Electromagnetics - E. Rothwell, M. Cloud
PDF · 541 pages · 4.8 MB
Open PDF file
Published textbook for a first-year graduate engineering electromagnetics sequence. Six chapters cover field concepts and sources, Maxwell's postulate, static fields, temporal and spatial frequency-domain representation (including Kronig-Kramers relations), potentials and field decompositions, and the Stratton-Chu integral solution. A mathematical appendix covers Fourier analysis, dyadics, contour integration and boundary value problems. Not Phil's own work; no annotations are evident in the text shown.
AI-written summary; may contain errors.
Extracted text (machine-read; may contain errors)
ELEGTROMAGHETICS
Edward J.Rothwell
Michael J.Cloud
creCRC PRESS
ELECTROMAGNETICS
Electrical Engineering
Textbook Series
Richard C. Dorf, Series Editor
University of California, Davis
Forthcoming Titles
Applied Vector Analysis
Matiur Rahman and Issac Mulolani
Optimal Control Systems
Subbaram Naidu
Continuous Signals and Systems with MATLAB
Taan ElAli and Mohammad A. Karim
Discrete Signals and Systems with MATLAB
Taan ElAli
Edward J. Rothwell
Michigan State University
East Lansing, Michigan
Michael J. Cloud
Lawrence Technological University
Southfield, Michigan
Boca Raton London New York Washington, D.C.CRC Press
This book contains information obtained from authentic and highly regarded sources. Reprinted material
is quoted with permission, and sources are indicated. A wide variety of references are listed. Reasonableefforts have been made to publish reliable data and information, but the author and the publisher cannotassume responsibility for the validity of all materials or for the consequences of their use.
Neither this book nor any part may be reproduced or transmitted in any form or by any means, electronic
or mechanical, including photocopying, microfilming, and recording, or by any information storage orretrieval system, without prior permission in writing from the publisher.
The consent of CRC Press LLC does not extend to copying for general distribution, for promotion, for
creating new works, or for resale. Specific permission must be obtained in writing from CRC Press LLCfor such copying.
Direct all inquiries to CRC Press LLC, 2000 N.W. Corporate Blvd., Boca Raton, Florida 33431, or visit
our Web site at www.crcpress.com
Trademark Notice:
Product or corporate names may be trademarks or registered trademarks, and are
used only for identi fication and explanation, without intent to infringe.
Visit our website at www.crcpress.com .
© 2001 by CRC Press LLC
No claim to original U.S. Government works
International Standard Book Number 0-8493-1397-X
Library of Congress Card Number 00-065158
Printed in the United States of America 1 2 3 4 5 6 7 8 9 0
Printed on acid-free paper
Library of Congress Cataloging-in-Publication Data
Rothwell, Edward J.
Electromagnetics / Edward J. Rothwell, Michael J. Cloud.
p. cm. —(Electrical engineering textbook series ; 2)
Includes bibliographical references and index.ISBN 0-8493-1397-X (alk. paper) 1. Electromagnetic theory. I. Cloud, Michael J. II. Title. III. Series.
QC670 .R693 2001
530.14
′
1—dc21 00-065158
CIP
In memory of Catherine Rothwell
Preface
This book is intended as a text for a first-year graduate sequence in engineering electro-
magnetics. Ideally such a sequence provides a transition period during which a studentcan solidify his or her understanding of fundamental concepts before proceeding to spe-
cialized areas of research.
The assumed background of the reader is limited to standard undergraduate topics
in physics and mathematics. Worthy of explicit mention are complex arithmetic, vec-tor analysis, ordinary differential equations, and certain topics normally covered in a“signals and systems” course (e.g., convolution and the Fourier transform). Further an-alytical tools, such as contour integration, dyadic analysis, and separation of variables,are covered in a self-contained mathematical appendix.
The organization of the book is in six chapters. In Chapter 1 we present essential
background on the field concept, as well as information related specifically to the electro-magnetic field and its sources. Chapter 2 is concerned with a presentation of Maxwell’stheory of electromagnetism. Here attention is given to several useful forms of Maxwell’sequations, the nature of the four field quantities and of the postulate in general, somefundamental theorems, and the wave nature of the time-varying field. The electrostaticand magnetostatic cases are treated in Chapter 3. In Chapter 4 we cover the representa-tion of the field in the frequency domains: both temporal and spatial. Here the behaviorof common engineering materials is also given some attention. The use of potentialfunctions is discussed in Chapter 5, along with other field decompositions including thesolenoidal–lamellar, transverse–longitudinal, and TE–TM types. Finally, in Chapter 6we present the powerful integral solution to Maxwell’s equations by the method of Strat-ton and Chu. A main mathematical appendix near the end of the book contains brief but
sufficient treatments of Fourier analysis, vector transport theorems, complex-plane inte-gration, dyadic analysis, and boundary value problems. Several subsidiary appendicesprovide useful tables of identities, transforms, and so on.
We would like to express our deep gratitude to those persons who contributed to the
development of the book. The reciprocity-based derivation of the Stratton–Chu formulawas provided by Prof. Dennis Nyquist, as was the material on wave reflection from
multiple layers. The groundwork for our discussion of the Kronig–Kramers relations wasprovided by Michael Havrilla, and material on the time-domain reflection coefficient wasdeveloped by Jungwook Suk. We owe thanks to Prof. Leo Kempel, Dr. David Infante,and Dr. Ahmet Kizilay for carefully reading large portions of the manuscript during itspreparation, and to Christopher Coleman for helping to prepare the figures. We areindebted to Dr. John E. Ross for kindly permitting us to employ one of his computerprograms for scattering from a sphere and another for numerical Fourier transformation.Helpful comments and suggestions on the figures were provided by Beth Lannon–Cloud.
Thanks to Dr. C. L. Tondo of T & T Te chworks, Inc., for assistance with the LaTeX
macros that were responsible for the layout of the book. Finally, we would like to thankthe staff members of CRC Press — Evelyn Meany, Sara Seltzer, Elena Meyers, HelenaRedshaw, Jonathan Pennell, Joette Lynch, and Nora Konopka — for their guidance andsupport.
Contents
Preface
1Introductor yconcepts
1.1Notation ,conventions,andsymbology
1.2Thefieldconcep tofelectromagnetics
1.2.1Historica lperspective
1.2.2Formalizatio noffieldtheory
1.3Thesource softheelectromagneti cfield
1.3.1Macroscopi celectromagnetics
1.3.2Impresse dvs.secondar ysources
1.3.3Surfac eandlinesourcedensities
1.3.4Charg econser vation
1.3.5Magneti ccharge
1.4Problems
2Maxwell’stheoryofelectromagnetism
2.1Thepostulate
2.1.1TheMaxwell–Min kowskiequations
2.1.2Connectio ntomechanics
2.2Thewell-posednatureofthepostulate
2.2.1Uniquenes sofsolution stoMaxwell’sequations
2.2.2Constituti verelations
2.3Maxwell’sequation sinmovingframes
2.3.1Fieldconversion sunderGalilea ntransformation
2.3.2Fieldconversion sunderLorentztransformation
2.4TheMaxwell–Bo ffiequations
2.5Large-scal eformofMaxwell’sequations
2.5.1Surfac emovingwithconsta ntvelocity
2.5.2Moving,deformin gsurfaces
2.5.3Large-scal eformoftheBoffiequations
2.6Thenatureofthefourfieldquantities
2.7Maxwell’sequation swithmagneti csources
2.8Boundar y(jump )condition s
2.8.1Boundar ycondition sacrossastationar y,thinsourcelayer
2.8.2Boundar ycondition sacrossastationar ylayeroffielddiscontinuity
2.8.3Boundar ycondition satthesurfac eofaperfectconductor
2.8.4Boundar ycondition sacrossastationar ylayeroffielddiscontinuityusing
equivalentsources
2.8.5Boundar ycondition sacrossamovinglayeroffielddiscontinuity
2.9Fundame ntaltheorems
2.9.1Lineari ty
2.9.2Duality
2.9.3Recipr ocity
2.9.4Similitude
2.9.5Conser vationtheorems
2.10Thewavenatureoftheelectromagneti cfield
2.10.1Electromagneti cwaves
2.10.2Waveequatio nforbianisotropi cmaterials
2.10.3Waveequatio ninaconductin gmedium
2.10.4Scalarwaveequationforaconductin gmedium
2.10.5Fieldsdetermine dbyMaxwell’sequation svs.fieldsdetermine dbythe
waveequation
2.10.6Transie ntunifor mplanewavesinaconductin gmedium
2.10.7Propagatio nofcylindrica lwavesinalossles smedium
2.10.8Propagatio nofspherica lwavesinalossles smedium
2.10.9Nonradiatin gsources
2.11Problems
3Thestaticelectromagneti cfield
3.1Staticfieldsandsteadycurrents
3.1.1Decouplin goftheelectri candmagneti cfields
3.1.2Staticfieldequilibriu mandconductors
3.1.3Steadycurrent
3.2Electrostatics
3.2.1Theelectrostati cpotentialandwork
3.2.2Boundar yconditions
3.2.3Uniquenes softheelectrostati cfield
3.2.4Poisson’ sandLaplace’ sequations
3.2.5Forceandenergy
3.2.6Multipoleexpansion
3.2.7Fieldproducedbyapermane ntlypolarize dbody
3.2.8Potentialofadipolelayer
3.2.9Behaviorofelectri cchargedensitynearaconductin gedge
3.2.10Solutio ntoLaplace’ sequatio nforbodiesimmerse dinanimpresse dfield
3.3Magnetostatics
3.3.1Themagneti cvectorpotential
3.3.2Multipoleexpansion
3.3.3Boundar ycondition sforthemagnetostati cfield
3.3.4Uniquenes softhemagnetostati cfield
3.3.5Integralsolutio nforthevectorpotential
3.3.6Forceandenergy
3.3.7Magneti cfieldofapermane ntlymagnetize dbody
3.3.8Bodiesimmerse dinanimpresse dmagneti cfield:magnetostati cshielding
3.4Staticfieldtheorems
3.4.1Meanvaluetheore mofelectrostatics
3.4.2Earnsh aw’stheorem
3.4.3Thomson’ stheorem
3.4.4Green’ srecipr ocationtheorem
3.5Problems
4Temporalandspatia lfrequenc ydomai nreprese ntation
4.1Interpretatio nofthetemporaltransform
4.2Thefrequency-domai nMaxwellequations
4.3Boundar ycondition sonthefrequency-domai nfields
4.4Theconstituti veandKronig–Kramer srelations
4.4.1Thecomple xpermittivi ty
4.4.2Highandlowfrequenc ybehaviorofconstituti veparameters
4.4.3TheKronig–Kramer srelations
4.5Dissipate dandstoredenergyinadispersivemedium
4.5.1Dissipatio ninadispersivematerial
4.5.2Energ ystoredinadispersivematerial
4.5.3Theenergytheorem
4.6Somesimplemodelsforconstituti veparameters
4.6.1Comple xpermittivi tyofanon-magnetize dplasma
4.6.2Comple xdyadicpermittivi tyofamagnetize dplasma
4.6.3Simpl emodelsofdielectrics
4.6.4Permittivi tyandconductivi tyofaconductor
4.6.5Permeabili tydyadicofaferrite
4.7Monochromati cfieldsandthephaso rdomain
4.7.1Thetime-harmoni cEMfieldsandconstituti verelations
4.7.2Thephaso rfieldsandMaxwell’sequations
4.7.3Boundar ycondition sonthephaso rfields
4.8Poynting’stheore mfortime-harmoni cfields
4.8.1Genera lformofPoynting’stheorem
4.8.2Poynting’stheore mfornondis persivematerials
4.8.3Lossless ,lossy,andactivemedia
4.9Thecomple xPoyntingtheorem
4.9.1Boundar yconditio nforthetime-averagePoyntingvector
4.10Fundame ntaltheorem sfortime-harmoni cfields
4.10.1Uniqueness
4.10.2Recipr ocityrevisited
4.10.3Duality
4.11Thewavenatureofthetime-harmoni cEMfield
4.11.1Thefrequency-domai nwaveequation
4.11.2Fieldrelationship sandthewaveequatio nfortwo-dimensiona lfields
4.11.3Planewavesinahomogeneous ,isotropic ,lossymaterial
4.11.4Monochromati cplanewavesinalossymedium
4.11.5Planewavesinlayeredmedia
4.11.6Plane- wavepropagatio ninananisotropi cferritemedium
4.11.7Propagatio nofcylindrica lwaves
4.11.8Propagatio nofspherica lwavesinaconductin gmedium
4.11.9Nonradiatin gsources
4.12Interpretatio nofthespatia ltransform
4.13Spatia lFourierdecom position
4.13.1Boundar yvalueproblem susingthespatia lFourierreprese ntation
4.14PeriodicfieldsandFloquet’stheorem
4.14.1Floquet’stheorem
4.14.2Example sofperiodicsystems
4.15Problems
5Fielddecom position sandtheEMpotentials
5.1Spatia lsymmetr ydecom positions
5.1.1Plana rfieldsymmetry
5.2Solenoidal–lamella rdecom position
5.2.1Solutio nforpotentialsinanunbounde dmedium :theretarde dpotentials
5.2.2Solutio nforpotentialfunction sinabounde dmedium
5.3Transverse–longitudina ldecom position
5.3.1Transverse–longitudina ldecom positionintermsoffields
5.4TE–T Mdecom position
5.4.1TE–T Mdecom positionintermsoffields
5.4.2TE–T Mdecom positionintermsofHertzia npotentials
5.4.3Application :hollow-pipewaveguides
5.4.4TE–T Mdecom positioninspherica lcoordinates
5.5Problems
6Integralsolution sofMaxwell’sequations
6.1VectorKirchoffsolution
6.1.1TheStratton–C huformula
6.1.2TheSommerfel dradiatio ncondition
6.1.3Fieldsintheexclude dregion :theextinctio ntheorem
6.2Fieldsinanunbounde dmedium
6.2.1Thefar-zon efieldsproducedbysource sinunbounde dspace
6.3Fieldsinabounded ,source-fre eregion
6.3.1ThevectorHuygen sprinciple
6.3.2TheFranzformula
6.3.3Love’sequivalenceprinciple
6.3.4TheSchelkuno ffequivalenceprinciple
6.3.5Far-zon efieldsproducedbyequivalentsources
6.4Problems
AMathematica lappendix
A.1TheFouriertransform
A.2Vectortransporttheorems
A.3Dyadicanalysis
A.4Boundar yvalueproblems
BUsefulidentities
CSomeFouriertransfor mpairs
DCoordinat esystem s
EPropertiesofspecialfunctions
E.1Besselfunctions
E.2Legendr efunctions
E.3Spherica lharmonics
References
Chapter 1
Introductory concepts
1.1 Notation, conventions, and symbology
Any book that covers a broad range of topics will likely harbor some problems with
notation and symbology. This results from having the same symbol used in different areasto represent different quantities, and also from having too many quantities to represent.Rather than invent new symbols, we choose to stay close to the standards and warn thereader about any symbol used to represent more than one distinct quantity.
The basic nature of a physical quantity is indicated by typeface or by the use of a
diacritical mark. Scalars are shown in ordinary typeface: q,/Phi1, for example. Vectors
are shown in boldface: E,Π. Dyadics are shown in boldface with an overbar: ¯/epsilon1,¯A.
Frequency dependent quantities are indicated by a tilde, whereas time dependent quan-tities are written without additional indication; thus we write ˜E(r,ω)and E(r,t). (Some
quantities, such as impedance, are used in the frequency domain to interrelate Fourierspectra; although these quantities are frequency dependent they are seldom written inthe time domain, and hence we do not attach tildes to their symbols.) We often combinediacritical marks:for example, ˜¯/epsilon1denotes a frequency domain dyadic. We distinguish
carefully between phasor and frequency domain quantities. The variable ωis used for
the frequency variable of the Fourier spectrum, while ˇωis used to indicate the constant
frequency of a time harmonic signal. We thus further separate the notion of a phasorfield from a frequency domain field by using a check to indicate a phasor field: ˇE(r).
However, there is often a simple relationship between the two, such as ˇE=˜E(ˇω).
We designate the field and source point position vectors by rand r
/prime, respectively, and
the corresponding relative displacement or distance vector by R:
R=r−r/prime.
A hat designates a vector as a unit vector (e.g., ˆx). The sets of coordinate variables in
rectangular, cylindrical, and spherical coordinates are denoted by
(x,y,z), (ρ, φ, z), ( r,θ,φ) ,
respectively. (In the spherical system φis the azimuthal angle and θis the polar angle.)
We freely use the “del” operator notation ∇for gradient, curl, divergence, Laplacian,
and so on.
The SI (MKS) system of units is employed throughout the book.
1.2 The field concept of electromagnetics
Introductory treatments of electromagnetics often stress the role of the field in force
transmission:the individual fields Eand Bare defined via the mechanical force on a
small test charge. This is certainly acceptable, but does not tell the whole story. Wemight, for example, be left with the impression that the EM field always arises froman interaction between charged objects. Often coupled with this is the notion that thefield concept is meant merely as an aid to the calculation of force, a kind of notationalconvenience not placed on the same physical footing as force itself. In fact, fields aremore than useful — they are fundamental. Before discussing electromagnetic fields inmore detail, let us attempt to gain a better perspective on the field concept and its rolein modern physical theory. Fields play a central role in any attempt to describe physicalreality. They are as real as the physical substances we ascribe to everyday experience.
In the words of Einstein [63],
“It seems impossible to give an obvious qualitative criterion for distinguishing between
matter and field or charge and field.”
We must therefore put fields and particles of matter on the same footing:both carry
energy and momentum, and both interact with the observable world.
1.2.1 Historical perspective
Early nineteenth century physical thought was dominated by the action at a distance
concept, formulated by Newton more than 100 years earlier in his immensely successfultheory of gravitation. In this view the influence of individual bodies extends across space,instantaneously affects other bodies, and remains completely unaffected by the presenceof an intervening medium. Such an idea was revolutionary; until then action by contact ,i n
which objects are thought to affect each other through physical contact or by contact withthe intervening medium, seemed the obvious and only means for mechanical interaction.Priestly’s experiments in 1766 and Coulomb’s torsion-bar experiments in 1785 seemed toindicate that the force between two electrically charged objects behaves in strict analogywith gravitation:both forces obey inverse square laws and act along a line joining theobjects. Oersted, Ampere, Biot, and Savart soon showed that the magnetic force onsegments of current-carrying wires also obeys an inverse square law.
The experiments of Faraday in the 1830s placed doubt on whether action at a distance
really describes electric and magnetic phenomena. When a material (such as a dielec-tric) is placed between two charged objects, the force of interaction decreases; thus, theintervening medium does play a role in conveying the force from one object to the other.To explain this, Faraday visualized “lines of force” extending from one charged object toanother. The manner in which these lines were thought to interact with materials theyintercepted along their path was crucial in understanding the forces on the objects. Thisalso held for magnetic effects. Of particular importance was the number of lines passingthrough a certain area (the flux), which was thought to determine the amplitude of the
effect observed in Faraday’s experiments on electromagnetic induction.
Faraday’s ideas presented a new world view:electromagnetic phenomena occur in the
region surrounding charged bodies, and can be described in terms of the laws governingthe “field” of his lines of force. Analogies were made to the stresses and strains in materialobjects, and it appeared that Faraday’s force lines created equivalent electromagnetic
stresses and strains in media surrounding charged objects. His law of induction was
formulated not in terms of positions of bodies, but in terms of lines of magnetic force.Inspired by Faraday’s ideas, Gauss restated Coulomb’s law in terms of flux lines, andMaxwell extended the idea to time changing fields through his concept of displacementcurrent.
In the 1860s Maxwell created what Einstein called “the most important invention
since Newton’s time”— a set of equations describing an entirely field-based theory ofelectromagnetism. These equations do not model the forces acting between bodies, as doNewton’s law of gravitation and Coulomb’s law, but rather describe only the dynamic,time-evolving structure of the electromagnetic field. Thus bodies are not seen to inter-act with each other, but rather with the (very real) electromagnetic field they create,an interaction described by a supplementary equation (the Lorentz force law). To bet-ter understand the interactions in terms of mechanical concepts, Maxwell also assignedproperties of stress and energy to the field.
Using constructs that we now call the electric and magnetic fields and potentials,
Maxwell synthesized all known electromagnetic laws and presented them as a system ofdifferential and algebraic equations. By the end of the nineteenth century, Hertz haddevised equations involving only the electric and magnetic fields, and had derived thelaws of circuit theory (Ohm’s law and Kirchoff’s laws) from the field expressions. Hisexperiments with high-frequency fields verified Maxwell’s predictions of the existence ofelectromagnetic waves propagating at finite velocity, and helped solidify the link betweenelectromagnetism and optics. But one problem remained:if the electromagnetic fieldspropagated by stresses and strains on a medium, how could they propagate through avacuum? A substance called the luminiferous aether , long thought to support the trans-
verse waves of light, was put to the task of carrying the vibrations of the electromagneticfield as well. However, the pivotal experiments of Michelson and Morely showed that theaether was fictitious, and the physical existence of the field was firmly established.
The essence of the field concept can be conveyed through a simple thought experiment.
Consider two stationary charged particles in free space. Since the charges are stationary,we know that (1) another force is present to balance the Coulomb force between thecharges, and (2) the momentum and kinetic energy of the system are zero. Now supposeone charge is quickly moved and returned to rest at its original position. Action at adistance would require the second charge to react immediately (Newton’s third law),but by Hertz’s experiments it does not. There appears to be no change in energy ofthe system:both particles are again at rest in their original positions. However, after a
time (given by the distance between the charges divided by the speed of light) we findthat the second charge does experience a change in electrical force and begins to moveaway from its state of equilibrium. But by doing so it has gained net kinetic energyand momentum, and the energy and momentum of the system seem larger than at thestart. This can only be reconciled through field theory. If we regard the field as aphysical entity, then the nonzero work required to initiate the motion of the first chargeand return it to its initial state can be seen as increasing the energy of the field. Adisturbance propagates at finite speed and, upon reaching the second charge, transfersenergy into kinetic energy of the charge. Upon its acceleration this charge also sends outa wave of field disturbance, carrying energy with it, eventually reaching the first chargeand creating a second reaction. At any given time, the net energy and momentum of thesystem, composed of both the bodies and the field, remain constant. We thus come toregard the electromagnetic field as a true physical entity:an entity capable of carryingenergy and momentum.
1.2.2 Formalization of field theory
Before we can invoke physical laws, we must find a way to describe the state of the
system we intend to study. We generally begin by identifying a set of state variables
that can depict the physical nature of the system. In a mechanical theory such asNewton’s law of gravitation, the state of a system of point masses is expressed in termsof the instantaneous positions and momenta of the individual particles. Hence 6Nstate
variables are needed to describe the state of a system of Nparticles, each particle having
three position coordinates and three momentum components. The time evolution ofthe system state is determined by a supplementary force function (e.g., gravitationalattraction), the initial state (initial conditions), and Newton’s second law F=dP/dt.
Descriptions using finite sets of state variables are appropriate for action-at-a-distance
interpretations of physical laws such as Newton’s law of gravitation or the interactionof charged particles. If Coulomb’s law were taken as the force law in a mechanicaldescription of electromagnetics, the state of a system of particles could be described
completely in terms of their positions, momenta, and charges. Of course, charged particleinteraction is not this simple. An attempt to augment Coulomb’s force law with Ampere’sforce law would not account for kinetic energy loss via radiation. Hence we abandon
1
the mechanical viewpoint in favor of the field viewpoint, selecting a different set ofstate variables. The essence of field theory is to regard electromagnetic phenomena asaffecting all of space. We shall find that we can describe the field in terms of the fourvector quantities E,D,B, and H. Because these fields exist by definition at each point
in space and each time t, a finite set of state variables cannot describe the system.
Here then is an important distinction between field theories and mechanical theories:
the state of a field at any instant can only be described by an infinite number of statevariables. Mathematically we describe fields in terms of functions of continuous variables;however, we must be careful not to confuse all quantities described as “fields” with thosefields innate to a scientific field theory. For instance, we may refer to a temperature“field” in the sense that we can describe temperature as a function of space and time.However, we do notmean by this that temperature obeys a set of physical laws analogous
to those obeyed by the electromagnetic field.
What special character, then, can we ascribe to the electromagnetic field that has
meaning beyond that given by its mathematical implications? In this book, E,D,B,
and Hare integral parts of a field-theory description of electromagnetics. In any field
theory we need two types of fields:a mediating field generated by a source, and a field
describing the source itself. In free-space electromagnetics the mediating field consists
ofEand B, while the source field is the distribution of charge or current. An important
consideration is that the source field must be independent of the mediating field thatit “sources.” Additionally, fields are generally regarded as unobservable:they can onlybe measured indirectly through interactions with observable quantities. We need a linkto mechanics to observe Eand B:we might measure the change in kinetic energy of
a particle as it interacts with the field through the Lorentz force. The Lorentz forcebecomes the force function in the mechanical interaction that uniquely determines the(observable) mechanical state of the particle.
A field is associated with a set of field equations and a set of constitutive relations . The
field equations describe, through partial derivative operations, both the spatial distribu-tion and temporal evolution of the field. The constitutive relations describe the effect
1Attempts have been made to formulate electromagnetic theory purely in action-at-a-distance terms,
but this viewpoint has not been generally adopted [69].
of the supporting medium on the fields and are dependent upon the physical state of
the medium. The state may include macroscopic effects, such as mechanical stress andthermodynamic temperature, as well as the microscopic, quantum-mechanical propertiesof matter.
The value of the field at any position and time in a bounded region Vis then determined
uniquely by specifying the sources within V, the initial state of the fields within V, and
the value of the field or finitely many of its derivatives on the surface bounding V.I f
the boundary surface also defines a surface of discontinuity between adjacent regions ofdiffering physical characteristics, or across discontinuous sources, then jump conditions
may be used to relate the fields on either side of the surface.
The variety of forms of field equations is restricted by many physical principles in-
cluding reference-frame invariance, conservation, causality, symmetry, and simplicity.Causality prevents the field at time t=0from being influenced by events occurring at
subsequent times t>0. Of course, we prefer that a field equation be mathematically
robust and well-posed to permit solutions that are unique and stable.
Many of these ideas are well illustrated by a consideration of electrostatics. We can
describe the electrostatic field through a mediating scalar field /Phi1(x,y,z)known as the
electrostatic potential. The spatial distribution of the field is governed by Poisson’sequation
∂
2/Phi1
∂x2+∂2/Phi1
∂y2+∂2/Phi1
∂z2=−ρ
/epsilon10,θ
where ρ=ρ(x,y,z)is the source charge density. No temporal derivatives appear, and the
spatial derivatives determine the spatial behavior of the field. The function ρrepresents
the spatially-averaged distribution of charge that acts as the source term for the field /Phi1.
Note that ρincorporates no information about /Phi1. To uniquely specify the field at any
point, we must still specify its behavior over a boundary surface. We could, for instance,specify /Phi1on five of the six faces of a cube and the normal derivative ∂/Phi1/∂ non the
remaining face. Finally, we cannot directly observe the static potential field, but we canobserve its interaction with a particle. We relate the static potential field theory to therealm of mechanics via the electrostatic force F=qEacting on a particle of charge q.
In future chapters we shall present a classical field theory for macroscopic electromag-
netics. In that case the mediating field quantities are E,D,B, and H, and the source
field is the current density J.
1.3 The sources of the electromagnetic field
Electric charge is an intriguing natural entity. Human awareness of charge and its
effects dates back to at least 600 BC, when the Greek philosopher Thales of Miletusobserved that rubbing a piece of amber could enable the amber to attract bits of straw.Although charging by friction is probably still the most common and familiar manifes-
tation of electric charge, systematic experimentation has revealed much more about thebehavior of charge and its role in the physical universe. There are two kinds of charge, towhich Benjamin Franklin assigned the respective names positive andnegative . Franklin
observed that charges of opposite kind attract and charges of the same kind repel. Healso found that an increase in one kind of charge is accompanied by an increase in the
other, and so first described the principle of charge conservation . Twentieth century
physics has added dramatically to the understanding of charge:
1. Electric charge is a fundamental property of matter, as is mass or dimension.
2. Charge is quantized :there exists a smallest quantity ( quantum ) of charge that
can be associated with matter. No smaller amount has been observed, and largeramounts always occur in integral multiples of this quantity.
3. The charge quantum is associated with the smallest subatomic particles, and these
particles interact through electrical forces. In fact, matter is organized and arrangedthrough electrical interactions; for example, our perception of physical contact ismerely the macroscopic manifestation of countless charges in our fingertips pushingagainst charges in the things we touch.
4. Electric charge is an invariant :the value of charge on a particle does not depend on
the speed of the particle. In contrast, the mass of a particle increases with speed.
5. Charge acts as the source of an electromagnetic field; the field is an entity that can
carry energy and momentum away from the charge via propagating waves.
We begin our investigation of the properties of the electromagnetic field with a detailed
examination of its source.
1.3.1 Macroscopic electromagnetics
We are interested primarily in those electromagnetic effects that can be predicted by
classical techniques using continuous sources (charge and current densities). Althoughmacroscopic electromagnetics is limited in scope, it is useful in many situations en-countered by engineers. These include, for example, the determination of currents andvoltages in lumped circuits, torques exerted by electrical machines, and fields radiated byantennas. Macroscopic predictions can fall short in cases where quantum effects are im-portant:e.g., with devices such as tunnel diodes. Even so, quantum mechanics can oftenbe coupled with classical electromagnetics to determine the macroscopic electromagneticproperties of important materials.
Electric charge is not of a continuous nature. The quantization of atomic charge —
±efor electrons and protons, ±e/3and±2e/3for quarks — is one of the most precisely
established principles in physics (verified to 1 part in 10
21). The value of eitself is known
to great accuracy:
e=1.60217733 ×10−19Coulombs (C) .
However, the discrete nature of charge is not easily incorporated into everyday engineer-
ing concerns. The strange world of the individual charge — characterized by particlespin, molecular moments, and thermal vibrations — is well described only by quantumtheory. There is little hope that we can learn to describe electrical machines using suchconcepts. Must we therefore retreat to the macroscopic idea and ignore the discretizationof charge completely? A viable alternative is to use atomic theories of matter to estimatethe useful scope of macroscopic electromagnetics.
Remember, we are completely free to postulate a theory of nature whose scope may
be limited. Like continuum mechanics, which treats distributions of matter as if theywere continuous, macroscopic electromagnetics is regarded as valid because it is verifiedby experiment over a certain range of conditions. This applicability range generallycorresponds to dimensions on a laboratory scale, implying a very wide range of validityfor engineers.
Macroscopic effects as averaged microscopic effects. Macroscopic electromag-
netics can hold in a world of discrete charges because applications usually occur overphysical scales that include vast numbers of charges. Common devices, generally muchlarger than individual particles, “average” the rapidly varying fields that exist in thespaces between charges, and this allows us to view a source as a continuous “smear” ofcharge. To determine the range of scales over which the macroscopic viewpoint is valid,we must compare averaged values of microscopic fields to the macroscopic fields we mea-sure in the lab. But if the effects of the individual charges are describable only in termsof quantum notions, this task will be daunting at best. A simple compromise, whichproduces useful results, is to extend the macroscopic theory right down to the micro-scopic level and regard discrete charges as “point” entities that produce electromagneticfields according to Maxwell’s equations. Then, in terms of scales much larger than theclassical radius of an electron ( ≈10
−14m), the expected rapid fluctuations of the fields
in the spaces between charges is predicted. Finally, we ask:over what spatial scale mustwe average the effects of the fields and the sources in order to obtain agreement with the
macroscopic equations?
In the spatial averaging approach a convenient weighting function f(r)is chosen, and
is normalized so that/integraltext
f(r)dV=1.
An example is the Gaussian distribution
f(r)=(πa
2)−3/2e−r2/a2,
where ais the approximate radial extent of averaging. The spatial average of a micro-
scopic quantity F(r,t)is given by
/angbracketleftF(r,t)/angbracketright=/integraldisplay
F(r−r/prime,t)f(r/prime)dV/prime. (1.1)
The scale of validity of the macroscopic model can be found by determining the averaging
radius athat produces good agreement between the averaged microscopic fields and the
macroscopic fields.
The macroscopic volume charge density. At this point we do not distinguish
between the “free” charge that is unattached to a molecular structure and the chargefound near the surface of a conductor. Nor do we consider the dipole nature of polarizablematerials or the microscopic motion associated with molecular magnetic moment or themagnetic moment of free charge. For the consideration of free-space electromagnetics,
we assume charge exhibits either three degrees of freedom ( volume charge ), two degrees
of freedom ( surface charge ), or one degree of freedom ( line charge ).
In typical matter, the microscopic fields vary spatially over dimensions of 10
−10m
or less, and temporally over periods (determined by atomic motion) of 10−13s or less.
At the surface of a material such as a good conductor where charge often concentrates,averaging with a radius on the order of 10
−10m may be required to resolve the rapid
variation in the distribution of individual charged particles. However, within a solid orliquid material, or within a free-charge distribution characteristic of a dense gas or anelectron beam, a radius of 10
−8m proves useful, containing typically 106particles. A
diffuse gas, on the other hand, may have a particle density so low that the averagingradius takes on laboratory dimensions, and in such a case the microscopic theory mustbe employed even at macroscopic dimensions.
Once the averaging radius has been determined, the value of the charge density may
be found via (1.1). The volume density of charge for an assortment of point sources can
be written in terms of the three-dimensional Dirac delta as
ρo(r,t)=/summationdisplay
iqiδ(r−ri(t)),
where ri(t)is the position of the charge qiat time t. Substitution into (1.1) gives
ρ(r,t)=/angbracketleftρo(r,t)/angbracketright=/summationdisplay
iqif(r−ri(t)) (1.2)
as the averaged charge density appropriate for use in a macroscopic field theory. Because
the oscillations of the atomic particles are statistically uncorrelated over the distancesused in spatial averaging, the time variations of microscopic fields are not present in themacroscopic fields and temporal averaging is unnecessary. In (1.2) the time dependenceof the spatially-averaged charge density is due entirely to bulk motion of the chargeaggregate (macroscopic charge motion).
With the definition of macroscopic charge density given by (1.2), we can determine
the total charge Q(t)in any macroscopic volume region Vusing
Q(t)=/integraldisplay
Vρ(r,t)dV. (1.3)
We have
Q(t)=/summationdisplay
iqi/integraldisplay
Vf(r−ri(t))dV=/summationdisplay
ri(t)∈Vqi.
Here we ignore the small discrepancy produced by charges lying within distance aof
the boundary of V. It is common to employ a box Bhaving volume /Delta1V:
/braceleftbiggf(r)=1//Delta1V,r∈B,
0, r/∈B.
In this case
ρ(r,t)=1
/Delta1V/summationdisplay
r−ri(t)∈Bqi.
The size of Bis chosen with the same considerations as to atomic scale as was the
averaging radius a. Discontinuities at the edges of the box introduce some difficulties
concerning charges that move in and out of the box because of molecular motion.
The macroscopic volume current density. Electric charge in motion is referred
to aselectric current . Charge motion can be associated with external forces and with
microscopic fluctuations in position. Assuming charge qihas velocity vi(t)=dri(t)/dt,
the charge aggregate has volume current density
Jo(r,t)=/summationdisplay
iqivi(t)δ(r−ri(t)).
Spatial averaging gives the macroscopic volume current density
J(r,t)=/angbracketleftJo(r,t)/angbracketright=/summationdisplay
iqivi(t)f(r−ri(t)). (1.4)
Figure 1.1:Intersection of the averaging function of a point charge with a surface S,a s
the charge crosses Swith velocity v:(a) at some time t=t1, and (b) at t=t2>t1. The
averaging function is represented by a sphere of radius a.
Spatial averaging at time teliminates currents associated with microscopic motions that
are uncorrelated at the scale of the averaging radius (again, we do not consider themagnetic moments of particles). The assumption of a sufficiently large averaging radiusleads to
J(r,t)=ρ(r,t)v(r,t). (1.5)
The total flux I(t)of current through a surface Sis given by
I(t)=/integraldisplay
SJ(r,t)·ˆndS
where ˆnis the unit normal to S. Hence, using (4), we have
I(t)=/summationdisplay
iqid
dt(ri(t)·ˆn)/integraldisplay
Sf(r−ri(t))dS
ifˆnstays approximately constant over the extent of the averaging function and Sis not in
motion. We see that the integral effectively intersects Swith the averaging function sur-
roundin geachmovingpointcharge (Figure1.1).Thetimederivativeof ri·ˆnrepresents
the velocity at which the averaging function is “carried across” the surface.
Electric current takes a variety of forms, each described by the relation J=ρv. Isolated
charged particles (positive and negative) and charged insulated bodies moving throughspace comprise convection currents . Negatively-charged electrons moving through the
positive background lattice within a conductor comprise a conduction current . Empirical
evidence suggests that conduction currents are also described by the relation J=σE
known as Ohm’s law . A third type of current, called electrolytic current , results from the
flow of positive or negative ions through a fluid.
1.3.2 Impressed vs. secondary sources
In addition to the simple classification given above we may classify currents as primary
orsecondary , depending on the action that sets the charge in motion.
It is helpful to separate primary or “impressed” sources, which are independent of the
fields they source, from secondary sources which result from interactions between thesourced fields and the medium in which the fields exist. Most familiar is the conduc-tion current set up in a conducting medium by an externally applied electric field. Theimpressed source concept is particularly important in circuit theory, where independentvoltage sources are modeled as providing primary voltage excitations that are indepen-dent of applied load. In this way they differ from the secondary or “dependent” sourcesthat react to the effect produced by the application of primary sources.
In applied electromagnetics the primary source may be so distant that return effects
resulting from local interaction of its impressed fields can be ignored. Other examples ofprimary sources include the applied voltage at the input of an antenna, the current on aprobe inserted into a waveguide, and the currents producing a power-line field in whicha biological body is immersed.
1.3.3 Surface and line source densities
Because they are spatially averaged effects, macroscopic sources and the fields they
source cannot have true spatial discontinuities. However, it is often convenient to workwith sources in one or two dimensions. Surface and line source densities are idealizationsof actual, continuous macroscopic densities.
The entity we describe as a surface charge is a continuous volume charge distributed
in a thin layer across some surface S. If the thickness of the layer is small compared to
laboratory dimensions, it is useful to assign to each point ron the surface a quantity
describing the amount of charge contained within a cylinder oriented normal to thesurface and having infinitesimal cross section dS. We call this quantity the surface
charge density ρ
s(r,t), and write the volume charge density as
ρ(r,w,t)=ρs(r,t)f(w, /Delta1),
where wis distance from Sin the normal direction and /Delta1in some way parameterizes the
“thickness” of the charge layer at r. The continuous density function f(x,/Delta1 )satisfies
/integraldisplay∞
−∞f(x,/Delta1 )dx=1
and
lim
/Delta1→0f(x,/Delta1 )=δ(x).
For instance, we might have
f(x,/Delta1 )=e−x2//Delta12
/Delta1√π. (1.6)
With this definition the total charge contained in a cylinder normal to the surface at r
and having cross-sectional area dSis
dQ(t)=/integraldisplay∞
−∞[ρs(r,t)dS]f(w, /Delta1) dw=ρs(r,t)dS,
and the total charge contained within any cylinder oriented normal to Sis
Q(t)=/integraldisplay
Sρs(r,t)dS. (1.7)
We may describe a line charge as a thin “tube” of volume charge distributed along
some contour /Gamma1. The amount of charge contained between two planes normal to the
contour and separated by a distance dlis described by the line charge density ρl(r,t).
The volume charge density associated with the contour is then
ρ(r,ρ,t)=ρl(r,t)fs(ρ, /Delta1),
where ρis the radial distance from the contour in the plane normal to /Gamma1and fs(ρ, /Delta1) is
a density function with the properties
/integraldisplay∞
0fs(ρ, /Delta1) 2πρdρ=1
and
lim
/Delta1→0fs(ρ, /Delta1) =δ(ρ)
2πρ.
For example, we might have
fs(ρ, /Delta1) =e−ρ2//Delta12
π/Delta12. (1.8)
Then the total charge contained between planes separated by a distance dlis
dQ(t)=/integraldisplay∞
0[ρl(r,t)dl]fs(ρ, /Delta1) 2πρdρ=ρl(r,t)dl
and the total charge contained between planes placed at the ends of a contour /Gamma1is
Q(t)=/integraldisplay
/Gamma1ρl(r,t)dl. (1.9)
We may define surface and line currents similarly. A surface current is merely a
volume current confined to the vicinity of a surface S. The volume current density may
be represented using a surface current density function Js(r,t), defined at each point r
on the surface so that
J(r,w,t)=Js(r,t)f(w, /Delta1).
Here f(w, /Delta1) is some appropriate density function such as (1.6), and the surface current
vector obeys ˆn·Js=0where ˆnis normal to S. The total current flowing through a strip
of width dlarranged perpendicular to Satris
dI(t)=/integraldisplay∞
−∞[Js(r,t)·ˆnl(r)dl]f(w, /Delta1) dw=Js(r,t)·ˆnl(r)dl
where ˆnlis normal to the strip at r(and thus also tangential to Satr). The total current
passing through a strip intersecting with Salong a contour /Gamma1is thus
I(t)=/integraldisplay
/Gamma1Js(r,t)·ˆnl(r)dl.
We may describe a line current as a thin “tube” of volume current distributed about
some contour /Gamma1and flowing parallel to it. The amount of current passing through a
plane normal to the contour is described by the line current density Jl(r,t). The volume
current density associated with the contour may be written as
J(r,ρ,t)=ˆu(r)Jl(r,t)fs(ρ, /Delta1),
where ˆuis a unit vector along /Gamma1,ρis the radial distance from the contour in the plane
normal to /Gamma1, and fs(ρ, /Delta1) is a density function such as (1.8). The total current passing
through any plane normal to /Gamma1atris
I(t)=/integraldisplay∞
0[Jl(r,t)ˆu(r)·ˆu(r)]fs(ρ, /Delta1) 2πρdρ=Jl(r,t).
It is often convenient to employ singular models for continuous source densities. For
instance, it is mathematically simpler to regard a surface charge as residing only in thesurface Sthan to regard it as being distributed about the surface. Of course, the source
is then discontinuous since it is zero everywhere outside the surface. We may obtain arepresentation of such a charge distribution by letting the thickness parameter /Delta1in the
density functions recede to zero, thus concentrating the source into a plane or a line. Wedescribe the limit of the density function in terms of the δ-function. For instance, the
volume charge distribution for a surface charge located about the xy-plane is
ρ(x,y,z,t)=ρ
s(x,y,t)f(z, /Delta1).
As/Delta1→0we have
ρ(x,y,z,t)=ρs(x,y,t)lim
/Delta1→0f(z,/Delta1 )=ρs(x,y,t)δ(z).
It is a simple matter to represent singular source densities in this way as long as the
surface or line is easily parameterized in terms of constant values of coordinate variables.However, care must be taken to represent the δ-function properly. For instance, the
density of charge on the surface of a cone at θ=θ
0may be described using the distance
normal to this surface, which is given by rθ−rθ0:
ρ(r,θ,φ, t)=ρs(r,φ,t)δ(r[θ−θ0]).
Using the property δ(ax)=δ(x)/a, we can also write this as
ρ(r,θ,φ, t)=ρs(r,φ,t)δ(θ−θ0)
r.
1.3.4 Charge conservation
There are four fundamental conservation laws in physics:conservation of energy, mo-
mentum, angular momentum, and charge. These laws are said to be absolute ; they have
never been observed to fail. In that sense they are true empirical laws of physics.
However, in modern physics the fundamental conservation laws have come to represent
more than just observed facts. Each law is now associated with a fundamental symme-try of the universe; conversely, each known symmetry is associated with a conservationprinciple. For example, energy conservation can be shown to arise from the observationthat the universe is symmetric with respect to time; the laws of physics do not dependon choice of time origin t=0. Similarly, momentum conservation arises from the obser-
vation that the laws of physics are invariant under translation, while angular momentumconservation arises from invariance under rotation.
The law of conservation of charge also arises from a symmetry principle. But instead
of being spatial or temporal in character, it is related to the invariance of electrostaticpotential. Experiments show that there is no absolute potential, only potential difference.The laws of nature are invariant with respect to what we choose as the “reference”
potential. This in turn is related to the invariance of Maxwell’s equations under gauge
transforms; the values of the electric and magnetic fields do not depend on which gaugetransformation we use to relate the scalar potential /Phi1to the vector potential A.
We may state the conservation of charge as follows:
The net charge in any closed system remains constant with time.
This does not mean that individual charges cannot be created or destroyed, only that
the total charge in any isolated system must remain constant. Thus it is possible for apositron with charge eto annihilate an electron with charge −ewithout changing the
net charge of the system. Only if a system is not closed can its net charge be altered;since moving charge constitutes current, we can say that the total charge within a systemdepends on the current passing through the surface enclosing the system. This is theessence of the continuity equation. To derive this important result we consider a closedsystem within which the charge remains constant, and apply the Reynolds transport
theorem (see §A.2).
The continuity equation. Consider a region of space occupied by a distribution of
charge whose velocity is given by the vector field v. We surround a portion of charge
by a surface Sand let Sdeform as necessary to “follow” the charge as it moves. Since
Salways contains precisely the same charged particles, we have an isolated system for
which the time rate of change of total charge must vanish. An expression for the timerate of change is given by the Reynolds transport theorem (A.66); we have
2
DQ
Dt=D
Dt/integraldisplay
V(t)ρdV=/integraldisplay
V(t)∂ρ
∂tdV+/contintegraldisplay
S(t)ρv·dS=0.
The “ D/Dt” notation indicates that the volume region V(t)moves with its enclosed
particles. Since ρvrepresents current density, we can write
/integraldisplay
V(t)∂ρ(r,t)
∂tdV+/contintegraldisplay
S(t)J(r,t)·dS=0. (1.10)
In this large-scale form of the continuity equation, the partial derivative term describes
the time rate of change of the charge density for a fixed spatial position r. At any time t,
the time rate of change of charge density integrated over a volume is exactly compensated
by the total current exiting through the surrounding surface.
We can obtain the continuity equation in point form by applying the divergence the-
orem to the second term of (1.10) to get
/integraldisplay
V(t)/bracketleftbigg∂ρ(r,t)
∂t+∇· J(r,t)/bracketrightbigg
dV=0.
Since V(t)is arbitrary we can set the integrand to zero to obtain
∂ρ(r,t)
∂t+∇· J(r,t)=0. (1.11)
2Note that in Appendix A we use the symbol uto represent the velocity of a material and vto represent
the velocity of an artificial surface.
This expression involves the time derivative of ρwith rfixed. We can also find an
expression in terms of the material derivative by using the transport equation (A.67).Enforcing conservation of charge by setting that expression to zero, we have
Dρ(r,t)
Dt+ρ(r,t)∇·v(r,t)=0. (1.12)
Here Dρ/Dtis the time rate of change of the charge density experienced by an observer
moving with the current.
We can state the large-scale form of the continuity equation in terms of a stationary
volume. Integrating (1.11) over a stationary volume region Vand using the divergence
theorem, we find that/integraldisplay
V∂ρ(r,t)
∂tdV=−/contintegraldisplay
SJ(r,t)·dS.
Since Vis not changing with time we have
dQ(t)
dt=d
dt/integraldisplay
Vρ(r,t)dV=−/contintegraldisplay
SJ(r,t)·dS. (1.13)
Hence any increase of total charge within Vmust be produced by current entering V
through S.
Use of the continuity equation. As an example, suppose that in a bounded region
of space we have
ρ(r,t)=ρ0re−βt.
We wish to find Jand v, and to verify both versions of the continuity equation in point
form. The spherical symmetry of ρrequires that J=ˆrJr.Application of (1.13) over a
sphere of radius agives
4πd
dt/integraldisplaya
0ρ0re−βtr2dr=−4πJr(a)a2.
Hence
J=ˆrβρ0r2
4e−βt
and therefore
∇·J=1
r2∂
∂r(r2Jr)=βρ0re−βt.
The velocity is
v=J
ρ=ˆrβr
4,
and we have ∇·v=3β/4.To verify the continuity equations, we compute the time
derivatives
∂ρ
∂t=−βρ0re−βt,
Dρ
Dt=∂ρ
∂t+v·∇ρ
=−βρ0re−βt+/parenleftBig
ˆrβr
4/parenrightBig
·/parenleftbigˆrρ0e−βt/parenrightbig
=−3
4βρ0re−βt.
Note that the charge density decreases with time less rapidly for a moving observer than
for a stationary one (3/4 as fast):the moving observer is following the charge outward,andρ∝r. Now we can check the continuity equations. First we see
Dρ
Dt+ρ∇·v=−3
4βρ0re−βt+(ρ0re−βt)/parenleftbigg3
4β/parenrightbigg
=0,
as required for a moving observer; second we see
∂ρ
∂t+∇· J=−βρ0re−βt+βρ0e−βt=0,
as required for a stationary observer.
The continuity equation in fewer dimensions. The continuity equation can also
be used to relate current and charge on a surface or along a line. By conservation of
charge we can write
d
dt/integraldisplay
Sρs(r,t)dS=−/contintegraldisplay
/Gamma1Js(r,t)·ˆmdl (1.14)
where ˆmis the vector normal to the curve /Gamma1and tangential to the surface S. By the
surface divergence theorem (B.20), the corresponding point form is
∂ρs(r,t)
∂t+∇ s·Js(r,t)=0. (1.15)
Here∇s·Jsis the surface divergence of the vector field Js. For instance, in rectangular
coordinates in the z=0plane we have
∇s·Js=∂Jsx
∂x+∂Jsy
∂y.
In cylindrical coordinates on the cylinder ρ=a, we would have
∇s·Js=1
a∂Jsφ
∂φ+∂Jsz
∂z.
A detailed description of vector operations on a surface may be found in Tai [190], while
many identities may be found in Van Bladel [202].
Theequatio nofcontinuityforalineiseasilyestablishe dbyreferenc etoFigure1.2.
Here the net charge exiting the surface during time /Delta1tis given by
/Delta1t[I(u2,t)−I(u1,t)].
Thus, the rate of net increase of charge within the system is
dQ(t)
dt=d
dt/integraldisplay
ρl(r,t)dl=−[I(u2,t)−I(u1,t)]. (1.16)
The corresponding point form is found by letting the length of the curve approach zero:
∂I(l,t)
∂l+∂ρl(l,t)
∂t=0, (1.17)
where lis arc length along the curve. As an example, suppose the line current on a
circular loop antenna is approximately
I(φ,t)=I0cos/parenleftBigωa
cφ/parenrightBig
cosωt,
Figure 1.2:Linear form of the continuityequation.
where ais the radius of the loop, ωis the frequency of operation, and cis the speed of
light. We wish to find the line charge density on the loop. Since l=aφ, we can write
I(l,t)=I0cos/parenleftbiggωl
c/parenrightbigg
cosωt.
Thus
∂I(l,t)
∂l=− I0ω
csin/parenleftbiggωl
c/parenrightbigg
cosωt=−∂ρl(l,t)
∂t.
Integrating with respect to time and ignoring any constant (static) charge, we have
ρ(l,t)=I0
csin/parenleftbiggωl
c/parenrightbigg
sinωt
or
ρ(φ, t)=I0
csin/parenleftBigωa
cφ/parenrightBig
sinωt.
Note that we could have used the chain rule
∂I(φ,t)
∂l=∂I(φ,t)
∂φ∂φ
∂land∂φ
∂l=/bracketleftbigg∂l
∂φ/bracketrightbigg−1
=1
a
to calculate the spatial derivative.
We can apply the volume density continuity equation (1.11) directly to surface and
line distributions written in singular notation. For the loop of the previous example, wewrite the volume current density corresponding to the line current as
J(r,t)=ˆφδ(ρ−a)δ(z)I(φ,t).
Substitution into (1.11) then gives
∇·[ˆφδ(ρ−a)δ(z)I(φ,t)]=−∂ρ(r,t)
∂t.
The divergence formula for cylindrical coordinates gives
δ(ρ−a)δ(z)∂I(φ,t)
ρ∂φ=−∂ρ(r,t)
∂t.
Next we substitute for I(φ,t)to get
−I0
ρωa
csin/parenleftBigωa
cφ/parenrightBig
δ(ρ−a)δ(z)cosωt=−∂ρ(r,t)
∂t.
Finally, integrating with respect to time and ignoring any constant term, we have
ρ(r,t)=I0
cδ(ρ−a)δ(z)sin/parenleftBigωa
cφ/parenrightBig
sinωt,
where we have set ρ=abecause of the presence of the factor δ(ρ−a).
1.3.5 Magnetic charge
We take for granted that electric fields are produced by electric charges, whether
stationary or in motion. The smallest element of electric charge is the electric monopole :
a single discretely charged particle from which the electric field diverges. In contrast,experiments show that magnetic fields are created only by currents or by time changingelectric fields; hence, magnetic fields have moving electric charge as their source. Theelemental source of magnetic field is the magnetic dipole , representing a tiny loop of
electric current (or a spinning electric particle). The observation made in 1269 by PierreDe Maricourt, that even the smallest magnet has two poles, still holds today.
In a world filled with symmetry at the fundamental level, we find it hard to understand
why there should not be a source from which the magnetic field diverges. We would callsuch a source magnetic charge , and the most fundamental quantity of magnetic charge
would be exhibited by a magnetic monopole . In 1931 Paul Dirac invigorated the search for
magnetic monopoles by making the first strong theoretical argument for their existence.Dirac showed that the existence of magnetic monopoles would imply the quantizationof electric charge, and would thus provide an explanation for one of the great puzzlesof science. Since that time magnetic monopoles have become important players in the“Grand Unified Theories” of modern physics, and in cosmological theories of the originof the universe.
If magnetic monopoles are ever found to exist, there will be both positive and negatively
charged particles whose motions will constitute currents. We can define a macroscopicmagnetic charge density ρ
mand current density Jmexactly as we did with electric charge,
and use conservation of magnetic charge to provide a continuity equation:
∇·Jm(r,t)+∂ρm(r,t)
∂t=0. (1.18)
With these new sources Maxwell’s equations become appealingly symmetric. Despite
uncertainties about the existence and physical nature of magnetic monopoles, magneticcharge and current have become an integral part of electromagnetic theory. We often usethe concept of fictitious magnetic sources to make Maxwell’s equations symmetric, and
then derive various equivalence theorems for use in the solution of important problems.Thus we can put the idea of magnetic sources to use regardless of whether these sourcesactually exist.
1.4 Problems
1.1Write the volume charge density for a singular surface charge located on the sphere
r=r0, entirely in terms of spherical coordinates. Find the total charge on the sphere.
1.2Repeat Problem 1.1 for a charged half plane φ=φ0.
1.3Write the volume charge density for a singular surface charge located on the cylin-
derρ=ρ0, entirely in terms of cylindrical coordinates. Find the total charge on the
cylinder.
1.4Repeat Problem 1.3 for a charged half plane φ=φ0.
Chapter 2
Maxwell’s theory of electromagnetism
2.1 The postulate
In1864, James Clerk Maxwell proposed one of the most successful theories in the
history of science. In a famous memoir to the Royal Society [125] he presented nineequations summarizing all known laws on electricity and magnetism. This was morethan a mere cataloging of the laws of nature. By postulating the need for an additionalterm to make the set of equations self-consistent, Maxwell was able to put forth whatis still considered a complete theory of macroscopic electromagnetism. The beauty ofMaxwell’s equations led Boltzmann to ask, “Was it a god who wrote these lines ...?”
[185].
Since that time authors have struggled to find the best way to present Maxwell’s
theory. Although it is possible to study electromagnetics from an “empirical–inductive”viewpoint (roughly following the historical order of development beginning with staticfields), it is only by postulating the complete theory that we can do justice to Maxwell’svision. His concept of the existence of an electromagnetic “field” (as introduced byFaraday) is fundamental to this theory, and has become one of the most significantprinciples of modern science.
We find controversy even over the best way to present Maxwell’s equations. Maxwell
worked at a time before vector notation was completely in place, and thus chose touse scalar variables and equations to represent the fields. Certainly the true beautyof Maxwell’s equations emerges when they are written in vector form, and the use oftensors reduces the equations to their underlying physical simplicity. We shall use vector
notation in this book because of its wide acceptance by engineers, but we still mustdecide whether it is more appropriate to present the vector equations in integral or pointform.
On one side of this debate, the brilliant mathematician David Hilbert felt that the
fundamental natural laws should be posited as axioms, each best described in termsof integral equations [154]. This idea has been championed by Truesdell and Toupin[199]. On the other side, we may quote from the great physicist Arnold Sommerfeld:“The general development of Maxwell’s theory must proceed from its differential form;for special problems the integral form may, however, be more advantageous” ([185], p.23). Special relativity flows naturally from the point forms, with fields easily convertedbetween moving reference frames. For stationary media, it seems to us that the onlydifference between the two approaches arises in how we handle discontinuities in sourcesand materials. If we choose to use the point forms of Maxwell’s equations, then we mustalso postulate the boundary conditions at surfaces of discontinuity. This is pointed out
clearly by Tai [192], who also notes that if the integral forms are used, then their validity
across regions of discontinuity should be stated as part of the postulate.
We have decided to use the point form in this text. In doing so we follow a long
history begun by Hertz in 1890 [85] when he wrote down Maxwell’s differential equationsas a set of axioms, recognizing the equations as the launching point for the theory ofelectromagnetism. Also, by postulating Maxwell’s equations in point form we can takefull advantage of modern developments in the theory of partial differential equations; inparticular, the idea of a “well-posed” theory determines what sort of information mustbe specified to make the postulate useful.
We must also decide which form of Maxwell’s differential equations to use as the basis
of our postulate. There are several competing forms, each differing on the manner inwhich materials are considered. The oldest and most widely used form was suggestedby Minkowski in 1908 [130]. In the Minkowski form the differential equations containno mention of the materials supporting the fields; all information about material media
is relegated to the constitutive relationships. This places simplicity of the differentialequations above intuitive understanding of the behavior of fields in materials. We choosethe Maxwell–Minkowski form as the basis of our postulate, primarily for ease of ma-nipulation. But we also recognize the value of other versions of Maxwell’s equations.We shall present the basic ideas behind the Boffi form, which places some informationabout materials into the differential equations (although constitutive relationships arestill required). Missing, however, is any information regarding the velocity of a movingmedium. By using the polarization and magnetization vectors Pand Mrather than the
fields Dand H, it is sometimes easier to visualize the meaning of the field vectors and
to understand (or predict) the nature of the constitutive relations.
The Chu and Amperian forms of Maxwell’s equations have been promoted as useful
alternatives to the Minkowski and Boffi forms. These include explicit information aboutthe velocity of a moving material, and differ somewhat from the Boffi form in the physicalinterpretation of the electric and magnetic properties of matter. Although each of thesemodels matter in terms of charged particles immersed in free space, magnetization in theBoffi and Amperian forms arises from electric current loops, while the Chu form employsmagnetic dipoles. In all three forms polarization is modeled using electric dipoles. For adetailed discussion of the Chu and Amperian forms, the reader should consult the workof Kong [101], Tai [193], Penfield and Haus [145], or Fano, Chu and Adler [70].
Importantly, all of these various forms of Maxwell’s equations produce the same values
of the physical fields (at least external to the material where the fields are measurable).
We must include several other constituents, besides the field equations, to make the
postulate complete. To form a complete field theory we need a source field, a mediatingfield, and a set of field differential equations. This allows us to mathematically describethe relationship between effect (the mediating field) and cause (the source field). Ina well-posed postulate we must also include a set of constitutive relationships and aspecification of some field relationship over a bounding surface and at an initial time. Ifthe electromagnetic field is to have physical meaning, we must link it to some observablequantity such as force. Finally, to allow the solution of problems involving mathematicaldiscontinuities we must specify certain boundary, or “jump,” conditions.
2.1.1 The Maxwell–Minkowski equations
In Maxwell’s macroscopic theory of electromagnetics, the source field consists of the
vector field J(r,t)(the current density) and the scalar field ρ(r,t)(the charge density).
In Minkowski’s form of Maxwell’s equations, the mediating field is the electromagnetic
fieldconsisting of the set of four vector fields E(r,t),D(r,t),B(r,t), and H(r,t). The field
equations are the four partial differential equations referred to as the Maxwell–Minkowski
equations
∇× E(r,t)=−∂
∂tB(r,t), (2.1)
∇× H(r,t)=J(r,t)+∂
∂tD(r,t), (2.2)
∇·D(r,t)=ρ(r,t), (2.3)
∇·B(r,t)=0, (2.4)
along with the continuity equation
∇·J(r,t)=−∂
∂tρ(r,t). (2.5)
Here (2.1) is called Faraday’s law , (2.2) is called Ampere’s law , (2.3) is called Gauss’s
law, and (2.4) is called the magnetic Gauss’s law . For brevity we shall often leave the
dependence on rand timplicit, and refer to the Maxwell–Minkowski equations as simply
the “Maxwell equations,” or “Maxwell’s equations.”
Equations (2.1)–(2.5), the point forms of the field equations, describe the relation-
ships between the fields and their sources at each point in space where the fields arecontinuously differentiable (i.e., the derivatives exist and are continuous). Such pointsare called ordinary points . We shall not attempt to define the fields at other points,
but instead seek conditions relating the fields across surfaces containing these points.Normally this is necessary on surfaces across which either sources or material parametersare discontinuous.
The electromagnetic fields carry SI units as follows: Eis measured in Volts per meter
(V/m), Bis measured in Teslas (T), His measured in Amperes per meter (A/m), and
Dis measured in Coulombs per square meter (C/m
2). In older texts we find the units of
Bgiven as Webers per square meter (Wb/m2) to reflect the role of Bas a flux vector; in
that case the Weber (Wb =T·m2) is regarded as a unit of magnetic flux.
The interdependence of Maxwell’s equations. It is often claimed that the diver-
gence equations (2.3) and (2.4) may be derived from the curl equations (2.1) and (2.2).While this is true, it is notproper to say that only the two curl equations are required
to describe Maxwell’s theory. This is because an additional physical assumption, notpresent in the two curl equations, is required to complete the derivation. Either thedivergence equations must be specified, or the values of certain constants that fix theinitial conditions on the fields must be specified. It is customary to specify the divergenceequations and include them with the curl equations to form the complete set we now call“Maxwell’s equations.”
To identify the interdependence we take the divergence of (2.1) to get
∇·(∇× E)=∇·/parenleftbigg
−∂B
∂t/parenrightbigg
,
hence
∂
∂t(∇·B)=0
by (B.49). This requires that ∇·Bbe constant with time, say ∇·B(r,t)=CB(r).
The constant CBmust be specified as part of the postulate of Maxwell’s theory, and
the choice we make is subject to experimental validation. We postulate that CB(r)=0,
which leads us to (2.4). Note that if we can identify a time prior to which B(r,t)≡0,
then CB(r)must vanish. For this reason, CB(r)=0and (2.4) are often called the “initial
conditions” for Faraday’s law [159]. Next we take the divergence of (2.2) to find that
∇·(∇× H)=∇· J+∂
∂t(∇·D).
Using (2.5) and (B.49), we obtain
∂
∂t(ρ−∇· D)=0
and thus ρ−∇· Dmust be some temporal constant CD(r). Again, we must postulate
the value of CDas part of the Maxwell theory. We choose CD(r)=0and thus obtain
Gauss’s law (2.3). If we can identify a time prior to which both Dandρare everywhere
equal to zero, then CD(r)must vanish. Hence CD(r)=0and (2.3) may be regarded
as “initial conditions” for Ampere’s law. Combining the two sets of initial conditions,we find that the curl equations imply the divergence equations as long as we can find atime prior to which all of the fields E,D,B,Hand the sources Jandρare equal to zero
(since all the fields are related through the curl equations, and the charge and current arerelated through the continuity equation). Conversely, the empirical evidence supportingthe two divergence equations implies that such a time should exist.
Throughout this book we shall refer to the two curl equations as the “fundamental”
Maxwell equations, and to the two divergence equations as the “auxiliary” equations.The fundamental equations describe the relationships between the fields while, as wehave seen, the auxiliary equations provide a sort of initial condition. This does notimply that the auxiliary equations are of lesser importance; indeed, they are requiredto establish uniqueness of the fields, to derive the wave equations for the fields, and toproperly describe static fields.
Field vector terminology. Various terms are used for the field vectors, sometimes
harkening back to the descriptions used by Maxwell himself, and often based on thephysical nature of the fields. We are attracted to Sommerfeld’s separation of the fields
intoentities of intensity (E,B)andentities of quantity (D,H). In this system Eis called
theelectric field strength ,Bthemagnetic field strength ,Dtheelectric excitation , and H
themagnetic excitation [185]. Maxwell separated the fields into a set (E,H)of vectors
that appear within line integrals to give work-related quantities, and a set (B,D)of
vectors that appear within surface integrals to give flux-related quantities; we shall seethis clearly when considering the integral forms of Maxwell’s equations. By this system,authors such as Jones [97] and Ramo, Whinnery, and Van Duzer [153] call Etheelectric
intensity ,Hthemagnetic intensity ,Bthemagnetic flux density , and Dtheelectric flux
density .
Maxwell himself designated names for each of the vector quantities. In his classic
paper “A Dynamical Theory of the Electromagnetic Field,” [178] Maxwell referred tothe quantity we now designate Eas the electromotive force , the quantity Das the elec-
tric displacement (with a time rate of change given by his now famous “displacement
current”), the quantity Has the magnetic force , and the quantity Bas the magnetic
induction (although he described Bas a density of lines of magnetic force). Maxwell
also included a quantity designated electromagnetic momentum as an integral part of his
theory. We now know this as the vector potential Awhich is not generally included as a
part of the electromagnetics postulate.
Many authors follow the original terminology of Maxwell, with some slight modifica-
tions. For instance, Stratton [187] calls Etheelectric field intensity ,Hthemagnetic
field intensity ,Dtheelectric displacement , and Bthemagnetic induction . Jackson [91]
calls Etheelectric field ,Hthemagnetic field ,Dthedisplacement , and Bthemagnetic
induction .
Other authors choose freely among combinations of these terms. For instance, Kong
[101] calls Etheelectric field strength ,Hthemagnetic field strength ,Bthemagnetic flux
density , and Dtheelectric displacement . We do not wish to inject further confusion into
the issue of nomenclature; still, we find it helpful to use as simple a naming system aspossible. We shall refer to Eas the electric field ,Has the magnetic field ,Das the electric
flux density and Bas the magnetic flux density . When we use the term electromagnetic
fieldwe imply the entire set of field vectors ( E,D,B,H) used in Maxwell’s theory.
Invariance of Maxwell’s equations. Maxwell’s differential equations are valid for
any system in uniform relative motion with respect to the laboratory frame of reference inwhich we normally do our measurements. The field equations describe the relationshipsbetween the source and mediating fields within that frame of reference . This property
was first proposed for moving material media by Minkowski in 1908 (using the termcovariance ) [130]. For this reason, Maxwell’s equations expressed in the form (2.1)–(2.2)
are referred to as the Minkowski form .
2.1.2 Connection to mechanics
Our postulate must include a connection between the abstract quantities of charge and
field and a measurable physical quantity. A convenient means of linking electromagneticsto other classical theories is through mechanics. We postulate that charges experiencemechanical forces given by the Lorentz force equation . If a small volume element dV
contains a total charge ρdV, then the force experienced by that charge when moving at
velocity vin an electromagnetic field is
dF=ρdVE+ρvdV×B. (2.6)
As with any postulate, we verify this equation through experiment. Note that we write
the Lorentz force in terms of charge ρdV, rather than charge density ρ, since charge is
an invariant quantity under a Lorentz transformation.
The important links between the electromagnetic fields and energy and momentum
must also be postulated. We postulate that the quantity
S
em=E×H (2.7)
represents the transport density of electromagnetic power, and that the quantity
gem=D×B (2.8)
represents the transport density of electromagnetic momentum.
2.2 The well-posed nature of the postulate
It is important to investigate whether Maxwell’s equations, along with the point form
of the continuity equation, suffice as a useful theory of electromagnetics. Certainly wemust agree that a theory is “useful” as long as it is defined as such by the scientists andengineers who employ it. In practice a theory is considered useful if it predicts accuratelythe behavior of nature under given circumstances, and even a theory that often fails maybe useful if it is the best available. We choose here to take a more narrow view andinvestigate whether the theory is “well-posed.”
A mathematical model for a physical problem is said to be well-posed ,o rcorrectly set ,
if three conditions hold:
1. the model has at least one solution ( existence );
2. the model has at most one solution ( uniqueness );
3. the solution is continuously dependent on the data supplied.
The importance of the first condition is obvious: if the electromagnetic model has no
solution, it will be of little use to scientists and engineers. The importance of the secondcondition is equally obvious: if we apply two different solution methods to the samemodel and get two different answers, the model will not be very helpful in analysis ordesign work. The third point is more subtle; it is often extended in a practical sense tothe following statement:
3
/prime. Small changes in the data supplied produce equally small changes in the solution.
That is, the solution is not sensitive to errors in the data. To make sense of this we
must decide which quantity is specified (the independent quantity) and which remainsto be calculated (the dependent quantity). Commonly the source field (charge) is takenas the independent quantity, and the mediating (electromagnetic) field is computed fromit; in such cases it can be shown that Maxwell’s equations are well-posed. Taking theelectromagnetic field to be the independent quantity, we can produce situations in whichthe computed quantity (charge or current) changes wildly with small changes in thespecified fields. These situations (called inverse problems ) are of great importance in
remote sensing, where the field is measured and the properties of the object probed arethereby deduced.
At this point we shall concentrate on the “forward” problem of specifying the source
field (charge) and computing the mediating field (the electromagnetic field). In this casewe may question whether the first of the three conditions (existence) holds. We havetwelve unknown quantities (the scalar components of the four vector fields), but onlyeight equations to describe them (from the scalar components of the two fundamentalMaxwell equations and the two scalar auxiliary equations). With fewer equations thanunknowns we cannot be sure that a solution exists, and we refer to Maxwell’s equationsas being indefinite . To overcome this problem we must specify more information in
the form of constitutive relations among the field quantities E,B,D,H, and J. When
these are properly formulated, the number of unknowns and the number of equationsare equal and Maxwell’s equations are in definite form . If we provide more equations
than unknowns, the solution may be non-unique. When we model the electromagneticproperties of materials we must supply precisely the right amount of information in theconstitutive relations, or our postulate will not be well-posed.
Once Maxwell’s equations are in definite form, standard methods for partial differential
equations can be used to determine whether the electromagnetic model is well-posed. Ina nutshell, the system (2.1)–(2.2) of hyperbolic differential equations is well-posed if andonly if we specify Eand Hthroughout a volume region Vat some time instant and also
specify, at all subsequent times,
1. the tangential component of Eover all of the boundary surface S,o r
2. the tangential component of Hover all of S,o r
3. the tangential component of Eover part of S, and the tangential component of H
over the remainder of S.
Proof of all three of the conditions of well-posedness is quite tedious, but a simplified
uniqueness proof is often given in textbooks on electromagnetics. The procedure usedby Stratton [187] is reproduced below. The interested reader should refer to Hansen [81]for a discussion of the existence of solutions to Maxwell’s equations.
2.2.1 Uniqueness of solutions to Maxwell’sequations
Consider a simply connected region of space Vbounded by a surface S, where both
Vand Scontain only ordinary points. The fields within Vare associated with a current
distribution J, which may be internal to V(entirely or in part). By the initial conditions
that imply the auxiliary Maxwell’s equations, we know there is a time, say t=0, prior
to which the current is zero for all time, and thus by causality the fields throughout V
are identically zero for all times t<0. We next assume that the fields are specified
throughout Vat some time t0>0, and seek conditions under which they are determined
uniquely for all t>t0.
Let the field set (E1,D1,B1,H1)be a solution to Maxwell’s equations (2.1)–(2.2)
associated with the current J(along with an appropriate set of constitutive relations),
and let (E2,D2,B2,H2)be a second solution associated with J. To determine the con-
ditions for uniqueness of the fields, we look for a situation that results in E1=E2,
B1=B2, and so on. The electromagnetic fields must obey
∇× E1=−∂B1
∂t,
∇× H1=J+∂D1
∂t,
∇× E2=−∂B2
∂t,
∇× H2=J+∂D2
∂t.
Subtracting, we have
∇×(E1−E2)=−∂(B1−B2)
∂t, (2.9)
∇×(H1−H2)=∂(D1−D2)
∂t, (2.10)
hence defining E0=E1−E2,B0=B1−B2, and so on, we have
E0·(∇× H0)=E0·∂D0
∂t, (2.11)
H0·(∇× E0)=−H0·∂B0
∂t. (2.12)
Subtracting again, we have
E0·(∇× H0)−H0·(∇× E0)=H0·∂B0
∂t+E0·∂D0
∂t,
hence
−∇ ·(E0×H0)=E0·∂D0
∂t+H0·∂B0
∂t
by (B.44). Integrating both sides throughout Vand using the divergence theorem on the
left-hand side, we get
−/contintegraldisplay
S(E0×H0)·dS=/integraldisplay
V/parenleftbigg
E0·∂D0
∂t+H0·∂B0
∂t/parenrightbigg
dV.
Breaking Sinto two arbitrary portions and using (B.6), we obtain
/integraldisplay
S1E0·(ˆn×H0)dS−/integraldisplay
S2H0·(ˆn×E0)dS=/integraldisplay
V/parenleftbigg
E0·∂D0
∂t+H0·∂B0
∂t/parenrightbigg
dV.
Now if ˆn×E0=0orˆn×H0=0over all of S, or some combination of these conditions
holds over all of S, then
/integraldisplay
V/parenleftbigg
E0·∂D0
∂t+H0·∂B0
∂t/parenrightbigg
dV=0. (2.13)
This expression implies a relationship between E0,D0,B0, and H0. Since Vis arbitrary,
we see that one possibility is simply to have D0and B0constant with time. However,
since the fields are identically zero for t<0, if they are constant for all time then those
constant values must be zero. Another possibility is to have one of each pair (E0,D0)
and(H0,B0)equal to zero. Then, by (2.9) and (2.10), E0=0implies B0=0, and
D0=0implies H0=0.T h u s E1=E2,B1=B2, and so on, and the solution is unique
throughout V. However, we cannot in general rule out more complicated relationships.
The number of possibilities depends on the additional constraints on the relationshipbetween E
0,D0,B0, and H0that we must supply to describe the material supporting
the field — i.e., the constitutive relationships. For a simple medium described by thetime-constant permittivity /epsilon1and permeability µ, (13) becomes
/integraldisplay
V/parenleftbigg
E0·/epsilon1∂E0
∂t+H0·µ∂H0
∂t/parenrightbigg
dV=0,
or
1
2∂
∂t/integraldisplay
V(/epsilon1E0·E0+µH0·H0)dV=0.
Since the integrand is always positive or zero (and not constant with time, as mentioned
above), the only possible conclusion is that E0and H0must both be zero, and thus the
fields are unique.
When establishing more complicated constitutive relations, we must be careful to en-
sure that they lead to a unique solution, and that the condition for uniqueness is un-derstood. In the case above, the assumption ˆn×E
0/vextendsingle/vextendsingle
S=0implies that the tangential
components of E1and E2are identical over S— that is, we must give specific values of
these quantities on Sto ensure uniqueness. A similar statement holds for the condition
ˆn×H0/vextendsingle/vextendsingle
S=0. Requiring that constitutive relations lead to a unique solution is known
asjust setting , and is one of several factors that must be considered, as discussed in the
next section.
Uniqueness implies that the electromagnetic state of an isolated region of space may
be determined without the knowledge of conditions outside the region. If we wish tosolve Maxwell’s equations for that region, we need know only the source density withinthe region and the values of the tangential fields over the bounding surface. The effectsof a complicated external world are thus reduced to the specification of surface fields.This concept has numerous applications to problems in antennas, diffraction, and guidedwaves.
2.2.2 Constitutive relations
We now supply a set of constitutive relations to complete the conditions for well-
posedness. We generally split these relations into two sets. The first describes the
relationships between the electromagnetic field quantities, and the second describes me-chanical interaction between the fields and resulting secondary sources. All of theserelations depend on the properties of the medium supporting the electromagnetic field.Material phenomena are quite diverse, and it is remarkable that the Maxwell–Minkowskiequations hold for all phenomena yet discovered. All material effects, from nonlinearityto chirality to temporal dispersion, are described by the constitutive relations.
The specification of constitutive relationships is required in many areas of physical
science to describe the behavior of “ideal materials”: mathematical models of actualmaterials encountered in nature. For instance, in continuum mechanics the constitutiveequations describe the relationship between material motions and stress tensors [209].Truesdell and Toupin [199] give an interesting set of “guiding principles” for the con-cerned scientist to use when constructing constitutive relations. These include consider-ation of consistency (with the basic conservation laws of nature), coordinate invariance
(independence of coordinate system), isotropy and aeolotropy (dependence on, or inde-
pendence of, orientation), just setting (constitutive parameters should lead to a unique
solution), dimensional invariance (similarity), material indifference (non-dependence on
the observer), and equipresence (inclusion of allrelevant physical phenomena in allof
the constitutive relations across disciplines).
The constitutive relations generally involve a set of constitutive parameters and a set
of constitutive operators. The constitutive parameters may be as simple as constantsof proportionality between the fields or they may be components in a dyadic relation-
ship. The constitutive operators may be linear and integro-differential in nature, or mayimply some nonlinear operation on the fields. If the constitutive parameters are spa-tially constant within a certain region, we term the medium homogeneous within that
region. If the constitutive parameters vary spatially, the medium is inhomogeneous .I f
the constitutive parameters are constants with time, we term the medium stationary ;
if they are time-changing, the medium is nonstationary . If the constitutive operators
involve time derivatives or integrals, the medium is said to be temporally dispersive ;i f
space derivatives or integrals are involved, the medium is spatially dispersive . Examples
of all these effects can be found in common materials. It is important to note that theconstitutive parameters may depend on other physical properties of the material, suchas temperature, mechanical stress, and isomeric state, just as the mechanical constitu-tive parameters of a material may depend on the electromagnetic properties (principleof equipresence).
Many effects produced by linear constitutive operators, such as those associated with
temporal dispersion, have been studied primarily in the frequency domain. In this case
temporal derivative and integral operations produce complex constitutive parameters. Itis becoming equally important to characterize these effects directly in the time domainfor use with direct time-domain field solving techniques such as the finite-difference time-domain (FDTD) method. We shall cover the very basic properties of dispersive mediain this section. A detailed description of frequency-domain fields (and a discussion ofcomplex constitutive parameters) is deferred until later in this book.
It is difficult to find a simple and consistent means for classifying materials by their
electromagnetic effects. One way is to separate linear and nonlinear materials, then cate-gorize linear materials by the way in which the fields are coupled through the constitutiverelations:
1.Isotropic materials are those in which Dis related to E,Bis related to H, and
the secondary source current Jis related to E, with the field direction in each pair
aligned.
2.I nanisotropic materials the pairings are the same, but the fields in each pair are
generally not aligned.
3. Inbiisotropic materials (such as chiral media) the fields Dand Bdepend on both
Eand H, but with no realignment of EorH; for instance, Dis given by the
addition of a scalar times Eplus a second scalar times H. Thus the contributions
toDinvolve no changes to the directions of Eand H.
4.Bianisotropic materials exhibit the most general behavior: Dand Hdepend on both
Eand B, with an arbitrary realignment of either or both of these fields.
In 1888, Roentgen showed experimentally that a material isotropic in its own station-
ary reference frame exhibits bianisotropic properties when observed from a moving frame.Only recently have materials bianisotropic in their own rest frame been discovered. In1894 Curie predicted that in a stationary material, based on symmetry, an electric fieldmight produce magnetic effects and a magnetic field might produce electric effects. Theseeffects, coined magnetoelectric by Landau and Lifshitz in 1957, were sought unsuccess-
fully by many experimentalists during the first half of the twentieth century. In 1959 theSoviet scientist I.E. Dzyaloshinskii predicted that, theoretically, the antiferromagneticmaterial chromium oxide (Cr
2O3) should display magnetoelectric effects. The magneto-
electric effect was finally observed soon after by D.N. Astrov in a single crystal of Cr 2O3
using a 10 kHz electric field. Since then the effect has been observed in many differentmaterials. Recently, highly exotic materials with useful electromagnetic properties have
been proposed and studied in depth, including chiroplasmas and chiroferrites [211]. Asthe technology of materials synthesis advances, a host of new and intriguing media willcertainly be created.
The most general forms of the constitutive relations between the fields may be written
in symbolic form as
D=D[E,B], (2.14)
H=H[E,B]. (2.15)
That is, Dand Hhave some mathematically descriptive relationship to Eand B. The
specific forms of the relationships may be written in terms of dyadics as [102]
cD=¯P·E+¯L·(cB), (2.16)
H=¯M·E+¯Q·(cB), (2.17)
where each of the quantities ¯P,¯L,¯M,¯Qmay be dyadics in the usual sense, or dyadic
operators containing space or time derivatives or integrals, or some nonlinear operationson the fields. We may write these expressions as a single matrix equation
/bracketleftbiggcD
H/bracketrightbigg
=[¯C]/bracketleftbiggE
cB/bracketrightbigg
(2.18)
where the 6×6matrix
[¯C]=/bracketleftbigg¯P¯L
¯M¯Q/bracketrightbigg
.
This most general relationship between fields is the property of a bianisotropic material.
We may wonder why Dis not related to (E,B,H),Eto(D,B), etc. The reason is
that since the field pairs (E,B)and(D,H)convert identically under a Lorentz transfor-
mation, a constitutive relation that maps fields as in (2.18) is form invariant, as are theMaxwell–Minkowski equations. That is, although the constitutive parameters may vary
numerically between observers moving at different velocities, the form of the relationshipgiven by (2.18) is maintained.
Many authors choose to relate (D,B)to(E,H), often because the expressions are
simpler and can be more easily applied to specific problems. For instance, in a linear,isotropic material (as shown below) Dis directly proportional to Eand Bis directly
proportional to H. To provide the appropriate expression for the constitutive relations,
we need only remap (2.18). This gives
D=¯/epsilon1·E+¯ξ·H, (2.19)
B=¯ζ·E+¯µ·H, (2.20)
or/bracketleftbiggD
B/bracketrightbigg
=/bracketleftbig¯C
EH/bracketrightbig/bracketleftbiggE
H/bracketrightbigg
, (2.21)
where the new constitutive parameters ¯/epsilon1,¯ξ,¯ζ,¯µcan be easily found from the original
constitutive parameters ¯P,¯L,¯M,¯Q. We do note, however, that in the form (2.19)–(2.20)
the Lorentz invariance of the constitutive equations is not obvious.
In the following paragraphs we shall characterize some of the most common materials
according to these classifications. With this approach effects such as temporal or spatialdispersion are not part of the classification process, but arise from the nature of theconstitutive parameters. Hence we shall not dwell on the particulars of the constitutive
parameters, but shall concentrate on the form of the constitutive relations.
Constitutive relations for fields in free space. In a vacuum the fields are related
by the simple constitutive equations
D=/epsilon1
0E, (2.22)
H=1
µ0B. (2.23)
The quantities µ0and/epsilon10are, respectively, the free-space permeability andpermittivity
constants . It is convenient to use three numerical quantities to describe the electromag-
netic properties of free space — µ0,/epsilon10, and the speed of light c— and interrelate them
through the equation
c=1/(µ 0/epsilon10)1/2.
Historically it has been the practice to define µ0, measure c, and compute /epsilon10. In SI units
µ0=4π×10−7H/m,
c=2.998×108m/s,
/epsilon10=8.854×10−12F/m.
With the two constitutive equations we have enough information to put Maxwell’s
equations into definite form. Traditionally (2.22) and (2.23) are substituted into (2.1)–(2.2) to give
∇× E=−∂B
∂t, (2.24)
∇× B=µ0J+µ0/epsilon10∂E
∂t. (2.25)
These are two vector equations in two vector unknowns (equivalently, six scalar equations
in six scalar unknowns).
In terms of the general constitutive relation (2.18), we find that free space is isotropic
with
¯P=¯Q=1
η0¯I, ¯L=¯M=0,
where η0=(µ0//epsilon10)1/2is called the intrinsic impedance of free space . This emphasizes
the fact that free space has, along with c, only a single empirical constant associated
with it (i.e., /epsilon10orη0). Since no derivative or integral operators appear in the constitutive
relations, free space is nondispersive.
Constitutive relations in a linear isotropic material. In a linear isotropic mate-
rial there is proportionality between Dand Eand between Band H. The constants of
proportionality are the permittivity /epsilon1and the permeability µ. If the material is nondis-
persive, the constitutive relations take the form
D=/epsilon1E, B=µH,
where /epsilon1andµmay depend on position for inhomogeneous materials. Often the permit-
tivity and permeability are referenced to the permittivity and permeability of free spaceaccording to
/epsilon1=/epsilon1
r/epsilon10,µ =µrµ0.
Here the dimensionless quantities /epsilon1randµrare called, respectively, the relative permit-
tivity andrelative permeability .
When dealing with the Maxwell–Boffi equations ( §2.4) the difference between the
material and free space values of Dand Hbecomes important. Thus for linear isotropic
materials we often write the constitutive relations as
D=/epsilon10E+/epsilon10χeE, (2.26)
B=µ0H+µ0χmH, (2.27)
where the dimensionless quantities χe=/epsilon1r−1andχm=µr−1are called, respectively,
theelectric andmagnetic susceptibilities of the material. In terms of (2.18) we have
¯P=/epsilon1r
η0¯I, ¯Q=1
η0µr¯I, ¯L=¯M=0.
Generally a material will have either its electric or magnetic properties dominant. If
µr=1and/epsilon1r/negationslash=1then the material is generally called a perfect dielectric or aperfect
insulator , and is said to be an electric material. If /epsilon1r=1andµr/negationslash=1, the material is
said to be a magnetic material.
A linear isotropic material may also have conduction properties. In a conducting
material , a constitutive relation is generally used to describe the mechanical interaction
of field and charge by relating the electric field to a secondary electric current. Fora nondispersive isotropic material, the current is aligned with, and proportional to, theelectric field; there are no temporal operators in the constitutive relation, which is simply
J=σE. (2.28)
This is known as Ohm’s law . Here σis the conductivity of the material.
Ifµ
r≈1andσis very small, the material is generally called a good dielectric .I f
σis very large, the material is generally called a good conductor . The conditions by
which we say the conductivity is “small” or “large” are usually established using thefrequency response of the material. Materials that are good dielectrics over broad rangesof frequency include various glasses and plastics such as fused quartz, polyethylene,and teflon. Materials that are good conductors over broad ranges of frequency includecommon metals such as gold, silver, and copper.
For dispersive linear isotropic materials, the constitutive parameters become nonsta-
tionary (time dependent), and the constitutive relations involve time operators. (Notethat the name dispersive describes the tendency for pulsed electromagnetic waves to
spread out, or disperse, in materials of this type.) If we assume that the relationshipsgiven by (2.26), (2.27), and (2.28) retain their product form in the frequency domain,then by the convolution theorem we have in the time domain the constitutive relations
D(r,t)=/epsilon1
0/parenleftbigg
E(r,t)+/integraldisplayt
−∞χe(r,t−t/prime)E(r,t/prime)dt/prime/parenrightbigg
, (2.29)
B(r,t)=µ0/parenleftbigg
H(r,t)+/integraldisplayt
−∞χm(r,t−t/prime)H(r,t/prime)dt/prime/parenrightbigg
, (2.30)
J(r,t)=/integraldisplayt
−∞σ(r,t−t/prime)E(r,t/prime)dt/prime. (2.31)
These expressions were first introduced by Volterra in 1912[199]. We see that for a linear
dispersive material of this type the constitutive operators are time integrals, and that
the behavior of D(t)depends not only on the value of Eat time t, but on its values at
all past times. Thus, in dispersive materials there is a “time lag” between the effect ofthe applied field and the polarization or magnetization that results. In the frequencydomain, temporal dispersion is associated with complex values of the constitutive pa-rameters, which, to describe a causal relationship, cannot be constant with frequency.The nonzero imaginary component is identified with the dissipation of electromagneticenergy as heat. Causality is implied by the upper limit being tin the convolution inte-
grals, which indicates that D(t)cannot depend on future values of E(t). This assumption
leads to a relationship between the real and imaginary parts of the frequency domainconstitutive parameters as described through the Kronig–Kramers equations.
Constitutive relations for fields in perfect conductors. In a perfect electric con-
ductor (PEC) or a perfect magnetic conductor (PMC) the fields are exactly specified as
the null field:
E=D=B=H=0.
By Ampere’s and Faraday’s laws we must also have J=Jm=0; hence, by the continuity
equation, ρ=ρm=0.
In addition to the null field, we have the condition that the tangential electric field
on the surface of a PEC must be zero. Similarly, the tangential magnetic field on thesurface of a PMC must be zero. This implies ( §2.8.3) that an electric surface current
may exist on the surface of a PEC but not on the surface of a PMC, while a magneticsurface current may exist on the surface of a PMC but not on the surface of a PEC.
A PEC may be regarded as the limit of a conducting material as σ→∞. In many
practical cases, good conductors such as gold and copper can be assumed to be perfectelectric conductors, which greatly simplifies the application of boundary conditions. Nophysical material is known to behave as a PMC, but the concept is mathematicallyuseful for applying symmetry conditions (in which a PMC is sometimes referred to as a
“magnetic wall”) and for use in developing equivalence theorems.
Constitutive relations in a linear anisotropic material. In a linear anisotropic
material there are relationships between Band Hand between Dand E, but the field
vectors are not aligned as in the isotropic case. We can thus write
D=¯/epsilon1·E, B=¯µ·H, J=¯σ·E,
where ¯/epsilon1is called the permittivity dyadic ,¯µis the permeability dyadic , and ¯σis the
conductivity dyadic . In terms of the general constitutive relation (2.18) we have
¯P=c¯/epsilon1, ¯Q=¯µ
−1
c, ¯L=¯M=0.
Many different types of materials demonstrate anisotropic behavior, including opti-
cal crystals, magnetized plasmas, and ferrites. Plasmas and ferrites are examples ofgyrotropic media. With the proper choice of coordinate system, the frequency-domain
permittivity or permeability can be written in matrix form as
[˜¯/epsilon1]=
/epsilon1
11/epsilon1120
−/epsilon112/epsilon1110
00 /epsilon133
, [˜¯µ]=
µ11µ120
−µ12µ110
00 µ33
. (2.32)
Each of the matrix entries may be complex. For the special case of a lossless gyrotropic
material, the matrices become hermitian :
[˜¯/epsilon1]=
/epsilon1−jδ0
jδ/epsilon1 0
00 /epsilon13
, [˜¯µ]=
µ−jκ0
jκµ 0
00 µ3
, (2.33)
where /epsilon1,/epsilon13,δ,µ,µ3, and κare real numbers.
Crystals have received particular attention because of their birefringent properties. A
birefringent crystal can be characterized by a symmetric permittivity dyadic that has realpermittivity parameters in the frequency domain; equivalently, the constitutive relationsdo not involve constitutive operators. A coordinate system called the principal system ,
with axes called the principal axes , can always be found so that the permittivity dyadic
in that system is diagonal:
[˜¯/epsilon1]=
/epsilon1
x00
0/epsilon1y0
00/epsilon1z
.
The geometrical structure of a crystal determines the relationship between /epsilon1x,/epsilon1y, and
/epsilon1z.I f/epsilon1x=/epsilon1y</epsilon1 z, then the crystal is positive uniaxial (e.g., quartz). If /epsilon1x=/epsilon1y>/epsilon1 z,
the crystal is negative uniaxial (e.g., calcite). If /epsilon1x/negationslash=/epsilon1y/negationslash=/epsilon1z, the crystal is biaxial (e.g.,
mica). In uniaxial crystals the z-axis is called the optical axis .
If the anisotropic material is dispersive, we can generalize the convolutional form of
the isotropic dispersive media to obtain the constitutive relations
D(r,t)=/epsilon10/parenleftbigg
E(r,t)+/integraldisplayt
−∞¯χe(r,t−t/prime)·E(r,t/prime)dt/prime/parenrightbigg
, (2.34)
B(r,t)=µ0/parenleftbigg
H(r,t)+/integraldisplayt
−∞¯χm(r,t−t/prime)·H(r,t/prime)dt/prime/parenrightbigg
, (2.35)
J(r,t)=/integraldisplayt
−∞¯σ(r,t−t/prime)·E(r,t/prime)dt/prime. (2.36)
Constitutive relations for biisotropic materials. A biisotropic material is an
isotropic magnetoelectric material. Here we have Drelated to Eand B, and Hrelated to
Eand B, but with no realignment of the fields as in anisotropic (or bianisotropic) mate-
rials. Perhaps the simplest example is the Tellegen medium devised by B.D.H. Tellegen
in 1948 [196], having
D=/epsilon1E+ξH, (2.37)
B=ξE+µH. (2.38)
Tellegen proposed that his hypothetical material be composed of small (but macroscopic)
ferromagnetic particles suspended in a liquid. This is an example of a synthetic mate-
rial, constructed from ordinary materials to have an exotic electromagnetic behavior.Other examples include artificial dielectrics made from metallic particles imbedded inlightweight foams [66], and chiral materials made from small metallic helices suspended
in resins [112].
Chiral materials are also biisotropic, and have the constitutive relations
D=/epsilon1E−χ∂H
∂t, (2.39)
B=µH+χ∂E
∂t, (2.40)
where the constitutive parameter χis called the chirality parameter . Note the presence
of temporal derivative operators. Alternatively,
D=/epsilon1(E+β∇× E), (2.41)
B=µ(H+β∇× H), (2.42)
by Faraday’s and Ampere’s laws. Chirality is a natural state of symmetry; many natural
substances are chiral materials, including DNA and many sugars. The time derivativesin (2.39)–(2.40) produce rotation of the polarization of time harmonic electromagneticwaves propagating in chiral media.
Constitutive relations in nonlinear media. Nonlinear electromagnetic effects have
been studied by scientists and engineers since the beginning of the era of electrical tech-nology. Familiar examples include saturation and hysteresis in ferromagnetic materials
and the behavior of p-n junctions in solid-state rectifiers. The invention of the laser
extended interest in nonlinear effects to the realm of optics, where phenomena such asparametric amplification and oscillation, harmonic generation, and magneto-optic inter-actions have found applications in modern devices [174].
Provided that the external field applied to a nonlinear electric material is small com-
pared to the internal molecular fields, the relationship between Eand Dcan be expanded
in a Taylor series of the electric field. For an anisotropic material exhibiting no hysteresiseffects, the constitutive relation is [131]
D
i(r,t)=/epsilon10Ei(r,t)+3/summationdisplay
j=1χ(1)
ijEj(r,t)+3/summationdisplay
j,k=1χ(2)
ijkEj(r,t)Ek(r,t)+
+3/summationdisplay
j,k,l=1χ(3)
ijklEj(r,t)Ek(r,t)El(r,t)+··· (2.43)
where the index i=1,2,3refers to the three components of the fields Dand E. The
first sum in (2.43) is identical to the constitutive relation for linear anisotropic materi-
als. Thus, χ(1)
ijis identical to the susceptibility dyadic of a linear anisotropic medium
considered earlier. The quantity χ(2)
ijkis called the second-order susceptibility , and is a
three-dimensional matrix (or third rank tensor) describing the nonlinear electric effects
quadratic in E. Similarly χ(3)
ijklis called the third-order susceptibility , and is a four-
dimensional matrix (or fourth rank tensor) describing the nonlinear electric effects cubic
inE. Numerical values of χ(2)
ijkandχ(3)
ijklare given in Shen [174] for a variety of crystals.
When the material shows hysteresis effects, Dat any point rand time tis due not only
to the value of Eat that point and at that time, but to the values of Eat all points and
times. That is, the material displays both temporal and spatial dispersion.
2.3 Maxwell’s equations in moving frames
The essence of special relativity is that the mathematical forms of Maxwell’s equa-
tions are identical in all inertial reference frames : frames moving with uniform velocities
relative to the laboratory frame of reference in which we perform our measurements.
Thisform invariance of Maxwell’s equations is a specific example of the general physical
principle of covariance . In the laboratory frame we write the differential equations of
Maxwell’s theory as
∇× E(r,t)=−∂B(r,t)
∂t,
∇× H(r,t)=J(r,t)+∂D(r,t)
∂t,
∇·D(r,t)=ρ(r,t),
∇·B(r,t)=0,
∇·J(r,t)=−∂ρ(r,t)
∂t.
Figure 2.1: Primed coordinate system moving with velocity vrelative to laboratory
(unprimed) coordinate system.
Similarly, in an inertial frame having four-dimensional coordinates (r/prime,t/prime)we have
∇/prime×E/prime(r/prime,t/prime)=−∂B/prime(r/prime,t/prime)
∂t/prime,
∇/prime×H/prime(r/prime,t/prime)=J/prime(r/prime,t/prime)+∂D/prime(r/prime,t/prime)
∂t/prime,
∇/prime·D/prime(r/prime,t/prime)=ρ/prime(r/prime,t/prime),
∇/prime·B/prime(r/prime,t/prime)=0,
∇/prime·J/prime(r/prime,t/prime)=−∂ρ/prime(r/prime,t/prime)
∂t/prime.
The primed fields measured in the moving system do nothave the same numerical values
as the unprimed fields measured in the laboratory. To convert between Eand E/prime,Band
B/prime, and so on, we must find a way to convert between the coordinates (r,t)and(r/prime,t/prime).
2.3.1 Field conversions under Galilean transformation
We shall assume that the primed coordinate system moves with constant velocity v
relativetothelaborator yframe(Figure2.1).Priortotheearlypartofthetwentieth
century, converting between the primed and unprimed coordinate variables was intuitiveand obvious: it was thought that time must be measured identically in each coordinatesystem, and that the relationship between the space variables can be determined simply
by the displacement of the moving system at time t=t
/prime. Under these assumptions, and
under the further assumption that the two systems coincide at time t=0, we can write
t/prime=t, x/prime=x−vxt, y/prime=y−vyt, z/prime=z−vzt,
or simply
t/prime=t, r/prime=r−vt.
This is called a Galilean transformation . We can use the chain rule to describe the
manner in which differential operations transform, i.e., to relate derivatives with respectto the laboratory coordinates to derivatives with respect to the inertial coordinates. Wehave, for instance,
∂
∂t=∂t/prime
∂t∂
∂t/prime+∂x/prime
∂t∂
∂x/prime+∂y/prime
∂t∂
∂y/prime+∂z/prime
∂t∂
∂z/prime
=∂
∂t/prime−vx∂
∂x/prime−vy∂
∂y/prime−vz∂
∂z/prime
=∂
∂t/prime−(v·∇/prime). (2.44)
Similarly
∂
∂x=∂
∂x/prime,∂
∂y=∂
∂y/prime,∂
∂z=∂
∂z/prime,
from which
∇× A(r,t)=∇/prime×A(r,t), ∇·A(r,t)=∇/prime·A(r,t), (2.45)
for each vector field A.
Newton was aware that the laws of mechanics are invariant with respect to Galilean
transformations. Do Maxwell’s equations also behave in this way? Let us use the Galileantransformation to determine which relationship between the primed and unprimed fieldsresults in form invariance of Maxwell’s equations. We first examine ∇
/prime×E, the spatial rate
of change of the laboratory field with respect to the inertial frame spatial coordinates:
∇/prime×E=∇× E=−∂B
∂t=−∂B
∂t/prime+(v·∇/prime)B
by (2.45) and (2.44). Rewriting the last term by (B.45) we have
(v·∇/prime)B=− ∇/prime×(v×B)
since vis constant and ∇/prime·B=∇· B=0, hence
∇/prime×(E+v×B)=−∂B
∂t/prime. (2.46)
Similarly
∇/prime×H=∇× H=J+∂D
∂t=J+∂D
∂t/prime+∇/prime×(v×D)−v(∇/prime·D)
where ∇/prime·D=∇· D=ρso that
∇/prime×(H−v×D)=∂D
∂t/prime−ρv+J. (2.47)
Also
∇/prime·J=∇· J=−∂ρ
∂t=−∂ρ
∂t/prime+(v·∇/prime)ρ
and we may use (B.42) to write
(v·∇/prime)ρ=v·(∇/primeρ)=∇/prime·(ρv),
obtaining
∇/prime·(J−ρv)=−∂ρ
∂t/prime. (2.48)
Equations (2.46), (2.47), and (2.48) show that the forms of Maxwell’s equations in the
inertial and laboratory frames are identical provided that
E/prime=E+v×B, (2.49)
D/prime=D, (2.50)
H/prime=H−v×D, (2.51)
B/prime=B, (2.52)
J/prime=J−ρv, (2.53)
ρ/prime=ρ. (2.54)
That is, (2.49)–(2.54) result in form invariance of Faraday’s law, Ampere’s law, and the
continuity equation under a Galilean transformation. These equations express the fieldsmeasured by a moving observer in terms of those measured in the laboratory frame. Toconvert the opposite way, we need only use the principle of relativity. Neither observer
can tell whether he or she is stationary — only that the other observer is moving relativeto him or her. To obtain the fields in the laboratory frame we simply change the sign onvand swap primed with unprimed fields in (2.49)–(2.54):
E=E
/prime−v×B/prime, (2.55)
D=D/prime, (2.56)
H=H/prime+v×D/prime, (2.57)
B=B/prime, (2.58)
J=J/prime+ρ/primev, (2.59)
ρ=ρ/prime. (2.60)
According to (2.53), a moving observer interprets charge stationary in the laboratory
frame as an additional current moving opposite the direction of his or her motion. Thisseems reasonable. However, while Edepends on both E
/primeand B/prime, the field Bis unchanged
under the transformation. Why should Bhave this special status? In fact, we may
uncover an inconsistency among the transformations by considering free space where(2.22) and (2.23) hold: in this case (2.49) gives
D
/prime//epsilon10=D//epsilon10+v×µ0H
or
D/prime=D+v×H/c2
rather than (2.50). Similarly, from (2.51) we get
B/prime=B−v×E/c2
instead of (2.52). Using these, the set of transformations becomes
E/prime=E+v×B, (2.61)
D/prime=D+v×H/c2, (2.62)
H/prime=H−v×D, (2.63)
B/prime=B−v×E/c2, (2.64)
J/prime=J−ρv, (2.65)
ρ/prime=ρ. (2.66)
These can also be written using dyadic notation as
E/prime=¯I·E+¯β·(cB), (2.67)
cB/prime=− ¯β·E+¯I·(cB), (2.68)
and
cD/prime=¯I·(cD)+¯β·H, (2.69)
H/prime=− ¯β·(cD)+¯I·H, (2.70)
where
[¯β]=
0−βzβy
βz0−βx
−βyβx0
withβ=v/c. This set of equations is self-consistent among Maxwell’s equations. How-
ever, the equations are not consistent with the assumption of a Galilean transformationof the coordinates, and thus Maxwell’s equations are not covariant under a Galileantransformation. Maxwell’s equations are only covariant under a Lorentz transforma-tion as described in the next section. Expressions (2.61)–(2.64) turn out to be accurateto order v/c, hence are the results of a first-order Lorentz transformation . Only when
vis an appreciable fraction of cdo the field conversions resulting from the first-order
Lorentz transformation differ markedly from those resulting from a Galilean transforma-tion; those resulting from the true Lorentz transformation require even higher velocitiesto differ markedly from the first-order expressions. Engineering accuracy is often accom-plished using the Galilean transformation. This pragmatic observation leads to quite abit of confusion when considering the large-scale forms of Maxwell’s equations, as weshall soon see.
2.3.2 Field conversions under Lorentz transformation
To find the proper transformation under which Maxwell’s equations are covariant,
we must discard our notion that time progresses the same in the primed and the un-primed frames. The proper transformation of coordinates that guarantees covariance ofMaxwell’s equations is the Lorentz transformation
ct
/prime=γct−γβ·r, (2.71)
r/prime=¯α·r−γβct, (2.72)
where
γ=1/radicalbig
1−β2, ¯α=¯I+(γ−1)ββ
β2,β =|β|.
This is obviously more complicated than the Galilean transformation; only as β→0are
the Lorentz and Galilean transformations equivalent.
Not surprisingly, field conversions between inertial reference frames are more com-
plicated with the Lorentz transformation than with the Galilean transformation. Forsimplicity we assume that the velocity of the moving frame has only an x-component:
v=ˆxv. Later we can generalize this to any direction. Equations (2.71) and (2.72)
become
x
/prime=x+(γ−1)x−γvt, (2.73)
y/prime=y, (2.74)
z/prime=z, (2.75)
ct/prime=γct−γv
cx, (2.76)
and the chain rule gives
∂
∂x=γ∂
∂x/prime−γv
c2∂
∂t/prime, (2.77)
∂
∂y=∂
∂y/prime, (2.78)
∂
∂z=∂
∂z/prime, (2.79)
∂
∂t=−γv∂
∂x/prime+γ∂
∂t/prime. (2.80)
We begin by examining Faraday’s law in the laboratory frame. In component form we
have
∂Ez
∂y−∂Ey
∂z=−∂Bx
∂t, (2.81)
∂Ex
∂z−∂Ez
∂x=−∂By
∂t, (2.82)
∂Ey
∂x−∂Ex
∂y=−∂Bz
∂t. (2.83)
These become
∂Ez
∂y/prime−∂Ey
∂z/prime=γv∂Bx
∂x/prime−γ∂Bx
∂t/prime, (2.84)
∂Ex
∂z/prime−γ∂Ez
∂x/prime+γv
c2∂Ez
∂t/prime=γv∂By
∂x/prime−γ∂By
∂t/prime, (2.85)
γ∂Ey
∂x/prime−γv
c2∂Ey
∂t/prime−∂Ex
∂y/prime=γv∂Bz
∂x/prime−γ∂Bz
∂t/prime, (2.86)
after we use (2.77)–(2.80) to convert the derivatives in the laboratory frame to derivatives
with respect to the moving frame coordinates. To simplify (2.84) we consider
∇·B=∂Bx
∂x+∂By
∂y+∂Bz
∂z=0.
Converting the laboratory frame coordinates to the moving frame coordinates, we have
γ∂Bx
∂x/prime−γv
c2∂Bx
∂t/prime+∂By
∂y/prime+∂Bz
∂z/prime=0
or
−γv∂Bx
∂x/prime=−γv2
c2∂Bx
∂t/prime+v∂By
∂y/prime+v∂Bz
∂z/prime.
Substituting this into (2.84) and rearranging (2.85) and (2.86), we obtain
∂
∂y/primeγ(Ez+vBy)−∂
∂z/primeγ(Ey−vBz)=−∂Bx
∂t/prime,
∂Ex
∂z/prime−∂
∂x/primeγ(Ez+vBy)=−∂
∂t/primeγ/parenleftBig
By+v
c2Ez/parenrightBig
,
∂
∂x/primeγ(Ey−vBz)−∂Ex
∂y/prime=−∂
∂t/primeγ/parenleftBig
Bz−v
c2Ey/parenrightBig
.
Comparison with (2.81)–(2.83) shows that form invariance of Faraday’s law under the
Lorentz transformation requires
E/prime
x=Ex, E/prime
y=γ(Ey−vBz), E/prime
z=γ(Ez+vBy),
and
B/prime
x=Bx, B/prime
y=γ/parenleftBig
By+v
c2Ez/parenrightBig
, B/prime
z=γ/parenleftBig
Bz−v
c2Ey/parenrightBig
.
To generalize vto any direction, we simply note that the components of the fields parallel
to the velocity direction are identical in the moving and laboratory frames, while thecomponents perpendicular to the velocity direction convert according to a simple crossproduct rule. After similar analyses with Ampere’s and Gauss’s laws (see Problem 2.2),we find that
E
/prime
/bardbl=E/bardbl, B/prime
/bardbl=B/bardbl, D/prime
/bardbl=D/bardbl, H/prime
/bardbl=H/bardbl,
E/prime
⊥=γ(E⊥+β×cB⊥), (2.87)
cB/prime
⊥=γ(cB⊥−β×E⊥), (2.88)
cD/prime
⊥=γ(cD⊥+β×H⊥), (2.89)
H/prime
⊥=γ(H⊥−β×cD⊥), (2.90)
and
J/prime
/bardbl=γ(J/bardbl−ρv), (2.91)
J/prime
⊥=J⊥, (2.92)
cρ/prime=γ(cρ−β·J), (2.93)
where the symbols /bardbland⊥designate the components of the field parallel and perpen-
dicular to v, respectively.
These conversions are self-consistent, and the Lorentz transformation is the transfor-
mation under which Maxwell’s equations are covariant. If v2/lessmuchc2, then γ≈1and to
first order (2.87)–(2.93) reduce to (2.61)–(2.66). If v/c/lessmuch1, then the first-order fields
reduce to the Galilean fields (2.49)–(2.54).
To convert in the opposite direction, we can swap primed and unprimed fields and
change the sign on v:
E⊥=γ(E/prime
⊥−β×cB/prime
⊥), (2.94)
cB⊥=γ(cB/prime
⊥+β×E/prime
⊥), (2.95)
cD⊥=γ(cD/prime
⊥−β×H/prime
⊥), (2.96)
H⊥=γ(H/prime
⊥+β×cD/prime
⊥), (2.97)
and
J/bardbl=γ(J/prime
/bardbl+ρ/primev), (2.98)
J⊥=J/prime
⊥, (2.99)
cρ=γ(cρ/prime+β·J/prime). (2.100)
The conversion formulas can be written much more succinctly in dyadic notation:
E/prime=γ¯α−1·E+γ¯β·(cB), (2.101)
cB/prime=−γ¯β·E+γ¯α−1·(cB), (2.102)
cD/prime=γ¯α−1·(cD)+γ¯β·H, (2.103)
H/prime=−γ¯β·(cD)+γ¯α−1·H, (2.104)
and
cρ/prime=γ(cρ−β·J), (2.105)
J/prime=¯α·J−γβcρ, (2.106)
where ¯α−1·¯α=¯I, and thus ¯α−1=¯α−γββ.
Maxwell’s equations are covariant under a Lorentz transformation but not under a
Galilean transformation; the laws of mechanics are invariant under a Galilean transfor-mation but not under a Lorentz transformation. How then should we analyze interactionsbetween electromagnetic fields and particles or materials? Einstein realized that the laws
of mechanics needed revision to make them Lorentz covariant: in fact, under his theory ofspecial relativity all physical laws should demonstrate Lorentz covariance. Interestingly,charge is then Lorentz invariant, whereas mass is not (recall that invariance refers to aquantity, whereas covariance refers to the form of a natural law). We shall not attemptto describe all the ramifications of special relativity, but instead refer the reader to anyof the excellent and readable texts on the subject, including those by Bohm [14], Einstein[62], and Born [18], and to the nice historical account by Miller [130]. However, we shallexamine the importance of Lorentz invariants in electromagnetic theory.
Lorentz invariants. Although the electromagnetic fields are not Lorentz invariant
(e.g., the numerical value of Emeasured by one observer differs from that measured by
another observer in uniform relative motion), several quantities do give identical valuesregardless of the velocity of motion. Most fundamental are the speed of light and thequantity of electric charge which, unlike mass, is the same in all frames of reference.Other important Lorentz invariants include E·B,H·D, and the quantities
B·B−E·E/c
2,
H·H−c2D·D,
B·H−E·D,
cB·D+E·H/c.
(See Problem 2.3.) To see the importance of these quantities, consider the special case
of fields in empty space. If E·B=0in one reference frame, then it is zero in all reference
frames. Then if B·B−E·E/c2=0in any reference frame, the ratio of EtoBis
always c2regardless of the reference frame in which the fields are measured. This is the
characteristic of a plane wave in free space.
IfE·B=0and c2B2>E2, then we can find a reference frame using the conversion
formulas (2.101)–(2.106) (see Problem 2.5) in which the electric field is zero but themagnetic field is nonzero. In this case we call the fields purely magnetic in any reference
frame, even if both Eand Bare nonzero. Similarly, if E·B=0and c
2B2<E2then
we can find a reference frame in which the magnetic field is zero but the electric field isnonzero. We call fields of this type purely electric .
The Lorentz force is not Lorentz invariant. Consider a point charge at rest in the
laboratory frame. While we measure only an electric field in the laboratory frame, aninertial observer measures both electric and magnetic fields. A test charge Qin the
laboratory frame experiences the Lorentz force F=QE; in an inertial frame the same
charge experiences F/prime=QE/prime+Qv×B/prime(see Problem 2.6). The conversion formulas show
that Fand F/primeare not identical.
We see that both Eand Bare integral components of the electromagnetic field: the
separation of the field into electric and magnetic components depends on the motionof the reference frame in which measurements are made. This has obvious implicationswhen considering static electric and magnetic fields.
Derivation of Maxwell’s equations from Coulomb’s law. Consider a point charge
at rest in the laboratory frame. If the magnetic component of force on this charge arisesnaturally through motion of an inertial reference frame, and if this force can be expressedin terms of Coulomb’s law in the laboratory frame, then perhaps the magnetic field can bederived directly from Coulomb’s and the Lorentz transformation. Perhaps it is possibleto derive all of Maxwell’s theory with Coulomb’s law and Lorentz invariance as the only
postulates.
Several authors, notably Purcell [152] and Elliott [65], have used this approach. How-
ever, Jackson [91] has pointed out that many additional assumptions are required todeduce Maxwell’s equations beginning with Coulomb’s law. Feynman [73] is critical ofthe approach, pointing out that we must introduce a vector potential which adds to thescalar potential from electrostatics in order to produce an entity that transforms accord-ing to the laws of special relativity. In addition, the assumption of Lorentz invarianceseems to involve circular reasoning since the Lorentz transformation was originally in-troduced to make Maxwell’s equations covariant. But Lucas and Hodgson [117] pointout that the Lorentz transformation can be deduced from other fundamental principles(such as causality and the isotropy of space), and that the postulate of a vector potentialis reasonable. S chwartz [170] gives a detailed derivation of Maxwell’s equations from
Coulomb’s law, outlining the necessary assumptions.
Transformation of constitutive relations. Minkowski’s interest in the covariance of
Maxwell’s equations was aimed not merely at the relationship between fields in differentmoving frames of reference, but at an understanding of the electrodynamics of movingmedia. He wished to ascertain the effect of a moving material body on the electromagneticfields in some region of space. By proposing the covariance of Maxwell’s equations inmaterials as well as in free space, he extended Maxwell’s theory to moving materialbodies.
We have seen in (2.101)–(2.104) that (E,cB)and(cD,H)convert identically under a
Lorentz transformation. Since the most general form of the constitutive relations relatecDand Hto the field pair (E,cB)(see §2.2.2) as
/bracketleftbiggcD
H/bracketrightbigg
=/bracketleftbig¯C/bracketrightbig/bracketleftbiggE
cB/bracketrightbigg
,
this form of the constitutive relations must be Lorentz covariant. That is, in the reference
frame of a moving material we have
/bracketleftbiggcD
/prime
H/prime/bracketrightbigg
=/bracketleftbig¯C/prime/bracketrightbig/bracketleftbiggE/prime
cB/prime/bracketrightbigg
,
and should be able to convert [¯C/prime]to[¯C]. We should be able to find the constitutive
matrix describing the relationships among the fields observed in the laboratory frame.
It is somewhat laborious to obtain the constitutive matrix [¯C]for an arbitrary moving
medium. Detailed expressions for isotropic, bianisotropic, gyrotropic, and uniaxial mediaare given by Kong [101]. The rather complicated expressions can be written in a morecompact form if we consider the expressions for Band Din terms of the pair (E,H).
For a linear isotropic material such that D
/prime=/epsilon1/primeE/primeand B/prime=µ/primeH/primein the moving frame,
the relationships in the laboratory frame are [101]
B=µ/prime¯A·H−Ω×E, (2.107)
D=/epsilon1/prime¯A·E+Ω×H, (2.108)
where
¯A=1−β2
1−n2β2/bracketleftbigg
¯I−n2−1
1−β2ββ/bracketrightbigg
, (2.109)
Ω=n2−1
1−n2β2β
c, (2.110)
and where n=c(µ/prime/epsilon1/prime)1/2is the optical index of the medium. A moving material that
is isotropic in its own moving reference frame is bianisotropic in the laboratory frame.If, for instance, we tried to measure the relationship between the fields of a movingisotropic fluid, but used instruments that were stationary in our laboratory (e.g., attachedto our measurement bench) we would find that Ddepends not only on Ebut also on
H, and that Daligns with neither Enor H. That a moving material isotropic in its
own frame of reference is bianisotropic in the laboratory frame was known long ago.Roentgen showed experimentally in 1888 that a dielectric moving through an electricfield becomes magnetically polarized, while H.A. Wilson showed in 1905 that a dielectricmoving through a magnetic field becomes electrically polarized [139].
Ifv
2/c2/lessmuch1, we can consider the form of the constitutive equations for a first-order
Lorentz transformation. Ignoring terms to order v2/c2in (2.109) and (2.110), we obtain
¯A=¯IandΩ=v(n2−1)/c2. Then, by (2.107) and (2.108),
B=µ/primeH−(n2−1)v×E
c2, (2.111)
D=/epsilon1/primeE+(n2−1)v×H
c2. (2.112)
We can also derive these from the first-order field conversion equations (2.61)–(2.64).
From (2.61) and (2.62) we have
D/prime=D+v×H/c2=/epsilon1/primeE/prime=/epsilon1/prime(E+v×B).
Eliminating Bvia (2.64), we have
D+v×H/c2=/epsilon1/primeE+/epsilon1/primev×(v×E/c2)+/epsilon1/primev×B/prime=/epsilon1/primeE+/epsilon1/primev×B/prime
where we have neglected terms of order v2/c2. Since B/prime=µ/primeH/prime=µ/prime(H−v×D),w e
have
D+v×H/c2=/epsilon1/primeE+/epsilon1/primeµ/primev×H−/epsilon1/primeµ/primev×v×D.
Using n2=c2µ/prime/epsilon1/primeand neglecting the last term since it is of order v2/c2, we obtain
D=/epsilon1/primeE+(n2−1)v×H
c2,
which is identical to the expression (2.112) obtained by approximating the exact result
to first order. Similar steps produce (2.111). In a Galilean frame where v/c/lessmuch1, the
expressions reduce to D=/epsilon1/primeEand B=µ/primeH,and the isotropy of the fields is preserved.
For a conducting medium having
J/prime=σ/primeE/prime
in a moving reference frame, Cullwick [48] shows that in the laboratory frame
J=σ/primeγ[¯I−ββ]·E+σ/primeγcβ×B.
Forv/lessmuchcwe can set γ≈1and see that
J=σ/prime(E+v×B)
to first order.
Constitutive relations in deforming or rotating media. The transformations
discussed in the previous paragraphs hold for media in uniform relative motion. Whena material body undergoes deformation or rotation, the concepts of special relativity arenot directly applicable. However, authors such as Pauli [144] and Sommerfeld [185] havemaintained that Minkowski’s theory is approximately valid for deforming or rotating
media if vis taken to be the instantaneous velocity at each point within the body.
The reasoning is that at any instant in time each point within the body has a velocityvthat may be associated with some inertial reference frame (generally different for
each point). Thus the constitutive relations for the material at that point, within somesmall time interval taken about the observation time, may be assumed to be those ofa stationary material, and the relations measured by an observer within the laboratoryframe may be computed using the inertial frame for that point. This instantaneous rest-
frame theory is most accurate at small accelerations dv/dt. Van Bladel [201] outlines
its shortcomings. See also Anderson [3] and Mo [132] for detailed discussions of theelectromagnetic properties of material media in accelerating frames of reference.
2.4 The Maxwell–Boffi equations
In any version of Maxwell’s theory, the mediating field is the electromagnetic field
described by four field vectors. In Minkowski’s form of Maxwell’s equations we use E,
D,B, and H. As an alternative consider the electromagnetic field as represented by the
vector fields E,B,P, and M, and described by
∇× E=−∂B
∂t, (2.113)
∇×(B/µ0−M)=J+∂
∂t(/epsilon10E+P), (2.114)
∇·(/epsilon10E+P)=ρ, (2.115)
∇·B=0. (2.116)
These Maxwell–Boffi equations are named after L. Boffi, who formalized them for moving
media [13]. The quantity Pis thepolarization vector , and Mis themagnetization vector .
The use of PandMin place of DandHis sometimes called an application of the principle
of Ampere and Lorentz [199].
Let us examine the ramification of using (2.113)–(2.116) as the basis for a postulate
of electromagnetics. These equations are similar to the Maxwell–Minkowski equationsused earlier; must we rebuild all the underpinning of a new postulate, or can we useour original arguments based on the Minkowski form? For instance, how do we invokeuniqueness if we no longer have the field H? What represents the flux of energy, formerly
found using E×H? And, importantly, are (2.113)–(2.114) form invariant under a Lorentz
transformation?
It turns out that the set of vector fields (E,B,P,M)is merely a linear mapping of
the set (E,D,B,H). As pointed out by Tai [193], any linear mapping of the four field
vectors from Minkowski’s form onto any other set of four field vectors will preserve thecovariance of Maxwell’s equations. Boffi chose to keep Eand Bintact and to introduce
only two new fields; he could have kept Hand Dinstead, or used a mapping that
introduced four completely new fields (as did Chu). Many authors retain Eand H.
This is somewhat more cumbersome since these vectors do not convert as a pair undera Lorentz transformation. A discussion of the idea of field vector “pairing” appears in§2.6.
The usefulness of the Boffi form lies in the specific mapping chosen. Comparison of
(2.113)–(2.116) to (2.1)–(2.4) quickly reveals that
P=D−/epsilon1
0E, (2.117)
M=B/µ0−H. (2.118)
We see that Pis the difference between Din a material and Din free space, while Mis
the difference between Hin free space and Hin a material. In free space, P=M=0.
Equivalent polarization and magnetization sources. The Boffi formulation pro-
vides a new way to regard EandB. Maxwell grouped (E,H)as a pair of “force vectors” to
be associated with line integrals (or curl operations in the point forms of his equations),and(D,B)as a pair of “flux vectors” associated with surface integrals (or divergence
operations). That is, Eis interpreted as belonging to the computation of “emf” as a line
integral, while Bis interpreted as a density of magnetic “flux” passing through a surface.
Similarly, Hyields the “mmf” about some closed path and Dthe electric flux through
a surface. The introduction of Pand Mallows us to also regard Eas a flux vector and
Bas a force vector — in essence, allowing the two fields Eand Bto take on the duties
that required four fields in Minkowski’s form. To see this, we rewrite the Maxwell–Boffiequations as
∇× E=−∂B
∂t,
∇×B
µ0=/parenleftbigg
J+∇× M+∂P
∂t/parenrightbigg
+∂/epsilon10E
∂t,
∇·(/epsilon10E)=(ρ−∇· P),
∇·B=0,
and compare them to the Maxwell–Minkowski equations for sources in free space:
∇× E=−∂B
∂t,
∇×B
µ0=J+∂/epsilon10E
∂t,
∇·(/epsilon10E)=ρ,
∇·B=0.
The forms are preserved if we identify ∂P/∂tand∇× Mas new types of current density,
and∇·Pas a new type of charge density. We define
JP=∂P
∂t(2.119)
as anequivalent polarization current density, and
JM=∇× M
as anequivalent magnetization current density (sometimes called the equivalent Amperian
currents of magnetized matter [199]). We define
ρP=− ∇· P
as anequivalent polarization charge density (sometimes called the Poisson–Kelvin equiv-
alent charge distribution [199]). Then the Maxwell–Boffi equations become simply
∇× E=−∂B
∂t, (2.120)
∇×B
µ0=(J+JM+JP)+∂/epsilon10E
∂t, (2.121)
∇·(/epsilon10E)=(ρ+ρP), (2.122)
∇·B=0. (2.123)
Here is the new view. A material can be viewed as composed of charged particles of
matter immersed in free space. When these charges are properly considered as “equiv-alent” polarization and magnetization charges, all field effects (describable through fluxand force vectors) can be handled by the two fields Eand B. Whereas in Minkowski’s
form Ddiverges from ρ, in Boffi’s form Ediverges from a totalcharge density consisting
ofρandρ
P. Whereas in the Minkowski form Hcurls around J, in the Boffi form Bcurls
around the total current density consisting of J,JM, and JP.
This view was pioneered by Lorentz, who by 1892considered matter as consisting of
bulk molecules in a vacuum that would respond to an applied electromagnetic field [130].The resulting motion of the charged particles of matter then became another sourceterm for the “fundamental” fields Eand B. Using this reasoning he was able to reduce
the fundamental Maxwell equations to two equations in two unknowns, demonstrating asimplicity appealing to many (including Einstein). Of course, to apply this concept wemust be able to describe how the charged particles respond to an applied field. Simplemicroscopic models of the constituents of matter are generally used: some combinationof electric and magnetic dipoles, or of loops of electric and magnetic current.
The Boffi equations are mathematically appealing since they now specify both the curl
and divergence of the two field quantities Eand B. By the Helmholtz theorem we know
that a field vector is uniquely specified when both its curl and divergence are given. Butthis assumes that the equivalent sources produced by Pand Mare true source fields in
the same sense as J. We have precluded this by insisting in Chapter 1 that the source
field must be independent of the mediating field it sources. If we view Pand Mas
merely a mapping from the original vector fields of Minkowski’s form, we still have four
vector fields with which to contend. And with these must also be a mapping of theconstitutive relationships, which now link the fields E,B,P, and M. Rather than argue
the actual physical existence of the equivalent sources, we note that a real benefit ofthe new view is that under certain circumstances the equivalent source quantities can bedetermined through physical reasoning, hence we can create physical models of Pand M
and deduce their links to Eand B. We may then find it easier to understand and deduce
the constitutive relationships. However we do not in general consider Eand Bto be in
any way more “fundamental” than Dand H.
Covariance of the Boffi form. Because of the linear relationships (2.117) and (2.118),
covariance of the Maxwell–Minkowski equations carries over to the Maxwell–Boffi equa-tions. However, the conversion between fields in different moving reference frames willnow involve Pand M. Since Faraday’s law is unchanged in the Boffi form, we still have
E
/prime
/bardbl=E/bardbl, (2.124)
B/prime
/bardbl=B/bardbl, (2.125)
E/prime
⊥=γ(E⊥+β×cB⊥), (2.126)
cB/prime
⊥=γ(cB⊥−β×E⊥). (2.127)
To see how Pand Mconvert, we note that in the laboratory frame D=/epsilon10E+Pand
H=B/µ0−M, while in the moving frame D/prime=/epsilon10E/prime+P/primeand H/prime=B/prime/µ0−M/prime.T h u s
P/prime
/bardbl=D/prime
/bardbl−/epsilon10E/prime
/bardbl=D/bardbl−/epsilon10E/bardbl=P/bardbl
and
M/prime
/bardbl=B/prime
/bardbl/µ0−H/prime
/bardbl=B/bardbl/µ0−H/bardbl=M/bardbl.
For the perpendicular components
D/prime
⊥=γ(D⊥+β×H⊥/c)=/epsilon10E/prime
⊥+P/prime
⊥=/epsilon10[γ(E⊥+β×cB⊥)]+P/prime
⊥;
substitution of H⊥=B⊥/µ0−M⊥then gives
P/prime
⊥=γ(D⊥−/epsilon10E⊥)−γ/epsilon10β×cB⊥+γβ×B⊥/(cµ0)−γβ×M⊥/c
or
cP/prime
⊥=γ(cP⊥−β×M⊥).
Similarly,
M/prime
⊥=γ(M⊥+β×cP⊥).
Hence
E/prime
/bardbl=E/bardbl,B/prime
/bardbl=B/bardbl,P/prime
/bardbl=P/bardbl,M/prime
/bardbl=M/bardbl,J/prime
⊥=J⊥, (2.128)
and
E/prime
⊥=γ(E⊥+β×cB⊥), (2.129)
cB/prime
⊥=γ(cB⊥−β×E⊥), (2.130)
cP/prime
⊥=γ(cP⊥−β×M⊥), (2.131)
M/prime
⊥=γ(M⊥+β×cP⊥), (2.132)
J/prime
/bardbl=γ(J/bardbl−ρv). (2.133)
In the case of the first-order Lorentz transformation we can set γ≈1to obtain
E/prime=E+v×B, (2.134)
B/prime=B−v×E
c2, (2.135)
P/prime=P−v×M
c2, (2.136)
M/prime=M+v×P, (2.137)
J/prime=J−ρv. (2.138)
To convert from the moving frame to the laboratory frame we simply swap primed with
unprimed fields and let v→− v.
As a simple example, consider a linear isotropic medium having
D/prime=/epsilon10/epsilon1/prime
rE/prime, B/prime=µ0µ/prime
rH/prime,
in a moving reference frame. From (117) we have
P/prime=/epsilon10/epsilon1/prime
rE/prime−/epsilon10E/prime=/epsilon10χ/prime
eE/prime
where χ/prime
e=/epsilon1/prime
r−1is the electric susceptibility of the moving material. Similarly (2.118)
yields
M/prime=B/prime
µ0−B/prime
µ0µ/primer=B/primeχ/prime
m
µ0µ/primer
where χ/prime
m=µ/prime
r−1is the magnetic susceptibility of the moving material. How are Pand
Mrelated to Eand Bin the laboratory frame? For simplicity, we consider the first-order
expressions. From (2.136) we have
P=P/prime+v×M/prime
c2=/epsilon10χ/prime
eE/prime+v×B/primeχ/prime
m
µ0µ/primerc2.
Substituting for E/primeand B/primefrom (2.134) and (2.135), and using µ0c2=1//epsilon10,w eh a v e
P=/epsilon10χ/prime
e(E+v×B)+/epsilon10χ/prime
m
µ/primerv×/parenleftbigg
B−v×E
c2/parenrightbigg
.
Neglecting the last term since it varies as v2/c2,w eg e t
P=/epsilon10χ/prime
eE+/epsilon10/parenleftbigg
χ/prime
e+χ/prime
m
µ/primer/parenrightbigg
v×B. (2.139)
Similarly,
M=χ/prime
m
µ0µ/primerB−/epsilon10/parenleftbigg
χ/prime
e+χ/prime
m
µ/primer/parenrightbigg
v×E. (2.140)
2.5 Large-scale form of Maxwell’s equations
We can write Maxwell’s equations in a form that incorporates the spatial variation of
the field in a certain region of space. To do this, we integrate the point form of Maxwell’s
Figure 2.2: Open surface having velocity vrelative to laboratory (unprimed) coordinate
system. Surface is non-deforming.
equations over a region of space, then perform some succession of manipulations until
we arrive at a form that provides us some benefit in our work with electromagneticfields. The results are particularly useful for understanding the properties of electric andmagnetic circuits, and for predicting the behavior of electrical machinery.
We shall consider two important situations: a mathematical surface that moves with
constant velocity vand with constant shape, and a surface that moves and deforms
arbitrarily.
2.5.1 Surface moving with constant velocity
Consider an open surface Smoving with constant velocity vrelative to the laboratory
frame(Figure2.2).Assum eeverypointonthesurfac eisanordinar ypoint.Atany
instant twe can express the relationship between the fields at points on Sin either
frame. In the laboratory frame we have
∇× E=−∂B
∂t, ∇× H=∂D
∂t+J,
while in the moving frame
∇/prime×E/prime=−∂B/prime
∂t/prime, ∇/prime×H/prime=∂D/prime
∂t/prime+J/prime.
If we integrate over Sand use Stokes’s theorem, we get for the laboratory frame
/contintegraldisplay
/Gamma1E·dl=−/integraldisplay
S∂B
∂t·dS, (2.141)
/contintegraldisplay
/Gamma1H·dl=/integraldisplay
S∂D
∂t·dS+/integraldisplay
SJ·dS, (2.142)
and for the moving frame
/contintegraldisplay
/Gamma1/primeE/prime·dl/prime=−/integraldisplay
S/prime∂B/prime
∂t/prime·dS/prime, (2.143)
/contintegraldisplay
/Gamma1/primeH/prime·dl/prime=/integraldisplay
S/prime∂D/prime
∂t/prime·dS/prime+/integraldisplay
S/primeJ/prime·dS/prime. (2.144)
Here boundary contour /Gamma1has sense determined by the right-hand rule. We use the
notation /Gamma1/prime,S/prime, etc., to indicate that all integrations for the moving frame are computed
using space and time variables in that frame. Equation (2.141) is the integral form of
Faraday’s law , while (2.142) is the integral form of Ampere’s law .
Faraday’s law states that the net circulation of Eabout a contour /Gamma1(sometimes called
theelectromotive force oremf) is determined by the flux of the time-rate of change of the
flux vector Bpassing through the surface bounded by /Gamma1. Ampere’s law states that the
circulation of H(sometimes called the magnetomotive force ormmf) is determined by
the flux of the current Jplus the flux of the time-rate of change of the flux vector D.I ti s
the term containing ∂D/∂tthat Maxwell recognized as necessary to make his equations
consistent; since it has units of current, it is often referred to as the displacement current
term.
Equations (2.141)–(2.142) are the large-scale or integral forms of Maxwell’s equations.
They are the integral-form equivalents of the point forms, and are form invariant underLorentz transformation. If we express the fields in terms of the moving reference frame,we can write
/contintegraldisplay
/Gamma1/primeE/prime·dl/prime=−d
dt/integraldisplay
S/primeB/prime·dS/prime, (2.145)
/contintegraldisplay
/Gamma1/primeH/prime·dl/prime=d
dt/integraldisplay
S/primeD/prime·dS/prime+/integraldisplay
S/primeJ/prime·dS/prime. (2.146)
These hold for a stationary surface, since the surface would be stationary to an observer
who moves with it. We are therefore justified in removing the partial derivative from theintegral. Although the surfaces and contours considered here are purely mathematical,they often coincide with actual physical boundaries. The surface may surround a movingmaterial medium, for instance, or the contour may conform to a wire moving in anelectrical machine.
We can also convert the auxiliary equations to large-scale form. Consider a volume
region Vsurrounded by a surface Sthat moves with velocity vrelative to the laboratory
frame(Figure2.3).Integratin gthepointformofGauss’ slawover V wehave
/integraldisplay
V∇·DdV=/integraldisplay
VρdV.
Using the divergence theorem and recognizing that the integral of charge density is total
charge, we obtain
/contintegraldisplay
SD·dS=/integraldisplay
VρdV=Q(t) (2.147)
where Q(t)is the total charge contained within Vat time t. This large-scale form of
Gauss’s law states that the total flux of Dpassing through a closed surface is identical
to the electric charge Qcontained within. Similarly,
/contintegraldisplay
SB·dS=0 (2.148)
Figure 2.3: Non-deforming volume region having velocity vrelative to laboratory (un-
primed) coordinate system.
is the large-scale magnetic field Gauss’s law. It states that the total flux of Bpassing
through a closed surface is zero, since there are no magnetic charges contained within(i.e., magnetic charge does not exist).
Since charge is an invariant quantity, the large-scale forms of the auxiliary equations
take the same form in a moving reference frame:
/contintegraldisplay
S/primeD/prime·dS/prime=/integraldisplay
V/primeρ/primedV/prime=Q(t) (2.149)
and/contintegraldisplay
S/primeB/prime·dS/prime=0. (2.150)
The large-scale forms of the auxiliary equations may be derived from the large-scale
forms of Faraday’s and Ampere’s laws. To obtain Gauss’s law, we let the open surfacein Ampere’s law become a closed surface. Then/contintegraltext
H·dlvanishes, and application of
the large-scale form of the continuity equation (1.10) produces (2.147). The magnetic
Gauss’s law (2.148) is found from Faraday’s law (2.141) by a similar transition from anopen surface to a closed surface.
The values obtained from the expressions (2.141)–(2.142) will notmatch those ob-
tained from (2.143)–(2.144), and we can use the Lorentz transformation field conversionsto study how they differ. That is, we can write either side of the laboratory equations interms of the moving reference frame fields, or vice versa. For most engineering applica-tions where v/c/lessmuch1this is not done via the Lorentz transformation field relations, but
rather via the Galilean approximations to these relations (see Tai [194] for details on us-ing the Lorentz transformation field relations). We consider the most common situationin the next section.
Kinematic form of the large-scale Maxwell equations. Confusion can result from
the fact that the large-scale forms of Maxwell’s equations can be written in a number of
Figure 2.4: Non-deforming closed contour moving with velocity vthrough a magnetic
field Bgiven in the laboratory (unprimed) coordinate system.
ways. A popular formulation of Faraday’s law, the emf formulation , revolves around the
concept of electromotive force. Unfortunately, various authors offer different definitionsof emf in a moving circuit.
Consider a non-deforming contour in space, moving with constant velocity vrelative
tothelaborator yframe(Figure2.4).Intermsofthelaborator yfieldswehavethelarge-
scale form of Faraday’s law (2.141). The flux term on the right-hand side of this equationcan be written differently by employing the Helmholtz transport theorem (A.63). If anon-deforming surface Smoves with uniform velocity vrelative to the laboratory frame,
and a vector field A(r,t)is expressed in the stationary frame, then the time derivative
of the flux of Athrough Sis
d
dt/integraldisplay
SA·dS=/integraldisplay
S/bracketleftbigg∂A
∂t+v(∇·A)−∇× (v×A)/bracketrightbigg
·dS. (2.151)
Using this with (2.141) we have
/contintegraldisplay
/Gamma1E·dl=−d
dt/integraldisplay
SB·dS+/integraldisplay
Sv(∇·B)·dS−/integraldisplay
S∇×(v×B)·dS.
Remembering that ∇·B=0and using Stokes’s theorem on the last term, we obtain
/contintegraldisplay
/Gamma1(E+v×B)·dl=−d
dt/integraldisplay
SB·dS=−d/Psi1(t)
dt(2.152)
where the magnetic flux
/integraldisplay
SB·dS=/Psi1(t)
represents the flux of Bthrough S. Following Sommerfeld [185], we may set
E∗=E+v×B
to obtain the kinematic form of Faraday’s law
/contintegraldisplay
/Gamma1E∗·dl=−d
dt/integraldisplay
SB·dS=−d/Psi1(t)
dt. (2.153)
(The asterisk should not be confused with the notation for complex conjugate.)
Much confusion arises from the similarity between (2.153) and (2.145). In fact, these
expressions are different and give different results. This is because B/primein (2.145) is
measured in the frame of the moving circuit , while Bin (2.153) is measured in the frame
of the laboratory. Further confusion arises from various definitions of emf. Many authors(e.g., Hermann Weyl [213]) define emf to be the circulation of E
∗. In that case the emf
is equal to the negative time rate of change of the flux of the laboratory frame magnetic
field Bthrough S. Since the Lorentz force experienced by a charge qmoving with the
contour is given by qE∗=q(E+v×B), this emf is the circulation of Lorentz force
per unit charge along the contour. If the contour is aligned with a conducting circuit,then in some cases this emf can be given physical interpretation as the work requiredto move a charge around the entire circuit through the conductor against the Lorentzforce. Unfortunately the usefulness of this definition of emf is lost if the time or spacerate of change of the fields is so large that no true loop current can be established(hence Kirchoff’s law cannot be employed). Such a problem must be treated as an
electromagnetic “scattering” problem with consideration given to retardation effects.Detailed discussions of the physical interpretation of E
∗in the definition of emf are given
by Scanlon [165] and Cullwick [48].
Other authors choose to define emf as the circulation of the electric field in the frame
of the moving contour . In this case the circulation of E/primein (2.145) is the emf, and is
related to the flux of the magnetic field in the frame of the moving circuit . As pointed
out above, the result differs from that based on the Lorentz force. If we wish, we canalso write this emf in terms of the fields expressed in the laboratory frame. To do this wemust convert ∂B
/prime/∂t/primeto the laboratory fields using the rules for a Lorentz transformation.
The result, given by Tai [194], is quite complicated and involves both the magnetic and
electric laboratory-frame fields.
The moving-frame emf as computed from the Lorentz transformation is rarely used as
a working definition of emf, mostly because circuits moving at relativistic velocities areseldom used by engineers. Unfortunately, more confusion arises for the case v/lessmuchc, since
for a Galilean frame the Lorentz-force and moving-frame emfs become identical. Thisis apparent if we use (2.52) to replace B
/primewith the laboratory frame field B, and (2.49)
to replace E/primewith the combination of laboratory frame fields E+v×B. Then (2.145)
becomes/contintegraldisplay
/Gamma1E/prime·dl=/contintegraldisplay
/Gamma1(E+v×B)·dl=−d
dt/integraldisplay
SB·dS,
which is identical to (2.153). For circuits moving with low velocity then, the circulation
ofE/primecan be interpreted as work per unit charge. As an added bit of confusion, the term/contintegraldisplay
/Gamma1(v×B)·dl=/integraldisplay
S∇×(v×B)·dS
is sometimes called motional emf , since it is the component of the circulation of E∗that
is directly attributable to the motion of the circuit.
Although less commonly done, we can also rewrite Ampere’s law (2.142) using (2.151).
This gives
/contintegraldisplay
/Gamma1H·dl=/integraldisplay
SJ·dS+d
dt/integraldisplay
SD·dS−/integraldisplay
S(v∇·D)·dS+/integraldisplay
S∇×(v×D)·dS.
Using ∇·D=ρand using Stokes’s theorem on the last term, we obtain
/contintegraldisplay
/Gamma1(H−v×D)·dl=d
dt/integraldisplay
SD·dS+/integraldisplay
S(J−ρv)·dS.
Finally, letting H∗=H−v×Dand J∗=J−ρvwe can write the kinematic form of
Ampere’s law :
/contintegraldisplay
/Gamma1H∗·dl=d
dt/integraldisplay
SD·dS+/integraldisplay
SJ∗·dS. (2.154)
In a Galilean frame where we use (2.49)–(2.54), we see that (2.154) is identical to
/contintegraldisplay
/Gamma1H/prime·dl=d
dt/integraldisplay
SD/prime·dS+/integraldisplay
SJ/prime·dS (2.155)
where the primed fields are measured in the frame of the moving contour. This equiv-
alence does nothold when the Lorentz transformation is used to represent the primed
fields.
Alternative form of the large-scale Maxwell equations. We can write Maxwell’s
equations in an alternative large-scale form involving only surface and volume integrals.This will be useful later for establishing the field jump conditions across a material orsource discontinuity. Again we begin with Maxwell’s equations in point form, but insteadof integrating them over an open surface we integrate over a volume region Vmoving
withvelocity v (Figure2.3).Inthelaborator yframethisgives
/integraldisplay
V(∇× E)dV=−/integraldisplay
V∂B
∂tdV,
/integraldisplay
V(∇× H)dV=/integraldisplay
V/parenleftbigg∂D
∂t+J/parenrightbigg
dV.
