields H.Wecan
seefrom Fig.36-14 how things willgoifweshift ourstraight lines alittle tothe
right. Forthelow-temperature case, theintersection point willmove outalittle
bitalong thelow-slope partofcurve a,andMwillchange relatively little. Forthe
high-temperature case, however, theintersection point runs upthesteep part of
curve a,andMwillchange relatively rapidly. Infact, wecanapproximate this
partofcurve abyastraight lineofunitslope, andwrite:
M H_(M)
t. ufiZ =="‘_ __2_ .
Msut X + Msu
Now wecansolve forM/M,,,,1:
M _ ;.iH
iv;"1' (“"4"
Wehave alawthatissomething liketheonewehadforparamagnetism. For
paramagnetism, wehad
M =
Onedifference nowisthatwehave themagnetization interms ofH,which includes
some oftheeffects oftheinteraction oftheatomic magnets, butthemain difference
isthat themagnetization isinversely proportional tothediflerence between T
andTC,instead oftotheabsolute temperate T,alone. Neglecting theinteractions
between neighboring atoms corresponds totaking >1=0,which from Eq.(36.39)
means taking T,=0.Then theresults arejustwhat wehadinChapter 35.
Wecancheck ourtheoretical picture withtheexperimental datafornickel.
Itisobserved experimentally thattheferromagnetic behavior ofnickel disappears
when itstemperature israised above 63l°K. Wecancompare thiswith T,,cal-
culated from Eq.(36.39). Remembering thatMW =;.iN,wehave
N2
Tc = 3i .
Xk€0C2
From thedensity andatomic weight ofnickel, weget
N=9.1X1028 m‘3.
Taking ufrom Eq.(36.28), andsetting A=5,weget
T,=0.24°K.
There isadiscrepancy ofafactor ofabout 2600! Ourtheory offerromagnetism
failscompletely.
Wecantryto“patch up”thetheory asWeiss didbysaying thatforsome
unknown reason )1isnotone-third, but(2600) X;?,——or about 900. Itturns out
that onegetssimilar values forother ferromagnetic materials likeiron. Tosee
what thismeans, let’sgoback toEq.(36.36). Weseethatalarge Xmeans that
Ba,thelocal field ontheatom, appears tobemuch, much larger than wewould
think. Infact, writing H=B—M/e1,c2, wehave
__ ()1-l)M
Bi»"B+W'
According toouroriginal idea-with )1=-§—the local magnetization Mreduces
theeffective field Babytheamount —%M/co. Even ifourmodel ofaspherical
holewere notvery good, wewould stillexpect some reduction. Instead, toexplain
36-14
thephenomenon offerromagnetism, wehave toimagine that themagnetization
ofthefield enhances thelocal field bysome large factor—like onethousand or
more. There doesn’t seem tobeanyreasonable waytomanufacture such tremen-
dous fields atanatom noreven fields oftheproper sign! Clearly, our“magnetic”
theory offerromagnetism isadismal failure. Wemust conclude, then, thatferro-
magnetism hastodowith some nonmagnetic interaction between thespinning
electrons inneighboring atoms. This interaction must generate astrong tendency
forallofthenearby spins tolineupinonedirection. WeWlllseelater thatithas
todowith quantum mechanics andthePauli exclusion principle.
Finally, welook atwhat happens atlowtemperatures—for T<T,.. We
have seenthatthere willthen beaspontaneous magnetization—even withH=0—
given bytheintersection ofthecurves aandb2ofFig.36-14. Ifwesolve forM
forvarious temperatures—-by varying theslope ofthelineb2—~we getthetheoretical
curve shown inFig.36-15. This curve should bethesame forallferromagnetic
materials forwhich theatomic moment comes from asingle electron. Thecurves
forother materials areonly slightly ditferent.
Inthelimit, asTgoes toabsolute zero, Mgoes toMW. Asthetemperature
isincreased, themagnetization decreases, falling tozero attheCurie temperature.
Thepoints inFig.36-15 aretheexperimental observations fornickel. They fitthe
theoretical curve fairly well. Even though wedon’t understand thebasic mecha-
nism, thegeneral features ofthetheory seem tobecorrect.
Finally, there isonemore disturbing discrepancy inourattempt tounder-
stand ferromagnetism. Wehave found thatabove some temperature thematerial
should behave likeaparamagnetic substance with amagnetization Mpropor-
tional toH(orB).andthatbelow thattemperature itshould become spontane-
ously magnetized. Butthat’s notwhat wefound when wemeasured themag-
netization curve foriron. Itonly became permanently magnetized after wehad
“magnetized” it.According totheideas justdiscussed, itwould magnetize itself!
What iswrong? Well, itturns outthatifyou look atasmall enough crystal ofiron
ornickel, itisindeed completely magnetized! Butinlarge pieces ofiron, there are
many small regions or“domains” thataremagnetized indifierent directions, so
thatonalarge scale theaverage magnetization appears tobezero. Ineach small
domain, however, theiron hasalocked-in magnetization with Mnearly equal to
Mm. The consequences ofthisdomain structure arethat gross properties of
large pieces ofmaterial arequite different from themicroscopic properties that
wehave really been treating. Wewilltake upinthenext lecture thestory ofthe
practical behavior ofbulk magnetic materials.
36—l5L‘
Msnt
l.
O
EXPERIMENT
O
O
O5_ THEORY
O
l
0 05 i.o’
T/Tc
Fig. 36-15. Spontaneous magnetiza-
tion cisufunction oftemperature for
nickel.
37
Magnetic Materials
37-1 Understanding ferromagnetism
Inthischapter wewilldiscuss thebehavior andpeculiarities offerromagnetic
materials andofother strange magnetic materials. Before proceeding tostudy
magnetic materials, however, wewillreview veryquickly some ofthethings about
thegeneral theory ofmagnets thatwelearned inthelastchapter.
First, weimagine theatomic currents inside thematerial thatareresponsible
forthemagnetism, andthen describe them interms ofavolume current density
J-“lag =VXM. Weemphasize thatthisisnotsupposed torepresent theactual
currents. When themagnetization isuniform thecurrents donotreally cancel
outprecisely; thatis,thewhirling currents ofoneelectron inoneatom andthe
whirling currents ofanelectron inanother atom donotoverlap insuch away
that thesum isexactly zero. Even within asingle atom thedistribution of
magnetism isnotsmooth. For instance, inaniron atom themagnetization
isdistributed inamore orlessspherical shell, nottooclose tothenucleus and
nottoofaraway. Thus, magnetism inmatter isquite acomplicated thing inits
details; itisvery irregular. However, weareobliged now toignore thisdetailed
complexity anddiscuss phenomena from agross, average point ofview. Then
itistruethat theaverage current intheinterior region, over anyfinite area that
isbigcompared with anatom, iszero when M=0.So,what wemean by
magnetization perunit volume andj,,,,,g and soon,atthelevel wearenow
considering, isanaverage over regions that arelarge compared with thespace
occupied byasingle atom.
Inthelastchapter, wealsodiscovered thataferromagnetic material hasthe
following interesting property: above acertain temperature itisnotstrongly
magnetic, whereas below this temperature itbecomes magnetic. This fact is
easily demonstrated. Apiece ofnickel wire atroom temperature isattracted bya
magnet. However, ifweheat itabove itsCurie temperature with agasflame, it
becomes nonmagnetic andisnotattracted toward themagnet—even when brought
quite close tothemagnet. Ifweletitlienear themagnet while itcools off,atthe
instant itstemperature fallsbelow thecritical temperature itissuddenly attracted
again bythemagnet!
Thegeneral theory offerromagnetism thatwewillusesupposes thatthespin
oftheelectron isresponsible forthemagnetization. Theelectron hasspinone-half
andcarries oneBohr magneton ofmagnetic moment /.t=[LB=qeh/2m. The
electron spincanbepointed either “up” or“down.” Because theelectron hasa
negative charge, when itsspinis“up” ithasanegative moment, andwhen itsspin
is“down” ithasapositive moment. With ourusual conventions, themoment pt
oftheelectron isopposite itsspin. Wehave found thattheenergy oforientation
ofamagnetic dipole inagiven applied field Bis—;4-B,buttheenergy ofthe
spinning electrons depends ontheneighboring spin alignments aswell. Iniron,
ifthemoment ofanearby atom is“up,” there isavery strong tendency thatthe
moment oftheonenext toitwillalsobe“up.” That iswhat makes iron, cobalt,
andnickel sostrongly magnetic-the moments allwant tobeparallel. Thefirst
question wehave todiscuss iswhy.
Soon after thedevelopment ofquantum mechanics, itwasnoticed thatthere
isavery strong apparent force-—not amagnetic force oranyother kind ofactual
force, butonly anapparent force—trying tolinethespins ofnearby electrons
opposite tooneanother. These forces areclosely related tochemical valence forces.
There isaprinciple inquantum mechanics-——called theexclusion principle—that
37-137-1 Understanding ferromagnetism
37-2 Thermodynamic properties
37-3 Thehysteresis curve
37-4 Ferromagnetic materials
37-5 Extraordinary magnetic
materials
References." Bozorth, R.M,“Magne-
tism,” Encyclopaedia Bri-
tatmtca, Vol. l4, l957,
pp.636-667.
Kittel, C.,Introduction to
Solid State Physics, John
Wiley andSons, Inc., New
York, 2nded.,1956.
twoelectrons cannot occupy exactly thesame state, thattheycannot beinexactly
thesame condition astolocation andspin orientation.* Forexample. iftheyare
atthesame point, theonly alternative istohave their spins opposite. So,ifthere
isaregion ofspace between atoms where electrons liketocongregate (asinachem-
icalbond) andwewant toputanother electron ontopofonealready there, the
only waytodoitistohave thespinofthesecond onepointed opposite tothespin
ofthefirstone. Tohave thespins parallel isagainst thelaw,unless theelectrons
stayaway from each other. This hastheelfect thatapairofparallel-spin electrons
near toeach other have much more energy than apairofopposite-spin electrons;
theneteffect isasthough there were aforce trying toturn thespin over. Some-
times thisspin-turning force iscalled theexchange force, butthat only makes it
more mysterious—it isnotavery good term. ItisJustbecause oftheexclusion
principle that electrons have atendency tomake their spins opposite. Infact,
that istheexplanation ofthelaclc ofmagnetism inalmost allsubstances! The
spins ofthefreeelectrons ontheoutside oftheatoms have tremendous tendency
tobalance inopposite directions. Theproblem istoexplain why formaterials
likeironitisjustthereverse ofwhat weshould expect.
Wehave summarized thesupposed alignment effect byadding asuitable term
intheenergy equation, bysaying thatiftheelectron magnets intheneighborhood
have amean magnetization M,then themoment ofanelectron hasastrong
tendency tobeinthesame direction astheaverage magnetization oftheatoms in
theneighborhood. Thus, wemay write forthetwopossible spin orientations,’[
it *9
Spin upenergy =+;i(H+-6)?) ,
(37.1)
’ $6 ss
Spin down energy =-it(H+E362)
When itwasclear thatquantum mechanics could supply atremendous spin-
orientating force-even if,apparently, ofthewrong sign—it wassuggested that
ferromagnetism might have itsorigin inthissame force, thatduetothecomplexi-
tiesofironandthelarge number ofelectrons involved, thesignoftheinteraction
energy would come outtheother wayaround. Since thetime thiswasthought of--
inabout 1927 when quantum mechanics wasfirstbeing understood—many people
have been making various estimates andsemicalculations, trying togetatheoretical
prediction forA.Themost recent calculations oftheenergy between thetwoelec-
tron spins iniron—assuniing thattheinteraction isadirect onebetween thetwo
electrons inneighboring atoms—still givethewrong sign. Thepresent understand-
ingofthisisagain toassume that thecomplexity ofthesituation issomehow
responsible andtohope thatthenext man who makes thecalculation with amore
complicated situation willgettheright answer!
Itisbelieved thattheup-spin ofoneoftheelectrons intheinside shell, which
ismaking themagnetism, tends tomake theconduction electrons which flyaround
theoutside have theopposite spin. Onemight expect thistohappen because the
conduction electrons come intothesame region asthe“magnetic” electrons. Since
they move around, they cancarry their pI‘6_]LldlC€ forbeing upside down over to
thenext atom; thatis,one“magnetic” electron tries toforce theconduction elec-
trons tobeopposite, andtheconduction electron then makes thenext “magnetic”
electron opposite toit.Thedouble interaction isequivalent toaninteraction which
triestolineupthetwo“magnetic” electrons. Inother words, thetendency tomake
parallel spins istheresult ofanintermediary thattends tosome extent tobeop-
posite toboth. This mechanism does notrequire thattheconduction electrons be
completely “upside down.” They could _|US[have aslight pI‘€]LI(llC€ tobedown,
justenough toloadthe“niagnetic” odds theother way. This isthemechanism that
*SeeChapter 43.
TWewrite these equations with H=B—M/e¢ic'~' instead ofBtoagree with thework
ofthe lastchapter. You might prefer towrite UI=t=uB,, :1l'l}l.(B +i\’M/ent-2), where
N=A—1.It’sthesame thing.
37-2
thepeople who have calculated such things now believe isresponsible forferro-
magnetism. Butwemust emphasize that tothisdaynobody cancalculate the
magnitude of)\simply byknowing thatthematerial isnumber 26intheperiodic
table. Inshort, wedon’t thoroughly understand it.
Now letuscontinue with thetheory, andthen come back later todiscuss a
certain error involved inthewaywehave setitup.Ifthemagnetic moment ofa
certain electron is“up,” energy comes both from theexternal field andalsofrom
thetendency ofthespins tobeparallel. Since theenergy ISlower when thespins
areparallel, theefiect issometimes thought ofasduetoan“etlective internal
field.” Butremember, itisnotduetoatruemagnetic force; itisaninteraction
thatismore complicated. Inanycase, wetake Eqs. (37.1) astheformulas forthe
energies ofthetwospinstates ofa“magnetic” electron. Atatemperature T,the
relative probability ofthese twostates isproportional toe"°“°‘gY”"T, which we
canwrite ase”, with x=;i(H +>\M/12002)/kT. Then, ifwecalculate the
mean value ofthemagnetic moment, wefind(asinthelastchapter) thatitis
M=Natanh x. (37.2)
Now wewould liketocalculate theinternal energy ofthematerial. Wenote
thattheenergy ofanelectron isexactly proportional tothemagnetic moment,
sothatthecalculation ofthemean moment andthecalculation ofthemean energy
arethesame—except thatinplace of/.tinEq.(37.2) wewould write —,u.B, which
is—;t(H +>\M/e002). Themean energy isthen
<U>av =—N/.4 (H+ tanh x.EQC2
Now thisisnotquite correct. Theterm AM/e002 represents interactions of
allpossible [M11118 ofatoms, andwemust remember tocount each paironly once.
(When weconsider theenergy ofoneelectron inthefield oftherestandthen the
energy ofasecond electron inthefieldoftherest,wehave counted partofthe
firstenergy once more.) Thus, wemust divide themutual interaction term bytwo,
andourformula fortheenergy then turns outtobe
XM(U)_,V -—N/.¢ (H—l—2-6-£5) tanh x. (37.3)
Inthelastchapter wediscovered aninteresting thing—that below acertain
temperature thematerial finds asolution totheequations inwhich themagnetic
moment isnotzero, even with noexternal magnetizing field. When wesetH=0
inEq.(37.2), wefound that
M TcM
M5 1
where M.-tt =Nu, and Tc=it>\M.,,,t/ke0c2. When wesolve this equation
(graphically orotherwise), wefindthattheratio M/Mm asafunction ofT/T, is
acurve likethatlabeled “quantum theory” inFig.37-1. Thedashed curve marked
“cobalt. nickel” shows theexperimental results forcrystals ofthese elements.
Thetheory andexperiment areinreasonably good agreement. Thefigure also
shows theresult oftheclassical theory inwhich thecalculation iscarried out
assuming that theatomic magnets canhave allpossible orientations inspace.
You canseethatthisassumption gives aprediction thatisnoteven close tothe
experimental facts.
Even thequantum theory deviates from theobserved behavior atboth high
andlowtemperatures. Thereason forthedeviations isthatwehave made arather
sloppy approximation inthetheory: Wehave assumed that theenergy ofan
atom depends upon themean magnetization ofitsneighboring atoms. Inother
words, foreach onethatis“up” intheneighborhood ofagiven atom, there will
beacontribution ofenergy duetothat quantum mechanical alignment effect.
Buthow many arethere pointed “up”? Ontheaverage, thatismeasured bythe
37-3
Fig. 37-1. Thespontaneous magne-
tization (H=O)offerromagnetic crystals
asafunction oftemperature. [Permission
from Encyclopaedia Britannica]
U1
rc _
T
(a)
cvl
Tc T>
lb)
0,,‘
-1
'30""K"-" -4>
Fig. 37-2. The energy perunitvol-
ume andspecific heat ofaferromagnetic
crystal._._ ==~mi‘:
09 - \ \\ mo"
\\
M \ ‘T
01COBA LY\NICKEL
CLASSICAL ‘\
Tusonv \\
06 ‘
M/Msat‘\
\\
\
\\ Quantum
Tncoav3:-
z’
-—'03
OZ
o
0 0| oz 03 04 05 os 01 oa 09 1.0
T/Tc
magnetization M—but only ontheaverage. Aparticular atom somewhere might
findallitsneighbors “up.” Then itsenergy willbelarger than theaverage. Another
onemight findsome upandsome down, perhaps averaging tozero, anditwould
have noenergy from thatterm, andsoon.What weought todoistousesome more
complicated kind ofaverage, because theatoms indifierent places have (lllTCI‘CI‘ll1
environments, andthenumbers upanddown aredifierent fordifferent ones.
Instead ofjust taking oneatom subjected totheaverage influence, weshould
take each oneinitsactual situation, compute itsenergy, andfind theaverage
energy. Buthowdowefindouthowmany are“up” andhowmany are“down”
intheneighborhood? That is,ofcourse, justwhat wearetrying tocalculate-
thenumber “up” and“down”—so wehave avery complicated interconnected
problem ofcorrelations, aproblem which hasnever been solved. Itisanintriguing
andexciting onewhich hasexisted foryears andonwhich some ofthegreatest
names inphysics have written papers, buteven theyhave notcompletely solved it.
Itturns outthatatlowtemperatures, when almost alltheatomic magnets are
“up” andonly afeware“down,” itiseasy tosolve; andathigh temperatures, far
above theCurie temperature T,when they arealmost allrandom, itisagain easy.
Itisoften easy tocalculate small departures from some simple, idealized situation,
soitisfairly wellunderstood why there aredeviations from thesimple theory at
lowtemperature. Itisalso understood physically thatforstatistical reasons the
magnetization should deviate athigh temperatures. Buttheexact behavior near
theCurie point hasnever been thoroughly figured out. That’s aninteresting
problem towork outsome dayifyouwant aproblem thathasnever been solved.
9/;
37-2 Thermodynamic properties
Inthelastchapter welaid thegroundwork necessary forcalculating the
thermodynamic properties offerromagnetic materials. These are,naturally, related
totheinternal energy ofthecrystal, which includes interactions ofthevarious
spins, given byEq.(37.3). Fortheenergy ofthespontaneous magnetization below
theCurie point, wecansetH=0inEq.(37.3), and—noticing thattanhx =
M/Ms,,t—we findamean energy proportional toM2:
_ iv,.xM2<U>av -' Ag '
Ifwenow plottheenergy duetothemagnetism asafunction oftemperature, we
getacurve which isthenegative ofthesquare ofthecurve ofFig.37-1, asdrawn
inFig.37-2(a). Ifwewere tomeasure then thespecific heat ofsuch amaterial
wewould obtain acurve which isthederivative of37-2(a). Itisshown inFig.
37-4
37-2(b). Itrises slowly with increasing temperature, butfallssuddenly tozero at
T=Tc.Thesharp drop isduetothechange inslope ofthemagnetic energy and
isreached right attheCurie point. Sowithout anymagnetic measurements at
allwecould have discovered thatsomething wasgoing oninside ofironornickel
bymeasuring this thermodynamic property. However, both experiment and
improved theory (with fluctuations included) suggest that thissimple curve is
wrong andthat thetrue situation isreally more complicated. The curve goes
higher atthepeak andfalls tozero somewhat slowly. Even ifthetemperature is
high enough torandomize thespins ontheaverage, there arestilllocal regions
where there isacertain amount ofpolarization, andinthese regions thespins still
have alittle extra energy ofinteraction—which only diesoutslowly asthings get
more andmore random with further increases intemperature Sotheactual curve
looks likeFig. 37-2(0). One ofthechallenges oftheoretical physics today isto
findanexact theoretical description ofthecharacter ofthespecific heat near the
Curie transition-an intriguing problem which hasnotyetbeen solved. Naturally,
thisproblem isvery closely related totheshape ofthemagnetization curve inthe
same region.
Now wewant todescribe some experiments, other than thermodynamic ones,
which show thatthere issomething right about ourinterpretation ofmagnetism
When thematerial ismagnetized tosaturation atlowenough temperatures, Mis
very nearly equal toM,.,t—nearly allthespins areparallel, aswellastheir mag-
netic moments. Wecancheck thisbyanexperiment. Suppose wesuspend abar
magnet byathinfiber andthen surround itbyacoilsothatwecanreverse the
Xmagnetic field without touching themagnet orputting anytorque onit.This isa
‘every difficult experiment because themagnetic forces aresoenormous that any
irregularities, anylopsidedness, oranylack ofperfection intheiron willproduce
accidental torques. However, theexperiment hasbeen done under careful con-
ditions inwhich such accidental torques areminimized. Bymeans ofthemagnetic
field from acoilthatsurrounds thebar,weturn alltheatomic magnets over at
once. When wedothiswealsochange theangular momenta ofallthespins from
“up” to“down” (seeFig.37-3). Ifangular momentum istobeconserved when the
spins allturn over, therestofthebarmust have anopposite change inangular
momentum. Thewhole magnet willstart tospin. And sureenough, when wedo
theexperiment, wefind aslight turning ofthemagnet. Wecanmeasure the
total angular momentum given tothewhole magnet, andthisissimply Ntimes h,
thechange intheangular momentum ofeach spin. Theratio ofangular momentum
tomagnetic moment measured thiswaycomes outtowithin about 10percent of
what wecalculate. Actually, ourcalculations assume thattheatomic magnets are
duepurely totheelectron spin, butthere is,inaddition, some orbital motion alsoin
most materials. Theorbital motion isnotcompletely freeofthelattice anddoes
notcontribute much more than afewpercent tothemagnetism. Asamatter of
fact, thesaturation magnetic field thatonegetstaking Mm =Nuandusing the
density ofiron of7.9andthemoment i.iofthespinning electron isabout 20,000
gauss. Butaccording toexperiment, itisactually intheneighborhood of21,500
gauss. This isatypical magnitude oferror—5 or10percent-due toneglecting
thecontributions oftheorbital moments thathave notbeen included inmaking
theanalysis. Thus, aslight discrepancy with thegyromagnetic measurements is
quite understandable.
37-3 Thehysteresis curve
Wehave concluded from ourtheoretical analysis thataferromagnetic material
should spontaneously become magnetized below acertain temperature sothat
allthemagnetism would beinthesame direction. Butweknow thatthisisnottrue
foranordinary piece ofunmagnetized iron. Why isn’t alliron magnetized? We
canexplain itwith thehelp ofFig.37-4. Suppose theiron were allabigsingle
crystal oftheshape shown inFig.37-4(a) andspontaneously magnetized allinone
direction. Then there would beaconsiderable external magnetic field, which would
have alotofenergy. Wecanreduce thatfield energy ifwearrange thatonesideof
37-5//// /// //////
ELECTRON
SPINS
L/r
Fig. 37-3. When themagnetization
ofabarofiron isreversed, thebaris
given some angular velocity.
_- <_ <—-1.4-1./Q /1/\/‘\{gnu} ivisi ~'
ssss .s@JN/N
(=1) (b) (C)
-1»I»,.
_,_ZU,I
1
Q2)- Q‘)-:- /<,_.\
(d) (Q)
Fig. 37-4. Theformation ofdomains
inasingle crystal ofiron. [From Charles
Kittel, Introduction toSolid State Physics,
John Wiley andSons, Inc.,New York, 2nd
ed.,1956.1
theblock ismagnetized “up” andtheother sidemagnetized “down,” asinFig.
37—4(b). Then, ofcourse, thefields outside theironwould extend overlessvolume,
sothere would belessenergy there.
Ah,butwait! Inthelayer between thetworegions wehave up-spinning
electrons adjacent todown-spinning electrons. Butferromagnetism appears only
inthose materials forwhich theenergy isreduced iftheelectrons areparallel rather
than opposite. So,wehave added some extra energy along thedotted lineinFig.
37—4(b); thisenergy issometimes called wallenergy. Aregion having only one
direction ofmagnetization iscalled adomain. Attheinterface-the “wall”-
between twodomains, where wehave atoms onopposite sides which arespinning
indifferent directions, there isanenergy perunitarea ofthewall. Wehave de-
scribed itasthough twoadjacent atoms were spinning exactly opposite, butit
turns outthatnature adjusts things sothatthetransition ismore gradual. But
wedon’t need toworry about such finedetails atthispoint.
Now thequestion is:When isitbetter orworse tomake awall? Theanswer
isthatitdepends onthesizeofthedomains. Suppose thatwewere toscale upa
block sothatthewhole thing wastwice asbig. Thevolume inthespace outside
filled with agiven magnetic field strength would beeight times bigger, andthe
energy inthemagnetic field, which isproportional tothevolume, would alsobe
eight times greater. Butthesurface areabetween twodomains, which willgivethe
wallenergy, would beonlyfour times asbig. Therefore, ifthepiece ofironisbig
enough, itwillpaytosplit itintomore domains. This iswhy only thevery tiny
crystals canhave butasingle domain. Anylarge object—one more than about a
hundredth ofamillimeter insize—will have atleast onedomain wall; andany
ordinary, “centimeter-size” object willbesplitintomany domains, asshown inthe
figure. Splitting intodomains goes onuntil theenergy needed toputinoneextra
wallisaslarge astheenergy decrease inthemagnetic field outside thecrystal.
Actually nature hasdiscovered stillanother waytolower theenergy: Itisnot
necessary tohave thefieldgooutside atall,ifalittle triangular region ismagnetized
sideways, asinFig.37—4(d).* Then withthearrangement ofFigY;_37—4(d) wesee
thatthere isnoexternal field, butinstead only alittle more domain’-wall.
Butthatintroduces anewkind ofproblem. Itturns outthatwhen asingle
crystal ofironismagnetized, itchanges itslength inthedirection ofmagnetization,
soan“ideal” cube with itsmagnetization, say,“up,” isnolonger aperfect cube.
The“vertical” dimension willbedifferent from the“horizontal” dimension. This
eflect iscalled magnetostriction. Because ofsuch geometric changes, thelittle
triangular pieces ofFig.37-4(d) donot,sotospeak, “fit” intotheavailable space
anymore—the crystal hasgottoolong onewayandtooshort theother way. Of
course, itdoes fit,really, butonly bybeing squashed in;andthisinvolves some
mechanical stresses. So,thisarrangement also introduces anextra energy. It
isthebalance ofallthese various energies which determines how thedomains
finally arrange themselves intheir complicated fashion inapiece ofunmagnetized
iron.
Now, what happens when weputonanexternal magnetic field? Totakea
simple case, consider acrystal whose domains areasshown inFig.37-4(d). If
weapply anexternal magnetic field intheupward direction, inwhat manner does
thecrystal become magnetized? First, themiddle domain wall canmove over
sideways (totheright) andreduce theenergy. Itmoves oversothattheregion which
is“up” becomes bigger than theregion which is“down”. There aremore elemen-
tarymagnets lined upwith thefield, andthisgives alower energy. So,forapiece
ofironinweak fields—at thevery beginning ofmagnetization—the domain walls
begin tomove andeatintotheregions which aremagnetized opposite tothefield.
Asthefield continues toincrease, awhole crystal shifts gradually into asingle
*You may bewondering how spins that have tobeeither “up” or“down” canalso
be“sideways”! That’s agood question. butwewon’t worry about itright now. We’ll
simply adopt theclassical point ofview, thinking oftheatomic magnets asclassical
dipoles which canbepolarized sideways. Quantum mechanics requires considerable
expertness tounderstand how things canbequantized both “up-and-down,” and“right-
and-left,” allatthesame time.
37-6
large domain which theexternal field helps tokeep lined up.Inastrong field the
crystal “likes” tobeallonewayjustbecause itsenergy intheapplied fieldisreduced
-itisnolonger merely thecrystal’s ownexternal field which matters.
What ifthegeometry isnotsosimple? What iftheaxes ofthecrystal andits
spontaneous magnetization areinonedirection, butweapply themagnetic field
insome other directi'on—say at45°? Wemight think thatdomains would reform
themselves with their magnetization parallel tothefield, andthen asbefore, they
could allgrow into onedomain. Butthisisnoteasy fortheiron todo,forthe
energy needed tomagnetize acrystal depends onthedirection ofmagnetization
relative tothecrystal axis. Itisrelatively easy tomagnetize iron inadirection
parallel tothecrystal axes, butittakes more energy tomagnetize itinsome other
direction—like 45°with respect tooneoftheaxes. Therefore, ifweapply amag-
netic field insuch adirection, what happens firstisthatthedomains which point
along oneofthepreferred directions which isnear totheapplied field grow until
themagnetization isallalong oneofthese directions. Then withmuch stronger
fields. themagnetization isgradually pulled around parallel tothefield, assketched
inFig.37-5.
InFig. 37-6 areshown some observations ofthemagnetization curves of
single crystals ofiron. Tounderstand them, wemust firstexplain something about
thenotation that isused indescribing directions inacrystal. There aremany
ways inwhich acrystal canbesliced soastoproduce afacewhich isaplane of
atoms. Everyone who hasdriven past anorchard orvineyard knows this—it is
fascinating towatch. Ifyoulook oneway, youseelines oftrees——if youlook an-
other way, youseediflerent lines oftrees, andsoon.Inasimilar way, acrystal
hasdefinite families ofplanes that hold many atoms, andtheplanes have this
important characteristic (weconsider acubic crystal tomake iteasier): Ifwe
observe where theplanes intersect thethree coordinate axes—we find that the
reciprocals ofthethree distances from theorigin areintheratio ofsimple whole
numbers. These three whole numbers aretaken asthedefinition oftheplanes.