An application of curl theorem (B.24) then gives
/contintegraldisplay
S(ˆn×E)dS=−/integraldisplay
V∂B
∂tdV, (2.156)
/contintegraldisplay
S(ˆn×H)dS=/integraldisplay
V/parenleftbigg∂D
∂t+J/parenrightbigg
dV. (2.157)
Similar results are obtained for the fields in the moving frame:
/contintegraldisplay
S/prime(ˆn/prime×E/prime)dS/prime=−/integraldisplay
V/prime∂B/prime
∂t/primedV/prime,
/contintegraldisplay
S/prime(ˆn/prime×H/prime)dS/prime=/integraldisplay
V/prime/parenleftbigg∂D/prime
∂t/prime+J/prime/parenrightbigg
dV/prime.
These large-scale forms are an alternative to (2.141)–(2.144). They are also form-
invariant under a Lorentz transformation.
An alternative to the kinematic formulation of (2.153) and (2.154) can be achieved
by applying a kinematic identity for a moving volume region. If Vis surrounded by a
surface Sthat moves with velocity vrelative to the laboratory frame, and if a vector field
Ais measured in the laboratory frame, then the vector form of the general transport
theorem (A.68) states that
d
dt/integraldisplay
VAdV=/integraldisplay
V∂A
∂tdV+/contintegraldisplay
SA(v·ˆn)dS. (2.158)
Applying this to (2.156) and (2.157) we have
/contintegraldisplay
S[ˆn×E−(v·ˆn)B]dS=−d
dt/integraldisplay
VBdV, (2.159)
/contintegraldisplay
S[ˆn×H+(v·ˆn)D]dS=/integraldisplay
VJdV+d
dt/integraldisplay
VDdV. (2.160)
We can also apply (2.158) to the large-scale form of the continuity equation (2.10) and
obtain the expression for a volume region moving with velocity v:
/contintegraldisplay
S(J−ρv)·dS=−d
dt/integraldisplay
VρdV.
2.5.2 Moving, deforming surfaces
Because (2.151) holds for arbitrarily moving surfaces, the kinematic versions (2.153)
and (2.154) hold when vis interpreted as an instantaneous velocity. However, if the
surface and contour lie within a material body that moves relative to the laboratoryframe, the constitutive equations relating E,D,B,H, and Jin the laboratory frame
differ from those relating the fields in the stationary frame of the body (if the body isnot accelerating), and thus the concepts of §2.3.2 must be employed. This is important
when boundary conditions at a moving surface are needed. Particular care must be takenwhen the body accelerates, since the constitutive relations are then only approximate.
The representation (2.145)–(2.146) is also generally valid, provided we define the
primed fields as those converted from laboratory fields using the Lorentz transforma-tion with instantaneous velocity v. Here we should use a different inertial frame for each
point in the integration, and align the frame with the velocity vector vat the instant
t. We certainly may do this since we can choose to integrate any function we wish.
However, this representation may not find wide application.
We thus choose the following expressions, valid for arbitrarily moving surfaces con-
taining only regular points, as our general forms of the large-scale Maxwell equations:
/contintegraldisplay
/Gamma1(t)E∗·dl=−d
dt/integraldisplay
S(t)B·dS=−d/Psi1(t)
dt,
/contintegraldisplay
/Gamma1(t)H∗·dl=d
dt/integraldisplay
S(t)D·dS+/integraldisplay
S(t)J∗·dS,
where
E∗=E+v×B,
H∗=H−v×D,
J∗=J−ρv,
and where all fields are taken to be measured in the laboratory frame with vthe in-
stantaneous velocity of points on the surface and contour relative to that frame. Theconstitutive parameters must be considered carefully if the contours and surfaces lie ina moving material medium.
Kinematic identity (2.158) is also valid for arbitrarily moving surfaces. Thus we have
the following, valid for arbitrarily moving surfaces and volumes containing only regular
points:
/contintegraldisplay
S(t)[ˆn×E−(v·ˆn)B]dS=−d
dt/integraldisplay
V(t)BdV,
/contintegraldisplay
S(t)[ˆn×H+(v·ˆn)D]dS=/integraldisplay
V(t)JdV+d
dt/integraldisplay
V(t)DdV.
We also find that the two Gauss’s law expressions,
/contintegraldisplay
S(t)D·dS=/integraldisplay
V(t)ρdV,
/contintegraldisplay
S(t)B·dS=0,
remain valid.
2.5.3 Large-scale form of the Boffi equations
The Maxwell–Boffi equations can be written in large-scale form using the same ap-
proach as with the Maxwell–Minkowski equations. Integrating (2.120) and (2.121) overan open surface Sand applying Stokes’s theorem, we have
/contintegraldisplay
/Gamma1E·dl=−/integraldisplay
S∂B
∂t·dS, (2.161)
/contintegraldisplay
/Gamma1B·dl=µ0/integraldisplay
S/parenleftbigg
J+JM+JP+∂/epsilon10E
∂t/parenrightbigg
·dS, (2.162)
for fields in the laboratory frame, and
/contintegraldisplay
/Gamma1/primeE/prime·dl/prime=−/integraldisplay
S/prime∂B/prime
∂t/prime·dS/prime,
/contintegraldisplay
/Gamma1/primeB/prime·dl/prime=µ0/integraldisplay
S/prime/parenleftbigg
J/prime+J/prime
M+J/prime
P+∂/epsilon10E/prime
∂t/prime/parenrightbigg
·dS/prime,
for fields in a moving frame. We see that Faraday’s law is unmodified by the introduction
of polarization and magnetization, hence our prior discussion of emf for moving contoursremains valid. However, Ampere’s law must be interpreted somewhat differently. Theflux vector Balso acts as a force vector, and its circulation is proportional to the out-
flux of total current, consisting of Jplus the equivalent magnetization and polarization
currents plus the displacement current in free space , through the surface bounded by the
circulation contour.
The large-scale forms of the auxiliary equations can be found by integrating (2.122)
and (2.123) over a volume region and applying the divergence theorem. This gives
/contintegraldisplay
SE·dS=1
/epsilon10/integraldisplay
V(ρ+ρP)dV,
/contintegraldisplay
SB·dS=0,
for the laboratory frame fields, and
/contintegraldisplay
S/primeE/prime·dS/prime=1
/epsilon10/integraldisplay
V/prime(ρ/prime+ρ/prime
P)dV/prime,
/contintegraldisplay
S/primeB/prime·dS/prime=0,
for the moving frame fields. Here we find the force vector Ealso acting as a flux vector,
with the outflux of Eover a closed surface proportional to the sum of the electric and
polarization charges enclosed by the surface.
To provide the alternative representation, we integrate the point forms over Vand use
the curl theorem to obtain
/contintegraldisplay
S(ˆn×E)dS=−/integraldisplay
V∂B
∂tdV, (2.163)
/contintegraldisplay
S(ˆn×B)dS=µ0/integraldisplay
V/parenleftbigg
J+JM+JP+∂/epsilon10E
∂t/parenrightbigg
dV, (2.164)
for the laboratory frame fields, and
/contintegraldisplay
S/prime(ˆn/prime×E/prime)dS/prime=−/integraldisplay
V/prime∂B/prime
∂t/primedV/prime,
/contintegraldisplay
S/prime(ˆn/prime×B/prime)dS/prime=µ0/integraldisplay
V/prime/parenleftbigg
J/prime+J/prime
M+J/prime
P+∂/epsilon10E/prime
∂t/prime/parenrightbigg
dV/prime,
for the moving frame fields.
The large-scale forms of the Boffi equations can also be put into kinematic form using
either (2.151) or (2.158). Using (2.151) on (2.161) and (2.162) we have
/contintegraldisplay
/Gamma1(t)E∗·dl=−d
dt/integraldisplay
S(t)B·dS, (2.165)
/contintegraldisplay
/Gamma1(t)B†·dl=/integraldisplay
S(t)µ0J†·dS+1
c2d
dt/integraldisplay
S(t)E·dS, (2.166)
where
E∗=E+v×B,
B†=B−1
c2v×E,
J†=J+JM+JP−(ρ+ρP)v.
Here B†is equivalent to the first-order Lorentz transformation representation of the field
in the moving frame (2.64). (The dagger †should not be confused with the symbol for
the hermitian operation.) Using (2.158) on (2.163) and (2.164) we have
/contintegraldisplay
S(t)[ˆn×E−(v·ˆn)B]dS=−d
dt/integraldisplay
V(t)BdV, (2.167)
and
/contintegraldisplay
S(t)/bracketleftbigg
ˆn×B+1
c2(v·ˆn)E/bracketrightbigg
dS=µ0/integraldisplay
V(t)(J+JM+JP)dV+1
c2d
dt/integraldisplay
V(t)EdV.
(2.168)
In each case the fields are measured in the laboratory frame, and vis measured with
respect to the laboratory frame and may vary arbitrarily over the surface or contour.
2.6 The nature of the four field quantities
Since the very inception of Maxwell’s theory, its students have been distressed by the
fact that while there are four electromagnetic fields ( E,D,B,H), there are only two funda-
mental equations (the curl equations) to describe their interrelationship. The relegationof additional required information to constitutive equations that vary widely betweenclasses of materials seems to lessen the elegance of the theory. While some may findelegant the separation of equations into a set expressing the basic wave nature of electro-magnetism and a set describing how the fields interact with materials, the history of thediscipline is one of categorizing and pairing fields as “fundamental” and “supplemental”in hopes of reducing the model to two equations in two unknowns.
Lorentz led the way in this area. With his electrical theory of matter, all material ef-
fects could be interpreted in terms of atomic charge and current immersed in free space.
We have seen how the Maxwell–Boffi equations seem to eliminate the need for Dand H,
and indeed for simple media where there is a linear relation between the remaining “fun-damental” fields and the induced polarization and magnetization, it appears that onlyEand Bare required. However, for more complicated materials that display nonlinear
and bianisotropic effects we are only able to supplant Dand Hwith two other fields P
and M, along with (possibly complicated) constitutive relations relating them to Eand
B.
Even those authors who do not wish to eliminate two of the fields tend to categorize
the fields into pairs based on physical arguments, implying that one or the other pairis in some way “more fundamental.” Maxwell himself separated the fields into the pair(E,H)that appears within line integrals to give work and the pair (B,D)that appears
within surface integrals to give flux. In what other ways might we pair the four vectors?
Most prevalent is the splitting of the fields into electric and magnetic pairs: (E,D)and
(B,H). In Poynting’s theorem E·Ddescribes one component of stored energy (called
“electric energy”) and B·Hdescribes another component (called “magnetic energy”).
These pairs also occur in Maxwell’s stress tensor. In statics, the fields decouple intoelectric and magnetic sets. But biisotropic and bianisotropic materials demonstrate howseparation into electric and magnetic effects can become problematic.
In the study of electromagnetic waves, the ratio of EtoHappears to be an important
quantity, called the “intrinsic impedance.” The pair (E,H)also determines the Poynting
flux of power, and is required to establish the uniqueness of the electromagnetic field.
In addition, constitutive relations for simple materials usually express (D,B)in terms
of(E,H). Models for these materials are often conceived by viewing the fields (E,H)
as interacting with the atomic structure in such a way as to produce secondary effectsdescribable by (D,B). These considerations, along with Maxwell’s categorization into
a pair of work vectors and a pair of flux vectors, lead many authors to formulate elec-tromagnetics with Eand Has the “fundamental” quantities. But the pair (B,D)gives
rise to electromagnetic momentum and is also perpendicular to the direction of wavepropagation in an anisotropic material; in these senses, we might argue that these fieldsmust be equally “fundamental.”
Perhaps the best motivation for grouping fields comes from relativistic considerations.
We have found that (E,B)transform together under a Lorentz transformation, as do
(D,H). In each of these pairs we have one polar vector ( EorD) and one axial vector ( B
orH). A polar vector retains its meaning under a change in handedness of the coordinate
system, while an axial vector does not. The Lorentz force involves one polar vector ( E)
and one axial vector ( B) that we also call “electric” and “magnetic.” If we follow the
lead of some authors and choose to define Eand Bthrough measurements of the Lorentz
force, then we recognize that Bmust be axial since it is not measured directly, but as
part of the cross product v×Bthat changes its meaning if we switch from a right-hand
to a left-hand coordinate system. The other polar vector ( D) and axial vector ( H) arise
through the “secondary” constitutive relations. Following this reasoning we might claimthat Eand Bare “fundamental.”
Sommerfeld also associates Ewith Band Dwith H. The vectors Eand Bare
called entities of intensity , describing “how strong,” while Dand Hare called entities
of quantity , describing “how much.” This is in direct analogy with stress (intensity) and
strain (quantity) in materials. We might also say that the entities of intensity describea “cause” while the entities of quantity describe an “effect.” In this view E“induces”
(causes) a polarization P, and the field D=/epsilon1
0E+Pis the result. Similarly Bcreates
M, and H=B/µ0−Mis the result. Interestingly, each of the terms describing energy
and momentum in the electromagnetic field ( D·E,B·H,E×H,D×B) involves the
interaction of an entity of intensity with an entity of quantity.
Although there is a natural tendency to group things together based on conceptual
similarity, there appears to be little reason to believe that any of the four field vectors aremore “fundamental” than the rest. Perhaps we are fortunate that we can apply Maxwell’stheory without worrying too much about such questions of underlying philosophy.
2.7 Maxwell’s equations with magnetic sources
Researchers have yet to discover the “magnetic monopole”: a magnetic source from
which magnetic field would diverge. This has not stopped speculation on the form thatMaxwell’s equations might take if such a discovery were made. Arguments based onfundamental principles of physics (such as symmetry and conservation laws) indicatethat in the presence of magnetic sources Maxwell’s equations would assume the forms
∇× E=−J
m−∂B
∂t, (2.169)
∇× H=J+∂D
∂t, (2.170)
∇·B=ρm, (2.171)
∇·D=ρ, (2.172)
where Jmis a volume magnetic current density describing the flow of magnetic charge in
exactly the same manner as Jdescribes the flow of electric charge. The density of this
magnetic charge is given by ρmand should, by analogy with electric charge density, obey
a conservation law
∇·Jm+∂ρm
∂t=0.
This is the magnetic source continuity equation.
It is interesting to inquire as to the units of Jmandρm. From (2.169) we see that if B
has units of Wb/m2, then Jmhas units of (Wb/s)/m2. Similarly, (2.171) shows that ρm
must have units of Wb/m3. Hence magnetic charge is measured in Wb, magnetic current
in Wb/s. This gives a nice symmetry with electric sources where charge is measured in
C and current in C/s.3The physical symmetry is equally appealing: magnetic flux lines
diverge from magnetic charge, and the total flux passing through a surface is given by thetotal magnetic charge contained within the surface. This is best seen by considering thelarge-scale forms of Maxwell’s equations for stationary surfaces. We need only modify(2.145) to include the magnetic current term; this gives
/contintegraldisplay
/Gamma1E·dl=−/integraldisplay
SJm·dS−d
dt/integraldisplay
SB·dS, (2.173)
/contintegraldisplay
/Gamma1H·dl=/integraldisplay
SJ·dS+d
dt/integraldisplay
SD·dS. (2.174)
If we modify (2.148) to include magnetic charge, we get the auxiliary equations
/contintegraldisplay
SD·dS=/integraldisplay
VρdV,
/contintegraldisplay
SB·dS=/integraldisplay
VρmdV.
Any of the large-scale forms of Maxwell’s equations can be similarly modified to include
magnetic current and charge. For arbitrarily moving surfaces we have
/contintegraldisplay
/Gamma1(t)E∗·dl=−d
dt/integraldisplay
S(t)B·dS−/integraldisplay
S(t)J∗
m·dS,
/contintegraldisplay
/Gamma1(t)H∗·dl=d
dt/integraldisplay
S(t)D·dS+/integraldisplay
S(t)J∗·dS,
where
E∗=E+v×B,
H∗=H−v×D,
J∗=J−ρv,
J∗
m=Jm−ρmv,
and all fields are taken to be measured in the laboratory frame with vthe instantaneous
velocity of points on the surface and contour relative to the laboratory frame. We alsohave the alternative forms
/contintegraldisplay
S(ˆn×E)dS=/integraldisplay
V/parenleftbigg
−∂B
∂t−Jm/parenrightbigg
dV, (2.175)
/contintegraldisplay
S(ˆn×H)dS=/integraldisplay
V/parenleftbigg∂D
∂t+J/parenrightbigg
dV, (2.176)
and
/contintegraldisplay
S(t)[ˆn×E−(v·ˆn)B]dS=−/integraldisplay
V(t)JmdV−d
dt/integraldisplay
V(t)BdV, (2.177)
/contintegraldisplay
S(t)[ˆn×H+(v·ˆn)D]dS=/integraldisplay
V(t)JdV+d
dt/integraldisplay
V(t)DdV, (2.178)
3We note that if the modern unit of T is used to describe B, then ρmis described using the more
cumbersome units of T/m, while Jmis given in terms of T/s. Thus, magnetic charge is measured in Tm2
and magnetic current in (Tm2)/s.
and the two Gauss’s law expressions
/contintegraldisplay
S(t)D·ˆndS=/integraldisplay
V(t)ρdV,
/contintegraldisplay
S(t)B·ˆndS=/integraldisplay
V(t)ρmdV.
Magnetic sources also allow us to develop equivalence theorems in which difficult prob-
lems involving boundaries are replaced by simpler problems involving magnetic sources.Although these sources may not physically exist, the mathematical solutions are com-pletely valid.
2.8 Boundary (jump) conditions
If we restrict ourselves to regions of space without spatial (jump) discontinuities in
either the sources or the constitutive relations, we can find meaningful solutions to theMaxwell differential equations. We also know that for given sources, if the fields arespecified on a closed boundary and at an initial time the solutions are unique. Thestandard approach to treating regions that do contain spatial discontinuities is to isolatethe discontinuities on surfaces. That is, we introduce surfaces that serve to separate spaceinto regions in which the differential equations are solvable and the fields are well defined.To make the solutions in adjoining regions unique, we must specify the tangential fieldson each side of the adjoining surface. If we can relate the fields across the boundary, wecan propagate the solution from one region to the next; in this way, information aboutthe source in one region is effectively passed on to the solution in an adjacent region. Foruniqueness, only relations between the tangential components need be specified.
We shall determine the appropriate boundary conditions (BC’s) via two distinct ap-
proaches. We first model a thin source layer and consider a discontinuous surface sourcelayer as a limiting case of the continuous thin layer. With no true discontinuity, Maxwell’sdifferential equations hold everywhere. We then consider a true spatial discontinuity be-tween material surfaces (with possible surface sources lying along the discontinuity). Wemust then isolate the region containing the discontinuity and postulate a field relationship
that is both physically meaningful and experimentally verifiable.
We shall also consider both stationary and moving boundary surfaces, and surfaces
containing magnetic as well as electric sources.
2.8.1 Boundaryconditions across a stationary , thin source lay er
In§1.3.3 we discussed how in the macroscopic sense a surface source is actually a
volume distribution concentrated near a surface S. We write the charge and current in
terms of the point ron the surface and the normal distance xfrom the surface at ras
ρ(r,x,t)=ρs(r,t)f(x, /Delta1), (2.179)
J(r,x,t)=Js(r,t)f(x, /Delta1), (2.180)
where f(x,/Delta1 )is the source density function obeying
/integraldisplay∞
−∞f(x,/Delta1 )dx=1. (2.181)
Figure 2.5: Derivation of the electromagnetic boundary conditions across a thin contin-
uous source layer.
The parameter /Delta1describes the “width” of the source layer normal to the reference
surface.
We use (2.156)–(2.157) to study field behavior across the source layer. Consider a
volumeregion V thatintersect sthesourcelayerasshowninFigure2.5.Letthetopand
bottom surfaces be parallel to the reference surface, and label the fields on the top andbottom surfaces with subscripts 1 and 2, respectively. Since points on and within Vare
all regular, (2.157) yields
/integraldisplay
S1ˆn1×H1dS+/integraldisplay
S2ˆn2×H2dS+/integraldisplay
S3ˆn3×HdS=/integraldisplay
V/parenleftbigg
J+∂D
∂t/parenrightbigg
dV.
We now choose δ=k/Delta1(k>1) so that most of the source lies within V.A s/Delta1→0
the thin source layer recedes to a surface layer, and the volume integral of displacementcurrent and the integral of tangential Hover S
3both approach zero by continuity of
the fields. By symmetry S1=S2and ˆn1=− ˆn2=ˆn12, where ˆn12is the surface normal
directed into region 1 from region 2. Thus
/integraldisplay
S1ˆn12×(H1−H2)dS=/integraldisplay
VJdV. (2.182)
Note that
/integraldisplay
VJdV=/integraldisplay
S1/integraldisplayδ/2
−δ/2JdSdx =/integraldisplayδ/2
−δ/2f(x,/Delta1 )dx/integraldisplay
S1Js(r,t)dS.
Since we assume that the majority of the source current lies within V, the integral can
be evaluated using (2.181) to give
/integraldisplay
S1[ˆn12×(H1−H2)−Js]dS=0,
hence
ˆn12×(H1−H2)=Js.
The tangential magnetic field across a thin source distribution is discontinuous by an
amount equal to the surface current density.
Similar steps with Faraday’s law give
ˆn12×(E1−E2)=0.
The tangential electric field is continuous across a thin source.
We can also derive conditions on the normal components of the fields, although these
arenotrequire dforuniqueness .Gauss’ slaw(2.147 )applie dtothevolume V inFigure
2.5gives
/integraldisplay
S1D1·ˆn1dS+/integraldisplay
S2D2·ˆn2dS+/integraldisplay
S3D·ˆn3dS=/integraldisplay
VρdV.
As/Delta1→0, the thin source layer recedes to a surface layer. The integral of normal Dover
S3tends to zero by continuity of the fields. By symmetry S1=S2and ˆn1=− ˆn2=ˆn12.
Thus/integraldisplay
S1(D1−D2)·ˆn12dS=/integraldisplay
VρdV. (2.183)
The volume integral is
/integraldisplay
VρdV=/integraldisplay
S1/integraldisplayδ/2
−δ/2ρdSdx =/integraldisplayδ/2
−δ/2f(x,/Delta1 )dx/integraldisplay
S1ρs(r,t)dS.
Since δ=k/Delta1has been chosen so that most of the source charge lies within V, (2.181)
gives
/integraldisplay
S1[(D1−D2)·ˆn12−ρs]dS=0,
hence
(D1−D2)·ˆn12=ρs.
The normal component of Dis discontinuous across a thin source distribution by an
amount equal to the surface charge density. Similar steps with the magnetic Gauss’s lawyield
(B
1−B2)·ˆn12=0.
The normal component of Bis continuous across a thin source layer.
We can follow similar steps when a thin magnetic source layer is present. When
evaluating Faraday’s law we must include magnetic surface current and when evaluatingthe magnetic Gauss’s law we must include magnetic charge. However, since such sourcesare not physical we postpone their consideration until the next section, where appropriateboundary conditions are postulated rather than derived.
2.8.2 Boundaryconditions across a stationarylay er of field disconti-
nuity
Provided that we model a surface source as a limiting case of a very thin but continuous
volume source, we can derive boundary conditions across a surface layer. We might askwhether we can extend this idea to surfaces of materials where the constitutive parameterschange from one region to another. Indeed, if we take Lorentz’ viewpoint and visualize amaterial as a conglomerate of atomic charge, we should be able to apply this same idea.After all, a material should demonstrate a continuous transition (in the macroscopic
Figure 2.6: Derivation of the electromagnetic boundary conditions across a discontinuous
source layer.
sense) across its boundary, and we can employ the Maxwell–Boffi equations to describe
the relationship between the “equivalent” sources and the electromagnetic fields.
We should note, however, that the limiting concept is not without its critics. Stokes
suggested as early as 1848 that jump conditions should never be derived from smoothsolutions [199]. Let us therefore pursue the boundary conditions for a surface of truefield discontinuity. This will also allow us to treat a material modeled as having a truediscontinuity in its material parameters (which we can always take as a mathematicalmodel of a more gradual transition) before we have studied in a deeper sense the physicalproperties of materials. This approach, taken by many textbooks, must be done carefully.
There is a logical difficulty with this approach, lying in the application of the large-
scale forms of Maxwell’s equations. Many authors postulate Maxwell’s equations in pointform, integrate to obtain the large-scale forms, then apply the large-scale forms to regionsof discontinuity. Unfortunately, the large-scale forms thus obtained are only valid in thesame regions where their point form antecedents were valid — discontinuities must beexcluded. Schelkunoff [167] has criticized this approach, calling it a “swindle” ratherthan a proof, and has suggested that the proper way to handle true discontinuitiesis to postulate the large-scale forms of Maxwell’s equations, andto include as part
of the postulate the assumption that the large-scale forms are valid at points of fielddiscontinuity. Does this mean we must reject our postulate of the point form Maxwellequations and reformulate everything in terms of the large-scale forms? Fortunately, no.
Tai [192] has pointed out that it is still possible to postulate the point forms, as longas we also postulate appropriate boundary conditions that make the large-scale forms,as derived from the point forms, valid at surfaces of discontinuity. In essence, bothapproaches require an additional postulate for surfaces of discontinuity: the large scaleforms require a postulate of applicability to discontinuous surfaces, and from there theboundary conditions can be derived; the point forms require a postulate of the boundaryconditions that result in the large-scale forms being valid on surfaces of discontinuity.Let us examine how the latter approach works.
Consider a surface across which the constitutive relations are discontinuous, containing
electric and magnetic surface currents and charges J
s,ρs, Jms,andρms (Figure2.6).
We locate a volume region V1 abovethesurfac eofdiscontinuity;thisvolum eisbounde d
byasurface S1 andanother surface S10which is parallel to, and a small distance δ/2
above, the surface of discontinuity. A second volume region V2is similarly situated below
the surface of discontinuity. Because these regions exclude the surface of discontinuity
we can use (2.176) to get
/integraldisplay
S1ˆn×HdS+/integraldisplay
S10ˆn×HdS=/integraldisplay
V1/parenleftbigg
J+∂D
∂t/parenrightbigg
dV,
/integraldisplay
S2ˆn×HdS+/integraldisplay
S20ˆn×HdS=/integraldisplay
V2/parenleftbigg
J+∂D
∂t/parenrightbigg
dV.
Adding these we obtain
/integraldisplay
S1+S2ˆn×HdS−/integraldisplay
V1+V2/parenleftbigg
J+∂D
∂t/parenrightbigg
dV−
−/integraldisplay
S10ˆn10×H1dS−/integraldisplay
S20ˆn20×H2dS=0, (2.184)
where we have used subscripts to delineate the fields on each side of the discontinuity
surface.
Ifδis very small (but nonzero), then ˆn10=− ˆn20=ˆn12and S10=S20. Letting
S1+S2=Sand V1+V2=V, we can write (184) as
/integraldisplay
S(ˆn×H)dS−/integraldisplay
V/parenleftbigg
J+∂D
∂t/parenrightbigg
dV=/integraldisplay
S10ˆn12×(H1−H2)dS. (2.185)
Now suppose we use the same volume region V, but let it intersect the surface of
discontinuity(Figure2.6),andsupposethatthelarge-scal eformofAmpere’slawholds
even if Vcontains points of field discontinuity. We must include the surface current in
the computation. Since/integraltext
VJdVbecomes/integraltext
SJsdSon the surface, we have
/integraldisplay
S(ˆn×H)dS−/integraldisplay
V/parenleftbigg
J+∂D
∂t/parenrightbigg
dV=/integraldisplay
S10JsdS. (2.186)
We wish to have this give the same value for the integrals over Vand Sas (2.185), which
included in its derivation no points of discontinuity. This is true provided that
ˆn12×(H1−H2)=Js. (2.187)
Thus, under the condition (2.187) we may interpret the large-scale form of Ampere’s law
(as derived from the point form) as being valid for regions containing discontinuities.Note that this condition is not “derived,” but must be regarded as a postulate that
results in the large-scale form holding for surfaces of discontinuous field.
Similar reasoning can be used to determine the appropriate boundary condition on
tangential Efrom Faraday’s law. Corresponding to (2.185) we obtain
/integraldisplay
S(ˆn×E)dS−/integraldisplay
V/parenleftbigg
−Jm−∂B
∂t/parenrightbigg
dV=/integraldisplay
S10ˆn12×(E1−E2)dS. (2.188)
Employing (2.175) over the region containing the field discontinuity surface we get
/integraldisplay
S(ˆn×E)dS−/integraldisplay
V/parenleftbigg
−Jm−∂B
∂t/parenrightbigg
dV=−/integraldisplay
S10JmsdS. (2.189)
To have (2.188) and (2.189) produce identical results, we postulate
ˆn12×(E1−E2)=−Jms (2.190)
as the boundary condition appropriate to a surface of field discontinuity containing a
magnetic surface current.
We can also postulate boundary conditions on the normal fields to make Gauss’s laws
valid for surfaces of discontinuous fields. Integrating (2.147) over the regions V1and V2
and adding, we obtain
/integraldisplay
S1+S2D·ˆndS−/integraldisplay
S10D1·ˆn10dS−/integraldisplay
S20D2·ˆn20dS=/integraldisplay
V1+V2ρdV.
Asδ→0this becomes/integraldisplay
SD·ˆndS−/integraldisplay
VρdV=/integraldisplay
S10(D1−D2)·ˆn12dS. (2.191)
If we integrate Gauss’s law over the entire region V, including the surface of discontinuity,
we get
/contintegraldisplay
SD·ˆndS=/integraldisplay
VρdV+/integraldisplay
S10ρsdS. (2.192)
In order to get identical answers from (2.191) and (2.192), we must have
(D1−D2)·ˆn12=ρs
as the boundary condition appropriate to a surface of field discontinuity containing an
electric surface charge. Similarly, we must postulate
(B1−B2)·ˆn12=ρms
as the condition appropriate to a surface of field discontinuity containing a magnetic
surface charge.
We can determine an appropriate boundary condition on current by using the large-
scale form of the continuity equation. Applying (2.10) over each of the volume regionsofFigure2.6andaddingtheresults ,wehave
/integraldisplay
S1+S2J·ˆndS−/integraldisplay
S10J1·ˆn10dS−/integraldisplay
S20J2·ˆn20dS=−/integraldisplay
V1+V2∂ρ
∂tdV.
Asδ→0we have
/integraldisplay
SJ·ˆndS−/integraldisplay
S10(J1−J2)·ˆn12dS=−/integraldisplay
V∂ρ
∂tdV. (2.193)
Applying the continuity equation over the entire region Vand allowing it to intersect
the discontinuity surface, we get
/integraldisplay
SJ·ˆndS+/integraldisplay
/Gamma1Js·ˆmdl=−/integraldisplay
V∂ρ
∂tdV−/integraldisplay
S10∂ρs
∂tdS.
By the two-dimensional divergence theorem (B.20) we can write this as
/integraldisplay
SJ·ˆndS+/integraldisplay
S10∇s·JsdS=−/integraldisplay
V∂ρ
∂tdV−/integraldisplay
S10∂ρs
∂tdS.
In order for this expression to produce the same values of the integrals over Sand Vas
in (2.193) we require
∇s·Js=− ˆn12·(J1−J2)−∂ρs
∂t,
which we take as our postulate of the boundary condition on current across a surface
containing discontinuities. A similar set of steps carried out using the continuity equationfor magnetic sources yields
∇
s·Jms=− ˆn12·(Jm1−Jm2)−∂ρms
∂t.
In summary, we have the following boundary conditions for fields across a surface
containing discontinuities:
ˆn12×(H1−H2)=Js, (2.194)
ˆn12×(E1−E2)=−Jms, (2.195)
ˆn12·(D1−D2)=ρs, (2.196)
ˆn12·(B1−B2)=ρms, (2.197)
and
ˆn12·(J1−J2)=− ∇ s·Js−∂ρs
∂t, (2.198)
ˆn12·(Jm1−Jm2)=− ∇ s·Jms−∂ρms
∂t, (2.199)
where ˆn12points into region 1 from region 2.
2.8.3 Boundaryconditions at the surface of a perfect conductor
We can easily specialize the results of the previous section to the case of perfect electric
or magnetic conductors. In §2.2.2 we saw that the constitutive relations for perfect
conductors requires the null field within the material. In addition, a PEC requires zerotangential electric field, while a PMC requires zero tangential magnetic field. Using(2.194)–(2.199), we find that the boundary conditions for a perfect electric conductorare
ˆn×H=J
s, (2.200)
ˆn×E=0, (2.201)
ˆn·D=ρs, (2.202)
ˆn·B=0, (2.203)
and
ˆn·J=− ∇ s·Js−∂ρs
∂t, ˆn·Jm=0. (2.204)
For a PMC the conditions are
ˆn×H=0, (2.205)
ˆn×E=−Jms, (2.206)
ˆn·D=0, (2.207)
ˆn·B=ρms, (2.208)
and
ˆn·Jm=− ∇ s·Jms−∂ρms
∂t, ˆn·J=0. (2.209)
We note that the normal vector ˆnpoints out of the conductor and into the adjacent
region of nonzero fields.
2.8.4 Boundaryconditions across a stationarylay er of field disconti-
nuityusing equivalent sources
So far we have avoided using the physical interpretation of the equivalent sources in the
Maxwell–Boffi equations so that we might investigate the behavior of fields across truediscontinuities. Now that we have the appropriate boundary conditions, it is interestingto interpret them in terms of the equivalent sources.
If we put H=B/µ
0−Minto (2.194) and rearrange, we get
ˆn12×(B1−B2)=µ0(Js+ˆn12×M1−ˆn12×M2). (2.210)
The terms on the right involving ˆn12×Mhave the units of surface current and are called
equivalent magnetization surface currents . Defining
JMs=− ˆn×M (2.211)
where ˆnis directed normally outward from the material region of interest, we can rewrite
(2.210) as
ˆn12×(B1−B2)=µ0(Js+JMs1+JMs2). (2.212)
We note that JMsreplaces atomic charge moving along the surface of a material with an
equivalent surface current in free space.
If we substitute D=/epsilon10E+Pinto (2.196) and rearrange, we get
ˆn12·(E1−E2)=1
/epsilon10(ρs−ˆn12·P1+ˆn12·P2). (2.213)
The terms on the right involving ˆn12·Phave the units of surface charge and are called
equivalent polarization surface charges . Defining
ρPs=ˆn·P, (2.214)
we can rewrite (2.213) as
ˆn12·(E1−E2)=1
/epsilon10(ρs+ρPs1+ρPs2). (2.215)
We note that ρPsreplaces atomic charge adjacent to a surface of a material with an
equivalent surface charge in free space.
In summary, the boundary conditions at a stationary surface of discontinuity written
in terms of equivalent sources are
ˆn12×(B1−B2)=µ0(Js+JMs1+JMs2), (2.216)
ˆn12×(E1−E2)=−Jms, (2.217)
ˆn12·(E1−E2)=1
/epsilon10(ρs+ρPs1+ρPs2), (2.218)
ˆn12·(B1−B2)=ρms. (2.219)
2.8.5 Boundaryconditions across a moving lay er of field discontinuity
With a moving material body it is often necessary to apply boundary conditions de-
scribing the behavior of the fields across the surface of the body. If a surface of discon-tinuity moves with constant velocity v, the boundary conditions (2.194)–(2.199) hold as
long as all fields are expressed in the frame of the moving surface . We can also derive
boundary conditions for a deforming surface moving with arbitrary velocity by usingequations (2.177)–(2.178). In this case all fields are expressed in the laboratory frame.Proceeding through the same set of steps that gave us (2.194)–(2.197), we find
ˆn
12×(H1−H2)+(ˆn12·v)(D1−D2)=Js, (2.220)
ˆn12×(E1−E2)−(ˆn12·v)(B1−B2)=−Jms, (2.221)
ˆn12·(D1−D2)=ρs, (2.222)
ˆn12·(B1−B2)=ρms. (2.223)
Note that when ˆn12·v=0these boundary conditions reduce to those for a stationary
surface. This occurs not only when v=0but also when the velocity is parallel to the
surface.
The reader must be wary when employing (2.220)–(2.223). Since the fields are mea-
sured in the laboratory frame, if the constitutive relations are substituted into the bound-ary conditions they must also be represented in the laboratory frame. It is probable thatthe material parameters would be known in the rest frame of the material, in which casea conversion to the laboratory frame would be necessary.
2.9 Fundamental theorems
In this section we shall consider some of the important theorems of electromagnetics
that pertain directly to Maxwell’s equations. They may be derived without reference tothe solutions of Maxwell’s equations, and are not connected with any specialization ofthe equations or any specific application or geometrical configuration. In this sense thesetheorems are fundamental to the study of electromagnetics.
2.9.1 Linearity
Recall that a mathematical operator Lislinear if
L(α1f1+α2f2)=α1L(f1)+α2L(f2)
holds for any two functions f1,2in the domain of Land any two scalar constants α1,2.A
standard observation regarding the equation
L(f)=s, (2.224)
where Lis a linear operator and sis a given forcing function, is that if f1and f2are
solutions to
L(f1)=s1, L(f2)=s2, (2.225)
respectively, and
s=s1+s2, (2.226)
then
f=f1+f2 (2.227)
is a solution to (2.224). This is the principle of superposition ; if convenient, we can
decompose sin equation (2.224) as a sum (2.226) and solve the two resulting equations
(2.225) independently. The solution to (2.224) is then (2.227), “by superposition.” Ofcourse, we are free to split the right side of (2.224) into more than two terms — themethod extends directly to any finite number of terms.
Because the operators ∇·,∇×, and ∂/∂tare all linear, Maxwell’s equations can be
treated by this method. If, for instance,
∇× E
1=−∂B1
∂t, ∇× E2=−∂B2
∂t,
then
∇× E=−∂B
∂t
where E=E1+E2and B=B1+B2. The motivation for decomposing terms in a
particular way is often based on physical considerations; we give one example here anddefer others to later sections of the book. We saw earlier that Maxwell’s equations canbe written in terms of both electric and (fictitious) magnetic sources as in equations(2.169)–(2.172). Let E=E
e+Emwhere Eeis produced by electric-type sources and Em
is produced by magnetic-type sources, and decompose the other fields similarly. Then
∇× Ee=−∂Be
∂t, ∇× He=J+∂De
∂t, ∇·De=ρ, ∇·Be=0,
with a similar equation set for the magnetic sources. We may, if desired, solve these
two equation sets independently for Ee,De,Be,Heand Em,Dm,Em,Hm, and then use
superposition to obtain the total fields E,D,B,H.
2.9.2 Duality
The intriguing symmetry of Maxwell’s equations leads us to an observation that can
reduce the effort required to compute solutions. Consider a closed surface Senclosing a
region of space that includes an electric source current Jand a magnetic source current
Jm. The fields ( E1,D1,B1,H1) within the region (which may also contain arbitrary
media) are described by
∇× E1=−Jm−∂B1
∂t, (2.228)
∇× H1=J+∂D1
∂t, (2.229)
∇·D1=ρ, (2.230)
∇·B1=ρm. (2.231)
Suppose we have been given a mathematical description of the sources (J,Jm)and have
solved for the field vectors (E1,D1,B1,H1). Of course, we must also have been supplied
with a set of boundary values and constitutive relations in order to make the solutionunique. We note that if we replace the formula for Jwith the formula for J
min (2.229)
(andρwithρmin (2.230)) and also replace Jmwith−Jin (2.228) (and ρmwith−ρ
in (2.231)) we get a new problem to solve, with a different solution. However, thesymmetry of the equations allows us to specify the solution immediately. The new set of
curl equations requires
∇× E2=J−∂B2
∂t, (2.232)
∇× H2=Jm+∂D2
∂t. (2.233)
As long as we can resolve the question of how the constitutive parameters must be altered
to reflect these replacements, we can conclude by comparing (2.232) with (2.229) and(2.233) with (2.228) that the solution to these equations is merely
E
2=H1,
B2=−D1,
D2=B1,
H2=−E1.
That is, if we have solved the original problem, we can use those solutions to find the
new ones. This is an application of the general principle of duality .
Unfortunately, this approach is a little awkward since the units of the sources and
fields in the two problems are different. We can make the procedure more convenient bymultiplying Ampere’s law by η
0=(µ0//epsilon10)1/2. Then we have
∇× E=−Jm−∂B
∂t, (2.234)
∇×(η0H)=(η0J)+∂(η 0D)
∂t. (2.235)
Thus if the original problem has solution (E1,η0D1,B1,η0H1), then the dual problem
with Jreplaced by Jm/η0and Jmreplaced by −η0Jhas solution
E2=η0H1, (2.236)
B2=−η0D1, (2.237)
η0D2=B1, (2.238)
η0H2=−E1. (2.239)
The units on the quantities in the two problems are now identical.
Of course, the constitutive parameters for the dual problem must be altered from
those of the original problem to reflect the change in field quantities. From (2.19) and(2.20) we know that the most general forms of the constitutive relations (those for linear,
bianisotropic media) are
D
1=¯ξ1·H1+¯/epsilon11·E1, (2.240)
B1=¯µ1·H1+¯ζ1·E1, (2.241)
for the original problem, and
D2=¯ξ2·H2+¯/epsilon12·E2, (2.242)
B2=¯µ2·H2+¯ζ2·E2, (2.243)
for the dual problem. Substitution of (2.236)–(2.239) into (2.240) and (2.241) gives
D2=(−¯ζ1)·H2+/parenleftbigg¯µ1
η2
0/parenrightbigg
·E2, (2.244)
B2=/parenleftbig
η2
0¯/epsilon11/parenrightbig
·H2+(−¯ξ1)·E2. (2.245)
Comparing (2.244) with (2.242) and (2.245) with (2.243), we conclude that
¯ζ2=− ¯ξ1, ¯ξ2=− ¯ζ1, ¯µ2=η2
0¯/epsilon11, ¯/epsilon12=¯µ1
η2
0.
As an important special case, we see that for a linear, isotropic medium specified by a
permittivity /epsilon1and permeability µ, the dual problem is obtained by replacing /epsilon1rwithµr
andµrwith/epsilon1r. The solution to the dual problem is then given by
E2=η0H1,η 0H2=−E1,
as before. We thus see that the medium in the dual problem must have electric properties
numerically equal to the magnetic properties of the medium in the original problem, andmagnetic properties numerically equal to the electric properties of the medium in theoriginal problem. This is rather inconvenient for most applications. Alternatively, wemay divide Ampere’s law by η=(µ//epsilon1)
1/2instead of η0. Then the dual problem has
Jreplaced by Jm/η, and Jmreplaced by −ηJ, and the solution to the dual problem is
given by
E2=ηH1,η H2=−E1.
In this case there is no need to swap /epsilon1randµr, since information about these parameters
is incorporated into the replacement sources.
We must also remember that to obtain a unique solution we need to specify the bound-
ary values of the fields. In a true dual problem, the boundary values of the fields usedin the original problem are used on the swapped fields in the dual problem. A typicalexample of this is when the condition of zero tangential electric field on a perfect electricconductor is replaced by the condition of zero tangential magnetic field on the surface ofa perfect magnetic conductor. However, duality can also be used to obtain the mathe-matical form of the field expressions, often in a homogeneous (source-free) situation, andboundary values can be applied later to specify the solution appropriate to the problemgeometry. This approach is often used to compute waveguide modal fields and the elec-tromagnetic fields scattered from objects. In these cases a TE/TM field decompositionis employed, and duality is used to find one part of the decomposition once the other isknown.
Dualityof electric and magnetic point source fields. By duality, we can some-
times use the known solution to one problem to solve a related problem by merely sub-stituting different variables into the known mathematical expression. An example of this
is the case in which we have solved for the fields produced by a certain distribution ofelectric sources and wish to determine the fields when the same distribution is used todescribe magnetic sources.
Let us consider the case when the source distribution is that of a point current, or
Hertzian dipole , immersed in free space. As we shall see in Chapter 5, the fields for a
general source may be found by using the fields produced by these point sources. Webegin by finding the fields produced by an electric dipole source at the origin alignedalong the z-axis,
J=ˆzI
0δ(r),
then use duality to find the fields produced by a magnetic current source Jm=ˆzIm0δ(r).
The fields produced by the electric source must obey
∇× Ee=−∂
∂tµ0He, (2.246)
∇× He=ˆzI0δ(r)+∂
∂t/epsilon10Ee, (2.247)
∇·/epsilon10Ee=ρ, (2.248)
∇·He=0, (2.249)
while those produced by the magnetic source must obey
∇× Em=− ˆzIm0δ(r)−∂
∂tµ0Hm, (2.250)
∇× Hm=∂
∂t/epsilon10Em, (2.251)
∇·Em=0, (2.252)
∇·µ0Hm=ρm. (2.253)
We see immediately that the second set of equations is the dual of the first, as long
as we scale the sources appropriately. Multiplying (2.250) by −I0/Im0and (2.251) by
I0η2
0/Im0, we have the curl equations
∇×/parenleftbigg
−I0
Im0Em/parenrightbigg
=ˆzI0δ(r)+∂
∂t/parenleftbigg
µ0I0
Im0Hm/parenrightbigg
, (2.254)
∇×/parenleftbiggI0η2
0
Im0Hm/parenrightbigg
=−∂
∂t/parenleftbigg
−/epsilon10I0η2
0
Im0Em/parenrightbigg
. (2.255)
Comparing (2.255) with (2.246) and (2.254) with (2.247) we see that
Em=−Im0
I0He, Hm=Im0
I0Ee
η2
0.
We note that it is impossible to have a point current source without accompanying
point charge sources terminating each end of the dipole current. The point charges arerequired to satisfy the continuity equation, and vary in time as the moving charge thatestablishes the current accumulates at the ends of the dipole. From (2.247) we see thatthe magnetic field curls around the combination of the electric field and electric currentsource, while from (2.246) the electric field curls around the magnetic field, and from(2.248) diverges from the charges located at the ends of the dipole. From (2.250) wesee that the electric field must curl around the combination of the magnetic field andmagnetic current source, while (2.251) and (2.253) show that the magnetic field curlsaround the electric field and diverges from the magnetic charge.
Dualityin a source-free region. Consider a closed surface Senclosing a source-free
region of space. For simplicity, assume that the medium within Sis linear, isotropic, and
homogeneous. The fields within Sare described by Maxwell’s equations
∇× E
1=−∂
∂tµH1, (2.256)
∇×ηH1=∂
∂t/epsilon1ηE1, (2.257)
∇·/epsilon1E1=0, (2.258)
∇·µH1=0. (2.259)
Under these conditions the concept of duality takes on a different face. The symmetry
of the equations is such that the mathematical form of the solution for Eis the same as
that for ηH. That is, the fields
E2=ηH1, (2.260)
H2=−E1/η, (2.261)
are also a solution to Maxwell’s equations, and thus the dual problem merely involves
replacing EbyηHand Hby−E/η. However, the final forms of Eand Hwillnotbe
identical after appropriate boundary values are imposed.
This form of duality is very important for the solution of fields within waveguides or
the fields scattered by objects where the sources are located outside the region where thefields are evaluated.
2.9.3 Reciprocity
The reciprocity theorem, also called the Lorentz reciprocity theorem , describes a spe-
cific and often useful relationship between sources and the electromagnetic fields theyproduce. Under certain special circumstances we find that an interaction between inde-pendent source and mediating fields called “reaction” is a spatially symmetric quantity.The reciprocity theorem is used in the study of guided waves to establish the orthogonal-ity of guided wave modes, in micr owave network theory to obtain relationships between
terminal characteristics, and in antenna theory to demonstrate the equivalence of trans-mission and reception patterns.
Consider a closed surface Senclosing a volume V. Assume that the fields within and
onSare produced by two independent source fields. The source (J
a,Jma)produces the
field(Ea,Da,Ba,Ha)as described by Maxwell’s equations
∇× Ea=−Jma−∂Ba
∂t, (2.262)
∇× Ha=Ja+∂Da
∂t, (2.263)
while the source field (Jb,Jmb)produces the field (Eb,Db,Bb,Hb)as described by
∇× Eb=−Jmb−∂Bb
∂t, (2.264)
∇× Hb=Jb+∂Db
∂t. (2.265)
The sources may be distributed in any way relative to S: they may lie completely inside,
completely outside, or partially inside and partially outside. Material media may liewithin S, and their properties may depend on position.
Let us examine the quantity
R≡∇· (E
a×Hb−Eb×Ha).
By (B.44) we have
R=Hb·∇× Ea−Ea·∇× Hb−Ha·∇× Eb+Eb·∇× Ha
so that by Maxwell’s curl equations
R=/bracketleftbigg
Ha·∂Bb
∂t−Hb·∂Ba
∂t/bracketrightbigg
−/bracketleftbigg
Ea·∂Db
∂t−Eb·∂Da
∂t/bracketrightbigg
+
+[Ja·Eb−Jb·Ea−Jma·Hb+Jmb·Ha].
The useful relationships we seek occur when the first two bracketed quantities on the
right-hand side of the above expression are zero. Whether this is true depends not onlyon the behavior of the fields, but on the properties of the medium at the point in question.Though we have assumed that the sources of the field sets are independent, it is apparentthat they must share a similar time dependence in order for the terms within each of thebracketed quantities to cancel. Of special interest is the case where the two sources areboth sinusoidal in time with identical frequencies, but with differing spatial distributions.We shall consider this case in detail in §4.10.2after we have discussed the properties of
the time harmonic field. Importantly, we will find that only certain characteristics of theconstitutive parameters allow cancellation of the bracketed terms; materials with thesecharacteristics are called reciprocal , and the fields they support are said to display the
property of reciprocity . To see what this property entails, we set the bracketed terms to
zero and integrate over a volume Vto obtain
/contintegraldisplay
S(Ea×Hb−Eb×Ha)·dS=/integraldisplay
V(Ja·Eb−Jb·Ea−Jma·Hb+Jmb·Ha)dV,
which is the time-domain version of the Lorentz reciprocity theorem .
Two special cases of this theorem are important to us. If all sources lie outside S,w e
haveLorentz’s lemma/contintegraldisplay
S(Ea×Hb−Eb×Ha)·dS=0.
This remarkable expression shows that a relationship exists between the fields produced
by completely independent sources, and is useful for establishing waveguide mode or-
thogonality for time harmonic fields. If sources reside within Sbut the surface integral
is equal to zero, we have
/integraldisplay
V(Ja·Eb−Jb·Ea−Jma·Hb+Jmb·Ha)dV=0.
This occurs when the surface is bounded by a special material (such as an impedance
sheet or a perfect conductor), or when the surface recedes to infinity; the expression isuseful for establishing the reciprocity conditions for networks and antennas. We shallinterpret it for time harmonic fields in §4.10.2.
2.9.4 Similitude
A common approach in physical science involves the introduction of normalized vari-
ables to provide for scaling of problems along with a chance to identify certain physicallysignificant parameters. Similarity as a general principle can be traced back to the earliestattempts to describe physical effects with mathematical equations, with serious study un-dertaken by Galileo. Helmholtz introduced the first systematic investigation in 1873, andthe concept was rigorized by Reynolds ten years later [216]. Similitude is now considereda fundamental guiding principle in the modeling of materials [199].
The process often begins with a consideration of the fundamental differential equations.
In electromagnetics we may introduce a set of dimensionless field and source variables
E
,D,B,H,J,ρ, (2.266)
by setting
E=EkE,B=BkB,D=DkD,
H=HkH,J=JkJ,ρ=ρkρ. (2.267)
Here we regard the quantities kE,kB,...as base units for the discussion, while the
dimensionless quantities (2.266) serve to express the actual fields E,B,...in terms of
these base units. Of course, the time and space variables can also be scaled: we can write
t=tkt, l=lkl, (2.268)
iflis any length of interest. Again, the quantities tand lare dimensionless measure
numbers used to express the actual quantities tandlrelative to the chosen base amounts
ktand kl. With (2.267) and (2.268), Maxwell’s curl equations become
∇×E=−kB
kEkl
kt∂B
∂t, ∇×H=kJkl
kHJ+kD
kHkl
kt∂D
∂t(2.269)
while the continuity equation becomes
∇·J=−kρ
kJkl
kt∂ρ
∂t, (2.270)
where ∇has been normalized by kl. These are examples of field equations cast into
dimensionless form — it is easily verified that the similarity parameters
kB
kEkl
kt,kJkl
kH,kD
kHkl
kt,kρ
kJkl
kt, (2.271)
are dimensionless. The idea behind electromagnetic similitude is that a given set of
normalized values E,B,...can satisfy equations (2.269) and (2.270) for many different
physical situations, provided that the numerical values of the coefficients (2.271) are allfixed across those situations. Indeed, the differential equations would be identical.
To make this discussion a bit more concrete, let us assume a conducting linear medium
where
D=/epsilon1E, B=µH, J=σE,
and use
/epsilon1=/epsilon1
k/epsilon1,µ =µkµ,σ =σkσ,
to express the material parameters in terms of dimensionless values /epsilon1,µ, and σ. Then
D=k/epsilon1kE
kD/epsilon1E, B=kµkH
kBµH, J=kσkE
kJσE,
and equations (2.269) become
∇×E=−/parenleftbiggkµkl
ktkH
kE/parenrightbigg
µ∂H
∂t,
∇×H=/parenleftbigg
kσklkE
kH/parenrightbigg
σE+/parenleftbiggk/epsilon1kl
ktkE
kH/parenrightbigg
/epsilon1∂E
∂t.
Defining
α=kµkl
ktkH
kE,γ =kσklkE
kH,β =k/epsilon1kl
ktkE
kH,
we see that under the current assumptions similarity holds between two electromagnetics
problems only if αµ,γσ, andβ/epsilon1are numerically the same in both problems. A necessary
condition for similitude, then, is that the products
(αµ)(β/epsilon1)=kµk/epsilon1/parenleftbiggkl
kt/parenrightbigg2
µ/epsilon1,( α µ )(γσ)=kµkσk2
l
ktµσ,
(which do not involve kEorkH) stay constant between problems. We see, for example,
that we may compensate for a halving of the length scale klby (a) a quadrupling of the
permeability µ, or (b) a simultaneous halving of the time scale ktand doubling of the
conductivity σ. A much less subtle special case is that for which σ=0,k/epsilon1=/epsilon10,kµ=µ0,
and/epsilon1=µ=1; we then have free space and must simply maintain
kl/kt=constant
so that the time and length scales stay proportional. In the sinusoidal steady state, for
instance, the frequency would be made to vary inversely with the length scale.
2.9.5 Conservation theorems
The misconception that Poynting’s theorem can be “derived” from Maxwell’s equations
is widespread and ingrained. We must, in fact, postulate the idea that the electromagnetic
field can be associated with an energy flux propagating at the speed of light. Sincethe form of the postulate is patterned after the well-understood laws of mechanics, webegin by developing the basic equations of momentum and energy balance in mechanicalsystems. Then we shall see whether it is sensible to ascribe these principles to theelectromagnetic field.
Maxwell’s theory allows us to describe, using Maxwell’s equations, the behavior of
the electromagnetic fields within a (possibly) finite region Vof space. The presence of
any sources or material objects outside Vare made known through the specification of
tangential fields over the boundary of V, as required for uniqueness. Thus, the influence
of external effects can always be viewed as being transported across the boundary. Thisis true of mechanical as well as electromagnetic effects. A charged material body canbe acted on by physical contact with another body, by gravitational forces, and by theLorentz force, each effect resulting in momentum exchange across the boundary of theobject. These effects must all be taken into consideration if we are to invoke momentumconservation, resulting in a very complicated situation. This suggests that we try todecompose the problem into simpler “systems” based on physical effects.
The system concept in the physical sciences. The idea of decomposing a com-
plicated system into simpler, self-contained systems is quite common in the physicalsciences. Penfield and Haus [145] invoke this concept by introducing an electromagnetic
system where the effects of the Lorentz force equation are considered to accompany a
mechanical system where effects of pressure, stress, and strain are considered, and a
thermodynamic system where the effects of heat exchange are considered. These systems
can all be interrelated in a variety of ways. For instance, as a material heats up it canexpand, and the resulting mechanical forces can alter the electrical properties of thematerial. We will follow Penfield and Haus by considering separate electromagnetic andmechanical subsystems; other systems may be added analogously.
If we separate the various systems by physical effect, we will need to know how to
“reassemble the information.” Two conservation theorems are very helpful in this re-gard: conservation of energy, and conservation of momentum. Engineers often employthese theorems to make tacit use of the system idea. For instance, when studying elec-tromagnetic waves propagating in a waveguide, it is common practice to compute wave
attenuation by calculating the Poynting flux of power into the walls of the guide. Thepower lost from the wave is said to “heat up the waveguide walls,” which indeed it does.
This is an admission that the electromagnetic system is not “closed”: it requires the
inclusion of a thermodynamic system in order that energy be conserved. Of course, the
detailed workings of the thermodynamic system are often ignored, indicating that anythermodynamic “feedback” mechanism is weak. In the waveguide example, for instance,the heating of the metallic walls does not alter their electromagnetic properties enoughto couple back into an effect on the fields in the walls or in the guide. If such effects wereimportant, they would have to be included in the conservation theorem via the bound-ary fields; it is therefore reasonable to associate with these fields a “flow” of energy ormomentum into V. Thus, we wish to develop conservation laws that include not only the
Lorentz force effects within V, but a flow of external effects into Vthrough its boundary
surface.
To understand how external influences may effect the electromagnetic subsystem, we
look to the behavior of the mechanical subsystem as an analogue. In the electromagneticsystem, effects are felt both internally to a region (because of the Lorentz force effect) andthrough the system boundary (by the dependence of the internal fields on the boundaryfields). In the mechanical and thermodynamic systems, a region of mass is affected both
internally (through transfer of heat and gravitational forces) and through interactionsoccurring across its surface (through transfers of energy and momentum, by pressureand stress). One beauty of electromagnetic theory is that we can find a mathematicalsymmetry between electromagnetic and mechanical effects which parallels the above con-ceptual symmetry. This makes applying conservation of energy and momentum to thetotal system (electromagnetic, thermodynamic, and mechanical) very convenient.
Conservation of momentum and energyin mechanical sy stems. We begin by
reviewing the interactions of material bodies in a mechanical system. For simplicity weconcentrate on fluids (analogous to charge in space); the extension of these concepts tosolid bodies is straightforward.
Consider a fluid with mass density ρ
m. The momentum of a small subvolume of the
fluid is given by ρmvdV, where vis the velocity of the subvolume. So the momentum
density is ρmv. Newton’s second law states that a force acting throughout the subvolume
results in a change in its momentum given by
D
Dt(ρmvdV)=fdV, (2.272)
where fis the volume force density and the D/Dtnotation shows that we are interested
in the rate of change of the momentum as observed by the moving fluid element (see§A.2). Here fcould be the weight force, for instance. Addition of the results for all
elements of the fluid body gives
D
Dt/integraldisplay
VρmvdV=/integraldisplay
VfdV (2.273)
as the change in momentum for the entire body. If on the other hand the force exerted
on the body is through contact with its surface, the change in momentum is
D
Dt/integraldisplay
VρmvdV=/contintegraldisplay
StdS (2.274)
where tis the “surface traction.”
We can write the time-rate of change of momentum in a more useful form by applying
the Reynolds transport theorem (A.66):
D
Dt/integraldisplay
VρmvdV=/integraldisplay
V∂
∂t(ρmv)dV+/contintegraldisplay
S(ρmv)v·dS. (2.275)
Superposing (2.273) and (2.274) and substituting into (2.275) we have
/integraldisplay
V∂
∂t(ρmv)dV+/contintegraldisplay
S(ρmv)v·dS=/integraldisplay
VfdV+/contintegraldisplay
StdS. (2.276)
If we define the dyadic quantity
¯Tk=ρmvv
then (2.276) can be written as
/integraldisplay
V∂
∂t(ρmv)dV+/contintegraldisplay
Sˆn·¯TkdS=/integraldisplay
VfdV+/contintegraldisplay
StdS. (2.277)
Thisprinciple of linear momentum [214] can be interpreted as a large-scale form of
conservation of kinetic linear momentum. Here ˆn·¯Tkrepresents the flow of kinetic mo-
mentum across S, and the sum of this momentum transfer and the change of momentum
within Vstands equal to the forces acting internal to Vand upon S.
The surface traction may be related to the surface normal ˆnthrough a dyadic quantity
¯Tmcalled the mechanical stress tensor :
t=ˆn·¯Tm.
With this we may write (2.277) as
/integraldisplay
V∂
∂t(ρmv)dV+/contintegraldisplay
Sˆn·¯TkdS=/integraldisplay
VfdV+/contintegraldisplay
Sˆn·¯TmdS
and apply the dyadic form of the divergence theorem (B.19) to get
/integraldisplay
V∂
∂t(ρmv)dV+/integraldisplay
V∇·(ρmvv)dV=/integraldisplay
VfdV+/integraldisplay
V∇·¯TmdV. (2.278)
Combining the volume integrals and setting the integrand to zero we have
∂
∂t(ρmv)+∇ · (ρmvv)=f+∇· ¯Tm,
which is the point-form equivalent of (2.277). Note that the second term on the right-
hand side is nonzero only for points residing on the surface of the body. Finally, lettinggdenote momentum density we obtain the simple expression
∇·¯T
k+∂gk
∂t=fk, (2.279)
where
gk=ρmv
is the density of kinetic momentum and
fk=f+∇· ¯Tm (2.280)
is the total force density.
Equation (2.279) is somewhat analogous to the electric charge continuity equation
(1.11). For each point of the body, the total outflux of kinetic momentum plus the timerate of change of kinetic momentum equals the total force. The resemblance to (1.11)is strong, except for the nonzero term on the right-hand side. The charge continuity
equation represents a closed system: charge cannot spontaneously appear and add an
extra term to the right-hand side of (1.11). On the other hand, the change in totalmomentum at a point can exceed that given by the momentum flowing out of the pointif there is another “source” (e.g., gravity for an internal point, or pressure on a boundarypoint).
To obtain a momentum conservation expression that resembles the continuity equa-
tion, we must consider a “subsystem” with terms that exactly counterbalance the extraexpressions on the right-hand side of (2.279). For a fluid acted on only by externalpressure the sole effect enters through the traction term, and [145]
∇·¯T
m=− ∇ p (2.281)
where pis the pressure exerted on the fluid body. Now, using (B.63), we can write
−∇ p=− ∇· ¯Tp (2.282)
where
¯Tp=p¯I
and ¯Iis the unit dyad. Finally, using (2.282), (2.281), and (2.280) in (2.279), we obtain
∇·(¯Tk+¯Tp)+∂
∂tgk=0
and we have an expression for a closed system including all possible effects. Now, note
that we can form the above expression as
/parenleftbigg
∇·¯Tk+∂
∂tgk/parenrightbigg
+/parenleftbigg
∇·¯Tp+∂
∂tgp/parenrightbigg
=0 (2.283)
where gp=0since there are no volume effects associated with pressure. This can be
viewed as the sum of two closed subsystems
∇·¯Tk+∂
∂tgk=0, (2.284)
∇·¯Tp+∂
∂tgp=0.
We now have the desired viewpoint. The conservation formula for the complete closed
system can be viewed as a sum of formulas for open subsystems, each having the formof a conservation law for a closed system. In case we must include the effects of gravity,for instance, we need only determine ¯T
gand ggsuch that
∇·¯Tg+∂
∂tgg=0
and add this new conservation equation to (2.283). If we can find a conservation ex-
pression of form similar to (2.284) for an “electromagnetic subsystem,” we can includeits effects along with the mechanical effects by merely adding together the conservationlaws. We shall find just such an expression later in this section.
We stated in §1.3 that there are four fundamental conservation principles. We have
now discussed linear momentum; the principle of angular momentum follows similarly.Our next goal is to find an expression similar to (2.283) for conservation of energy. Wemay expect the conservation of energy expression to obey a similar law of superposition.
We begin with the fundamental definition of work: for a particle moving with velocity v
under the influence of a force fkthe work is given by fk·v. Dot multiplying (2.272) by v
and replacing fbyfk(to represent both volume and surface forces), we get
v·D
Dt(ρmv)dV=v·fkdV
or equivalently
D
Dt/parenleftbigg1
2ρmv·v/parenrightbigg
dV=v·fkdV.
Integration over a volume and application of the Reynolds transport theorem (A.66) then
gives
/integraldisplay
V∂
∂t/parenleftbigg1
2ρmv2/parenrightbigg
dV+/contintegraldisplay
Sˆn·/parenleftbigg
v1
2ρmv2/parenrightbigg
dS=/integraldisplay
Vfk·vdV.
Hence the sum of the time rate of change in energy internal to the body and the flow
of kinetic energy across the boundary must equal the work done by internal and surfaceforces acting on the body. In point form,
∇·S
k+∂
∂tWk=fk·v (2.285)
where
Sk=v1
2ρmv2
is the density of the flow of kinetic energy and
Wk=1
2ρmv2
is the kinetic energy density. Again, the system is not closed (the right-hand side of
(2.285) is not zero) because the balancing forces are not included. As was done with themomentum equation, the effect of the work done by the pressure forces can be describedin a closed-system-type equation
∇·S
p+∂
∂tWp=0. (2.286)
Combining (2.285) and (2.286) we have
∇·(Sk+Sp)+∂
∂t(Wk+Wp)=0,
the energy conservation equation for the closed system.
Conservation in the electromagnetic subsystem. We would now like to achieve
closed-system conservation theorems for the electromagnetic subsystem so that we canadd in the effects of electromagnetism. For the momentum equation, we can proceedexactly as we did with the mechanical system. We begin with
f
em=ρE+J×B.
This force term should appear on one side of the point form of the momentum conserva-
tion equation. The term on the other side must involve the electromagnetic fields, since
they are the mechanism for exerting force on the charge distribution. Substituting for J
from (2.2) and for ρfrom (2.3) we have
fem=E(∇·D)−B×(∇× H)+B×∂D
∂t.
Using
B×∂D
∂t=−∂
∂t(D×B)+D×∂B
∂t
and substituting from Faraday’s law for ∂B/∂twe have
−[E(∇·D)−D×(∇× E)+H(∇·B)−B×(∇× H)]+∂
∂t(D×B)=−fem.(2.287)
Here we have also added the null term H(∇·B).
The forms of (2.287) and (2.279) would be identical if the bracketed term could be
written as the divergence of a dyadic function ¯Tem. This is indeed possible for linear,
homogeneous, bianisotropic media, provided that the constitutive matrix [¯CEH]in (2.21)
is symmetric [101]. In that case
¯Tem=1
2(D·E+B·H)¯I−DE−BH, (2.288)
which is called the Maxwell stress tensor . Let us demonstrate this equivalence for a
linear, isotropic, homogeneous material. Putting D=/epsilon1Eand H=B/µinto (2.287) we
obtain
∇·Tem=−/epsilon1E(∇·E)+1
µB×(∇× B)+/epsilon1E×(∇× E)−1
µB(∇·B). (2.289)
Now (B.46) gives
∇(A·A)=2A×(∇× A)+2(A·∇)A
so that
E(∇·E)−E×(∇× E)=E(∇·E)+(E·∇)E−1
2∇(E2).
Finally, (B.55) and (B.63) give
E(∇·E)−E×(∇× E)=∇·/parenleftbigg
EE−1
2¯IE·E/parenrightbigg
.
Substituting this expression and a similar one for Binto (2.289) we have
∇·¯Tem=∇·/bracketleftbigg1
2(D·E+B·H)¯I−DE−BH/bracketrightbigg
,
which matches (2.288).
Replacing the term in brackets in (2.287) by ∇·¯Tem, we get
∇·¯Tem+∂gem
∂t=−fem (2.290)
where
gem=D×B.
Equation (2.290) is the point form of the electromagnetic conservation of momentum
theorem. It is mathematically identical in form to the mechanical theorem (2.279).Integration over a volume gives the large-scale form
/contintegraldisplay
S¯Tem·dS+/integraldisplay
V∂gem
∂tdV=−/integraldisplay
VfemdV. (2.291)
If we interpret this as we interpreted the conservation theorems from mechanics, the first
term on the left-hand side represents the flow of electromagnetic momentum across theboundary of V, while the second term represents the change in momentum within V. The
sum of these two quantities is exactly compensated by the total Lorentz force acting onthe charges within V. Thus we identify g
emas the transport density of electromagnetic
momentum.
Because (2.290) is not zero on the right-hand side, it does not represent a closed system.
If the Lorentz force is the only force acting on the charges within V, then the mechanical
reaction to the Lorentz force should be described by Newton’s third law. Thus we havethe kinematic momentum conservation formula
∇·¯T
k+∂gk
∂t=fk=−fem.
Subtracting this expression from (2.290) we obtain
∇·(¯Tem−¯Tk)+∂
∂t(gem−gk)=0, (2.292)
which describes momentum conservation for the closed system.
It is also possible to derive a conservation theorem for electromagnetic energy that
resembles the corresponding theorem for mechanical energy. Earlier we noted that v·f
represents the volume density of work produced by moving an object at velocity vunder
the action of a force f. For the electromagnetic subsystem the work is produced by
charges moving against the Lorentz force. So the volume density of work delivered tothe currents is
w
em=v·fem=v·(ρE+J×B)=(ρv)·E+ρv·(v×B). (2.293)
Using (B.6) on the second term in (2.293) we get
wem=(ρv)·E+ρB·(v×v).
The second term vanishes by definition of the cross product. This is the familiar property
that the magnetic field does no work on moving charge. Hence
wem=J·E. (2.294)
This important relation says that charge moving in an electric field experiences a force
which results in energy transfer to (or from) the charge. We wish to write this energytransfer in terms of an energy flux vector, as we did with the mechanical subsystem.
As with our derivation of the conservation of electromagnetic momentum, we wish to
relate the energy transfer to the electromagnetic fields. Substitution of Jfrom (2.2) into
(2.294) gives
w
em=(∇× H)·E−∂D
∂t·E,
hence
wem=− ∇· (E×H)+H·(∇× E)−∂D
∂t·E
by (B.44). Substituting for ∇× Efrom (2.1) we have
wem=− ∇· (E×H)−/bracketleftbigg
E·∂D
∂t+H·∂B
∂t/bracketrightbigg
.
This is not quite of the form (2.285) since a single term representing the time rate of
change of energy density is not present. However, for a linear isotropic medium in which/epsilon1andµdo not depend on time (i.e., a nondispersive medium) we have
E·∂D
∂t=/epsilon1E·∂E
∂t=1
2/epsilon1∂
∂t(E·E)=1
2∂
∂t(D·E), (2.295)
H·∂B
∂t=µH·∂H
∂t=1
2µ∂
∂t(H·H)=1
2∂
∂t(H·B). (2.296)
Using this we obtain
∇·Sem+∂
∂tWem=−fem·v=−J·E (2.297)
where
Wem=1
2(D·E+B·H)
and
Sem=E×H. (2.298)
Equation (2.297) is the point form of the energy conservation theorem, also called Poynt-
ing’s theorem after J.H. Poynting who first proposed it. The quantity Semgiven in
(2.298) is known as the Poynting vector . Integrating (2.297) over a volume and using the
divergence theorem, we obtain the large-scale form
−/integraldisplay
VJ·EdV=/integraldisplay
V1
2∂
∂t(D·E+B·H)dV+/contintegraldisplay
S(E×H)·dS. (2.299)
This also holds for a nondispersive, linear, bianisotropic medium with a symmetric con-
stitutive matrix [101, 185].
We see that the electromagnetic energy conservation theorem (2.297) is identical in
form to the mechanical energy conservation theorem (2.285). Thus, if the system is com-posed of just the kinetic and electromagnetic subsystems, the mechanical force exactlybalances the Lorentz force, and (2.297) and (2.285) add to give
∇·(S
em+Sk)+∂
∂t(Wem+Wk)=0, (2.300)
showing that energy is conserved for the entire system.
As in the mechanical system, we identify Wemas the volume electromagnetic energy
density in V, and Semas the density of electromagnetic energy flowing across the bound-
ary of V. This interpretation is somewhat controversial, as discussed below.
Interpretation of the energyand momentum conservation theorems. There
has been some controversy regarding Poynting’s theorem (and, equally, the momentumconservation theorem). While there is no question that Poynting’s theorem is mathe-matically correct, we may wonder whether we are justified in associating W
emwith Wk
and Semwith Skmerely because of the similarities in their mathematical expressions.
Certainly there is some justification for associating Wk, the kinetic energy of particles,
with Wem, since we shall show that for static fields the term1
2(D·E+B·H)represents
the energy required to assemble the charges and currents into a certain configuration.However, the term S
emis more problematic. In a mechanical system, Skrepresents the
flow of kinetic energy associated with moving particles — does that imply that Semrep-
resents the flow of electromagnetic energy? That is the position generally taken, and it iswidely supported by experimental evidence. However, the interpretation is not clear-cut.
If we associate S
emwith the flow of electromagnetic energy at a point in space, then
we must define what a flow of electromagnetic energy is. We naturally associate theflow of kinetic energy with moving particles; with what do we associate the flow of
electromagnetic energy? Maxwell felt that electromagnetic energy must flow throughspace as a result of the mechanical stresses and strains associated with an unobservedsubstance called the “aether.” A more modern interpretation is that the electromagneticfields propagate as a wave through space at finite velocity; when those fields encounter acharged particle a force is exerted, work is done, and energy is “transferred” from the fieldto the particle. Hence the energy flow is associated with the “flow” of the electromagneticwave.
Unfortunately, it is uncertain whether E×His the appropriate quantity to associate
with this flow, since only its divergence appears in Poynting’s theorem. We could addany other term S
/primethat satisfies ∇·S/prime=0toSemin (2.297), and the conservation theorem
would be unchanged. (Equivalently, we could add to (2.299) any term that integrates tozero over S.) There is no such ambiguity in the mechanical case because kinetic energy
is rigorously defined. We are left, then, to postulate that E×Hrepresents the density
of energy flow associated with an electromagnetic wave (based on the symmetry with
mechanics), and to look to experimental evidence as justification. In fact, experimentalevidence does point to the correctness of this hypothesis, and the quantity E×His widely
and accurately used to compute the energy radiated by antennas, carried by waveguides,etc.
Confusion also arises regarding the interpretation of W
em. Since this term is so con-
veniently paired with the mechanical volume kinetic energy density in (2.300) it wouldseem that we should interpret it as an electromagnetic energy density. As such, we can
think of this energy as “localized” in certain regions of space. This viewpoint has beencriticized [187, 145, 69] since the large-scale form of energy conservation for a space re-gion only requires that the total energy in the region be specified, and the integrand(energy density) giving this energy is not unique. It is also felt that energy should beassociated with a “configuration” of objects (such as charged particles) and not with anarbitrary point in space. However, we retain the concept of localized energy because itis convenient and produces results consistent with experiment.
The validity of extending the static field interpretation of
1
2(D·E+B·H)
as the energy “stored” by a charge and a current arrangement to the time-varying case
has also been questioned. If we do extend this view to the time-varying case, Poynting’stheorem suggests that every point in space somehow has an energy density associated
with it, and the flow of energy from that point (via Sem) must be accompanied by a
change in the stored energy at that point. This again gives a very useful and intuitivelysatisfying point of view. Since we can associate the flow of energy with the propagationof the electromagnetic fields, we can view the fields in any region of space as having thepotential to do work on charged particles in that region. If there are charged particles inthat region then work is done, accompanied by a transfer of energy to the particles anda reduction in the amplitudes of the fields.
We must also remember that the association of stored electromagnetic energy density
W
emwith the mechanical energy density Wkis only possible if the medium is nondisper-
sive. If we cannot make the assumptions that justify (2.295) and (2.296), then Poynting’stheorem must take the form
−/integraldisplay
VJ·EdV=/integraldisplay
V/bracketleftbigg
E·∂D
∂t+H·∂B
∂t/bracketrightbigg
dV+/contintegraldisplay
S(E×H)·dS. (2.301)
For dispersive media, the volume term on the right-hand side describes not only the stored
electromagnetic energy, but also the energy dissipated within the material produced bya time lag between the field applied to the medium and the resulting polarization ormagnetization of the atoms. This is clearly seen in (2.29), which shows that D(t)depends
on the value of Eat time tand at all past times. The stored energy and dissipative terms
are hard to separate, but we can see that there must always be a stored energy term bysubstituting D=/epsilon1
0E+Pand H=B/µ0−Minto (2.301) to obtain
−/integraldisplay
V[(J+JP)·E+JH·H]dV=
1
2∂
∂t/integraldisplay
V(/epsilon10E·E+µ0H·H)dV+/contintegraldisplay
S(E×H)·dS. (2.302)
Here JPis the equivalent polarization current (2.119) and JHis an analogous magnetic
polarization current given by
JH=µ0∂M
∂t.
In this form we easily identify the quantity
1
2(/epsilon10E·E+µ0H·H)
as the electromagnetic energy density for the fields Eand Hin free space . Any dissipa-
tion produced by polarization and magnetization lag is now handled by the interactionbetween the fields and equivalent current, just as J·Edescribes the interaction of the
electric current (source and secondary) with the electric field. Unfortunately, the equiv-alent current interaction terms also include the additional stored energy that resultsfrom polarizing and magnetizing the material atoms, and again the effects are hard toseparate.
Finally, let us consider the case of static fields. Setting the time derivative to zero in
(2.299), we have
−/integraldisplay
VJ·EdV=/contintegraldisplay
S(E×H)·dS.
This shows that energy flux is required to maintain steady current flow. For instance,
we need both an electromagnetic and a thermodynamic subsystem to account for energyconservation in the case of steady current flow through a resistor. The Poynting flux
describes the electromagnetic energy entering the resistor and the thermodynamic flux
describes the heat dissipation. For the sum of the two subsystems conservation of energyrequires
∇·(S
em+Sth)=−J·E+Pth=0.
To compute the heat dissipation we can use
Pth=J·E=− ∇· Sem
and thus either use the boundary fields or the fields and current internal to the resistor
to find the dissipated heat.
Boundaryconditions on the Poy nting vector. The large-scale form of Poynting’s
theorem may be used to determine the behavior of the Poynting vector on either sideof a boundary surface. We proceed exactly as in §2.8.2. Consider a surface Sacross
which the electromagnetic sources and constitutive parameters are discontinuous ( Figure
2.6).Asbefore,let ˆn
12be the unit normal directed into region 1. We now simplify the
notation and write Sinstead of Sem. If we apply Poynting’s theorem
/integraldisplay
V/parenleftbigg
J·E+E·∂D
∂t+H·∂B
∂t/parenrightbigg
dV+/contintegraldisplay
SS·ndS=0
tothetwoseparat esurface sshowninFigure2.6,weobtain
/integraldisplay
V/parenleftbigg
J·E+E·∂D
∂t+H·∂B
∂t/parenrightbigg
dV+/integraldisplay
SS·ndS=/integraldisplay
S10ˆn12·(S1−S2)dS. (2.303)
If on the other hand we apply Poynting’s theorem to the entire volume region including
the surface of discontinuity and include the contribution produced by surface current, weget
/integraldisplay
V/parenleftbigg
J·E+E·∂D
∂t+H·∂B
∂t/parenrightbigg
dV+/integraldisplay
SS·ndS=−/integraldisplay
S10Js·EdS. (2.304)
Since we are uncertain whether to use E1orE2in the surface term on the right-hand side,
if we wish to have the integrals over Vand Sin (2.303) and (2.304) produce identical
results we must postulate the two conditions
ˆn12×(E1−E2)=0
and
ˆn12·(S1−S2)=−Js·E. (2.305)
The first condition is merely the continuity of tangential electric field as originally postu-
lated in §2.8.2; it allows us to be nonspecific as to which value of Ewe use in the second
condition, which is the desired boundary condition on S.
It is interesting to note that (2.305) may also be derived directly from the two pos-
tulated boundary conditions on tangential Eand H. Here we write with the help of
(B.6)
ˆn12·(S1−S2)=ˆn12·(E1×H1−E2×H2)=H1·(ˆn12×E1)−H2·(ˆn12×E2).
Since ˆn12×E1=ˆn12×E2=ˆn12×E,w eh a v e
ˆn12·(S1−S2)=(H1−H2)·(ˆn12×E)=[−ˆn12×(H1−H2)]·E.
Finally, using ˆn12×(H1−H2)=Jswe arrive at (2.305).
The arguments above suggest an interesting way to look at the boundary conditions.
Once we identify Swith the flow of electromagnetic energy, we may consider the condition
on normal Sas a fundamental statement of the conservation of energy. This statement
implies continuity of tangential Ein order to have an unambiguous interpretation for the
meaning of the term Js·E. Then, with continuity of tangential Eestablished, we can
derive the condition on tangential Hdirectly.
An alternative formulation of the conservation theorems. As we saw in the
paragraphs above, our derivation of the conservation theorems lacks strong motivation.We manipulated Maxwell’s equations until we found expressions that resembled thosefor mechanical momentum and energy, but in the process found that the validity of theexpressions is somewhat limiting. For instance, we needed to assume a linear, homoge-neous, bianisotropic medium in order to identify the Maxwell stress tensor (2.288) and
the energy densities in Poynting’s theorem (2.299). In the end, we were reduced to pos-tulating the meaning of the individual terms in the conservation theorems in order forthe whole to have meaning.
An alternative approach is popular in physics. It involves postulating a single La-
grangian density function for the electromagnetic field, and then applying the stationaryproperty of the action integral. The results are precisely the same conservation expres-sions for linear momentum and energy as obtained from manipulating Maxwell’s equa-tions (plus the equation for conservation of angular momentum), obtained with fewerrestrictions regarding the constitutive relations. This process also separates the storedenergy, Maxwell stress tensor, momentum density, and Poynting vector as natural com-ponents of a tensor equation, allowing a better motivated interpretation of the meaningof these components. Since this approach is also a powerful tool in mechanics, its ap-plication is more strongly motivated than merely manipulating Maxwell’s equations. Ofcourse, some knowledge of the structure of the electromagnetic field is required to providean appropriate postulate of the Lagrangian density. Interested readers should consultKong [101], Jackson [91], Doughty [57], or Tolstoy [198].
2.10 The wavenature of the electromagnetic field
Throughout this chapter our goal has been a fundamental understanding of Maxwell’s
theory of electromagnetics. We have concentrated on developing and understanding theequations relating the field quantities, but have done little to understand the nature ofthe field itself. We would now like to investigate, in a very general way, the behaviorof the field. We shall not attempt to solve a vast array of esoteric problems, but shallinstead concentrate on a few illuminating examples.
The electromagnetic field can take on a wide variety of characteristics. Static fields
differ qualitatively from those which undergo rapid time variations. Time-varying fieldsexhibit wave behavior and carry energy away from their sources. In the case of slowtime variation this wavenature may often be neglected in favor of the nearby coupling
of sources we know as the inductance effect, hence circuit theory may suffice to describethe field-source interaction. In the case of extremely rapid oscillations, particle conceptsmay be needed to describe the field.
The dynamic coupling between the various field vectors in Maxwell’s equations provides
a means of characterizing the field. Static fields are characterized by decoupling of theelectric and magnetic fields. Quasistatic fields exhibit some coupling, but the wavecharacteristic of the field is ignored. Tightly coupled fields are dominated by the waveeffect, but may still show a static-like spatial distribution near the source. Any such“near-zone” effects are generally ignored for fields at light-wave frequencies, and theparticle nature of light must often be considered.
2.10.1 Electromagnetic waves
An early result of Maxwell’s theory was the prediction and later verification by Heinrich
Hertz of the existence of electromagnetic waves. We now know that nearly any time-varying source produces waves, and that these waves have certain important properties.
An electromagnetic wave is a propagating electromagnetic field that travels with finite
velocity as a disturbance through a medium. The field itself is the disturbance, ratherthan merely representing a physical displacement or other effect on the medium. This factis fundamental for understanding how electromagnetic waves can travel through a truevacuum. Many specific characteristics of the wave, such as velocity and p olarization,
depend on the properties of the medium through which it propagates. The evolutionof the disturbance also depends on these properties: we say that a material exhibits“dispersion” if the disturbance undergoes a change in its temporal behavior as the waveprogresses. As waves travel they carry energy and momentum away from their source.This energy may be later returned to the source or delivered to some distant location.Waves are also capable of transferring energy to, or withdrawing energy from, the mediumthrough which they propagate. When energy is carried outward from the source neverto return, we refer to the process as “electromagnetic radiation.” The effects of radiatedfields can be far-reaching; indeed, radio astronomers observe waves that originated at thevery edges of the universe.
Light is an electromagnetic phenomenon, and many of the familiar characteristics of
light that we recognize from our everyday experience may be applied to all electromag-netic waves. For instance, radio waves bend (or “refract”) in the ionosphere much aslightwaves bend while passing through a prism. Micr owaves reflect from conducting sur-
faces in the same way that light waves reflect from a mirror; detecting these reflectionsforms the basis of radar. Electromagnetic waves may also be “confined” by reflectingboundaries to form waves standing in one or more directions. With this concept we can
use waveguides or transmission lines to guide electromagnetic energy from spot to spot,or to concentrate it in the cavity of a microwave oven.
The manifestations of electromagnetic waves are so div erse that no one book can
possibly describe the entire range of phenomena or application. In this section we shallmerely introduce the reader to some of the most fundamental concepts of electromagneticwave behavior. In the process we shall also introduce the three most often studied typesof traveling electromagnetic waves: plane waves, spherical waves, and cylindrical waves.
In later sections we shall study some of the complicated interactions of these waves withobjects and boundaries, in the form of guided waves and scattering problems.
Mathematically, electromagnetic waves arise as a subset of solutions to Maxwell’s equa-
tions. These solutions obey the electromagnetic “wave equation,” which may be derivedfrom Maxwell’s equations under certain circumstances. Not all electromagnetic fieldssatisfy the wave equation. Obviously, time-invariant fields cannot represent evolvingwave disturbances, and must obey the static field equations. Time-varying fields in cer-
tain metals may obey the diffusion equation rather than the wave equation, and must
thereby exhibit different behavior. In the study of quasistatic fields we often ignore thedisplacement current term in Maxwell’s equations, producing solutions that are mostimportant near the sources of the fields and having little associated radiation. When thedisplacement term is significant we produce solutions with the properties of waves.
2.10.2 Wave equation for bianisotropic materials
In deriving electromagnetic wave equations we transform the first-order coupled par-
tial differential equations we know as Maxwell’s equations into uncoupled second-orderequations. That is, we perform a set of operations (and make appropriate assumptions)to reduce the set of four differential equations in the four unknown fields E,D,B, and
H, into a set of differential equations each involving a single unknown (usually Eor
H). It is possible to derive wave equations for Eand Heven for the most general cases
of inhomogeneous, bianisotropic media, as long as the constitutive parameters ¯µand
¯ξare constant with time. Substituting the constitutive relations (2.19)–(2.20) into the
Maxwell–Minkowski curl equations (2.169)–(2.170) we get
∇× E=−∂
∂t(¯ζ·E+¯µ·H)−Jm, (2.306)
∇× H=∂
∂t(¯/epsilon1·E+¯ξ·H)+J. (2.307)
Separate equations for Eand Hare facilitated by introducing a new dyadic operator ¯∇,
which when dotted with a vector field Vgives the curl:
¯∇·V=∇× V. (2.308)
It is easy to verify that in rectangular coordinates ¯∇is
[¯∇]=
0−∂/∂z∂/∂y
∂/∂z 0−∂/∂x
−∂/∂y∂/∂x 0
.
With this notation, Maxwell’s curl equations (2.306)–(2.307) become simply
/parenleftbigg
¯∇+∂
∂t¯ζ/parenrightbigg
·E=−∂
∂t¯µ·H−Jm, (2.309)
/parenleftbigg
¯∇−∂
∂t¯ξ/parenrightbigg
·H=∂
∂t¯/epsilon1·E+J. (2.310)
Obtaining separate equations for Eand His straightforward. Defining the inverse
dyadic ¯µ−1through
¯µ·¯µ−1=¯µ−1·¯µ=¯I,
we can write (2.309) as
∂
∂tH=− ¯µ−1·/parenleftbigg
¯∇+∂
∂t¯ζ/parenrightbigg
·E−¯µ−1·Jm (2.311)
where we have assumed that ¯µis independent of time. Assuming that ¯ξis also indepen-
dent of time, we can differentiate (2.310) with respect to time to obtain
/parenleftbigg
¯∇−∂
∂t¯ξ/parenrightbigg
·∂H
∂t=∂2
∂t2(¯/epsilon1·E)+∂J
∂t.
Substituting ∂H/∂tfrom (2.311) and rearranging, we get
/bracketleftbigg/parenleftbigg
¯∇−∂
∂t¯ξ/parenrightbigg
·¯µ−1·/parenleftbigg
¯∇+∂
∂t¯ζ/parenrightbigg
+∂2
∂t2¯/epsilon1/bracketrightbigg
·E=−/parenleftbigg
¯∇−∂
∂t¯ξ/parenrightbigg
·¯µ−1·Jm−∂J
∂t.
(2.312)
This is the general waveequation for E. Using an analogous set of steps, and assuming
¯/epsilon1and ¯ζare independent of time, we can find
/bracketleftbigg/parenleftbigg
¯∇+∂
∂t¯ζ/parenrightbigg
·¯/epsilon1−1·/parenleftbigg
¯∇−∂
∂t¯ξ/parenrightbigg
+∂2
∂t2¯µ/bracketrightbigg
·H=/parenleftbigg
¯∇+∂
∂t¯ζ/parenrightbigg
·¯/epsilon1−1·J−∂Jm
∂t.
(2.313)
This is the wave equation for H. The case in which the constitutive parameters are
time-dependent will be handled using frequency domain techniques in later chapters.
Wave equations for anisotropic, isotropic, and homogeneous media are easily obtained
from (2.312) and (2.313) as special cases. For example, the wave equations for a homo-geneous, isotropic medium can be found by setting ¯ζ=¯ξ=0,¯µ=µ¯I, and ¯/epsilon1=/epsilon1¯I:
1
µ¯∇·(¯∇·E)+/epsilon1∂2E
∂t2=−1
µ¯∇·Jm−∂J
∂t,
1
/epsilon1¯∇·(¯∇·H)+µ∂2H
∂t2=1
/epsilon1¯∇·J−∂Jm
∂t.
Returning to standard curl notation we find that these become
∇×(∇× E)+µ/epsilon1∂2E
∂t2=− ∇× Jm−µ∂J
∂t, (2.314)
∇×(∇× H)+µ/epsilon1∂2H
∂t2=∇× J−/epsilon1∂Jm
∂t. (2.315)
In each of the wave equations it appears that operations on the electromagnetic fields
have been separated from operations on the source terms. However, we have not yetinvoked any coupling between the fields and sources associated with secondary interac-tions. That is, we need to separate the impressed sources, which are independent ofthe fields they source, with secondary sources resulting from interactions between thesourced fields and the medium in which the fields exist. The simple case of an isotropicconducting medium will be discussed below.
Wave equation using equivalent sources. An alternative approach for studying
wave behavior in general media is to use the Maxwell–Boffi form of the field equations
∇× E=−∂B
∂t, (2.316)
∇×B
µ0=(J+JM+JP)+∂/epsilon10E
∂t, (2.317)
∇·(/epsilon10E)=(ρ+ρP), (2.318)
∇·B=0. (2.319)
Taking the curl of (2.316) we have
∇×(∇× E)=−∂
∂t∇× B.
Substituting for ∇× Bfrom (2.317) we then obtain
∇×(∇× E)+µ0/epsilon10∂2E
∂t2=−µ0∂
∂t(J+JM+JP), (2.320)
which is the wave equation for E. Taking the curl of (2.317) and substituting from (2.316)
we obtain the waveequation
∇×(∇× B)+µ0/epsilon10∂2B
∂t2=µ0∇×(J+JM+JP) (2.321)
forB. Solution of the wave equations is often facilitated by writing the curl-curl operation
in terms of the vector Laplacian. Using (B.47), and substituting for the divergence from(2.318) and (2.319), we can write the wave equations as
∇
2E−µ0/epsilon10∂2E
∂t2=1
/epsilon10∇(ρ+ρP)+µ0∂
∂t(J+JM+JP), (2.322)
∇2B−µ0/epsilon10∂2B
∂t2=−µ0∇×(J+JM+JP). (2.323)
The simplicity of these equations relative to (2.312) and (2.313) is misleading. We have
not considered the constitutive equations relating the polarization Pand magnetization
Mto the fields, nor have we considered interactions leading to secondary sources.
2.10.3 Wave equation in a conducting medium
As an example of the type of wave equation that arises when secondary sources are
included, consider a homogeneous isotropic conducting medium described by permittivity/epsilon1, permeability µ, and conductivity σ. In a conducting medium we must separate the
source field into a causative impressed term J
ithat is independent of the fields it sources,
and a secondary term Jsthat is an effect of the sourced fields. In an isotropic conducting
medium the effect is described by Ohm’s law Js=σE. Writing the total current as
J=Ji+Js, and assuming that Jm=0, we write the wave equation (2.314) as
∇×(∇× E)+µ/epsilon1∂2E
∂t2=−µ∂(Ji+σE)
∂t. (2.324)
Using (B.47) and substituting ∇·E=ρ//epsilon1, we can write the waveequation for Eas
∇2E−µσ∂E
∂t−µ/epsilon1∂2E
∂t2=µ∂Ji
∂t+1
/epsilon1∇ρ. (2.325)
Substituting J=Ji+σEinto (2.315) and using (B.47), we obtain
∇(∇·H)−∇2H+µ/epsilon1∂2H
∂t2=∇× Ji+σ∇× E.
Since ∇× E=−∂B/∂tand∇·H=∇· B/µ=0,w eh a v e
∇2H−µσ∂H
∂t−µ/epsilon1∂2H
∂t2=− ∇× Ji. (2.326)
This is the wave equation for H.
2.10.4 Scalar waveequation for a conducting medium
In many applications, particularly those involving planar boundary surfaces, it is
convenient to decompose the vector wave equation into cartesian components. Using∇
2V=ˆx∇2Vx+ˆy∇2Vy+ˆz∇2Vzin (2.325) and in (2.326), we find that the rectangular
components of Eand Hmust obey the scalar wave equation
∇2ψ(r,t)−µσ∂ψ(r,t)
∂t−µ/epsilon1∂2ψ(r,t)
∂t2=s(r,t). (2.327)
For the electric field waveequation we have
ψ=Eα, s=µ∂Ji
α
∂t+1
/epsilon1ˆα·∇ρ,
where α=x,y,z. For the magnetic field wave equations we have
ψ=Hα, s=ˆα·(−∇ × Ji).
2.10.5 Fields determined byMaxwell’s equations vs. fields deter-
mined bythe waveequation
Although we derive the wave equations directly from Maxwell’s equations, we may
wonder whether the solutions to second-order differential equations such as (2.314)–(2.315) are necessarily the same as the solutions to the first-order Maxwell equations.Hansen and Yaghjian [81] show that if all information about the fields is supplied by thesources J(r,t)andρ(r,t), rather than by specification of field values on boundaries, the
solutions to Maxwell’s equations and the wave equations are equivalent as long as thesecond derivatives of the quantities
∇·E(r,t)−ρ(r,t)//epsilon1, ∇·H(r,t),
are continuous functions of rand t. If boundary values are supplied in an attempt to
guarantee uniqueness, then solutions to the wave equation and to Maxwell’s equationsmay differ. This is particularly important when comparing numerical solutions obtaineddirectly from Maxwell’s equations (using the FDTD method, say) to solutions obtainedfrom the waveequation. “Spurious” solutions having no physical significance are a con-
tinual plague for engineers who employ numerical techniques. The interested readershould see Jiang [94].
We note that these conclusions do not hold for static fields. The conditions for equiv-
alence of the first-order and second-order static field equations are considered in §3.2.4.
2.10.6 Transient uniform plane waves in a conducting medium
We can learn a great deal about the wave nature of the electromagnetic field by solving
the wave equation (2.325) under simple circumstances. In Chapter 5 we shall solve forthe field produced by an arbitrary distribution of impressed sources, but here we seek asimple solution to the homogeneous form of the equation. This allows us to study thephenomenology of wave propagation without worrying about the consequences of specificsource functions. We shall also assume a high degree of symmetry so that we are notbogged down in details about the vector directions of the field components.
We seek a solution of the wave equation in which the fields are invariant over a chosen
planar surface. The resulting fields are said to comprise a uniform plane wave . Although
we can envision a uniform plane wave as being created by a uniform surface source of
doubly-infinite extent, plane waves are also useful as models for spherical waves overlocalized regions of the wavefront.
We choose the plane of field invariance to be the xy-plane and later generalize the
resulting solution to any planar surface by a simple rotation of the coordinate axes. Sincethe fields vary with zonly we choose to write the wave equation (2.325) in rectangular
coordinates, giving for a source-free region of space
4
ˆx∂2Ex(z,t)
∂z2+ˆy∂2Ey(z,t)
∂z2+ˆz∂2Ez(z,t)
∂z2−µσ∂E(z,t)
∂t−µ/epsilon1∂2E(z,t)
∂t2=0.(2.328)
If we return to Maxwell’s equations, we soon find that not all components of Eare
present in the plane- wavesolution. Faraday’s law states that
∇× E(z,t)=− ˆx∂Ey(z,t)
∂z+ˆy∂Ex(z,t)
∂z=ˆz×∂E(z,t)
∂z=−µ∂H(z,t)
∂t. (2.329)
We see that ∂Hz/∂t=0, hence Hzmust be constant with respect to time. Because
a nonzero constant field component would not exhibit wave-like behavior, we can only
have Hz=0in our wave solution. Similarly, Ampere’s law in a homogeneous conducting
region free from impressed sources states that
∇× H(z,t)=J+∂D(z,t)
∂t=σE(z,t)+/epsilon1∂E(z,t)
∂t
or
−ˆx∂Hy(z,t)
∂z+ˆy∂Hx(z,t)
∂z=ˆz×∂H(z,t)
∂z=σE(z,t)+/epsilon1∂E(z,t)
∂t. (2.330)
This implies that
σEz(z,t)+/epsilon1∂Ez(z,t)
∂t=0,
which is a differential equation for Ezwith solution
Ez(z,t)=E0(z)e−σ
/epsilon1t.
Since we are interested only in wave-type solutions, we choose Ez=0.
Hence Ez=Hz=0, and thus both Eand Hare perpendicular to the z-direction.
Using (2.329) and (2.330), we also see that
∂
∂t(E·H)=E·∂H
∂t+H·∂E
∂t
=−1
µE·/parenleftbigg
ˆz×∂E
∂z/parenrightbigg
−H·/parenleftBigσ
/epsilon1E/parenrightBig
+1
/epsilon1H·/parenleftbigg
ˆz×∂H
∂z/parenrightbigg
or/parenleftbigg∂
∂t+σ
/epsilon1/parenrightbigg
(E·H)=1
µˆz·/parenleftbigg
E×∂E
∂z/parenrightbigg
−1
/epsilon1ˆz·/parenleftbigg
H×∂H
∂z/parenrightbigg
.
We seek solutions of the type E(z,t)=ˆpE(z,t)and H(z,t)=ˆqH(z,t), where ˆpand ˆqare
constant unit vectors. Under this condition we have E×∂E/∂z=0and H×∂H/∂z=0,
giving
/parenleftbigg∂
∂t+σ
/epsilon1/parenrightbigg
(E·H)=0.
4The term “source free” applied to a conducting region implies that the region is devoid of impressed
sources and, because of the relaxation effect, has no free charge. See the discussion in Jones [97].
Thus we also have E·H=0, and find that Emust be perpendicular to H.S o E,H,
and ˆzcomprise a mutually orthogonal triplet of vectors. A wave having this property is
said to be TEM to the z-direction or simply TEM z. Here “TEM” stands for transverse
electromagnetic , indicating the orthogonal relationship between the field vectors and the
z-direction. Note that
ˆp׈q=± ˆz.
The constant direction described by ˆpis called the polarization of the plane wave.
We are now ready to solve the source-free wave equation (2.328). If we dot both sides
of the homogeneous expression by ˆpwe obtain
ˆp·ˆx∂2Ex
∂z2+ˆp·ˆy∂2Ey
∂z2−µσ∂(ˆp·E)
∂t−µ/epsilon1∂2(ˆp·E)
∂t2=0.
Noting that
ˆp·ˆx∂2Ex
∂z2+ˆp·ˆy∂2Ey
∂z2=∂2
∂z2(ˆp·ˆxEx+ˆp·ˆyEy)=∂2
∂z2(ˆp·E),
we have the wave equation
∂2E(z,t)
∂z2−µσ∂E(z,t)
∂t−µ/epsilon1∂2E(z,t)
∂t2=0. (2.331)
Similarly, dotting both sides of (2.326) with ˆqand setting Ji=0we obtain
∂2H(z,t)
∂z2−µσ∂H(z,t)
∂t−µ/epsilon1∂2H(z,t)
∂t2=0. (2.332)
In a source-free homogeneous conducting region EandHsatisfy identical waveequations.
Solutions are considered in §A.1. There we solve for the total field for all z,tgiven
the value of the field and its derivative over the z=0plane. This solution can be
directly applied to find the total field of a plane wave reflected by a perfect conductor.Let us begin by considering the lossless case where σ=0, and assuming the region z<0
contains a perfect electric conductor. The conditions on the field in the z=0plane are
determined by the required boundary condition on a perfect conductor: the tangentialelectric field must vanish. From (2.330) we see that since E⊥ˆz, requiring
∂H(z,t)
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=0=0 (2.333)
gives E(0,t)=0and thus satisfies the boundary condition. Writing
H(0,t)=H0f(t),∂H(z,t)
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=0=H0g(t)=0, (2.334)
and setting /Omega1=0in (A.41) we obtain the solution to (2.332):
H(z,t)=H0
2f/parenleftBig
t−z
v/parenrightBig
+H0
2f/parenleftBig
t+z
v/parenrightBig
, (2.335)
where v=1/(µ/epsilon1)1/2. Since we designate the vector direction of Hasˆq, the vector field
is
H(z,t)=ˆqH0
2f/parenleftBig
t−z
v/parenrightBig
+ˆqH0
2f/parenleftBig
t+z
v/parenrightBig
. (2.336)
Figure 2.7: Propagation of a transient plane wave in a lossless medium.
From (2.329) we also have the solution for E(z,t):
E(z,t)=ˆpvµH0
2f/parenleftBig
t−z
v/parenrightBig
−ˆpvµH0
2f/parenleftBig
t+z
v/parenrightBig
, (2.337)
where
ˆp׈q=ˆz.
The boundary conditions E(0,t)=0and H(0,t)=H0f(t)are easily verified by substi-
tution.
This solution displays the quintessential behavior of electromagnetic waves. We may
interpret the term f(t+z/v)as a wave field disturbance, propagating at velocity vin the
−z-direction, incident from z>0upon the conductor. The term f(t−z/v)represents
a wave field disturbance propagating in the +z-direction with velocity v, reflected from
the conductor. By “propagating” we mean that if we increment time, the disturbancewill occupy a spatial position determined by incrementing zbyvt. For free space where
v=1/(µ
0/epsilon10)1/2, the velocity of propagation is the speed of light c.
A specific example should serve to clarify our interpretation of the wave solution.
Taking µ=µ0and/epsilon1=81/epsilon10, representing typical constitutive values for fresh water, we
can plot (2.335) as a function of position for fixed values of time. The result is shown inFigure2.7,wherewehavechosen
f(t)=rect(t/τ) (2.338)
withτ=1µs. We see that the disturbance is spatially distributed as a rectangular
pulse of extent L=2vτ=66.6m, where v=3.33×10
7m/s is the wave velocity,
and where 2τis the temporal duration of the pulse. At t=− 8µs the leading edge of
the pulse is at z=233m, while at −4µs the pulse has traveled a distance z=vt=
(3.33×107)×(4×10−6)=133m in the −z-direction, and the leading edge is thus at
100m. At t=− 1µs the leading edge strikes the conductor and begins to induce a
current in the conductor surface. This current sets up the reflected wave, which begins
to travel in the opposite ( +z) direction. At t=−0.5µs a portion of the wave has b egun
to travel in the +z-direction while the trailing portion of the disturbance continues to
travel in the −z-direction. At t=1µs the wave has been completely reflected from
the surface, and thus consists only of the component traveling in the +z-direction. Note
that if we plot the total field in the z=0plane, the sum of the forward and backward
traveling waves pro duces the pulse waveform (2.338) as expected.
Using the expressions for Eand Hwe can determine many interesting characteristics
of the wave. We see that the terms f(t±z/v)represent the components of the waves
traveling in the ∓z-directions, respectively. If we were to isolate these waves from each
other (by, for instance, measuring them as functions of time at a position where they do
not overlap) we would find from (2.336) and (2.337) that the ratio of EtoHf o raw a v e
traveling in either direction is
/vextendsingle/vextendsingle/vextendsingle/vextendsingleE(z,t)
H(z,t)/vextendsingle/vextendsingle/vextendsingle/vextendsingle=vµ=(µ//epsilon1)
1/2,
independent of the time and position of the measurement. This ratio, denoted by ηand
carrying units of ohms, is called the intrinsic impedance of the medium through which
the wave propagates. Thus, if we let E0=ηH0we can write
E(z,t)=ˆpE0
2f/parenleftBig
t−z
v/parenrightBig
−ˆpE0
2f/parenleftBig
t+z
v/parenrightBig
. (2.339)
We can easily determine the current induced in the conductor by applying the boundary
condition (2.200):
Js=ˆn×H|z=0=ˆz×[H0ˆqf(t)]=− ˆpH0f(t). (2.340)
We can also determine the pressure exerted on the conductor due to the Lorentz force
interaction between the fields and the induced current. The total force on the conductorcan be computed by integrating the Maxwell stress tensor (2.288) over the xy-plane
5:
Fem=−/integraldisplay
S¯Tem·dS.
The surface traction is
t=¯Tem·ˆn=/bracketleftbigg1
2(D·E+B·H)¯I−DE−BH/bracketrightbigg
·ˆz.
Since Eand Hare both normal to ˆz, the last two terms in this expression are zero. Also,
the boundary condition on Eimplies that it vanishes in the xy-plane. Thus
t=1
2(B·H)ˆz=ˆzµ
2H2(t).
5We may neglect the momentum term in (2.291), which is small compared to the stress tensor term. See
Problem 2.20.
With H0=E0/ηwe have
t=ˆzE2
0
2η2µf2(t). (2.341)
As a numerical example, consider a high-altitude nuclear electromagnetic pulse (HEMP)
generated by the explosion of a large nuclear weapon in the upper atmosphere. Suchan explosion could generate a transient electromagnetic wave of short (sub-microsecond)
duration with an electric field amplitude of 50,000V/m in air [200]. Using (2.341),
we find that the wave would exert a peak pressure of P=|t|=.011Pa=1.6×10
−6
lb/in2if reflected from a perfect conductor at normal incidence. Obviously, even for this
extreme field level the pressure produced by a transient electromagnetic wave is quitesmall. However, from (2.340) we find that the current induced in the conductor wouldhave a peak value of 133A/m. Even a small portion of this current could destroy a
sensitive electronic circuit if it were to leak through an opening in the conductor. This isan important concern for engineers designing circuitry to be used in high-field environ-
ments, and demonstrates why the concepts of current and voltage can often supersedethe concept of force in terms of importance.
Finally, let us see how the terms in the Poynting power balance theorem relate. Con-
sider a cubic region Vbounded by the planes z=z
1and z=z2,z2>z1. We choose
the field waveform f(t)and locate the planes so that we can isolate either the forward
or backward traveling wave. Since there is no current in V, Poynting’s theorem (2.299)
becomes
1
2∂
∂t/integraldisplay
V(/epsilon1E·E+µH·H)dV=−/contintegraldisplay
S(E×H)·dS.
Consider the wave traveling in the −z-direction. Substitution from (2.336) and (2.337)
gives the time-rate of change of stored energy as
Scube(t)=1
2∂
∂t/integraldisplay
V/bracketleftbig
/epsilon1E2(z,t)+µH2(z,t)/bracketrightbig
dV
=1
2∂
∂t/integraldisplay
x/integraldisplay
ydx dy/integraldisplayz2
z1/bracketleftbigg
/epsilon1(vµ)2H2
0
4f2/parenleftBig
t+z
v/parenrightBig
+µH2
0
4f2/parenleftBig
t+z
v/parenrightBig/bracketrightbigg
dz
=1
2∂
∂tµH2
0
2/integraldisplay
x/integraldisplay
ydx dy/integraldisplayz2
z1f2/parenleftBig
t+z
v/parenrightBig
dz.
Integration over xand ygives the area Aof the cube face. Putting u=t+z/vwe see
that
S=AµH2
0
4∂
∂t/integraldisplayt+z2/v
t+z1/vf2(u)vdu.
Leibnitz’ rule for differentiation (A.30) then gives
Scube(t)=AµvH2
0
4/bracketleftBig
f2/parenleftBig
t+z2
v/parenrightBig
−f2/parenleftBig
t+z1
v/parenrightBig/bracketrightBig
. (2.342)
Again substituting for E(t+z/v)and H(t+z/v)we can write
Scube(t)=−/contintegraldisplay
S(E×H)·dS
=−/integraldisplay
x/integraldisplay
yvµH2
0
4f2/parenleftBig
t+z1
v/parenrightBig
(−ˆp׈q)·(−ˆz)dx dy −
−/integraldisplay
x/integraldisplay
yvµH2
0
4f2/parenleftBig
t+z2
v/parenrightBig
(−ˆp׈q)·(ˆz)dx dy.
Figure 2.8: Propagation of a transient plane wave in a dissipative medium.
The second term represents the energy change in Vproduced by the backward traveling
wave entering the cube by passing through the plane at z=z2, while the first term
represents the energy change in Vproduced by the wave exiting the cube by passing
through the plane z=z1. Contributions from the sides, top, and bottom are zero since
E×His perpendicular to ˆnover those surfaces. Since ˆp׈q=ˆz,w eg e t
Scube(t)=AµvH2
0
4/bracketleftBig
f2/parenleftBig
t+z2
v/parenrightBig
−f2/parenleftBig
t+z1
v/parenrightBig/bracketrightBig
,
which matches (2.342) and thus verifies Poynting’s theorem. We may interpret this result
as follows. The propagating electromagnetic disturbance carries energy through space.The energy within any region is associated with the field in that region, and can changewith time as the propagating wave carries a flux of energy across the boundary of theregion. The energy continues to propagate even if the source is changed or is extinguishedaltogether. That is, the behavior of the leading edge of the disturbance is determinedby causality — it is affected by obstacles it encounters, but not by changes in the sourcethat occur after the leading edge has been established.
When propagating through a dissipative region a plane wave takes on a somewhat
different character. Again applying the conditions (2.333) and (2.334), we obtain from(2.991) the solution to the wave equation (2.332):
H(z,t)=H
0
2e−/Omega1
vzf/parenleftBig
t−z
v/parenrightBig
+H0
2e/Omega1
vzf/parenleftBig
t+z
v/parenrightBig
−
−z/Omega12H0
2ve−/Omega1t/integraldisplayt+z
v
t−z
vf(u)e/Omega1uJ1/parenleftBig
/Omega1
v/radicalbig
z2−(t−u)2v2/parenrightBig
/Omega1
v/radicalbig
z2−(t−u)2v2du (2.343)
where /Omega1=σ/2/epsilon1. The first two terms resemble those for the lossless case, modified
by an exponential damping factor. This accounts for the loss in amplitude that mustaccompa nythetransfe rofenergyfromthepropagatin gwavetojouleloss(heat)within
the conducting medium. The remaining term appears only when the medium is lossy, andresults in an extension of the disturbance through the medium because of the currentsinduced by the passing wavefront. This “wake” follows the leading edge of the disturbanceasisshownclearlyinFigure2.8.Herewehaverepeatedthecalculatio nofFigure2.7,
but with σ=2×10
−4, approximating the conductivity of fresh water. As the wave
travels to the left it attenuates and leaves a trailing remnant behind. Upon reachingthe conductor it reflects much as in the lossless case, resulting in a time dependence at
z=0given by the finite-duration rectangular pulse (2.338). In order for the pulse to
be of finite duration, the wake left by the reflected pulse must exactly cancel the wakeassociated with the incident pulse that continues to arrive after the reflection. As thereflected pulse sweeps forward, the wake is obliterated everywhere behind.
If we were to verify the Poynting theorem for a dissipative medium (which we shall
not attempt because of the complexity of the computation), we would need to includetheE·Jterm. Here Jis the induced conduction current and the integral of E·Jaccounts
for the joule loss within a region Vbalanced by the difference in Poynting energy flux
carried into and out of V.
Once we have the fields for a wave propagating along the z-direction, it is a simple
matter to generalize these results to any propagation direction. Assume that ˆuis normal
to the surface of a plane over which the fields are invariant. Then u=ˆu·rdescribes the
distance from the origin along the direction ˆu. We need only replace zbyˆu·rin any
of the expressions obtained above to determine the fields of a plane wave propagating intheu-direction. We must also replace the orthogonality condition ˆp׈q=ˆzwith
ˆp׈q=ˆu.
For instance, the fields associated with a wavepropagating through a lossless medium in
the positive u-direction are, from (2.336)–(2.337),
H(r,t)=ˆqH
0
2f/parenleftbigg
t−ˆu·r
v/parenrightbigg
, E(r,t)=ˆpvµH0
2f/parenleftbigg
t−ˆu·r
v/parenrightbigg
.
2.10.7 Propagation of cylindrical waves in a lossless medium
Much as we envisioned a uniform plane wave arising from a uniform planar source, we
can imagine a uniform cylindrical wavearising from a uniform line source. Although this
line source must be infinite in extent, uniform cylindrical waves (unlike plane waves) dis-play the physical behavior of diverging from their source while carrying energy outwardsto infinity.
Auniform cylindrical wave has fields that are invariant over a cylindrical surface:
E(r,t)=E(ρ,t),H(r,t)=H(ρ,t). For simplicity, we shall assume that waves propagate
in a homogeneous, isotropic, linear, and lossless medium described by permittivity /epsilon1
and permeability µ. From Maxwell’s equations we find that requiring the fields to be
independent of φand zputs restrictions on the remaining vector components. Faraday’s
law states
∇× E(ρ,t)=− ˆφ∂Ez(ρ,t)
∂ρ+ˆz1
ρ∂
∂ρ[ρEφ(ρ,t)]=−µ∂H(ρ,t)
∂t. (2.344)
Equating components we see that ∂Hρ/∂t=0, and because our interest lies in wave
solutions we take Hρ=0. Ampere’s law in a homogeneous lossless region free from
impressed sources states in a similar manner
∇× H(ρ,t)=− ˆφ∂Hz(ρ,t)
∂ρ+ˆz1
ρ∂
∂ρ[ρHφ(ρ,t)]=/epsilon1∂E(ρ,t)
∂t. (2.345)
Equating components we find that Eρ=0. Since Eρ=Hρ=0, both Eand Hare
perpendicular to the ρ-direction. Note that if there is only a z-component of Ethen
there is only a φ-component of H. This case, termed electric polarization , results in
∂Ez(ρ,t)
∂ρ=µ∂Hφ(ρ,t)
∂t.
Similarly, if there is only a z-component of Hthen there is only a φ-component of E.
This case, termed magnetic polarization , results in
−∂Hz(ρ,t)
∂ρ=/epsilon1∂Eφ(ρ,t)
∂t.
Since E=ˆφEφ+ˆzEzand H=ˆφHφ+ˆzHz, we can always decompose a cylindrical
electromagnetic wave into cases of electric and magnetic polarization. In each case the
resulting field is TEM ρsince the vectors E,H,ˆρare mutually orthogonal.
Wave equations for Ezin the electric polarization case and for Hzin the magnetic
polarization case can be found in the usual manner. Taking the curl of (2.344) andsubstituting from (2.345) we find
∇×(∇× E)=− ˆz1
ρ∂
∂ρ/parenleftbigg
ρ∂Ez
∂ρ/parenrightbigg
−ˆφ∂
∂ρ/parenleftbigg1
ρ∂
∂ρ[ρEφ]/parenrightbigg
=−1
v2∂2E
∂t2=−1
v2/bracketleftbigg
ˆz∂2Ez
∂t2+ˆφ∂2Eφ
∂t2/bracketrightbigg
where v=1/(µ/epsilon1)1/2. Noting that Eφ=0for the electric polarization case we obtain the
wave equation for Ez. A similar set of steps beginning with the curl of (2.345) gives an
identical equation for Hz.T h u s
1
ρ∂
∂ρ/parenleftbigg
ρ∂
∂ρ/bracketleftbiggEz
Hz/bracketrightbigg/parenrightbigg
−1
v2∂2
∂t2/bracketleftbiggEz
Hz/bracketrightbigg
=0. (2.346)
We can obtain a solution for (2.346) in much the same way as we do for the wave
equations in §A.1. We begin by substituting for Ez(ρ,t)in terms of its temporal Fourier
representation
Ez(ρ,t)=1
2π/integraldisplay∞
−∞˜Ez(ρ, ω) ejωtdω
to obtain
1
2π/integraldisplay∞
−∞/bracketleftbigg1
ρ∂
∂ρ/parenleftbigg
ρ∂
∂ρ˜Ez(ρ, ω)/parenrightbigg
+ω2
v2˜Ez(ρ, ω)/bracketrightbigg
ejωtdω=0.
The Fourier integral theorem implies that the integrand is zero. Then, expanding out
theρderivatives, we find that ˜Ez(ρ, ω) obeys the ordinary differential equation
d2˜Ez
dρ2+1
ρd˜Ez
dρ+k2˜Ez=0
where k=ω/v. This is merely Bessel’s differential equation (A.124). It is a second-order
equation with two independent solutions chosen from the list
J0(kρ), Y0(kρ), H(1)
0(kρ), H(2)
0(kρ).
We find that J0(kρ)and Y0(kρ)are useful for describing standing waves between bound-
aries while H(1)
0(kρ)and H(2)
0(kρ)are useful for describing waves propagating in the
ρ-direction. Of these, H(1)
0(kρ)represents waves traveling inward while H(2)
0(kρ)repre-
sents waves traveling outward. Concentrating on the outward traveling wave we findthat
˜E
z(ρ, ω) =˜A(ω)/bracketleftBig
−jπ
2H(2)
0(kρ)/bracketrightBig
=˜A(ω)˜g(ρ, ω).
Here A(t)↔˜A(ω)is the disturbance waveform, assumed to be a real, causal function.
To make Ez(ρ,t)real we require that the inverse transform of ˜g(ρ, ω) be real. This
requires the inclusion of the −jπ/2factor in ˜g(ρ, ω) . Inverting we have
Ez(ρ,t)=A(t)∗g(ρ,t) (2.347)
where g(ρ,t)↔(−jπ/2)H(2)
0(kρ).
The inverse transform needed to obtain g(ρ,t)may be found in Campbell [26]:
g(ρ,t)=F−1/braceleftBig
−jπ
2H(2)
0/parenleftBig
ωρ
v/parenrightBig/bracerightBig
=U/parenleftbig
t−ρ
v/parenrightbig
/radicalBig
t2−ρ2
v2,
where U(t)is the unit step function defined in (A.5). Substituting this into (2.347) and
writing the convolution in integral form we have
Ez(ρ,t)=/integraldisplay∞
−∞A(t−t/prime)U(t/prime−ρ/v)/radicalbig
t/prime2−ρ2/v2dt/prime.
The change of variable x=t/prime−ρ/vthen gives
Ez(ρ,t)=/integraldisplay∞
0A(t−x−ρ/v)/radicalbig
x2+2xρ/vdx. (2.348)
Those interested in the details of the inverse transform should see Chew [33].
As an example, consider a lossless medium with µr=1,/epsilon1r=81, and a waveform
A(t)=E0[U(t)−U(t−τ)]
where τ=2µs. This situation is the same as that in the plane wave example above,
except that the pulse waveform begins at t=0. Substituting for A(t)into (2.348) and
using the integral
/integraldisplaydx√x√x+a=2l n/bracketleftbig√x+√
x+a/bracketrightbig
Figure 2.9: Propagation of a transient cylindrical wave in a lossless medium.
we can write the electric field in closed form as
Ez(ρ,t)=2E0ln/bracketleftbigg√x2+√x2+2ρ/v√x1+√x1+2ρ/v/bracketrightbigg
, (2.349)
where x2=max[0 ,t−ρ/v]and x1=max[0 ,t−ρ/v−τ]. The field is plotted in Figure
2.9forvariousvaluesoftime.Notethattheleadin gedgeofthedisturbanc epropagates
outward at a velocity vand a wake trails behind the disturbance. This wake is similar to
that for a plane wave in a dissipative medium, but it exists in this case even though themedium is lossless. We can think of the wave as being created by a line source of infinite
extent, pulsed by the disturbance waveform. Although current changes simultaneouslyeverywhere along the line, it takes the disturbance longer to propagate to an observationpoint in the z=0plane from source points z/negationslash=0than from the source point at z=0.
Thus, the field at an arbitrary observation point ρarrives from different source points at
differe nttimes.IfwelookatFigure2.9wenotethatthereisalwaysanonzer ofieldnear
ρ=0(or any value of ρ<v t) regardless of the time, since at any given tthe disturbance
is arriving from some point along the line source.
WealsoseeinFigure2.9thatasρbecome slargethepeakvalueofthepropagating
disturbance approaches a certain value. This value occurs at t
m=ρ/v+τor, equivalently,
ρm=v(t−τ). If we substitute this value into (2.349) we find that
Ez(ρ,tm)=2E0ln/bracketleftbigg/radicalbiggτ
2ρ/v+/radicalbigg
1+τ
2ρ/v/bracketrightbigg
.
For large values of ρ/v,
Ez(ρ,tm)≈2E0ln/bracketleftbigg
1+/radicalbiggτ
2ρ/v/bracketrightbigg
.
Using ln(1+x)≈xwhen x/lessmuch1, we find that
Ez(ρ,tm)≈E0/radicalBigg
2τv
ρ.
Thus, as ρ→∞ we have E×H∼1/ρand the flux of energy passing through a cylindrical
surface of area ρdφdzis independent of ρ. This result is similar to that seen for spherical
waves where E×H∼1/r2.
2.10.8 Propagation of spherical waves in a lossless medium
In the previous section we found solutions that describe uniform cylindrical waves
dependent only on the radial variable ρ. It turns out that similar solutions are not
possible in spherical coordinates; fields that only depend on rcannot satisfy Maxwell’s
equations since, as shown in §2.10.9, a source having the appropriate symmetry for the
production of uniform spherical waves in fact produces no field at all external to the region
it occupies. As we shall see in Chapter 5, the fields produced by localized sources are ingeneral quite complex. However, certain solutions that are only slightly nonuniform maybe found, and these allow us to investigate the most important properties of sphericalwaves. We shall find that spherical waves div erge from a localized point source and
expand outward with finite velocity, carrying energy away from the source.
Consider a homogeneous, lossless, source-free region of space characterized by permit-
tivity /epsilon1and permeability µ. We seek solutions to the wave equation that are TEM
rin
spherical coordinates ( Hr=Er=0), and independent of the azimuthal angle φ.T h u s
we may write
E(r,t)=ˆθEθ(r,θ,t)+ˆφEφ(r,θ,t),
H(r,t)=ˆθHθ(r,θ,t)+ˆφHφ(r,θ,t).
Maxwell’s equations show that not all of these vector components are required. Faraday’s
law states that
∇× E(r,θ,t)=ˆr1
rsinθ∂
∂θ[sinθEφ(r,θ,t)]−ˆθ1
r∂
∂r[rEφ(r,θ,t)]+ˆφ1
r∂
∂r[rEθ(r,θ,t)]
=−µ∂H(r,θ,t)
∂t. (2.350)
Since we require Hr=0we must have
∂
∂θ[sinθEφ(r,θ,t)]=0.
This implies that either Eφ∼1/sinθorEφ=0. We shall choose Eφ=0and investigate
whether the resulting fields satisfy the remaining Maxwell equations.
In a source-free region of space we have ∇·D=/epsilon1∇·E=0. Since we now have only a
θ-component of the electric field, this requires
1
r∂
∂θEθ(r,θ,t)+cotθ
rEθ(r,θ,t)=0.
From this we see that when Eφ=0the component Eθmust obey
Eθ(r,θ,t)=fE(r,t)
sinθ.
By (2.350) there is only a φ-component of magnetic field, and it must obey Hφ(r,θ,t)=
fH(r,t)/sinθwhere
−µ∂
∂tfH(r,t)=1
r∂
∂r[rfE(r,t)]. (2.351)
Thus the spherical wave has the property E⊥H⊥r, and is TEM to the r-direction.
We can obtain a waveequation for Eθby taking the curl of (2.350) and substituting
from Ampere’s law:
∇×(∇× E)=− ˆθ1
r∂2
∂r2[rEθ]=∇×/bracketleftbigg
−µ∂
∂tH/bracketrightbigg
=−µ∂
∂t/bracketleftbigg
σE+/epsilon1∂
∂tE/bracketrightbigg
.
This gives
∂2
∂r2[rfE(r,t)]−µσ∂
∂t[rfE(r,t)]−µ/epsilon1∂2
∂t2[rfE(r,t)]=0, (2.352)
which is the desired wave equation for E. Proceeding similarly we find that Hφobeys
∂2
∂r2[rfH(r,t)]−µσ∂
∂t[rfH(r,t)]−µ/epsilon1∂2
∂t2[rfH(r,t)]=0. (2.353)
We see that the waveequation for rfEis identical to that for the plane wave field Ez
(2.331). Thus, we can use the solution obtained in §A.1, as we did with the plane wave,
with a few subtle differences. First, we cannot have r<0. Second, we do not anticipate
a solution representing a wave traveling in the −r-direction — i.e., a wave conv erging
toward the origin. (In other situations we might need such a solution in order to form astanding wave between two spherical boundary surfaces, but here we are only interestedin the basic propagating behavior of spherical waves.) Thus, we choose as our solution
the term (A.45) and find for a lossless medium where /Omega1=0
E
θ(r,θ,t)=1
rsinθA/parenleftBig
t−r
v/parenrightBig
. (2.354)
From (2.351) we see that
Hφ=1
µv1
rsinθA/parenleftBig
t−r
v/parenrightBig
. (2.355)
Since µv=(µ//epsilon1)1/2=η, we can also write this as
H=ˆr×E
η.
We note that our solution is not appropriate for unbounded space since the fields have
a singularity at θ=0. Thus we must exclude the z-axis. This can be accomplished
by using PEC cones of angles θ1andθ2,θ2>θ 1. Because the electric field E=ˆθEθis
normal to these cones, the boundary condition that tangential Evanishes is satisfied.
It is informative to see how the terms in the Poynting power balance theorem relate for
a spherical wave. Consider the region between the spherical surfaces r=r1and r=r2,
r2>r1. Since there is no current within the volume region, Poynting’s theorem (2.299)
becomes
1
2∂
∂t/integraldisplay
V(/epsilon1E·E+µH·H)dV=−/contintegraldisplay
S(E×H)·dS. (2.356)
From (2.354) and (2.355), the time-rate of change of stored energy is
Psphere(t)=1
2∂
∂t/integraldisplay
V[/epsilon1E2(r,θ,t)+µH2(r,θ,t)]dV
=1
2∂
∂t/integraldisplay2π
0dφ/integraldisplayθ2
θ1dθ
sinθ/integraldisplayr2
r1/bracketleftbigg
/epsilon11
r2A2/parenleftBig
t−r
v/parenrightBig
+µ1
r21
(vµ)2A2/parenleftBig
t−r
v/parenrightBig/bracketrightbigg
r2dr
=2π/epsilon1F∂
∂t/integraldisplayr2
r1A2/parenleftBig
t−r
v/parenrightBig
dr
where
F=ln/bracketleftbiggtan(θ2/2)
tan(θ1/2)/bracketrightbigg
.
Putting u=t−r/vwe see that
Psphere(t)=−2π/epsilon1F∂
∂t/integraldisplayt−r2/v
t−r1/vA2(u)vdu.
An application of Leibnitz’ rule for differentiation (A.30) gives
Psphere(t)=−2π
ηF/bracketleftBig
A2/parenleftBig
t−r2
v/parenrightBig
−A2/parenleftBig
t−r1
v/parenrightBig/bracketrightBig
. (2.357)
Next we find the Poynting flux term:
Psphere(t)=−/contintegraldisplay
S(E×H)·dS
=−/integraldisplay2π
0dφ/integraldisplayθ2
θ1/bracketleftbigg1
r1A/parenleftBig
t−r1
v/parenrightBig
ˆθ/bracketrightbigg
×/bracketleftbigg1
r11
µvA/parenleftBig
t−r1
v/parenrightBig
ˆφ/bracketrightbigg
·(−ˆr)r2
1dθ
sinθ−
−/integraldisplay2π
0dφ/integraldisplayθ2
θ1/bracketleftbigg1
r2A/parenleftBig
t−r2
v/parenrightBig
ˆθ/bracketrightbigg
×/bracketleftbigg1
r21
µvA/parenleftBig
t−r2
v/parenrightBig
ˆφ/bracketrightbigg
·ˆrr2
2dθ
sinθ.
The first term represents the power carried by the traveling wave into the volume region
by passing through the spherical surface at r=r1, while the second term represents
the power carried by the wave out of the region by passing through the surface r=r2.
Integration gives
Psphere(t)=−2π
ηF/bracketleftBig
A2/parenleftBig
t−r2
v/parenrightBig
−A2/parenleftBig
t−r1
v/parenrightBig/bracketrightBig
, (2.358)
which matches (2.357), thus verifying Poynting’s theorem.
It is also interesting to compute the total energy passing through a surface of radius
r0. From (2.358) we see that the flux of energy (power density) passing outward through
the surface r=r0is
Psphere(t)=2π
ηFA2/parenleftBig
t−r0
v/parenrightBig
.
The total energy associated with this flux can be computed by integrating over all time:
we have
E=2π
ηF/integraldisplay∞
−∞A2/parenleftBig
t−r0
v/parenrightBig
dt=2π
ηF/integraldisplay∞
−∞A2(u)du
after making the substitution u=t−r0/v. The total energy passing through a spherical
surface is independent of the radius of the sphere. This is an important property ofspherical waves. The 1/rdependence of the electric and magnetic fields produces a
power density that decays with distance in precisely the right proportion to compensatefor the r
2-type increase in the surface area through which the power flux passes.
2.10.9 Nonradiating sources
Not all time-dependent sources produce electromagnetic waves. In fact, certain local-
ized source distributions produce no fields external to the region containing the sources.Such distributions are said to be nonradiating , and the fields they produce (within their
source regions) lack wave c haracteristics.
Let us consider a specific example involving two concentric spheres. The inner sphere,
carrying a uniformly distributed total charge −Q, is rigid and has a fixed radius a; the
outer sphere, carrying uniform charge +Q, is a flexible balloon that can be stretched to
any radius b=b(t). The two surfaces are initially stationary, some external force being
required to hold them in place. Now suppose we apply a time-varying force that resultsinb(t)changing from b(t
1)=b1tob(t2)=b2>b1. This creates a radially directed
time-varying current ˆrJr(r,t). By symmetry Jrdepends only on rand produces a field
Ethat depends only on rand is directed radially. An application of Gauss’s law over a
sphere of radius r0>b2, which contains zero total charge, gives
4πr2
0Er(r0,t)=0,
hence E(r,t)=0forr>r0and all time t.S o E=0external to the current distribution
and no outward traveling wave is produced. Gauss’s law also shows that E=0inside
the rigid sphere, while between the spheres
E(r,t)=− ˆrQ
4π/epsilon10r2.
Now work is certainly required to stretch the balloon and overcome the Lorentz force
between the two charged surfaces. But an application of Poynting’s theorem over asurface enclosing both spheres shows that no energy is carried away by an electromagneticwave. Where does the expended energy go? The presence of only two nonzero terms inPoynting’s theorem clearly indicates that the power term/integraltext
VE·JdVcorresponding to
the external work must be balanced exactly by a change in stored energy. As the radiusof the balloon increases, so does the region of nonzero field as well as the stored energy.
In free space any current source expressible in the form
J(r,t)=∇/parenleftbigg∂ψ(r,t)
∂t/parenrightbigg
(2.359)
and localized to a volume region V, such as the current in the example above, is nonra-
diating. Indeed, Ampere’s law states that
∇× H=/epsilon10∂E
∂t+∇/parenleftbigg∂ψ(r,t)
∂t/parenrightbigg
(2.360)
forr∈V; taking the curl we have
∇×(∇× H)=/epsilon10∂∇× E
∂t+∇×∇/parenleftbigg∂ψ(r,t)
∂t/parenrightbigg
.
But the second term on the right is zero, so
∇×(∇× H)=/epsilon10∂∇× E
∂t
and this equation holds for all r. By Faraday’s law we can rewrite it as
/parenleftbigg
(∇×∇ × )+1
c2∂2
∂t2/parenrightbigg
H(r,t)=0.
SoHobeys the homogeneous waveequation everywhere, and H=0follows from causality.
The laws of Ampere and Faraday may also be combined with (2.359) to show that
/parenleftbigg
(∇×∇ × )+1
c2∂2
∂t2/parenrightbigg/bracketleftbigg
E(r,t)+1
/epsilon10∇ψ(r,t)/bracketrightbigg
=0
for all r. By causality
E(r,t)=−1
/epsilon10∇ψ(r,t) (2.361)
everywhere. But since ψ(r,t)=0external to V, we must also have E=0there.
Note that E=− ∇ ψ//epsilon1 0is consistent with Ampere’s law (2.360) provided that H=0
everywhere.
We see that sources having spherical symmetry such that
J(r,t)=ˆrJr(r,t)=∇/parenleftbigg∂ψ(r,t)
∂t/parenrightbigg
=ˆr∂2ψ(r,t)
∂r∂t
obey (2.359) and are therefore nonradiating. Hence the fields associated with any outward
traveling spherical wave must possess some angular variation. This holds, for example,for the fields far removed from a time-varying source of finite extent.
As pointed out by Lindell [113], nonradiating sources are not merely hypothetical.
The outflowing currents produced by a highly symmetric nuclear explosion in outerspace or in a homogeneous atmosphere would produce no electromagnetic field outsidethe source region. The large electromagnetic-pulse effects discussed in §2.10.6 are due
to inhomogeneities in the earth’s atmosphere. We also note that the fields producedby a radiating source J
r(r,t)do not change external to the source if we superpose a
nonradiating component Jnr(r,t)to create a new source J=Jnr+Jr. We say that the
two sources JandJrareequivalent for the region Vexternal to the sources. This presents
difficulties in remote sensing where investigators are often interested in reconstructing anunknown source by probing the fields external to (and usually far away from) the sourceregion. Unique reconstruction is possible only if the fields within the source region arealso measured.
For the time harmonic case, Devaney and Wolf [54] provide the most general possible
form for a nonradiating source. See §4.11.9 for details.
2.11 Problems
2.1Consider the constitutive equations (2.16)–(2.17) relating E,D,B, and Hin a
bianisotropic medium. Using the definition for Pand M, show that the constitutive
equations relating E,B,P, and Mare
P=/parenleftbigg1
c¯P−/epsilon10¯I/parenrightbigg
·E+¯L·B,
M=− ¯M·E−/parenleftbigg
c¯Q−1
µ0¯I/parenrightbigg
·B.
Also find the constitutive equations relating E,H,P, and M.
2.2Consider Ampere’s law and Gauss’s law written in terms of rectangular compo-
nents in the laboratory frame of reference. Assume that an inertial frame moves withvelocity v=ˆxvwith respect to the laboratory frame. Using the Lorentz transformation
given by (2.73)–(2.76), show that
cD
/prime
⊥=γ(cD⊥+β×H⊥),
H/prime
⊥=γ(H⊥−β×cD⊥),
J/prime
/bardbl=γ(J/bardbl−ρv),
J/prime
⊥=J⊥,
cρ/prime=γ(cρ−β·J),
where “ ⊥” means perpendicular to the direction of the velocity and “ /bardbl” means parallel
to the direction of the velocity.
2.3Show that the following quantities are invariant under Lorentz transformation:
(a)E·B,
(b)H·D,
(c)B·B−E·E/c2,
(d)H·H−c2D·D,
(e)B·H−E·D,
(f)cB·D+E·H/c.
2.4Show that if c2B2>E2holds in one reference frame, then it holds in all other
reference frames. Repeat for the inequality c2B2<E2.
2.5Show that if E·B=0and c2B2>E2holds in one reference frame, then a reference
frame may be found such that E=0. Show that if E·B=0and c2B2<E2holds in one
reference frame, then a reference frame may be found such that B=0.
2.6A test charge Qat rest in the laboratory frame experiences a force F=QEas
measured by an observer in the laboratory frame. An observer in an inertial framemeasures a force on the charge given by F
/prime=QE/prime+Qv×B/prime. Show that F/negationslash=F/primeand find
the formula for converting between Fand F/prime.
2.7Consider a material moving with velocity vwith respect to the laboratory frame of
reference. When the fields are measured in the moving frame, the material is found to beisotropic with D
/prime=/epsilon1/primeE/primeand B/prime=µ/primeH/prime. Show that the fields measured in the laboratory
frame are given by (2.107) and (2.108), indicating that the material is bianisotropic whenmeasured in the laboratory frame.
2.8Show that by assuming v
2/c2/lessmuch1in (2.61)–(2.64) we may obtain (2.111).
2.9Derive the following expressions that allow us to convert the value of the magneti-
zation measured in the laboratory frame of reference to the value measured in a movingframe:
M
/prime
⊥=γ(M⊥+β×cP⊥), M/prime
/bardbl=M/bardbl.
2.10 Beginning with the expressions (2.61)–(2.64) for the field conversions under a
first-order Lorentz transformation, show that
P/prime=P−v×M
c2, M/prime=M+v×P.
2.11 Consider a simple isotropic material moving through space with velocity vrelative
to the laboratory frame. The relative permittivity and permeability of the materialmeasured in the moving frame are /epsilon1
/prime
randµ/prime
r, respectively. Show that the magnetization
as measured in the laboratory frame is related to the laboratory frame electric field andmagnetic flux density as
M=χ
/prime
m
µ0µ/primerB−/epsilon10/parenleftbigg
χ/prime
e+χ/prime
m
µ/primer/parenrightbigg
v×E
when a first-order Lorentz transformation is used. Here χ/prime
e=/epsilon1/prime
r−1andχ/prime
m=µ/prime
r−1.
2.12 Consider a simple isotropic material moving through space with velocity vrelative
to the laboratory frame. The relative permittivity and permeability of the materialmeasured in the moving frame are /epsilon1
/prime
randµ/prime
r, respectively. Derive the formulas for the
magnetization and polarization in the laboratory frame in terms of Eand Bmeasured in
the laboratory frame by using the Lorentz transformations (2.128) and (2.129)–(2.132).Show that these expressions reduce to (2.139) and (2.140) under the assumption of afirst-order Lorentz transformation ( v
2/c2/lessmuch1).
2.13 Derive the kinematic form of the large-scale Maxwell–Boffi equations (2.165) and
(2.166). Derive the alternative form of the large-scale Maxwell–Boffi equations (2.167)and (2.168).
2.14 Modify the kinematic form of the Maxwell–Boffi equations (2.165)–(2.166) to
account for the presence of magnetic sources. Repeat for the alternative forms (2.167)–(2.168).
2.15 Consider a thin magnetic source distribution concentrated near a surface S. The
magnetic charge and current densities are given by
ρ
m(r,x,t)=ρms(r,t)f(x, /Delta1), Jm(r,x,t)=Jms(r,t)f(x, /Delta1),
where f(x,/Delta1 )satisfies
/integraldisplay∞
−∞f(x,/Delta1 )dx=1.
Let/Delta1→0and derive the boundary conditions on (E,D,B,H)across S.
2.16 Beginning with the kinematic forms of Maxwell’s equations (2.177)–(2.178), de-
rive the boundary conditions for a moving surface
ˆn12×(H1−H2)+(ˆn12·v)(D1−D2)=Js,
ˆn12×(E1−E2)−(ˆn12·v)(B1−B2)=−Jms.
2.17 Beginning with Maxwell’s equations and the constitutive relationships for a bian-
isotropic medium (2.19)–(2.20), derive the waveequation for H(2.313). Specialize the
result for the case of an anisotropic medium.
2.18 Consider an isotropic but inhomogeneous material, so that
D(r,t)=/epsilon1(r)E(r,t), B(r,t)=µ(r)H(r,t).
Show that the wave equations for the fields within this material may be written as
∇2E−µ/epsilon1∂2E
∂t2+∇/bracketleftbigg
E·/parenleftbigg∇/epsilon1
/epsilon1/parenrightbigg/bracketrightbigg
−(∇× E)×/parenleftbigg∇µ
µ/parenrightbigg
=µ∂J
∂t+∇/parenleftBigρ
/epsilon1/parenrightBig
,
∇2H−µ/epsilon1∂2H
∂t2+∇/bracketleftbigg
H·/parenleftbigg∇µ
µ/parenrightbigg/bracketrightbigg
−(∇× H)×/parenleftbigg∇/epsilon1
/epsilon1/parenrightbigg
=− ∇× J−J×/parenleftbigg∇/epsilon1
/epsilon1/parenrightbigg
.
2.19 Consider a homogeneous, isotropic material in which D=/epsilon1Eand B=µH. Using
the definitions of the equivalent sources, show that the waveequations (2.322)–(2.323)
are equivalent to (2.314)–(2.315).
2.20 When we calculate the force on a conductor produced by an incident plane wave,
we often neglect the momentum term
∂
∂t(D×B).
Compute this term for the plane wave field (2.336) in free space at the surface of the
conductor and compare to the term obtained from the Maxwell stress tensor (2.341).What is the relative difference in amplitude?
2.21 When a material is only slightly conducting, and thus /Omega1is very small, we often
neglect the third term in the plane wave solution (2.343). Reproduce the plot of Figure
2.8withthistermomitte dandcompare .Discus showtheomitte dtermaffectstheshape
of the propagating waveform.
2.22 A total charge Q is evenly distributed over a spherical surface. The surface
expands outward at constant velocity so that the radius of the surface is b=vtat time
t. (a) Use Gauss’s law to find Eeverywhere as a function of time. (b) Show that Emay
be found from a potential function
ψ(r,t)=Q
4πr(r−vt)U(r−vt)
according to (2.361). Here U(t)is the unit step function. (c) Write down the form of
Jfor the expanding sphere and show that since it may be found from (2.359) it is a
nonradiating source.
Chapter 3
The static electromagnetic field
3.1 Static fields and steady currents
Perhaps the most carefully studied area of electromagnetics is that in which the fields
are time-invariant. This area, known generally as statics , offers (1)the most direct op-
portunities for solution of the governing equations, and (2)the clearest physical picturesof the electromagnetic field. We therefore devote the present chapter to a treatmentof static fields. We begin to seek and examine specific solutions to the field equations;however, our selection of examples is shaped by a search for insight into the behavior ofthe field itself, rather than a desire to catalog the solutions of numerous statics problems.
We note at the outset that a static field is physically sensible only as a limiting case
of a time-varying field as the latter approaches a time-invariant equilibrium, and thenonly in local regions. The static field equations we shall study thus represent an idealizedmodel of the physical fields.
If we examine the Maxwell–Minkowski equations (2.1)–(2.4) and set the time deriva-
tives to zero, we obtain the static field Maxwell equations
∇× E(r)=0, (3.1)
∇·D(r)=ρ(r), (3.2)
∇× H(r)=J(r), (3.3)
∇·B(r)=0. (3.4)
We note that if the fields are to be everywhere time-invariant, then the sources Jand
ρmust also be everywhere time-invariant. Under this condition the dynamic coupling
between the fields described by Maxwell’s equations disappears; any connection betweenE,D,B, and Himposed by the time-varying nature of the field is gone. For static fields
we also require that any dynamic coupling between fields in the constitutive relationsvanish. In this static field limit we cannot derive the divergence equations from the curl
equations, since we can no longer use the initial condition argument that the fields wereidentically zero prior to some time.
The static field equations are useful for approximating many physical situations in
which the fields rapidly settle to a local, macroscopically-static state. This may occurso rapidly and so completely that, in a practical sense, the static equations describe thefields within our ability to measure and to compute. Such is the case when a capacitoris rapidly charged using a battery in series with a resistor; for example, a 1 pF capacitorcharging through a 1 /Omega1resistor reaches 99.99% of its total charge static limit within
10 ps.
3.1.1 Decoupling of the electric and magnetic fields
For the remainder of this chapter we shall assume that there is no coupling between
Eand Hor between Dand Bin the constitutive relations. Then the static equations
decouple into two independent sets of equations in terms of two independent sets of fields.The static electric field set ( E,D)is described by the equations
∇× E(r)=0, (3.5)
∇·D(r)=ρ(r). (3.6)
Integrating these over a stationary contour and surface, respectively, we have the large-
scale forms/contintegraldisplay
/Gamma1E·dl=0, (3.7)
/contintegraldisplay
SD·dS=/integraldisplay
VρdV. (3.8)
The static magnetic field set ( B,H)is described by
∇× H(r)=J(r), (3.9)
∇·B(r)=0, (3.10)
or, in large-scale form,
/contintegraldisplay
/Gamma1H·dl=/integraldisplay
SJ·dS, (3.11)
/contintegraldisplay
SB·dS=0. (3.12)
We can also specialize the Maxwell–Boffi equations to static form. Assuming that the
fields, sources, and equivalent sources are time-invariant, the electrostatic field E(r)is
described by the point-form equations
∇× E=0, (3.13)
∇·E=1
/epsilon10(ρ−∇· P), (3.14)
or the equivalent large-scale equations
/contintegraldisplay
/Gamma1E·dl=0, (3.15)
/contintegraldisplay
SE·dS=1
/epsilon10/integraldisplay
V(ρ−∇· P)dV. (3.16)
Similarly, the magnetostatic field Bis described by
∇× B=µ0(J+∇× M), (3.17)
∇·B=0, (3.18)
or/contintegraldisplay
/Gamma1B·dl=µ0/integraldisplay
S(J+∇× M)·dS, (3.19)
/contintegraldisplay
SB·dS=0. (3.20)
Figure 3.1: Positive point charge in the vicinity of an insulated, uncharged conductor.
It is important to note that any separation of the electromagnetic field into independent
static electric and magnetic portions is illusory. As we mentioned in §2.3.2, the electric
and magnetic components of the EM field depend on the motion of the observer. Anobserver stationary with respect to a single charge measures only a static electric field,while an observer in uniform motion with respect to the charge measures both electricand magnetic fields.
3.1.2 Static field equilibrium and conductors
Suppose we could arrange a group of electric charges into a static configuration in free
space. The charges would produce an electric field, resulting in a force on the distributionvia the Lorentz force law, and hence would begin to move. Regardless of how we arrangethe charges they cannot maintain their original static configuration without the helpof some mechanical force to counterbalance the electrical force. This is a statement ofEarnshaw’s theorem, discussed in detail in §3.4.2.
The situation is similar for charges within and on electric conductors. A conductor
is a material having many charges free to move under external influences, both electricand non-electric. In a metallic conductor, electrons move against a background latticeof positive charges. An uncharged conductor is neutral: the amount of negative charge
carried by the electrons is equal to the positive charge in the background lattice. Thedistribution of charges in an uncharged conductor is such that the macroscopic electricfield is zero inside and outside the conductor. When the conductor is exposed to an addi-tional electric field, the electrons move under the influence of the Lorentz force, creatingaconduction current . Rather than accelerating indefinitely, conduction electrons experi-
ence collisions with the lattice, thereby giving up their kinetic energy. Macroscopically,the charge motion can be described in terms of a time-average velocity, hence a macro-scopic current density can be assigned to the density of moving charge. The relationshipbetween the applied, or “impressed,” field and the resulting current density is given byOhm’s law ; in a linear, isotropic, nondispersive material this is
J(r,t)=σ(r)E(r,t). (3.21)
The conductivity σdescribes the impediment to charge motion through the lattice: the
Figure 3.2: Positive point charge near a grounded conductor.
higher the conductivity, the farther an electron may move on average before undergoing
a collision.
Let us examine how a state of equilibrium is established in a conductor. We shall con-
sider several important situations. First, suppose we bring a positively charged particleinto the vicinity of a neutral, insulated conductor (we say that a conductor is “insulated”if no means exists for depositing excess charge onto the conductor). The Lorentz forceon the free electrons in the conductor results in their motion toward the particle ( Figure
3.1).Areactio nforce F attract stheparticl etotheconductor .Iftheparticl eandthe
conductor are both held rigidly in space by an external mechanical force, the electronswithin the conductor continue to move toward the surface. In a metal, when these elec-trons reach the surface and try to continue further they experience a rapid reversal in thedirection of the Lorentz force, drawing them back toward the surface. A sufficiently largeforce (described by the work function of the metal)will be able to draw these charges
from the surface, but anything less will permit the establishment of a stable equilibriumat the surface. If σis large then equilibrium is established quickly, and a nonuniform
static charge distribution appears on the conductor surface. The electric field within theconductor must settle to zero at equilibrium, since a nonzero field would be associatedwith a current J=σE. In addition, the component of the field tangential to the surface
must be zero or the charge would be forced to move along the surface. At equilibrium,
the field within and tangential to a conductor must be zero. Note also that equilibrium
cannot be established without external forces to hold the conductor and particle in place.
Next, suppose we bring a positively charged particle into the vicinity of a grounded
(rathe rthaninsulated)conducto rasinFigure3.2.Useoftheterm“grounded ”means
that the conductor is attached via a filamentary conductor to a remote reservoir of chargeknown as ground ; in practical applications the earth acts as this charge reservoir. Charges
are drawn from or returned to the reservoir, without requiring any work, in response tothe Lorentz force on the charge within the conducting body. As the particle approaches,negative charge is drawn to the body and then along the surface until a static equilibriumis re-established. Unlike the insulated body, the grounded conductor in equilibrium hasexcess negative charge, the amount of which depends on the proximity of the particle.Again, both particle and conductor must be held in place by external mechanical forces,and the total field produced by both the static charge on the conductor and the particlemust be zero at points interior to the conductor.
Finally, consider the process whereby excess charge placed inside a conducting body
redistributes as equilibrium is established. We assume an isotropic, homogeneous con-ducting body with permittivity /epsilon1and conductivity σ. An initially static charge with
density ρ0(r)is introduced at time t=0. The charge density must obey the continuity
equation
∇·J(r,t)=−∂ρ(r,t)
∂t;
since J=σE,w eh a v e
σ∇·E(r,t)=−∂ρ(r,t)
∂t.
By Gauss’s law, ∇·Ecan be eliminated:
σ
/epsilon1ρ(r,t)=−∂ρ(r,t)
∂t.
Solving this differential equation for the unknown ρ(r,t)we have
ρ(r,t)=ρ0(r)e−σt//epsilon1. (3.22)
The charge density within a homogeneous, isotropic conducting body decreases exponen-
tially with time, regardless of the original charge distribution and shape of the body. Ofcourse, the total charge must be constant, and thus charge within the body travels tothe surface where it distributes itself in such a way that the field internal to the bodyapproaches zero at equilibrium. The rate at which the volume charge dissipates is deter-mined by the relaxation time /epsilon1/σ; for copper (a good conductor)this is an astonishingly
small 10
−19s. Even distilled water, a relatively poor conductor, has /epsilon1/σ=10−6s. Thus
we see how rapidly static equilibrium can be approached.
3.1.3 Steady current
Since time-invariant fields must arise from time-invariant sources, we have from the
continuity equation
∇·J(r)=0. (3.23)
In large-scale form this is
/contintegraldisplay
SJ·dS=0. (3.24)
A current with the property (3.23)is said to be a steady current . By (3.24), a steady
current must be completely lineal (and infinite in extent)or must form closed loops.
However, if a current forms loops then the individual moving charges must undergoacceleration (from the change in direction of velocity). Since a single accelerating particleradiates energy in the form of an electromagnetic wave, we might expect a large steadyloop current to produce a great deal of radiation. In fact, if we superpose the fieldsproduced by the many particles comprising a steady current, we find that a steady currentproduces no radiation [91]. Remarkably, to obtain this result we must consider the exactrelativistic fields, and thus our finding is precise within the limits of our macroscopicassumptions.
If we try to create a steady current in free space, the flowing charges will tend to
disperse because of the Lorentz force from the field set up by the charges, and theresulting current will not form closed loops. A beam of electrons or ions will produceboth an electric field (because of the nonzero net charge of the beam)and a magnetic field(because of the current). At nonrelativistic particle speeds, the electric field producesan outward force on the charges that is much greater than the inward (or pinch)force
produced by the magnetic field. Application of an additional, external force will allow
the creation of a collimated beam of charge, as occurs in an electron tube where a series
of permanent magnets can be used to create a beam of steady current.
More typically, steady currents are created using wire conductors to guide the moving
charge. When an external force, such as the electric field created by a battery, is appliedto an uncharged conductor, the free electrons will begin to move through the positivelattice, forming a current. Each electron moves only a short distance before colliding withthe positive lattice, and if the wire is bent into a loop the resulting macroscopic currentwill be steady in the sense that the temporally and spatially averaged microscopic currentwill obey ∇·J=0. We note from the examples above that any charges attempting to
leave the surface of the wire are drawn back by the electrostatic force produced by theresulting imbalance in electrical charge. For conductors, the “drift” velocity associatedwith the moving electrons is proportional to the applied field:
u
d=−µeE
where µeis the electron mobility . The mobility of copper ( 3.2×10−3m2/V·s)is such
that an applied field of 1 V/m results in a drift velocity of only a third of a centimeterper second.
Integral properties of a steady current. Steady currents obey several useful inte-
gral properties. To develop these properties we need an integral identity. Let f(r)and
g(r)be scalar functions, continuous and with continuous derivatives in a volume region
V. Let Jrepresent a steady current field of finite extent, completely contained within
V. We begin by using (B.42)to expand
∇·(fgJ)=fg(∇·J)+J·∇(fg).
Noting that ∇·J=0and using (B.41), we get
∇·(fgJ)=(fJ)·∇g+(gJ)·∇f.
Now let us integrate over Vand employ the divergence theorem:
/contintegraldisplay
S(fg)J·dS=/integraldisplay
V[(fJ)·∇g+(gJ)·∇f]dV.
Since Jis contained entirely within S,w em u s th a v e ˆn·J=0everywhere on S. Hence
/integraldisplay
V[(fJ)·∇g+(gJ)·∇f]dV=0. (3.25)
We can obtain a useful relation by letting f=1and g=xiin (3.25), where (x,y,z)=
(x1,x2,x3). This gives
/integraldisplay
VJi(r)dV=0, (3.26)
where J1=Jxand so on. Hence the volume integral of any rectangular component of J
is zero. Similarly, letting f=g=xiwe find that
/integraldisplay
VxiJi(r)dV=0. (3.27)
With f=xiand g=xjwe obtain
/integraldisplay
V/bracketleftbig
xiJj(r)+xjJi(r)/bracketrightbig
dV=0. (3.28)
3.2 Electrostatics
3.2.1 The electrostatic potential and work
The equation
/contintegraldisplay
/Gamma1E·dl=0 (3.29)
satisfied by the electrostatic field E(r)is particularly interesting. A field with zero
circulation is said to be conservative . To see why, let us examine the work required to
move a particle of charge Qaround a closed path in the presence of E(r). Since work is
the line integral of force and B=0, the work expended by the external system moving
the charge against the Lorentz force is
W=−/contintegraldisplay
/Gamma1(QE+Qv×B)·dl=− Q/contintegraldisplay
/Gamma1E·dl=0.
This property is analogous to the conservation property for a classical gravitational field:
any potential energy gained by raising a point mass is lost when the mass is lowered.
Direct experimental verification of the electrostatic conservative property is difficult,
aside from the fact that the motion of Qmay alter Eby interacting with the sources of
E. By moving Qwith nonuniform velocity (i.e., with acceleration at the beginning of the
loop, direction changes in transit, and deceleration at the end)we observe a radiativeloss of energy, and this energy cannot be regained by the mechanical system providingthe motion. To avoid this problem we may assume that the charge is moved so slowly,or in such small increments, that it does not radiate. We shall use this concept later todetermine the “assembly energy” in a charge distribution.
The electrostatic potential. By the point form of (3.29),
∇× E(r)=0,
we can introduce a scalar field /Phi1=/Phi1(r)such that
E(r)=− ∇ /Phi1(r). (3.30)
The function /Phi1carries units of volts and is known as the electrostatic potential . Let us
consider the work expended by an external agent in moving a charge between points P
1
atr1and P2atr2:
W21=− Q/integraldisplayP2
P1−∇/Phi1(r)·dl=Q/integraldisplayP2
P1d/Phi1(r)=Q[/Phi1(r2)−/Phi1(r1)].
The work W21is clearly independent of the path taken between P1and P2; the quantity
V21=W21
Q=/Phi1(r2)−/Phi1(r1)=−/integraldisplayP2
P1E·dl, (3.31)
called the potential difference , has an obvious physical meaning as work per unit charge
required to move a particle against an electric field between two points.
Figure 3.3: Demonstration of path independence of the electric field line integral.
Of course, the large-scale form (3.29)also implies the path-independence of work in
the electrostatic field. Indeed, we may pass an arbitrary closed contour /Gamma1through P1
and P2 andthensplititintotwopieces/Gamma11 and/Gamma12 asshowninFigure3.3.Since
−Q/contintegraldisplay
/Gamma11−/Gamma12E·dl=− Q/integraldisplay
/Gamma11E·dl+Q/integraldisplay
/Gamma12E·dl=0,
we have
−Q/integraldisplay
/Gamma11E·dl=− Q/integraldisplay
/Gamma12E·dl
as desired.
We sometimes refer to /Phi1(r)as the absolute electrostatic potential . Choosing a suitable
reference point P0at location r0and writing the potential difference as
V21=[/Phi1(r2)−/Phi1(r0)]−[/Phi1(r1)−/Phi1(r0)],
we can justify calling /Phi1(r)theabsolute potential referred to P0. Note that P0might
describe a locus of points, rather than a single point, since many points can be at the samepotential. Although we can choose any reference point without changing the resulting
value of Efound from (3.30), for simplicity we often choose r
0such that /Phi1(r0)=0.
Several properties of the electrostatic potential make it convenient for describing static
electric fields. We know that, at equilibrium, the electrostatic field within a conductingbody must vanish. By (3.30)the potential at all points within the body must thereforehave the same constant value. It follows that the surface of a conductor is an equipotential
surface : a surface for which /Phi1(r)is constant.
As an infinite reservoir of charge that can be tapped through a filamentary conductor,
the entity we call “ground” must also be an equipotential object. If we connect a con-ductor to ground, we have seen that charge may flow freely onto the conductor. Since nowork is expended, “grounding” a conductor obviously places the conductor at the sameabsolute potential as ground. For this reason, ground is often assigned the role as thepotential reference with an absolute potential of zero volts. Later we shall see that forsources of finite extent ground must be located at infinity.
3.2.2 Boundary conditions
Boundary conditions for the electrostatic field. The boundary conditions found
for the dynamic electric field remain valid in the electrostatic case. Thus
ˆn12×(E1−E2)=0 (3.32)
and
ˆn12·(D1−D2)=ρs. (3.33)
Here ˆn12points into region 1 from region 2. Because the static curl and divergence
equations are independent, so are the boundary conditions (3.32)and (3.33) .
For a linear and isotropic dielectric where D=/epsilon1E, equation (3.33)becomes
ˆn12·(/epsilon11E1−/epsilon12E2)=ρs. (3.34)
Alternatively, using D=/epsilon10E+Pwe can write (3.33)as
ˆn12·(E1−E2)=1
/epsilon10(ρs+ρPs1+ρPs2) (3.35)
where
ρPs=ˆn·P
is the polarization surface charge with ˆnpointing outward from the material body.
We can also write the boundary conditions in terms of the electrostatic potential. With
E=− ∇ /Phi1, equation (3.32)becomes
/Phi11(r)=/Phi12(r) (3.36)
for all points ron the surface. Actually /Phi11and/Phi12may differ by a constant; because
this constant is eliminated when the gradient is taken to find E, it is generally ignored.
We can write (3.35)as
/epsilon10/parenleftbigg∂/Phi1 1
∂n−∂/Phi1 2
∂n/parenrightbigg
=−ρs−ρPs1−ρPs2
where the normal derivative is taken in the ˆn12direction. For a linear, isotropic dielectric
(3.33)becomes
/epsilon11∂/Phi1 1
∂n−/epsilon12∂/Phi1 2
∂n=−ρs. (3.37)
Again, we note that (3.36)and (3.37)are independent.
Boundary conditions for steady electric current. The boundary condition on the
normal component of current found in §2.8.2 remains valid in the steady current case.
Assume that the boundary exists between two linear, isotropic conducting regions havingconstitutive parameters ( /epsilon1
1,σ1)and (/epsilon12,σ2), respectively. By (2.198) we have
ˆn12·(J1−J2)=− ∇ s·Js (3.38)
where ˆn12points into region 1 from region 2. A surface current will not appear on the
boundary between two regions having finite conductivity, although a surface charge mayaccumulate there during the transient period when the currents are established [31]. Ifcharge is influenced to move from the surface, it will move into the adjacent regions,
Figure 3.4: Refraction of steady current at a material interface.
rather than along the surface, and a new charge will replace it, supplied by the current.
Thus, for finite conducting regions (3.38)becomes
ˆn12·(J1−J2)=0. (3.39)
A boundary condition on the tangential component of current can also be found.
Substituting E=J/σinto (3.32)we have
ˆn12×/parenleftbiggJ1
σ1−J2
σ2/parenrightbigg
=0.
We can also write this as
J1t
σ1=J2t
σ2(3.40)
where
J1t=ˆn12×J1, J2t=ˆn12×J2.
We may combine the boundary conditions for the normal components of current and
electric field to better understand the behavior of current at a material boundary. Sub-stituting E=J/σinto (3.34)we have
/epsilon1
1
σ1J1n−/epsilon12
σ2J2n=ρs (3.41)
where J1n=ˆn12·J1and J2n=ˆn12·J2. Combining (3.41)with (3.39) , we have
ρs=J1n/parenleftbigg/epsilon11
σ1−/epsilon12
σ2/parenrightbigg
=E1n/parenleftbigg
/epsilon11−σ1
σ2/epsilon12/parenrightbigg
=J2n/parenleftbigg/epsilon11
σ1−/epsilon12
σ2/parenrightbigg
=E2n/parenleftbigg
/epsilon11σ2
σ1−/epsilon12/parenrightbigg
where
E1n=ˆn12·E1, E2n=ˆn12·E2.
Unless /epsilon11σ2−σ1/epsilon12=0, a surface charge will exist on the interface between dissimilar
current-carrying conductors.
We may also combine the vector components of current on each side of the boundary
todetermin etheeffectsoftheboundar yoncurrentdirectio n(Figure3.4).Letθ1,2denote
the angle between J1,2and ˆn12so that
J1n=J1cosθ1, J1t=J1sinθ1
J2n=J2cosθ2, J2t=J2sinθ2.
Then J1cosθ1=J2cosθ2by (3.39), while σ2J1sinθ1=σ1J2sinθ2by (3.40). Hence
σ2tanθ1=σ1tanθ2. (3.42)
It is interesting to consider the case of current incident from a conducting material onto
an insulating material. If region 2 is an insulator, then J2n=J2t=0; by (3.39)we have
J1n=0. But (3.40)does not require J1t=0; with σ2=0the right-hand side of (3.40)
is indeterminate and thus J1tmay be nonzero. In other words, when current moving
through a conductor approaches an insulating surface, it bends and flows tangential tothe surface. This concept is useful in explaining how wires guide current.
Interestingly, (3.42)shows that when σ
2/lessmuchσ1we have θ2→0; current passing from a
conducting region into a slightly-conducting region does so normally.
3.2.3 Uniqueness of the electrostatic field
In§2.2.1 we found that the electromagnetic field is unique within a region Vwhen
the tangential component of Eis specified over the surrounding surface. Unfortunately,
this condition is not appropriate in the electrostatic case. We should remember thatan additional requirement for uniqueness of solution to Maxwell’s equations is that thefield be specified throughout Vat some time t
0. For a static field this would completely
determine Ewithout need for the surface field!
Let us determine conditions for uniqueness beginning with the static field equations.
Consider a region Vsurrounded by a surface S. Static charge may be located entirely
or partially within V, or entirely outside V, and produces a field within V. The region
may also contain any arrangement of conductors or other materials. Suppose (D1,E1)
and(D2,E2)represent solutions to the static field equations within Vwith source ρ(r).
We wish to find conditions that guarantee both E1=E2and D1=D2.
Since ∇·D1=ρand∇·D2=ρ, the difference field D0=D2−D1obeys the
homogeneous equation
∇·D0=0. (3.43)
Consider the quantity
∇·(D0/Phi10)=/Phi10(∇·D0)+D0·(∇/Phi10)
where E0=E2−E1=− ∇ /Phi10=− ∇ (/Phi12−/Phi11). We integrate over Vand use the
divergence theorem and (3.43)to obtain
/contintegraldisplay
S/Phi10[D0·ˆn]dS=/integraldisplay
VD0·(∇/Phi10)dV=−/integraldisplay
VD0·E0dV. (3.44)
Now suppose that /Phi10=0everywhere on S, or that ˆn·D0=0everywhere on S, or that
/Phi10=0over part of Sand ˆn·D0=0elsewhere on S. Then
/integraldisplay
VD0·E0dV=0. (3.45)
Since Vis arbitrary, either D0=0orE0=0. Assuming Eand Dare linked by the
constitutive relations, we have E1=E2and D1=D2.
Hence the fields within Vare unique provided that either /Phi1, the normal component
ofD, or some combination of the two, is specified over S. We often use a multiply-
connected surface to exclude conductors. By (3.33)we see that specification of the
normal component of Don a conductor is equivalent to specification of the surface
charge density. Thus we must specify the potential or surface charge density over allconducting surfaces.
One other condition results in zero on the left-hand side of (3.44). If Srecedes to
infinity and /Phi1
0and D0decrease sufficiently fast, then (3.45)still holds and uniqueness
is guaranteed. If D,E∼1/r2asr→∞, then /Phi1∼1/rand the surface integral in (3.44)
tends to zero since the area of an expanding sphere increases only as r2. We shall find
later in this section that for sources of finite extent the fields do indeed vary inverselywith distance squared from the source, hence we may allow Sto expand and encompass
all space.
For the case in which conducting bodies are immersed in an infinite homogeneous
medium and the static fields must be determined throughout all space, a multiply-connected surface is used with one part receding to infinity and the remaining partssurrounding the conductors. Here uniqueness is guaranteed by specifying the potentialsor charges on the surfaces of the conducting bodies.
3.2.4 Poisson’s and Laplace’s equations
For computational purposes it is often convenient to deal with the differential versions
∇× E(r)=0, (3.46)
∇·D(r)=ρ(r), (3.47)
of the electrostatic field equations. We must supplement these with constitutive relations
between Eand D; at this point we focus our attention on linear, isotropic materials for
which
D(r)=/epsilon1(r)E(r).
Using this in (3.47)along with E=− ∇ /Phi1(justified by (3.46)), we can write
∇·[/epsilon1(r)∇/Phi1(r)]=−ρ(r). (3.48)
This is Poisson’s equation . The corresponding homogeneous equation
∇·[/epsilon1(r)∇/Phi1(r)]=0, (3.49)
holding at points rwhere ρ(r)=0,i sLaplace’s equation . Equations (3.48)and (3.49)
are valid for inhomogeneous media. By (B.42)we can write
∇/Phi1(r)·∇/epsilon1(r)+/epsilon1(r)∇·[∇/Phi1(r)]=−ρ(r).
For a homogeneous medium, ∇/epsilon1=0; since ∇·(∇/Phi1)≡∇2/Phi1,w eh a v e
∇2/Phi1(r)=−ρ(r)//epsilon1 (3.50)
in such a medium. Correspondingly,
∇2/Phi1(r)=0
at points where ρ(r)=0.
Poisson’s and Laplace’s equations can be solved by separation of variables, Fourier
transformation, conformal mapping, and numerical techniques such as the finite differenceand moment methods. In Appendix A we consider the separation of variables solution
to Laplace’s equation in three major coordinate systems for a variety of problems. For
an introduction to numerical techniques the reader is referred to the books by Sadiku[162], Harrington [82], and Peterson et al. [146]. Solution to Poisson’s equation is oftenundertaken using the method of Green’s functions, which we shall address later in thissection. We shall also consider the solution to Laplace’s equation for bodies immersed inan applied, or “impressed,” field.
Uniqueness of solution to Poisson’s equation. Before attempting any solutions,
we must ask two very important questions. How do we know that solving the second-orderdifferential equation produces the same values for E=− ∇ /Phi1as solving the first-order
equations directly for E? And, if these solutions are the same, what are the conditions
for uniqueness of solution to Poisson’s and Laplace’s equations? To answer the firstquestion, a sufficient condition is to have /Phi1twice differentiable. We shall not attempt to
prove this, but shall instead show that the condition for uniqueness of the second-orderequations is the same as that for the first-order equations.
Consider a region of space Vsurrounded by a surface S. Static charge may be located
entirely or partially within V, or entirely outside V, and produces a field within V. This
region may also contain any arrangement of conductors or other materials. Now, assumethat/Phi1
1and/Phi12represent solutions to the static field equations within Vwith source
ρ(r). We wish to find conditions under which /Phi11=/Phi12.
Since we have
∇·[/epsilon1(r)∇/Phi11(r)]=−ρ(r), ∇·[/epsilon1(r)∇/Phi12(r)]=−ρ(r),
the difference field /Phi10=/Phi12−/Phi11obeys
∇·[/epsilon1(r)∇/Phi10(r)]=0. (3.51)
That is, /Phi10obeys Laplace’s equation. Now consider the quantity
∇·(/epsilon1/Phi1 0∇/Phi10)=/epsilon1|∇/Phi10|2+/Phi10∇·(/epsilon1∇/Phi10).
Integration over Vand use of the divergence theorem and (3.51)gives
/contintegraldisplay
S/Phi10(r)[/epsilon1(r)∇/Phi10(r)]·dS=/integraldisplay
V/epsilon1(r)|∇/Phi10(r)|2dV.
As with the first order equations, we see that specifying either /Phi1(r)or/epsilon1(r)∇/Phi1(r)·ˆnover
Sresults in /Phi10(r)=0throughout V, hence /Phi11=/Phi12. As before, specifying /epsilon1(r)∇/Phi1(r)·ˆn
for a conducting surface is equivalent to specifying the surface charge on S.
Integral solution to Poisson’s equation: the static Green’s function. The
method of Green’s functions is one of the most useful techniques for solving Poisson’sequation. We seek a solution for a single point source, then use Green’s second identityto write the solution for an arbitrary charge distribution in terms of a superpositionintegral.
We seek the solution to Poisson’s equation for a region of space Vas shown in Figure
3.5.Theregionisassume dhomogeneou swithpermittivi ty/epsilon1,anditssurfac eismultiply-
connected, consisting of a bounding surface S
Band any number of closed surfaces internal
toV. We denote by Sthe composite surface consisting of SBand the Ninternal surfaces
Sn,n=1,..., N. The internal surfaces are used to exclude material bodies, such as the
Figure 3.5: Computation of potential from known sources and values on bounding sur-
faces.
plates of a capacitor, which may be charged and on which the potential is assumed
to be known. To solve for /Phi1(r)within Vwe must know the potential produced by a
point source. This potential, called the Green’s function , is denoted G(r|r/prime); it has two
arguments because it satisfies Poisson’s equation at rwhen the source is located at r/prime:
∇2G(r|r/prime)=−δ(r−r/prime). (3.52)
Later we shall demonstrate that in all cases of interest to us the Green’s function is
symmetric in its arguments:
G(r/prime|r)=G(r|r/prime). (3.53)
This property of Gis known as reciprocity .
Our development rests on the mathematical result (B.30)known as Green’s second
identity . We can derive this by subtracting the identities
∇·(φ∇ψ)=φ∇·(∇ψ)+(∇φ)·(∇ψ),
∇·(ψ∇φ)=ψ∇·(∇φ)+(∇ψ)·(∇φ),
to obtain
∇·(φ∇ψ−ψ∇φ)=φ∇2ψ−ψ∇2φ.
Integrating this over a volume region Vwith respect to the dummy variable r/primeand using
the divergence theorem, we obtain
/integraldisplay
V[φ(r/prime)∇/prime2ψ(r/prime)−ψ(r/prime)∇/prime2φ(r/prime)]dV/prime=−/contintegraldisplay
S[φ(r/prime)∇/primeψ(r/prime)−ψ(r/prime)∇/primeφ(r/prime)]·dS/prime.
The negative sign on the right-hand side occurs because ˆnis aninward normal to V.
Finally, since ∂ψ(r/prime)/∂n/prime=ˆn/prime·∇/primeψ(r/prime),w eh a v e
/integraldisplay
V[φ(r/prime)∇/prime2ψ(r/prime)−ψ(r/prime)∇/prime2φ(r/prime)]dV/prime=−/contintegraldisplay
S/bracketleftbigg
φ(r/prime)∂ψ(r/prime)
∂n/prime−ψ(r/prime)∂φ(r/prime)
∂n/prime/bracketrightbigg
dS/prime
as desired.
To solve for /Phi1inVwe shall make some seemingly unmotivated substitutions into this
identity. First note that by (3.52)and (3.53)we can write
∇/prime2G(r|r/prime)=−δ(r/prime−r). (3.54)
We now set φ(r/prime)=/Phi1(r/prime)andψ(r/prime)=G(r|r/prime)to obtain
/integraldisplay
V[/Phi1(r/prime)∇/prime2G(r|r/prime)−G(r|r/prime)∇/prime2/Phi1(r/prime)]dV/prime=
−/contintegraldisplay
S/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime, (3.55)
hence
/integraldisplay
V/bracketleftbigg
/Phi1(r/prime)δ(r/prime−r)−G(r|r/prime)ρ(r/prime)
/epsilon1/bracketrightbigg
dV/prime=/contintegraldisplay
S/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime.
By the sifting property of the Dirac delta
/Phi1(r)=/integraldisplay
VG(r|r/prime)ρ(r/prime)
/epsilon1dV/prime+/contintegraldisplay
SB/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime+
+N/summationdisplay
n=1/contintegraldisplay
Sn/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime. (3.56)
With this we may compute the potential anywhere within Vin terms of the charge
density within Vand the values of the potential and its normal derivative over S.W e
must simply determine G(r|r/prime)first.
Let us take a moment to specialize (3.56)to the case of unbounded space. Provided
that the sources are of finite extent, as SB→∞ we shall find that
/Phi1(r)=/integraldisplay
VG(r|r/prime)ρ(r/prime)
/epsilon1dV/prime+N/summationdisplay
n=1/contintegraldisplay
Sn/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime.
A useful derivative identity. Many differential operations on the displacement vector
R=r−r/primeoccur in the study of electromagnetics. The identities
∇R=− ∇/primeR=ˆR, ∇/parenleftbigg1
R/parenrightbigg
=− ∇/prime/parenleftbigg1
R/parenrightbigg
=−ˆR
R2, (3.57)
for example, follow from direct differentiation of the rectangular coordinate representa-
tion
R=ˆx(x−x/prime)+ˆy(y−y/prime)+ˆz(z−z/prime).
The identity
∇2/parenleftbigg1
R/parenrightbigg
=−4πδ(r−r/prime), (3.58)
crucial to potential theory, is more difficult to establish. We shall prove the equivalent
version
∇/prime2/parenleftbigg1
R/parenrightbigg
=−4πδ(r/prime−r)
Figure 3.6: Geometry for establishing the singular property of ∇2(1/R).
by showing that
/integraldisplay
Vf(r/prime)∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime=/braceleftBigg
−4πf(r),r∈V,
0, r/∈V,(3.59)
holds for any continuous function f(r). By direct differentiation we have
∇/prime2/parenleftbigg1
R/parenrightbigg
=0forr/prime/negationslash=r,
hence the second part of (3.59)is established. This also shows that if r∈Vthen the
domain of integration in (3.59)can be restricted to a sphere of arbitrarily small radiusεcenteredat r (Figure3.6).Theresultweseekisfoundinthelimitasε→ 0.Thuswe
are interested in computing
/integraldisplay
Vf(r/prime)∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime=lim
ε→0/integraldisplay
Vεf(r/prime)∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime.
Since fis continuous at r/prime=r, we have by the mean value theorem
/integraldisplay
Vf(r/prime)∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime=f(r)lim
ε→0/integraldisplay
Vε∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime.
The integral over Vεcan be computed using ∇/prime2(1/R)=∇/prime·∇/prime(1/R)and the divergence
theorem:
/integraldisplay
Vε∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime=/integraldisplay
Sεˆn/prime·∇/prime/parenleftbigg1
R/parenrightbigg
dS/prime,
where Sεbounds Vε. Noting that ˆn/prime=− ˆR, using (57), and writing the integral in
spherical coordinates ( ε,θ,φ )centered at the point r,w eh a v e
/integraldisplay
Vf(r/prime)∇/prime2/parenleftbigg1
R/parenrightbigg
dV/prime=f(r)lim
ε→0/integraldisplay2π
0/integraldisplayπ
0−ˆR·/parenleftBiggˆR
ε2/parenrightBigg
ε2sinθdθdφ=−4πf(r).
Hence the first part of (3.59)is also established.
The Green’s function for unbounded space. In view of (3.58), one solution to
(3.52)is
G(r|r/prime)=1
4π|r−r/prime|. (3.60)
This simple Green’s function is generally used to find the potential produced by charge
in unbounded space. Here N=0(no internal surfaces)and SB→∞.T h u s
/Phi1(r)=/integraldisplay
VG(r|r/prime)ρ(r/prime)
/epsilon1dV/prime+lim
SB→∞/contintegraldisplay
SB/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime.
We have seen that the Green’s function varies inversely with distance from the source,
and thus expect that, as a superposition of point-source potentials, /Phi1(r)will also vary
inversely with distance from a source of finite extent as that distance becomes large withrespect to the size of the source. The normal derivatives then vary inversely with distancesquared. Thus, each term in the surface integrand will vary inversely with distance cubed,while the surface area itself varies with distance squared. The result is that the surfaceintegral vanishes as the surface recedes to infinity, giving
/Phi1(r)=/integraldisplay
VG(r|r/prime)ρ(r/prime)
/epsilon1dV/prime.
By (3.60)we then have
/Phi1(r)=1
4π/epsilon1/integraldisplay
Vρ(r/prime)
|r−r/prime|dV/prime(3.61)
where the integration is performed over all of space. Since
lim
r→∞/Phi1(r)=0,
points at infinity are a convenient reference for the absolute potential.
Later we shall need to know the amount of work required to move a charge Qfrom
infinity to a point Plocated at r. If a potential field is produced by charge located in
unbounded space, moving an additional charge into position requires the work
W21=− Q/integraldisplayP
∞E·dl=Q[/Phi1(r)−/Phi1(∞)]=Q/Phi1(r). (3.62)
Coulomb’s law. We can obtain Efrom (61)by direct differentiation. We have
E(r)=−1
4π/epsilon1∇/integraldisplay
Vρ(r/prime)
|r−r/prime|dV/prime=−1
4π/epsilon1/integraldisplay
Vρ(r/prime)∇/parenleftbigg1
|r−r/prime|/parenrightbigg
dV/prime,
hence
E(r)=1
4π/epsilon1/integraldisplay
Vρ(r/prime)r−r/prime
|r−r/prime|3dV/prime(3.63)
by (3.57). So Coulomb’s law follows from the two fundamental postulates of electrostatics
(3.5)and (3.6) .
Green’s function for unbounded space: two dimensions. We define the two-
dimensional Green’s function as the potential at a point r=ρ+ˆzzproduced by a
z-directed line source of constant density located at r/prime=ρ/prime. Perhaps the simplest way
to compute this is to first find Eproduced by a line source on the z-axis. By (3.63)we
have
E(r)=1
4π/epsilon1/integraldisplay
/Gamma1ρl(z/prime)r−r/prime
|r−r/prime|3dl/prime.
Then, since r=ˆzz+ˆρρ,r/prime=ˆzz/prime, and dl/prime=dz/prime,w eh a v e
E(ρ)=ρl
4π/epsilon1/integraldisplay∞
−∞ˆρρ+ˆz(z−z/prime)
/bracketleftbig
ρ2+(z−z/prime)2/bracketrightbig3/2dz/prime.
Carrying out the integration we find that Ehas only a ρ-component which varies only
withρ:
E(ρ)=ˆρρl
2π/epsilon1ρ. (3.64)
The absolute potential referred to a radius ρ0can be found by computing the line integral
ofEfromρtoρ0:
/Phi1(ρ)=−ρl
2π/epsilon1/integraldisplayρ
ρ0dρ/prime
ρ/prime=ρl
2π/epsilon1ln/parenleftbiggρ0
ρ/parenrightbigg
.
We may choose any reference point ρ0except ρ0=0orρ0=∞. This choice is equivalent
to the addition of an arbitrary constant, hence we can also write
/Phi1(ρ)=ρl
2π/epsilon1ln/parenleftbigg1
ρ/parenrightbigg
+C. (3.65)
The potential for a general two-dimensional charge distribution in unbounded space is
by superposition
/Phi1(ρ)=/integraldisplay
STρT(ρ/prime)
/epsilon1G(ρ|ρ/prime)dS/prime, (3.66)
where the Green’s function is the potential of a unit line source located at ρ/prime:
G(ρ|ρ/prime)=1
2πln/parenleftbiggρ0
|ρ−ρ/prime|/parenrightbigg
. (3.67)
Here STdenotes the transverse ( xy)plane, and ρTdenotes the two-dimensional charge
distribution ( C/m2)within that plane.
We note that the potential field (3.66)of a two-dimensional source decreases logarith-
mically with distance. Only the potential produced by a source of finite extent decreasesinversely with distance.
Dirichlet and Neumann Green’s functions. The unbounded space Green’s func-
tion may be inconvenient for expressing the potential in a region having internal surfaces.
In fact, (3.56)shows that to use this function we would be forced to specify both /Phi1and its
normal derivative over all surfaces. This, of course, would exceed the actual requirementsfor uniqueness.
Many functions can satisfy (3.52). For instance,
G(r|r
/prime)=A
|r−r/prime|+B
|r−ri|(3.68)
satisfies (3.52)if ri/∈V. Evaluation of (3.55)with the Green’s function (3.68)repro-
duces the general formulation (3.56)since the Laplacian of the second term in (3.68)isidentically zero in V. In fact, we can add any function to the free-space Green’s function,
provided that the additional term obeys Laplace’s equation within V:
G(r|r
/prime)=A
|r−r/prime|+F(r|r/prime), ∇/prime2F(r|r/prime)=0. (3.69)
A good choice for G(r|r/prime)will minimize the effort required to evaluate /Phi1(r). Examining
(3.56)we notice two possibilities. If we demand that
G(r|r/prime)=0for all r/prime∈S (3.70)
then the surface integral terms in (3.56)involving ∂/Phi1/∂ n/primewill vanish. The Green’s
function satisfying (3.70)is known as the Dirichlet Green’s function . Let us designate it
byGDand use reciprocity to write (3.70)as
GD(r|r/prime)=0for all r∈S.
The resulting specialization of (3.56),
/Phi1(r)=/integraldisplay
VGD(r|r/prime)ρ(r/prime)
/epsilon1dV/prime+/contintegraldisplay
SB/Phi1(r/prime)∂GD(r|r/prime)
∂n/primedS/prime+
+N/summationdisplay
n=1/contintegraldisplay
Sn/Phi1(r/prime)∂GD(r|r/prime)
∂n/primedS/prime, (3.71)
requires the specification of /Phi1(but not its normal derivative)over the boundary surfaces.
In case SBand Snsurround and are adjacent to perfect conductors, the Dirichlet bound-
ary condition has an important physical meaning. The corresponding Green’s function isthe potential at point rproduced by a point source at r
/primein the presence of the conductors
when the conductors are grounded — i.e., held at zero potential. Then we must specifythe actual constant potentials on the conductors to determine /Phi1everywhere within V
using (3.71). The additional term F(r|r
/prime)in (3.69)accounts for the potential produced
by surface charges on the grounded conductors.
By analogy with (3.70)it is tempting to try to define another electrostatic Green’s
function according to
∂G(r|r/prime)
∂n/prime=0for all r/prime∈S. (3.72)
But this choice is not permissible if Vis a finite-sized region. Let us integrate (3.54)over
Vand employ the divergence theorem and the sifting property to get
/contintegraldisplay
S∂G(r|r/prime)
∂n/primedS/prime=−1; (3.73)
in conjunction with this, equation (3.72)would imply the false statement 0=−1. Sup-
pose instead that we introduce a Green’s function according to
∂G(r|r/prime)
∂n/prime=−1
Afor all r/prime∈S. (3.74)
where Ais the total area of S. This choice avoids a contradiction in (3.73); it does not
nullify any terms in (3.56), but does reduce the surface integral terms involving /Phi1to
constants. Taken together, these terms all comprise a single additive constant on theright-hand side; although the corresponding potential /Phi1(r)is thereby determined only
to within this additive constant, the value of E(r)=− ∇ /Phi1(r)will be unaffected. By
reciprocity we can rewrite (3.74)as
∂G
N(r|r/prime)
∂n=−1
Afor all r∈S. (3.75)
The Green’s function GNso defined is known as the Neumann Green’s function . Observe
that if Vis not finite-sized then A→∞ and according to (3.74)the choice (3.72)becomes
allowable.
Finding the Green’s function that obeys one of the boundary conditions for a given
geometry is often a difficult task. Nevertheless, certain canonical geometries make theGreen’s function approach straightforward and simple. Such is the case in image theory,when a charge is located near a simple conducting body such as a ground screen ora sphere. In these cases the function F(r|r
/prime)consists of a single correction term as in
(3.68). We shall consider these simple cases in examples to follow.
Reciprocity of the static Green’s function. It remains to show that
G(r|r/prime)=G(r/prime|r)
for any of the Green’s functions introduced above. The unbounded-space Green’s function
is reciprocal by inspection; |r−r/prime|is unaffected by interchanging rand r/prime. However, we
can give a more general treatment covering this case as well as the Dirichlet and Neumanncases. We begin with
∇
2G(r|r/prime)=−δ(r−r/prime).
In Green’s second identity let
φ(r)=G(r|ra), ψ( r)=G(r|rb),
where raand rbare arbitrary points, and integrate over the unprimed coordinates. We
have/integraldisplay
V[G(r|ra)∇2G(r|rb)−G(r|rb)∇2G(r|ra)]dV=
−/contintegraldisplay
S/bracketleftbigg
G(r|ra)∂G(r|rb)
∂n−G(r|rb)∂G(r|ra)
∂n/bracketrightbigg
dS.
IfGis the unbounded-space Green’s function, the surface integral must vanish since
SB→∞. It must also vanish under Dirichlet or Neumann boundary conditions. Since
∇2G(r|ra)=−δ(r−ra), ∇2G(r|rb)=−δ(r−rb),
we have/integraldisplay
V[G(r|ra)δ(r−rb)−G(r|rb)δ(r−ra)]dV=0,
hence
G(rb|ra)=G(ra|rb)
by the sifting property. By the arbitrariness of raand rb, reciprocity is established.
Electrostatic shielding. The Dirichlet Green’s function can be used to explain elec-
trostatic shielding . We consider a closed, grounded, conducting shell with charge outside
butnotinside(Figure3.7).By(3.71)thepotentialatpointsinsidetheshellis
/Phi1(r)=/contintegraldisplay
SB/Phi1(r/prime)∂GD(r|r/prime)
∂n/primedS/prime,
Figure 3.7: Electrostatic shielding by a conducting shell.
where SBis tangential to the inner surface of the shell and we have used ρ=0within
the shell. Because /Phi1(r/prime)=0for all r/primeonSB,w eh a v e
/Phi1(r)=0
everywhere in the region enclosed by the shell. This result is independent of the charge
outside the shell, and the interior region is “shielded” from the effects of that charge.
Conversely, consider a grounded conducting shell with charge contained inside. If we
surround the outside of the shell by a surface S1and let SBrecede to infinity, then (3.71)
becomes
/Phi1(r)=lim
SB→∞/contintegraldisplay
SB/Phi1(r/prime)∂GD(r|r/prime)
∂n/primedS/prime+/contintegraldisplay
S1/Phi1(r/prime)∂GD(r|r/prime)
∂n/primedS/prime.
Again there is no charge in V(since the charge lies completely inside the shell). The
contribution from SBvanishes. Since S1lies adjacent to the outer surface of the shell,
/Phi1(r/prime)≡0onS1.T h u s /Phi1(r)=0for all points outside the conducting shell.
Example solution to Poisson’s equation: planar layered media. For simple
geometries Poisson’s equation may be solved as part of a boundary value problem (§A.4).
Occasionally such a solution has an appealing interpretation as the superposition of
potentials produced by the physical charge and its “images.” We shall consider here thecase of planar media and subsequently use the results to predict the potential producedby charge near a conducting sphere.
Consider a layered dielectric medium where various regions of space are separated by
planes at constant values of z. Material region ioccupies volume region V
iand has
permittivity /epsilon1i; it may or may not contain source charge. The solution to Poisson’s
equation is given by (3.56). The contribution
/Phi1p(r)=/integraldisplay
VG(r|r/prime)ρ(r/prime)
/epsilon1dV/prime
produced by sources within Vis known as the primary potential . The term
/Phi1s(r)=/contintegraldisplay
S/bracketleftbigg
/Phi1(r/prime)∂G(r|r/prime)
∂n/prime−G(r|r/prime)∂/Phi1(r/prime)
∂n/prime/bracketrightbigg
dS/prime,
on the other hand, involves an integral over the surface fields and is known as the sec-
ondary potential . This term is linked to effects outside V. Since the “sources” of /Phi1s
(i.e., the surface fields)lie on the boundary of V,/Phi1ssatisfies Laplace’s equation within
V. We may therefore use other, more convenient, representations of /Phi1sprovided they
satisfy Laplace’s equation. However, as solutions to a homogeneous equation they are ofindefinite form until linked to appropriate boundary values.
Since the geometry is invariant in the xand ydirections, we represent each potential
function in terms of a 2-D Fourier transform over these variables. We leave the zdepen-
dence intact so that we may apply boundary conditions directly in the spatial domain.The transform representations of the Green’s functions for the primary and secondarypotentials are derived in Appendix A. From (A.55)we see that the primary potentialwithin region V
ican be written as
/Phi1p
i(r)=/integraldisplay
ViGp(r|r/prime)ρ(r/prime)
/epsilon1idV/prime(3.76)
where
Gp(r|r/prime)=1
4π|r−r/prime|=1
(2π)2/integraldisplay∞
−∞e−kρ|z−z/prime|
2kρejkρ·(r−r/prime)d2kρ (3.77)
is the primary Green’s function with kρ=ˆxkx+ˆyky,kρ=|kρ|, and d2kρ=dkxdky.
We also find in (A.56)that a solution of Laplace’s equation can be written as
/Phi1s(r)=1
(2π)2/integraldisplay∞
−∞/bracketleftbig
A(kρ)ekρz+B(kρ)e−kρz/bracketrightbig
ejkρ·rd2kρ (3.78)
where A(kρ)and B(kρ)must be found by the application of appropriate boundary con-
ditions.
As a simple example, consider a charge distribution ρ(r)in free space above a grounded
conducting plane located at z=0. We wish to find the potential in the region z>0
using the Fourier transform representation of the potentials. The total potential is a sumof primary and secondary terms:
/Phi1(x,y,z)=/integraldisplay
V/bracketleftBigg
1
(2π)2/integraldisplay∞
−∞e−kρ|z−z/prime|
2kρejkρ·(r−r/prime)d2kρ/bracketrightBigg
ρ(r/prime)
/epsilon10dV/prime+
+1
(2π)2/integraldisplay∞
−∞/bracketleftbig
B(kρ)e−kρz/bracketrightbig
ejkρ·rd2kρ,
where the integral is over the region z>0. Here we have set A(kρ)=0because ekρz
grows with increasing z. Since the plane is grounded we must have /Phi1(x,y,0)=0.
Because z<z/primewhen we apply this condition, we have |z−z/prime|=z/prime−zand thus
/Phi1(x,y,0)=1
(2π)2/integraldisplay∞
−∞/bracketleftBigg/integraldisplay
Vρ(r/prime)
/epsilon10e−kρz/prime
2kρe−jkρ·r/primedV/prime+B(kρ)/bracketrightBigg
ejkρ·rd2kρ=0.
Invoking the Fourier integral theorem we find
B(kρ)=−/integraldisplay
Vρ(r/prime)
/epsilon10e−kρz/prime
2kρe−jkρ·r/primedV/prime,
Figure 3.8: Construction of electrostatic Green’s function for a ground plane.
hence the total potential is
/Phi1(x,y,z)=/integraldisplay
V/bracketleftBigg
1
(2π)2/integraldisplay∞
−∞e−kρ|z−z/prime|−e−kρ(z+z/prime)
2kρejkρ·(r−r/prime)d2kρ/bracketrightBigg
ρ(r/prime)
/epsilon10dV/prime
=/integraldisplay
VG(r|r/prime)ρ(r/prime)
/epsilon10dV/prime
where G(r|r/prime)is the Green’s function for the region above a grounded planar conductor.
We can interpret this Green’s function as a sum of the primary Green’s function (3.77)and a secondary Green’s function
G
s(r|r/prime)=−1
(2π)2/integraldisplay∞
−∞e−kρ(z+z/prime)
2kρejkρ·(r−r/prime)d2kρ. (3.79)
Forz>0the term z+z/primecan be replaced by |z+z/prime|. Then, comparing (3.79)with (3.77) ,
we see that
Gs(r|x/prime,y/prime,z/prime)=−Gp(r|x/prime,y/prime,−z/prime)=−1
4π|r−r/prime
i|(3.80)
where r/prime
i=ˆxx/prime+ˆyy/prime−ˆzz/prime. Because the Green’s function is the potential of a point charge,
we may interpret the secondary Green’s function as produced by a negative unit chargeplacedinaposition−z
/primeimmediatel ybeneaththepositiveunitchargethatproduces Gp
(Figure3.8).Thissecondar ychargeisthe“image ”oftheprimar ycharge.Thattwosuch
charges would produce a null potential on the ground plane is easily verified.
As a more involved example, consider a charge distribution ρ(r)above a planar in-
terface separating two homogeneous dielectric media. Region 1 occupies z>0and has
permittivity /epsilon11, while region 2 occupies z<0and has permittivity /epsilon12. In region 1 we
can write the total potential as a sum of primary and secondary components, discardingthe term that grows with z:
/Phi1
1(x,y,z)=/integraldisplay
V/bracketleftBigg
1
(2π)2/integraldisplay∞
−∞e−kρ|z−z/prime|
2kρejkρ·(r−r/prime)d2kρ/bracketrightBigg
ρ(r/prime)
/epsilon11dV/prime+
+1
(2π)2/integraldisplay∞
−∞/bracketleftbig
B(kρ)e−kρz/bracketrightbig
ejkρ·rd2kρ. (3.81)
With no source in region 2, the potential there must obey Laplace’s equation and there-
fore consists of only a secondary component:
/Phi12(r)=1
(2π)2/integraldisplay∞
−∞/bracketleftbig
A(kρ)ekρz/bracketrightbig
ejkρ·rd2kρ. (3.82)
To determine Aand Bwe impose (3.36)and (3.37) . By (3.36)we have
1
(2π)2/integraldisplay∞
−∞/bracketleftBigg/integraldisplay
Vρ(r/prime)
/epsilon11e−kρz/prime
2kρe−jkρ·r/primedV/prime+B(kρ)−A(kρ)/bracketrightBigg
ejkρ·rd2kρ=0,
hence
/integraldisplay
Vρ(r/prime)
/epsilon11e−kρz/prime
2kρe−jkρ·r/primedV/prime+B(kρ)−A(kρ)=0
by the Fourier integral theorem. Applying (3.37)at z=0with ˆn12=ˆz, and noting that
there is no excess surface charge, we find
/integraldisplay
Vρ(r/prime)e−kρz/prime
2kρe−jkρ·r/primedV/prime−/epsilon11B(kρ)−/epsilon12A(kρ)=0.
The solutions
A(kρ)=2/epsilon11
/epsilon11+/epsilon12/integraldisplay
Vρ(r/prime)
/epsilon11e−kρz/prime
2kρe−jkρ·r/primedV/prime,
B(kρ)=/epsilon11−/epsilon12
/epsilon11+/epsilon12/integraldisplay
Vρ(r/prime)
/epsilon11e−kρz/prime
2kρe−jkρ·r/primedV/prime,
are then substituted into (3.81)and (3.82)to give
/Phi11(r)=/integraldisplay
V/bracketleftBigg
1
(2π)2/integraldisplay∞
−∞e−kρ|z−z/prime|+/epsilon11−/epsilon12
/epsilon11+/epsilon12e−kρ(z+z/prime)
2kρejkρ·(r−r/prime)d2kρ/bracketrightBigg
ρ(r/prime)
/epsilon11dV/prime
=/integraldisplay
VG1(r|r/prime)ρ(r/prime)
/epsilon11dV/prime,
/Phi12(r)=/integraldisplay
V/bracketleftBigg
1
(2π)2/integraldisplay∞
−∞2/epsilon12
/epsilon11+/epsilon12e−kρ(z/prime−z)
2kρejkρ·(r−r/prime)d2kρ/bracketrightBigg
ρ(r/prime)
/epsilon12dV/prime
=/integraldisplay
VG2(r|r/prime)ρ(r/prime)
/epsilon12dV/prime.
Since z/prime>zfor all points in region 2, we can replace z/prime−zby|z−z/prime|in the formula for
/Phi12.
As with the previous example, let us compare the result to the form of the primary
Green’s function (3.77). We see that
G1(r|r/prime)=1
4π|r−r/prime|+/epsilon11−/epsilon12
/epsilon11+/epsilon121
4π|r−r/prime
1|,
G2(r|r/prime)=2/epsilon12
/epsilon11+/epsilon121
4π|r−r/prime
2|,
where r/prime
1=ˆxx/prime+ˆyy/prime−ˆzz/primeand r/prime
2=ˆxx/prime+ˆyy/prime+ˆzz/prime. So we can also write
/Phi11(r)=1
4π/integraldisplay
V/bracketleftbigg1
|r−r/prime|+/epsilon11−/epsilon12
/epsilon11+/epsilon121
|r−r/prime
1|/bracketrightbiggρ(r/prime)
/epsilon11dV/prime,
/Phi12(r)=1
4π/integraldisplay
V/bracketleftbigg2/epsilon12
/epsilon11+/epsilon121
|r−r/prime
2|/bracketrightbiggρ(r/prime)
/epsilon12dV/prime.
Figure 3.9: Green’s function for a grounded conducting sphere.
Note that /Phi12→/Phi11as/epsilon12→/epsilon11.
There is an image interpretation for the secondary Green’s functions. The secondary
Green’s function for region 1 appears as a potential produced by an image of the primarycharge located at −z
/primein an infinite medium of permittivity /epsilon11, and with an amplitude of
(/epsilon11−/epsilon12)/(/epsilon1 1+/epsilon12)times the primary charge. The Green’s function in region 2 is produced
by an image charge located at z/prime(i.e., at the location of the primary charge)in an infinite
medium of permittivity /epsilon12with an amplitude of 2/epsilon12/(/epsilon11+/epsilon12)times the primary charge.
Example solution to Poisson’s equation: conducting sphere. As an example
involving a nonplanar geometry, consider the potential produced by a source near agrounde dconductin gsphereinfreespace(Figure3.9).Basedonourexperienc ewith
planar layered media, we hypothesize that the secondary potential will be produced byan image charge; hence we try the simple Green’s function
G
s(r|r/prime)=A(r/prime)
4π|r−r/prime
i|
where the amplitude Aand location r/prime
iof the image are to be determined. We further
assume, based on our experience with planar problems, that the image charge will resideinside the sphere along a line joining the origin to the primary charge. Since r=aˆrfor
all points on the sphere, the total Green’s function must obey the Dirichlet condition
G(r|r
/prime)|r=a=1
4π|r−r/prime|/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r=a+A(r/prime)
4π|r−r/prime
i|/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r=a=1
4π|aˆr−r/primeˆr/prime|+A(r/prime)
4π|aˆr−r/prime
iˆr/prime|=0
in order to have the potential, given by (3.56), vanish on the sphere surface. Factoring a
from the first denominator and r/prime
ifrom the second we obtain
1
4πa|ˆr−r/prime
aˆr/prime|+A(r/prime)
4πr/prime
i|a
r/prime
iˆr−ˆr/prime|=0.
Now|kˆr−k/primeˆr/prime|=k2+k/prime2−2kk/primecosγwhere γis the angle between ˆrand ˆr/primeand k,k/prime
are constants; this means that |kˆr−ˆr/prime|=| ˆr−kˆr/prime|. Hence as long as we choose
r/prime
a=a
r/prime
i,A
r/prime
i=−1
a,
the total Green’s function vanishes everywhere on the surface of the sphere. The image
charge is therefore located within the sphere at r/prime
i=a2r/prime/r/prime2and has amplitude A=
−a/r/prime. (Note that both the location and amplitude of the image depend on the location
of the primary charge.)With this Green’s function and (3.71) , the potential of anarbitrary source placed near a grounded conducting sphere is
/Phi1(r)=/integraldisplay
Vρ(r/prime)
/epsilon11
4π/bracketleftBigg
1
|r−r/prime|−a/r/prime
|r−a2
r/prime2r/prime|/bracketrightBigg
dV/prime.
The Green’s function may be used to compute the surface charge density induced on
the sphere by a unit point charge: it is merely necessary to find the normal component ofelectric field from the gradient of /Phi1(r). We leave this as an exercise for the reader, who
may then integrate the surface charge and thereby show that the total charge inducedon the sphere is equal to the image charge. So the total charge induced on a groundedsphere by a point charge qat a point r=r
/primeisQ=−qa/r/prime.
It is possible to find the total charge induced on the sphere without finding the image
charge first. This is an application of Green’s reciprocation theorem ( §3.4.4). According
to (3.211), if we can find the potential VPat a point rproduced by the sphere when it is
isolated and carrying a total charge Q0, then the total charge Qinduced on the grounded
sphere in the vicinity of a point charge qplaced at ris given by
Q=−qVP/V1
where V1is the potential of the isolated sphere. We can apply this formula by noting that
an isolated sphere carrying charge Q0produces a field E(r)=ˆrQ0/4π/epsilon1r2. Integration
from a radius rto infinity gives the potential referred to infinity: /Phi1(r)=Q0/4π/epsilon1r.So
the potential of the isolated sphere is V1=Q0/4π/epsilon1a, while the potential at radius r/primeis
VP=Q0/4π/epsilon1r/prime. Substitution gives Q=−qa/r/primeas before.
3.2.5 Force and energy
Maxwell’s stress tensor. The electrostatic version of Maxwell’s stress tensor can be
obtained from (2.288)by setting B=H=0:
¯Te=1
2(D·E)¯I−DE. (3.83)
The total electric force on the charges in a region Vbounded by the surface Sis given
by the relation
Fe=−/contintegraldisplay
S¯Te·dS=/integraldisplay
VfedV
where fe=ρEis the electric force volume density.
In particular, suppose that Sis adjacent to a solid conducting body embedded in a
dielectric having permittivity /epsilon1(r). Since all the charge is at the surface of the conductor,
the force within Vacts directly on the surface. Thus, −¯Te·ˆnis the surface force density
(traction )t. Using D=/epsilon1E, and remembering that the fields are normal to the conductor,
we find that
¯Te·ˆn=1
2/epsilon1E2
nˆn−/epsilon1EE·ˆn=−1
2/epsilon1E2
nˆn=−1
2ρsE.
The surface force density is perpendicular to the surface.
As a simple but interesting example, consider the force acting on a rigid conducting
sphere of radius acarrying total charge Qin a homogeneous medium. At equilibrium
the charge is distributed uniformly with surface density ρs=Q/4πa2, producing a field
E=ˆrQ/4π/epsilon1r2external to the sphere. Hence a force density
t=1
2ˆrQ2
/epsilon1(4πa2)2
acts at each point on the surface. This would cause the sphere to expand outward if the
structural integrity of the material were to fail. Integration over the entire sphere yields
F=1
2Q2
/epsilon1(4πa2)2/integraldisplay
SˆrdS=0.
However, integration of tover the upper hemisphere yields
F=1
2Q2
/epsilon1(4πa2)2/integraldisplay2π
0/integraldisplayπ/2
0ˆra2sinθdθdφ.
Substitution of ˆr=ˆxsinθcosφ+ˆysinθsinφ+ˆzcosθleads immediately to Fx=Fy=0,
but the z-component is
Fz=1
2Q2
/epsilon1(4πa2)2/integraldisplay2π
0/integraldisplayπ/2
0a2cosθsinθdθdφ=Q2
32/epsilon1πa2.
This result can also be obtained by integrating −¯Te·ˆnover the entire xy-plane with
ˆn=− ˆz. Since −¯Te·(−ˆz)=ˆz/epsilon1
2E·Ewe have
F=ˆz1
2Q2
(4π/epsilon1)2/integraldisplay2π
0/integraldisplay∞
ard rdφ
r4=ˆzQ2
32/epsilon1πa2.
As a more challenging example, consider two identical line charges parallel to the z-
axis and located at x=± d/2,y=0in free space. We can find the force on one line
charge due to the other by integrating Maxwell’s stress tensor over the yz-plane. From
(3.64)we find that the total electric field on the yz-plane is
E(y,z)=y
y2+(d/2)2ρl
π/epsilon10ˆy
where ρlis the line charge density. The force density for either line charge is −¯Te·ˆn,
where we use ˆn=± ˆxto obtain the force on the charge at x=∓d/2. The force density
for the charge at x=−d/2is
¯Te·ˆn=1
2(D·E)¯I·ˆx−DE·ˆx=/epsilon10
2/bracketleftbiggy
y2+(d/2)2ρl
π/epsilon10/bracketrightbigg2
ˆx
and the total force is
F−=−/integraldisplay∞
−∞/integraldisplay∞
−∞ρ2
l
2π2/epsilon10y2
/bracketleftbig
y2+(d/2)2/bracketrightbig2ˆxdydz.
On a per unit length basis the force is
F−
l=− ˆxρ2
l
2π2/epsilon10/integraldisplay∞
−∞y2
[y2+(d/2)2]2dy=− ˆxρ2
l
2πd/epsilon10.
Note that the force is repulsive as expected.
Figure 3.10: Computation of electrostatic stored energy via the assembly energy of a
charge distribution.
Electrostatic stored energy. In§2.9.5 we considered the energy relations for the
electromagnetic field. Those relations remain valid in the static case. Since our interpre-tation of the dynamic relations was guided in part by our knowledge of the energy storedin a static field, we must, for completeness, carry out a study of that effect here.
The energy of a static configuration is taken to be the work required to assemble the
configuration from a chosen starting point. For a configuration of static charges, thestored electric energy is the energy required to assemble the configuration, starting with
all charges removed to infinite distance (the assumed zero potential reference). If theassembled charges are not held in place by an external mechanical force they will move,thereby converting stored electric energy into other forms of energy (e.g., kinetic energyand radiation).
By (3.62), the work required to move a point charge qfrom a reservoir at infinity to
a point Patrin a potential field /Phi1is
W=q/Phi1(r).
If instead we have a continuous charge density ρpresent, and wish to increase this to
ρ+δρby bringing in a small quantity of charge δρ, a total work
δW=/integraldisplay
V∞δρ(r)/Phi1(r)dV (3.84)
is required, and the potential field is increased to /Phi1+δ/Phi1. Here V∞denotes all of space.
(We could restrict the integral to the region containing the charge, but we shall find ithelpful to extend the domain of integration to all of space.)
Nowconside rthesituatio nshowninFigure3.10.Herewehavechargeintheformof
both volume densities and surface densities on conducting bodies. Also present may belinear material bodies. We can think of assembling the charge in two distinctly different
ways. We could, for instance, bring small portions of charge (or point charges)together
to form the distribution ρ. Or, we could slowly build up ρby adding infinitesimal, but
spatially identical, distributions. That is, we can create the distribution ρfrom a zero
initial state by repeatedly adding a charge distribution
δρ(r)=ρ(r)/N,
where Nis a large number. Whenever we add δρwe must perform the work given by
(3.84), but we also increase the potential proportionately (remembering that all materialsare assumed linear). At each step, more work is required. The total work is
W= N/summationdisplay
n=1/integraldisplay
V∞δρ(r)[(n−1)δ/Phi1( r)]dV=/bracketleftBiggN/summationdisplay
n=1(n−1)/bracketrightBigg/integraldisplay
V∞ρ(r)
N/Phi1(r)
NdV. (3.85)
We must use an infinite number of steps so that no energy is lost to radiation at any step
(since the charge we add each time is infinitesimally small). Using
N/summationdisplay
n=1(n−1)=N(N−1)/2,
(3.85)becomes
W=1
2/integraldisplay
V∞ρ(r)/Phi1(r)dV (3.86)
asN→∞. Finally, since some assembled charge will be in the form of a volume density
and some in the form of the surface density on conductors, we can generalize (3.86)to
W=1
2/integraldisplay
V/primeρ(r)/Phi1(r)dV+1
2I/summationdisplay
i=1QiVi. (3.87)
Here V/primeis the region outside the conductors, Qiis the total charge on the ith conductor
(i=1,..., I), and Viis the absolute potential (referred to infinity)of the ith conductor.
An intriguing property of electrostatic energy is that the charges on the conductors
will arrange themselves, while seeking static equilibrium, into a minimum-energy config-uration (Thomson’s theorem).
In keeping with our field-centered view of electromagnetics, we now wish to write the
energy (3.86)entirely in terms of the field vectors Eand D. Since ρ=∇· Dwe have
W=1
2/integraldisplay
V∞[∇·D(r)]/Phi1(r)dV.
Then, by (B.42),
W=1
2/integraldisplay
V∞∇·[/Phi1(r)D(r)]dV−1
2/integraldisplay
V∞D(r)·[∇/Phi1(r)]dV.
Use of the divergence theorem and (3.30)leads to
W=1
2/contintegraldisplay
S∞/Phi1(r)D(r)·dS+1
2/integraldisplay
V∞D(r)·E(r)dV
Figure 3.11: Multipole expansion.
where S∞is the bounding surface that recedes toward infinity to encompass all of space.
Because /Phi1∼1/rand D∼1/r2asr→∞, the integral over S∞tends to zero and
W=1
2/integraldisplay
V∞D(r)·E(r)dV. (3.88)
Hence we may compute the assembly energy in terms of the fields supported by the
charge ρ.
It is significant that the assembly energy Wis identical to the term within the time
derivative in Poynting’s theorem (2.299). Hence our earlier interpretation, that this termrepresents the time-rate of change of energy “stored” in the electric field, has a firm basis.Of course, the assembly energy is a static concept, and our generalization to dynamicfields is purely intuitive. We also face similar questions regarding the meaning of energydensity, and whether energy can be “localized” in space. The discussions in §2.9.5 still
apply.
3.2.6 Multipole expansion
Consider an arbitrary but spatially localized charge distribution of total charge Q
inanunbounde dhomogeneou smediu m(Figure3.11).Wehavealread yobtaine dthe
potential (3.61)of the source; as we move the observation point away, /Phi1should decrease
in a manner roughly proportional to 1/r. The actual variation depends on the nature
of the charge distribution and can be complicated. Often this dependence is dominated
by a specific inverse power of distance for observation points far from the source, and wecan investigate it by expanding the potential in powers of 1/r. Although such multipole
expansions of the potential are rarely used to perform actual computations, they can
provide insight into both the behavior of static fields and the physical meaning of thepolarization vector P.
Let us place our origin of coordinates somewhere within the charge distribution, as
showninFigure3.11,andexpan dtheGreen’ sfunctio nspatia ldependenc einathree-
dimensional Taylor series about the origin:
1
R=∞/summationdisplay
n=01
n!(r/prime·∇/prime)n1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0=1
r+(r/prime·∇/prime)1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+1
2(r/prime·∇/prime)21
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+···,(3.89)
where R=|r−r/prime|. Convergence occurs if |r|>|r/prime|. In the notation (r/prime·∇/prime)nwe interpret
a power on a derivative operator as the order of the derivative. Substituting (3.89)into
(3.61)and writing the derivatives in Cartesian coordinates we obtain
/Phi1(r)=1
4π/epsilon1/integraldisplay
Vρ(r/prime)/bracketleftbigg1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+(r/prime·∇/prime)1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+1
2(r/prime·∇/prime)21
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+···/bracketrightbigg
dV/prime.(3.90)
For the second term we can use (3.57)to write
(r/prime·∇/prime)1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0=r/prime·/parenleftbigg
∇/prime1
R/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0=r/prime·/parenleftBiggˆR
R2/parenrightBigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0=r/prime·ˆr
r2. (3.91)
The third term is complicated. Let us denote (x,y,z)by(x1,x2,x3)and perform an
expansion in rectangular coordinates:
(r/prime·∇/prime)21
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0=3/summationdisplay
i=13/summationdisplay
j=1x/prime
ix/prime
j∂2
∂x/prime
i∂x/prime
j1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0.
It turns out [172] that this can be written as
(r/prime·∇/prime)21
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0=1
r3ˆr·(3r/primer/prime−r/prime2¯I)·ˆr.
Substitution into (3.90)gives
/Phi1(r)=Q
4π/epsilon1r+ˆr·p
4π/epsilon1r2+1
2ˆr·¯Q·ˆr
4π/epsilon1r3+···, (3.92)
which is the multipole expansion for /Phi1(r). It converges for all r>rmwhere rmis the
radiusofthesmalles tspherecompletel ycontainin gthechargecenteredat r/prime= 0 (Figure
3.11).In(3.92)theterms Q, p, ¯Q,andsoonarecalledthemultipol emoment sofρ(r).
The first moment is merely the total charge
Q=/integraldisplay
Vρ(r/prime)dV/prime.
The second moment is the electric dipole moment vector
p=/integraldisplay
Vr/primeρ(r/prime)dV/prime.
The third moment is the electric quadrupole moment dyadic
¯Q=/integraldisplay
V(3r/primer/prime−r/prime2¯I)ρ(r/prime)dV/prime.
The expansion (3.92)allows us to identify the dominant power of rforr/greatermuchrm.
The first nonzero term in (3.92)dominates the potential at points far from the source.Interestingly, the first nonvanishing moment is independent of the location of the originofr
/prime, while all subsequent higher moments depend on the location of the origin [91]. We
can see this most easily through a few simple examples.
For a single point charge qlocated at r0we can write ρ(r)=qδ(r−r0). The first
moment of ρis
Q=/integraldisplay
Vqδ(r/prime−r0)dV/prime=q.
Figure 3.12: A dipole distribution.
Note that this is independent of r0. The second moment
p=/integraldisplay
Vr/primeqδ(r/prime−r0)dV/prime=qr0
depends on r0, as does the third moment
¯Q=/integraldisplay
V(3r/primer/prime−r/prime2¯I)qδ(r/prime−r0)dV/prime=q(3r0r0−r2
0¯I).
Ifr0=0then only the first moment is nonzero; that this must be the case is obvious
from (3.61).
ForthedipoleofFigure3.12wecanwrite
ρ(r)=−qδ(r−r0+d/2)+qδ(r−r0−d/2).
In this case
Q=−q+q=0, p=qd, ¯Q=q[3(r0d+dr0)−2(r0·d)¯I].
Only the first nonzero moment, in this case p, is independent of r0.F o r r0=0the only
nonzero multipole moment would be the dipole moment p. If the dipole is aligned along
thez-axis with d=dˆzand r0=0, then the exact potential is
/Phi1(r)=1
4π/epsilon1pcosθ
r2.
By (3.30)we have
E(r)=1
4π/epsilon1p
r3(ˆr2 cosθ+ˆθsinθ), (3.93)
which is the classic result for the electric field of a dipole.
Finall y,conside rthequadru poleshowninFigure3.13.Thechargedensityis
ρ(r)=−qδ(r−r0)+qδ(r−r0−d1)+qδ(r−r0−d2)−qδ(r−r0−d1−d2).
Figure 3.13: A quadrupole distribution.
Carrying through the details, we find that the first two moments of ρvanish, while the
third is given by
¯Q=q[−3(d1d2+d2d1)+2(d1·d2)¯I].
As expected, it is independent of r0.
It is tedious to carry (3.92)beyond the quadrupole term using the Taylor expansion.
Another approach is to expand 1/Rin spherical harmonics. Referring to Appendix E.3
we find that
1
|r−r/prime|=4π∞/summationdisplay
n=0n/summationdisplay
m=−n1
2n+1r/primen
rn+1Y∗
nm(θ/prime,φ/prime)Ynm(θ, φ)
(see Jackson [91] or Arfken [5] for a detailed derivation). This expansion converges for
|r|>|rm|. Substitution into (3.61)gives
/Phi1(r)=1
/epsilon1∞/summationdisplay
n=01
rn+1/bracketleftBigg
1
2n+1n/summationdisplay
m=−nqnmYnm(θ, φ)/bracketrightBigg
(3.94)
where
qnm=/integraldisplay
Vρ(r/prime)r/primenY∗
nm(θ/prime,φ/prime)dV/prime.
We can now identify any inverse power of rin the multipole expansion, but at the price
of dealing with a double summation. For a charge distribution with axial symmetry (noφ-variation), only the coefficient q
n0is nonzero. The relation
Yn0(θ, φ) =/radicalbigg
2n+1
4πPn(cosθ)
allows us to simplify (3.94)and obtain
/Phi1(r)=1
4π/epsilon1∞/summationdisplay
n=01
rn+1qnPn(cosθ) (3.95)
where
qn=2π/integraldisplay
r/prime/integraldisplay
θ/primeρ(r/prime,θ/prime)r/primenPn(cosθ/prime)r/prime2sinθ/primedθ/primedr/prime.
As a simple example consider a spherical distribution of charge given by
ρ(r)=3Q
πa3cosθ, r≤a.
This can be viewed as two adjacent hemispheres carrying total charges ±Q. Since cosθ=
P1(cosθ), we compute
qn=2π/integraldisplaya
0/integraldisplayπ
03Q
πa3P1(cosθ/prime)r/primenPn(cosθ/prime)r/prime2sinθ/primedθ/primedr/prime
=2π3Q
πa3an+3
n+3/integraldisplayπ
0P1(cosθ)Pn(cosθ/prime)sinθ/primedθ/prime.
Using the orthogonality relation (E.123)we find
qn=2π3Q
πa3an+3
n+3δ1n2
2n+1.
Hence the only nonzero coefficient is q1=Qaand
/Phi1(r)=1
4π/epsilon11
r2QaP 1(cosθ)=Qa
4π/epsilon1r2cosθ.
This is the potential of a dipole having moment p=ˆzQa. Thus we could replace the
sphere with point charges ∓Qatz=∓a/2without changing the field for r>a.
Physical interpretation of the polarization vector in a dielectric. We have
used the Maxwell–Minkowski equations to determine the electrostatic potential of acharge distribution in the presence of a dielectric medium. Alternatively, we can usethe Maxwell–Boffi equations
∇× E=0, (3.96)
∇·E=1
/epsilon10(ρ−∇· P). (3.97)
Equation (3.96)allows us to define a scalar potential through (3.30) . Substitution into
(3.97)gives
∇2/Phi1(r)=−1
/epsilon10[ρ(r)+ρP(r)] (3.98)
where ρP=− ∇· P. This has the form of Poisson’s equation (3.50), but with charge
density term ρ(r)+ρP(r). Hence the solution is
/Phi1(r)=1
4π/epsilon10/integraldisplay
Vρ(r/prime)−∇/prime·P(r/prime)
|r−r/prime|dV/prime.
To this we must add any potential produced by surface sources such as ρs. If there is a
discontinuity in the dielectric region, there is also a surface polarization source ρPs=ˆn·P
according to (3.35). Separating the volume into regions with bounding surfaces Siacross
which the permittivity is discontinuous, we may write
/Phi1(r)=1
4π/epsilon10/integraldisplay
Vρ(r/prime)
|r−r/prime|dV/prime+1
4π/epsilon10/integraldisplay
Sρs(r/prime)
|r−r/prime|dS/prime+
+/summationdisplay
i/bracketleftbigg1
4π/epsilon10/integraldisplay
Vi−∇/prime·P(r/prime)
|r−r/prime|dV/prime+1
4π/epsilon10/contintegraldisplay
Siˆn/prime·P(r/prime)
|r−r/prime|dS/prime/bracketrightbigg
, (3.99)
where ˆnpoints outward from region i. Using the divergence theorem on the fourth term
and employing (B.42), we obtain
/Phi1(r)=1
4π/epsilon10/integraldisplay
Vρ(r/prime)
|r−r/prime|dV/prime+1
4π/epsilon10/integraldisplay
Sρs(r/prime)
|r−r/prime|dS/prime+
+/summationdisplay
i/bracketleftbigg1
4π/epsilon10/integraldisplay
ViP(r/prime)·∇/prime/parenleftbigg1
|r−r/prime|/parenrightbigg
dV/prime/bracketrightbigg
.
Since ∇/prime(1/R)=ˆR/R2, the third term is a sum of integrals of the form
1
4π/epsilon1/integraldisplay
ViP(r/prime)·ˆR
R2dV.
Comparing this to the second term of (3.92), we see that this integral represents a volume
superposition of dipole terms where Pis a volume density of dipole moments.
Thus, a dielectric with permittivity /epsilon1is equivalent to a volume distribution of dipoles
in free space. No higher-order moments are required, and no zero-order moments areneeded since any net charge is included in ρ. Note that we have arrived at this conclusion
based only on Maxwell’s equations and the assumption of a linear, isotropic relationshipbetween Dand E. Assuming our macroscopic theory is correct, we are tempted to make
assumptions about the behavior of matter on a microscopic level (e.g., atoms exposed tofields are polarized and their electron clouds are displaced from their positively chargednuclei), but this area of science is better studied from the viewpoints of particle physicsand quantum mechanics.
Potential of an azimuthally-symmetric charged spherical surface. In several
of our example problems we shall be interested in evaluating the potential of a chargedspherical surface. When the charge is azimuthally-symmetric, the potential is particularlysimple.
We will need the value of the integral
F(r)=1
4π/integraldisplay
Sf(θ/prime)
|r−r/prime|dS/prime(3.100)
where r=rˆrdescribes an arbitrary observation point and r/prime=aˆr/primeidentifies the source
point on the surface of the sphere of radius a. The integral is most easily done using the
expansion (E.200)for |r−r/prime|−1in spherical harmonics. We have
F(r)=a2∞/summationdisplay
n=0n/summationdisplay
m=−nYnm(θ, φ)
2n+1rn
<
rn+1
>/integraldisplayπ
−π/integraldisplayπ
0f(θ/prime)Y∗
nm(θ/prime,φ/prime)sinθ/primedθ/primedφ/prime
where r<=min{r,a}and r>=max{r,a}. Using orthogonality of the exponentials we
find that only the m=0terms contribute:
F(r)=2πa2∞/summationdisplay
n=0Yn0(θ, φ)
2n+1rn
<
rn+1
>/integraldisplayπ
0f(θ/prime)Y∗
n0(θ/prime,φ/prime)sinθ/primedθ/prime.
Finally, since
Yn0=/radicalbigg
2n+1
4πPn(cosθ)
we have
F(r)=1
2a2∞/summationdisplay
n=0Pn(cosθ)rn
<
rn+1
>/integraldisplayπ
0f(θ/prime)Pn(cosθ/prime)sinθ/primedθ/prime. (3.101)
As an example, suppose f(θ)=cosθ=P1(cosθ). Then
F(r)=1
2a2∞/summationdisplay
n=0Pn(cosθ)rn
<
rn+1
>/integraldisplayπ
0P1(cosθ/prime)Pn(cosθ/prime)sinθ/primedθ/prime.
The orthogonality of the Legendre polynomials can be used to show that
/integraldisplayπ
0P1(cosθ/prime)Pn(cosθ/prime)sinθ/primedθ/prime=2
3δ1n,
hence
F(r)=a2
3cosθr<
r2>. (3.102)
3.2.7 Field produced by a permanently polarized body
Certain materials, called electrets , exhibit polarization in the absence of an external
electric field. A permanently polarized material produces an electric field both internaland external to the material, hence there must be a charge distribution to support thefields. We can interpret this charge as being caused by the permanent separation ofatomic charge within the material, but if we are only interested in the macroscopic fieldthen we need not worry about the microscopic implications of such materials. Instead, wecan use the Maxwell–Boffi equations and find the potential produced by the material by
using (3.99). Thus, the field of an electret with known polarization Poccupying volume
region Vin free space is dipolar in nature and is given by
/Phi1(r)=1
4π/epsilon10/integraldisplay
V−∇/prime·P(r/prime)
|r−r/prime|dV/prime+1
4π/epsilon10/contintegraldisplay
Sˆn/prime·P(r/prime)
|r−r/prime|dS/prime
where ˆnpoints out of the volume region V.
As an example, consider a material sphere of radius a, permanently polarized along
its axis with uniform polarization P(r)=ˆzP0. We have the equivalent source densities
ρp=− ∇· P=0,ρ Ps=ˆn·P=ˆr·ˆzP0=P0cosθ.
Then
/Phi1(r)=1
4π/epsilon10/contintegraldisplay
SρPs(r/prime)
|r−r/prime|dS/prime=1
4π/epsilon10/contintegraldisplay
SP0cosθ/prime
|r−r/prime|dS/prime.
The integral takes the form (3.100), hence by (3.102) the solution is
/Phi1(r)=P0a2
3/epsilon10cosθr<
r2>. (3.103)
If we are interested only in the potential for r>a, we can use the multipole expansion
(3.95)to obtain
/Phi1(r)=1
4π/epsilon10∞/summationdisplay
n=01
rn+1qnPn(cosθ), r>a
where
qn=2π/integraldisplayπ
0ρPs(θ/prime)anPn(cosθ/prime)a2sinθ/primedθ/prime.
Substituting for ρPsand remembering that cosθ=P1(cosθ),w eh a v e
qn=2πan+2P0/integraldisplayπ
0P1(cosθ/prime)Pn(cosθ/prime)sinθ/primedθ/prime.
Using the orthogonality relation (E.123)we find
qn=2πan+2P0δ1n2
2n+1.
Therefore the only nonzero coefficient is
q1=4πa3P0
3
and
/Phi1(r)=1
4π/epsilon101
r24πa3P0
3P1(cosθ)=P0a3
3/epsilon10r2cosθ, r>a.
This is a dipole field, and matches (3.103)as expected.
3.2.8 Potential of a dipole layer
Surface charge layers sometimes occur in bipolar form, such as in the membrane sur-
rounding an animal cell. These can be modeled as a dipole layer consisting of parallelsurface charges of opposite sign.
Consider a surface Slocated in free space. Parallel to this surface, and a distance /Delta1/2
below, is located a surface charge layer of density ρ
s(r)=Ps(r). Also parallel to S, but
a distance /Delta1/2above, is a surface charge layer of density ρs(r)=− Ps(r). We define the
surface dipole moment density Dsas
Ds(r)=/Delta1Ps(r). (3.104)
Letting the position vector r/prime
0point to the surface Swe can write the potential (3.61)
produced by the two charge layers as
/Phi1(r)=1
4π/epsilon10/integraldisplay
S+Ps(r/prime)1
|r−r/prime
0−ˆn/prime/Delta1
2|dS/prime−1
4π/epsilon10/integraldisplay
S−Ps(r/prime)1
|r−r/prime
0+ˆn/prime/Delta1
2|dS/prime.
Figure 3.14: A dipole layer.
We are interested in the case in which the two charge layers collapse onto the surface S,
and wish to compute the potential produced by a given dipole moment density. When
/Delta1→0we have r/prime
0→r/primeand may write
/Phi1(r)=lim
/Delta1→01
4π/epsilon10/integraldisplay
SDs(r/prime)
/Delta1/bracketleftBigg
1
|R−ˆn/prime/Delta1
2|−1
|R+ˆn/prime/Delta1
2|/bracketrightBigg
dS/prime,
where R=r−r/prime. By the binomial theorem, the limit of the term in brackets can be
written as
lim
/Delta1→0
/bracketleftBigg
R2+/parenleftbigg/Delta1
2/parenrightbigg2
−2R·ˆn/prime/Delta1
2/bracketrightBigg−1
2
−/bracketleftBigg
R2+/parenleftbigg/Delta1
2/parenrightbigg2
+2R·ˆn/prime/Delta1
2/bracketrightBigg−1
2
=lim
/Delta1→0/parenleftBigg
R−1/bracketleftBigg
1+ˆR·ˆn/prime
R/Delta1
2/bracketrightBigg
−R−1/bracketleftBigg
1−ˆR·ˆn/prime
R/Delta1
2/bracketrightBigg/parenrightBigg
=/Delta1ˆn/prime·R
R3.
Thus
/Phi1(r)=1
4π/epsilon10/integraldisplay
SDs(r/prime)·R
R3dS/prime(3.105)
where Ds=ˆnDsis the surface vector dipole moment density. The potential of a dipole
layer decreases more rapidly ( ∼1/r2)than that of a unipolar charge layer. We saw
similar behavior in the dipole term of the multipole expansion (3.92)for a general chargedistribution.
We can use (3.105)to study the behavior of the potential across a dipole layer. As
we approach the layer from above, the greatest contribution to /Phi1comes from the charge
region immediately beneath the observation point. Assuming that the surface dipolemoment density is continuous beneath the point, we can compute the difference in thefields across the layer at point rby replacing the arbitrary surface layer by a disk of
constant surface dipole moment density D
0=Ds(r). For simplicity we center the disk
at z = 0 inthe xy-planeasshowninFigure3.15andcomput ethepotentialdifference
/Delta1Vacross the layer; i.e., /Delta1V=/Phi1(h)−/Phi1(−h)on the disk axis as h→0. Using (3.105)
along with r/prime=±hˆz−ρ/primeˆρ/prime, we obtain
/Delta1V=lim
h→0/bracketleftBigg
1
4π/epsilon10/integraldisplay2π
0/integraldisplaya
0[ˆzD0]·ˆzh−ˆρ/primeρ/prime
/parenleftbig
h2+ρ/prime2/parenrightbig3/2ρ/primedρ/primedφ/prime−
−1
4π/epsilon10/integraldisplay2π
0/integraldisplaya
0[ˆzD0]·−ˆzh−ˆρ/primeρ/prime
/parenleftbig
h2+ρ/prime2/parenrightbig3/2ρ/primedρ/primedφ/prime/bracketrightBigg
Figure 3.15: Auxiliary disk for studying the potential distribution across a dipole layer.
where ais the disk radius. Integration yields
/Delta1V=D0
2/epsilon10lim
h→0
−2/radicalBig
1+/parenleftbiga
h/parenrightbig2+2
=D0
/epsilon10,
independent of a. Generalizing this to an arbitrary surface dipole moment density, we
find that the boundary condition on the potential is given by
/Phi12(r)−/Phi11(r)=Ds(r)
/epsilon10(3.106)
where “1” denotes the positive side of the dipole moments and “2” the negative side.
Physically, the potential difference in (3.106)is produced by the line integral of E“in-
ternal” to the dipole layer. Since there is no field internal to a unipolar surface layer, V
is continuous across a surface containing charge ρsbut having Ds=0.
3.2.9 Behavior of electric charge density near a conducting edge
Sharp corners are often encountered in the application of electrostatics to practical ge-
ometries. The behavior of the charge distribution near these corners must be understood
in order to develop numerical techniques for solving more complicated problems. We canuse a simple model of a corner if we restrict our interest to the region near the edge.Conside rtheintersectio noftwoplanesasshowninFigure3.16.Theregionnearthein-
tersection represents the corner we wish to study. We assume that the planes are held atzero potential and that the charge on the surface is induced by a two-dimensional chargedistribution ρ(r), or by a potential difference between the edge and another conductor
far removed from the edge.
We can find the potential in the region near the edge by solving Laplace’s equation in
cylindrical coordinates. This problem is studied in Appendix A where the separation ofvariables solution is found to be either (A.127)or (A.128) . Using (A.128)and enforcing/Phi1=0at both φ=0andφ=β, we obtain the null solution. Hence the solution must
take the form (A.127):
/Phi1(ρ,φ) =[A
φsin(kφφ)+Bφcos(kφφ)][aρρ−kφ+bρρkφ]. (3.107)
Figure 3.16: A conducting edge.
Since the origin is included we cannot have negative powers of ρand must put aρ=0.
The boundary condition /Phi1(ρ, 0)=0requires Bφ=0. The condition /Phi1(ρ,β) =0then
requires sin(kφβ)=0, which holds only if kφ=nπ/β,n=1,2,.... The general solution
for the potential near the edge is therefore
/Phi1(ρ,φ) =N/summationdisplay
n=1Ansin/parenleftbiggnπ
βφ/parenrightbigg
ρnπ/β(3.108)
where the constants Andepend on the excitation source or system of conductors. (Note
that if the corner is held at potential V0/negationslash=0, we must merely add V0to the solution.)
The charge on the conducting surfaces can be computed from the boundary conditionon normal D. Using (3.30)we have
E
φ=−1
ρ∂
∂φN/summationdisplay
n=1Ansin/parenleftbiggnπ
βφ/parenrightbigg
ρnπ/β=−N/summationdisplay
n=1Annπ
βcos/parenleftbiggnπ
βφ/parenrightbigg
ρ(nπ/β)−1,
hence
ρs(x)=−/epsilon1N/summationdisplay
n=1Annπ
βx(nπ/β)−1
on the surface at φ=0. Near the edge, at small values of x, the variation of ρsis dom-
inated by the lowest power of x. (Here we ignore those special excitation arrangements
that produce A1=0.)Thus
ρs(x)∼x(π/β) −1.
The behavior of the charge clearly depends on the wedge angle β. For a sharp edge
(half plane)we put β=2πand find that the field varies as x−1/2. This square-root edge
singularity is very common on thin plates, fins, etc., and means that charge tends to
accumulate near the edge of a flat conducting surface. For a right-angle corner whereβ=3π/2, there is the somewhat weaker singularity x
−1/3. When β=π, the two
surfaces fold out into an infinite plane and the charge, not surprisingly, is invariant with
xto lowest order near the folding line. When β<π the corner becomes interior and we
find that the charge density varies with a positive power of distance from the edge. Forvery sharp interior angles the power is large, meaning that little charge accumulates onthe inner surfaces near an interior corner.
3.2.10 Solution to Laplace’s equation for bodies immersed in an im-
pressed field
An important class of problems is based on the idea of placing a body into an existing
electric field, assuming that the field arises from sources so remote that the introductionof the body does not alter the original field. The pre-existing field is often referred to astheapplied orimpressed field , and the solution external to the body is usually formulated
as the sum of the applied field and a secondary orscattered field that satisfies Laplace’s
equation. This total field differs from the applied field, and must satisfy the appropriateboundary condition on the body. If the body is a conductor then the total potential mustbe constant everywhere on the boundary surface. If the body is a solid homogeneousdielectric then the total potential field must be continuous across the boundary.
As an example, consider a dielectric sphere of permittivity /epsilon1and radius a, centered at
the origin and immersed in a constant electric field E
0(r)=E0ˆz. By (3.30)the applied
potential field is /Phi10(r)=− E0z=− E0rcosθ(to within a constant). Outside the sphere
(r>a)we write the total potential field as
/Phi12(r)=/Phi10(r)+/Phi1s(r)
where /Phi1s(r)is the secondary or scattered potential. Since /Phi1smust satisfy Laplace’s
equation, we can write it as a separation of variables solution ( §A.4). By azimuthal
symmetry the potential has an r-dependence as in (A.146), and a θ-dependence as in
(A.142)with Bθ=0and m=0.T h u s /Phi1shas a representation identical to (A.147),
except that we cannot use terms that are unbounded as r→∞. We therefore use
/Phi1s(r,θ)=∞/summationdisplay
n=0Bnr−(n+1)Pn(cosθ). (3.109)
The potential inside the sphere also obeys Laplace’s equation, so we can use the same
form (A.147)while discarding terms unbounded at the origin. Thus
/Phi11(r,θ)=∞/summationdisplay
n=0AnrnPn(cosθ) (3.110)
forr<a. To find the constants Anand Bnwe apply (3.36)and (3.37)to the total field.
Application of (3.36)at r=agives
−E0acosθ+∞/summationdisplay
n=0Bna−(n+1)Pn(cosθ)=∞/summationdisplay
n=0AnanPn(cosθ).
Multiplying through by Pm(cosθ)sinθ, integrating from θ=0toθ=π, and using the
orthogonality relationship (E.123), we obtain
−E0a+a−2B1=A1a, (3.111)
Bna−(n+1)=Anan,n/negationslash=1, (3.112)
where we have used P1(cosθ)=cosθ. Next, since ρs=0, equation (3.37)requires that
/epsilon11∂/Phi1 1(r)
∂r=/epsilon12∂/Phi1 2(r)
∂r
atr=a. This gives
−/epsilon10E0cosθ+/epsilon10∞/summationdisplay
n=0[−(n+1)Bn]a−n−2Pn(cosθ)=/epsilon1∞/summationdisplay
n=0[nAn]an−1Pn(cosθ).
By orthogonality of the Legendre functions we have
−/epsilon10E0−2/epsilon10B1a−3=/epsilon1A1, (3.113)
−/epsilon10(n+1)Bna−n−2=/epsilon1nAnan−1,n/negationslash=1. (3.114)
Equations (3.112)and (3.114)cannot hold simultaneously unless An=Bn=0forn/negationslash=1.
Solving (3.111)and (3.113)we have
A1=− E03/epsilon10
/epsilon1+2/epsilon10, B1=E0a3/epsilon1−/epsilon10
/epsilon1+2/epsilon10.
Hence
/Phi11(r)=− E03/epsilon10
/epsilon1+2/epsilon10rcosθ=− E0z3/epsilon10
/epsilon1+2/epsilon10, (3.115)
/Phi12(r)=− E0rcosθ+E0a3
r2/epsilon1−/epsilon10
/epsilon1+2/epsilon10cosθ. (3.116)
Interestingly, the electric field
E1(r)=− ∇ /Phi11(r)=ˆzE03/epsilon10
/epsilon1+2/epsilon10
inside the sphere is constant with position and is aligned with the applied external field.
However, it is weaker than the applied field since /epsilon1>/epsilon1 0. To explain this, we compute
the polarization charge within and on the sphere. Using D=/epsilon1E=/epsilon10E+Pwe have
P1=ˆz(/epsilon1−/epsilon10)E03/epsilon10
/epsilon1+2/epsilon10. (3.117)
The volume polarization charge density −∇ · Pis zero, while the polarization surface
charge density is
ρPs=ˆr·P=(/epsilon1−/epsilon10)E03/epsilon10
/epsilon1+2/epsilon10cosθ.
Hence the secondary electric field can be attributed to an induced surface polarization
charge, and is in a direction opposing the applied field. According to the Maxwell–Boffiviewpoint we should be able to replace the sphere by the surface polarization charge
immersed in free space, and use the formula (3.61)to reproduce (3.115)and (3.116) .This is left as an exercise for the reader.
3.3 Magnetostatics
The large-scale forms of the magnetostatic field equations are
/contintegraldisplay
/Gamma1H·dl=/integraldisplay
SJ·dS, (3.118)
/contintegraldisplay
SB·dS=0, (3.119)
while the point forms are
∇× H(r)=J(r), (3.120)
∇·B(r)=0. (3.121)
Note the interesting dichotomy between the electrostatic field equations and the magne-
tostatic field equations. Whereas the electrostatic field exhibits zero curl and a divergenceproportional to the source (charge), the magnetostatic field has zero divergence and acurl proportional to the source (current). Because the vector relationship between themagnetostatic field and its source is of a more complicated nature than the scalar rela-tionship between the electrostatic field and its source, more effort is required to develop astrong understanding of magnetic phenomena. Also, it must always be remembered thatalthough the equations describing the electrostatic and magnetostatic field sets decou-ple, the phenomena themselves remain linked. Since current is moving charge, electricalphenomena are associated with the establishment of the current that supports a magne-
tostatic field. We know, for example, that in order to have current in a wire an electricfield must be present to drive electrons through the wire.
The magnetic scalar potential. Under certain conditions the equations of magne-
tostatics have the same form as those of electrostatics. If J=0in a region V, the
magnetostatic equations are
∇× H(r)=0, (3.122)
∇·B(r)=0; (3.123)
compare with (3.5)–(3.6) when ρ=0. Using (3.122)we can define a magnetic scalar
potential /Phi1
m:
H=− ∇ /Phi1m. (3.124)
The negative sign is chosen for consistency with (3.30). We can then define a magnetic
potential difference between two points as
Vm21=−/integraldisplayP2
P1H·dl=−/integraldisplayP2
P1−∇/Phi1m(r)·dl=/integraldisplayP2
P1d/Phi1m(r)=/Phi1m(r2)−/Phi1m(r1).
Unlike the electrostatic potential difference, Vm21 isnotunique .Conside rFigure3.17,
which shows a plane passing through the cross-section of a wire carrying total current I.
Although there is no current within the region V(external to the wire), equation (3.118)
still gives/integraldisplay
/Gamma12H·dl−/integraldisplay
/Gamma13H·dl=I.
Thus/integraldisplay
/Gamma12H·dl=/integraldisplay
/Gamma13H·dl+I,
and the integral/integraltext
/Gamma1H·dlis not path-independent. However,
/integraldisplay
/Gamma11H·dl=/integraldisplay
/Gamma12H·dl
since no current passes through the surface bounded by /Gamma11−/Gamma12. So we can artificially
impose uniqueness by demanding that no path cross a cut such as that indicated by theline Lin the figure.
Figure 3.17: Magnetic potential.
Because Vm21is not unique, the field His nonconservative. In point form this is
shown by the fact that ∇× His not identically zero. We are not too concerned about
energy-related implications of the nonconservative nature of H; the electric point charge
has no magnetic analogue that might fail to conserve potential energy if moved aroundin a magnetic field.
Assuming a linear, isotropic region where B(r)=µ(r)H(r), we can substitute (3.124)
into (3.123)and expand to obtain
∇µ(r)·∇/Phi1
m(r)+µ(r)∇2/Phi1m(r)=0.
For a homogeneous medium this reduces to Laplace’s equation
∇2/Phi1m=0.
We can also obtain an analogue to Poisson’s equation of electrostatics if we use
B=µ0(H+M)=−µ0∇/Phi1m+µ0M
in (3.123); we have
∇2/Phi1m=−ρM (3.125)
where
ρM=− ∇· M
is called the equivalent magnetization charge density . This form can be used to describe
fields of permanent magnets in the absence of J. Comparison with (3.98)shows that ρM
is analogous to the polarization charge ρP.
Since /Phi1mobeys Poisson’s equation, the details regarding uniqueness and the construc-
tion of solutions follow from those of the electrostatic case. If we include the possibility ofa surface density of magnetization charge, then the integral solution for /Phi1
min unbounded
space is
/Phi1m(r)=1
4π/integraldisplay
VρM(r/prime)
|r−r/prime|dV/prime+1
4π/integraldisplay
SρMs(r/prime)
|r−r/prime|dS/prime. (3.126)
Here ρMs, the surface density of magnetization charge, is identified as ˆn·Min the
boundary condition (3.152).
3.3.1 The magnetic vector potential
Although the magnetic scalar potential is useful for describing fields of permanent
magnets and for solving certain boundary value problems, it does not include the effects ofsource current. A second type of potential function, called the magnetic vector potential ,
can be used with complete generality to describe the magnetostatic field. Because ∇·B=
0, we can write by (B.49)
B(r)=∇× A(r) (3.127)
where Ais the vector potential. Now Ais not determined by (3.127)alone, since the
gradient of any scalar field can be added to Awithout changing the value of ∇× A.
Such “gauge transformations” are discussed in Chapter 5, where we find that ∇·Amust
also be specified for uniqueness of A.
The vector potential can be used to develop a simple formula for the magnetic flux
passing through an open surface S:
/Psi1
m=/integraldisplay
SB·dS=/integraldisplay
S(∇× A)·dS=/contintegraldisplay
/Gamma1A·dl, (3.128)
where /Gamma1is the contour bounding S.
In the linear isotropic case where B=µHwe can find a partial differential equation
forAby substituting (3.127)into (3.120) . Using (B.43)we have
∇×/bracketleftbigg1
µ(r)∇× A(r)/bracketrightbigg
=J(r),
hence
1
µ(r)∇× [∇× A(r)]−[∇× A(r)]×∇/parenleftbigg1
µ(r)/parenrightbigg
=J(r).
In a homogeneous region we have
∇×(∇× A)=µJ (3.129)
or
∇(∇·A)−∇2A=µJ (3.130)
by (B.47). As mentioned above we must eventually specify ∇·A. Although the choice is
arbitrary, certain selections make the computation of Aboth mathematically tractable
and physically meaningful. The “Coulomb gauge condition” ∇·A=0reduces (3.130)
to
∇2A=−µJ. (3.131)
The vector potential concept can also be applied to the Maxwell–Boffi magnetostatic
equations
∇× B=µ0(J+∇× M), (3.132)
∇·B=0. (3.133)
By (3.133)we may still define Athrough (3.127). Substituting this into (3.132) we have,
under the Coulomb gauge,
∇2A=−µ0[J+JM] (3.134)
where JM=∇× Mis the magnetization current density.
Figure 3.18: Circular loop of wire.
The differential equations (3.131)and (3.134)are vector versions of Poisson’s equation,
and may be solved quite easily for unbounded space by decomposing the vector sourceinto rectangular components. For instance, dotting (3.131)with ˆxwe find that
∇
2Ax=−µJx.
This scalar version of Poisson’s equation has solution
Ax(r)=µ
4π/integraldisplay
VJx(r/prime)
|r−r/prime|dV/prime
in unbounded space. Repeating this for each component and assembling the results, we
obtain the solution for the vector potential in an unbounded homogeneous medium:
A(r)=µ
4π/integraldisplay
VJ(r/prime)
|r−r/prime|dV/prime. (3.135)
Any surface sources can be easily included through a surface integral:
A(r)=µ
4π/integraldisplay
VJ(r/prime)
|r−r/prime|dV/prime+µ
4π/integraldisplay
SJs(r/prime)
|r−r/prime|dS/prime. (3.136)
In unbounded free space containing materials represented by M,w eh a v e
A(r)=µ0
4π/integraldisplay
VJ(r/prime)+JM(r/prime)
|r−r/prime|dV/prime+µ0
4π/integraldisplay
SJs(r/prime)+JMs(r/prime)
|r−r/prime|dV/prime(3.137)
where JMs=− ˆn×Mis the surface density of magnetization current as described in
(3.153). It may be verified directly from (3.137) that ∇·A=0.
Field of a circular loop. Consider a circular loop of line current of radius ain
unbounde dspace(Figure3.18).Using J(r/prime)= I ˆφ/primeδ(z /prime)δ(ρ/prime− a )andnotingthat r =
ρˆρ+zˆzand r/prime=aˆρ/prime, we can write (3.136)as
A(r)=µI
4π/integraldisplay2π
0ˆφ/prime adφ/prime
/bracketleftbig
ρ2+a2+z2−2aρcos(φ−φ/prime)/bracketrightbig1/2.
Because ˆφ/prime=− ˆxcosφ/prime+ˆysinφ/primewe find that
A(r)=µIa
4πˆφ/integraldisplay2π
0cosφ/prime
/bracketleftbig
ρ2+a2+z2−2aρcosφ/prime/bracketrightbig1/2dφ/prime.
We put the integral into standard form by setting φ/prime=π−2x:
A(r)=−µIa
4πˆφ/integraldisplayπ/2
−π/21−2 sin2x
/bracketleftbig
ρ2+a2+z2+2aρ(1−2 sin2x)/bracketrightbig1/22dx.
Letting
k2=4aρ
(a+ρ)2+z2, F2=(a+ρ)2+z2,
we have
A(r)=−µIa
4πˆφ4
F/integraldisplayπ/2
01−2 sin2x
[1−k2sin2x]1/2dx.
Then, since
1−2 sin2x
[1−k2sin2x]1/2=k2−2
k2[1−k2sin2x]−1/2+2
k2[1−k2sin2x]1/2,
we have
A(r)=ˆφµI
πk/radicalbigga
ρ/bracketleftbigg/parenleftbigg
1−1
2k2/parenrightbigg
K(k2)−E(k2)/bracketrightbigg
. (3.138)
Here
K(k2)=/integraldisplayπ/2
0du
[1−k2sin2u]1/2, E(k2)=/integraldisplayπ/2
0[1−k2sin2u]1/2du,
are complete elliptic integrals of the first and second kinds, respectively.
We have k2/lessmuch1when the observation point is far from the loop ( r2=ρ2+z2/greatermucha2).
Using the expansions [47]
K(k2)=π
2/bracketleftbigg
1+1
4k2+9
64k4+···/bracketrightbigg
, E(k2)=π
2/bracketleftbigg
1−1
4k2−3
64k4−···/bracketrightbigg
,
in (3.138)and keeping the first nonzero term, we find that
A(r)≈ˆφµI
4πr2(πa2)sinθ. (3.139)
Defining the magnetic dipole moment of the loop as
m=ˆzIπa2,
we can write (3.139)as
A(r)=µ
4πm׈r
r2. (3.140)
Generalization to an arbitrarily-oriented circular loop with center located at r0is accom-
plished by writing m=ˆnIAwhere Ais the loop area and ˆnis normal to the loop in the
right-hand sense. Then
A(r)=µ
4πm×r−r0
|r−r0|3.
We shall find, upon investigating the general multipole expansion of Abelow, that this
holds for any planar loop.
The magnetic field of the loop can be found by direct application of (3.127). For the
case r2/greatermucha2we take the curl of (3.139)and find that
B(r)=µ
4πm
r3(ˆr2 cosθ+ˆθsinθ). (3.141)
Comparison with (3.93)shows why we often refer to a small loop as a magnetic dipole .
But (3.141)is approximate, and since there are no magnetic monopoles we cannot con-struct an exact magnetic analogue to the electric dipole. On the other hand, we shallfind below that the multipole expansion of a finite-extent steady current begins with thedipole term (since the current must form closed loops). We may regard small loops asthe elemental units of steady current from which all other currents may be constructed.
3.3.2 Multipole expansion
It is possible to derive a general multipole expansion for Aanalogous to (3.94). But
the vector nature of Arequires that we use vector spherical harmonics, hence the result
is far more complicated than (3.94). A simpler approach yields the first few terms andrequires only the Taylor expansion of 1/R. Consider a steady current localized near the
origin and contained within a sphere of radius r
m. We substitute the expansion (3.89)
into (3.135)to obtain
A(r)=µ
4π/integraldisplay
VJ(r/prime)/bracketleftbigg1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+(r/prime·∇/prime)1
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+1
2(r/prime·∇/prime)21
R/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r/prime=0+···/bracketrightbigg
dV/prime,(3.142)
which we view as
A(r)=A(0)(r)+A(1)(r)+A(2)(r)+···.
The first term is merely
A(0)(r)=µ
4πr/integraldisplay
VJ(r/prime)dV/prime=µ
4πr3/summationdisplay
i=1ˆxi/integraldisplay
VJi(r/prime)dV/prime
where (x,y,z)=(x1,x2,x3). However, by (3.26)each of the integrals is zero and we have
A(0)(r)=0;
the leading term in the multipole expansion of Afor a general steady current distribution
vanishes.
Using (3.91)we can write the second term as
A(1)(r)=µ
4πr3/integraldisplay
VJ(r/prime)3/summationdisplay
i=1xix/prime
idV/prime=µ
4πr33/summationdisplay
j=1ˆxj3/summationdisplay
i=1xi/integraldisplay
Vx/prime
iJj(r/prime)dV/prime. (3.143)
By adding the null relation (3.28)we can write
/integraldisplay
Vx/prime
iJjdV/prime=/integraldisplay
Vx/prime
iJjdV/prime+/integraldisplay
V[x/prime
iJj+x/prime
jJi]dV/prime=2/integraldisplay
Vx/prime
iJjdV/prime+/integraldisplay
Vx/prime
jJidV/prime
or
/integraldisplay
Vx/prime
iJjdV/prime=1
2/integraldisplay
V[x/prime
iJj−x/prime
jJi]dV/prime. (3.144)
Figure 3.19: A planar wire loop.
By this and (3.143)the second term in the multipole expansion is
A(1)(r)=µ
4πr31
2/integraldisplay
V3/summationdisplay
j=1ˆxj3/summationdisplay
i=1xi[x/prime
iJj−x/prime
jJi]dV/prime=−µ
4πr31
2/integraldisplay
Vr×[r/prime×J(r/prime)]dV/prime.
Defining the dipole moment vector
m=1
2/integraldisplay
Vr×J(r)dV (3.145)
we have
A(1)(r)=µ
4πm×/parenleftbiggˆr
r2/parenrightbigg
=−µ
4πm×∇1
r. (3.146)
This is the dipole moment potential for the steady current J. Since steady currents of
finite extent consist of loops, the dipole component is generally the first nonzero termin the expansion of A. Higher-order components may be calculated, but extension of
(3.142)beyond the dipole term is quite tedious and will not be attempted.
As an example let us compute the dipole moment of the planar but otherwise arbitrary
loopshowninFigure3.19.Specializin g(3.145)fo ralinecurrentwehave
m=I
2/contintegraldisplay
/Gamma1r×dl.
Examinin gFigure3.19,weseethat
1
2r×dl=ˆndS
where dSis the area of the sector swept out by ras it moves along dl, and ˆnis the
normal to the loop in the right-hand sense. Thus
m=ˆnIA (3.147)
where Ais the area of the loop.
Physical interpretation of Min a magnetic material. In (3.137)we presented
an expression for the vector potential produced by a magnetized material in terms ofequivalent magnetization surface and volume currents. Suppose a magnetized mediumis separated into volume regions with bounding surfaces across which the permeabilityis discontinuous. With J
M=∇× Mand JMs=− ˆn×Mwe obtain
A(r)=µ0
4π/integraldisplay
VJ(r/prime)
|r−r/prime|dV/prime+µ0
4π/integraldisplay
SJs(r/prime)
|r−r/prime|dS/prime+
+/summationdisplay
iµ0
4π/bracketleftbigg/integraldisplay
Vi∇/prime×M(r/prime)
|r−r/prime|dV/prime+/integraldisplay
Si−ˆn/prime×M(r/prime)
|r−r/prime|dS/prime/bracketrightbigg
. (3.148)
Here ˆnpoints outward from region Vi. Using the curl theorem on the fourth term and
employing the vector identity (B.43), we have
A(r)=µ0
4π/integraldisplay
VJ(r/prime)
|r−r/prime|dV/prime+µ0
4π/integraldisplay
SJs(r/prime)
|r−r/prime|dS/prime+
+/summationdisplay
i/bracketleftbiggµ0
4π/integraldisplay
ViM(r/prime)×∇/prime/parenleftbigg1
|r−r/prime|/parenrightbigg
dV/prime/bracketrightbigg
. (3.149)
But∇/prime(1/R)=ˆR/R2, hence the third term is a sum of integrals of the form
µ0
4π/integraldisplay
ViM(r/prime)׈R
R2dV/prime.
Comparison with (3.146)shows that this integral represents a volume superposition of
dipole moments where Mis a volume density of magnetic dipole moments. Hence a
magnetic material with permeability µis equivalent to a volume distribution of magnetic
dipoles in free space. As with our interpretation of the polarization vector in a dielectric,we base this conclusion only on Maxwell’s equations and the assumption of a linear,isotropic relationship between Band H.
3.3.3 Boundary conditions for the magnetostatic field
The boundary conditions found for the dynamic magnetic field remain valid in the
magnetostatic case. Hence
ˆn12×(H1−H2)=Js (3.150)
and
ˆn12·(B1−B2)=0, (3.151)
where ˆn12points into region 1 from region 2. Since the magnetostatic curl and divergence
equations are independent, so are the boundary conditions (3.150)and (3.151) . We canalso write (3.151)in terms of equivalent sources by (3.118) :
ˆn
12·(H1−H2)=ρMs1+ρMs2, (3.152)
where ρMs=ˆn·Mis called the equivalent magnetization surface charge density . Here ˆn
points outward from the material body.
For a linear, isotropic material described by B=µH, equation (3.150)becomes
ˆn12×/parenleftbiggB1
µ1−B2
µ2/parenrightbigg
=Js.
With (3.118)we can also write (3.150)as
ˆn12×(B1−B2)=µ0(Js+JMs1+JMs2) (3.153)
where JMs=− ˆn×Mis the equivalent magnetization surface current density.
We may also write the boundary conditions in terms of the scalar or vector potential.
Using H=− ∇ /Phi1m, we can write (3.150)as
/Phi1m1(r)=/Phi1m2(r) (3.154)
provided that the surface current Js=0. As was the case with (3.36), the possibility of
an additive constant here is generally ignored. To write (3.151)in terms of /Phi1mwe first
note that B/µ0−M=− ∇ /Phi1m; substitution into (3.151)gives
∂/Phi1 m1
∂n−∂/Phi1 m2
∂n=−ρMs1−ρMs2 (3.155)
where the normal derivative is taken in the direction of ˆn12. For a linear isotropic material
where B=µHwe have
µ1∂/Phi1 m1
∂n=µ2∂/Phi1 m2
∂n. (3.156)
Note that (3.154)and (3.156)are independent.
Boundary conditions on Amay be derived using the approach of §2.8.2. Consider
Figure2.6.Herethesurfac emaycarryeitheranelectri csurfac ecurrent Jsor an equiv-
alent magnetization current JMs, and thus may be a surface of discontinuity between
differing magnetic media. If we integrate ∇× Aover the volume regions V1and V2and
add the results we find that/integraldisplay
V1∇× AdV+/integraldisplay
V2∇× AdV=/integraldisplay
V1+V2BdV.
By the curl theorem
/integraldisplay
S1+S2ˆn×AdS+/integraldisplay
S10−ˆn10×A1dS+/integraldisplay
S20−ˆn20×A2dS=/integraldisplay
V1+V2BdV
where A1is the field on the surface S10andA2is the field on S20.A sδ→0the surfaces S1
and S2combine to give S. Also S10and S20coincide, as do the normals ˆn10=− ˆn20=ˆn12.
Thus/integraldisplay
S(ˆn×A)dS−/integraldisplay
VBdV=/integraldisplay
S10ˆn12×(A1−A2)dS. (3.157)
Now let us integrate over the entire volume region Vincluding the surface of discontinuity.
This gives
/integraldisplay
S(ˆn×A)dS−/integraldisplay
VBdV=0,
and for agreement with (3.157)we must have
ˆn12×(A1−A2)=0. (3.158)
A similar development shows that
ˆn12·(A1−A2)=0. (3.159)
Therefore Ais continuous across a surface carrying electric or magnetization current.
3.3.4 Uniqueness of the magnetostatic field
Because the uniqueness conditions established for the dynamic field do not apply to
magnetostatics, we begin with the magnetostatic field equations. Consider a region ofspace Vbounded by a surface S. There may be source currents and magnetic materials
both inside and outside V. Assume (B
1,H1)and(B2,H2)are solutions to the magne-
tostatic field equations with source J. We seek conditions under which B1=B2and
H1=H2.
The difference field H0=H2−H1obeys ∇× H0=0. Using (B.44)we examine the
quantity
∇·(A0×H0)=H0·(∇× A0)−A0·(∇× H0)=H0·(∇× A0)
where A0is defined by B0=B2−B1=∇× A0=∇× (A2−A1). Integrating over V
we obtain
/contintegraldisplay
S(A0×H0)·dS=/integraldisplay
VH0·(∇× A0)dV=/integraldisplay
VH0·B0dV.
Then, since (A0×H0)·ˆn=−A0·(ˆn×H0), we have
−/contintegraldisplay
SA0·(ˆn×H0)dS=/integraldisplay
VH0·B0dV. (3.160)
IfA0=0orˆn×H0=0everywhere on S,o rA0=0on part of Sand ˆn×H0=0on the
remainder, then
/integraldisplay
VH0·B0dS=0. (3.161)
SoH0=0orB0=0by arbitrariness of V. Assuming Hand Bare linked by the
constitutive relations, we have H1=H2and B1=B2. The fields within Vare unique
provided that A, the tangential component of H, or some combination of the two, is
specified over the bounding surface S.
One other condition will cause the left-hand side of (3.160)to vanish. If Srecedes to
infinity then, provided that the potential functions vanish sufficiently fast, the condition(3.161)still holds and uniqueness is guaranteed. Equation (3.135)shows that A∼1/r
asr→∞ , hence B,H∼1/r
2. So uniqueness is ensured by the specification of Jin
unbounded space.
3.3.5 Integral solution for the vector potential
We have used the scalar Green’s theorem to find a solution for the electrostatic poten-
tial within a region Vin terms of the source charge in Vand the values of the potential
and its normal derivative on the boundary surface S. Analogously, we may find Awithin
Vin terms of the source current in Vand the values of Aand its derivatives on S. The
vector relationship between Band Acomplicates the derivation somewhat, requiring
Green’s second identity for vector fields.
LetPand Qbe continuous with continuous first and second derivatives throughout
Vand on S. The divergence theorem shows that
/integraldisplay
V∇·[P×(∇× Q)]dV=/integraldisplay
S[P×(∇× Q)]·dS.
By virtue of (B.44)we have
/integraldisplay
V[(∇× Q)·(∇× P)−P·(∇ × {∇ × Q})]dV=/integraldisplay
S[P×(∇× Q)]·dS.
We now interchange Pand Qand subtract the result from the above, obtaining
/integraldisplay
V[Q·(∇ × {∇ × P})−P·(∇ × {∇ × Q})]dV=
/integraldisplay
S[P×(∇× Q)−Q×(∇× P)]·dS. (3.162)
Note that ˆnpoints outward from V. This is Green’s second identity for vector fields .
Now assume that Vcontains a magnetic material of uniform permeability µand set
P=A(r/prime), Q=c
R,
in (3.162)written in terms of primed coordinates. Here cis a constant vector, nonzero
but otherwise arbitrary. We first examine the volume integral terms. Note that
∇/prime×(∇/prime×Q)=∇/prime×/parenleftBig
∇/prime×c
R/parenrightBig
=− ∇/prime2/parenleftBigc
R/parenrightBig
+∇/prime/bracketleftBig
∇/prime·/parenleftBigc
R/parenrightBig/bracketrightBig
.
By (B.162)and (3.58)we have
∇/prime2/parenleftBigc
R/parenrightBig
=1
R∇/prime2c+c∇/prime2/parenleftbigg1
R/parenrightbigg
+2/parenleftbigg
∇/prime1
R·∇/prime/parenrightbigg
c=c∇/prime2/parenleftbigg1
R/parenrightbigg
=−c4πδ(r−r/prime),
hence
P·[∇/prime×(∇/prime×Q)]=4πc·Aδ(r−r/prime)+A·∇/prime/bracketleftBig
∇/prime·/parenleftBigc
R/parenrightBig/bracketrightBig
.
Since ∇·A=0the second term on the right-hand side can be rewritten using (B.42):
∇/prime·(ψA)=A·(∇/primeψ)+ψ∇/prime·A=A·(∇/primeψ).
Thus
P·[∇/prime×(∇/prime×Q)]=4πc·Aδ(r−r/prime)+∇/prime·/bracketleftbigg
A/braceleftbigg
c·∇/prime/parenleftbigg1
R/parenrightbigg/bracerightbigg/bracketrightbigg
,
where we have again used (B.42). The other volume integral term can be found by
substituting from (3.129):
Q·[∇/prime×(∇/prime×P)]=µ1
Rc·J(r/prime).
Next we investigate the surface integral terms. Consider
ˆn/prime·/bracketleftbig
P×(∇/prime×Q)/bracketrightbig
=ˆn/prime·/braceleftBig
A×/bracketleftBig
∇/prime×/parenleftBigc
R/parenrightBig/bracketrightBig/bracerightBig
=ˆn/prime·/braceleftbigg
A×/bracketleftbigg1
R∇/prime×c−c×∇/prime/parenleftbigg1
R/parenrightbigg/bracketrightbigg/bracerightbigg
=− ˆn/prime·/braceleftbigg
A×/bracketleftbigg
c×∇/prime/parenleftbigg1
R/parenrightbigg/bracketrightbigg/bracerightbigg
.
This can be put in slightly different form by the use of (B.8). Note that
(A×B)·(C×D)=A·[B×(C×D)]
=(C×D)·(A×B)
=C·[D×(A×B)],
hence
ˆn/prime·/bracketleftbig
P×(∇/prime×Q)/bracketrightbig
=−c·/bracketleftbigg
∇/prime/parenleftbigg1
R/parenrightbigg
×(ˆn/prime×A)/bracketrightbigg
.
The other surface term is given by
ˆn/prime·[Q×(∇/prime×P)]=ˆn/prime·/bracketleftBigc
R×(∇/prime×A)/bracketrightBig
=ˆn/prime·/parenleftBigc
R×B/parenrightBig
=−c
R·(ˆn/prime×B).
We can now substitute each of the terms into (3.162)and obtain
µc·/integraldisplay
VJ(r/prime)
RdV/prime−4πc·/integraldisplay
VA(r/prime)δ(r−r/prime)dV/prime−c·/contintegraldisplay
S[ˆn/prime·A(r/prime)]∇/prime/parenleftbigg1
R/parenrightbigg
dS/prime
=−c·/contintegraldisplay
S∇/prime/parenleftbigg1
R/parenrightbigg
×[ˆn/prime×A(r/prime)]dS/prime+c·/contintegraldisplay
S1
Rˆn/prime×B(r/prime)dS/prime.
Since cis arbitrary we can remove the dot products to obtain a vector equation. Then
A(r)=µ
4π/integraldisplay
VJ(r/prime)
RdV/prime−1
4π/contintegraldisplay
S/braceleftbigg
[ˆn/prime×A(r/prime)]×∇/prime/parenleftbigg1
R/parenrightbigg
+
+1
Rˆn/prime×B(r/prime)+[ˆn/prime·A(r/prime)]∇/prime/parenleftbigg1
R/parenrightbigg/bracerightbigg
dS/prime. (3.163)
We have expressed Ain a closed region in terms of the sources within the region and
the values of Aand Bon the surface. While uniqueness requires specification of either
Aorˆn×BonS, the expression (3.163)includes bothquantities. This is similar to (3.56)
for electrostatic fields, which required both the scalar potential and its normal derivative.
The reader may be troubled by the fact that we require Pand Qto be somewhat well
behaved, then proceed to involve the singular function c/Rand integrate over the singu-
larity. We choose this approach to simplify the presentation; a more rigorous approachwhich excludes the singular point with a small sphere also gives (3.163). This approach
was used in §3.2.4 to establish (3.58). The interested reader should see Stratton [187]
for details on the application of this technique to obtain (3.163).
It is interesting to note that as S→∞ the surface integral vanishes since A∼1/r
and B∼1/r
2, and we recover (3.135). Moreover, (3.163) returns the null result when
evaluated at points outside S(see Stratton [187]). We shall see this again when studying
the integral solutions for electrodynamic fields in §6.1.3.
Finally, with
Q=∇/prime/parenleftbigg1
R/parenrightbigg
×c
we can find an integral expression for Bwithin an enclosed region, representing a gen-
eralization of the Biot–Savart law (Problem 3.20). However, this case will be covered inthe more general development of §6.1.1.
The Biot–Savart law. We can obtain an expression for Bin unbounded space by
performing the curl operation directly on the vector potential:
B(r)=∇×µ
4π/integraldisplay
VJ(r/prime)
|r−r/prime|dV/prime=µ
4π/integraldisplay
V∇×J(r/prime)
|r−r/prime|dV/prime.
Using (B.43)and ∇× J(r/prime)=0, we have
B(r)=−µ
4π/integraldisplay
VJ×∇1
|r−r/prime|dV/prime.
TheBiot–Savart law
B(r)=µ
4π/integraldisplay
VJ(r/prime)׈R
R2dV/prime(3.164)
follows from (3.57).
For the case of a line current we can replace JdV/primebyIdl/primeand obtain
B(r)=Iµ
4π/integraldisplay
/Gamma1dl/prime׈R
R2. (3.165)
For an infinitely long line current on the z-axis we have
B(r)=Iµ
4π∞/integraldisplay
−∞ˆz׈z(z−z/prime)+ˆρρ
[(z−z/prime)2+ρ2]3/2dz/prime=ˆφµI
2πρ. (3.166)
This same result follows from taking ∇×Aafter direct computation of A, or from direct
application of the large-scale form of Ampere’s law.
3.3.6 Force and energy
Ampere force on a system of currents. If a steady current J(r)occupying a region
Vis exposed to a magnetic field, the force on the moving charge is given by the Lorentz
force law
dF(r)=J(r)×B(r). (3.167)
This can be integrated to give the total force on the current distribution:
F=/integraldisplay
VJ(r)×B(r)dV. (3.168)
It is apparent that the charge flow comprising a steady current must be constrained in
some way, or the Lorentz force will accelerate the charge and destroy the steady natureof the current. This constraint is often provided by a conducting wire.
As an example, consider an infinitely long wire of circular cross-section centered on
thez-axis in free space. If the wire carries a total current Iuniformly distributed over
the cross-section, then within the wire J=ˆzI/(πa
2)where ais the wire radius. The
resulting field can be found through direct integration using (3.164), or by the use ofsymmetry and either (3.118)or (3.120) . Since B(r)=ˆφB
φ(ρ), equation (3.118)shows
that
/integraldisplay2π
0Bφ(ρ)ρ dφ=/braceleftBigg
µ0I
a2ρ2,ρ≤a
µ0I,ρ ≥a.
Thus
B(r)=/braceleftBiggˆφµ0Iρ/2πa2,ρ≤a,
ˆφµ0I/2πρ, ρ ≥a.(3.169)
The force density within the wire,
dF=J×B=− ˆρµ0I2ρ
2π2a4,
is directed inward and tends to compress the wire. Integration over the wire volume gives
F=0because
/integraldisplay2π
0ˆρdφ=0;
however, a section of the wire may experience a net force. For instance, we can compute
the force on one half of the wire split down its axis by using ˆρ=ˆxcosφ+ˆysinφto
obtain Fx=0and
Fy=−µ0I2
2π2a4/integraldisplay
dz/integraldisplaya
0ρ2dρ/integraldisplayπ
0sinφdφ=−µ0I2
3π2a/integraldisplay
dz.
The force per unit length
F
l=− ˆyµ0I2
3π2a(3.170)
is directed toward the other half as expected.
If the wire takes the form of a loop carrying current I, then (3.167)becomes
dF(r)=Idl(r)×B(r) (3.171)
and the total force acting is
F=I/contintegraldisplay
/Gamma1dl(r)×B(r).
We can write the force on Jin terms of the current producing B. Assuming this latter
current J/primeoccupies region V/prime, the Biot–Savart law (3.164)yields
F=µ
4π/integraldisplay
VJ(r)×/integraldisplay
V/primeJ(r/prime)×r−r/prime
|r−r/prime|3dV/primedV. (3.172)
This can be specialized to describe the force between line currents. Assume current 1,
following a path /Gamma11along the direction dl, carries current I1, while current 2, following
path/Gamma12along the direction dl/prime, carries current I2. Then the force on current 1 is
F1=I1I2µ
4π/contintegraldisplay
/Gamma11/contintegraldisplay
/Gamma12dl×/parenleftbigg
dl/prime×r−r/prime
|r−r/prime|3/parenrightbigg
.
This equation, known as Ampere’s force law , can be written in a better form for compu-
tational purposes. We use (B.7)and ∇(1/R)from (3.57):
F1=I1I2µ
4π/contintegraldisplay
/Gamma12dl/prime/contintegraldisplay
/Gamma11dl·∇/prime/parenleftbigg1
|r−r/prime|/parenrightbigg
−I1I2µ
4π/contintegraldisplay
/Gamma11/contintegraldisplay
/Gamma12(dl·dl/prime)r−r/prime
|r−r/prime|3.(3.173)
The first term involves an integral of a perfect differential about a closed path, producing
a null result. Thus
F1=− I1I2µ
4π/contintegraldisplay
/Gamma11/contintegraldisplay
/Gamma12(dl·dl/prime)r−r/prime
|r−r/prime|3. (3.174)
Figure 3.20: Parallel, current carrying wires.
Asasimpleexample ,conside rparalle lwiresseparate dbyadistance d (Figure3.20).
In this case
F1=− I1I2µ
4π/integraldisplay/bracketleftbigg/integraldisplay∞
−∞−dˆx+(z−z/prime)ˆz
[d2+(z−z/prime)2]3/2dz/prime/bracketrightbigg
dz=I1I2µ
2πdˆx/integraldisplay
dz
so the force per unit length is
F1
l=ˆxI1I2µ
2πd. (3.175)
The force is attractive if I1I2≥0(i.e., if the currents flow in the same direction).
Maxwell’s stress tensor. The magnetostatic version of the stress tensor can be ob-
tained from (2.288)by setting E=D=0:
¯Tm=1
2(B·H)¯I−BH. (3.176)
The total magnetic force on the current in a region Vsurrounded by surface Sis given
by
Fm=−/contintegraldisplay
S¯Tm·dS=/integraldisplay
VfmdV
where fm=J×Bis the magnetic force volume density.
Let us compute the force between two parallel wires carrying identical currents in free
space (let I1 = I2 = I inFigure3.20)andcompar etheresultwith(3.175 ).Theforce
on the wire at x=−d/2can be computed by integrating ¯Tm·ˆnover the yz-plane with
ˆn=ˆx. Using (3.166)we see that in this plane the total magnetic field is
B=− ˆxµ0I
πy
y2+d2/4.
Therefore
¯Tm·ˆn=1
2BxBx
µ0ˆx−ˆxBxBx
µ0=−µ0I2
2π2y2
[y2+d2/4]2ˆx
and by integration
F1=µ0I2
2π2ˆx/integraldisplay
dz/integraldisplay∞
−∞y2
[y2+d2/4]2dy=I2µ0
2πdˆx/integraldisplay
dz.
The resulting force per unit length agrees with (3.175)when I1=I2=I.
Torque in a magnetostatic field. The torque exerted on a current-carrying conduc-
tor immersed in a magnetic field plays an important role in many engineering applica-tions. If a rigid body is exposed to a force field of volume density dF(r), the torque on
that body about a certain origin is given by
T=/integraldisplay
Vr×dFdV (3.177)
where integration is performed over the body and rextends from the origin of torque.
If the force arises from the interaction of a current with a magnetostatic field, thendF=J×Band
T=/integraldisplay
Vr×(J×B)dV. (3.178)
For a line current we can replace JdVwith Idlto obtain
T=I/integraldisplay
/Gamma1r×(dl×B).
IfBis uniform then by (B.7)we have
T=/integraldisplay
V[J(r·B)−B(r·J)]dV.
The second term can be written as
/integraldisplay
VB(r·J)dV=B3/summationdisplay
i=1/integraldisplay
VxiJidV=0
where (x1,x2,x3)=(x,y,z), and where we have employed (3.27). Thus
T=/integraldisplay
VJ(r·B)dV=3/summationdisplay
j=1ˆxj/integraldisplay
VJj3/summationdisplay
i=1xiBidV=3/summationdisplay
i=1Bi3/summationdisplay
j=1ˆxj/integraldisplay
VJjxidV.
We can replace the integral using (3.144)to get
T=1
2/integraldisplay
V3/summationdisplay
j=1ˆxj3/summationdisplay
i=1Bi[xiJj−xjJi]dV=−1
2/integraldisplay
VB×(r×J)dV.
Since Bis uniform we have, by (3.145),
T=m×B (3.179)
where mis the dipole moment. For a planar loop we can use (3.147)to obtain
T=IAˆn×B.
Joule’s law. In§2.9.5 we showed that when a moving charge interacts with an electric
field in a volume region V, energy is transferred between the field and the charge. If the
source of that energy is outside V, the energy is carried into Vas an energy flux over the
boundary surface S. The energy balance described by Poynting’s theorem (3.299)also
holds for static fields supported by steady currents: we must simply recognize that wehave no time-rate of change of stored energy. Thus
−/integraldisplay
VJ·EdV=/contintegraldisplay
S(E×H)·dS. (3.180)
The term
P=−/integraldisplay
VJ·EdV (3.181)
describes the rate at which energy is supplied to the fields by the current within V;w e
have P>0if there are sources within Vthat result in energy transferred to the fields,
and P<0if there is energy transferred to the currents. The latter case occurs when
there are conducting materials in V. Within these conductors
P=−/integraldisplay
VσE·EdV. (3.182)
Here P<0; energy is transferred from the fields to the currents, and from the currents
into heat (i.e., into lattice vibrations via collisions). Equation (3.182) is called Joule’s
law, and the transfer of energy from the fields into heat is Joule heating . Joule’s law is
the power relationship for a conducting material.
An important example involves a straight section of conducting wire having circular
cross-section. Assume a total current Iis uniformly distributed over the cross-section
of the wire, and that the wire is centered on the z-axis and extends between the planes
z=0,L. Let the potential difference between the ends be V. Using (3.169)we see that
at the surface of the wire
H=ˆφI
2πa, E=ˆzV
L.
The corresponding Poynting flux E×His−ˆρ-directed, implying that energy flows into
wire volume through the curved side surface. We can verify (3.180):
−/integraldisplay
VJ·EdV=/integraldisplayL
0/integraldisplay2π
0/integraldisplaya
0ˆzI
πa2·ˆzV
Lρdρdφdz=− IV,
/contintegraldisplay
S(E×H)·dS=/integraldisplay2π
0/integraldisplayL
0/parenleftbigg
−ˆρIV
2πaL/parenrightbigg
·ˆρadφdz=− IV.
Stored magnetic energy. We have shown that the energy stored in a static charge
distribution may be regarded as the “assembly energy” required to bring charges frominfinity against the Coulomb force. By proceeding very slowly with this assembly, we areable to avoid any complications resulting from the motion of the charges.
Similarly, we may equate the energy stored in a steady current distribution to the en-
ergy required for its assembly from current filaments
6brought in from infinity. However,
the calculation of assembly energy is more complicated in this case: moving a current
6Recall that a flux tube of a vector field is bounded by streamlines of the field. A current filament is a
flux tube of current having vanishingly small, but nonzero, cross-section.
Figure 3.21: Calculation of work to move a filamentary loop in an applied magnetic field.
filament into the vicinity of existing filaments changes the total magnetic flux passing
through the existing loops, regardless of how slowly we assemble the filaments. As de-scribed by Faraday’s law, this change in flux must be associated with an induced emf,which will tend to change the current flowing in the filament (and any existing filaments)unless energy is expended to keep the current constant (by the application of a batteryemf in the opposite direction). We therefore regard the assembly energy as consistingof two parts: (1)the energy required to bring a filament with constant current from
infinity against the Ampere force, and (2)the energy required to keep the current in thisfilament, and any existing filaments, constant. We ignore the energy required to keepthe steady current flowing through an isolated loop (i.e., the energy needed to overcomeJoule losses).
We begin by computing the amount of energy required to bring a filament with current
Ifrom infinity to a given position within an applied magnetostatic field B(r). In this
first step we assume that the field is supported by localized sources, hence vanishes atinfinity, and that it will not be altered by the motion of the filament. The force on eachsmall segment of the filament is given by Ampere’s force law (3.171), and the total forceis found by integration. Suppose an external agent displaces the filament incrementallyfrom a starting position 1 to an ending position 2 along a vector δras shown in Figure
3.21.Theworkrequire dis
δW=−(Idl×B)·δr=(Idl×δr)·B
foreachsegme ntofthewire.Figure3.21showsthat dl ×δr descri besasmallpatchof
surface area between the starting and ending positions of the filament, hence −(dl×δr)·B
is theoutward flux of Bthrough the patch. Integrating over all segments comprising the
filament, we obtain
/Delta1W=I/contintegraldisplay
/Gamma1(dl×δr)·B=− I/integraldisplay
S0B·dS
for the total work required to displace the entire filament through δr; here the surface S0
is described by the superposition of all patches. If S1and S2are the surfaces bounded
by the filament in its initial and final positions, respectively, then S1,S2, and S0taken
together form a closed surface. The outward flux of Bthrough this surface is
/contintegraldisplay
S0+S1+S2B·dS=0
so that
/Delta1W=− I/integraldisplay
S0B·dS=I/integraldisplay
S1+S2B·dS
where ˆnis outward from the closed surface. Finally, let /Psi11,2be the flux of Bthrough S1,2
in the direction determined by dland the right-hand rule. Then
/Delta1W=− I(/Psi12−/Psi11)=− I/Delta1/Psi1. (3.183)
Now suppose that the initial position of the filament is at infinity. We bring the filament
into a final position within the field Bthrough a succession of small displacements,
each requiring work (3.183). By superposition over all displacements, the total work is
W=− I(/Psi1−/Psi1∞)where /Psi1∞and/Psi1are the fluxes through the filament in its initial and
final positions, respectively. However, since the source of the field is localized, we knowthat Bis zero at infinity. Therefore /Psi1
∞=0and
W=− I/Psi1=− I/integraldisplay
SB·ˆndS (3.184)
where ˆnis determined from dlin the right-hand sense.
Now let us find the work required to position two current filaments in a field-free region
of space, starting with both filaments at infinity. Assume filament 1 carries current I1
and filament 2 carries current I2, and that we hold these currents constant as we move
the filaments into position. We can think of assembling these filaments in two ways: byplacing filament 1 first, or by placing filament 2 first. In either case, placing the firstfilament requires no work since (3.184)is zero. The work required to place the secondfilament is W
1=− I1/Psi11if filament 2 is placed first, where /Psi11is the flux passing through
filament 1 in its final position, caused by the presence of filament 2. If filament 1 isplaced first, the work required is W
2=− I2/Psi12. Since the work cannot depend on which
loop is placed first, we have W1=W2=Wwhere we can use either W=− I1/Psi11or
W=− I2/Psi12. It is even more convenient, as we shall see, to average these values and use
W=−1
2(I1/Psi11+I2/Psi12). (3.185)
We must determine the energy required to keep the currents constant as we move the
filaments into position. When moving the first filament into place there is no inducedemf, since no applied field is yet present. However, when moving the second filamentinto place we will change the flux linked by boththe first and second loops. This change
of flux will induce an emf in each of the loops, and this will change the current. To keepthe current constant we must supply an opposing emf. Let dW
emf/dtbe the rate of work
required to keep the current constant. Then by (3.153)and (3.181)we have
dWemf
dt=−/integraldisplay
VJ·EdV=− I/integraldisplay
E·dl=− Id/Psi1
dt.
Integrating, we find the total work /Delta1Wrequired to keep the current constant in either
loop as the flux through the loop is changed by an amount /Delta1/Psi1:
/Delta1Wem f=I/Delta1/Psi1.
So the total work required to keep I1constant as the loops are moved from infinity (where
the flux is zero)to their final positions is I1/Psi11. Similarly, a total work I2/Psi12is required
to keep I2constant during the same process. Adding these to (3.185), the work required
to position the loops, we obtain the complete assembly energy
W=1
2(I1/Psi11+I2/Psi12)
for two filaments. The extension to Nfilaments is
Wm=1
2N/summationdisplay
n=1In/Psi1n. (3.186)
Consequently, the energy of a single current filament is
Wm=1
2I/Psi1. (3.187)
We may interpret this as the “assembly energy” required to bring the single loop into
existence by bringing vanishingly small loops (magnetic dipoles)in from infinity. Wemay also interpret it as the energy required to establish the current in this single filamentagainst the back emf. That is, if we establish Iby slowly increasing the current from
zero in Nsmall steps /Delta1I=I/N, an energy /Psi1
n/Delta1Iwill be required at each step. Since
/Psi1nincreases proportionally to I,w eh a v e
Wm=N/summationdisplay
n=1I
N/bracketleftbigg
(n−1)/Psi1
N/bracketrightbigg
where /Psi1is the flux when the current is fully established. Since/summationtextN
n=1(n−1)=N(N−1)/2
we obtain
Wm=1
2I/Psi1 (3.188)
asN→∞.
A volume current Jcan be treated as though it were composed of Ncurrent filaments.
Equations (3.128)and (3.186)give
Wm=1
2N/summationdisplay
n=1In/contintegraldisplay
/Gamma1nA·dl.
Since the total current is
I=/integraldisplay
CSJ·dS=N/summationdisplay
n=1In
where CSdenotes the cross-section of the steady current, we have as N→∞
Wm=1
2/integraldisplay
VA·JdV. (3.189)
Alternatively, using (3.135), we may write
Wm=1
2/integraldisplay
V/integraldisplay
VJ(r)·J(r/prime)
|r−r/prime|dV dV/prime.
Note the similarity between (3.189)and (3.86) . We now manipulate (3.189)into a
form involving only the electromagnetic fields. By Ampere’s law
Wm=1
2/integraldisplay
VA·(∇× H)dV.