Forexample, inFig.37-7(a), aplane parallel totheyz-plane isshown. This is
called a[100] plane; thereciprocals ofitsintersection ofthey-andz-axes areboth
zero. Thedirection perpendicular tosuch aplane (inacubic crystal) isgiven the
same setofnumbers. Itiseasy tounderstand theideainacubic crystal, forthen
theindices [100] mean avector which hasaunitcomponent inthex-direction and
none inthey-orz—directions. The[110] direction isinadirection 45°from the
x-andy-axes, asinFig.37-7(b); andthe[111]direction isinthedirection ofthe
cube diagonal, asinFig.37-7(c).
1800 W
-'' -;g"v'.4
M0: i1 ll j /0 _-//
M00,’ r
1200‘: '
M1000/
1r ll
4 800‘
ooo‘~]‘ M
H
M
H
MH
Fig. 37-5. Amagnetizing field Hat
anangle with respect tothecrystal axis
willgradually change thedirection ofthe
magnetization without changing itsmagni-
tude.
;i Fig. 37-6. Thecomponent ofMpar-
wofl allel toH,fordifferent directions ofH
mall — (with respect tothecrystal axes). [From
. F.Bitter, introduction toFerromagnetism,
°<>inwewv~00w==,,w<> MnoanrowMcGraw-Hill BookCo.,Inc.,1937.]
Returning now toFig. 37-6, weseethemagnetization curves ofasingle
crystal ofironforvarious directions. First, note thatforvery tinyfields—so weak
thatitishard toseethem onthescale atall-the magnetization increases extremely
rapidly toquite large values. Ifthefield isinthe[100] direction—namely along
oneofthose nice, easy directions ofmagnetizati0n—the curve goes uptoahigh
value, curves around alittle, andthen issaturated. What happened isthat the
37-7
ii
1 1‘V
[I001
to) (D) (C)
1 -—7 t
IOOPLANE / 7
1 Z ,
Fig 37-7 Theway thecrystal planes arelabeled
Fig. 37-8. Magnetization curves for
single crystals ofiron, nickel, and cobalt.
[From Charles Kittel, Introduction toSolid
State Physics, John Wiley and Sons, Inc.,
New York, 2nded.,1956.]0 ~
domains which were already there arevery easily removed. Only asmall fieldis
required tomake thedomain walls move andeatupallofthe“wrong-way”
domains. Single crystals ofiron areenormously permeable (magnetic sense),
much more sothan ordinary polycrystalline iron. Aperfect crystal magnetizes
extremely easily. Why isitcurved atall?Why doesn’t itjust goright uptosatura-
tion? Wearenotsure. Youmight study thatsome day. Wedounderstand whyit
isflatforhighfields. When thewhole block isasingle domain, theextra magnetic
fieldcannot make anymore magnetization—it isalready atM,,,,,, with alltheelec-
trons lines up.
Now, ifwetrytodothesame thing inthe[110] direction-which isat45°
tothecrystal axes—what willhappen? Weturn onalittle bitoffield andthe
magnetization leaps upasthedomains grow. Then asweincrease thefieldsome
more, wefindthatittakes quite alotoffieldtogetuptosaturation, because
nowthemagnetization isturning away from an“easy” direction. Ifthisexplanation
iscorrect, thepoint atwhich the[l10]curve extrapolates back tothevertical axis
should beat1/\/2 ofthesaturation value. Itturns out,infact, tobevery, very
close to1/\/2. Similarly, inthe[111] direction—which isalong thecube diagonal
—we find, aswewould expect, that thecurve extrapolates back tonearly 1/\/3
ofsaturation.
Figure 37-8 shows thecorresponding situation fortwoother materials, nickel
andcobalt. Nickel isdifferent from iron. Innickel, itturns outthatthe[111]
direction istheeasy direction ofmagnetization. Cobalt hasahexagonal crystal
form, andpeople have botched upthesystem ofnomenclature forthiscase. They
want tohave three axes onthebottom ofthehexagon andoneperpendicular to
these, sothey have used four indices. The[0001] direction isthedirection ofthe
axisofthehexagon, and[1010] isperpendicular tothataxis. Weseethatcrystals
ofdifferent metals behave indifferent ways.
Now wemust discuss apolycrystalline material, such asanordinary piece of
iron. Inside such materials there aremany, many little crystals with their crystal-
lineaxespointing every which way. These arenotthesame asdomains. Remember
thatthedomains were allpart ofasingle crystal, butinapiece ofironthere are
A fi
0 200 400 600 0 100 200
H(qaussl _>M/‘urea
..slsIl..ae_§_eeIIl\§_!!!_an§§“,t1a||\_§IBlll§,IIss_|,II|uc2QCIUSS§E
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37-8
many dzflerent crystals with axes atdifferent orientations, asshown inFig.37—9.
Within each ofthese crystals, there willalsogenerally besome domains. When
weapply asmall magnetic fieldtoapiece ofpolycrystalline material, what happens
isthatthedomain walls begin tomove, andthedomains which have afavorable
direction ofeasy magnetization grow larger. This growth isreversible solong as
thefield stays very small—if weturn thefield off,themagnetization willreturn to
zero. This partofthemagnetization curve ismarked ainFig.37-10.
Forlarger fields—-in theregion bofthemagnetization curve shown—things
getmuch more complicated. Inevery small crystal ofthematerial, there arestrains
anddislocations; there areimpurities, dirt, andimperfections. And atallbutthe
smallest fields, thedomain wall, inmoving, getsstuck onthese. There isaninter-
action energy between thedomain wall andadislocation, oragrain boundary.
oranimpurity. Sowhen thewallgetstooneofthem, itgetsstuck; itsticks there
atacertain field. Butthen ifthefield israised some more, thewallsuddenly snaps
past. Sothemotion ofthedomain wall isnotsmooth thewayitisinaperfect
crystal—it getshung upevery once inawhile andmoves injerks. Ifwewere to
look atthemagnetization onamicroscopic scale, wewould seesomething likethe
insert ofFig.37—lO.
Now theimportant thing isthatthese jerks inthemagnetization cancause an
energy loss. Inthefirstplace, when aboundary finally slips pastanimpediment,
itmoves very quickly tothenext one, since thefield isalready above what would
berequired fortheunimpeded motion. Therapid motion means that there are
rapidly changing magnetic fields which produce eddy currents inthecrystal. These
currents loose energy inheating themetal. Asecond effect isthatwhen adomain
suddenly changes, part ofthecrystal changes itsdimensions from themagneto-
striction. Each sudden shift ofadomain wallsetsupalittle sound wave thatcarries
away energy. Because ofsuch effects, thesecond part ofmagnetization curve
isirreversible, andthere isenergy being lost. This istheorigin ofthehysteresis
effect, because tomove aboundary wallforward—snap—and then tomove itback-
ward———snap—produces adifferent result. lt’slike“jerky” friction, andittakes
energy.
Eventually, forhighenough fields, when wehave moved allthedomain walls
andmagnetized each crystal initsbestdirection, there arestillsome crystallites
which happen tohave their easy directions ofmagnetization notinthedirection
ofourexternal magnetic field. Then ittakes alotofextra field toturn those
magnetic moments around. Sothemagnetization increases slowly, butsmoothly,
forhigh fields—namely intheregion marked cinthefigure. Themagnetization
does notcome sharply toitssaturation value, because inthelastpartofthecurve
theatomic magnets areturning inthestrong field. Soweseewhythemagnetization
curve ofanordinary polycrystalline materials, such astheoneshown inFig.37-10,
rises alittle bitandreversibly atfirst, then rises irreversibly, andthen curves over
slowly. Ofcourse, there isnosharp break-point between thethree regions~they
blend smoothly, oneintotheother.
Itisnothard toshow thatthemagnetization process inthemiddle partofthe
magnetization curve isjerky—that thedomain walls jerk andsnap asthey shift
Allyouneed isacoilofwire—with many thousands ofturns—connected toan
amplifier andaloudspeaker, asshown inFig.37-11. Ifyouputafewsilicon steel
sheets (ofthetype used intransformers) atthecenter ofthecoilandbring abar
magnet slowly near thestack, thesudden changes inmagnetization willproduce
impulses ofemfinthecoil, which areheard asdistinct clicks intheloudspeaker.
Asyoumove themagnet nearer totheironyouwillhear awhole rush ofclicks
that sound something likethenoise ofsand grains falling over each other asa
canofsand istilted. Thedomain walls arejumping, snapping, andjiggling asthe
field isincreased. This phenomenon iscalled theBarkhausen eflecz.
Asyoumove themagnet even closer totheironsheets, thenoise grows louder
andlouder forawhile butthen there isrelatively little noise when themagnet gets
veryclose. Why? Because nearly allthedomain walls have moved asfarasthey
cango. Any greater field ismerely turning themagnetization ineach domain,
which isasmooth process.
37-9Q’70$
it40"§'_e-“ft\
‘_ \ ‘ 1“, € \\\ ,li1-»\
Fig. 37—9. The microscopic structure
ofanunmagnetized ferromagnetic ma-
terial. Each crystal grain hasaneasy
direction ofmagnetization and isbroken
upintodomains which arespontaneously
magnetized (usually) parallel tothis
direction.
8
c
b
__a_____.
H
Fig. 37—lQ. The magnetization curve
forpolycrystalline iron.
stucou°°"- steer STRIP
ilffl €AffifT
<i>-
MOTION
AMPLIFIER I
SPEAKER
Fig. 37—ll. The sudden changes in
the magnetization ofthe steel strip are
heard asclicks intheloudspeaker.$4((‘D)‘\\
B
tgauss)l
~|5,ooo
Brio,ooo
_He *s,ooo
II ll I IIt>
-eoo -400 o 400 aoo H
1 (gauss)
Fig 37—l2. The hysteresis curve of
Alnico V.Ifyounowwithdraw themagnet, soastocome back onthedownward branch
ofthehysteresis loop, thedomains alltrytogetback tolowenergy again, andyou
hear another rush ofbackward-going jerks. You canalsonote thatifyoubring
themagnet toagiven place andmove itback andforth alittle bit,there isrelatively
little noise. Itisagain liketilting acanofsand—once thegrains shift intoplace,
small movements ofthecandon’t disturb them. intheironthesmall variations
inthemagnetic field aren’t enough tomove anyboundaries over anyofthe
“humps.”
37-4 Ferromagnetic materials
Now wewould liketotalkabout thevarious kinds ofmagnetic materials that
there areinthetechnical World andtoconsider some oftheproblems involved in
designing magnetic materials fordifferent purposes. First, theterm “the magnetic
properties ofiron," which oneoften hears, isamisnomer—there isnosuch thing.
“Iron” isnotawell-defined niaterial———the properties ofirondepend critically on
theamount ofimpurities andalsoonhowtheironisformed. You canappreciate
thatthemagnetic properties willdepend onhoweasily thedomain walls move and
thatthislSagross property, notaproperty oftheindividual atoms. Sopractical
ferromagnetism isnotreally aproperty ofanironat0m—it isaproperty ofsolid
iron inacertain form. For example, iron can take ontwo different crystalline
forms. Thecommon form hasabody-centered cubic lattice, butitcanalsohave
aface-centered cubic lattice, which is,however, stable only attemperatures above
ll00°C. Ofcourse, atthat temperature thebody-centered cubic structure is
already past theCurie point. However, byalloying chromium andnickel with
theiron (one possible mixture is18percent chromium and8percent nickel) we
cangetwhat iscalled stainless steel, which, although itismainly iron, retains the
face-centered lattice even atlowtemperatures. Because itscrystal structure is
different, ithascompletely different magnetic properties. Most kindsTIT‘tainless
steel arenotmagnetic toanyappreciable degree, although there aresome kinds
which aresomewhat magnetic—it depends onthecomposition ofthealloy. Even
when such analloy ismagnetic, itisnotferromagnetic likeordinary iron—even
though itismostly justiron.
Wewould likenowtodescribe afewofthespecial materials which have been
developed fortheir particular magnetic properties. First, ifwewant tomake a
permanent magnet, wewould likematerial with anenormously wide hysteresis
loop sothat, when weturn thecurrent offandcome down tozero magnetizing
field, themagnetization willremain large. Forsuch materials thedomain bounda-
riesshould be“frozen” inplace asmuch aspossible Onesuch material isthere-
markable alloy “Alnico V”(51% Fe,8%Al,l4‘/f, Ni,24% Co,3‘/OCu). (The
rather complex composition ofthisalloy isindicative ofthekind ofdetailed effort
thathasgone intomaking good magnets. What patience ittakes tomixfivethings
together andtestthem until youfindthemost ideal substance!) When Alnico
solidifies, there isa“second phase" which precipitates out,making many tinygrains
andvery high internal strains. Inthismaterial, thedomain boundaries have a
hard time moving atall. Inaddition tohaving aprecise composition, Alnico is
mechanically “worked” inaway that makes thecrystals appear intheform of
long grains along thedirection inwhich themagnetization isgoing tobe. Then
themagnetization willhave anatural tendency tobelined upinthese directions
andwillbeheld there from theanisotropic effects. Furthermore, thematerial is
even cooled inanexternal magnetic fieldwhen itismanufactured, sothatthegrains
willgrow with theright crystal orientation. Thehysteresis loop ofAlnico Vis
shown inFig37-12. You seethatitisabout 500times wider than thehysteresis
curve forsoftironthatweshowed inthelastchapter inFig.36-8.
Let’s turnnow toadifferent kind ofmaterial. Forbuilding transformers and
motors, wewant amaterial which ismagnetically “soft"—one inwhich theiiiag—
netism iseasily changed sothat anenormous amount ofmagnetization results
from avery small applied field. Toarrange this, weneed pure, well-annealed
material which willhave very fewdislocations andimpurities sothatthedomain
37-10
walls canmove easily. Itwould also benice ifwecould make theanisotropy
small. Then, even ifagrain ofthematerial sitsatthewrong angle with respect to
thefield, itwillstillmagnetize easily. Now wehave saidthatironprefers tomag-
netize along the[lO0] direction, whereas nickel prefers the[lll]direction; soif
wemixiron andnickel invarious proportions, wemight hope tofindthat with
justtheright proportions thealloy wouldn't prefer anydirection—the [100] and
[ll1]directions would beequivalent. Itturns outthatthishappens with amixture
of70percent nickel and30percent iron. lnaddition—possibly byluck ormaybe
because ofsome physical relationship between theanisotropy andthemagneto-
striction effects—~it turns outthatthemagiietostriction ofiron andnickel hasthe
opposite sign. And inanalloy ofthetwometals, thisproperty goes through zero
atabout 80percent nickel. Sosomewhere between 70and80percent nickel weget
very“soft“ magnetic materials—alloys thatarevery easy tomagnetize. They are
called theperiiialloys. Perinalloys areuseful forhigh-quality transformers (atlow
signal levels), butthey would benogood atallforpermanent magnets. Perm-
alloys must bevery carefully made andhandled. Themagnetic properties ofa
piece ofpernialloy aredrastically changed ifitisstressed beyond itselastic limit——it
niustn’t bebent. Then. itspermeability isreduced because ofthedislocations, slip
bands, andsoon,which areproduced bythemechanical deformations. The
domain boundaries arenolonger easy tomove. Thehigh permeability can, how-
ever, berestored byannealing athigh temperatures.
Itisoften convenient tohave some numbers tocharacterize thevarious
magnetic materials. Two useful numbers aretheintercepts ofthehysteresis loop
withtheB-andH-axes, asindicated inFig.37—l2. These intercepts arecalled the
remanent magnetic field B,andthecoercive force H,.InTable 37—l welistthese
numbers forafewmagnetic materials.
11)l1rjlTable 37-1
Properties ofsome ferromagnetic materials
Material
Supermallov
Silicon steel
(transformer)
Armco iron
Alnico VB7
Residual
magnetic
field
(gauss)
(~5000)
12,000
4()t)U
i3p00
Fig. 37—l3. Relative orientation of
ferrite, (d)yttrium-iron alloy. (Broken
arrows show direction oftotal angular+ lelectron spins invarious materials: (a)
1 1 | |ferromagnetic, (b)antiferromagnetic, (cl
I l
(cl (dl momentum, including orbital motion.)
37-5 Extraordinary magnetic materials
Wewould now liketodiscuss some ofthemore exotic magnetic materials.
There aremany elements intheperiodic table which have incomplete inner electron
shells andhence have atomic magnetic moments Forinstance, right next tothe
ferromagnetic elements iron, nickel, andcobalt youwillfindchromium andmanga-
nese. Why aren’t i/ieyferromagnetic‘? Theanswer isthatthe)\term inEq.(37.1)
hastheopposite .SIgI1forthese elements. Inthechromium lattice, forexample, the
spins ofthechromium atoms alternate atom byatom, asshown inFig.37—l3(b).
Sochromium is“magnetic” from itsown point ofview, butitisnottechnically
interesting because there arenoexternal magnetic effects. Chromium, then, isan
example ofamaterial inwhich quantum mechanical effects make thespins alter-
nate. Such amaterial iscalled anziferromagneiic. Thealignment inantiferromag-
netic materials isalso temperature dependent. Below acritical temperature, all
thespins arelined upinthealternating array, butwhen thematerial isheated above
acertain temperature—which isagain called theCurie temperature——the spins
suddenly become random. There is,internally, asudden transition. This transition
canbeseeninthespecific heatcurve. Also itshows upinsome special “magnetic"
effects. Forinstance, theexistence ofthealternating spins canbeverified byscatter-
ingneutrons from acrystal ofchromium. Because aneutron itself hasaspin
37-11Hr
Coercive
force
(gauss)
O004
O05
06
550.
"W
-<2Mgu
1 O Mu
Fig. 37-l4. Crystal structure ofthe
mineral spinel (MgA|;O,,); theMg” ions
occupy tetrahedral sites, each surrounded
byfouroxygen ions; theA|+3 ionsoccupy
octahedral sites, each surrounded bysix
oxygen ions. [From Charles Kittel, Intro-
duction toSo/id State Physics, John Wiley
and Sons, lnc,New York, 2nd ed., l956]- V)(and amagnetic moment), ithasadifferent amplitude tobescattered, depending on
whether itsspinisparallel oropposite tothespinofthescatterer. Thus, wegeta
different interference pattern when thespins inacrystal arealternating thanwe
dowhen they have arandom distribution
There isanother kind ofsubstance inwhich quantum mechanical effects make
theelectron spins alternate, butwhich isnevertheless ferr0magnetic—that is,the
crystal hasapermanent netmagnetization. The idea behind such materials is
shown inFig.37-l4. Thefigure shows thecrystal structure ofspinel, aiiiagnesium-
aluminum oxide, Which—as itlSshown—is notmagnetic. Theoxide hastwokinds
ofmetal atoms: magnesium andaluminum. Now ifwereplace themagnesium
andthealuminum bytwomagnetic elements likeiron andzinc, orbyzincand
manganese—in other words, ifweputinmagnetic atoms instead ofthe nonmagnetic
ones—an interesting thing happens. Let’s callonekind ofmetal atom aandthe
other kind ofmetal atom b;then thefollowing combination offorces iii%"§qbe
considered. There isana-binteraction which tries tomake theaatoms andthe
hatoms have opposite spins~because quantum mechanics always gives theoppo-
sitesign (except forthemysterious crystals ofiron, nickel, andcobalt). Then,
there isadirect a-ainteraction which tries tomake thea’sopposite, andalsoa
b-binteraction which tries tomake theb’sopposite. Now, ofcourse wecannot
have everything opposite everything else—a opposite b,aopposite a,andhop-
posite bPresumably because ofthedistances between thea’sandthepresence of
theoxygen (although wereally don’t know why), itturns outthatthea-binter-
action isstronger than thea-aortheb-b. Sothesolution thatnature usesinthis
caseistomake allthea'sparallel toeach other. andalltheb’sparallel toear/iother,
butthetwosystems opposite That gives thelowest energy because ofthestronger
a-binteraction. Theresult: allthea’sarespinning upandalltheb’sarespinning
down—or viceversa, ofcourse. Butifthemagnetic moments oftheii-type atom
andtheb-type atom arenotequal, wecangetthesituation shown inFig.37-l3(c),
andthere canbeanetmagnetization inthematerial. Thematerial willthen be
ferroinagnetic—although somewhat weak Such materials arecalled ferrites.
They donothave ashigh asaturation magnetization asiron—for obvious reasons
—so they areonly useful forsmaller fields. Buttheyhave avery important differ-
ence—they areinsulators; theferrites areferromagnetic insulators. Inhigh-
frequency fields, they willhave very small eddy currents andsocanbeused, for
example, inmicrowave systems. Themicrowave fields willbeable togetinside
such aninsulating material, whereas they would bekept outbytheeddy currents
inaconductor likeiron.
There isanother class ofmagnetic materials which hasonly recently been
discovered—inembers ofthefamily oftheorthosilicates called garnets. They are
again crystals inwhich thelattice contains twokinds ofmetallic atoms, andwe
have again asituation inwhich twokinds ofatoms canbesubstituted almost at
Wlll. Among themany compounds ofinterest there isonewhich iscompletely
ferromagnetic. Ithasyttrium andironinthegarnet structure, andthereason itis
ferromagnetic isvery curious. Here again quantum mechanics ismaking the
neighboring spins opposite, sothat there isalocked-in system ofspins with the
electron spins oftheirononewayandtheelectron spins oftheyttrium theopposite
way Buttheyttrium atom iscomplicated. ltisarare-earth element andgetsa
large contribution toitsmagnetic moment from orbital motion oftheelectrons.
Foryttrium, theorbital motion contribution is0])[)()S'll€ thatofthespinandalso
isbigger. Thus, although quantum mechanics, working through theexclusion
principle, makes thespins‘ oftheyttrium opposite those oftheiron, itmakes the
total magnetic moment oftheyttiiuin atom parallel totheiron because ofthe
orbital effect—as sketched inFig.37-l3(d) Thecompound istherefore aregular
ferromagnet.
Another interesting example offerromagnetism occurs insome oftherare-
earth elements. Ithastodowith astillmore peculiar arrangement ofthespins.
Thematerial isnotferromagnetic inthesense thatthespins areallparallel. noris
itantiferroiiiagnetic inthesense thatevery atom isopposite. lnthese crystals all
ofthespins inonelayer areparallel andlieintheplane ofthelayer. lnthenext
37-12
layer allspins areagain parallel toeach other, butpoint inasomewhat different
direction. lnthefollowing layer they areinstillanother direction, andsoon.
Theresult isthatthelocal magnetization vector varies intheform ofaspiral—the
magnetic moments ofthesuccessive layers rotate asweproceed along aline
perpendicular tothelayers. Itisinteresting totrytoanalyze what happens when a
field isapplied tosuch aspiral—all thetwistings andturnings thatmust goonin
allthose atomic magnets. (Some people liketoamuse themselves with thetheory
ofthese things!) Notonly arethere cases of“fiat” spirals, butthere arealsocases
inwhich thedirections themagnetic moments ofsuccessive layers map outacone,
sothat ithasaspiral component andalso auniform ferromagnetic component
inonedirection!
Themagnetic properties ofmaterials, worked outonamore advanced level
than wehave been abletodohere, have fascinated physicists ofallkinds. lnthe
firstplace, there arethose practical people who lovetowork outways ofmaking
things inabetter way—they love todesign better andmore interesting magnetic
materials. Thediscovery ofthings likeferrites, ortheir application, immediately
delights people who liketoseeclever new ways ofdoing things. Besides this,
there arethose who findafascination intheterrible complexity thatnature can
produce using afewbasic laws. Starting with oneandthesame general idea,
nature goes from theferromagnetism ofiron anditsdomains, totheantiferro-
magnetism ofchromium, tothemagnetism offerrites andgarnets, tothespiral
structure oftherareearth elements, andon,andon.Itisfascinating todiscover
experimentally allthestrange things thatgooninthese special substances. Then,
tothetheoretical physicists, ferromagnetism presents anumber ofveryinteresting,
unsolved, andbeautiful challenges. Onechallenge istounderstand whyitexists
atall.Another istopredict thestatistics oftheinteracting spins inanideal lattice.
Even neglecting anypossible extraneous complications, thisproblem has,sofar,
defied fullunderstanding. Thereason thatitissointeresting isthatitissuch an
easily stated problem: Given alotofelectron spins inaregular lattice, interacting
withsuch-and-such alaw,what dotheydo? Itissimply stated, butithasdefied
complete analysis foryears. Although ithasbeen analyzed rather carefully for
temperatures nottooclose totheCurie point, thetheory ofthesudden transition
theCurie point stillneeds tobecompleted.
Finally, thewhole subject ofthesystem ofspinning atomic magnets—in
ferromagnetic, orinparamagnetic materials andinnuclear magnetism, hasalso
been afascinating thing toadvanced students inphysics. Thesystem ofspins can
bepushed onandpulled onwith external magnetic fields, soonecandomany
tricks with resonances, with relaxation effects, with spin-echoes, andwith other
effects. Itserves asaprototype ofmany complicated thermodynamic systems.
Butinparamagnetic materials thesituation isoften fairly simple, and people
have been delighted both todoexperiments andtoexplain thephenomena theo-
retically.
Wenow close ourstudy ofelectricity andmagnetism. Inthefirstchapter,
wespoke ofthegreat strides thathave been made since theearly Greek observation
ofthestrange behaviors ofamber andoflodestone. Yetinallourlong andin-
volved discussion wehave never explained whyiiisthatwhen werubapiece of
amber wegetacharge onit,norhave weexplained whyalodestone ismagnetized’
You may say, “Oh, wejustdidn’t gettheright sign.” No,itisworse than that
Even ifwedidgettheright sign, wewould stillhave thequestion: Why isthepiece
oflodestone intheground magnetized? There istheearth’s magnetic field, of
course, butwhere does theearth’s field come from? Nobody really knows—there
have only been some good guesses. Soyousee,thisphysics ofours isalotof
fakery-we start outwith thephenomena oflodestone andamber, andweendup
notunderstanding either ofthem very well. Butwehave learned atremendous
amount ofvery exciting andvery practical information intheprocess!
37-13
38
Elasticity
38-1 Hooke’s law
Thesubject ofelasticity deals with thebehavior ofthose substances which
have theproperty ofrecovering their sizeandshape when theforces producing
deformations areremoved. Wefind thiselastic property tosome extent inall
solid bodies. Ifwehadthetime todealwith thesubject atlength, wewould want
tolook intomany things: thebehavior ofmaterials, thegeneral laws ofelasticity,
thegeneral theory ofelasticity, theatomic machinery thatdetermine theelastic
properties, andfinally thelimitations ofelastic laws when theforces become so
great thatplastic flow andfracture occur. Itwould take more time than wehave
tocover allthese subjects indetail, sowewillhave toleave outsome things
Forexample, wewillnotdiscuss plasticity orthelimitations oftheelastic laws.
(Wetouched onthese subjects briefly when wewere talking about dislocations in
metals.) Also, wewillnotbeabletodiscuss theinternal mechanisms ofelasticity-
soourtreatment willnothave thecompleteness wehave tried toachieve inthe
earlier chapters. Ouraimismainly togiveyouanacquaintance with some ofthe
ways ofdealing with such practical problems asthebending ofbeams.
When youpush onapiece ofmaterial, it“gives”—the material isdeformed.
Iftheforce issmall enough, therelative displacements ofthevarious points inthe
material areproportional totheforce—we saythebehavior iselastic. Wewill
discuss only theelastic behavior. First, wewillwrite down thefundamental laws
ofelasticity, andthen wewillapply them toanumber ofdifferent situations
Suppose wetake arectangular block ofmaterial oflength l,width w,and
height h,asshown inFig.38-l. Ifwepullontheends with aforce F,then the
length increases byanamount Al.Wewillsuppose inallcases thatthechange in
length isasmall fraction oftheoriginal length. Asamatter offact, formaterials
likewood andsteel, thematerial willbreak ifthechange inlength ismore than a
fewpercent oftheoriginal length. Foralarge number ofmaterials, experiments
show thatforsufficiently small extensions theforce isproportional totheextension
FocAl. (38.1)
Thisrelation isknown asHooke’s law.
Thelengthening Alofthebarwillalsodepend onitslength. Wecanfigure out
howbythefollowing argument. Ifwecement twoidentical blocks together, end
toend.thesame forces actoneach block, each willstretch byAl.Thus, thestretch
ofablock oflength 21would betwice asbigasablock ofthesame cross section.
butoflength l.Inorder togetanumber more characteristic ofthematerial, and
lessofanyparticular shape, wechoose todealwith theratio Al/loftheextension
totheoriginal length. This ratio isproportional totheforce butindependent ofl:
F0(#. (38.2)
Theforce Fwillalsodepend onthearea oftheblock. Suppose thatweput
twoblocks sidebyside. Then foragiven stretch Alwewould have theforce F
oneach block, ortwice asmuch onthecombination ofthetwoblocks. Theforce,
foragiven amount ofstretch, must beproportional tothecross-sectional area A
oftheblock. Toobtain alawinwhich thecoefficient ofproportionality isinde-
pendent ofthedimensions ofthebody, wewrite Hooke’s lawforarectangular
38-138-1 Hooke’s law
38-2 Uniform strains
38-3 Thetorsion bar;shear waves
38-4 The bent beam
38-5 Buckling
Review: Chapter 47,Vol. I,Sound;
theWave Equation.
M
5F
F
___--~_--~-- -AREAA
p (+b!::l*l
Fig. 38-1. The stretching ofabar
under uniform tension.
P
I’ Pblock intheform
F=YA (38.3)
Theconstant Yisaproperty only ofthenature ofthematerial; itisknown as
Young’s modulus. (Usually youwillseeYoung’s modulus called E.ButWe’ve
used Eforelectric fields, energy, andemf’s,soweprefer touseadifferent letter.)
Theforce perunitarea iscalled thestress, andthestretch perunitlength—the
fractional stretch—is called thestrain. Equation (38.3) cantherefore berewritten
inthefollowing way:
F AlA_YX-I-, (38.4)
Stress =(Young’s modulus) X(Strain).
There isanother part toHooke’s law: When youstretch ablock ofmaterial
inonedirection itcontracts atright angles tothestretch. The contraction in
width isproportional tothewidth wandalsotoAl/l. Thesideways contraction is
inthesame proportion forboth width andheight, andisusually written
/T /T /F /( g :Q;=_,7Bil, (335)
P
Fig. 38-2. Abar under uniform
hydrostatic pressure.
I F|
F2
F2
Fig 38-3. Hydrostatic pressure is
the superposition ofthree longitudinal
compressions.where theconstant 0isanother property ofthematerial called Poisson’s ratio. Itis
always positive insignandisanumber lessthan l/2. (Itis“reasonable” thato'
should begenerally positive, butitisnotquite clear thatitmust beso.)
Thetwoconstants Yandaspecify completely theelastic properties ofaho-
mogeneous’ isotropic (that is,noncrystalline) material. Incrystalline materials the
stretches andcontractions canbedifferent indifferent directions. sothere canbe
many more elastic constants. Wewillrestrict ourdiscussion temporarily tohomo-
geneous’ isotropic materials whose properties canbedescribed byYanda.Asusual
there aredifferent ways ofdescribing things—some people liketodescribe the
elastic properties ofmaterials bydifferent constants. Italways takes two, and
theycanberelated to0andY.
Thelastgeneral lawweneed istheprinciple ofsuperposition. Since thetwo
laws (384)and(38.5) arelinear intheforces andinthedisplacements, superposition
willwork. Ifyouhave onesetofforces andgetsome displacements, andthen
youaddanewsetofforces andgetsome additional displacements, theresulting
displacements willbethesumoftheones youwould getwith thetwosetsofforces
acting independently.
Now wehave allthegeneral principles-the superposition principle andEqs.
(38.4) and(38.5)-and that’s allthere istoelasticity. Butthatislikesaying that
once youhave Newton’s laws that’s allthere istomechanics. Or,given Maxwell’s
equations, that’s allthere istoelectricity. Itis,ofcourse, true thatwith these
principles youhave agreat deal, because with your present mathematical ability
youcould goalong way. Wewill, however, work outafewspecial applications.
38-2 Uniform strains
Asourfirstexample let'sfindoutwhat happens toarectangular block under
uniform hydrostatic pressure Let's putablock under water inapressure tank.
Then there willbeaforce acting inward onevery faceoftheblock proportional
tothearea (seeFig.38-2). Since thehydrostatic pressure isuniform, thestress
(force perunitarea) oneach faceoftheblock isthesame. Wewillwork outfirst
thechange inthelength. Thechange inlength oftheblock canbethought ofas
thesumofchanges inlength thatwould occur inthethree independent problems
which aresketched inFig.38-3.
38-2
Problem I.Ifwepush ontheends oftheblock with apressure p,thecom-
pressional strain isp/Y,anditisnegative,
%=_el Y
Problem 2.Ifwepush onthetwosides oftheblock with pressure p,thecom-
pressional strain isagain p/Y,butnow wewant thelengthwise strain. Wecanget
thatfrom thesideways strain multiplied by—o. Thesideways strain is
A_W__£-w— Y’
SO
Al2_ 2
T‘+"Y'
Problem 3.Ifwepush onthetopoftheblock, thecompressional strain is
once more p/Y,andthecorresponding strain inthesideways direction isagain
-op/ Y.Weget
A13 __ P
7'-+”r'
Combining theresults ofthethree problems-—that is,taking Al=All—l-
A12—l—Al3——we get .
Al_ p _T_—Y(l 20). (38.6)
Theproblem is,ofcourse, symmetrical inallthree directions; itfollows that
Thechange inthevolume under hydrostatic pressure isalsoofsome interest.
Since V=lwh,wecanwrite, forsmall displacements,
AV Al Aw All
7_7+7+7'
Using(38.6)and(38.7), wehave
VA7 :-3 {/1(1*20') (388) Fig 38-4 Acube inuniform shear
People liketocallAV/Vthevolume strain andwrite
iv=—K~AV
Thevolume stress pisproportional tothevolume strain—Hooke’s lawonce more. F7_''_”__‘I
Thecoefficient Kiscalled thebulk modulus," itisrelated totheother constants by
YK-§(Ti 2U)~ (38.9)
Since Kisofsome practical interest, many handbooks give YandKinstead ofY
and0.Ifyouwanto' youcanalways getitfrom Eq.(38.9). Wecanalsoseefrom
Eq.(38.9) that Poisson’s ratio, o,must belessthan one-half. Ifitwere not,the
bulk modulus Kwould benegative, andthematerial would expand under increas- L___—TT__T
ingpressure. That would allow ustogetmechanical energy outofanyoldblock—
itwould mean thattheblock wasinunstable equilibrium. Ifitstarted toexpand
itwould continue byitself with arelease ofenergy. i=,g_3g_5_ Awbe withwmpressmg
Now wewant toconsider what happens when youputa“shear” strain on fQ['Ce5 ontQpand boftgm and equal___c____z;,93-=¥= -!1(i-20). (38.7) fl% ew li Y -->
F
F F
F
something. Byshear strain wemean thekind ofdistortion shown inFig.38-4. Asa stretching forces Ontwosides.
preliminary tothis, letuslook atthestrains inacube ofmaterial subjected tothe
forces shown inFig.38-5. Again wecanbreak itupintotwoproblems: thevertical
38-3
FI_- G _
:l!Il|IIIIIIIm,
ll'1> an\-II-1pushes, andthehorizontal pulls. Calling Athearea ofthecube face, wehavefor
thechange inhorizontal length
-<.--3'11Al_lF _1+aF
Thechange inthevertical height isjustthenegative ofthis.
\/2-G »/2-G
AREA= ,/2'1:
---|||l ,‘I
(01
/T6 /5'6
~"!!!!:|“iW REAAllil!l:
Q_1i_‘I’\_iiIIll'V015,
Fig. 38-6. Thetwo pairs ofshecir forces in(o)produce thesome stress cs
thecompressing and stretching forces oflb).
AD
G
H.
'19
| U
-4?-iofi:<i— {
l
~/////////// ///
Fig. 38-7. The shear strain 6is
2AD/D.Now suppose wehave thesame cube andsubject ittotheshearing forces
shown inFig.38—6(a). Note thatalltheforces have tobeequal ifthere aretobe
nonettorques andthecube istobeinequilibrium. (Similar forces must also
exist inFig.38-4, since theblock isinequilibrium. They areprovided through
the“glue” thatholds theblock tothetable.) Thecube isthen saidtobeinastate
ofpure shear. Butnote thatifwecutthecube byaplane at45°—say along the
diagonal Ainthefigure——the total force acting across theplane isnormal toplane
andisequal to\/56. Theareaoverwhich thisforce actsis\/2A; therefore, the
tensile stress normal tothisplane issimply G/A. Similarly, ifweexamine aplane
atanangle of45°theother way—the diagonal Binthefigure—we seethatthere
isacompressional stress normal tothisplane of—G/A. From this, weseethat
thestress ina“pure shear” isequivalent toacombination oftension andcom-
pression stresses ofequal strength andatright angles toeach other, andat45°to
theoriginal faces ofthecube Theinternal stresses andstrains arethesame as
wewould findinthelarger block ofmaterial with theforces shown inFig.38—6(b).
Butthisistheproblem wehave already solved. Thechange inlength ofthediagonal
isgiven byEq.(38.10),
AD_ l—l—aG
WT? <38“)
(One diagonal isshortened; theother iselongated.)
Itisoften convenient toexpress ashear strain interms oftheangle bywhich
thecube istwisted—the angle 6inFig.38-7. From thegeometry ofthefigure you
canseethatthehorizontal shift 6ofthetopedge isequal to\/2’AD. So
5\/2AD AD0-7-A-l_~_ 2eD~- (38.12)
Theshear stress gisdefined asthetangential force ononeface divided bythe
area, g=G/A. Using Eq.(38.11) in(38.12), weget
1+00=2—~—- . Y8
Or,writing thisintheform “stress =constant times strain,”
g=,u0. (38.13)
38~4
Theproportionality coefficient itiscalled theshear modulus (or,sometimes, the
coefficient ofrigidity). Itisgiven interms ofYand0by
it=K%?- (38.14)
Incidentally, theshear modulus must bepositive——otherwise youcould getwork
outofaself-shearing block. From Eq.(38.14), 0must begreater than —1.We
know, then, thata must bebetween —-land+%; inpractice, however, itisalways
greater than zero.
Asalastexample ofthetypeofsituation where thestresses areuniform through
thematerial, let’sconsider theproblem ofablock which isstretched, while itis
atthesame time constrained sothatnolateral contraction cantake place. (Tech-
nically, it’salittle easier tocompress itwhile keeping thesides from bulging out—
butit’sthesame problem.) What happens? Well, there must besideways forces
which keep itfrom changing itsthickness-—forces wedon’t know off-hand but
willhave tocalculate. It’sthesame kind ofproblem wehave already done, only
with alittle different algebra. Weimagine forces onallthree sides, asshown in
Fig.38-8; wecalculate thechanges indimensions, andwechoose thetransverse
forces tomake thewidth andheight remain constant. Following theusual argu-
ments, wegetforthethree strains:
1F, F Fz
"*-_""*"_"-Yh7“kfi+Zfl’Gm”
_Alt=_-__ _A]I1!
-A-‘=--~--+ (38.17)..~\vii ~<-~<---<~'s.~qa.~1§"..?1M"@§Qq“<q/.\/3:s’“11>5:$5‘H"-i—l-§__q~<qan(38.16)
Now since A1,,andAI,aresupposed tobezero, Eqs. (38.16) and(38.17) give
twoequations relating F,,andF,toF,.Solving them together, wegetthat
F11_F=aInfa. 7”_I_1 Ax (38.18)—cr
Substituting in(38.15), wehave
Al, 1 202 F, 1l-0--262)F,
*3'7<1_iii?) 32_Y<'_i—-“¢_ A1‘ <38”)
Often, youwillseethisturned around, andwith thequadratic in0factored out,it
isthen written
S=(T+J&7(l‘Q:~§;) 1/9,5 (38.20)
When weconstrain thesides, Young’s modulus getsmultiplied byacomplicated
function ofa. Asyoucanmost easily seefrom Eq.(38.19), thefactor infront of
Yisalways greater than 1.Itisharder tostretch theblock when thesides are
held—which also means that ablock isstronger when thesides areheld than
when they arenot.
38-3 Thetorsion bar;shear waves
Let’s nowturnourattention toanexample which ismore complicated because
different parts ofthematerial arestressed bydifferent amounts. Weconsider a
twisted rodsuch asyouwould findinadrive shaft ofsome machinery, orina
quartz fiber suspension used inadelicate instrument. Asyouprobably know from
experiments with thetorsion pendulum, thetorque onatwisted rodisproportional
totheangle—the constant ofproportionality obviously depending upon the
length oftherod, ontheradius oftherod,andontheproperties ofthematerial.
Thequestion is:Inwhat way? Wearenow inaposition toanswer thisquestion;
it’sjustamatter ofworking outsome geometry.
38-5F!
,;nQ GN1Q
Fy
Fig. 38-8. Stretching without lateral
contraction.F:
"/g_;<(((<<i,a<l“Ar
I’-i'Iq"‘.. __,/i"->13i D'11Al’ (C) T
Fig 38-9 aAcylindrical barintorsion. (blAcylindrical shell intorsion.
(c)Each small piece oftheshell isinshear.
Fig. 38-9(a) shows acylindrical rodoflength L,andradius a,with oneend
twisted bytheangle ¢with respect totheother. Ifwewant torelate thestrains to
what wealready know, wecanthink oftherodasbeing made upofmany cylindrical
shells andwork outseparately what happens toeach shell. Westart bylooking at
athin, short cylinder ofradius r(less than a)andthickness Ar—as drawn inFig.
38-9(b). Now ifwelook atapiece ofthiscylinder thatwasoriginally asmall
square, weseethatithasbeen distorted intoaparallelogram. Each such element
ofthecylinder isinshear, andtheshear angle 6is
_£‘2.9“L
Theshear stress ginthematerial is,therefore [from Eq.(38.l3)],
¢>
8'=M9=urf- (38-21)
Theshear stress isthetangential force AFontheendofthesquare divided
bytheareaAlAroftheend[seeFig.38-9(0)]
_A5.g‘AlAr
Theforce AFontheendofsuch asquare contributes atorque A-raround theaxis
oftherodequal to
Ar=rAF=rgAlAr. (38.22)
Thetotal torque 1-isthesumofsuch torques around acomplete circumference of
thecylinder. Soputting together enough pieces sothattheAl’saddupto21rr,
wefindthatthetotal torque, forahollow tube, is
rg(21i'r) Ar. (38.23)
Or,using (38.21),
3
T=271'/J._~’1"’? (38.24)
Wegetthattherotational stiffness, 1'/¢>, ofahollow tube isproportional tothe
cube oftheradius randtothethickness Ar,andinversely proportional tothe
length L.
Wecannowimagine asolid rodtobemade upofaseries ofconcentric tubes,
each twisted bythesame angle ¢(although theinternal stresses aredifferent for
each tube). The total torque isthesum ofthetorques required torotate each
shell; forthesolid rod
T=Zrrujgfrddr,
38-6
where theintegral goes from r=0tor=a,theradius oftherod. Integrating,
wehave
4
T=[L%¢. (38.25)
Forarodintorsion, thetorque isproportional totheangle andisproportional to
thefourth power ofthediameter—a rodtwice asthick issixteen times asstiff
fortorsion.
Before leaving thesubject oftorsion, letusapply what wehave justlearned
toaninteresting problem: torsional waves. Ifyoutake along rodandsuddenly
twist oneend, awave oftwist works itway along therod, assketched inFig.
38—10(a). That’s alittle more exciting than asteady twist—let’s seewhether we
canwork outwhat happens.
(bl —"- X~**
Tl I-('r+A'r)
(0) \
,-’ ENDI ' IEND2
l Z >l l zl-t-Az
Fig. 38-IO. (a)Atorsional wave onarod. (blAvolume
Letzbethedistance tosome point down therod. Forastatic torsion the
torque isthesame everywhere along therod,andisproportional to¢/L, thetotal
torsion angle over thetotal length. What matters tothematerial isthelocal
torsional strain, which is,youwillappreciate, 6¢/62. When thetorsion along the
rodisnotuniform, weshould replace Eq.(38.25) by
4a1(2)=,31’;_F‘? (38.26)
Now let’s look atwhat happens toanelement oflength Azshown magnified in
Fig.38—l0(b). There isatorque 1-(z)atend1ofthelittle hunk ofrod,andadiffer-
enttorque 'r(z+Az)atend2.IfAzissmall enough, wecanuseaTaylor ex-
pansion andwrite
T(Z+AZ)=1'(z)+ AZ. (38.27)
Thenettorque Aracting onthelittle piece ofrodbetween zandz+Azis
clearly thedifference between T(Z) and1'(z+Az), orAr=(61/62) Az. Differ-
entiating Eq.(38.26), weget
1ra462¢AT = [1,T 523* AZ.
Theeffect ofthisnettorque istogive anangular acceleration tothelittle
slice oftherod. Themass oftheslice is
AM =(1ra2 Az)p,
where pisthedensity ofthematerial. Weworked outinChapter 19,Vol. I,that
themoment ofinertia ofacircular cylinder ismr2/2; calling themoment ofinertia
ofourpiece AI,wehave
AI=—gpa4AZ. (38.29)
Newton’s lawsays thetorque isequal tothemoment ofinertia times theangular
acceleration, or
2
AT=81%? (38.30)
38-7element oftherod.
Pulling everything together, weget
4 2 21ra6¢ tr461¢)
or "T32-Y‘“=r"““Z5iT
62¢ p02¢_53-5—I:-3-1-Z -0. (38.31)
You willrecognize thisastheone-dimensional wave equation. Wehave found
thatwaves oftorsion willpropagate down therodwith thespeed
at...= <38-32>
Thedenser therod—for thesame stiffness—the slower thewaves; andthestzfler
therod,thequicker thewaves work their waydown. Thespeed does notdepend
upon thediameter oftherod.
Torsional waves areaspecial example ofshear waves. Ingeneral, shear waves
arethose inwhich thestrains donotchange thevolume ofanypartofthematerial.
Intorsional waves, wehave aparticular distribution ofsuch shear stresses—namely,
distributed onacircle. Butforanyarrangement ofshear stresses, waves will
propagate with thesame speed—the onegiven inEq.(38.32). Forexample, the
seismologists findsuch shear waves travelling intheinterior oftheearth.
Wecanhave another kind ofawave intheelastic world inside asolid material.
Ifyoupush something, youcanstart “longitudinal” waves—also called“ compres-
sional” waves. They arelikethesound waves inairorinwater—the displace-
ments areinthesame direction asthewave propagation. (Atthesurfaces ofan
elastic body there canalsobeother types ofwaves—called “Rayleigh waves” or
“Love waves.” Inthem, thestrains areneither purely longitudinal norpurely
transverse. Wewillnothave time tostudy them.)
While we’re onthesubject ofwaves, what isthevelocity ofthepure com-
pressional waves inalarge solid body liketheearth” Wesay“large” because the
speed ofsound inathick body isdifferent from what itis,forinstance, along a
thinrod. Bya“thick” body wemean oneinwhich thetransverse dimensions are
much larger than thewavelength ofthesound. Then, when wepush ontheobject,
itcannot expand sideways—-it canonly compress inonedimension. Fortunately,
wehave already worked outthespecial case ofthecompression ofaconstrained
elastic material. Wehave also worked outinChapter 47,Vol. I,thespeed of
sound waves inagas. Following thesame arguments youcanseethatthespeed
ofsound inasolid isequal to\/Y’/p, where Y’isthe“longitudinal modulus”-
orpressure divided bytherelative change inlength—for theconstrained case.
This isjusttheratio ofAl/ltoF/A wegotinEq.(38.20). Sothespeed ofthe
longitudinal waves isgiven by
2_2:1 1—01.C‘°"“'p‘<1+oo—20>p 68'”)
Solong as0isbetween zeroandl/2,theshear modulus uislessthan Young’s
modulus Y,andalso Y’isgreater than Y,so
,u<Y<Y’.
This means thatlongitudinal waves travel faster than shear waves. Oneofthemost
precise ways ofmeasuring theelastic constants ofasubstance isbymeasuring the
density ofthematerial andthespeeds ofthetwokinds ofwaves. From this
information onecangetboth Yandcr.Itis,incidentally, bymeasuring thediffer-
ence inthearrival times ofthetwokinds ofwaves from anearthquake thata
seismologist canestimate—even from thesignals atonly onestation—the distance
tothequake.
38-8
38-4 Thebentbeam
Wewant now tolook atanother practical matter-—the bending ofarodora
beam. What aretheforces when webend abarofsome arbitrary cross section?
Wewillwork itoutthinking ofabarwith acircular cross section, butouranswer
willbegood foranyshape. Tosave time, however, wewillcutsome corners, so
ourtheory wewillwork outisonly approximate. Ourresults willbecorrect only
when theradius ofthebend ismuch larger than thethickness ofthebeam.
Suppose yougrab thetwoends ofastraight barandbend itintosome curve
liketheoneshown inFig.38-l1.What goes oninside thebar? Well, ifitiscurved,
thatmeans thatthematerial ontheinside ofthecurve iscompressed andthema-
terial ontheoutside isstretched. There issome surface which goes along more or
lessparallel totheaxisofthebarthatisneither stretched norcompressed. This is
called theneutral surface. You would expect thissurface tobenear the“middle”
ofthecross section. Itcanbeshown (but wewon’t doithere) that, forsmall
bending ofsimple beams, theneutral surface goes through the“center ofgravity”
ofthecross section. This istrueonlyfor“pure” bending—if youarenotstretching
orcompressing thebeam atthesame time.
Forpure bending, then, athintransverse slice ofthebarisdistorted asshown
inFig. 38-l2(a). The material below theneutral surface hasacompressional
strain which isproportional tothedistance from theneutral surface; andthematerial
above isstretched, alsoinproportion toitsdistance from theneutral surface. So
thelongitudinal stretch Alisproportional totheheight y.Theconstant ofpro-
portionality isjustlover theradius ofcurvature ofthebar—see Fig.38-12:
Al_1lFR
Sotheforce perunitarea—the stress—in asmall strip atyisalsoproportional to
thedistance from theneutral surface
AF_ XK2-YR- (38.34)
Now let’s look attheforces thatwould produce such astrain. Theforces
acting onthelittle segment drawn inFig.38-12 areshown inthefigure. Ifwe
think ofanytransverse cut,theforces acting across itareoneway above the
neutral surface andtheother waybelow. They come inpairs tomake a“bending
moment” &m—by which wemean thetorque about theneutral line. Wecancom-
pute thetotal moment byintegrating theforce times thedistance from theneutral
surface foroneofthefaces ofthesegment ofFig.38-12:
:m= fydf‘. (38.35)
cross
sect
From Eq.(38.34), dF=Yy/R dA,so
_Y 2 811 -jitulf JVGL4.
2Theintegral ofydAiswhat wecancallthe“moment ofinertia” ofthegeometric
cross section about ahorizontal axisthrough its“center ofmass”;* wewillcall
itI:
on=-lg (38.36)
1=/y2dA. (38.37)
*Itis,ofcourse, really themoment ofinertia ofaslice with unitmass perunitarea.
38-9¢@§R
Fig. 38-11. Abent beam.
e\ e
--3-1 ‘<-
i>l
n__
»lINEUTRAL
SURFACE
(<1)—ll——:o
Ay
y
NEUTRAL
SURFACE
lb)
Fig. 38-12. (clSmall segment ofa
bent beam. (blCross section ofthebeam.
Fig. 38-13. An"I" beam.
-—- i_/
X
Z
/ A
W
Fig. 38-14. Acantilevered beam
with aweight atoneend.Equation (38.36), then, gives ustherelation between thebending moment Em
andthecurvature l/Rofthebeam. The“stiffness” ofthebeam isproportional
toYandtothemoment ofinertia I.Inother words, ifyouwant thestiffest
possible beam with agiven amount of,say,aluminum, youwant toputasmuch
ofitaspossible asfarasyoucanfrom theneutral surface, tomake alarge moment
ofinertia. You can’t carry thistoanextreme, however, because then thething
willnotcurve aswehave supposed-it willbuckle ortwist andbecome weaker
again. Butnow youseewhystructural beams aremade intheform ofanIoran
H—as shown inFig.38-13.
Asanexample oftheuseofourbeam equation (38.36), let’s work outthe
deflection ofacantilevered beam with aconcentrated force Wacting atthefree
end, assketched inFig.38-14. (By“cantilevered” wesimply mean thatthebeam
issupported insuch awaythatboth theposition andtheslope arefixed atone
end-—it isstuck intoacement wall.) What istheshape ofthebeam? Let’s call
thedeflection atthedistance xfrom thefixed endz;wewant toknow z(x). We’ll
work itoutonly forsmall deflections. Wewillalsoassume thatthebeam islong
incomparison with itscross section. Now, asyouknow from your mathematics
courses, thecurvature 1/Rofanycurve z(x)isgiven by
1:_ d2z/dx2‘_~_ (3838)
R[1+(dz/dx)1]3/2
Since weareinterested only insmall slopes—this isusually thecaseinengineering
structures—we neglect (dz/dx)2 incomparison with 1,andtake
1 dzzi-3;? (38.39)
Wealsoneed toknow thebending moment EJTL.Itisafunction ofxbecause itis
equal tothetorque about theneutral axisofanycross section. Let’s neglect the
weight ofthebeam andtakeonlythedownward force Wattheendofthebeam.
(You canputinthebeam weight yourself ifyouwant.) Then thebending moment
atxis
iTIZ(x) =W(L —x),
because that isthetorque about thepoint atx,exerted bytheweight W—the
torque which thebeam must support ofx.Weget
YI dzz
Of
dzz W
This onewecanintegrate without anytricks; weget
2WL 3Z=Y7 - (38.41)
using ourassumptions thatz(0) =0andthatdz/dx isalsozero atx=0.That
istheshape ofthebeam. Thedisplacement oftheendis
WL3z(L)=-Y7?; (38.42)
thedisplacement oftheendofabeam increases asthecube ofthelength.
Inderiving ourapproximate beam theory, wehave assumed thatthecross
section ofthebeam didnotchange when thebeam wasbent. When thethickness
ofthebeam issmall compared totheradius ofcurvature, thecross section changes
verylittle andourresult isO.K. Ingeneral, however, thiseffect cannot beneglected,
asyoucaneasily demonstrate foryourselves bybending asoft-rubber eraser in
your fingers. Ifthecross section wasoriginally rectangular, youwillfindthatwhen
38-10
itisbent itbulges atthebottom (seeFig.38-15). This happens because when we
compress thebottom, thematerial expands sideways—as described byPoisson’s
ratio. Rubber iseasy tobend orstretch, butitissomewhat likealiquid inthat
it’shard tochange thevolume asshows upnicely when youbend theeraser. For
anincompressible material, Poisson’s ratio would beexactly l/2—for rubber itis
nearly that.
38-5 Buckling
Wewant now touseourbeam theory tounderstand thetheory ofthe“buck-
ling” ofbeams, orcolumns, orrods. Consider thesituation sketched inFig.
38-16 inwhich arodthatwould normally bestraight isheld initsbent shape by
twoopposite forces thatpush ontheends oftherod. Wewould liketocalculate
theshape oftherodandthemagnitude oftheforces ontheends.
Letthedeflection oftherodfrom thestraight linebetween theends bey(x),
where xisthedistance from oneend. Thebending moment rmatthepoint P
inthefigure isequal totheforce Fmultiplied bythemoment arm, which isthe
perpendicular distance y,
EtlZ(x) =Fy. (38.43)
Using thebeam equation (38.36), wehave
Y1-F=Fy. (38.44)
Forsmall deflections, wecantake 1/R=—d2y/dx2 (theminus signbecause the
curvature isdownward). Weget
d2y F
which isthedifferential equation ofasinewave. Soforsmall deflections, thecurve
ofsuch abent beam isasinecurve. The“wavelength” Xofthesinewave istwice
thedistance Lbetween theends. Ifthebending issmall, thisisjusttwice the
unbent length oftherod. Sothecurve is
y=Ksin rrx/L.
Taking thesecond derivative, weget
d2y 1r2
dx‘~’ L2y'
Comparing thistoEq.(38.45), weseethattheforce is
V2‘Y1_F-7TL2 (38.46)
Forsmall bendings theforce isindependent ofthebending displacement yl
Wehave, then, thefollowing thing physically Iftheforce islessthan theF
given inEq.(38.46). there willbenobending atall. Butifitisslightly greater
than thisforce, thematerial willsuddenly bend alarge amount—that is,for
forces above thecritical force Tr2Y1/L2 (often called the“Euler force”) thebeam
will“buckle.” Iftheloading onthesecond floor ofabuilding exceeds theEuler
force forthesupporting columns. thebuilding willcollapse. Another place where
thebuckling force ismost important isinspace rockets. Ononehand, therocket
must beabletohold itsown weight onthelaunching padandendure thestresses
during acceleration, ontheother hand, itisimportant tokeep theweight ofthe
structure toaminimum, sothat thepayload andfuelcapacity may bemade as
large aspossible.
Actually abeam willnotnecessarily collapse completely when theforce
exceeds theEuler force. When thedisplacements getlarge, theforce islarger than
38-11s
(<1)
¢_flI II..~Q
’@ Q~‘
’O 0.,
S
(bl
Fig. 38-15 lal Abent eraser; (bl
cross section.
P
Y
5 En
--lL
Fig. 38-16. Abuckled beam.
“x
x\>“6€
P6
0/
R
Fig. 38-17. Thecoordinates Sand 0
forthecurve ofabent beam.
QFl Fl
.-lNT?
<i~ ~——->
F3 F3
Fig. 38-18. Curves ofabent rodwhat wehave found because oftheterms in1/RinEq.(38.38) thatwehave ne-
glected. Tofindtheforces foralarge bending ofthebeam, wehave togoback to
theexact equation, Eq.(38.44), which wehadbefore weused theapproximate
relation between Randy.Equation (38.44) hasarather simple geometrical prop-
erty.* It’salittle complicated towork out, butrather interesting. Instead of
describing thecurve interms ofxandy,wecanusetwonew variables: S,the
distance along thecurve, and0theslope ofthetangent tothecurve. SeeFig.38-17.
Thecurvature istherateofchange ofangle with distance:
l_Z2.R_dS
Wecan, therefore write theexact equation (38.44) as
ea__Las_Y11*
Ifwetakethederivative ofthisequation withrespect toSandreplace dy/dS by
sin0,weget
8120 F.F§-2 = —YT S111 0.
[If6issmall, wegetback Eq.(38.45). Everything isO.K.]
Now itmay ormay notdelight youtoknow thatEq.(38.47) isexactly the
same oneyougetforthelarge amplitude oscillations ofapendulum—with F/Y1
replaced byanother constant, ofcourse. Welearned wayback inChapter 9,Vol.I,
how tofindthesolution ofsuch anequation byanumerical calculationft The
answers yougetaresome fascinating curves-known asthecurves ofthe“Elastica.”
Figure 38-18 shows three curves fordifferent values ofF/Y1.
*Thesame equation appears, incidentally, inother physical situations—for example,
themeniscus atthesurface ofaliquid contained between parallel p1anes—and thesame
geometrical solution canbeused.
tThesolutions canalsobeexpressed interms ofsome functions, called the"Jacobian
elliptic functions,” thatsomeone elsehasalready computed.
38-12
39
Elastic Materials
39-1 Thetensor ofstrain
Inthelastchapter wetalked about thedistortions ofparticular elastic objects.
Inthischapter wewant tolook atwhat canhappen ingeneral inside anelastic
material. Wewould liketobeabletodescribe theconditions ofstress andstrain
inside some bigglob ofjello which istwisted andsquashed insome complicated
way. Todothis,weneed tobeabletodescribe thelocal strain atevery point inan
elastic body; wecandoitbygiving asetofsixnumbers—which arethecomponents
ofasymmetric tensor—for each point. Earlier, wespoke ofthestress tensor
(Chapter 31);now weneed thetensor ofstrain.
Imagine that westart with thematerial initially unstrained andwatch the
motion ofasmall speck of“dirt” embedded inthematerial when thestrain is
applied. Aspeck thatwasatthepoint Plocated atr=(x,y,z)moves toanew
position P’atr’=(x’,y?,z’)asshown inFig.39-1. Wewillcalluthevector
displacements from Pto Then
u=r’—r. (39.1)
Thedisplacement udepends, ofcourse, onwhich point Pwestart with, souisa
vector function ofr-—or, ifyouprefer, of(x,y,z).
Let’s look firstatasimple situation inwhich thestrain isconstant over the
material—so wehavewhat iscalled ahomogeneous strain. Suppose, forinstance,
thatwehave ablock ofmaterial andwestretch ituniformly. Wejustchange its
dimensions uniformly inonedirection—say, inthex-direction, asshown inFig.
39-2. Themotion u,ofaspeck atxisproportional tox.Infact,
ux AlY=T.
Wewillwrite u,thisway:
H; =€IxX.