Using (B.44)and the divergence theorem we can write
Wm=1
2/contintegraldisplay
S(H×A)·dS+1
2/integraldisplay
VH·(∇× A)dV.
We now let Sexpand to infinity. This does not change the value of Wmsince we do not
enclose any more current; however, since A∼1/rand H∼1/r2, the surface integral
vanishes. Thus, remembering that ∇× A=B,w eh a v e
Wm=1
2/integraldisplay
V∞H·BdV (3.190)
where V∞denotes all of space.
Although we do not provide a derivation, (3.190)is also valid within linear materials.
For nonlinear materials, the total energy required to build up a magnetic field from B1
toB2is
Wm=1
2/integraldisplay
V∞/bracketleftbigg/integraldisplayB2
B1H·dB/bracketrightbigg
dV. (3.191)
This accounts for the work required to drive a ferromagnetic material through its hystere-
sis loop. Readers interested in a complete derivation of (3.191)should consult Stratton[187].
As an example, consider two thin-walled, coaxial, current-carrying cylinders having
radii a,b(b>a). The intervening region is a linear magnetic material having perme-
ability µ. Assume that the inner and outer conductors carry total currents Iin the ±z
directions, respectively. From the large-scale form of Ampere’s law we find that
H=
0,ρ ≤a,
ˆφI/2πρ, a≤ρ≤b,
0,ρ > b,(3.192)
hence by (3.190)
W
m=1
2/integraldisplay
dz/integraldisplay2π
0/integraldisplayb
aµI2
(2πρ)2ρdρdφ,
and the stored energy is
Wm
l=µI2
4πln/parenleftbiggb
a/parenrightbigg
(3.193)
per unit length.
Suppose instead that the inner cylinder is solid and that current is spread uniformly
throughout. Then the field between the cylinders is still given by (3.192)but within theinner conductor we have
H=ˆφIρ
2πa2
by (3.169). Thus, to (3.193) we must add the energy
Wm,inside
l=1
2/integraldisplay2π
0/integraldisplaya
0µ0I2ρ2
(2πa2)2ρdρdφ=µ0I2
16π
stored within the solid wire. The result is
Wm
l=µ0I2
4π/bracketleftbigg
µrln/parenleftbiggb
a/parenrightbigg
+1
4/bracketrightbigg
.
3.3.7 Magnetic field of a permanently magnetized body
We now have the tools necessary to compute the magnetic field produced by a perma-
nent magnet (a body with permanent magnetization M). As an example, we shall find
the field due to a uniformly magnetized sphere in three different ways: by computing thevector potential integral and taking the curl, by computing the scalar potential integraland taking the gradient, and by finding the scalar potential using separation of variablesand applying the boundary condition across the surface of the sphere.
Consider a magnetized sphere of radius a, residing in free space and having permanent
magnetization
M(r)=M
0ˆz.
The equivalent magnetization current and charge densities are given by
JM=∇× M=0, (3.194)
JMs=− ˆn×M=− ˆr×M0ˆz=M0ˆφsinθ, (3.195)
and
ρM=− ∇· M=0, (3.196)
ρMs=ˆn·M=ˆr·M0ˆz=M0cosθ. (3.197)
The vector potential is produced by the equivalent magnetization surface current.
Using (3.137)we find that
A(r)=µ0
4π/integraldisplay
SJMs
|r−r/prime|dS/prime=µ0
4π/integraldisplayπ
−π/integraldisplayπ
0M0ˆφ/primesinθ/prime
|r−r/prime|sinθ/primedθ/primedφ/prime.
Since ˆφ/prime=− ˆxsinφ/prime+ˆycosφ/prime, the rectangular components of Aare
/braceleftbigg−Ax
Ay/bracerightbigg
=µ0
4π/integraldisplayπ
−π/integraldisplayπ
0M0sinφ/prime
cosφ/primesinθ/prime
|r−r/prime|a2sinθ/primedθ/primedφ/prime. (3.198)
The integrals are most easily computed via the spherical harmonic expansion (E.200)for
the inverse distance |r−r/prime|−1:
/braceleftbigg−Ax
Ay/bracerightbigg
=µ0M0a2∞/summationdisplay
n=0n/summationdisplay
m=−nYnm(θ, φ)
2n+1rn
<
rn+1
>/integraldisplayπ
−π/integraldisplayπ
0sinφ/prime
cosφ/primesin2θ/primeY∗
nm(θ/prime,φ/prime)dθ/primedφ/prime.
Because the φ/primevariation is sinφ/primeorcosφ/prime, all terms in the sum vanish except n=1,
m=±1. Since
Y1,−1(θ, φ) =/radicalbigg
3
8πsinθe−jφ, Y1,1(θ, φ) =−/radicalbigg
3
8πsinθejφ,
we have
/braceleftbigg−Ax
Ay/bracerightbigg
=µ0M0a2
3r<
r2>3
8πsinθ/integraldisplayπ
0sin3θ/primedθ/prime·
·/bracketleftbigg
e−jφ/integraldisplayπ
−πsinφ/prime
cosφ/primeejφ/primedφ/prime+ejφ/integraldisplayπ
−πsinφ/prime
cosφ/primee−jφ/primedφ/prime/bracketrightbigg
.
Carrying out the integrals we find that
/braceleftbigg−Ax
Ay/bracerightbigg
=µ0M0a2
3r<
r2>sinθ/braceleftbiggsinφ
cosφ/bracerightbigg
or
A=µ0M0a2
3r<
r2>sinθˆφ.
Finally, B=∇× Agives
B=/braceleftBigg2µ0M0
3ˆz, r<a,
µ0M0a3
3r3/parenleftBig
ˆr2 cosθ+ˆθsinθ/parenrightBig
,r>a.(3.199)
Hence Bwithin the sphere is uniform and in the same direction as M, while Boutside
the sphere has the form of the magnetic dipole field with moment
m=/parenleftbigg4
3πa3/parenrightbigg
M0.
We can also compute Bby first finding the scalar potential through direct computation
of the integral (3.126). Substituting for ρMsfrom (3.197), we have
/Phi1m(r)=1
4π/integraldisplay
SρMs(r/prime)
|r−r/prime|dS/prime=1
4π/integraldisplayπ
−π/integraldisplayπ
0M0cosθ/prime
|r−r/prime|sinθ/primedθ/primedφ/prime.
This integral has the form of (3.100)with f(θ)=M0cosθ. Thus, from (3.102),
/Phi1m(r)=M0a2
3cosθr<
r2>. (3.200)
The magnetic field His then
H=− ∇ /Phi1m=/braceleftBigg
−M0
3ˆz, r<a,
M0a3
3r3/parenleftBig
ˆr2 cosθ+ˆθsinθ/parenrightBig
,r>a..
Inside the sphere Bis given by B=µ0(H+M), while outside the sphere it is merely
B=µ0H. These observations lead us again to (3.199).
Since the scalar potential obeys Laplace’s equation both inside and outside the sphere,
as a last approach to the problem we shall write /Phi1min terms of the separation of variables
solution discussed in §A.4. We can repeat our earlier arguments for the dielectric sphere
in an impressed electric field ( §3.2.10). Copying equations (3.109) and (3.110), we can
write for r≤a
/Phi1m1(r,θ)=∞/summationdisplay
n=0AnrnPn(cosθ), (3.201)
and for r≥a
/Phi1m2(r,θ)=∞/summationdisplay
n=0Bnr−(n+1)Pn(cosθ). (3.202)
The boundary condition (3.154)at r=arequires that
∞/summationdisplay
n=0AnanPn(cosθ)=∞/summationdisplay
n=0Bna−(n+1)Pn(cosθ);
upon application of the orthogonality of the Legendre functions, this becomes
Anan=Bna−(n+1). (3.203)
We can write (3.155)as
−∂/Phi1 m1
∂r+∂/Phi1 m2
∂r=−ρMs
so that at r=a
−∞/summationdisplay
n=0Annan−1Pn(cosθ)−∞/summationdisplay
n=0Bn(n+1)a−(n+2)Pn(cosθ)=− M0cosθ.
After application of orthogonality this becomes
A1+2B1a−3=M0, (3.204)
nan−1An=−(n+1)Bna−(n+2), n/negationslash=1. (3.205)
Solving (3.203)and (3.204)simultaneously for n=1we find that
A1=M0
3, B1=M0
3a3.
We also see that (3.203)and (3.205)are inconsistent unless An=Bn=0,n/negationslash=1.
Substituting these results into (3.201)and (3.202) , we have
/Phi1m=/braceleftBigg
M0
3rcosθ, r≤a,
M0
3a3
r2cosθ,r≥a,
which is (3.200).
3.3.8 Bodies immersed in an impressed magnetic field: magnetostatic
shielding
A highly permeable enclosure can provide partial shielding from external magnetostatic
fields.Conside raspherica lshellofhighlypermeabl emateria l(Figure3.22);assum eit
is immersed in a uniform impressed field H0=H0ˆz. We wish to determine the internal
field and the factor by which it is reduced from the external applied field. Because thereare no sources (the applied field is assumed to be created by sources far removed), wemay use magnetic scalar potentials to represent the fields everywhere. We may representthe scalar potentials using a separation of variables solution to Laplace’s equation, witha contribution only from the n=1term in the series. In region 1 we have both scattered
Figure 3.22: Spherical shell of magnetic material.
and applied potentials, where the applied potential is just /Phi10=− H0z=− H0rcosθ,
since H0=− ∇ /Phi10=H0ˆz. We have
/Phi11(r)=A1r−2cosθ−H0rcosθ, (3.206)
/Phi12(r)=(B1r−2+C1r)cosθ, (3.207)
/Phi13(r)=D1rcosθ. (3.208)
We choose (3.109)for the scattered potential in region 1 so that it decays as r→∞ ,
and (3.110)for the scattered potential in region 3so that it remains finite at r=0.I n
region 2 we have no restrictions and therefore include both contributions. The coefficients
A1,B1,C1,D1are found by applying the appropriate boundary conditions at r=aand
r=b. By continuity of the scalar potential across each boundary we have
A1b−2−H0b=B1b−2+C1b,
B1a−2+C1a=D1a.
By (3.156), the quantity µ∂/Phi1/∂ ris also continuous at r=aand r=b; this gives two
more equations:
µ0(−2A1b−3−H0)=µ(−2B1b−3+C1),
µ(−2B1a−3+C1)=µ0D1.
Simultaneous solution yields
D1=−9µr
KH0
where
K=(2+µr)(1+2µr)−2(a/b)3(µr−1)2.
Substituting this into (3.208)and using H=− ∇ /Phi1m, we find that
H=κH0ˆz
within the enclosure, where κ=9µr/K. This field is uniform and, since κ< 1forµr>1,
it is weaker than the applied field. For µr/greatermuch1we have K≈2µ2
r[1−(a/b)3]. Denoting
the shell thickness by /Delta1=b−a, we find that K≈6µ2
r/Delta1/awhen /Delta1/a/lessmuch1.T h u s
κ=3
21
µr/Delta1
a
describes the coefficient of shielding for a highly permeable spherical enclosure, valid
when µr/greatermuch1and/Delta1/a/lessmuch1. A shell for which µr=10,000and a/b=0.99can reduce
the enclosure field to 0.15% of the applied field.
3.4 Static field theorems
3.4.1 Mean value theorem of electrostatics
The average value of the electrostatic potential over a sphere is equal to the potential
at the center of the sphere, provided that the sphere encloses no electric charge. To seethis, write
/Phi1(r)=1
4π/epsilon1/integraldisplay
Vρ(r/prime)
RdV/prime+1
4π/contintegraldisplay
S/bracketleftBigg
−/Phi1(r/prime)ˆR
R2+∇/prime/Phi1(r/prime)
R/bracketrightBigg
·dS/prime;
putρ≡0inV, and use the obvious facts that if Sis a sphere centered at point rthen
(1)Ris constant on Sand (2) ˆn/prime=− ˆR:
/Phi1(r)=1
4πR2/contintegraldisplay
S/Phi1(r/prime)dS/prime−1
4πR/contintegraldisplay
SE(r/prime)·dS/prime.
The last term vanishes by Gauss’s law, giving the desired result.
3.4.2 Earnshaw’s theorem
It is impossible for a charge to rest in stable equilibrium under the influence of elec-
trostatic forces alone. This is an easy consequence of the mean value theorem of electro-statics, which precludes the existence of a point where /Phi1can assume a maximum or a
minimum.
3.4.3 Thomson’s theorem
Static charge on a system of perfect conductors distributes itself so that the electric
storedenergyisaminimum.Figure3.23showsasystemof n conductin gbodiesheldat
potentials /Phi11,...,/Phi1 n. Suppose the potential field associated with the actual distribution
of charge on these bodies is /Phi1, giving
We=/epsilon1
2/integraldisplay
VE·EdV=/epsilon1
2/integraldisplay
V∇/Phi1·∇/Phi1dV
for the actual stored energy. Now assume a slightly different charge distribution, resulting
in a new potential /Phi1/prime=/Phi1+δ/Phi1that satisfies the same boundary conditions (i.e., assume
δ/Phi1=0on each conducting body). The stored energy associated with this hypothetical
situation is
W/prime
e=We+δWe=/epsilon1
2/integraldisplay
V∇(/Phi1+δ/Phi1)·∇(/Phi1+δ/Phi1)dV
Figure 3.23: System of conductors used to derive Thomson’s theorem.
so that
δWe=/epsilon1/integraldisplay
V∇/Phi1·∇(δ/Phi1) dV+/epsilon1
2/integraldisplay
V|∇(δ/Phi1)|2dV;
Thomson’s theorem will be proved if we can show that
/integraldisplay
V∇/Phi1·∇(δ/Phi1) dV=0, (3.209)
because then we shall have
δWe=/epsilon1
2/integraldisplay
V|∇(δ/Phi1)|2dV≥0.
To establish (3.209), we use Green’s first identity
/integraldisplay
V(∇u·∇v+u∇2v)dV=/contintegraldisplay
Su∇v·dS
with u=δ/Phi1andv=/Phi1:
/integraldisplay
V∇/Phi1·∇(δ/Phi1) dV=/contintegraldisplay
Sδ/Phi1∇/Phi1·dS.
Here Sis composed of (1)the exterior surfaces Sk(k=1,..., n)of the nbodies, (2)
the surfaces Scof the “cuts” that are introduced in order to keep Va simply-connected
region (a condition for the validity of Green’s identity), and (3) the sphere S∞of very
large radius r.T h u s
/integraldisplay
V∇/Phi1·∇(δ/Phi1) dV=n/summationdisplay
k=1/integraldisplay
Skδ/Phi1∇/Phi1·dS+/integraldisplay
Scδ/Phi1∇/Phi1·dS+/integraldisplay
S∞δ/Phi1∇/Phi1·dS.
The first term on the right vanishes because δ/Phi1=0on each Sk. The second term
vanishes because the contributions from opposite sides of each cut cancel (note that ˆn
occurs in pairs that are oppositely directed). The third term vanishes because /Phi1∼1/r,
∇/Phi1∼1/r2, and dS∼r2where r→∞ for points on S∞.
Figure 3.24: System of conductors used to derive Green’s reciprocation theorem.
3.4.4 Green’s reciprocation theorem
Conside rasystemof n conductin gbodiesasinFigure3.24.Anassociatedmathemat-
ical surface Stconsists of the exterior surfaces S1,..., Snof the nbodies, taken together
with a surface Sthat enclosed all of the bodies. Suppose /Phi1and/Phi1/primeare electrostatic
potentials produced by two distinct distributions of stationary charge over the set ofconductors. Then ∇
2/Phi1=0=∇2/Phi1/primeand Green’s second identity gives
/contintegraldisplay
St/parenleftbigg
/Phi1∂/Phi1/prime
∂n−/Phi1/prime∂/Phi1
∂n/parenrightbigg
dS=0
or
n/summationdisplay
k=1/integraldisplay
Sk/Phi1∂/Phi1/prime
∂ndS+/integraldisplay
S/Phi1∂/Phi1/prime
∂ndS=n/summationdisplay
k=1/integraldisplay
Sk/Phi1/prime∂/Phi1
∂ndS+/integraldisplay
S/Phi1/prime∂/Phi1
∂ndS.
Now let Sbe a sphere of very large radius Rso that at points on Swe have
/Phi1, /Phi1/prime∼1
R,∂/Phi1
∂n,∂/Phi1/prime
∂n∼1
R2, dS∼R2;
asR→∞ then,
n/summationdisplay
k=1/integraldisplay
Sk/Phi1∂/Phi1/prime
∂ndS=n/summationdisplay
k=1/integraldisplay
Sk/Phi1/prime∂/Phi1
∂ndS.
Furthermore, the conductors are equipotentials so that
n/summationdisplay
k=1/Phi1k/integraldisplay
Sk∂/Phi1/prime
∂ndS=n/summationdisplay
k=1/Phi1/prime
k/integraldisplay
Sk∂/Phi1
∂ndS
and we therefore have
n/summationdisplay
k=1q/prime
k/Phi1k=n/summationdisplay
k=1qk/Phi1/prime
k (3.210)
where the kth conductor ( k=1,..., n)has potential /Phi1kwhen it carries charge qk,
and has potential /Phi1/prime
kwhen it carries charge q/prime
k. This is Green’s reciprocation theorem .
A classic application is to determine the charge induced on a grounded conductor by
Figure 3.25: Application of Green’s reciprocation theorem. (a)The “unprimed situation”
permits us to determine the potential VPat point Pproduced by a charge qplaced on
body 1. Here V1is the potential of body 1. (b)In the “primed situation” we ground
body 1 and induce a charge q/primeby bringing a point charge q/prime
Pinto proximity.
a nearby point charge. This is accomplished as follows. Let the conducting body of
interest be designated as body 1, and model the nearby point charge qPas a very small
conducting body designated as body 2 and located at point Pin space. Take
q1=q, q2=0,/Phi1 1=V1,/Phi1 2=VP,
and
q/prime
1=q/prime, q/prime
2=q/prime
P,/Phi1/prime1=0,/Phi1/prime
2=V/prime
P,
givingthetwosituation sshowninFigure3.25.Substitutio nintoGreen’ srecipr ocation
theorem
q/prime
1/Phi11+q/prime
2/Phi12=q1/Phi1/prime
1+q2/Phi1/prime
2
gives q/primeV1+q/prime
PVP=0so that
q/prime=−q/prime
PVP/V1. (3.211)
3.5 Problems
3.1The z-axis carries a line charge of nonuniform density ρl(z). Show that the electric
field in the plane z=0is given by
E(ρ, φ) =1
4π/epsilon1/bracketleftbigg
ˆρρ/integraldisplay∞
−∞ρl(z/prime)dz/prime
(ρ2+z/prime2)3/2−ˆz/integraldisplay∞
−∞ρl(z/prime)z/primedz/prime
(ρ2+z/prime2)3/2/bracketrightbigg
.
Compute Ewhen ρl=ρ0sgn(z), where sgn(z)is the signum function (A.6).
3.2The ring ρ=a,z=0, carries a line charge of nonuniform density ρl(φ). Show that
the electric field at an arbitrary point on the z-axis is given by
E(z)=−a2
4π/epsilon1(a2+z2)3/2/bracketleftbigg
ˆx/integraldisplay2π
0ρl(φ/prime)cosφ/primedφ/prime+ˆy/integraldisplay2π
0ρl(φ/prime)sinφ/primedφ/prime/bracketrightbigg
+
+ˆzaz
4π/epsilon1(a2+z2)3/2/integraldisplay2π
0ρl(φ/prime)dφ/prime.
Figure 3.26: Geometry for computing Green’s function for parallel plates.
Compute Ewhen ρl(φ)=ρ0sinφ. Repeat for ρl(φ)=ρ0cos2φ.
3.3The plane z=0carries a surface charge of nonuniform density ρs(ρ, φ) . Show that
at an arbitrary point on the z-axis the rectangular components of Eare given by
Ex(z)=−1
4π/epsilon1/integraldisplay∞
0/integraldisplay2π
0ρs(ρ/prime,φ/prime)ρ/prime2cosφ/primedφ/primedρ/prime
(ρ/prime2+z2)3/2,
Ey(z)=−1
4π/epsilon1/integraldisplay∞
0/integraldisplay2π
0ρs(ρ/prime,φ/prime)ρ/prime2sinφ/primedφ/primedρ/prime
(ρ/prime2+z2)3/2,
Ez(z)=z
4π/epsilon1/integraldisplay∞
0/integraldisplay2π
0ρs(ρ/prime,φ/prime)ρ/primedφ/primedρ/prime
(ρ/prime2+z2)3/2.
Compute Ewhen ρs(ρ, φ) =ρ0U(ρ−a)where U(ρ)is the unit step function (A.5).
Repeat for ρs(ρ, φ) =ρ0[1−U(ρ−a)].
3.4The sphere r=acarries a surface charge of nonuniform density ρs(θ). Show that
the electric intensity at an arbitrary point on the z-axis is given by
E(z)=ˆza2
2/epsilon1/integraldisplayπ
0ρs(θ/prime)(z−acosθ/prime)sinθ/primedθ/prime
(a2+z2−2azcosθ/prime)3/2.
Compute E(z)when ρs(θ)=ρ0, a constant. Repeat for ρs(θ)=ρ0cos2θ.
3.5Beginning with the postulates for the electrostatic field
∇× E=0, ∇·D=ρ,
use the technique of §2.8.2 to derive the boundary conditions (3.32)–(3.33).
3.6A material half space of permittivity /epsilon11occupies the region z>0, while a second
material half space of permittivity /epsilon12occupies z<0. Find the polarization surface charge
densities and compute the total induced polarization charge for a point charge Qlocated
atz=h.
3.7Consider a point charge between two grounded conducting plates as shown in
Figure3.26.WritetheGreen’ sfunctio nasthesumofprimar yandsecondar ytermsand
apply the boundary conditions to show that the secondary Green’s function is
Gs(r|r/prime)=1
(2π)2/integraldisplay∞
−∞/integraldisplay∞
−∞/bracketleftbigg
−e−kρ(d−z)sinhkρz/prime
sinhkρd−e−kρzsinhkρ(d−z/prime)
sinhkρd/bracketrightbigge−jkρ·r/prime
2kρd2kρ.
(3.212)
3.8Use the expansion
1
sinhkρd=csch kρd=2∞/summationdisplay
n=0e−(2n+1)kρd
to show that the secondary Green’s function for parallel conducting plates (3.212)may
be written as an infinite sequence of images of the primary point charge. Identify thegeometrical meaning of each image term.
3.9Find the Green’s functions for a dielectric slab of thickness dplaced over a perfectly
conducting ground plane located at z=0.
3.10 Find the Green’s functions for a dielectric slab of thickness 2dimmersed in free
space and centered on the z=0plane. Compare to the Green’s function found in
Problem 3.9.
3.11Referrin gtothesystemofFigure3.9,findthechargedensityonthesurfac eof
the sphere and integrate to show that the total charge is equal to the image charge.
3.12 Use the method of Green’s functions to find the potential inside a conducting
sphere for ρinside the sphere.
3.13 Solve for the total potential and electric field of a grounded conducting sphere
centered at the origin within a uniform impressed electric field E=E
0ˆz. Find total
charge induced on the sphere.
3.14 Consider a spherical cavity of radius acentered at the origin within a homogeneous
dielectric material of permittivity /epsilon1=/epsilon10/epsilon1r. Solve for total potential and electric field
inside the cavity in the presence of an impressed field E=E0ˆz. Show that the field in
the cavity is stronger than the applied field, and explain this using polarization surfacecharge.
3.15 Find the field of a point charge Qlocated at z=dabove a perfectly conducting
ground plane at z=0. Use the boundary condition to find the charge density on the
plane and integrate to show that the total charge is −Q. Integrate Maxwell’s stress
tensor over the surface of the ground plane and show that the force on the ground planeis the same as the force on the image charge found from Coulomb’s law.
3.16 Consider in free space a point charge −qatr=r
0+d, a point charge −qat
r=r0−d, and a point charge 2qatr0. Find the first three multipole moments and the
resulting potential produced by this charge distribution.
3.17 A spherical charge distribution of radius ain free space has the density
ρ(r)=Q
πa3cos 2θ.
Compute the multipole moments for the charge distribution and find the resulting poten-
tial. Find a suitable arrangement of point charges that will produce the same potentialfield for r>aas produced by the spherical charge.
3.18Comput ethemagneti cfluxdensity B forthecircula rwireloopofFigure3.18by
(a) using the Biot–Savart law (3.165), and (b) computing the curl of (3.138).
Figure 3.27: Parallel plate capacitor.
3.19 Two circular current-carrying wires are arranged coaxially along the z-axis. Loop
1 has radius a1, carries current I1, and is centered in the z=0plane. Loop 2 has radius
a2, carries current I2, and is centered in the z=dplane. Find the force between the
loops.
3.20 Choose Q=∇/prime/parenleftbig1
R/parenrightbig
×cin (3.162)and derive the following expression for B:
B(r)=µ
4π/integraldisplay
VJ(r/prime)×∇/prime/parenleftbigg1
R/parenrightbigg
dV/prime−
−1
4π/contintegraldisplay
S/bracketleftbigg
[ˆn/prime×B(r/prime)]×∇/prime/parenleftbigg1
R/parenrightbigg
+[ˆn/prime·B(r/prime)]∇/prime/parenleftbigg1
R/parenrightbigg/bracketrightbigg
dS/prime,
where ˆnis the normal vector outward from V. Compare to the Stratton–Chu formula
(6.8).
3.21 Compute the curl of (3.163)to obtain the integral expression for Bgiven in Prob-
lem 3.20. Compare to the Stratton–Chu formula (6.8).
3.22 Obtain (3.170)by integration of Maxwell’s stress tensor over the xz-plane.
3.23 Consider two thin conducting parallel plates embedded in a region of permittivity
/epsilon1(Figure3.27).Thebottomplateisconnecte dtoground ,andweapplyanexcesscharge
+Qto the top plate (and thus −Qis drawn onto the bottom plate.)Neglecting fringing,
(a)solve Laplace’s equation to show that
/Phi1(z)=Q
A/epsilon1z.
Use (3.87)to show that
W=Q2d
2A/epsilon1.
(b)Verify Wusing (3.88). (c) Use F=− ˆzdW/dzto show that the force on the top plate
is
F=− ˆzQ2
2A/epsilon1.
(d)Verify Fby integrating Maxwell’s stress tensor over a closed surface surrounding the
top plate.
3.24 Consider two thin conducting parallel plates embedded in a region of permittivity
/epsilon1(Figure3.27).Thebottomplateisconnecte dtoground ,andweapplyapotential V0to
the top plate using a battery. Neglecting fringing, (a)solve Laplace’s equation to showthat
/Phi1(z)=V
0
dz.
Use (3.87)to show that
W=V2
0A/epsilon1
2d.
(b)Verify Wusing (3.88). (c) Use F=− ˆzdW/dzto show that the force on the top plate
is
F=− ˆzV2
0A/epsilon1
2d2.
(d)Verify Fby integrating Maxwell’s stress tensor over a closed surface surrounding the
top plate.
3.25 A group of Nperfectly conducting bodies is arranged in free space. Body nis
held at potential Vnwith respect to ground, and charge Qnis induced upon its surface.
By linearity we may write
Qm=N/summationdisplay
n=1cmnVn
where the cmnare called the capacitance coefficients . Using Green’s reciprocation the-
orem, demonstrate that cmn=cnm. Hint: Use (3.210). Choose one set of voltages so
that Vk=0,k/negationslash=n, and place Vnat some potential, say Vn=V0, producing the set of
charges {Qk}. For the second set choose V/prime
k=0,k/negationslash=m, and Vm=V0, producing {Q/prime
k}.
3.26 For the set of conductors of Problem 3.25, show that we may write
Qm=CmmVm+/summationdisplay
k/negationslash=mCmk(Vm−Vk)
where
Cmn=−cmn,m/negationslash=n, Cmm=N/summationdisplay
k=1cmk.
Here Cmm, called the self capacitance , describes the interaction between the mth con-
ductor and ground, while Cmn, called the mutual capacitance , describes the interaction
between the mth and nth conductors.
3.27 For the set of conductors of Problem 3.25, show that the stored electric energy is
given by
W=1
2N/summationdisplay
m=1N/summationdisplay
n=1cmnVnVm.
3.28Agroupof N wiresisarrange dinfreespaceasshowninFigure3.28.Wire n
carries a steady current In, and a flux /Psi1npasses through the surface defined by its
contour /Gamma1n. By linearity we may write
/Psi1m=N/summationdisplay
n=1LmnIn
Figure 3.28: A system of current-carrying wires.
where the Lmnare called the coefficients of inductance . Derive Neumann’s formula
Lmn=µ0
4π/contintegraldisplay
/Gamma1n/contintegraldisplay
/Gamma1mdl·dl/prime
|r−r/prime|,
and thereby demonstrate the reciprocity relation Lmn=Lnm.
3.29ForthegroupofwiresshowninFigure3.28,showthatthestoredmagneti cenergy
is given by
W=1
2N/summationdisplay
m=1N/summationdisplay
n=1LmnInIm.
3.30 Prove the minimum heat generation theorem : steady electric currents distribute
themselves in a conductor in such a way that the dissipated power is a minimum. Hint:LetJbe the actual distribution of current in a conducting body, and let the power it
dissipates be P. Let J
/prime=J+δJbe any other current distribution, and let the power it
dissipates be P/prime=P+δP. Show that
δP=1
2/integraldisplay
V1
σ|δJ|2dV≥0.
Chapter 4
Temporal and spatial frequency domain
representation
4.1 Interpretation of the temporal transform
When a field is represented by a continuous superposition of elemental components, the
resulting decomposition can simplify computation and provide physical insight. Such rep-resentation is usually accomplished through the use of an integral transform. Althoughseveral different transforms are used in electromagnetics, we shall concentrate on thepowerful and efficient Fourier transform.
Let us consider the Fourier transform of the electromagnetic field. The field depends
onx,y,z,t, and we can transform with respect to any or all of these variables. However,
a consideration of units leads us to consider a transform over tseparately. Let ψ(r,t)
represent any rectangular component of the electric or magnetic field. Then the temporaltransform will be designated by ˜ψ(r,ω):
ψ(r,t)↔˜ψ(r,ω) .
Hereωis the transform variable. The transform field ˜ψis calculated using (A.1):
˜ψ(r,ω)=/integraldisplay
∞
−∞ψ(r,t)e−jωtdt. (4.1)
The inverse transform is, by (A.2),
ψ(r,t)=1
2π/integraldisplay∞
−∞˜ψ(r,ω)ejωtdω. (4.2)
Since ˜ψis complex it may be written in amplitude–phase form:
˜ψ(r,ω)=|˜ψ(r,ω)|ejξψ(r,ω),
where we take −π<ξψ(r,ω)≤π.
Since ψ(r,t)must be real, (4.1) shows that
˜ψ(r,−ω)=˜ψ∗(r,ω) . (4.3)
Furthermore, the transform of the derivative of ψmay be found by differentiating (4.2).
We have
∂
∂tψ(r,t)=1
2π/integraldisplay∞
−∞jω˜ψ(r,ω)ejωtdω,
hence
∂
∂tψ(r,t)↔jω˜ψ(r,ω) . (4.4)
By virtue of (4.2), any electromagnetic field component can be decomposed into a contin-
uous, weighted superposition of elemental temporal terms ejωt. Note that the weighting
factor ˜ψ(r,ω), often called the frequency spectrum ofψ(r,t), is not arbitrary because
ψ(r,t)must obey a scalar wave equation such as (2.327). For a source-free region of
space we have
/parenleftbigg
∇2−µσ∂
∂t−µ/epsilon1∂2
∂t2/parenrightbigg1
2π/integraldisplay∞
−∞˜ψ(r,ω)ejωtdω=0.
Differentiating under the integral sign we have
1
2π/integraldisplay∞
−∞/bracketleftbig/parenleftbig
∇2−jωµσ+ω2µ/epsilon1/parenrightbig˜ψ(r,ω)/bracketrightbig
ejωtdω=0,
hence by the Fourier integral theorem
/parenleftbig
∇2+k2/parenrightbig˜ψ(r,ω)=0 (4.5)
where
k=ω√µ/epsilon1/radicalbigg
1−jσ
ω/epsilon1
is thewavenumber . Equation (4.5) is called the scalar Helmholtz equation , and represents
the wave equation in the temporal frequency domain.
4.2 The frequency-domain Maxwell equations
If the region of interest contains sources, we can return to Maxwell’s equations and
represent all quantities using the temporal inverse Fourier transform. We have, for ex-ample,
E(r,t)=1
2π/integraldisplay∞
−∞˜E(r,ω)ejωtdω
where
˜E(r,ω)=3/summationdisplay
i=1ˆii˜Ei(r,ω)=3/summationdisplay
i=1ˆii|˜Ei(r,ω)|ejξE
i(r,ω). (4.6)
All other field quantities will be written similarly with an appropriate superscript on the
phase. Substitution into Ampere’s law gives
∇×1
2π/integraldisplay∞
−∞˜H(r,ω)ejωtdω=∂
∂t1
2π/integraldisplay∞
−∞˜D(r,ω)ejωtdω+1
2π/integraldisplay∞
−∞˜J(r,ω)ejωtdω,
hence
1
2π/integraldisplay∞
−∞[∇× ˜H(r,ω)−jω˜D(r,ω)−˜J(r,ω)]ejωtdω=0
after we differentiate under the integral signs and combine terms. So
∇× ˜H=jω˜D+˜J (4.7)
by the Fourier integral theorem. This version of Ampere’s law involves only the frequency-
domain fields. By similar reasoning we have
∇× ˜E=− jω˜B, (4.8)
∇·˜D=˜ρ, (4.9)
∇·˜B(r,ω)=0, (4.10)
and
∇·˜J+jω˜ρ=0.
Equations (4.7)–(4.10) govern the temporal spectra of the electromagnetic fields. We may
manipulate them to obtain wave equations, and apply the boundary conditions from thefollowing section. After finding the frequency-domain fields we may find the temporalfields by Fourier inversion. The frequency-domain equations involve one fewer derivative(the time derivative has been replaced by multiplication by jω), hence may be easier to
solve. However, the inverse transform may be difficult to compute.
4.3 Boundary conditions on the frequency-domain fields
Several boundary conditions on the source and mediating fields were derived in §2.8.2.
For example, we found that the tangential electric field must obey
ˆn12×E1(r,t)−ˆn12×E2(r,t)=−Jms(r,t).
The technique of the previous section gives us
ˆn12×[˜E1(r,ω)−˜E2(r,ω)]=− ˜Jms(r,ω)
as the condition satisfied by the frequency-domain electric field. The remaining boundary
conditions are treated similarly. Let us summarize the results, including the effects offictitious magnetic sources:
ˆn
12×(˜H1−˜H2)=˜Js,
ˆn12×(˜E1−˜E2)=− ˜Jms,
ˆn12·(˜D1−˜D2)=˜ρs,
ˆn12·(˜B1−˜B2)=˜ρms,
and
ˆn12·(˜J1−˜J2)=− ∇ s·˜Js−jω˜ρs,
ˆn12·(˜Jm1−˜Jm2)=− ∇ s·˜Jms−jω˜ρms.
Here ˆn12points into region 1 from region 2.
4.4 Constitutive relations in the frequency domain and the
Kronig–Kramers relations
All materials are to some extent dispersive. If a field applied to a material undergoes
a sufficiently rapid change, there is a time lag in the response of the polarization ormagnetization of the atoms. It has been found that such materials have constitutiverelations involving products in the frequency domain, and that the frequency-domainconstitutive parameters are complex, frequency-dependent quantities. We shall restrictourselves to the special case of anisotropic materials and refer the reader to Kong [101]and Lindell [113] for the more general case. For anisotropic materials we write
˜P=/epsilon1
0˜¯χe·˜E, (4.11)
˜M=˜¯χm·˜H, (4.12)
˜D=˜¯/epsilon1·˜E=/epsilon10[¯I+˜¯χe]·˜E, (4.13)
˜B=˜¯µ·˜H=µ0[¯I+˜¯χm]·˜H, (4.14)
˜J=˜¯σ·˜E. (4.15)
By the convolution theorem and the assumption of causality we immediately obtain the
dyadic versions of (2.29)–(2.31):
D(r,t)=/epsilon10/parenleftbigg
E(r,t)+/integraldisplayt
−∞¯χe(r,t−t/prime)·E(r,t/prime)dt/prime/parenrightbigg
,
B(r,t)=µ0/parenleftbigg
H(r,t)+/integraldisplayt
−∞¯χm(r,t−t/prime)·H(r,t/prime)dt/prime/parenrightbigg
,
J(r,t)=/integraldisplayt
−∞¯σ(r,t−t/prime)·E(r,t/prime)dt/prime.
These describe the essential behavior of a dispersive material. The susceptances and
conductivity, describing the response of the atomic structure to an applied field, dependnot only on the present value of the applied field but on all past values as well.
Now since D(r,t),B(r,t), and J(r,t)are all real, so are the entries in the dyadic
matrices ¯/epsilon1(r,t),¯µ(r,t), and ¯σ(r,t). Thus, applying (4.3) to each entry we must have
˜¯χ
e(r,−ω)=˜¯χ∗
e(r,ω) , ˜¯χm(r,−ω)=˜¯χ∗
m(r,ω) , ˜¯σ(r,−ω)=˜¯σ∗(r,ω) , (4.16)
and hence
˜¯/epsilon1(r,−ω)=˜¯/epsilon1∗(r,ω) , ˜¯µ(r,−ω)=˜¯µ∗(r,ω) . (4.17)
If we write the constitutive parameters in terms of real and imaginary parts as
˜/epsilon1ij=˜/epsilon1/prime
ij+j˜/epsilon1/prime/prime
ij, ˜µij=˜µ/prime
ij+j˜µ/prime/prime
ij, ˜σij=˜σ/prime
ij+j˜σ/prime/prime
ij,
these conditions become
˜/epsilon1/prime
ij(r,−ω)=˜/epsilon1/prime
ij(r,ω) , ˜/epsilon1/prime/prime
ij(r,−ω)=− ˜/epsilon1/prime/prime
ij(r,ω) ,
and so on. Therefore the real parts of the constitutive parameters are even functions of
frequency, and the imaginary parts are odd functions of frequency.
In most instances, the presence of an imaginary part in the constitutive parameters
implies that the material is either dissipative (lossy), transforming some of the electro-
magnetic energy in the fields into thermal energy, or active , transforming the chemical or
mechanical energy of the material into energy in the fields. We investigate this furtherin§4.5 and §4.8.3.
We can also write the constitutive equations in amplitude–phase form. Letting
˜/epsilon1
ij=|˜/epsilon1ij|ejξ/epsilon1
ij, ˜µij=|˜µij|ejξµ
ij, ˜σij=|˜σij|ejξσ
ij,
and using the field notation (4.6), we can write (4.13)–(4.15) as
˜Di=|˜Di|ejξD
i=3/summationdisplay
j=1|˜/epsilon1ij||˜Ej|ej[ξE
j+ξ/epsilon1
ij], (4.18)
˜Bi=|˜Bi|ejξB
i=3/summationdisplay
j=1|˜µij||˜Hj|ej[ξH
j+ξµ
ij], (4.19)
˜Ji=|˜Ji|ejξJ
i=3/summationdisplay
j=1|˜σij||˜Ej|ej[ξE
j+ξσ
ij]. (4.20)
Here we remember that the amplitudes and phases may be functions of both randω.
For isotropic materials these reduce to
˜Di=|˜Di|ejξD
i=|˜/epsilon1||˜Ei|ej(ξE
i+ξ/epsilon1), (4.21)
˜Bi=|˜Bi|ejξB
i=|˜µ||˜Hi|ej(ξH
i+ξµ), (4.22)
˜Ji=|˜Ji|ejξJ
i=|˜σ||˜Ei|ej(ξE
i+ξσ). (4.23)
4.4.1 The complex permittivity
As mentioned above, dissipative effects may be associated with complex entries in the
permittivity matrix. Since conduction effects can also lead to dissipation, the permittivityand conductivity matrices are often combined to form a complex permittivity . Writing
the current as a sum of impressed and secondary conduction terms ( ˜J=˜J
i+˜Jc) and
substituting (4.13) and (4.15) into Ampere’s law, we find
∇× ˜H=˜Ji+˜¯σ·˜E+jω˜¯/epsilon1·˜E.
Defining the complex permittivity
˜¯/epsilon1c(r,ω)=˜¯σ(r,ω)
jω+˜¯/epsilon1(r,ω) , (4.24)
we have
∇× ˜H=˜Ji+jω˜¯/epsilon1c·˜E.
Using the complex permittivity we can include the effects of conduction current by merely
replacing the total current with the impressed current. Since Faraday’s law is unaffected,any equation (such as the wave equation) derived previously using total current retainsits form with the same substitution.
By (4.16) and (4.17) the complex permittivity obeys
˜¯/epsilon1
c(r,−ω)=˜¯/epsilon1c∗(r,ω) (4.25)
or
˜/epsilon1c/prime
ij(r,−ω)=˜/epsilon1c/prime
ij(r,ω) , ˜/epsilon1c/prime/prime
ij(r,−ω)=− ˜/epsilon1c/prime/prime
ij(r,ω) .
For an isotropic material it takes the particularly simple form
˜/epsilon1c=˜σ
jω+˜/epsilon1=˜σ
jω+/epsilon10+/epsilon10˜χe, (4.26)
and we have
˜/epsilon1c/prime(r,−ω)=˜/epsilon1c/prime(r,ω) , ˜/epsilon1c/prime/prime(r,−ω)=− ˜/epsilon1c/prime/prime(r,ω) . (4.27)
4.4.2 High and low frequency behavior of constitutive parameters
At low frequencies the permittivity reduces to the electrostatic permittivity. Since ˜/epsilon1/prime
is even in ωand ˜/epsilon1/prime/primeis odd, we have for small ω
˜/epsilon1/prime∼/epsilon10/epsilon1r, ˜/epsilon1/prime/prime∼ω.
If the material has some dc conductivity σ0, then for low frequencies the complex per-
mittivity behaves as
˜/epsilon1c/prime∼/epsilon10/epsilon1r, ˜/epsilon1c/prime/prime∼σ0/ω. (4.28)
IfEorHchanges very rapidly, there may be no polarization or magnetization effect at
all. This occurs at frequencies so high that the atomic structure of the material cannotrespond to the rapidly oscillating applied field. Above some frequency then, we canassume ˜¯χ
e=0and ˜¯χm=0so that
˜P=0, ˜M=0,
and
˜D=/epsilon10˜E, ˜B=µ0˜H.
In our simple models of dielectric materials ( §4.6) we find that as ωbecomes large
˜/epsilon1/prime−/epsilon10∼1/ω2, ˜/epsilon1/prime/prime∼1/ω3. (4.29)
Our assumption of a macroscopic model of matter provides a fairly strict upper frequency
limit to the range of validity of the constitutive parameters. We must assume that the
wavelength of the electromagnetic field is large compared to the size of the atomic struc-ture. This limit suggests that permittivity and permeability might remain meaningfuleven at optical frequencies, and for dielectrics this is indeed the case since the values of
˜Premain significant. However, ˜Mbecomes insignificant at much lower frequencies, and
at optical frequencies we may use ˜B=µ
0˜H[107].
4.4.3 The Kronig–Kramers relations
The principle of causality is clearly implicit in (2.29)–(2.31). We shall demonstrate
that causality leads to explicit relationships between the real and imaginary parts of thefrequency-domain constitutive parameters. For simplicity we concentrate on the isotropiccase and merely note that the present analysis may be applied to all the dyadic com-ponents of an anisotropic constitutive parameter. We also concentrate on the complexpermittivity and extend the results to permeability by induction.
The implications of causality on the behavior of the constitutive parameters in the
time domain can be easily identified. Writing (2.29) and (2.31) after setting u=t−t/prime
and then u=t/prime, we have
D(r,t)=/epsilon10E(r,t)+/epsilon10/integraldisplay∞
0χe(r,t/prime)E(r,t−t/prime)dt/prime,
J(r,t)=/integraldisplay∞
0σ(r,t/prime)E(r,t−t/prime)dt/prime.
We see that there is no contribution from values of χe(r,t)orσ(r,t)for times t<0.S o
we can write
D(r,t)=/epsilon10E(r,t)+/epsilon10/integraldisplay∞
−∞χe(r,t/prime)E(r,t−t/prime)dt/prime,
J(r,t)=/integraldisplay∞
−∞σ(r,t/prime)E(r,t−t/prime)dt/prime,
with the additional assumption
χe(r,t)=0,t<0,σ ( r,t)=0,t<0. (4.30)
By (4.30) we can write the frequency-domain complex permittivity (4.26) as
˜/epsilon1c(r,ω)−/epsilon10=1
jω/integraldisplay∞
0σ(r,t/prime)e−jωt/primedt/prime+/epsilon10/integraldisplay∞
0χe(r,t/prime)e−jωt/primedt/prime. (4.31)
In order to derive the Kronig–Kramers relations we must understand the behavior of
˜/epsilon1c(r,ω)−/epsilon10in the complex ω-plane. Writing ω=ωr+jωi, we need to establish the
following two properties.
Property 1: The function ˜/epsilon1c(r,ω)−/epsilon10is analytic in the lower half-plane ( ωi<0)
except at ω=0where it has a simple pole.
We can establish the analyticity of ˜σ(r,ω)by integrating over any closed contour in
the lower half-plane. We have
/contintegraldisplay
/Gamma1˜σ(r,ω)dω=/contintegraldisplay
/Gamma1/bracketleftbigg/integraldisplay∞
0σ(r,t/prime)e−jωt/primedt/prime/bracketrightbigg
dω=/integraldisplay∞
0σ(r,t/prime)/bracketleftbigg/contintegraldisplay
/Gamma1e−jωt/primedω/bracketrightbigg
dt/prime.(4.32)
Note that an exchange in the order of integration in the above expression is only valid
forωin the lower half-plane where lim t/prime→∞e−jωt/prime=0. Since the function f(ω)=e−jωt/primeis
analytic in the lower half-plane, its closed contour integral is zero by the Cauchy–Goursattheorem. Thus, by (4.32) we have
/contintegraldisplay
/Gamma1˜σ(r,ω)dω=0.
Then, since ˜σmay be assumed to be continuous in the lower half-plane for a physical
medium, and since its closed path integral is zero for all possible paths /Gamma1, it is by Morera’s
theorem [110] analytic in the lower half-plane. By similar reasoning χe(r,ω)is analytic
in the lower half-plane. Since the function 1/ωhas a simple pole at ω=0, the composite
function ˜/epsilon1c(r,ω)−/epsilon10given by (4.31) is analytic in the lower half-plane excluding ω=0
where it has a simple pole.
Figure 4.1: Complex integration contour used to establish the Kronig–Kramers relations.
Property 2: We have
lim
ω→±∞˜/epsilon1c(r,ω)−/epsilon10=0.
To establish this property we need the Riemann–Lebesgue lemma [142], which states that
iff(t)is absolutely integrable on the interval (a,b)where aand bare finite or infinite
constants, then
lim
ω→±∞/integraldisplayb
af(t)e−jωtdt=0.
From this we see that
lim
ω→±∞˜σ(r,ω)
jω=lim
ω→±∞1
jω/integraldisplay∞
0σ(r,t/prime)e−jωt/primedt/prime=0,
lim
ω→±∞/epsilon10χe(r,ω)=lim
ω→±∞/epsilon10/integraldisplay∞
0χe(r,t/prime)e−jωt/primedt/prime=0,
and thus
lim
ω→±∞˜/epsilon1c(r,ω)−/epsilon10=0.
To establish the Kronig–Kramers relations we examine the integral
/contintegraldisplay
/Gamma1˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1
where/Gamma1isthecontourshowninFigure4.l.Sincethepoints/Omega1= 0,ωareexcluded,
theintegran disanalyti ceverywher ewithinandon/Gamma1,hencetheintegralvanishe sbythe
Cauchy–Goursa ttheorem .ByProperty2wehave
lim
R→∞/integraldisplay
C∞˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1=0,
hence
/integraldisplay
C0+Cω˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1+P.V./integraldisplay∞
−∞˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1=0. (4.33)
Here “ P.V.” indicates that the integral is computed in the Cauchy principal value sense
(see Appendix A). To evaluate the integrals over C0and Cω, consider a function f(Z)
analyti cinthelowerhalfofthe Z-plane(Z = Zr+jZi). If the point zlies on the real
axisasshowninFigure4.1,wecancalculat etheintegral
F(z)=lim
δ→0/integraldisplay
/Gamma1f(Z)
Z−zdZ
through the parameterization Z−z=δejθ. Since dZ=jδejθdθwe have
F(z)=lim
δ→0/integraldisplay0
−πf/parenleftbig
z+δejθ/parenrightbig
δejθ/bracketleftbig
jδejθ/bracketrightbig
dθ=jf(z)/integraldisplay0
−πdθ=jπf(z).
Replacing Zby/Omega1and zby0we can compute
lim
/Delta1→0/integraldisplay
C0˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1
=lim
/Delta1→0/integraldisplay
C0/bracketleftBig
1
j/integraltext∞
0σ(r,t/prime)e−j/Omega1t/primedt/prime+/Omega1/epsilon10/integraltext∞
0χe(r,t/prime)e−j/Omega1t/primedt/prime/bracketrightBig
1
/Omega1−ω
/Omega1d/Omega1
=−π/integraltext∞
0σ(r,t/prime)dt/prime
ω.
We recognize
/integraldisplay∞
0σ(r,t/prime)dt/prime=σ0(r)
as the dc conductivity and write
lim
/Delta1→0/integraldisplay
C0˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1=−πσ0(r)
ω.
If we replace Zby/Omega1and zbyωwe get
lim
δ→0/integraldisplay
Cω˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1=jπ˜/epsilon1c(r,ω)−jπ/epsilon10.
Substituting these into (4.33) we have
˜/epsilon1c(r,ω)−/epsilon10=−1
jπP.V./integraldisplay∞
−∞˜/epsilon1c(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1+σ0(r)
jω. (4.34)
If we write ˜/epsilon1c(r,ω)=˜/epsilon1c/prime(r,ω)+j˜/epsilon1c/prime/prime(r,ω)and equate real and imaginary parts in (4.34)
we find that
˜/epsilon1c/prime(r,ω)−/epsilon10=−1
πP.V./integraldisplay∞
−∞˜/epsilon1c/prime/prime(r,/Omega1 )
/Omega1−ωd/Omega1, (4.35)
˜/epsilon1c/prime/prime(r,ω)=1
πP.V./integraldisplay∞
−∞˜/epsilon1c/prime(r,/Omega1 )−/epsilon10
/Omega1−ωd/Omega1−σ0(r)
ω. (4.36)
These are the Kronig–Kramers relations , named after R. de L. Kronig and H.A. Kramers
who derived them independently. The expressions show that causality requires the realand imaginary parts of the permittivity to depend upon each other through the Hilberttransform pair [142].
It is often more convenient to write the Kronig–Kramers relations in a form that
employs only positive frequencies. This can be accomplished using the even–odd behaviorof the real and imaginary parts of ˜/epsilon1
c. Breaking the integrals in (4.35)–(4.36) into the
ranges (−∞,0)and(0,∞), and substituting from (4.27), we can show that
˜/epsilon1c/prime(r,ω)−/epsilon10=−2
πP.V./integraldisplay∞
0/Omega1˜/epsilon1c/prime/prime(r,/Omega1 )
/Omega12−ω2d/Omega1, (4.37)
˜/epsilon1c/prime/prime(r,ω)=2ω
πP.V./integraldisplay∞
0˜/epsilon1c/prime(r,/Omega1 )
/Omega12−ω2d/Omega1−σ0(r)
ω. (4.38)
The symbol P.V.in this case indicates that values of the integrand around both /Omega1=0
and/Omega1=ωmust be excluded from the integration. The details of the derivation of
(4.37)–(4.38) are left as an exercise. We shall use (4.37) in §4.6 to demonstrate the
Kronig–Kramers relationship for a model of complex permittivity of an actual material.
We cannot specify ˜/epsilon1c/primearbitrarily; for a passive medium ˜/epsilon1c/prime/primemust be zero or negative at
all values of ω, and (4.36) will not necessarily return these required values. However, if
we have a good measurement or physical model for ˜/epsilon1c/prime/prime, as might come from studies of the
absorbing properties of the material, we can approximate the real part of the permittivityusing (4.35). We shall demonstrate this using simple models for permittivity in §4.6.
The Kronig–Kramers properties hold for µas well. We must for practical reasons
consider the fact that magnetization becomes unimportant at a much lower frequencythan does polarization, so that the infinite integrals in the Kronig–Kramers relationsshould be truncated at some upper frequency ω
max. If we use a model or measured
values of ˜µ/prime/primeto determine ˜µ/prime, the form of the relation (4.37) should be [107]
˜µ/prime(r,ω)−µ0=−2
πP.V./integraldisplayωmax
0/Omega1˜µ/prime/prime(r,/Omega1 )
/Omega12−ω2d/Omega1,
where ωmaxis the frequency at which magnetization ceases to be important, and above
which ˜µ=µ0.
4.5 Dissipated and stored energy in a dispersive medium
Let us write down Poynting’s power balance theorem for a dispersive medium. Writing
J=Ji+Jcwe have ( §2.9.5)
−Ji·E=Jc·E+∇· [E×H]+/bracketleftbigg
E·∂D
∂t+H·∂B
∂t/bracketrightbigg
. (4.39)
We cannot express this in terms of the time rate of change of a stored energy density
because of the difficulty in interpreting the term
E·∂D
∂t+H·∂B
∂t(4.40)
when the constitutive parameters have the form (2.29)–(2.31). Physically, this term
describes both the energy stored in the electromagnetic field andthe energy dissipated by
the material because of time lags between the application of EandHand the polarization
or magnetization of the atoms (and thus the response fields Dand B). In principle this
term can also be used to describe active media that transfer mechanical or chemical
energy of the material into field energy.
Instead of attempting to interpret (4.40), we concentrate on the physical meaning of
−∇ · S(r,t)=− ∇· [E(r,t)×H(r,t)].
We shall postulate that this term describes the net flow of electromagnetic energy into the
point rat time t. Then (4.39) shows that in the absence of impressed sources the energy
flow must act to (1) increase or decrease the stored energy density at r, (2) dissipate
energy in ohmic losses through the term involving Jc, or (3) dissipate (or provide) energy
through the term (40). Assuming linearity we may write
−∇· S(r,t)=∂
∂twe(r,t)+∂
∂twm(r,t)+∂
∂twQ(r,t), (4.41)
where the terms on the right-hand side represent the time rates of change of, respectively,
stored electric, stored magnetic, and dissipated energies.
4.5.1 Dissipation in a dispersive material
Although we may, in general, be unable to separate the individual terms in (4.41), we
can examine these terms under certain conditions. For example, consider a field thatbuilds from zero starting from time t=− ∞ and then decays back to zero at t=∞.
Then by direct integration
1
−/integraldisplay∞
−∞∇·S(t)dt=wem(t=∞)−wem(t=− ∞ )+wQ(t=∞)−wQ(t=− ∞ )
where wem=we+wmis the volume density of stored electromagnetic energy. This stored
energy is zero at t=± ∞ since the fields are zero at those times. Thus,
/Delta1w Q=−/integraldisplay∞
−∞∇·S(t)dt=wQ(t=∞)−wQ(t=− ∞ )
represents the volume density of the net energy dissipated by a lossy medium (or supplied
by an active medium). We may thus classify materials according to the scheme
/Delta1w Q=0, lossless ,
/Delta1w Q>0, lossy,
/Delta1w Q≥0, passive ,
/Delta1w Q<0, active .
For an anisotropic material with the constitutive relations
˜D=˜¯/epsilon1·˜E, ˜B=˜¯µ·˜H, ˜Jc=˜¯σ·˜E,
1Note that in this section we suppress the r-dependence of most quantities for clarity of presentation.
we find that dissipation is associated with negative imaginary parts of the constitutive
parameters. To see this we write
E(r,t)=1
2π/integraldisplay∞
−∞˜E(r,ω)ejωtdω, D(r,t)=1
2π/integraldisplay∞
−∞˜D(r,ω/prime)ejω/primetdω/prime,
and thus find
Jc·E+E·∂D
∂t=1
(2π)2/integraldisplay∞
−∞/integraldisplay∞
−∞˜E(ω)·˜¯/epsilon1c(ω/prime)·˜E(ω/prime)ej(ω+ω/prime)tjω/primedωdω/prime
where ˜¯/epsilon1cis the complex dyadic permittivity (4.24). Then
/Delta1w Q=1
(2π)2/integraldisplay∞
−∞/integraldisplay∞
−∞/bracketleftbig˜E(ω)·˜¯/epsilon1c(ω/prime)·˜E(ω/prime)+˜H(ω)·˜¯µ(ω/prime)·˜H(ω/prime)/bracketrightbig
·
·/bracketleftbigg/integraldisplay∞
−∞ej(ω+ω/prime)tdt/bracketrightbigg
jω/primedωdω/prime. (4.42)
Using (A.4) and integrating over ωwe obtain
/Delta1w Q=1
2π/integraldisplay∞
−∞/bracketleftbig˜E(−ω/prime)·˜¯/epsilon1c(ω/prime)·˜E(ω/prime)+˜H(−ω/prime)·˜¯µ(ω/prime)·˜H(ω/prime)/bracketrightbig
jω/primedω/prime.(4.43)
Let us examine (4.43) more closely for the simple case of an isotropic material for
which
/Delta1w Q=1
2π/integraldisplay∞
−∞/braceleftbig/bracketleftbig
j˜/epsilon1c/prime(ω/prime)−˜/epsilon1c/prime/prime(ω/prime)/bracketrightbig˜E(−ω/prime)·˜E(ω/prime)+
+/bracketleftbig
j˜µ/prime(ω/prime)−˜µ/prime/prime(ω/prime)/bracketrightbig˜H(−ω/prime)·˜H(ω/prime)/bracerightbig
ω/primedω/prime.
Using the frequency symmetry property for complex permittivity (4.17) (which also holds
for permeability), we find that for isotropic materials
˜/epsilon1c/prime(r,ω)=˜/epsilon1c/prime(r,−ω), ˜/epsilon1c/prime/prime(r,ω)=− ˜/epsilon1c/prime/prime(r,−ω), (4.44)
˜µ/prime(r,ω)=˜µ/prime(r,−ω), ˜µ/prime/prime(r,ω)=− ˜µ/prime/prime(r,−ω). (4.45)
Thus, the products of ω/primeand the real parts of the constitutive parameters are odd
functions, while for the imaginary parts these products are even. Since the dot productsof the vector fields are even functions, we find that the integrals of the terms containingthe real parts of the constitutive parameters vanish, leaving
/Delta1w
Q=21
2π/integraldisplay∞
0/bracketleftbig
−˜/epsilon1c/prime/prime|˜E|2−˜µ/prime/prime|˜H|2/bracketrightbig
ωdω. (4.46)
Here we have used (4.3) in the form
˜E(r,−ω)=˜E∗(r,ω) , ˜H(r,−ω)=˜H∗(r,ω) . (4.47)
Equation (4.46) leads us to associate the imaginary parts of the constitutive parameters
with dissipation. Moreover, a lossy isotropic material for which /Delta1w Q>0must have at
least one of /epsilon1c/prime/primeandµ/prime/primeless than zero over some range of positive frequencies, while an
active isotropic medium must have at least one of these greater than zero. In general,
we speak of a lossy material as having negative imaginary constitutive parameters:
˜/epsilon1c/prime/prime<0, ˜µ/prime/prime<0,ω > 0. (4.48)
Alossless medium must have
˜/epsilon1/prime/prime=˜µ/prime/prime=˜σ=0
for all ω.
Things are not as simple in the more general anisotropic case. An integration of (4.42)
overω/primeinstead of ωproduces
/Delta1w Q=−1
2π/integraldisplay∞
−∞/bracketleftbig˜E(ω)·˜¯/epsilon1c(−ω)·˜E(−ω)+˜H(ω)·˜¯µ(−ω)·˜H(−ω)/bracketrightbig
jωdω.
Adding half of this expression to half of (4.43) and using (4.25), (4.17), and (4.47), we
obtain
/Delta1w Q=1
4π/integraldisplay∞
−∞/bracketleftbig˜E∗·˜¯/epsilon1c·˜E−˜E·˜¯/epsilon1c∗·˜E∗+˜H∗·˜¯µ·˜H−˜H·˜¯µ∗·˜H∗/bracketrightbig
jωdω.
Finally, using the dyadic identity (A.76), we have
/Delta1w Q=1
4π/integraldisplay∞
−∞/bracketleftBig
˜E∗·/parenleftBig
˜¯/epsilon1c−˜¯/epsilon1c†/parenrightBig
·˜E+˜H∗·/parenleftBig
˜¯µ−˜¯µ†/parenrightBig
·˜H/bracketrightBig
jωdω
where the dagger ( †) denotes the hermitian (conjugate-transpose) operation. The condi-
tion for a lossless anisotropic material is
˜¯/epsilon1c=˜¯/epsilon1c†, ˜¯µ=˜¯µ†, (4.49)
or
˜/epsilon1ij=˜/epsilon1∗
ji, ˜µij=˜µ∗
ji, ˜σij=˜σ∗
ji. (4.50)
These relationships imply that in the lossless case the diagonal entries of the constitutive
dyadics are purely real.
Equations (4.50) show that complex entries in a permittivity or permeability matrix
do not necessarily imply loss. For example, we will show in §4.6.2 that an electron
plasma exposed to a z-directed dc magnetic field has a permittivity of the form
[˜¯/epsilon1]=
/epsilon1−jδ0
jδ/epsilon1 0
00 /epsilon1z
where /epsilon1,/epsilon1z, and δare real functions of space and frequency. Since ˜¯/epsilon1is hermitian it
describes a lossless plasma. Similarly, a gyrotropic medium such as a ferrite exposed toaz-directed magnetic field has a permeability dyadic
[˜¯µ]=
µ−jκ0
jκµ 0
00 µ
0
,
which also describes a lossless material.
4.5.2 Energy stored in a dispersive material
In the previous section we were able to isolate the dissipative effects for a dispersive
material under special circumstances. It is not generally possible, however, to isolatea term describing the stored energy. The Kronig–Kramers relations imply that if theconstitutive parameters of a material are frequency-dependent, they must have both realand imaginary parts; such a material, if isotropic, must be lossy. So dispersive materialsare generally lossy and must have both dissipative and energy-storage characteristics.However, many materials have frequency ranges called transparency ranges over which
˜/epsilon1
c/prime/primeand ˜µ/prime/primeare small compared to ˜/epsilon1c/primeand ˜µ/prime. If we restrict our interest to these ranges,
we may approximate the material as lossless and compute a stored energy. An importantspecial case involves a monochromatic field oscillating at a frequency within this range.
To study the energy stored by a monochromatic field in a dispersive material we
must consider the transient period during which energy accumulates in the fields. Theassumption of a purely sinusoidal field variation would not include the effects described
by the temporal constitutive relations (2.29)–(2.31), which show that as the field buildsthe energy must be added with a time lag. Instead we shall assume fields with thetemporal variation
E(r,t)=f(t)
3/summationdisplay
i=1ˆii|Ei(r)|cos[ω0t+ξE
i(r)] (4.51)
where f(t)is an appropriate function describing the build-up of the sinusoidal field. To
compute the stored energy of a sinusoidal wave we must parameterize f(t)so that we
may drive it to unity as a limiting case of the parameter. A simple choice is
f(t)=e−α2t2↔˜F(ω)=/radicalbiggπ
α2e−ω2
4α2. (4.52)
Note that since f(t)approaches unity as α→0, we have the generalized Fourier trans-
form relation
lim
α→0˜F(ω)=2πδ(ω). (4.53)
Substituting (4.51) into the Fourier transform formula (4.1) we find that
˜E(r,ω)=1
23/summationdisplay
i=1ˆii|Ei(r)|ejξE
i(r)˜F(ω−ω0)+1
23/summationdisplay
i=1ˆii|Ei(r)|e−jξE
i(r)˜F(ω+ω0).
We can simplify this by defining
ˇE(r)=3/summationdisplay
i=1ˆii|Ei(r)|ejξE
i(r)(4.54)
as the phasor vector field to obtain
˜E(r,ω)=1
2/bracketleftbigˇE(r)˜F(ω−ω0)+ˇE∗(r)˜F(ω+ω0)/bracketrightbig
. (4.55)
We shall discuss the phasor concept in detail in §4.7.
Thefield E(r, t)isshowninFigure4.2asafunctio nof t,while ˜E(r,ω)isshownin
Figure4.2asafunctio nofω.Asαbecome ssmallthespectrumof E(r, t)concentrates
around ω=±ω0. We assume the material is transparent for all values αof interest so
-40 -20 0 20 40ω t
-2.0 -1.5 -1.0 -0.5 0.0 0.5 1.0 1.5 2.0ω/ω0
0
Figure 4.2: Temporal (top) and spectral magnitude (bottom) dependences of Eused to
compute energy stored in a dispersive material.
that we may treat /epsilon1as real. Then, since there is no dissipation, we conclude that the
term (4.40) represents the time rate of change of stored energy at time t, including the
effects of field build-up. Hence the interpretation2
E·∂D
∂t=∂we
∂t, H·∂B
∂t=∂wm
∂t.
We shall concentrate on the electric field term and later obtain the magnetic field term
by induction.
Since for periodic signals it is more convenient to deal with the time-averaged stored
energy than with the instantaneous stored energy, we compute the time average of we(r,t)
over the period of the sinusoid centered at the time origin. That is, we compute
/angbracketleftwe/angbracketright=1
T/integraldisplayT/2
−T/2we(t)dt (4.56)
where T=2π/ω 0. With α→0, this time-average value is accurate for all periods of the
sinusoidal wave.
Because the most expedient approach to the computation of (4.56) is to employ the
Fourier spectrum of E,w eu s e
E(r,t)=1
2π/integraldisplay∞
−∞˜E(r,ω)ejωtdω=1
2π/integraldisplay∞
−∞˜E∗(r,ω/prime)e−jω/primetdω/prime,
∂D(r,t)
∂t=1
2π/integraldisplay∞
−∞(jω)˜D(r,ω)ejωtdω=1
2π/integraldisplay∞
−∞(−jω/prime)˜D∗(r,ω/prime)e−jω/primetdω/prime.
2Note that in this section we suppress the r-dependence of most quantities for clarity of presentation.
We have obtained the second form of each of these expressions using the property (4.3)
for the transform of a real function, and by using the change of variables ω/prime=−ω.
Multiplying the two forms of the expressions and adding half of each, we find that
∂we
∂t=1
2/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π/bracketleftbig
jω˜E∗(ω/prime)·˜D(ω)−jω/prime˜E(ω)·˜D∗(ω/prime)/bracketrightbig
e−j(ω/prime−ω)t.(4.57)
Now let us consider a dispersive isotropic medium described by the constitutive rela-
tions ˜D=˜/epsilon1˜E,˜B=˜µ˜H. Since the imaginary parts of ˜/epsilon1and ˜µare associated with power
dissipation in the medium, we shall approximate ˜/epsilon1and ˜µas purely real. Then (4.57)
becomes
∂we
∂t=1
2/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π˜E∗(ω/prime)·˜E(ω)/bracketleftbig
jω˜/epsilon1(ω)−jω/prime˜/epsilon1(ω/prime)/bracketrightbig
e−j(ω/prime−ω)t.
Substitution from (4.55) now gives
∂we
∂t=1
8/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π/bracketleftbig
jω˜/epsilon1(ω)−jω/prime˜/epsilon1(ω/prime)/bracketrightbig
·
·/bracketleftbigˇE·ˇE∗˜F(ω−ω0)˜F(ω/prime−ω0)+ˇE·ˇE∗˜F(ω+ω0)˜F(ω/prime+ω0)+
+ˇE·ˇE˜F(ω−ω0)˜F(ω/prime+ω0)+ˇE∗·ˇE∗˜F(ω+ω0)˜F(ω/prime−ω0)/bracketrightbig
e−j(ω/prime−ω)t.
Letω→−ωwherever the term ˜F(ω+ω0)appears, and ω/prime→−ω/primewherever the term
˜F(ω/prime+ω0)appears. Since ˜F(−ω)=˜F(ω)and ˜/epsilon1(−ω)=˜/epsilon1(ω), we find that
∂we
∂t=1
8/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π˜F(ω−ω0)˜F(ω/prime−ω0)·
·/bracketleftBig
ˇE·ˇE∗[jω˜/epsilon1(ω)−jω/prime˜/epsilon1(ω/prime)]ej(ω−ω/prime)t+ˇE·ˇE∗[jω/prime˜/epsilon1(ω/prime)−jω˜/epsilon1(ω) ]ej(ω/prime−ω)t+
+ˇE·ˇE[jω˜/epsilon1(ω)+jω/prime˜/epsilon1(ω/prime)]ej(ω+ω/prime)t+ˇE∗·ˇE∗[−jω˜/epsilon1(ω)−jω/prime˜/epsilon1(ω/prime)]e−j(ω+ω/prime)t/bracketrightBig
.
(4.58)
For small αthe spectra are concentrated near ω=ω0orω/prime=ω0. For terms involving
the difference in the permittivities we can expand g(ω)=ω˜/epsilon1(ω)in a Taylor series about
ω0to obtain the approximation
ω˜/epsilon1(ω)≈ω0˜/epsilon1(ω 0)+(ω−ω0)g/prime(ω0)
where
g/prime(ω0)=∂[ω˜/epsilon1(ω) ]
∂ω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0.
This is not required for terms involving a sum of permittivities since these will not tend
to cancel. For such terms we merely substitute ω=ω0orω/prime=ω0. With these (4.58)
becomes
∂we
∂t=1
8/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π˜F(ω−ω0)˜F(ω/prime−ω0)·
·/bracketleftBig
ˇE·ˇE∗g/prime(ω0)[j(ω−ω/prime)]ej(ω−ω/prime)t+ˇE·ˇE∗g/prime(ω0)[j(ω/prime−ω)]ej(ω/prime−ω)t+
+ˇE·ˇE˜/epsilon1(ω 0)[j(ω+ω/prime)]ej(ω+ω/prime)t+ˇE∗·ˇE∗˜/epsilon1(ω 0)[−j(ω+ω/prime)]e−j(ω+ω/prime)t/bracketrightBig
.
By integration
we(t)=1
8/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π˜F(ω−ω0)˜F(ω/prime−ω0)·
·/bracketleftBig
ˇE·ˇE∗g/prime(ω0)ej(ω−ω/prime)t+ˇE·ˇE∗g/prime(ω0)ej(ω/prime−ω)t+
+ˇE·ˇE˜/epsilon1(ω 0)ej(ω+ω/prime)t+ˇE∗·ˇE∗˜/epsilon1(ω 0)e−j(ω+ω/prime)t/bracketrightBig
.
Our last step is to compute the time-average value of weand let α→0. Applying
(4.56) we find
/angbracketleftwe/angbracketright=1
8/integraldisplay∞
−∞dω
2π/integraldisplay∞
−∞dω/prime
2π˜F(ω−ω0)˜F(ω/prime−ω0)·
·/bracketleftbigg
2ˇE·ˇE∗g/prime(ω0)sinc/parenleftbigg
[ω−ω/prime]π
ω0/parenrightbigg
+/braceleftbigˇE∗·ˇE∗+ˇE·ˇE/bracerightbig
˜/epsilon1(ω 0)sinc/parenleftbigg
[ω+ω/prime]π
ω0/parenrightbigg/bracketrightbigg
where sinc(x)is defined in (A.9) and we note that sinc(−x)=sinc(x). Finally we let
α→0and use (4.53) to replace ˜F(ω)by aδ-function. Upon integration these δ-functions
setω=ω0andω/prime=ω0. Since sinc(0)=1and sinc(2π)=0, the time-average stored
electric energy density becomes simply
/angbracketleftwe/angbracketright=1
4|ˇE|2∂[ω˜/epsilon1]
∂ω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0. (4.59)
Similarly,
/angbracketleftwm/angbracketright=1
4|ˇH|2∂[ω˜µ]
∂ω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0.
This approach can also be applied to anisotropic materials to give
/angbracketleftwe/angbracketright=1
4ˇE∗·∂[ω˜¯/epsilon1]
∂ω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0·ˇE, (4.60)
/angbracketleftwm/angbracketright=1
4ˇH∗·∂[ω˜¯µ]
∂ω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0·ˇH. (4.61)
See Collin [39] for details. For the case of a lossless, nondispersive material where the
constitutive parameters are frequency independent, we can use (4.49) and (A.76) tosimplify this and obtain
/angbracketleftw
e/angbracketright=1
4ˇE∗·¯/epsilon1·ˇE=1
4ˇE·ˇD∗, (4.62)
/angbracketleftwm/angbracketright=1
4ˇH∗·¯µ·ˇH=1
4ˇH·ˇB∗, (4.63)
in the anisotropic case and
/angbracketleftwe/angbracketright=1
4/epsilon1|ˇE|2=1
4ˇE·ˇD∗, (4.64)
/angbracketleftwm/angbracketright=1
4µ|ˇH|2=1
4ˇH·ˇB∗, (4.65)
in the isotropic case. Here ˇE,ˇD,ˇB,ˇHare all phasor fields as defined by (4.54).
4.5.3 The energy theorem
A convenient expression for the time-average stored energies (4.60) and (4.61) is found
by manipulating the frequency-domain Maxwell equations. Beginning with the complexconjugates of the two frequency-domain curl equations for anisotropic media,
∇× ˜E
∗=jω˜¯µ∗·˜H∗,
∇× ˜H∗=˜J∗−jω˜¯/epsilon1∗·˜E∗,
we differentiate with respect to frequency:
∇×∂˜E∗
∂ω=j∂[ω˜¯µ∗]
∂ω·˜H∗+jω˜¯µ∗·∂˜H∗
∂ω, (4.66)
∇×∂˜H∗
∂ω=∂˜J∗
∂ω−j∂[ω˜¯/epsilon1∗]
∂ω·˜E∗−jω˜¯/epsilon1∗·∂˜E∗
∂ω. (4.67)
These terms also appear as a part of the expansion
∇·/bracketleftbigg
˜E×∂˜H∗
∂ω+∂˜E∗
∂ωטH/bracketrightbigg
=
∂˜H∗
∂ω·[∇× ˜E]−˜E·∇×∂˜H∗
∂ω+˜H·∇×∂˜E∗
∂ω−∂˜E∗
∂ω·[∇× ˜H]
where we have used (B.44). Substituting from (4.66)–(4.67) and eliminating ∇× ˜Eand
∇× ˜Hby Maxwell’s equations we have
1
4∇·/parenleftbigg
˜E×∂˜H∗
∂ω+∂˜E∗
∂ωטH/parenrightbigg
=
j1
4ω/parenleftbigg
˜E·˜¯/epsilon1∗·∂˜E∗
∂ω−∂˜E∗
∂ω·˜¯/epsilon1·˜E/parenrightbigg
+j1
4ω/parenleftbigg
˜H·˜¯µ∗·∂˜H∗
∂ω−∂˜H∗
∂ω·˜¯µ·˜H/parenrightbigg
+
+j1
4/parenleftbigg
˜E·∂[ω˜¯/epsilon1∗]
∂ω·˜E∗+˜H·∂[ω˜¯µ∗]
∂ω·˜H∗/parenrightbigg
−1
4/parenleftbigg
˜E·∂˜J∗
∂ω+˜J·∂˜E∗
∂ω/parenrightbigg
.
Let us assume that the sources and fields are narrowband, centered on ω0, and that ω0
lies within a transparency range so that within the band the material may be considered
lossless. Invoking from (4.49) the facts that ˜¯/epsilon1=˜¯/epsilon1†and ˜¯µ=˜¯µ†, we find that the first two
terms on the right are zero. Integrating over a volume and taking the complex conjugate
of both sides we obtain
1
4/contintegraldisplay
S/parenleftbigg
˜E∗×∂˜H
∂ω+∂˜E
∂ωטH∗/parenrightbigg
·dS=
−j1
4/integraldisplay
V/parenleftbigg
˜E∗·∂[ω˜¯/epsilon1]
∂ω·˜E+˜H∗·∂[ω˜¯µ]
∂ω·˜H/parenrightbigg
dV−1
4/integraldisplay
V/parenleftbigg
˜E∗·∂˜J
∂ω+˜J∗·∂˜E
∂ω/parenrightbigg
dV.
Evaluating each of the terms at ω=ω0and using (4.60)–(4.61) we have
1
4/contintegraldisplay
S/parenleftbigg
˜E∗×∂˜H
∂ω+∂˜E
∂ωטH∗/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0·dS=
−j[/angbracketleftWe/angbracketright+/angbracketleft Wm/angbracketright]−1
4/integraldisplay
V/parenleftbigg
˜E∗·∂˜J
∂ω+˜J∗·∂˜E
∂ω/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ω0dV (4.68)
where /angbracketleftWe/angbracketright+/angbracketleftWm/angbracketrightis the total time-average electromagnetic energy stored in the volume
region V. This is known as the energy theorem . We shall use it in §4.11.3 to determine
the velocity of energy transport for a plane wave.
4.6 Some simple models for constitutive parameters
Thus far our discussion of electromagnetic fields has been restricted to macroscopic
phenomena. Although we recognize that matter is composed of microscopic constituents,we have chosen to describe materials using constitutive relationships whose parameters,such as permittivity, conductivity, and permeability, are viewed in the macroscopic sense.By performing experiments on the laboratory scale we can measure the constitutive
parameters to the precision required for engineering applications.
At some point it becomes useful to establish models of the macroscopic behavior of
materials based on microscopic considerations, formulating expressions for the consti-tutive parameters using atomic descriptors such as number density, atomic charge, andmolecular dipole moment. These models allow us to predict the behavior of broad classesof materials, such as dielectrics and conductors, over wide ranges of frequency and fieldstrength.
Accurate models for the behavior of materials under the influence of electromagnetic
fields must account for many complicated effects, including those best described by quan-tum mechanics. However, many simple models can be obtained using classical mechanicsand field theory. We shall investigate several of the most useful of these, and in theprocess try to gain a feeling for the relationship between the field applied to a materialand the resulting polarization or magnetization of the underlying atomic structure.
For simplicity we shall consider only homogeneous materials. The fundamental atomic
descriptor of “number density,” N, is thus taken to be independent of position and time.
The result may be more generally applicable since we may think of an inhomogeneousmaterial in terms of the spatial variation of constitutive parameters originally deter-mined assuming homogeneity. However, we shall not attempt to study the microscopicconditions that give rise to inhomogeneities.
4.6.1 Complex permittivity of a non-magnetized plasma
A plasma is an ionized gas in which the charged particles are free to move under
the influence of an applied field and through particle-particle interactions. A plasmadiffers from other materials in that there is no atomic lattice restricting the motion ofthe particles. However, even in a gas the interactions between the particles and the fieldsgive rise to a polarization effect, causing the permittivity of the gas to differ from thatof free space. In addition, exposing the gas to an external field will cause a secondarycurrent to flow as a result of the Lorentz force on the particles. As the moving particlescollide with one another they relinquish their momentum, an effect describable in termsof a conductivity. In this section we shall perform a simple analysis to determine thecomplex permittivity of a non-magnetized plasma.
To make our analysis tractable, we shall make several assumptions.
1. We assume that the plasma is neutral : i.e., that the free electrons and positive ions
are of equal number and distributed in like manner. If the particles are sufficiently
dense to be considered in the macroscopic sense, then there is no net field produced
by the gas and thus no electromagnetic interaction between the particles. We alsoassume that the plasma is homogeneous and that the number density of the electrons
N(number of electrons per m
3) is independent of time and position. In contrast to
this are electron beams , whose properties differ significantly from neutral plasmas
because of bunching of electrons by the applied field [148].
2. We ignore the motion of the positive ions in the computation of the secondary
current, since the ratio of the mass of an ion to that of an electron is at least aslarge as the ratio of a proton to an electron ( m
p/me=1837) and thus the ions
accelerate much more slowly.
3. We assume that the applied field is that of an electromagnetic wave. In §2.10.6
we found that for a wave in free space the ratio of magnetic to electric field is|H|/|E|=√
/epsilon10/µ0, so that
|B|
|E|=µ0/radicalbigg/epsilon10
µ0=√µ0/epsilon10=1
c.
Thus, in the Lorentz force equation we may approximate the force on an electron
as
F=−qe(E+v×B)≈−qeE
as long as v/lessmuchc. Here qeis the unsigned charge on an electron, qe=1.6021×
10−19C. Note that when an external static magnetic field accompanies the field of
the wave, as is the case in the earth’s ionosphere for example, we cannot ignore themagnetic component of the Lorentz force. This case will be considered in §4.6.2.
4. We assume that the mechanical interactions between particles can be described
using a collision frequency ν, which describes the rate at which a directed plasma
velocity becomes random in the absence of external forces.
With these assumptions we can write the equation of motion for the plasma medium.
Letv(r,t)represent the macroscopic velocity of the plasma medium. Then, by Newton’s
second law, the force acting at each point on the medium is balanced by the time-rate ofchange in momentum at that point. Because of collisions, the total change in momentumdensity is described by
F(r,t)=− Nq
eE(r,t)=d℘(r,t)
dt+ν℘(r,t) (4.69)
where
℘(r,t)=Nm ev(r,t)
is the volume density of momentum. Note that if there is no externally-applied electro-
magnetic force, then (4.69) becomes
d℘(r,t)
dt+ν℘(r,t)=0.
Hence
℘(r,t)=℘0(r)e−νt,
and we see that νdescribes the rate at which the electron velocities move toward a
random state, producing a macroscopic plasma velocity vof zero.
The time derivative in (4.69) is the total derivative as defined in (A.58):
d℘(r,t)
dt=∂℘(r,t)
∂t+(v·∇)℘(r,t). (4.70)
The second term on the right accounts for the time-rate of change of momentum per-
ceived as the observer moves through regions of spatially-changing momentum. Sincethe electron velocity is induced by the electromagnetic field, we anticipate that for asinusoidal wave the spatial variation will be on the order of the wavelength of the field:λ=2πc/ω. Thus, while the first term in (4.70) is proportional to ω, the second term is
proportional to ωv/cand can be neglected for non-relativistic particle velocities. Then,
writing E(r,t)and v(r,t)as inverse Fourier transforms, we see that (4.69) yields
−q
e˜E=jωme˜v+meν˜v (4.71)
and thus
˜v=−qe
me˜E
ν+jω. (4.72)
The secondary current associated with the moving electrons is (since qeis unsigned)
˜Js=− Nqe˜v=/epsilon10ω2
p
ω2+ν2(ν−jω)˜E (4.73)
where
ω2
p=Nq2
e
/epsilon10me(4.74)
is called the plasma frequency .
The frequency-domain Ampere’s law for primary and secondary currents in free space
is merely
∇× ˜H=˜Ji+˜Js+jω/epsilon10˜E.
Substitution from (4.73) gives
∇× ˜H=˜Ji+/epsilon10ω2
pν
ω2+ν2˜E+jω/epsilon10/bracketleftBigg
1−ω2
p
ω2+ν2/bracketrightBigg
˜E.
We can determine the material properties of the plasma by realizing that the above
expression can be written as
∇× ˜H=˜Ji+˜Js+jω˜D
with the constitutive relations
˜Js=˜σ˜E, ˜D=˜/epsilon1˜E.
Here we identify the conductivity of the plasma as
˜σ(ω)=/epsilon10ω2
pν
ω2+ν2(4.75)
and the permittivity as
˜/epsilon1(ω)=/epsilon10/bracketleftBigg
1−ω2
p
ω2+ν2/bracketrightBigg
.
We can also write Ampere’s law as
∇× ˜H=˜Ji+jω˜/epsilon1c˜E
where ˜/epsilon1cis the complex permittivity
˜/epsilon1c(ω)=˜/epsilon1(ω)+˜σ(ω)
jω=/epsilon10/bracketleftBigg
1−ω2
p
ω2+ν2/bracketrightBigg
−j/epsilon10ω2
pν
ω(ω2+ν2). (4.76)
If we wish to describe the plasma in terms of a polarization vector, we merely use ˜D=
/epsilon10˜E+˜P=˜/epsilon1˜Eto obtain the polarization vector ˜P=(˜/epsilon1−/epsilon10)˜E=/epsilon10˜χe˜E, where ˜χeis the
electric susceptibility
˜χe(ω)=−ω2
p
ω2+ν2.
We note that ˜Pis directed opposite the applied field ˜E, resulting in ˜/epsilon1</epsilon1 0.
The plasma is dispersive since both its permittivity and conductivity depend on ω.
Asω→0we have ˜/epsilon1c/prime→/epsilon10/epsilon1rwhere /epsilon1r=1−ω2
p/ν2, and also ˜/epsilon1c/prime/prime∼1/ω, as remarked
in (4.28). As ω→∞ we have ˜/epsilon1c/prime−/epsilon10∼1/ω2and ˜/epsilon1c/prime/prime∼1/ω3, as mentioned in (4.29).
When a transient plane wave propagates through a dispersive medium, the frequency
dependence of the constitutive parameters tends to cause spreading of the waveshape.
We see that the plasma conductivity (4.75) is proportional to the collision frequency ν,
and that, since ˜/epsilon1c/prime/prime<0by the arguments of §4.5, the plasma must be lossy. Loss arises
from the transfer of electromagnetic energy into heat through electron collisions. If thereare no collisions ( ν=0), there is no mechanism for the transfer of energy into heat, and
the conductivity of a lossless (or “collisionless”) plasma reduces to zero as expected.
In a lowloss plasma ( ν→0) we may determine the time-average stored electromagnetic
energy for sinusoidal excitation at frequency ˇω. We must be careful to use (4.59), which
holds for materials with dispersion. If we apply the simpler formula (4.64), we find thatforν→0
/angbracketleftw
e/angbracketright=1
4/epsilon10|ˇE|2−1
4/epsilon10|ˇE|2ω2
p
ˇω2.
For those excitation frequencies obeying ˇω<ω pwe have /angbracketleftwe/angbracketright<0, implying that the
material is active. Since there is no mechanism for the plasma to produce energy, this isobviously not valid. But an application of (4.59) gives
/angbracketleftw
e/angbracketright=1
4|ˇE|2∂
∂ω/bracketleftBigg
/epsilon10ω/parenleftBigg
1−ω2
p
ω2/parenrightBigg/bracketrightBigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=1
4/epsilon10|ˇE|2+1
4/epsilon10|ˇE|2ω2
p
ˇω2, (4.77)
which is always positive. In this expression the first term represents the time-average
energy stored in the vacuum, while the second term represents the energy stored in thekinetic energy of the electrons. For harmonic excitation, the time-average electron kineticenergy density is
/angbracketleftw
q/angbracketright=1
4Nm eˇv·ˇv∗.
Substituting ˇvfrom (4.72) with ν=0we see that
1
4Nm eˇv·ˇv∗=1
4Nq2
e
meˇω2|ˇE|2=1
4/epsilon10|ˇE|2ω2
p
ˇω2,
which matches the second term of (4.77).
Figure 4.3: Integration contour used in Kronig–Kramers relations to find ˜/epsilon1c/primefrom ˜/epsilon1c/prime/primefor
a non-magnetized plasma.
The complex permittivity of a plasma (4.76) obviously obeys the required frequency-
symmetry conditions (4.27). It also obeys the Kronig–Kramers relations required fora causal material. From (4.76) we see that the imaginary part of the complex plasmapermittivity is
˜/epsilon1
c/prime/prime(ω)=−/epsilon10ω2
pν
ω(ω2+ν2).
Substituting this into (4.37) we have
˜/epsilon1c/prime(ω)−/epsilon10=−2
πP.V./integraldisplay∞
0/bracketleftBigg
−/epsilon10ω2
pν
/Omega1(/Omega12+ν2)/bracketrightBigg
/Omega1
/Omega12−ω2d/Omega1.
We can evaluate the principal value integral and thus verify that it produces ˜/epsilon1c/primeby
using the contour method of §A.1. Because the integrand is even we can extend the
domain of integration to (−∞,∞)and divide the result by two. Thus
˜/epsilon1c/prime(ω)−/epsilon10=1
πP.V./integraldisplay∞
−∞/epsilon10ω2
pν
(/Omega1−jν)(/Omega1+jν)d/Omega1
(/Omega1−ω)(/Omega1+ω).
Weintegrat earoun dtheclosedcontourshowninFigure4.3.Sincetheintegran dfalls
off as 1//Omega14the contribution from C∞is zero. The contributions from the semicircles Cω
and C−ωare given by πjtimes the residues of the integrand at /Omega1=ωand at /Omega1=−ω,
respectively, which are identical but of opposite sign. Thus, the semicircle contributionscancel and leave only the contribution from the residue at the upper-half-plane pole/Omega1=jν. Evaluation of the residue gives
˜/epsilon1
c/prime(ω)−/epsilon10=1
π2πj/epsilon10ω2
pν
jν+jν1
(jν−ω)(jν+ω)=−/epsilon10ω2
p
ν2+ω2
and thus
˜/epsilon1c/prime(ω)=/epsilon10/parenleftBigg
1−ω2
p
ν2+ω2/parenrightBigg
,
which matches (4.76) as expected.
4.6.2 Complex dyadic permittivity of a magnetized plasma
When an electron plasma is exposed to a magnetostatic field, as occurs in the earth’s
ionosphere, the behavior of the plasma is altered so that the secondary current is no longeraligned with the electric field, requiring the constitutive relationships to be written interms of a complex dyadic permittivity. If the static field is B
0, the velocity field of the
plasma is determined by adding the magnetic component of the Lorentz force to (4.71),giving
−q
e[˜E+˜v×B0]=˜v(jωme+meν)
or equivalently
˜v−jqe
me(ω−jν)˜v×B0=jqe
me(ω−jν)˜E. (4.78)
Writing this expression generically as
v+v×C=A, (4.79)
we can solve for vas follows. Dotting both sides of the equation with Cwe quickly
establish that C·v=C·A. Crossing both sides of the equation with C, using (B.7), and
substituting C·AforC·v,w eh a v e
v×C=A×C+v(C·C)−C(A·C).
Finally, substituting v×Cback into (4.79) we obtain
v=A−A×C+(A·C)C
1+C·C. (4.80)
Let us first consider a lossless plasma for which ν=0. We can solve (4.78) for ˜vby
setting
C=− jωc
ω, A=j/epsilon10ω2
p
ωNqe˜E,
where
ωc=qe
meB0.
Hereωc=qeB0/me=|ωc|is called the electron cyclotron frequency . Substituting these
into (4.80) we have
/parenleftbig
ω2−ω2
c/parenrightbig˜v=j/epsilon10ωω2
p
Nqe˜E+/epsilon10ω2
p
NqeωcטE−jωc
ω/epsilon10ω2
p
Nqeωc·˜E.
Since the secondary current produced by the moving electrons is just ˜Js=− Nqe˜v,w e
have
˜Js=jω/bracketleftBigg
−/epsilon10ω2
p
ω2−ω2c˜E+j/epsilon10ω2
p
ω(ω2−ω2c)ωcטE+ωc
ω2/epsilon10ω2
p
ω2−ω2cωc·˜E/bracketrightBigg
. (4.81)
Now, by the Ampere–Maxwell law we can write for currents in free space
∇× ˜H=˜Ji+˜Js+jω/epsilon10˜E. (4.82)
Considering the plasma to be a material implies that we can describe the gas in terms
of a complex permittivity dyadic ˜¯/epsilon1csuch that the Ampere–Maxwell law is
∇× ˜H=˜Ji+jω˜¯/epsilon1c·˜E.
Substituting (4.81) into (4.82), and defining the dyadic ¯ωcso that ¯ωc·˜E=ωcטE,w e
identify the dyadic permittivity
˜¯/epsilon1c(ω)=/bracketleftBigg
/epsilon10−/epsilon10ω2
p
ω2−ω2c/bracketrightBigg
¯I+j/epsilon10ω2
p
ω(ω2−ω2c)¯ωc+/epsilon10ω2
p
ω2(ω2−ω2c)ωcωc. (4.83)
Note that in rectangular coordinates
[¯ωc]=
0−ωczωcy
ωcz 0−ωcx
−ωcyωcx 0
. (4.84)
To examine the properties of the dyadic permittivity it is useful to write it in matrix
form. To do this we must choose a coordinate system. We shall assume that B0is aligned
along the z-axis such that B0=ˆzB0andωc=ˆzωc. Then (4.84) becomes
[¯ωc]=
0−ωc0
ωc00
00 0
(4.85)
and we can write the permittivity dyadic (4.83) as
[˜¯/epsilon1(ω)]=
/epsilon1−jδ0
jδ/epsilon1 0
00 /epsilon1z
(4.86)
where
/epsilon1=/epsilon10/parenleftBigg
1−ω2
p
ω2−ω2c/parenrightBigg
,/epsilon1 z=/epsilon10/parenleftBigg
1−ω2
p
ω2/parenrightBigg
,δ =/epsilon10ωcω2
p
ω(ω2−ω2c).
Note that the form of the permittivity dyadic is that for a lossless gyrotropic material
(2.33).
Since the plasma is lossless, equation (4.49) shows that the dyadic permittivity must
be hermitian. Equation (4.86) confirms this. We also note that since the sign of ωcis
determined by the sign of B0, the dyadic permittivity obeys the symmetry relation
˜/epsilon1c
ij(B0)=˜/epsilon1c
ji(−B0) (4.87)
as does the permittivity matrix of any material that has anisotropic properties dependent
on an externally applied magnetic field [141]. We will find later in this section that the
permeability matrix of a magnetized ferrite also obeys such a symmetry condition.
We can let ω→ω−jνin (4.81) to obtain the secondary current in a plasma with
collisions:
˜Js(r,ω)=jω/bracketleftBigg
−/epsilon10ω2
p(ω−jν)
ω[(ω−jν)2−ω2c]˜E(r,ω)+
+j/epsilon10ω2
p(ω−jν)
ω(ω−jν)[(ω−jν)2−ω2c)]ωcטE(r,ω)+
+ωc
(ω−jν)2/epsilon10ω2
p(ω−jν)
ω[(ω−jν)2−ω2c]ωc·˜E(r,ω)/bracketrightBigg
.
From this we find the dyadic permittivity
˜¯/epsilon1c(ω)=/bracketleftBigg
/epsilon10−/epsilon10ω2
p(ω−jν)
ω[(ω−jν)2−ω2c]/bracketrightBigg
¯I+j/epsilon10ω2
p
ω[(ω−jν)2−ω2c)]¯ωc+
+1
(ω−jν)/epsilon10ω2
p
ω[(ω−jν)2−ω2c]ωcωc.
Assuming that B0is aligned with the z-axis we can use (4.85) to find the components of
the dyadic permittivity matrix:
˜/epsilon1c
xx(ω)=˜/epsilon1c
yy(ω)=/epsilon10/parenleftBigg
1−ω2
p(ω−jν)
ω[(ω−jν)2−ω2c]/parenrightBigg
, (4.88)
˜/epsilon1c
xy(ω)=− ˜/epsilon1c
yx(ω)=− j/epsilon10ω2
pωc
ω[(ω−jν)2−ω2c)], (4.89)
˜/epsilon1c
zz(ω)=/epsilon10/parenleftBigg
1−ω2
p
ω(ω−jν)/parenrightBigg
, (4.90)
and
˜/epsilon1c
zx=˜/epsilon1c
xz=˜/epsilon1c
zy=˜/epsilon1c
yz=0. (4.91)
We see that [˜/epsilon1c]is not hermitian when ν/negationslash=0. We expect this since the plasma is lossy
when collisions occur. However, we can decompose [˜¯/epsilon1c]as a sum of two matrices:
[˜¯/epsilon1c]=[˜¯/epsilon1]+[˜¯σ]
jω,
where [˜¯/epsilon1]and [˜¯σ]are hermitian [141]. The details are left as an exercise. We also note
that, as in the case of the lossless plasma, the permittivity dyadic obeys the symmetrycondition ˜/epsilon1
c
ij(B0)=˜/epsilon1c
ji(−B0).
4.6.3 Simple models of dielectrics
We define an isotropic dielectric material (also called an insulator ) as one that obeys
the macroscopic frequency-domain constitutive relationship
˜D(r,ω)=˜/epsilon1(r,ω)˜E(r,ω) .
Since the polarization vector Pwas defined in Chapter 2 as P(r,t)=D(r,t)−/epsilon10E(r,t),
an isotropic dielectric can also be described through
˜P(r,ω)=(˜/epsilon1(r,ω)−/epsilon10)˜E(r,ω)=˜χe(r,ω) /epsilon1 0˜E(r,ω)
where ˜χeis the dielectric susceptibility. In this section we shall model a homogeneous
dielectric consisting of a single, uniform material type.
We found in Chapter 3 that for a dielectric material immersed in a static electric field,
the polarization vector Pcan be viewed as a volume density of dipole moments. We
choose to retain this view as the fundamental link between microscopic dipole momentsand the macroscopic polarization vector. Within the framework of our model we thusdescribe the polarization through the expression
P(r,t)=1
/Delta1V/summationdisplay
r−ri(t)∈Bpi. (4.92)
Here piis the dipole moment of the ith elementary microscopic constituent, and we form
the macroscopic density function as in §1.3.1.
We may also write (4.92) as
P(r,t)=/bracketleftbiggNB
/Delta1V/bracketrightbigg/bracketleftBigg
1
NBNB/summationdisplay
i=1pi/bracketrightBigg
=N(r,t)p(r,t) (4.93)
where NBis the number of constituent particles within /Delta1V. We identify
p(r,t)=1
NBNB/summationdisplay
i=1pi(r,t)
as the average dipole moment within /Delta1V, and
N(r,t)=NB
/Delta1V
as the dipole moment number density. In this model a dielectric material does not require
higher-order multipole moments to describe its behavior. Since we are only interestedin homogeneous materials in this section we shall assume that the number density isconstant: N(r,t)=N.
To understand how dipole moments arise, we choose to adopt the simple idea that mat-
ter consists of atomic particles, each of which has a positively charged nucleus surroundedby a negatively charged electron cloud. Isolated, these particles have no net charge andno net electric dipole moment. However, there are several ways in which individual par-
ticles, or aggregates of particles, may take on a dipole moment. When exposed to anexternal electric field the electron cloud of an individual atom may be displaced, resultingin aninduced dipole moment which gives rise to electronic polarization . When groups
of atoms form a molecule, the individual electron clouds may combine to form an asym-metric structure having a permanent dipole moment. In some materials these molecules
are randomly distributed and no net dipole moment results. However, upon applicationof an external field the torque acting on the molecules may tend to align them, creatinganinduced dipole moment and orientation ,o rdipole , polarization. In other materials,
the asymmetric structure of the molecules may be weak until an external field causesthe displacement of atoms within each molecule, resulting in an induced dipole moment
causing atomic ,o rmolecular , polarization. If a material maintains a permanent polar-
ization without the application of an external field, it is called an electret (and is thus
similar in behavior to a permanently magnetized magnet).
To describe the constitutive relations, we must establish a link between P(now describ-
able in microscopic terms) and E. We do this by postulating that the average constituent
dipole moment is proportional to the local electric field strength E/prime:
p=αE/prime, (4.94)
where αis called the polarizability of the elementary constituent. Each of the polarization
effects listed above may have its own polarizability: αefor electronic polarization, αafor
atomic polarization, and αdfor dipole polarization. The total polarizability is merely the
sumα=αe+αa+αd.
In a rarefied gas the particles are so far apart that their interaction can be neglected.
Here the localized field E/primeis the same as the applied field E. In liquids and solids where
particles are tightly packed, E/primedepends on the manner in which the material is polarized
and may differ from E. We therefore proceed to determine a relationship between E/prime
and P.
The Clausius–Mosotti equation. We seek the local field at an observation point
within a polarized material. Let us first assume that the fields are static. We surroundthe observation point with an artificial spherical surface of radius aand write the field at
the observation point as a superposition of the field Eapplied, the field E
2of the polarized
molecules external to the sphere, and the field E3of the polarized molecules within the
sphere. We take alarge enough that we may describe the molecules outside the sphere in
terms of the macroscopic dipole moment density P, but small enough to assume that P
is uniform over the surface of the sphere. We also assume that the major contribution toE
2comes from the dipoles nearest the observation point. We then approximate E2using
the electrostatic potential produced by the equivalent polarization surface charge on thesphere ρ
Ps=ˆn·P(where ˆnpoints toward the center of the sphere). Placing the origin
of coordinates at the observation point and orienting the z-axis with the polarization P
so that P=P0ˆz, we find that ˆn·P=− cosθand thus the electrostatic potential at any
point rwithin the sphere is merely
/Phi1(r)=−1
4π/epsilon10/contintegraldisplay
SP0cosθ/prime
|r−r/prime|dS/prime.
This integral has been computed in §3.2.7 with the result given by (3.103) Hence
/Phi1(r)=−P0
3/epsilon10rcosθ=−P0
3/epsilon10z
and therefore
E2=P
3/epsilon10. (4.95)
Note that this is uniform and independent of a.
The assumption that the localized field varies spatially as the electrostatic field, even
when Pmay depend on frequency, is quite good. In Chapter 5 we will find that for a
frequency-dependent source (or, equivalently, a time-varying source), the fields very nearthe source have a spatial dependence nearly identical to that of the electrostatic case.
We now have the seemingly more difficult task of determining the field E
3produced
by the dipoles within the sphere. This would seem difficult since the field produced bydipoles near the observation point should be highly-dependent on the particular dipolearrangement. As mentioned above, there are various mechanisms for polarization, andthe distribution of charge near any particular point depends on the molecular arrange-ment. However, Lorentz showed [115] that for crystalline solids with cubical symmetry,
or for a randomly-structured gas, the contribution from dipoles within the sphere is zero.
Indeed, it is convenient and reasonable to assume that for most dielectrics the effects ofthe dipoles immediately surrounding the observation point cancel so that E
3=0. This
was first suggested by O.F. Mosotti in 1850 [52].
With E2approximated as (4.95) and E3assumed to be zero, we have the value of the
resulting local field:
E/prime(r)=E(r)+P(r)
3/epsilon10. (4.96)
This is called the Mosotti field . Substituting the Mosotti field into (4.94) and using
P=Np, we obtain
P(r)=NαE/prime(r)=Nα/parenleftbigg
E(r)+P(r)
3/epsilon10/parenrightbigg
.
Solving for Pwe obtain
P(r)=/parenleftbigg3/epsilon10Nα
3/epsilon10−Nα/parenrightbigg
E(r)=χe/epsilon10E(r).
So the electric susceptibility of a dielectric may be expressed as
χe=3Nα
3/epsilon10−Nα. (4.97)
Using χe=/epsilon1r−1we can rewrite (4.97) as
/epsilon1=/epsilon10/epsilon1r=/epsilon103+2Nα//epsilon1 0
3−Nα//epsilon1 0, (4.98)
which we can arrange to obtain
α=αe+αa+αd=3/epsilon10
N/epsilon1r−1
/epsilon1r+2.
This has been named the Clausius–Mosotti formula , after O.F. Mosotti who proposed it
in 1850 and R. Clausius who proposed it independently in 1879. When written in terms ofthe index of refraction n(where n
2=/epsilon1r), it is also known as the Lorentz–Lorenz formula ,
after H. Lorentz and L. Lorenz who proposed it independently for optical materials in
1880. The Clausius–Mosotti formula allows us to determine the dielectric constant fromthe polarizability and number density of a material. It is reasonably accurate for certainsimple gases (with pressures up to 1000 atmospheres) but becomes less reliable for liquidsand solids, especially for those with large dielectric constants.
The response of the microscopic structure of matter to an applied field is not instanta-
neous. When exposed to a rapidly oscillating sinusoidal field, the induced dipole momentsmay lag in time. This results in a loss mechanism that can be described macroscopicallyby a complex permittivity. We can modify the Clausius–Mosotti formula by assumingthat both the relative permittivity and polarizability are complex numbers, but this willnot model the dependence of these parameters on frequency. Instead we shall (in laterparagraphs) model the time response of the dipole moments to the applied field.
An interesting application of the Clausius–Mosotti formula is to determine the permit-
tivity of a mixture of dielectrics with different permittivities. Consider the simple casein which many small spheres of permittivity /epsilon1
2, radius a, and volume Vare embedded
within a dielectric matrix of permittivity /epsilon11. If we assume that ais much smaller than
the wavelength of the electromagnetic field, and that the spheres are sparsely distributedwithin the matrix, then we may ignore any mutual interaction between the spheres. Sincethe expression for the permittivity of a uniform dielectric given by (4.98) describes theeffect produced by dipoles in free space, we can use the Clausius–Mosotti formula todefine an effective permittivity /epsilon1
efor a material consisting of spheres in a background
dielectric by replacing /epsilon10with/epsilon11to obtain
/epsilon1e=/epsilon113+2Nα//epsilon1 1
3−Nα//epsilon1 1. (4.99)
In this expression αis the polarizability of a single dielectric sphere embedded in the
background dielectric, and Nis the number density of dielectric spheres. To find α
we use the static field solution for a dielectric sphere immersed in a field ( §3.2.10).
Remembering that p=αEand that for a uniform region of volume Vwe have p=VP,
we can make the replacements /epsilon10→/epsilon11and/epsilon1→/epsilon12in (3.117) to get
α=3/epsilon11V/epsilon12−/epsilon11
/epsilon12+2/epsilon11. (4.100)
Defining f=NVas the fractional volume occupied by the spheres, we can substitute
(4.100) into (4.99) to find that
/epsilon1e=/epsilon111+2fy
1−fy
where
y=/epsilon12−/epsilon11
/epsilon12+2/epsilon11.
This is known as the Maxwell–Garnett mixing formula . Rearranging we obtain
/epsilon1e−/epsilon11
/epsilon1e+2/epsilon11=f/epsilon12−/epsilon11
/epsilon12+2/epsilon11,
which is known as the Rayleigh mixing formula . As expected, /epsilon1e→/epsilon11asf→0.E v e n
though as f→1the formula also reduces to /epsilon1e=/epsilon12, our initial assumption that f/lessmuch1
(sparsely distributed spheres) is violated and the result is inaccurate for non-sphericalinhomogeneities [90]. For a discussion of more accurate mixing formulas, see Ishimaru[90] or Sihvola [175].
The dispersion formula of classical physics. We may determine the frequency de-
pendence of the permittivity by modeling the time response of induced dipole moments.This was done by H. Lorentz using the simple atomic model we introduced earlier. Con-sider what happens when a molecule consisting of heavy particles (nuclei) surrounded byclouds of electrons is exposed to a time-harmonic electromagnetic wave. Using the same
arguments we made when we studied the interactions of fields with a plasma in §4.6.1,
we assume that each electron experiences a Lorentz force F
e=− qeE/prime. We neglect the
magnetic component of the force for nonrelativistic charge velocities, and ignore the mo-tion of the much heavier nuclei in favor of studying the motion of the electron cloud.However, several important distinctions exist between the behavior of charges within aplasma and those within a solid or liquid material. Because of the surrounding polarizedmatter, any molecule responds to the local field E
/primeinstead of the applied field E. Also,
as the electron cloud is displaced by the Lorentz force, the attraction from the positive
nuclei provides a restoring force Fr. In the absence of loss the restoring force causes
the electron cloud (and thus the induced dipole moment) to oscillate in phase with theapplied field. In addition, there will be loss due to radiation by the oscillating moleculesand collisions between charges that can be modeled using a “frictional force” F
sin the
same manner as for a mechanical harmonic oscillator.
We can express the restoring and frictional forces by the use of a mechanical analogue.
The restoring force acting on each electron is taken to be proportional to the displacementfrom equilibrium l:
F
r(r,t)=−meω2
rl(r,t),
where meis the mass of an electron and ωris a material constant that depends on the
molecular structure. The frictional force is similar to the collisional term in §4.6.1 in
that it is assumed to be proportional to the electron momentum mev:
Fs(r,t)=−2/Gamma1mev(r,t)
where /Gamma1is a material constant. With these we can apply Newton’s second law to obtain
F(r,t)=−qeE/prime(r,t)−meω2
rl(r,t)−2/Gamma1mev(r,t)=medv(r,t)
dt.
Using v=dl/dtwe find that the equation of motion for the electron is
d2l(r,t)
dt2+2/Gamma1dl(r,t)
dt+ω2
rl(r,t)=−qe
meE/prime(r,t). (4.101)
We recognize this differential equation as the damped harmonic equation. When E/prime=0
we have the homogeneous solution
l(r,t)=l0(r)e−/Gamma1tcos/parenleftbigg
t/radicalBig
ω2r−/Gamma12/parenrightbigg
.
Thus the electron position is a damped oscillation. The resonant frequency/radicalbig
ω2r−/Gamma12is
usually only slightly reduced from ωrsince radiation damping is generally quite low.
Since the dipole moment for an electron displaced from equilibrium by lisp=−qel,
and the polarization density is P=Npfrom (93), we can write
P(r,t)=− Nqel(r,t).
Multiplying (4.101) by −Nqeand substituting the above expression, we have a differential
equation for the polarization:
d2P
dt2+2/Gamma1dP
dt+ω2
rP=Nq2
e
meE/prime.
To obtain a constitutive equation we must relate the polarization to the applied field E.
We can accomplish this by relating the local field E/primeto the polarization using the Mosotti
field (4.96). Substitution gives
d2P
dt2+2/Gamma1dP
dt+ω2
0P=Nq2
e
meE (4.102)
where
ω0=/radicalBigg
ω2r−Nq2e
3me/epsilon10
is the resonance frequency of the dipole moments. We see that this frequency is reduced
from the resonance frequency of the electron oscillation because of the polarization ofthe surrounding medium.
We can now obtain a dispersion equation for the electrical susceptibility by taking the
Fourier transform of (4.102). We have
−ω
2˜P+jω2/Gamma1˜P+ω2
0˜P=Nq2
e
me˜E.
Thus we obtain the dispersion relation
˜χe(ω)=˜P
/epsilon10˜E=ω2
p
ω2
0−ω2+jω2/Gamma1
where ωpis the plasma frequency (4.74). Since ˜/epsilon1r(ω)=1+˜χe(ω)we also have
˜/epsilon1(ω)=/epsilon10+/epsilon10ω2
p
ω2
0−ω2+jω2/Gamma1. (4.103)
If more than one type of oscillating moment contributes to the permittivity, we may
extend (4.103) to
˜/epsilon1(ω)=/epsilon10+/summationdisplay
i/epsilon10ω2
pi
ω2
i−ω2+jω2/Gamma1i(4.104)
where ωpi=Niq2
e//epsilon10miis the plasma frequency of the ith resonance component, and
ωiand/Gamma1iare the oscillation frequency and damping coefficient, respectively, of this
component. This expression is the dispersion formula for classical physics , so called
because it neglects quantum effects. When losses are negligible, (4.104) reduces to theSellmeier equation
˜/epsilon1(ω)=/epsilon1
0+/summationdisplay
i/epsilon10ω2
pi
ω2
i−ω2. (4.105)
Let us now study the frequency behavior of the dispersion relation (4.104). Splitting
the permittivity into real and imaginary parts we have
˜/epsilon1/prime(ω)−/epsilon10=/epsilon10/summationdisplay
iω2
piω2
i−ω2
[ω2
i−ω2]2+4ω2/Gamma12
i,
˜/epsilon1/prime/prime(ω)=−/epsilon10/summationdisplay
iω2
pi2ω/Gamma1i
[ω2
i−ω2]2+4ω2/Gamma12
i.
Asω→0the permittivity reduces to
/epsilon1=/epsilon10/parenleftBigg
1+/summationdisplay
iω2
pi
ω2
i/parenrightBigg
,
which is the static permittivity of the material. As ω→∞ the permittivity behaves as
˜/epsilon1/prime(ω)→/epsilon10/parenleftBigg
1−/summationtext
iω2
pi
ω2/parenrightBigg
, ˜/epsilon1/prime/prime(ω)→−/epsilon102/summationtext
iω2
pi/Gamma1i
ω3.
This high frequency behavior is identical to that of a plasma as described by (4.76).
0.0 0.5 1.0 1.5 2.0 2.5-2.5-2.0-1.5-1.0-0.50.00.51.01.52.02.53.0
ε εεW
Region of anomalous
dispersion
ω/ω0
0−
−
Figure 4.4: Real and imaginary parts of permittivity for a single resonance model of a
dielectric with /Gamma1/ω 0=0.2. Permittivity normalized by dividing by /epsilon10(ωp/ω0)2.
The major characteristic of the dispersion relation (4.104) is the presence of one or
moreresonan ces.Figure4.4showsaplotofasingleresonanc ecomponent,wherewe
have normalized the permittivity as
(˜/epsilon1/prime(ω)−/epsilon10)/(/epsilon1 0¯ω2
p)=1−¯ω2
/bracketleftbig
1−¯ω2/bracketrightbig2+4¯ω2¯/Gamma12,
−˜/epsilon1/prime/prime(ω)/(/epsilon1 0¯ω2
p)=2¯ω¯/Gamma1
/bracketleftbig
1−¯ω2/bracketrightbig2+4¯ω2¯/Gamma12,
with ¯ω=ω/ω 0,¯ωp=ωp/ω0, and ¯/Gamma1=/Gamma1/ω 0. We see a distinct resonance centered at
ω=ω0. Approaching this resonance through frequencies less than ω0, we see that ˜/epsilon1/prime
increases slowly until peaking at ωmax=ω0√1−2/Gamma1/ω 0where it attains a value of
˜/epsilon1/primemax=/epsilon10+1
4/epsilon10¯ω2
p
¯/Gamma1(1−¯/Gamma1).
After peaking, ˜/epsilon1/primeundergoes a rapid decrease, passing through ˜/epsilon1/prime=/epsilon10atω=ω0, and
then continuing to decrease until reaching a minimum value of
˜/epsilon1/prime
min=/epsilon10−1
4/epsilon10¯ω2
p
¯/Gamma1(1+¯/Gamma1)
atωmin=ω0√1+2/Gamma1/ω 0.A sωcontinues to increase, ˜/epsilon1/primeagain increases slowly toward
a final value of ˜/epsilon1/prime=/epsilon10. The regions of slow variation of ˜/epsilon1/primeare called regions of normal
dispersion , while the region where ˜/epsilon1/primedecreases abruptly is called the region of anomalous
dispersion . Anomalous dispersion is unusual only in the sense that it occurs over a
narrower range of frequencies than normal dispersion.
The imaginary part of the permittivity peaks near the resonant frequency, dropping
off monotonically in each direction away from the peak. The width of the curve is animportant parameter that we can most easily determine by approximating the behaviorof˜/epsilon1
/prime/primenearω0. Letting /Delta1¯ω=(ω0−ω)/ω 0and using
ω2
0−ω2=(ω0−ω)(ω 0+ω)≈2ω2
0/Delta1¯ω,
we get
˜/epsilon1/prime/prime(ω)≈−1
2/epsilon10¯ω2
p¯/Gamma1
(/Delta1¯ω)2+¯/Gamma12.
This approximation has a maximum value of
˜/epsilon1/prime/primemax=˜/epsilon1/prime/prime(ω0)=−1
2/epsilon10¯ω2
p1
¯/Gamma1
located at ω=ω0, and has half-amplitude points located at /Delta1¯ω=± ¯/Gamma1. Thus the width
of the resonance curve is
W=2/Gamma1.
Note that for a material characterized by a low-loss resonance ( /Gamma1/lessmuchω0), the location of
˜/epsilon1/primemaxcan be approximated as
ωmax=ω0/radicalbig
1−2/Gamma1/ω 0≈ω0−/Gamma1
while ˜/epsilon1/prime
minis located at
ωmin=ω0/radicalbig
1+2/Gamma1/ω 0≈ω0+/Gamma1.
The region of anomalous dispersion thus lies between the half amplitude points of ˜/epsilon1/prime/prime:
ω0−/Gamma1<ω<ω 0+/Gamma1.
As/Gamma1→0the resonance curve becomes narrower and taller. Thus, a material charac-
terized by a very low-loss resonance may be modeled very simply using ˜/epsilon1/prime/prime=Aδ(ω−ω0),
where Ais a constant to be determined. We can find Aby applying the Kronig–Kramers
formula (4.37):
˜/epsilon1/prime(ω)−/epsilon10=−2
πP.V.∞/integraldisplay
0Aδ(/Omega1−ω0)/Omega1d/Omega1
/Omega12−ω2=−2
πAω0
ω2
0−ω2.
Since the material approaches the lossless case, this expression should match the Sellmeier
equation (4.105):
−2
πAω0
ω2
0−ω2=/epsilon10ω2
p
ω2
0−ω2,
giving A=−π/epsilon10ω2
p/2ω0. Hence the permittivity of a material characterized by a low-loss
resonance may be approximated as
˜/epsilon1c(ω)=/epsilon10/parenleftBigg
1+ω2
p
ω2
0−ω2/parenrightBigg
−j/epsilon10π
2ω2
p
ω0δ(ω−ω0).
7 8 9 10 11 12
log ( f )0204060
−ε/ε0ε/ε0
10
Figure 4.5: Relaxation spectrum for water at 20◦C found using Debye equation.
Debye relaxation and the Cole–Cole equation. In solids or liquids consisting of
polar molecules (those retaining a permanent dipole moment, e.g., water), the resonance
effect is replaced by relaxation . We can view the molecule as attempting to rotate in
response to an applied field within a background medium dominated by the frictionalterm in (4.101). The rotating molecule experiences many weak collisions which continu-ously drain off energy, preventing it from accelerating under the force of the applied field.J.W.P. Debye proposed that such materials are described by an exponential damping oftheir polarization and a complete absence of oscillations. If we neglect the accelerationterm in (4.101) we have the equation of motion
2/Gamma1dl(r,t)
dt+ω2
rl(r,t)=−qe
meE/prime(r,t),
which has homogeneous solution
l(r,t)=l0(r)e−ω2r
2/Gamma1t=l0(r)e−t/τ
where τis Debye’s relaxation time .
By neglecting the acceleration term in (4.102) we obtain from (4.103) the dispersion
equation, or relaxation spectrum
˜/epsilon1(ω)=/epsilon10+/epsilon10ω2
p
ω2
0+jω2/Gamma1.
Debye proposed a relaxation spectrum a bit more general than this, now called the Debye
equation :
˜/epsilon1(ω)=/epsilon1∞+/epsilon1s−/epsilon1∞
1+jωτ. (4.106)
Figure4.6:ArcplotsforDebyeandCole–Col edescription sofapolarmaterial.
Here/epsilon1sis the real static permittivity obtained when ω→0, while /epsilon1∞is the real “optical”
permittivity describing the high frequency behavior of ˜/epsilon1. If we split (4.106) into real and
imaginary parts we find that
˜/epsilon1/prime(ω)−/epsilon1∞=/epsilon1s−/epsilon1∞
1+ω2τ2, ˜/epsilon1/prime/prime(ω)=−ωτ(/epsilon1 s−/epsilon1∞)
1+ω2τ2.
For a passive material we must have ˜/epsilon1/prime/prime<0, which requires /epsilon1s>/epsilon1∞. It is straightforward
to show that these expressions obey the Kronig–Kramers relationships. The details areleft as an exercise.
AplotoftheDebyespectrumofwaterat T = 20
◦CisshowninFigure4.5,wherewe
have used /epsilon1s=78.3/epsilon10,/epsilon1∞=5/epsilon10, and τ=9.6×10−12s [49]. We see that ˜/epsilon1/primedecreases
over the entire frequency range. The frequency dependence of the imaginary part of thepermittivity is similar to that found in the resonance model, forming a curve which peaksat the critical frequency
ω
max=1/τ
where it obtains a maximum value of
−˜/epsilon1/prime/primemax=/epsilon1s−/epsilon1∞
2.
At this point ˜/epsilon1/primeachieves the average value of /epsilon1sand/epsilon1∞:
/epsilon1/prime(ωmax)=/epsilon1s+/epsilon1∞
2.
Since the frequency label is logarithmic, we see that the peak is far broader than that
for the resonance model.
Interestingl y,aplotof−˜/epsilon1/prime/primeversus ˜/epsilon1/primetracesoutasemicircl ecenteredalongtherealaxis
at(/epsilon1s +/epsilon1∞)/2andwithradius(/epsilon1s −/epsilon1∞)/2.Suchaplot,showninFigure4.6,wasfirst
described by K.S. Cole and R.H. Cole [38] and is thus called a Cole–Cole diagram or “arc
02 0 4 0 6 0
ε/ε0204060-ε/ε
00
Figure 4.7: Cole–Cole diagram for water at 20◦C.
plot.” We can think of the vector extending from the origin to a point on the semicircle
as a phasor whose phase angle δis described by the loss tangent of the material:
tanδ=−˜/epsilon1/prime/prime
˜/epsilon1/prime=ωτ(/epsilon1 s−/epsilon1∞)
/epsilon1s+/epsilon1∞ω2τ2. (4.107)
The Cole–Cole plot shows that the maximum value of −˜/epsilon1/prime/primeis(/epsilon1s−/epsilon1∞)/2and that
˜/epsilon1/prime=(/epsilon1s+/epsilon1∞)/2at this point.
ACole–Col eplotforwater,showninFigure4.7,displaysthetypicalsemicircular
nature of the arc plot. However, not all polar materials have a relaxation spectrumthat follows the Debye equation as closely as water. Cole and Cole found that for manymaterials the arc plot traces a circular arc centered below the real axis, and that the line
throug hitscentermakesanangleofα(π/2)withtherealaxisasshowninFigure4.6.
This relaxation spectrum can be described in terms of a modified Debye equation
˜/epsilon1(ω)=/epsilon1
∞+/epsilon1s−/epsilon1∞
1+(jωτ)1−α,
called the Cole–Cole equation . A nonzero Cole–Cole parameter αtends to broaden the
relaxation spectrum, and results from a spread of relaxation times centered around τ
[4]. For water the Cole–Cole parameter is only α=0.02, suggesting that a Debye
description is sufficient, but for other materials αmay be much higher. For instance,
consider a transformer oil with a measured Cole–Cole parameter of α=0.23, along with
ameasure drelaxatio ntimeofτ= 2.3 × 10−9 s,astaticpermittivi tyof/epsilon1s=5.9/epsilon10, and
an optical permittivity of /epsilon1∞= 2.9/epsilon10 [4].Figure4.8showstheCole–Col eplotcalculated
usingbothα= 0andα= 0.23,demonstratin gasignifica ntdivergenc efromtheDebye
model.Figure4.9showstherelaxatio nspectrumforthetransforme roilcalculate dwith
these same two parameters.
2.0 2.5 3.0 3.5 4.0 4.5 5.0
ε/ε0123-ε/εDebye equation
Cole-Cole equation0
0
Figure 4.8: Cole–Cole diagram for transformer oil found using Debye equation and Cole–
Cole equation with α=0.23.
579
log ( f )012345Debye equation
Cole-Cole equation
−ε/ε0ε/ε0
10
Figure 4.9: Relaxation spectrum for transformer oil found using Debye equation and
Cole–Cole equation with α=0.23.
4.6.4 Permittivity and conductivity of a conductor
The free electrons within a conductor may be considered as an electron gas which is
free to move under the influence of an applied field. Since the electrons are not bound tothe atoms of the conductor, there is no restoring force acting on them. However, thereis a damping term associated with electron collisions. We therefore model a conductoras a plasma, but with a very high collision frequency; in a good metallic conductor νis
typically in the range 10
13–1014Hz.
We therefore have the conductivity of a conductor from (4.75) as
˜σ(ω)=/epsilon10ω2
pν
ω2+ν2
and the permittivity as
˜/epsilon1(ω)=/epsilon10/bracketleftBigg
1−ω2
p
ω2+ν2/bracketrightBigg
.
Since νis so large, the conductivity is approximately
˜σ(ω)≈/epsilon10ω2
p
ν=Nq2
e
meν
and the permittivity is
˜/epsilon1(ω)≈/epsilon10
well past micro wavefrequencies and into the infrared. Hence the dc conductivity is often
employed by engineers throughout the communications bands. When approaching thevisible spectrum the permittivity and conductivity begin to show a strong frequencydependence. In the violet and ultraviolet frequency ranges the free-charge conductivitybecomes proportional to 1/ωand is driven toward zero. However, at these frequencies the
resonances of the bound electrons of the metal become important and the permittivitybehaves more like that of a dielectric. At these frequencies the permittivity is bestdescribed using the resonance formula (4.104).
4.6.5 Permeability dyadic of a ferrite
The magnetic properties of materials are complicated and diverse. The formation
of accurate models based on atomic behavior requires an understanding of quantummechanics, but simple models may be constructed using classical mechanics along withvery simple quantum-mechanical assumptions, such as the existence of a spin moment.For an excellent review of the magnetic properties of materials, see Elliott [65].
The magnetic properties of matter ultimately result from atomic currents. In our sim-
ple microscopic view these currents arise from the spin and orbital motion of negativelycharged electrons. These atomic currents potentially give each atom a magnetic moment
m.I ndiamagnetic materials the orbital and spin moments cancel unless the material is
exposed to an external magnetic field, in which case the orbital electron velocity changesto produce a net moment opposite the applied field. In paramagnetic materials the spin
moments are greater than the orbital moments, leaving the atoms with a net permanentmagnetic moment. When exposed to an external magnetic field, these moments align inthe same direction as an applied field. In either case, the density of magnetic momentsMis zero in the absence of an applied field.
In most paramagnetic materials the alignment of the permanent moment of neigh-
boring atoms is random. However, in the subsets of paramagnetic materials known asferromagnetic ,anti-ferromagnetic , andferrimagnetic materials, there is a strong coupling
between the spin moments of neighboring atoms resulting in either parallel or antiparal-lel alignment of moments. The most familiar case is the parallel alignment of momentswithin the domains of ferromagnetic permanent magnets made of iron, nickel, and cobalt.Anti-ferromagnetic materials, such as chromium and manganese, have strongly coupledmoments that alternate in direction between small domains, resulting in zero net mag-netic moment. Ferrimagnetic materials also have alternating moments, but these areunequal and thus do not cancel completely.
Ferrites form a particularly useful subgroup of ferrimagnetic materials. They were first
developed during the 1940s by researchers at the Phillips Laboratories as low-loss mag-netic media for supporting electromagnetic waves [65]. Typically, ferrites have conduc-
tivities ranging from 10
−4to100S/m (compared to 107for iron), relative permeabilities
in the thousands, and dielectric constants in the range 10–15. Their low loss makes them
useful for constructing transformer cores and for a variety of microwave applications.Their chemical formula is XO ·Fe
2O3, where Xis a divalent metal or mixture of metals,
such as cadmium, copper, iron, or zinc. When exposed to static magnetic fields, ferritesexhibit gyrotropic magnetic (or gyromagnetic ) properties and have permeability matrices
of the form (2.32). The properties of a wide variety of ferrites are given by von Aulock[204].
To determine the permeability matrix of a ferrite we will model its electrons as simple
spinning tops and examine the torque exerted on the magnetic moment by the applicationof an external field. Each electron has an angular momentum Land a magnetic dipole
moment m, with these two vectors anti-parallel:
m(r,t)=−γL(r,t)
where
γ=q
e
me=1.7592×1011C/kg
is called the gyromagnetic ratio .
Let us first consider a single spinning electron immersed in an applied static magnetic
field B0. Any torque applied to the electron results in a change of angular momentum as
given by Newton’s second law
T(r,t)=dL(r,t)
dt.
We found in (3.179) that a very small loop of current in a magnetic field experiences
a torque m×B. Thus, when first placed into a static magnetic field B0an electron’s
angular momentum obeys the equation
dL(r,t)
dt=−γL(r,t)×B0(r)=ω0(r)×L(r,t) (4.108)
where ω0=γB0. This equation of motion describes the precession of the electron spin
axis about the direction of the applied field, which is analogous to the precession of agyroscope [129]. The spin axis rotates at the Larmor precessional frequency ω
0=γB0=
γµ 0H0.
We can use this to understand what happens when we insert a homogeneous ferrite
material into a uniform static magnetic field B0=µ0H0. The internal field Hiexperienced
by any magnetic dipole is not the same as the external field H0, and need not even be in
the same direction. In general we write
H0(r,t)−Hi(r,t)=Hd(r,t)
where Hdis the demagnetizing field produced by the magnetic dipole moments of the
material. Each electron responds to the internal field by precessing as described aboveuntil the precession damps out and the electron moments align with the magnetic field.At this point the ferrite is saturated . Because the demagnetizing field depends strongly
on the shape of the material we choose to ignore it as a first approximation, and thisallows us to concentrate our study on the fundamental atomic properties of the ferrite.
For purposes of understanding its magnetic properties, we view the ferrite as a dense
collection of electrons and write
M(r,t)=Nm(r,t)
where Nis the number density of electrons. Since we are assuming the ferrite is homoge-
neous, we take Nto be independent of time and position. Multiplying (4.108) by −Nγ,
we obtain an equation describing the evolution of M:
dM(r,t)
dt=−γM(r,t)×Bi(r,t). (4.109)
To determine the temporal response of the ferrite we must include a time-dependent
component of the applied field. We now let
H0(r,t)=Hi(r,t)=HT(r,t)+Hdc
where HTis the time-dependent component superimposed with the uniform static com-
ponent Hdc. Using B=µ0(H+M)we have from (4.109)
dM(r,t)
dt=−γµ 0M(r,t)×[HT(r,t)+Hdc+M(r,t)].
With M=MT(r,t)+Mdcand M×M=0this becomes
dMT(r,t)
dt+dMdc
dt=−γµ 0[MT(r,t)×HT(r,t)+MT(r,t)×Hdc+
+Mdc×HT(r,t)+Mdc×Hdc. (4.110)
Let us assume that the ferrite is saturated. Then Mdcis aligned with Hdcand their cross
product vanishes. Let us further assume that the spectrum of HTis small compared
toHdcat all frequencies: |˜HT(r,ω)|/lessmuch Hdc. This small-signal assumption allows us to
neglect MT×HT. Using these and noting that the time derivative of Mdcis zero, we see
that (4.110) reduces to
dMT(r,t)
dt=−γµ 0[MT(r,t)×Hdc+Mdc×HT(r,t)]. (4.111)
To determine the frequency response we write (4.111) in terms of inverse Fourier
transforms and invoke the Fourier integral theorem to find that
jω˜MT(r,ω)=−γµ 0[˜MT(r,ω)×Hdc+MdcטHT(r,ω)].
Defining
γµ 0Mdc=ωM,
where ωM=|ωM|is the saturation magnetization frequency , we find that
˜MT+˜MT×/bracketleftbiggω0
jω/bracketrightbigg
=/bracketleftbigg
−1
jωωMטHT/bracketrightbigg
, (4.112)
where ω0=γµ 0Hdcwithω0now called the gyromagnetic response frequency . This has
the form v+v×C=A, which has solution (4.80). Substituting into this expression and
remembering that ω0is parallel to ωM, we find that
˜MT=−1
jωωMטHT+1
ω2/braceleftbig
ωM[ω0·˜HT]−(ω0·ωM)˜HT/bracerightbig
1−ω2
0
ω2.
If we define the dyadic ¯ωMsuch that ¯ωM·˜HT=ωMטHT, then we identify the dyadic
magnetic susceptibility
˜¯χm(ω)=jω¯ωM+ωMω0−ωMω0¯I
ω2−ω2
0(4.113)
with which we can write ˜M(r,ω)=¯χm(ω)·˜H(r,ω). In rectangular coordinates ¯ωMis
represented by
[¯ωM]=
0−ωMzωMy
ωMz 0−ωMx
−ωMyωMx 0
. (4.114)
Finally, using ˜B=µ0(˜H+˜M)=µ0(¯I+˜¯χm)·˜H=˜¯µ·˜Hwe find that
˜¯µ(ω)=µ0[¯I+˜¯χm(ω)].
To examine the properties of the dyadic permeability it is useful to write it in matrix
form. To do this we must choose a coordinate system. We shall assume that Hdcis
aligned with the z-axis so that Hdc=ˆzHdcand thus ωM=ˆzωMandω0=ˆzω0. Then
(4.114) becomes
[¯ωM]=
0−ωM0
ωM00
00 0
and we can write the susceptibility dyadic (4.113) as
[˜¯χm(ω)]=ωM
ω2−ω2
0
−ω0−jω0
jω−ω00
00 0
.
The permeability dyadic becomes
[˜¯µ(ω)]=
µ−jκ0
jκµ 0
00 µ0
(4.115)
where
µ=µ0/parenleftbigg
1−ω0ωM
ω2−ω2
0/parenrightbigg
, (4.116)
κ=µ0ωω M
ω2−ω2
0. (4.117)
Because its permeability dyadic is that for a lossless gyrotropic material (2.33), we call
the ferrite gyromagnetic .
Since the ferrite is lossless, the dyadic permeability must be hermitian according to
(4.49). The specific form of (4.115) shows this explicitly. We also note that since thesign of ω
Mis determined by that of Hdc, the dyadic permittivity obeys the symmetry
relation
˜µij(Hdc)=˜µji(−Hdc),
which is the symmetry condition observed for a plasma in (4.87).
A lossy ferrite material can be modeled by adding a damping term to (4.111):
dM(r,t)
dt=−γµ 0[MT(r,t)×Hdc+Mdc×HT(r,t)]+αMdc
Mdc×dMT(r,t)
dt,
where αis the damping parameter [40, 204]. This term tends to reduce the angle of
precession. Fourier transformation gives
jω˜MT=ω0טMT−ωMטHT+αωM
ωM×jω˜MT.
Remembering that ω0andωMare aligned we can write this as
˜MT+˜MT×
ω0/parenleftBig
1+jαω
ω0/parenrightBig
jω
=/bracketleftbigg
−1
jωωMטHT/bracketrightbigg
.
This is identical to (4.112) with
ω0→ω0/parenleftbigg
1+jαω
ω0/parenrightbigg
.
Thus, we merely substitute this into (4.113) to find the susceptibility dyadic for a lossy
ferrite:
˜¯χm(ω)=jω¯ωM+ωMω0(1+jαω/ω 0)−ωMω0(1+jαω/ω 0)¯I
ω2(1+α2)−ω2
0−2jαωω 0.
Making the same substitution into (4.115) we can write the dyadic permeability matrix
as
[˜¯µ(ω)]=
˜µxx˜µxy0
˜µyx˜µyy0
00 µ0
(4.118)
where
˜µxx=˜µyy=µ0−µ0ωMω0/bracketleftbig
ω2(1−α2)−ω2
0/bracketrightbig
+jωα/bracketleftbig
ω2(1+α2)+ω2
0/bracketrightbig
/bracketleftbig
ω2(1+α2)−ω2
0/bracketrightbig2+4α2ω2ω2
0(4.119)
and
˜µxy=− ˜µyx=2µ0αω2ω0ωM−jµ0ωω M/bracketleftbig
ω2(1+α2)−ω2
0/bracketrightbig
/bracketleftbig
ω2(1+α2)−ω2
0/bracketrightbig2+4α2ω2ω2
0. (4.120)
In the case of a lossy ferrite, the hermitian nature of the permeability dyadic is lost.
4.7 Monochromatic fields and the phasor domain
The Fourier transform is very efficient for representing the nearly sinusoidal signals
produced by electronic systems such as oscillators. However, we should realize that theelemental term e
jωtby itself cannot represent any physical quantity; only a continuous
superposition of such terms can have physical meaning, because no physical process canbe truly monochromatic. All events must have transient periods during which they areestablished. Even “monochromatic” light appears in bundles called quanta, interpretedas containing finite numbers of oscillations.
Arguments about whether “monochromatic” or “sinusoidal steady-state” fields can
actually exist may sound purely academic. After all, a micro waveoscillator can create
a wave train of 10
10oscillations within the first second after being turned on. Such a
waveform is surely as close to monochromatic as we would care to measure. But as with
all mathematical models of physical systems, we can get into trouble by making non-physical assumptions, in this instance by assuming a physical system has always beenin the steady state. Sinusoidal steady-state solutions to Maxwell’s equations can lead totroublesome infinities linked to the infinite energy content of each elemental component.For example, an attempt to compute the energy stored within a lossless microwave cavityunder steady-state conditions gives an infinite result since the cavity has been building upenergy since t=− ∞ . We handle this by considering time-averaged quantities, but even
then must be careful when materials are dispersive ( §4.5). Nevertheless, the steady-
state concept is valuable because of its simplicity and finds widespread application inelectromagnetics.
Since the elemental term is complex, we may use its real part, its imaginary part, or
some combination of both to represent a monochromatic (or time-harmonic ) field. We
choose the representation
ψ(r,t)=ψ
0(r)cos[ˇωt+ξ(r)], (4.121)
where ξis the temporal phase angle of the sinusoidal function. The Fourier transform is
˜ψ(r,ω)=/integraldisplay∞
−∞ψ0(r)cos[ˇωt+ξ(r)]e−jωtdt. (4.122)
Here we run into an immediate problem: the transform in (4.122) does not exist in the
ordinary sense since cos(ˇωt+ξ)is not absolutely integrable on (−∞,∞). We should not
be surprised by this: the cosine function cannot describe an actual physical process (itextends in time to ±∞), so it lacks a classical Fourier transform. One way out of this
predicament is to extend the meaning of the Fourier transform as we do in §A.1. Then
the monochromatic field (4.121) is viewed as having the generalized transform
˜ψ(r,ω)=ψ
0(r)π/bracketleftbig
ejξ(r)δ(ω−ˇω)+e−jξ(r)δ(ω+ˇω)/bracketrightbig
. (4.123)
We can compute the inverse Fourier transform by substituting (123) into (2):
ψ(r,t)=1
2π/integraldisplay∞
−∞ψ0(r)π/bracketleftbig
ejξ(r)δ(ω−ˇω)+e−jξ(r)δ(ω+ˇω)/bracketrightbig
ejωtdω. (4.124)
By our interpretation of the Dirac delta, we see that the decomposition of the cosine
function has only two discrete components, located at ω=± ˇω. So we have realized our
initial intention of having only a single elemental function present. The sifting property
gives
ψ(r,t)=ψ0(r)ejˇωtejξ(r)+e−jˇωte−jξ(r)
2=ψ0(r)cos[ˇωt+ξ(r)]
as expected.
4.7.1 The time-harmonic EM fields and constitutive relations
The time-harmonic fields are described using the representation (4.121) for each field
component. The electric field is
E(r,t)=3/summationdisplay
i=1ˆii|Ei(r)|cos[ˇωt+ξE
i(r)]
for example. Here |Ei|is the complex magnitude of the ith vector component, and ξE
iis
the phase angle ( −π<ξE
i≤π). Similar terminology is used for the remaining fields.
The frequency-domain constitutive relations (4.11)–(4.15) may be written for the time-
harmonic fields by employing (4.124). For instance, for an isotropic material where
˜D(r,ω)=˜/epsilon1(r,ω)˜E(r,ω) , ˜B(r,ω)=˜µ(r,ω)˜H(r,ω) ,
with
˜/epsilon1(r,ω)=|˜/epsilon1(r,ω)|eξ/epsilon1(r,ω), ˜µ(r,ω)=|˜µ(r,ω)|eξµ(r,ω),
we can write
D(r,t)=3/summationdisplay
i=1ˆii|Di(r)|cos[ˇωt+ξD
i(r)]
=1
2π/integraldisplay∞
−∞3/summationdisplay
i=1ˆii˜/epsilon1(r,ω)|Ei(r)|π/bracketleftBig
ejξE
i(r)δ(ω−ˇω)+e−jξE
i(r)δ(ω+ˇω)/bracketrightBig
ejωtdω
=1
23/summationdisplay
i=1ˆii|Ei(r)|/bracketleftBig
˜/epsilon1(r,ˇω)ej(ˇωt+jξE
i(r))+˜/epsilon1(r,−ˇω)e−j(ˇωt+jξE
i(r))/bracketrightBig
.
Since (4.25) shows that ˜/epsilon1(r,−ˇω)=˜/epsilon1∗(r,ˇω), we have
D(r,t)=1
23/summationdisplay
i=1ˆii|Ei(r)||˜/epsilon1(r,ˇω)|/bracketleftBig
ej(ˇωt+jξE
i(r)+jξ/epsilon1(r,ˇω))+e−j(ˇωt+jξE
i(r)+jξ/epsilon1(r,ˇω))/bracketrightBig
=3/summationdisplay
i=1ˆii|˜/epsilon1(r,ˇω)||Ei(r)|cos[ˇωt+ξE
i(r)+ξ/epsilon1(r,ˇω)]. (4.125)
Similarly
B(r,t)=3/summationdisplay
i=1ˆii|Bi(r)|cos[ˇωt+ξB
i(r)]
=3/summationdisplay
i=1ˆii|˜µ(r,ˇω)||Hi(r)|cos[ˇωt+ξH
i(r)+ξµ(r,ˇω)].
4.7.2 The phasor fields and Maxwell’s equations
Sinusoidal steady-state computations using the forward and inverse transform formulas
are unnecessarily cumbersome. A much more efficient approach is to use the phasor
concept. If we define the complex function
ˇψ(r)=ψ0(r)ejξ(r)
as the phasor form of the monochromatic field ˜ψ(r,ω), then the inverse Fourier transform
is easily computed by multiplying ˇψ(r)byejˇωtand taking the real part. That is,
ψ(r,t)=Re/braceleftbigˇψ(r)ejˇωt/bracerightbig
=ψ0(r)cos[ˇωt+ξ(r)]. (4.126)
Using the phasor representation of the fields, we can obtain a set of Maxwell equations
relating the phasor components. Let
ˇE(r)=3/summationdisplay
i=1ˆiiˇEi(r)=3/summationdisplay
i=1ˆii|Ei(r)|ejξE
i(r)
represent the phasor monochromatic electric field, with similar formulas for the other
fields. Then
E(r,t)=Re/braceleftbigˇE(r)ejˇωt/bracerightbig
=3/summationdisplay
i=1ˆii|Ei(r)|cos[ˇωt+ξE
i(r)].
Substituting these expressions into Ampere’s law (2.2), we have
∇× Re/braceleftbigˇH(r)ejˇωt/bracerightbig
=∂
∂tRe/braceleftbigˇD(r)ejˇωt/bracerightbig
+Re/braceleftbigˇJ(r)ejˇωt/bracerightbig
.