AFTER
BEFORE
\.\\\(\\\
\P\\ \\\ .\ .\
\ \ SPECK \
\ \ \\ \ \ \SPECK
// //_‘////// //_\
//
//6//l_____._._./§//////,.////
////
V./A./_\//\‘u///
T
/// / ///
//////////”
,\‘ \\\\\\ \\\ \ \\
\\\ \\\~ ________\ \
—— K .\ '1 ‘\\39-1 Thetensor ofstrain
39-2 Thetensor ofelasticity
39-3 Themotions inanelastic body
39-4 Nonelastic behavior
39-5 Calculating theelastic constants
Reference: C.Kittel, Introduction to
Solid State Physics, John
Wiley andSons, Inc., New
York, 2nded.,1956.
BEFORE
\\ \ \\ \ \ \\\
.\\ \.
///
////.//
///'0/////E:¢""'7‘€*1/.//
//*1//
///)Tl"~ -PAFTER
/--7/./.i-—-ll--—-1
‘_"l l"_ux
Fig. 39-1. Aspeck ofthematerial atthepoint Pinanunstrained block Fig. 39-2. Ahomogeneous stretch-type strain.
moves toP'where theblock isstrained.
39-1
|,
I
up’
P’. l
BEFORE AFTER
_Q/'1
2l‘\ I
ITheproportionality constant enis,ofcourse, thesame thing asAl/l. (You will
seeshortly whyweuseadouble subscript.)
Ifthestrain isnotuniform, therelation between u,,andxwillvaryfrom place
toplace inthematerial. Forthegeneral situation, wedefine theex,byakindof
local Al/l, namely by
en=6u,,/8x. (39.2)
This number—which isnow afunction ofx,y,andz—describes theamount of
stretching inthex-direction throughout thehunk ofjello. There may, ofcourse,
alsobestretching inthey-andz—directions. Wedescribe them bythenumbers
8 6Ze,,,,=fii e.,= (39.3)
Weneed tobeabletodescribe alsotheshear-type strains. Suppose weimagine
alittle cube marked outintheinitially undisturbed jello. When thejello ispushed
outofshape, thiscube may getchanged intoaparallelogram, assketched inFig.
39-3.* Inthiskind ofastrain, thex-motion ofeach particle isproportional to
itsy-coordiiiate,
ii,=gy. (39.4)
And there isalsoay-motion proportional tox,
u,=git. (39.5)
Sowecandescribe such ashear-type strain bywriting
u,=ewy, up=ewx
with
6GI!/= By; =E
Now youmight think thatwhen thestrains arenothomogeneous wecould
describe thegeneralized shear strains bydefining thequantities en,andev,by
614 Ou6,,” : "6-5 > 6;,” : '
Q_____ _____J£7
2
Fig. 39-3. Ahomogeneous shear strain.
Butthere isonedifficulty. Suppose thatthedisplacements umanduywere given by
0 9
utziys uy:_i’
*Wechoose forthemoment tosplit thetotal shear angle 6into twoequal parts and
make thestrain symmetric with respect toxandy.
39-2
A
BEFORE AFTER |
l
8"".K I
Fig. 39-4. Ahomogeneous rotation—there isnostrain.
They arelikeEqs. (39.4) and(39.5) except thatthesignofu,,isreversed. With
these displacements alittle cube inthejello simply getsshifted bytheangle 0/2,
asshown inFig.39-4. There isnostrain atall—just arotation inspace. There is
nodistortion ofthematerial; therelative positions ofalltheatoms arenotchanged
atall. Wemust somehow make ourdefinitions sothat pure rotations arenot
included inourdefinitions ofashear strain. Thekeypoint isthatif6a,,/6x and
6u,/6yareequal andopposite, there isnostrain; sowecanfixthings upbydefining
/
if era=911$=%(3ui//ax '1'3"x/3y)-
Forapure rotation they areboth zero, butforapure shear wegetthat em,is
equal toey,,aswewould like.
Inthemost general distortion—which may include stretching orcompression
aswellasshear-—we define thestateofstrain bygiving theninenumbers
err =%6x’
@,,,,= (39.7)
ea,=%(<9uy/ax +flut/6y),
These aretheterms ofatensor ofstrain. Because itisasymmetric tensor—our
definitions make em,=eyx,always—there arereally only sixdifferent numbers.
You remember (seeChapter 31)thatthegeneral characteristic ofatensor isthat
theterms transform liketheproducts ofthecomponents oftwovectors. (If
AandBarevectors, C”=A,B, isatensor.) Each term ofe,,isaproduct
(orthesumofsuch products) ofthecomponents ofthevector u=(ux,uy,uz),and
oftheoperator V=(6/6x, 6/6y, 6/62), which weknow transforms likeavector.
Let’s letx1,x2,andx3stand forx,y,andzandul,a2,andu3stand foru,,uh,
anduz;then wecanwrite thegeneral term e,-,ofthestrain tensor as
e,,=%(6u,/6x, +6u,/6x,), (39.8)
where iandj canbe1,2,or3.
When wehave ahomogeneous strain—which may include both stretching
andshear-—all ofthee,,areconstants, andwecanwrite
use:exzx "l"ext/y +earzZ-
(Wechoose ourorigin ofx,y,2atthepoint where uiszero.) Inthiscase, thestrain
tensor e,,gives therelationship between twovectors: thecoordinate vector r=
(x,y,z)andthedisplacement vector u=(u,,,uy,u,).
39-3i\
U
When thestrains arenothomogeneous, anypiece ofthejello mayalsoget
somewhat twisted-there willbealocal rotation. Ifthedistortions areallsmall,
wewould have
Au,=Z(3,,-w,,)Ax,, (39.10)J
where (73,,isanantisymmetric tensor,
03,,=%(6u,/6x, —6u,/6x,), (39.11)
which describes therotation. Wewill, however, notworry anymore about rota-
tions, butonly about thestrains described bythesymmetric tensor e,,.
39-2 Thetensor ofelasticity
Now thatwehave described thestrains, wewant torelate them totheinternal
forces—the stresses inthematerial. Foreach small piece ofthematerial, we
assume Hooke’s lawholds andwrite that thestresses areproportional tothe
strains. InChapter 31wedefined thestress tensor S”astheithcomponent ofthe
force across aunitarea perpendicular tothej-axis. Hooke’s lawsaysthateach
component ofS”islinearly related toeach ofthecomponents ofstrain. Since
Sandeeach have nine components, there are9X9=81possible coefficients
which describe theelastic properties ofthematerial. They areconstants ifthe
material itself ishomogeneous. Wewrite these coefficients asC,,;,; anddefine
them bytheequation
St;=2Culclekli (39-12)
18,1
where i,j,k,lalltake onthevalues 1,2,or3.Since thecoeflfcients CH1.) relate
onetensor toanother, they alsoform atensor—a tensor ofthefourth rank. We
cancallitthetensor ofelasticity.
Suppose thatalltheC’sareknown andthatyouputacomplicated force on
anobject ofsome peculiar shape. There willbeallkinds ofdistortion, andthe
thing willsettle down with some twisted shape. What arethedisplacements?
You canseethatitisacomplicated problem. Ifyouknew thestrains, youcould
findthestresses from Eq.(39.12)—or viceversa. Butthestresses andstrains you
endupwith atanypoint depend onwhat happens inalltherestofthematerial.
Theeasiest waytogetattheproblem isbythinking oftheenergy. When there
isaforce Fproportional toadisplacement x,sayF=kx,thework required for
anydisplacement xiskx2/2. Inasimilar way, thework wthat goes intoeach
unitvolume ofadistorted material turns outtobe
W=gZc,,,,@,,@,,. (39.13)zjlcl
Thetotal work Wdone indistorting thebody istheintegral ofwover itsvolume:
W=/gZc,,,,,e,,@,,, dVo1. (39.14)ijlcl
This isthen thepotential energy stored intheinternal stresses ofthematerial.
Now when abody isinequilibrium, thisinternal energy must beataminimum.
Sotheproblem offinding thestrains inabody canbesolved byfinding thesetof
displacements uthroughout thebody which willmake Waminimum. InChapter
19wegave some ofthegeneral ideas ofthecalculus ofvariations thatareusedin
tackling minimization problems likethis. Wecannot gointotheproblem inany
more detail here.
What wearemainly interested innow iswhat wecansayabout thegeneral
properties ofthetensor ofelasticity. First, itisclear thatthere arenotreally 81
different terms inCUM. Since both S,,ande,,aresymmetric tensors, eachwith
only sixdifferent terms, there canbeatmost 36different terms inCHM. There are,
however, usually many fewer than this.
39-4
Let’s look atthespecial case ofacubic crystal. Init,theenergy density w
starts outlikethis:
+++999W:%{CrxIxe2r xzyexxezy + Crxxzexxexz
Zwemezy —l—cxxyyexxeyy ...etc...
2yyyeyy —l—...etc...etc...}, (39.15)
with81terms inall!Now acubic crystal hascertain symmetries. Inparticular, if
thecrystal isrotated 90°,ithasthesame physical properties. Ithasthesame
stiffness forstretching inthey-direction asforstretching inthex-direction. There-
fore, ifwechange ourdefinition ofthecoordinate directions xandyinEq.(39.15),
theenergy wouldn’t change. Itmust bethatforacubic crystal
Caxcaca: :C1/712/11 =Czzzz-
Next wecanshow thattheterms likeCum, must bezero. Acubic crystal has
theproperty thatitissymmetric under areflection about anyplane perpendicular
tooneoftheaxes. Ifwereplace yby—y,nothing isdifferent. Butchanging yto
—ychanges em,to—e,,,,—a displacement which wastoward +yisnowtoward —y.
Iftheenergy isnottochange, cajxzy must gointo -Cum, when wemake areflec-
tion. Butareflected crystal isthesame asbefore, soCmy must bethesame as
—CxzIy- This canhappen only ifboth arezero.
You say,“But thesame argument willmake C,,,,,,,, =0!”No,because there
arefour y’s. Thesignchanges once foreach y,andfour minuses make aplus. If
there aretwoorfour y’s,theterm does nothave tobezero. Itiszero only when
there isone,orthree. So,foracubic crystal, anynonzero term ofCwillhave only
aneven number ofidentical subscripts. (The arguments wehave made foryob-
viously hold alsoforxandz.)Wemight then have terms likeC,,,,,,,,, C,,,,,,,,, Cxyyx,
andsoon.Wehave already shown, however, thatifwechange allx’stoy’sand
viceversa (orallz’sandx’s,andsoon)wemust get—for acubic crystal—the same
number. Thismeans thatthere areonlythree diflerent nonzero possibilities:
Cxzxz (= Cyyyy = C2222):
Cum, (=Cyym =Cu”, etc.), (39.17)
T, Cm/:cy (:C1/xya: =Cxzxza eta)-
Foracubic crystal, then, theenergy density willlook likethis:
W:%{C:ca:xx(eg:c +9?/y +93:)
+2Cm,i,(@m@i,i, +ewe” +meta) (39-18)
+4Czyxy(e:%y +839+631)}-
For anisotropic—that is,noncrystalline—materia1, thesymmetry isstill
higher. TheC’smust bethesame foranychoice ofthecoordinate system. Then
itturns outthatthere isanother relation among theC’s,namely, that
Cxxxx = Cxxyy '1‘ Czyxy-
Wecanseethatthisissobythefollowing general argument. Thestress tensor
S,,-hastoberelated toe,,inawaythatdoesn’t depend atallonthecoordinate
directions—it must berelated only byscalar quantities. “That’s easy,” yousay.
“The only way toobtain S”from e,,isbymultiplication byascalar constant.
It’sjustHooke’s law. Itmust bethat S”=(const)e,,.” Butthat’s notquite
right; there could also betheunittensor 5,,multiplied bysome scalar, linearly
related toe,,.Theonly invariant youcanmake thatislinear inthee’sisZen
(Ittransforms likex2—l—y2+22,which isascalar.) Sothemost general form
fortheequation relating S,,toe,,—for isotropic materials——is
s,,=2,.i@,,+x(Zem.)8,,. (39.20)lo
(The firstconstant isusually written astwotimes u;then thecoefficient uisequal
39-5
\\
MOLUME V
ll
{Q\SURFACE A
.8Fig. 39-5. Asmall volume element V
bounded bythesurface A.totheshear modulus wedefined inthelastchapter.) Theconstants uand)\are
called theLamé elastic constants. Comparing Eq.(39.20) with Eq.(39.12), you
seethat
Céxyy ==A, /7
C,,,,,,,, =2/i, Zr’ (39.21)
Czxxx :2|“ +
Sowehave proved thatEq.(39.19) isindeed true. You alsoseethattheelastic
properties ofanisotropic material arecompletely given bytwoconstants, aswe
saidinthelastchapter.
TheC’scanbeputinterms ofanytwooftheelastic constants wehave used
earlier—for instance, interms ofYoung’s modulus YandPoisson’s ratio a.We
willleave itforyoutoshow that
Y 0
CW-W;(1+
Y aCm”! =Ti‘: (4) , (39.22)
Y
7(Ta
39-3 Themotions inanelastic body
Wehave pointed outthat foranelastic body inequilibrium theinternal
stresses adjust themselves tomake theenergy aminimum. Now wetakealookat
what happens when theinternal forces arenotinequilibrium. Let’s saywehave
asmall piece ofthematerial inside some surface A.SeeFig.39-5. lfthepiece isin
equilibrium, thetotal force Facting onitmust bezero. Wecanthink ofthisforce
asbeing made upoftwoparts. There could beonepartdueto“external” forces
likegravity, which actfrom adistance onthematter inthepiece toproduce a
force perunitvolume y’s,“. Thetotal external force Fe,“istheintegral offmover
thevolume ofthepiece:
Foxt : 7/./cxt
Inequilibrium, thisforce would bebalanced bythetotal force Fm,from theneigh-
boring material which actsacross thesurface A.When thepiece isnotinequili-
brium—if itismoving—the sumoftheinternal andexternal forces isequal tothe
mass times theacceleration. Wewould have
Foxt: 'l"Fint : fPl’dVs
where pisthedensity ofthematerial, andrisitsacceleration. Wecannowcom-
bine Eqs. (39.23) and(39.24), writing
Fm, =/_(—feXt —l—pr)(IV. (39.25)
Wewillsimplify ourwriting bydefining
f=—f@xt +p'r- (39-26)Then Eq.(39.25) iswritten
Fm, =/fdV. (39.27)
What wehave called Fm,isrelated tothestresses inthematerial. Thestress
tensor SHwasdefined (Chapter 31)sothatthex-component oftheforce dFacross
asurface element da,whose unitnormal isn,isgiven by
dF,,=(Sun,+s,,n,,+S,,,,nz)da. (39.28)
39-6
Thex-component ofFm,onourlittle piece isthen theintegral ofdF,,over the
surface. Substituting thisintothex-component ofEq.(39.27), weget
£1(Sun, +Swny —l—Sxznz) da=/pf, dV. (39.29)
Wehave asurface integral related toavolume integral—and that reminds
usofsomething welearned inelectricity. Note thatifyouignore thefirstsubscript
xoneach oftheS’sintheleft-hand sideofEq.(39.29), itlooks justliketheintegral
ofaquantity “S”-n—that is,thenormal component ofavector—over the
surface. Itwould bethefluxof“S”outofthevolume. And thiscould bewritten,
using Gauss law, asthevolume integral ofthedivergence of“S”. Itis,infact,
truewhether thex-subscript isthere ornot-it isjustamathematical theorem
yougetbyintegrating byparts. Inother words, wecanchange Eq.(39.29) into
'as... as,,, as... _IA(TX +337-+Y) dV_Of,dV (39.30)
Now wecanleave offthevolume integrals andwrite thedifferential equation for
thegeneral component offas
f,=Z (39.31)x]
This tellsushow theforce perunitvolume isrelated tothestress tensor S,,.
Thetheory ofthemotions inside asolid works thisway. Ifwestart outknow-
ingtheinitial displaceinents—given by,say,u—we canwork outthestrains e,,.
From thestrains wecangetthestresses from Eq.(39.12). From thestresses we
cangettheforce densityfin Eq.(39.31). Knowingfi Wecanget,from Eq.(39.26),
theacceleration rofthematerial, which tells ushow thedisplacements willbe
changing. Putting everything together, wegetthehorrible equation ofmotion
foranelastic solid. Wewilljustwrite down theresults thatcome outforan
isotropic material. Ifyouuse(39.20) forS”,andwrite thee,,as;§_~6u._/6x, -l-
6u,/6x,, youendupwith thevector equation
f=(x+74)v(v-ll)+itVzu. (39.32)
You can,infact, seethattheequation relating fandumust have thisform.
Theforce must depend onthesecond derivatives ofthedisplacements uWhat
second derivatives ofuarethere thatarevectors? OneisV(V -u);that’s atrue
vector. Theonly other oneisVzu. Sothemost general form is
'_ f=aV(V-u)—l—bV2u,
which isjust (39.32) with adifferent definition oftheconstants. You may be
wondering why wedon’t have athird term using VXVXu,which isalso a
vector. Butremember that VXVXuisthesame thing asV2u—V(V su),
soitisalinear combination ofthetwoterms wehave. Adding itwould addnothing
new. Wehave proved once more that isotropic material hasonly twoelastic
constants.
Fortheequation ofmotion ofthematerial, wecanset(39.32) equal to
p6211/6t2—neglecting fornow anybody forces likegravity-and get
2
p%=(>.+0)v(v~ll)+[.LV2ll. (39.33)
Itlooks something likethewave equation wehadinelectromagnetism, except
thatthere isanadditional complicating term. Formaterials whose elastic proper-
tiesareeverywhere thesame wecanseewhat thegeneral solutions look likeinthe
following way. You willremember thatanyvector field canbewritten asthesum
oftwovectors: onewhose divergence iszero, andtheother whose curliszero. ln
39-7
/ POL AROIDS
9/.
)4-'/5'Z?’ 'i_ /»
/
'\._\\\\=.!'\\BRIGHT SCREEN LUGITE MODEL
UNDER STRESS
Fig. 39-6. Measuring internal
stresses with polarized light.
Fig. 39-7. Astressed plastic model
asseen between crossed polaroids.
[From F.W. Sears, Optics, Addison-
Wesley Publishing Co., Reading, Mass.,
1949.1.//A ///
><z:/ ../,¢¢</1-. /I///. ’/ 4
\ . ;-
\ Z3 .other words, wecanput
u="1+U2, (39.34)
where
V-ul =0, VXu2=0. (39.35)
Substituting U1+u2foruin(39.33), weget
P'32/3t2l"i '1'142]=(A*1‘ft)V(V ''12)+I1V2("i '1‘"2)- (39-35)
Wecaneliminate ulbytaking thedivergence ofthisequation,
pat/arttv -42)=0+l1)V2(V'"2) +IJV-V2112-
Since theoperators (V2) and(V-)canbeinterchanged, wecanfactor outthedi-
vergence toget
v-{p02142/at’ -(x+2u)V2u2} =0. (39.37)
Since VXu-2iszero bydefinition, thecurlofthebracket {}isalsozero; sothe
bracket itself isidentically zero, and
p62u2/612 =(x+2}.t)V2ll2. Z (39.38)
This isthe vector wave equation forwaves which move atthespeed
C2=\/(xi; 2a)/p. Since thecurlofU2iszero, there isnoshearing associated
withthiswave; thiswave isjustthecompressional—sound-type-wave wediscussed
inthelastchapter, andthevelocity isjustwhat wefound forclung:
Inasimilar way—by taking thecurlofEq.(39.36)—we canshow thatI41
satisfies theequation
p621:1/6t2 =;.tV2u1. (39.39)
This isagain avector wave equation forwaves with thespeed C2=\/I/E.
Since V-u1iszero, ulproduces nochanges indensity; thevector ulcorresponds
tothetransverse, orshear-type, wave wesawinthelastchapter, andC2=C,he,,,.
Ifwewished toknow thestatic stresses inanisotropic material, wecould,
inprinciple, findthem bysolving Eq.(39.32) withfequal tozero—or equal tothe
static body forces from gravity such aspg-—under certain conditions which are
related totheforces acting onthesurfaces ofourlarge block ofmaterial. Thisis
somewhat more difficult todothan thecorresponding problems inelectromagne-
tism. Itismore difficult, first, because theequations arealittle more difficult to
handle, andsecond, because theshape oftheelastic bodies wearelikely tobe
interested inareusually much more complicated. Inelectromagnetism, weare
often interested insolving Maxwell’s equations around relatively simple geometric
shapes such ascylinders, spheres, andsoon,since these areconvenient shapes
forelectrical devices. Inelasticity, theobjects wewould liketoanalyze mayhave
quite complicated shapes-like acrane hook, oranautomobile crankshaft, orthe
rotor ofagasturbine. Such problems cansometimes beworked outapproxi-
mately bynumerical methods, using theminimum energy principle wementioned
earlier. Another wayistouseamodel oftheobject andmeasure theinternal strains
experimentally, using polarized light.
Itworks thisway: When atransparent isotropic material-for example, a
clear plastic likelucite—is putunder stress, itbecomes birefringent. Ifyouput
polarized light through it,theplane ofpolarization willberotated byanamount
related tothestress: bymeasuring therotation, youcanmeasure thestress. Figure
39-6 shows how such asetup might look. Figure 39-7 isaphotograph ofa
photoelastic model ofacomplicated shape under stress.
39-4 Nonelastic behavior
Inallthathasbeen saidsofar,wehave assumed thatstress isproportional
tostrain; ingeneral, that isnottrue. Figure 39-8 shows atypical stress-strain
curve foraductile material. Forsmall strains, thestress isproportional tothe
39-8
strain. Eventually, however, after acertain point, therelationship between stress
andstrain begins todeviate from astraight line. Formany materials—the ones
wewould call“brittle” —the object breaks forstrains only alittle above thepoint
where thecurve starts tobend over. Ingeneral, there areother complications in
thestress-strain relationship. Forexample, ifyoustrain anobject, thestresses
maybehigh atfirst, butdecrease slowly with time. Also ifyougotohigh stresses,
butstillnottothe“breaking” point, when youlower thestrain thestress will
return along adifferent curve. There isasmall hysteresis effect (like theonewe
sawbetween BandHinmagnetic materials).
Thestress atwhich amaterial willbreak varies widely from onematerial to
another. Some materials willbreak when themaximum tensile stress reaches a
certain value. Other materials willfailwhen themaximum shear stress reaches a
certain value. Chalk isanexample ofamaterial which ismuch weaker intension
than inshear. Ifyoupullontheends ofapiece ofblackboard chalk, thechalk will
break perpendicular tothedirection oftheapplied stress, asshown inFig.39—9(a).
Itbreaks perpendicular totheapplied force because itisonly abunch ofparticles
packed together which areeasily pulled apart. Thematerial is,however, much
harder toshear, because theparticles getineach other’s way. Now youwillre-
member thatwhen wehadarodintorsion there wasashear allaround it.Also, we
showed thatashear wasequivalent toacombination ofatension andcompression
at45°. Forthese reasons, ifyoutwist apiece ofblackboard chalk, itwillbreak
along acomplicated surface which starts outat45°totheaxis. Aphotograph ofa
piece ofchalk broken inthiswayisshown inFig.39—9(b). Thechalk breaks where
thematerial isinmaximum tension.FRACTURE
OCURRED
STRESS HERE
LINEAR
REGION
STRAIN
Fig. 39-8. Atypical stress-strain re-
lation forlarge strains.
("I \Vl
Fig. 39-9. (alApiece ofchalk broken bypulling ontheends; (blapiece broken bytwisting.
Other materials behave instrange andcomplicated ways. Themore compli-
cated thematerials are,themore interesting their behavior. Ifwetake asheet of
“Saran-Wrap” andcrumple itupintoaballandthrow itonthetable, itslowly
unfolds itself andreturns toward itsoriginal flatform. Atfirstsight, wemight
betempted tothink thatitisinertia which prevents itfrom returning toitsoriginal
form. However, asimple calculation shows thattheinertia isseveral orders of
.magnitude toosmall toaccount for,theeffect. There appear tobetwoimportant
competing efl'ects: “something” inside thematerial “remembers” theshape ithad
initially and“tries” togetback there, butsomething else“prefers” thenewshape
and“resists” thereturn totheoldshape.
Wewillnotattempt todescribe themechanism atplay intheSaran plastic,
butyoucangetanideaofhowsuch aneffect might come about from thefollowing
model. Suppose youimagine amaterial made oflong, flexible, butstrong, fibers
mixed together with some hollow cells filled with aviscous liquid. Imagine also
thatthere arenarrow pathways from onecelltothenext sotheliquid canleak
slowly from acelltoitsneighbor. When wecrumple asheet ofthisstuff, we
distort thelong fibers, squeezing theliquid outofthecellsinoneplace andforcing
itintoother cells which arebeing stretched. When weletgo,thelong fibers tryto
39-9
return totheir original shape. Buttodothis,theyhave toforce theliquid back to
itsoriginal location—which willhappen relatively slowly because oftheviscosity.
Theforces weapply incrumpling thesheet aremuch larger than theforces exerted
bythefibers. Wecancrumple thesheet quickly, butitwillreturn more slowly.
Itisundoubtedly acombination oflarge stiffmolecules andsmaller, movable ones
intheSaran-Wrap thatisresponsible foritsbehavior. This ideaalsofitswiththe
factthatthematerial returns more quickly toitsoriginal shape when it’swarmed
upthan when it’scold—-the heat increases themobility (decreases theviscosity)
ofthesmaller molecules.
Although wehave been discussing how Hooke’s lawbreaks down, there-
markable thing isperhaps notthatHooke’s lawbreaks down fq;large strains but
thatitshould besogenerally true. Wecangetsome ideaofwlgythismight beby
looking atthestrain energy inamaterial. Tosaythatthestress isproportional to
thestrain isthesame thing assaying thatthestrain energy varies asthesquare of
thestrain. Suppose wehave arodandwetwist itthrough asmall angle 0.If
Hooke’s lawholds, thestrain energy should beproportional tothesquare of0.
Suppose wewere toassume thattheenergy were some arbitrary function ofthe
angle; wecould write itasaTaylor expansion about zero angle
U(0) =U(O) +U’(0)0 +%U”(O)62 +%U”’(0)03 ... (39.40)
Thetorque risthederivative ofUwith respect toangle; wewould have
t(0)=U’(0) +U”(0)0 —l—%U"’(0)02 —l—--- (39.41)
Now ifwemeasure ourangles from theequilibrium position, thefirstterm iszero.
Sothefirstremaining term isproportional to0;andforsmall enough angles, it
willdominate theterm in02. [Actually, materials aresufficiently symmetric
internally sothat7-(0) =-r(—6); theterm in62willbezero, andthedepartures
from linearity would come only from the03term. There is,however, noreason
whythisshould betrueforcompressions andtensions.] Thething wehavenot
explained iswhymaterials usually break soonafterthehigher-order terms become
significant.
39-5 Calculating theelastic constants
Asourlasttopic onelasticity wewould liketoshow how onecould tryto
calculate theelastic constants ofamaterial, starting with some knowledge ofthe
properties oftheatoms which make upthematerial. Wewilltake onlythesimple
case ofanionic cubic crystal likesodium chloride. When acrystal isstrained, its
volume oritsshape ischanged. Such changes result inanincrease inthepotential
energy ofthecrystal. Tocalculate thechange instrain energy, wehave toknow
where each atom goes. Incomplicated crystals, theatoms willrearrange themselves
inthelattice inverycomplicated ways tomake thetotal energy assmall aspossible.
This makes thecomputation ofthestrain energy rather difficult. Inthecaseofa
simple cubic crystal, however, itiseasy toseewhat willhappen. Thedistortions
inside thecrystal willbegeometrically similar tothedistortions oftheoutside
boundaries ofthecrystal.
Wecancalculate theelastic constants foracubic crystal inthefollowing way.
First, weassume some force lawbetween each pairofatoms inthecrystal. Then, we
calculate thechange intheinternal energy ofthecrystal when itisdistorted from
itsequilibrium shape. This gives usarelation between theenergy andthestrains
which isquadratic inallthestrains. Comparing theenergy obtained thiswaywith
Eq.(39.13), wecanidentify thecoefficient ofeach term with theelastic constants
Ci]lcl-
Forourexample weW111assume asimple force law: thattheforce between
neighboring atoms isacentral force, bywhich wemean thatitactsalong theline
between thetwoatoms. Wewould expect theforces inionic crystals tobelike
this, since they arejustprimarily Coulomb forces. (The forces ofcovalent bonds
areusually more complicated, since they canexert asideways push onanearby
39-10
atom; wewillleave outthiscomplication.) Wearealsogoing toinclude only the
forces between each atom anditsnearest andnext-nearest neighbors. Inother
words, wewillmake anapproximation which neglects allforces beyond thenext-
nearest neighbor. Theforces wewillinclude areshown forthexy-plane inFig.
39-10(a). The corresponding forces intheyz-andzx-planes also have tobe
included.
Since weareonly interested intheelastic coefficients which apply tosmall
strains, andtherefore only want theterms intheenergy which vary quadratically
with thestrains, wecanimagine that theforce between each atom pair varies
linearly with thedisplacements. Wecanthen imagine thateach pairofatoms is
joined byalinear spring, asdrawn inFig.39—10(b). Allofthesprings between a
sodium atom andachlorine atom should have thesame spring constant, saykl.
Thesprings between twosodiums andbetween twochlorines could have different
constants, butwewillmake ourdiscussion simpler bytaking them equal; wecall
them k2.(Wecould come back later andmake them different after wehave seen
how thecalculations go.)
Now weassume that thecrystal isdistorted byahomogeneous strain de-
scribed bythestrain tensor e,-,. Ingeneral, itwillhave components involving
x,y,andz;butwewillconsider now only astrain with thethree components
en,cw,andem,sothatitwillbeeasy tovisualize. Ifwepick oneatom asour
origin, thedisplacement ofevery other atom isgiven byequations likeEq.(39.9):
uz=ezrx 'l'ezuys
ull=e-‘tux '1'ewJ'- (i)
Suppose wecalltheatom atx=y=0“atom 1”andnumber itsneighbors in
thexy-plane asshown inFig.39-11. Calling thelattice constant a,wegetthex
andydisplacements u,andu,,listed inTable 39-1.
Now wecancalculate theenergy stored inthesprings, which isk2/2 times
thesquare oftheextension foreach spring. Forexample, theenergy inthehori-
zontal spring between atom landatom 2is
2
m . (39.43)
Note thattofirstorder, they-displacement ofatom 2does notchange thelength of
thespring between atom 1andatom 2.Togetthestrain energy inadiagonal spring,
such asthattoatom 3,however, weneed tocalculate thechange inlength dueto
both thehorizontal andvertical displacements. Forsmall displacements from the
34 -___
Q ~Q‘ °"° i/ ' \
_, 3\_,/exyo
U
2
4 1 ,
/ \/ xx
6
/\ (T\ FAQ)-4) / \/9ii-ci--i(,,,\<v)/ \<")/ \/
% NO <—-> C1 <—-> <*-
/~ ii\\ 1-\
\~ ~\1/-@- -0)-T\
/
795%>@§9%/\ >\
(8) Na ~- Cl i-- Na/\
1 \K2 _
\- K1. , |( T \2 k’, ‘\ at g 2 ,
oC») kl - kl
- 2klV _
*9 -7k2 ~ 'I 4
\ 1 1
Na.qp0.N9
Fig. 39-10. (al The interatomic
forces wearetaking intoaccount; lbla
model inwhich theatoms areconnected
bysprings.
, Fig. 39-l I.Thedisplacements ofthe
} 8 nearest and next-nearest neighbors of
7 atom 1(exaggerated).
39-11
Table 39-1
Location
Atom x,y u, uy k
\OOO\IO‘\U1-l>UJI\J'—*O,a 0 0 —-
a,0 ena ewa k1
a,a (en+e,u)a (e,,,—l—e,,,,)a kg
O,a e,,,,a ewa k1
—a,a (—e,,, +e,,,)a (—e,,,, +e,,,,)a k2
—a,0 —e,,,a —e,,,a k1
—a,—a —(e,, +e,,,,)a —(e,,,, +e,,,)a /C2
0,—a —e,,,a —em,a k1
a,-11 (em—emu (ew—Ema k2
original cube, wecanwrite thechange inthedistance toatom 3asthesumofthe
components ofu,,andu,,inthediagonal direction, namely as
% (um+"21)-
Using thevalues ofu,anduyfrom thetable, wegettheenergy
2 2
=5?‘?(en+e,,,+em,+@,,,,)2. (39.44)
Forthetotal energy forallthesprings inthexy-plane, weneed thesumof
eight terms like(39.43) and(39.44). Calling thisenergy U0,weget
412 2 k2 2U0 :7 klexr +7(ex: +e]/I +exy +er/11)
k
+klejy +“Z2(err "@111 *@111+em/)2
k
+klefz: +“Z2(exx +eya: +exy +em/)2
k+1<1e,3,,+’2l(e1;1; -em,-em,+@Z,,,)2}- (39.45)
Togetthetotal energy ofallthesprings connected toatom l,wemust make one
addition totheenergy inEq.(39.45). Even though wehave only x-andy-com-
ponents ofthestrain, there arestillsome energies associated with thenext-nearest
neighbors offthexy-plane. This additional energy is
k2(e§,a2 +efiua2). (39.46)
Theelastic constants arerelated totheenergy density wbyEq.(39.13). The
energy wehave calculated istheenergy associated with oneatom, orrather, itis
twice theenergy peratom, since one-half oftheenergy ofeach spring should be
assigned toeach ofthetwoatoms itjoins. Since there are1/a3 atoms perunit
volume, wandU0arerelated by
U
“’=fi'
Tofindtheelastic constants Cum. Weneed onlytoexpand outthesquares in
Eq.(39.45)—adding theterms of(39.46)——and compare thecoefficients ofe,-,-eh;
with thecorresponding coefficient inEq.(39.13). Forexample, collecting theterms
39-12
ine2,andinefiy,wegetthefactor
(k1+2k2)a2,
so
Cram =gm” =
a
Fortheremaining terms, there isaslight complication. Since wecannot distin-
guish theproduct oftwoterms likeewe,” from ewe", thecoefficient ofsuch terms
inourenergy isequal tothesum oftwoterms inEq.(39.13). Thecoefficient of
emew inEq.(39.45) is2k2, sowehave that
2k(C111/y +Ci/i/Ir) :713'
Butbecause ofthesymmetry inourcrystal, Cm”, =C,,,,,,,, sowehave that
Crruy =Cw/Ir Ia
Byasimilar process, wecanalsoget
k2Cxyacy =Cyxyx : a
Finally, youwillnotice thatanyterm which involves either xoryonly once is
zero—as weconcluded earlier from symmetry arguments. Summarizing ourresults:
k1+2k2Czxxz = Cyyyy ='_€a'i ’
_ _k2Cm”"CW‘“7’ (39.47)
/<2Cwwuu =Ci/1m= =Cum: =C1/rev =7’
C,,,,,,, =C,,,,,,,, =etc.=0.
Wehave been abletorelate thebulk elastic constants totheatomic properties
which appear intheconstants klandk2.Inourparticular case, C,,,,,,, =CIIW.
Itturns out—as youcanperhaps seefrom theway thecalculations went—that
these terms arealways equal foracubic crystal, nomatter how many force terms
aretaken into account, provided only that theforces actalong thelinejoining
each pairofatoms—that is,solong astheforces between atoms arelikesprings
anddon’t have asideways part such asyoumight getfrom acantilevered beam
(and youdogetincovalent bonds).
Wecancheck thisconclusion with theexperimental measurements ofthe
elastic constants. InTable 39—2 wegivetheobserved values ofthethree elastic
COCl11CiCI1lS forseveral cubic crystals.* You willnotice that Cm”, andC,,,,,,, are,
ingeneral, notequal. Thereason isthatinmetals likesodium andpotassium the
interatomic forces arenotalong thelinejoining theatoms, asweassumed inour
model. Diamond does notobey thelaweither, because theforces indiamond are
covalent forces andhave some directional properties—the bonds would prefer to
beatthetetrahedral angle. Theionic crystals likelithium fluoride, sodium chloride,
andsoon,dohave nearly allthephysical properties assumed inourmodel, and
thetable shows thattheconstants Cm”, andC1,,” arealmost equal. Itisnotclear
whysilver chloride should notsatisfy thecondition thatCum, =C,,,,,,,,.
*Intheliterature youwilloften findthat adifferent notation 1Sused. Forinstance,
people usually write C11,, =C11, Cm”, =C12, andC,,,,,,, =C44.
39-13Table 39—2*
Elastic Moduli ofCubic Crystals
in10” dynes-cmz
Crzzz
Na 0.055
K 0.046
Fe 2.37
Diamond 10.76
Al 108
LiF 1.19
NaCl 0.486
KCI 0.40
NaBr 0.33
KI 0.27
AgCl 0.60CIZII/I]
0.042
0.037
1.41
1.25
062
0.54
0.127
0.062
0.13
0.043
036_Cfl’"'.
0.049
0026
1.16
5.76
0.28
0.53
0.128
0.062
0.13
0.042
0.062
*From C.Kittel, Introduction toSolid
State Physics, John Wiley andSons, Inc,
New York, 2nd. ed,1956, p.93.
40
The Flow ofDry Water
40-1 Hydrostatics
Thesubject oftheflow offluids, andparticularly ofwater, fascinates every-
body. Wecanallremember, aschildren, playing inthebathtub orinmud puddles
with thestrange stuff. Aswegetolder, wewatch streams, waterfalls, andwhirl-
pools, andwearefascinated bythissubstance which seems almost alive relative
tosolids. Thebehavior offluids isinmany ways veryunexpected andinteresting-
itisthesubject ofthischapter andthenext. Theefforts ofachild trying todam a
small stream flowing inthestreet andhissurprise atthestrange way thewater
works itswayouthasitsanalog inourattempts over theyears tounderstand the
flow offluids. Wehave tried todam thewater up—in ourunderstanding—by
getting thelaws andtheequations thatdescribe theflow. Wewilldescribe these
attempts inthischapter. Inthenext chapter, wewilldescribe theunique wayin
which water hasbroken through thedam and escaped ourattempts tounder-
stand it.
Wesuppose that theelementary properties ofwater arealready known to
you. Themain property thatdistinguishes afluid from asolid isthatafluid cannot
maintain ashear stress foranylength oftime. Ifashear isapplied toafluid, it
willmove under theshear. Thicker liquids likehoney move lesseasily than fluids
likeairorwater. Themeasure oftheeasewithwhich afluidyields isitsviscosity.
Inthischapter wewillconsider onlysituations inwhich theviscous effects canbe
ignored. Theeffects ofviscosity willbetaken upinthenextchapter.
Webegin byconsidering hydrostatics, thetheory ofliquids atrest. When
liquids areatrest, there arenoshear forces (even forviscous liquids). Thelaw
ofhydrostatics, therefore, isthat thestresses arealways normal toanysurface
lI1SlClCi thefluid. Thenormal force perunitarea iscalled thepressure. From the
factthatthere isnoshear inastatic fluid itfollows thatthepressure stress isthe
same inalldirections (Fig. 40-1). Wewillletyouentertain yourself byproving
thatifthere isnoshear onanyplane inafluid, thepressure must bethesame in
anydirection.
Thepressure inafluid may vary from place toplace. Forexample, inastatic
fluid attheearth ’ssurface thepressure willvary with height because oftheweight
ofthefluid. Ifthedensity pofthefluid isconsidered constant, andifthepressure
atsome arbitrary zero level iscalled po(Fig. 40-2), then thepressure ataheight
habove thispoint isp=p0—pgh, where gisthegravitational force perunit
mass. Thecombination
iv+pg/1
is,therefore, aconstant inthestatic fluid. This relation isfamiliar toyou, butwe
willnow derive amore general result ofwhich itisaspecial case.
Ifwetakeasmall cube ofwater, what isthenetforce onitfrom thepressure?
Since thepressure atanyplace isthesame inalldirections, there canbeanet
force perunitvolume only because thepressure varies from onepoint toanother.
Suppose thatthepressure isvarying inthex-direction—and wetakethecoordinate
directions parallel tothecube edges. Thepressure onthefaceatxgives theforce
pAyAz(Fig. 40-3), and thepressure ontheface atx+Axgives theforce
-[p +(dp/6x) Ax]AyAz,sothat theresultant force is——(8p/6x) AxAyAz. If
wetake theremaining pairs offaces ofthecube, weeasily seethatthepressure
force perunitvolume is—Vp.Ifthere areother forces inaddition—such asgravity
—then thepressure must balance them togiveequilibrium.
40-140-1 Hydrostatics
40-2 Theequations ofmotion
40-3 Steady flow—Bernoulli’s
theorem
40-4 Circulation
40-5 Vortex lines
\\I§i\§\w/PIe<'We\\\ iQ\\\ /F
\\\\ i
\\\ \\\\\\\\\\ \
\\\ \\\
Fig. 40-1. Inastatic fluid theforce
per unit area across any surface is
normal tothesurface and isthesame for
allorientations ofthesurface.
SURFACE
T/_ 3.
/LIQUID
// // //Fig. 40-2. The pressure inastatic
liquid.
59p p‘i':x'AX
A)’
x Ax x+Ax
Fig. 40-3. Thenetpressure force on
acube is—Vpperunitvolume.Let’s take acircumstance inwhich such anadditional force canbedescribed
byapotential energy, aswould betrueinthecase ofgravitation; wewilllet¢
stand forthepotential energy perunitmass. (Forgravity, forinstance, ¢isjustgz.)
Theforce perunitmass isgiven interms ofthepotential by—V¢, andifpisthe
density ofthefluid, theforce perunitvolume is-pV¢. Forequilibrium this
force perunitvolume added tothepressure force perunitvolume must givezero:
—Vp —pV¢=0. (40.1)
Equation (40.1) istheequation ofhydrostatics. Ingeneral, ithasnosolution.
Ifthedensity varies inspace inanarbitrary way, there isnowayfortheforces to
beinbalance, andthefluid cannot beinstatic equilibrium. Convection currents
willstart up.Wecanseethisfrom theequation since thepressure term isapure
gradient, whereas forvariable ptheother term isnot. Only when pisaconstant
isthepotential term apure gradient. Then theequation hasasolution
p+pqs=const.
Another possibility which allows hydrostatic equilibrium isforptobeafunction
only ofp.However, wewillleave thesubject ofhydrostatics because itisnot
nearly sointeresting asthesituation when fluids areinmotion.
40-2 Theequations ofmotion
First, wewilldiscuss fluid motions inapurely abstract, theoretical wayand
then consider special examples. Todescribe themotion ofafluid, wemust givt
itsproperties atevery point. Forexample, atdiflerent places, thewater (letus
callthefluid “water”) ismoving with different velocities. Tospecify thecharacter
oftheflow, therefore, wemust givethethree components ofvelocity atevery point
andforanytime. Ifwecanfindtheequations thatdetermine thevelocity, thenwe
would know how theliquid moves atalltimes. Thevelocity, however, isnotthe
only property thatthefluid haswhich varies from point topoint. Wehave just
discussed thevariation ofthepressure from point topoint. And there arestill
other variables. There may also beavariation ofdensity from point topoint.
Inaddition, thefluid may beaconductor andcarry anelectric current whose
densityj varies from point topoint inmagnitude anddirection. There may bea
temperature which varies from point topoint, oramagnetic field, andsoon.So
thenumber offields needed todescribe thecomplete situation willdepend onhow
complicated theproblem is.There areinteresting phenomena when currents and
magnetism play adominant part indetermining thebehavior ofthefluid; the
subject iscalled magnetohydrodynamics, andgreat attention isbeing paid toitat
thepresent time. However, wearenotgoing toconsider these more complicated
situations because there arealready interesting phenomena atalower level of
complexity, andeven themore elementary level willbecomplicated enough.
Wewilltakethesituation where there isnomagnetic fieldandnoconductivity,
andwewillnotworry about thetemperature because wewillsuppose that the
density andpressure determine inaunique manner thetemperature atanypoint.
Asamatter offact, Wewillreduce thecomplexity ofourwork bymaking theas-
sumption that thedensity isaconstant—we imagine that thefluid isessentially
incompressible. Putting itanother way, wearesupposing thatthevariations of
pressure aresosmall thatthechanges indensity produced thereby arenegligible.
Ifthatisnotthecase, wewould encounter phenomena additional totheones we
willbediscussing here—for example, thepropagation ofsound orofshock waves.
Wehave already discussed thepropagation ofsound andshocks tosome extent,
sowewillnow isolate ourconsideration ofhydrodynamics from these other
phenomena bymaking theapproximation thatthedensity pisaconstant. Itis
easy todetermine when theapproximation ofconstant pisagood one Wecan
saythatifthevelocities offlowaremuch lessthan thespeed ofasound wave inthe
fluid, wedonothave toworry about variations indensity. Theescape thatwater
makes inourattempts tounderstand itisnotrelated totheapproximation of
40-2
constant density. Thecomplications thatdopermit theescape willbediscussed
inthenext chapter.
Inthegeneral theory offluids onemust begin with anequation ofstate for
thefluid which connects thepressure tothedensity. Inourapproximation this
equation ofstate issimply
p=const.
This then isthefirstrelation forourvariables. Thenext relation expresses the
conservation ofmatter—if matter flows away from apoint, there must beadecrease
intheamount leftbehind. Ifthefluid velocity isv,then themass which flows ina
unittime across aunitarea ofsurface isthecomponent ofpvnormal tothesur-
face. Wehave hadasimilar relation inelectricity. Wealsoknow from electricity
thatthedivergence ofsuch aquantity gives therateofdecrease ofthedensity per
unittime. Inthesame way, theequation
v-(pv)=-git’ (40.2)
expresses theconservation ofmass forafluid; itisthehydrodynamic equation of
continuity. Inourapproximation, which istheincompressible fluid approximation,
pisaconstant, andtheequation ofcontinuity issimply
v-v=0. (40.3)
Thefluid velocity v-like themagnetic field B—-has zero divergence. (The hydro-
dynamic equations areoften closely analogous totheelectrodynamic equations;
that’s why westudied electrodynamics first. Some people argue theother way;
theythink thatoneshould study hydrodynamics firstsothatitwillbeeasier to
understand electricity afterwards. Butelectrodynamics isreally much easier than
hydrodynamics.)
Wewillgetournextequation from Newton’s lawwhich tellsushowthe
velocity changes because oftheforces. Themass ofanelement ofvolume ofthe
fluidtimes itsacceleration must beequal totheforce ontheelement. Taking an
element ofunitvolume, andwriting theforce perunitvolume asf,wehave
pX(acceleration) =/.
Wewillwrite theforce density asthesum ofthree terms. Wehave already con-
sidered thepressure force perunitvolume, ——Vp. Then there arethe“external”
forces which actatadistance—like gravity orelectricity. When they arecon-
servative forces with apotential perunitmass, ¢>,theygiveaforce density -pV¢.
(Iftheexternal forces arenotconservative, wewould have towrite fex,forthe
external force perunitvolume.) Then there ISanother “internal” force perunit
volume, which isduetothefactthatinaflowing fluid there canalsobeashearing
stress. This iscalled theviscous force, which wewillwrite fmc. Ourequation of
motion is
pX(acceleration) =—Vp -pV¢—l—fem. (40.4)
Forthischapter wearegoing tosuppose thattheliquid lS“thin” inthesense
thattheviscosity isunimportant, sowewillomitf,.,,L.. When wedrop theviscosity
term, wewillbemaking anapproximation which describes some ideal stuff rather
than realwater. John vonNeumann waswellaware ofthetremendous difference
between what happens when youdon’t have theviscous terms andwhen youdo,
andhewasalso aware that, during most ofthedevelopment ofhydrodynamics
until about 1900, almost themain interest wasinsolving beautiful mathematical
problems with thisapproximation which hadalmost nothing todowith realfluids.
Hecharacterized thetheorist who made such analyses asaman who studied
“dry water ”Such analyses leave outan€SY(’l’1Zl(1l property ofthefluid Itis
because weareleaving thisproperty outofourcalculations inthischapter that
wehave given itthetitle“The Flow ofDryWater.” Wearepostponing adis-
cussion ofrealwater tothenext chapter.
40-3
v+Av
v(x,y,z,t) /
“.
P
D\/(V PARTICLE VAY
PATH\
Fig. 40-4. The acceleration ofa
fluid particle.
Ifweleave outf,.,,.,,, wehave inEq.(40.4) everything weneed except anex-
pression fortheacceleration. You might think thattheformula fortheaccelera-
tionofafluid particle would bevery simple, foritseems obvious thatifvisthe
velocity ofafluid particle atsome place inthefluid, theacceleration would just
be6v/61. Itisn0t—and forarather subtle reason. Thederivative 6v/61, isthe
rateatwhich thevelocity v(x,y,z,t)changes atafixed point inspace. What we
need ishow fastthevelocity changes foraparticular piece offluid. Imagine that
wemark oneofthedrops ofwater with acolored speck sowecanwatch it.In
asmall interval oftime At,thisdrop willmove toadifferent location. Ifthedrop
ismoving along some path assketched inFig. 40-4, itmight inAtmove from
P1toP2.Infact, itwillmove inthex-direction byanamount 0,At,inthey-direc-
tion bytheamount 11,,At,andinthez-direction bytheamount v,At.Wesee
that, ifv(x,y,z,t)isthevelocity ofthefluid particle which isat(x,y,z)atthe
time t,then thevelocity ofthesame particle atthetime t+Atisgiven byv(x+
Ax,y+Ay,z—l—Az,t+At)—with
Ax=v,At, Ay=221,At, and Az=0,At.
From thedefinition ofthepartial derivatives—recall Eq.(2.7)—we have, tofirst
order, that
v(x+v,At,y —l—vyAt,z +0,At,t+At)
O 6 6
=v(x,y,z, t)+%UIA1+ ivyAt+£1)ZAl +gm.
Theacceleration Av/At is
8 6 6 8
4e+aa+»e-5Wecanwrite thissymbolically——treating Vasavector—as
(v-V)v+ (40.5)
Note that there canbeanacceleration even though 6v/at =0sothat velocity
atagiven point isnotchanging. Asanexample, water flowing inacircle ata
constant speed isaccelerating even though thevelocity atagiven point isnot
changing. Thereason is,ofcourse, thatthevelocity ofaparticular piece ofwater
which isinitially atonepoint onthecircle hasadifferent direction amoment
later; there isacentripetal acceleration.
Therestofourtheory isjustmathematical—finding solutions oftheequation
ofmotion wegetbyputting theacceleration (40.5) intoEq.(40.4). Weget
%+(v-v)v=-¥-va, (40.6)
where viscosity hasbeen omitted. Wecanrearrange thisequation byusing the
following identity from vector analysis:
(v-V)v= (VXv)>< v+ %V(v-v).
40-4
Ifwenow define anewvector field Q,asthecurlofv,
Q=VXv, (40.7)
thevector identity canbewritten as
(v-V)v =QXv+ %Vii2,
»
fndourequation ofmotion (40.6) becomes
@+o><v+lvi»*=-E-v¢ (408)61 2 p ' '
You canverify that Eqs. (40.6) and(40.8) areequivalent bychecking that the
components ofthetwosides oftheequation areequal—and making useof(40.7).
Thevector fieldQiscalled thevorticity. Ifthevorticity iszeroeverywhere, we
saythattheflow isirrotational. Wehave already defined inSection 3-5athing
called thecirculation ofavector field. Thecirculation around anyclosed loop ina
fluid isthelineintegral ofthefluid velocity, atagiven instant oftime, around that
loop:
(Circulation) =§v-ds.
The circulation perunit area foraninfinitesimal loop isthen—using Stokes’
theorem—-equal toVXv.Sothevorticity Qisthecirculation around aunit
area (perpendicular tothedirection of£2).Italsofollows thatifyouputalittle
piece ofdirt—n0t aninfinitesimal point—-at anyplace intheliquid itwillrotate
with theangular velocity Q/2. Trytoseeifyoucanprove that. You canalso
check itoutthatforabucket ofwater onaturntable, Qisequal totwice thelocal
angular velocity ofthewater.
Ifweareinterested only inthevelocity field, wecaneliminate thepressure
from ourequations. Taking thecurlofboth sides ofEq.(40.8), remembering that
pisaconstant andthatthecurlofanygradient iszero, andusing Eq.(40.3), weget
‘:,—£:+v><(n><v)=0. (40.9)
This equation, together with theequations
£2=VXv (40.10)
and
V-v =0, (40.11)
describes completely thevelocity field v.Mathematically speaking, ifweknow £2
atsome time, then weknow thecurl ofthevelocity vector, andwealso know
thatitsdivergence iszero, sogiven thephysical situation wehave allweneed to
determine veverywhere. (Itisjustlikethesituation inmagnetism where wehad
V-B=0andVXB=j/eocz.) Thus, agiven £2determines vjustasagiven
jdetermines B.Then, knowing v,Eq.(40.9) tellsustherateofchange ofQfrom
which wecangetthenewQforthenext instant. Using Eq.(40.10), again wefind
thenewv,andsoon.You seehow these equations contain allthemachinery for
calculating theflow. Note, however, thatthisprocedure gives thevelocity field
only; wehave lostallinformation about thepressure.
Wepoint outonespecial consequence ofourequation. IfQ=0everywhere
atanytime t,69/6t alsovanishes, sothatQisstillzero everywhere att+At.
Wehave asolution totheequation; theflow ispermanently irrotational. Ifa
flow wasstarted with zero rotation, itwould always have zero rotation. The
equations tobesolved then are
V-v=O, VXv=0.
They arejust liketheequations fortheelectrostatic ormagnetostatic fields in
freespace. Wewillcome back tothem andlook atsome special problems later.
40-5
i;-7""*‘" ‘Wl
‘s
I
m __ __ A__
Fig.40-5. Streamlines insteady
fluid flow.
(0)
VI./r
__.Al40-3 Steady flow—-Bernoulli’s theorem
Now wewant toreturn totheequation ofmotion, Eq.(40.8), butlimit our-
selves tosituations inwhich theflowis“steady.” Bysteady flowwemean that
atanyoneplace inthefluid thevelocity never changes. Thefluid atanypoint is
always replaced bynewfluid moving inexactly thesame way. Thevelocity picture
always looks thesame—v isastatic vector field. Inthesame waythatwedrew
“field lines” inmagnetostatics, wecannow draw lines which arealways tangent
tothefluid velocity asshown inFig. 40-5. These lines arecalled streamlines.
Forsteady flow, theyareevidently theactual paths offluid particles. (Inunsteady
flow thestreamline pattern changes intime, andthestreamline pattern atany
instant does notrepresent thepath ofafluid particle.)
Asteady flow does notmean thatnothing ishappening—atoms inthefluid
aremoving andchanging their velocities. Itonly means that 6v/6t =0.Then
ifwetake thedotproduct ofvintotheequation ofmotion, theterm v~(QXv)
drops out,andweareleftwith
v-v{§4-¢+-%fi]=0. (m1n
This equation saysthatforasmall displacement inthedirection ofthefluid velocity
thequantity inside thebrackets doesn’t change. Now insteady flow alldisplace-
ments arealong streamlines, soEq(40.12) tellsusthatforallthepoints along a
streamline, wecanwrite
l%+EU2—l—¢=const (streamline). (40.13)
This isBernoulli’s theorem. Theconstant may ingeneral bedifferent fordifferent
streamlines; allweknow isthattheleft-hand sideofEq.(40.13) isthesame all
along agiven streamline. Incidentally, wemay notice thatforsteady irrotational
motion forwhich Q=0,theequation ofmotion (40.8) gives ustherelation
vE+%fi+d=Q
sothat
~e+|\))1l— —112—l—¢==const (everywhere). (40.14)‘O
It’sjustlikeEq.(40.13) except thatnowtheconstant hasthesame value throughout
thefluid.
vAt1/i , "2‘,4 2 _/
(b) u
W -'*
A2 _,,
Fig. 40-6. Fluid motion inClflowtube.
Thetheorem ofBernoulli isinfactnothing more than astatement ofthecon-
servation ofenergy. Aconservation theorem such asthisgives usalotofinforma-
tion about aflow without ouractually having tosolve thedetailed equations.
Bernoulli’s theorem issoimportant andsosimple thatwewould liketoshow you
how itcanbederived inawaythatisdifferent from theformal calculations we
have justused. Imagine abundle ofadjacent streamlines which form astream
tube assketched inFig.40-6. Since thewalls ofthetube consist ofstreamlines,
nofluid flows outthrough thewall. Let’s callthearea atoneendofthestream
40-6
tube A1,thefluid velocity there 2'1,thedensity ofthefluid p1,andthepotential
energy ¢1. Attheother endofthetube, wehave thecorresponding quantities
A2,v2.p2,and¢2.Now after ashort interval oftimeAt,thefluid atA1hasmoved
adistance 7'1At,andthefluid atA2hasmoved adistance 02At[Fig. 40-6(b)].
Theconservation ofmass requires thatthemass which enters through A1must be
equal tothemass which leaves through A2.These masses atthese twoends must
bethesame:
AM =p1A1l)1Af =/J2/12122 Al.
Sowehave theequality
pl/11111 =p2/1202.
This equation telljausthatthevelocity varies inversely with thearea ofthestream
tube ifpisconstfint.
Now wecalculate thework done bythefluid pressure. Thework done onthe
fluid entering atA1isp1A101At,andthework given upatA2isp2A2i12 AtThe
network onthefluid between A1andA2is,therefore,
P1/11741 A1— P2/4292 Al,
which must equal theincrease intheenergy ofamass AMoffluid ingoing from
A1toA2. Inother words,
])1A1l)]At * [)2/42U2 I * E1),
where E1istheenergy perunitmass offluid atA1,andE2istheenergy perunit
mass atA2.Theenergy perunitmass ofthefluid canbewritten as
E=%v2+¢+U.
where 229isthekinetic energy perunitmass, ¢isthepotential energy perunit
mass, andUisanadditional term which represents theinternal energy perunitmass
offluid. Theinternal energy might correspond, forexample, tothethermal
energy inacompressible fluid, ortochemical energy. Allthese quantities can
vary from point topoint. Using thisform fortheenergies in(40.16), wehave
[)é1/(ill/‘Y/[iit—!)‘2*/‘gill,’/I2'g:'%_"gJr<l>2"l' U2—;Y‘:i—¢i— U1
Btitwehave seen thatAM =pAi~At,soweget
1 1>Bl+—vi+<t>1+U1=H3+—1'§+¢2-l-U2, (40.17)Pi 2 P2 2
which istheBernoulli result with anadditional term fortheinternal energy. If
thefluid isincompressible, theinternal energy term isthesame onboth sides, and
wegetagain thatEq.(40.14) holds along anystreamline.
Weconsider now some simple examples inwhich theBernoulli integral gives
usadescription oftheflow. Suppose wehave water flowing outofahole near
thebottom ofatank. asdrawn inFig.40-7. Wetake asituation inwhich the
flow speed ii,,,,,atthehole ismuch larger than theflow speed near thetopofthe
tank; inother words, weimagine thatthediameter ofthetank issolarge that
wecanneglect thedrop intheliquid level. (We could make amore accurate
calculation ifwewished.) Atthetopofthetank thepressure ispu, theatmospheric
pressure, andthepressure atthesides ofthejetisalsop11. Now wewrite our
Bernoulli equation forastreamline, such astheoneshown inthefigure. Atthe
topofthetank, wetake 0equal tozero andwealsotake thegravity potential
¢tobezero. Atthespeed ii,,,,1,and¢>=-gh, sothat
P0=P0+311113111 _pgh,
or
ii,,1,1 =\/Zgli. (40.18)
40-7
it[1, 1
A _ ‘L _ _
WATER l
l_._ __ + __ ___
\
\
-- _*\__
\
srrfiw was-:'\_ 9\_----~\_.
/\ Po 1_
Vout \
Fig. 40-7. Flow fromatank. Fig. 40-8. With are-entrant dis-
L:
-.1
_ 1 T
i, A i_
5 ___":-- 5
Fig.40-9. The pressure islowest
where thevelocity ishighest.charge tube, thestream contracts toone-
half thearea oftheopening.
This velocity isjustwhat wewould getforsomething which falls thedistance h.
Itisnottoosurprising, since thewater attheexitgains kinetic energy attheex-
pense ofthepotential energy ofthewater atthetop. Donotgettheidea, however,
thatyoucanfigure outtheratethatthefluid flows outofthetank bymultiplying
thisvelocity bythearea ofthehole. Thefluid velocities asthejetleaves thehole
arenotallparallel toeach other buthave components inward toward thecenter
ofthestream—the jetisconverging. After thejethasgone alittle way, thecon-
traction stops andthevelocities dobecome parallel. Sothetotal flowisthevelocity
times theareaatthatpoint. Infact,ifwehaveadischarge opening which isjusta
round holewithasharp edge, thejetcontracts to62percent oftheareaofthehole.
Thereduced effective area ofthedischarge varies fordiflerent shapes ofdischarge
tubes, andexperimental contractions areavailable astables ofefilux coeflicients.