Since the real part of a sum of complex variables equals the sum of the real parts, we
can write
Re/braceleftbigg
∇× ˇH(r)ejˇωt−ˇD(r)∂
∂tejˇωt−ˇJ(r)ejˇωt/bracerightbigg
=0. (4.127)
If we examine for an arbitrary complex function F=Fr+jFithe quantity
Re/braceleftbig
(Fr+jFi)ejˇωt/bracerightbig
=Re{(Frcosˇωt−Fisinˇωt)+j(Frsinˇωt+Ficosˇωt)},
we see that both Frand Fimust be zero for the expression to vanish for all t.T h u s
(4.127) requires that
∇× ˇH(r)=jˇωˇD(r)+ˇJ(r), (4.128)
which is the phasor Ampere’s law. Similarly we have
∇× ˇE(r)=− jˇωˇB(r), (4.129)
∇·ˇD(r)=ˇρ(r), (4.130)
∇·ˇB(r)=0, (4.131)
and
∇·ˇJ(r)=− jˇωˇρ(r). (4.132)
The constitutive relations may be easily incorporated into the phasor concept. If we
use
ˇDi(r)=˜/epsilon1(r,ˇω)ˇEi(r)=|˜/epsilon1(r,ˇω)|ejξ/epsilon1(r,ˇω)|Ei(r)|ejξE
i(r),
then forming
Di(r,t)=Re/braceleftbigˇDi(r)ejˇωt/bracerightbig
we reproduce (4.125). Thus we may write
ˇD(r)=˜/epsilon1(r,ˇω)ˇE(r).
Note that we never write ˇ/epsilon1or refer to a “phasor permittivity” since the permittivity does
not vary sinusoidally in the time domain.
An obvious benefit of the phasor method is that we can manipulate field quantities
without involving the sinusoidal time dependence. When our manipulations are complete,we return to the time domain using (4.126).
The phasor Maxwell equations (4.128)–(4.131) are identical in form to the temporal
frequency-domain Maxwell equations (4.7)–(4.10), except that ω=ˇωin the phasor
equations. This is sensible, since the phasor fields represent a single component of the
complete frequency-domain spectrum of the arbitrary time-varying fields. Thus, if thephasor fields are calculated for some ˇω, we can make the replacements
ˇω→ω, ˇE(r)→˜E(r,ω) , ˇH(r)→˜H(r,ω) , ...,
and obtain the general time-domain expressions by performing the inversion (4.2). Simi-
larly, if we evaluate the frequency-domain field ˜E(r,ω)atω=ˇω, we produce the phasor
field ˇE(r)=˜E(r,ˇω)for this frequency. That is
Re/braceleftbig˜E(r,ˇω)e
jˇωt/bracerightbig
=3/summationdisplay
i=1ˆii|˜Ei(r,ˇω)|cos/parenleftbig
ˇωt+ξE(r,ˇω)/parenrightbig
.
4.7.3 Boundary conditions on the phasor fields
The boundary conditions developed in §4.3 for the frequency-domain fields may be
adapted for use with the phasor fields by selecting ω=ˇω. Let us include the effects of
fictitious magnetic sources and write
ˆn12×(ˇH1−ˇH2)=ˇJs, (4.133)
ˆn12×(ˇE1−ˇE2)=− ˇJms, (4.134)
ˆn12·(ˇD1−ˇD2)=ˇρs, (4.135)
ˆn12·(ˇB1−ˇB2)=ˇρms, (4.136)
and
ˆn12·(ˇJ1−ˇJ2)=− ∇ s·ˇJs−jˇωˇρs, (4.137)
ˆn12·(ˇJm1−ˇJm2)=− ∇ s·ˇJms−jˇωˇρms, (4.138)
where ˆn12points into region 1 from region 2.
4.8 Poynting’s theorem for time-harmonic fields
We can specialize Poynting’s theorem to time-harmonic form by substituting the time-
harmonic field representations. The result depends on whether we use the general form
(2.301), which is valid for dispersive materials, or (2.299). For nondispersive materials
(2.299) allows us to interpret the volume integral term as the time rate of change ofstored energy. But if the operating frequency lies within the realm of material dispersionand loss, then we can no longer identify an explicit stored energy term.
4.8.1 General form of Poynting’s theorem
We begin with (2.301). Substituting the time-harmonic representations we obtain the
term
E(r,t)·∂D(r,t)
∂t=/bracketleftBigg3/summationdisplay
i=1ˆii|Ei|cos[ˇωt+ξE
i]/bracketrightBigg
·∂
∂t/bracketleftBigg3/summationdisplay
i=1ˆii|Di|cos[ˇωt+ξD
i]/bracketrightBigg
=− ˇω3/summationdisplay
i=1|Ei||Di|cos[ˇωt+ξE
i] sin[ ˇωt+ξD
i].
Since 2 sin AcosB≡sin(A+B)+sin(A−B)we have
E(r,t)·∂
∂tD(r,t)=−1
23/summationdisplay
i=1ˇω|Ei||Di|SDE
ii(t),
where
SDE
ii(t)=sin(2ˇωt+ξD
i+ξE
i)+sin(ξD
i−ξE
i)
describes the temporal dependence of the field product. Separating the current into an
impressed term Jiand a secondary term Jc(assumed to be the conduction current) as
J=Ji+Jcand repeating the above steps with the other terms, we obtain
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji
i||Ei|CJiE
ii(t)dV=1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆnCEH
ij(t)dS+
+1
2/integraldisplay
V3/summationdisplay
i=1/braceleftbig
−ˇω|Di||Ei|SDE
ii(t)−ˇω|Bi||Hi|SBH
ii(t)+|Jc
i||Ei|CJcE
ii(t)/bracerightbig
dV,(4.139)
where
SBH
ii(t)=sin(2ˇωt+ξB
i+ξH
i)+sin(ξB
i−ξH
i),
CEH
ij(t)=cos(2ˇωt+ξE
i+ξH
j)+cos(ξE
i−ξH
j),
and so on.
We see that each power term has two temporal components: one oscillating at fre-
quency 2ˇω, and one constant with time. The oscillating component describes power that
cycles through the various mechanisms of energy storage, dissipation, and transfer acrossthe boundary. Dissipation may be produced through conduction processes or throughpolarization and magnetization phase lag, as described by the volume term on the right-hand side of (4.139). Power may also be delivered to the fields either from the sources,as described by the volume term on the left-hand side, or from an active medium, asdescribed by the volume term on the right-hand side. The time-average balance of powersupplied to the fields and extracted from the fields throughout each cycle, including that
transported across the surface S, is given by the constant terms in (4.139):
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji
i||Ei|cos(ξJi
i−ξE
i)dV=1
2/integraldisplay
V3/summationdisplay
i=1/braceleftbig
ˇω|Ei||Di|sin(ξE
i−ξD
i)+
+ˇω|Bi||Hi|sin(ξH
i−ξB
i)+|Jc
i||Ei|cos(ξJc
i−ξE
i)/bracerightbig
dV+
+1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆncos(ξE
i−ξH
j)dS. (4.140)
We associate one mechanism for time-average power loss with the phase lag between
applied field and resulting polarization or magnetization. We can see this more clearlyif we use the alternative form of the Poynting theorem (2.302) written in terms of thepolarization and magnetization vectors. Writing
P(r,t)=
3/summationdisplay
i=1|Pi(r)|cos[ˇωt+ξP
i(r)], M(r,t)=3/summationdisplay
i=1|Mi(r)|cos[ˇωt+ξM
i(r)],
and substituting the time-harmonic fields, we see that
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji||Ei|CJE
ii(t)dV+ˇω
2/integraldisplay
V3/summationdisplay
i=1/bracketleftbig
|Pi||Ei|SPE
ii(t)+µ0|Mi||Hi|SMH
ii(t)/bracketrightbig
dV
=−ˇω
2/integraldisplay
V3/summationdisplay
i=1/bracketleftbig
/epsilon10|Ei|2SEE
ii(t)+µ0|Hi|2SHH
ii(t)/bracketrightbig
dV+
+1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆnCEH
ij(t)dS. (4.141)
Selection of the constant part gives the balance of time-average power:
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji||Ei|cos(ξJ
i−ξE
i)dV
=ˇω
2/integraldisplay
V3/summationdisplay
i=1/bracketleftbig
|Ei||Pi|sin(ξE
i−ξP
i)+µ0|Hi||Mi|sin(ξH
i−ξM
i)/bracketrightbig
dV+
+1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆncos(ξE
i−ξH
j)dS. (4.142)
Here the power loss associated with the lag in alignment of the electric and magnetic
dipoles is easily identified as the volume term on the right-hand side, and is seen to arisethrough the interaction of the fields with the equivalent sources as described through thephase difference between Eand Pand between Hand M. If these pairs are in phase, then
the time-average power balance reduces to that for a dispersionless material, equation(4.146).
4.8.2 Poynting’s theorem for nondispersive materials
For nondispersive materials (2.299) is appropriate. We shall carry out the details here
so that we may examine the power-balance implications of nondispersive media. We
have, substituting the field expressions,
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji
i||Ei|CJiE
ii(t)dV=1
2/integraldisplay
V3/summationdisplay
i=1|Jc
i||Ei|CJcE
ii(t)dV+
+∂
∂t/integraldisplay
V3/summationdisplay
i=1/braceleftbigg1
4|Di||Ei|CDE
ii(t)+1
4|Bi||Hi|CBH
ii(t)/bracerightbigg
dV+
+1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆnCEH
ij(t)dS. (4.143)
Here we remember that the conductivity relating EtoJcmust also be nondispersive.
Note that the electric and magnetic energy densities we(r,t)andwm(r,t)have the time-
average values /angbracketleftwe(r,t)/angbracketrightand/angbracketleftwm(r,t)/angbracketrightgiven by
/angbracketleftwe(r,t)/angbracketright=1
T/integraldisplayT/2
−T/21
2E(r,t)·D(r,t)dt=1
43/summationdisplay
i=1|Ei||Di|cos(ξE
i−ξD
i)
=1
4Re/braceleftbigˇE(r)·ˇD∗(r)/bracerightbig
(4.144)
and
/angbracketleftwm(r,t)/angbracketright=1
T/integraldisplayT/2
−T/21
2B(r,t)·H(r,t)dt=1
43/summationdisplay
i=1|Bi||Hi|cos(ξH
i−ξB
i)
=1
4Re/braceleftbigˇH(r)·ˇB∗(r)/bracerightbig
, (4.145)
where T=2π/ˇω. We have already identified the energy stored in a nondispersive material
(§4.5.2). If (4.144) is to match with (4.62), the phases of ˇEand ˇDmust match: ξE
i=ξD
i.
We must also have ξH
i=ξB
i. Since in a dispersionless material σmust be independent
of frequency, from ˇJc=σˇEwe also see that ξJc
i=ξE
i.
Upon differentiation the time-average stored energy terms in (4.143) disappear, giving
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji
i||Ei|CJiE
ii(t)dV=1
2/integraldisplay
V3/summationdisplay
i=1|Jc
i||Ei|CEE
ii(t)dV−
−2ˇω/integraldisplay
V3/summationdisplay
i=1/braceleftbigg1
4|Di||Ei|SEE
ii(t)+1
4|Bi||Hi|SBB
ii(t)/bracerightbigg
dV+
+1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆnCEH
ij(t)dS.
Equating the constant terms, we find the time-average power balance expression
−1
2/integraldisplay
V3/summationdisplay
i=1|Ji
i||Ei|cos(ξJi
i−ξE
i)dV=1
2/integraldisplay
V3/summationdisplay
i=1|Jc
i||Ei|dV+
+1
2/contintegraldisplay
S3/summationdisplay
i,j=1|Ei||Hj|(ˆii׈ij)·ˆncos(ξE
i−ξH
j)dS. (4.146)
This can be written more compactly using phasor notation as
/integraldisplay
VpJ(r)dV=/integraldisplay
Vpσ(r)dV+/contintegraldisplay
SSav(r)·ˆndS (4.147)
where
pJ(r)=−1
2Re/braceleftbigˇE(r)·ˇJi∗(r)/bracerightbig
is the time-average density of power delivered by the sources to the fields in V,
pσ(r)=1
2ˇE(r)·ˇJc∗(r)
is the time-average density of power transferred to the conducting material as heat, and
Sav(r)·ˆn=1
2Re/braceleftbigˇE(r)סH∗(r)/bracerightbig
·ˆn
is the density of time-average power transferred across the boundary surface S. Here
Sc=ˇE(r)סH∗(r)
is called the complex Poynting vector and Savis called the time-average Poynting vector .
Comparison of (4.146) with (4.140) shows that nondispersive materials cannot manifest
the dissipative (or active) properties determined by the term
1
2/integraldisplay
V3/summationdisplay
i=1/braceleftbig
ˇω|Ei||Di|sin(ξE
i−ξD
i)+ˇω|Bi||Hi|sin(ξH
i−ξB
i)+|Jc
i||Ei|cos(ξJc
i−ξE
i)/bracerightbig
dV.
This term can be used to classify materials as lossless, lossy, or active, as shown next.
4.8.3 Lossless, lossy, and active media
In§4.5.1 we classified materials based on whether they dissipate (or provide) energy
over the period of a transient event. We can provide the same classification based ontheir steady-state behavior.
We classify a material as lossless if the time-average flow of power entering a homoge-
neous body is zero when there are sources external to the body, but no sources internal
to the body. This implies that the mechanisms within the body either do not dissipatepower that enters, or that there is a mechanism that creates energy to exactly balance thedissipation. If the time-average power entering is positive, then the material dissipatespower and is termed lossy. If the time-average power entering is negative, then power
must originate from within the body and the material is termed active . (Note that the
power associated with an active body is not described as arising from sources, but israther described through the constitutive relations.)
Since materials are generally inhomogeneous we may apply this concept to a vanish-
ingly small volume, thus invoking the point-form of Poynting’s theorem. From (4.140)we see that the time-average influx of power density is given by
−∇ · S
av(r)=pin(r)=1
23/summationdisplay
i=1/braceleftbig
ˇω|Ei||Di|sin(ξE
i−ξD
i)+ˇω|Bi||Hi|sin(ξH
i−ξB
i)+
+|Jc
i||Ei|cos(ξJc
i−ξE
i)/bracerightbig
.
Materials are then classified as follows:
pin(r)=0, lossless ,
pin(r)>0, lossy,
pin(r)≥0, passive ,
pin(r)<0, active .
We see that if ξE
i=ξD
i,ξH
i=ξB
i, and Jc=0, then the material is lossless. This implies
that ( D,E) and ( B,H) are exactly in phase and there is no conduction current. If the
material is isotropic, we may substitute from the constitutive relations (4.21)–(4.23) toobtain
p
in(r)=−ˇω
23/summationdisplay
i=1/braceleftbigg
|Ei|2/bracketleftbigg
|˜/epsilon1|sin(ξ/epsilon1)−|˜σ|
ˇωcos(ξσ)/bracketrightbigg
+|˜µ||Hi|2sin(ξµ)/bracerightbigg
. (4.148)
The first two terms can be regarded as resulting from a single complex permittivity
(4.26). Then (4.148) simplifies to
pin(r)=−ˇω
23/summationdisplay
i=1/braceleftbig
|˜/epsilon1c||Ei|2sin(ξ/epsilon1c)+|˜µ||Hi|2sin(ξµ)/bracerightbig
. (4.149)
Now we can see that a lossless medium, which requires (4.149) to vanish, has ξ/epsilon1c=
ξµ=0(or perhaps the unlikely condition that dissipative and active effects within the
electric and magnetic terms exactly cancel). To have ξµ=0we need Band Hto be in
phase, hence we need ˜µ(r,ω)to be real. To have ξ/epsilon1c=0we need ξ/epsilon1=0(˜/epsilon1(r,ω)real)
and ˜σ(r,ω)=0(or perhaps the unlikely condition that the active and dissipative effects
of the permittivity and conductivity exactly cancel).
A lossy medium requires (4.149) to be positive. This occurs when ξµ<0orξ/epsilon1c<0,
meaning that the imaginary part of the permeability or complex permittivity is negative.The complex permittivity has a negative imaginary part if the imaginary part of ˜/epsilon1is
negative or if the real part of ˜σis positive. Physically, ξ
/epsilon1<0means that ξD<ξEand
thus the phase of the response field Dlags that of the excitation field E. This results
from a delay in the polarization alignment of the atoms, and leads to dissipation of powerwithin the material.
An active medium requires (4.149) to be negative. This occurs when ξ
µ>0orξ/epsilon1c>0,
meaning that the imaginary part of the permeability or complex permittivity is positive.The complex permittivity has a positive imaginary part if the imaginary part of ˜/epsilon1is
positive or if the real part of ˜σis negative.
In summary, a passive isotropic medium is lossless when the permittivity and perme-
ability are real and when the conductivity is zero. A passive isotropic medium is lossywhen one or more of the following holds: the permittivity is complex with negative imag-inary part, the permeability is complex with negative imaginary part, or the conductivityhas a positive real part. Finally, a complex permittivity or permeability with positiveimaginary part or a conductivity with negative real part indicates an active medium.
For anisotropic materials the interpretation of p
inis not as simple. Here we find that
the permittivity or permeability dyadic may be complex, and yet the material may stillbe lossless. To determine the condition for a lossless medium, let us recompute p
inusing
the constitutive relations (4.18)–(4.20). With these we have
E·/bracketleftbigg∂D
∂t+Jc/bracketrightbigg
+H·∂B
∂t=ˇω3/summationdisplay
i,j=1|Ei||Ej|/bracketleftbigg
−|˜/epsilon1ij|sin(ˇωt+ξE
j+ξ/epsilon1
ij)cos(ˇωt+ξE
i)+
+|˜σij|
ˇωcos(ˇωt+ξE
j+ξσ
ij)cos(ˇωt+ξE
i)/bracketrightbigg
+
+ˇω3/summationdisplay
i,j=1|Hi||Hj|/bracketleftBig
−|˜µij|sin(ˇωt+ξH
j+ξµ
ij)cos(ˇωt+ξH
i)/bracketrightBig
.
Using the angle-sum formulas and discarding the time-varying quantities, we may obtain
the time-average input power density:
pin(r)=−ˇω
23/summationdisplay
i,j=1|Ei||Ej|/bracketleftbigg
|˜/epsilon1ij|sin(ξE
j−ξE
i+ξ/epsilon1
ij)−|˜σij|
ˇωcos(ξE
j−ξE
i+ξσ
ij)/bracketrightbigg
−
−ˇω
23/summationdisplay
i,j=1|Hi||Hj||˜µij|sin(ξH
j−ξH
i+ξµ
ij).
The reader can easily verify that the conditions that make this quantity vanish, thus
describing a lossless material, are
|˜/epsilon1ij|=| ˜/epsilon1ji|,ξ/epsilon1
ij=−ξ/epsilon1
ji, (4.150)
|˜σij|=| ˜σji|,ξσ
ij=−ξσ
ji+π, (4.151)
|˜µij|=| ˜µji|,ξµ
ij=−ξµ
ji. (4.152)
Note that this requires ξ/epsilon1
ii=ξµ
ii=ξσ
ii=0.
The condition (4.152) is easily written in dyadic form as
˜¯µ(r,ˇω)†=˜¯µ(r,ˇω) (4.153)
where “ †” stands for the conjugate-transpose operation. The dyadic permeability ˜¯µis
hermitian. The set of conditions (4.150)–(4.151) can also be written quite simply usingthe complex permittivity dyadic (4.24):
˜¯/epsilon1
c(r,ˇω)†=˜¯/epsilon1c(r,ˇω). (4.154)
Thus, an anisotropic material is lossless when the both the dyadic permeability and the
complex dyadic permittivity are hermitian. Since ˇωis arbitrary, these results are exactly
those obtained in §4.5.1. Note that in the special case of an isotropic material the
conditions (4.153) and (4.154) can only hold if ˜/epsilon1and ˜µare real and ˜σis zero, agreeing
with our earlier conclusions.
4.9 The complex Poynting theorem
An equation having a striking resemblance to Poynting’s theorem can be obtained
by direct manipulation of the phasor-domain Maxwell equations. The result, althoughcertainly satisfied by the phasor fields, does notreplace Poynting’s theorem as the power-
balance equation for time-harmonic fields. We shall be careful to contrast the interpre-tation of the phasor expression with the actual time-harmonic Poynting theorem.
We begin by dotting both sides of the phasor-domain Faraday’s law with ˇH
∗to obtain
ˇH∗·(∇× ˇE)=− jˇωˇH∗·ˇB.
Taking the complex conjugate of the phasor-domain Ampere’s law and dotting with ˇE,
we have
ˇE·(∇× ˇH∗)=ˇE·ˇJ∗−jˇωˇE·ˇD∗.
We subtract these expressions and use (B.44) to write
−ˇE·ˇJ∗=∇· (ˇEסH∗)−jˇω[ˇE·ˇD∗−ˇB·ˇH∗].
Finally, integrating over the volume region Vand dividing by two, we have
−1
2/integraldisplay
VˇE·ˇJ∗dV=1
2/contintegraldisplay
S(ˇEסH∗)·dS−2jˇω/integraldisplay
V/bracketleftbigg1
4ˇE·ˇD∗−1
4ˇB·ˇH∗/bracketrightbigg
dV.(4.155)
This is known as the complex Poynting theorem , and is an expression that must be obeyed
by the phasor fields.
As a power balance theorem, the complex Poynting theorem has meaning only for
dispersionless materials. If we let J=Ji+Jcand assume no dispersion, (4.155) becomes
−1
2/integraldisplay
VˇE·ˇJi∗dV=1
2/integraldisplay
VˇE·ˇJc∗dV+1
2/contintegraldisplay
S(ˇEסH∗)·dS−
−2jω/integraldisplay
V[/angbracketleftwe/angbracketright−/angbracketleftwm/angbracketright]dV (4.156)
where /angbracketleftwe/angbracketrightand/angbracketleftwm/angbracketrightare the time-average stored electric and magnetic energy densities
as described in (4.62)–(4.63). Selection of the real part now gives
−1
2/integraldisplay
VRe/braceleftbigˇE·ˇJi∗/bracerightbig
dV=1
2/integraldisplay
VˇE·ˇJc∗dV+1
2/contintegraldisplay
SRe/braceleftbigˇEסH∗/bracerightbig
·dS, (4.157)
which is identical to (4.147). Thus the real part of the complex Poynting theorem gives
the balance of time-average power for a dispersionless material.
Selection of the imaginary part of (4.156) gives the balance of imaginary, or reactive
power:
−1
2/integraldisplay
VIm/braceleftbigˇE·ˇJi∗/bracerightbig
dV=1
2/contintegraldisplay
SIm/braceleftbigˇEסH∗/bracerightbig
·dS−2ˇω/integraldisplay
V[/angbracketleftwe/angbracketright−/angbracketleftwm/angbracketright]dV. (4.158)
In general, the reactive power balance does not have a simple physical interpretation (it
isnotthe balance of the oscillating terms in (4.139)). However, an interesting concept
can be gleaned from it. If the source current and electric field are in phase, and there isno reactive power leaving S, then the time-average stored electric energy is equal to the
time-average stored magnetic energy:
/integraldisplay
V/angbracketleftwe/angbracketrightdV=/integraldisplay
V/angbracketleftwm/angbracketrightdV.
This is the condition for “resonance.” An example is a series RLC circuit with the source
current and voltage in phase. Here the stored energy in the capacitor is equal to thestored energy in the inductor and the input impedance (ratio of voltage to current) isreal. Such a resonance occurs at only one value of frequency. In more complicatedelectromagnetic systems resonance may occur at many discrete eigenfrequencies.
4.9.1 Boundary condition for the time-average Poynting vector
In§2.9.5 we developed a boundary condition for the normal component of the time-
domain Poynting vector. For time-harmonic fields we can derive a similar boundarycondition using the time-average Poynting vector. Consider a surface Sacross which
the electromagnetic sources and constitutive parameters are discontinuous, as shown inFigure2.6.Let ˆn
12be the unit normal to the surface pointing into region 1 from region
2. If we apply the large-scale form of the complex Poynting theorem (4.155) to the twoseparat esurface sshowninFigure2.6,weobtain
1
2/integraldisplay
V/bracketleftbigg
ˇE·ˇJ∗−2jˇω/parenleftbigg1
4ˇE·ˇD∗−1
4ˇB·ˇH∗/parenrightbigg/bracketrightbigg
dV+1
2/contintegraldisplay
SSc·ˆndS
=1
2/integraldisplay
S10ˆn12·(Sc
1−Sc
2)dS (4.159)
where Sc=ˇEסH∗is the complex Poynting vector. If, on the other hand, we apply the
large-scale form of Poynting’s theorem to the entire volume region including the surfaceof discontinuity, and include the surface current contribution, we have
1
2/integraldisplay
V/bracketleftbigg
ˇE·ˇJ∗−2jˇω/integraldisplay
V/parenleftbigg1
4ˇE·ˇD∗−1
4ˇB·ˇH∗/parenrightbigg/bracketrightbigg
dV+1
2/contintegraldisplay
SSc·ˆndS
=−1
2/integraldisplay
S10ˇJ∗
s·ˇEdS. (4.160)
If we wish to have the integrals over Vand Sin (4.159) and (4.160) produce identical
results, then we must postulate the two conditions
ˆn12×(ˇE1−ˇE2)=0
and
ˆn12·(Sc
1−Sc
2)=− ˇJ∗
s·ˇE. (4.161)
The first condition is merely the continuity of tangential electric field; it allows us to be
nonspecific as to which value of Ewe use in the second condition. If we take the real
part of the second condition we have
ˆn12·(Sav,1−Sav,2)=pJs, (4.162)
where Sav=1
2Re{ˇEסH∗}is the time-average Poynting power flow density and pJs=
−1
2Re{ˇJ∗
s·ˇE}is the time-average density of power delivered by the surface sources. This
is the desired boundary condition on the time-average power flow density.
4.10 Fundamental theorems for time-harmonic fields
4.10.1 Uniqueness
If we think of a sinusoidal electromagnetic field as the steady-state culmination of a
transient event that has an identifiable starting time, then the conditions for uniquenessestablished in §2.2.1 are applicable. However, a true time-harmonic wave, which has
existed since t=− ∞ and thus has infinite energy, must be interpreted differently.
Our approach is similar to that of §2.2.1. Consider a simply-connected region of
space Vbounded by surface S, where both Vand Scontain only ordinary points. The
phasor-domain fields within Vare associated with a phasor current distribution ˇJ, which
may be internal to V(entirely or in part). We seek conditions under which the phasor
electromagnetic fields are uniquely determined. Let the field set (ˇE1,ˇD1,ˇB1,ˇH1)satisfy
Maxwell’s equations (4.128) and (4.129) associated with the current ˇJ(along with an
appropriate set of constitutive relations), and let (ˇE2,ˇD2,ˇB2,ˇH2)be a second solution.
To determine the conditions for uniqueness of the fields, we look for a situation thatresults in ˇE
1=ˇE2,ˇH1=ˇH2, and so on. The electromagnetic fields must obey
∇× ˇH1=jˇωˇD1+ˇJ,
∇× ˇE1=− jˇωˇB1,
∇× ˇH2=jˇωˇD2+ˇJ,
∇× ˇE2=− jˇωˇB2.
Subtracting these and defining the difference fields ˇE0=ˇE1−ˇE2,ˇH0=ˇH1−ˇH2, and so
on, we find that
∇× ˇH0=jˇωˇD0, (4.163)
∇× ˇE0=− jˇωˇB0. (4.164)
Establishing the conditions under which the difference fields vanish throughout V,w e
shall determine the conditions for uniqueness.
Dotting (4.164) by ˇH∗
0and dotting the complex conjugate of (4.163) by ˇE0,w eh a v e
ˇH∗
0·/parenleftbig
∇× ˇE0/parenrightbig
=− jˇωˇB0·ˇH∗
0,
ˇE0·/parenleftbig
∇× ˇH∗
0/parenrightbig
=− jˇωˇD∗
0·ˇE0.
Subtraction yields
ˇH∗
0·/parenleftbig
∇× ˇE0/parenrightbig
−ˇE0·/parenleftbig
∇× ˇH∗
0/parenrightbig
=− jˇωˇB0·ˇH∗
0+jˇωˇD∗
0·ˇE0
which, by (B.44), can be written as
∇·/parenleftbigˇE0סH∗
0/parenrightbig
=jˇω/bracketleftbigˇE0·ˇD∗
0−ˇB0·ˇH∗
0/bracketrightbig
.
Adding this expression to its complex conjugate, integrating over V, and using the di-
vergence theorem, we obtain
Re/contintegraldisplay
S/bracketleftbigˇE0סH∗
0/bracketrightbig
·dS=− jˇω
2/integraldisplay
V/bracketleftbig/parenleftbigˇE∗
0·ˇD0−ˇE0·ˇD∗
0/parenrightbig
+/parenleftbigˇH∗
0·ˇB0−ˇH0·ˇB∗
0/parenrightbig/bracketrightbig
dV.
Breaking Sinto two arbitrary portions and using ( ??), we obtain
Re/contintegraldisplay
S1ˇH∗
0·(ˆnסE0)dS−Re/contintegraldisplay
S2ˇE0·(ˆnסH∗
0)dS=
−jˇω
2/integraldisplay
V/bracketleftbig/parenleftbigˇE∗
0·ˇD0−ˇE0·ˇD∗
0/parenrightbig
+/parenleftbigˇH∗
0·ˇB0−ˇH0·ˇB∗
0/parenrightbig/bracketrightbig
dV. (4.165)
Now if ˆn×E0=0orˆn×H0=0over all of S, or some combination of these conditions
holds over all of S, then
/integraldisplay
V/bracketleftbig/parenleftbigˇE∗
0·ˇD0−ˇE0·ˇD∗
0/parenrightbig
+/parenleftbigˇH∗
0·ˇB0−ˇH0·ˇB∗
0/parenrightbig/bracketrightbig
dV=0. (4.166)
This implies a relationship between ˇE0,ˇD0,ˇB0, and ˇH0. Since Vis arbitrary we see that
one possible relationship is simply to have one of each pair (ˇE0,ˇD0)and(ˇH0,ˇB0)equal to
zero. Then, by (4.163) and (4.164), ˇE0=0implies ˇB0=0, and ˇD0=0implies ˇH0=0.
Thus ˇE1=ˇE2, etc., and the solution is unique throughout V. However, we cannot in
general rule out more complicated relationships. The number of possibilities depends onthe additional constraints on the relationship between ˇE
0,ˇD0,ˇB0, and ˇH0that we must
supply to describe the material supporting the field — i.e., the constitutive relationships.For a simple medium described by ˜µ(ω)and ˜/epsilon1
c(ω), equation (4.166) becomes
/integraldisplay
V/parenleftbig
|ˇE0|2[˜/epsilon1c(ˇω)−˜/epsilon1c∗(ˇω)]+|ˇH0|2[˜µ(ˇω)−˜µ∗(ˇω)]/parenrightbig
dV=0
or
/integraldisplay
V/bracketleftbig
|ˇE0|2˜/epsilon1c/prime/prime(ˇω)+|ˇH0|2˜µ/prime/prime(ˇω)/bracketrightbig
dV=0.
For a lossy medium, ˜/epsilon1c/prime/prime<0and ˜µ/prime/prime<0as shown in §4.5.1. So both terms in the
integral must be negative. For the integral to be zero each term must vanish, requiring
ˇE0=ˇH0=0, and uniqueness is guaranteed.
When establishing more complicated constitutive relations we must be careful to ensure
that they lead to a unique solution, and that the condition for uniqueness is understood.In the case above, the assumption ˆnסE
0/vextendsingle/vextendsingle
S=0implies that the tangential components of
ˇE1and ˇE2are identical over S— that is, we must give specific values of these quantities
onSto ensure uniqueness. A similar statement holds for the condition ˆnסH0/vextendsingle/vextendsingle
S=0.
In summary, the conditions for the fields within a region Vcontaining lossy isotropic
materials to be unique are as follows:
1. the sources within Vmust be specified;
2. the tangential component of the electric field must be specified over all or part of
the bounding surface S;
3. the tangential component of the magnetic field must be specified over the remainder
ofS.
We may question the requirement of a lossy medium to demonstrate uniqueness of the
phasor fields. Does this mean that within a vacuum the specification of tangential fieldsis insufficient? Experience shows that the fields in such a region are indeed properlydescribed by the surface fields, and it is just a case of the mathematical model being
slightly out of sync with the physics. As long as we recognize that the sinusoidal steadystate requires an initial transient period, we know that specification of the tangentialfields is sufficient. We must be careful, however, to understand the restrictions of themathematical model. Any attempt to describe the fields within a lossless cavity, forinstance, is fraught with difficulty if true time-harmonic fields are used to model theactual physical fields. A helpful mathematical strategy is to think of free space as thelimit of a lossy medium as the loss recedes to zero. Of course this does not representthe physical state of “empty” space. Although even interstellar space may have a fewparticles for every cubic meter to interact with the electromagnetic field, the density ofthese particles invalidates our initial macroscopic assumptions.
Another important concern is whether we can extend the uniqueness argument to all
of space. If we let Srecede to infinity, must we continue to specify the fields over S,o r
is it sufficient to merely specify the sources within S? Since the boundary fields provide
information to the internal region about sources that exist outside S, it is sensible to
assume that as S→∞ there are no sources external to Sand thus no need for the
boundary fields. This is indeed the case. If all sources are localized, the fields theyproduce behave in just the right manner for the surface integral in (4.165) to vanish, andthus uniqueness is again guaranteed. Later we will find that the electric and magneticfields produced by a localized source at great distance have the form of a spherical wave:
ˇE∼ˇH∼e
−jkr
r.
If space is taken to be slightly lossy, then kis complex with negative imaginary part, and
thus the fields decrease exponentially with distance from the source. As we argued above,it may not be physically meaningful to assume that space is lossy. Sommerfeld postulatedthat even for lossless space the surface integral in (4.165) vanishes as S→∞. This has
been verified experimentally, and provides the following restrictions on the free-spacefields known as the Sommerfeld radiation condition :
lim
r→∞r/bracketleftbig
η0ˆrסH(r)+ˇE(r)/bracketrightbig
=0, (4.167)
lim
r→∞r/bracketleftbigˆrסE(r)−η0ˇH(r)/bracketrightbig
=0, (4.168)
where η0=(µ0//epsilon10)1/2. Later we shall see how these expressions arise from the integral
solutions to Maxwell’s equations.
4.10.2 Reciprocity revisited
In§2.9.3 we discussed the basic concept of reciprocity, but were unable to examine
its real potential since we had not yet developed the theory of time-harmonic fields. Inthis section we shall apply the reciprocity concept to time-harmonic sources and fields,and investigate the properties a material must display to be reciprocal.
The general form of the reciprocity theorem. As in §2.9.3, we consider a closed
surface Senclosing a volume V. Sources of an electromagnetic field are located either
inside or outside S. Material media may lie within S, and their properties are described
in terms of the constitutive relations. To obtain the time-harmonic (phasor) form of thereciprocity theorem we proceed as in §2.9.3 but begin with the phasor forms of Maxwell’s
equations. We find
∇·(ˇE
aסHb−ˇEbסHa)=jˇω[ˇHa·ˇBb−ˇHb·ˇBa]−jˇω[ˇEa·ˇDb−ˇEb·ˇDa]+
+[ˇEb·ˇJa−ˇEa·ˇJb−ˇHb·ˇJma+ˇHa·ˇJmb], (4.169)
where (ˇEa,ˇDa,ˇBa,ˇHa)are the fields produced by the phasor sources (ˇJa,ˇJma)and(ˇEb,ˇDb,ˇBb,ˇHb)
are the fields produced by an independent set of sources (ˇJb,ˇJmb).
As in §2.9.3, we are interested in the case in which the first two terms on the right-
hand side of (4.169) are zero. To see the conditions under which this might occur, wesubstitute the constitutive equations for a bianisotropic medium
ˇD=˜¯ξ·ˇH+˜¯/epsilon1·ˇE,
ˇB=˜¯µ·ˇH+˜¯ζ·ˇE,
into (4.169), where each of the constitutive parameters is evaluated at ˇω. Setting the
two terms to zero gives
jˇω/bracketleftBig
ˇH
a·/parenleftBig
˜¯µ·ˇHb+˜¯ζ·ˇEb/parenrightBig
−ˇHb·/parenleftBig
˜¯µ·ˇHa+˜¯ζ·ˇEa/parenrightBig/bracketrightBig
−
−jˇω/bracketleftBig
ˇEa·/parenleftBigˇ¯ξ·ˇHb+˜¯/epsilon1·ˇEb/parenrightBig
−ˇEb·/parenleftBig˜¯ξ·ˇHa+˜¯/epsilon1·ˇEa/parenrightBig/bracketrightBig
=0,
which holds if
ˇHa·˜¯µ·ˇHb−ˇHb·˜¯µ·ˇHa=0,
ˇHa·˜¯ζ·ˇEb+ˇEb·˜¯ξ·ˇHa=0,
ˇEa·˜¯ξ·ˇHb+ˇHb·˜¯ζ·ˇEa=0,
ˇEa·˜¯/epsilon1·ˇEb−ˇEb·˜¯/epsilon1·ˇEa=0.
These in turn hold if
˜¯/epsilon1=˜¯/epsilon1T, ˜¯µ=˜¯µT,˜¯ξ=−˜¯ζT,˜¯ζ=−˜¯ξT. (4.170)
These are the conditions for a reciprocal medium . For example, an anisotropic dielectric
is a reciprocal medium if its permittivity dyadic is symmetric. An isotropic mediumdescribed by scalar quantities µand/epsilon1is certainly reciprocal. In contrast, lossless Gy-
rotropic media are nonreciprocal since the constitutive parameters obey ˜¯/epsilon1=˜¯/epsilon1
†or˜¯µ=˜¯µ†
rather than ˜¯/epsilon1=˜¯/epsilon1Tor˜¯µ=˜¯µT.
For a reciprocal medium (4.169) reduces to
∇·(ˇEaסHb−ˇEbסHa)=/bracketleftbigˇEb·ˇJa−ˇEa·ˇJb−ˇHb·ˇJma+ˇHa·ˇJmb/bracketrightbig
. (4.171)
At points where the sources are zero, or are conduction currents described entirely by
Ohm’s law ˇJ=σˇE,w eh a v e
∇·(ˇEaסHb−ˇEbסHa)=0, (4.172)
known as Lorentz’s lemma . If we integrate (4.171) over Vand use the divergence theorem
we obtain
/contintegraldisplay
S/bracketleftbigˇEaסHb−ˇEbסHa/bracketrightbig
·dS=/integraldisplay
V/bracketleftbigˇEb·ˇJa−ˇEa·ˇJb−ˇHb·ˇJma+ˇHa·ˇJmb/bracketrightbig
dV.
(4.173)
This is the general form of the Lorentz reciprocity theorem , and is valid when Vcontains
reciprocal media as defined in (4.170).
Note that by an identical set of steps we find that the frequency-domain fields obey
an identical Lorentz lemma and reciprocity theorem.
The condition for reciprocal systems. The quantity
/angbracketleftˇfa,ˇgb/angbracketright=/integraldisplay
V/bracketleftbigˇEa·ˇJb−ˇHa·ˇJmb/bracketrightbig
dV
is called the reaction between the source fields ˇgof set band the mediating fields ˇfof an
independent set a. Note that ˇEa·ˇJbis not quite a power density, since the current lacks
a complex conjugate. Using this reaction concept, first introduced by Rumsey [161], wecan write (4.173) as
/angbracketleftˇf
b,ˇga/angbracketright−/angbracketleft ˇfa,ˇgb/angbracketright=/contintegraldisplay
S/bracketleftbigˇEaסHb−ˇEbסHa/bracketrightbig
·dS. (4.174)
We see that if there are no sources within Sthen
/contintegraldisplay
S/bracketleftbigˇEaסHb−ˇEbסHa/bracketrightbig
·dS=0. (4.175)
Whenever (4.175) holds we say that the “system” within Sisreciprocal . Thus, for
instance, a region of empty space is a reciprocal system.
A system need not be source-free in order for (4.175) to hold. Suppose the relationship
between ˇEand ˇHonSis given by the impedance boundary condition
ˇEt=− Z(ˆnסH), (4.176)
where ˇEtis the component of ˇEtangential to Sso that ˆn×E=ˆn×Et, and the complex
wall impedance Zmay depend on position. By (4.176) we can write
(ˇEaסHb−ˇEbסHa)·ˆn=ˇHb·(ˆnסEa)−ˇHa·(ˆnסEb)
=− ZˇHb·[ˆn×(ˆnסHa)]+ZˇHa·[ˆn×(ˆnסHb)].
Since ˆn×(ˆnסH)=ˆn(ˆn·ˇH)−ˇH, the right-hand side vanishes. Hence (4.175) still holds
even though there are sources within S.
The reaction theorem. When sources lie within the surface S, and the fields on S
obey (4.176), we obtain an important corollary of the Lorentz reciprocity theorem. Wehave from (4.174) the additional result
/angbracketleftˇf
a,ˇgb/angbracketright−/angbracketleft ˇfb,ˇga/angbracketright=0.
Hence a reciprocal system has
/angbracketleftˇfa,ˇgb/angbracketright=/angbracketleft ˇfb,ˇga/angbracketright (4.177)
(which holds even if there are no sources within S, since then the reactions would be
identically zero). This condition for reciprocity is sometimes called the reaction theorem
and has an important physical meaning which we shall explore below in the form ofthe Rayleigh–Carson reciprocity theorem. Note that in obtaining this relation we mustassume that the medium is reciprocal in order to eliminate the terms in (4.169). Thus,in order for a system to be reciprocal, it must involve botha reciprocal medium and a
boundary over which (4.176) holds.
It is important to note that the impedance boundary condition (4.176) is widely appli-
cable. If Z→0, then the boundary condition is that for a PEC: ˆnסE=0.I fZ→∞,a
PMC is described: ˆnסH=0. Suppose Srepresents a sphere of infinite radius. We know
from (4.168) that if the sources and material media within Sare spatially finite, the fields
far removed from these sources are described by the Sommerfeld radiation condition
ˆrסE=η
0ˇH
where ˆris the radial unit vector of spherical coordinates. This condition is of the type
(4.176) since ˆr=ˆnonS, hence the unbounded region that results from Sreceding to
infinity is also reciprocal.
Summary of reciprocity for reciprocal systems. We can summarize reciprocity
as follows. Unbounded space containing sources and materials of finite size is a reciprocal
system if the media are reciprocal; a bounded region of space is a reciprocal system only
if the materials within are reciprocal and the boundary fields obey (4.176), or if the
region is source-free. In each of these cases
/contintegraldisplay
S/bracketleftbigˇEaסHb−ˇEbסHa/bracketrightbig
·dS=0 (4.178)
and
/angbracketleftˇfa,ˇgb/angbracketright−/angbracketleft ˇfb,ˇga/angbracketright=0. (4.179)
Rayleigh–Carson reciprocity theorem. The physical meaning behind reciprocity
can be made clear with a simple example. Consider two electric Hertzian dipoles, eachoscillating with frequency ˇωand located within an empty box consisting of PEC walls.
These dipoles can be described in terms of volume current density as
ˇJ
a(r)=ˇIaδ(r−r/prime
a),
ˇJb(r)=ˇIbδ(r−r/prime
b).
Since the fields on the surface obey (4.176) (specifically, ˆnסE=0), and since the medium
within the box is empty space (a reciprocal medium), the fields produced by the sourcesmust obey (4.179). We have
/integraldisplay
VˇEb(r)·/bracketleftbigˇIaδ(r−r/prime
a)/bracketrightbig
dV=/integraldisplay
VˇEa(r)·/bracketleftbigˇIbδ(r−r/prime
b)/bracketrightbig
dV,
hence
ˇIa·ˇEb(r/prime
a)=ˇIb·ˇEa(r/prime
b). (4.180)
This is the Rayleigh–Carson reciprocity theorem . It also holds for two Hertzian dipoles
located in unbounded free space, because in that case the Sommerfeld radiation conditionsatisfies (4.176).
As an important application of this principle, consider a closed PEC body located in
free space. Reciprocity holds in the region external to the body since we have ˆnסE=0
at the boundary of the perfect conductor and the Sommerfeld radiation condition on theboundary at infinity. Now let us place dipole asomewhere external to the body, and
dipole badjacent and tangential to the perfectly conducting body. We regard dipole a
as the source of an electromagnetic field and dipole bas “sampling” that field. Since the
tangential electric field is zero at the surface of the conductor, the reaction between thetwo dipoles is zero. Now let us switch the roles of the dipoles so that bis regarded as
the source and ais regarded as the sampler. By reciprocity the reaction is again zero
and thus there is no field produced by bat the position of a. Now the position and
orientation of aare arbitrary, so we conclude that an impressed electric source current
placed tangentially to a perfectly conducting body produces no field external to the body.This result is used in Chapter 6 to develop a field equivalence principle useful in the studyof antennas and scattering.
4.10.3 Duality
A duality principle analogous to that found for time-domain fields in §2.9.2 may be
established for frequency-domain and time-harmonic fields. Consider a closed surface S
enclosing a region of space that includes a frequency-domain electric source current ˜J
and a frequency-domain magnetic source current ˜Jm. The fields ( ˜E1,˜D1,˜B1,˜H1) within
the region (which may also contain arbitrary media) are described by
∇× ˜E1=− ˜Jm−jω˜B1, (4.181)
∇× ˜H1=˜J+jω˜D1, (4.182)
∇·˜D1=˜ρ, (4.183)
∇·˜B1=˜ρm. (4.184)
Suppose we have been given a mathematical description of the sources (˜J,˜Jm)and have
solved for the field vectors (˜E1,˜D1,˜B1,˜H1). Of course, we must also have been supplied
with a set of boundary values and constitutive relations in order to make the solutionunique. We note that if we replace the formula for ˜Jwith the formula for ˜J
min (4.182)
(and ˜ρwith ˜ρmin (4.183)) and also replace ˜Jmwith−˜Jin (4.181) (and ˜ρmwith−˜ρin
(4.184)) we get a new problem. However, the symmetry of the equations allows us to
specify the solution immediately. The new set of curl equations requires
∇× ˜E2=˜J−jω˜B2, (4.185)
∇× ˜H2=˜Jm+jω˜D2. (4.186)
If we can resolve the question of how the constitutive parameters must be altered to
reflect these replacements, then we can conclude by comparing (4.185) with (4.182) and(4.186) with (4.181) that
˜E
2=˜H1, ˜B2=− ˜D1, ˜D2=˜B1, ˜H2=− ˜E1.
The discussion regarding units in §2.9.2 carries over to the present case. Multiplying
Ampere’s law by η0=(µ0//epsilon10)1/2, we have
∇× ˜E=− ˜Jm−jω˜B, ∇×(η0˜H)=(η0˜J)+jω(η 0˜D).
Thus if the original problem has solution (˜E1,η0˜D1,˜B1,η0˜H1), then the dual problem
with ˜Jreplaced by ˜Jm/η0and ˜Jmreplaced by −η0˜Jhas solution
˜E2=η0˜H1, (4.187)
˜B2=−η0˜D1, (4.188)
η0˜D2=˜B1, (4.189)
η0˜H2=− ˜E1. (4.190)
As with duality in the time domain, the constitutive parameters for the dual problem
must be altered from those of the original problem. For linear anisotropic media we havefrom (4.13) and (4.14) the constitutive relationships
˜D
1=˜¯/epsilon11·˜E1, (4.191)
˜B1=˜¯µ1·˜H1, (4.192)
for the original problem, and
˜D2=˜¯/epsilon12·˜E2, (4.193)
˜B2=˜¯µ2·˜H2, (4.194)
for the dual problem. Substitution of (4.187)–(4.190) into (4.191) and (4.192) gives
˜D2=/parenleftbigg˜¯µ1
η2
0/parenrightbigg
·˜E2, (4.195)
˜B2=/parenleftbig
η2
0˜¯/epsilon11/parenrightbig
·˜H2. (4.196)
Comparing (4.195) with (4.193) and (4.196) with (4.194), we conclude that
˜¯µ2=η2
0˜¯/epsilon11, ˜¯/epsilon12=˜¯µ1/η2
0. (4.197)
For a linear, isotropic medium specified by ˜/epsilon1and ˜µ, the dual problem is obtained by
replacing ˜/epsilon1rwith ˜µrand ˜µrwith ˜/epsilon1r. The solution to the dual problem is then
˜E2=η0˜H1,η 0˜H2=− ˜E1,
as before. The medium in the dual problem must have electric properties numerically
equal to the magnetic properties of the medium in the original problem, and magneticproperties numerically equal to the electric properties of the medium in the originalproblem. Alternatively we may divide Ampere’s law by η=(˜µ/˜/epsilon1)
1/2instead of η0. Then
the dual problem has ˜Jreplaced by ˜Jm/η, and ˜Jmreplaced by −η˜J, and the solution is
˜E2=η˜H1,η ˜H2=− ˜E1. (4.198)
There is no need to swap ˜/epsilon1rand ˜µrsince information about these parameters is incor-
porated into the replacement sources.
We may also apply duality to a problem where we have separated the impressed and
secondary sources. In a homogeneous, isotropic, conducting medium we may let ˜J=
˜Ji+˜σ˜E. With this the curl equations become
∇×η˜H=η˜Ji+jωη˜/epsilon1c˜E,
∇× ˜E=− ˜Jm−jω˜µ˜H.
The solution to the dual problem is again given by (4.198), except that now η=(˜µ/˜/epsilon1c)1/2.
As we did near the end of §2.9.2, we can consider duality in a source-free region. We
letSenclose a source-free region of space and, for simplicity, assume that the medium
within Sis linear, isotropic, and homogeneous. The fields within Sare described by
∇× ˜E1=− jω˜µ˜H1,
∇×η˜H1=jω˜/epsilon1η˜E1,
∇·˜/epsilon1˜E1=0,
∇·˜µ˜H1=0.
The symmetry of the equations is such that the mathematical form of the solution for ˜E
is the same as that for η˜H. Since the fields
˜E2=η˜H1, ˜H2=− ˜E1/η,
also satisfy Maxwell’s equations, the dual problem merely involves replacing ˜Ebyη˜H
and ˜Hby−˜E/η.
4.11 The wavenature of the time-harmonic EM field
Time-harmonic electromagnetic waves have been studied in great detail. Narrowband
waves are widely used for signal transmission, heating, power transfer, and radar. Theyshare many of the properties of more general transient waves, and the discussions of§2.10.1 are applicable. Here we shall investigate some of the unique properties of time-
harmonic waves and introduce such fundamental quantities as wavelength, phase andgroup velocity, and polarization.
4.11.1 The frequency-domain waveequation
We begin by deriving the frequency-domain wave equation for dispersive bianisotropic
materials. A solution to this equation may be viewed as the transform of a general
time-dependent field. If one specific frequency is considered the time-harmonic solutionis produced.
In§2.10.2 we derived the time-domain wave equation for bianisotropic materials.
There it was necessary to consider only time-independent constitutive parameters. Wecan overcome this requirement, and thus deal with dispersive materials, by using a Fouriertransform approach. We solve a frequency-domain wave equation that includes the fre-quency dependence of the constitutive parameters, and then use an inverse transform toreturn to the time domain.
The derivation of the equation parallels that of §2.10.2. We substitute the frequency-
domain constitutive relationships
˜D=˜¯/epsilon1·˜E+˜¯ξ·˜H,
˜B=˜¯ζ·˜E+˜¯µ·˜H,
into Maxwell’s curl equations (4.7) and (4.8) to get the coupled differential equations
∇× ˜E=− jω[˜¯ζ·˜E+˜¯µ·˜H]−˜J
m,
∇× ˜H=jω[˜¯/epsilon1·˜E+˜¯ξ·˜H]+˜J,
for˜Eand ˜H. Here we have included magnetic sources ˜Jmin Faraday’s law. Using the
dyadic operator ¯∇defined in (2.308) we can write these equations as
/parenleftBig
¯∇+ jω˜¯ζ/parenrightBig
·˜E=− jω˜¯µ·˜H−˜Jm, (4.199)
/parenleftBig
¯∇− jω˜¯ξ/parenrightBig
·˜H=jω˜¯/epsilon1·˜E+˜J. (4.200)
We can obtain separate equations for ˜Eand ˜Hby defining the inverse dyadics
˜¯/epsilon1·˜¯/epsilon1−1=¯I, ˜¯µ·˜¯µ−1=¯I.
Using ˜¯µ−1we can write (4.199) as
−jω˜H=˜¯µ−1·/parenleftBig
¯∇+ jω˜¯ζ/parenrightBig
·˜E+˜¯µ−1·˜Jm.
Substituting this into (4.200) we get
/bracketleftBig/parenleftBig
¯∇− jω˜¯ξ/parenrightBig
·˜¯µ−1·/parenleftBig
¯∇+ jω˜¯ζ/parenrightBig
−ω2˜¯/epsilon1/bracketrightBig
·˜E=−/parenleftBig
¯∇− jω˜¯ξ/parenrightBig
·˜¯µ−1·˜Jm−jω˜J.(4.201)
This is the general frequency-domain wave equation for ˜E. Using ˜¯/epsilon1−1we can write (4.200)
as
jω˜E=˜¯/epsilon1−1·/parenleftBig
¯∇− jω˜¯ξ/parenrightBig
·˜H−˜¯/epsilon1−1·˜J.
Substituting this into (4.199) we get
/bracketleftBig/parenleftBig
¯∇+ jω˜¯ζ/parenrightBig
·˜¯/epsilon1−1·/parenleftBig
¯∇− jω˜¯ξ/parenrightBig
−ω2˜¯µ/bracketrightBig
·˜H=/parenleftBig
¯∇+ jω˜¯ζ/parenrightBig
·˜¯/epsilon1−1·˜J−jω˜Jm.(4.202)
This is the general frequency-domain waveequation for ˜H.
Wave equation for a homogeneous, lossy, isotropic medium. We may specialize
(4.201) and (4.202) to the case of a homogeneous, lossy, isotropic medium by setting
˜¯ζ=˜¯ξ=0,˜¯µ=˜µ¯I,˜¯/epsilon1=˜/epsilon1¯I, and ˜J=˜Ji+˜Jc:
∇×(∇× ˜E)−ω2˜µ˜/epsilon1˜E=− ∇× ˜Jm−jω˜µ(˜Ji+˜Jc), (4.203)
∇×(∇× ˜H)−ω2˜µ˜/epsilon1˜H=∇× (˜Ji+˜Jc)−jω˜/epsilon1˜Jm. (4.204)
Using (B.47) and using Ohm’s law ˜Jc=˜σ˜Eto describe the secondary current, we get
from (4.203)
∇(∇·˜E)−∇2˜E−ω2˜µ˜/epsilon1˜E=− ∇× ˜Jm−jω˜µ˜Ji−jω˜µ˜σ˜E
which, using ∇·˜E=˜ρ/˜/epsilon1, can be simplified to
(∇2+k2)˜E=∇× ˜Jm+jω˜µ˜Ji+1
˜/epsilon1∇˜ρ. (4.205)
This is the vector Helmholtz equation for˜E. Here kis the complex wavenumber defined
through
k2=ω2˜µ˜/epsilon1−jω˜µ˜σ=ω2˜µ/bracketleftbigg
˜/epsilon1+˜σ
jω/bracketrightbigg
=ω2˜µ˜/epsilon1c(4.206)
where ˜/epsilon1cis the complex permittivity (4.26).
By (4.204) we have
∇(∇·˜H)−∇2˜H−ω2˜µ˜/epsilon1˜H=∇× ˜Ji+∇× ˜Jc−jω˜/epsilon1˜Jm.
Using
∇× ˜Jc=∇× (˜σ˜E)=˜σ∇× ˜E=˜σ(−jω˜B−˜Jm)
and∇·˜H=˜ρm/˜µwe then get
(∇2+k2)˜H=− ∇× ˜Ji+jω˜/epsilon1c˜Jm+1
˜µ∇˜ρm, (4.207)
which is the vector Helmholtz equation for ˜H.
4.11.2 Field relationships and the waveequation for two-dimensional
fields
Many important canonical problems are two-dimensional in nature, with the sources
and fields invariant along one direction. Two-dimensional fields have a simple structure
compared to three-dimensional fields, and this structure often allows a decomposition
into even simpler field structures.
Consider a homogeneous region of space characterized by the permittivity ˜/epsilon1, perme-
ability ˜µ, and conductivity ˜σ. We assume that all sources and fields are z-invariant, and
wish to find the relationship between the various components of the frequency-domainfields in a source-free region. It is useful to define the transverse vector component of anarbitrary vector Aas the component of Aperpendicular to the axis of invariance:
A
t=A−ˆz(ˆz·A).
For the position vector r, this component is the transverse position vector rt=ρ.Fo r
instance we have
ρ=ˆxx+ˆyy, ρ=ˆρρ,
in the rectangular and cylindrical coordinate systems, respectively.
Because the region is source-free, the fields ˜Eand ˜Hobey the homogeneous Helmholtz
equations
(∇2+k2)/braceleftbigg˜E
˜H/bracerightbigg
=0.
Writing the fields in terms of rectangular components, we find that each component
must obey a homogeneous scalar Helmholtz equation. In particular, we have for theaxial components ˜E
zand ˜Hz,
(∇2+k2)/braceleftbigg˜Ez
˜Hz/bracerightbigg
=0.
But since the fields are independent of zwe may also write
(∇2
t+k2)/braceleftbigg˜Ez
˜Hz/bracerightbigg
=0 (4.208)
where ∇2
tis the transverse Laplacian operator
∇2
t=∇2−ˆz∂2
∂z2. (4.209)
In rectangular coordinates we have
∇2
t=∂2
∂x2+∂2
∂y2,
while in circular cylindrical coordinates
∇2
t=∂2
∂ρ2+1
ρ∂
∂ρ+1
ρ2∂2
∂φ2. (4.210)
With our condition on z-independence we can relate the transverse fields ˜Etand ˜Htto
˜Ezand ˜Hz. By Faraday’s law we have
∇× ˜E(ρ,ω)=− jω˜µ˜H(ρ,ω)
and thus
˜Ht=−1
jω˜µ/bracketleftbig
∇× ˜E/bracketrightbig
t.
The transverse portion of the curl is merely
/bracketleftbig
∇× ˜E/bracketrightbig
t=ˆx/bracketleftbigg∂˜Ez
∂y−∂˜Ey
∂z/bracketrightbigg
+ˆy/bracketleftbigg∂˜Ex
∂z−∂˜Ez
∂x/bracketrightbigg
=− ˆz×/bracketleftbigg
ˆx∂˜Ez
∂x+ˆy∂˜Ez
∂y/bracketrightbigg
since the derivatives with respect to zvanish. The term in brackets is the transverse
gradient of ˜Ez, where the transverse gradient operator is
∇t=∇− ˆz∂
∂z.
In circular cylindrical coordinates this operator becomes
∇t=ˆρ∂
∂ρ+ˆφ1
ρ∂
∂φ. (4.211)
Thus we have
˜Ht(ρ,ω)=1
jω˜µˆz×∇ t˜Ez(ρ,ω) .
Similarly, the source-free Ampere’s law yields
˜Et(ρ,ω)=−1
jω˜/epsilon1cˆz×∇ t˜Hz(ρ,ω) .
These results suggest that we can solve a two-dimensional problem by superposition.
We first consider the case where ˜Ez/negationslash=0and ˜Hz=0, called electric polarization . This
case is also called TMortransverse magnetic polarization because the magnetic field is
transverse to the z-direction ( TM z). We have
(∇2
t+k2)˜Ez=0, ˜Ht(ρ,ω)=1
jω˜µˆz×∇ t˜Ez(ρ,ω) . (4.212)
Once we have solved the Helmholtz equation for ˜Ez, the remaining field components
follow by simple differentiation. We next consider the case where ˜Hz/negationslash=0and ˜Ez=0.
This is the case of magnetic polarization , also called TEortransverse electric polarization
(TE z). In this case
(∇2
t+k2)˜Hz=0, ˜Et(ρ,ω)=−1
jω˜/epsilon1cˆz×∇ t˜Hz(ρ,ω) . (4.213)
A problem involving both ˜Ezand ˜Hzis solved by adding the results for the individual
TE zand TM zcases.
Note that we can obtain the expression for the TE fields from the expression for the
TM fields, and vice versa, using duality. For instance, knowing that the TM fields obey(4.212) we may replace ˜H
twith ˜Et/ηand ˜Ezwith−η˜Hzto obtain
˜Et(ρ,ω)
η=1
jω˜µˆz×∇ t[−η˜Hz(ρ,ω)],
which reproduces (4.213).
4.11.3 Plane waves in a homogeneous, isotropic, lossy material
The plane-wave field. In later sections we will solve the frequency-domain wave
equation with an arbitrary source distribution. At this point we are more interested inthe general behavior of EM waves in the frequency domain, so we seek simple solutions
to the homogeneous equation
(∇
2+k2)˜E(r,ω)=0 (4.214)
that governs the fields in source-free regions of space. Here
[k(ω)]2=ω2˜µ(ω) ˜/epsilon1c(ω).
Many properties of plane waves are best understood by considering the behavior of a
monochromatic field oscillating at a single frequency ˇω. In these cases we merely make
the replacements
ω→ˇω, ˜E(r,ω)→ˇE(r),
and apply the rules developed in §4.7 for the manipulation of phasor fields.
For our first solutions we choose those that demonstrate rectangular symmetry. Plane
waves have planar spatial phase loci. That is, the spatial surfaces over which the phase
of the complex frequency-domain field is constant are planes. Solutions of this type maybe obtained using separation of variables in rectangular coordinates. Writing
˜E(r,ω)=ˆx˜E
x(r,ω)+ˆy˜Ey(r,ω)+ˆz˜Ez(r,ω)
we find that (4.214) reduces to three scalar equations of the form
(∇2+k2)˜ψ(r,ω)=0
where ˜ψis representative of ˜Ex,˜Ey, and ˜Ez. This is called the homogeneous scalar
Helmholtz equation. Product solutions to this equation are considered in §A.4. In
rectangular coordinates
˜ψ(r,ω)=X(x,ω)Y(y,ω)Z(z,ω)
where X,Y, and Zare chosen from the list (A.102). Since the exponentials describe
propagating wavefunctions, we choose
˜ψ(r,ω)=A(ω)e±jkx(ω)xe±jky(ω)ye±jkz(ω)z
where Ais the amplitude spectrum of the plane wave and k2
x+k2
y+k2
z=k2. Using this
solution to represent each component of ˜E, we have a propagating- wavesolution to the
homogeneous vector Helmholtz equation:
˜E(r,ω)=˜E0(ω)e±jkx(ω)xe±jky(ω)ye±jkz(ω)z, (4.215)
where E0(ω)is the vector amplitude spectrum. If we define the wave vector
k(ω)=ˆxkx(ω)+ˆyky(ω)+ˆzkz(ω),
then we can write (4.215) as
˜E(r,ω)=˜E0(ω)e−jk(ω)·r. (4.216)
Note that we choose the negative sign in the exponential function and allow the vector
components of kto be either positive or negative as required by the physical nature of
a specific problem. Also note that the magnitude of the wave vector is the wavenumber:|k|=k.
We may always write the wave v ector as a sum of real and imaginary vector components
k=k
/prime+jk/prime/prime(4.217)
which must obey
k·k=k2=k/prime2−k/prime/prime2+2jk/prime·k/prime/prime. (4.218)
When the real and imaginary components are collinear, (4.216) describes a uniform plane
wave with
k=ˆk(k/prime+jk/prime/prime).
When k/primeand k/prime/primehave different directions, (4.216) describes a nonuniform plane wave .
Weshallfindin §4.13that anyfrequency-domai nelectromagneti cfieldinfreespace
may b ereprese ntedasacontinuoussuperpositionofelementalplane-wavecomponentsof
the type(4.216) ,butthatbothunifor mandnonunifor mtermsarerequired.
The TEM nature of a uniform plane wave. Given the plane-wave solution to
the wave equation for the electric field, it is straightforward to find the magnetic field.Substitution of (4.216) into Faraday’s law gives
∇×/bracketleftbig˜E
0(ω)e−jk(ω)·r/bracketrightbig
=− jω˜B(r,ω) .
Computation of the curl is straightforward and easily done in rectangular coordinates.
This and similar derivatives often appear when manipulating plane-wave solutions; seethe tabulation in Appendix B, By (B.78) we have
˜H=kטE
ω˜µ. (4.219)
Taking the cross product of this expression with k, we also have
kטH=k×(kטE)
ω˜µ=k(k·˜E)−˜E(k·k)
ω˜µ. (4.220)
We can show that k·˜E=0by examining Gauss’ law and employing (B.77):
∇·˜E=− jk·˜Ee−jk·r=˜ρ
˜/epsilon1=0. (4.221)
Using this and k·k=k2=ω2˜µ˜/epsilon1c, we obtain from (4.220)
˜E=−kטH
ω˜/epsilon1c. (4.222)
Now for a uniform plane wave k=ˆkk, so we can also write (4.219) as
˜H=ˆkטE
η=ˆkטE0
ηe−jk·r(4.223)
and (4.222) as
˜E=−ηˆkטH.
Here
η=ω˜µ
k=/radicalbigg
˜µ
˜/epsilon1c
is the complex intrinsic impedance of the medium.
Equations (4.223) and (4.221) show that the electric and magnetic fields and the wave
vector are mutually orthogonal. The wave is said to be transverse electromagnetic or
TEM to the direction of propagation.
The phase and attenuation constants of a uniform plane wave. For a uniform
plane wave we may write
k=k/primeˆk+jk/prime/primeˆk=kˆk=(β−jα)ˆk
where k/prime=βand k/prime/prime=−α. Here αis called the attenuation constant andβis the phase
constant . Since kis defined through (4.206), we have
k2=(β−jα)2=β2−2jαβ−α2=ω2˜µ˜/epsilon1c=ω2(˜µ/prime+j˜µ/prime/prime)(˜/epsilon1c/prime+j˜/epsilon1c/prime/prime).
Equating real and imaginary parts we have
β2−α2=ω2[˜µ/prime˜/epsilon1c/prime−˜µ/prime/prime˜/epsilon1c/prime/prime], −2αβ=ω2[˜µ/prime/prime˜/epsilon1c/prime+˜µ/prime˜/epsilon1c/prime/prime].
We assume the material is passive so that ˜µ/prime/prime≤0,˜/epsilon1c/prime/prime≤0. Letting
β2−α2=ω2[˜µ/prime˜/epsilon1c/prime−˜µ/prime/prime˜/epsilon1c/prime/prime]=A, 2αβ=ω2[|˜µ/prime/prime|˜/epsilon1c/prime+˜µ/prime|˜/epsilon1c/prime/prime|]=B,
we may solve simultaneously to find that
β2=1
2/bracketleftBig
A+/radicalbig
A2+B2/bracketrightBig
,α2=1
2/bracketleftBig
−A+/radicalbig
A2+B2/bracketrightBig
.
Since A2+B2=ω4(˜/epsilon1c/prime2+˜/epsilon1c/prime/prime2)(˜µ/prime2+˜µ/prime/prime2),w eh a v e
β=ω/radicalbig
˜µ/prime˜/epsilon1c/prime/radicaltp/radicalvertex/radicalvertex/radicalbt1
2/bracketleftBigg/radicalBigg/parenleftbigg
1+˜/epsilon1c/prime/prime2
˜/epsilon1c/prime2/parenrightbigg/parenleftbigg
1+˜µ/prime/prime2
˜µ/prime2/parenrightbigg
+/parenleftbigg
1−˜µ/prime/prime
˜µ/prime˜/epsilon1c/prime/prime
˜/epsilon1c/prime/parenrightbigg/bracketrightBigg
, (4.224)
α=ω/radicalbig
˜µ/prime˜/epsilon1c/prime/radicaltp/radicalvertex/radicalvertex/radicalbt1
2/bracketleftBigg/radicalBigg/parenleftbigg
1+˜/epsilon1c/prime/prime2
˜/epsilon1c/prime2/parenrightbigg/parenleftbigg
1+˜µ/prime/prime2
˜µ/prime2/parenrightbigg
−/parenleftbigg
1−˜µ/prime/prime
˜µ/prime˜/epsilon1c/prime/prime
˜/epsilon1c/prime/parenrightbigg/bracketrightBigg
, (4.225)
where ˜/epsilon1cand ˜µare functions of ω.I f ˜/epsilon1(ω)=/epsilon1,˜µ(ω)=µ, and ˜σ(ω)=σare real and
frequency independent, then
α=ω√µ/epsilon1/radicaltp/radicalvertex/radicalvertex/radicalbt1
2/bracketleftBigg/radicalbigg
1+/parenleftBigσ
ω/epsilon1/parenrightBig2
−1/bracketrightBigg
, (4.226)
β=ω√µ/epsilon1/radicaltp/radicalvertex/radicalvertex/radicalbt1
2/bracketleftBigg/radicalbigg
1+/parenleftBigσ
ω/epsilon1/parenrightBig2
+1/bracketrightBigg
. (4.227)
These values of αandβare valid for ω> 0. For negative frequencies we must be more
careful in evaluating the square root in k=ω(˜µ˜/epsilon1c)1/2. Writing
˜µ(ω)=˜µ/prime(ω)+j˜µ/prime/prime(ω)=|˜µ(ω)|ejξµ(ω),
˜/epsilon1c(ω)=˜/epsilon1c/prime(ω)+j˜/epsilon1c/prime/prime(ω)=|˜/epsilon1c(ω)|ejξ/epsilon1(ω),
we have
k(ω)=β(ω)−jα(ω)=ω/radicalbig
˜µ(ω) ˜/epsilon1c(ω)=ω/radicalbig
|˜µ(ω)||˜/epsilon1c(ω)|ej1
2[ξµ(ω)+ξ/epsilon1(ω)].
Now for passive materials we must have, by (4.48), ˜µ/prime/prime<0and ˜/epsilon1c/prime/prime<0forω> 0.
Since we also have ˜µ/prime>0and ˜/epsilon1c/prime>0forω> 0, we find that −π/2<ξµ<0and
−π/2<ξ/epsilon1<0, and thus −π/2<( ξµ+ξ/epsilon1)/2<0. Thus we must have β> 0andα> 0
forω> 0.Fo r ω< 0we have by (4.44) and (4.45) that ˜µ/prime/prime>0,˜/epsilon1c/prime/prime>0,˜µ/prime>0, and
˜/epsilon1c/prime>0.T h u s π/2>( ξµ+ξ/epsilon1)/2>0, and so β< 0andα> 0forω< 0. In summary,
α(ω)is an even function of frequency and β(ω)is an odd function of frequency:
β(ω)=−β(−ω), α(ω) =α(−ω), (4.228)
where β(ω) > 0,α( ω)> 0when ω> 0. From this we find a condition on ˜E0in (4.216).
Since by (4.47) we must have ˜E(ω)=˜E∗(−ω), we see that the uniform plane- wavefield
obeys
˜E0(ω)e[−jβ(ω)−α(ω) ]ˆk·r=˜E∗
0(−ω)e[+jβ(−ω)−α(−ω)]ˆk·r
or
˜E0(ω)=˜E∗
0(−ω),
sinceβ(−ω)=−β(ω)andα(−ω)=α(ω).
Propagation of a uniform plane wave: the group and phase velocities. We
have derived the plane- wavesolution to the wave equation in the frequency domain, but
can discover the wave nature of the solution only by examining its behavior in the timedomain. Unfortunately, the explicit form of the time-domain field is highly dependent onthe frequency behavior of the constitutive parameters. Even the simplest case in which/epsilon1,µ, andσare frequency independent is quite complicated, as we discovered in §2.10.6.
To overcome this difficulty, it is helpful to examine the behavior of a narrowband (butnon-monochromatic) signal in a lossy medium with arbitrary constitutive parameters.We will find that the time-domain wave field propagates as a disturbance through the
surrounding medium with a velocity determined by the constitutive parameters of themedium. The temporal wave shape does not change as the wave propagates, but the
amplitude of the waveattenuates at a rate dependent on the constitutive parameters.
For clarity of presentation we shall assume a linearly polarized plane wave ( §??) with
˜E(r,ω)=ˆe˜E
0(ω)e−jk(ω)·r. (4.229)
Here ˜E0(ω)is the spectrum of the temporal dependence of the wave. For the temporal
dependence we choose the narrowband signal
E0(t)=E0f(t)cos(ω0t)
where f(t)has a narrowband spectrum centered about ω=0(and is therefore called a
baseband signal ). An appropriate choice for f(t)is the Gaussian function used in (4.52):
f(t)=e−a2t2↔˜F(ω)=/radicalbiggπ
a2e−ω2
4a2,
producing
E0(t)=E0e−a2t2cos(ω0t). (4.230)
We think of f(t)asmodulating the single-frequency cosine carrier wave , thus providing
theenvelope . By using a large value of awe obtain a narrowband signal whose spectrum
is centered about ±ω0. Later we shall let a→0, thereby driving the width of f(t)to
infinity and producing a monochromatic waveform.
By (1) we have
˜E0(ω)=E01
2/bracketleftbig˜F(ω−ω0)+ ˜F(ω+ω0)/bracketrightbig
where f(t)↔ ˜F(ω).AplotofthisspectrumisshowninFigure4.2.Weseethat
the narrowband signal is centered at ω=±ω0. Substituting into (4.229) and using
k=(β−jα)ˆkfor a uniform plane wave, we have the frequency-domain field
˜E(r,ω)=ˆeE01
2/bracketleftBig
˜F(ω−ω0)e−j[β(ω)−jα(ω) ]ˆk·r+˜F(ω+ω0)e−j[β(ω)−jα(ω) ]ˆk·r/bracketrightBig
.(4.231)
The field at any time tand position rcan now be found by inversion:
ˆeE(r,t)=1
2π/integraldisplay∞
−∞ˆeE01
2/bracketleftBig
˜F(ω−ω0)e−j[β(ω)−jα(ω) ]ˆk·r+
+˜F(ω+ω0)e−j[β(ω)−jα(ω) ]ˆk·r/bracketrightBig
ejωtdω. (4.232)
We assume that β(ω)andα(ω)vary slowly within the band occupied by ˜E0(ω). With
this assumption we can expand βandαnearω=ω0as
β(ω)=β(ω 0)+β/prime(ω0)(ω−ω0)+1
2β/prime/prime(ω0)(ω−ω0)2+···,
α(ω)=α(ω 0)+α/prime(ω0)(ω−ω0)+1
2α/prime/prime(ω0)(ω−ω0)2+···,
where β/prime(ω)=dβ(ω)/ dω,β/prime/prime(ω)=d2β(ω)/ dω2, and so on. In a similar manner we can
expand βandαnearω=−ω0:
β(ω)=β(−ω0)+β/prime(−ω0)(ω+ω0)+1
2β/prime/prime(−ω0)(ω+ω0)2+···,
α(ω)=α(−ω0)+α/prime(−ω0)(ω+ω0)+1
2α/prime/prime(−ω0)(ω+ω0)2+···.
Since we are most interested in the propagation velocity, we need not approximate α
with great accuracy, and thus use α(ω)≈α(±ω0)within the narrow band. We must
consider βto greater accuracy to uncover the propagating nature of the wave, and thus
use
β(ω)≈β(ω 0)+β/prime(ω0)(ω−ω0) (4.233)
nearω=ω0and
β(ω)≈β(−ω0)+β/prime(−ω0)(ω+ω0) (4.234)
nearω=−ω0. Substituting these approximations into (4.232) we find
ˆeE(r,t)=1
2π/integraldisplay∞
−∞ˆeE01
2/bracketleftBig
˜F(ω−ω0)e−j[β(ω 0)+β/prime(ω0)(ω−ω0)]ˆk·re−[α(ω 0)]ˆk·r+
+˜F(ω+ω0)e−j[β(−ω0)+β/prime(−ω0)(ω+ω0)]ˆk·re−[α(−ω0)]ˆk·r/bracketrightBig
ejωtdω. (4.235)
By (4.228) we know that αis even in ωandβis odd in ω. Since the derivative of an
odd function is an even function, we also know that β/primeis even in ω. We can therefore
write (4.235) as
ˆeE(r,t)=ˆeE0e−α(ω 0)ˆk·r1
2π/integraldisplay∞
−∞1
2/bracketleftBig
˜F(ω−ω0)e−jβ(ω 0)ˆk·re−jβ/prime(ω0)(ω−ω0)ˆk·r+
+˜F(ω+ω0)ejβ(ω 0)ˆk·re−jβ/prime(ω0)(ω+ω0)ˆk·r/bracketrightBig
ejωtdω.
Multiplying and dividing by ejω0tand rearranging, we have
ˆeE(r,t)=ˆeE0e−α(ω 0)ˆk·r1
2π/integraldisplay∞
−∞1
2/bracketleftbig˜F(ω−ω0)ejφej(ω−ω0)[t−τ]+
+˜F(ω+ω0)e−jφej(ω+ω0)[t−τ]/bracketrightbig
dω
where
φ=ω0t−β(ω 0)ˆk·r,τ =β/prime(ω0)ˆk·r.
Setting u=ω−ω0in the first term and u=ω+ω0in the second term we have
ˆeE(r,t)=ˆeE0e−α(ω 0)ˆk·rcosφ1
2π/integraldisplay∞
−∞˜F(u)eju(t−τ)du.
Finally, the time-shifting theorem (A.3) gives us the time-domain wave field
ˆeE(r,t)=ˆeE0e−α(ω 0)ˆk·rcos/parenleftbig
ω0/bracketleftbig
t−ˆk·r/vp(ω0)/bracketrightbig/parenrightbig
f/parenleftbig
t−ˆk·r/vg(ω0)/parenrightbig
(4.236)
where
vg(ω)=dω/dβ=[dβ/dω]−1(4.237)
is called the group velocity and
vp(ω)=ω/β
is called the phase velocity .
To interpret (4.236), we note that at any given time tthe field is constant over the
surface described by
ˆk·r=C (4.238)
where C issomeconsta nt.Thissurfac eisaplane,asshowninFigure4.10,withits
normal along ˆk. It is easy to verify that any point ron this plane satisfies (4.238). Let
r0=r0ˆkdescribe the point on the plane with position vector in the direction of ˆk, and
letdbe a displacement vector from this point to any other point on the plane. Then
ˆk·r=ˆk·(r0+d)=r0(ˆk·ˆk)+ˆk·d.
But ˆk·d=0,s o
ˆk·r=r0, (4.239)
which is a fixed distance, so (238) holds.
Let us identify the plane over which the envelope ftakes on a certain value, and follow
its motion as time progresses. The value of r0associated with this plane must increase
with increasing time in such a way that the argument of fremains constant:
t−r0/vg(ω0)=C.
Figure 4.10: Surface of constant ˆk·r.
Differentiation gives
dr0
dt=vg=dω
dβ. (4.240)
So the envelope propagates along ˆkat a rate given by the group velocity vg. Associated
with this propagation is an attenuation described by the factor e−α(ω 0)ˆk·r. This accounts
for energy transfer into the lossy medium through Joule heating.
Similarly, we can identify a plane over which the phase of the carrier is constant; this
will be parallel to the plane of constant envelope described above. We now set
ω0/bracketleftbig
t−ˆk·r/vp(ω0)/bracketrightbig
=C
and differentiate to get
dr0
dt=vp=ω
β. (4.241)
This shows that surfaces of constant carrier phase propagate along ˆkwith velocity vp.
Caution must be exercised in interpreting the two velocities vgandvp; in particular, we
must be careful not to associate the propagation velocities of energy or information withv
p. Since envelope propagation represents the actual progression of the disturbance, vg
hastherecognizabl ephysicalmeanin gofenergyvelocity.KrausandFleisch[105]suggest
that we think of a strolling caterpillar: the speed ( vp) of the undulations along the
caterpillar’s back (representing the carrier wave) may be much faster than the speed ( vg)
of the caterpillar’s body (representing the envelope of the disturbance).
In fact, vg isthevelocityofenergypropagatio nevenforamonochromati cwave(§??).
However, for purely monochromatic waves vgcannot be identified from the time-domain
field, whereas vpcan. This leads to some unfortunate misconceptions, especially when
vpexceeds the speed of light. Since vpis not the velocity of propagation of a physical
quantity, but is rather the rate of change of a phase reference point, Einstein’s postulateofcas the limiting velocity is not violated.
We can obtain interesting relationships between v
pandvgby manipulating (4.237)
and (4.241). For instance, if we compute
dvp
dω=d
dω/parenleftbiggω
β/parenrightbigg
=β−ωdβ
dω
β2
Figure 4.11: An ω–βdiagram for a fictitious material.
we find that
vp
vg=1−βdvp
dω. (4.242)
Hence in frequency ranges where vpdecreases with increasing frequency, we have vg<v p.
These are known as regions of normal dispersion . In frequency ranges where vpincreases
with increasing frequency, we have vg>v p. These are known as regions of anomalous
dispersion . As mentioned in §4.6.3, the word “anomalous” does not imply that this type
of dispersion is unusual.
The propagation of a uniform plane wave through a lossless medium provides a par-
ticularly simple example. In a lossless medium we have
β(ω)=ω√µ/epsilon1, α(ω) =0.
In this case (4.233) becomes
β(ω)=ω0√µ/epsilon1+√µ/epsilon1(ω−ω0)=ω√µ/epsilon1
and (4.236) becomes
ˆeE(r,t)=ˆeE0cos/parenleftbig
ω0/bracketleftbig
t−ˆk·r/vp(ω0)/bracketrightbig/parenrightbig
f/parenleftbig
t−ˆk·r/vg(ω0)/parenrightbig
.
Since the linear approximation to the phase constant βis in this case exact, the wave
packet truly propagates without distortion, with a group velocity identical to the phasevelocity:
v
g=/bracketleftbiggd
dωω√µ/epsilon1/bracketrightbigg−1
=1√µ/epsilon1=ω
β=vp.
Examples of wave propagation in various media; the ω–βdiagram. A plot
ofωversus β(ω) can be useful for displaying the dispersive properties of a material.
Figure4.11showssuchanω–βplot,ordispersiondiagram,forafictitiou smaterial .The
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 10000
β (r/m)020406080100120140160180200 ω/2≠ (GHz)
Light Line: ε=ε0εsLight Line: ε=ε0εi
Figure 4.12: Dispersion plot for water computed using the Debye relaxation formula.
slope of the line from the origin to a point ( β,ω) is the phase velocity, while the slope
of the line tangent to the curve at that point is the group velocity. This plot showsmany of the different characteristics of electromagnetic waves (although not necessarilyof plane waves). For instance, there may be a minimum frequency ω
ccalled the cutoff
frequency at which β=0and below which the wave cannot propagate. This behavior is
characteristic of a plane wavepropagating in a plasma (as shown below) or of a wave in
a hollow pipe waveguide ( §5.4.3). Over most values of βwe have vg<v pso the material
demonstrates normal dispersion. However, over a small region we do have anomalousdispersion. In another range the slope of the curve is actually negative and thus v
g<0;
here the directions of energy and phase front propagation are opposite. Such backward
waves are encountered in certain guided- wavestructures used in micro waveoscillators.
Theω–βplot also includes the light line as a reference curve. For all points on this line
vg=vp; it is generally used to represent propagation within the material under special
circumstances, such as when the loss is zero or the material occupies unbounded space.It may also be used to represent propagation within a vacuum.
As an example for which the constitutive parameters depend on frequency, let us
consider the relaxation effects of water. By the Debye formula (4.106) we have
˜/epsilon1(ω)=/epsilon1
∞+/epsilon1s−/epsilon1∞
1+jωτ.
Assuming /epsilon1∞= 5/epsilon10,/epsilon1s = 78.3/epsilon10,andτ= 9.6 × 10−12 s[49],weobtaintherelaxation
spectrumshowninFigure4.5.Ifwealsoassum ethatµ=µ0, we may compute βas a
functio nofωandconstruc ttheω–βplot.ThisisshowninFigure4.12.Since/epsilon1/primevaries
with frequency, we show both the light line for zero frequency found using /epsilon1s=78.3/epsilon10,
and the light line for infinite frequency found using /epsilon1i=5/epsilon10. We see that at low values
of frequency the dispersion curve follows the low-frequency light line very closely, andthusv
p≈vg≈c/√
78.3. As the frequency increases, the dispersion curve rises up and
91 0 1 1 1 2
log10(f) 0.00.20.40.6 v/cvvg
p
Figure 4.13: Phase and group velocities for water computed using the Debye relaxation
formula.
eventually becomes asymptotic with the high-frequency light line. Plots of vpandvg
showninFigure4.13verifythatthevelocitiesstartoutat c/√
78.3for low frequencies,
and approach c/√
5for high frequencies. Because vg>v pat all frequencies, this model
of water demonstrates anomalous dispersion.
Another interesting example is that of a non-magnetized plasma. For a collisionless
plasma we may set ν=0in (4.76) to find
k=
ω
c/radicalBig
1−ω2p
ω2,ω > ω p,
−jω
c/radicalBig
ω2p
ω2−1,ω < ω p.
Thus, when ω>ω pwe have
˜E(r,ω)=˜E0(ω)e−jβ(ω) ˆk·r
and so
β=ω
c/radicalBigg
1−ω2p
ω2,α =0.
In this case a plane wavepropagates through the plasma without attenuation. However,
when ω<ω pwe have
˜E(r,ω)=˜E0(ω)e−α(ω) ˆk·r
with
α=ω
c/radicalBigg
ω2p
ω2−1,β =0,
and a plane wave does not propagate, but only attenuates. Such a wave is called an
evanescent wave . We say that for frequencies below ωpthe wave is cut off , and call ωp
thecutoff frequency .
0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16 0.18 0.20 0.22
or α (1/m)012345678910ω/2≠ (MHz)Light Lineβ
α
Figure 4.14: Dispersion plot for the ionosphere computed using Ne=2×1011m−3,ν=0.
Light line computed using /epsilon1=/epsilon10,µ=µ0.
Consider, for instance, a plane wave propagating in the earth’s ionosphere. Both
the electron densityand the collision frequencyare highlydependent on such factorsas altitude, time of day, and latitude. However, except at the very lowest altitudes,the collision frequencyis low enough that the ionosphere maybe considered lossless.For instance, at a height of 200 km (the F
1layer of the ionosphere), as measured for a
mid-latitude region, we find that during the daythe electron densityis approximately
Ne=2×1011m−3, while the collision frequencyis only ν=100s−1[16]. The attenuation is
so small in this case that the ionosphere maybe considered essentiallylossless above thecutoff frequency(we will develop an approximate formula for the attenuation constantbelow).Figure4.14showstheω–βdiagra mfortheionospher eassumin gν= 0,along
with the light line v
p=c. We see that above the cutoff frequencyof fp=ωp/2π=4.0
MHz the wave propagates and that vg<cwhile vp>c. Below the cutoff frequencythe
wave does not propagate and the field decays very rapidly because αis large.
A formula for the phase velocityof a plane wave in a lossless plasma is easilyderived:
vp=ω
β=c/radicalBig
1−ω2p
ω2>c.
Thus, our observation from the ω–βplot that vp>cis verified. Similarly, we find that
vg=/parenleftbiggdβ
dω/parenrightbigg−1
=
1
c/radicalBigg
1−ω2p
ω2+1
cω2
p/ω2
/radicalBig
1−ω2p
ω2
−1
=c/radicalBigg
1−ω2p
ω2<c
and our observation that vg<cis also verified. Interestingly, we find that in this case
of an unmagnetized collisionless plasma
vpvg=c2.
Since vp>v g, this model of a plasma demonstrates normal dispersion at all frequencies
above cutoff.
For the case of a plasma with collisions we retain νin (4.76) and find that
k=ω
c/radicalBigg/bracketleftbigg
1−ω2p
ω2+ν2/bracketrightbigg
−jνω2p
ω(ω2+ν2).
When ν/negationslash=0a true cutoff effect is not present and the wave maypropagate at all
frequencies. However, when ν/lessmuchωpthe attenuation for propagating waves of frequency
ω<ω pis quite severe, and for all practical purposes the wave is cut off. For waves of
frequency ω>ω pthere is attenuation. Assuming that ν/lessmuchωpand that ν/lessmuchω,w em a y
approximate the square root with the first two terms of a binomial expansion, and findthat to first order
β=ω
c/radicalBigg
1−ω2p
ω2,α =1
2ν
cω2
p/ω2
/radicalBig
1−ω2p
ω2.
Hence the phase and group velocities above cutoff are essentiallythose of a lossless
plasma, while the attenuation constant is directlyproportional to ν.
4.11.4 Monochromatic plane waves in a lossy medium
Manyproperties of monochromatic plane waves are particularlysimple. In fact, cer-
tain properties, such as wavelength, onlyhave meaning for monochromatic fields. Andsince monochromatic or nearlymonochromatic waves are employ ed extensivelyin radar,communications, and energytransport, it is useful to simplifythe results of the precedingsection for the special case in which the spectrum of the plane- wavesignal consists of a
single frequencycomponent. In addition, plane waves of more general time dependence
can be viewed as superpositions of individual single-frequencycomponents (through theinverse Fourier transform), and thus we mayregard monochromatic waves as buildingblocks for more complicated plane waves.
We can view the monochromatic field as a specialization of (4.230) for a→0. This
results in ˜F(ω)→δ(ω), so the linearly-polarized plane wave expression (4.232) reduces
to
ˆeE(r,t)=ˆeE
0e−α(ω 0)[ˆk·r]cos(ω0t−jβ(ω 0)[ˆk·r]). (4.243)
It is convenient to represent monochromatic fields with frequency ω=ˇωin phasor form.
The phasor form of (4.243) is
ˇE(r)=ˆeE0e−jβ(ˆk·r)e−α(ˆk·r)(4.244)
where β=β(ˇω)andα=α(ˇω). We can identifya surface of constant phase as a locus of
points obeying
ˇωt−β(ˆk·r)=CP (4.245)
for some constant CP.Thissurfac eisaplane,asshowninFigure4.10,withitsnormal
in the direction of ˆk. It is easyto verifythat anypoint ron this plane satisfies (4.245).
Letr0=r0ˆkdescribe the point on the plane with position vector in the ˆkdirection, and
letdbe a displacement vector from this point to anyother point on the plane. Then
ˆk·r=ˆk·(r0+d)=r0(ˆk·ˆk)+ˆk·d.
But ˆk·d=0,s o
ˆk·r=r0, (4.246)
which is a spatial constant, hence (4.245) holds for any t. The planar surfaces described
by(4.245) are wavefronts .
Note that surfaces of constant amplitude are determined by
α(ˆk·r)=CA
where CAis some constant. As with the phase term, this requires that ˆk·r=constant,
and thus surfaces of constant phase and surfaces of constant amplitude are coplanar.This is a propertyof uniform plane waves. We shall see later that nonuniform planewaves have planar surfaces that are not parallel.
The cosine term in (4.243) represents a traveling wave .A s tincreases, the argument of
the cosine function remains unchanged as long as ˆk·rincreases correspondingly. Thus the
planar wavefronts propagate along ˆk. As the wavefront progresses, the wave is attenuated
because of the factor e
−α(ˆk·r). This accounts for energytransferred from the propagating
wave to the surrounding medium via Joule heating.
Phase velocity of a uniform plane wave. The propagation velocityof the progress-
ing wavefront is found bydifferentiating (4.245) to get
ˇω−βˆk·dr
dt=0.
By(4.246) we have
vp=dr0
dt=ˇω
β, (4.247)
where the phase velocity vprepresents the propagation speed of the constant-phase sur-
faces. For the case of a lossymedium with frequency -independent constitutive parame-ters, (4.227) shows that
v
p≤1√µ/epsilon1,
hence the phase velocityin a conducting medium cannot exceed that in a lossless medium
with the same parameters µand/epsilon1. We cannot draw this conclusion for a medium with
frequency-dependent ˜µand ˜/epsilon1c, since by(4.224) the value of ˇω/βmight be greater or less
than 1/√˜µ/prime˜/epsilon1c/prime, depending on the ratios ˜µ/prime/prime/˜µ/primeand ˜/epsilon1c/prime/prime/˜/epsilon1c/prime.
Wavelength of a uniform plane wave. Another important propertyof a uniform
plane wave is the distance between adjacent wavefronts that produce the same value of
the cosine function in (4.243). Note that the field amplitude maynot be the same onthese two surfaces because of possible attenuation of the wave. Let r
1and r2be points
on adjacent wavefronts. We require
β(ˆk·r1)=β(ˆk·r2)−2π
or
λ=ˆk·(r2−r1)=r02−r01=2π/β.
We call λthewavelength .
Polarization of a uniform plane wave. Plane- wavepolarization describes the tem-
poral evolution of the vector direction of the electric field, which depends on the mannerin which the wave is generated. Completely polarized waves are produced byantennas or
other equipment; these have a deterministic polarization state which maybe describedcompletelybythree parameters as discussed below. Randomly polarized waves are emit-
ted bysome natural sources. Partially polarized waves, such as those produced bycosmic
radio sources, contain both completelypolarized and randomlypolarized components.We shall concentrate on the description of completelypolarized waves.
The polarization state of a completelypolarized monochromatic plane wave propa-
gating in a homogeneous, isotropic region maybe described bysuperposing two simplerplane waves that propagate along the same direction but with different phases and spa-tiallyorthogonal electric fields. Without loss of generalitywe maystudypropagationalong the z-axis and choose the orthogonal field directions to be along ˆxand ˆy.S o w e
are interested in the behavior of a wavewith electric field
ˇE(r)=ˆxE
x0ejφxe−jkz+ˆyEy0ejφye−jkz. (4.248)
The time evolution of the direction of Emust be examined in the time domain where we
have
E(r,t)=Re/braceleftbigˇEejωt/bracerightbig
=ˆxEx0cos(ωt−kz+φx)+ˆyEy0cos(ωt−kz+φy)
and thus, bythe identity cos(x+y)≡cosxcosy−sinxsiny,
Ex=Ex0[cos(ωt−kz)cos(φx)−sin(ωt−kz)sin(φx)],
Ey=Ey0/bracketleftbig
cos(ωt−kz)cos(φy)−sin(ωt−kz)sin(φy)/bracketrightbig
.
The tip of the vector Emoves cyclically in the xy-plane with temporal period T=ω/2π.
Its locus maybe found byeliminating the parameter tto obtain a relationship between
Ex0and Ey0. Letting δ=φy−φxwe note that
Ex
Ex0sinφy−Ey
Ey0sinφx=cos(ωt−kz)sinδ,
Ex
Ex0cosφy−Ey
Ey0cosφx=sin(ωt−kz)sinδ;
squaring these terms we find that
/parenleftbiggEx
Ex0/parenrightbigg2
+/parenleftbiggEy
Ey0/parenrightbigg2
−2Ex
Ex0Ey
Ey0cosδ=sin2δ,
whichistheequatio nfortheellipseshowninFigure4.15.By(4.223 )themagneti cfield
of the plane wave is
ˇH=ˆzסE
η,
hence its tip also traces an ellipse in the xy-plane.
The tip of the electric field vector cycles around the polarization ellipse in the xy-
plane once every Tseconds. The sense of rotation is determined bythe sign of δ, and
is described bythe terms clockwise /counterclockwise orright-hand /left-hand . There is
some disagreement about how to do this. We shall adopt the IEEE definitions (IEEEStandar d145-198 3[189])andassociatewithδ<0 rotatio nintheright-han dsense:if
Figure 4.15: Polarization ellipse for a monochromatic plane wave.
the right thumb points in the direction of wave propagation then the fingers curl in the
direction of field rotation for increasing time. This is right-hand polarization (RHP). We
associate δ>0withleft-hand polarization (LHP).
The polarization ellipse is contained within a rectangle of sides 2Ex0and 2Ey0, and
has its major axis rotated from the x-axis bythe tilt angle ψ,0≤ψ≤π. The ratio of
Ey0toEx0determines an angle α,0≤α≤π/2:
Ey0/Ex0=tanα.
The shape of the ellipse is determined bythe three parameters Ex0,Ey0, and δ, while
the sense of polarization is described bythe sign of δ. These maynot, however, be
the most convenient parameters for describing the polarization of a wave. We can alsoinscribe the ellipse within a box measuring 2aby2b, where aand bare the lengths of
the semimajor and semiminor axes. Then b/adetermines an angle χ,−π/4≤χ≤π/4,
that is analogous to α:
±b/a=tanχ.
Here the algebraic sign of χis used to indicate the sense of polarization: χ> 0for LHP,
χ< 0for RHP.
The quantities a,b,ψcan also be used to describe the polarization ellipse. When we
use the procedure outlined in Born and Wolf [19] to relate the quantities (a,b,ψ)to
(E
x0,Ey0,δ), we find that
a2+b2=E2
x0+E2
y0,
tan 2ψ=(tan 2α)cosδ=2Ex0Ey0
E2
x0−E2
y0cosδ,
sin 2χ=(sin 2α)sinδ=2Ex0Ey0
E2
x0+E2
y0sinδ.
Alternatively, we can describe the polarization ellipse by the angles ψandχand one of
the amplitudes Ex0orEy0.
Figure 4.16: Polarization states as a function of tilt angle ψand ellipse aspect ratio angle
χ. Left-hand polarization for χ> 0, right-hand for χ< 0.
Each of these parameter sets is somewhat inconvenient since in each case the units
differ among the parameters. In 1852 G. Stokes introduced a system of three independentquantities with identical dimension that can be used to describe plane- wave p olarization.
Various normalizations of these Stokes parameters are employed; when the parameters
are chosen to have the dimension of power densitywe maywrite them as
s
0=1
2η/bracketleftbig
E2
x0+E2
y0/bracketrightbig
, (4.249)
s1=1
2η/bracketleftbig
E2
x0−E2
y0/bracketrightbig
=s0cos(2χ)cos(2ψ), (4.250)
s2=1
ηEx0Ey0cosδ=s0cos(2χ)sin(2ψ), (4.251)
s3=1
ηEx0Ey0sinδ=s0sin(2χ). (4.252)
Onlythree of these four parameters are independent since s2
0=s2
1+s2
2+s2
3. Often the
Stokes parameters are designated (I,Q,U,V)rather than (s0,s1,s2,s3).
Figure4.16summarize svariouspolarizatio nstatesasafunctio noftheanglesψand
χ. Two interesting special cases occur when χ=0andχ=±π/4. The case χ=0
corresponds to b=0and thus δ=0. In this case the electric vector traces out a straight
line and we call the polarization linear. Here
E=/parenleftbigˆxEx0+ˆyEy0/parenrightbig
cos(ωt−kz+φx).
When ψ=0we have Ey0=0and refer to this as horizontal linear polarization (HLP);
when ψ=π/2we have Ex0=0andvertical linear polarization (VLP).
The case χ=±π/4corresponds to b=aandδ=±π/2.T h u s Ex0=Ey0, and E
traces out a circle regardless of the value of ψ.I fχ=−π/4we have right-hand rotation
ofEand thus refer to this case as right-hand circular polarization (RHCP). If χ=π/4
we have left-hand circular polarization (LHCP). For these cases
E=Ex0[ˆxcos(ωt−kz)∓ˆysin(ωt−kz)],
Figure 4.17: Graphical representation of the polarization of a monochromatic plane wave
using the Poincar´ e sphere.
where the upper and lower signs correspond to LHCP and RHCP, respectively. All other
values of χresult in the general cases of left-hand or right-hand elliptical polarization .
The French mathematician H. Poincar´ e realized that the Stokes parameters (s1,s2,s3)
describe a point on a sphere of radius s0, and that this Poincar´ e sphere is useful for
visualizing the various polarization states. Each state corresponds uniquelyto one pointon the sphere, and by(4.250)–(4.252) the angles 2χand 2ψare the spherical angular
coordinate softhepointasshowninFigure4.17.Wemaytherefor emapthepolarization
statesshowninFigure4.16directlyo ntothesphere :left-andright-handpolarizations
appear in the upper and lower hemispheres, respectively; circular polarization appears atthe poles ( 2χ=±π/2); linear polarization appears on the equator ( 2χ=0), with HLP
at2ψ=0and VLP at 2ψ=π. The angles αandδalso have geometrical interpretations
on the Poincar´ e sphere. The spherical angle of the great-circle route between the pointof HLP and a point on the sphere is 2α, while the angle between the great-circle path
and the equator is δ.
Uniform plane waves in a good dielectric. We maybase some useful plane-wave
approximations on whether the real or imaginarypart of ˜/epsilon1
cdominates at the frequency
of operation. We assume that ˜µ(ω)=µis independent of frequencyand use the notation
/epsilon1c=˜/epsilon1c(ˇω),σ=˜σ(ˇω), etc. Remember that
/epsilon1c=/parenleftbig
/epsilon1/prime+j/epsilon1/prime/prime/parenrightbig
+σ
jˇω=/epsilon1/prime+j/parenleftBig
/epsilon1/prime/prime−σ
ˇω/parenrightBig
=/epsilon1c/prime+j/epsilon1c/prime/prime.
Bydefinition, a “good dielectric” obey s
tanδc=−/epsilon1c/prime/prime
/epsilon1c/prime=σ
ˇω/epsilon1/prime−/epsilon1/prime/prime
/epsilon1/prime/lessmuch1. (4.253)
Here tanδcis the loss tangent of the material, as first described in (4.107) for a material
without conductivity. For a good dielectric we have
k=β−jα=ˇω/radicalbig
µ/epsilon1c=ˇω/radicalbig
µ[/epsilon1/prime+j/epsilon1c/prime/prime]=ˇω/radicalbig
µ/epsilon1/prime/radicalbig
1−jtanδc,
hence
k≈ˇω/radicalbig
µ/epsilon1/prime/bracketleftbigg
1−j1
2tanδc/bracketrightbigg
(4.254)
bythe binomial approximation for the square root. Therefore
β≈ˇω/radicalbig
µ/epsilon1/prime (4.255)
and
α≈β
2tanδc=σ
2/radicalbiggµ
/epsilon1/prime/bracketleftbigg
1−ˇω/epsilon1/prime/prime
σ/bracketrightbigg
. (4.256)
We conclude that α/lessmuchβ. Using this and the binomial approximation we establish
η=ˇωµ
k=ˇωµ
β1
1−jα/β≈ˇωµ
β/parenleftbigg
1+jα
β/parenrightbigg
.
Finally,
vp=ˇω
β≈1√µ/epsilon1/prime
and
vg=/bracketleftbiggdβ
dω/bracketrightbigg−1
≈1√µ/epsilon1/prime.
To first order, the phase constant, phase velocity, and group velocity are the same as
those of a lossless medium.
Uniform plane waves in a good conductor. We classifya material as a “good
conductor” if
tanδc≈σ
ˇω/epsilon1/greatermuch1.
In a good conductor the conduction current σˇEis much greater than the displacement
current jˇω/epsilon1/primeˇE, and /epsilon1/prime/primeis usuallyignored. Now we mayapproximate
k=β−jα=ˇω/radicalbig
µ/epsilon1/prime/radicalbig
1−jtanδc≈ˇω/radicalbig
µ/epsilon1/prime/radicalbig
−jtanδc.
Since√−j=(1−j)/√
2we find that
β=α≈/radicalbig
πfµσ. (4.257)
Hence
vp=ˇω
β≈/radicalBigg
2ˇω
µσ=1√µ/epsilon1/prime/radicalBigg
2
tanδc.
To find vgwe must replace ˇωbyωand differentiate, obtaining
vg=/bracketleftbiggdβ
dω/bracketrightbigg−1/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω≈/bracketleftbigg1
2/radicalbiggµσ
2ˇω/bracketrightbigg−1
=2/radicalBigg
2ˇω
µσ=2vp.
In a good conductor the group velocityis approximatelytwice the phase velocity . We
could have found this relation from the phase velocityusing (4.242). Indeed, noting that
dvp
dω=d
dω/radicalBigg
2ω
µσ=1
2/radicalBigg
2
ωµσ
and
βdvp
dω=/radicalbiggωµσ
21
2/radicalBigg
2
ωµσ=1
2,
we see that
vp
vg=1−1
2=1
2.
Note that the phase and group velocities maybe onlysmall fractions of the free-space
light velocity. For example, in copper ( σ=5.8×107S/m, µ=µ0,/epsilon1=/epsilon10) at 1 MHz,
we have vp=415m/s.
A factor often used to judge the qualityof a conductor is the distance required for a
propagating uniform plane wave to decrease in amplitude bythe factor 1/e. By(4.244)
this distance is given by
δ=1
α=1√πfµσ. (4.258)
We call δtheskin depth . A good conductor is characterized bya small skin depth. For
example, copper at 1 MHz has δ=0.066mm.
Power carried by a uniform plane wave. Since a plane wavefront is infinite in
extent, we usuallyspeak of the power density carried bythe wave. This is identical to
the time-average Poynting flux. Substitution from (4.223) and (4.244) gives
Sav=1
2Re{ˇEסH∗}=1
2Re/braceleftBigg
ˇE×/parenleftBiggˆkסE
η/parenrightBigg∗/bracerightBigg
. (4.259)
Expanding the cross products and remembering that k·ˇE=0, we get
Sav=1
2ˆkRe/braceleftBigg
|ˇE|2
η∗/bracerightBigg
=ˆkRe/braceleftbiggE2
0
2η∗/bracerightbigg
e−2αˆk·r.
Hence a uniform plane wave propagating in an isotropic medium carries power in the
direction of wavefront propagation.
Velocity of energy transport. The group velocity(4.237) has an additional interpre-
tation as the velocityof energytransport. If the time-average volume densityof energyis given by
/angbracketleftw
em/angbracketright=/angbracketleftwe/angbracketright+/angbracketleftwm/angbracketright
and the time-average volume densityof energyflow is given bythe Poy nting flux density
Sav=1
2Re/braceleftbigˇE(r)סH∗(r)/bracerightbig
=1
4/bracketleftbigˇE(r)סH∗(r)+ˇE∗(r)סH(r)/bracketrightbig
, (4.260)
then the velocityof energyflow, ve, is defined by
Sav=/angbracketleftwem/angbracketrightve. (4.261)
Let us calculate vefor a plane wavepropagating in a lossless, source-free medium where
k=ˆkω√µ/epsilon1. By(4.216) and (4.223) we have
˜E(r,ω)=˜E0(ω)e−jβˆk·r, (4.262)
˜H(r,ω)=/parenleftBiggˆkטE0(ω)
η/parenrightBigg
e−jβˆk·r=˜H0(ω)e−jβˆk·r. (4.263)
We can compute the time-average stored energydensityusing the energytheorem (4.68).
In point form we have
−∇·/parenleftbigg
˜E∗×∂˜H
∂ω+∂˜E
∂ωטH∗/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=4j/angbracketleftwem/angbracketright. (4.264)
Upon substitution of (4.262) and (4.263) we find that we need to compute the frequency
derivatives of ˜Eand ˜H. Using
∂
∂ωe−jβˆk·r=/parenleftbigg∂
∂βe−jβˆk·r/parenrightbiggdβ
dω=− jˆk·rdβ
dωe−jβˆk·r
and remembering that k=ˆkβ,w eh a v e
∂˜E(r,ω)
∂ω=d˜E0(ω)
dωe−jk·r+˜E0(ω)/parenleftbigg
−jr·dk
dω/parenrightbigg
e−jk·r,
∂˜H(r,ω)
∂ω=d˜H0(ω)
dωe−jk·r+˜H0(ω)/parenleftbigg
−jr·dk
dω/parenrightbigg
e−jk·r.
Equation (4.264) becomes
−∇ ·/braceleftbigg
˜E∗
0(ω)×d˜H0(ω)
dω+d˜E0(ω)
dωטH∗
0(ω)−
−jr·dk
dω/bracketleftbig˜E∗
0(ω)טH0(ω)+˜E0(ω)טH∗
0(ω)/bracketrightbig/bracerightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=4j/angbracketleftwem/angbracketright.
The first two terms on the left-hand side have zero divergence, since these terms do not
depend on r. Bythe product rule (B.42) we have
/bracketleftbig˜E∗
0(ˇω)טH0(ˇω)+˜E0(ˇω)טH∗
0(ˇω)/bracketrightbig
·∇/parenleftbigg
r·dk
dω/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=4/angbracketleftwem/angbracketright.
The gradient term is merely
∇/parenleftbigg
r·dk
dω/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=∇/parenleftbigg
xdkx
dω+ydky
dω+zdkz
dω/parenrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=dk
dω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω,
hence
/bracketleftbig˜E∗
0(ˇω)טH0(ˇω)+˜E0(ˇω)טH∗
0(ˇω)/bracketrightbig
·dk
dω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=4/angbracketleftwem/angbracketright. (4.265)
Finally, the left-hand side of this expression can be written in terms of the time-average
Poynting vector. By (4.260) we have
Sav=1
2Re/braceleftbigˇEסH∗/bracerightbig
=1
4/bracketleftbig˜E0(ˇω)טH∗
0(ˇω)+˜E∗
0(ˇω)טH0(ˇω)/bracketrightbig
and thus we can write (4.265) as
Sav·dk
dω/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω=/angbracketleftwem/angbracketright.
Since for a uniform plane wave in an isotropic medium kandSavare in the same direction,
we have
Sav=ˆkdω
dβ/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω/angbracketleftwem/angbracketright
and the velocityof energytransport for a plane wave of frequency ˇωis then
ve=ˆkdω
dβ/vextendsingle/vextendsingle/vextendsingle/vextendsingle
ω=ˇω.
Thus, for a uniform plane wave in a lossless medium the velocityof energytransport is
identical to the group velocity.
Nonuniform plane waves. A nonuniform plane wave has the same form (4.216) as a
uniform plane wave, but the vectors k/primeand k/prime/primedescribed in (4.217) are not aligned. Thus
ˇE(r)=E0e−jk/prime·rek/prime/prime·r.
In the time domain this becomes
ˇE(r)=E0ek/prime/prime·rcos[ˇωt−k/prime(ˆk/prime·r)]
where k/prime=ˆk/primek/prime. The surfaces of constant phase are planes perpendicular to k/primeand
propagating in the direction of ˆk/prime. The phase velocityis now
vp=ˇω/k/prime
and the wavelength is
λ=2π/k/prime.
In contrast, surfaces of constant amplitude must obey
k/prime/prime·r=C
and thus are planes perpendicular to k/prime/prime.
In a nonuniform plane wave the TEM nature of the fields is lost. This is easilyseen
bycalculating ˇHfrom (4.219):
ˇH(r)=kסE(r)
ˇωµ=k/primeסE(r)
ˇωµ+jk/prime/primeסE(r)
ˇωµ.
Thus, ˇHis no longer perpendicular to the direction of propagation of the phase front. The
power carried bythe wave also differs from that of the uniform case. The time-averagePoynting vector
S
av=1
2Re/braceleftBigg
ˇE×/parenleftBigg
kסE
ˇωµ/parenrightBigg∗/bracerightBigg
can be expanded using the identity(B.7):
Sav=1
2Re/braceleftbigg1
ˇωµ∗/bracketleftbig
k∗×(ˇEסE∗)+ˇE∗×(k∗סE)/bracketrightbig/bracerightbigg
. (4.266)
Since we still have k·E=0, we mayuse the rest of (B.7) to write
ˇE∗×(k∗סE)=k∗(ˇE·ˇE∗)+ˇE(k·ˇE)∗=k∗(ˇE·ˇE∗).
Substituting this into (4.266), and noting that ˇEסE∗is purelyimaginary , we find
Sav=1
2Re/braceleftbigg1
ˇωµ∗/bracketleftbig
jk∗×Im/braceleftbigˇEסE∗/bracerightbig
+k∗|ˇE|2/bracketrightbig/bracerightbigg
. (4.267)
Thus the vector direction of Savis not generallyin the direction of propagation of the
plane wavefronts.
Let us examine the special case of nonuniform plane waves propagating in a lossless
material. It is intriguing that kmaybe complex when kis real, and the implication is
important for the plane- waveexpansion of complicated fields in free space. By(4.218),
real krequires that if k/prime/prime/negationslash=0then
k/prime·k/prime/prime=0.
Thus, for a nonuniform plane wave in a lossless material the surfaces of constant phase
and the surfaces of constant amplitude are orthogonal. To specialize the time-averagepower to the lossless case we note that µis purelyreal and that
E×E
∗=(E0×E∗
0)e2k/prime/prime·r.
Then (4.267) becomes
Sav=1
2ˇωµe2k/prime/prime·rRe/braceleftbig
j(k/prime−jk/prime/prime)×Im/braceleftbig
E0×E∗
0/bracerightbig
+(k/prime−jk/prime/prime)|ˇE|2/bracerightbig
or
Sav=1
2ˇωµe2k/prime/prime·r/bracketleftbig
k/prime/prime×Im/braceleftbig
E0×E∗
0/bracerightbig
+k/primeˇE|2/bracketrightbig
.
We see that in a lossless medium the direction of energypropagation is perpendicular
to the surfaces of constant amplitude (since k/prime/prime·Sav=0), but the direction of energy
propagation is not generallyin the direction of propagation of the phase planes.
We shall encounter nonuniform plane waves when we studythe reflection and refrac-
tion of a plane wave from a planar interface in the next section. We shall also find in§4.13 that nonuniform plane waves are a necessaryconstituent of the angular spectrum
representation of an arbitrarywave field.
4.11.5 Plane waves in lay ered media
A useful canonical problem in wave propagation involves the reflection of plane waves
byplanar interfaces between differing material regions. This has manydirect applica-tions, from the design of optical coatings and microwave absorbers to the probing ofunderground oil-bearing rock layers. We shall begin by studying the reflection of a planewave at a single interface and then extend the results to anynumber of material lay ers.
Reflection of a uniform plane wave at a planar material interface. Consider
twolossymedi aseparate dbythe z = 0planeasshowninFigure4.18.Themediaareas-
sumed to be isotropic and homogeneous with permeability ˜µ(ω)and complex permittivity
˜/epsilon1
c(ω). Both ˜µand ˜/epsilon1cmaybe complex numbers describing magnetic and dielectric loss,
respectively. We assume that a linearly-polarized plane-wave field of the form (4.216) is
created within region 1 bya process that we shall not studyhere. We take this field tobe the known “incident wave” pro duced byan impressed source, and wish to compute
the total field in regions 1 and 2. Here we shall assume that the incident field is that of auniform plane wave, and shall extend the analysis to certain types of nonuniform plane
waves subsequently.
Since the incident field is uniform, we maywrite the wave vector associated with this
field as
k
i=ˆkiki=ˆki(ki/prime+jki/prime/prime)
where
[ki(ω)]2=ω2˜µ1(ω)˜/epsilon1c
1(ω).
We can assume without loss of generalitythat ˆkilies in the xz-plane and makes an angle
θi withtheinterfacenorma lasshowninFigure4.18.Werefertoθi astheinciden ceangle
of the incident field, and note that it is the angle between the direction of propagationof the planar phase fronts and the normal to the interface. With this we have
k
i=ˆxk1sinθi+ˆzk1cosθi=ˆxki
x+ˆzki
z.
Using k1=β1−jα1we also have
ki
x=(β1−jα1)sinθi.
The term ki
zis written in a somewhat different form in order to make the result easily
applicable to reflections from multiple interfaces. We write
ki
z=(β1−jα1)cosθi=τie−jγi=τicosγi−jτisinγi.
Thus,
τi=/radicalBig
β2
1+α2
1cosθi,γi=tan−1(α1/β1).
We solve for the fields in each region of space directlyin the frequencydomain. The
incident electric field has the form of (4.216),
˜Ei(r,ω)=˜Ei
0(ω)e−jki(ω)·r, (4.268)
while the magnetic field is found from (4.219) to be
˜Hi=kiטEi
ω˜µ1. (4.269)
The incident field maybe decomposed into two orthogonal components, one parallel
to the plane of incidence (the plane containing ˆkand the interface normal ˆz) and one
perpendicular to this plane. We seek unique solutions for the fields in both regions, firstfor the case in which the incident electric field has onlya parallel component, and thenfor the case in which it has onlya perpendicular component. The total field is thendetermined bysuperposition of the individual solutions. For perpendicular polarizationwe have from (4.268) and (4.269)
˜E
i
⊥=ˆy˜Ei
⊥e−j(ki
xx+ki
zz), (4.270)
˜Hi
⊥=−ˆxki
z+ˆzki
x
k1˜Ei
⊥
η1e−j(ki
xx+ki
zz), (4.271)
Figure 4.18: Uniform plane waveincident on planar interface between two lossyregions
of space. (a) TM polarization, (b) TE polarization.
asshowngraphicallyi nFigure4.18.Hereη1=(˜µ1/˜/epsilon1c
1)1/2is the intrinsic impedance of
medium 1. For parallel polarization, the direction of ˜Eis found byremembering that the
wave must be TEM. Thus ˜E/bardblis perpendicular to ki. Since ˜E/bardblmust also be perpendicular
to˜E⊥, we have two possible directions for ˜E/bardbl. Byconvention we choose the one for which
˜Hlies in the same direction as did ˜Efor perpendicular polarization. Thus we have for
parallel polarization
˜Hi
/bardbl=ˆy˜Ei
/bardbl
η1e−j(ki
xx+ki
zz), (4.272)
˜Ei
/bardbl=ˆxki
z−ˆzki
x
k1˜Ei
/bardble−j(ki
xx+ki
zz), (4.273)
asshowninFigure4.18.Because ˜E liestransverse(normal )totheplaneofincidence
under perpendicular polarization, the field set is often described as transverse electric or
TE. Because ˜Hlies transverse to the plane of incidence under parallel polarization, the
fields in that case are transverse magnetic orTM.
Uniqueness requires that the total field obeythe boundaryconditions at the planar
interface. We hypothesize that the total field within region 1 consists of the incidentfield superposed with a “reflected” plane-wave field having wave vector k
r, while the
field in region 2 consists of a single “transmitted” plane-wave field having wave v ector
kt. We cannot at the outset make anyassumption regarding whether either of these
fields are uniform plane waves. However, we do note that the reflected and transmittedfields cannot have vector components not present in the incident field; extra componentswould preclude satisfaction of the boundaryconditions. Letting ˜E
rbe the amplitude of
the reflected plane-wave field we maywrite
˜Er
⊥=ˆy˜Er
⊥e−j(kr
xx+kr
zz), ˜Hr
⊥=−ˆxkr
z+ˆzkr
x
k1˜Er
⊥
η1e−j(kr
xx+kr
zz),
˜Hr
/bardbl=ˆy˜Er
/bardbl
η1e−j(kr
xx+kr
zz), ˜Er
/bardbl=ˆxkr
z−ˆzkr
x
k1˜Er
/bardble−j(kr
xx+kr
zz),
where (kr
x)2+(kr
z)2=k2
1. Similarly, letting ˜Etbe the amplitude of the transmitted field
we have
˜Et
⊥=ˆy˜Et
⊥e−j(kt
xx+kt
zz), ˜Ht
⊥=−ˆxkt
z+ˆzkt
x
k2˜Et
⊥
η2e−j(kt
xx+kt
zz),
˜Ht
/bardbl=ˆy˜Et
/bardbl
η2e−j(kt
xx+kt
zz), ˜Et
/bardbl=ˆxkt
z−ˆzkt
x
k2˜Et
/bardble−j(kt
xx+kt
zz),
where (kt
x)2+(kt
z)2=k2
2.
The relationships between the field amplitudes ˜Ei,˜Er,˜Et, and between the components
of the reflected and transmitted wave vectors krand kt, can be found byapply ing the
boundaryconditions. The tangential electric and magnetic fields are continuous across
the interface at z=0:
ˆz×(˜Ei+˜Er)|z=0=ˆzטEt|z=0,
ˆz×(˜Hi+˜Hr)|z=0=ˆzטHt|z=0.
Substituting the field expressions, we find that for perpendicular polarization the two
boundaryconditions require
˜Ei
⊥e−jki
xx+˜Er
⊥e−jkr
xx=˜Et
⊥e−jkt
xx, (4.274)
ki
z
k1˜Ei
⊥
η1e−jki
xx+kr
z
k1˜Er
⊥
η1e−jkr
xx=kt
z
k2˜Et
⊥
η2e−jkt
xx, (4.275)
while for parallel polarization theyrequire
ki
z
k1˜Ei
/bardble−jki
xx+kr
z
k1˜Er
/bardble−jkr
xx=kt
z
k2˜Et
/bardble−jkt
xx, (4.276)
˜Ei
/bardbl
η1e−jki
xx+˜Er
/bardbl
η1e−jkr
xx=˜Et
/bardbl
η2e−jkt
xx. (4.277)
For the above to hold for all xwe must have the exponential terms equal. This requires
ki
x=kr
x=kt
x, (4.278)
and also establishes a relation between ki
z,kr
z, and kt
z. Since (ki
x)2+(ki
z)2=(kr
x)2+(kr
z)2=
k2
1, we must have kr
z=± ki
z. In order to make the reflected wavefronts propagate away
from the interface we select kr
z=− ki
z. Letting ki
x=kr
x=kt
x=k1xand ki
z=− kr
z=k1z,
we maywrite the wave v ectors in region 1 as
ki=ˆxk1x+ˆzk1z, kr=ˆxk1x−ˆzk1z.
Since (kt
x)2+(kt
z)2=k2
2, letting k2=β2−jα2we have
kt
z=/radicalBig
k2
2−k2
1x=/radicalBig
(β2−jα2)2−(β1−jα1)2sin2θi=τte−jγt.
Squaring out the above relation, we have
A−jB=(τt)2cos 2γt−j(τt)2sin 2γt
where
A=β2
2−α2
2−(β2
1−α2
1)sin2θi, B=2(β2α2−β1α1sin2θi). (4.279)
Thus
τt=/parenleftbig
A2+B2/parenrightbig1/4,γt=1
2tan−1B
A. (4.280)
Renaming kt
zask2z, we maywrite the transmitted wave vector as
kt=ˆxk1x+ˆzk2z=k/prime
2+jk/prime/prime
2
where
k/prime
2=ˆxβ1sinθi+ˆzτtcosγt, k/prime/prime
2=− ˆxα1sinθi−ˆzτtsinγt.
Since the direction of propagation of the transmitted field phase fronts is perpendicular
tok/prime
2, a unit vector in the direction of propagation is
ˆk/prime
2=ˆxβ1sinθi+ˆzτtcosγt
/radicalBig
β2
1sin2θi+(τt)2cos2θi. (4.281)
Similarly, a unit vector perpendicular to planar surfaces of constant amplitude is given
by
ˆk/prime/prime
2=ˆxα1sinθi+ˆzτtsinγt
/radicalBig
α2
1sin2θi+(τt)2sin2γt. (4.282)
In general ˆk/primeis not aligned with ˆk/prime/primeand thus the transmitted field is a nonuniform plane
wave.
With these definitions of k1x,k1z,k2z, equations (4.274) and (4.275) can be solved si-
multaneouslyand we have
˜Er
⊥=˜/Gamma1⊥˜Ei
⊥, ˜Et
⊥=˜T⊥˜Ei
⊥,
where
˜/Gamma1⊥=Z2⊥−Z1⊥
Z2⊥+Z1⊥, ˜T⊥=1+˜/Gamma1⊥=2Z2⊥
Z2⊥+Z1⊥, (4.283)
with
Z1⊥=k1η1
k1z, Z2⊥=k2η2
k2z.
Here ˜/Gamma1is a frequency-dependent reflection coefficient that relates the tangential compo-
nents of the incident and reflected electric fields, and ˜Tis a frequency-dependent trans-
mission coefficient that relates the tangential components of the incident and transmitted
electric fields. These coefficients are also called the Fresnel coefficients .
For the case of parallel polarization we solve (4.276) and (4.277) to find
˜Er
/bardbl,x
˜Ei
/bardbl,x=kr
x
kix˜Er
/bardbl
˜Ei
/bardbl=−˜Er
/bardbl
˜Ei
/bardbl=˜/Gamma1/bardbl,˜Et
/bardbl,x
˜Ei
/bardbl,x=(kt
z/k2)˜Et
/bardbl
(kiz/k1)˜Ei
/bardbl=˜T/bardbl.
Here
˜/Gamma1/bardbl=Z2/bardbl−Z1/bardbl
Z2/bardbl+Z1/bardbl, ˜T/bardbl=1+˜/Gamma1/bardbl=2Z2/bardbl
Z2/bardbl+Z1/bardbl, (4.284)
with
Z1/bardbl=k1zη1
k1, Z2/bardbl=k2zη2
k2.
Note that we mayalso write
˜Er
/bardbl=− ˜/Gamma1/bardbl˜Ei
/bardbl, ˜Et
/bardbl=˜T/bardbl˜Ei
/bardbl/parenleftbiggki
z
k1k2
ktz/parenrightbigg
.
Let us summarize the fields in each region. For perpendicular polarization we have
˜Ei
⊥=ˆy˜Ei
⊥e−jki·r,
˜Er
⊥=ˆy˜/Gamma1⊥˜Ei
⊥e−jkr·r, (4.285)
˜Et
⊥=ˆy˜T⊥˜Ei
⊥e−jkt·r,
and
˜Hi
⊥=kiטEi
⊥
k1η1,˜Hr
⊥=krטEr
⊥
k1η1,˜Ht
⊥=ktטEt
⊥
k2η2. (4.286)
For parallel polarization we have
˜Ei
/bardbl=−η1kiטHi
/bardbl
k1e−jki·r,
˜Er
/bardbl=−η1krטHr
/bardbl
k1e−jkr·r,
˜Et
/bardbl=−η2ktטHt
/bardbl
k2e−jkt·r, (4.287)
and
˜Hi
/bardbl=ˆy˜Ei
/bardbl
η1e−jki·r,
˜Hr
/bardbl=− ˆy˜/Gamma1/bardbl˜Ei
/bardbl
η1e−jkr·r,
˜Ht
/bardbl=ˆy˜T/bardbl˜Ei
/bardbl
η2/parenleftbiggki
z
k1k2
ktz/parenrightbigg
e−jkt·r. (4.288)
The wave v ectors are given by
ki=(ˆxβ1sinθi+ˆzτicosγi)−j(ˆxα1sinθi+ˆzτisinγi), (4.289)
kr=(ˆxβ1sinθi−ˆzτicosγi)−j(ˆxα1sinθi−ˆzτisinγi), (4.290)
kt=(ˆxβ1sinθi+ˆzτtcosγt)−j(ˆxα1sinθi+ˆzτtsinγt). (4.291)
We see that the reflected wave must, like the incident wave, be a uniform plane wave.
We define the unsigned reflection angle θras the angle between the surface normal and
thedirectio nofpropagatio nofthereflecte dwavefronts(Figure4.18).Since
ki·ˆz=k1cosθi=−kr·ˆz=k1cosθr
and
ki·ˆx=k1sinθi=kr·ˆx=k1sinθr
we must have
θi=θr.
This is known as Snell’s law of reflection . We can similarlydefine the transmission angle
to be the angle between the direction of propagation of the transmitted wavefronts andthe interface normal. Noting that ˆk
/prime
2·ˆz=cosθtand ˆk/prime
2·ˆx=sinθt, we have from (4.281)
and (4.282)
cosθt=τtcosγt
/radicalBig
β2
1sin2θi+(τt)2cos2γt, (4.292)
sinθt=β1sinθi/radicalBig
β2
1sin2θi+(τt)2cos2γt, (4.293)
and thus
θt=tan−1/parenleftbiggβ1
τtsinθi
cosγt/parenrightbigg
. (4.294)
Depending on the properties of the media, at a certain incidence angle θc, called the
critical angle , the angle of transmission becomes π/2. Under this condition ˆk/prime
2has only
anx-component. Thus, surfaces of constant phase propagate parallel to the interface.
Later we shall see that for low-loss (or lossless) media, this implies that no time-averagepower is carried bya monochromatic transmitted wave into the second medium.
We also see that although the transmitted field maybe a nonuniform plane wave, its
mathematical form is that of the incident plane wave. This allows us to easilygeneralizethe single-interface reflection problem to one involving manylay ers.
Uniform plane-wave reflection for lossless media. We can specialize the preceding
results to the case for which both regions are lossless with ˜µ=µand ˜/epsilon1
c=/epsilon1real and
frequency-independent. By (4.224) we have
β=ω√µ/epsilon1,
while (4.225) gives
α=0.
We can easilyshow that the transmitted wave must be uniform unless the incidence angle
exceeds the critical angle. By(4.279) we have
A=β2
2−β2
1sin2θi, B=0, (4.295)
while (4.280) gives
τ=/bracketleftbig
A2/bracketrightbig1/4=/radicalBig
|β2
2−β2
1sin2θi|
and
γt=1
2tan−1(0).
We have several possible choices for γt. To choose properlywe note that γtrepresents
the negative of the phase of the quantity kt
z=√
A.I fA>0the phase of the square root
is0.I fA<0the phase of the square root is −π/2and thus γt=+π/2. Here we choose
the plus sign on γtto ensure that the transmitted field decays as zincreases. We note
that if A=0thenτt=0and from (4.293) we have θt=π/2. This defines the critical
angle, which from (4.295) is
θc=sin−1/parenleftbiggβ2
2
β2
1/parenrightbigg
=sin−1/parenleftbiggµ2/epsilon12
µ1/epsilon11/parenrightbigg
.
Therefore
γt=/braceleftBigg
0,θ i<θ c,
π/2,θ i>θ c.
Using these we can write down the transmitted wave vector from (4.291):
kt=kt/prime+jkt/prime/prime=/braceleftBigg
ˆxβ1sinθi+ˆz√|A|,θ i<θ c,
ˆxβ1sinθi−jˆz√|A|,θ i>θ c.(4.296)
By(4.293) we have
sinθt=β1sinθi/radicalBig
β2
1sin2θi+β2
2−β2
1sin2θi=β1sinθi
β2
or
β2sinθt=β1sinθi. (4.297)
This is known as Snell’s law of refraction . With this we can write for θi<θ c
A=β2
2−β2
1sin2θi=β2
2cos2θt.
Using this and substituting β2sinθtforβ1sinθi, we mayrewrite (4.296) for θi<θ cas
kt=kt/prime+jkt/prime/prime=ˆxβ2sinθt+ˆzβ2cosθt. (4.298)
Hence the transmitted plane wave is uniform with kt/prime/prime=0. When θi>θ cwe have from
(4.296)
kt/prime=ˆxβ1sinθi, kt/prime/prime=− ˆz/radicalBig
β2
1sin2θi−β2
2.
Since kt/primeand kt/prime/primeare not collinear, the plane wave is non uniform. Let us examine the
cases θi<θ candθi>θ cin greater detail.
Case 1: θi<θ c.By(4.289)–(4.290) and (4.298) the wave vectors are
ki=ˆxβ1sinθi+ˆzβ1cosθi,
kr=ˆxβ1sinθi−ˆzβ1cosθi,
kt=ˆxβ2sinθt+ˆzβ2cosθt,
and the wave imp edances are
Z1⊥=η1
cosθi, Z2⊥=η2
cosθt,
Z1/bardbl=η1cosθi, Z2/bardbl=η2cosθt.
The reflection coefficients are
˜/Gamma1⊥=η2cosθi−η1cosθt
η2cosθi+η1cosθt, ˜/Gamma1/bardbl=η2cosθt−η1cosθi
η2cosθt+η1cosθi. (4.299)
So the reflection coefficients are purelyreal, with signs dependent on the constitutive
parameters of the media. We can write
˜/Gamma1⊥=ρ⊥ejφ⊥, ˜/Gamma1/bardbl=ρ/bardblejφ/bardbl,
where ρandφare real, and where φ=0orπ.
Under certain conditions the reflection coefficients vanish. For a given set of constitu-
tive parameters we mayachieve ˜/Gamma1=0at an incidence angle θB, known as the Brewster
orpolarizing angle . A wave with an arbitrarycombination of perpendicular and paral-
lel polarized components incident at this angle produces a reflected field with a singlecomponent. A wave incident with onlythe appropriate single component produces noreflected field, regardless of its amplitude.
For perpendicular polarization we set ˜/Gamma1
⊥=0, requiring
η2cosθi−η1cosθt=0
or equivalently
µ2
/epsilon12(1−sin2θi)=µ1
/epsilon11(1−sin2θt).
By(4.297) we mayput
sin2θt=µ1/epsilon11
µ2/epsilon12sin2θi,
resulting in
sin2θi=µ2
/epsilon11/epsilon12µ1−/epsilon11µ2
µ2
1−µ2
2.
The value of θithat satisfies this equation must be the Brewster angle, and thus
θB⊥=sin−1/radicalBigg
µ2
/epsilon11/epsilon12µ1−/epsilon11µ2
µ2
1−µ2
2.
When µ1=µ2there is no solution to this equation, hence the reflection coefficient cannot
vanish. When /epsilon11=/epsilon12we have
θB⊥=sin−1/radicalbiggµ2
µ1+µ2=tan−1/radicalbiggµ2
µ1.
For parallel polarization we set ˜/Gamma1/bardbl=0and have
η2cosθt=η1cosθi.
Proceeding as above we find that
θB/bardbl=sin−1/radicalBigg
/epsilon12
µ1/epsilon11µ2−/epsilon12µ1
/epsilon12
1−/epsilon12
2.
This expression has no solution when /epsilon11=/epsilon12, and thus the reflection coefficient cannot
vanish under this condition. When µ1=µ2we have
θB/bardbl=sin−1/radicalbigg/epsilon12
/epsilon11+/epsilon12=tan−1/radicalbigg/epsilon12
/epsilon11.
We find that when θi<θ cthe total field in region 1 behaves as a traveling wave
along x, but has characteristics of both a standing wave and a traveling wave along z
(Proble m4.7).Thetraveling-wavecomponentisassociatedwithaPoyntingpowerflux,
while the standing- wave component is not. This flux is carried across the boundary
into region 2 where the transmitted field consists onlyof a traveling wave. By (4.161)
the normal component of time-average Poynting flux is continuous across the boundary,demonstrating that the time-average power carried bythe wave into the in terface from
region1passesoutthroug htheinterfaceintoregion2(Proble m4.8).
Case 2: θ
i<θ c.The wave vectors are, from (4.289)–(4.290) and (4.296),
ki=ˆxβ1sinθi+ˆzβ1cosθi,
kr=ˆxβ1sinθi−ˆzβ1cosθi,
kt=ˆxβ1sinθi−jˆzαc,
where
αc=/radicalBig
β2
1sin2θi−β2
2
is the critical angle attenuation constant . The wave impedances are
Z1⊥=η1
cosθi, Z2⊥=jβ2η2
αc,
Z1/bardbl=η1cosθi, Z2/bardbl=− jαcη2
β2.
Substituting these into (4.283) and (4.284), we find that the reflection coefficients are
the complex quantities
˜/Gamma1⊥=β2η2cosθi+jη1αc
β2η2cosθi−jη1αc=ejφ⊥,
˜/Gamma1/bardbl=−β2η1cosθi+jη2αc
β2η1cosθi−jη2αc=ejφ/bardbl,
where
φ⊥=2 tan−1/parenleftbiggη1αc
β2η2cosθi/parenrightbigg
,φ /bardbl=π+2 tan−1/parenleftbiggη2αc
β2η1cosθi/parenrightbigg
.
We note with interest that ρ⊥=ρ/bardbl=1. So the amplitudes of the reflected waves
are identical to those of the incident waves, and we call this the case of total internal
reflection . The phase of the reflected wave at the interface is changed from that of the
incident wave byan amount φ⊥orφ/bardbl. The phase shift incurred bythe reflected wave
upon total internal reflection is called the Goos–H¨ anchen shift .
In the case of total internal reflection the field in region 1 is a pure standing wave while
the field in region 2 decays exponentially in the z-direction and is evanescent (Problem
4.9).Sinceastandin gwavetransportsnopower,thereisnoPoyntingfluxintoregion2.
We find that the evanescent wave also carries no power and thus the boundaryconditiononpowerfluxattheinterfaceissatisfie d(Proble m4.10).Wenotethatforanyincide nt
angle except θ
i=0(normal incidence) the wave in region 1 does transport power in the
x-direction.
Reflection of time-domain uniform plane waves. Solution for the fields reflected
and transmitted at an interface shows us the properties of the fields for a certain singleexcitation frequencyand allows us to obtain time-domain fields byFourier inversion.Under certain conditions it is possible to do the inversion analytically, providing physicalinsight into the temporal behavior of the fields.
As a simple example, consider a perpendicularly-polarized, uniform plane wave incident
from free space at an angle θ
i ontheplanarsurfac eofaconductin gmateria l(Figure4.18).
Themateria lisassume dtohavefrequency-inde pendentconstituti veparameters ˜µ=µ0,
˜/epsilon1=/epsilon1, and ˜σ=σ. By(4.285) we have the reflected field
˜Er
⊥(r,ω)=ˆy˜/Gamma1⊥(ω)˜Ei
⊥(ω)e−jkr(ω)·r=ˆy˜Er(ω)e−jωˆkr·r
c (4.300)
where ˜Er=˜/Gamma1⊥˜Ei
⊥. We can use the time-shifting theorem (A.3)to invert the transform
and obtain
Er
⊥(r,t)=F−1/braceleftbig˜Er
⊥(r,ω)/bracerightbig
=ˆyEr/parenleftBigg
t−ˆkr·r
c/parenrightBigg
(4.301)
where we have bythe convolution theorem (12)
Er(t)=F−1/braceleftbig˜Er(ω)/bracerightbig
=/Gamma1⊥(t)∗E⊥(t).
Here
E⊥(t)=F−1/braceleftbig˜Ei
⊥(ω)/bracerightbig
is the time waveform of the incident plane wave, while
/Gamma1⊥(t)=F−1/braceleftbig˜/Gamma1⊥(ω)/bracerightbig
is the time-domain reflection coefficient.
By(4.301) the reflected time-domain field propagates along the direction ˆkrat the
speed of light. The time waveform of the field is the convolution of the waveform ofthe incident field with the time-domain reflection coefficient /Gamma1
⊥(t). In the lossless case
(σ=0),/Gamma1⊥(t)is aδ-function and thus the waveforms of the reflected and incident fields
are identical. With the introduction of loss /Gamma1⊥(t)broadens and thus the reflected field
waveform becomes a convolution-broadened version of the incident field waveform. Tounderstand the waveform of the reflected field we must compute /Gamma1
⊥(t). Note that by
choosing the permittivityof region 2 to exceed that of region 1 we preclude total internal
reflection.
We can specialize the frequency-domain reflection coefficient (4.283) for our problem
bynoting that
k1z=β1cosθi, k2z=/radicalBig
k2
2−k2
1x=ω√µ0/radicalbigg
/epsilon1+σ
jω−/epsilon10sin2θi,
and thus
Z1⊥=η0
cosθi, Z2⊥=η0/radicalBig
/epsilon1r+σ
jω/epsilon10−sin2θi,
where /epsilon1r=/epsilon1//epsilon1 0andη0=√µ0//epsilon10. We thus obtain
˜/Gamma1⊥=√s−√Ds+B√s+√Ds+B(4.302)
where s=jωand
D=/epsilon1r−sin2θi
cos2θi, B=σ
/epsilon10cos2θi.
We can put (4.302) into a better form for inversion. We begin bysubtracting /Gamma1⊥∞, the
high-frequencylimit of ˜/Gamma1⊥. Noting that
lim
ω→∞˜/Gamma1⊥(ω)=/Gamma1⊥∞=1−√
D
1+√
D,
we can form
˜/Gamma10
⊥(ω)=˜/Gamma1⊥(ω)−/Gamma1⊥∞=√s−√Ds+B√s+√Ds+B−1−√
D
1+√
D
=2√
D
1+√
D/bracketleftbigg√s−√s+B/D
√s+√
D√s+D/B/bracketrightbigg
.
With a bit of algebra this becomes
˜/Gamma10
⊥(ω)=−2√
D
D−1/parenleftBigg
s
s+B
D−1/parenrightBigg
1−/radicalBigg
s+B
D
s
−2B/parenleftBig
1+√
D/parenrightBig
(D−1)/parenleftBigg
1
s+B
D−1/parenrightBigg
.
Now we can apply(C.12), (C.18), and (C.19) to obtain
/Gamma10
⊥(t)=F−1/braceleftbig˜/Gamma10
⊥(ω)/bracerightbig
=f1(t)+f2(t)+f3(t) (4.303)
where
f1(t)=−2B
(1+√
D)(D−1)e−Bt
D−1U(t),
f2(t)=−B2
√
D(D−1)2U(t)/integraldisplayt
0e−B(t−x)
D−1I/parenleftbiggBx
2D/parenrightbigg
dx,
f3(t)=B√
D(D−1)I/parenleftbiggBt
2D/parenrightbigg
U(t).
Here
I(x)=e−x[I0(x)+I1(x)]
where I0(x)and I1(x)are modified Bessel functions of the first kind. Setting u=Bx/2D
we can also write
f2(t)=−2B√
D
(D−1)2U(t)/integraldisplay Bt
2D
0e−Bt−2Du
D−1I(u)du.
Polynomial approximations for I(x)maybe found in Abramowitz and Stegun [ ?], making
the computation of /Gamma10
⊥(t)straightforward.
The complete time-domain reflection coefficient is
/Gamma1⊥(t)=1−√
D
1+√
Dδ(t)+/Gamma10
⊥(t).
0.0 2.5 5.0 7.5 10.0 12.5
t (ns)-0.5-0.4-0.3-0.2-0.110-9 Γ⊥(t) =3, σ=0.01
=80, σ=4 rr
Figure 4.19: Time-domain reflection coefficients.
Ifσ=0then/Gamma10
⊥(t)=0and the reflection coefficient reduces to a single δ-function. Since
convolution with this term does not alter wave shape, the reflected field has the samewaveform as the incident field.
A plot of /Gamma1
0
⊥(t)fornorma lincidenc e(θi = 00)isshowninFigure4.19.Heretwo
material cases are displayed: /epsilon1r=3,σ=0.01S/m, which is representative of drywater
ice, and /epsilon1r=80,σ=4S/m, which is representative of sea water. We see that a pulse
waveform experiences more temporal spreading upon reflection from ice than from seawater, but that the amplitude of the dispersive component is less than that for sea water.
Reflection of a nonuniform plane wave from a planar interface. Describing the
interaction of a general nonuniform plane wave with a planar interface is problematicbecause of the non-TEM behavior of the incident wave. We cannot decompose the fieldsinto two mutuallyorthogonal cases as we did with uniform waves, and thus the analy sis
is more difficult. However, we found in the last section that when a uniform wave is
incident on a planar interface, the transmitted wave, even if non uniform in nature, takes
on the same mathematical form and maybe decomposed in the same manner as theincident wave. Thus, we may studythe case in which this refracted wave is incident on
a successive interface using exactlythe same analy sis as with a uniform incident wave.This is helpful in the case of multi-layered media, which we shall examine next.
Interaction of a plane wave with multi-layered, planar materials. Consider
N + 1 region sofspaceseparate dby N planarinterface sasshowninFigure4.20,and
assume that a uniform plane wave is incident on the first interface at angle θ
i. Each region
is assumed isotropic and homogeneous with a frequency-dependent complex permittivityand permeability. We can easily generalize the previous analysis regarding reflectionfrom a single interface byrealizing that in order to satisfythe boundaryconditions each
Figure 4.20: Interaction of a uniform plane wavewith a multi-layered material.
region, except region N, contains an incident-type wave of the form
˜Ei(r,ω)=˜Ei
0e−jki·r
and a reflected-type wave of the form
˜Er(r,ω)=˜Er
0e−jkr·r.
In region nwe maywrite the wave v ectors describing these waves as
ki
n=ˆxkx,n+ˆzkz,n, kr
n=ˆxkx,n−ˆzkz,n,
where
k2
x,n+k2
z,n=k2
n, k2
n=ω2˜µn˜/epsilon1c
n=(βn−jαn)2.
We note at the outset that, as with the single interface case, the boundaryconditions
are onlysatisfied when Snell’s law of reflection holds, and thus
kx,n=kx,0=k0sinθi (4.304)
where k0=ω(˜µ0˜/epsilon1c
0)1/2is the wavenumber of the 0th region (not necessarilyfree space).
From this condition we have
kz,n=/radicalBig
k2n−k2
x,0=τne−jγn
where
τn=(A2
n+B2
n)1/4,γ n=1
2tan−1/parenleftbiggBn
An/parenrightbigg
,
and
An=β2
n−α2
n−(β2
0−α2
0)sin2θi, Bn=2(βnαn−β0α0sin2θi).
Provided that the incident wave is uniform, we can decompose the fields in everyregion
into cases of perpendicular and parallel polarization. This is true even when the waves
in certain layers are nonuniform. For the case of perpendicular polarization we can write
the electric field in region n,0≤n≤N−1,a s ˜E⊥n=˜Ei
⊥n+˜Er
⊥nwhere
˜Ei
⊥n=ˆyan+1e−jkx,nxe−jkz,n(z−zn+1),
˜Er
⊥n=ˆybn+1e−jkx,nxe+jkz,n(z−zn+1),
and the magnetic field as ˜H⊥n=˜Hi
⊥n+Hr
⊥nwhere
˜Hi
⊥n=−ˆxkz,n+ˆzkx,n
knηnan+1e−jkx,nxe−jkz,n(z−zn+1),
˜Hr
⊥n=+ˆxkz,n+ˆzkx,n
knηnbn+1e−jkx,nxe+jkz,n(z−zn+1).
When n=Nthere is no reflected wave; in this region we write
˜E⊥N=ˆyaN+1e−jkx,Nxe−jkz,N(z−zN),
˜H⊥N=−ˆxkz,N+ˆzkx,N
kNηNaN+1e−jkx,Nxe−jkz,N(z−zN).
Since a1is the known amplitude of the incident wave, there are 2Nunknown wave am-
plitudes. We obtain the necessary 2Nsimultaneous equations byapply ing the boundary
conditions at each of the interfaces. At interface nlocated at z=zn,1≤n≤N−1,w e
have from the continuityof tangential electric field
an+bn=an+1e−jkz,n(zn−zn+1)+bn+1e+jkz,n(zn−zn+1)
while from the continuityof magnetic field
−ankz,n−1
kn−1ηn−1+bnkz,n−1
kn−1ηn−1=−an+1kz,n
knηne−jkz,n(zn−zn+1)+bn+1kz,n
knηne+jkz,n(zn−zn+1).
Noting that the wave imp edance of region nis
Z⊥n=knηn
kz,n
and defining the region npropagation factor as
˜Pn=e−jkz,n/Delta1n
where /Delta1n=zn+1−zn, we can write
an˜Pn+bn˜Pn=an+1+bn+1˜P2
n, (4.305)
−an˜Pn+bn˜Pn=−an+1Z⊥n−1
Z⊥n+bn+1Z⊥n−1
Z⊥n˜P2
n. (4.306)
We must still applythe boundaryconditions at z=zN. Proceeding as above, we find
that (4.305) and (4.306) hold for n=Nif we set bN+1=0and ˜PN=1.
The 2Nsimultaneous equations (4.305)–(4.306) maybe solved using standard matrix
methods. However, through a little manipulation we can put the equations into a formeasilysolved byrecursion, providing a verynice phy sical picture of the multiple reflectionsthat occur within the layered medium. We begin by eliminating b
nbysubtracting (4.306)
from (4.305):
2an˜Pn=an+1/bracketleftbigg
1+Z⊥n−1
Z⊥n/bracketrightbigg
+bn+1˜P2
n/bracketleftbigg
1−Z⊥n−1
Z⊥n/bracketrightbigg
. (4.307)
Figure 4.21: Wave flow diagram showing interaction of incident and reflected waves for
region n.
Defining
˜/Gamma1n=Z⊥n−Z⊥n−1
Z⊥n+Z⊥n−1(4.308)
as the interfacial reflection coefficient for interface n(i.e., the reflection coefficient as-
suming a single interface as in (4.283)), and
˜Tn=2Z⊥n
Z⊥n+Z⊥n−1=1+˜/Gamma1n
as the interfacial transmission coefficient for interface n, we can write (4.307) as
an+1=an˜Tn˜Pn+bn+1˜Pn(−˜/Gamma1n)˜Pn.
Finally, if we define the global reflection coefficient Rnfor region nas the ratio of the
amplitudes of the reflected and incident waves,
˜Rn=bn/an,
we can write
an+1=an˜Tn˜Pn+an+1˜Rn+1˜Pn(−˜/Gamma1n)˜Pn. (4.309)
Forn=Nwe merelyset RN+1=0to find
aN+1=aN˜TN˜PN. (4.310)
If we choose to eliminate an+1from (4.305) and (4.306) we find that
bn=an˜/Gamma1n+˜Rn+1˜Pn(1−˜/Gamma1n)an+1. (4.311)
Forn=Nthis reduces to
bN=aN˜/Gamma1N. (4.312)
Equation s(4.309 )and(4.311 )havenicephysicalinterpretations .Conside rFigure4.21,
which shows the wave amplitudes for region n. We maythink of the wave incident on
interface n+1with amplitude an+1as consisting of two terms. The first term is the
wave transmitted through interface n(atz=zn). This wave must propagate through a
distance /Delta1nto reach interface n+1and thus has an amplitude an˜Tn˜Pn. The second term
is the reflection at interface nof the wave traveling in the −zdirection within region n.
The amplitude of the wave before reflection is merely bn+1˜Pn, where the term ˜Pnresults
from the propagation of the negatively-traveling wave from interface n+1to interface
n. Now, since the interfacial reflection coefficient at interface nfor a wave incident from
region nis the negative of that for a wave incident from region n−1(since the wave
is traveling in the reverse direction), and since the reflected wave must travel through a
distance /Delta1nfrom interface nback to interface n+1, the amplitude of the second term is
bn+1˜Pn(−/Gamma1n)˜Pn. Finally, remembering that bn+1=˜Rn+1an+1, we can write
an+1=an˜Tn˜Pn+an+1˜Rn+1˜Pn(−˜/Gamma1n)˜Pn.
This equation is exactlythe same as (4.309) which was found using the boundarycon-
ditions. Bysimilar reasoning, we maysaythat the wave traveling in the −zdirection
in region n−1consists of a term reflected from the interface and a term transmitted
through the interface. The amplitude of the reflected term is merely an˜/Gamma1n. The amplitude
of the transmitted term is found byconsidering bn+1=˜Rn+1an+1propagated through a
distance /Delta1nand then transmitted backwards through interface n. Since the transmission
coefficient for a wave going from region nto region n−1is1+(−˜/Gamma1n), the amplitude of
the transmitted term is ˜Rn+1˜Pn(1−˜/Gamma1n)an+1. Thus we have
bn=˜/Gamma1nan+˜Rn+1˜Pn(1−˜/Gamma1n)an+1,
which is identical to (4.311).
We are still left with the task of solving for the various field amplitudes. This can be
done using a simple recursive technique. Using ˜Tn=1+˜/Gamma1nwe find from (4.309) that
an+1=(1+˜/Gamma1n)˜Pn
1+˜/Gamma1n˜Rn+1˜P2nan. (4.313)
Substituting this into (4.311) we find
bn=˜/Gamma1n+˜Rn+1˜P2
n
1+˜/Gamma1n˜Rn+1˜P2nan. (4.314)
Using this expression we find a recursive relationship for the global reflection coefficient:
˜Rn=bn
an=˜/Gamma1n+˜Rn+1˜P2
n
1+˜/Gamma1n˜Rn+1˜P2n. (4.315)
The procedure is now as follows. The global reflection coefficient for interface Nis, from
(4.312),
˜RN=bN/aN=˜/Gamma1N. (4.316)
This is also obtained from (4.315) with ˜RN+1=0. We next use (4.315) to find ˜RN−1:
˜RN−1=˜/Gamma1N−1+˜RN˜P2
N−1
1+˜/Gamma1N−1˜RN˜P2
N−1.
This process is repeated until reaching ˜R1, whereupon all of the global reflection coeffi-
cients are known. We then find the amplitudes beginning with a1, which is the known
incident field amplitude. From (4.315) we find b1=a1˜R1, and from (4.313) we find
a2=(1+˜/Gamma11)˜P1
1+˜/Gamma11˜R2˜P2
1a1.
This process is repeated until all field amplitudes are known.
We note that the process outlined above holds equallywell for parallel polarization as
long as we use the parallel wave impedances
Z/bardbln=kz,nηn
kn
when computing the interfacial reflection coefficients. See Problem ??.
As a simple example, consider a slab of material of thickness /Delta1sandwiched between
two lossless dielectrics. A time-harmonic uniform plane wave of frequency ω=ˇωis
normallyincident onto interface 1, and we wish to compute the amplitude of the wavereflected byinterface 1 and determine the conditions under which the reflected wavevanishes. In this case we have N=2, with two interfaces and three regions. By(4.316)
we have R
2=/Gamma12, where R2=˜R2(ˇω),/Gamma12=˜/Gamma12(ˇω), etc. Then by(4.315) we find
R1=/Gamma11+R2P2
1
1+/Gamma11R2P2
1=/Gamma11+/Gamma12P2
1
1+/Gamma11/Gamma12P2
1.
Hence the reflected wave vanishes when
/Gamma11+/Gamma12P2
1=0.
Since the field in region 0is normallyincident we have
kz,n=kn=βn=ˇω√µn/epsilon1n.
If we choose P2
1=−1, then /Gamma11=/Gamma12results in no reflected wave. This requires
Z1−Z0
Z1+Z0=Z2−Z1
Z2+Z1.
Clearing the denominator we find that 2Z2
1=2Z0Z2or
Z1=/radicalbig
Z0Z2.
This condition makes the reflected field vanish if we can ensure that P2
1=− 1.T o d o
this we need
e−jβ12/Delta1=−1.
The minimum thickness that satisfies this condition is β12/Delta1=π. Since β=2π/λ, this
is equivalent to
/Delta1=λ/4.
A layer of this type is called a quarter-wave transformer . Since no wave is refl ected from
the initial interface, and since all the regions are assumed lossless, all of the power carriedbythe incident wave in the first region is transferred into the third region. Thus, two
regions of differing materials maybe “matched” byinserting an appropriate slab between
Figure 4.22: Interaction of a uniform plane wave with a conductor-backed dielectric slab.
them. This technique finds use in optical coatings for lenses and for reducing the radar
reflectivityof objects.
As a second example, consider a lossless dielectric slab with ˜/epsilon1=/epsilon11 =/epsilon11r/epsilon10,and ˜µ=µ0,
backedbyaperfectconducto randimmerse dinfreespaceasshowninFigure4.22.A
perpendicularlypolarized uniform plane wave is incident on the slab from free spaceand we wish to find the temporal response of the reflected wave byfirst calculating thefrequency-domain reflected field. Since /epsilon1
0</epsilon1 1, total internal reflection cannot occur.
Thus the wave v ectors in region 1 have real components and can be written as
ki
1=kx,1ˆx+kz,1ˆz, kr
1=kx,1ˆx−kz,1ˆz.
From Snell’s law of refraction we know that
kx,1=k0sinθi=k1sinθt
and so
kz,1=/radicalBig
k2
1−k2
x,1=ω
c/radicalBig
/epsilon11r−sin2θi=k1cosθt
where θtis the transmission angle in region 1. Since region 2 is a perfect conductor we
have ˜R2=−1. By(4.315) we have
˜R1(ω)=/Gamma11−˜P2
1(ω)
1−/Gamma11˜P2
1(ω), (4.317)
where from (4.308)
/Gamma11=Z1−Z0
Z1+Z0
is not a function of frequency. By the approach we used to obtain (4.300) we write
˜Er
⊥(r,ω)=ˆy˜R1(ω)˜Ei
⊥(ω)e−jkr
1(ω)·r.
So
Er
⊥(r,t)=ˆyEr/parenleftBigg
t−ˆkr
1·r
c/parenrightBigg
where bythe convolution theorem
Er(t)=R1(t)∗Ei
⊥(t). (4.318)
Here
Ei
⊥(t)=F−1/braceleftbig˜Ei
⊥(ω)/bracerightbig
is the time waveform of the incident plane wave, while
R1(t)=F−1/braceleftbig˜R1(ω)/bracerightbig
is the global time-domain reflection coefficient.
To invert ˜R1(ω), we use the binomial expansion (1−x)−1=1+x+x2+x3+··· on
the denominator of (4.317), giving
˜R1(ω)=[/Gamma11−˜P2
1(ω)]/braceleftbig
1+[/Gamma11˜P2
1(ω)]+[/Gamma11˜P2
1(ω)]2+[/Gamma11˜P2
1(ω)]3+.../bracerightbig
=/Gamma11−[1−/Gamma12
1]˜P2
1(ω)−[1−/Gamma12
1]/Gamma11˜P4
1(ω)−[1−/Gamma12
1]/Gamma12
1˜P6
1(ω)−···.(4.319)
Thus we need the inverse transform of
˜P2n
1(ω)=e−j2nkz,1/Delta11=e−j2nk1/Delta11cosθt.
Writing k1=ω/v 1, where v1=1/(µ 0/epsilon11)1/2is the phase velocityof the wave in region 1,
and using 1↔δ(t)along with the time-shifting theorem (A.3) we have
˜P2n
1(ω)=e−jω2nτ↔δ(t−2nτ)
where τ=/Delta11cosθt/v1. With this the inverse transform of ˜R1in (4.319) is
R1(t)=/Gamma11δ(t)−(1+/Gamma11)(1−/Gamma11)δ(t−2τ)−(1+/Gamma11)(1−/Gamma11)/Gamma11δ(t−4τ)−···
and thus from (4.318)
Er(t)=/Gamma11Ei
⊥(t)−(1+/Gamma11)(1−/Gamma11)Ei
⊥(t−2τ)−(1+/Gamma11)(1−/Gamma11)/Gamma11Ei
⊥(t−4τ)−···.
The reflected field consists of time-shifted and amplitude-scaled versions of the incident
field waveform. These terms can be interpreted as multiple reflections of the incident
wave.Conside rFigure4.23.Thefirsttermisthedirectreflectio nfrominterface1and
thus has its amplitude multiplied by /Gamma11. The next term represents a wave that pene-
trates the interface (and thus has its amplitude multiplied bythe transmission coefficient1+/Gamma1
1), propagates to and reflects from the conductor (and thus has its amplitude mul-
tiplied by −1), and then propagates back to the interface and passes through in the
opposite direction (and thus has its amplitude multiplied bythe transmission coefficientfor passage from region 1 to region 0,1−/Gamma1
1). The time delaybetween this wave and
the initially-reflected wave is given by 2τ, as discussed in detail below. The third term
represents a wave that penetrates the interface, reflects from the conductor, returns toand reflects from the interface a second time, again reflects from the conductor, andthen passes through the interface in the opposite direction. Its amplitude has an ad-ditional multiplicative factor of −/Gamma1
1to account for reflection from the interface and an
additional factor of −1to account for the second reflection from the conductor, and is
time-delayed by an additional 2τ. Subsequent terms account for additional reflections;
Figure 4.23: Timing diagram for multiple reflections from a conductor-backed dielectric
slab.
thenth reflected wave amplitude is multiplied byan additional (−1)nand(−/Gamma11)nand is
time-delayed by an additional 2nτ.
It is important to understand that the time delay 2τisnotjust the propagation time
for the wave to travel through the slab. To properlydescribe the timing between theinitially-reflected wave and the waves that reflect from the conductor we must consider
thefieldoveridenticalobservationplanesasshowninFigure4.23.Forexample ,consider
the observation plane designated P-P intersecting the first “exit point” on interface 1.To arrive at this plane the initially-reflected wave takes the path labeled B, arriving at
a time
Dsinθ
i
v0
after the time of initial reflection, where v0=cis the velocityin region 0. To arrive at
this same plane the wave that penetrates the surface takes the path labeled A, arriving
at a time
2/Delta11
v1cosθt
where v1is the wave velocityin region 1 and θtis the transmission angle. Noting that
D=2/Delta11tanθt, the time delaybetween the arrival of the two waves at the plane P-P is
T=2/Delta11
v1cosθt−Dsinθi
v0=2/Delta11
v1cosθt/bracketleftbigg
1−sinθtsinθi
v0/v1/bracketrightbigg
.
BySnell’s law of refraction (4.297) we can write
v0
v1=sinθi
sinθt,
which, upon substitution, gives
T=2/Delta11cosθt
v1.
This is exactlythe time delay 2τ.
4.11.6 Plane-wave propagation in an anisotropic ferrite medium
Several interesting properties of plane waves, such as Faradayrotation and the exis-
tence of stopbands, appear onlywhen the waves propagate through anisotropic media.We shall studythe behavior of waves propagating in a magnetized ferrite medium, andnote that this behavior is shared bywaves propagating in a magnetized plasma, becauseof the similarityin the dy adic constitutive parameters of the two media.
Consider a uniform ferrite material having scalar permittivity ˜/epsilon1=/epsilon1and dyadic per-
meability ˜¯µ. We assume that the ferrite is lossless and magnetized along the z-direction.
By(4.115)– (4.117) the permeabilityof the medium is
[˜¯µ(ω)]=
µ
1jµ20
−jµ2µ10
00 µ0
where
µ1=µ0/bracketleftbigg
1+ωMω0
ω2
0−ω2/bracketrightbigg
,µ 2=µ0ωω M
ω2
0−ω2.
The source-free frequency-domain wave equation can be found using (4.201) with˜¯ζ=
˜¯ξ=0and ˜¯/epsilon1=/epsilon1¯I:
/bracketleftbigg
¯∇·/parenleftbigg
¯I1
/epsilon1/parenrightbigg
·¯∇−ω2˜¯µ/bracketrightbigg
·˜H=0
or, since ¯∇·A=∇× A,
1
/epsilon1∇×/parenleftbig
∇× ˜H/parenrightbig
−ω2˜¯µ·˜H=0. (4.320)
The simplest solutions to the wave equation for this anisotropic medium are TEM
plane waves that propagate along the applied dc magnetic field. We thus seek solutionsof the form
˜H(r,ω)=˜H
0(ω)e−jk·r(4.321)
where k=ˆzβand ˆz·˜H0=0. We can find βbyenforcing (4.320). From (B.7) we find
that
∇× ˜H=− jβˆzטH0e−jβz.
ByAmpere’s law we have
˜E=∇× ˜H
jω/epsilon1=− ZTEMˆzטH, (4.322)
where
ZTEM=β/ω/epsilon1
is the wave imp edance. Note that the wave is indeed TEM. The second curl is found to
be
∇×/parenleftbig
∇× ˜H/parenrightbig
=− jβ∇×/bracketleftbigˆzטH0e−jβz/bracketrightbig
.
After an application of (B.43) this becomes
∇×/parenleftbig
∇× ˜H/parenrightbig
=− jβ/bracketleftbig
e−jβz∇×(ˆzטH0)−(ˆzטH0)×∇e−jβz/bracketrightbig
.
The first term on the right-hand side is zero, and thus using (B.76) we have
∇×/parenleftbig
∇× ˜H/parenrightbig
=/bracketleftbig
−jβe−jβzˆz×(ˆzטH0)/bracketrightbig
(−jβ)
or, using (B.7),
∇×/parenleftbig
∇× ˜H/parenrightbig
=β2e−jβz˜H0
since ˆz·˜H0=0. With this (4.320) becomes
β2˜H0=ω2/epsilon1˜¯µ·˜H0. (4.323)
We can solve (4.323) for βbywriting the vector equation in component form:
β2H0x=ω2/epsilon1/bracketleftbig
µ1H0x+jµ2H0y/bracketrightbig
,
β2H0y=ω2/epsilon1/bracketleftbig
−jµ2H0x+µ1H0y/bracketrightbig
.
In matrix form these are
/bracketleftbiggβ2−ω2/epsilon1µ1−jω2/epsilon1µ2
jω2/epsilon1µ2β2−ω2/epsilon1µ1/bracketrightbigg/bracketleftbiggH0x
H0y/bracketrightbigg
=/bracketleftbigg0
0/bracketrightbigg
, (4.324)
and nontrivial solutions occur onlyif
/vextendsingle/vextendsingle/vextendsingle/vextendsingleβ
2−ω2/epsilon1µ1−jω2/epsilon1µ2
jω2/epsilon1µ2β2−ω2/epsilon1µ1/vextendsingle/vextendsingle/vextendsingle/vextendsingle=0.
Expansion yields the two solutions
β
±=ω√/epsilon1µ± (4.325)
where
µ±=µ1±µ2=µ0/bracketleftbigg
1+ωM
ω0∓ω/bracketrightbigg
. (4.326)
So the propagation properties of the plane wave are the same as those in a medium with
an equivalent scalar permeabilitygiven by µ±.
Associated with each of these solutions is a relationship between H0xand H0ythat can
be found from (4.324). Substituting β+into the first equation we have
ω2/epsilon1µ2H0x−jω2/epsilon1µ2H0y=0
orH0x=jH0y. Similarly, substitution of β−produces H0x=− jH0y. Thus, by(4.321)
the magnetic field maybe expressed as
˜H(r,ω)=H0y[±jˆx+ˆy]e−jβ±z.
By(4.322) we also have the electric field
˜E(r,ω)=ZTEMH0y[ˆx+e∓jπ
2ˆy]e−jβ±z.
This field has the form of (4.248). For β+we have φy−φx=−π/2and thus the wave
exhibits RHCP. For β−we have φy−φx=π/2and the wave exhibits LHCP.
012345
β/( /v )01234ω/ω0
Light LineRHCP
stopbandRHCP
RHCPLHCP
0c
Figure 4.24: Dispersion plot for unmagnetized ferrite with ωM=2ω0. Light line shows
ω/β=vc=1/(µ 0/epsilon1)1/2.
Thedispersiondiagra mforeachpolarizatio ncaseisshowninFigure4.24,wherewe
have arbitrarilychosen ωM=2ω0. Here we have combined (4.325) and (4.326) to produce
the normalized expression
β±
ω0/vc=ω
ω0/radicalBigg
1+ωM/ω0
1∓ω/ω 0
where vc=1/(µ 0/epsilon1)1/2. Except at low frequencies, an LHCP plane wavepasses through
the ferrite as if the permeabilityis close to that of free space. Over all frequencies wehavev
p<v candvg<v c. In contrast, an RHCP wave excites the electrons in the ferrite
and a resonance occurs at ω=ω0. For all frequencies below ω0we have vp<v cand
vg<v cand both vpandvgreduce to zero as ω→ω0. Because the ferrite is lossless,
frequencies between ω=ω0andω=ω0+ωMresult in βbeing purelyimaginaryand
thus the wave being evanescent. We thus call the frequencyrange ω0<ω<ω 0+ωM
astopband ; within this band the plane wave cannot transport energy. For frequencies
above ω0+ωMthe RHCP wavepropagates as if it is in a medium with permeabilityless
than that of free space. Here we have vp>v candvg<v c, with vp→vcandvg→vcas
ω→∞.
Faraday rotation. The solutions to the wave equation found above do not allow the
existence of linearlypolarized plane waves. However, bysuperposing LHCP and RHCPwaves we can obtain a wave with the appearance of linear polarization. That is, overany z-plane the electric field vector maybe written as ˜E=K(E
x0ˆx+Ey0ˆy)where Ex0
and Ey0are real (although Kmaybe complex). To see this let us examine
˜E=˜E++˜E−=E0
2[ˆx−jˆy]e−jβ+z+E0
2[ˆx+jˆy]e−jβ−z
=E0
2/bracketleftbigˆx/parenleftbig
e−jβ+z+e−jβ−z/parenrightbig
+jˆy/parenleftbig
−e−jβ+z+e−jβ−z/parenrightbig/bracketrightbig
=E0e−j1
2(β++β−)z/bracketleftbigg
ˆxcos1
2(β+−β−)z+ˆysin1
2(β+−β−)z/bracketrightbigg
or
˜E=E0e−j1
2(β++β−)z[ˆxcosθ(z)+ˆysinθ(z)]
where θ(z)=(β+−β−)z/2. Because β+/negationslash=β−, the velocities of the two circularly
polarized waves differ and the waves superpose to form a linearlypolarized wave with apolarization that depends on the observation plane z-value. We maythink of the wave
as undergoing a phase shift of (β
++β−)z/2radians as it propagates, while the direction
of˜Erotates to an angle θ(z)=(β+−β−)z/2as the wave propagates. Faraday rotation
can onlyoccur at frequencies where both the LHCP and RHCP waves propagate, andtherefore not within the stopband ω
0<ω<ω 0+ωM.
Faradayrotation is non-reciprocal. That is, if a wave that has undergone a rotation of
θ0radians bypropagating through a distance z0is made to propagate an equal distance
back in the direction from whence it came, the polarization does not return to its initialstate but rather incurs an additional rotation of θ
0. Thus, the polarization angle of the
wave when it returns to the starting point is not zero, but 2θ0. This effect is employed
in a number of microwave devices including gyrators, isolators, and circulators. Theinterested reader should see Collin [40], Elliott [67], or Liao [111] for details. We notethat for ω/greatermuchω
Mwe can approximate the rotation angle as
θ(z)=(β+−β−)z/2=1
2ωz√/epsilon1µ0/bracketleftbigg/radicalbigg
1+ωM
ω0−ω−/radicalbigg
1+ωM
ω0+ω/bracketrightbigg
≈−1
2zωM√/epsilon1µ0,
which is independent of frequency. So it is possible to construct Faraday rotation-based
ferrite devices that maintain their properties over wide bandwidths.
It is straightforward to extend the above analysis to the case of a lossy ferrite. We
find that for typical ferrites the attenuation constant associated with µ−is small for all
frequencies, but the attenuation constant associated with µ+is large near the resonant
frequency( ω≈ω0)[40].SeeProble m4.16.
4.11.7 Propagation of cylindrical waves
Bystudy ing plane waves we have gained insight into the basic behavior of frequency-
domain and time-harmonic waves. However, these solutions do not displaythe funda-mental propertythat waves in space must diverge from their sources. To understand this
behavior we shall treat waves ha ving cylindrical and spherical symmetries.
Uniform cylindrical waves. In§2.10.7 we studied the temporal behavior of cylin-
drical waves in a homogeneous, lossless medium and found that theydiverge from a line
source located along the z-axis. Here we shall extend the analysis to lossy media and
investigate the behavior of the waves in the frequencydomain.
Consider a homogeneous region of space described bythe permittivity ˜/epsilon1(ω), permeabil-
ity˜µ(ω), and conductivity ˜σ(ω). We seek solutions that are invariant over a cylindrical
surface: ˜E(r,ω)=˜E(ρ, ω), ˜H(r,ω)=˜H(ρ, ω) . Such waves are called uniform cylindrical
waves . Since the fields are z-independent we maydecompose them into TE and TM sets
as described in §4.11.2. For TM polarization we mayinsert (4.211) into (4.212) to find
˜H
φ(ρ, ω) =1
jω˜µ(ω)∂˜Ez(ρ, ω)
∂ρ. (4.327)
For TE polarization we have from (4.213)
˜Eφ(ρ, ω) =−1
jω˜/epsilon1c(ω)∂˜Hz(ρ, ω)
∂ρ(4.328)
where ˜/epsilon1c=˜/epsilon1+˜σ/jωis the complex permittivityintroduced in §4.4.1. Since ˜E=
ˆφ˜Eφ+ˆz˜Ezand ˜H=ˆφ˜Hφ+ˆz˜Hz, we can always decompose a cylindrical electromagnetic
wave into cases of electric and magnetic polarization. In each case the resulting field isTEM
ρsince ˜E,˜H, and ˆρare mutuallyorthogonal.
Wave equations for ˜Ezin the electric polarization case and for ˜Hzin the magnetic
polarization case can be derived bysubstituting (4.210) into (4.208):
/parenleftbigg∂2
∂ρ2+1
ρ∂
∂ρ+k2/parenrightbigg/braceleftbigg˜Ez
˜Hz/bracerightbigg
=0.
Thus the electric field must obeythe ordinarydifferential equation
d2˜Ez
dρ2+1
ρd˜Ez
dρ+k2˜Ez=0. (4.329)
This is merelyBessel’s equation (A.124). It is a second-order equation with two inde-
pendent solutions chosen from the list
J0(kρ), Y0(kρ), H(1)
0(kρ), H(2)
0(kρ).
We find that J0(kρ)and Y0(kρ)are useful for describing standing waves between bound-
aries, while H(1)
0(kρ)and H(2)
0(kρ)are useful for describing waves propagating in the
ρ-direction. Of these, H(1)
0(kρ)represents waves traveling inward while H(2)
0(kρ)repre-
sents waves traveling outward. At this point we are interested in studying the behaviorof outward propagating waves and so we choose
˜E
z(ρ, ω) =−j
4˜Ez0(ω)H(2)
0(kρ). (4.330)
As explained in §2.10.7, ˜Ez0(ω)is the amplitude spectrum of the wave, while the term
−j/4is included to make the conversion to the time domain more convenient. By(4.327)
we have
˜Hφ=1
jω˜µ∂˜Ez
∂ρ=1
jω˜µ∂
∂ρ/bracketleftbigg
−j
4˜Ez0H(2)
0(kρ)/bracketrightbigg
. (4.331)
Using dH(2)
0(x)/dx=− H(2)
1(x)we find that
˜Hφ=1
ZTM˜Ez0
4H(2)
1(kρ) (4.332)
where
ZTM=ω˜µ
k
is called the TM wave impedance .
For the case of magnetic polarization, the field ˜Hzmust satisfyBessel’s equation
(4.329). Thus we choose
˜Hz(ρ, ω) =−j
4˜Hz0(ω)H(2)
0(kρ). (4.333)
From (4.328) we find the electric field associated with the wave:
˜Eφ=− ZTE˜Hz0
4H(2)
1(kρ), (4.334)
where
ZTE=k
ω˜/epsilon1c
is the TE wave impedance .
It is not readilyapparent that the terms H(2)
0(kρ)orH(2)
1(kρ)describe outward prop-
agating waves. We shall see later that the cylindrical wave may be written as a su-perposition of plane waves, both uniform and evanescent, propagating in all possibledirections. Each of these components does have the expected wave beha vior, but it is
still not obvious that the sum of such waves is outward propagating.
We saw in §2.10.7 that when examined in the time domain, a cylindrical wave of the
form H
(2)
0(kρ)does indeed propagate outward, and that for lossless media the velocityof
propagation of its wavefronts is v=1/(µ/epsilon1)1/2. For time-harmonic fields, the cylindrical
wave takes on a familiar behavior when the observation point is sufficientlyremoved fromthe source. We mayspecialize (4.330) to the time-harmonic case bysetting ω=ˇωand
using phasors, giving
ˇE
z(ρ)=−j
4ˇEz0H(2)
0(kρ).
If|kρ|/greatermuch1we can use the asymptotic representation (E.62) for the Hankel function
H(2)
ν(z)∼/radicalbigg
2
πze−j(z−π/4−νπ/2), |z|/greatermuch1,−2π< arg(z)<π ,
to obtain
ˇEz(ρ)∼ˇEz0e−jkρ
√8jπkρ(4.335)
and
ˇHφ(ρ)∼− ˇEz01
ZTMe−jkρ
√8jπkρ(4.336)
for|kρ|/greatermuch 1. Except for the√ρterm in the denominator, the wave has verymuch the
same form as the plane waves encountered earlier. For the case of magnetic polarization,
we can approximate (4.333) and (4.334) to obtain
ˇHz(ρ)∼ˇHz0e−jkρ
√8jπkρ(4.337)
and
ˇEφ(ρ)∼ZTEˇHz0e−jkρ
√8jπkρ(4.338)
for|kρ|/greatermuch1.
To interpret the wave nature of the field (4.335) let us substitute k=β−jαinto
the exponential function, where βis the phase constant (4.224) and αis the attenuation
constant (4.225). Then
ˇEz(ρ)∼ˇEz01√8jπkρe−αρe−jβρ.
Assuming ˇEz0=|Ez0|ejξE, the time-domain representation is found from (4.126):
Ez(ρ,t)=|Ez0|√8πkρe−αρcos[ˇωt−βρ−π/4+ξE]. (4.339)
We can identifya surface of constant phase as a locus of points obey ing
ˇωt−βρ−π/4+ξE=CP (4.340)
where CPis some constant. These surfaces are cylinders coaxial with the z-axis, and are
called cylindrical wavefronts . Note that surfaces of constant amplitude, as determined
by
e−αρ
√ρ=CA
where CAis some constant, are also cylinders.
The cosine term in (4.339) represents a traveling wave. As tis increased the argument
of the cosine function remains fixed as long as ρis increased correspondingly. Hence the
cylindrical wavefronts propagate outward as time progresses. As the wavefront travels
outward, the field is attenuated because of the factor e−αρ. The velocityof propagation
of the phase fronts maybe computed bya now familiar technique. Differentiating (4.340)with respect to twe find that
ˇω−βdρ
dt=0,
and thus have the phase velocity vpof the outward expanding phase fronts:
vp=dρ
dt=ˇω
β.
Calculation of wavelength also proceeds as before. Examining the two adjacent wave-
fronts that produce the same value of the cosine function in (4.339), we find βρ1=
βρ2−2πor
λ=ρ2−ρ1=2π/β.
Computation of the power carried bya cy lindrical wave is straightforward. Since a
cylindrical wavefront is infinite in extent, we usually speak of the power per unit length
carried bythe wave. This is found byintegrating the time-average Poy nting flux givenin (4.157). For electric polarization we find the time-average power flux densityusing
(4.330) and (4.331):
S
av=1
2Re{ˇEzˆzסH∗
φˆφ}=1
2Re/braceleftbigg
ˆρj
16Z∗
TM|ˇEz0|2H(2)
0(kρ)H(2)∗
1(kρ)/bracerightbigg
. (4.341)
For magnetic polarization we use (4.333) and (4.334):
Sav=1
2Re{ˇEφˆφסH∗
zˆz}=1
2Re/braceleftbigg
−ˆρjZTE
16|ˇHz0|2H(2)∗
0(kρ)H(2)
1(kρ)/bracerightbigg
.
For a lossless medium these expressions can be greatlysimplified. By(E.5) we can write
jH(2)
0(kρ)H(2)∗
1(kρ)=j[J0(kρ)−jN0(kρ)][J1(kρ)+jN1(kρ)],
hence
jH(2)
0(kρ)H(2)∗
1(kρ)=[N0(kρ)J1(kρ)−J0(kρ)N1(kρ)]+j[J0(kρ)J1(kρ)+N0(kρ)N1(kρ)].
Substituting this into (4.341) and remembering that ZTM=η=(µ//epsilon1)1/2is real for
lossless media, we have
Sav=ˆρ1
32η|ˇEz0|2[N0(kρ)J1(kρ)−J0(kρ)N1(kρ)].
Bythe Wronskian relation (E.88) we have
Sav=ˆρ|ˇEz0|2
16πkρη.
The power densityis inverselyproportional to ρ. When we compute the total time-
average power per unit length passing through a cylinder of radius ρ, this factor cancels
with the ρ-dependence of the surface area to give a result independent of radius:
Pav/l=/integraldisplay2π
0Sav·ˆρρdφ=|ˇEz0|2
8kη. (4.342)
For a lossless medium there is no mechanism to dissipate the power and so the waveprop-
agates unabated. A similar calculation for the case of magnetic polarization (Problem??) gives
S
av=ˆρη|ˇHz0|2
16πkρ
and
Pav/l=η|ˇHz0|2
8k.
For a lossymedium the expressions are more difficult to evaluate. In this case we expect
the total power passing through a cylinder to depend on the radius of the cylinder, sincethe fields decayexponentiallywith distance and thus give up power as theypropagate.If we assume that the observation point is far from the z-axis with |kρ|/greatermuch1, then we can
use (4.335) and (4.336) for the electric polarization case to obtain
S
av=1
2Re{ˇEzˆzסH∗
φˆφ}=1
2Re/braceleftbigg
ˆρe−2αρ
8πρ|k|Z∗
TM|ˇEz0|2/bracerightbigg
.
Therefore
Pav/l=/integraldisplay2π
0Sav·ˆρρdφ=Re/braceleftbigg1
Z∗
TM/bracerightbigg
|ˇEz0|2e−2αρ
8|k|.
We note that for a lossless material ZTM=ηandα=0, and the expression reduces to
(4.342) as expected. Thus for lossymaterials the power depends on the radius of thecylinder. In the case of magnetic polarization we use (4.337) and (4.338) to get
S
av=1
2Re{ˇEφˆφסH∗
zˆz}=1
2Re/braceleftbigg
ˆρZ∗
TEe−2αρ
8πρ|k||ˇHz0|2/bracerightbigg
and
Pav/l=Re/braceleftbig
Z∗
TE/bracerightbig
|ˇHz0|2e−2αρ
8|k|.
Example of uniform cylindrical waves: fields of a line source. The simplest
example of a uniform cylindrical wave is that produced byan electric or magnetic line
source. Consider first an infinite electric line current of amplitude ˜I(ω)on the z-axis,
immersed within a medium of permittivity ˜/epsilon1(ω), permeability ˜µ(ω), and conductivity
˜σ(ω). We assume that the current does not varyin the z-direction, and thus the problem
is two-dimensional. We can decompose the field produced bythe line source into TE andTM cases according to §4.11.2. It turns out that an electric line source onlyexcites TM
fields, as we shall show in §5.4, and thus we need only ˜E
zto completelydescribe the
fields.
Bysy mmetrythe fields are φ-independent and thus the wave produced bythe line
source is a uniform cylindrical wave. Since the wavepropagates outward from the line
source we have the electric field from (4.330),
˜Ez(ρ, ω) =−j
4˜Ez0(ω)H(2)
0(kρ), (4.343)
and the magnetic field from (4.332),
˜Hφ(ρ, ω) =k
ω˜µ˜Ez0(ω)
4H(2)
1(kρ).
We can find ˜Ez0byusing Ampere’s law:
/contintegraldisplay
/Gamma1˜H·dl=/integraldisplay
S˜J·dS+jω/integraldisplay
S˜D·dS.
Since ˜Jis the sum of the impressed current ˜Iand the secondaryconduction current ˜σ˜E,
we can also write
/contintegraldisplay
/Gamma1˜H·dl=˜I+/integraldisplay
S(˜σ+jω˜/epsilon1)˜E·dS=˜I+jω˜/epsilon1c/integraldisplay
S˜E·dS.
Choosing our path of integration as a circle of radius ain the z=0plane and substituting
for˜Ezand ˜Hφ, we find that
k
ω˜µ˜Ez0
4H(2)
1(ka)2πa=˜I+jω˜/epsilon1c2π−j˜Ez0
4lim
δ→0/integraldisplaya
δH(2)
0(kρ)ρdρ. (4.344)
The limit operation is required because H(2)
0(kρ)diverges as ρ→0. By(E.104) the
integral is
lim
δ→0/integraldisplaya
δH(2)
0(kρ)ρdρ=a
kH(2)
1(ka)−1
klim
δ→0δH(2)
1(kδ).
The limit maybe found byusing H(2)
1(x)=J1(x)−jN1(x)and the small argument
approximations (E.50) and (E.53):
lim
δ→0δH(2)
1(δ)=lim
δ→0δ/bracketleftbiggkδ
2−j/parenleftbigg
−1
π2
kδ/parenrightbigg/bracketrightbigg
=j2
πk.
Substituting these expressions into (4.344) we obtain
k
ω˜µ˜Ez0
4H(2)
1(ka)2πa=˜I+jω˜/epsilon1c2π−j˜Ez0
4/bracketleftbigga
kH(2)
1(ka)−j2
πk2/bracketrightbigg
.
Using k2=ω2˜µ˜/epsilon1cwe find that the two Hankel function terms cancel. Solving for ˜Ez0we
have
˜Ez0=− jω˜µ˜I
and therefore
˜Ez(ρ, ω) =−ω˜µ
4˜I(ω)H(2)
0(kρ)=− jω˜µ˜I(ω)˜G(x,y|0,0;ω). (4.345)
Here ˜Gis called the two-dimensional Green’s function and is given by
˜G(x,y|x/prime,y/prime;ω)=1
4jH(2)
0/parenleftBig
k/radicalbig
(x−x/prime)2+(y−y/prime)2/parenrightBig
. (4.346)
Green’s functions are examined in greater detail in Chapter 5
It is also possible to determine the field amplitude byevaluating
lim
a→0/contintegraldisplay
C˜H·dl.
This produces an identical result and is a bit simpler since it can be argued that the
surface integral of ˜Ezvanishes as a→0without having to perform the calculation
directly[83, 8].
For a magnetic line source ˜Im(ω)aligned along the z-axis we proceed as above, but
note that the source onlyproduces TE fields. By(4.333) and (4.334) we have
˜Hz(ρ, ω) =−j
4˜Hz0(ω)H(2)
0(kρ), ˜Eφ=−k
ω˜/epsilon1c˜H0z
4H(2)
1(kρ).
We can find ˜Hz0by applying Faraday’s law
/contintegraldisplay
C˜E·dl=−/integraldisplay
S˜Jm·dS−jω/integraldisplay
S˜B·dS
about a circle of radius ain the z=0plane. We have
−k
ω˜/epsilon1c˜Hz0
4H(2)
1(ka)2πa=− ˜Im−jω˜µ/bracketleftbigg
−j
4/bracketrightbigg
˜Hz02πlim
δ→0/integraldisplaya
δH(2)
0(kρ)ρdρ.
Proceeding as above we find that
˜Hz0=jω˜/epsilon1c˜Im
hence
˜Hz(ρ, ω) =−ω˜/epsilon1c
4˜Im(ω)H(2)
0(kρ)=− jω˜/epsilon1c˜Im(ω)˜G(x,y|0,0;ω). (4.347)
Note that we could have solved for the magnetic field of a magnetic line current by
using the field of an electric line current and the principle of duality. Letting the magneticcurrent be equal to −ηtimes the electric current and using (4.198), we find that
˜H
z0=/parenleftbigg
−1
η˜Im(ω)
˜I(ω)/parenrightbigg/parenleftbigg
−1
η/bracketleftbigg
−ω˜µ
4˜I(ω)H(2)
0(kρ)/bracketrightbigg/parenrightbigg
=− ˜Im(ω)ω˜/epsilon1c
4H(2)
0(kρ) (4.348)
as in (4.347).
Nonuniform cylindrical waves. When we solve two-dimensional boundaryvalue
problems we encounter cylindrical waves that are z-independent but φ-dependent. Al-
though such waves propagate outward, theyhave a more complicated structure than
those considered above.
For the case of TM polarization we have, by(4.212),
˜Hρ=j
ZTMk1
ρ∂˜Ez
∂φ, (4.349)
˜Hφ=−j
ZTMk∂˜Ez
∂ρ, (4.350)
where ZTM=ω˜µ/k. For the TE case we have, by(4.213),
˜Eρ=−jZTE
k1
ρ∂˜Hz
∂φ, (4.351)
˜Eφ=jZTE
k∂˜Hz
∂ρ, (4.352)
where ZTE=k/ω˜/epsilon1c. By(4.208) the wave equations are
/parenleftbigg∂2
∂ρ2+1
ρ∂
∂ρ+1
ρ2∂2
∂φ2+k2/parenrightbigg/braceleftbigg˜Ez
˜Hz/bracerightbigg
=0.
Because this has the form of A.177 with ∂/∂z→0,w eh a v e
/braceleftbigg˜Ez(ρ, φ, ω)
˜Hz(ρ, φ, ω)/bracerightbigg
=P(ρ, ω)/Phi1(φ, ω) (4.353)
where
/Phi1(φ,ω) =Aφ(ω)sinkφφ+Bφ(ω)coskφφ, (4.354)
P(ρ)=Aρ(ω)B(1)
kφ(kρ)+Bρ(ω)B(2)
kφ(kρ), (4.355)
and where B(1)
ν(z)and B(2)
ν(z)are anytwo independent Bessel functions chosen from the
set
Jν(z), Nν(z), H(1)
ν(z), H(2)
ν(z).
In bounded regions we generallyuse the oscillatoryfunctions Jν(z)and Nν(z)to represent
standing waves. In unbounded regions we generallyuse H(2)
ν(z)and H(1)
ν(z)to represent
outward and inward propagating waves, respectively.
Boundary value problems in cylindrical coordinates: scattering by a material
cylinder. A varietyof problems can be solved using nonuniform cy lindrical waves.
We shall examine two interesting cases in which an external field is impressed on atwo-dimensional object. The impressed field creates secondarysources within or on theobject, and these in turn create a secondaryfield. Our goal is to determine the secondaryfield byapply ing appropriate boundaryconditions.
As a first example, consider a material cylinder of radius a, complex permittivity ˜/epsilon1
c,
andpermeabili ty ˜µ,aligne dalongthe z-axisinfreespace(Figure4.25).Anincide nt
plane wave propagating in the x-direction is impressed on the cylinder, inducing sec-
ondarypolarization and conduction currents within the cy linder. These in turn produce
Figure 4.25: TM plane- wavefield incident on a material cylinder.
secondaryor scattered fields, which are standing waves within the cy linder and outward
traveling waves external to the cylinder. Although we have not yet learned how to writethe secondaryfields in terms of the impressed sources, we can solve for the fields as aboundaryvalue problem. The total field must obeythe boundaryconditions on tangen-tial components at the interface between the cylinder and surrounding free space. Weneed not worryabout the effect of the secondarysources on the source of the primaryfield, since bydefinition impressed sources cannot be influenced bysecondaryfields.
The scattered field can be found using superposition. When excited bya TM impressed
field, the secondaryfield is also TM. The situation for TE excitation is similar. Bydecomposing the impressed field into TE and TM components, we maysolve for thescattered field in each case and then superpose the results to determine the completesolution.
We first consider the TM case. The impressed electric field maybe written as
˜E
i(r,ω)=ˆz˜E0(ω)e−jk0x=ˆz˜E0(ω)e−jk0ρcosφ(4.356)
while the magnetic field is, by(4.223),
˜Hi(r,ω)=− ˆy˜E0(ω)
η0e−jk0x=−(ˆρsinφ+ˆφcosφ)˜E0(ω)
η0e−jk0ρcosφ.
Here k0=ω(µ 0/epsilon10)1/2andη0=(µ0//epsilon10)1/2. The scattered electric field takes the form
of a nonuniform cylindrical wave(4.353). Periodicityin φimplies that kφis an integer,
saykφ=n. Within the cylinder we cannot use any of the functions Nn(kρ),H(2)
n(kρ),
orH(1)
n(kρ)to represent the radial dependence of the field, since each is singular at the
origin. So we choose B(1)
n(kρ)=Jn(kρ)and Bρ(ω)=0in (4.355). Physically, Jn(kρ)rep-
resents the standing wave created bythe interaction of outward and inward propagatingwaves. External to the cylinder we use H
(2)
n(kρ)to represent the radial dependence of the
secondaryfield components: we avoid Nn(kρ)and Jn(kρ)since these represent standing
waves, and avoid H(1)
n(kρ)since there are no external secondarysources to create an
inward traveling wave.
Anyattempt to satisfythe boundaryconditions byusing a single nonuniform wave
fails. This is because the sinusoidal dependence on φof each individual nonuniform wave
cannot match the more complicated dependence of the impressed field (4.356). Since thesinusoids are complete, an infinite series of the functions (4.353) can be used to representthe scattered field. So we have internal to the cylinder
˜E
s
z(r,ω)=∞/summationdisplay
n=0[An(ω)sinnφ+Bn(ω)cosnφ]Jn(kρ)
where k=ω(˜µ˜/epsilon1c)1/2. External to the cylinder we have free space and thus
˜Es
z(r,ω)=∞/summationdisplay
n=0[Cn(ω)sinnφ+Dn(ω)cosnφ]H(2)
n(k0ρ).
Equations (4.349) and (4.350) yield the magnetic field internal to the cylinder:
˜Hs
ρ=∞/summationdisplay
n=0jn
ZTMk1
ρ[An(ω)cosnφ−Bn(ω)sinnφ]Jn(kρ),
˜Hs
φ=−∞/summationdisplay
n=0j
ZTM[An(ω)sinnφ+Bn(ω)cosnφ]J/prime
n(kρ),
where ZTM=ω˜µ/k. Outside the cylinder
˜Hs
ρ=∞/summationdisplay
n=0jn
η0k01
ρ[Cn(ω)cosnφ−Dn(ω)sinnφ]H(2)
n(k0ρ),
˜Hs
φ=−∞/summationdisplay
n=0j
η0[Cn(ω)sinnφ+Dn(ω)cosnφ]H(2)/prime
n(k0ρ),
where J/prime
n(z)=dJn(z)/dzand H(2)/prime
n(z)=dH(2)
n(z)/dz.
We have two sets of unknown spectral amplitudes (An,Bn)and(Cn,Dn). These can
be determined byapply ing the boundaryconditions at the interface. Since the total fieldoutside the cylinder is the sum of the impressed and scattered terms, an application ofcontinuityof the tangential electric field at ρ=agives us
∞/summationdisplay
n=0[Ansinnφ+Bncosnφ]Jn(ka)=
∞/summationdisplay
n=0[Cnsinnφ+Dncosnφ]H(2)
n(k0a)+˜E0e−jk0acosφ,
which must hold for all −π≤φ≤π. To remove the coefficients from the sum we apply
orthogonality. Multiplying both sides by sinmφ, integrating over [−π,π], and using the
orthogonalityconditions (A.129)–(A.131) we obtain
πAmJm(ka)−πCmH(2)
m(k0a)=˜E0/integraldisplayπ
−πsinmφe−jk0acosφdφ=0. (4.357)
Multiplying by cosmφand integrating, we find that
2πBmJm(ka)−2πDmH(2)
m(k0a)=˜E0/epsilon1m/integraldisplayπ
−πcosmφe−jk0acosφdφ
=2π˜E0/epsilon1mj−mJm(k0a) (4.358)
where /epsilon1nis Neumann’s number (A.132) and where we have used (E.83) and (E.39) to
evaluate the integral.
We must also have continuityof the tangential magnetic field ˜Hφatρ=a.T h u s
−∞/summationdisplay
n=0j
ZTM[Ansinnφ+Bncosnφ]J/prime
n(ka)=
−∞/summationdisplay
n=0j
η0[Cnsinnφ+Dncosnφ]H(2)/prime
n(k0a)−cosφ˜E0
η0e−jk0acosφ
must hold for all −π≤φ≤π. Byorthogonality
πj
ZTMAmJ/prime
m(ka)−πj
η0CmH(2)/prime
m(k0a)=˜E0
η0/integraldisplayπ
−πsinmφcosφe−jk0acosφdφ=0(4.359)
and
2πj
ZTMBmJ/prime
m(ka)−2πj
η0DmH(2)/prime
m(k0a)=/epsilon1m˜E0
η0/integraldisplayπ
−πcosmφcosφe−jk0acosφdφ.
The integral maybe computed as
/integraldisplayπ
−πcosmφcosφe−jk0acosφdφ=jd
d(k0a)/integraldisplayπ
−πcosmφe−jk0acosφdφ=j2πj−mJ/prime
m(k0a)
and thus
1
ZTMBmJ/prime
m(ka)−1
η0DmH(2)/prime
m(k0a)=˜E0
η0/epsilon1mj−mJ/prime
m(k0a). (4.360)
We now have four equations for the coefficients An,Bn,Cn,Dn. We maywrite (4.357)
and (4.359) as
/bracketleftbiggJm(ka)−H(2)
m(k0a)
η0
ZTMJ/prime
m(ka)−H(2)/prime
m(k0a)/bracketrightbigg/bracketleftbiggAm
Cm/bracketrightbigg
=0, (4.361)
and (4.358) and (4.360) as
/bracketleftbiggJm(ka)−H(2)
m(k0a)
η0
ZTMJ/prime
m(ka)−H(2)/prime
m(k0a)/bracketrightbigg/bracketleftbiggBm
Dm/bracketrightbigg
=/bracketleftbigg˜E0/epsilon1mj−mJm(k0a)
˜E0/epsilon1mj−mJ/prime
m(k0a)/bracketrightbigg
. (4.362)
Matrix equations (4.361) and (4.362) cannot hold simultaneouslyunless Am=Cm=0.
Then the solution to (4.362) is
Bm=˜E0/epsilon1mj−m/bracketleftBigg
H(2)
m(k0a)J/prime
m(k0a)−Jm(k0a)H(2)/prime
m(k0a)
η0
ZTMJ/primem(ka)H(2)
m(k0a)−H(2)/prime
m(k0a)Jm(ka)/bracketrightBigg
, (4.363)
Dm=− ˜E0/epsilon1mj−m/bracketleftBiggη0
ZTMJ/prime
m(ka)Jm(k0a)−J/prime
m(k0a)Jm(ka)
η0
ZTMJ/primem(ka)H(2)
m(k0a)−H(2)/prime
m(k0a)Jm(ka)/bracketrightBigg
. (4.364)
With these coefficients we can calculate the field inside the cylinder (ρ≤a)from
˜Ez(r,ω)=∞/summationdisplay
n=0Bn(ω)Jn(kρ)cosnφ,
˜Hρ(r,ω)=−∞/summationdisplay
n=0jn
ZTMk1
ρBn(ω)Jn(kρ)sinnφ,
˜Hφ(r,ω)=−∞/summationdisplay
n=0j
ZTMBn(ω)J/prime
n(kρ)cosnφ,
and the field outside the cylinder (ρ > a)from
˜Ez(r,ω)=˜E0(ω)e−jk0ρcosφ+∞/summationdisplay
n=0Dn(ω)H(2)
n(k0ρ)cosnφ,
˜Hρ(r,ω)=− sinφ˜E0(ω)
η0e−jk0ρcosφ−∞/summationdisplay
n=0jn
η0k01
ρDn(ω)H(2)
n(k0ρ)sinnφ,
˜Hφ(r,ω)=− cosφ˜E0(ω)
η0e−jk0ρcosφ−∞/summationdisplay
n=0j
η0Dn(ω)H(2)/prime
n(k0ρ)cosnφ.
We can easilyspecialize these results to the case of a perfectlyconducting cy linder by
allowing ˜σ→∞. Then
η0
ZTM=/radicalBigg
µ0˜/epsilon1c
˜µ/epsilon10→∞
and
Bn→0, Dn→− ˜E0/epsilon1mj−mJm(k0a)
H(2)
m(k0a).
In this case it is convenient to combine the formulas for the impressed and scattered fields
when forming the total fields. Since the impressed field is z-independent and obeys the
homogeneous Helmholtz equation, we mayrepresent it in terms of nonuniform cy lindricalwaves:
˜E
i
z=˜E0e−jk0ρcosφ=∞/summationdisplay
n=0[Ensinnφ+Fncosnφ]Jn(k0ρ),
where we have chosen the Bessel function Jn(k0ρ)since the field is finite at the origin
and periodic in φ. Applying orthogonality we see immediately that En=0and that
2π
/epsilon1mFmJm(k0ρ)=˜E0/integraldisplayπ
−πcosmφe−jk0ρcosφdφ=˜E02πj−mJm(k0ρ).
Thus, Fn=˜E0/epsilon1nj−nand
˜Ei
z=∞/summationdisplay
n=0˜E0/epsilon1nj−nJn(k0ρ)cosnφ.
Adding this impressed field to the scattered field we have the total field outside the
cylinder,
˜Ez=˜E0∞/summationdisplay
n=0/epsilon1nj−n
H(2)
n(k0a)/bracketleftbig
Jn(k0ρ)H(2)
n(k0a)−Jn(k0a)H(2)
n(k0ρ)/bracketrightbig
cosnφ,
while the field within the cylinder vanishes. Then, by (4.350),
˜Hφ=−j
η0˜E0∞/summationdisplay
n=0/epsilon1nj−n
H(2)
n(k0a)/bracketleftbig
J/prime
n(k0ρ)H(2)
n(k0a)−Jn(k0a)H(2)/prime
n(k0ρ)/bracketrightbig
cosnφ.
Figure 4.26: Geometryof a perfectlyconducting wedge illuminated bya line source.
This in turn gives us the surface current induced on the cylinder. From the boundary
condition ˜Js=ˆnטH|ρ=a=ˆρ×[ˆρ˜Hρ+ˆφ˜Hφ]|ρ=a=ˆz˜Hφ|ρ=awe have
Js(φ, ω) =−j
η0ˆz˜E0∞/summationdisplay
n=0/epsilon1nj−n
H(2)
n(k0a)/bracketleftbig
J/prime
n(k0a)H(2)
n(k0a)−Jn(k0a)H(2)/prime
n(k0a)/bracketrightbig
cosnφ,
and an application of (E.93) gives us
Js(φ, ω) =ˆz2˜E0
η0k0πa∞/summationdisplay
n=0/epsilon1nj−n
H(2)
n(k0a)cosnφ. (4.365)
Computation of the scattered field for a magnetically-polarized impressed field pro-
ceeds in the same manner. The impressed electric and magnetic fields are assumed to be
˜Ei(r,ω)=ˆy˜E0(ω)e−jk0x=(ˆρsinφ+ˆφcosφ)˜E0(ω)e−jk0ρcosφ,
˜Hi(r,ω)=ˆz˜E0(ω)
η0e−jk0x=ˆz˜E0(ω)
η0e−jk0ρcosφ.
For a perfectlyconducting cy linder, the total magnetic field is
˜Hz=˜E0
η0∞/summationdisplay
n=0/epsilon1nj−n
H(2)/prime
n(k0a)/bracketleftbig
Jn(k0ρ)H(2)/prime
n(k0a)−J/prime
n(k0a)H(2)
n(k0ρ)/bracketrightbig
cosnφ. (4.366)
The details are left as an exercise.
Boundary value problems in cylindrical coordinates: scattering by a perfectly
conducting wedge. As a second example, consider a perfectlyconducting wedge im-
merse dinfreespaceandilluminate dbyalinesource(Figure4.26)carryingcurrent
˜I(ω)and located at (ρ0,φ0). The current, which is assumed to be z-invariant, induces
a secondarycurrent on the surface of the wedge which in turn produces a secondary
(scattered) field. This scattered field, also z-invariant, can be found bysolving a bound-
aryvalue problem. We do this byseparating space into the two regions ρ<ρ 0and
ρ>ρ 0,0<φ<ψ . Each of these is source-free, so we can represent the total field using
nonuniform cylindrical waves of the type (4. 353). The line source is brought into the
problem byapply ing the boundarycondition on the tangential magnetic field across thecylindrical surface ρ=ρ
0.
Since the impressed electric field has onlya z-component, so do the scattered and total
electric fields. We wish to represent the total field ˜Ezin terms of nonuniform cylindrical
waves of the type (4.353). Since the field is not periodic in φ, the separation constant
kφneed not be an integer; instead, its value is determined bythe positions of the wedge
boundaries. For the region ρ<ρ 0we represent the radial dependence of the field using
the functions Jνsince the field must be finite at the origin. For ρ>ρ 0we use the
outward-propagating wave functions H(2)
δ.T h u s
˜Ez(ρ, φ, ω) =/braceleftBigg/summationtext
ν[Aνsinνφ+Bνcosνφ]Jν(k0ρ), ρ < ρ 0,/summationtext
δ[Cδsinδφ+Dδcosδφ]H(2)
δ(k0ρ), ρ > ρ 0.(4.367)
The coefficients Aν,Bν,Cδ,Dδand separation constants ν,δmaybe found byapply ing
the boundaryconditions on the fields at the surface of the wedge and across the surfaceρ=ρ
0. On the wedge face at φ=0we must have ˜Ez=0, hence Bν=Dδ=0.O n
the wedge face at φ=ψwe must also have ˜Ez=0, requiring sinνψ=sinδψ=0and
therefore
ν=δ=νn=nπ/ψ, n=1,2,....
So
˜Ez=/braceleftBigg/summationtext∞
n=0AnsinνnφJνn(k0ρ), ρ < ρ 0,/summationtext∞
n=0CnsinνnφH(2)
νn(k0ρ), ρ > ρ 0.(4.368)
The magnetic field can be found from (4.349)–(4.350):
˜Hρ=/braceleftBigg/summationtext∞
n=0Anj
η0k0νn
ρcosνnφJνn(k0ρ), ρ < ρ 0,/summationtext∞
n=0Cnj
η0k0νn
ρcosνnφH(2)
νn(k0ρ), ρ > ρ 0,(4.369)
˜Hφ=/braceleftBigg
−/summationtext∞
n=0Anj
η0sinνnφJ/prime
νn(k0ρ), ρ < ρ 0,
−/summationtext∞
n=0Cnj
η0sinνnφH(2)/prime
νn(k0ρ), ρ > ρ 0.(4.370)
The coefficients Anand Cnare found byapply ing the boundaryconditions at ρ=ρ0.
Bycontinuityof the tangential electric field
∞/summationdisplay
n=0AnsinνnφJνn(k0ρ0)=∞/summationdisplay
n=0CnsinνnφH(2)
νn(k0ρ0).
We now applyorthogonalityover the interval [0,ψ]. Multiplying by sinνmφand inte-
grating we have
∞/summationdisplay
n=0AnJνn(k0ρ0)/integraldisplayψ
0sinνnφsinνmφdφ=∞/summationdisplay
n=0CnH(2)
νn(k0ρ0)/integraldisplayψ
0sinνnφsinνmφdφ.
Setting u=φπ/ψ we have
/integraldisplayψ
0sinνnφsinνmφdφ=ψ
π/integraldisplayπ
0sinnusinmu du =ψ
2δmn,
thus
AmJνm(k0ρ0)=CmH(2)
νm(k0ρ0). (4.371)
The boundarycondition ˆn12×(˜H1−˜H2)=˜Jsrequires the surface current at ρ=ρ0.W e
can write the line current in terms of a surface current densityusing the δ-function:
˜Js=ˆz˜Iδ(φ−φ0)
ρ0.
This is easilyverified as the correct expression since the integral of this densityalong
the circular arc at ρ=ρ0returns the correct value ˜Ifor the total current. Thus the
boundarycondition requires
˜Hφ(ρ+
0,φ,ω) −˜Hφ(ρ−
0,φ,ω) =˜Iδ(φ−φ0)
ρ0.
By(4.370) we have
−∞/summationdisplay
n=0Cnj
η0sinνnφH(2)/prime
νn(k0ρ0)+∞/summationdisplay
n=0Anj
η0sinνnφJ/prime
νn(k0ρ0)=˜Iδ(φ−φ0)
ρ0
and orthogonalityy ields
−Cmψ
2j
η0H(2)/prime
νm(k0ρ0)+Amψ
2j
η0J/prime
νm(k0ρ0)=˜Isinνmφ0
ρ0. (4.372)
The coefficients Amand Cmthus obeythe matrix equation
/bracketleftbiggJνm(k0ρ0)−H(2)
νm(k0ρ0)
J/prime
νm(k0ρ0)−H(2)/prime
νm(k0ρ0)/bracketrightbigg/bracketleftbiggAm
Cm/bracketrightbigg
=/bracketleftbigg0
−j2˜Iη0
ψsinνmφ0
ρ0/bracketrightbigg
and are
Am=j2˜Iη0
ψsinνmφ0
ρ0H(2)
νm(k0ρ0)
H(2)/prime
νm(k0ρ0)Jνm(k0ρ0)−J/primeνm(k0ρ0)H(2)
νm(k0ρ0),
Cm=j2˜Iη0
ψsinνmφ0
ρ0Jνm(k0ρ0)
H(2)/prime
νm(k0ρ0)Jνm(k0ρ0)−J/primeνm(k0ρ0)H(2)
νm(k0ρ0).
Using the Wronskian relation (E.93), we replace the denominators in these expressions
by2/(jπk0ρ0):
Am=− ˜Iη0
ψπk0sinνmφ0H(2)
νm(k0ρ0),
Cm=− ˜Iη0
ψπk0sinνmφ0Jνm(k0ρ0).
Hence (4.368) gives
˜Ez( ρ,φ,ω) =/braceleftBigg
−/summationtext∞
n=0˜Iη0
2ψπk0/epsilon1nJνn(k0ρ)H(2)
νn(k0ρ0)sinνnφsinνnφ0,ρ < ρ 0,
−/summationtext∞
n=0˜Iη0
2ψπk0/epsilon1nH(2)
νn(k0ρ)Jνn(k0ρ0)sinνnφsinνnφ0,ρ > ρ 0,(4.373)
where /epsilon1nis Neumann’s number (A.132). The magnetic fields can also be found by
substituting the coefficients into (4.369) and (4.370).
The fields produced byan impressed plane wave maynow be obtained byletting the
line source recede to infinity. For large ρ0we use the asymptotic form (E.62) and find
that
˜Ez(ρ, φ, ω) =−∞/summationdisplay
n=0˜Iη0
2ψπk0/epsilon1nJνn(k0ρ)/bracketleftBigg/radicalBigg
2j
πk0ρ0jνne−jk0ρ0/bracketrightBigg
sinνnφsinνnφ0,ρ < ρ 0.
(4.374)
Since the field of a line source falls off as ρ−1/2
0, the amplitude of the impressed field
approaches zero as ρ0→∞ . We must compensate for the reduction in the impressed
field byscaling the amplitude of the current source. To obtain the proper scale factor,we note that the electric field produced at a point ρbya line source located at ρ
0may
be found from (4.345):
˜Ez=− ˜Ik0η0
4H(2)
0(k0|ρ−ρ0|)≈− ˜Ik0η0
4/radicalBigg
2j
πk0ρ0e−jk0ρ0ejkρcos(φ−φ0),k0ρ0/greatermuch1.
But if we write this as
˜Ez≈˜E0ejk·ρ
then the field looks exactlylike that produced bya plane wave with amplitude ˜E0trav-
eling along the wave v ector k=−k0ˆxcosφ0−k0ˆysinφ0. Solving for ˜Iin terms of ˜E0and
substituting it back into (4.374), we get the total electric field scattered from a wedgewith an impressed TM plane- wavefield:
˜E
z(ρ, φ, ω) =2π
ψ˜E0∞/summationdisplay
n=0/epsilon1njνnJνn(k0ρ)sinνnφsinνnφ0.
Here we interpret the angle φ0as the incidence angle of the plane wave.
To determine the field produced byan impressed TE plane- wavefield, we use a mag-
netic line source ˜Imlocated at ρ0,φ0and proceed as above. Byanalogywith (4.367) we
write
˜Hz(ρ, φ, ω) =/braceleftBigg/summationtext
ν[Aνsinνφ+Bνcosνφ]Jν(k0ρ), ρ < ρ 0,/summationtext
δ[Cδsinδφ+Dδcosδφ]H(2)
δ(k0ρ), ρ > ρ 0.
By(4.351) the tangential electric field is
˜Eρ(ρ, φ, ω) =/braceleftBigg
−/summationtext
ν[Aνcosνφ−Bνsinνφ]jZTE
k1
ρνJν(k0ρ), ρ < ρ 0,
−/summationtext
δ[Cδcosδφ−Dδsinδφ]jZTE
k1
ρδH(2)
δ(k0ρ), ρ > ρ 0.
Application of the boundaryconditions on the tangential electric field at φ=0,ψresults
inAν=Cδ=0andν=δ=νn=nπ/ψ, and thus ˜Hzbecomes
˜Hz(ρ, φ, ω) =/braceleftBigg/summationtext∞
n=0BncosνnφJνn(k0ρ), ρ < ρ 0,/summationtext∞
n=0DncosνnφH(2)
νn(k0ρ), ρ > ρ 0.(4.375)
Application of the boundaryconditions on tangential electric and magnetic fields across
the magnetic line source then leads directlyto
˜Hz(ρ, φ, ω) =/braceleftBigg
−/summationtext∞
n=0˜Imη0
2ψπk0/epsilon1nJνn(k0ρ)H(2)
νn(k0ρ0)cosνnφcosνnφ0,ρ < ρ 0
−/summationtext∞
n=0˜Imη0
2ψπk0/epsilon1nH(2)
νn(k0ρ)Jνn(k0ρ0)cosνnφcosνnφ0,ρ > ρ 0.
(4.376)
For a plane- waveimpressed field this reduces to
˜Hz(ρ, φ, ω) =2π
ψ˜E0
η0∞/summationdisplay
n=0/epsilon1njνnJνn(k0ρ)cosνnφcosνnφ0.
Behavior of current near a sharp edge. In§3.2.9 we studied the behavior of static
charge near a sharp conducting edge bymodeling the edge as a wedge. We can followthe same procedure for frequency-domain fields. Assume that the perfectly conductingwedgeshowninFigure4.26isimmerse dinafinite, z-independentimpresse dfieldofa
sort that will not concern us. A current is induced on the surface of the wedge and wewish to studyits behavior as we approach the edge.
Because the field is z-independent, we mayconsider the superposition of TM and TE
fields as was done above to solve for the field scattered bya wedge. For TM polarization,if the source is not located near the edge we maywrite the total field (impressed plus
scattered) in terms of nonuniform cylindrical waves. The form of the field that obeys theboundaryconditions at φ=0andφ=ψis given by(4.368):
˜E
z=∞/summationdisplay
n=0AnsinνnφJνn(k0ρ),
where νn=nπ/ψ. Although the Andepend on the impressed source, the general behavior
of the current near the edge is determined bythe properties of the Bessel functions. Thecurrent on the wedge face at φ=0is given by
˜J
s(ρ, ω) =ˆφ×[ˆφ˜Hφ+ˆρ˜Hρ]|φ=0=− ˆz˜Hρ(ρ,0,ω) .
By(4.349) we have the surface current
˜Js(ρ, ω) =− ˆz1
ZTMk0∞/summationdisplay
n=0Anνn
ρJνn(k0ρ).
Forρ→0the small-argument approximation (E.51) yields
˜Js(ρ, ω) ≈− ˆz1
ZTMk0∞/summationdisplay
n=0Anνn1
/Gamma1(ν n+1)/parenleftbiggk0
2/parenrightbiggνn
ρνn−1.
The sum is dominated bythe smallest power of ρ. Since the n=0term vanishes we
have
˜Js(ρ, ω) ∼ρπ
ψ−1,ρ →0.
Forψ<π the current density, which runs parallel to the edge, is unbounded as ρ→0.
A right-angle wedge ( ψ=3π/2) carries
˜Js(ρ, ω) ∼ρ−1/3.
Another important case is that of a half-plane ( ψ=2π) where
˜Js(ρ, ω) ∼1√ρ. (4.377)
This square-root edge singularitydominates the behavior of the current flowing parallel
to anyflat edge, either straight or with curvature large compared to a wavelength, andis useful for modeling currents on complicated structures.
In the case of TE polarization the magnetic field near the edge is, by(4.375),
˜Hz(ρ, φ, ω) =∞/summationdisplay
n=0BncosνnφJνn(k0ρ), ρ < ρ 0.
The current at φ=0is
˜Js(ρ, ω) =ˆφ׈z˜Hz|φ=0=ˆρ˜Hz(ρ,0,ω)
or
˜Js(ρ, ω) =ˆρ∞/summationdisplay
n=0BnJνn(k0ρ).
Forρ→0we use (E.51) to write
˜Js(ρ, ω) =ˆρ∞/summationdisplay
n=0Bn1
/Gamma1(ν n+1)/parenleftbiggk0
2/parenrightbiggνn
ρνn.
The n=0term gives a constant contribution, so we keep the first two terms to see how
the current behaves near ρ=0:
˜Js∼b0+b1ρπ
ψ.
Here b0and b1depend on the form of the impressed field. For a thin plate where ψ=2π
this becomes
˜Js∼b0+b1√ρ.
This is the companion square-root behavior to (4.377). When perpendicular to a sharp
edge, the current grows awayfrom the edge as ρ1/2. In most cases b0=0since there is
no mechanism to store charge along a sharp edge.
4.11.8 Propagation of spherical waves in a conducting medium
We cannot obtain uniform spherical wave solutions to Maxwell’s equations. Anyfield
dependent onlyon rproduces the null field external to the source region, as shown in
§4.11.9. Nonuniform spherical waves are in general complicated and most easilyhandled
using potentials. We consider here onlythe simple problem of fields dependent on rand
θ. These waves displaythe fundamental properties of all spherical waves: theydiverge
from a localized source and expand with finite velocity.
Consider a homogeneous, source-free region characterized by ˜/epsilon1(ω),˜µ(ω), and ˜σ(ω).
We seek wave solutions that are TEM rin spherical coordinates ( ˜Hr=˜Er=0) and
φ-independent. Thus we write
˜E(r,ω)=ˆθ˜Eθ(r,θ,ω) +ˆφ˜Eφ(r,θ,ω) ,
˜H(r,ω)=ˆθ˜Hθ(r,θ,ω) +ˆφ˜Hφ(r,θ,ω) .
To determine the behavior of these fields we first examine Faraday’s law
∇× ˜E(r,θ,ω) =ˆr1
rsinθ∂
∂θ[sinθ˜Eφ(r,θ,ω) ]−ˆθ1
r∂
∂r[r˜Eφ(r,θ,ω) ]+ˆφ1
r∂
∂r[r˜Eθ(r,θ,ω) ]
=− jω˜µ˜H(r,θ,ω) . (4.378)
Since we require ˜Hr=0we must have
∂
∂θ[sinθ˜Eφ(r,θ,ω) ]=0.
This implies that either ˜Eφ∼1/sinθor˜Eφ=0. We choose ˜Eφ=0and investigate
whether the resulting fields satisfythe remaining Maxwell equations.
In a source-free, homogeneous region of space we have ∇·˜D=0and thus also ∇·˜E=0.
Since we have onlya θ-component of the electric field, this requires
1
r∂
∂θ˜Eθ(r,θ,ω) +cotθ
r˜Eθ(r,θ,ω) =0.
From this we see that when ˜Eφ=0, the field ˜Eθmust obey
˜Eθ(r,θ,ω) =˜fE(r,ω)
sinθ.
By(4.378) there is onlya φ-component of magnetic field which obeys
˜Hφ(r,θ,ω) =˜fH(r,ω)
sinθ
where
−jω˜µ˜fH(r,ω)=1
r∂
∂r[r˜fE(r,ω)]. (4.379)
So the spherical wave is TEM to the r-direction.
We can obtain a wave equation for ˜fEbytaking the curl of (4.378) and substituting
from Ampere’s law:
∇×(∇× ˜E)=− ˆθ1
r∂2
∂r2(r˜Eθ)=∇×/parenleftbig
−jω˜µ˜H/parenrightbig
=− jω˜µ/parenleftbig
˜σ˜E+jω˜/epsilon1˜E/parenrightbig
,
hence
d2
dr2[r˜fE(r,ω)]+k2[r˜fE(r,ω)]=0. (4.380)
Here k=ω(˜µ˜/epsilon1c)1/2is the complex wavenumber and ˜/epsilon1c=˜/epsilon1+˜σ/jωis the complex
permittivity. The equation for ˜fHis identical.
The wave equation (4.380) is merelythe second-order harmonic differential equation,
with two independent solutions chosen from the list
sinkr,coskr,e−jkr,ejkr.
We find sinkrand coskruseful for describing standing waves between b oundaries, and
ejkrand e−jkruseful for describing waves propagating in the r-direction. Of these, ejkr
represents waves trav eling inward while e−jkrrepresents waves traveling outward. At this
point we choose r˜fE=e−jkrand thus
˜E(r,θ,ω) =ˆθ˜E0(ω)e−jkr
rsinθ. (4.381)
By(4.379) we have
˜H(r,θ,ω) =ˆφ˜E0(ω)
ZTEMe−jkr
rsinθ(4.382)
where ZTEM=(˜µ//epsilon1c)1/2is the complex wave impedance. Since we can also write
˜H(r,θ,ω) =ˆrטE(r,θ,ω)
ZTEM,
the field is TEM to the r-direction, which is the direction of wave propagation as shown
below.
The wave nature of the field is easilyidentified byconsidering the fields in the phasor
domain. Letting ω→ˇωand setting k=β−jαin the exponential function we find that
ˇE(r,θ)=ˆθˇE0e−αre−jβr
rsinθ
where ˇE0=E0ejξE. The time-domain representation maybe found using (4.126):
E(r,θ,t)=ˆθE0e−αr
rsinθcos(ˇωt−βr+ξE). (4.383)
We can identifya surface of constant phase as a locus of points obey ing
ˇωt−βr+ξE=CP (4.384)
where CPis some constant. These surfaces, which are spheres centered on the origin, are
called spherical wavefronts . Note that surfaces of constant amplitude as determined by
e−αr
r=CA,
where CAis some constant, are also spheres.
The cosine term in (4.383) represents a traveling wave with spherical wavefronts that
propagate outward as time progresses. Attenuation is caused bythe factor e−αr.B y
differentiation we find that the phase velocityis
vp=ˇω/β.
The wavelength is given by λ=2π/β.
Our solution is not appropriate for unbounded space since the fields have a singularity
atθ=0. To exclude the z-axis we add conducting cones as mentioned on page 105. This
results in a biconical structure that can be used as a transmission line or antenna.
To compute the power carried bya spherical wave, we use (4.381) and (4.382) to obtain
the time-average Poynting flux
Sav=1
2Re{ˇEθˆθסH∗
φˆφ}=1
2ˆrRe/braceleftbigg1
Z∗
TEM/bracerightbiggE2
0
r2sin2θe−2αr.
The power flux is radial and has densityinverselyproportional to r2. The time-average
power carried bythe wavethrough a spherical surface at rsandwiched between the cones
atθ1andθ2is
Pav(r)=1
2Re/braceleftbigg1
Z∗
TEM/bracerightbigg
E2
0e−2αr/integraldisplay2π
0dφ/integraldisplayθ2
θ1dθ
sinθ=πFRe/braceleftbigg1
Z∗
TEM/bracerightbigg
E2
0e−2αr
where
F=ln/bracketleftbiggtan(θ2/2)
tan(θ1/2)/bracketrightbigg
. (4.385)
This is independent of rwhen α=0. For lossymedia the power decay s exponentially
because of Joule heating.
We can write the phasor electric field in terms of the transverse gradient of a scalar
potential function ˇ/Phi1:
ˇE(r,θ)=ˆθˇE0e−jkr
rsinθ=− ∇ tˇ/Phi1(θ)
where
ˇ/Phi1(θ)=− ˇE0e−jkrln/parenleftbigg
tanθ
2/parenrightbigg
.
By∇twe mean the gradient with the r-component excluded. It is easilyverified that
ˇE(r,θ)=− ∇ tˇ/Phi1(θ)=− ˆθˇE01
r∂ˇ/Phi1(θ)
∂θ=ˆθˇE0e−jkr
rsinθ.
Because ˇEand ˇ/Phi1are related bythe gradient, we can define a unique potential difference
between the two cones at anyradial position r:
ˇV(r)=−/integraldisplayθ2
θ1ˇE·dl=ˇ/Phi1(θ 2)−ˇ/Phi1(θ 1)=ˇE0Fe−jkr,
where Fis given in (4.385). The existence of a unique voltage difference is a propertyof
all transmission line structures operated in the TEM mode. We can similarlycomputethe current flowing outward on the cone surfaces. The surface current on the cone atθ=θ
1isˇJs=ˆnסH=ˆθ׈φˇHφ=ˆrˇHφ, hence
ˇI(r)=/integraldisplay2π
0ˇJs·ˆrrsinθdφ=2πˇE0
ZTEMe−jkr.
The ratio of voltage to current at anyradius ris the characteristic impedance of the bi-
conical transmission line (or, equivalently, the input impedance of the biconical antenna):
Z=ˇV(r)
ˇI(r)=ZTEM
2πF.
If the material between the cones is lossless (and thus ˜µ=µand ˜/epsilon1c=/epsilon1are real), this
becomes
Z=η
2πF
where η=(µ//epsilon1)1/2. The frequencyindependence of this quantitymakes biconical anten-
nas (or their approximate representations) useful for broadband applications.
Finally, the time-average power carried by the wave maybe found from
Pav(r)=1
2Re/braceleftbigˇV(r)ˇI∗(r)/bracerightbig
=πFRe/braceleftbigg1
Z∗
TEM/bracerightbigg
E2
0e−2αr.
The complex power relationship P=VI∗is also a propertyof TEM guided- wavestruc-
tures.
4.11.9 Nonradiating sources
We showed in §2.10.9 that not all time-varying sources produce electromagnetic waves.
In fact, a subset of localized sources known as nonradiating sources produce no field
external to the source region. Devaneyand Wolf [54] have shown that all nonradiatingtime-harmonic sources in an unbounded homogeneous medium can be represented in theform
ˇJ
nr(r)=− ∇×/bracketleftbig
∇× ˇf(r)/bracketrightbig
+k2ˇf(r) (4.386)
where ˇfis anyvector field that is continuous, has partial derivatives up to third order,
and vanishes outside some localized region Vs. In fact, ˇE(r)=jˇωµˇf(r)is preciselythe
phasor electric field produced by ˇJnr(r). The reasoning is straightforward. Consider the
Helmholtz equation (4.203):
∇×(∇× ˇE)−k2ˇE=− jˇωµˇJ.
By(4.386) we have
/parenleftbig
∇×∇×− k2/parenrightbig/bracketleftbigˇE−jˇωµˇf/bracketrightbig
=0.
Since ˇfis zero outside the source region it must vanish at infinity. ˇEalso vanishes at
infinitybythe radiation condition, and thus the quantity ˇE−jˇωµˇfobeys the radiation
condition and is a unique solution to the Helmholtz equation throughout all space. Sincethe Helmholtz equation is homogeneous we have
ˇE−jˇωµˇf=0
everywhere; since ˇfis zero outside the source region, so is ˇE(and so is ˇH).
An interesting special case of nonradiating sources is
ˇf=∇ˇ/Phi1
k2
so that
ˇJnr=−/parenleftbig
∇×∇×− k2/parenrightbig∇ˇ/Phi1
k2=∇ ˇ/Phi1.
Using ˇ/Phi1(r)=ˇ/Phi1(r), we see that this source describes the current produced byan oscillat-
ing spherical balloon of charge (cf., §2.10.9). Radially-directed, spherically-symmetric
sources cannot produce uniform spherical waves, since these sources are of the nonradi-
ating type.
4.12 Interpretation of the spatial transform
Now that we understand the meaning of a Fourier transform on the time variable, let
us consider a single transform involving one of the spatial variables. For a transform over
zwe shall use the notation
ψz(x,y,kz,t)↔ψ(x,y,z,t).
Here the spatial frequencytransform variable kzhas units of m−1. The forward and
inverse transform expressions are
ψz(x,y,kz,t)=/integraldisplay∞
−∞ψ(x,y,z,t)e−jkzzdz, (4.387)
ψ(x,y,z,t)=1
2π/integraldisplay∞
−∞ψz(x,y,kz,t)ejkzzdkz, (4.388)
by(A.1) and (A.2).
We interpret (4.388) much as we interpreted the temporal inverse transform (4.2).
Anyvector component of the electromagnetic field can be decomposed into a continuoussuperposition of elemental spatial terms e
jkzzwith weighting factors ψz(x,y,kz,t).I n
this case ψzis the spatial frequency spectrum ofψ. The elemental terms are spatial
sinusoids along zwith rapidityof variation described by kz.
As with the temporal transform, ψzcannot be arbitrarysince ψmust obeya scalar
wave equation such as (2.327). For instance, for a source-free region of free space wemust have
/parenleftbigg
∇
2−1
c2∂
∂t2/parenrightbigg1
2π/integraldisplay∞
−∞ψz(x,y,kz,t)ejkzzdkz=0.
Decomposing the Laplacian operator as ∇2=∇2
t+∂2/∂z2and taking the derivatives into
the integrand, we have
1
2π/integraldisplay∞
−∞/bracketleftbigg/parenleftbigg
∇2
t−k2
z−1
c2∂2
∂t2/parenrightbigg
ψz(x,y,kz,t)/bracketrightbigg
ejkzzdkz=0.
Hence
/parenleftbigg
∇2
t−k2
z−1
c2∂2
∂t2/parenrightbigg
ψz(x,y,kz,t)=0 (4.389)
bythe Fourier integral theorem.
The elemental component ejkzzis spatiallysinusoidal and occupies all of space. Because
such an element could onlybe created bya source that spans all of space, it is nonphy sicalwhen taken byitself. Nonetheless it is often used to represent more complicated fields.If the elemental spatial term is to be used alone, it is best interpreted physically whencombined with a temporal decomposition. That is, we consider a two-dimensional trans-form, with transforms over both time and space. Then the time-domain representation
of the elemental component is
φ(z,t)=1
2π/integraldisplay∞
−∞ejkzzejωtdω. (4.390)
Before attempting to compute this transform, we should note that if the elemental term
is to describe an EM field ψin a source-free region, it must obeythe homogeneous scalar
wave equation. Substituting (4.390) into the homogeneous waveequation we have
/parenleftbigg
∇2−1
c2∂2
∂t2/parenrightbigg1
2π/integraldisplay∞
−∞ejkzzejωtdω=0.
Differentiation under the integral sign gives
1
2π/integraldisplay∞
−∞/bracketleftbigg/parenleftbigg
−k2
z+ω2
c2/parenrightbigg
ejkzz/bracketrightbigg
ejωtdω=0
and thus
k2
z=ω2
c2=k2.
Substitution of kz=kinto (4.390) gives the time-domain representation of the elemental
component
φ(z,t)=1
2π/integraldisplay∞
−∞ejω(t+z/c)dω.
Finally, using the shifting theorem (A.3) along with (A.4), we have
φ(z,t)=δ/parenleftBig
t+z
c/parenrightBig
, (4.391)
which we recognize as a uniform plane wavepropagating in the −z-direction with velocity
c. There is no variation in the directions transverse to the direction of propagation and
the surface describing a constant argument of the δ-function at anytime tis a plane
perpendicular to the direction of propagation.
We can also consider the elemental spatial component in tandem with a single sinu-
soidal steady-state elemental component. The phasor representation of the elementalspatial component is
ˇφ(z)=e
jkzz=ejkz.
This elemental term is a time-harmonic plane wave propagating in the −z-direction.
Indeed, multiplying by ejˇωtand taking the real part we get
φ(z,t)=cos(ˇωt+kz),
which is the sinusoidal steady-state analogue of (4.391).
Manyauthors choose to define the temporal and spatial transforms using differing
sign conventions. The temporal transform is defined as in (4.1) and (4.2), but the spatialtransform is defined through
ψ
z(x,y,kz,t)=/integraldisplay∞
−∞ψ(x,y,z,t)ejkzzdz, (4.392)
ψ(x,y,z,t)=1
2π/integraldisplay∞
−∞ψz(x,y,kz,t)e−jkzzdkz. (4.393)
This employs a wave traveling in the positive z-direction as the elemental spatial com-
ponent, which is quite useful for physical interpretation. We shall adopt this notation in§4.13. The drawback is that we must alter the formulas from standard Fourier transform
tables (replacing kby−k) to reflect this difference.
In the following sections we shall show how a spatial Fourier decomposition can be
used to solve for the electromagnetic fields in a source-free region of space. Byemploy ingthe spatial transform we mayeliminate one or more spatial variables from Maxwell’sequations, making the wave equation easier to solve. In the end we must perform an
inversion to return to the space domain. This maybe difficult or impossible to doanalytically, requiring a numerical Fourier inversion.
4.13 Spatial Fourier decomposition of two-dimensional fields
Consider a homogeneous, source-free region characterized by ˜/epsilon1(ω),˜µ(ω), and ˜σ(ω).
We seek z-independent solutions to the frequency-domain Maxwell’s equations, using
the Fourier transform to represent the spatial dependence. By §4.11.2 a general two-
dimensional field maybe decomposed into fields TE and TM to the z-direction. In the
TM case ˜Hz=0, and ˜Ezobeys the homogeneous scalar Helmholtz equation (4.208).
In the TE case ˜Ez=0, and ˜Hzobeys the homogeneous scalar Helmholtz equation.
Since each field component obeys the same equation, we let ˜ψ(x,y,ω)represent either
˜Ez(x,y,ω)or˜Hz(x,y,ω). Then ˜ψobeys
(∇2
t+k2)˜ψ(x,y,ω)=0 (4.394)
where ∇2
tis the transverse Laplacian (4.209) and k=ω(˜µ˜/epsilon1c)1/2with ˜/epsilon1cthe complex
permittivity.
We maychoose to represent ˜ψ(x,y,ω)using Fourier transforms over one or both
spatial variables. For application to problems in which boundaryvalues or boundaryconditions are specified at a constant value of a single variable (e.g., over a plane), onetransform suffices. For instance, we mayknow the values of the field in the y=0plane
(as we will, for example, when we solve the boundaryvalue problems of §??). Then
we maytransform over xand leave the yvariable intact so that we maysubstitute the
boundaryvalues.
We adopt (4.392) since the result is more readilyinterpreted in terms of propagating
plane waves. Choosing to transform over xwe have
˜ψ
x(kx,y,ω)=/integraldisplay∞
−∞˜ψ(x,y,ω)ejkxxdx, (4.395)
˜ψ(x,y,ω)=1
2π/integraldisplay∞
−∞ψx(kx,y,ω)e−jkxxdkx. (4.396)
For convenience in computation or interpretation of the inverse transform, we often
regard kxas a complex variable and perturb the inversion contour into the complex kx=
kxr+jkxiplane. The integral is not altered if the contour is not moved past singularities
such as poles or branch points. If the function being transformed has exponential (wave)behavior, then a pole exists in the complex plane; if we move the inversion contour acrossthis pole, the inverse transform does not return the original function. We generallyindicate the desire to interpret k
xas complex byindicating that the inversion contour is
parallel to the real axis but located in the complex plane at kxi=/Delta1:
˜ψ(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1˜ψx(kx,y,ω)e−jkxxdkx. (4.397)
Additional perturbations of the contour are allowed provided that the contour is not
moved through singularities.
As an example, consider the function
u(x)=/braceleftBigg
0, x<0,
e−jkx,x>0,(4.398)
where k=kr+jkirepresents a wavenumber. This function has the form of a plane
wave propagating in the x-direction and is thus relevant to our studies. If the material
through which the wave is propagating is lossy, then ki<0. The Fourier transform of
the function is
ux(kx)=/integraldisplay∞
0e−jkxejkxxdx=1
j(kx−k)/bracketleftbig
ej(kxr−kr)xe−(kxi−ki)x/bracketrightbig/vextendsingle/vextendsingle/vextendsingle/vextendsingle∞
0.
Figure 4.27: Inversion contour for evaluating the spectral integral for a plane wave.
The integral converges if kxi>ki, and the transform is
ux(kx)=−1
j(kx−k).
Since u(x)is an exponential function, ux(kx)has a pole at kx=kas anticipated.
To compute the inverse transform we use (4.397):
u(x)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigg
−1
j(kx−k)/bracketrightbigg
e−jkxxdkx. (4.399)
We must be careful to choose /Delta1in such a way that all values of kxalong the inversion
contour lead to a convergent forward Fourier transform. Since we must have kxi>ki,
choosing /Delta1> kiensures proper convergence. This gives the inversion contour shown in
Figure4.27,aspecialcaseofwhichistherealaxis.Wecomput etheinversionintegral
using contour integration as in §A.1. We close the contour in the complex plane and use
Cauchy’s residue theorem (A.14) For x>0we take 0>/Delta1> kiand close the contour
in the lower half-plane using a semicircular contour CRof radius R. Then the closed
contour integral is equal to −2πjtimes the residue at the pole kx=k.A s R→∞ we
find that kxi→− ∞ at all points on the contour CR. Thus the integrand, which varies as
ekxix, vanishes on CRand there is no contribution to the integral. The inversion integral
(4.399) is found from the residue at the pole:
u(x)=(−2πj)1
2πRes kx=k/bracketleftbigg
−1
j(kx−k)e−jkxx/bracketrightbigg
.
Since the residue is merely je−jkxwe have u(x)=e−jkx. When x<0we choose /Delta1> 0
and close the contour along a semicircle CRof radius Rin the upper half-plane. Again
we find that on CRthe integrand vanishes as R→∞, and thus the inversion integral
(4.399) is given by 2πjtimes the residues of the integrand at any poles within the closed
contour. This time, however, there are no poles enclosed and thus u(x)=0. We have
recovered the original function (4.398) for both x>0and x<0. Note that if we had
erroneously chosen /Delta1< kiwe would not have properly enclosed the pole and would have
obtained an incorrect inverse transform.
Now that we know how to represent the Fourier transform pair, let us apply the
transform to solve (4.394). Our hope is that by representing ˜ψin terms of a spatial
Fourier integral we will make the equation easier to solve. We have
(∇2
t+k2)1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1˜ψx(kx,y,ω)e−jkxxdkx=0.
Differentiation under the integral sign with subsequent application of the Fourier integral
theorem implies that ˜ψmust obey the second-order harmonic differential equation
/bracketleftbiggd2
dy2+k2
y/bracketrightbigg
˜ψx(kx,y,ω)=0
where we have defined the dependent parameter ky=kyr+jkyithrough k2
x+k2
y=k2.
Two independent solutions to the differential equation are e∓jkyyand thus
˜ψ(kx,y,ω)=A(kx,ω)e∓jkyy.
Substituting this into the inversion integral, we have the solution to the Helmholtz equa-
tion:
˜ψ(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A(kx,ω)e−jkxxe∓jkyydkx. (4.400)
If we define the wave vector k=ˆxkx±ˆyky, we can also write the solution in the form
˜ψ(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A(kx,ω)e−jk·ρdkx (4.401)
where ρ=ˆxx+ˆyyis the two-dimensional position vector.
The solution (4.401) has an important physical interpretation. The exponential term
looks exactly like a plane wave with its wave v ector lying in the xy-plane. For lossy media
the plane wave is nonuniform, and the surfaces of constant phase may not be alignedwith the surfaces of constant amplitude (see §4.11.4). For the special case of a lossless
medium we have k
i→0and can let /Delta1→0as long as /Delta1> ki. As we perform the inverse
transform integral over kxfrom−∞to∞we will encounter both the condition k2
x>k2
and k2
x≤k2.F o r k2
x≤k2we have
e−jkxxe∓jkyy=e−jkxxe∓j√
k2−k2xy
where we choose the upper sign for y>0and the lower sign for y<0to ensure that the
waves propagate in the ±y-direction, respectively. Thus, in this regime the exponential
represents a propagating wave that travels into the half-plane y>0along a direction
which depends on kx,makin ganangleξwiththe x-axisasshowninFigure4.28.For kx in
[−k,k], every possible wave direction is covered, and thus we may think of the inversion
integral as constructing the solution to the two-dimensional Helmholtz equation from acontinuous superposition of plane waves. The amplitude of each plane wavecomponent
is given by A(k
x,ω), which is often called the angular spectrum of the plane waves and
Figure 4.28: Propagation behavior of the angular spectrum for (a) k2
x≤k2,(b ) k2
x>k2.
is determined by the values of the field over the boundaries of the solution region. But
this is not the whole picture. The inverse transform integral also requires values of kxin
the intervals [−∞,k]and [k,∞]. Here we have k2
x>k2and thus
e−jkxxe−jkyy=e−jkxxe∓√
k2x−k2y,
where we choose the upper sign for y>0and the lower sign for y<0to ensure
that the field decays along the y-direction. In these regimes we have an evanescent wave,
propagating along xbut decaying along y, with surfaces of constant phase and amplitude
mutuall yperpendicula r(Figure4.28).As kxranges out to ∞, evanescent waves of all
possible decay constants also contribute to the plane-wave superposition.
We may summarize the plane- wave con tributions by letting k=ˆxkx+ˆyky=kr+jki
where
kr=/braceleftBigg
ˆxkx±ˆy/radicalbig
k2−k2x,k2
x<k2,
ˆxkx, k2
x>k2,
ki=/braceleftBigg
0, k2
x<k2,
∓ˆy/radicalbig
k2x−k2,k2
x>k2,
where the upper sign is used for y>0and the lower sign for y<0.
In many applications, including the half-plane example considered later, it is useful to
write the inversion integral in polar coordinates. Letting
kx=kcosξ, ky=±ksinξ,
where ξ=ξr+jξiis a new complex variable, we have k·ρ=kxcosξ±kysinξand
dkx=−ksinξdξ. With this change of variables (4.401) becomes
˜ψ(x,y,ω)=k
2π/integraldisplay
CA(kcosξ,ω) e−jkxcosξe±jkysinξsinξdξ. (4.402)
Since A(kx,ω)is a function to be determined, we may introduce a new function
f(ξ, ω) =k
2πA(kx,ω)sinξ
Figure 4.29: Inversion contour for the polar coordinate representation of the inverse
Fourier transform.
so that (4.402) becomes
˜ψ(x,y,ω)=/integraldisplay
Cf(ξ, ω) e−jkρcos(φ±ξ)dξ (4.403)
where x=ρcosφ,y=ρsinφ, and where the upper sign corresponds to 0<φ<π
(y>0)while the lower sign corresponds to π<φ< 2π(y<0). In these expressions
Cis a contour in the complex ξ-plane to be determined. Values along this contour must
produce identical values of the integrand as did the values of kxover [−∞,∞]in the
original inversion integral. By the identities
cosz=cos(u+jv)=cosucoshv−jsinusinhv,
sinz=sin(u+jv)=sinucoshv+jcosusinhv,
wefindthatthecontourshowninFigure4.29providesidenticalvaluesoftheintegrand
(Problem 4.24). The portions of the contour [0+j∞,0] and [−π,−π−j∞]together
correspond to the regime of evanescent waves ( k<kx<∞and−∞<kx<k), while
the segment [0,−π]along the real axis corresponds to −k<kx<kand thus describes
contributions from propagating plane waves. In this case ξrepresents the propagation
angle of the waves.
4.13.1 Boundary value problems using the spatial Fourier represen-
tation
The field of a line source. As a first example we calculate the Fourier representation
of the field of an electric line source. Assume a uniform line current ˜I(ω)is aligned along
thez-axis in a medium characterized by complex permittivity ˜/epsilon1c(ω)and permeability
˜µ(ω). We separate space into two source-free portions, y>0and y<0, and write the
field in each region in terms of an inverse spatial Fourier transform. Then, by applyingthe boundary conditions in the y=0plane, we solve for the angular spectrum of the
line source.
Since this is a two-dimensional problem we may decompose the fields into TE and TM
sets. For an electric line source we need only the TM set, and write Ezas a superposition
of plane waves using (4.400). For y≷0we represent the field in terms of plane waves
traveling in the ±y-direction. Thus
˜Ez(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A+(kx,ω)e−jkxxe−jkyydkx,y>0,
˜Ez(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A−(kx,ω)e−jkxxe+jkyydkx,y<0.
The transverse magnetic field may be found from the axial electric field using (4.212).
We find
˜Hx=−1
jω˜µ∂˜Ez
∂y(4.404)
and thus
˜Hx(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A+(kx,ω)/bracketleftbiggky
ω˜µ/bracketrightbigg
e−jkxxe−jkyydkx,y>0,
˜Hx(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A−(kx,ω)/bracketleftbigg
−ky
ω˜µ/bracketrightbigg
e−jkxxe+jkyydkx,y<0.
To find the spectra A±(kx,ω)we apply the boundary conditions at y=0. Since tangential
˜Eis continuous we have, after combining the integrals,
1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbig
A+(kx,ω)−A−(kx,ω)/bracketrightbig
e−jkxxdkx=0,
and hence by the Fourier integral theorem
A+(kx,ω)−A−(kx,ω)=0. (4.405)
We must also apply ˆn12×(˜H1−˜H2)=˜Js. The line current may be written as a surface
current density using the δ-function, giving
−/bracketleftbig˜Hx(x,0+,ω)−˜Hx(x,0−,ω)/bracketrightbig
=˜I(ω)δ( x).
By (A.4)
δ(x)=1
2π/integraldisplay∞
−∞e−jkxxdkx.
Then, substituting for the fields and combining the integrands, we have
1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigg
A+(kx,ω)+A−(kx,ω)+ω˜µ
ky˜I(ω)/bracketrightbigg
e−jkxx=0,
hence
A+(kx,ω)+A−(kx,ω)=−ω˜µ
ky˜I(ω). (4.406)
Solution of (4.405) and (4.406) gives the angular spectra
A+(kx,ω)=A−(kx,ω)=−ω˜µ
2ky˜I(ω).
Substituting this into the field expressions and combining the cases for y>0and y<0,
we find
˜Ez(x,y,ω)=−ω˜µ˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y|
2kye−jkxxdkx=− jω˜µ˜I(ω)˜G(x,y|0,0;ω).(4.407)
Here ˜Gis the spectral representation of the two-dimensional Green’s function first found
in§4.11.7, and is given by
˜G(x,y|x/prime,y/prime;ω)=1
2πj∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y−y/prime|
2kye−jkx(x−x/prime)dkx. (4.408)
By duality we have
˜Hz(x,y,ω)=−ω˜/epsilon1c˜Im(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y|
2kye−jkxxdkx=− jω˜/epsilon1c˜Im(ω)G(x,y|0,0;ω)(4.409)
for a magnetic line current ˜Im(ω)on the z-axis.
Note that since the earlier expression (4.346) should be equivalent to (4.408), we have
the well known identity [33]
1
π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y|
kye−jkxxdkx=H(2)
0(kρ).
We have not yet specified the contour appropriate for calculating the inverse transform
(4.407). We must be careful because the denominator of (4.407) has branch points atk
y=/radicalbig
k2−k2x=0, or equivalently, kx=±k=±(kr+jki). For lossy materials we have
ki < 0 and kr > 0,sothebranchpointsappearasinFigure4.30.Wemaytakethebranch
cuts outward from these points, and thus choose the inversion contour to lie between thebranch points so that the branch cuts are not traversed. This requires k
i</Delta1< −ki.I t
is natural to choose /Delta1=0and use the real axis as the inversion contour. We must be
careful, though, when extending these arguments to the lossless case. If we consider thelossless case to be the limit of the lossy case as k
i→0, we find that the branch points
migrate to the real axis and thus lie on the inversion contour. We can eliminate thisproblem by realizing that the inversion contour may be perturbed without affecting thevalue of the integral, as long as it is not made to pass through the branch cuts. If weperturbtheinversioncontourasshowninFigure4.30,thenas k
i→0the branch points
do not fall on the contour.
Figure 4.30: Inversion contour in complex kx-plane for a line source. Dotted arrow shows
migration of branch points to real axis as loss goes to zero.
There are many interesting techniques that may be used to compute the inversion
integral appearing in (4.407) and in the other expressions we shall obtain in this section.These include direct real-axis integration and closed contour methods that use Cauchy’sresidue theorem to capture poles of the integrand (which often describe the propertiesof waves guided by surfaces). Often it is necessary to integrate around the branch cuts
in order to meet the conditions for applying the residue theorem. When the observationpoint is far from the source we may use the method of steepest descents to obtainasymptotic forms for the fields. The interested reader should consult Chew [33], Kong[101], or Sommerfeld [184].
Field of a line source above an interface. Consider a z-directed electric line current
located at y=hwithin a medium having parameters ˜µ
1 (ω)and ˜/epsilon1c
1 (ω).The y = 0 plane
separates this region from a region having parameters ˜µ2 (ω)and ˜/epsilon1c
2 (ω).SeeFigure4.31.
The impressed line current source creates an electromagnetic field that induces secondary
polarization and conduction currents in both regions. This current in turn produces asecondary field that adds to the primary field of the line source to satisfy the boundaryconditions at the interface. We would like to solve for the secondary field and give itssources an image interpretation.
Since the fields are z-independent we may decompose the fields into sets TE and TM
toz. For a z-directed impressed source there is a z-component of ˜E, but no z-component
of˜H; hence the fields are entirely specified by the TM set. The impressed source is
unaffected by the secondary field, and we may represent the impressed electric fieldusing (4.407):
˜E
i
z(x,y,ω)=−ω˜µ1˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky1|y−h|
2ky1e−jkxxdkx,y≥0 (4.410)
Figure 4.31: Geometry of a z-directed line source above an interface between two material
regions.
where ky1=/radicalBig
k2
1−k2xand k1=ω(˜µ1˜/epsilon1c
1)1/2. From (4.404) we find that
˜Hi
x=−1
jω˜µ1∂˜Ei
z
∂y=˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1ejky1(y−h)
2e−jkxxdkx,0≤y<h.
The scattered field obeys the homogeneous Helmholtz equation for all y>0, and thus
may be written using (4.400) as a superposition of upward-traveling waves:
˜Es
z1(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A1(kx,ω)e−jky1ye−jkxxdkx,
˜Hs
x1(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1ky1
ω˜µ1A1(kx,ω)e−jky1ye−jkxxdkx.
Similarly, in region 2 the scattered field may be written as a superposition of downward-
traveling waves:
˜Es
z2(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A2(kx,ω)ejky2ye−jkxxdkx,
˜Hs
x2(x,y,ω)=−1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1ky2
ω˜µ2A2(kx,ω)ejky2ye−jkxxdkx,
where ky2=/radicalBig
k2
2−k2xand k2=ω(˜µ2˜/epsilon1c
2)1/2.
We can solve for the angular spectra A1and A2by applying the boundary conditions
at the interface between the two media. From the continuity of total tangential electricfield we find that
1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigg
−ω˜µ1˜I(ω)
2ky1e−jky1h+A1(kx,ω)−A2(kx,ω)/bracketrightbigg
e−jkxxdkx=0,
hence by the Fourier integral theorem
A1(kx,ω)−A2(kx,ω)=ω˜µ1˜I(ω)
2ky1e−jky1h.
The boundary condition on the continuity of ˜Hxyields similarly
−˜I(ω)
2e−jky1h=ky1
ω˜µ1A1(kx,ω)+ky2
ω˜µ2A2(kx,ω) .
We obtain
A1(kx,ω)=ω˜µ1˜I(ω)
2ky1RTM(kx,ω)e−jky1h,
A2(kx,ω)=−ω˜µ2˜I(ω)
2ky2TTM(kx,ω)e−jky1h.
Here RTMand TTM=1+RTMare reflection and transmission coefficients given by
RTM(kx,ω)=˜µ1ky2−˜µ2ky1
˜µ1ky2+˜µ2ky1,
TTM(kx,ω)=2˜µ1ky2
˜µ1ky2+˜µ2ky1.
These describe the reflection and transmission of each component of the plane-wave
spectrum of the impressed field, and thus depend on the parameter kx. The scattered
fields are
˜Es
z1(x,y,ω)=ω˜µ1˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky1(y+h)
2ky1RTM(kx,ω)e−jkxxdkx, (4.411)
˜Es
z2(x,y,ω)=−ω˜µ2˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1ejky2(y−hky1/ky2)
2ky2TTM(kx,ω)e−jkxxdkx.(4.412)
We may now obtain the field produced by an electric line source above a perfect
conductor. Letting ˜σ2→∞ we have ky2=/radicalBig
k2
2−k2x→∞ and
RTM→1, TTM→2.
With these, the scattered fields (4.411) and (4.412) become
˜Es
z1(x,y,ω)=ω˜µ1˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky1(y+h)
2ky1e−jkxxdkx, (4.413)
˜Es
z2(x,y,ω)=0. (4.414)
Comparing (4.413) to (4.410) we see that the scattered field is exactly the same as that
produced by a line source of amplitude −˜I(ω)located at y=−h. We call this line source
the image of the impressed source, and say that the problem of two line sources located
Figure 4.32: Geometry for scattering of a TM plane wave by a conducting half-plane.
symmetrically on the y-axis is equivalent for y>0to the problem of the line source
above a ground plane. The total field is the sum of the impressed and scattered fields:
˜Ez(x,y,ω)=−ω˜µ1˜I(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky1|y−h|−e−jky1(y+h)
2ky1e−jkxxdkx,y≥0.
We can write this in another form using the Hankel-function representation of the line
source (4.345):
˜Ez(x,y,ω)=−ω˜µ
4˜I(ω)H(2)
0(k|ρ−ˆyh|)+ω˜µ
4˜I(ω)H(2)
0(k|ρ+ˆyh|)
where |ρ±ˆyh|=|ρˆρ±ˆyh|=/radicalbig
x2+(y±h)2.
Interpreting the general case in terms of images is more difficult. Comparing (4.411)
and (4.412) with (4.410), we see that each spectral component of the field in region 1 hasthe form of an image line source located at y=−hin region 2, but that the amplitude
of the line source, R
TM˜I, depends on kx. Similarly, the field in region 2 is composed of
spectral components that seem to originate from line sources with amplitudes −TTM˜I
located at y=hky1/ky2in region 1. In this case the amplitude and position of the image
line source producing a spectral component are both dependent on kx.
The field scattered by a half-plane. Consider a thin planar conductor that occupies
the half-plane y=0,x>0. We assume the half-plane lies within a slightly lossy medium
having parameters ˜µ(ω)and ˜/epsilon1c(ω), and may consider the case of free space as a lossless
limit. The half-plane is illuminated by an impressed uniform plane wave with a z-
directe delectri cfield(Figure4.32).Theprimar yfieldinduce sasecondar ycurrenton
the conductor and this in turn produces a secondary field. The total field must obey theboundary conditions at y=0.
Because the z-directed incident field induces a z-directed secondary current, the fields
may be described entirely in terms of a TM set. The impressed plane wave may bewritten as
˜E
i(r,ω)=ˆz˜E0(ω)ejk(xcosφ0+ysinφ0)
where φ0is the angle between the incident wave vector and the x-axis. By (4.223) we
also have
˜Hi(r,ω)=˜E0(ω)
η(ˆycosφ0−ˆxsinφ0)ejk(xcosφ0+ysinφ0).
The scattered fields may be written in terms of the Fourier transform solution to the
Helmholtz equation. It is convenient to use the polar coordinate representation (4.403)to develop the necessary equations. Thus, for the scattered electric field we can write
˜E
s
z(x,y,ω)=/integraldisplay
Cf(ξ, ω) e−jkρcos(φ±ξ)dξ. (4.415)
By (4.404) the x-component of the magnetic field is
˜Hs
x(x,y,ω)=−1
jω˜µ∂˜Es
z
∂y=−1
jω˜µ/integraldisplay
Cf(ξ, ω)∂
∂y/parenleftbig
e−jkxcosξe±jkysinξ/parenrightbig
=−1
jω˜µ(±jk)/integraldisplay
Cf(ξ, ω) sinξe−jkρcos(φ±ξ)dξ.
To find the angular spectrum f(ξ, ω) and ensure uniqueness of solution, we must apply
the boundary conditions over the entire y=0plane. For x>0where the conductor
resides, the total tangential electric field must vanish. Setting the sum of the incidentand scattered fields to zero at φ=0we have
/integraldisplay
Cf(ξ, ω) e−jkxcosξdξ=− ˜E0ejkxcosφ0,x>0. (4.416)
To find the boundary condition for x<0we note that by symmetry ˜Es
zis even about
y=0while ˜Hs
x, as the y-derivative of ˜Es
z, is odd. Since no current can be induced in the
y=0plane for x<0, the x-directed scattered magnetic field must be continuous and
thus equal to zero there. Hence our second condition is
/integraldisplay
Cf(ξ, ω) sinξe−jkxcosξdξ=0,x<0. (4.417)
Now that we have developed the two equations that describe f(ξ, ω), it is convenient
to return to a rectangular-coordinate-based spectral integral to analyze them. Writingξ=cos
−1(kx/k)we have
d
dξ(kcosξ)=−ksinξ=dkx
dξ
and
dξ=−dkx
ksinξ=−dkx
k/radicalbig
1−cos2ξ=−dkx/radicalbig
k2−k2x.
Upon substitution of these relations, the inversion contour returns to the real kxaxis
(which may then be perturbed by j/Delta1). Thus, (4.416) and (4.417) may be written as
∞+ j/Delta1/integraldisplay
−∞+ j/Delta1f/parenleftbig
cos−1kx
k/parenrightbig
/radicalbig
k2−k2xe−jkxxdkx=− ˜E0ejkx0x,x>0, (4.418)
∞+ j/Delta1/integraldisplay
−∞+ j/Delta1f/parenleftbigg
cos−1kx
k/parenrightbigg
e−jkxxdkx=0,x<0, (4.419)
Figure 4.33: Integration contour used to evaluate the function F(x).
where kx0=kcosφ0. Equations (4.418) and (4.419) comprise dual integral equations for
f. We may solve these using an approach called the Wiener–Hopf technique .
We begin by considering (4.419). If we close the integration contour in the upper
half-plane using a semicircle CRof radius Rwhere R→∞, we find that the contribution
from the semicircle is
lim
R→∞/integraldisplay
CRf/parenleftbigg
cos−1kx
k/parenrightbigg
e−|x|kxiej|x|kxrdkx=0
since x<0. This assumes that fdoes not grow exponentially with R.T h u s
/contintegraldisplay
Cf/parenleftbigg
cos−1kx
k/parenrightbigg
e−jkxxdkx=0
where Cnow encloses the portion of the upper half-plane kxi>/Delta1. By Morera’s theorem
[110],%citeLePage, the above relation holds if fis regular (contains no singularities
or branch points) in this portion of the upper half-plane. We shall assume this andinvestigate the other properties of fthat follow from (4.418).
In (4.418) we have an integral equated to an exponential function. To understand the
implications of the equality it is helpful to write the exponential function as an integral
as well. Consider the integral
F(x)=1
2jπ∞+ j/Delta1/integraldisplay
−∞+ j/Delta1h(kx)
h(−kx0)1
kx+kx0e−jkxxdkx.
Here h(kx)is some function regular in the region kxi</Delta1, with h(kx)→0askx→∞.
Ifwechoose/Delta1sothat−kxi>/Delta1> −kxicosθ0and close the contour with a semicircle in
thelowerhalf-plan e(Figure4.33),thenthecontributio nfromthesemicircl evanishe sfor
large radius and thus, by Cauchy’s residue theorem, F(x)=− ejkx0x. Using this (4.418)
can be written as
∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftBigg
f/parenleftbig
cos−1kx
k/parenrightbig
/radicalbig
k2−k2x−˜E0
2jπh(kx)
h(−kx0)1
kx+kx0/bracketrightBigg
e−jkxxdkx=0.
Setting the integrand to zero and using/radicalbig
k2−k2x=√k−kx√k+kx,w eh a v e
f/parenleftbig
cos−1kx
k/parenrightbig
√k−kx(kx+kx0)=˜E0
2jπ/radicalbig
k+kxh(kx)
h(−kx0). (4.420)
The left member has a branch point at kx = k whiletherightmemberhasabranchpoint
atkx =−k.IfwechoosethebranchcutsasinFigure4.30thensince f isregula rin
the region kxi>/Delta1the left side of (4.420) is regular there. Also, since h(kx)is regular in
the region kxi</Delta1, the right side is regular there. We assert that since the two sides are
equal, both sides must be regular in the entire complex plane. By Liouville’s theorem[35] if a function is entire (regular in the entire plane) and bounded, then it must beconstant. So
f/parenleftbig
cos
−1kx
k/parenrightbig
√k−kx(kx+kx0)=˜E0
2jπ/radicalbig
k+kxh(kx)
h(−kx0)=constant .
We may evaluate the constant by inserting any value of kx. Using kx=−kx0on the right
we find that
f/parenleftbig
cos−1kx
k/parenrightbig
√k−kx(kx+kx0)=˜E0
2jπ/radicalbig
k−kx0.
Substituting kx=kcosξand kx0=kcosφ0we have
f(ξ)=˜E0
2jπ√1−cosφ0√1−cosξ
cosξ+cosφ0.
Since sin(x/2)=√(1−cosx)/2, we may also write
f(ξ)=˜E0
jπsinφ0
2sinξ
2
cosξ+cosφ0.
Finally, substituting this into (4.415) we have the spectral representation for the field
scattered by a half-plane:
˜Es
z(ρ, φ, ω) =˜E0(ω)
jπ/integraldisplay
Csinφ0
2sinξ
2
cosξ+cosφ0e−jkρcos(φ±ξ)dξ. (4.421)
The scattered field inversion integral in (4.421) may be rewritten in such a way as to
separate geometrical optics (plane- wave) terms from diffraction terms. The diffraction
terms may be written using standard functions (modified Fresnel integrals) and for largevalues of ρappear as cylindrical waves emanating from a line source at the edge of the
half-plane. Interested readers should see James [92] for details.
4.14 Periodic fields and Floquet’s theorem
In several practical situations EM waves interact with, or are radiated by, structures
spatially periodic along one or more directions. Periodic symmetry simplifies field com-putation, since boundary conditions need only be applied within one period, or cell,o f
the structure. Examples of situations that lead to periodic fields include the guiding ofwaves in slow-wave structures such as helices and meander lines, the scattering of planewaves from gratings, and the radiation of waves by antenna arrays. In this section wewill study the representation of fields with infinite periodicity as spatial Fourier series.
4.14.1 Floquet’s theorem
Consider an environment having spatial periodicity along the z-direction. In this envi-
ronment the frequency-domain field may be represented in terms of a periodic function
˜ψpthat obeys
˜ψp(x,y,z±mL,ω)=˜ψp(x,y,z,ω)
where mis an integer and Lis the spatial period. According to Floquet’s theorem ,i f˜ψ
represents some vector component of the field, then the field obeys
˜ψ(x,y,z,ω)=e−jκz˜ψp(x,y,z,ω) . (4.422)
Hereκ=β−jαis a complex wavenumber describing the phase shift and attenuation of
the field between the various cells of the environment. The phase shift and attenuationmay arise from a wave propagating through a lossy periodic medium (see example below)
or may be impressed by a plane wave as it scatters from a periodic surface, or may beproduced by the excitation of an antenna array by a distributed terminal voltage. It isalso possible to have κ=0as when, for example, a periodic antenna array is driven with
all elements in phase.
Because ˜ψ
pis periodic we may expand it in a Fourier series
˜ψp(x,y,z,ω)=∞/summationdisplay
n=−∞˜ψn(x,y,ω)e−j2πnz/L
where the ˜ψnare found by orthogonality:
˜ψn(x,y,ω)=1
L/integraldisplayL/2
−L/2˜ψp(x,y,z,ω)ej2πnz/Ldz.
Substituting this into (4.422), we have a representation for the field as a Fourier series:
˜ψ(x,y,z,ω)=∞/summationdisplay
n=−∞˜ψn(x,y,ω)e−jκnz
where
κn=β+2πn/L+jα=βn−jα.
We see that within each cell the field consists of a number of constituents called space
harmonics orHartree harmonics , each with the property of a propagating or evanescent
wave. Each has phase velocity
vpn=ω
βn=ω
β+2πn/L.
A number of the space harmonics have phase velocities in the +z-direction while the re-
mainder have phase velocities in the −z-direction, depending on the value of β. However,
all of the space harmonics have the same group velocity
vgn=dω
dβ=/parenleftbiggdβn
dω/parenrightbigg−1
=/parenleftbiggdβ
dω/parenrightbigg−1
=vg.
Those space harmonics for which the group and phase velocities are in opposite directions
are referred to as backward waves , and form the basis of operation of microwave tubes
known as “backward waveoscillators.”
Figure 4.34: Geometry of a periodic stratified medium with each cell consisting of two
material layers.
4.14.2 Examples of periodic systems
Plane-wave propagation within a periodically stratified medium. As an exam-
ple of wave propagation in a periodic structure, let us consider a plane wave propagatingwithin a layered medium consisting of two material layers repeated periodically as showninFigure4.34.Eachsectionoftwolayersisacellwithintheperiodicmedium ,andwe
seek an expression for the propagation constant within the cells, κ.
We developed the necessary tools for studying plane waves within an arbitrary layered
medium in §4.11.5, and can apply them to the case of a periodic medium. In equations
(4.305) and (4.306) we have expressions for the waveamplitudes in any region in terms
of the amplitudes in the region immediately preceding it. We may write these in matrixform by eliminating one of the variables a
norbnfrom each equation:
/bracketleftbiggT(n)
11T(n)
12
T(n)
21T(n)
22/bracketrightbigg/bracketleftbiggan+1
bn+1/bracketrightbigg
=/bracketleftbiggan
bn/bracketrightbigg
(4.423)
where
T(n)
11=1
2Zn+Zn−1
Zn˜P−1
n,
T(n)
12=1
2Zn−Zn−1
Zn˜Pn,
T(n)
21=1
2Zn−Zn−1
Zn˜P−1
n,
T(n)
22=1
2Zn+Zn−1
Zn˜Pn.
Here Znrepresents Zn⊥for perpendicular polarization and Zn/bardblfor parallel polariza-
tion. The matrix entries are often called transmission parameters , and are similar to
the parameters used to describe microwave networks, except that in network theory thewave amplitudes are often normalized using the wave impedances.We may use these
parameters to describe the cascaded system of two layers:
/bracketleftbiggT(n)
11T(n)
12
T(n)
21T(n)
22/bracketrightbigg/bracketleftbiggT(n+1)
11 T(n+1)
12
T(n+1)
21 T(n+1)
22/bracketrightbigg/bracketleftbiggan+2
bn+2/bracketrightbigg
=/bracketleftbiggan
bn/bracketrightbigg
.
Since for a periodic layered medium the wave amplitudes should obey (4.422), we have
/bracketleftbiggT11T12
T21T22/bracketrightbigg/bracketleftbiggan+2
bn+2/bracketrightbigg
=/bracketleftbiggan
bn/bracketrightbigg
=ejκL/bracketleftbiggan+2
bn+2/bracketrightbigg
(4.424)
where L=/Delta1n+/Delta1n+1is the period of the structure and
/bracketleftbiggT11T12
T21T22/bracketrightbigg
=/bracketleftbiggT(n)
11T(n)
12
T(n)
21T(n)
22/bracketrightbigg/bracketleftbiggT(n+1)
11 T(n+1)
12
T(n+1)
21 T(n+1)
22/bracketrightbigg
.
Equation (4.424) is an eigenvalue equation for κand can be rewritten as
/bracketleftbiggT11−ejκLT12
T21 T22−ejκL/bracketrightbigg/bracketleftbiggan+2
bn+2/bracketrightbigg
=/bracketleftbigg0
0/bracketrightbigg
.
This equation only has solutions when the determinant of the matrix vanishes. Expansion
of the determinant gives
T11T22−T12T21−ejκL(T11+T22)+ej2κL=0. (4.425)
The first two terms are merely
T11T22−T12T21=/vextendsingle/vextendsingle/vextendsingle/vextendsingleT
11T12
T21T22/vextendsingle/vextendsingle/vextendsingle/vextendsingle=/vextendsingle/vextendsingle/vextendsingle/vextendsingleT
(n)
11T(n)
12
T(n)
21T(n)
22/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleT
(n+1)
11 T(n+1)
12
T(n+1)
21 T(n+1)
22/vextendsingle/vextendsingle/vextendsingle/vextendsingle.
Since we can show that
/vextendsingle/vextendsingle/vextendsingle/vextendsingleT
(n)
11T(n)
12
T(n)
21T(n)
22/vextendsingle/vextendsingle/vextendsingle/vextendsingle=Z
n−1
Zn,
we have
T11T22−T12T21=Zn−1
ZnZn
Zn+1=1
where we have used Zn−1=Zn+1because of the periodicity of the medium. With this,
(4.425) becomes
cosκL=T11+T22
2.
Finally, computing the matrix product and simplifying to find T11+T22, we have
cosκL=cos(kz,n/Delta1n)cos(kk,n−1/Delta1n−1)−
−1
2/parenleftbiggZn−1
Zn+Zn
Zn−1/parenrightbigg
sin(kz,n/Delta1n)sin(kz,n−1/Delta1n−1) (4.426)
or equivalently
cosκL=1
4(Zn−1+Zn)2
ZnZn−1cos(kz,n/Delta1n+kz,n−1/Delta1n−1)−
−1
4(Zn−1−Zn)2
ZnZn−1cos(kz,n/Delta1n−kz,n−1/Delta1n−1). (4.427)
Note that both ±κsatisfy this equation, allowing waves with phase front propagation in
both the ±z-directions.
We see in (4.426) that even for lossless materials certain values of ωresult in cosκL>1,
causing κLto be imaginary and producing evanescent waves. We refer to the frequency
ranges over which cosκL>1asstopbands , and those over which cosκL<1aspassbands .
This terminology is used in filter analysis and, indeed, waves propagating in periodic
media experience effects similar to those experienced by signals passing through filters.
Field produced by an infinite array of line sources. As a second example, consider
an infinite number of z-directed line sources within a homogeneous medium of complex
permittivity ˜/epsilon1c(ω)and permeability ˜µ(ω), aligned along the x-axis with separation L
such that
˜J(r,ω)=∞/summationdisplay
n=−∞ˆz˜Inδ(y)δ(x−nL).
The current on each element is allowed to show a progressive phase shift and attenua-
tion. (Such progression may result from a particular method of driving primary currentson successive elements, or, if the currents are secondary, from their excitation by animpressed field such as a plane wave.) Thus we write
˜I
n=˜I0e−jκnL(4.428)
where κis a complex constant.
We may represent the field produced by the source array as a superposition of the fields
of individual line sources found earlier. In particular we may use the Hankel functionrepresentation (4.345) or the Fourier transform representation (4.407). Using the latterwe have
˜E
z(x,y,ω)=∞/summationdisplay
n=−∞e−jκnL
−ω˜µ˜I0(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y|
2kye−jkx(x−nL)dkx
.
Interchanging the order of summation and integration we have
˜Ez(x,y,ω)=−ω˜µ˜I0(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y|
2ky/bracketleftBigg∞/summationdisplay
n=−∞ejn(kx−κ)L/bracketrightBigg
e−jkxxdkx. (4.429)
We can rewrite the sum in this expression using Poisson’s sum formula [142].
∞/summationdisplay
n=−∞f(x−nD)=1
D∞/summationdisplay
n=−∞F(nk0)ejnk 0x,
where k0=2π/D. Letting f(x)=δ(x−x0)in that expression we have
∞/summationdisplay
n=−∞δ/parenleftbigg
x−x0−n2π
L/parenrightbigg
=L
2π∞/summationdisplay
n=−∞ejnL(x−x0).
Substituting this into (4.429) we have
˜Ez(x,y,ω)=−ω˜µ˜I0(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y|
2ky/bracketleftBigg∞/summationdisplay
n=−∞2π
Lδ/parenleftbigg
kx−κ−n2π
L/parenrightbigg/bracketrightBigg
e−jkxxdkx.
Carrying out the integral we replace kxwithκn=κ+2nπ/L, giving
˜Ez(x,y,ω)=−ω˜µ˜I0(ω)∞/summationdisplay
n=−∞e−jky,n|y|e−jκnx
2Lky,n
=− jω˜µ˜I0(ω)˜G∞(x,y|0,0,ω) (4.430)
where ky,n=/radicalbig
k2−κ2n, and where
˜G∞(x,y|x/prime,y/prime,ω)=∞/summationdisplay
n=−∞e−jky,n|y−y/prime|e−jκn(x−x/prime)
2jLk y,n(4.431)
is called the periodic Green’s function .
We may also find the field produced by an infinite array of line sources in terms of
the Hankel function representation of a single line source (4.345). Using the current
representation (4.428) and summing over the sources, we obtain
˜Ez(ρ, ω) =−ω˜µ
4∞/summationdisplay
n=−∞˜I0(ω)e−jκnLH(2)
0(k|ρ−ρn|)=− jω˜µ˜I0(ω)˜G∞(x,y|0,0,ω)
where
|ρ−ρn|=| ˆyy+ˆx(x−nL)|=/radicalbig
y2+(x−nL)2
and where ˜G∞is an alternative form of the periodic Green’s function
˜G∞(x,y|x/prime,y/prime,ω)=1
4j∞/summationdisplay
n=−∞e−jκnLH(2)
0/parenleftBig
k/radicalbig
(y−y/prime)2+(x−nL−x/prime)2/parenrightBig
.(4.432)
The periodic Green’s functions (4.431) and (4.432) produce identical results, but are
each appropriate for certain applications. For example, (4.431) is useful for situationsin which boundary conditions at constant values of yare to be applied. Both forms are
difficult to compute under certain circumstances, and variants of these forms have beenintroduced in the literature [203].
4.15 Problems
4.1Beginning with the Kronig–Kramers formulas (4.35)–(4.36), use the even–odd be-
havior of the real and imaginary parts of ˜/epsilon1cto derive the alternative relations (4.37)–
(4.38).
4.2Consider the complex permittivity dyadic of a magnetized plasma given by (4.88)–
(4.91). Show that we may decompose [˜¯/epsilon1c]as the sum of two matrices
[˜¯/epsilon1c]=[˜¯/epsilon1]+[˜¯σ]
jω
where [˜¯/epsilon1]and [˜¯σ]are hermitian.
4.3Show that the Debye permittivity formulas
˜/epsilon1/prime(ω)−/epsilon1∞=/epsilon1s−/epsilon1∞
1+ω2τ2, ˜/epsilon1/prime/prime(ω)=−ωτ(/epsilon1 s−/epsilon1∞)
1+ω2τ2,
obey the Kronig–Kramers relations.
4.4The frequency-domain duality transformations for the constitutive parameters of
an anisotropic medium are given in (4.197). Determine the analogous transformationsfor the constitutive parameters of a bianisotropic medium.
4.5Establish the plane-wave identities (B.76)–(B.79) by direct differentiation in rect-
angular coordinates.
4.6Assume that sea water has the parameters /epsilon1=80/epsilon1
0,µ=µ0,σ=4S/m, and that
these parameters are frequency-independent. Plot the ω–βdiagram for a plane wave
propagatin ginthismediu mandcompar etoFigure4.12.Descri bethedispersion :isit
normal or anomalous? Also plot the phase and group velocities and compare to Figure
4.13.Howdoestherelaxatio nphenomeno naffectthevelocityofawaveinthismedium?
4.7Consider a uniform plane wave incident at angle θionto an interface separating
twolossles smedia(Figure4.18).Assumin gperpendicula rpolarization ,writetheexplicit
formsofthetotalfieldsineachregionundertheconditio nθi<θ c, where θcis the critical
angle. Show that the total field in region 1 can be decomposed into a portion that isa pure standing wave in the z-direction and a portion that is a pure traveling wave in
thez-direction. Also show that the field in region 2 is a pure traveling wave. Repeat for
parallel polarization.
4.8Consider a uniform plane wave incident at angle θ
ionto an interface separating
twolossles smedia(Figure4.18).Assumin gperpendicula rpolarization ,usethetotal
fieldsfromProble m4.7toshowthatundertheconditio nθi<θ cthe normal component
of the time-average Poynting vector is continuous across the interface. Here θcis the
critical angle. Repeat for parallel polarization.
4.9Consider a uniform plane wave incident at angle θionto an interface separating
twolossles smedia(Figure4.18).Assumin gperpendicula rpolarization ,writetheexplicit
forms of the total fields in each region under the condition θi>θ c, where θcis the critical
angle. Show that the field in region 1 is a pure standing wave in the z-direction and that
thefieldinregion2isanevanesce ntwave.Repeatforparalle lpolarization.
4.10 Consider a uniform plane waveincident at angle θionto an interface separating
twolossles smedia(Figure4.18).Assumin gperpendicula rpolarization ,usethefields
from Problem 4.9 to show that under the condition θi>θ cthe field in region 1 carries no
time-average power in the z-direction, while the field in region 2 carries no time-average
power. Here θcis the critical angle. Repeat for parallel polarization.
4.11 Consider a uniform plane wave incident at angle θifrom a lossless material onto
agoodconducto r(Figure4.18).Theconducto rhaspermittivi ty/epsilon10, permeability µ0,
and conductivity σ. Show that the transmission angle is θt≈0and thus the wave in
the conductor propagates normal to the interface. Also show that for perpendicularpolarization the current per unit width induced by the wave in region 2 is
˜K(ω)=ˆyσ˜T
⊥(ω)˜E⊥(ω)1−j
2β2
and that this is identical to the tangential magnetic field at the surface:
˜K(ω)=− ˆzטHt|z=0.
If we define the surface impedance Zs(ω)of the conductor as the ratio of tangential
electric and magnetic fields at the interface, show that
Zs(ω)=1+j
σδ=Rs(ω)+jXs(ω).
Then show that the time-average power flux entering region 2 for a monochromatic wave
of frequency ˇωis simply
Sav,2=ˆz1
2(ˇK·ˇK∗)Rs.
Note that the since the surface impedance is also the ratio of tangential electric field to
induced current per unit width in region 2, it is also called the internal impedance .
4.12 Consider a parallel-polarized plane wave obliquely incident from a lossless medium
ontoamulti-layeredmateria lasshowninFigure4.20.Writingthefieldsineachregion
n,0≤n≤N−1,a s ˜H/bardbln=˜Hi
/bardbln+˜Hr
/bardblnwhere
˜Hi
/bardbln=ˆyan+1e−jkx,nxe−jkz,n(z−zn+1),
˜Hr
/bardbln=− ˆybn+1e−jkx,nxe+jkz,n(z−zn+1),
and the field in region Nas
˜H/bardblN=ˆyaN+1e−jkx,Nxe−jkz,N(z−zN),
apply the boundary conditions to solve for the wave amplitudes an+1and bnin terms of
a global reflection coefficient ˜Rn, an interfacial reflection coefficient /Gamma1n/bardbl, and the wave
amplitude an. Compare your results to those found for perpendicular polarization (4.313)
and (4.314).
4.13 Consider a slab of lossless material with permittivity /epsilon1=/epsilon1r/epsilon10and permeability
µ=µrµ0located in free space between the planes z=z1and z=z2. A right-hand
circularly-polarized plane wave is incident on the slab at angle θias shown in Figure
4.22.Determin ethecondition s(ifany)underwhichthereflecte dwaveis:(a)linearly
polarized; (b) right-hand or left-hand circularly polarized; (c) right-hand or left-hand
elliptically polarized. Repeat for the transmitted wave.
4.14 Consider a slab of lossless material with permittivity /epsilon1=/epsilon1r/epsilon10and permeability µ0
located in free space between the planes z=z1and z=z2. A transient, perpendicularly-
polarize dplanewaveisobliquel yincide ntontheslabasshowninFigure4.22.Ifthe
temporal waveform of the incident wave is Ei
⊥(t), find the transient reflected field in region
0 and the transient transmitted field in region 2 in terms of an infinite superposition ofamplitude-scaled, time-shifted versions of the incident wave. Interpret each of the firstfour terms in the reflected and transmitted fields in terms of multiple reflection withinthe slab.
4.15 Consider a free-space gap embedded between the planes z=z
1and z=z2
in an infinite, lossless dielectric medium of permittivity /epsilon1r/epsilon10and permeability µ0.A
perpendicularly-polarized plane wave is incident on the gap at angle θi>θ cas shown
inFigure4.22.Hereθcis the critical angle for a plane wave incident on the single
interface between a lossless dielectric of permittivity /epsilon1r/epsilon10and free space. Apply the
boundary conditions and find the fields in each of the three regions. Find the time-average Poynting vector in region 0 at z=z
1, in region 1 at z=z2, and in region 2 at
z=z2. Is conservation of energy obeyed?
4.16 A uniform ferrite material has scalar permittivity ˜/epsilon1=/epsilon1and dyadic permeability
˜¯µ. Assume the ferrite is magnetized along the z-direction and has losses so that its
permeability dyadic is given by (4.118). Show that the waveequation for a TEM plane
wave of the form
˜H(r,ω)=˜H0(ω)e−jkzz
is
k2
z˜H0=ω2/epsilon1˜¯µ·˜H0
where kz=β−jα. Find explicit formulas for the two solutions kz±=β±−jα±. Show
that when the damping parameter α/lessmuch1, near resonance α+/greatermuchα−.
4.17 A time-harmonic, TE-polarized, uniform cylindrical wave propagates in a lossy
medium. Assuming |kρ|/greatermuch 1, show that the power per unit length passing through a
cylinder of radius ρis given by
Pav/l=Re/braceleftbig
Z∗
TE/bracerightbig
|ˇHz0|2e−2αρ
8|k|.
If the material is lossless, show that the power per unit length passing through a cylinder
is independent of the radius and is given by
Pav/l=η|ˇHz0|2
8k.
4.18 A TM-polarized plane wave is incident on a cylinder made from a perfect electric
conductor such that the current induced on the cylinder is given by (4.365). When thecylinder radius is large compared to the wavelength of the incident wave, we may ap-proximate the current using the principle of physical optics . This states that the induced
current is zero in the “shadow region” where the cylinder is not directly illuminated bythe incident wave. Elsewhere, in the “illuminated region,” the induced current is given
by
˜J
s=2ˆnטHi.
Plot the current from (4.365) for various values of k0aand compare to the current com-
puted from physical optics. How large must k0abe for the shadowing effect to be signif-
icant?
4.19 Theradar cross section of a two-dimensional object illuminated by a TM-polarized
plane wave is defined by
σ2−D(ω, φ) =lim
ρ→∞2πρ|˜Es
z|2
|˜Eiz|2.
This quantity has units of meters and is sometimes called the “scattering width” of the
object. Using the asymptotic form of the Hankel function, determine the formula for
the radar cross section of a TM-illuminated cylinder made of perfect electric conductor.
Show that when the cylinder radius is small compared to a wavelength the radar cross
section may be approximated as
σ2−D(ω, φ) =aπ2
k0a1
ln2(0.89k0a)
and is thus independent of the observation angle φ.
4.20 A TE-polarized plane wave is incident on a material cylinder with complex per-
mittivity ˜/epsilon1c(ω)and permeability ˜µ(ω), aligned along the z-axis in free space. Apply the
boundary conditions on the surface of the cylinder and determine the total field bothinternal and external to the cylinder. Show that as ˜σ→∞ the magnetic field external
to the cylinder reduces to (4.366).
4.21 A TM-polarized plane wave is incident on a PEC cylinder of radius aaligned
along the z-axis in free space. The cylinder is coated with a material layer of radius b
with complex permittivity ˜/epsilon1
c(ω)and permeability ˜µ(ω). Apply the boundary conditions
on the surface of the cylinder and across the interface between the material and freespace and determine the total field both internal and external to the material layer.
4.22 A PEC cylinder of radius a, aligned along the z-axis in free space, is illuminated
by a z-directed electric line source ˜I(ω)located at (ρ
0,φ0). Expand the fields in the
regions a<ρ<ρ 0andρ>ρ 0in terms of nonuniform cylindrical waves, and apply the
boundary conditions at ρ=aandρ=ρ0to determine the fields everywhere.
4.23 Repeat Problem 4.22 for the case of a cylinder illuminated by a magnetic line
source.
4.24 Assuming
f(ξ, ω) =k
2πA(kx,ω)sinξ,
use the relations
cosz=cos(u+jv)=cosucoshv−jsinusinhv,
sinz=sin(u+jv)=sinucoshv+jcosusinhv,
toshowthatthecontourinFigure4.29providesidenticalvaluesoftheintegran din
˜ψ(x,y,ω)=/integraldisplay
Cf(ξ, ω) e−jkρcos(φ±ξ)dξ
as does the contour [−∞ + j/Delta1,∞+ j/Delta1]in
˜ψ(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1A(kx,ω)e−jkxxe∓jkyydkx. (4.433)
4.25 Verify (4.409) by writing the TE fields in terms of Fourier transforms and apply-
ing boundary conditions.
4.26 Consider a z-directed electric line source ˜I(ω)located on the y-axis at y=h.
The region y<0contains a perfect electric conductor. Write the fields in the regions
0<y<hand y>hin terms of the Fourier transform solution to the homogeneous
Helmholtz equation. Note that in the region 0<y<hterms representing waves traveling
inboththe±y-directions are needed, while in the region y>honly terms traveling in
they-direction are needed. Apply the boundary conditions at y=0,hto determine the
spectral amplitudes. Show that the total field may be decomposed into an impressedterm identical to (4.410) and a scattered term identical to (4.413).
4.27 Consider a z-directed magnetic line source ˜I
m(ω)located on the y-axis at y=h.
The region y>0contains a material with parameters ˜/epsilon1c
1(ω)and ˜µ1(ω), while the region
y<0contains a material with parameters ˜/epsilon1c
2(ω)and ˜µ2(ω). Using the Fourier transform
solution to the Helmholtz equation, write the total field for y>0as the sum of an
impressed field of the magnetic line source and a scattered field, and write the field for
y<0as a scattered field. Apply the boundary conditions at y=0to determine the
spectral amplitudes. Can you interpret the scattered fields in terms of images of the linesource?
4.28 Consider a TE-polarized plane wave incident on a PEC half-plane located at
y=0,x>0. If the incident magnetic field is given by
˜H
i(r,ω)=ˆz˜H0(ω)ejk(xcosφ0+ysinφ0),
determine the appropriate boundary conditions on the fields at y=0. Solve for the
scattered magnetic field using the Fourier transform approach.
4.29Conside rthelayeredmediu mofFigure4.34withalternatin glayersoffreespace
and perfect dielectric. The dielectric layer has permittivity 4/epsilon10and thickness /Delta1while
the free space layer has thickness 2/Delta1. Assuming a normally-incident plane wave, solve
fork0/Delta1in terms of κ/Delta1, and plot k0versus κ, identifying the stop and pass bands. This
type of ω–βplot for a periodic medium is named a Brillouin diagram , after L. Brillouin
who investigated energy bands in periodic crystal lattices [23].
4.30Conside raperiodiclayeredmediu masinFigure4.34,butwitheachcellcon-
sisting of three different layers. Derive an eigenvalue equation similar to (4.427) for thepropagation constant.
Chapter 5
Field decompositions and the EM
potentials
5.1 Spatial symmetry decompositions
Spatial symmetry can often be exploited to solve electromagnetics problems. For
analytic solutions, symmetry can be used to reduce the number of boundary conditionsthat must be applied. For computer solutions the storage requirements can be reduced.Typical symmetries include rotation about a point or axis, and reflection through aplane, along an axis, or through a point. We shall consider the common case of reflectionthrough a plane. Reflections through the origin and through an axis will be treated inthe exercises.
Note that spatial symmetry decompositions may be applied even if the sources and
fields possess no spatial symmetry. As long as the boundaries and material media aresymmetric, the sources and fields may be decomposed into constituents that individuallymimic the symmetry of the environment.