Ifthedischarge tubeisre-entrant, asshown inFig.40-8, itispossible toprove
inamost beautiful waythattheefllux coefficient isexactly 50percent. Wewill
givejustahintofhow theproof goes. Wehave used theconservation ofenergy
togetthevelocity, Eq.(40.18), butthere isalso momentum conservation to
consider. Since there isanoutflow ofmomentum inthedischarge jet,there must
beaforce applied over thecross section ofthedischarge tube Where does the
force come from? Theforce must come from thepressure onthewalls. Aslong
astheefi’lux holeissmall andaway from thewalls, thefluid velocity near thewalls
ofthetank willbevery small. Therefore, thepressure onevery faceisalmost
exactly thesame asthestatic pressure inafluid atrest——from Eq.(30.14). Then
thestatic pressure atanypoint onthesideofthetank must bematched byan
equal pressure atthepoint ontheopposite wall, except atthepoints onthewall
opposite thecharge tube. Ifwecalculate themomentum poured outthrough the
jetbythispressure, wecanshow thattheefllux coefficient isl/2. Wecannot use
thismethod foradischarge hole likethatshown inFig.40-7, however, because
thevelocity increase along thewall right near thediscglarge area gives apressure
fallwhich wearenotabletocalculate.
Let’s look atanother example—a horizontal pipe with changing cross
section, asshown inFig. 40-9, with water flowing inoneend and outthe
other. Theconservation ofenergy, namely Bernoulli’s formula, saysthatthepres-
sure islower intheconstricted area where thevelocity ishigher. Wecaneasily
demonstrate thiseffect bymeasuring thepressure atdifferent cross sections with
small vertical columns ofwater attached totheflow tube through holes small
enough sothatthey donotdisturb theflow. Thepressure isthen measured by
theheight ofwater inthese vertical columns. Thepressure 1Sfound tobelessat
theconstriction than itisoneither side. Iftheareabeyond theconstriction comes
back tothesame value ithadbefore theconstriction, thepressure rises again.
40-8
Bernoulli’s formula would predict that thepressure downstream ofthecon-
striction should bethesame asitwasupstream, btitactually itisnoticeably less.
Thereason thatourprediction iswrong isthatwehave neglected thefrictional,
viscous forces which cause apressure drop along thetube. Despite thispressure
drop thepressure isdefinitely lower attheconstriction (because oftheincreased
speed) than itisoneither side ofit—as predicted byBernoulli. Thespeed 1:2
must certainly exceed 1/1togetthesame amount ofwater through thenarrower
tube. Sothewater accelerates ingoing from thewide tothenarrow part. The
force thatgives thisacceleration comes from thedrop inpressure.
Wecancheck ourresults with another simple demonstration Suppose we
have onatank adischarge tube which throws ajetofwater upward asshown in
Fig40-10. Iftheelllux velocity were exactly \/257/1', thedischarge water should
risetoalevel even with thesurface ofthewater inthetank. Experimentally, it
falls somewhat short. Ourprediction isroughly right, butagain viscous friction
which hasnotbeen includejj inourenergy conservation formula hasresulted in
alossofenergy
Have youever held twopieces ofpaper close together andtried toblow
them apart? Tryit!They come together. Thereason, ofcourse. isthattheairhas
ahigher speed going through theconstricted space between thesheets than it
does when itgetsoutside. Thepressure between thesheets islower than atmos-
pheric pressure, sothey come together rather than separating.
40-4 Circulation
Wesawatthebeginning ofthelastsection thatifwehave anincompressible
fluid with nocirculation, theflow satisfies thefollowing twoequations:
V-v=O, VXv=0. (40.19)
They arethesame astheequations ofelectrostatics ormagnetostatics inempty
space. Thedivergence oftheelectric field iszero when there arenocharges, and
thecurloftheelectrostatic field isalways zero. Thecurlofthemagnetic field is
zero ifthere arenocurrents. andthedivergence ofthemagnetic field isalways
zero. Therefore, Eqs. (40.19) have thesame solutions astheequations forEin
electrostatics orforBinmagnetostatics. Asamatter offact, wehave already
solved theproblem oftheflow ofafluid pastasphere, asanelectrostatic analogy,
inSection 12-5. Theelectrostatic analog isauniform electric field plus adipole
field. Thedipole field issoadjusted thattheflow velocity normal tothesurface
ofthesphere iszero. Thesame problem fortheflow pastacylinder canbeworked
outinasimilar waybyusing asuitable linedipole with auniform flowfield. This
solution holds forasituation inwhich thefluid velocity atlarge distances iscon-
stant—both inmagnitude anddirection. Thesolution issketched inFig.40-11(a).
There isanother solution fortheflow around acylinder when theconditions
aresuch thatthefluid atlarge distances moves incircles around thecylinder. The
flowis,then, circular everywhere, asinFig.40-1l(b). Such aflow hasacirculation
around thecylinder, although VXvisstillzero inthefluid. How canthere be
circulation without acurl? Wehave acirculation around thecylinder because the
lineintegral ofvaround anyloop enclosing thecylinder isnotzero. Atthesame
time, thelineintegral ofvaround anyclosed path which does notinclude thecyl-
inder iszero. Wesawthesame thing when wefound themagnetic field around a
wire. ThecurlofBwaszero outside ofthewire, although alineintegral ofB
around apath which encloses thewire didnotvanish. Thevelocity field inanir-
rotational circulation around acylinder isprecisely thesame asthemagnetic
fieldaround awire. Foracircular path with itscenter atthecenter ofthecylinder,
thelineintegral ofthevelocity is
fv-ds=27171‘.
Forirrotational flow theintegral must beindependent ofr.Let’s calltheconstant
40-9;____i_,
-- \/
,-/"T
,1/'/ZZZ
;T’1'
,//
miY-
_ _ l1 1
Fig. 40-10. Proof that visnotequal
to\/2gh.
-—§>-—--——i _\-
»—\
J \__.>_._ _
/W
-3‘it _'>in‘\ Li} xiigig
_\ K//\_ iZ,
gm, ______>_ .7 g xii,’
\
(1%;lF
_ -é
(7?-.
{AZ -+-\ R_A- _
A > Li;
.__mm--//I IL. >
>. ._._All /“T *—-(.7 _>_ 7
Fig. 40-l 1. la)Ideal fluid flow past
acylinder. (bl Circulation around a
cylinder. (c)The superposition ofla)
and (bl.
/\
/ Z 3 \
//*\\
\\ //
\\‘f,
if/’>\&____\ _(
/\\ ll ///\\
\\®’l/ l
-\LL’||
Fig. 40-12. Water with circulation
draining from atank.value C,then wehave that
C1)=-2-E9 (40.20)
where visthetangential velocity, andristhedistance from theaxis.
There isanicedemonstration ofafluid circulating around ahole. Youtakea
transparent cylindrical tank with adrain holeinthecenter ofthebottom. Youfill
itwith Water, stirupsome circulation with astick, andpullthedrain plug. You
getthepretty effect shown inFig. 40-12. (You’ve seen asimilar thing many
times inthebathtub!) Although youputinsome watbeginning, itsoon diesdown
because ofviscosity andtheflow becomes irrotational-although stillwith some
circulation around thehole.
From thetheory, wecancalculate theshape oftheinner surface ofthewater.
Asaparticle ofthewater moves inward itpicks upspeed. From Eq.(4020)the
tangential velocity goes as1/r-—it’s just from theconservation ofangular mo-
mentum, liketheskater pulling inherarms. Also theradial velocity goes as
l/r. Ignoring thetangential motion, wehave water going radially inward toward
ahole; from V~v=0,itfollows thattheradial velocity isproportional tol/r.
Sothetotal velocity alsoincreases as1/r,andthewater goesinalong Archimedean
spirals. Theair-water surface isallatatmospheric pressure, soitmust have—from
Eq.(40.l4)—the property that
gz—l—%mv2 =const.
Butvisproportional to1/r,sotheshape ofthesurface is
k
(Z—Z0)=;2'
Aninteresting point—-which isnottrueingeneral butistrueforincompressible,
irrotational flow—is thatifwehave onesolution andasecond solution, then the
sum isalso asolution. This istrue because theequations in(40.19) arelinear.
Thecomplete equations ofhydrodynamics, Eqs. (40.8), (40.9), and(40.10), are
notlinear, which makes avast difference. Fortheirrotational flow about the
cylinder, however, wecansuperpose theflow ofFig. 40-ll(a) ontheflow of
Fig.40-1l(b)andgetthenewflow pattern shown inFig.40-1 l(c). This flow is
ofspecial interest. Theflow velocity ishigher ontheupper sideofthecylinder
than onthelower side. Thepressures aretherefore lower ontheupper sidethan
onthelower side. Sowhen wehave acombination ofacirculation around a
cylinder andanethorizontal flow, there isanetverticalforce onthecylinder-—it
iscalled aliftforce. Ofcourse, ifthere isnocirculation, there isnonetforce on
anybody according toourtheory of“dry” water.
40-5 Vortex lines
Wehave already written down thegeneiial equations fortheflow ofanin-
compressible fluid when there may bevorticity. They are
I.V-v=O,
II.Q=V><v,
III.%‘t-’+v><(o><v)=0.
Thephysical content ofthese equations hasbeen described inwords byHelmholtz
interms ofthree theorems. First, imagine thatinthefluid wewere todraw vortex
lines rather than streamlines. Byvortex lines wemean field lines that have the
direction ofQandhave adensity inanyregion proportional tothemagnitude of
£2.From IIthedivergence ofQisalways zero (remember—Section 3-7-—that the
divergence ofacurlisalways zero). Sovortex lines arelikelines ofB—they never
start orstop, andwilltend togoinclosed loops. Now Helmholtz described III
40-10
inwords bythefollowing statement: thevortex lines move with thefluid. This
means that ifyouwere tomark thefluid particles along some vortex lines—by
coloring them with ink,forexample—then asthefluid moves andcarries those
particles along, they willalways mark thenew positions ofthevortex lines. In
whatever way theatoms oftheliquid move, thevortex lines move with them
That isonewaytodescribe thelaws.
Italso suggests amethod forsolving anyproblems. Given theinitial flow
pattern-say veverywhere-then youcancalculate Q.From thevyoucanalso
tellwhere thevortex lines aregoing tobealittle later—they move with thespeed
v.With thenewQyoucanuselandlltofindthenewv.(That’s justlikethe
problem offinding B,given thecurrents.) Ifwearegiven theflow pattern atone
instant wecaninprinciple calculate itforallsubsequent times. Wehave thegeneral
solution fornonviscous flow.
Wewould liketoshow howHelmholtz’s statement—and, therefore, III—can
beatleast partly understood. Itisreally justthelawofconservation ofangular
momentum applied tothefluid. Suppose weimagine asmall cylinder oftheliquid
whose axisisparallfil tothevortex lines, asinFig.40-l3(a). Atsome time later,
thissame piece offlilid willbesomewhere else. Generally itwilloccupy acylinder
with adifferent diameter andbeinadifferent place. Itmay alsohave adifferent
orientation, sayasinFig.40—l3(b). Ifthediameter haschanged, however, the
length willhave increased tokeep thevolume constant (since weareassuming an
incompressible fluid). Also, since thevortex lines arestuck with thematerial,
their density willgoupasthecross-sectional area goes down. Theproduct ofthe
vorticity Qand area Aofthecylinder willremain constant, soaccording to
Helmholtz, weshould have
02A2 =t21A1. (40.21)
Now notice thatwith zero viscosity alltheforces onthesurface ofthecy-
lindrical volume (oranyvolume, forthatmatter) areperpendicular tothesurface
Thepressure forces cancause thevolume tobemoved from place toplace, or
cancause ittochange shape; butwith notangential forces themagnitude ofthe
angular momentum ofthematerial inside cannot change. Theangular momentum
oftheliquid inthelittle cylinder isitsmoment ofinertia Itimes theangular
velocity oftheliquid, which isproportional tothevorticity S2.Foracylinder, the
moment ofinertia isproportional tomr2. Sofrom theconservation ofangular
momentum, wewould conclude that
(MiRi)9i =(M2Rg)92-
Butthemass isthesame, M1=M2, andtheareas areproportional toR2,so
wegetagain just Eq.(40.21). Helmholtz’s statement—which isequivalent to
III-—is justaconsequence ofthefactthatintheabsence ofviscosity theangular
momentum ofanelement ofthefluid cannot change.
ti=2‘
F_/i O 1‘
_\,\
-—>/
///////
////
,4///
(0) //// AREAA
/
///
/// /
/////
/
/ /
AREAA’,/,
..
(bl
/
///
/////
/’/
Fig. 40-13. la) Agroup ofvortex
lines att;(blthe same lines atalater
time ll.
Fig. 40-14. Making atravelling vor-
////////////////// texring.
There isanice demonstration ofamoving vortex which ismade with the
simple apparatus ofFig40-14. Itisa“drum” twofeetindiameter andtwofeet
long made bystretching athick rubber sheet over theopen endofacylindrical
“box.” The“bottom”—the drum istipped onitsside—is solid except fora3-inch
diameter hole. Ifyougiveasharp blow ontherubber diaphragm with your hand,
avortex ringisprojected outofthehole. Although thevortex isinvisible, youcan
tellit’sthere because itwillblow outacandle 10to20feetaway. Bythedelay in
40-1 l
TX
VORTEX '/
\
V
K‘)1')
iv) 0)(I)
V
(bl vontcx __€____
LINES\ v DIRECTION\ OFMOTION
Q0
/as®e
V
Fig. 40-15. Amoving vortex ring
fasmoke ring). (a)Thevortex lines. (blA
cross section ofthering.theeffect, youcantellthat“something” istravelling atafinite speed. You can
seebetter what isgoing onifyou first blow some smoke into thebox. Then you
seethevortex asabeautiful round “smoke ring.”
Thesmoke ring ISatorus-shaped bundle ofvortex lines, asshown inFig
40-l5(a). Since £2=VXv,these vortex lines represent alsoaciiculation ofv
asshown inpart (b)ofthefigure. Wecanunderstand theforward motion ofthe
ring inthefollowing way: The circulating velocity around the/iottom ofthering
extends uptothetopofthering, having there aforward motion. Since thelines
of$2move with thefluid, they alsomove ahead with thevelocity v.(Ofcourse,
thecirculation ofvaround thetoppart oftheringisresponsible fortheforward
motion ofthevortex lines atthebottom.
Wemust now mention aserious difliculty Wehave already noted thatEq.
(409)says that, ifs:isinitially zero, itwillalways bezero. This result isagreat
failure ofthetheory of“dry” water, because itmeans that once Qiszero itis
always zero—it ISimpossible toproduce anyvorticity under anycircumstance.
Yet, inoursimple demonstration with thedrum, wecangenerate avortex ring
starting with airwhich wasinitially atrest. (Certainly, v10,$2:Oeverywhere
intheboxbefore wehitit.)Also, weallknow thatwecanstart some vorticity ina
lakewithapaddle. Clearly, wemust gotoatheory of“wet” water togetiicomplete
understanding ofthebehavior ofafluid.
Another feature ofthedrywater theory which isincorrect 1Sthesupposition
wemake regarding theflow attheboundary between itandthesurface ofasolid.
When wediscussed theflow past acylinder—-as inFig.40-ll, forexample—we
permitted thefluid toslide along thesurface ofthesolid. lnourtheory, the
velocity atasolid surface could have anyvalue depending onhowitgotstarted.
andwedidnotconsider any“friction” between thefluid andthesolid. ltisan
experimental fact, however, thatthevelocity ofarealfluid always goes tozero at
thesurface ofasolid object. Therefore, oursolution forthecylinder, with or
without circulation, iswrong—as isourresult regarding thegeneration ofvorticity.
Wewilltellyouabout themore correct theories inthenext chapter.
40-l 2
41
The Flow ofWet Water
41—1 Viscosity
Inthelastchapter wediscussed thebehavior ofwater, disregarding the
phenomenon ofviscosity. Now wewould liketodiscuss thephenomena ofthe
flowoffluids, including theeffects ofviscosity. Wewant tolook attherealbehavior
offluids. Wewilldescribe qualitatively theactual behavior ofthefluids under
various different circumstances sothatyouwillgetsome feelfortheSUb)€Ct. Al-
though youwillseesome complicated equations andhear about some complicated
things, itisnotourpurpose thatyoushould learn allthese things. This is,ina
sense, a“cultural” chapter which Wlllgiveyousome ideaofthewaytheworld is.
There isonly oneitem which isworth learning, andthatisthesimple definition of
viscosity which wewillcome toinamoment. Therestisonly foryour entertain-
ment.
Inthelastchapter wefound thatthelaws ofmotion ofafluid arecontained
intheequation
%l;+(v-V)v=——Vpl—V¢+%- (41.1)
Inour“dry” water approximation weleftoutthelastterm, sowewere neglecting
allviscous effects. Also, wesometimes made anadditional approximation by
considering thefluid asincompressible; then wehadtheadditional equation
V-v=O.
This lastapproximation isoften quite good~particularly when flow speeds are
much slower than thespeed ofsound. Butinrealfluids itisalmost never truethat
wecanneglect theinternal friction thatwecallviscosity; most oftheinteresting
things thathappen come from itinonewayoranother. Forexample, wesawthat
in“dry” water thecirculation never changes——if there isnone tostart outwith,
there willnever beany. Yet, circulation influids isaneveryday occurrence. We
must fixupourtheory.
Webegin with animportant experimental fact. When weworked outthe
flow of“dry” water around orpastacylinder——the so-called “potential flow”——We
hadnoreason nottopermit thewater tohave avelocity tangent tothesurface;
only thenormal component hadtobezero. Wetook noaccount ofthepossibility
thatthere might beashear force between theliquid andthesolid. Itturns out—
although itisnotatallself-evident—that inallcircumstances where ithasbeen
experimentally checked, thevelocity ofafluid isexactly zero atthesurface ofa
solid. You have noticed, nodoubt, thattheblade ofafanwillcollect athinlayer of
dust—and thatitisstillthere after thefanhasbeen churning uptheair. You
canseethesame eflect even onthegreat fanofawind tunnel. Why isn't thedust
blown ofl"bytheair? Inspite ofthefactthatthefanblade ismoving athigh speed
through theair,thespeed oftheairrelative tothefanblade goes tozero right at
thesurface. Sothevery smallest dust particles arenotdisturbed.* Wemust
modify thetheory toagree with theexperimental factthatinallordinary fluids,
themolecules next toasolid surface have zero velocity (relative tothesurface).T
*You canblow large dust particles from atable top,butnotthevery finest ones. The
large ones stick upintothebreeze.
TYou canimagine circumstances when itisnottrue: glass istheoretically a“liquid,”
butitcancertainly bemade toslide along asteel surface. Soourassertion must break
down somewhere.
41-141-1 Viscosity
41-2 Viscous flow
41-3 TheReynolds number
41-4 Flow pastacircular cylinder
41-5 Thelimit ofzeroviscosity
41-6 Couette flow
l>21F71Dl>
v_9_,
\///////////////////////////I4]-i—>
.I_/l.Tl‘, T Vl'-—-W’ " ‘ I~
d .' ‘ FLUID
Fig. 41-1. Viscousdragbetweentwo ‘L _ I '__'
/////////////parallel plates.
r .~
. MAF .,
___\t___geav,
_._AyI'_F_--ii_' _-.X_>_
V___.-_____>
—|.— :
—r — 4;
Fig. 4l—2. The shear stress ina
viscous fluid.
ti
[ZZZ T/]~]_)\
Q ,f/ \.
\\<\ \ I\v»7 I I
\>\ KY1. /
\< \< \Q4»-{ FLUID
1142*
my
Vb;>ixmx
XXX
/”"_i“~.\U
//U\\
5
\\\~ k/‘-__,,/'/
\J¢"\§§\‘§9">1
Fig. 4l—3. The flow inafluid be-
tween two concentric cylinders rotating
atdif¥erent angular velocities.'l/// ///////////_’j/A
v=O
Weoriginally characterized aliquid bythefactthat ifyouputashearing
stress onit—no matter howsmall—it would giveway. ltflows. lnstatic situations,
there arenoshear stresses. Butbefore equilibrium isreached—as long asyoustill
push onit~there canbeshear forces. Viscosity describes these shear forces which
exist inamoving fluid. Togetameasure oftheshear forces during themotion
ofafluid, weconsider thefollowing kind ofexperiment. Suppose thatwehave two
solid plane surfaces with water between them, asinFig.4l—l, andwekeep one
stationary while moving theother parallel toitattheslow speed 110.lfyou measure
theforce required tokeep theupper plate moving, youfindthatitISproportional
totheareaoftheplates andtozit./d. where disthedistance between theplates. So
theshear stress F/A isproportional to00/dz
E- 91».A_”d
Theconstant ofproportionality 1;iscalled thecoefficient ofviscosity.
Ifwehave amore complicated situation, wecanalways consider alittle, flat,
rectangular cellinthewater with itsfaces parallel totheflow, asinFig.41-2. The
shear force across thiscellisgiven by
AF at ai» _= __’= -4. 4|.
AA ”Ay ”6y l2)
Now, 61',/6y istherateofchange oftheshear strain wedefined inChapter 38,so
foraliquid, theshear stress isproportional totherateofchange oftheshear strain.
Inthegeneral casewewrite
s,,,=17 + - (41.3)
Ifthere isauniform rotation ofthefluid, 61‘,/6y isthenegative of60,,/6x andS,,,,
iszero—as itshould besince there arenostresses inauniformly rotating fluid.
(We didasimilar thing indefining em,inChapter 39.) There are,ofcourse, the
corresponding expressions forSy,andS_.,,.
Asanexample oftheapplication ofthese ideas, weconsider themotion ofa
fluid between twocoaxial cylinders. Lettheinner onehave theradius aandthe
peripheral velocity va,andlettheouter onehave radius bandvelocity ii/,.See
Fig.4l—3. Wemight ask,what isthevelocity distribution between thecylinders ‘?
Toanswer thisquestion, webegin byfinding aformula fortheviscous shear in
thefluid atadistance rfrom theaxis From thesymmetry oftheproblem, wecan
assume thattheflow isalways tangential andthatitsmagnitude depends only on
r;Z)=v(r). Ifwewatch aspeck inthewater attheradius r,itscoordinates asa
function oftime are
x=rcos wt, y=rsin wt,
where (.0=ii/r, Then thex-andy-components ofvelocity are
ii,=—rw sinwt=-—wy and try=rwcoswt=wx. (41.4)
From Eq.(41.3), wehave
((A7 6 6 3 6
Sm]IVila; (Kw) —53)(y¢°)jl =Tllx (ix”J’ (41-5)
41-2
Forapoint aty=0,aw/6y =0,andx6w/6x isthesame asrdw/dr. Soatthat
point
dw
(S11/)1/=0 :ll"‘ (41-6)c/r
(Itisreasonable that Sshould depend on6w/61-: when there isnochange in0:
with r,theliquid isinuniform rotation andthere arenostresses.)
The stress wehave calculated isthetangential shear which isthesame all
around thecylinder Wecangetthetorque acting across acylindrical surface at
theradius rbymultiplying theshear stress bythemoment arm randthearea
21rrl. Weget
T=21ir2l(s,,,),:(, =27T'I1lI‘3 (41.7)
Since themotion ofthewater issteady——there isnoangular acceleration—the
nettorque onthecylindrical shell ofwater between randr—l—drmust bezero;
thatis,thetorque atrmust bebalanced byanequal andopposite torque atr—l—dr,
sothatTmust beindependent ofr.Inother words, r3dw/dr isequal tosome con-
stant, sayA,and
dw A
Integrating, wefindthattovaries with ras
Aw=—Trz+B. (41.9)
The constants AandBaretobedetermined tofittheconditions that to=w,,
atr=a,andw =w,,atr=b.Wegetthat
2a2b2
A=BY, (wt_ma):
2 2 (41.10)
bwi,—aw,,,
B-Wigs’
SoWeknow wasafunction ofr,andfrom itv=wr.
Ifwewant thetorque, wecangetitfrom Eqs. (41.7) and(41.8):
T=27I"r;lA
Or
41rlaih“T=-5?"a,(w1, -41,). (41.11)
Itisproportional totherelative angular velocities ofthetwocylinders. Onestand-
ardapparatus formeasuring thecoefficients ofviscosity isbuilt thisway. One
cylinder——say theouter one-—is onpivots butisheld stationary byaspring balance
which measures thetorque onit,while theinner oneisrotated ataconstant angular
velocity. Thecoefficient ofviscosity isthen determined from Eq.(41.11).
From itsdefinition, youseethattheunits of17arenewton~sec/m2. Forwater
at20°C,
11=103newton-sec/m2.
Itisusually more convenient tousethespecific viscosity, which is1;divided by
thedensity p.Thevalues forwater andairarethen comparable:
water at20°C, 1;/p=lO“’m2/sec,
(41.12)
airat20°C, 1;/p=15X10”“ m2/sec.
Viscosities usually depend strongly ontemperature. Forinstance, forwater just
above thefreezing point, 17/pis1.8times larger than itisat20°C.
4l»3
41-2 Viscous flow
Wenow gotoageneral theory ofviscous flow—at least inthemost general
form known toman Wealready understand thattheshear stress components are
proportional tothespatial derivatives ofthevarious velocity components such
as611,,/6y or811,,/0x. However, inthegeneral case ofacompressible fluid there is
another term inthestress which depends onother derivatives ofthevelocity.
Thegeneral expression is
s.,= + +7,’is,,(v U), (41.13)
where x,isanyoneoftherectangular coordinates x.y,orz,andv,isanyoneof
therectangular coordinates ofthevelocity. (The symbol 6,,istheKronecker
delta which islwhen i=/‘and Ofor1;é/.)Theadditional term adds i7’V-v
toallthediagonal elements S,,ofthestress tensor. Iftheliquid isincompressible
V-v=O,andthisextra term doesn’t appear. Soithastodowith internal forces
during compression. Sotwoconstants arerequired todescribe theliquid, Just
aswehadtwoconstants todescribe ahomogeneous elastic solid. Thecoellicient
17isthe“ordinary” coeflicient ofviscosity which wehave already encountered.
Itisalsocalled thefirst coefficient ofviscosity orthe“shear viscosity coefficient,”
andthenewcoeflicient 77’iscalled thesecond coe/ficient ofviscosity.
Now wewant todetermine theviscous force perunitvolume,f.,..., sowecan
putitintoEq(411)togettheequation ofmotion forarealfluid. Theforce on<1
small cubical volume element ofafluid istheresultant oftheforces onallthesix
faces. Taking them twoatatime, wewillgetdifierences that depend onthe
derivatives ofthestresses, and, therefore, onthesecond derivatives ofthevelocity.
This isnicebecause itwillgetusback toavector equation. Thecomponent of
theviscous force perunit volume inthedirection oftherectangular coordinate
x,is
38S(fVlSO)l =E ‘E/‘L:
/=1
_ QatQt Q7. - 7xptM>l+Ma7vv) one :1
KM“.-Q:></1’? /5Q:
Usually, thevariation oftheviscosity coeflicients with position isnotsignificant
andcanbeneglected. Then, theviscous force perunitvolume contains onlysecond
derivatives ofthevelocity. WesawinChapter 39thatthemost general form of
second derivatives thatcanoccur inavector equation isthesum ofaterm inthe
Laplacian (V-Vv:Vzv), andaterm inthegradient ofthe divergence (V(V -v)).
Equation (41.14) 1S_]USlsuch asumwith thecoeflicients 77and(77-1-77’).Weget
.ma=7W»+o+7awvv) Mum
Intheincompressible case, V*v=O,andtheviscous force perunitvolume is
just77Vzv. That isallthatmany people use;however, ifyoushould want tocal-
culate theabsorption ofsound inafluid, youwould need thesecond term.
Wecannowcomplete ourgeneral equation ofmotion forarealfluid. Sub-
stituting Eq.(4115)intoEq.(41.1), weget
pl§~f+ (v-V)v} I~Vp—pVd>+ 17V2v—l— (i7+ i7’)V(V-v)
It’scomplicated. Butthat’s thewaynature is.
Ifweintroduce thevorticity £2IVXv,aswedidbefore, wecanwrite our
equation as
pl¥+£2><v—l—;Vi/2}: —V])—pV¢—l—i7V2l)
+(ii+ti’)V(V'v)- (41-16)
41-4
Wearesupposing again thattheonly body forces acting areconservative forces
likegravity. Toseewhat thenew term means, let’s look attheincompressible
fluid case. Then, ifwetake thecurlofEq.(41.16), weget
‘ll;+v><(o><v)=gV2Q. (41.17)
This islikeEq.(40.9) except forthenewterm ontheright-hand side. When the
right-hand sidewaszero, wehadtheHelmholtz theorem that thevorticity stays
with thefluid. Now, wehave therather complicated nonzero term ontheright-
hand side which, however, hasstraightforward physical consequences. Ifwe
disregard forthemoment theterm VX(QXv),wehave adiflusion equation.
Thenew term means thatthevorticity Qdifluses through thefluid. Ifthere isa
large gradient inthevorticity, itwillspread outintotheneighboring fluid.
This istheterm thatcauses thesmoke ring togetthicker asitgoes along.
Also, itshows upnicely ifyousend a“clean” vortex (a“smokeless” ringmade by
theapparatus described inthelastchapter) through acloud ofsmoke. When it
comes outofthecloud, itwillhave picked upsome smoke, andyouwillseea
hollow shell ofasmoke ring. Some oftheS2diffuses outward into thesmoke,
while stillmaintaining itsforward motion with thevortex.
41-3 TheReynolds number
Wewillnow describe thechanges which aremade inthecharacter offluid
flow asaconsequence ofthenewviscosity term. Wewilllook attwoproblems
insome detail. Thefirstofthese istheflow ofafluid pastacy1inder—a flowwhich
wetried tocalculate intheprevious chapter using thetheory fornonviscous flow.
Itturns outthattheviscous equations canbesolved byman today only forafew
special cases. Sosome ofwhat wewilltellyouisbased onexperimental measure-
ments——assuming thattheexperimental model satisfies Eq.(41.17).
Themathematical problem isthis:Wewould likethesolution fortheflowof
anincompressible, viscous fluid pastalongcylinder ofdiameter D.Theflowshould
begiven byEq.(41.17) andby
Q=VXv (41.18)
with theconditions thatthevelocity atlarge distances issome constant velocity,
sayV(parallel tothex-axis), andatthesurface ofthecylinder iszero. That is,
1),;=vy=vz=O (41.19)
for
2x2_|__y2=_€__
That specifies completely themathematical problem.
Ifyoulook attheequations, youseethatthere arefour diflerent parameters
totheproblem: 77,p,D,andV.You might think thatwewould have togivea
whole series ofcases fordifferent V’s,diflerent D’s,andsoon.However, thatis
notthecase. Allthedifferent possible solutions correspond todifferent values of
oneparameter. This isthemost important general thing wecansayabout viscous
flow. Toseewhy thisisso,notice firstthattheviscosity anddensity appear only
intheratio 77/p—the specific viscosity. That reduces thenumber ofindependent
parameters tothree. Now suppose wemeasure alldistances intheonly length
thatappears intheproblem, thediameter Dofthecylinder; thatis,wesubstitute
forx,y,z,thenewvariables x’,y’,2’with
x=x’D, y=y’D, z=z’D.