5.1.1 Planar field symmetry
Consider a region of space consisting of linear, isotropic, time-invariant media having
material parameters /epsilon1(r),µ(r), and σ(r). The electromagnetic fields ( E,H)within this
region are related to their impressed sources (Ji,Ji
m)and their secondary sources Js=σE
through Maxwell’s curl equations:
∂Ez
∂y−∂Ey
∂z=−µ∂Hx
∂t−Ji
mx, (5.1)
∂Ex
∂z−∂Ez
∂x=−µ∂Hy
∂t−Ji
my, (5.2)
∂Ey
∂x−∂Ex
∂y=−µ∂Hz
∂t−Ji
mz, (5.3)
∂Hz
∂y−∂Hy
∂z=/epsilon1∂Ex
∂t+σEx+Ji
x, (5.4)
∂Hx
∂z−∂Hz
∂x=/epsilon1∂Ey
∂t+σEy+Ji
y, (5.5)
∂Hy
∂x−∂Hx
∂y=/epsilon1∂Ez
∂t+σEz+Ji
z. (5.6)
We assume the material constants are symmetric about some plane, say z=0. Then
/epsilon1(x,y,−z)=/epsilon1(x,y,z),
µ(x,y,−z)=µ(x,y,z),
σ(x,y,−z)=σ(x,y,z).
That is, with respect to zthe material constants are even functions. We further assume
that the boundaries and boundary conditions, which guarantee uniqueness of solution, arealso symmetric about the z=0plane. Then we define two cases of reflection symmetry.
Conditions for even symmetry. We claim that if the sources obey
J
i
x(x,y,z)=Ji
x(x,y,−z), Ji
mx(x,y,z)=− Ji
mx(x,y,−z),
Ji
y(x,y,z)=Ji
y(x,y,−z), Ji
my(x,y,z)=− Ji
my(x,y,−z),
Ji
z(x,y,z)=− Ji
z(x,y,−z), Ji
mz(x,y,z)=Ji
mz(x,y,−z),
then the fields obey
Ex(x,y,z)=Ex(x,y,−z), Hx(x,y,z)=− Hx(x,y,−z),
Ey(x,y,z)=Ey(x,y,−z), Hy(x,y,z)=− Hy(x,y,−z),
Ez(x,y,z)=− Ez(x,y,−z), Hz(x,y,z)=Hz(x,y,−z).
The electric field shares the symmetry of the electric source: components parallel to the
z=0plane are even in z, and the component perpendicular is odd. The magnetic field
shares the symmetry of the magnetic source: components parallel to the z=0plane are
odd in z, and the component perpendicular is even.
We can verify our claim by showing that the symmetric fields and sources obey
Maxwell’s equations. At an arbitrary point z=a>0equation (5.1) requires
∂Ez
∂y/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a−∂Ey
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a=−µ|z=a∂Hx
∂t/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a−Ji
mx|z=a.
By the assumed symmetry condition on source and material constant we get
∂Ez
∂y/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a−∂Ey
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a=−µ|z=−a∂Hx
∂t/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a+Ji
mx|z=−a.
If our claim holds regarding the field behavior, then
∂Ez
∂y/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=−a=−∂Ez
∂y/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a,
∂Ey
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=−a=−∂Ey
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a,
∂Hx
∂t/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=−a=−∂Hx
∂t/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=a,
and we have
−∂Ez
∂y/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=−a+∂Ey
∂z/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=−a=µ|z=−a∂Hx
∂t/vextendsingle/vextendsingle/vextendsingle/vextendsingle
z=−a+Ji
mx|z=−a.
So this component of Faraday’s lawis satisfied. With similar reasoning w e can showthat
the symmetric sources and fields satisfy (5.2)–(5.6) as well.
Conditions for odd symmetry. We can also showthat if the sources obey
Ji
x(x,y,z)=− Ji
x(x,y,−z), Ji
mx(x,y,z)=Ji
mx(x,y,−z),
Ji
y(x,y,z)=− Ji
y(x,y,−z), Ji
my(x,y,z)=Ji
my(x,y,−z),
Ji
z(x,y,z)=Ji
z(x,y,−z), Ji
mz(x,y,z)=− Ji
mz(x,y,−z),
then the fields obey
Ex(x,y,z)=− Ei
x(x,y,−z), Hx(x,y,z)=Hx(x,y,−z),
Ey(x,y,z)=− Ey(x,y,−z), Hy(x,y,z)=Hy(x,y,−z),
Ez(x,y,z)=Ez(x,y,−z), Hz(x,y,z)=− Hz(x,y,−z).
Again the electric field has the same symmetry as the electric source. However, in this
case components parallel to the z=0plane are odd in zand the component perpendicular
is even. Similarly, the magnetic field has the same symmetry as the magnetic source. Herecomponents parallel to the z=0plane are even in zand the component perpendicular
is odd.
Field symmetries and the concept of source images. In the case of odd symmetry
the electric field parallel to the z=0plane is an odd function of z. If we assume that
the field is also continuous across this plane, then the electric field tangential to z=0
must vanish: the condition required at the surface of a perfect electric conductor (PEC).We may regard the problem of sources above a perfect conductor in the z=0plane as
equivalent to the problem of sources odd about this plane, as long as the sources in both
cases are identical for z>0. We refer to the source in the region z<0as the image of
the source in the region z>0. Thus the image source (J
I,JI
m)obeys
JI
x(x,y,−z)=− Ji
x(x,y,z), JI
mx(x,y,−z)=Ji
mx(x,y,z),
JI
y(x,y,−z)=− Ji
y(x,y,z), JI
my(x,y,−z)=Ji
my(x,y,z),
JI
z(x,y,−z)=Ji
z(x,y,z), JI
mz(x,y,−z)=− Ji
mz(x,y,z).
That is, parallel components of electric current image in the opposite direction, and
the perpendicular component images in the same direction; parallel components of themagnetic current image in the same direction, while the perpendicular component imagesin the opposite direction.
In the case of even symmetry, the magnetic field parallel to the z=0plane is odd,
and thus the magnetic field tangential to the z=0plane must be zero. We therefore
have an equivalence between the problem of a source above a plane of perfect magneticconductor (PMC) and the problem of sources even about that plane. In this case weidentify image sources that obey
J
I
x(x,y,−z)=Ji
x(x,y,z), JI
mx(x,y,−z)=− Ji
mx(x,y,z),
JI
y(x,y,−z)=Ji
y(x,y,z), JI
my(x,y,−z)=− Ji
my(x,y,z),
JI
z(x,y,−z)=− Ji
z(x,y,z), JI
mz(x,y,−z)=Ji
mz(x,y,z).
Parallel components of electric current image in the same direction, and the perpendicular
component images in the opposite direction; parallel components of magnetic currentimage in the opposite direction, and the perpendicular component images in the samedirection.
In the case of odd symmetry, we sometimes say that an “electric wall” exists at z=0.
The term “magnetic wall” can be used in the case of even symmetry. These terms areparticularly common in the description of waveguide fields.
Symmetric field decomposition. Field symmetries may be applied to arbitrary
source distributions through a symmetry decomposition of the sources and fields. Con-sider the general impressed source distributions (J
i,Ji
m). The source set
Jie
x(x,y,z)=1
2/bracketleftbig
Ji
x(x,y,z)+Ji
x(x,y,−z)/bracketrightbig
,
Jie
y(x,y,z)=1
2/bracketleftbig
Ji
y(x,y,z)+Ji
y(x,y,−z)/bracketrightbig
,
Jie
z(x,y,z)=1
2/bracketleftbig
Ji
z(x,y,z)−Ji
z(x,y,−z)/bracketrightbig
,
Jie
mx(x,y,z)=1
2/bracketleftbig
Ji
mx(x,y,z)−Ji
mx(x,y,−z)/bracketrightbig
,
Jie
my(x,y,z)=1
2/bracketleftbig
Ji
my(x,y,z)−Ji
my(x,y,−z)/bracketrightbig
,
Jie
mz(x,y,z)=1
2/bracketleftbig
Ji
mz(x,y,z)+Ji
mz(x,y,−z)/bracketrightbig
,
is clearly of even symmetric type while the source set
Jio
x(x,y,z)=1
2/bracketleftbig
Ji
x(x,y,z)−Ji
x(x,y,−z)/bracketrightbig
,
Jio
y(x,y,z)=1
2/bracketleftbig
Ji
y(x,y,z)−Ji
y(x,y,−z)/bracketrightbig
,
Jio
z(x,y,z)=1
2/bracketleftbig
Ji
z(x,y,z)+Ji
z(x,y,−z)/bracketrightbig
,
Jio
mx(x,y,z)=1
2/bracketleftbig
Ji
mx(x,y,z)+Ji
mx(x,y,−z)/bracketrightbig
,
Jio
my(x,y,z)=1
2/bracketleftbig
Ji
my(x,y,z)+Ji
my(x,y,−z)/bracketrightbig
,
Jio
mz(x,y,z)=1
2/bracketleftbig
Ji
mz(x,y,z)−Ji
mz(x,y,−z)/bracketrightbig
,
is of the odd symmetric type. Since Ji=Jie+Jioand Ji
m=Jie
m+Jio
m, we can decompose
any source into constituents having, respectively, even and odd symmetry with respectto a plane. The source with even symmetry produces an even field set, while the sourcewith odd symmetry produces an odd field set. The total field is the sum of the fields
from each field set.
Planar symmetry for frequency-domain fields. The symmetry conditions intro-
duced above for the time-domain fields also hold for the frequency-domain fields. Becauseboth the conductivity and permittivity must be even functions, we combine their effectsand require the complex permittivity to be even. Otherwise the field symmetries andsource decompositions are identical.
Example of symmetry decomposition: line source between conducting planes.
Consider a z-directed electric line source ˜I
0located at y=h,x=0between conducting
planes at y=± d,d>h. The material between the plates has permeability ˜µ(ω)and
complex permittivity ˜/epsilon1c(ω). We decompose the source into one of even symmetric type
with line sources ˜I0/2located at y=± h, and one of odd symmetric type with a line
source ˜I0/2located at y=hand a line source −˜I0/2located at y=−h. We solve each
of these problems by exploiting the appropriate symmetry, and superpose the results tofind the solution to the original problem.
For the even-symmetric case, we begin by using (4.407) to represent the impressed
field:
˜E
i
z(x,y,ω)=−ω˜µ˜I0(ω)
2
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y−h|+e−jky|y+h|
2kye−jkxxdkx.
Fory>hthis becomes
˜Ei
z(x,y,ω)=−ω˜µ˜I0(ω)
2
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta12 cos kyh
2kye−jkyye−jkxxdkx.
The secondary (scattered) field consists of waves propagating in both the ±y-directions:
˜Es
z(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbig
A+(kx,ω)e−jkyy+A−(kx,ω)ejkyy/bracketrightbig
e−jkxxdkx. (5.7)
The impressed field is even about y=0. Since the total field Ez=Ei
z+Es
zmust be
even in y(Ezis parallel to the plane y=0), the scattered field must also be even. Thus,
A+=A−and the total field is for y>h
˜Ez(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigg
2A+(kx,ω)coskyy−ω˜µ˜I0(ω)
22 cos kyh
2kye−jkyy/bracketrightbigg
e−jkxxdkx.
Nowthe electric field must obey the boundary condition ˜Ez=0aty=± d. However,
since ˜Ezis even the satisfaction of this condition at y=dautomatically implies its
satisfaction at y=−d. So we set
1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigg
2A+(kx,ω)coskyd−ω˜µ˜I0(ω)
22 cos kyh
2kye−jkyd/bracketrightbigg
e−jkxxdkx=0
and invoke the Fourier integral theorem to get
A+(kx,ω)=ω˜µ˜I0(ω)
2coskyh
2kye−jkyd
coskyd.
The total field for this case is
˜Ez(x,y,ω)=−ω˜µ˜I0(ω)
2
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigge−jky|y−h|+e−jky|y+h|
2ky−
−2 cos kyh
2kye−jkyd
coskydcoskyy/bracketrightbigg
e−jkxxdkx.
For the odd-symmetric case the impressed field is
˜Ei
z(x,y,ω)=−ω˜µ˜I0(ω)
2
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y−h|−e−jky|y+h|
2kye−jkxxdkx,
which for y>his
˜Ei
z(x,y,ω)=−ω˜µ˜I0(ω)
2
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta12jsinkyh
2kye−jkyye−jkxxdkx.
The scattered field has the form of (5.7) but must be odd. Thus A+=− A−and the
total field for y>his
˜Ez(x,y,ω)=1
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigg
2jA+(kx,ω)sinkyy−ω˜µ˜I0(ω)
22jsinkyh
2kye−jkyy/bracketrightbigg
e−jkxxdkx.
Setting ˜Ez=0atz=dand solving for A+we find that the total field for this case is
˜Ez(x,y,ω)=−ω˜µ˜I0(ω)
2
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbigge−jky|y−h|−e−jky|y+h|
2ky−
−2jsinkyh
2kye−jkyd
sinkydsinkyy/bracketrightbigg
e−jkxxdkx.
Adding the fields for the two cases we find that
˜Ez(x,y,ω)=−ω˜µ˜I0(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1e−jky|y−h|
2kye−jkxxdkx+
+ω˜µ˜I0(ω)
2π∞+ j/Delta1/integraldisplay
−∞+ j/Delta1/bracketleftbiggcoskyhcoskyy
coskyd+jsinkyhsinkyy
sinkyd/bracketrightbigge−jkyd
2kye−jkxxdkx,
(5.8)
which is a superposition of impressed and scattered fields.
5.2 Solenoidal–lamellar decomposition
We nowdiscuss the decomposition of a general vector field into a lamellar component
having zero curl and a solenoidal component having zero divergence. This is known as a
Helmholtz decomposition .I fVis any vector field then we wish to write
V=Vs+Vl, (5.9)
where Vsand Vlare the solenoidal and lamellar components of V. Formulas expressing
these components in terms of Vare obtained as follows. We first write Vsin terms of a
“vector potential” Aas
Vs=∇× A. (5.10)
This is possible by virtue of (B.49). Similarly, we write Vlin terms of a “scalar potential”
φas
Vl=∇φ. (5.11)
To obtain a formula for Vlwe take the divergence of (5.9) and use (5.11) to get
∇·V=∇· Vl=∇·∇ φ=∇2φ.
The result,
∇2φ=∇· V,
may be regarded as Poisson’s equation for the unknown φ. This equation is solved in
Chapter 3. By (3.61) we have
φ(r)=−/integraldisplay
V∇/prime·V(r/prime)
4πRdV/prime,
where R=|r−r/prime|, and we have
Vl(r)=− ∇/integraldisplay
V∇/prime·V(r/prime)
4πRdV/prime. (5.12)
Similarly, a formula for Vscan be obtained by taking the curl of (5.9) to get
∇× V=∇× Vs.
Substituting (5.10) we have
∇× V=∇× (∇× A)=∇(∇·A)−∇2A.
We may choose any value we wish for ∇·A, since this does not alter Vs=∇× A.
(We discuss such “gauge transformations” in greater detail later in this chapter.) With∇·A=0we obtain
−∇ × V=∇
2A.
This is Poisson’s equation for each rectangular component of A; therefore
A(r)=/integraldisplay
V∇/prime×V(r/prime)
4πRdV/prime,
and we have
Vs(r)=∇×/integraldisplay
V∇/prime×V(r/prime)
4πRdV/prime.
Summing the results we obtain the Helmholtz decomposition
V=Vl+Vs=− ∇/integraldisplay
V∇/prime·V(r/prime)
4πRdV/prime+∇×/integraldisplay
V∇/prime×V(r/prime)
4πRdV/prime. (5.13)
Identification of the electromagnetic potentials. Let us write the electromagnetic
fields as a general superposition of solenoidal and lamellar components:
E=∇× AE+∇φE, (5.14)
B=∇× AB+∇φB. (5.15)
One possible form of the potentials AE,AB,φE, and φBappears in (5.13). However,
because Eand Bare related by Maxwell’s equations, the potentials should be related to
the sources. We can determine the explicit relationship by substituting (5.14) and (5.15)
into Ampere’s and Faraday’s laws. It is most convenient to analyze the relationships
using superposition of the cases for which Jm=0and J=0.
With Jm=0Faraday’s lawis
∇× E=−∂B
∂t. (5.16)
Since ∇× Eis solenoidal, Bmust be solenoidal and thus ∇φB=0. This implies
thatφB=0, which is equivalent to the auxiliary Maxwell equation ∇·B=0.N o w,
substitution of (5.14) and (5.15) into (5.16) gives
∇× [∇× AE+∇φE]=−∂
∂t[∇× AB].
Using ∇×(∇φE)=0and combining the terms we get
∇×/bracketleftbigg
∇× AE+∂AB
∂t/bracketrightbigg
=0,
hence
∇× AE=−∂AB
∂t+∇ξ.
Substitution into (5.14) gives
E=−∂AB
∂t+[∇φE+∇ξ].
Combining the two gradient functions together, we see that we can write both Eand B
in terms of two potentials:
E=−∂Ae
∂t−∇φe, (5.17)
B=∇× Ae, (5.18)
where the negative sign on the gradient term is introduced by convention.
Gauge transformations and the Coulomb gauge. We pay a price for the simplicity
of using only two potentials to represent Eand B. While ∇× Aeis definitely solenoidal,
Aeitself may not be: because of this (5.17) may not be a decomposition into solenoidal
and lamellar components. However, a corollary of the Helmholtz theorem states that avector field is uniquely specified only when bothits curl and divergence are specified. Here
there is an ambiguity in the representation of Eand B; we may remove this ambiguity
and define A
euniquely by requiring that
∇·Ae=0. (5.19)
Then Aeis solenoidal and the decomposition (5.17) is solenoidal–lamellar. This require-
ment on Aeis called the Coulomb gauge .
The ambiguity implied by the non-uniqueness of ∇·Aecan also be expressed by the
observation that a transformation of the type
Ae→Ae+∇/Gamma1, (5.20)
φe→φe−∂/Gamma1
∂t, (5.21)
leaves the expressions (5.17) and (5.18) unchanged. This is called a gauge transformation ,
and the choice of a certain /Gamma1alters the specification of ∇·Ae. Thus we may begin with
the Coulomb gauge as our baseline, and allowany alteration of Aeaccording to (5.20)
as long as we augment ∇·Aeby∇·∇/Gamma1=∇2/Gamma1.
Once ∇·Aeis specified, the relationship between the potentials and the current J
can be found by substitution of (5.17) and (5.18) into Ampere’s law. At this pointwe assume media that are linear, homogeneous, isotropic, and described by the time-invariant parameters µ,/epsilon1, and σ. Writing J=J
i+σEwe have
1
µ∇×(∇× Ae)=Ji−σ∂Ae
∂t−σ∇φe−/epsilon1∂2Ae
∂t2−/epsilon1∂
∂t∇φe. (5.22)
Taking the divergence of both sides of (5.22) we get
0=∇· Ji−σ∂
∂t∇·A−σ∇·∇φe−/epsilon1∂2
∂t2∇·Ae−/epsilon1∂
∂t∇·∇φe. (5.23)
Then, by substitution from the continuity equation and use of (5.19) along with ∇·∇φe=
∇2φewe obtain
∂
∂t/parenleftbig
ρi+/epsilon1∇2φe/parenrightbig
=−σ∇2φe.
For a lossless medium this reduces to
∇2φe=−ρi//epsilon1 (5.24)
and we have
φe(r,t)=/integraldisplay
Vρi(r/prime,t)
4π/epsilon1RdV/prime. (5.25)
We can obtain an equation for Aeby expanding the left-hand side of (5.22) to get
∇(∇·Ae)−∇2Ae=µJi−σµ∂Ae
∂t−σµ∇φe−µ/epsilon1∂2Ae
∂t2−µ/epsilon1∂
∂t∇φe, (5.26)
hence
∇2Ae−µ/epsilon1∂2Ae
∂t2=−µJi+σµ∂Ae
∂t+σµ∇φe+µ/epsilon1∂
∂t∇φe
under the Coulomb gauge. For lossless media this becomes
∇2Ae−µ/epsilon1∂2Ae
∂t2=−µJi+µ/epsilon1∂
∂t∇φe. (5.27)
Observe that the left-hand side of (5.27) is solenoidal (since the Laplacian term came
from the curl-curl, and ∇·Ae=0), while the right-hand side contains a general vector
field Jiand a lamellar term. We might expect the ∇φeterm to cancel the lamellar
portion of Ji, and this does happen [91]. By (5.12) and the continuity equation we can
write the lamellar component of the current as
Ji
l(r,t)=− ∇/integraldisplay
V∇/prime·Ji(r/prime,t)
4πRdV/prime=∂
∂t∇/integraldisplay
Vρi(r/prime,t)
4πRdV/prime=/epsilon1∂
∂t∇φe.
Thus (5.27) becomes
∇2Ae−µ/epsilon1∂2Ae
∂t2=−µJi
s. (5.28)
Therefore the vector potential Ae, which describes the solenoidal portion of both Eand
B, is found from just the solenoidal portion of the current. On the other hand, the scalar
potential, which describes the lamellar portion of E, is found from ρiwhich arises from
∇·Ji, the lamellar portion of the current.
From the perspective of field computation, we see that the introduction of potential
functions has reoriented the solution process from dealing with two coupled first-orderpartial differential equations (Maxwell’s equations), to two uncoupled second-order equa-tions (the potential equations (5.24) and (5.28)). The decoupling of the equations is oftenworth the added complexity of dealing with potentials, and, in fact, is the solution tech-nique of choice in such areas as radiation and guided waves. It is worth pausing fora moment to examine the form of these equations. We see that the scalar potentialobeys Poisson’s equation with the solution (5.25), while the vector potential obeys thewave equation. As a wave, the vector potential must propagate away from the sourcewith finite velocity. However, the solution for the scalar potential (5.25) shows no suchbehavior. In fact, any change to the charge distribution instantaneously permeates all
of space. This apparent violation of Einstein’s postulate shows that we must be carefulwhen interpreting the physical meaning of the potentials. Once the computations (5.17)and (5.18) are undertaken, we find that both Eand Bbehave as waves, and thus propa-
gate at finite velocity. Mathematically, the conundrum can be resolved by realizing thatindividually the solenoidal and lamellar components of current must occupy all of space,even if their sum, the actual current J
i, is localized [91].
The Lorentz gauge. A different choice of gauge condition can allowboth the vector
and scalar potentials to act as waves. In this case Emay be written as a sum of two
terms: one purely solenoidal, and the other a superposition of lamellar and solenoidalparts.
Let us examine the effect of choosing the Lorentz gauge
∇·A
e=−µ/epsilon1∂φe
∂t−µσφ e. (5.29)
Substituting this expression into (5.26) we find that the gradient terms cancel, giving
∇2Ae−µσ∂Ae
∂t−µ/epsilon1∂2Ae
∂t2=−µJi. (5.30)
For lossless media
∇2Ae−µ/epsilon1∂2Ae
∂t2=−µJi, (5.31)
and (5.23) becomes
∇2φe−µ/epsilon1∂2φe
∂t2=−ρi
/epsilon1. (5.32)
For lossy media we have obtained a second-order differential equation for Ae, but φe
must be found through the somewhat cumbersome relation (5.29). For lossless media
the coupled Maxwell equations have been decoupled into two second-order equations, oneinvolving A
eand one involving φe. Both (5.31) and (5.32) are wave equations, with Ji
as the source for Aeandρias the source for φe. Thus the expected finite-velocity wave
nature of the electromagnetic fields is also manifested in each of the potential functions.The drawback is that, even though we can still use (5.17) and (5.18), the expression for E
is no longer a decomposition into solenoidal and lamellar components. Nevertheless, thechoice of the Lorentz gauge is very popular in the study of radiated and guided waves.
The Hertzian potentials. With a little manipulation and the introduction of a new
notation, we can maintain the wave nature of the potential functions and still provide adecomposition into purely lamellar and solenoidal components. In this analysis we shallassume lossless media only.
When we chose the Lorentz gauge to remove the arbitrariness of the divergence of the
vector potential, we established a relationship between A
eandφe. Thus we should be
able to write both the electric and magnetic fields in terms of a single potential function.From the Lorentz gauge we can write φ
eas
φe(r,t)=−1
µ/epsilon1/integraldisplayt
−∞∇·Ae(r,t)dt.
By (5.17) and (5.18) we can thus write the EM fields as
E=1
µ/epsilon1∇/integraldisplayt
−∞∇·Aedt−∂Ae
∂t, (5.33)
B=∇× Ae. (5.34)
The integro-differential representation of Ein (5.33) is somewhat clumsy in appear-
ance. We can make it easier to manipulate by defining the Hertzian potential
Πe=1
µ/epsilon1/integraldisplayt
−∞Aedt.
In differential form
Ae=µ/epsilon1∂Πe
dt. (5.35)
With this, (5.33) and (5.34) become
E=∇(∇·Πe)−µ/epsilon1∂2
∂t2Πe, (5.36)
B=µ/epsilon1∇×∂Πe
∂t. (5.37)
An equation for Πein terms of the source current can be found by substituting (5.35)
into (5.31):
µ/epsilon1∂
∂t/parenleftbigg
∇2Πe−µ/epsilon1∂2
∂t2Πe/parenrightbigg
=−µJi.
Let us define
Ji=∂Pi
∂t. (5.38)
For general impressed current sources (5.38) is just a convenient notation. However, we
can conceive of an impressed polarization current that is independent of Eand defined
through the relation D=/epsilon10E+P+Pi. Then (5.38) has a physical interpretation as
described in (2.119). We nowhave
∇2Πe−µ/epsilon1∂2
∂t2Πe=−1
/epsilon1Pi, (5.39)
which is a wave equation for Πe. Thus the Hertzian potential has the same wave behavior
as the vector potential under the Lorentz gauge.
We can use (5.39) to perform one final simplification of the EM field representation.
By the vector identity ∇(∇·Π)=∇× (∇×Π)+∇2Πwe get
∇(∇·Πe)=∇× (∇×Πe)−1
/epsilon1Pi+µ/epsilon1∂2
∂t2Πe.
Substituting this into (5.36) we obtain
E=∇× (∇×Πe)−Pi
/epsilon1, (5.40)
B=µ/epsilon1∇×∂Πe
∂t. (5.41)
Let us examine these closely. We knowthat Bis solenoidal since it is written as the curl
of another vector (this is also clear from the auxiliary Maxwell equation ∇·B=0). The
first term in the expression for Eis also solenoidal. So the lamellar part of Emust be
contained within the source term Pi. If we write Piin terms of its lamellar and solenoidal
components by using
Ji
s=∂Pi
s
∂t, Ji
l=∂Pi
l
∂t,
then (5.40) becomes
E=/bracketleftbigg
∇×(∇×Πe)−Pi
s
/epsilon1/bracketrightbigg
−Pi
l
/epsilon1. (5.42)
So we have again succeeded in dividing Einto lamellar and solenoidal components.
Potential functions for magnetic current. We can proceed as above to derive the
field–potential relationships when Ji=0butJi
m/negationslash=0. We assume a homogeneous, loss-
less, isotropic medium with permeability µand permittivity /epsilon1, and begin with Faraday’s
and Ampere’s laws
∇× E=−Ji
m−∂B
∂t, (5.43)
∇× H=∂D
∂t. (5.44)
We write Hand Din terms of two potential functions Ahandφhas
H=−∂Ah
∂t−∇φh,
D=− ∇× Ah,
and the differential equation for the potentials is found by substitution into (5.43):
∇×(∇× Ah)=/epsilon1Ji
m−µ/epsilon1∂2Ah
∂t2−µ/epsilon1∂
∂t∇φh. (5.45)
Taking the divergence of this equation and substituting from the magnetic continuity
equation we obtain
µ/epsilon1∂2
∂t2∇·Ah+µ/epsilon1∂
∂t∇2φh=−/epsilon1∂ρi
m
∂t.
Under the Lorentz gauge condition
∇·Ah=−µ/epsilon1∂φh
∂t
this reduces to
∇2φh−µ/epsilon1∂2φh
∂t2=−ρi
m
µ.
Expanding the curl-curl operation in (5.45) we have
∇(∇·Ah)−∇2Ah=/epsilon1Ji
m−µ/epsilon1∂2Ah
∂t2−µ/epsilon1∂
∂t∇φh,
which, upon substitution of the Lorentz gauge condition gives
∇2Ah−µ/epsilon1∂2Ah
∂t2=−/epsilon1Ji
m. (5.46)
We can also derive a Hertzian potential for the case of magnetic current. Letting
Ah=µ/epsilon1∂Πh
∂t(5.47)
and employing the Lorentz condition we have
D=−µ/epsilon1∇×∂Πh
∂t,
H=∇(∇·Πh)−µ/epsilon1∂2Πh
∂t2.
The wave equation for Πhis found by substituting (5.47) into (5.46) to give
∂
∂t/bracketleftbigg
∇2Πh−µ/epsilon1∂2Πh
∂t2/bracketrightbigg
=−1
µJi
m. (5.48)
Defining Mithrough
Ji
m=µ∂Mi
∂t,
we write the wave equation as
∇2Πh−µ/epsilon1∂2Πh
∂t2=−Mi.
We can think of Mias a convenient way of representing Ji
m, or we can conceive of an
impressed magnetization current that is independent of Hand defined through B=
µ0(H+M+Mi). With the help of (5.48) we can also write the fields as
H=∇× (∇×Πh)−Mi,
D=−µ/epsilon1∇×∂Πh
∂t.
Summary of potential relations for lossless media. When both electric and mag-
netic sources are present, we may superpose the potential representations derived above.We assume a homogeneous, lossless medium with time-invariant parameters µand/epsilon1.F o r
the scalar/vector potential representation we have
E=−∂A
e
∂t−∇φe−1
/epsilon1∇× Ah, (5.49)
H=1
µ∇× Ae−∂Ah
∂t−∇φh. (5.50)
Here the potentials satisfy the wave equations
/parenleftbigg
∇2−µ/epsilon1∂2
∂t2/parenrightbigg/braceleftbiggAe
φe/bracerightbigg
=/braceleftbigg−µJi
−ρi
/epsilon1/bracerightbigg
, (5.51)
/parenleftbigg
∇2−µ/epsilon1∂2
∂t2/parenrightbigg/braceleftbiggAh
φh/bracerightbigg
=/braceleftBigg
−/epsilon1Ji
m
−ρi
m
µ/bracerightBigg
,
and are linked by the Lorentz conditions
∇·Ae=−µ/epsilon1∂φe
∂t,
∇·Ah=−µ/epsilon1∂φh
∂t.
We also have the Hertz potential representation
E=∇(∇·Πe)−µ/epsilon1∂2Πe
∂t2−µ∇×∂Πh
∂t
=∇× (∇×Πe)−Pi
/epsilon1−µ∇×∂Πh
∂t, (5.52)
H=/epsilon1∇×∂Πe
∂t+∇(∇·Πh)−µ/epsilon1∂2Πh
∂t2
=/epsilon1∇×∂Πe
∂t+∇× (∇×Πh)−Mi. (5.53)
The Hertz potentials satisfy the wave equations
/parenleftbigg
∇2−µ/epsilon1∂2
∂t2/parenrightbigg/braceleftbiggΠe
Πh/bracerightbigg
=/braceleftbigg
−1
/epsilon1Pi
−Mi/bracerightbigg
.
Potential functions for the frequency-domain fields. In the frequency domain it
is much easier to handle lossy media. Consider a lossy, isotropic, homogeneous mediumdescribed by the frequency-dependent parameters ˜µ,˜/epsilon1, and ˜σ. Maxwell’s curl equations
are
∇× ˜E=− ˜J
i
m−jω˜µ˜H, (5.54)
∇× ˜H=˜Ji+jω˜/epsilon1c˜E. (5.55)
Here we have separated the primary and secondary currents through ˜J=˜Ji+˜σ˜E, and
used the complex permittivity ˜/epsilon1c=˜/epsilon1+˜σ/jω. As with the time-domain equations we
introduce the potential functions using superposition. If ˜Ji
m=0and ˜Ji/negationslash=0then we
may introduce the electric potentials through the relationships
˜E=− ∇ ˜φe−jω˜Ae, (5.56)
˜H=1
˜µ∇× ˜Ae. (5.57)
Assuming the Lorentz condition
∇·˜Ae=− jω˜µ˜/epsilon1c˜φe,
we find that upon substitution of (5.56)–(5.57) into (5.54)–(5.55) the potentials must
obey the Helmholtz equation
/parenleftbig
∇2+k2/parenrightbig/braceleftbigg˜φe
˜Ae/bracerightbigg
=/braceleftbigg−˜ρi/˜/epsilon1c
−˜µ˜Ji/bracerightbigg
.
If˜Ji
m/negationslash=0and ˜Ji=0then we may introduce the magnetic potentials through
˜E=−1
˜/epsilon1c∇× ˜Ah, (5.58)
˜H=− ∇ ˜φh−jω˜Ah. (5.59)
Assuming
∇·˜Ah=− jω˜µ˜/epsilon1c˜φh,
we find that upon substitution of (5.58)–(5.59) into (5.54)–(5.55) the potentials must
obey
/parenleftbig
∇2+k2/parenrightbig/braceleftbigg˜φh
˜Ah/bracerightbigg
=/braceleftbigg−˜ρi
m/˜µ
−˜/epsilon1c˜Ji
m/bracerightbigg
.
When both electric and magnetic sources are present, we use superposition:
˜E=− ∇ ˜φe−jω˜Ae−1
˜/epsilon1c∇× ˜Ah,
˜H=1
˜µ∇× ˜Ae−∇ ˜φh−jω˜Ah.
Using the Lorentz conditions we can also write the fields in terms of the vector potentials
alone:
˜E=−jω
k2∇(∇·˜Ae)−jω˜Ae−1
˜/epsilon1c∇× ˜Ah, (5.60)
˜H=1
˜µ∇× ˜Ae−jω
k2∇(∇·˜Ah)−jω˜Ah. (5.61)
We can also define Hertzian potentials for the frequency-domain fields. When ˜Ji
m=0
and ˜Ji/negationslash=0we let
˜Ae=jω˜µ˜/epsilon1c˜Πe
and find
˜E=∇(∇·˜Πe)+k2˜Πe=∇× (∇× ˜Πe)−˜Ji
jω˜/epsilon1c(5.62)
and
˜H=jω˜/epsilon1c∇× ˜Πe. (5.63)
Here ˜Jican represent either an impressed electric current source or an impressed polar-
ization current source ˜Ji=jω˜Pi. The electric Hertzian potential obeys
(∇2+k2)˜Πe=−˜Ji
jω˜/epsilon1c. (5.64)
When ˜Ji
m/negationslash=0and ˜Ji=0we let
˜Ah=jω˜µ˜/epsilon1c˜Πh
and find
˜E=− jω˜µ∇× ˜Πh (5.65)
and
˜H=∇(∇·˜Πh)+k2˜Πh=∇× (∇× ˜Πh)−˜Ji
m
jω˜µ. (5.66)
Here ˜Ji
mcan represent either an impressed magnetic current source or an impressed
magnetization current source ˜Ji
m=jω˜µ˜Mi. The magnetic Hertzian potential obeys
(∇2+k2)˜Πh=−˜Ji
m
jω˜µ. (5.67)
When both electric and magnetic sources are present we have by superposition
˜E=∇(∇·˜Πe)+k2˜Πe−jω˜µ∇× ˜Πh
=∇× (∇× ˜Πe)−˜Ji
jω˜/epsilon1c−jω˜µ∇× ˜Πh
and
˜H=jω˜/epsilon1c∇× ˜Πe+∇(∇·˜Πh)+k2˜Πh
=jω˜/epsilon1c∇× ˜Πe+∇× (∇× ˜Πh)−˜Ji
m
jω˜µ.
5.2.1 Solution for potentials in an unbounded medium: the retarded
potentials
Under the Lorentz condition each of the potential functions obeys the wave equation.
This equation can be solved using the method of Green’s functions to determine thepotentials, and the electromagnetic fields can therefore be determined. We nowexaminethe solution for an unbounded medium. Solutions for bounded regions are considered in§5.2.2.
Consider a linear operator Lthat operates on a function of rand t. If we wish to solve
the equation
L{ψ(r,t)}=S(r,t), (5.68)
we first solve
L{G(r,t|r
/prime,t/prime)}=δ(r−r/prime)δ(t−t/prime)
and determine the Green’s function Gfor the operator L. Provided that Sresides within
Vweh a v e
L/braceleftbigg/integraldisplay
V/integraldisplay∞
−∞S(r/prime,t/prime)G(r,t|r/prime,t/prime)dt/primedV/prime/bracerightbigg
=/integraldisplay
V/integraldisplay∞
−∞S(r/prime,t/prime)L{G(r,t|r/prime,t/prime)}dt/primedV/prime
=/integraldisplay
V/integraldisplay∞
−∞S(r/prime,t/prime)δ(r−r/prime)δ(t−t/prime)dt/primedV/prime
=S(r,t),
hence
ψ(r,t)=/integraldisplay
V/integraldisplay∞
−∞S(r/prime,t/prime)G(r,t|r/prime,t/prime)dt/primedV/prime(5.69)
by comparison with (5.68).
We can also apply this idea in the frequency domain. The solution to
L{˜ψ(r,ω)}=˜S(r,ω) (5.70)
is
˜ψ(r,ω)=/integraldisplay
V˜S(r/prime,ω)G(r|r/prime;ω)dV/prime
where the Green’s function Gsatisfies
L{G(r|r/prime;ω)}=δ(r−r/prime).
Equation (5.69) is the basic superposition integral that allows us to find the potentials
in an infinite, unbounded medium. We note that if the medium is bounded then we mustuse Green’s theorem to include the effects of sources that reside external to the bound-aries. These are manifested in terms of the values of the potentials on the boundariesin the same manner as with the static potentials in Chapter 3. In order to determinewhether (5.69) is the unique solution to the wave equation, we must also examine thebehavior of the fields on the boundary as the boundary recedes to infinity. In the fre-quency domain we find that an additional “radiation condition” is required to ensureuniqueness.
The retarded potentials in the time domain. Consider an unbounded, homoge-
neous, lossy, isotropic medium described by parameters µ,/epsilon1,σ . In the time domain the
vector potential A
esatisfies (5.30). The scalar components of Aemust obey
∇2Ae,n(r,t)−µσ∂Ae,n(r,t)
∂t−µ/epsilon1∂2Ae,n(r,t)
∂t2=−µJi
n(r,t), n=x,y,z.
We may write this in the form
/parenleftbigg
∇2−2/Omega1
v2∂
∂t−1
v2∂2
∂t2/parenrightbigg
ψ(r,t)=− S(r,t) (5.71)
where ψ=Ae,n,v2=1/µ/epsilon1,/Omega1=σ/2/epsilon1, and S=µJi
n. The solution is
ψ(r,t)=/integraldisplay
V/integraldisplay∞
−∞S(r/prime,t/prime)G(r,t|r/prime,t/prime)dt/primedV/prime(5.72)
where Gsatisfies
/parenleftbigg
∇2−2/Omega1
v2∂
∂t−1
v2∂2
∂t2/parenrightbigg
G(r,t|r/prime,t/prime)=−δ(r−r/prime)δ(t−t/prime). (5.73)
In§A.1 we find that
G(r,t|r/prime,t/prime)=e−/Omega1(t−t/prime)δ(t−t/prime−R/v)
4πR+
+/Omega12
4πve−/Omega1(t−t/prime)I1/parenleftBig
/Omega1/radicalbig
(t−t/prime)2−(R/v)2/parenrightBig
/Omega1/radicalbig
(t−t/prime)2−(R/v)2,t−t/prime>R
v,
where R=|r−r/prime|. For lossless media where σ=0this becomes
G(r,t|r/prime,t/prime)=δ(t−t/prime−R/v)
4πR
and thus
ψ(r,t)=/integraldisplay
V/integraldisplay∞
−∞S(r/prime,t/prime)δ(t−t/prime−R/v)
4πRdt/primedV/prime
=/integraldisplay
VS(r/prime,t−R/v)
4πRdV/prime. (5.74)
For lossless media, the scalar potentials and all rectangular components of the vector
potentials obey the same wave equation. Thus we have, for instance, the solutions to(5.51):
A
e(r,t)=µ
4π/integraldisplay
VJi(r/prime,t−R/v)
RdV/prime,
φe(r,t)=1
4π/epsilon1/integraldisplay
Vρi(r/prime,t−R/v)
RdV/prime.
These are called the retarded potentials since their values at time tare determined by the
values of the sources at an earlier (or retardation) time t−R/v. The retardation time is
determined by the propagation velocity vof the potential waves.
The fields are determined by the potentials:
E(r,t)=− ∇1
4π/epsilon1/integraldisplay
Vρi(r/prime,t−R/v)
RdV/prime−∂
∂tµ
4π/integraldisplay
VJi(r/prime,t−R/v)
RdV/prime,
H(r,t)=∇×1
4π/integraldisplay
VJi(r/prime,t−R/v)
RdV/prime.
The derivatives may be brought inside the integrals, but some care must be taken when
the observation point rlies within the source region. In this case the integrals must be
performed in a principal value sense by excluding a small volume around the observationpoint. We discuss this in more detail belowfor the frequency-domain fields. For detailsregarding this procedure in the time domain the reader may see Hansen [81].
The retarded potentials in the frequency domain. Consider an unbounded, ho-
mogeneous, isotropic medium described by ˜µ(ω)and ˜/epsilon1c(ω).I f ˜ψ(r,ω)represents a scalar
potential or any rectangular component of a vector or Hertzian potential then it mustsatisfy
(∇
2+k2)˜ψ(r,ω)=− ˜S(r,ω) (5.75)
where k=ω(˜µ˜/epsilon1c)1/2. This Helmholtz equation has the form of (5.70) and thus
˜ψ(r,ω)=/integraldisplay
V˜S(r/prime,ω)G(r|r/prime;ω)dV/prime
where
(∇2+k2)G(r|r/prime;ω)=−δ(r−r/prime). (5.76)
This is equation (A.46) and its solution, as given by (A.49), is
G(r|r/prime;ω)=e−jkR
4πR. (5.77)
Here we use v2=1/˜µ˜/epsilon1and/Omega1=˜σ/2/epsilon1in (A.47):
k=1
v/radicalbig
ω2−j2ω/Omega1=ω/radicalBigg
˜µ/parenleftbigg
˜/epsilon1−j˜σ
ω/parenrightbigg
=ω/radicalbig
˜µ˜/epsilon1c.
The solution to (5.75) is therefore
˜ψ(r,ω)=/integraldisplay
V˜S(r/prime,ω)e−jkR
4πRdV/prime. (5.78)
When the medium is lossless, the potential must also satisfy the radiation condition
lim
r→∞r/parenleftbigg∂
∂r+jk/parenrightbigg
˜ψ(r)=0 (5.79)
to guarantee uniqueness of solution. In §5.2.2 w e shall showhowthis requirement arises
from the solution within a bounded region. For a uniqueness proof for the Helmholtzequation, the reader may consult Chew[33].
We may use (5.78) to find that
˜A
e(r,ω)=˜µ
4π/integraldisplay
V˜Ji(r/prime,ω)e−jkR
RdV/prime. (5.80)
Comparison with (5.74) shows that in the frequency domain, time retardation takes the
form of a phase shift. Similarly,
˜φ(r,ω)=1
4π˜/epsilon1c/integraldisplay
V˜ρi(r/prime,ω)e−jkR
RdV/prime. (5.81)
The electric and magnetic dyadic Green’s functions. The frequency-domain elec-
tromagnetic fields may be found for electric sources from the electric vector potentialusing (5.60) and (5.61):
˜E(r,ω)=− jω˜µ(ω)/integraldisplay
V˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime−jω˜µ(ω)
k2∇∇ ·/integraldisplay
V˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime,
˜H=∇×/integraldisplay
V˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime. (5.82)
As long as the observation point rdoes not lie within the source region we may take the
derivatives inside the integrals. Using
∇·/bracketleftbig˜Ji(r/prime,ω)G(r|r/prime;ω)/bracketrightbig
=˜Ji(r/prime,ω)·∇G(r|r/prime;ω)+G(r|r/prime;ω)∇·˜J(r/prime,ω)
=∇G(r|r/prime;ω)·˜Ji(r/prime,ω)
we have
˜E(r,ω)=− jω˜µ(ω)/integraldisplay
V/braceleftbigg
˜Ji(r/prime,ω)G(r|r/prime;ω)+1
k2∇/bracketleftbig
∇G(r|r/prime;ω)·Ji(r/prime,ω)/bracketrightbig/bracerightbigg
dV/prime.
This can be written more compactly as
˜E(r,ω)=− jω˜µ(ω)/integraldisplay
V¯Ge(r|r/prime;ω)·˜Ji(r/prime,ω)dV/prime
where
¯Ge(r|r/prime;ω)=/bracketleftbigg
¯I+∇∇
k2/bracketrightbigg
G(r|r/prime;ω) (5.83)
is called the electric dyadic Green’s function . Using
∇× [˜JiG]=∇GטJi+G∇× ˜Ji=∇GטJi
we have for the magnetic field
˜H(r,ω)=/integraldisplay
V∇G(r|r/prime;ω)טJi(r/prime,ω)dV/prime.
Now, using the dyadic identity (B.15) we may show that
˜Ji×∇G=(˜Ji×∇G)·¯I=(∇GׯI)·Ji.
So
˜H(r,ω)=−/integraldisplay
V¯Gm(r|r/prime;ω)·˜Ji(r/prime,ω)dV/prime
where
¯Gm(r|r/prime;ω)=∇G(r|r/prime;ω)ׯI (5.84)
is called the magnetic dyadic Green’s function .
Proceeding similarly for magnetic sources (or using duality) we have
˜H(r)=− jω˜/epsilon1c/integraldisplay
V¯Ge(r|r/prime;ω)·˜Ji
m(r/prime,ω)dV/prime,
˜E(r)=/integraldisplay
V¯Gm(r|r/prime;ω)·˜Ji
m(r/prime,ω)dV/prime.
When both electric and magnetic sources are present we simply use superposition and
add the fields.
When the observation point lies within the source region, we must be much more
careful about how we formulate the dyadic Green’s functions. In (5.82) we encounter theintegral
/integraldisplay
V˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime.
Figure 5.1: Geometry of excluded region used to compute the electric field within a source
region.
Ifrlies within the source region then Gis singular since R→0when r→r/prime. However,
the integral converges and the potentials exist within the source region. While we runinto trouble when we pass both derivatives in the operator ∇∇·through the integral
and allowthem to operate on G, since differentiation of Gincreases the order of the
singularity, we may safely take one derivative of G.
Even when we allow one derivative on Gwe must be careful in how we compute the
integral. We exclude the point rby surrounding it with a small volume element V
δas
showninFigure5.1andwrite
∇∇ ·/integraldisplay
V˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime=
lim
Vδ→0/integraldisplay
V−Vδ∇/bracketleftbig
∇G(r|r/prime;ω)·˜Ji(r/prime,ω)/bracketrightbig
dV/prime+lim
Vδ→0∇/integraldisplay
Vδ∇G(r|r/prime;ω)·˜Ji(r/prime,ω)dV/prime.
The first integral on the right-hand side is called the principal value integral and is usually
abbreviated
P.V./integraldisplay
V∇/bracketleftbig
∇G(r|r/prime;ω)·˜Ji(r/prime,ω)/bracketrightbig
dV/prime.
It converges to a value dependent on the shape of the excluded region Vδ,a sd o e st h e
second integral. However, the sum of these two integrals produces a unique result. Using∇G=− ∇
/primeG, the identity ∇/prime·(˜JG)=˜J·∇/primeG+G∇/prime·˜J, and the divergence theorem,
we can write
−/integraldisplay
Vδ∇/primeG(r|r/prime;ω)·˜Ji(r/prime,ω)dV/prime=
−/contintegraldisplay
SδG(r|r/prime;ω)˜Ji(r/prime,ω)·ˆn/primedS/prime+/integraldisplay
VδG(r|r/prime;ω)∇/prime·˜Ji(r/prime,ω)dV/prime
where Sδis the surface surrounding Vδ. By the continuity equation the second integral
on the right-hand side is proportional to the scalar potential produced by the chargewithin V
δ, and thus vanishes as Vδ→0. The first term is proportional to the field at r
produced by surface charge on Sδ, which results in a value proportional to Ji.T h u s
lim
Vδ→0∇/integraldisplay
Vδ∇G(r|r/prime;ω)·˜Ji(r/prime,ω)dV/prime=− lim
Vδ→0∇/contintegraldisplay
SδG(r|r/prime;ω)˜Ji(r/prime,ω)·ˆn/primedS/prime
=− ¯L·˜Ji(r,ω) , (5.85)
so
∇∇ ·/integraldisplay
V˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime=P.V./integraldisplay
V∇/bracketleftbig
∇G(r|r/prime;ω)·˜Ji(r/prime,ω)/bracketrightbig
dV/prime−¯L·˜Ji(r,ω) .
Here ¯Lis usually called the depolarizing dyadic [113]. Its value depends on the shape of
Vδ, as considered below.
We may noww rite
˜E(r,ω)=− jω˜µ(ω) P.V./integraldisplay
V¯Ge(r|r/prime;ω)·˜J(r/prime,ω)dV/prime−1
jω˜/epsilon1c(ω)¯L·˜Ji(r,ω) . (5.86)
We may also incorporate both terms into a single dyadic Green’s function using the
notation
¯G(r|r/prime;ω)=P.V.¯Ge(r|r/prime;ω)−1
k2¯Lδ(r−r/prime).
Hence when we compute
˜E(r,ω)=− jω˜µ(ω)/integraldisplay
V¯G(r|r/prime;ω)·˜Ji(r/prime,ω)dV/prime
=− jω˜µ(ω)/integraldisplay
V/bracketleftbigg
P.V.¯Ge(r|r/prime;ω)−1
k2¯Lδ(r−r/prime)/bracketrightbigg
·˜Ji(r/prime,ω)dV/prime
we reproduce (5.86). That is, the symbol P.V.onGeindicates that a principal value
integral must be performed.
Our final task is to compute ¯Lfrom (5.85). When we remove the excluded region
from the principal value computation we leave behind a hole in the source region. Thecontribution to the field at rby the sources in the excluded region is found from the
scalar potential produced by the surface distribution ˆn·J
i. The value of this correction
termdepends on the shape of the excluding volume. However, the correction term always
adds to the principal value integral to give the true field at r, regardless of the shape of
the volume. So we must always match the shape of the excluded region used to computethe principal value integral with that used to compute the correction term so that thetrue field is obtained. Note that as V
δ→0the phase factor in the Green’s function
becomes insignificant, and the values of the current on the surface approach the value atr(assuming J
iis continuous at r).Thus we may write
lim
Vδ→0∇/contintegraldisplay
Sδ˜Ji(r,ω)·ˆn/prime
4π|r−r/prime|dS/prime=¯L·˜Ji(r,ω) .
This has the form of a static field integral. For a spherical excluded region we may com-
pute the above quantity quite simply by assuming the current to be uniform throughout
Vδand by aligning the current with the z-axis and placing the center of the sphere at the
origin. We then compute the integral at a point rwithin the sphere, take the gradient,
and allow r→0. We thus have for a sphere
lim
Vδ→0∇/contintegraldisplay
S˜Jicosθ/prime
4π|r−r/prime|dS/prime=¯L·[ˆz˜Ji(r,ω)].
This integral has been computed in §3.2.7 with the result given by (3.103). Using this
we find
lim
Vδ→0/bracketleftbigg
∇/parenleftbigg1
3˜Jiz/parenrightbigg/bracketrightbigg/vextendsingle/vextendsingle/vextendsingle/vextendsingle
r=0=ˆz˜Ji
3=¯L·[ˆz˜Ji(r,ω)]
Figure 5.2: Geometry of an electric Hertzian dipole.
and thus
¯L=1
3¯I.
We leave it as an exercise to showthat for a cubical excluding volume the depolarizing
dyadic is also ¯L=¯I/3. Values for other shapes may be found in Yaghjian [215].
The theory of dyadic Green’s functions is well developed and there exist techniques
for their construction under a variety of conditions. For an excellent overviewthe readermay see Tai [192].
Example of field calculation using potentials: the Hertzian dipole. Consider
a short line current of length l/lessmuchλat position r
p, oriented along a direction ˆpin a
mediu mwithconstituti veparameters ˜µ(ω), ˜/epsilon1c (ω),asshowninFigure5.2.Weassume
that the frequency-domain current ˜I(ω)is independent of position, and therefore this
Hertzian dipole must be terminated by point charges
˜Q(ω)=±˜I(ω)
jω
as required by the continuity equation. The electric vector potential produced by this
short current element is
˜Ae=˜µ
4π/integraldisplay
/Gamma1˜Iˆpe−jkR
Rdl/prime.
At observation points far from the dipole (compared to its length) such that |r−rp|/greatermuchl
we may approximate
e−jkR
R≈e−jk|r−rp|
|r−rp|.
Then
˜Ae=ˆp˜µ˜IG(r|rp;ω)/integraldisplay
/Gamma1dl/prime=ˆp˜µ˜IlG(r|rp;ω). (5.87)
Note that we obtain the same answer if we let the current density of the dipole be
˜J=jω˜pδ(r−rp)
where ˜pis the dipole moment defined by
˜p=˜Qlˆp=˜Il
jωˆp.
That is, we consider a Hertzian dipole to be a “point source” of electromagnetic radiation.
With this notation we have
˜Ae=˜µ/integraldisplay
V/bracketleftbig
jω˜pδ(r/prime−rp)/bracketrightbig
G(r|r/prime;ω)dV/prime=jω˜µ˜pG(r|rp;ω),
which is identical to (5.87). The electromagnetic fields are then
˜H(r,ω)=jω∇× [˜pG(r|rp;ω)], (5.88)
˜E(r,ω)=1
˜/epsilon1c∇×∇× [˜pG(r|rp;ω)]. (5.89)
Here we have obtained ˜Efrom ˜Houtside the source region by applying Ampere’s law.
By duality we may obtain the fields produced by a magnetic Hertzian dipole of moment
˜pm=˜Iml
jωˆp
located at r=rpas
˜E(r,ω)=− jω∇× [˜pmG(r|rp;ω)],
˜H(r,ω)=1
˜µ∇×∇× [˜pmG(r|rp;ω)].
We can learn much about the fields produced by localized sources by considering the
simple case of a Hertzian dipole aligned along the z-axis and centered at the origin. Using
ˆp=ˆzand rp=0in (5.88) we find that
˜H(r,ω)=jω∇×/bracketleftbigg
ˆz˜I
jωle−jkr
4πr/bracketrightbigg
=ˆφ1
4π˜Il/bracketleftbigg1
r2+jk
r/bracketrightbigg
sinθe−jkr. (5.90)
By Ampere’s law
˜E(r,ω)=1
jω˜/epsilon1c∇× ˜H(r,ω)
=ˆrη
4π˜Il/bracketleftbigg2
r2−j2
kr3/bracketrightbigg
cosθe−jkr+ˆθη
4π˜Il/bracketleftbigg
jk
r+1
r2−j1
kr3/bracketrightbigg
sinθe−jkr.
(5.91)
The fields involve various inverse powers of r, with the 1/rand 1/r3terms 90◦out-of-
phase from the 1/r2term. Some terms dominate the field close to the source, while others
dominate far away. The terms that dominate near the source1are called the near-zone
orinduction-zone fields :
˜HNZ(r,ω)=ˆφ˜Il
4πe−jkr
r2sinθ,
˜ENZ(r,ω)=− jη˜Il
4πe−jkr
kr3/bracketleftBig
2ˆrcosθ+ˆθsinθ/bracketrightBig
.
1Note that we still require r/greatermuchl.
We note that ˜HNZand ˜ENZare90◦out-of-phase. Also, the electric field has the same
spatial dependence as the field of a static electric dipole. The terms that dominate farfrom the source are called the far-zone orradiation fields :
˜H
FZ(r,ω)=ˆφjk˜Il
4πe−jkr
rsinθ, (5.92)
˜EFZ(r,ω)=ˆθηjk˜Il
4πe−jkr
rsinθ. (5.93)
The far-zone fields are in-phase and in fact form a TEM spherical wave with
˜HFZ=ˆrטEFZ
η. (5.94)
We speak of the time-average power radiated by a time-harmonic source as the integral
of the time-average power density over a very large sphere. Thus radiated power is the
power delivered by the sources to infinity. If the dipole is situated within a lossy medium,all of the time-average power delivered by the sources is dissipated by the medium. Ifthe medium is lossless then all the time-average power is delivered to infinity. Let uscompute the power radiated by a time-harmonic Hertzian dipole immersed in a losslessmedium. Writing (5.90) and (5.91) in terms of phasors we have the complex Poyntingvector
S
c(r)=ˇE(r)סH∗(r)
=ˆθη/parenleftBigg
|ˇI|l
4π/parenrightBigg2
j2
kr5/bracketleftbig
k2r2+1/bracketrightbig
cosθsinθ+ˆrη/parenleftBigg
|ˇI|l
4π/parenrightBigg2k2
r2/bracketleftbigg
1−j1
k3r5/bracketrightbigg
sin2θ.
We notice that the θ-component of Scis purely imaginary and gives rise to no time-
average power flux. This component falls off as 1/r3for large rand produces no net
flux through a sphere with radius r→∞. Additionally, the angular variation sinθcosθ
integrates to zero over a sphere. In contrast, the r-component has a real part that varies
as1/r2and as sin2θ. Hence we find that the total time-average power passing through
a sphere expanding to infinity is nonzero:
Pav=lim
r→∞/integraldisplay2π
0/integraldisplayπ
01
2Re
ˆrη/parenleftBigg
|ˇI|l
4π/parenrightBigg2k2
r2sin2θ
·ˆrr2sinθdθdφ
=ηπ
3|ˇI|2/parenleftbiggl
λ/parenrightbigg2
(5.95)
where λ=2π/kis the wavelength in the lossless medium. This is the power radiated by
the Hertzian dipole. The power is proportional to |ˇI|2as it is in a circuit, and thus we
may define a radiation resistance
Rr=2Pav
|ˇI|2=η2π
3/parenleftbiggl
λ/parenrightbigg2
that represents the resistance of a lumped element that would absorb the same power as
radiated by the Hertzian dipole when presented with the same current. We also note thatthe power radiated by a Hertzian dipole (and, in fact, by any source of finite extent) may
Figure 5.3: Geometry for solution to the frequency-domain Helmholtz equation.
be calculated directly from its far-zone fields. In fact, from (5.94) we have the simple
formula for the time-average power density in lossless media
Sav=1
2Re/braceleftbigˇEFZסHFZ∗/bracerightbig
=ˆr1
2|ˇEFZ|2
η.
The dipole field is the first term in a general expansion of the electromagnetic fields in
terms of the multipole moments of the sources. Either a Taylor expansion or a spherical-harmonic expansion may be used. The reader may see Papas [141] for details.
5.2.2 Solution for potential functions in a bounded medium
In the previous section we solved for the frequency-domain potential functions in an
unbounded region of space. Here we shall extend the solution to a bounded region andidentify the physical meaning of the radiation condition (5.79).
Consider a bounded region of space Vcontaining a linear, homogeneous, isotropic
mediu mcharacterize dby ˜µ(ω)and ˜/epsilon1
c (ω).AsshowninFigure5.3wedecom posethe
multiply-connected boundary into a closed “excluding surface” S0and a closed “encom-
passing surface” S∞that we shall allow to expand outward to infinity. S0may consist
of more than one closed surface and is often used to exclude unknown sources from V.
We wish to solve the Helmholtz equation (5.75) for ˜ψwithin Vin terms of the sources
within Vand the values of ˜ψonS0. The actual sources of ˜ψlie entirely with S∞but
may lie partly, or entirely, within S0.
We solve the Helmholtz equation in much the same way that we solved Poisson’s
equation in §3.2.4. We begin with Green’s second identity, written in terms of the
source point (primed) variables and applied to the region V:
/integraldisplay
V[ψ(r/prime,ω)∇/prime2G(r|r/prime;ω)−G(r|r/prime;ω)∇/prime2ψ(r/prime,ω)]dV/prime=
/contintegraldisplay
S0+S∞/bracketleftbigg
ψ(r/prime,ω)∂G(r|r/prime;ω)
∂n/prime−G(r|r/prime;ω)∂ψ(r/prime,ω)
∂n/prime/bracketrightbigg
dS/prime.
We note that ˆnpoints outward from V, and Gis the Green’s function (5.77). By
inspection, this Green’s function obeys the reciprocity condition
G(r|r/prime;ω)=G(r/prime|r;ω)
and satisfies
∇2G(r|r/prime;ω)=∇/prime2G(r|r/prime;ω).
Substituting ∇/prime2˜ψ=− k2˜ψ−˜Sfrom (5.75) and ∇/prime2G=− k2G−δ(r−r/prime)from (5.76)
we get
˜ψ(r,ω)=/integraldisplay
V˜S(r/prime,ω)G(r|r/prime;ω)dV/prime−
−/contintegraldisplay
S0+S∞/bracketleftbigg
˜ψ(r/prime,ω)∂G(r|r/prime;ω)
∂n/prime−G(r|r/prime;ω)∂˜ψ(r/prime,ω)
∂n/prime/bracketrightbigg
dS/prime.
Hence ˜ψwithin Vmay be written in terms of the sources within Vand the values of ˜ψ
and its normal derivative over S0+S∞. The surface contributions account for sources
excluded by S0.
Let us examine the integral over S∞more closely. If we let S∞recede to infinity, we
expect no contribution to the potential at rfrom the fields on S∞. Choosing a sphere
centered at the origin, we note that ˆn/prime=ˆr/primeand that as r/prime→∞
G(r|r/prime;ω)=e−jk|r−r/prime|
4π|r−r/prime|≈e−jkr/prime
4πr/prime,
∂G(r|r/prime;ω)
∂n/prime=ˆn/prime·∇/primeG(r|r/prime;ω)≈∂
∂r/primee−jkr/prime
4πr/prime=−(1+jkr/prime)e−jkr/prime
4πr/prime.
Substituting these, we find that as r/prime→∞
/contintegraldisplay
S∞/bracketleftbigg
˜ψ∂G
∂n/prime−G∂˜ψ
∂n/prime/bracketrightbigg
dS/prime≈/integraldisplay2π
0/integraldisplayπ
0/bracketleftbigg
−1+jkr/prime
r/prime2˜ψ−1
r/prime∂˜ψ
∂r/prime/bracketrightbigge−jkr/prime
4πr/prime2sinθ/primedθ/primedφ/prime
≈−/integraldisplay2π
0/integraldisplayπ
0/bracketleftbigg
˜ψ+r/prime/parenleftbigg
jk˜ψ+∂˜ψ
∂r/prime/parenrightbigg/bracketrightbigge−jkr
4πsinθ/primedθ/primedφ/prime.
Since this gives the contribution to the field in Vfrom the fields on the surface receding
to infinity, we expect that this term should be zero. If the medium has loss, then theexponential term decays and drives the contribution to zero. For a lossless medium thecontribution is zero if
lim
r→∞˜ψ(r,ω)=0, (5.96)
lim
r→∞r/bracketleftbigg
jk˜ψ(r,ω)+∂˜ψ(r,ω)
∂r/bracketrightbigg
=0. (5.97)
This is called the radiation condition for the Helmholtz equation. It is also called the
Sommerfeld radiation condition after the German physicist A. Sommerfeld. Note that
we have not derived this condition: we have merely postulated it. As with all postulates
it is subject to experimental verification.
The radiation condition implies that for points far from the source the potentials
behave as spherical waves:
˜ψ(r,ω)∼e−jkr
r, r→∞.
Substituting this into (5.96) and (5.97) we find that the radiation condition is satisfied.
With S∞→∞ we have
˜ψ(r,ω)=/integraldisplay
V˜S(r/prime,ω)G(r|r/prime;ω)dV/prime−
−/contintegraldisplay
S0/bracketleftbigg
˜ψ(r/prime,ω)∂G(r|r/prime;ω)
∂n/prime−G(r|r/prime;ω)∂˜ψ(r/prime,ω)
∂n/prime/bracketrightbigg
dS/prime,
which is the expression for the potential within an infinite medium having source-
excluding regions. As S0→0we obtain the expression for the potential in an unbounded
medium:
˜ψ(r,ω)=/integraldisplay
V˜S(r/prime,ω)G(r|r/prime;ω)dV/prime,
as expected.
The time-domain equation (5.71) may also be solved (at least for the lossless case) in
a bounded region of space. The interested reader should see Pauli [143] for details.
5.3 Transverse–longitudinal decomposition
We have seen that when only electric sources are present, the electromagnetic fields
in a homogeneous, isotropic region can be represented by a single vector potential Πe.
Similarly, when only magnetic sources are present, the fields can be represented by asingle vector potential Π
h. Hence two vector potentials may be used to represent the
field if both electric and magnetic sources are present.
We may also represent the electromagnetic field in a homogeneous, isotropic region us-
ing two scalar functions and the sources. This follows naturally from another importantfield decomposition: a splitting of each field vector into (1) a component along a certain
pre-chosen constant direction, and (2) a component transverse to this direction. Depend-ing on the geometry of the sources, it is possible that only one of these components willbe present. A special case of this decomposition, the TE–TM field decomposition , holds
for a source-free region and will be discussed in the next section.
5.3.1 Transverse–longitudinal decomposition in terms of fields
Consider a direction defined by a constant unit vector ˆu. We define the longitudinal
component ofAasˆuAuwhere
Au=ˆu·A,
and the transverse component ofAas
At=A−ˆuAu.
We may thus decompose any vector into a sum of longitudinal and transverse parts. An
important consequence of Maxwell’s equations is that the transverse fields may be writtenentirely in terms of the longitudinal fields and the sources. This holds in both the timeand frequency domains; we derive the decomposition in the frequency domain and leavethe derivation of the time-domain expressions as exercises. We begin by decomposingthe operators in Maxwell’s equations into longitudinal and transverse components. Wenote that
∂
∂u≡ˆu·∇
and define a transverse del operator as
∇t≡∇− ˆu∂
∂u.
Using these basic definitions, the identities listed in Appendix B may be derived. We
shall find it helpful to express the vector curl and Laplacian operations in terms oftheir longitudinal and transverse components. Using (B.93) and (B.96) we find that thetransverse component of the curl is given by
(∇× A)
t=− ˆu׈u×(∇× A)
=− ˆu׈u×(∇t×At)−ˆu׈u×/parenleftbigg
ˆu×/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg/parenrightbigg
. (5.98)
The first term in the right member is zero by property (B.91). Using (B.7) we can replace
the second term by
−ˆu/braceleftbigg
ˆu·/parenleftbigg
ˆu×/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg/parenrightbigg/bracerightbigg
+(ˆu·ˆu)/parenleftbigg
ˆu×/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg/parenrightbigg
.
The first of these terms is zero since
ˆu·/parenleftbigg
ˆu×/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg/parenrightbigg
=/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg
·(ˆu׈u)=0,
hence
(∇× A)t=ˆu×/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg
. (5.99)
The longitudinal part is then, by property (B.80), merely the difference between the curl
and its transverse part, or
ˆu(ˆu·∇× A)=∇ t×At. (5.100)
A similar set of steps gives the transverse component of the Laplacian as
(∇2A)t=/bracketleftbigg
∇t(∇t·At)+∂2At
∂u2−∇ t×∇ t×At/bracketrightbigg
, (5.101)
and the longitudinal part as
ˆu/parenleftbigˆu·∇2A/parenrightbig
=ˆu∇2Au. (5.102)
Verification is left as an exercise.
Noww e are ready to give a longitudinal–transverse decomposition of the fields in a
lossy, homogeneous, isotropic region in terms of the direction ˆu. We write Maxwell’s
equations as
∇× ˜E=− jω˜µ˜Ht−jω˜µˆu˜Hu−˜Ji
mt−ˆu˜Ji
mu, (5.103)
∇× ˜H=jω˜/epsilon1c˜Et+jω˜/epsilon1cˆu˜Eu+˜Ji
t+ˆu˜Ji
u, (5.104)
where we have split the right-hand sides into longitudinal and transverse parts. Then,
using (5.99) and (5.100), we can equate the transverse and longitudinal parts of eachequation to obtain
∇
tטEt=− jω˜µˆu˜Hu−ˆu˜Ji
mu, (5.105)
−ˆu×∇ t˜Eu+ˆu×∂˜Et
∂u=− jω˜µ˜Ht−˜Ji
mt, (5.106)
∇tטHt=jω˜/epsilon1cˆu˜Eu+ˆu˜Ji
u, (5.107)
−ˆu×∇ t˜Hu+ˆu×∂˜Ht
∂u=jω˜/epsilon1c˜Et+˜Ji
t. (5.108)
We shall isolate the transverse fields in terms of the longitudinal fields. Forming the
cross product of ˆuand the partial derivative of (5.108) with respect to u, we have
−ˆu׈u×∇ t∂˜Hu
∂u+ˆu׈u×∂2˜Ht
∂u2=jω˜/epsilon1cˆu×∂˜Et
∂u+ˆu×∂˜Ji
t
∂u.
Using (B.7) and (B.80) we find that
∇t∂˜Hu
∂u−∂2˜Ht
∂u2=jω˜/epsilon1cˆu×∂Et
∂u+ˆu×∂˜Ji
t
∂u. (5.109)
Multiplying (5.106) by jω˜/epsilon1cwe have
−jω˜/epsilon1cˆu×∇ t˜Eu+jω˜/epsilon1cˆu×∂˜Et
∂u=ω2˜µ˜/epsilon1c˜Ht−jω˜/epsilon1c˜Ji
mt. (5.110)
We nowadd (5.109) to (5.110) and eliminate ˜Etto get
/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜Ht=∇ t∂˜Hu
∂u−jω˜/epsilon1cˆu×∇ t˜Eu+jω˜/epsilon1c˜Ji
mt−ˆu×∂˜Ji
t
∂u. (5.111)
This one-dimensional Helmholtz equation can be solved to find the transverse magnetic
field from the longitudinal components of ˜Eand ˜H. Similar steps lead to a formula for
the transverse component of ˜E:
/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜Et=∇ t∂˜Eu
∂u+jω˜µˆu×∇ t˜Hu+ˆu×∂˜Ji
mt
∂u+jω˜µ˜Ji
t. (5.112)
We find the longitudinal components from the wave equation for ˜Eand ˜H. Recall that
the fields satisfy
(∇2+k2)˜E=1
˜/epsilon1c∇˜ρi+jω˜µ˜Ji+∇× ˜Ji
m,
(∇2+k2)˜H=1
˜µ∇˜ρi
m+jω˜/epsilon1c˜Ji
m−∇× ˜Ji.
Splitting the vectors into longitudinal and transverse parts, and using (5.100) and (5.102),
we equate the longitudinal components of the wave equations to obtain
/parenleftbig
∇2+k2/parenrightbig˜Eu=1
˜/epsilon1c∂˜ρi
∂u+jω˜µ˜Ji
u+∇ tטJi
mt, (5.113)
/parenleftbig
∇2+k2/parenrightbig˜Hu=1
˜µ∂˜ρi
m
∂u+jω˜/epsilon1c˜Ji
mu−∇ tטJi
t. (5.114)
We note that if ˜Ji
m=˜Ji
t=0, then ˜Hu=0and the fields are TM to the u-direction; these
fields may be determined completely from ˜Eu. Similarly, if ˜Ji=˜Ji
mt=0, then ˜Eu=0
and the fields are TE to the u-direction; these fields may be determined completely from
˜Hu. These properties are used in §4.11.7, where the fields of electric and magnetic line
sources aligned along the z-direction are assumed to be purely TM zor TE z, respectively.
5.4 TE–TM decomposition
5.4.1 TE–TM decomposition in terms of fields
A particularly useful field decomposition results if we specialize to a source-free region.
With ˜Ji=˜Ji
m=0in (5.111)–(5.112) we obtain
/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜Ht=∇ t∂˜Hu
∂u−jω˜/epsilon1cˆu×∇ t˜Eu, (5.115)
/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜Et=∇ t∂˜Eu
∂u+jω˜µˆu×∇ t˜Hu. (5.116)
Setting the sources to zero in (5.113) and (5.114) we get
/parenleftbig
∇2+k2/parenrightbig˜Eu=0,/parenleftbig
∇2+k2/parenrightbig˜Hu=0.
Hence the longitudinal field components are solutions to the homogeneous Helmholtz
equation, and the transverse components are specified solely in terms of the longitudinalcomponents. The electromagnetic field is completely specified by the two scalar fields ˜E
u
and ˜Hu(and, of course, appropriate boundary values).
We can use superposition to simplify the task of solving (5.115)–(5.116). Since each
equation has two forcing terms on the right-hand side, we can solve the equations usingone forcing term at a time, and add the results. That is, let ˜E
1and ˜H1be the solutions to
(5.115)–(5.116) with ˜Eu=0, and ˜E2and ˜H2be the solutions with ˜Hu=0. This results
in a decomposition
˜E=˜E1+˜E2, (5.117)
˜H=˜H1+˜H2, (5.118)
with
˜E1=˜E1t, ˜H1=˜H1t+˜H1uˆu,
˜H2=˜H2t, ˜E2=˜E2t+˜E2uˆu.
Because ˜E1has no u-component, ˜E1and ˜H1are termed transverse electric (orTE)t o
theu-direction; ˜H2has no u-component, and ˜E2and ˜H2are termed transverse magnetic
(orTM) to the u-direction.2We see that in a source-free region any electromagnetic
field can be decomposed into a set of two fields that are TE and TM, respectively, tosome fixed u-direction. This is useful when solving boundary value (e.g., waveguide
and scattering) problems where information about external sources is easily specifiedusing the values of the fields on the boundary of the source-free region. In that case
˜E
uand ˜Huare determined by solving the homogeneous wave equation in an appropriate
coordinate system, and the other field components are found from (5.115)–(5.116). Oftenthe boundary conditions can be satisfied by the TM fields or the TE fields alone. Thissimplifies the analysis of many types of EM systems.
5.4.2 TE–TM decomposition in terms of Hertzian potentials
We are free to represent ˜Eand ˜Hin terms of scalar fields other than ˜Euand ˜Hu.I n
doing so, it is helpful to retain the wave nature of the solution so that a meaningfulphysical interpretation is still possible; we thus use Hertzian potentials since they obeythe wave equation.
For the TM case let ˜Π
h=0and ˜Πe=ˆu˜/Pi1e. Setting ˜Ji=0in (5.64) we have
(∇2+k2)˜Πe=0.
Since ˜Πeis purely longitudinal, we can use (B.99) to obtain the scalar Helmholtz equation
for˜/Pi1e:
(∇2+k2)˜/Pi1e=0. (5.119)
Once ˜/Pi1ehas been found by solving this wave equation, the fields can be found by using
(5.62)–(5.63) with ˜Ji=0:
˜E=∇× (∇× ˜Πe), (5.120)
˜H=jω˜/epsilon1c∇× ˜Πe. (5.121)
We can evaluate ˜Eby noting that ˜Πeis purely longitudinal. Use of property (B.98) gives
∇×∇× ˜Πe=∇ t∂˜/Pi1e
∂u−ˆu∇2
t˜/Pi1e.
Then, by property (B.97),
∇×∇× ˜Πe=∇ t∂˜/Pi1e
∂u−ˆu/bracketleftbigg
∇2˜/Pi1e−∂2˜/Pi1e
∂u2/bracketrightbigg
.
By (5.119) then,
˜E=∇ t∂˜/Pi1e
∂u+ˆu/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜/Pi1e. (5.122)
The field ˜Hcan be found by noting that ˜Πeis purely longitudinal. Use of property
(B.96) in (5.121) gives
˜H=− jω˜/epsilon1cˆu×∇ t˜/Pi1e. (5.123)
2Some authors prefer to use the terminology Em o d e in place of TM, and Hm o d e in place of TE,
indicating the presence of a u-directed electric or magnetic field component.
Similar steps can be used to find the TE representation. Substitution of ˜Πe=0and
˜Πh=ˆu˜/Pi1hinto (5.65)–(5.66) gives the fields
˜E=jω˜µˆu×∇ t˜/Pi1h, (5.124)
˜H=∇ t∂˜/Pi1h
∂u+ˆu/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜/Pi1h, (5.125)
while ˜/Pi1hmust satisfy
(∇2+k2)˜/Pi1h=0. (5.126)
Hertzian potential representation of TEM fields. An interesting situation occurs
when a field is both TE and TM to a particular direction. Such a field is said to betransverse electromagnetic (orTEM) to that direction. Unfortunately, with ˜E
u=˜Hu=
0we cannot use (5.115) or (5.116) to find the transverse field components. It turns out
that a single scalar potential function is sufficient to represent the field, and we may useeither ˜/Pi1
eor˜/Pi1h.
For the TM case, equations (5.122) and (5.123) showthat w e can represent the electro-
magnetic fields completely with ˜/Pi1e. Unfortunately (5.122) has a longitudinal component,
and thus cannot describe a TEM field. But if we require that ˜/Pi1eobey the additional
equation
/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜/Pi1e=0, (5.127)
then both Eand Hare transverse to uand thus describe a TEM field. Since ˜/Pi1emust
also obey
/parenleftbig
∇2+k2/parenrightbig˜/Pi1e=0,
using (B.7) we can write (5.127) as
∇2
t˜/Pi1e=0.
Similarly, for the TE case we found that the EM fields were completely described in
(5.124) and (5.125) by ˜/Pi1h. In this case ˜Hhas a longitudinal component. Thus, if we
require
/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜/Pi1h=0, (5.128)
then both ˜Eand ˜Hare purely transverse to uand again describe a TEM field. Equation
(5.128) is equivalent to
∇2
t˜/Pi1h=0.
We can therefore describe a TEM field using either ˜/Pi1eor˜/Pi1h, since a TEM field is
both TE and TM to the longitudinal direction. If we choose ˜/Pi1ewe can use (5.122) and
(5.123) to obtain the expressions
˜E=∇ t∂˜/Pi1e
∂u, (5.129)
˜H=− jω˜/epsilon1cˆu×∇ t˜/Pi1e, (5.130)
where ˜/Pi1emust obey
∇2
t˜/Pi1e=0,/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜/Pi1e=0. (5.131)
If we choose ˜/Pi1hwe can use (5.124) and (5.125) to obtain
˜E=jω˜µˆu×∇ t˜/Pi1h, (5.132)
˜H=∇ t∂˜/Pi1h
∂u, (5.133)
where ˜/Pi1hmust obey
∇2
t˜/Pi1h=0,/parenleftbigg∂2
∂u2+k2/parenrightbigg
˜/Pi1h=0. (5.134)
5.4.3 Application: hollow-pipe waveguides
A classic application of the TE–TM decomposition is to the calculation of waveguide
fields. Consider a hollowpipe w ith PEC w alls, aligned along the z-axis. The inside is filled
with a homogeneous, isotropic material of permeability ˜µ(ω)and complex permittivity
˜/epsilon1c(ω), and the guide cross-sectional shape is assumed to be independent of z. We assume
that a current source exists somewhere within the waveguide, creating waves that eitherpropagate or evanesce away from the source. If the source is confined to the region−d<z<dthen each of the regions z>dand z<−dis source-free and we may
decompose the fields there into TE and TM sets. Such a waveguide is a good candidatefor TE–TM analysis because the TE and TM fields independently satisfy the boundaryconditions at the waveguide walls. This is not generally the case for certain other guided-wave structures such as fiber optic cables and microstrip lines.
We may represent the fields either in terms of the longitudinal fields ˜E
zand ˜Hz,o r
in terms of the Hertzian potentials. We choose the Hertzian potentials. For TM fieldswe choose ˜Π
e=ˆz˜/Pi1e,˜Πh=0; for TE fields we choose ˜Πh=ˆz˜/Pi1h,˜Πe=0. Both of the
potentials must obey the same Helmholtz equation:
/parenleftbig
∇2+k2/parenrightbig˜/Pi1z=0, (5.135)
where ˜/Pi1zrepresents either ˜/Pi1eor˜/Pi1h. We seek a solution to this equation using the
separation of variables technique, and assume the product solution
˜/Pi1z(r,ω)=˜Z(z,ω)˜ψ(ρ,ω) ,
where ρis the transverse position vector ( r=ˆzz+ρ). Substituting the trial solution
into (5.135) and writing
∇2=∇2
t+∂2
∂z2
we find that
1
˜ψ(ρ,ω)∇2
t˜ψ(ρ,ω)+k2=−1
Z(z,ω)∂2
∂z2Z(z,ω) .
Because the left-hand side of this expression has positional dependence only on ρwhile
the right-hand side has dependence only on z, we must have both sides equal to a constant,
sayk2
z. Then
∂2Z
∂z2+k2
zZ=0,
which is an ordinary differential equation with the solutions
Z=e∓jkzz.
We also have
∇2
t˜ψ(ρ,ω)+k2
c˜ψ(ρ,ω)=0, (5.136)
where kc=k2−k2
zis called the cutoff wavenumber . The solution to this equation depends
on the geometry of the waveguide cross-section and whether the field is TE or TM.
The fields may be computed from the Hertzian potentials using u=zin (5.122)–
(5.123) and (5.124)–(5.125). Because the fields all contain the common term e∓jkzz,we
define the field quantities ˜eand ˜hthrough
˜E(r,ω)=˜e(ρ,ω)e∓jkzz, ˜H(r,ω)=˜h(ρ,ω)e∓jkzz.
Then, substituting ˜/Pi1e=˜ψee∓jkzz, we have for TM fields
˜e=∓ jkz∇t˜ψe+ˆzk2
c˜ψe,
˜h=− jω˜/epsilon1cˆz×∇ t˜ψe.
Because we have a simple relationship between the transverse parts of ˜Eand ˜H,wem a y
also write the fields as
˜ez=k2
c˜ψe, (5.137)
˜et=∓ jkz∇t˜ψe, (5.138)
˜ht=±Ye(ˆzטet). (5.139)
Here
Ye=ω˜/epsilon1c
kz
is the complex TM wave admittance . For TE fields we have with ˜/Pi1h=˜ψhe∓jkzz
˜e=jω˜µˆz×∇ t˜ψh,
˜h=∓ jkz∇t˜ψh+ˆzk2
c˜ψh,
or
˜hz=k2
c˜ψh, (5.140)
˜ht=∓ jkz∇t˜ψh, (5.141)
˜et=∓ Zh(ˆzטht). (5.142)
Here
Zh=ω˜µ
kz
is the TM wave impedance .
Modal solutions for the transverse field dependence. Equation (5.136) describes
the transverse behavior of the waveguide fields. When coupled with an appropriateboundary condition, this homogeneous equation has an infinite spectrum of discrete so-lutions called eigenmodes or simply modes . Each mode has associated with it a real
eigenvalue k
cthat is dependent on the cross-sectional shape of the waveguide, but inde-
pendent of frequency and homogeneous material parameters. We number the modes sothat k
c=kcnfor the nth mode. The amplitude of each modal solution depends on the
excitation source within the waveguide.
The appropriate boundary conditions can be found by employing the condition that
for both TM and TE fields the tangential component of ˜Emust be zero on the waveguide
walls: ˆnטE=0, where ˆnis the unit inward normal to the waveguide wall. For TM
fields we have ˜Ez=0and thus
˜ψe(ρ,ω)=0, ρ∈/Gamma1, (5.143)
where /Gamma1is the contour describing the waveguide boundary. For TE fields we have ˆnטEt=
0,o r
ˆn×(ˆz×∇ t˜ψh)=0.
Using
ˆn×(ˆz×∇ t˜ψh)=ˆz(ˆn·∇t˜ψh)−(ˆn·ˆz)∇t˜ψh
and noting that ˆn·ˆz=0, we have the boundary condition
ˆn·∇t˜ψh(ρ,ω)=∂˜ψh(ρ,ω)
∂n=0, ρ∈/Gamma1. (5.144)
The wave nature of the waveguide fields. We have seen that all waveguide field
components, for both TE and TM modes, vary as e∓jkznz. Here k2
zn=k2−k2
cnis the
propagation constant of the nth mode. Letting
kz=β−jα
we thus have
˜E,˜H∼e∓jβze∓αz.
Forz>dwe choose the minus sign so that we have a wave propagating away from the
source; for z<−dwe choose the plus sign.
When the guide is filled with a good dielectric we may assume ˜µ=µis real and
independent of frequency and use (4.254) to showthat
kz=β−jα=/radicalBig/bracketleftbig
ω2µ/epsilon1/prime−k2c/bracketrightbig
−jω2µ/epsilon1/primetanδc
=/radicalbig
µ/epsilon1/prime/radicalBig
ω2−ω2c/radicalBigg
1−jtanδc
1−(ωc/ω)2
where δcis the loss tangent (4.253) and where
ωc=kc√µ/epsilon1/prime
is called the cutoff frequency . Under the condition
tanδc
1−(ωc/ω)2/lessmuch1 (5.145)
we may approximate the square root using the first two terms of the binomial series to
showthat
β−jα≈/radicalbig
µ/epsilon1/prime/radicalBig
ω2−ω2c/bracketleftbigg
1−j1
2tanδc
1−(ωc/ω)2/bracketrightbigg
. (5.146)
0.0 0.5 1.0 1.5 2.0 2.5
β/ω v or α/ω v0.00.51.01.52.02.5ω/ωc
Light Lineβ
α
c c
Figure 5.4: Dispersion plot for a hollow-pipe waveguide. Light line computed using
v=1/õ/epsilon1.
Condition (5.145) requires that ωbe sufficiently removed from ωc, either by having
ω>ω corω<ω c. When ω>ω cwe say that the frequency is above cutoff and find from
(5.146) that
β≈ω/radicalbig
µ/epsilon1/prime/radicalBig
1−ω2c/ω2,α ≈ω2µ/epsilon1/prime
2βtanδc.
Hereα/lessmuchβand the wave propagates down the waveguide with relatively little loss.
When ω<ω cwe say that the waveguide is cut off or that the frequency is below cutoff
and find that
α≈ω/radicalbig
µ/epsilon1/prime/radicalBig
ω2c/ω2−1,β ≈ω2µ/epsilon1/prime
2αtanδc.
In this case the wave has a very small phase constant and a very large rate of attenuation.
For frequencies near ωcthere is an abrupt but continuous transition between these two
types of wave behavior.
When the waveguide is filled with a lossless material having permittivity /epsilon1and per-
meability µ, the transition across the cutoff frequency is discontinuous. For ω>ω cwe
have
β=ω√µ/epsilon1/radicalBig
1−ω2c/ω2,α =0,
and the wave propagates without loss. For ω<ω cwe have
α=ω√µ/epsilon1/radicalBig
ω2c/ω2−1,β =0,
andthewaveisevanesce nt.Thedispersiondiagra mshowninFigure5.4clearlyshows
the abrupt cutoff phenomenon. We can compute the phase and group velocities of thewave above cutoff just as we did for plane waves:
v
p=ω
β=v/radicalbig
1−ω2c/ω2,
0.0 0.5 1.0 1.5 2.0 2.5
ω/ω0.00.51.01.52.02.5v / v or v / vv /v
v /v
cp
gg p
Figure 5.5: Phase and group velocity for a hollow-pipe waveguide.
vg=dω
dβ=v/radicalBig
1−ω2c/ω2, (5.147)
where v=1/õ/epsilon1. Note that vgvp=v2. We showlater that vgis the velocity of energy
transport within a lossless guide. We also see that as ω→∞ we have vp→vand
vg →v.Moreinterestingl y,asω→ωc wefindthatvp →∞andvg → 0.Thisisshown
graphicall yinFigure5.5.
We may also speak of the guided wavelength of a monochromatic wave propagating
with frequency ˇωin a waveguide. We define this wavelength as
λg=2π
β=λ/radicalbig
1−ω2c/ˇω2=λ/radicalbig
1−λ2/λ2c.
Here
λ=2π
ˇω√µ/epsilon1,λ c=2π
kc.
Orthogonality of waveguide modes. The modal fields in a closed-pipe waveguide
obey several orthogonality relations. Let (ˇEn,ˇHn)be the time-harmonic electric and
magnetic fields of one particular waveguide mode (TE or TM), and let (ˇEm,ˇHm)be
the fields of a different mode (TE or TM). One very useful relation states that for awaveguide containing lossless materials
/integraldisplay
CSˆz·/parenleftbigˇenסh∗
m/parenrightbig
dS=0, m/negationslash=n, (5.148)
where CSis the guide cross-section. This is used to establish that the total power carried
by a wave is the sum of the powers carried by individual modes (see below).
Other important relationships include the orthogonality of the longitudinal fields,
/integraldisplay
CSˇEzmˇEzndS=0, m/negationslash=n, (5.149)
/integraldisplay
CSˇHzmˇHzndS=0, m/negationslash=n, (5.150)
and the orthogonality of transverse fields,
/integraldisplay
CSˇEtm·ˇEtndS=0, m/negationslash=n,
/integraldisplay
CSˇHtm·ˇHtndS=0, m/negationslash=n.
These may also be combined to give an orthogonality relation for the complete fields:
/integraldisplay
CSˇEm·ˇEndS=0, m/negationslash=n, (5.151)
/integraldisplay
CSˇHm·ˇHndS=0, m/negationslash=n. (5.152)
For proofs of these relations the reader should see Collin [39].
Power carried by time-harmonic waves in lossless waveguides. The power car-
ried by a time-harmonic wave propagating down a waveguide is defined as the time-average Poynting flux passing through the guide cross-section. Thus we may write
P
av=1
2/integraldisplay
CSRe/braceleftbigˇEסH∗/bracerightbig
·ˆzdS.
The field within the guide is assumed to be a superposition of all possible waveguide
modes. For waves traveling in the +z-direction this implies
ˇE=/summationdisplay
m(ˇetm+ˆzˇezm)e−jkzmz, ˇH=/summationdisplay
n/parenleftbigˇhtn+ˆzˇhzn/parenrightbig
e−jkznz.
Substituting we have
Pav=1
2Re/braceleftBigg/integraldisplay
CS/bracketleftBigg/summationdisplay
m(ˇetm+ˆzˇezm)e−jkzmz×/summationdisplay
n/parenleftbigˇh∗
tn+ˆzˇh∗
zn/parenrightbig
ejk∗
znz/bracketrightBigg
·ˆzdS/bracerightBigg
=1
2Re/braceleftBigg/summationdisplay
m/summationdisplay
ne−j(kzm−k∗
zn)z/integraldisplay
CSˆz·/parenleftbigˇetmסh∗
tn/parenrightbig
dS/bracerightBigg
.
By (5.148) we have
Pav=1
2Re/braceleftBigg/summationdisplay
ne−j(kzn−k∗
zn)z/integraldisplay
CSˆz·/parenleftbigˇetnסh∗
tn/parenrightbig
dS/bracerightBigg
.
For modes propagating in a lossless guide kzn=βzn. For modes that are cut off kzn=
−jαzn. However, we find below that terms in this series representing modes that are cut
off are zero. Thus
Pav=/summationdisplay
n1
2Re/braceleftbigg/integraldisplay
CSˆz·/parenleftbigˇetnסh∗
tn/parenrightbig
dS/bracerightbigg
=/summationdisplay
nPn,av.
Hence for waveguides filled with lossless media the total time-average power flow is given
by the superposition of the individual modal powers.
Simple formulas for the individual modal powers in a lossless guide may be obtained
by substituting the expressions for the fields. For TM modes we use (5.138) and (5.139)to get
P
av=1
2Re/braceleftbigg
|kz|2Y∗
ee−j(kz−k∗
z)/integraldisplay
CSˆz·/parenleftbig
∇tˇψe×[ˆz×∇ tˇψ∗
e]/parenrightbig
dS/bracerightbigg
=1
2|kz|2Re/braceleftbig
Y∗
e/bracerightbig
e−j(kz−k∗
z)/integraldisplay
CS∇tˇψe·∇tˇψ∗
edS.
Here we have used (B.7) and ˆz·∇tˇψe=0. This expression can be simplified by using the
two-dimensional version of Green’s first identity (B.29):
/integraldisplay
S(∇ta·∇tb+a∇2
tb)dS=/contintegraldisplay
/Gamma1a∂b
∂ndl.
Using a=ˇψeand b=ˇψ∗
eand integrating over the waveguide cross-section we have
/integraldisplay
CS(∇tˇψe·∇tˇψ∗
e+ˇψe∇2ˇψ∗
e)dS=/contintegraldisplay
/Gamma1ˇψe∂ˇψ∗
e
∂ndl.
Substituting ∇2
tˇψ∗
e=−k2
cˇψ∗
eand remembering that ˇψe=0on/Gamma1we reduce this to
/integraldisplay
CS∇tˇψe·∇tˇψ∗
edS=k2
c/integraldisplay
CSˇψeˇψ∗
edS. (5.153)
Thus the power is
Pav=1
2Re/braceleftbig
Y∗
e/bracerightbig
|kz|2k2
ce−j(kz−k∗
z)z/integraldisplay
CSˇψeˇψ∗
edS.
For modes above cutoff we have kz=βand Ye=ω/epsilon1/kz=ω/epsilon1/β. The power carried by
these modes is thus
Pav=1
2ω/epsilon1βk2
c/integraldisplay
CSˇψeˇψ∗
edS. (5.154)
For modes belowcutoff w e have kz=− jαand Ye=jω/epsilon1/α.T h u s Re{Y∗
e}= 0and
Pav=0. For frequencies belowcutoff the fields are evanescent and do not carry pow er
in the manner of propagating waves.
For TE modes we may proceed similarly and show that
Pav=1
2ωµβ k2
c/integraldisplay
CSˇψhˇψ∗
hdS. (5.155)
The details are left as an exercise.
Stored energy in a waveguide and the velocity of energy transport. Consider
a source-free section of lossless waveguide bounded on its two ends by the cross-sectionalsurfaces CS
1and CS2. Setting ˇJi=ˇJc=0in (4.156) we have
1
2/contintegraldisplay
S(ˇEסH∗)·dS=2jω/integraldisplay
V[/angbracketleftwe/angbracketright−/angbracketleftwm/angbracketright]dV,
where Vis the region of the guide between CS1and CS2. The right-hand side represents
the difference between the total time-average stored electric and magnetic energies. Thus
2jω[/angbracketleftWe/angbracketright−/angbracketleft Wm/angbracketright]=
1
2/integraldisplay
CS1−ˆz·(ˇEסH∗)dS+1
2/integraldisplay
CS2ˆz·(ˇEסH∗)dS−1
2/integraldisplay
Scond(ˇEסH∗)·dS,
where Scondindicates the conducting walls of the guide and ˆnpoints into the guide. For
a propagating mode the first two terms on the right-hand side cancel since with no loss
ˇEסH∗is the same on CS1andCS2. The third term is zero since (ˇEסH∗)·ˆn=(ˆnסE)·ˇH∗,
and ˆnסE=0on the waveguide walls. Thus we have
/angbracketleftWe/angbracketright=/angbracketleft Wm/angbracketright
for any section of a lossless waveguide.
We may compute the time-average stored magnetic energy in a section of lossless
waveguide of length las
/angbracketleftWm/angbracketright=µ
4/integraldisplayl
0/integraldisplay
CSˇH·ˇH∗dSdz.
For propagating TM modes we can substitute (5.139) to find
/angbracketleftWm/angbracketright/l=µ
4(βYe)2/integraldisplay
CS(ˆz×∇ tˇψe)·(ˆz×∇ tˇψ∗
e)dS.
Using
(ˆz×∇ tˇψe)·(ˆz×∇ tˇψ∗
e)=ˆz·/bracketleftbig
∇tˇψ∗
e×(ˆz×∇ tˇψe)/bracketrightbig
=∇ tˇψe·∇tˇψ∗
e
we have
/angbracketleftWm/angbracketright/l=µ
4(βYe)2/integraldisplay
CS∇tˇψe·∇tˇψ∗
edS.
Finally, using (5.153) we have the stored energy per unit length for a propagating TM
mode:
/angbracketleftWm/angbracketright/l=/angbracketleftWe/angbracketright/l=µ
4(ω/epsilon1)2k2
c/integraldisplay
CSˇψeˇψ∗
edS.
Similarly we may show that for a TE mode
/angbracketleftWe/angbracketright/l=/angbracketleftWm/angbracketright/l=/epsilon1
4(ωµ)2k2
c/integraldisplay
CSˇψhˇψ∗
hdS.
The details are left as an exercise.
As with plane waves in (4.261) we may describe the velocity of energy transport as the
ratio of the Poynting flux density to the total stored energy density:
Sav=/angbracketleftwT/angbracketrightve.
For TM modes this energy velocity is
ve=1
2ω/epsilon1βk2
cˇψeˇψ∗
e
2µ
4(ω/epsilon1)2k2cˇψeˇψ∗e=β
ωµ/epsilon1=v/radicalBig
1−ω2c/ω2,
which is identical to the group velocity (5.147). This is also the case for TE modes, for
which
ve=1
2ωµβ k2
cˇψhˇψ∗
h
2/epsilon1
4(ωµ)2k2cˇψhˇψ∗
h=β
ωµ/epsilon1=v/radicalBig
1−ω2c/ω2.
Example: fields of a rectangular waveguide. Consider a rectangular waveguide
with a cross-section occupying 0≤x≤aand 0≤y≤b. The material within the guide
is assumed to be a lossless dielectric of permittivity /epsilon1and permeability µ. We seek the
modal fields within the guide.
Both TE and TM fields exist within the guide. In each case we must solve the differ-
ential equation
∇2
t˜ψ+k2
c˜ψ=0.
A product solution in rectangular coordinates may be sought using the separation of
variables technique ( §A.4). We find that
˜ψ(x,y,ω)=[Axsinkxx+Bxcoskxx]/bracketleftbig
Aysinkyy+Bycoskyy/bracketrightbig
where k2
x+k2
y=k2
c. This solution is easily verified by substitution.
For TM modes the solution is subject to the boundary condition (5.143):
˜ψe(ρ,ω)=0, ρ∈/Gamma1.
Applying this at x=0and y=0we find Bx=By=0. Applying the boundary condition
atx=awe then find sinkxa=0and thus
kx=nπ
a, n=1,2,....
Note that n=0corresponds to the trivial solution ˜ψe=0. Similarly, from the condition
aty=bwe find that
ky=mπ
b, m=1,2,....
Thus
˜ψe(x,y,ω)=Anmsin/parenleftBignπx
a/parenrightBig
sin/parenleftBigmπy
b/parenrightBig
.
From (5.137)–(5.139) we find that the fields are
˜Ez=k2
cnmAnm/bracketleftBig
sinnπx
asinmπy
b/bracketrightBig
e∓jkzz,
˜Et=∓ jkzAnm/bracketleftBig
ˆxnπ
acosnπx
asinmπy
b+ˆymπ
bsinnπx
acosmπy
b/bracketrightBig
e∓jkzz,
˜Ht=jkzYeAnm/bracketleftBig
ˆxmπ
bsinnπx
acosmπy
b−ˆynπ
acosnπx
asinmπy
b/bracketrightBig
e∓jkzz.
Here
Ye=1
η/radicalBig
1−ω2cnm/ω2
withη=(µ/epsilon1)1/2.
Each combination of m,ndescribes a different field pattern and thus a different mode,
designated TM nm. The cutoff wavenumber of the TM nmmode is
kcnm=/radicalbigg/parenleftBignπ
a/parenrightBig2
+/parenleftBigmπ
b/parenrightBig2
, m,n=1,2,3,...
and the cutoff frequency is
ωcnm=v/radicalbigg/parenleftBignπ
a/parenrightBig2
+/parenleftBigmπ
b/parenrightBig2
, m,n=1,2,3,...
where v=1/(µ/epsilon1)1/2. Thus the TM 11mode has the lowest cutoff frequency of any TM
mode. There is a range of frequencies for which this is the only propagating TM mode.
For TE modes the solution is subject to
ˆn·∇t˜ψh(ρ,ω)=∂˜ψh(ρ,ω)
∂n=0, ρ∈/Gamma1.
Atx=0we have
∂˜ψh
∂x=0
leading to Ax=0.A t y=0we have
∂˜ψh
∂y=0
leading to Ay=0.A t x=awe require sinkxa=0and thus
kx=nπ
a, n=0,1,2,....
Similarly, from the condition at y=bwe find
ky=mπ
b, m=0,1,2,....
The case n=m=0is not allowed since it produces the trivial solution. Thus
˜ψh(x,y,ω)=Bnmcos/parenleftBignπx
a/parenrightBig
cos/parenleftBigmπy
b/parenrightBig
, m,n=0,1,2,..., m+n>0.
From (5.140)–(5.142) we find that the fields are
˜Hz=k2
cnmBnm/bracketleftBig
cosnπx
acosmπy
b/bracketrightBig
e∓jkzz,
˜Ht=± jkzBnm/bracketleftBig
ˆxnπ
asinnπx
acosmπy
b+ˆymπ
bcosnπx
asinmπy
b/bracketrightBig
e∓jkzz,
˜Et=jkzZhBnm/bracketleftBig
ˆxmπ
bcosnπx
asinmπy
b−ˆynπ
asinnπx
acosmπy
b/bracketrightBig
e∓jkzz.
Here
Zh=η/radicalBig
1−ω2cnm/ω2.
In this case the modes are designated TE nm. The cutoff wavenumber of the TE nmmode
is
kcnm=/radicalbigg/parenleftBignπ
a/parenrightBig2
+/parenleftBigmπ
b/parenrightBig2
, m,n=0,1,2,..., m+n>0
and the cutoff frequency is
ωcnm=v/radicalbigg/parenleftBignπ
a/parenrightBig2
+/parenleftBigmπ
b/parenrightBig2
, m,n=0,1,2,..., m+n>0
where v=1/(µ/epsilon1)1/2. Modes having the same cutoff frequency are said to be degenerate .
This is the case with the TE and TM modes. However, the field distributions differ andthus the modes are distinct. Note that we may also have degeneracy among the TE
or TM modes. For instance, if a=bthen the cutoff frequency of the TE nmmode is
identical to that of the TE mnmode. If a≥bthen the TE 10mode has the lowest cutoff
frequency and is termed the dominant mode in a rectangular guide. There is a finite
band of frequencies in which this is the only mode propagating (although the bandwidthis small if a≈b.)
Calculation of the time-average power carried by propagating TE and TM modes is
left as an exercise.
5.4.4 TE–TM decomposition in spherical coordinates
It is not necessary for the longitudinal direction to be constant to achieve a TE–TM
decomposition. It is possible, for instance, to represent the electromagnetic field in termsof components either TE or TM to the radial direction of spherical coordinates. This maybe shown using a procedure identical to that used for the longitudinal–transverse decom-position in rectangular coordinates. We carry out the decomposition in the frequency
domain and leave the time-domain decomposition as an exercise.
TE–TM decomposition in terms of the radial fields. Consider a source-free re-
gion of space filled with a homogeneous, isotropic material described by parameters ˜µ(ω)
and ˜/epsilon1
c(ω). We substitute the spherical coordinate representation of the curl into Fara-
day’s and Ampere’s laws with source terms ˜Jand ˜Jmset equal to zero. Equating vector
components we have, in particular,
1
r/bracketleftbigg1
sinθ∂˜Er
∂φ−∂
∂r(r˜Eφ)/bracketrightbigg
=− jω˜µ˜Hθ (5.156)
and
1
r/bracketleftbigg∂
∂r(r˜Hθ)−∂˜Hr
∂θ/bracketrightbigg
=jω˜/epsilon1c˜Eφ. (5.157)
We seek to isolate the transverse components of the fields in terms of the radial compo-
nents. Multiplying (5.156) by jω˜/epsilon1crwe get
jω˜/epsilon1c1
sinθ∂˜Er
∂φ−jω˜/epsilon1c∂(r˜Eφ)
∂r=k2r˜Hθ;
next, multiplying (5.157) by rand then differentiating with respect to rwe get
∂2
∂r2(r˜Hθ)−∂2˜Hr
∂θ∂r=jω˜/epsilon1c∂(r˜Eφ)
∂r.
Subtracting these two equations and rearranging, we obtain
/parenleftbigg∂2
∂r2+k2/parenrightbigg
(r˜Hθ)=jω˜/epsilon1c1
sinθ∂˜Er
∂φ+∂2˜Hr
∂r∂θ.
This is a one-dimensional wave equation for the product of rwith the transverse field
component ˜Hθ. Similarly
/parenleftbigg∂2
∂r2+k2/parenrightbigg
(r˜Hφ)=− jω˜/epsilon1c∂˜Er
∂θ+1
sinθ∂2˜Hr
∂r∂φ,
and
/parenleftbigg∂2
∂r2+k2/parenrightbigg
(r˜Eφ)=1
sinθ∂2˜Er
∂φ∂r+jω˜µ∂˜Hr
∂θ, (5.158)
/parenleftbigg∂2
∂r2+k2/parenrightbigg
(r˜Eθ)=∂2˜Er
∂θ∂r+jω˜µ1
sinθ∂˜Hr
∂φ. (5.159)
Hence we can represent the electromagnetic field in a source-free region in terms of
the two scalar quantities ˜Erand ˜Hr. Superposition allows us to solve the TE case with
˜Er=0and the TM case with ˜Hr=0, and combine the results for the general expansion
of the field.
TE–TM decomposition in terms of potential functions. If we allow the vector
potential (or Hertzian potential) to have only an r-component, then the resulting fields
are TE or TM to the r-direction. Unfortunately, this scalar component does not satisfy
the Helmholtz equation. If we wish to use a potential component that satisfies theHelmholtz equation then we must discard the Lorentz condition and choose a differentrelationship between the vector and scalar potentials.
1. TM fields. To generate fields TM to rwe recall that the electromagnetic fields
may be written in terms of electric vector and scalar potentials as
˜E=− jω˜A
e−∇φe, (5.160)
˜B=∇× ˜Ae. (5.161)
In a source-free region we have by Ampere’s law
˜E=1
jω˜µ˜/epsilon1c∇× ˜B=1
jω˜µ˜/epsilon1c∇×(∇× ˜Ae).
Here ˜φeand ˜Aemust satisfy a differential equation that may be derived by examining
∇×(∇× ˜E)=− jω∇× ˜B=− jω(jω˜µ˜/epsilon1c˜E)=k2˜E,
where k2=ω2˜µ˜/epsilon1c. Substitution from (5.160) gives
∇×/parenleftbig
∇× [−jω˜Ae−∇ ˜φe]/parenrightbig
=k2[−jω˜Ae−∇ ˜φe]
or
∇×(∇× ˜Ae)−k2˜Ae=k2
jω∇˜φe. (5.162)
We are still free to specify ∇·˜Ae.
At this point let us examine the effect of choosing a vector potential with only an
r-component: ˜Ae=ˆr˜Ae. Since
∇×(ˆr˜Ae)=ˆθ
rsinθ∂˜Ae
∂φ−ˆφ
r∂˜Ae
∂θ(5.163)
we see that B=∇× ˜Aehas no r-component. Since
∇×(∇× ˜Ae)=−ˆr
rsinθ/bracketleftbigg1
r∂
∂θ/parenleftbigg
sinθ∂˜Ae
∂θ/parenrightbigg
+1
rsinθ∂2˜Ae
∂φ2/bracketrightbigg
+ˆθ
r∂2˜Ae
∂r∂θ+ˆφ
rsinθ∂2˜Ae
∂r∂φ
we see that ˜E∼∇× (∇× ˜Ae)has all three components. This choice of ˜Aeproduces a
field TM to the r-direction. We need only choose ∇·˜Aeso that the resulting differential
equation is convenient to solve. Substituting the above expressions into (5.162) we findthat
−ˆr
rsinθ/bracketleftbigg1
r∂
∂θ/parenleftbigg
sinθ∂˜Ae
∂θ/parenrightbigg
+1
rsinθ∂2˜Ae
∂φ2/bracketrightbigg
+ˆθ
r∂2˜Ae
∂r∂θ+ˆφ
rsinθ∂2˜Ae
∂r∂φ−ˆrk2˜Ae=
ˆrk2
jω∂˜φe
∂r+ˆθ
rk2
jω∂˜φe
∂θ+ˆφ
rsinθk2
jω∂˜φe
∂φ. (5.164)
Since ∇·˜Aeonly involves the derivatives of ˜Aewith respect to r, we may specify ∇·˜Ae
indirectly through
˜φe=jω
k2∂˜Ae
∂r.
With this (5.164) becomes
1
rsinθ/bracketleftbigg1
r∂
∂θ/parenleftbigg
sinθ∂˜Ae
∂θ/parenrightbigg
+1
rsinθ∂2˜Ae
∂φ2/bracketrightbigg
+k2˜Ae+∂2˜Ae
∂r2=0.
Using
1
r∂
∂r/bracketleftbigg
r2∂
∂r/parenleftbigg˜Ae
r/parenrightbigg/bracketrightbigg
=∂2˜Ae
∂r2
we can write the differential equation as
1
r2∂
∂r/bracketleftbigg
r2∂(˜Ae/r)
∂r/bracketrightbigg
+1
r2sinθ∂
∂θ/bracketleftbigg
sinθ∂(˜Ae/r)
∂θ/bracketrightbigg
+1
r2sin2θ∂2(˜Ae/r)
∂φ2+k2˜Ae
r=0.
The first three terms of this expression are precisely the Laplacian of ˜Ae/r.T h u s we
have
(∇2+k2)/parenleftbigg˜Ae
r/parenrightbigg
=0 (5.165)
and the quantity ˜Ae/rsatisfies the homogeneous Helmholtz equation.
The TM fields generated by the vector potential ˜Ae=ˆr˜Aemay be found by using
(5.160) and (5.161). From (5.160) we have the electric field
˜E=− jω˜Ae−∇ ˜φe=− jωˆr˜Ae−∇/parenleftbiggjω
k2∂˜Ae
∂r/parenrightbigg
.
Expanding the gradient we have the field components
˜Er=1
jω˜µ˜/epsilon1c/parenleftbigg∂2
∂r2+k2/parenrightbigg
˜Ae, (5.166)
˜Eθ=1
jω˜µ˜/epsilon1c1
r∂2˜Ae
∂r∂θ, (5.167)
˜Eφ=1
jω˜µ˜/epsilon1c1
rsinθ∂2˜Ae
∂r∂φ. (5.168)
The magnetic field components are found using (5.161) and (5.163):
˜Hθ=1
˜µ1
rsinθ∂˜Ae
∂φ, (5.169)
˜Hφ=−1
˜µ1
r∂˜Ae
∂θ. (5.170)
2. TE fields. To generate fields TE to rwe recall that the electromagnetic fields in
a source-free region may be written in terms of magnetic vector and scalar potentials as
˜H=− jω˜Ah−∇φh, (5.171)
˜D=− ∇× ˜Ah. (5.172)
In a source-free region we have from Faraday’s law
˜H=1
−jω˜µ˜/epsilon1c∇× ˜D=1
jω˜µ˜/epsilon1c∇×(∇× ˜Ah).
Here ˜φhand ˜Ahmust satisfy a differential equation that may be derived by examining
∇×(∇× ˜H)=jω∇× ˜D=jω˜/epsilon1c(−jω˜µ˜H)=k2˜H,
where k2=ω2˜µ˜/epsilon1c. Substitution from (5.171) gives
∇×/parenleftbig
∇× [−jω˜Ah−∇ ˜φh]/parenrightbig
=k2[−jω˜Ah−∇ ˜φh]
or
∇×(∇× ˜Ah)−k2˜Ah=k2
jω∇˜φh. (5.173)
Choosing ˜Ah=ˆr˜Ahand
˜φh=jω
k2∂˜Ah
∂r
we find, as with the TM fields,
(∇2+k2)/parenleftbigg˜Ah
r/parenrightbigg
=0. (5.174)
Thus the quantity ˜Ah/robeys the Helmholtz equation.
We can find the TE fields using (5.171) and (5.172). Substituting we find that
˜Hr=1
jω˜µ˜/epsilon1c/parenleftbigg∂2
∂r2+k2/parenrightbigg
˜Ah, (5.175)
˜Hθ=1
jω˜µ˜/epsilon1c1
r∂2˜Ah
∂r∂θ, (5.176)
˜Hφ=1
jω˜µ˜/epsilon1c1
rsinθ∂2˜Ah
∂r∂φ, (5.177)
˜Eθ=−1
˜/epsilon1c1
rsinθ∂˜Ah
∂φ, (5.178)
˜Eφ=1
˜/epsilon1c1
r∂˜Ah
∂θ. (5.179)
Example of spherical TE–TM decomposition: a plane wave. Consider a uni-
form plane wave propagating in the z-direction in a lossless, homogeneous material of
permittivity /epsilon1and permeability µ, such that its electromagnetic field is
˜E(r,ω)=ˆx˜E0(ω)e−jkz=ˆx˜E0(ω)e−jkrcosθ,
˜H(r,ω)=ˆy˜E0(ω)
ηe−jkz=ˆx˜E0(ω)
ηe−jkrcosθ.
We wish to represent this field in terms of the superposition of a field TE to rand a field
TM to r. We first find the potential functions ˜Ae=ˆr˜Aeand ˜Ah=ˆr˜Ahthat represent
the field. Then we may use (5.166)–(5.170) and (5.175)–(5.179) to find the TE and TMrepresentations.
From (5.166) we see that ˜A
eis related to ˜Er, where ˜Eris given by
˜Er=˜E0sinθcosφe−jkrcosθ=˜E0cosφ
jkr∂
∂θ/bracketleftbig
e−jkrcosθ/bracketrightbig
.
We can separate the randθdependences of the exponential function by using the identity
(E.101). Since jn(−z)=(−1)njn(z)=j−2njn(z)we have
e−jkrcosθ=∞/summationdisplay
n=0j−n(2n+1)jn(kr)Pn(cosθ).
Using
∂Pn(cosθ)
∂θ=∂P0
n(cosθ)
∂θ=P1
n(cosθ)
we thus have
˜Er=−j˜E0cosφ
kr∞/summationdisplay
n=1j−n(2n+1)jn(kr)P1
n(cosθ).
Here we start the sum at n=1since P1
0(x)=0. We can nowidentify the vector potential
as
˜Ae
r=˜E0k
ωcosφ∞/summationdisplay
n=1j−n(2n+1)
n(n+1)jn(kr)P1
n(cosθ) (5.180)
since by direct differentiation we have
˜Er=1
jω˜µ˜/epsilon1c/parenleftbigg∂2
∂r2+k2/parenrightbigg
˜Ae
=˜E0k
jω2˜µ˜/epsilon1ccosφ∞/summationdisplay
n=1j−n(2n+1)
n(n+1)P1
n(cosθ)/parenleftbigg∂2
∂r2+k2/parenrightbigg
[rjn(kr)]
=−j˜E0cosφ
kr∞/summationdisplay
n=1j−n(2n+1)jn(kr)P1
n(cosθ),
which satisfies (5.166). Here we have used the defining equation of the spherical Bessel
functions (E.15) to showthat
/parenleftbigg∂2
∂r2+k2/parenrightbigg
[rjn(kr)]=r∂2
∂r2jn(kr)+2∂
∂rjn(kr)+k2rjn(kr)
=k2r/bracketleftbigg∂2
∂(kr)2+2
kr∂
∂(kr)/bracketrightbigg
jn(kr)+k2rjn(kr)
=−k2r/bracketleftbigg
1−n(n+1)
(kr)2/bracketrightbigg
jn(kr)+k2rjn(kr)=n(n+1)
rjn(kr).
We note immediately that ˜Ae/rsatisfies the Helmholtz equation (5.165) since it has the
form of the separation of variables solution (D.113).
We may find the vector potential ˜Ah=ˆr˜Ahin the same manner. Noting that
˜Hr=˜E0
ηsinθsinφe−jkrcosθ=˜E0sinφ
ηjkr∂
∂θ/bracketleftbig
e−jkrcosθ/bracketrightbig
=1
jω˜µ˜/epsilon1c/parenleftbigg∂2
∂r2+k2/parenrightbigg
˜Ah,
we have the potential
˜Ah
r=˜E0k
ηωsinφ∞/summationdisplay
n=1j−n(2n+1)
n(n+1)jn(kr)P1
n(cosθ). (5.181)
We may nowcompute the transverse components of the TM field using (5.167)–(5.170).
For convenience, let us define a newfunction ˆJnby
ˆJn(x)=xjn(x).
Then we may write
˜Er=−j˜E0cosφ
(kr)2∞/summationdisplay
n=1j−n(2n+1)ˆJn(kr)P1
n(cosθ), (5.182)
˜Eθ=j˜E0
krsinθcosφ∞/summationdisplay
n=1anˆJ/prime
n(kr)P1
n/prime(cosθ), (5.183)
˜Eφ=j˜E0
krsinθsinφ∞/summationdisplay
n=1anˆJ/prime
n(kr)P1
n(cosθ), (5.184)
˜Hθ=−˜E0
krηsinθsinφ∞/summationdisplay
n=1anˆJn(kr)P1
n(cosθ), (5.185)
˜Hφ=˜E0
krηsinθcosφ∞/summationdisplay
n=1anˆJn(kr)P1
n/prime(cosθ). (5.186)
Here
ˆJ/prime
n(x)=d
dxˆJn(x)=d
dx[xjn(x)]=xj/prime
n(x)+jn(x)
and
an=j−n(2n+1)
n(n+1). (5.187)
Similarly, we have the TE fields from (5.176)–(5.179):
˜Hr=−j˜E0sinφ
η(kr)2∞/summationdisplay
n=1j−n(2n+1)ˆJn(kr)P1
n(cosθ), (5.188)
˜Hθ=j˜E0
ηkrsinθsinφ∞/summationdisplay
n=1anˆJ/prime
n(kr)P1
n/prime(cosθ), (5.189)
˜Hφ=− j˜E0
ηkrsinθcosφ∞/summationdisplay
n=1anˆJ/prime
n(kr)P1
n(cosθ), (5.190)
˜Eθ=−˜E0
krsinθcosφ∞/summationdisplay
n=1anˆJn(kr)P1
n(cosθ), (5.191)
˜Eφ=−˜E0
krsinθsinφ∞/summationdisplay
n=1anˆJn(kr)P1
n/prime(cosθ). (5.192)
The total field is then the sum of the TE and TM components.
Example of spherical TE–TM decomposition: scattering by a conducting
sphere. Consider a PEC sphere of radius acentered at the origin and imbedded in a
homogeneous, isotropic material having parameters ˜µand ˜/epsilon1c. The sphere is illuminated
by a plane wave incident along the z-axis with the fields
˜E(r,ω)=ˆx˜E0(ω)e−jkz=ˆx˜E0(ω)e−jkrcosθ,
˜H(r,ω)=ˆy˜E0(ω)
ηe−jkz=ˆx˜E0(ω)
ηe−jkrcosθ.
We wish to find the field scattered by the sphere.
The boundary condition that determines the scattered field is that the total (incident
plus scattered) electric field tangential to the sphere must be zero. We sawin the previousexample that the incident electric field may be written as the sum of a field TE to the
r-direction and a field TM to the r-direction. Since the region external to the sphere
is source-free, we may also represent the scattered field as a sum of TE and TM fields.These may be found from the functions ˜A
s
eand ˜As
h, which obey the Helmholtz equations
(5.165) and (5.174). The general solution to the Helmholtz equation may be found usingthe separation of variables technique in spherical coordinates, as shown in §A.4, and is
given by
/braceleftbigg˜A
s
e/r
˜As
h/r/bracerightbigg
=∞/summationdisplay
n=0n/summationdisplay
m=−nCnmYnm(θ, φ) h(2)
n(kr).
Here Ynmis the spherical harmonic and we have chosen the spherical Hankel function h(2)
n
as the radial dependence since it represents the expected outward-going wave behavior
of the scattered field. Since the incident field generated by the potentials (5.180) and(5.181) exactly cancels the field generated by ˜A
s
eand ˜As
hon the surface of the sphere, by
orthogonality the scattered potential must have φandθdependencies that match those
of the incident field. Thus
˜As
e
r=˜E0k
ωcosφ∞/summationdisplay
n=1bnh(2)
n(kr)P1
n(cosθ),
˜As
h
r=˜E0k
ηωsinφ∞/summationdisplay
n=1cnh(2)
n(kr)P1
n(cosθ),
where bnand cnare constants to be determined by the boundary conditions. By super-
position the total field may be computed from the total potentials, which are the sum ofthe incident and scattered potentials. These are given by
˜A
t
e
r=˜E0k
ωcosφ∞/summationdisplay
n=1/bracketleftbig
anjn(kr)+bnh(2)
n(kr)/bracketrightbig
P1
n(cosθ),
˜At
h
r=˜E0k
ηωsinφ∞/summationdisplay
n=1/bracketleftbig
anjn(kr)+cnh(2)
n(kr)/bracketrightbig
P1
n(cosθ),
where anis given by (5.187).
The total transverse electric field is found by superposing the TE and TM transverse
fields found from the total potentials. We have already computed the transverse incidentfields and may easily generalize these results to the total potentials. By (5.183) and(5.191) we have
˜E
t
θ(a)=j˜E0
kasinθcosφ∞/summationdisplay
n=1/bracketleftbig
anˆJ/prime
n(ka)+bnˆH(2)/prime
n(ka)/bracketrightbig
P1
n/prime(cosθ)−
−˜E0
kasinθcosφ∞/summationdisplay
n=1/bracketleftbig
anˆJn(ka)+cnˆH(2)
n(ka)/bracketrightbig
P1
n(cosθ)=0,
where
ˆH(2)
n(x)=xh(2)
n(x).
By (5.184) and (5.192) we have
˜Et
φ(a)=j˜E0
kasinθsinφ∞/summationdisplay
n=1/bracketleftbig
anˆJ/prime
n(ka)+bnˆH(2)/prime
n(ka)/bracketrightbig
P1
n(cosθ)−
−˜E0
kasinθsinφ∞/summationdisplay
n=1/bracketleftbig
anˆJn(ka)+cnˆH(2)
n(ka)/bracketrightbig
P1
n/prime(cosθ)=0.
These two sets of equations are satisfied by the conditions
bn=−ˆJ/prime
n(ka)
ˆH(2)/prime
n(ka)an, cn=−ˆJn(ka)
ˆH(2)
n(ka)an.
We can noww rite the scattered electric fields as
˜Es
r=− j˜E0cosφ∞/summationdisplay
n=1bn/bracketleftbigˆH(2)/prime/prime
n(kr)+ˆH(2)
n(kr)/bracketrightbig
P1
n(cosθ),
˜Es
θ=˜E0
krcosφ∞/summationdisplay
n=1/bracketleftbigg
jbnsinθˆH(2)/prime
n(kr)P1
n/prime(cosθ)−cn1
sinθˆH(2)
n(kr)P1
n(cosθ)/bracketrightbigg
,
˜Es
φ=˜E0
krsinφ∞/summationdisplay
n=1/bracketleftbigg
jbn1
sinθˆH(2)/prime
n(kr)P1
n(cosθ)−cnsinθˆH(2)
n(kr)P1
n/prime(cosθ)/bracketrightbigg
.
Let us approximate the scattered field for observation points far from the sphere. We
may approximate the spherical Hankel functions using (E.68) as
ˆH(2)
n(z)=zh(2)
n(z)≈jn+1e−jz, ˆH(2)/prime
n(z)≈jne−jz, ˆH(2)/prime/prime
n(z)≈− jn+1e−jz.
Substituting these we find that ˜Er→0as expected for the far-zone field, while
˜Es
θ≈˜E0e−jkr
krcosφ∞/summationdisplay
n=1jn+1/bracketleftbigg
bnsinθP1
n/prime(cosθ)−cn1
sinθP1
n(cosθ)/bracketrightbigg
,
˜Es
φ≈˜E0e−jkr
krsinφ∞/summationdisplay
n=1jn+1/bracketleftbigg
bn1
sinθP1
n(cosθ)−cnsinθP1
n/prime(cosθ)/bracketrightbigg
.
0123456789 1 0
ka0.010.101.0010.00 σ/πa2
Figure 5.6: Monostatic radar cross-section of a conducting sphere.
From the far-zone fields we can compute the radar cross-section (RCS) or echo area
of the sphere, which is defined by
σ=lim
r→∞/parenleftbigg
4πr2|˜Es|2
|˜Ei|2/parenrightbigg
. (5.193)
Carrying units of m2, this quantity describes the relative energy density of the scattered
fieldnormalize dbythedistanc efromthescatterin gobject.Figure5.6showstheRCSof
a conducting sphere in free space for the monostatic case: when the observation direction
is aligned with the direction of the incident wave (i.e., θ=π), also called the backscatter
direction. At lowfrequencies the RCS is proportional to λ−4; this is the range of Rayleigh
scattering , showing that higher-frequency light scatters more strongly from microscopic
particles in the atmosphere (explaining why the sky is blue) [19]. At high frequencies the
result approaches that of geometrical optics, and the RCS becomes the interception areaof the sphere, πa
2. This is the region of optical scattering . Between these two regions
lies the resonance region , or the region of Mie scattering , named for G. Mie who in 1908
published the first rigorous solution for scattering by a sphere (followed soon after byDebye in 1909).
Several interesting phenomena of sphere scattering are best examined in the time do-
main. We may compute the temporal scattered field by taking the inverse transformofthefrequency-domai nfield.Figure5.7shows E
θ(t)computed in the backscatter
direction ( θ=π) when the incident field waveform E0(t)is a gaussian pulse and the
sphere is in free space. Two distinct features are seen in the scattered field waveform.The first is a sharp pulse almost duplicating the incident field waveform, but of oppositepolarity. This is the specular reflection produced when the incident field first contacts
the sphere and begins to induce a current on the sphere surface. The second feature,called the creeping wave , occurs at a time approximately (2+π)a/cseconds after the
-0.5 0.0 0.5 1.0 1.5 2.0
t/(2πa/c)-1.2-0.8-0.4-0.00.40.81.2Relative amplitudeincident field
waveform
A: specular
reflectionB: creeping waveAB
Figure 5.7: Time-domain field back-scattered by a conducting sphere.
specular reflection. This represents the field radiated back along the incident direction
by a wave of current excited by the incident field at the tangent point, which travelsaround the sphere at approximately the speed of light in free space. Although this wavecontinues to traverse the sphere, its amplitude is reduced so significantly by radiationdamping that only a single feature is seen.
5.5 Problems
5.1Verify that the fields and sources obeying even planar reflection symmetry obey the
component Maxwell’s equations (5.1)–(5.6). Repeat for fields and sources obeying oddplanar reflection symmetry.
5.2We wish to investigate reflection symmetry through the origin in a homogeneous
medium. Under what conditions on magnetic field, magnetic current density, and electriccurrent density are we guaranteed that
E
x(x,y,z)=Ex(−x,−y,−z),
Ey(x,y,z)=Ey(−x,−y,−z),
Ez(x,y,z)=Ez(−x,−y,−z)?
5.3We wish to investigate reflection symmetry through an axis in a homogeneous
medium. Under what conditions on magnetic field, magnetic current density, and electriccurrent density are we guaranteed that
E
x(x,y,z)=− Ex(−x,−y,z),
Ey(x,y,z)=− Ey(−x,−y,z),
Ez(x,y,z)=Ez(−x,−y,z)?
5.4Consider an electric Hertzian dipole located on the z-axis at z=h. Showthat
if the dipole is parallel to the plane z=0, then adding an oppositely-directed dipole of
the same strength at z=− hproduces zero electric field tangential to the plane. Also
showthat if the dipole is z-directed, then adding another z-directed dipole at z=− h
produces zero electric field tangential to the z=0plane. Since the field for z>0is
unaltered in each case if we place a PEC in the z=0plane, we establish that tangential
components of electric current image in the opposite direction while vertical componentsimage in the same direction.
5.5Consider a z-directed electric line source ˜I
0located at y=h,x=0between con-
ducting planes at y=± d,d>h. The material between the plates has permeability
˜µ(ω)and complex permittivity ˜/epsilon1c(ω). Write the impressed and scattered fields in terms
of Fourier transforms and apply the boundary conditions at z=± dto determine the
electric field between the plates. Show that the result is identical to the expression (5.8)obtained using symmetry decomposition, which required the boundary condition to beapplied only on the top plate.
5.6Consider a z-directed electric line source ˜I
0located at y=h,x=0in free space
above a dielectric slab occupying −d<y<d,d<h. The slab has permeability µ0and
permittivity /epsilon1. Decompose the source into even and odd constituents and solve for the
electric field everywhere using the Fourier transform approach. Describe how you woulduse the even and odd solutions to solve the problem of a dielectric slab located on top ofa PEC ground plane.
5.7Consider an unbounded, homogeneous, isotropic medium described by permeabil-
ity˜µ(ω)and complex permittivity ˜/epsilon1
c(ω). Assuming there are magnetic sources present,
but no electric sources, showthat the fields may be w ritten as
˜H(r)=− jω˜/epsilon1c/integraldisplay
V¯Ge(r|r/prime;ω)·˜Ji
m(r/prime,ω)dV/prime,
˜E(r)=/integraldisplay
V¯Gm(r|r/prime;ω)·˜Ji
m(r/prime,ω)dV/prime,
where ¯Geis given by (5.83) and ¯Gmis given by (5.84).
5.8Showthat for a cubical excluding volume the depolarizing dyadic is ¯L=¯I/3.
5.9Compute the depolarizing dyadic for a cylindrical excluding volume with height
and diameter both 2a, and with the limit taken as a→0. Showthat ¯L=0.293¯I.
5.10 Showthat the spherical w ave function
˜ψ(r,ω)=e−jkr
4πr
obeys the radiation conditions (5.96) and (5.97).
5.11 Verify that the transverse component of the Laplacian of Ais
(∇2A)t=/bracketleftbigg
∇t(∇t·At)+∂2At
∂u2−∇ t×∇ t×At/bracketrightbigg
.
Verify that the longitudinal component of the Laplacian of Ais
ˆu/parenleftbigˆu·∇2A/parenrightbig
=ˆu∇2Au.
5.12 Verify the identities (B.82)–(B.93).
5.13 Verify the identities (B.94)–(B.98).
5.14 Derive the formula (5.112) for the transverse component of the electric field.
5.15 The longitudinal/transverse decomposition can be performed beginning with the
time-domain Maxwell’s equations. Show that for a homogeneous, lossless, isotropic regiondescribed by permittivity /epsilon1and permeability µthe longitudinal fields obey the wave
equations
/parenleftbigg∂
2
∂u2−1
v2∂2
∂t2/parenrightbigg
Ht=∇ t∂Hu
∂u−/epsilon1ˆu×∇ t∂Eu
∂t+/epsilon1∂Jmt
∂t−ˆu×∂Jt
∂u,
/parenleftbigg∂2
∂u2−1
v2∂2
∂t2/parenrightbigg
Et=∇ t∂Eu
∂u+µˆu×∇ t∂Hu
∂t+ˆu×∂Jmt
∂u+µ∂Jt
∂t.
Also showthat the transverse fields may be found from the longitudinal fields by solving
/parenleftbigg
∇2−1
v2∂
∂t2/parenrightbigg
Eu=1
/epsilon1∂ρ
∂u+µ∂Ju
∂t+∇ t×Jmt,
/parenleftbigg
∇2−1
v2∂
∂t2/parenrightbigg
Hu=1
µ∂ρm
∂u+/epsilon1∂Jmu
∂t−∇ t×Jt.
Herev=1/õ/epsilon1.
5.16 Consider a homogeneous, lossless, isotropic region of space described by permittiv-
ity/epsilon1and permeability µ. Beginning with the source-free time-domain Maxwell equa-
tions in rectangular coordinates, choose zas the longitudinal direction and showthat the
TE–TM decomposition is given by
/parenleftbigg∂2
∂z2−1
v2∂2
∂t2/parenrightbigg
Ey=∂2Ez
∂z∂y+µ∂2Hz
∂x∂t, (5.194)
/parenleftbigg∂2
∂z2−1
v2∂2
∂t2/parenrightbigg
Ex=∂2Ez
∂x∂z−µ∂2Hz
∂y∂t, (5.195)
/parenleftbigg∂2
∂z2−1
v2∂2
∂t2/parenrightbigg
Hy=−/epsilon1∂2Ez
∂x∂t+∂2Hz
∂y∂z, (5.196)
/parenleftbigg∂2
∂z2−1
v2∂2
∂t2/parenrightbigg
Hx=/epsilon1∂2Ez
∂y∂t+∂2Hz
∂x∂z, (5.197)
with
/parenleftbigg
∇2−1
v2∂2
∂t2/parenrightbigg
Ez=0, (5.198)
/parenleftbigg
∇2−1
v2∂2
∂t2/parenrightbigg
Hz=0. (5.199)
Herev=1/õ/epsilon1.
5.17 Consider the case of TM fields in the time domain. Showthat for a homogeneous,
isotropic, lossless medium with permittivity /epsilon1and permeability µthe fields may be
derived from a single Hertzian potential Πe(r,t)=ˆu˜/Pi1e(r,t)that satisfies the wave
equation
/parenleftbigg
∇2−1
v2∂2
∂t2/parenrightbigg
/Pi1e=0
and that the fields are
E=∇ t∂/Pi1 e
∂u+ˆu/parenleftbigg∂2
∂u2−1
v2∂2
∂t2/parenrightbigg
/Pi1e, H=−/epsilon1ˆu×∇ t∂/Pi1 e
∂t.
5.18 Consider the case of TE fields in the time domain. Showthat for a homogeneous,
isotropic, lossless medium with permittivity /epsilon1and permeability µthe fields may be
derived from a single Hertzian potential Πh(r,t)=ˆu˜/Pi1h(r,t)that satisfies the wave
equation
/parenleftbigg
∇2−1
v2∂2
∂t2/parenrightbigg
/Pi1h=0
and that the fields are
E=µˆu×∇ t∂/Pi1 h
∂t, H=∇ t∂/Pi1 h
∂u+ˆu/parenleftbigg∂2
∂u2−1
v2∂2
∂t2/parenrightbigg
/Pi1h.
5.19 Showthat in the time domain TEM fields may be w ritten for a homogeneous,
isotropic, lossless medium with permittivity /epsilon1and permeability µin terms of a Hertzian
potential Πe=ˆu/Pi1ethat satisfies
∇2
t/Pi1e=0
and that the fields are
E=∇ t∂/Pi1 e
∂u, H=−/epsilon1ˆu×∇ t∂/Pi1 e
∂t.
5.20 Showthat in the time domain TEM fields may be w ritten for a homogeneous,
isotropic, lossless medium with permittivity /epsilon1and permeability µin terms of a Hertzian
potential Πh=ˆu/Pi1hthat satisfies
∇2
t/Pi1h=0
and that the fields are
E=µˆu×∇ t∂/Pi1 h
∂t, H=∇ t∂/Pi1 h
∂u.
5.21 Consider a TEM plane-wave field of the form
˜E=ˆx˜E0e−jkz, ˜H=ˆy˜E0
ηe−jkz,
where k=ω√µ/epsilon1andη=√µ//epsilon1. Showthat:
(a)˜Emay be obtained from ˜Husing the equations for a field that is TE y;
(b) ˜Hmay be obtained from ˜Eusing the equations for a field that is TM x;
(c)˜Eand ˜Hmay be obtained from the potential ˜Πh=ˆy(˜E0/k2η)e−jkz;
(d) ˜Eand ˜Hmay be obtained from the potential ˜Πe=ˆx(˜E0/k2)e−jkz;
(e)˜Eand ˜Hmay be obtained from the potential ˜Πe=ˆz(j˜E0x/k)e−jkz;
(f)˜Eand ˜Hmay be obtained from the potential ˜Πh=ˆz(j˜E0y/kη)e−jkz.
5.22 Prove the orthogonality relationships (5.149) and (5.150) for the longitudinal
fields in a lossless waveguide. Hint: Substitute a=ˇψeand b=ˇψhinto Green’s second
identity (B.30) and apply the boundary conditions for TE and TM modes.
5.23 Verify the waveguide orthogonality conditions (5.151)-(5.152) by substituting the
field expressions for a rectangular waveguide.
5.24 Showthat the time-average pow er carried by a propagating TE mode in a lossless
waveguide is given by
Pav=1
2ωµβ k2
c/integraldisplay
CSˇψhˇψ∗
hdS.
5.25 Showthat the time-average stored energy per unit length for a propagating TE
mode in a lossless waveguide is
/angbracketleftWe/angbracketright/l=/angbracketleftWm/angbracketright/l=/epsilon1
4(ωµ)2k2
c/integraldisplay
CSˇψhˇψ∗
hdS.
5.26 Consider a waveguide of circular cross-section aligned on the z-axis and filled with
a lossless material having permittivity /epsilon1and permeability µ. Solve for both the TE and
TM fields within the guide. List the first ten modes in order by cutoff frequency.
5.27 Consider a propagating TM mode in a lossless rectangular waveguide. Show that
the time-average power carried by the propagating wave is
Pavnm=1
2ω/epsilon1β nmk2
cnm|Anm|2ab
4.
5.28 Consider a propagating TE mode in a lossless rectangular waveguide. Show that
the time-average power carried by the propagating wave is
Pavnm=1
2ωµβ nmk2
cnm|Bnm|2ab
4.
5.29 Consider a homogeneous, lossless region of space characterized by permeability µ
and permittivity /epsilon1. Beginning with the time-domain Maxwell equations, show that the
θandφcomponents of the electromagnetic fields can be written in terms of the radial
components. From this give the TE r–TM rfield decomposition.
5.30 Consider the formula for the radar cross-section of a PEC sphere (5.193). Show
that for the monostatic case the RCS becomes
σ=λ2
4π/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle∞/summationdisplay
n=1(−1)n(2n+1)
ˆH(2)/prime
n(ka)ˆH(2)
n(ka)/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle2
.
5.31 Beginning with the monostatic formula for the RCS of a conducting sphere given
in Problem 5.30, use the small-argument approximation to the spherical Hankel functionsto showthat the RCS is proportional to λ
−4when ka/lessmuch1.
5.32 Beginning with the monostatic formula for the RCS of a conducting sphere given
in Problem 5.30, use the large-argument approximation to the spherical Hankel functionsto showthat the RCS approaches the interception area of the sphere, πa
2,a ska→∞.
5.33 A material sphere of radius ahas permittivity /epsilon1and permeability µ. The sphere
is centered at the origin and illuminated by a plane wave traveling in the z-direction with
the fields
˜E(r,ω)=ˆx˜E0(ω)e−jkz, ˜H(r,ω)=ˆy˜E0(ω)
ηe−jkz.
Find the fields internal and external to the sphere.
Chapter 6
Integral solutions of Maxwell’s equations
6.1 Vector Kirchoff solution: method of Stratton and Chu
One of the most powerful tools for the analysis of electromagnetics problems is the
integral solution to Maxwell’s equations formulated by Stratton and Chu [187, 188].These authors used the vector Green’s theorem to solve for ˜Eand ˜Hin much the same
way as is done in static fields with the scalar Green’s theorem. An alternative approach isto use the Lorentz reciprocity theorem of §4.10.2, as done by Fradin [74]. The reciprocity
approach allows the identification of terms arising from surface discontinuities, whichmust be added to the result obtained from the other approach [187].
6.1.1 The Stratton–Chu formula
Consider an isotropic, homogeneous medium occupying a bounded region Vin space.
The medium is described by permeability ˜µ(ω), permittivity ˜/epsilon1(ω), and conductivity ˜σ(ω).
The region Vis bounded by a surface S, which can be multiply-connected so that Sis
the union of several surfaces S1 ,...,SN asshowninFigure6.1;theseareusedtoexclude
unknown sources and to formulate the vector Huygens principle . Impressed electric and
magnetic sources may thus reside both inside and outside V.
We wish to solve for the electric and magnetic fields at a point rwithin V. To do this we
employ the Lorentz reciprocity theorem (4.173), written here using the frequency-domainfields as an integral over primed coordinates:
−/contintegraldisplay
S/bracketleftbig˜Ea(r/prime,ω)טHb(r/prime,ω)−˜Eb(r/prime,ω)טHa(r/prime,ω)/bracketrightbig
·ˆn/primedS/prime=
/integraldisplay
V/bracketleftbig˜Eb(r/prime,ω)·˜Ja(r/prime,ω)−˜Ea(r/prime,ω)·˜Jb(r/prime,ω)− (6.1)
˜Hb(r/prime,ω)·˜Jma(r/prime,ω)+˜Ha(r/prime,ω)·˜Jmb(r/prime,ω)/bracketrightbig
dV/prime. (6.2)
Note that the negative sign on the left arises from the definition of ˆnas the inward normal
to V asshowninFigure6.1.Weplaceanelectri cHertzia ndipoleatthepoint r = rp
where we wish to compute the field, and set ˜Eb=˜Epand ˜Hb=˜Hpin the reciprocity
theorem, where ˜Epand ˜Hpare the fields produced by the dipole (5.88)–(5.89):
˜Hp(r,ω)=jω∇× [˜pG(r|rp;ω)], (6.3)
˜Ep(r,ω)=1
˜/epsilon1c∇×/parenleftbig
∇× [˜pG(r|rp;ω)]/parenrightbig
. (6.4)
Figure 6.1: Geometry used to derive the Stratton–Chu formula.
We also let ˜Ea=˜Eand ˜Ha=˜H, where ˜Eand ˜Hare the fields produced by the impressed
sources ˜Ja=˜Jiand ˜Jma=˜Ji
mwithin Vthat we wish to find at r=rp. Since the dipole
fields are singular at r=rp, we must exclude the point rpwith a small spherical surface
Sδsurroundin gthevolume VδasshowninFigure6.1.Substitutin gthesefieldsinto(6.2)
we obtain
−/contintegraldisplay
S+Sδ/bracketleftbig˜EטHp−˜EpטH/bracketrightbig
·ˆn/primedS/prime=/integraldisplay
V−Vδ/bracketleftbig˜Ep·˜Ji−˜Hp·˜Ji
m/bracketrightbig
dV/prime. (6.5)
A useful identity involves the spatially-constant vector ˜pand the Green’s function
G(r/prime|rp):
∇/prime×/bracketleftbig
∇/prime×(G˜p)/bracketrightbig
=∇/prime[∇/prime·(G˜p)]−∇/prime2(G˜p)
=∇/prime[∇/prime·(G˜p)]−˜p∇/prime2G
=∇/prime(˜p·∇/primeG)+˜pk2G, (6.6)
where we have used ∇/prime2G=−k2Gforr/prime/negationslash=rp.
We begin by computing the terms on the left side of (6.5). We suppress the r/primede-
pendence of the fields and also the dependencies of G(r/prime|rp). Substituting from (6.3) we
have
/contintegraldisplay
S+Sδ[˜EטHp]·ˆn/primedS/prime=jω/contintegraldisplay
S+Sδ/bracketleftbig˜E×∇/prime×(G˜p)/bracketrightbig
·ˆn/primedS/prime.