Then Ddisappears from (41.19). Inthesame way, ifwemeasure allvelocities in
terms ofV—that is,weset1'=2"V"—W€ getridoftheV,and11'1Sjustequal to1
atlarge distances. Since wehave fixed ourunits oflength andvelocity, ourunit
41—5
oftime isnow D/V; soweshould set
t=z (41.20)
With ournewvariables, thederivatives inEq.(41.18) getchanged from 6/6x
to(1/D) 8/ax’, andsoon:soEq(41.18) becomes
Q=VXv=l;V’Xv’=-ESE’. (41.21)
Ourmain equation (41.17) then reads
8Q, i 1 / ll 2> =---~VQ’. 6,,-l—V X(Q Xv) PVD
Alltheconstants condense intoonefactor which wewrite, following tradition, as
1/(R:
(ii=5;VD. (41.22)
Ifwejustremember thatallofourequations aretobewritten with allquantities
inthenewunits, wecanomit alltheprimes. Ourequations fortheflow arethen
85‘;+v><(o><v)Z3;vzo (41.23)
and
£2=VXv
with theconditions
v=O
for
x2—l—y2=1/4 (41.24)
and
0,,=1, 21,,=112=O
for
x2+y2+z2>>l.
What thisallmeans physically isveryinteresting Itmeans, forexample. that
ifwesolve theproblem oftheflow foronevelocity V1andacertain cylinder
diameter D7,andthen askabout theflowforadifferent diameter D2andadillerent
fluid, theflow willbethesame forthevelocity V2which gives thesame Reynolds
number——that is,when
(it,=%V7D7=($12=%%V202. (41.25)l 2
Foranytwosituations which have thesame Reynolds ntimber, theflows will
“look” thesame~in terms oftheappropriate scaled x’,y’,2’,andt’.This isan
important proposition because itmeans thatwecandetermine what thebehavior
oftheflowofairpastanairplane wing willbewithout having tobuild anairplane
andtryit.Wecan, instead, make amodel andmake measurements using avelocity
that gives thesame Reynolds number. This istheprinciple which allows usto
apply theresults of“wind-tunnel“ measurenients onsmall-scale airplanes, or
“model-basin“ results onscale model boats. tothefull-scale objects. Remember,
however, thatwecanonly dothisprovided thecompressibility ofthefluid canbe
neglected. Otherwise, anewquantity enters~the speed ofsound. And ditlerent
situations willreally correspond toeach other only iftheratio ofVtothesotiiid
speed isalsothesame This latter ratio iscalled theMac/1 number So,forveloci-
tiesnear thespeed ofsound orabove, theflows arethesame intwosituations
ifbot/i the Mach number and the Reynolds number are the same for both
situations.
41-6
,1
2..
Co
STEADY
|_
lPERl0DlC
(LAMINAR)
I PERIODIC
I (TURBULENT)
E_ F._ OTUR BULENT
BOUNDARY LAYER
1 10 IO (-3N, Ul
%on 6uils I7>
IO IO
Fig. 4l-4. Thedrag coefficient C1)ofcicircular cylinder asafunction oftheReynolds number.
41-4 Flow pastacircular cylinder
Let’s goback totheproblem oflow-speed (nearly incompressible) flow over
thecylinder. Wewillgive aqualitative description oftheflow ofarealfluid.
There aremany things wemight want toknow about such aflow—for instance,
what isthedrag force onthecylinder? Thedrag force onacylinder isplotted in
Fig.41-4 asafunction of(R—which isproportional totheairspeed Vifeverything
elseisheldfixed. What isactually plotted istheso-called drag coefiicient C7,,
which isadimensionless number equal totheforce divided by%pV2Dl, where
Disthediameter, listhelength ofthecylinder, andpisthedensity oftheliquid:
F
CD~
Thecoeflicient ofdrag varies inarather complicated way, giving usapre-hint
thatsomething rather interesting andcomplicated ishappening intheflow. Wewill
now describe thenature offlow forthediflerent ranges oftheReynolds number.
First, when theReynolds number isvery small, theflow isquite steady; thatis,
thevelocity isconstant atanyplace, andtheflow goes around thecylinder. The
actual distribution oftheflow lines is,however, notlikeitisinpotential flow.
They aresolutions ofasomewhat different equation. When thevelocity isvery
lowor,what isequivalent, when theviscosity isveryhigh sothestuff islikehoney,
then theinertial terms arenegligible andtheflow isdescribed bytheequation
V29=0.
This equation wasfirstsolved byStokes. Healsosolved thesame problem fora
sphere. Ifyouhave asmall sphere moving under such conditions oflowReynolds
number, theforce needed todrag itisequal to611-i7aV, where aistheradius ofthe
sphere andVisitsvelocity. This isaveryuseful formula because ittellsthespeed
atwhich tiny grains ofdirt(orother particles which canbeapproximated as
spheres) move through afluid under agiven force-as, forinstance, inacentrifuge,
orinsedimentation. ordiffusion InthelowReynolds number region—for titless
than 1-the lines ofvaround acylinder areasdrawn inFig41-5.
Ifwenowincrease thefluid speed togetaReynolds number somewhat greater
than 1,wefindthattheflow isdifferent. There isacirculation behind thesphere,
asshown inFig.41—6(b). Itisstillanopen question astowhether there isalways
41-7 - _i>-_i
X/2
-Fig. 41-5. Viscous flow (low veloci-
ties) oround cicircular cylinder.
>
-
*\/——:
Tax./f”
’
_¢-\Q:-.lOO
l‘_!§;_?_ t.
%<55€>‘;=—? Q?’-f -
4'2,V4 m'5';$,'5~,.
:55 I‘
reef}: _,.
iR(-=10“ W
1.-=~-~~*~- "
(Rz|O6
Fig.41-6.L7*
Flow past acylinder forvarious Reynolds numbers.
acirculation there even atthesmallest Reynolds number orwhether things sud-
denly change atacertain Reynolds number. Itused tobethought thatthecir-
culation grew continuously. Butitisnow thought thatitappears suddenly, and
itiscertain thatthecirculation increases with (R.Inanycase, there isadiflerent
character totheflow for(Rintheregion from about 10to30.There isapairof
vortices behind thecylinder.
Theflow changes again bythetime wegettoanumber of4Uorso.There is
suddenly acomplete change inthecharacter ofthemotion. What happens isthat
oneofthevortices behind thecylinder getssolong thatitbreaks offandtravels
downstream with thefluid. Then thefluid curls around behind thecylinder and
makes anewvortex. Thevortices peeloffalternately oneach side, soaninstan-
taneous view oftheflow looks roughly assketched inFig.41-6(c). Thestream of
41-8
pp /" 1‘ .\\
/
,_ ,;»
t’ ~V(1I//. f
é/0 2
_ix.4.}/ll‘,/,;ij/
‘J
-rI ‘l5 . (~.
titty \.,‘,
a-a, ,;;,/
vortices iscalled a“Karman vortex street.” They always appear for(R>40.
Weshow aphotograph ofsuch aflow inFig.41-7.
Thedifference between thetwoflows inFig.4l—6(c) and41—6(b) or4l—6(a)
isalmost acomplete difference inregime InFig.4l—6(a) or(b),thevelocity is
constant. whereas inFig4l—6(c), thevelocity atanypoint varies with time There
isnosteady solution above G1=40-which wehave marked onFig.41-4 bya
dashed line. Forthese higher Reynolds numbers, theflowvaries with time butina
regular, cyclic fashion.
Wecangetaphysical idea ofhow these vortices areproduced Weknow
thatthefluid velocity nitist bezero atthesurface ofthecylinder andthatitalso
increases rapidly away from thatsurface. Vorticity iscreated bythislarge local
variation influid velocity. Now when themain stream velocity islowenough, there
issulhcient time forthisvorticity todiffuse outofthethinregion near thesolid
surface where itisproduced andtogrow into alarge region ofvorticity. This
physical picture should help toprepare usforthenext change inthenature ofthe
flow asthemain stream velocity, or(Pi,isincreased stillmore.
Asthevelocity getshigher andhigher, there islessandlesstime forthe
vorticity todifluse intoalarger region offluid. Bythetime wereach aReynolds
number ofseveral hundred, thevorticity begins tofillinathinband, asshown in
Fig.4l—6(d). Inthislayer theflow ischaotic andirregular. Theregion iscalled
theboundary layer andthisirregular flow region works itswayfarther andfarther
upstream as(tiisincreased. Intheturbulent region, thevelocities areveryirregular
and“noisy”; alsotheflow isnolonger two-dimensional buttwists andturns in
allthree dimensions. There isstillaregular alternating motion superimposed on
theturbulent one.
AstheReynolds number isincreased further, theturbulent region works its
wayforward until itreaches thepoint where theflow lines leave thecy1inder—for
flows somewhat above (Pi=105. Theflow isasshown inFig. 41—6(e), andwe
have what iscalled a“turbulent boundary layer.” Also, there isadrastic change
inthedrag force; itdrops byalarge factor, asshown inFig.41-4. Inthisspeed
region, thedrag force actually decreases with increasing speed. There seems to
belittle evidence ofperiodicity.
What happens forstilllarger Reynolds numbers? Asweincrease thespeed
further, thewake increases insizeagain andthedrag increases. Thelatest experi-
ments—-which goupto(R=107orso-indicate thatanew periodicity appears
inthewake. either because thewhole wake isoscillating back andforth inagross
motion orbecause some newkind ofvortex isoccurring together with anirregular
noisy motion. Thedetails areasyetnotentirely clear, andarestillbeing studied
experimentally.
41-5 Thelimit ofzeroviscosity
Wewould liketopoint outthat none oftheflows wehave described are
anything likethepotential flow solution wefound inthepreceding chapter. This
is,atfirstsight, quite surprising. After all,61isproportional to1/77. So77going to
zero isequivalent to(llgoing toinfinity. And ifwetake thelimit oflarge (Piin
41-9Fig. 4l—7. Photograph by Ludwig
Prqndtl Qfthe vgrtex Street" inthe flgw
behind acylinder
s Q -i ‘Z *7
si /
‘K -/ \‘__-
L 2 \ ___,
\\ / ‘ \_ _,—- \ __//
__ C\L/‘ \___ ,‘___ //_._ \_”__ /\ __4, _ § T r
, :"/
/1*“ .
(c) (d)(<11
C _)
Fig. 4l-8. Liquid flow patterns be-
tween two fransparent rotating cylinders.’‘/‘ \ O///////////M
'5.'1\\‘x\\\\\\\\\\/Eq.(41.23), wegetridoftheright-hand sideandgetjusttheequations ofthelast
chapter. Yet, youwould findithard tobelieve thatthehighly turbulent flowat
(R=107wasapproaching thesmooth flowcomputed from theequations of“dry”
water. How canitbethat asweapproach (Pt=vs,theflow described byEq.
(41.23) gives acompletely different solution from theoneweobtained taking
77=0tostart outwith? Theanswer isveryinteresting. Note thattheright-hand
term ofEq.(41.23) hasl/(Rtimes asecond derivative. Itisahigher derivative than
anyother derivative intheequation. What happens isthatalthough thecoefficient
1/(Piissmall, there arevery rapid variations ofQinthespace near thesurface.
These rapid variations compensate forthesmall coefficient, and theproduct
does notgotozerowith increasing (R.Thesolutions donotapproach thelimiting
case asthecoefficient ofV29 goes tozero.
You may bewondering, “What isthefine-grain turbulence andhowdoes it
maintain itself? How canthevorticity which ismade somewhere attheedge of
thecylinder generate somuch noise inthebackground?” Theanswer isagain
interesting. Vorticity hasatendency toamplify itself. Ifweforget foramoment
about thediffusion ofvorticity which causes aloss, thelaws offlowsay(aswehave
seen) thatthevortex lines arecarried along with thefluid, atthevelocity v.We
canimagine acertain number oflines ofQ which arebeing distorted andtwisted
bythecomplicated flow pattern ofv.This pulls thelines closer together andmixes
them allup. Lines that were simple before willgetknotted andpulled close
together. They willbelonger andtighter together. Thestrength ofthevorticity
will increase and itsirregularities-—the pluses and minuses—will, ingeneral,
increase. Sothemagnitude ofvorticity inthree dimensions increases aswetwist
thefluid about.
You might wellask,“When isthepotential flow asatisfactory theory atall?”
Inthefirstplace, itissatisfactory outside theturbulent region where thevorticity
hasnotentered appreciably bydiflusion. Bymaking special streamlined bodies,
wecankeep theturbulent region assmall aspossible; theflow around airplane
wings—which arecarefully designed—is almost entirely truepotential flow.
41-6 Couette flow
Itispossible todemonstrate thatthecomplex andshifting character ofthe
flow past acylinder isnotspecial butthatthegreat variety offlow possibilities
occurs generally. Wehave worked outinSection 1asolution fortheviscous
flow between twocylinders, andwecancompare theresults with what actually
happens. Ifwetaketwoconcentric cylinders with anoilinthespace between them
andputafinealuminum powder asasuspension intheoil,theflowiseasytosee.
Now ifweturn theouter cylinder slowly, nothing unexpected happens; seeFig.
41-8(a). Alternatively, ifweturn theinner cylinder slowly, nothing very striking
occurs. However, ifweturn theinner cylinder atahigher rate, wegetasurprise.
The fluid breaks into horizontal bands, asindicated inFig.41-8(b). When the
outer cylinder rotates atasimilar ratewith theinner oneatrest, nosuch eflect
occurs. How canitbethatthere isadifference between rotating theinner orthe
outcylinder? After all,theflow pattern wederived inSection 1depended only
onwi,—o.t,,. Wecangettheanswer bylooking atthecross sections shown in
Fig.41-9. When theinner layers ofthefluid aremoving more rapidly than the
outer ones, they tend tomove outwara'—the centrifugal force islarger than the
pressure holding them inplace. Awhole layer cannot move outuniformly because
theouter layers areintheway. Itmust break intocells andcirculate, asshown in
Fig.4l—9(b). Itisliketheconvection currents inaroom which hashotairatthe
bottom. When theinner cylinder isatrestandtheouter cylinder hasahighvelocity,
thecentrifugal forces build upapressure gradient which keeps everything in
equilibrium—see Fig.4l—9(c) (asinaroom with hotairatthetop).
Now let’sspeed uptheinner cylinder. Atfirst, thenumber ofbands increases.
Then suddenly youseethebands become wavy, asinFig.4l—8(c), andthewaves
travel around thecylinder. Thespeed ofthese waves iseasily measured. Forhigh
rotation speeds they approach 1/3thespeed oftheinner cylinder. And noone
41-10
CENTRIFUGAL FORCES
1\*
{i ‘ 4
IQUOI (BIO!(0) (bl4 t
_ /
Fig. 4l-9. Why theflow breaks upinto ba
knows why! There’s achallenge. Asimple number like1/3,andnoexplanation
Infact, thewhole mechanism ofthewave formation isnotvery wellunderstood,
yetitissteady laminar flow.
lfwe nowstart rotating theouter cylinder a1so—but intheopposite direction—
theflowpattern starts tobreak up.Wegetwavy regions alternating withapparently
quiet regions, assketched inFig.41-8(d), making aspiral pattern. lnthese “quiet”
regions, however, wecanseethat theflow isreally quite irregular; itis,infact
completely turbulent. Thewavy regions also begin toshow irregular turbulent
flow Ifthecylinders arerotated stillmore rapidly, thewhole flow becomes
chaotically turbulent.
Inthissimple experiment weseemany interesting regimes offlow which are
quite different, andyetwhich areallcontained inoursimple equation forvarious
values oftheoneparameter (R.With ourrotating cylinders, wecanseemany of
theeffects which occur intheflowpastacylinder: first, there isasteady flow,second,
aflow setsinwhich varies intime butinaregular, smooth way; finally, theflow
becomes completely irregular. You have allseen thesame effects inthecolumn
ofsmoke rising from acigarette inquiet air. There isasmooth steady column
followed byaseries oftwistings asthestream ofsmoke begins tobreak up,ending
finally inanirregular churning cloud ofsmoke
Themain lesson tobelearned from allofthisisthatatremendous varietv
ofbehavior 1Shidden inthesimple setofequations in(41.23). Allthesolutions
areforthesame equations, only with different values of(RWehave noreason
tothink thatthere areanyterms missing from these equations. Theonly difficulty
isthatwedonothave themathematical power today toanalyze them except for
very small Reynolds nunibers—that is,inthecompletely viscous case. That we
have written anequation does notremove from theflow offluids itscharm or
mystery oritssurprise.
Ifsuch variety ispossible inasimple equation with only oneparameter, how
much more ispossible with more complex equations! Perhaps thefundamental
equation that describes theswirling nebulae andthecondensing, revolving, and
exploding stars and galaxies isjust asimple equation forthehydrodynamic
behavior ofnearly pure hydrogen gas. Often, people insome unjustified fearof
physics sayyoucan’t write anequation forlife. Well, perhaps wecan. Asamatter
offact, wevery possibly already have theequation toasuflicient approximation
when wewrite theequation ofquantum mechanics:
6 _h¢H¢——i6t
Wehave justseen thatthecomplexities ofthings cansoeasily anddramatically
escape thesimplicity oftheequations which describe them. Unaware ofthescope
ofsimple equations, man hasoften concluded thatnothing short ofGod, notmere
equations, isrequired toexplain thecomplexities oftheworld.
4l—llCENTFHFUGAL - l
nds.(C) T;
I FORCES s
Wehave written theequations ofwater flow. From experiment, wefindaset
ofconcepts andapproximations tousetodiscuss thesolution—vortex streets,
turbulent wakes, boundary layers. When wehave similar equations inaless
familiar situation, andoneforwhich wecannot yetexperiment, wetrytosolve
theequations inaprimitive, halting, andconfused waytotrytodetermine what
newqualitative features may come out,orwhat newqualitative forms areacon-
sequence oftheequations. Ourequations forthesun, forexample, asaballof
hydrogen gas,describe asunwithout sunspots, without therice-grain structure of
thesurface, without prominences, without coronas. Yet, allofthese arereally
intheequations; wejusthaven’t found thewaytogetthem out.
There arethose who aregoing tobedisappointed when nolifeisfound on
other planets. NotI—I want tobereminded anddelighted andsurprised once
again, through interplanetary exploration, with theinfinite variety andnovelty of
phenomena thatcanbegenerated from such simple principles. Thetestofscience
isitsability topredict. Had younever visited theearth, could youpredict the
thunderstorms, thevolcanos, theocean waves, theauroras, andthecolorful sunset?
Asalutary lesson itwillbewhen welearn ofallthat goes ononeach ofthose
dead planets——those eight ortenballs, each agglomerated from thesame dustcloud
andeach obeying exactly thesame laws ofphysics.
Thenextgreat eraofawakening ofhuman intellect maywellproduce amethod
ofunderstanding thequalitative content ofequations. Today wecannot. Today
wecannot seethatthewater flowequations contain such things asthebarber pole
structure ofturbulence thatoneseesbetween rotating cylinders. Today wecannot
seewhether Schrodinger’s equation contains frogs, musical composers, ormorality
—or whether itdoes not. Wecannot saywhether something beyond itlikeGod
isneeded, ornot. And sowecanallhold strong opinions either way.
41-l2
Inclvx
__ __l _ I i 1 '
Aberration. l-27—7, I-34-I0
Absolute zero, l—l-5
Absorption, l—3l—8 ff
Absorption coefficient. ll~32-8
Acceleration, l—8v8 ff
components of,I-9-3
ofgravity, l~9-4
Accelerator guide field, ll—29~4 ff
Activation energy, l-42-7
Active circuit element, ll—Z2—5
Adams, JC,l—7—5
Adiabatic compression, l—39—5
Adiabatic demagnetization, ll~35—9 f
Adiabatic expansion, l—44—5
Affective future, l—l7—4
Aharanov, ll—l5—l2
Air trough, l—l0—5
Algebra, l—22—l ff
Alternating-current circuits, ll—22—l ff
Alternating-current generator,
ll—l7—(i ff
Alnico V,ll-37—l0
Amber, ll—l—lO
Ammeter, ll—l6-1
Ampere, A,ll—l3—3
Ampere's law, ll-l3—4
Amperian current, ll-36-2
Amplitudes ofoscillation, l—2l—3
Amplitude modulation, l-48-3
Analog computer, l—25—8
Anderson, CD,l-52-10
Angle, ofincidence, l—26—3
otprecession, ll—34—4
otreflection, l-26—3
Angstrom (unit), l—l—3
Angular frequency, l—2l—3.
Angular momentum, I-7-7, --
I—20—l
conservation of,l—4—7, I—18—6 ff.
I-20—5
ofrigid body, l-20-8
Anomalous refraction, I—33—9 f
Antiferromagnetic material, ll—37—ll
Antimatter, l-52—l0 f
Antiparticle, l—2—8
Aristotle, l—5—l
Atom, I—l—2
metastable, l—42—l0
Rutherford-Bohr model, ll-5—3
stability of,ll—5—3
Thompson model, ll—5—3
Atomic clock, l—5—5
Atomic currents, ll—l3—5 f
Atomic hypothesis, I-1-2
Atomic orbits, ll-l—8
Atomic particles, I—2—9 f
Atomic polarizability, ll-32-2
Atomic processes, l—l—5 f
Attenuation. l—3l—8
Avogadro, A,l—39—2%4i—l -—-I\>oo\OU1 “P-HNAvogadro's number, I—4l—l0
Axial vector, l—52—6 fCenter ofmass, l—l8—l f,l—l9—l ff
Centrifugal force, I-7-5, l—l2-1 l
Cerenkov, P.A.,l—5l—2
Cerenkov radiation, l—5l—2
Charge, conservation of.l—4—7,
ll—l3—l f
onelectron, I~l2—7
lineof,ll—5—3 f
motion of,ll—29—l ff
sheet of,ll—5—4
sphere of,ll—5—4 f
Charge density, ll-5—4
Charge separation, ll-9-7 if
Charged conductor, ll—8-2 ff
Chemical energy, l—4-2
Chemical kinetics, l—42—7 f
Chemical reaction, l-l—6 ff
Chromaticity, l~35—6 f
Circuits, alternating-current, ll—22—l ff
equivalent, ll—22—l0 f
Circuit elements, ll-23—l f
active, Il—22—5Barkhausen effect, ll—37—9
Battery, lI—22—6
Becquerel, AH.,l—28—3
Bell, AG,ll—l6—3
Benzene molecule, lll—49—l0 IT
Bernoulli’s theorem, lI—40—6 ff
Bessel function, lI—23-6
Betatron, ll-17-5
Biot-Savart law, Il—l4—l0
Birefringence, l—33—3 ff
Blackbody radiation, l—4l—5 f
Boehm, I—52—l0
Bohm, ll~7—7, ll-15-12
Bohr. N.,I—42—9, ll-5—3
Bohr magneton, lI—34—l2
Bohr radius, l-38-6
Boltzmann, L,I-41-2
Boltzmann’s law, l—40—2 f
Bopp’ H_28_8 assive, II-22-5Born, M,I-37—1, I-38-9, II-28-7 Ofcum motion, I_2,_4
Boundary layer’ H_41—9 Circulation. lI—l—5, ll—3-8 ffBoundary-value problems, lI—7—l Cl 1elt ,d H283QSSICH eC TOII ra IUS, — —
P§Z1'=S,§ L’;”lYr;e:4(I’;f9_10 ClaUSlUS, R,I-44-2, l—44—3Bray LH__3’O 9 Clausius-Clapeyron equation, I-45-6 ff
ggii - _ ll-11-6r,Bragg-Nye crystal model, Il—30—9 fr C'a“S',“S M°Ss°"‘ °q“““°"’ I—32—7Breaking-drop theory, II-9-9 Cleavagfi plane, H_3O_1
Bremsstrahlung, I-34-6 f C I1 II24I
Brewsteris angle’ I—33~6 Cgzgiiiierirtieabsorptjon, ll—32-8Briggs, H,I—22—6 ’l ll—l7—14Brown RI—4l—l ofcoup mg’ii ff ,I—l2—4BFOWIIIIZT I}"l(;¥lOf1, I—1—8, I—6—5, grafllgignnal, I__7_9
Brush discharge, ll—9—9 ofviscosity’? 412
Bulkmodulus II~38-3 C°“‘S‘°"’I 166’ elastic, I—l0—7
Colloidal particles, ll—7—8 ff
Calculus, differential, I—8—4, ll—Z-l if Color vision, I—35-1 ff
integral, II—3—l if physiochemistry of,I—35—9 f
ofvariations, II—l9—3 Complex impedance, l—23—7
Cantilever beam, II—38—l0 Complex numbers, l—22—7 ff,l—23—l if
Capacitance, I—23—5 Complex variable, II—7—2 ff
mutual, II-22-l7 Compound eye, I-36-6 ff
Capacitor, I—l4—9, I—23-5, lI—22-3 ff, Compression, adiabatic, l—39—5
II—23—2 fi‘ isothermal, l—44—5
parallel-plate, I—l4—9, ll—6—l1 ff, Condenser, parallel-plate, I—l4—9,
II—8—3 ll-6-ll ff,ll-8-3
Capacity, Il—6—l2 Conductivity, ll—32—l0
ofacondenser, II—8—2 thermal, ll—2—8, ll—l2-2
Capillary action, I—5l—8 Conductor, lI—l—2
Carnot, S,I—4—2, I—44—2 ff Cones, I—35—l
Carnot cycle, I—44—5 f,I-45—2 Conservation, ofangular momentum,
Carrier signal, I—48—3 1-4-7, I*13—6 Ff,I-10-5
Catalyst, I—42—8 ofcharge, l—4—7, ll—l3—l f
Cavendish, H.,I-7-9 ofenergy, l—3—2, l—4—l ff,lI—Z7—1 f
Cavendish’s experiment, I—7—9 oflinear momentum, l~4-7,
Cavity resonator, II-23—l ff I—lO—l ff
INDEX l
Contraction hypothesis, l—l5-3 Dynamics, I-7-2 -—
Copernicus, l-7-l relativistic, I-1--
Coriolis force, l-19-8 f
_s-
5252;?’ EH5; IlI_9_2 Eddy current, ll-l6-6
Couette flow’, ll_4l_l0 ff Efiiciencylff l;j€2Bi6€I1%lfl€, I-44-7 f\’\\:-fi\Q)—4""032 Emissivity, ll-6-l4
Energy, ll—22—ll t
chemical, l-4-2
ofacondenser, ll-8-2 ff
conservation of,I-3-2, l-4-1 ff,
-27-1 f ii
cciilcmue law,l-28-2, ll-4-2 ff, ‘“$“"“’ "i“"i'74" H242’ elastic, l-4-2, l-4-6“_5_6 l-l5-l, l—l6—l, I-41-8, l-42-8,
Coupling. coefficient oi,ll-l7—l4 E l_42_9
rovalent bciici ll-30-2 lam“°°“'s'°“’ “10-7Cross product ’“_2_8 “_3l_8 Elastic constants, II—39—6, II—39-l0 f
Cross section forscattering, I-32-7 E2152‘: enetrgy’lI'1il—23’9I“l4?f6, ( _ _l as Cma $113 S, — —
(rfzgigelti 33,,£30_l f Elastica, ll-38-12
CF2;/still iiirireciieii I-38-4f E'a“‘°"Y’ “"384 ‘TCrystal lamce H_'30_3 t Elasticity tensor, Il—39—4 ffelectrical, I-4-2, ll-15-3 ff
electromagnetic, I-29-2
electrostatic, ll-8-l ff
inelectrostatic field, ll-8-9 ff
gravitational, I-4-2 ff
heat, I-4-2 -- --7,l—l0—8
kinetic, l-l- —— —4—5 f,
l-39-4
magnetic ll-l7-l2 ff>1»-i-44>es»wlw,_,._.O
cubic cell,ll-30-7 E"’°"°" ""''“8 . mass,I-Li-2, I-4-7(Line law HAl_5 Electric charge density, II-2-8, ll-4-3
(, ’It 7H_36_13 Electric current, ll-l3-l f
in i Cur] Oarmor l’I_¢_8 H_3_l Electric current density, ll-2-8
Curran‘: Am’ena“’g36_2 Electric d|p0le, ll-6-2 n
’ p P’H Electric field I2-4 l—l2 7f II-l 2atomic, ll-13-3 I ’_ ’ _’ _’
eddy. II-16-6 ll-l—3, ll-6-l ff,II-7—l ffelectric “_l3_] f relativity of,II—l3—6 ff
’ Electric flux, II-I-4induced, ll-16-l ff ,. Electric potential, II-4-4
guinfafné (ienzgg “T_32_2l_l4 Electric susceptibility, ll-10-4
UOrqu y’ Electrical energy, I-4-2, lI—l5—3 if
Electrical forces, ll-l—l ff,II-13-1
D"Alembertian, ll-25-8 Electrodynamics, II-1-3
Debye length, ll-7-9 relativistic notation, ll-25-I ff
Dedekind, R,I-22-4 Electromagnet, II-36-9 ff
Degrees offreedom, l—25-2, I-39-l2 Electfgmagnetic energy, I-29-2
Demagnetization, adiabatic, ll-35-9 f Electromagnetic field, I_2_2, 1-2-5,
Density, l—l-4 l—lO—9
Derivative, I~8~5 fl Electromagnetic mass, ll-28-3 f
partial, l—l4—9 Electromagnetic radiation, I-26-1,
Diamagnetism, ll-34-l ff ]_28_1 ff
Dickc, RH,P7’! l Electromagnetic waves, ll—2l-l f
DlClCCIf|C, ll——l()—l ll,l|—l l—l if cQS[‘n|Q rays, I-Z-5
Dielectric constant, ll-I0-l f gamma rays, 1-2-5
Differential calculus, I—8—4, ll-2-1 if mfrared, I-2-5, I-23-8, I_26_l
Diffraction, I-30-l fl lrghr, I-2-5
byScreen, 1-31-10 f ultraviolet, I—2—5, l—26-l
Ditlraction grating, l—29—5, l—30—3 ff x-rays, I_2_5, I-Z6-1
DlfTLl§IOn, l—43—l if Electromagnetism, ll-l—l ff
otneutrons, ll-12-6 ff laws Of,[I-1-5 ff
DIp0lc, ll—Zl—5 ff Electromotive force, II-16-2
electric, II—6—2 fl Electron, I-2-4, I-37-1, I-37-4 if
magnetic, ll-14-7 f charge on,I-I2-7
Dipole m0mem» l—l2'6i II-6—7 radius of,classical, I-32-4
Dipole pO[ential, ll-6-4 if Elgctron cloud, I-6-ll
D1p0l<3 f=1dl8IOF, l—38—5 f,l—Z9—3 if Electron microscope, ll—29—3 f
Dirac, P,l—52—l(), ll—Z—l. ll‘-28—7 Electron-ray tubg, I-12-9
Dirac equation, I-20-6 Electron volt(unit), I-34-4
Disl0C21ti0n, 1l—3U*8, ll—30—9 Electronic polarization, ll-1l-Iff
Dispersion, l-3l-6ff Electrostatic energy, ll-8-l ff
Distance, l-5-5 ff ofcharges, ll-8—l f
Distance measurement, color brightness, ofionic crystal, ll-8-4 ff
I—5—6 innuclei, ll—8—6 ff
Ifl1iflgLll<ltlOfl, l—5~(i ofapoint charge, ll-8-12
Divergence, ll-25-7 Electrostatic equations, II-10-6 fmechanical, ll-15-3 ff
nuclear, l-4-2
potential, I-4-4, l—l3-l ff,I-14-l ff
radiant, l—4—2
relativistic. l-I6-l ff
Energy density, ll—27—2
Energy flux, ll—27—2
Energy levels, l-38-7 f
Energy theorem, I-50-7 f
Enthalpy, l-45-5
Entropy, I-44-10 ff,l—46-7 ff
Eotvos, L.,I-7-l l
Equilibrium, I—l—6
Equipotentlal surfaces, ll-4-ll f
Equivalent circuits, ll—22-I0 f
Euclid, I-5-6
Euclidean geometry, l—l2—3
Euler force, ll—38—l l
Evaporation, l—l—5 f
ofaliquid, l-40-3 f,l—42-l ff
Exchange force, ll—37-2
Excited state, ll—8—7
Expansion, adiabatic, I-44-5
isothermal, l-44-5
Exponential atmosphere, l-40-l f
Eye, compound, I-36-6 ff
human, I-35-l f,l—36—3 ff
Farad (unit), I-25-7, ll-6-I3
Faraday, M,ll-I0-l
Faraday's lawofinduction, ll—l7-2
Fermat, P,I-26-3
Fermi (unit), I-5-10
Fermi, E,l—5—l0
Ferrite, ll—37-I2
Ferroelectricity, ll-11-8ff
Ferromagnetic insulators, ll-37-12
Ferromagnetism, ll-34-l f,ll-36—l if.
ll—37-1 ff
Feynman, R.,ll—28—8
Fields, I-2-2, I-2-4, I-2-5, l-l0-9,
I-12-7 ff,l—l3—8 f,I-14-7 ff
inacavity, l[—5—8 f
ofacharged conductor, ll-6-8
ofaconductor, ll-5-7 f
Divergence operal0Fi 11-2-7, ll—3—l Electrostatic field, ll-5-1 ff,ll-7-l f electric, l-2-4, I-12-7 f,ll-1-2,
Domain, ll-37-6 energy in,ll-8-9 ff
Doppler effect, I-l7-8, I-23-9, ofagrid, Il—7—lO f
l—34—7 f,I-38-6 Electrostatic lens, II-29-2 f
Dot product, ll—2—4, ll-25-3 Electrostatic potential, equations of,
Double stars, l—7—6 ll-6-1
Drag coefilcient, ll—4l—7 Electrostatics, ll-4-1 ff,lI—S-l
"Dry" water, ll—4(1—I ff Ellipse, l-7-l
INDEX 2ll-1-3, ll-6-l ff,Il-7-I if
electrostatic, ll-5-l if,ll-7-l f
magnetic, ll-l-2, ll-1-3, II-13-1,
II—l4-l ff
magnetizing, lI—36-7
scalar, ll—2-2 ff
superposition of,l—l2-9
‘_l\)2::two-dimensional, ll—7—
vector, ll-l—4 f,ll—2-
Field energy, lI—27-l ff
ofapoint charge, ll-28-1 f
Field index, II—29—S
Field-ion microscope, ll—6—l4
Field lines, II—4—l l
Field momentum, II-27-9 ff
ofamoving charge, II-28-2 f
Field strength, II-l-4
Filter, ll—22-l4 ff
Flow, fluid, ll-l2—8 ff
irrotatiorul. ll-40-5
viscous, ll-4l—4 f
Fluid flow, ll-l2—8 ff
Flux, ll-4-7 ff
electric, ll-1-4
ofavector field, II-3-2 ff
Flux rule, ll—l7—l ff
Focal length, I-27-l ff
Focus, I-26-5
Force, centritiigal. I-7-5, I-12-ll
components of,l-9-3
conservative, l~l4-3 ff
Coriolis, I-19-8 f
electrical, I-2-3 ff,ll-l—l ff,I-I3-l
electromotive, ll-16-2
gravitational, I-2-3
Lorentz, ll—l3—l, II-l5—l4
magnetic, ll—l-2, ll-13-1
molecular, l—l—3, l-12-6 f
moment of,I-I8-5
nonconservative, l-l4—6 f
nuclear, I-l2—l2
pseudo, l-l2-l0 ff
Fourier, J,I-50-2 f
Fourier analysis, l—50—2 ff
Fourier theorem, ll-7—l l
Fourier transform, I-25-4
Four-vectors, I—l5—8 f,I—l7—5 fl,
ll—25—l ff
Fovca, I-35-l
Frank, I,I-51-2
Franklin, B.,ll—5—6
Frequency, angular, l—2l—3, l—29—2
otoscillation, I-2-5
plasma, ll—7—6, II-32-I2
Fresnel’s reflection formulas, l—33—8
Friction, I-l0—5, I-l2-3 ff
coefficient of,I-l2-4
Galileo, I-5-l, I-7-2, l-9-I, I-52-3
Galilean relativity, l-l0-3
Galilean transformation, l—l2—ll
Galvanometcr, ll—l-8, II-l6—l
Garnet, ll—37—l2
Gauss (unit), I-34-4
Gauss, K,II-l6—2
Gauss‘ law, II—4—9 f,ll-5-I ff
(iaiiss' theorem, ll—3—5
(iaussian surface. ll-l0-l
Geiger, ll-5-3
Gell-Mann, M,I—2—9
Generator, alternating-current,
Il—l7—6 ff
electric, ll-l6—l ff,II-22-5 ff
van deGraaff, II-5-9, lI—8—7
Geometrical optics, I-26-l, I-27-l f
Gerlach, Il—35-3
Gradient operator. II-2-4, II—3—l\Q\Or-1)r\
LBJIQ Gravitation, I—2—3, I-7-l ff,-— Ionization energy, I-42-5
Gravitational acceleration, I—— Ionosphere, ll-7-5, lI—9—3
Gravitational coeflficient, I-7- Irrotational flow, II-40-5
Gravitational energy, I-4-2 ff Isotherm, II-2-3
Gravitational field, I-I2-8 ff,I—l3—8 f Isothermal atmosphere, I-40-2
Gravity, I-l3-3 ff Isothermal compression, I-44-5
acceleration of,I—— Isothermal expansion, I-44-5
Green"s function, —— Isothermal surfaces, II—2—3
Ground state, II—- Isotopes, I-3-4 ff
Gyroscope, I-20- UlOO—i:R\1t\>U1\OLP
Jeans, J,I-40-9, I—4l—6 f,Il—2—6
Hamilton’s first principal function, Johnson H0156’ I_4l_2’ I_4l_8H_19_8 Joule (unit), I—l3—3
Harmonic motion, I-21-4, I-23-l ff Joule heating’ l_24_2
Harmonic oscillator I—lO—l I—2l—l ff , S 9 ' i
forced’ I_2]_5 f’I_23_3 if Karman vortex street, Il9
Kepler, J,I—7—lHarmonics, I-50-1 ff ,Keplers laws, I-7-l f,I-9-l, I-18-6
Heat’ ‘A-3’ I*l3—3 Kerr cell I335Heat conduction, ll-3-6 If ’. Kilocalorie (unit), II—8—5Htdff t,lI—3-8
H22, 1I—l()—8
Heat engines, I-44-l ff K1:3?$Kt)1:§g)’rI_EZ;_IT ff
Heatflow,ll-2-8 r,II-12-2 ii ofgases,_Y59_, ff
H°'Se“be‘g’ W"HMO’ HM’ Kirchhoff’s laws,I-25-9, ll-22-7 ff
I—37_9’ 1-37-11’ I_37—12’ I_38—9 Kronecker delta ll-3|-6Helmholtz, H., I—35—7, II—40—lO ’
Henry (unit), I-—25—7 Lamb ][_5__6
Hess’ H_9_2 Laméielastic constants, Il—39-6Hexagonal Cfill, II—30—7 Landé g_fact0r, “_34_4
High-voltage breakdown, II-6-l3 f Laplace, P’|_47_7
H°°k°'S1aWi I-12-6’ ‘F384 f Laplace €qU8llOn, ll-6-l, II-7-l
Huygens’ C",I_l5‘2’ I“26"2 Laplacian operator, ll—2—lO
HYdr°dY"aml°Si H'4O*2 if Larmor frequency, ll—34—7
Hydrostatlcsi 11-404 ff Larmor's theorem, ll—34-6 f
HYP°°Y°1°'di I-34-3 Laser, I-32-6, l-42-10Hysteresis curve. II—37-5 ffLaughton, ll—5—6
Hysteresls loop’ “_36"8 Laws, ofelectromagnetism, ll—l-5 ff
ofinduction, ll—l7—l fl
Least action, principle of,ll—l9—l ff
Least time, principle of,I-26-3 ff,Ideal gaslaw, I-39-10 ff
Illumination, II-l2—lO ff
Image charge, II-6-9 I-26-8
Impedance, I-25-8 f,II—22-1 ff Leibnitz, G.W,I—8—4
complex, I-23-7 Lens formula, I-27-6
Incidence, angle of,I-26-3 Lenz"s rule, ll-lo—4, II-34-2
Inclined plane, I—4—4 Leverrier, U,l—7—5
Index ofrefraction, I-31-l if Liénard-Wiechert potentials, II-2l—l1
Induced currents, II—l6—l ff Light, II-21-l f
Inductance, I-23-6, II-l6-4 f, momentum of.I—34—l0 f
ll-l7-I2 ff,II—22-2 f polarized, I-32-9
mutual, II-l7-9 ff,Il—22—16 scattering of,I-32-5 fl‘
self-, II-l6—4, II—|7-ll f speed Of.I-l5—l. lI—l8—8 f
Induction, laws of,II—l7-l ff Light waves, I-48-I
Inductor, I-23-6 Lightning, Il—9-l0f
Inertia, I-2-3, I-7-ll Line ofcharge, II-5-3 f
moment of,I-l8—7, I—l9—5 ff Line integral, ll—3—l
principle of,I-9-l Linear momentum, conservation of,
Infeld. II—28—7 I—4—7, I-lO—l fl
Infrared radiation, I—23—8, I-26-l Linear systems, I-25-l fl
Integral, I-8-7 f Lodestone, ll—l—lO
Integral calculus, II—3—l ff Logarithms, I-22-4
Insulator, II—l-2, II—lO—l Lorentz, HA,l-l5—3
Interference, I-28-6, I-29—l ff Lorentz condition, II-25-9
Interfering waves, I-37-4 Lorentz contraction, l-l5—7
Interferometer, I-15-5 Lorentz force, ll—l3—l, II-l5—l4
Internal reflection, II—33-l2 Lorentz formula, Il—2l—l2 f
Ion, I-I-6 Lorentz gauge, ll-l8—ll
Ionic bond, II—30—2 Lorentz transformation, l-l5—3,
Ionic conductivity, I-43-6 f l—l7—l, I-34-8, -52-2, lI—25-l
Ionic polarizability, ll-1I-8 offields, II—26-l ff
INDEX 3
McCullough, ll—l—‘)
Mach number, ll-41-6
Magnetic dipole, ll-l4-7 t
Magnetic dipole moment, ll—l4—8
Magnetic energy, ll-l7-l2 fl‘
Magnetic field l-l2-9 f,ll—l-2,
ll-l-3, ll-l3—l, ll-l4-l fl
rcliitiviiy of.ll-I3-6 fl
ofsteady currents, ll-13-3 t
Magnetic lorcc, ll—l-2, ll—l3-l
on.icurrent, ll-I3-2 l
Magnetic induction. l-I2-ll)
Magnetic lens, ll-29-3
Magnetic lIIctt€I'l2ll\, ll—37-l fl
Magnetic moments, ll—34—3 t
Magnetic resonance, ll—35-l ff
Magnetic susceptibility, ll-35-7
Magnetism, I-2-4, ll-34-l ff
Magnetization currents, ll—36-l fl
Magnetizing fields, ll-36-7
Magnetostatics, ll-4-I, ll-I3-l ff
Magnetostriction, ll-37-6
Magnification. I-27-5
Marsden, ll—5-3
Maser, I-42-10
Mass, l-9-l, I-l5—l
center of,l-18-l f,I-I9-l ll
electromagnetic, ll-28-3 f
relativistic, l-l6-6ffMomentum spectrometer, ll-29—l
Momentum spectrum, ll-29-2
Monatomic gas, I-39-5
Monoclinic cell, ll-30-7
Motion, I-5-I, I-8—l ff
ofcharge, ll-29-l ff
circular, l—2l—4
constrained, l—l4-3
harmonic, l—2l-4, I-23-l ff
parabolic. l—8—lO
planetary, l-7-l fl,I-9-6 f,I-l3-5
Motors, electric, ll-l6—l Ff
Moving charge, field momentum of,
II-28-2 f
Music, I-50—l
Mutual inductance, ll—l7-9 ff,
ll-22—l6
Nernst heat theorem, I-44-l l
Neuman, Jvon, ll-l2—9
Neutrons, I-2-4
diffusion of,II—l2-6 ff
Neutron diffusion equation, ll-l2-7
Newton, I,I-8-4, I-I5-I, I-37-l,
ll-4-l0
Newton-meter (unit), —-..
"G
_‘bsJ--oi=12
\,.:'~’“Newton's laws, l—2—6, I-- -7-l l,
I-9—l ll‘,I-lO—l ff,I- —
___’! '9 Mass energy,l 4._,I-4-7 I-12-l, I—39—i., I-4l—l, I-46-l,
Mass-energy equivalence, I-l5-IO f ll-7-5
Maxwell,J C,l-6-l, l-6-9, l-28-l, Nishiiima, l—2—9
I-40-8, l--4|-7, l-46-5, ll-l-8, Nodes, l-49-2
ll-1-ll, ll-5-6, ll-I8-l ff Noise, l—50—|
Maxwell's equations, l—l5-2, l-25-3, Nonpolar molecule, ll-ll-l
l-47-7, ll-2-l, ll-2-8, ll-4-l, Nuclear cross section, I-5-9
ll—6—l, ll-18-l ll,ll-32-3 ff Nuclear energy, I-4-2
currents andcharges, ll-2|-l Ff Nuclear forces, I-l2—l2
treespace, Il—2()-l ff Nuclear g-factor, ll-34-4
Mayer, JR,I-3-2 Nuclear interactions, II-8-7
Mean free path. l-43-3 f Nuclear magnetic resonance,
Mean square distance, I-6-5, I—4l—9 ll-35-l0 ff
Mechanical energy, ll—l5-3 ff Nucleus, I-2-4, I-2-8 fl°
Mendcléev, I—2—9 Numerical analysis, I-9-6
Metastable atom, l-42—l() Nutation, I-20-7
Meter (unit), I—5—l() Nye, JF,II-30-9
Mev (unit), l-2-9
Michelson-Morley experiment,
l-l5—3 ff Oersted (unit), II-36-6
Miller, W(‘,I-35-2 Ohm (unit), I-25-7
Minkowski, l—l7-8 Ohm’s law, I-25-7, I-43-7
Minkowski space, ll-31-12 Operator, curl, II-2-8, ll-3-l
Modes, I-49-l flf divergence, II-2-7, II-3-1
Mossbauer, R,I-23-9 gradient, ll-2-4, II-3-l
Mole (unit), I-39-l0 Laplacian, II-2-I0
Molecular attraction, l-l-3, I-l2-6 f vector, Il—2—6
Molecular crystal, ll-30-2 Optic axis, I-33-3
Molecular diflusion, I-43-7 ff Optic nerve, I-35-2
Molecular dipole, II—ll-l Optics, I-26-l ff
Molecular motion, l—4l—l geometrical, I-26-l, I-27-l ff
Molecule, I-l-3 Orbital motion, II-34-3
Moment, dipole, I-l2-6 Orientation polarization, I[—ll-3fl°
offorce, I-I8-5 Oriented magnetic moment, ll-35—4
ofinertia, I-I8-7, I-l9-5 flf Orthorhombic cell, II-30—7
Momentum, I-9-l t,l—38—2 ff Oscillation, amplitude, of,I-21-3
angular, I-7-7, l—l8-5 ff,I-NO damped, I-24-3 f
I-20-5 frequency of,I-2-5
oflight, I-34-l() f period of,I—2l-3
linear, I-4-7, I-l0-l ff periodic, I-9-4
I'Cli1flVlsllC, I-lt)-8 f,I-I6-l ff phase of,I-2l—3
INDLX 4Oscillator. l-5-2
harmonic, I-10-l, l-2l—l, I-21-5 f,
I-23-3 fl
Pappus, theorem ofl-I9-4
Parabolic antenna, l-30-6 t
Parabolic motion, I-8-l()
Parallel-axis theorem, l—l9-(i
Parallel-plate capacitor, I-l4-9,
ll-6—ll fl,ll-8-3
Paramagnetism, ll-34-l fl,ll-35-1 ff
Paraxial rays, I-27-2
Partial derivative, I-l4-9
Particles, “strange", ll-8-7
Permalloy, Il—37—l l
Permeability, ll-36-9
Pascal's triangle, I-6-4
Passive circuit element, ll-22-5
Pendulum, I-49-6 f
Pendulum clock, l-5-2
Period ofoscillation, I-2l-3
Periodic time, I-5-l f
Perpetual motion, l—46—2
Phase ofoscillation, I-2l-3
Phase shift, l—2l—3
Phase velocity, I-48-6
Photon, I-2-7, l—26—l, I-37-8
Physiochemistry ofcolor vision,
I-35-9 t
Piezoelectricity, ll-ll-8
Pines, ll-7-7
Planck, M,l—4l-6, I—42—8, I-42-9
Planck's constant, I-5-10, l—6—l0,
I-l7-8, I-37-l l
Plane lattice, ll—30-5
Plane waves, II-2|-l ff
Planetary motion, I-7-l ff,I-9-6 f,
I—l3-5
Plasma frequency, ll—7—6, ll-32-l2
Plasma oscillations, ll-7-5 ff
Plimpton, ll-5-6
Poincaré, H,I-15-3, I-l5-S, I-l6-l
Polncaré stress. ll-28-4
Point charge, electrostatic energy of,
II—8-I2
field energy of.ll-28-l f
Poisson's ratio, ll-38-2
Polar molecule, ll-ll-l, ll-1l-3ff
Polarization, l-33-l ff.Il—32-l ff
Polarization charges, l[—l0—3 ff
Polarization vector, ll-l0—2 f
Polarized light, I-32-9
Potential energy, I-4-4, l—l3-l fl,
I-14-l ff
Potential gradient oftheatmosphere,
II-9-2 f
Power, I—l3—2
Poynting, J,ll—27—3
Precession, angle of,ll—34-4
ofatomic magnets, ll-34-4 f
Pressure, I-l-3
Priestly, J,ll-5-6
Principle ofleast action, II-l9-l ff
Principle ofsuperposition, II-l-3,
II-4-2
Probability, I-6-l ff
Probability density, I—6—8 f
Probability distribution, I-6-7 ff
Propagation factor, ll—22-l4
Proton, I-2-4
Proton spin, II—8—7
Pseudo force, l-l2-l0 ff
Ptolemy, I-26-2
Purkinje effect, I-35—2
Pyroelectricity, ll-1I-8
Quadrupole lens, ll—7—4, lI—29—6
Quadrupole potential, II-6-8
Quantized magnetic states, II—35—l ff
Quantum electrodynamics, I-2-7,
I~28—3
Quantum mechanics, I-2-2, I—2—6 ff,
l—6—l0, I-10-9, I—37—1 ff,
I—38—1 ff
Rabi, II.,ll-35—4
Rabi molecular-beam method,
ll—35—4 ff
Radiant energy, l—4—2
Radiation, infrared, I—— —-
relativistic effects, l-——
synchrotron, l—34—3 -—
ultraviolet, I-26-1
Radiation damping, I~32—3 f
Radiation resistance, l—32—l ff
Radioactive clock l—5—3 ff
Radius ofelectron, I—32—4
Ramsey, N.,I—5—5
Random walk, l—6—5 fl’,I—4l—8 ff
Ratchet andpawl machine, I—46—l ff
Rayleigh‘s criterion, l—30-6
Rayleigh‘s law, l—4l—6
Rayleigh waves, ll—38—8
Reactance, ll—22—l l
Reciprocity principle, I—30—7
Rectification, l—50—9
Rectifier, ll—22—1S
Reflected waves, lI—33-7 ff
Reflection, I-26-2 f
angle of,l—26-3
internal, ll—33—l2
oflight, ll—33-l ff
Refraction, l—26—2 f
anomalous, l—33—9 f
index of,l—3l—l ff
oflight, II—33—l fl°
Refractive index, ll—32—l if
Relative permeability, ll—36—9
Relativistic dynamics, I-15-9 f
Relativistic energy, I—l6—l if
Relativistic mass, l-l6—l ff
Relativistic momentum, I-IO-8 f,
l—l6—l ff
Relativity, ofelectric field, II—l3-6 ff
Galilean, l—l0—3
ofmagnetic field, ll—l3—6 ff
special theory of,I—l5—1 fl
theory of,l-7-l 1,I—l7—l
Resistance, I-23-5
Resistor, I-23-5, ll—22—4
Resonant cavity, II—23—6 ff
Resonant circuits, ll-23—10 f
Resonant mode, ll-23-l0
Resonator, cavity, ll-23-l ff
Resolving power, l—27—7 f,l—30—5 f
Resonance, l—23—l ff
electrical, l—23—5 ff
innature, I—23—7 ff
Resonance interaction, 1-2-9
Retarded time, l—28—2l\-)
.=@§7’i<~v—1._.PQus-mm“l\)
C'\U\Retherford, ll—5—6
Retina, I—35—]
Reynolds’ number, II—41—5 f
Rigid body, l—l8—l
angular momentum of,I—20—8
rotation of,I-18-2 if
Ritz combination principle, I—38—8
Rods, I—35—l, l—36—6
Roemer, O.,l—7—5
Root-mean-square distance, I-6-6
Rotation, ofaxes, I-I1-3f
plane, l—l8—l
ofarigid body, I—l8—2 ff
inspace, I-20-1 ff
intwodimensions, I—18—1 if
Rushton, I—35—9
Rutherford, Il—5—3
Rutherford-Bohr atomic model, Il—5—3
Rydberg (unit), I—38—6
Scalar, I-11-5
Scalar field, Il~2—2 ff
Scalar product, ll—25—
Scattering oflight, I——
Schrodinger, E.,I—35— —-
I—38—9
Schrodinger equation, ll-15-12
Scientific method, I-2-1 f
Screw dislocation, ll—30—9
Screw ]aCk, I—4~5
Second (unit), l-5-5
Seismograph, I—5l—5
Self-inductance, ll—l6—4, ll~l7—1l f
Shannon, C,I—44-Z
Shear modulus, Il—38-5
Shear wave, I-51-4, II-38-8
Sheet ofcharge, lI—5—4
Side bands, I—48—4 f
Simultaneity, I-15-7 f
Sinusoidal waves. l—29—2 f
Skin depth, II—32-ll
Slipdislocation, ]I—30—9
Smoluchowski, I-41-8
Smooth muscle, I—14—2
Snell, W.,l—26—3
Snell’s law, I-26-3, I—3l—2, II-33—l
Solenoid, lI—13—5
Solid-state physics, II—8—6
Sound, I—2—3, I—47—l fl‘,I—50-I
speed of,l-47—7 f
Space, 1-8-2
Space-time, 1-2-6, I—l7—l ff,II-26-12
Special theory ofrelativity, I—l5—l ff
Specific heat, I—40—7 f,l—45—2, Il—37—4
Speed, I—8—2 ff,I-9-2
oflight, l—l5—l, Il—l8—8 f
ofsound, I—47—7 f
Sphere ofcharge, II—5—4 f
Spherical waves, ll—ZO-l 2fl°,Il—2l—2 ff
Spinel, lI—37—l2
Spin orbit, ll—8—7
Spontaneous emission, I—42—9
Standard deviation, 1-6-9
Statics, II-4—l f
Statistical fluctuations, l—6—3 ff
Statistical mechanics, 1-3-1, l—40—l ff
Steady flow, lI—40—6 ff
Step leader, II-9—10
Stern, lI—35—3
Stern-Gerlach experiment, ll—35-3 ffU)
‘O'\Nw>—<\/1;};t,o:§\lStevinus, S.,I-4-5
Stokes’ theorem, Il—3—10
Strain, ll—38—2
Strain tensor, ll—3l—l 1,ll—39—l ff
“Strange” particles, lI-8-7
“Strangeness” number, I—2—9
Streamlines, ll—40—6
Stress, ll—38—2
Stress tensor, lI—3l—9 ff
Striated muscle, I~l4—2
Supermalloy, ll—36—9
Superposition, II—13-11 f
offields, I-12-9
principle of,I—25—2 ff,II—1—3,
ll-4-2
Surface, equipotential, II-4-11 f
gaussian, ll-l0-l
isothermal, Il—2-3
Surface tension, ll—l2—5
Symmetry, I—l—4, l—l1-1ff
ofphysical laws, I-l6—3, I-52—1 ff
Synchrotron, I-Z—5, I—l5—9, I-34-3 ff
I-34-6, ll-1 7-5
Tamm, I.,I-5l-2
Taylor expansion, ll—6—7
Temperature, l—39—6 ff
Tensor, lI—26—7, Il—31-1 if
Tensor field, ll—3l—ll
Tetragonal cell, ll—30—7
Thermal conductivity. ll—2—8. ll—l2-2
ofagas, l—43—9 f
Thermal equilibrium, I—4l—3 ff
Thermal ionization, I—42—5 ff
Thermodynamics, I—39—2, I-45-1 ff,
II—37—4 f
laws of,l-44—l if
Thompson, Il—5—3
Thompson atomic model, Il—5—3
Thompson scattering cross section,
I—32—8
Three-body problem, I-10-1
Three-dimensional waves, lI—20—8 f
Thunderstorms, ll—9-5 ff
Tides, I-7-4 f
Time, I-2-3, l—5—l ff,I-8-l, I-8—2
retarded, l—Z8—Z
standard of,I—5—5
transformation of,l—l5—5 fl
Torque, I—l8—4, l—20—l ff
Torsion bar, ll—38-5 if
Total internal reflection, ll—33—l2 f
Transformation, Fourier, l—25—4
Galilean, l—l2—ll
linear, l—l1-6
Lorentz, [—l5—3, I-17-l, I—34—8,
I—52-2, ll-25—l, II-26-1 ff
oftime, I-l5—5 ff
ofvelocity, l—l6—4 ff
Transformer, ll—l6-4 f
Transient, I-24-1 ft"
electrical, I-24~5 f
Transient response, l—2l—6
Translation ofaxes, l-ll—lff
Transmission line, ll—24—l if
Transmitted waves, lI—33—7 ff
Travelling field, ll—l8-5ff
Triclinic lattice, ll—30—7
Trigonal lattice, ll-30-7
Twin paradox, I—l6-3 f
INDEX 5
Two-dimensional field, ll—7~2 If Viscous flow, ll—4l—4 f Waveguides, ll—24—l ft
Tycho Brahe, l—7—l Vision, I—36—l ff Wavelength, I—l9—3, I-26-l
binocular, I—36-4 Wave number, I-29-2
Ultraviolet radiation. l—26—l color, I—35—l ff Weber, ll—l6—2
Uncertainty principle, l—2~6, l—6—lO t, Visual cortex, I—36—4 Weber (unit), ll—l3—l
l—37—9, l—37—l l,l~38—8 f,ll—5—3 Visual purple, I—35—9 “Wet“ water, ll—4l—l ff
Unit cell, l—38—5 Voltmeter, ll-l6—l Weyl, H.,l—ll—l
Unit vector, l—ll-l(), ll—2—3 Volume strain, II—38—3 Wheeler, lI—28—8
Unworldliness, ll—25—l0 Volume stress, lI—38—3 Wilson, CT.R,ll—9-9
vonNeumann, J,II-40-3 Work, I—l3—l ff,I—l4»l ff
vandeCiraafl’ generator, ll-5—9, ll-8-7 Vortex lines, ll-40-10 ff
Vector, l—ll—5ff Vorticity, Il—40—5
Vector algebra, l—ll~6f X'rayS» I‘2_5’ I"26_l
Vector analysis, —— ——_ Wall energy, I[—37—6 X'ray dlfiracuon’ “-304
Vector field, ll—— -— Wapstra, I~52—lO
flUX Oi, ll—3—2 ll Watt (Ufllll, I—l3—3 Young I_35_7
Vector integrals, ll-3—l i‘ Wave, I-51-1 ff,ll—20—l if Youngls modlllw H_38_Z
Vector operator, Il—2—6 electromagnetic, ll—2l—l f Yukawa H,[_2_8 n_28_l3
Vector potential, ll—4—l ll,ll-l5—l ff light, I—48—l Yukawa’pO[cmla|’ i|_28_l3
Vector product, l—20~4 plane, ll—20—l ff Yustova‘ 1_35_8
Velocity, l—8—3, l—9~Z t reflected, l[—33-7 ff
components of,l~9—3 shear, l—5l—4, lI—38-8
transformation of,l—l6—4 fl sinusoidal, l—29—2 f Zeno, I-8-3
Velocity potential, ll—l2-9 spherical, ll—20—l2 ff,]l—2l—2 ff Zero, absolute, l—l—5
Vinci, Leonardo da,I-36-2 three-dimensional, lI—20-8 f Zero cur], ll—3~l0 f,ll—4—l
Virtual work, principle oi,l-4—5 transmitted, Il—33—7 ff Zero divergence, ll—3-10 t,ll-4-l
Viscosity, ll—4l—l ll‘ Wave equation, I—47—l ff,ll—l8—9 ff Zero mass, I-2-10
coeflicient ol,ll—4l—2 Wavefront, l—47—34>_ :U1 t\)'—< _uiN
I32Q
INDEX 6 l§(‘l)l t1')8Tt3'>t