Using ˆn/prime·[˜E×∇/prime×(G˜p)]=ˆn/prime·[˜E×(∇/primeGטp)]=(ˆn/primeטE)·(∇/primeGטp)we can write
/contintegraldisplay
S+Sδ[˜EטHp]·ˆn/primedS/prime=jω˜p·/contintegraldisplay
S+Sδ[ˆn/primeטE]×∇/primeGdS/prime.
Figure 6.2: Decomposition of surface Snto isolate surface field discontinuity.
Next we examine
/contintegraldisplay
S+Sδ[˜EpטH]·ˆn/primedS/prime=−1
˜/epsilon1c/contintegraldisplay
S+Sδ/bracketleftbig˜H×∇/prime×∇/prime×(G˜p)/bracketrightbig
·ˆn/primedS/prime.
Use of (6.6) along with the identity (B.43) gives
/contintegraldisplay
S+Sδ[˜EpטH]·ˆn/primedS/prime=−1
˜/epsilon1c/contintegraldisplay
S+Sδ/braceleftbig
(˜Hטp)k2G−
−∇/prime×/bracketleftbig
(˜p·∇/primeG)˜H/bracketrightbig
+(˜p·∇/primeG)(∇/primeטH)/bracerightbig
·ˆn/primedS/prime.
We would like to use Stokes’s theorem on the second term of the right-hand side. Since
the theorem is not valid for surfaces on which ˜Hhas discontinuities, we break the closed
surface sinFigure6.1intoopensurface swhoseboundar ycontoursisolatethedisconti-
nuitiesasshowninFigure6.2.Thenwemaywrite
/contintegraldisplay
Sn=Sna+Snbˆn/prime·∇/prime×/bracketleftbig
(˜p·∇/primeG)˜H/bracketrightbig
dS/prime=/contintegraldisplay
/Gamma1na+/Gamma1nbdl/prime·˜H(˜p·∇/primeG).
For surfaces not containing discontinuities of ˜Hthe two contour integrals provide equal
and opposite contributions and this term vanishes. Thus the left-hand side of (6.5) is
−/contintegraldisplay
S+Sδ/bracketleftbig˜EטHp−˜EpטH/bracketrightbig
·ˆn/primedS/prime=
−1
˜/epsilon1c˜p·/braceleftbigg/contintegraldisplay
S+Sδ/bracketleftbig
jω˜/epsilon1c(ˆn/primeטE)×∇/primeG+k2(ˆn/primeטH)G+ˆn/prime·(˜Ji+jω˜/epsilon1c˜E)∇/primeG/bracketrightbig
dS/prime
where we have substituted ˜Ji+jω˜/epsilon1c˜Efor∇/primeטHand used (˜Hטp)·ˆn/prime=˜p·(ˆn/primeטH).
Now consider the right-hand side of (6.5). Substituting from (6.4) we have
/integraldisplay
V−Vδ˜Ep·˜JidV/prime=1
˜/epsilon1c/integraldisplay
V−Vδ˜Ji·/bracketleftbig
∇/prime×∇/prime×(˜pG)/bracketrightbig
dV/prime.
Using (6.6) and (B.42), we have
/integraldisplay
V−Vδ˜Ep·˜JidV/prime=1
˜/epsilon1c/integraldisplay
V−Vδ/braceleftbig
k2(˜p·˜Ji)G+∇/prime·[˜Ji(˜p·∇/primeG)]−(˜p·∇/primeG)∇/prime·˜Ji/bracerightbig
dV/prime.
Figure 6.3: Geometry of surface integral used to extract Eatrp.
Replacing ∇/prime·˜Jiwith−jω˜ρifrom the continuity equation and using the divergence
theorem on the second term on the right-hand side, we then have
/integraldisplay
V−Vδ˜Ep·˜JidV/prime=1
˜/epsilon1c˜p·/bracketleftbigg/integraldisplay
V−Vδ(k2˜JiG+jω˜ρi∇/primeG)dV/prime−/contintegraldisplay
S+Sδ(ˆn/prime·˜Ji)∇/primeGdS/prime/bracketrightbigg
.
Lastly we examine
/integraldisplay
V−Vδ˜Hp·˜Ji
mdV/prime=jω/integraldisplay
V−Vδ˜Ji
m·∇/prime×(G˜p)dV/prime.
Use of ˜Ji
m·∇/prime×(G˜p)=˜Ji
m·(∇/primeGטp)=˜p·(˜Ji
m×∇/primeG)gives
/integraldisplay
V−Vδ˜Hp·˜Ji
mdV/prime=jω˜p·/integraldisplay
V−Vδ˜Ji
m×∇/primeGd V/prime.
We now substitute all terms into (6.5) and note that each term involves a dot product
with ˜p. Since ˜pis arbitrary we have
−/contintegraldisplay
S+Sδ/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime+
+1
jω˜/epsilon1c/contintegraldisplay
/Gamma1a+/Gamma1b(dl/prime·˜H)∇/primeG=/integraldisplay
V−Vδ/bracketleftbigg
−˜Ji
m×∇/primeG+˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/bracketrightbigg
dV/prime.
The electric field may be extracted from the above expression by letting the radius of
the excluding volume Vδrecede to zero. We first consider the surface integral over Sδ.
Examinin gFigure6.3weseethat R =|rp−r/prime|=δ,ˆn/prime=− ˆR, and
∇/primeG(r/prime|rp)=d
dR/parenleftbigge−jkR
4πR/parenrightbigg
∇/primeR=ˆR/parenleftbigg1+jkδ
4πδ2/parenrightbigg
e−jkδ≈ˆR
δ2asδ→0.
Assuming ˜Eis continuous at r/prime=rpwe can write
−lim
δ→0/contintegraldisplay
Sδ/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime=
lim
δ→0/integraldisplay
/Omega11
4π/bracketleftBigg
(ˆRטE)׈R
δ2+(ˆR·˜E)ˆR
δ2−jω˜µ(ˆRטH)1
δ/bracketrightBigg
δ2d/Omega1=
lim
δ→0/integraldisplay
/Omega11
4π/bracketleftbig
−(ˆR·˜E)ˆR+(ˆR·ˆR)˜E+(ˆR·˜E)ˆR/bracketrightbig
d/Omega1=˜E(rp).
Here we have used/integraltext
/Omega1d/Omega1=4πfor the total solid angle subtending the sphere Sδ. Finally,
assuming that the volume sources are continuous, the volume integral over Vδvanishes
and we have
˜E(r,ω)=/integraldisplay
V/parenleftbigg
−˜Ji
m×∇/primeG+˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/parenrightbigg
dV/prime+
+N/summationdisplay
n=1/integraldisplay
Sn/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime−
−N/summationdisplay
n=11
jω˜/epsilon1c/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜H)∇/primeG. (6.7)
A similar formula for ˜Hcan be derived by placing a magnetic dipole of moment ˜pmat
r=rpand proceeding as above. This leads to
˜H(r,ω)=/integraldisplay
V/parenleftbigg
˜Ji×∇/primeG+˜ρi
m
˜µ∇/primeG−jω˜/epsilon1c˜Ji
mG/parenrightbigg
dV/prime+
+N/summationdisplay
n=1/integraldisplay
Sn/bracketleftbig
(ˆn/primeטH)×∇/primeG+(ˆn/prime·˜H)∇/primeG+jω˜/epsilon1c(ˆn/primeטE)G/bracketrightbig
dS/prime+
+N/summationdisplay
n=11
jω˜µ/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜E)∇/primeG. (6.8)
We can also obtain this expression by substituting (6.7) into Faraday’s law.
6.1.2 The Sommerfeld radiation condition
In§5.2.2 we found that if the potentials are not to be influenced by effects that are
infinitely removed, then they must obey a radiation condition. We can make the sameargument about the fields from (6.7) and (6.8). Let us allow one of the excluding surfaces,sayS
N, to recede to infinity (enclosing all of the sources as it expands). As SN→∞ any
contributions from the fields on this surface to the fields at rshould vanish.
Letting SNbe a sphere centered at the origin, we note that ˆn/prime=− ˆr/primeand that as
r/prime→∞
G(r|r/prime;ω)=e−jk|r−r/prime|
4π|r−r/prime|≈e−jkr/prime
4πr/prime,
∇/primeG(r|r/prime;ω)=ˆR/parenleftbigg1+jkR
4πR2/parenrightbigg
e−jkR≈− ˆr/prime/parenleftbigg1+jkr/prime
r/prime/parenrightbigge−jkr/prime
4πr/prime.
Substituting these expressions into (6.7) we find that
lim
SN→S∞/contintegraldisplay
SN/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime
≈lim
r/prime→∞/integraldisplay2π
0/integraldisplayπ
0/braceleftbigg/bracketleftbig
(ˆr/primeטE)׈r/prime+(ˆr/prime·˜E)ˆr/prime/bracketrightbig/parenleftbigg1+jkr/prime
r/prime/parenrightbigg
+jω˜µ(ˆr/primeטH)/bracerightbige−jkr/prime
4πr/primer/prime2sinθ/primedθ/primedφ/prime
≈lim
r/prime→∞/integraldisplay2π
0/integraldisplayπ
0/braceleftbig
r/prime/bracketleftbig
jk˜E+jω˜µ(ˆr/primeטH)/bracketrightbig
+˜E/bracerightbige−jkr/prime
4πsinθ/primedθ/primedφ/prime.
Since this gives the contribution to the field in Vfrom the fields on the surface receding
to infinity, we expect that this term should be zero. If the medium has loss, then theexponential term decays and drives the contribution to zero. For a lossless medium thecontributions are zero if
lim
r→∞r˜E(r,ω)< ∞, (6.9)
lim
r→∞r/bracketleftbig
ηˆrטH(r,ω)+˜E(r,ω)/bracketrightbig
=0. (6.10)
To accompany (6.8) we also have
lim
r→∞r˜H(r,ω)< ∞, (6.11)
lim
r→∞r/bracketleftbig
η˜H(r,ω)−ˆrטE(r,ω)/bracketrightbig
=0. (6.12)
We refer to (6.9) and (6.11) as the finiteness conditions , and to (6.10) and (6.12) as the
Sommerfeld radiation condition , for the electromagnetic field. They show that far from
the sources the fields must behave as a wave TEM to the r-direction. We shall see in
§6.2 that the waves are in fact spherical TEM waves .
6.1.3 Fields in the excluded region: the extinction theorem
The Stratton–Chu formula provides a solution for the field within the region V, external
to the excluded regions. An interesting consequence of this formula, and one that helpsus identify the equivalence principle, is that it gives the null result ˜H=˜E=0when
evaluated at points within the excluded regions.
We can show this by considering two cases. In the first case we do notexclude the
particular region V
m, but do exclude the remaining regions Vn,n/negationslash=m. Then the electric
field everywhere outside the remaining excluded regions (including at points within Vm)
is, by (6.7),
˜E(r,ω)=/integraldisplay
V+Vm/parenleftbigg
−˜Ji
m×∇/primeG+˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/parenrightbigg
dV/prime+
+/summationdisplay
n/negationslash=m/integraldisplay
Sn/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime−
−/summationdisplay
n/negationslash=m1
jω˜/epsilon1c/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜H)∇/primeG, r∈V+Vm.
In the second case we apply the Stratton–Chu formula only to Vm, and exclude all other
regions. We incur a sign change on the surface and line integrals compared to the firstcase because the normal is now directed oppositely. By (6.7) we have
˜E(r,ω)=/integraldisplay
Vm/parenleftbigg
−˜Ji
m×∇/primeG+˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/parenrightbigg
dV/prime−
−/integraldisplay
Sm/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime+
+1
jω˜/epsilon1c/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜H)∇/primeG, r∈Vm.
Each of the expressions for ˜Eis equally valid for points within Vm. Upon subtraction we
get
0=/integraldisplay
V/parenleftbigg
−˜Ji
m×∇/primeG+˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/parenrightbigg
dV/prime+
+N/summationdisplay
n=1/integraldisplay
Sn/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime−
−N/summationdisplay
n=11
jω˜/epsilon1c/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜H)∇/primeG, r∈Vm.
This expression is exactly the Stratton–Chu formula (6.7) evaluated at points within the
excluded region Vm. The treatment of ˜His analogous and is left as an exercise. Since we
may repeat this for any excluded region, we find that the Stratton–Chu formula returnsthe null field when evaluated at points outside V. This is sometimes referred to as the
vector Ewald–Oseen extinction theorem [90]. We must emphasize that the fields within
the excluded regions are notgenerally equal to zero; the Stratton–Chu formula merely
returns this result when evaluated there.
6.2 Fields in an unbounded medium
Two special cases of the Stratton–Chu formula are important because of their applica-
tion to antenna theory. The first is that of sources radiating into an unbounded region.The second involves a bounded region with all sources excluded. We shall consider theformer here and the latter in §6.3.
Assuming that there are no bounding surfaces in (6.7) and (6.8), except for one surface
that has been allowed to recede to infinity and therefore provides no surface contribution,we find that the electromagnetic fields in unbounded space are given by
˜E=/integraldisplay
V/parenleftbigg
−˜Ji
m×∇/primeG+˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/parenrightbigg
dV/prime,
˜H=/integraldisplay
V/parenleftbigg
˜Ji×∇/primeG+˜ρi
m
˜µ∇/primeG−jω˜/epsilon1c˜Ji
mG/parenrightbigg
dV/prime.
We can view the right-hand sides as superpositions of the fields present in the cases
where (1) electric sources are present exclusively, and (2) magnetic sources are presentexclusively. With ˜ρ
i
m=0and ˜Ji
m=0we find that
˜E=/integraldisplay
V/parenleftbigg˜ρi
˜/epsilon1c∇/primeG−jω˜µ˜JiG/parenrightbigg
dV/prime, (6.13)
˜H=/integraldisplay
V˜Ji×∇/primeGd V/prime. (6.14)
Using ∇/primeG=− ∇ Gwe can write
˜E(r,ω)=− ∇/integraldisplay
V˜ρi(r/prime,ω)
˜/epsilon1c(ω)G(r|r/prime;ω)dV/prime−jω/integraldisplay
V˜µ(ω) ˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime
=− ∇ ˜φe(r,ω)−jω˜Ae(r,ω) ,
where
˜φe(r,ω)=/integraldisplay
V˜ρi(r/prime,ω)
˜/epsilon1c(ω)G(r|r/prime;ω)dV/prime,
˜Ae(r,ω)=/integraldisplay
V˜µ(ω) ˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime, (6.15)
are the electric scalar and vector potential functions introduced in §5.2. Using ˜Ji×∇/primeG=
−˜Ji×∇G=∇× (˜JiG)we have
˜H(r,ω)=1
˜µ(ω)∇×/integraldisplay
V˜µ(ω) ˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime
=1
˜µ(ω)∇× ˜Ae(r,ω) . (6.16)
These expressions for the fields are identical to those of (5.56) and (5.57), and thus the
integral formula for the electromagnetic fields produces a result identical to that obtainedusing potential relations. Similarly, with ˜ρ
i=0,˜Ji=0we have
˜E=−/integraldisplay
V˜Ji
m×∇/primeGd V/prime,
˜H=/integraldisplay
V/parenleftbigg˜ρi
m
˜µ∇/primeG−jω˜/epsilon1c˜Ji
mG/parenrightbigg
dV/prime,
or
˜E(r,ω)=−1
˜/epsilon1c(ω)∇× ˜Ah(r,ω) ,
˜H(r,ω)=− ∇ ˜φh(r,ω)−jω˜Ah(r,ω) ,
where
˜φh(r,ω)=/integraldisplay
V˜ρi
m(r/prime,ω)
˜µ(ω)G(r|r/prime;ω)dV/prime,
˜Ah(r,ω)=/integraldisplay
V˜/epsilon1c(ω)˜Ji
m(r/prime,ω)G(r|r/prime;ω)dV/prime,
are the magnetic scalar and vector potentials introduced in §5.2.
6.2.1 The far-zone fields produced by sources in unbounded space
Many antennas may be analyzed in terms of electric currents and charges radiating in
unbounded space. Since antennas are used to transmit information over great distances,the fields far from the sources are often of most interest. Assume that the sources arecontained within a sphere of radius r
scentered at the origin. We define the far zone of
the sources to consist of all observation points satisfying both r/greatermuchrs(and thus r/greatermuchr/prime)
and kr/greatermuch1. For points in the far zone we may approximate the unit vector ˆRdirected
from the sources to the observation point by the unit vector ˆrdirected from the origin
to the observation point. We may also approximate
∇/primeG=d
dR/parenleftbigge−jkR
4πR/parenrightbigg
∇/primeR=ˆR/parenleftbigg1+jkR
R/parenrightbigge−jkR
4πR≈ˆrjke−jkR
4πR=ˆrjkG. (6.17)
Using this we can obtain expressions for ˜Eand ˜Hin the far zone of the sources. The
approximation (6.17) leads directly to
˜ρi∇/primeG≈/bracketleftbigg
j∇/prime·˜Ji
ω/bracketrightbigg
(ˆrjkG)=−k
ωˆr/bracketleftbig
∇/prime·(G˜Ji)−˜Ji·∇/primeG/bracketrightbig
.
Substituting this into (6.13), again using (6.17) and also using the divergence theorem,
we have
˜E(r,ω)≈−/integraldisplay
Vjω˜µ/bracketleftbig˜Ji−ˆr(ˆr·˜Ji)/bracketrightbig
Gd V/prime+ˆrk
ω˜/epsilon1c/contintegraldisplay
S(ˆn/prime·˜Ji)GdS/prime,
where the surface Ssurrounds the volume Vthat contains the impressed sources. If
we let this volume slightly exceed that needed to contain the sources, then we do notchange the value of the volume integral above; however, the surface integral vanishes
since ˆn
/prime·˜Ji=0everywhere on the surface. Using ˆr×(ˆrטJi)=ˆr(ˆr·˜Ji)−˜Jiwe then
obtain the far-zone expression
˜E(r,ω)≈jωˆr×/bracketleftbigg
ˆr×/integraldisplay
V˜µ(ω) ˜Ji(r/prime,ω)G(r|r/prime;ω)dV/prime/bracketrightbigg
=jωˆr×/bracketleftbigˆrטAe(r,ω)/bracketrightbig
,
where ˜Aeis the electric vector potential. The far-zone electric field has no r-component,
and it is often convenient to write
˜E(r,ω)≈− jω˜AeT(r,ω) (6.18)
where ˜AeTis the vector component of ˜Aetransverse to the r-direction:
˜AeT=− ˆr×/bracketleftbigˆrטAe/bracketrightbig
=˜Ae−ˆr(ˆr·˜Ae)=ˆθ˜Aeθ+ˆφ˜Aeφ.
We can approximate the magnetic field in a similar fashion. Noting that ˜Ji×∇/primeG=
˜Ji×(jkˆrG)we have
˜H(r,ω)≈− jk
˜µ(ω)ˆr×/integraldisplay
V˜µ(ω) ˜Ji(r/prime,ω)G(r|r/prime,ω)dV/prime
≈−1
ηjωˆrטAe(r,ω) .
With this we have
˜E(r,ω)=−ηˆrטH(r,ω) , ˜H(r,ω)=ˆrטE(r,ω)
η,
in the far zone.
To simplify the computations involved, we often choose to approximate the vector
potential in the far zone. Noting that
R=/radicalbig
(r−r/prime)·(r−r/prime)=/radicalBig
r2+r/prime2−2(r·r/prime)
and remembering that r/greatermuchr/primeforrin the far zone, we can use the leading terms of a
binomial expansion of the square root to get
R=r/radicalBigg
1−2(ˆr·r/prime)
r+/parenleftbiggr/prime
r/parenrightbigg2
≈r/radicalbigg
1−2(ˆr·r/prime)
r≈r/bracketleftbigg
1−ˆr·r/prime
r/bracketrightbigg
≈r−ˆr·r/prime. (6.19)
Thus the Green’s function may be approximated as
G(r|r/prime;ω)≈e−jkr
4πrejkˆr·r/prime. (6.20)
Here we have kept the approximation (6.19) intact in the phase of Gbut have used
1/R≈1/rin the amplitude of G. We must keep a more accurate approximation for
the phase since k(ˆr·r/prime)may be an appreciable fraction of a radian. We thus have the
far-zone approximation for the vector potential
˜Ae(r,ω)≈˜µ(ω)e−jkr
4πr/integraldisplay
V˜Ji(r/prime,ω)ejkˆr·r/primedV/prime,
which we may use in computing (6.18).
Let us summarize the expressions for computing the far-zone fields:
˜E(r,ω)=− jω/bracketleftBig
ˆθ˜Aeθ(r,ω)+ˆφ˜Aeφ(r,ω)/bracketrightBig
, (6.21)
˜H(r,ω)=ˆrטE(r,ω)
η, (6.22)
˜Ae(r,ω)=e−jkr
4πr˜µ(ω) ˜ae( θ,φ,ω) , (6.23)
˜ae(θ, φ, ω) =/integraldisplay
V˜Ji(r/prime,ω)ejkˆr·r/primedV/prime. (6.24)
Here ˜aeis called the directional weighting function . This function is independent of r
and describes the angular variation, or pattern , of the fields.
In the far zone ˜E,˜H,ˆrare mutually orthogonal. Because of this, and because the fields
vary as e−jkr/r, the electromagnetic field in the far zone takes the form of a spherical
TEM wave, which is consistent with the Sommerfeld radiation condition.
Power radiated by time-harmonic sources in unbounded space. In§5.2.1 we
defined the power radiated by a time-harmonic source in unbounded space as the totaltime-average power passing through a sphere of very large radius. We found that for aHertzian dipole the radiated power could be computed from the far-zone fields through
P
av=lim
r→∞/integraldisplay2π
0/integraldisplayπ
0Sav·ˆrr2sinθdθdφ
where
Sav=1
2Re/braceleftbigˇEסH∗/bracerightbig
is the time-average Poynting vector. By superposition this holds for any localized source.
Assuming a lossless medium and using phasor notation to describe the time-harmonic
Figure 6.4: Dipole antenna in a lossless unbounded medium.
fields we have, by (6.22),
Sav=1
2Re/braceleftBiggˇE×(ˆrסE∗)
η/bracerightBigg
=ˆrˇE·ˇE∗
2η.
Substituting from (6.21), we can also write Savin terms of the directional weighting
function as
Sav=ˆrˇω2
2η/parenleftbigˇAeθˇA∗
eθ+ˇAeφˇA∗
eφ/parenrightbig
=ˆrk2η
(4πr)2/parenleftbigg1
2ˇaeθˇa∗
eθ+1
2ˇaeφˇa∗
eφ/parenrightbigg
. (6.25)
We note that Savdescribes the variation of the power density with θ,φ, and is thus
sometimes used as a descriptor of the power pattern of the sources.
Example of a current source radiating into an unbounded medium: the dipole
antenna. A common type of antenna consists of a thin wire of length 2land radius a,
fedatthecenterbyavoltagegenerato rasshowninFigure6.4.Thegenerato rinduces
an impressed current on the surface of the wire which in turn radiates an electromagneticwave. For very thin wires ( a/lessmuchλ,a/lessmuchl) embedded in a lossless medium, the current
may be accurately approximated using a standing-wave distribution:
˜J
i(r,ω)=ˆz˜I(ω)sin[k(l−|z|)]δ(x)δ(y). (6.26)
We may compute the field produced by the dipole antenna by first finding the vector
potential from (6.15) and then calculating the magnetic field from (6.16). The electricfield may then be found by the use of Ampere’s law.
We assume a lossless medium with parameters µ,/epsilon1. Substituting the current expression
into (6.15) and integrating over xand ywe find that
˜Ae(r,ω)=ˆzµ˜I
4π/integraldisplayl
−lsink(l−|z/prime|)e−jkR
Rdz/prime(6.27)
where R=/radicalbig
(z−z/prime)2+ρ2andρ2=x2+y2. Using (6.16) we have
˜H=∇×1
µ˜Ae=− ˆφ1
µ∂˜Aez
∂ρ.
Writing the sine function in (6.27) in terms of exponentials, we then have
˜Hφ=j˜I
8π/bracketleftBigg
ejkl/integraldisplay0
−l∂
∂ρe−jk(R−z/prime)
Rdz/prime−e−jkl/integraldisplay0
−l∂
∂ρe−jk(R+z/prime)
Rdz/prime+
+ejkl/integraldisplayl
0∂
∂ρe−jk(R+z/prime)
Rdz/prime−e−jkl/integraldisplayl
0∂
∂ρe−jk(R−z/prime)
Rdz/prime/bracketrightBigg
.
Noting that
∂
∂ρe−jk(R±z/prime)
R=±ρ∂
∂z/primee−jk(R±z/prime)
R[R∓(z−z/prime)]=−ρ1+jkR
R3e−jk(R±z/prime)
we can write
˜Hφ=j˜Iρ
8π/bracketleftBigg
−ejkl e−jk(R−z/prime)
R[R+(z−z/prime)]/vextendsingle/vextendsingle/vextendsingle/vextendsingle0
−l−e−jkl e−jk(R+z/prime)
R[R−(z−z/prime)]/vextendsingle/vextendsingle/vextendsingle/vextendsingle0
−l+
+ejkl e−jk(R+z/prime)
R[R−(z−z/prime)]/vextendsingle/vextendsingle/vextendsingle/vextendsinglel
0+e−jkl e−jk(R−z/prime)
R[R+(z−z/prime)]/vextendsingle/vextendsingle/vextendsingle/vextendsinglel
0/bracketrightBigg
.
Collecting terms and simplifying we get
˜Hφ(r,ω)=j˜I(ω)
4πρ/bracketleftbig
e−jkR 1+e−jkR 2−(2 cos kl)e−jkr/bracketrightbig
(6.28)
where R1=/radicalbig
ρ2+(z−l)2and R2=/radicalbig
ρ2+(z+l)2. For points external to the dipole
the source current is zero and thus
˜E(r,ω)=1
jω/epsilon1∇× ˜H(r,ω)=1
jω/epsilon1/braceleftbigg
−ˆρ∂
∂z˜Hφ(r,ω)+ˆz1
ρ∂
∂ρ[ρ˜Hφ(r,ω)]/bracerightbigg
.
Performing the derivatives we have
˜Eρ(r,ω)=jη˜I(ω)
4π/bracketleftbiggz−l
ρe−jkR 1
R1+z+l
ρe−jkR 2
R2−z
ρ(2 cos kl)e−jkr
r/bracketrightbigg
,(6.29)
˜Ez(r,ω)=− jη˜I(ω)
4π/bracketleftbigge−jkR 1
R1+e−jkR 2
R2−(2 cos kl)e−jkr
r/bracketrightbigg
. (6.30)
The work of specializing these expressions for points in the far zone is left as an exercise.
Instead, we shall use the general far-zone expressions (6.21)–(6.24). Substituting (6.26)
into (6.24) and carrying out the xand yintegrals we have the directional weighting
function
˜ae(θ, φ, ω) =/integraldisplayl
−lˆz˜I(ω)sink(l−|z/prime|)ejkz/primecosθdz/prime.
Writing the sine functions in terms of exponentials we have
˜ae(θ, φ, ω) =ˆz˜I(ω)
2j/bracketleftbigg
ejkl/integraldisplayl
0ejkz/prime(cosθ−1)dz/prime−e−jkl/integraldisplayl
0ejkz/prime(cosθ+1)dz/prime+
+ejkl/integraldisplay0
−lejkz/prime(cosθ+1)−e−jkl/integraldisplay0
−lejkz/prime(cosθ−1)/bracketrightbigg
.
Carrying out the integrals and simplifying, we obtain
˜ae( θ,φ,ω) =ˆz2˜I(ω)
kF(θ,kl)
sinθ
where
F(θ,kl)=cos(klcosθ)−coskl
sinθ
is called the radiation function . Using ˆz=ˆrcosθ−ˆθsinθwe find that
˜aeθ( θ,φ,ω) =−2˜I(ω)
kF(θ,kl), ˜aeφ(θ, φ, ω) =0.
Thus we have from (6.23) and (6.21) the electric field
˜E(r,ω)=ˆθjη˜I(ω)
2πe−jkr
rF(θ,kl) (6.31)
and from (6.22) the magnetic field
˜H(r,ω)=ˆφj˜I(ω)
2πe−jkr
rF(θ,kl). (6.32)
We see that the radiation function contains all of the angular dependence of the field
and thus describes the pattern of the dipole. When the dipole is short compared to awavelength we may approximate the radiation function as
F(θ,kl/lessmuch1)≈1−
1
2(klcosθ)2−1+1
2(kl)2
sinθ=1
2(kl)2sinθ. (6.33)
So a short dipole antenna has the same pattern as a Hertzian dipole, whose far-zone
electric field is (5.93).
We may also calculate the radiated power for time-harmonic fields. The time-average
Poynting vector for the far-zone fields is, from (6.25),
Sav=ˆrη|ˇI|2
8π2r2F2(θ,kl),
and thus the radiated power is
Pav=η|ˇI|2
4π/integraldisplayπ
0F2(θ,kl)sinθdθ.
This expression cannot be computed in closed form. For a short dipole we may use (6.33)
to approximate the power, but the result is somewhat misleading since the current on ashort dipole is much smaller than ˜I. A better measure of the strength of the current is
its value at the center, or feedpoint , of the dipole. This input current is by (6.26) merely
˜I
0(ω)=˜I(ω)sin(kl). Using this we find
Pav≈η|ˇI0|2
4π1
4(kl)2/integraldisplayπ
0sin3θdθ=ηπ
3|ˇI0|2/parenleftbiggl
λ/parenrightbigg2
.
This is exactly 1/4of the power radiated by a Hertzian dipole of the same length and
current amplitude (5.95). The factor of 1/4comes from the difference between the current
of the dipole antenna, which is zero at each end, and the current on the Hertzian dipole,which is constant across the length of the antenna. It is more common to use a dipoleantenna that is a half wavelength long ( 2l=λ/2), since it is then nearly resonant. With
this we have through numerical integration the free-space radiated power
P
av=η0|ˇI0|2
4π/integraldisplayπ
0cos2/parenleftbigπ
2cosθ/parenrightbig
sinθdθ=36.6|ˇI0|2
and the radiation resistance
Rr=2Pav
|ˇI(z=0)|2=2Pav
|ˇI0|2=73.2/Omega1.
6.3 Fields in a bounded, source-free region
In§6.2 we considered the first important special case of the Stratton–Chu formula:
sources in an unbounded medium. We now consider the second important special caseof a bounded, source-free region. This case has important applications to the study ofmicrowave an tennas and, in its scalar form, to the study of the diffraction of light.
6.3.1 The vector Huygens principle
We may derive the formula for a bounded, source-free region of space by specializing
the general Stratton–Chu formulas. We assume that all sources of the fields are withinthe excluded regions and thus set the sources to zero within V. From (6.7)–(6.8) we have
˜E(r,ω)= N/summationdisplay
n=1/integraldisplay
Sn/bracketleftbig
(ˆn/primeטE)×∇/primeG+(ˆn/prime·˜E)∇/primeG−jω˜µ(ˆn/primeטH)G/bracketrightbig
dS/prime−
−N/summationdisplay
n=11
jω˜/epsilon1c/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜H)∇/primeG, (6.34)
and
˜H(r,ω)=N/summationdisplay
n=1/integraldisplay
Sn/bracketleftbig
(ˆn/primeטH)×∇/primeG+(ˆn/prime·˜H)∇/primeG+jω˜/epsilon1c(ˆn/primeטE)G/bracketrightbig
dS/prime+
+N/summationdisplay
n=11
jω˜µ/contintegraldisplay
/Gamma1na+/Gamma1nb(dl/prime·˜E)∇/primeG. (6.35)
This is known as the vector Huygens principle after the Dutch physicist C. Huygens, who
formulated his “secondary source concept” to explain the propagation of light. Accordingto his idea, published in Trait´e de la lumi` erein 1690, points on a propagating wavefront
are secondary sources of spherical waves that add together in just the right way to producethe field on any successive wavefront. We can interpret (6.34) and (6.35) in much thesame way. The field at each point within V, where there are no sources, can be imagined
to arise from spherical waves emanated from every point on the surface bounding V. The
amplitudes of these waves are determined by the values of the fields on the boundaries.Thus, we may consider the boundary fields to be equivalent to secondary sources of thefields within V. We will expand on this concept below by introducing the concept of
equivalence and identifying the specific form of the secondary sources.
6.3.2 The Franz formula
The vector Huygens principle as derived above requires secondary sources for the fields
within Vthat involve both the tangential and normal components of the fields on the
bounding surface. Since only tangential components are required to guarantee uniquenesswithin V, we seek an expression involving only ˆnטHand ˆnטE. Physically, the normal
component of the field is equivalent to a secondary charge source on the surface whilethe tangential component is equivalent to a secondary current source. Since charge andcurrent are related by the continuity equation, specification of the normal component issuperfluous.
To derive a version of the vector Huygens principle that omits the normal fields we
take the curl of (6.35) to get
∇× ˜H(r,ω)=
N/summationdisplay
n=1∇×/contintegraldisplay
Sn(ˆn/primeטH)×∇/primeGdS/prime+N/summationdisplay
n=1/contintegraldisplay
Sn∇×/bracketleftbig
(ˆn/prime·˜H)∇/primeG/bracketrightbig
dS/prime+
+N/summationdisplay
n=1∇×/contintegraldisplay
Snjω˜/epsilon1c(ˆn/primeטE)GdS/prime+N/summationdisplay
n=11
jω˜µ/contintegraldisplay
/Gamma1na+/Gamma1nb∇×/bracketleftbig
(dl/prime·˜E)∇/primeG/bracketrightbig
dS/prime.(6.36)
Now, using ∇/primeG=− ∇ Gand employing the vector identity (B.43) we can show that
∇×/bracketleftbig
f(r/prime)∇/primeG(r|r/prime)/bracketrightbig
=− f(r/prime)/braceleftbig
∇×/bracketleftbig
∇G(r|r/prime)/bracketrightbig/bracerightbig
+/bracketleftbig
∇G(r|r/prime)/bracketrightbig
×∇ f(r/prime)=0,
since ∇×∇ G=0and∇f(r/prime)=0. This implies that the second and fourth terms of
(6.36) are zero. The first term can be modified using
∇×/braceleftbig/bracketleftbigˆn/primeטH(r/prime)/bracketrightbig
G(r|r/prime)/bracerightbig
=G(r|r/prime)∇×/bracketleftbigˆn/primeטH(r/prime)/bracketrightbig
−/bracketleftbigˆn/primeטH(r/prime)/bracketrightbig
×∇G(r|r/prime)
=/bracketleftbigˆn/primeטH(r/prime)/bracketrightbig
×∇/primeG(r|r/prime),
giving
∇× ˜H(r,ω)=N/summationdisplay
n=1∇×/contintegraldisplay
Sn∇×/bracketleftbig
(ˆn/primeטH)G/bracketrightbig
dS/prime+N/summationdisplay
n=1∇×/contintegraldisplay
Snjω˜/epsilon1c(ˆn/primeטE)GdS/prime.
Finally, using Ampere’s law ∇× ˜H=jω˜/epsilon1c˜Ein the source free region V, and taking the
curl in the first term outside the integral, we have
˜E(r,ω)=N/summationdisplay
n=1∇×∇×/contintegraldisplay
Sn1
jω˜/epsilon1c(ˆn/primeטH)GdS/prime+N/summationdisplay
n=1∇×/contintegraldisplay
Sn(ˆn/primeטE)GdS/prime.(6.37)
Similarly
˜H(r,ω)=−N/summationdisplay
n=1∇×∇×/contintegraldisplay
Sn1
jω˜µ(ˆn/primeטE)GdS/prime+N/summationdisplay
n=1∇×/contintegraldisplay
Sn(ˆn/primeטH)GdS/prime.(6.38)
These expressions together constitute the Franz formula for the vector Huygens principle
[192].
6.3.3 Love’s equivalence principle
Love’s equivalence principle allows us to identify the equivalent Huygens sources for the
fields within a bounded, source-free region V. It then allows us to replace a problem in
the bounded region with an “equivalent” problem in unbounded space where the source-excluding surfaces are replaced by equivalent sources. The field produced by both thereal and the equivalent sources gives a field in Videntical to that of the original problem.
This is particularly useful since we know how to compute the fields within an unboundedregion by employing potential functions.
We identify the equivalent sources by considering the electric and magnetic Hertzian
potentials produced by electric and magnetic current sources. Consider an impressedelectric surface current ˜J
eq
sand a magnetic surface current ˜Jeq
msflowing on the closed
surface Sin a homogeneous, isotropic medium with permeability ˜µ(ω) and complex
permittivity ˜/epsilon1c(ω). These sources produce
˜Πe(r,ω)=/contintegraldisplay
S˜Jeq
s(r/prime,ω)
jω˜/epsilon1c(ω)G(r|r/prime;ω)dS/prime, (6.39)
˜Πh(r,ω)=/contintegraldisplay
S˜Jeq
ms(r/prime,ω)
jω˜µ(ω)G(r|r/prime;ω)dS/prime, (6.40)
which in turn can be used to find
˜E=∇× (∇× ˜Πe)−jω˜µ∇× ˜Πh,
˜H=jω˜/epsilon1c∇× ˜Πe+∇× (∇× ˜Πh).
Upon substitution we find that
˜E(r,ω)=∇×∇×/contintegraldisplay
S1
jω˜/epsilon1c/bracketleftbig˜Jeq
sG/bracketrightbig
dS/prime+∇×/contintegraldisplay
S[−˜Jeq
ms]GdS/prime,
˜H(r,ω)=− ∇×∇×/contintegraldisplay
S1
jω˜µ/bracketleftbig
−˜Jeq
msG/bracketrightbig
dS/prime+∇×/contintegraldisplay
S˜Jeq
sGdS/prime.
These are identical to the Franz equations (6.37) and (6.38) if we identify
˜Jeq
s=ˆnטH, ˜Jeq
ms=− ˆnטE. (6.41)
These are the equivalent source densities for the Huygens principle.
We now state Love’s equivalence principle [39]. Consider the fields within a homoge-
neous, source-free region Vwith parameters ( ˜/epsilon1c,˜µ) bounded by a surface S. We know
how to compute the fields using the Franz formula and the surface fields. Now considera second problem in which the same surface Sexists in an unbounded medium with
identical parameters. If the surface carries the equivalent sources (6.41) then the electro-magnetic fields within Vcalculated using the Hertzian potentials (6.39) and (6.40) are
identical to those of the first problem, while the fields calculated outside Vare zero. We
see that this must be true since the Franz formulas and the field/potential formulas areidentical, and the Franz formula (since it was derived from the Stratton–Chu formula)gives the null field outside V. The two problems are equivalent in the sense that they
produce identical fields within V.
The fields produced by the equivalent sources obey the appropriate boundary condi-
tions across S. From (2.194) and (2.195) we have the boundary conditions
ˆn×(˜H
1−˜H2)=˜Js,
ˆn×(˜E1−˜E2)=− ˜Jms.
Here ˆnpoints inward to V,(˜E1,˜H1)are the fields within V, and (˜E2,˜H2)are the fields
within the excluded region. If the fields produced by the equivalent sources within theexcluded region are zero, then the fields must obey
ˆnטH
1=˜Jeq
s,
ˆnטE1=− ˜Jeq
ms,
which is true by the definition of (˜Jeq
s,˜Jeq
sm).
Note that we can extend the equivalence principle to the case where the media are
different internal to Vthan external to V. See Chen [29].
With the equivalent sources identified we may compute the electromagnetic field in
Vusing standard techniques. Specifically, we may use the Hertzian potentials as shown
above or, since the Hertzian potentials are a simple remapping of the vector potentials,we may use (5.60) and (5.61) to write
˜E=− jω
k2/bracketleftbig
∇(∇·˜Ae)+k2˜Ae/bracketrightbig
−1
˜/epsilon1c∇× ˜Ah,
˜H=− jω
k2/bracketleftbig
∇(∇·˜Ah)+k2˜Ah/bracketrightbig
+1
˜µ∇× ˜Ae,
where
˜Ae(r,ω)=/contintegraldisplay
S˜µ(ω) ˜Jeq
s(r/prime,ω)G(r|r/prime;ω)dS/prime(6.42)
=/contintegraldisplay
S˜µ(ω) [ˆn/primeטH(r/prime,ω)]G(r|r/prime;ω)dS/prime, (6.43)
˜Ah(r,ω)=/contintegraldisplay
S˜/epsilon1c(ω)˜Jeq
ms(r/prime,ω)G(r|r/prime;ω)dS/prime(6.44)
=/contintegraldisplay
S˜/epsilon1c(ω)[−ˆn/primeטE(r/prime,ω)]G(r|r/prime;ω)dS/prime. (6.45)
At points where the source is zero we can write the fields in the alternative form
˜E=− jω
k2∇×∇× ˜Ae−1
˜/epsilon1c∇× ˜Ah, (6.46)
˜H=− jω
k2∇×∇× ˜Ah+1
˜µ∇× ˜A. (6.47)
Figure 6.5: Geometry for problem of an aperture in a perfectly conducting ground screen
illuminated by an impressed source.
By superposition, if there are volume sources within Vwe merely add the fields due
to these sources as computed from the potential functions.
6.3.4 The Schelkunoff equivalence principle
With Love’s equivalence principle we create an equivalent problem by replacing an
excluded region by equivalent electric and magnetic sources. These require knowledge ofboth the tangential electric and magnetic fields over the bounding surface. However, theuniqueness theorem says that only one of either the tangential electric or the tangentialmagnetic fields need be specified to make the fields within Vunique. Thus we may wonder
whether it is possible to formulate an equivalent problem that involves only tangential
˜Eor tangential ˜H. It is indeed possible, as shown by Schelkunoff [39, 169].
When we use the equivalent sources to form the equivalent problem, we know that they
produce a null field within the excluded region. Thus we may form a different equivalentproblem by filling the excluded region with a perfect conductor, and keeping the sameequivalent sources. The boundary conditions across Sare not changed, and thus by the
uniqueness theorem the fields within Vare not altered. However, the manner in which
we must compute the fields within Vis changed. We can no longer use formulas for
the fields produced by sources in free space, but must use formulas for fields producedby sources in the vicinity of a conducting body. In general this can be difficult since itrequires the formation of a new Green’s function that satisfies the boundary conditionover the conducting body (which could possess a peculiar shape). Fortunately, we showedin§4.10.2 that an electric source adjacent and tangential to a perfect electric conductor
produces no field, hence we need not consider the equivalent electric sources ( ˆnטH)
when computing the fields in V. Thus, in our new equivalent problem we need the single
tangential field −ˆnטE. This is the Schelkunoff equivalence principle .
There is one situation in which it is relatively easy to use the Schelkunoff equivalence.
Consider a perfectly conducting ground screen with an aperture in it, as shown in Figure
6.5.Weassum ethattheaperturehasbeenilluminate dinsomewaybyanelectromagnetic
wave produced by sources in region 1 so that there are both fields within the apertureand electric current flowing on the region-2 side of the screen due to diffraction fromthe edges of the aperture. We wish to compute the fields in region 2. We can create anequivalent problem by placing a planar surface S
0adjacent to the screen, but slightly
offset into region 2, and then closing the surface at infinity so that all of the screen plusregion 1 is excluded. Then we replace region 1 with homogeneous space and place on S
0
the equivalent currents ˜Jeq
s=ˆnטH,˜Jeq
ms=− ˆnטE, where ˜Hand ˜Eare the fields on S0in
the original problem. We note that over the portion of S0adjacent to the screen ˜Jeq
ms=0
since ˆnטE=0, but that ˜Jeq
s/negationslash=0. From the equivalent currents we can compute the
fields in region 2 using the potential functions. However, it is often difficult to determine
˜Jeq
sover the conducting surface. If we apply Schelkunoff’s equivalence, we can formulate
a second equivalent problem in which we place into region 1 a perfect conductor. Then
we have the equivalent source currents ˜Jeq
sand ˜Jeq
msadjacent and tangential to a perfect
conductor. By the image theorem of §5.1.1 we can replace this problem by yet another
equivalent problem in which the conductor is replaced by the images of ˜Jeq
sand ˜Jeq
msin
homogeneous space. Since the image of the tangential electric current ˜Jeq
sis oppositely
directed, the fields of the electric current and its image cancel. Since the image of themagnetic current is in the same direction as ˜J
eq
ms, the fields produced by the magnetic
current and its image add. We also note that ˜Jeq
msis nonzero only over the aperture
(since ˆnטE=0on the screen), and thus the field in region 1 can be found from
˜E(r,ω)=−1
˜/epsilon1c(ω)∇× ˜Ah(r,ω) ,
where
˜Ah(r,ω)=/integraldisplay
S0˜/epsilon1c(ω)[−2ˆn/primeטEap(r/prime,ω)]G(r|r/prime;ω)dS/prime
and ˜Eapis the electric field in the aperture in the original problem. We shall present an
example in the next section.
6.3.5 Far-zone fields produced by equivalent sources
The equivalence principle is useful for analyzing antennas with complicated source
distributions. The sources may be excluded using a surface S, and then a knowledge
of the fields over S(found, for example, by estimation or measurement) can be used to
compute the fields external to the antenna. Here we describe how to compute these fieldsin the far zone.
Given that ˜J
eq
s=ˆnטHand ˜Jeq
ms=− ˆnטEare the equivalent sources on S,w em a y
compute the fields using the potentials (6.43) and (6.45). Using (6.20) these can beapproximated in the far zone ( r/greatermuchr
/prime,kr/greatermuch1)as
˜Ae(r,ω)=˜µ(ω)e−jkr
4πr˜ae(θ, φ, ω),
˜Ah(r,ω)=˜/epsilon1c(ω)e−jkr
4πr˜ah(θ, φ, ω), (6.48)
where
˜ae(θ, φ, ω) =/contintegraldisplay
S˜Jeq
s(r/prime,ω)ejkˆr·r/primedS/prime,
˜ah(θ, φ, ω) =/contintegraldisplay
S˜Jeq
sm(r/prime,ω)ejkˆr·r/primedS/prime, (6.49)
are the directional weighting functions.
To compute the fields from the potentials we must apply the curl operator. So we
must evaluate
∇×/bracketleftbigge−jkr
rV(θ, φ)/bracketrightbigg
=e−jkr
r∇× V(θ, φ) +∇/parenleftbigge−jkr
r/parenrightbigg
×V(θ, φ).
The curl of Vis proportional to 1/rin spherical coordinates, hence the first term on the
right is proportional to 1/r2. Since we are interested in the far-zone fields, this term can
be discarded in favor of 1/r-type terms. Using
∇/parenleftbigge−jkr
r/parenrightbigg
=− ˆr/parenleftbigg1+jkr
r/parenrightbigge−jkr
r≈− ˆrjke−jkr
r, kr/greatermuch1,
we have
∇×/bracketleftbigge−jkr
rV(θ, φ)/bracketrightbigg
≈− jkˆr×/bracketleftbigge−jkr
rV(θ, φ)/bracketrightbigg
.
Using this approximation we also establish
∇×∇×/bracketleftbigge−jkr
rV(θ, φ)/bracketrightbigg
≈−k2ˆr׈r×/bracketleftbigge−jkr
rV(θ, φ)/bracketrightbigg
=k2e−jkr
rVT(θ, φ)
where VT=V−ˆr(ˆr·V)is the vector component of Vtransverse to the r-direction.
With these formulas we can approximate (6.46) and (6.47) as
˜E(r,ω)=− jω˜AeT(r,ω)+jk
˜/epsilon1c(ω)ˆrטAh(r,ω) , (6.50)
˜H(r,ω)=− jω˜AhT(r,ω)−jk
˜µ(ω)ˆrטAe(r,ω) .
Note that
ˆrטE=− jωˆrטAeT+jk
˜/epsilon1cˆr׈rטAh.
Since ˆrטAeT=ˆrטAeand ˆr׈rטAh=− ˜AhT,w eh a v e
ˆrטE=η/bracketleftbigg
−jω˜AhT−jk
˜µˆrטAe/bracketrightbigg
=η˜H.
Thus
˜H=ˆrטE
η
and the electromagnetic field in the far zone is a TEM spherical wave, as expected.
Example of fields produced by equivalent sources: an aperture antenna. As
an example of calculating the fields in a bounded region from equivalent sources, letus find the far-zone field in free space produced by a rectangular waveguide openingintoaperfectly-conductin ggroun dscreenofinfinit eextentasshowninFigure6.6.For
simplicity assume the waveguide propagates a pure TE
10mode, and that all higher-order
Figure 6.6: Aperture antenna consisting of a rectangular waveguide opening into a con-
ducting ground screen of infinite extent.
modes excited when the guided wave is reflected at the aperture may be ignored. Thus
the electric field in the aperture S0is
˜Ea(x,y)=ˆyE0cos/parenleftBigπ
ax/parenrightBig
.
We may compute the far-zone field using the Schelkunoff equivalence principle of §6.3.4.
We exclude the region z<0+using a planar surface Swhich we close at infinity. We
then fill the region z<0with a perfect conductor. By the image theory the equivalent
electric sources on Scancel while the equivalent magnetic sources double. Since the
only nonzero magnetic sources are on S0(since ˆnטE=0on the screen), we have the
equivalent problem of the source
˜Jeq
ms=−2ˆnטEa=2ˆxE0cos/parenleftBigπ
ax/parenrightBig
onS0in free space, where the equivalence holds for z>0.
We may find the far-zone field created by this equivalent current by first computing
the directional weighting function (6.49). Since
ˆr·r/prime=ˆr·(x/primeˆx+y/primeˆy)=x/primesinθcosφ+y/primesinθsinφ,
we find that
˜ah(θ, φ, ω) =/integraldisplayb/2
−b/2/integraldisplaya/2
−a/2ˆx2E0cos/parenleftBigπ
ax/prime/parenrightBig
ejkx/primesinθcosφejky/primesinθsinφdx/primedy/prime
=ˆx4πE0abcosπX
π2−4(πX)2sinπY
πY
where
X=a
λsinθcosφ, Y=b
λsinθsinφ.
Hereλis the free-space wavelength. By (6.50) the electric field is
˜E=jk0
/epsilon10ˆrטAh
where ˜Ahis given in (6.48). Using
ˆr׈x=ˆφcosθcosφ+ˆθsinφ
we find that
˜E=jk0abE 0e−jkr
r/parenleftBig
ˆθsinφ+ˆφcosθcosφ/parenrightBigcos(πX)
π2−4(πX)2sin(πY)
πY.
The magnetic field is merely ˜H=(ˆrטE)/η.
6.4 Problems
6.1Beginning with the Lorentz reciprocity theorem, derive (6.8).
6.2Obtain (6.8) by substitution of (6.7) into Faraday’s law.
6.3Show that (6.8) returns the null result when evaluated within the excluded regions.
6.4Show that under the condition kr/greatermuch1the formula for the magnetic field of a
dipole antenna (6.28) reduces to (6.32), while the formulas for the electric fields (6.29)and (6.30) reduce to (6.31).
6.5Conside rthedipoleantennashowninFigure6.4.Instea dofastanding- wave
current distribution, assume the antenna carries a traveling-wave current distribution
˜J
i(r,ω)=ˆz˜I(ω)e−jk|z|δ(x)δ(y), −l≤z≤l.
Find the electric and magnetic fields at all points away from the current distribution.
Specialize the result for kr/greatermuch1.
6.6A circular loop of thin wire has radius aand lies in the z=0plane in free space.
A current is induced on the wire with the density
˜J(r,ω)=ˆφ˜I(ω)cos[k0a(π−|φ|)]δ(r−a)δ(θ−π/2)
r, |φ|≤π.
Compute the far-zone fields produced by this loop antenna. Specialize your results for
the electrically-small case of k0a/lessmuch1. Compute the time-average power radiated by, and
the radiation resistance of, the electrically-small loop.
6.7Consider a plane wave with the fields
˜E=˜E0ˆxe−jkz, ˜H=˜E0
ηˆye−jkz,
normally incident from z<0on a square aperture of side ain a PEC ground screen
atz=0. Assume that the field in the aperture is identical to the field of the plane
wave with the screen absent (this is called the Kirchhoff approximation ). Compute the
far-zone electromagnetic fields for z>0.
6.8Consider a coaxial cable of inner radius aand outer radius b, opening into a PEC
ground plane at z=0. Assume that only the TEM wave exists in the line and that no
higher-order modes are created when the wave refl ects from the aperture. Compute the
far-zone electric and magnetic fields of this aperture antenna.
Appendix A
Mathematical appendix
A.1 The Fourier transform
The Fourier transform permits us to decompose a complicated field structure into
elemental components. This can simplify the computation of fields and provide physicalinsight into their spatiotemporal behavior. In this section we review the properties ofthe transform and demonstrate its usefulness in solving field equations.
One-dimensional case
Let fbe a function of a single variable x. The Fourier transform of f(x)is the function
F(k)defined by the integral
F{f(x)}=F(k)=/integraldisplay∞
−∞f(x)e−jkxdx. (A.1)
Note that xand the corresponding transform variable kmust have reciprocal units: if x
is time in seconds, then kis atemporal frequency in radians per second; if xis a length
in meters, then kis aspatial frequency in radians per meter. We sometimes refer to F(k)
as the frequency spectrum off(x).
Not every function has a Fourier transform. The existence of (A.1) can be guaranteed
by a set of sufficient conditions such as the following:
1.fis absolutely integrable:/integraltext∞
−∞|f(x)|dx<∞;
2.fhas no infinite discontinuities;
3.fhas at most finitely many discontinuities and finitely many extrema in any finite
interval (a,b).
While such rigor is certainly of mathematical value, it may be of less ultimate use to
the engineer than the following heuristic observation offered by Bracewell [22]: a good
mathematical model of a physical process should be Fourier transformable . That is, if the
Fourier transform of a mathematical model does not exist, the model cannot preciselydescribe a physical process.
The usefulness of the transform hinges on our ability to recover fthrough the inverse
transform:
F
−1{F(k)}= f(x)=1
2π/integraldisplay∞
−∞F(k)ejkxdk. (A.2)
When this is possible we write
f(x)↔F(k)
and say that f(x)and F(k)form a Fourier transform pair. The Fourier integral theorem
states that
FF−1{f(x)}=F−1F{f(x)}= f(x),
except at points of discontinuity of f. At a jump discontinuity the inversion formula
returns the average value of the one-sided limits f(x+)and f(x−)off(x). At points of
continuity the forward and inverse transforms are unique.
Transform theorems and properties. We now review some basic facts pertaining
to the Fourier transform. Let f(x)↔F(k)=R(k)+jX(k), and g(x)↔G(k).
1.Linearity .αf(x)+βg(x)↔αF(k)+βG(k)ifαandβare arbitrary constants.
This follows directly from the linearity of the transform integral, and makes thetransform useful for solving linear differential equations (e.g., Maxwell’s equations).
2.Symmetry. The property F(x)↔2πf(−k)is helpful when interpreting transform
tables in which transforms are listed only in the forward direction.
3.Conjugate function. We have f
∗(x)↔F∗(−k).
4.Real function. Iffis real, then F(−k)=F∗(k).Also,
R(k)=/integraldisplay∞
−∞f(x)coskx dx,X(k)=−/integraldisplay∞
−∞f(x)sinkx dx,
and
f(x)=1
πRe/integraldisplay∞
0F(k)ejkxdk.
A real function is completely determined by its positive frequency spectrum. It is
obviously advantageous to know this when planning to collect spectral data.
5.Real function with reflection symmetry. Iffis real and even, then X(k)≡0and
R(k)=2/integraldisplay∞
0f(x)coskx dx,f(x)=1
π/integraldisplay∞
0R(k)coskx dk.
Iffis real and odd, then R(k)≡0and
X(k)=−2/integraldisplay∞
0f(x)sinkx dx,f(x)=−1
π/integraldisplay∞
0X(k)sinkx dk.
(Recall that fis even if f(−x)=f(x)for all x. Similarly fis odd if f(−x)=− f(x)
for all x.)
6.Causal function. Recall that fis causal if f(x)=0forx<0.
(a) If fis real and causal, then
X(k)=−2
π/integraldisplay∞
0/integraldisplay∞
0R(k/prime)cosk/primexsinkx dk/primedx,
R(k)=−2
π/integraldisplay∞
0/integraldisplay∞
0X(k/prime)sink/primexcoskx dk/primedx.
(b) If fis real and causal, and f(0)is finite, then R(k)and X(k)are related by
theHilbert transforms
X(k)=−1
πP.V./integraldisplay∞
−∞R(k)
k−k/primedk/prime,R(k)=1
πP.V./integraldisplay∞
−∞X(k)
k−k/primedk/prime.
(c) If fis causal and has finite energy, it is not possible to have F(k)=0for
k1<k<k2. That is, the transform of a causal function cannot vanish over
an interval.
A causal function is completely determined by the real or imaginary part of itsspectrum. As with item 4, this is helpful when performing calculations or mea-surements in the frequency domain. If the function is not band-limited however,truncation of integrals will give erroneous results.
7.Time-limited vs. band-limited functions. Assume t
2>t1.I f f(t)=0for both t<t1
and t>t2, then it is not possible to have F(k)=0for both k<k1and k>k2
where k2>k1. That is, a time-limited signal cannot be band-limited. Similarly, a
band-limited signal cannot be time-limited.
8.Null function. If the forward or inverse transform of a function is identically zero,
then the function is identically zero. This important consequence of the Fourier
integral theorem is useful when solving homogeneous partial differential equationsin the frequency domain.
9.Space or time shift. For any fixed x
0,
f(x−x0)↔F(k)e−jkx 0. (A.3)
A temporal or spatial shift affects only the phase of the transform, not the magni-
tude.
10.Frequency shift. For any fixed k0,
f(x)ejk0x↔F(k−k0).
Note that if f↔Fwhere fis real, then frequency-shifting Fcauses fto be-
come complex — again, this is important if Fhas been obtained experimentally or
through computation in the frequency domain.
11.Similarity. We have
f(αx)↔1
|α|F/parenleftbiggk
α/parenrightbigg
,
where αis any real constant. “Reciprocal spreading” is exhibited by the Fourier
transform pair; dilation in space or time results in compression in frequency, andvice versa.
12.Convolution. We have
/integraldisplay
∞
−∞f1(x/prime)f2(x−x/prime)dx/prime↔F1(k)F2(k)
and
f1(x)f2(x)↔1
2π/integraldisplay∞
−∞F1(k/prime)F2(k−k/prime)dk/prime.
The first of these is particularly useful when a problem has been solved in the
frequency domain and the solution is found to be a product of two or more functionsofk.
13.Parseval’s identity. We have
/integraldisplay
∞
−∞|f(x)|2dx=1
2π/integraldisplay∞
−∞|F(k)|2dk.
Computations of energy in the time and frequency domains always give the same
result.
14.Differentiation. We have
dnf(x)
dxn↔(jk)nF(k)and (−jx)nf(x)↔dnF(k)
dkn.
The Fourier transform can convert a differential equation in the xdomain into an
algebraic equation in the kdomain, and vice versa.
15.Integration. We have
/integraldisplayx
−∞f(u)du↔πF(k)δ(k)+F(k)
jk
where δ(k)is the Dirac delta or unit impulse.
Generalized Fourier transforms and distributions. It is worth noting that many
useful functions are not Fourier transformable in the sense given above. An example isthe signum function
sgn(x)=/braceleftBigg
−1,x<0,
1, x>0.
Although this function lacks a Fourier transform in the usual sense, for practical purposes
it may still be safely associated with what is known as a generalized Fourier transform .A
treatment of this notion would be out of place here; however, the reader should certainlybe prepared to encounter an entry such as
sgn(x)↔2/jk
in a standard Fourier transform table. Other functions can be regarded as possessing
transforms when generalized functions are permitted into the discussion. An important
example of a generalized function is the Dirac delta δ(x), which has enormous value
in describing distributions that are very thin, such as the charge layers often foundon conductor surfaces. We shall not delve into the intricacies of distribution theory.However, we can hardly avoid dealing with generalized functions; to see this we needlook no further than the simple function cosk
0xwith its transform pair
cosk0x↔π[δ(k+k0)+δ(k−k0)].
The reader of this book must therefore know the standard facts about δ(x): that it
acquires meaning only as part of an integrand, and that it satisfies the sifting property
/integraldisplay∞
−∞δ(x−x0)f(x)dx=f(x0)
for any continuous function f. With f(x)=1we obtain the familiar relation
/integraldisplay∞
−∞δ(x)dx=1.
With f(x)=e−jkxwe obtain
/integraldisplay∞
−∞δ(x)e−jkxdx=1,
thus
δ(x)↔1.
It follows that
1
2π/integraldisplay∞
−∞ejkxdk=δ(x). (A.4)
Useful transform pairs. Some of the more common Fourier transforms that arise in
the study of electromagnetics are given in Appendix C. These often involve the simplefunctions defined here:
1.Unit step function
U(x)=/braceleftBigg
1,x<0,
0,x>0.(A.5)
2.Signum function
sgn(x)=/braceleftBigg
−1,x<0,
1, x>0.(A.6)
3.Rectangular pulse function
rect(x)=/braceleftBigg
1,|x|<1,
0,|x|>1.(A.7)
4.Triangular pulse function
/Lambda1(x)=/braceleftBigg
1−|x|,|x|<1,
0, |x|>1.(A.8)
5.Sinc function
sinc(x)=sinx
x. (A.9)
Transforms of multi-variable functions
Fourier transformations can be performed over multiple variables by successive appli-
cations of (A.1). For example, the two-dimensional Fourier transform over x1and x2of
the function f(x1,x2,x3,..., xN)is the quantity F(kx1,kx2,x3,..., xN)given by
/integraldisplay∞
−∞/bracketleftbigg/integraldisplay∞
−∞f(x1,x2,x3,..., xN)e−jkx1x1dx1/bracketrightbigg
e−jkx2x2dx2
=/integraldisplay∞
−∞/integraldisplay∞
−∞f(x1,x2,x3,..., xN)e−jkx1x1e−jkx2x2dx1dx2.
The two-dimensional inverse transform is computed by multiple application of (A.2),
recovering f(x1,x2,x3,..., xN)through the operation
1
(2π)2/integraldisplay∞
−∞/integraldisplay∞
−∞F(kx1,kx2,x3,..., xN)ejkx1x1ejkx2x2dkx1dkx2.
Higher-dimensional transforms and inversions are done analogously.
Transforms of separable functions. If we are able to write
f(x1,x2,x3,..., xN)=f1(x1,x3,..., xN)f2(x2,x3,..., xN),
then successive transforms on the variables x1and x2result in
f(x1,x2,x3,..., xN)↔F1(kx1,x3,..., xN)F2(kx2,x3,..., xN).
In this case a multi-variable transform can be obtained with the help of a table of one-
dimensional transforms. If, for instance,
f(x,y,z)=δ(x−x/prime)δ(y−y/prime)δ(z−z/prime),
then we obtain
F(kx,ky,kz)=e−jkxx/primee−jkyy/primee−jkzz/prime
by three applications of (A.1).
A more compact notation for multi-dimensional functions and transforms makes use
of the vector notation k=ˆxkx+ˆyky+ˆzkzand r=ˆxx+ˆyy+ˆzzwhere ris the position
vector. In the example above, for instance, we could have written
δ(x−x/prime)δ(y−y/prime)δ(z−z/prime)=δ(r−r/prime),
and
F(k)=/integraldisplay∞
−∞/integraldisplay∞
−∞/integraldisplay∞
−∞δ(r−r/prime)e−jk·rdx dydz =e−jk·r/prime.
Fourier–Bessel transform. Ifx1and x2have the same dimensions, it may be con-
venient to recast the two-dimensional Fourier transform in polar coordinates. Let x1=
ρcosφ,kx1=pcosθ,x2=ρsinφ, and kx2=psinθ,where pandρare defined on (0,∞)
andφandθare defined on (−π,π). Then
F(p,θ,x3,..., xN)=/integraldisplayπ
−π/integraldisplay∞
0f(ρ, φ, x3,..., xN)e−jpρcos(φ−θ)ρdρdφ. (A.10)
Iffis independent of φ(due to rotational symmetry about an axis transverse to x1and
x2), then the φintegral can be computed using the identity
J0(x)=1
2π/integraldisplayπ
−πe−jxcos(φ−θ)dφ.
Thus (A.10) becomes
F(p,x3,..., xN)=2π/integraldisplay∞
0f(ρ,x3,..., xN)J0(ρp)ρdρ, (A.11)
showing that Fis independent of the angular variable θ. Expression (A.11) is termed
theFourier–Bessel transform off. The reader can easily verify that fcan be recovered
from Fthrough
f(ρ,x3,..., xN)=/integraldisplay∞
0F(p,x3,..., xN)J0(ρp)pdp,
the inverse Fourier–Bessel transform.
A review of complexcontour integration
Some powerful techniques for the evaluation of integrals rest on complex variable the-
ory. In particular, the computation of the Fourier inversion integral is often aided bythese techniques. We therefore provide a brief review of this material. For a fullerdiscussion the reader may refer to one of many widely available textbooks on complex
analysis.
We shall denote by f(z)a complex valued function of a complex variable z. That is,
f(z)=u(x,y)+jv(x,y),
where the real and imaginary parts u(x,y)andv(x,y)offare each functions of the real
and imaginary parts xand yofz:
z=x+jy=Re(z)+jIm(z).
Here j=√
−1, as is mostly standard in the electrical engineering literature.
Limits, differentiation, and analyticity. Letw=f(z), and let z0=x0+jy0and
w0=u0+jv0be points in the complex zandwplanes, respectively. We say that w0is
the limit of f(z)aszapproaches z0, and write
lim
z→z0f(z)=w0,
if and only if both u(x,y)→u0andv(x,y)→v0asx→x0and y→y0independently.
The derivative of f(z)at a point z=z0is defined by the limit
f/prime(z0)=lim
z→z0f(z)−f(z0)
z−z0,
if it exists. Existence requires that the derivative be independent of direction of approach;
that is, f/prime(z0)cannot depend on the manner in which z→z0in the complex plane. (This
turns out to be a much stronger condition than simply requiring that the functions uand
vbe differentiable with respect to the variables xand y.) We say that f(z)isanalytic
atz0if it is differentiable at z0and at all points in some neighborhood of z0.
Iff(z)is not analytic at z0but every neighborhood of z0contains a point at which
f(z)is analytic, then z0is called a singular point of f(z).
Laurent expansions and residues. Although Taylor series can be used to expand
complex functions around points of analyticity, we must often expand functions aroundpoints z
0at or near which the functions fail to be analytic. For this we use the Laurent
expansion , a generalization of the Taylor expansion involving both positive and negative
powers of z−z0:
f(z)=∞/summationdisplay
n=−∞an(z−z0)n=∞/summationdisplay
n=1a−n
(z−z0)n+∞/summationdisplay
n=0an(z−z0)n.
The numbers anare the coefficients of the Laurent expansion of f(z)at point z=z0.
The first series on the right is the principal part of the Laurent expansion, and the second
series is the regular part . The regular part is an ordinary power series, hence it converges
in some disk |z−z0|<Rwhere R≥0. Putting ζ=1/(z−z0), the principal part becomes/summationtext∞
n=1a−nζn; this power series converges for |ζ|<ρwhere ρ≥0, hence the principal part
converges for |z−z0|>1/ρ/definesr. When r<R, the Laurent expansion converges in the
annulus r<|z−z0|<R; when r>R, it diverges everywhere in the complex plane.
The function f(z)has an isolated singularity at point z0iff(z)is not analytic at z0
but is analytic in the “punctured disk” 0<|z−z0|<Rfor some R>0. Isolated
singularities are classified by reference to the Laurent expansion. Three types can arise:
1.Removable singularity. The point z0is a removable singularity of f(z)if the principal
part of the Laurent expansion of f(z)about z0is identically zero (i.e., if an=0
forn=−1,−2,−3,...).
2.Pole of order k.The point z0is a pole of order kif the principal part of the Laurent
expansion about z0contains only finitely many terms that form a polynomial of
degree kin(z−z0)−1. A pole of order 1is called a simple pole .
3.Essential singularity. The point z0is an essential singularity of f(z)if the principal
part of the Laurent expansion of f(z)about z0contains infinitely many terms (i.e.,
ifa−n/negationslash=0for infinitely many n).
The coefficient a−1in the Laurent expansion of f(z)about an isolated singular point z0
is the residue of f(z)atz0. It can be shown that
a−1=1
2πj/contintegraldisplay
/Gamma1f(z)dz (A.12)
where /Gamma1is any simple closed curve oriented counterclockwise and containing in its interior
z0and no other singularity of f(z). Particularly useful to us is the formula for evaluation
of residues at pole singularities. If f(z)has a pole of order katz=z0, then the residue
off(z)atz0is given by
a−1=1
(k−1)!lim
z→z0dk−1
dzk−1[(z−z0)kf(z)]. (A.13)
Cauchy–Goursat and residue theorems. It can be shown that if f(z)is analytic
at all points on and within a simple closed contour C, then
/contintegraldisplay
Cf(z)dz=0.
This central result is known as the Cauchy–Goursat theorem . We shall not offer a proof,
but shall proceed instead to derive a useful consequence known as the residue theorem .
Figure A.1: Derivation of the residue theorem.
FigureA.1depict sasimpleclosedcurve C enclosing n isolate dsingularitie sofafunction
f(z). We assume that f(z)is analytic on and elsewhere within C. Around each singular
point zkwe have drawn a circle Ckso small that it encloses no singular point other than
zk; taken together, the Ck(k=1,..., n) and Cform the boundary of a region in which
f(z)is everywhere analytic. By the Cauchy–Goursat theorem
/integraldisplay
Cf(z)dz+n/summationdisplay
k=1/integraldisplay
Ckf(z)dz=0.
Hence
1
2πj/integraldisplay
Cf(z)dz=n/summationdisplay
k=11
2πj/integraldisplay
Ckf(z)dz,
where now the integrations are all performed in a counterclockwise sense. By (A.12)
/integraldisplay
Cf(z)dz=2πjn/summationdisplay
k=1rk (A.14)
where r1,..., rnare the residues of f(z)at the singularities within C.
Contour deformation. Suppose fis analytic in a region Dand/Gamma1is a simple closed
curve in D.I f/Gamma1can be continuously deformed to another simple closed curve /Gamma1/primewithout
passing out of D, then
/integraldisplay
/Gamma1/primef(z)dz=/integraldisplay
/Gamma1f(z)dz. (A.15)
Toseethis,conside rFigureA.2wherewehaveintroducedanothe rsetofcurves±γ;
these new curves are assumed parallel and infinitesimally close to each other. Let Cbe
the composite curve consisting of /Gamma1,+γ,−/Gamma1/prime, and−γ, in that order. Since fis analytic
on and within C, we have
/integraldisplay
Cf(z)dz=/integraldisplay
/Gamma1f(z)dz+/integraldisplay
+γf(z)dz+/integraldisplay
−/Gamma1/primef(z)dz+/integraldisplay
−γf(z)dz=0.
But/integraltext
−/Gamma1/primef(z)dz=−/integraltext
/Gamma1/primef(z)dzand/integraltext
−γf(z)dz=−/integraltext
+γf(z)dz, hence (A.15) follows.
The contour deformation principle often permits us to replace an integration contour byone that is more convenient.
Figure A.2: Derivation of the contour deformation principle.
Principal value integrals. We must occasionally carry out integrations of the form
I=/integraldisplay∞
−∞f(x)dx
where f(x)has a finite number of singularities xk(k=1,..., n) along the real axis. Such
singularities in the integrand force us to interpret Ias an improper integral. With just
one singularity present at point x1, for instance, we define
/integraldisplay∞
−∞f(x)dx=lim
ε→0/integraldisplayx1−ε
−∞f(x)dx+lim
η→0/integraldisplay∞
x1+ηf(x)dx
provided that both limits exist. When both limits do not exist, we may still be able to
obtain a well-defined result by computing
lim
ε→0/parenleftbigg/integraldisplayx1−ε
−∞f(x)dx+/integraldisplay∞
x1+εf(x)dx/parenrightbigg
(i.e.,bytakingη=εsothatthelimitsare“symmetric”) .Thisquantityiscalledthe
Cauchy principal value ofIand is denoted
P.V./integraldisplay∞
−∞f(x)dx.
More generally, we have
P.V./integraldisplay∞
−∞f(x)dx=lim
ε→0/parenleftbigg/integraldisplayx1−ε
−∞f(x)dx+/integraldisplayx2−ε
x1+εf(x)dx+
+···+/integraldisplayxn−ε
xn−1+εf(x)dx+/integraldisplay∞
xn+εf(x)dx/parenrightbigg
fornsingularities x1<···<xn.
In a large class of problems f(z)(i.e., f(x)with xreplaced by the complex variable
z) is analytic everywhere except for the presence of finitely many simple poles. Some
of these may lie on the real axis (at points x1 <···< xn,say),andsomemaynot.
Conside rnowtheintegratio ncontour C showninFigureA.3.Wechoose R solargeand
εso small that Cencloses all the poles of fthat lie in the upper half of the complex
Figure A.3: Complex plane technique for evaluating a principal value integral.
plane. In many problems of interest the integral of faround the large semicircle tends
to zero as R→∞ and the integrals around the small semicircles are well-behaved as
ε→0. It may then be shown that
P.V./integraldisplay∞
−∞f(x)dx=πjn/summationdisplay
k=1rk+2πj/summationdisplay
UHPrk
where rkis the residue at the kth simple pole. The first sum on the right accounts for
the contributions of those poles that lie on the real axis; note that it is associated witha factor πjinstead of 2πj, since these terms arose from integrals over semicircles rather
than over full circles. The second sum, of course, is extended only over those poles thatreside in the upper half-plane.
Fourier transform solution of the 1-D waveequation
Successive applications of the Fourier transform can reduce a partial differential equa-
tion to an ordinary differential equation, and finally to an algebraic equation. Afterthe algebraic equation is solved by standard techniques, Fourier inversion can yield asolution to the original partial differential equation. We illustrate this by solving theone-dimensional inhomogeneous wave equation
/parenleftbigg∂
2
∂z2−1
c2∂2
∂t2/parenrightbigg
ψ(x,y,z,t)=S(x,y,z,t), (A.16)
where the field ψis the desired unknown and Sis the known source term. For uniqueness
of solution we must specify ψand∂ψ/∂ zover some z=constant plane. Assume that
ψ(x,y,z,t)/vextendsingle/vextendsingle/vextendsingle
z=0=f(x,y,t), (A.17)
∂
∂zψ(x,y,z,t)/vextendsingle/vextendsingle/vextendsingle
z=0=g(x,y,t). (A.18)
We begin by positing inverse temporal Fourier transform relationships for ψand S:
ψ(x,y,z,t)=1
2π/integraldisplay∞
−∞˜ψ(x,y,z,ω)ejωtdω,
S(x,y,z,t)=1
2π/integraldisplay∞
−∞˜S(x,y,z,ω)ejωtdω.
Substituting into (A.16), passing the derivatives through the integral, calculating the
derivatives, and combining the inverse transforms, we obtain
1
2π/integraldisplay∞
−∞/bracketleftbigg/parenleftbigg∂2
∂z2+k2/parenrightbigg
˜ψ(x,y,z,ω)−˜S(x,y,z,ω)/bracketrightbigg
ejωtdω=0
where k=ω/c. By the Fourier integral theorem
/parenleftbigg∂2
∂z2+k2/parenrightbigg
˜ψ(x,y,z,ω)−˜S(x,y,z,ω)=0. (A.19)
We have thus converted a partial differential equation into an ordinary differential equa-
tion. A spatial transform on zwill now convert the ordinary differential equation into
an algebraic equation. We write
˜ψ(x,y,z,ω)=1
2π/integraldisplay∞
−∞˜ψz(x,y,kz,ω)ejkzzdkz,
˜S(x,y,z,ω)=1
2π/integraldisplay∞
−∞˜Sz(x,y,kz,ω)ejkzzdkz,
in (A.19), pass the derivatives through the integral sign, compute the derivatives, and
set the integrand to zero to get
(k2−k2
z)˜ψz(x,y,kz,ω)−˜Sz(x,y,kz,ω)=0;
hence
˜ψz(x,y,kz,ω)=−˜Sz(x,y,kz,ω)
(kz−k)(kz+k). (A.20)
The price we pay for such an easy solution is that we must now perform a two-
dimensional Fourier inversion to obtain ψ(x,y,z,t)from ˜ψz(x,y,kz,ω). It turns out to
be easiest to perform the spatial inverse transform first, so let us examine
˜ψ(x,y,z,ω)=1
2π/integraldisplay∞
−∞˜ψz(x,y,kz,ω)ejkzzdkz.
By (A.20) we have
˜ψ(x,y,z,ω)=1
2π/integraldisplay∞
−∞[˜Sz(x,y,kz,ω)]/bracketleftbigg−1
(kz−k)(kz+k)/bracketrightbigg
ejkzzdkz,
where the integrand involves a product of two functions. With
˜gz(kz,ω)=−1
(kz−k)(kz+k),
the convolution theorem gives
˜ψ(x,y,z,ω)=/integraldisplay∞
−∞˜S(x,y,ζ,ω) ˜g(z−ζ,ω) dζ (A.21)
Figure A.4: Contour used to compute inverse transform in solution of the 1-D wave
equation.
where
˜g(z,ω)=1
2π/integraldisplay∞
−∞˜gz(kz,ω)ejkzzdkz=1
2π/integraldisplay∞
−∞−1
(kz−k)(kz+k)ejkzzdkz.
To compute this integral we use complex plane techniques. The domain of integration
extends along the real kz-axis in the complex kz-plane; because of the poles at kz=±k,
we must treat the integral as a principal value integral. Denoting
I(kz)=−ejkzz
2π(kz−k)(kz+k),
we have
/integraldisplay∞
−∞I(kz)dkz=lim/integraldisplay
/Gamma1rI(kz)dkz
=lim/integraldisplay−k−δ
−/Delta1I(kz)dkz+lim/integraldisplayk−δ
−k+δI(kz)dkz+lim/integraldisplay/Delta1
k+δI(kz)dkz
where the limits take δ→0and/Delta1→∞. Our kz-plane contour takes detours around the
poles using semicircles of radius δ, and is closed using a semicircle of radius /Delta1(Figure
A.4).Notethatif z> 0,wemustclosethecontourintheupperhalf-plane.
By Cauchy’s integral theorem
/integraldisplay
/Gamma1rI(kz)dkz+/integraldisplay
/Gamma11I(kz)dkz+/integraldisplay
/Gamma12I(kz)dkz+/integraldisplay
/Gamma1/Delta1I(kz)dkz=0.
Thus
/integraldisplay∞
−∞I(kz)dkz=− lim
δ→0/integraldisplay
/Gamma11I(kz)dkz−lim
δ→0/integraldisplay
/Gamma12I(kz)dkz−lim
/Delta1→∞/integraldisplay
/Gamma1/Delta1I(kz)dkz.
The contribution from the semicircle of radius /Delta1can be computed by writing kzin polar
coordinates as kz=/Delta1ejθ:
lim
/Delta1→∞/integraldisplay
/Gamma1/Delta1I(kz)dkz=1
2πlim
/Delta1→∞/integraldisplayπ
0−ejz/Delta1ejθ
(/Delta1ejθ−k)(/Delta1ejθ+k)j/Delta1ejθdθ.
Using Euler’s identity we can write
lim
/Delta1→∞/integraldisplay
/Gamma1/Delta1I(kz)dkz=1
2πlim
/Delta1→∞/integraldisplayπ
0−e−/Delta1zsinθej/Delta1zcosθ
/Delta12e2jθj/Delta1ejθdθ.
Thus, as long as z>0the integrand will decay exponentially as /Delta1→∞, and
lim
/Delta1→∞/integraldisplay
/Gamma1/Delta1I(kz)dkz→0.
Similarly,/integraltext
/Gamma1/Delta1I(kz)dkz→0when z<0if we close the semicircle in the lower half-plane.
Thus,
/integraldisplay∞
−∞I(kz)dkz=− lim
δ→0/integraldisplay
/Gamma11I(kz)dkz−lim
δ→0/integraldisplay
/Gamma12I(kz)dkz. (A.22)
The integrals around the poles can also be computed by writing kzin polar coordinates.
Writing kz=−k+δejθwe find
lim
δ→0/integraldisplay
/Gamma11I(kz)dkz=1
2πlim
δ→0/integraldisplay0
π−ejz(−k+δejθ)jδejθ
(−k+δejθ−k)(−k+δejθ+k)dθ
=1
2π/integraldisplayπ
0e−jkz
−2kjdθ=−j
4ke−jkz.
Similarly, using kz=k+δejθ, we obtain
lim
δ→0/integraldisplay
/Gamma12I(kz)dkz=j
4kejkz.
Substituting these into (A.22) we have
˜g(z,ω)=j
4ke−jkz−j
4kejkz=1
2ksinkz, (A.23)
valid for z>0.F o r z<0, we close in the lower half-plane instead and get
˜g(z,ω)=−1
2ksinkz. (A.24)
Substituting (A.23) and (A.24) into (A.21) we obtain
˜ψ(x,y,z,ω)=/integraldisplayz
−∞˜S(x,y,ζ,ω)sink(z−ζ)
2kdζ−1
2k/integraldisplay∞
z˜S(x,y,ζ,ω)sink(z−ζ)
2kdζ
where we have been careful to separate the two cases considered above. To make things
a bit easier when we apply the boundary conditions, let us rewrite the above expression.Splitting the domain of integration we write
˜ψ(x,y,z,ω)=/integraldisplay
0
−∞˜S(x,y,ζ,ω)sink(z−ζ)
2kdζ+/integraldisplayz
0˜S(x,y,ζ,ω)sink(z−ζ)
kdζ−
−/integraldisplay∞
0˜S(x,y,ζ,ω)sink(z−ζ)
2kdζ.
Expansion of the trigonometric functions then gives
˜ψ(x,y,z,ω)=/integraldisplayz
0˜S(x,y,ζ,ω)sink(z−ζ)
kdζ+
+sinkz
2k/integraldisplay0
−∞˜S(x,y,ζ,ω) coskζdζ−coskz
2k/integraldisplay0
−∞˜S(x,y,ζ,ω) sinkζdζ−
−sinkz
2k/integraldisplay∞
0˜S(x,y,ζ,ω) coskζdζ+coskz
2k/integraldisplay∞
0˜S(x,y,ζ,ω) sinkζdζ.
The last four integrals are independent of z, so we can represent them with functions
constant in z. Finally, rewriting the trigonometric functions as exponentials we have
˜ψ(x,y,z,ω)=/integraldisplayz
0˜S(x,y,ζ,ω)sink(z−ζ)
kdζ+˜A(x,y,ω)e−jkz+˜B(x,y,ω)ejkz.
(A.25)
This formula for ˜ψwas found as a solution to the inhomogeneous ordinary differential
equation (A.19). Hence, to obtain the complete solution we should add any possiblesolutions of the homogeneous differential equation. Since these are exponentials, (A.25)in fact represents the complete solution, where ˜Aand ˜Bare considered unknown and
can be found using the boundary conditions.
If we are interested in the frequency-domain solution to the wave equation, then we
are done. However, since our boundary conditions (A.17) and (A.18) pertain to the timedomain, we must temporally inverse transform before we can apply them. Writing thesine function in (A.25) in terms of exponentials, we can express the time-domain solutionas
˜ψ(x,y,z,t)=/integraldisplay
z
0F−1/braceleftbiggc
2˜S(x,y,ζ,ω)
jωejω
c(z−ζ)−c
2˜S(x,y,ζ,ω)
jωe−jω
c(z−ζ)/bracerightbigg
dζ+
+F−1/braceleftbig˜A(x,y,ω)e−jω
cz/bracerightbig
+F−1/braceleftbig˜B(x,y,ω)ejω
cz/bracerightbig
. (A.26)
A combination of the Fourier integration and time-shifting theorems gives the general
identity
F−1/braceleftbigg˜S(x,y,ζ,ω)
jωe−jωt0/bracerightbigg
=/integraldisplayt−t0
−∞S(x,y,ζ,τ) dτ, (A.27)
where we have assumed that ˜S(x,y,ζ,0)=0. Using this in (A.26) along with the time-
shifting theorem we obtain
ψ(x,y,z,t)=c
2/integraldisplayz
0/braceleftBigg/integraldisplayt−ζ−z
c
−∞S(x,y,ζ,τ) dτ−/integraldisplayt−z−ζ
c
−∞S(x,y,ζ,τ) dτ/bracerightBigg
dζ+
+a/parenleftBig
x,y,t−z
c/parenrightBig
+b/parenleftBig
x,y,t+z
c/parenrightBig
,
or
ψ(x,y,z,t)=c
2/integraldisplayz
0/integraldisplayt+z−ζ
c
t−z−ζ
cS(x,y,ζ,τ) dτdζ+a/parenleftBig
x,y,t−z
c/parenrightBig
+b/parenleftBig
x,y,t+z
c/parenrightBig
(A.28)
where
a(x,y,t)=F−1[˜A(x,y,ω)], b(x,y,t)=F−1[˜B(x,y,ω)].
To calculate a(x,y,t)and b(x,y,t), we must use the boundary conditions (A.17) and
(A.18). To apply (A.17), we put z=0into (A.28) to give
a(x,y,t)+b(x,y,t)=f(x,y,t). (A.29)
Using (A.18) is a bit more complicated since we must compute ∂ψ/∂ z, and zis a pa-
rameter in the limits of the integral describing ψ. To compute the derivative we apply
Leibnitz’ rule for differentiation:
d
dα/integraldisplayθ(α)
φ(α)f(x,α)dx=/parenleftbiggdθ
dα/parenrightbigg
f(θ(α),α )−/parenleftbiggdφ
dα/parenrightbigg
f(φ(α),α )+/integraldisplayθ(α)
φ(α)∂f
∂αdx.(A.30)
Using this on the integral term in (A.28) we have
∂
∂z/bracketleftBigg
c
2/integraldisplayz
0/parenleftBigg/integraldisplayt+z−ζ
c
t−z−ζ
cS(x,y,ζ,τ) dτ/parenrightBigg
dζ/bracketrightBigg
=c
2/integraldisplayz
0∂
∂z/parenleftBigg/integraldisplayt+z−ζ
c
t−z−ζ
cS(x,y,ζ,τ) dτ/parenrightBigg
dζ,
which is zero at z=0.T h u s
∂ψ
∂z/vextendsingle/vextendsingle/vextendsingle
z=0=g(x,y,t)=−1
ca/prime(x,y,t)+1
cb/prime(x,y,t)
where a/prime=∂a/∂tand b/prime=∂b/∂t. Integration gives
−a(x,y,t)+b(x,y,t)=c/integraldisplayt
−∞g(x,y,τ)dτ. (A.31)
Equations (A.29) and (A.31) represent two algebraic equations in the two unknown
functions aand b. The solutions are
2a(x,y,t)=f(x,y,t)−c/integraldisplayt
−∞g(x,y,τ)dτ,
2b(x,y,t)=f(x,y,t)+c/integraldisplayt
−∞g(x,y,τ)dτ.
Finally, substitution of these into (A.28) gives us the solution to the inhomogeneous wave
equation
ψ(x,y,z,t)=c
2/integraldisplayz
0/integraldisplayt+z−ζ
c
t−z−ζ
cS(x,y,ζ,τ) dτdζ+1
2/bracketleftBig
f/parenleftBig
x,y,t−z
c/parenrightBig
+f/parenleftBig
x,y,t+z
c/parenrightBig/bracketrightBig
+
+c
2/integraldisplayt+z
c
t−z
cg(x,y,τ)dτ. (A.32)
This is known as the D’Alembert solution . The terms f(x,y,t∓z/c)contribute to ψ
as waves propagating away from the plane z=0in the ±z-directions, respectively. The
integral over the forcing term Sis seen to accumulate values of Sover a time interval
determined by z−ζ.
The boundary conditions could have been applied while still in the temporal frequency
domain (but not the spatial frequency domain, since the spatial position zis lost). But to
do this, we would need the boundary conditions to be in the temporal frequency domain.This is easily accomplished by transforming them to give
˜ψ(x,y,z,ω)/vextendsingle/vextendsingle/vextendsingle
z=0=˜f(x,y,ω) ,
∂
∂z˜ψ(x,y,z,ω)/vextendsingle/vextendsingle/vextendsingle
z=0=˜g(x,y,ω) .
Applying these to (A.25) (and again using Leibnitz’ rule) we have
˜A(x,y,ω)+˜B(x,y,ω)=˜f(x,y,ω) ,
−jk˜A(x,y,ω)+jk˜B(x,y,ω)=˜g(x,y,ω) ,
hence
2˜A(x,y,ω)=˜f(x,y,ω)−c˜g(x,y,ω)
jω,
2˜B(x,y,ω)=˜f(x,y,ω)+c˜g(x,y,ω)
jω.
Finally, substituting these back into (A.25) and expanding the sine function we obtain
the frequency-domain solution that obeys the given boundary conditions:
˜ψ(x,y,z,ω)=c
2/integraldisplayz
0/bracketleftbigg˜S(x,y,ζ,ω) ejω
c(z−ζ)
jω−˜S(x,y,ζ,ω) e−jω
c(z−ζ)
jω/bracketrightbigg
dζ+
+1
2/bracketleftbig˜f(x,y,ω)ejω
cz+˜f(x,y,ω)e−jω
cz/bracketrightbig
+
+c
2/bracketleftbigg˜g(x,y,ω)ejω
cz
jω−˜g(x,y,ω)e−jω
cz
jω/bracketrightbigg
.
This is easily inverted using (A.27) to give (A.32).
Fourier transform solution of the 1-D homogeneous wave equation for
dissipative media
Wave propagation in dissipative media can be studied using the one-dimensional wave
equation
/parenleftbigg∂2
∂z2−2/Omega1
v2∂
∂t−1
v2∂2
∂t2/parenrightbigg
ψ(x,y,z,t)=S(x,y,z,t). (A.33)
This equation is nearly identical to the wave equation for lossless media studied in the
previous section, except for the addition of the ∂ψ/∂ tterm. This extra term will lead to
important physical consequences regarding the behavior of the wavesolutions.
We shall solve (A.33) using the Fourier transform approach of the previous section,
but to keep the solution simple we shall only consider the homogeneous problem. Webegin by writing ψin terms of its inverse temporal Fourier transform:
ψ(x,y,z,t)=1
2π/integraldisplay∞
−∞˜ψ(x,y,z,ω)ejωtdω.
Substituting this into the homogeneous version of (A.33) and taking the time derivatives,
we obtain
1
2π/integraldisplay∞
−∞/bracketleftbigg
(jω)2+2/Omega1(jω)−v2∂2
∂z2/bracketrightbigg
˜ψ(x,y,z,ω)ejωtdω=0.
The Fourier integral theorem leads to
∂2˜ψ(x,y,z,ω)
∂z2−κ2˜ψ(x,y,z,ω)=0 (A.34)
where
κ=1
v/radicalbig
p2+2/Omega1p
with p=jω.
We can solve the homogeneous ordinary differential equation (A.34) by inspection:
˜ψ(x,y,z,ω)=˜A(x,y,ω)e−κz+˜B(x,y,ω)eκz. (A.35)
Here ˜Aand ˜Bare frequency-domain coefficients to be determined. We can either specify
these coefficients directly, or solve for them by applying specific boundary conditions.We examine each possibility below.
Solution to waveequation by direct application of boundary conditions. The
solution to the wave equation (A.33) will be unique if we specify functions f(x,y,t)and
g(x,y,t)such that
ψ(x,y,z,t)/vextendsingle/vextendsingle/vextendsingle
z=0=f(x,y,t),
∂
∂zψ(x,y,z,t)/vextendsingle/vextendsingle/vextendsingle
z=0=g(x,y,t). (A.36)
Assuming the Fourier transform pairs f(x,y,t)↔˜f(x,y,ω)andg(x,y,t)↔˜g(x,y,ω),
we can apply the boundary conditions (A.36) in the frequency domain:
˜ψ(x,y,z,ω)/vextendsingle/vextendsingle/vextendsingle
z=0=˜f(x,y,ω) ,
∂
∂z˜ψ(x,y,z,ω)/vextendsingle/vextendsingle/vextendsingle
z=0=˜g(x,y,ω) .
From these we find
˜A+˜B=˜f, −κ˜A+κ˜B=˜g,v
or
˜A=1
2/bracketleftbigg
˜f−˜g
κ/bracketrightbigg
, ˜B=1
2/bracketleftbigg
˜f+˜g
κ/bracketrightbigg
.
Substitution into (A.35) gives
˜ψ(x,y,z,ω)=˜f(x,y,ω)coshκz+˜g(x,y,ω)sinhκz
κ
=˜f(x,y,ω)∂
∂z˜Q(x,y,z,ω)+˜g(x,y,ω)˜Q(x,y,z,ω)
=˜ψ1(x,y,z,ω)+˜ψ2(x,y,z,ω)
where ˜Q=sinhκz/κ. Assuming that Q(x,y,z,t)↔˜Q(x,y,z,ω), we can employ the
convolution theorem to immediately write down ψ(x,y,z,t):
ψ(x,y,z,t)=f(x,y,t)∗∂
∂zQ(x,y,z,t)+g(x,y,z,t)∗Q(x,y,z,t)
=ψ1(x,y,z,t)+ψ2(x,y,z,t). (A.37)
To find ψwe must first compute the inverse transform of ˜Q. Here we resort to a
tabulated result [26]:
sinh/bracketleftbig
a√p+λ√p+µ/bracketrightbig
√p+λ√p+µ↔1
2e−1
2(µ+λ)tJ0/parenleftbigg1
2(λ−µ)/radicalbig
a2−t2/parenrightbigg
,−a<t<a.
Here ais a positive, finite real quantity, and λandµare finite complex quantities.
Outside the range |t|<athe time-domain function is zero.
Letting a=z/v,µ=0, and λ=2/Omega1in the above expression, we find
Q(x,y,z,t)=v
2e−/Omega1tJ0/parenleftbigg/Omega1
v/radicalbig
z2−v2t2/parenrightbigg
[U(t+z/v)−U(t−z/v)] (A.38)
where U(x)is the unit step function (A.5). From (A.37) we see that
ψ2(x,y,z,t)=/integraldisplay∞
−∞g(x,y,t−τ)Q(x,y,z,τ)dτ=/integraldisplayz/v
−z/vg(x,y,t−τ)Q(x,y,z,τ)dτ.
Using the change of variables u=t−τand substituting (A.38), we then have
ψ2(x,y,z,t)=v
2e−/Omega1t/integraldisplayt+z
v
t−z
vg(x,y,u)e/Omega1uJ0/parenleftbigg/Omega1
v/radicalbig
z2−(t−u)2v2/parenrightbigg
du. (A.39)
To find ψ1we must compute ∂Q/∂z. Using the product rule we have
∂Q(x,y,z,t)
∂z=v
2e−/Omega1tJ0/parenleftbigg/Omega1
v/radicalbig
z2−v2t2/parenrightbigg∂
∂z[U(t+z/v)−U(t−z/v)]+
+v
2e−/Omega1t[U(t+z/v)−U(t−z/v)]∂
∂zJ0/parenleftbigg/Omega1
v/radicalbig
z2−v2t2/parenrightbigg
.
Next, using dU(x)/dx=δ(x)and remembering that J/prime
0(x)=− J1(x)and J0(0)=1,w e
can write
∂Q(x,y,z,t)
∂z=1
2e−/Omega1t[δ(t+z/v)+δ(t−z/v)]−
−z/Omega12
2ve−/Omega1tJ1/parenleftBig
/Omega1
v√
z2−v2t2/parenrightBig
/Omega1
v√
z2−v2t2[U(t+z/v)−U(t−z/v)].
Convolving this expression with f(x,y,t)we obtain
ψ1(x,y,z,t)=1
2e−/Omega1
vzf/parenleftBig
x,y,t−z
v/parenrightBig
+1
2e/Omega1
vzf/parenleftBig
x,y,t+z
v/parenrightBig
−
−z/Omega12
2ve−/Omega1t/integraldisplayt+z
v
t−z
vf(x,y,u)e/Omega1uJ1/parenleftBig
/Omega1
v/radicalbig
z2−(t−u)2v2/parenrightBig
/Omega1
v/radicalbig
z2−(t−u)2v2du.(A.40)
Finally, adding (A.40) and (A.39), we obtain
ψ(x,y,z,t)=1
2e−/Omega1
vzf/parenleftBig
x,y,t−z
v/parenrightBig
+1
2e/Omega1
vzf/parenleftBig
x,y,t+z
v/parenrightBig
−
−z/Omega12
2ve−/Omega1t/integraldisplayt+z
v
t−z
vf(x,y,u)e/Omega1uJ1/parenleftBig
/Omega1
v/radicalbig
z2−(t−u)2v2/parenrightBig
/Omega1
v/radicalbig
z2−(t−u)2v2du+
+v
2e−/Omega1t/integraldisplayt+z
v
t−z
vg(x,y,u)e/Omega1uJ0/parenleftbigg/Omega1
v/radicalbig
z2−(t−u)2v2/parenrightbigg
du. (A.41)
Note that when /Omega1=0this reduces to
ψ(x,y,z,t)=1
2f/parenleftBig
x,y,t−z
v/parenrightBig
+1
2f/parenleftBig
x,y,t+z
v/parenrightBig
+v
2/integraldisplayt+z
v
t−z
vg(x,y,u)du,
which matches (A.32) for the homogeneous case where S=0.
Solution to wave equation by specification of waveamplitudes. An alternative
to direct specification of boundary conditions is specification of the amplitude functions
˜A(x,y,ω)and ˜B(x,y,ω)or their inverse transforms A(x,y,t)and B(x,y,t). If we specify
the time-domain functions we can write ψ(x,y,z,t)as the inverse transform of (A.35).
For example, a wave traveling in the +z-direction behaves as
ψ(x,y,z,t)=A(x,y,t)∗F+(x,y,z,t) (A.42)
where
F+(x,y,z,t)↔e−κz=e−z
v√
p2+2/Omega1p.
We can find F+using the following Fourier transform pair [26]):
e−x
v√
(p+ρ)2−σ2↔e−ρ
vxδ(t−x/v)+σx
ve−ρtI1/parenleftBig
σ/radicalbig
t2−(x/v)2/parenrightBig
/radicalbig
t2−(x/v)2,x
v<t.(A.43)
Here x is real and positive and I1(x)is the modified Bessel function of the first kind and
order 1. Outside the range x/v < tthe time-domain function is zero. Letting ρ=/Omega1and
σ=/Omega1we find
F+(x,y,z,t)=/Omega12z
ve−/Omega1tI1(/Omega1/radicalbig
t2−(z/v)2)
/Omega1/radicalbig
t2−(z/v)2U(t−z/v)+e−/Omega1
vzδ(t−z/v). (A.44)
Note that F+is a real functions of time, as expected.
Substituting (A.44) into (A.42) and writing the convolution in integral form we have
ψ(x,y,z,t)=/integraldisplay∞
z/vA(x,y,t−τ)/bracketleftBigg
/Omega12z
ve−/Omega1τI1(/Omega1/radicalbig
τ2−(z/v)2)
/Omega1/radicalbig
τ2−(z/v)2/bracketrightBigg
dτ+
+e−/Omega1
vzA/parenleftBig
x,y,t−z
v/parenrightBig
,z>0. (A.45)
The 3-D Green’s function for waves in dissipative media
To understand the fields produced by bounded sources within a dissipative medium we
may wish to investigate solutions to the wave equation in three dimensions. The Green’sfunction approach requires the solution to
/parenleftbigg
∇
2−2/Omega1
v2∂
∂t−1
v2∂2
∂t2/parenrightbigg
G(r|r/prime;t)=−δ(t)δ(r−r/prime)
=−δ(t)δ(x−x/prime)δ(y−y/prime)δ(z−z/prime).
That is, we are interested in the impulse response of a point source located at r=r/prime.
We begin by substituting the inverse temporal Fourier transform relations
G(r|r/prime;t)=1
2π/integraldisplay∞
−∞˜G(r|r/prime;ω)ejωtdω,
δ(t)=1
2π/integraldisplay∞
−∞ejωtdω,
obtaining
1
2π/integraldisplay∞
−∞/bracketleftbigg/parenleftbigg
∇2−jω2/Omega1
v2−1
v2(jω)2/parenrightbigg
˜G(r|r/prime;ω)+δ(r−r/prime)/bracketrightbigg
ejωtdω=0.
By the Fourier integral theorem we have
(∇2+k2)˜G(r|r/prime;ω)=−δ(r−r/prime). (A.46)
This is known as the Helmholtz equation . Here
k=1
v/radicalbig
ω2−j2ω/Omega1 (A.47)
is called the wavenumber .
To solve the Helmholtz equation we write ˜Gin terms of a 3-dimensional inverse Fourier
transform. Substitution of
˜G(r|r/prime;ω)=1
(2π)3/integraldisplay∞
−∞˜Gr(k|r/prime;ω)ejk·rd3k,
δ(r−r/prime)=1
(2π)3/integraldisplay∞
−∞ejk·(r−r/prime)d3k,
into (A.46) gives
1
(2π)3/integraldisplay∞
−∞/bracketleftBig
∇2/parenleftbig˜Gr(k|r/prime;ω)ejk·r/parenrightbig
+k2˜Gr(k|r/prime;ω)ejk·r+ejk·(r−r/prime)/bracketrightBig
d3k=0.
Here
k=ˆxkx+ˆyky+ˆzkz
with|k|2=k2
x+k2
y+k2
z=K2. Carrying out the derivatives and invoking the Fourier
integral theorem we have
(K2−k2)˜Gr(k|r/prime;ω)=e−jk·r/prime.
Solving for ˜Gand substituting it into the inverse transform relation we have
˜G(r|r/prime;ω)=1
(2π)3/integraldisplay∞
−∞ejk·(r−r/prime)
(K−k)(K+k)d3k. (A.48)
To compute the inverse transform integral in (A.48) we write the 3-D transform variable
in spherical coordinates:
k·(r−r/prime)=KRcosθ, d3k=K2sinθdK dθdφ,
where R=|r−r/prime|andθis the angle between kand r−r/prime. Hence (A.48) becomes
˜G(r|r/prime;ω)=1
(2π)3/integraldisplay∞
0K2dK
(K−k)(K+k)/integraldisplay2π
0dφ/integraldisplayπ
0ejKR cosθsinθdθ
=2
(2π)2R/integraldisplay∞
0Ksin(KR)
(K−k)(K+k)dK,
or, equivalently,
˜G(r|r/prime;ω)=1
2jR(2π)2/integraldisplay∞
−∞ejKR
(K−k)(K+k)Kd K −
−1
2jR(2π)2/integraldisplay∞
−∞e−jkR
(K−k)(K+k)Kd K.
We can compute the integrals over Kusing the complex plane technique. We consider K
to be a complex variable, and note that for dissipative media we have k=kr+jki, where
kr>0and ki<0. Thus the integrand has poles at K=±k. For the integral involving
e+jKRwe close the contour in the upper half-plane using a semicircle of radius /Delta1and
use Cauchy’s residue theorem. Then at all points on the semicircle the integrand decaysexponentially as /Delta1→∞, and there is no contribution to the integral from this part of
the contour. The real-line integral is thus equal to 2πjtimes the residue at K=−k:
/integraldisplay
∞
−∞ejKR
(K−k)(K+k)Kd K =2πje−jkR
−2k(−k).
For the term involving e−jKRwe close in the lower half-plane and again the contribution
from the infinite semicircle vanishes. In this case our contour is clockwise and so the realline integral is −2πjtimes the residue at K=k:
/integraldisplay
∞
−∞e−jKR
(K−k)(K+k)Kd K =−2πje−jkR
2kk.
Thus
˜G(r|r/prime;ω)=e−jkR
4πR. (A.49)
Note that if /Omega1=0then this reduces to
˜G(r|r/prime;ω)=e−jωR/v
4πR. (A.50)
Our last step is to find the temporal Green’s function. Let p=jω. Then we can write
˜G(r|r/prime;ω)=eκR
4πR
where
κ=− jk=1
v/radicalbig
p2+2/Omega1p.
We may find the inverse transform using (A.43). Letting x=R,ρ=/Omega1, and σ=/Omega1we
find
G(r|r/prime;t)=e−/Omega1
vRδ(t−R/v)
4πR+/Omega12
4πve−/Omega1tI1/parenleftBig
/Omega1/radicalbig
t2−(R/v)2/parenrightBig
/Omega1/radicalbig
t2−(R/v)2U/parenleftbigg
t−R
v/parenrightbigg
.
We note that in the case of no dissipation where /Omega1=0this reduces to
G(r|r/prime;t)=δ(t−R/v)
4πR
which is the inverse transform of (A.50).
Fourier transform representation of the static Green’s function
In the study of static fields, we shall be interested in the solution to the partial differ-
ential equation
∇2G(r|r/prime)=−δ(r−r/prime)=−δ(x−x/prime)δ(y−y/prime)δ(z−z/prime). (A.51)
Here G(r|r/prime), called the “static Green’s function,” represents the potential at point r
produced by a unit point source at point r/prime.
In Chapter 3 we find that G(r|r/prime)=1/4π|r−r/prime|. In a variety of problems it is also
useful to have Gwritten in terms of an inverse Fourier transform over the variables x
and y. Letting Grform a three-dimensional Fourier transform pair with G, we can write
G(r|r/prime)=1
(2π)3/integraldisplay∞
−∞Gr(kx,ky,kz|r/prime)ejkxxejkyyejkzzdkxdkydkz.
Substitution into (A.51) along with the inverse transformation representation for the
delta function (A.4) gives
1
(2π)3∇2/integraldisplay∞
−∞Gr(kx,ky,kz|r/prime)ejkxxejkyyejkzzdkxdkydkz
=−1
(2π)3/integraldisplay∞
−∞ejkx(x−x/prime)ejky(y−y/prime)ejkz(z−z/prime)dkxdkydkz.
We then combine the integrands and move the Laplacian operator through the integral
to obtain
1
(2π)3/integraldisplay∞
−∞/bracketleftBig
∇2/parenleftbig
Gr(k|r/prime)ejk·r/parenrightbig
+ejk·(r−r/prime)/bracketrightBig
d3k=0,
where k=ˆxkx+ˆyky+ˆzkz. Carrying out the derivatives,
1
(2π)3/integraldisplay∞
−∞/bracketleftBig/parenleftbig
−k2
x−k2
y−k2
z/parenrightbig
Gr(k|r/prime)+e−jk·r/prime/bracketrightBig
ejk·rd3k=0.
Letting k2
x+k2
y=k2
ρand invoking the Fourier integral theorem we get the algebraic
equation
/parenleftbig
−k2
ρ−k2
z/parenrightbig
Gr(k|r/prime)+e−jk·r/prime=0,
which we can easily solve for Gr:
Gr(k|r/prime)=e−jk·r/prime
k2ρ+k2z. (A.52)
Equation (A.52) gives us a 3-D transform representation for the Green’s function.
Since we desire the 2-D representation, we shall have to perform the inverse transformover k
z. Writing
Gxy(kx,ky,z|r/prime)=1
2π/integraldisplay∞
−∞Gr(kx,ky,kz|r/prime)ejkzzdkz
we have
Gxy(kx,ky,z|r/prime)=1
2π/integraldisplay∞
−∞e−jkxx/primee−jkyy/primeejkz(z−z/prime)
k2ρ+k2zdkz. (A.53)
To compute this integral, we let kzbe a complex variable and consider a closed contour in
the complex plane, consisting of a semicircle and the real axis. As previously discussed,we compute the principal value integral as the semicircle radius /Delta1→∞, and find that
the contribution along the semicircle reduces to zero. Hence we can use Cauchy’s residuetheorem (A.14) to obtain the real-line integral:
G
xy(kx,ky,z|r/prime)=2πjres/braceleftBigg
1
2πe−jkxx/primee−jkyy/primeejkz(z−z/prime)
k2ρ+k2z/bracerightBigg
.
Here res{f(kz)}denotes the residues of the function f(kz). The integrand in (A.53) has
poles of order 1at kz=± jkρ,kρ≥0.I fz−z/prime>0we close in the upper half-plane and
enclose only the pole at kz=jkρ. Computing the residue using (A.13), we obtain
Gxy(kx,ky,z|r/prime)=je−jkxx/primee−jkyy/primee−kρ(z−z/prime)
2jkρ, z>z/prime.
Since z>z/primethis function decays for increasing z, as expected physically. For z−z/prime<0we
close in the lower half-plane, enclosing the pole at kz=− jkρand incurring an additional
negative sign since our contour is now clockwise. Evaluating the residue we have
Gxy(kx,ky,z|r/prime)=− je−jkxx/primee−jkyy/primeekρ(z−z/prime)
−2jkρ, z<z/prime.
We can combine both cases z>z/primeand z<z/primeby using the absolute value function:
Gxy(kx,ky,z|r/prime)=e−jkxx/primee−jkyy/primee−kρ|z−z/prime|
2kρ. (A.54)
Finally, we substitute (A.54) into the inverse transform formula. This gives the Green’s
function representation
G(r|r/prime)=1
4π|r−r/prime|=1
(2π)2/integraldisplay∞
−∞e−kρ|z−z/prime|
2kρejkρ·(r−r/prime)d2kρ, (A.55)
where kρ=ˆxkx+ˆyky,kρ=|kρ|, and d2kρ=dkxdky.
On occasion we may wish to represent the solution of the homogeneous (Laplace)
equation
∇2ψ(r)=0
in terms of a 2-D Fourier transform. In this case we represent ψas a 2-D inverse transform
and substitute to obtain
1
(2π)2/integraldisplay∞
−∞∇2/parenleftbig
ψxy(kx,ky,z)ejkxxejkyy/parenrightbig
dkxdky=0.
Carrying out the derivatives and invoking the Fourier integral theorem we find that
/parenleftbigg∂2
∂z2−k2
ρ/parenrightbigg
ψxy(kx,ky,z)=0.
Hence
ψxy(kx,ky,z)=Aekρz+Be−kρz
where Aand Bare constants with respect to z. Inverse transformation gives
ψ(r)=1
(2π)2/integraldisplay∞
−∞/bracketleftbig
A(kρ)ekρz+B(kρ)e−kρz/bracketrightbig
ejkρ·rd2kρ. (A.56)
A.2 Vector transport theorems
We are often interested in the time rate of change of some field integrated over a
moving volume or surface. Such a derivative may be used to describe the transport of aphysical quantity (e.g., charge, momentum, energy) through space. Many of the relevanttheorems are derived in this section. The results find application in the development ofthe large-scale forms of Maxwell equations, the continuity equation, and the Poyntingtheorem.
Partial, total, and material derivatives
The key to understanding transport theorems lies in the difference between the various
means of time-differentiating a field. Consider a scalar field T(r,t)(which could represent
one component of a vector or dyadic field). If we fix our position within the field andexamine how the field varies with time, we describe the partial derivative ofT. However,
this may not be the most useful means of measuring the time rate of change of a field.For instance, in mechanics we might be interested in the rate at which water cools asit sinks to the bottom of a container. In this case, Tcould represent temperature. We
could create a “depth profile” at any given time (i.e., measure T(r,t
0)for some fixed t0)
by taking simultaneous data from a series of temperature probes at varying depths. Wecould also create a temporal profile at any given depth (i.e., measure T(r
0,t)for some
fixed r0) by taking continuous data from a probe fixed at that depth. But neither of
these would describe how an individual sinking water particle “experiences” a change intemperature over time.
Instead, we could use a probe that descends along with a particular water packet (i.e.,
volume element), measuring the time rate of temperature change of that element. Thisrate of change is called the convective ormaterial derivative , since it corresponds to a
situation in which a physical material quantity is followed as the derivative is calculated.We anticipate that this quantity will depend on (1) the time rate of change of Tat each
fixed point that the particle passes, and (2) the spatial rate of change of Tas well as
the rapidity with which the packet of interest is swept through that space gradient. Thefaster the packet descends, or the faster the temperature cools with depth, the larger thematerial derivative should be.
To compute the material derivative we describe the position of a water packet by the
vector
r(t)=ˆxx(t)+ˆyy(t)+ˆzz(t).
Because no two packets can occupy the same place at the same time, the specification of
r(0)=r
0uniquely describes (or “tags”) a particular packet. The time rate of change of r
with r0held constant (the material derivative of the position vector) is thus the velocity
field u(r,t)of the fluid:
/parenleftbiggdr
dt/parenrightbigg
r0=Dr
Dt=u. (A.57)
Here we use the “big D” notation to denote the material derivative, thereby avoiding
confusion with the partial and total derivatives described below.
To describe the time rate of change of the temperature of a particular water packet, we
only need to hold r0constant while we examine the change. If we write the temperature
as
T(r,t)=T(r(r0,t),t)=T[x(r0,t),y(r0,t),z(r0,t),t],
then we can use the chain rule to find the time rate of change of Twith r0held constant:
DT
Dt=/parenleftbiggdT
dt/parenrightbigg
r0
=/parenleftbigg∂T
∂x/parenrightbigg/parenleftbiggdx
dt/parenrightbigg
r0+/parenleftbigg∂T
∂y/parenrightbigg/parenleftbiggdy
dt/parenrightbigg
r0+/parenleftbigg∂T
∂z/parenrightbigg/parenleftbiggdz
dt/parenrightbigg
r0+∂T
∂t.
We recognize the partial derivatives of the coordinates as the components of the material
velocity (A.57), and thus can write
DT
Dt=∂T
∂t+ux∂T
∂x+uy∂T
∂y+uz∂T
∂z=∂T
∂t+u·∇T.
As expected, the material derivative depends on both the local time rate of change and
the spatial rate of change of temperature.
Suppose next that our probe is motorized and can travel about in the sinking water.
If the probe sinks faster than the surrounding water, the time rate of change (measuredby the probe) should exceed the material derivative. Let the probe position and velocitybe
r(t)=ˆxx(t)+ˆyy(t)+ˆzz(t), v(r,t)=ˆxdx(t)
dt+ˆydy(t)
dt+ˆzdz(t)
dt.
We can use the chain rule to determine the time rate of change of the temperature
observed by the probe, but in this case we do notconstrain the velocity components to
represent the moving fluid. Thus, we merely obtain
dT
dt=∂T
∂xdx
dt+∂T
∂ydy
dt+∂T
∂zdz
dt+∂T
∂t
=∂T
∂t+v·∇T.
This is called the total derivative of the temperature field.
In summary, the time rate of change of a scalar field Tseen by an observer moving
with arbitrary velocity vis given by the total derivative
dT
dt=∂T
∂t+v·∇T. (A.58)
If the velocity of the observer happens to match the velocity uof a moving substance,
the time rate of change is the material derivative
DT
Dt=∂T
∂t+u·∇T. (A.59)
We can obtain the material derivative of a vector field Fby component-wise application
of (A.59):
DF
Dt=D
Dt/bracketleftbigˆxFx+ˆyFy+ˆzFz/bracketrightbig
=ˆx∂Fx
∂t+ˆy∂Fy
∂t+ˆz∂Fz
∂t+ˆx[u·(∇Fx)]+ˆy/bracketleftbig
u·(∇Fy)/bracketrightbig
+ˆz[u·(∇Fz)].
Figure A.5: Derivation of the Helmholtz transport theorem.
Using the notation
u·∇= ux∂
∂x+uy∂
∂y+uz∂
∂z
we can write
DF
Dt=∂F
∂t+(u·∇)F. (A.60)
This is the material derivative of a vector field Fwhen udescribes the motion of a
physical material. Similarly, the total derivative of a vector field is
dF
dt=∂F
∂t+(v·∇)F
where vis arbitrary.
The Helmholtz and Reynolds transport theorems
We choose the intuitive approach taken by Tai [190] and Whitaker [214]. Consider
an open surface S(t)moving through space and possibly deforming as it moves. The
velocity of the points comprising the surface is given by the vector field v(r,t). We are
interested in computing the time derivative of the flux of a vector field F(r,t)through
S(t):
ψ(t)=d
dt/integraldisplay
S(t)F(r,t)·dS
=lim
/Delta1t→0/integraltext
S(t+/Delta1t)F(r,t+/Delta1t)·dS−/integraltext
S(t)F(r,t)·dS
/Delta1t. (A.61)
Here S(t+/Delta1t)=S2 isfoundbyextendin geachpointon S(t)= S1 throug hadisplaceme nt
v/Delta1t,asshowninFigureA.5.Substitutin gtheTaylorexpansion
F(r,t+/Delta1t)=F(r,t)+∂F(r,t)
∂t/Delta1t+···
into (A.61), we find that only the first two terms give non-zero contributions to the
integral and
ψ(t)=/integraldisplay
S(t)∂F(r,t)
∂t·dS+lim
/Delta1t→0/integraltext
S2F(r,t)·dS−/integraltext
S1F(r,t)·dS
/Delta1t. (A.62)
Thesecondtermontherightcanbeevaluate dwiththehelpofFigureA.5.Asthesurface
moves through a displacement v/Delta1tit sweeps out a volume region /Delta1Vthat is bounded
on the back by S1, on the front by S2, and on the side by a surface S3=/Delta1S. We can
thus compute the two surface integrals in (A.62) as the difference between contributionsfrom the surface enclosing /Delta1Vand the side surface /Delta1S(remembering that the normal
toS
1in (A.62) points into/Delta1V). Thus
ψ(t)=/integraldisplay
S(t)∂F(r,t)
∂t·dS+lim
/Delta1t→0/contintegraltext
S1+S2+/Delta1SF(r,t)·dS−/integraltext
/Delta1SF(r,t)·dS3
/Delta1t
=/integraldisplay
S(t)∂F(r,t)
∂t·dS+lim
/Delta1t→0/integraltext
/Delta1V∇·F(r,t)dV3−/integraltext
/Delta1SF(r,t)·dS3
/Delta1t
by the divergence theorem. To compute the integrals over /Delta1Sand/Delta1Vwe note from
FigureA.5thattheincreme ntalsurfac eandvolumeelementsarejust
dS3=dl×(v/Delta1t), dV3=(v/Delta1t)·dS.
Then, since F·[dl×(v/Delta1t)]=/Delta1t(v×F)·dl, we have
ψ(t)=/integraldisplay
S(t)∂F(r,t)
∂t·dS+lim
/Delta1t→0/Delta1t/integraltext
S(t)[v∇·F(r,t)]·dS
/Delta1t−lim
/Delta1t→0/Delta1t/contintegraltext
/Gamma1[v×F(r,t)]·dl
/Delta1t.
Taking the limit and using Stokes’s theorem on the last integral we have finally
d
dt/integraldisplay
S(t)F·dS=/integraldisplay
S(t)/bracketleftbigg∂F
∂t+v∇·F−∇× (v×F)/bracketrightbigg
·dS, (A.63)
which is the Helmholtz transport theorem [190, 43].
In case the surface corresponds to a moving physical material, we may wish to write
the Helmholtz transport theorem in terms of the material derivative. We can set v=u
and use
∇×(u×F)=u(∇·F)−F(∇·u)+(F·∇)u−(u·∇)F
and (A.60) to obtain
d
dt/integraldisplay
S(t)F·dS=/integraldisplay
S(t)/bracketleftbiggDF
Dt+F(∇·u)−(F·∇)u/bracketrightbigg
·dS.
IfS(t)in (A.63) is closed, enclosing a volume region V(t), then
/contintegraldisplay
S(t)[∇×(v×F)]·dS=/integraldisplay
V(t)∇·[∇×(v×F)]dV=0
by the divergence theorem and (B.49). In this case the Helmholtz transport theorem
becomes
d
dt/contintegraldisplay
S(t)F·dS=/contintegraldisplay
S(t)/bracketleftbigg∂F
∂t+v∇·F/bracketrightbigg
·dS. (A.64)
We now come to an essential tool that we employ throughout the book. Using the
divergence theorem we can rewrite (A.64) as
d
dt/integraldisplay
V(t)∇·FdV=/integraldisplay
V(t)∇·∂F
∂tdV+/contintegraldisplay
S(t)(∇·F)v·dS.
Replacing ∇·Fby the scalar field ρwe have
d
dt/integraldisplay
V(t)ρdV=/integraldisplay
V(t)∂ρ
∂tdV+/contintegraldisplay
S(t)ρv·dS. (A.65)
In this general form of the transport theorem vis an arbitrary velocity. In most appli-
cations v=udescribes the motion of a material substance; then
D
Dt/integraldisplay
V(t)ρdV=/integraldisplay
V(t)∂ρ
∂tdV+/contintegraldisplay
S(t)ρu·dS, (A.66)
which is the Reynolds transport theorem [214]. The D/Dtnotation implies that V(t)
retains exactly the same material elements as it moves and deforms to follow the materialsubstance.
We may rewrite the Reynolds transport theorem in various forms. By the divergence
theorem we have
d
dt/integraldisplay
V(t)ρdV=/integraldisplay
V(t)/bracketleftbigg∂ρ
∂t+∇·(ρv)/bracketrightbigg
dV.
Setting v=u, using (B.42), and using (A.59) for the material derivative of ρ, we obtain
D
Dt/integraldisplay
V(t)ρdV=/integraldisplay
V(t)/bracketleftbiggDρ
Dt+ρ∇·u/bracketrightbigg
dV. (A.67)
We may also generate a vector form of the general transport theorem by taking ρin
(A.65) to be a component of a vector. Assembling all of the components we have
d
dt/integraldisplay
V(t)AdV=/integraldisplay
V(t)∂A
∂tdV+/contintegraldisplay
S(t)A(v·ˆn)dS. (A.68)
A.3 Dyadic analysis
Dyadic analysis was introduced in the late nineteenth century by Gibbs to generalize
vector analysis to problems in which the components of vectors are related in a linearmanner. It has now been widely supplanted by tensor theory, but maintains a foothold inengineering where the transformation properties of tensors are not paramount (except,of course, in considerations such as those involving special relativity). Terms such as“tensor permittivity” and “dyadic permittivity” are often used interchangeably.
Component form representation. We wish to write one vector field A(r,t)as a
linear function of another vector field B(r,t):
A=f(B).
By this we mean that each component of Ais a linear combination of the components of
B:
A1(r,t)=a11/primeB1/prime(r,t)+a12/primeB2/prime(r,t)+a13/primeB3/prime(r,t),
A2(r,t)=a21/primeB1/prime(r,t)+a22/primeB2/prime(r,t)+a23/primeB3/prime(r,t),
A3(r,t)=a31/primeB1/prime(r,t)+a32/primeB2/prime(r,t)+a33/primeB3/prime(r,t).
Here the aij/primemay depend on space and time (or frequency). The prime on the second
index indicates that Aand Bmay be expressed in distinct coordinate frames (ˆi1,ˆi2,ˆi3)
and(ˆi1/prime,ˆi2/prime,ˆi3/prime), respectively. We have
A1=/parenleftbig
a11/primeˆi1/prime+a12/primeˆi2/prime+a13/primeˆi3/prime/parenrightbig
·/parenleftbigˆi1/primeB1/prime+ˆi2/primeB2/prime+ˆi3/primeB3/prime/parenrightbig
,
A2=/parenleftbig
a21/primeˆi1/prime+a22/primeˆi2/prime+a23/primeˆi3/prime/parenrightbig
·/parenleftbigˆi1/primeB1/prime+ˆi2/primeB2/prime+ˆi3/primeB3/prime/parenrightbig
,
A3=/parenleftbig
a31/primeˆi1/prime+a32/primeˆi2/prime+a33/primeˆi3/prime/parenrightbig
·/parenleftbigˆi1/primeB1/prime+ˆi2/primeB2/prime+ˆi3/primeB3/prime/parenrightbig
,
and since B=ˆi1/primeB1/prime+ˆi2/primeB2/prime+ˆi3/primeB3/primewe can write
A=ˆi1(a/prime
1·B)+ˆi2(a/prime
2·B)+ˆi3(a/prime
3·B)
where
a/prime
1=a11/primeˆi1/prime+a12/primeˆi2/prime+a13/primeˆi3/prime,
a/prime
2=a21/primeˆi1/prime+a22/primeˆi2/prime+a23/primeˆi3/prime,
a/prime
3=a31/primeˆi1/prime+a32/primeˆi2/prime+a33/primeˆi3/prime.
In shorthand notation
A=¯a·B (A.69)
where
¯a=ˆi1a/prime
1+ˆi2a/prime
2+ˆi3a/prime
3. (A.70)
Written out, the quantity ¯alooks like
¯a=a11/prime(ˆi1ˆi1/prime)+a12/prime(ˆi1ˆi2/prime)+a13/prime(ˆi1ˆi3/prime)+
+a21/prime(ˆi2ˆi1/prime)+a22/prime(ˆi2ˆi2/prime)+a23/prime(ˆi2ˆi3/prime)+
+a31/prime(ˆi3ˆi1/prime)+a32/prime(ˆi3ˆi2/prime)+a33/prime(ˆi3ˆi3/prime).
Terms such as ˆi1ˆi1/primeare called dyads, while sums of dyads such as ¯aare called dyadics .
The components aij/primeof¯amay be conveniently placed into an array:
[¯a]=
a11/primea12/primea13/prime
a21/primea22/primea23/prime
a31/primea32/primea33/prime
.
Writing
[A]=
A1
A2
A3
, [B]=
B1/prime
B2/prime
B3/prime
,
we see that A=¯a·Bcan be written as
[A]=[¯a][B]=
a11/primea12/primea13/prime
a21/primea22/primea23/prime
a31/primea32/primea33/prime
B1/prime
B2/prime
B3/prime
.
Note carefully that in (A.69) ¯aoperates on Bfrom the left. A reorganization of the
components of ¯aallows us to write
¯a=a1ˆi1/prime+a2ˆi2/prime+a3ˆi3/prime (A.71)
where
a1=a11/primeˆi1+a21/primeˆi2+a31/primeˆi3,
a2=a12/primeˆi1+a22/primeˆi2+a32/primeˆi3,
a3=a13/primeˆi1+a23/primeˆi2+a33/primeˆi3.
We may now consider using ¯ato operate on a vector C=ˆi1C1+ˆi2C2+ˆi3C3from the
right:
C·¯a=(C·a1)ˆi1/prime+(C·a2)ˆi2/prime+(C·a3)ˆi3/prime.
In matrix form C·¯ais
[¯a]T[C]=
a11/primea21/primea31/prime
a12/primea22/primea32/prime
a13/primea23/primea33/prime
C1
C2
C3
where the superscript “ T” denotes the matrix transpose operation. That is,
C·¯a=¯aT·C
where ¯aTis the transpose of ¯a.
If the primed and unprimed frames coincide, then
¯a=a11(ˆi1ˆi1)+a12(ˆi1ˆi2)+a13(ˆi1ˆi3)+
+a21(ˆi2ˆi1)+a22(ˆi2ˆi2)+a23(ˆi2ˆi3)+
+a31(ˆi3ˆi1)+a32(ˆi3ˆi2)+a33(ˆi3ˆi3).
In this case we may compare the results of ¯a·Band B·¯afor a given vector B=
ˆi1B1+ˆi2B2+ˆi3B3. We leave it to the reader to verify that in general
B·¯a/negationslash=¯a·B.
Vector form representation. We can express dyadics in coordinate-free fashion if we
expand the concept of a dyad to permit entities such as AB. Here Aand Bare called
theantecedent andconsequent , respectively. The operation rules
(AB)·C=A(B·C), C·(AB)=(C·A)B,
define the anterior and posterior products of ABwith a vector C, and give results
consistent with our prior component notation. Sums of dyads such as AB+CDare
called dyadic polynomials , or dyadics. The simple dyadic
AB=(A1ˆi1+A2ˆi2+A3ˆi3)(B1/primeˆi1/prime+B2/primeˆi2/prime+B3/primeˆi3/prime)
can be represented in component form using
AB=ˆi1a/prime
1+ˆi2a/prime
2+ˆi3a/prime
3
where
a/prime
1=A1B1/primeˆi1/prime+A1B2/primeˆi2/prime+A1B3/primeˆi3/prime,
a/prime
2=A2B1/primeˆi1/prime+A2B2/primeˆi2/prime+A2B3/primeˆi3/prime,
a/prime
3=A3B1/primeˆi1/prime+A3B2/primeˆi2/prime+A3B3/primeˆi3/prime,
or using
AB=a1ˆi1/prime+a2ˆi2/prime+a3ˆi3/prime
where
a1=ˆi1A1B1/prime+ˆi2A2B1/prime+ˆi3A3B1/prime,
a2=ˆi1A1B2/prime+ˆi2A2B2/prime+ˆi3A3B2/prime,
a3=ˆi1A1B3/prime+ˆi2A2B3/prime+ˆi3A3B3/prime.
Note that if we write ¯a=ABthen aij=AiBj/prime.
A simple dyad ABby itself cannot represent a general dyadic ¯a; only six independent
quantities are available in AB(the three components of Aand the three components
ofB), while an arbitrary dyadic has nine independent components. However, it can be
shown that any dyadic can be written as a sum of three dyads:
¯a=AB+CD+EF.
This is called a vector representation of¯a.I fVis a vector, the distributive laws
¯a·V=(AB+CD+EF)·V=A(B·V)+C(D·V)+E(F·V),
V·¯a=V·(AB+CD+EF)=(V·A)B+(V·C)D+(V·E)F,
apply.
Dyadic algebra and calculus. The cross product of a vector with a dyadic produces
another dyadic. If ¯a=AB+CD+EFthen by definition
¯a×V=A(B×V)+C(D×V)+E(F×V),
Vׯa=(V×A)B+(V×C)D+(V×E)F.
The corresponding component forms are
¯a×V=ˆi1(a/prime
1×V)+ˆi2(a/prime
2×V)+ˆi3(a/prime
3×V),
Vׯa=(V×a1)ˆi1/prime+(V×a2)ˆi2/prime+(V×a3)ˆi3/prime,
where we have used (A.70) and (A.71), respectively. Interactions between dyads or
dyadics may also be defined. The dot product of two dyads ABand CDis a dyad given
by
(AB)·(CD)=A(B·C)D=(B·C)(AD).
The dot product of two dyadics can be found by applying the distributive property.
Ifαis a scalar, then the product α¯ais a dyadic with components equal to αtimes
the components of ¯a. Dyadic addition may be accomplished by adding individual dyadic
components as long as the dyadics are expressed in the same coordinate system. Sub-traction is accomplished by adding the negative of a dyadic, which is defined throughscalar multiplication by −1.
Some useful dyadic identities appear in Appendix B. Many more can be found in Van
Bladel [202].
The various vector derivatives may also be extended to dyadics. Computations are
easiest in rectangular coordinates, since ˆi
1=ˆx,ˆi2=ˆy, and ˆi3=ˆzare constant with
position. The dyadic
¯a=axˆx+ayˆy+azˆz
has divergence
∇·¯a=(∇·ax)ˆx+(∇·ay)ˆy+(∇·az)ˆz,
and curl
∇× ¯a=(∇× ax)ˆx+(∇× ay)ˆy+(∇× az)ˆz.
Note that the divergence of a dyadic is a vector while the curl of a dyadic is a dyadic.
The gradient of a vector a=axˆx+ayˆy+azˆzis
∇a=(∇ax)ˆx+(∇ay)ˆy+(∇az)ˆz,
a dyadic quantity.
The dyadic derivatives may be expressed in coordinate-free notation by using the vector
representation. The dyadic ABhas divergence
∇·(AB)=(∇·A)B+A·(∇B)
and curl
∇×(AB)=(∇× A)B−A×(∇B).
The Laplacian of a dyadic is a dyadic given by
∇2¯a=∇(∇·¯a)−∇× (∇× ¯a).
The divergence theorem for dyadics is
/integraldisplay
V∇·¯adV=/contintegraldisplay
Sˆn·¯adS.
Some of the other common differential and integral identities for dyadics can be found
in Van Bladel [202] and Tai [192].
Special dyadics. We say that ¯aissymmetric if
B·¯a=¯a·B
for any vector B. This requires ¯aT=¯a, i.e., aij/prime=aji/prime. We say that ¯aisantisymmetric
if
B·¯a=− ¯a·B
for any B. In this case ¯aT=− ¯a. That is, aij/prime=−aji/primeand aii/prime=0. A symmetric dyadic
has only six independent components while an antisymmetric dyadic has only three. The
reader can verify that any dyadic can be decomposed into symmetric and antisymmetric
parts as
¯a=1
2/parenleftbig¯a+¯aT/parenrightbig
+1
2/parenleftbig¯a−¯aT/parenrightbig
.
A simple example of a symmetric dyadic is the unit dyadic ¯Idefined by
¯I=ˆi1ˆi1+ˆi2ˆi2+ˆi3ˆi3.
This quantity often arises in the manipulation of dyadic equations, and satisfies
A·¯I=¯I·A=A
for any vector A. In matrix form ¯Iis the identity matrix:
[¯I]=
100
010
001
.
The components of a dyadic may be complex. We say that ¯aishermitian if
B·¯a=¯a∗·B (A.72)
holds for any B. This requires that ¯a∗=¯aT. Taking the transpose we can write
¯a=(¯a∗)T=¯a†
where “ †” stands for the conjugate-transpose operation. We say that ¯aisanti-hermitian
if
B·¯a=− ¯a∗·B (A.73)
for arbitrary B. In this case ¯a∗=− ¯aT. Any complex dyadic can be decomposed into
hermitian and anti-hermitian parts:
¯a=1
2/parenleftbig¯aH+¯aA/parenrightbig
(A.74)
where
¯aH=¯a+¯a†, ¯aA=¯a−¯a†. (A.75)
A dyadic identity important in the study of material parameters is
B·¯a∗·B∗=B∗·¯a†·B. (A.76)
We show this by decomposing ¯aaccording to (A.74), giving
B·¯a∗·B∗=1
2/parenleftBig/bracketleftbig
B∗·¯aH/bracketrightbig∗+/bracketleftbig
B∗·¯aA/bracketrightbig∗/parenrightBig
·B∗
where we have used (B·¯a)∗=(B∗·¯a∗). Applying (A.72) and (A.73) we obtain
B·¯a∗·B∗=1
2/parenleftBig/bracketleftbig¯aH∗·B∗/bracketrightbig∗−/bracketleftbig¯aA∗·B∗/bracketrightbig∗/parenrightBig
·B∗
=B∗·1
2/parenleftbig/bracketleftbig¯aH·B/bracketrightbig
−/bracketleftbig¯aA·B/bracketrightbig/parenrightbig
=B∗·/parenleftbigg1
2/bracketleftbig¯aH−¯aA/bracketrightbig
·B/parenrightbigg
.
Since the term in brackets is ¯aH−¯aA=2¯a†by (A.75), the identity is proved.
A.4 Boundary value problems
Many physical phenomena may be described mathematically as the solutions to bound-
ary value problems . The desired physical quantity (usually called a “field”) in a certain
region of space is found by solving one or more partial differential equations subject tocertain conditions over the boundary surface. The boundary conditions may specify thevalues of the field, some manipulated version of the field (such as the normal derivative),or a relationship between fields in adjoining regions. If the field varies with time as wellas space, initial or final values of the field must also be specified. Particularly importantis whether a boundary value problem is well-posed and therefore has a unique solution
which depends continuously on the data supplied. This depends on the forms of the dif-ferential equation and boundary conditions. The well-posedness of Maxwell’s equationsis discussed in §2.2.
The importance of boundary value problems has led to an array of techniques, both
analytical and numerical, for solving them. Many problems (such as boundary valueproblems involving Laplace’s equation) may be solved in several different ways. Unique-ness permits an engineer to focus attention on which technique will yield the most efficientsolution. In this section we concentrate on the separation of variables technique, which iswidely applied in the solution of Maxwell’s equations. We first discuss eigenvalue prob-lems and then give an overview of separation of variables. Finally we consider a numberof example problems in each of the three common coordinate systems.
Sturm–Liouville problems and eigenvalues
The partial differential equations of electromagnetics can often be reduced to ordinary
differential equations. In some cases symmetry permits us to reduce the number ofdimensions by inspection; in other cases, we may employ an integral transform (e.g.,the Fourier transform) or separation of variables. The resulting ordinary differentialequations may be viewed as particular cases of the Sturm–Liouville differential equation
d
dx/bracketleftbigg
p(x)dψ(x)
dx/bracketrightbigg
+q(x)ψ(x)+λσ(x)ψ(x)=0, x∈[a,b]. (A.77)
In linear operator notation
L[ψ(x)]=−λσ(x)ψ(x), (A.78)
where Lis the linear Sturm–Liouville operator
L=/parenleftbiggd
dx/bracketleftbigg
p(x)d
dx/bracketrightbigg
+q(x)/parenrightbigg
.
Obviously ψ(x)=0satisfies (A.78). However, for certain values of λdependent on p,
q,σ, and the boundary conditions we impose, (A.78) has non-trivial solutions. Each λ
that satisfies (A.78) is an eigenvalue ofL, and any non-trivial solution associated with
that eigenvalue is an eigenfunction . Taken together, the eigenvalues of an operator form
itseigenvalue spectrum .
We shall restrict ourselves to the case in which Lisself-adjoint . Assume p,q, and σ
are real and continuous on [a,b]. It is straightforward to show that for any two functions
u(x)andv(x)Lagrange’s identity
uL[v]−vL[u]=d
dx/bracketleftbigg
p/parenleftbigg
udv
dx−vdu
dx/parenrightbigg/bracketrightbigg
(A.79)
holds. Integration gives Green’s formula
/integraldisplayb
a(uL[v]−vL[u])dx=p/parenleftbigg
udv
dx−vdu
dx/parenrightbigg/vextendsingle/vextendsingle/vextendsingleb
a.
The operator Lis self-adjoint if its associated boundary conditions are such that
p/parenleftbigg
udv
dx−vdu
dx/parenrightbigg/vextendsingle/vextendsingle/vextendsingleb
a=0. (A.80)
Possible sets of conditions include the homogeneous boundary conditions
α1ψ(a)+β1ψ/prime(a)=0,α 2ψ(b)+β2ψ/prime(b)=0, (A.81)
and the periodic boundary conditions
ψ(a)=ψ(b), p(a)ψ/prime(a)=p(b)ψ/prime(b). (A.82)
By imposing one of these sets on (A.78) we obtain a Sturm–Liouville problem .
The self-adjoint Sturm–Liouville operator has some nice properties. Each eigenvalue is
real, and the eigenvalues form a denumerable set with no cluster point. Moreover, eigen-functions corresponding to distinct eigenvalues are orthogonal, and the eigenfunctionsform a complete set. Hence we can expand any sufficiently smooth function in terms ofthe eigenfunctions of a problem. We discuss this further below.
Aregular Sturm–Liouville problem involves a self-adjoint operator Lwith p(x)> 0
andσ(x)>0everywhere, and the homogeneous boundary conditions (A.81). If porσ
vanishes at an endpoint of [a,b], or an endpoint is at infinity, the problem is singular .
The harmonic differential equation can form the basis of regular problems, while prob-lems involving Bessel’s and Legendre’s equations are singular. Regular Sturm–Liouvilleproblems have additional properties. There are infinitely many eigenvalues. There isa smallest eigenvalue but no largest eigenvalue, and the eigenvalues can be ordered asλ
0<λ 1<···<λ n···. Associated with each λnis a unique (to an arbitrary multiplicative
constant) eigenfunction ψnthat has exactly nzeros in (a,b).
If a problem is singular because p=0at an endpoint, we can also satisfy (A.80) by
demanding that ψbe bounded at that endpoint (a singularity condition ) and that any
regular Sturm–Liouville boundary condition hold at the other endpoint. This is the casefor Bessel’s and Legendre’s equations discussed below.
Orthogonality of the eigenfunctions. LetLbe self-adjoint, and let ψ
mandψnbe
eigenfunctions associated with λmandλn, respectively. Then by (A.80) we have
/integraldisplayb
a(ψm(x)L[ψn(x)]−ψn(x)L[ψm(x)])dx=0.
ButL[ψn(x)]=−λnσ(x)ψn(x)andL[ψm(x)]=−λmσ(x)ψm(x). Hence
(λm−λn)/integraldisplayb
aψm(x)ψn(x)σ(x)dx=0,
andλm/negationslash=λnimplies that
/integraldisplayb
aψm(x)ψn(x)σ(x)dx=0. (A.83)
We say that ψmandψnare orthogonal with respect to the weight function σ(x).
Eigenfunction expansion of an arbitrary function. IfLis self-adjoint, then its
eigenfunctions form a complete set . This means that any piecewise smooth function may
be represented as a weighted series of eigenfunctions. Specifically, if fand f/primeare piece-
wise continuous on [a,b], then fmay be represented as the generalized Fourier series
f(x)=∞/summationdisplay
n=0cnψn(x). (A.84)
Convergence of the series is uniform and gives, at any point of (a,b), the average value
[f(x+)+f(x−)]/2of the one-sided limits f(x+)and f(x−)off(x). The cncan be found
using orthogonality condition (A.83): multiply (A.84) by ψmσand integrate to obtain
/integraldisplayb
af(x)ψm(x)σ(x)dx=∞/summationdisplay
n=0cn/integraldisplayb
aψn(x)ψm(x)σ(x)dx,
hence
cn=/integraltextb
af(x)ψn(x)σ(x)dx
/integraltextb
aψ2n(x)σ(x)dx. (A.85)
These coefficients ensure that the series converges in mean tof; i.e., the mean-square
error
/integraldisplayb
a/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsinglef(x)−∞/summationdisplay
n=0cnψn(x)/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle2
σ(x)dx
is minimized. Truncation to finitely-many terms generally results in oscillations ( Gibb’s
phenomena ) near points of discontinuity of f. The cnare easier to compute if the ψn
are orthonormal with
/integraldisplayb
aψ2
n(x)σ(x)dx=1
for each n.
Uniqueness of the eigenfunctions. If both ψ1andψ2are associated with the same
eigenvalue λ, then
L[ψ1(x)]+λσ(x)ψ1(x)=0,L[ψ2(x)]+λσ(x)ψ2(x)=0,
hence
ψ1(x)L[ψ2(x)]−ψ2(x)L[ψ1(x)]=0.
By (A.79) we have
d
dx/bracketleftbigg
p(x)/parenleftbigg
ψ1(x)dψ2(x)
dx−ψ2(x)dψ1(x)
dx/parenrightbigg/bracketrightbigg
=0
or
p(x)/parenleftbigg
ψ1(x)dψ2(x)
dx−ψ2(x)dψ1(x)
dx/parenrightbigg
=C
where Cis constant. Either of (A.81) implies C=0, hence
d
dx/parenleftbiggψ2(x)
ψ1(x)/parenrightbigg
=0
so that ψ1(x)=Kψ2(x)for some constant K. So under homogeneous boundary condi-
tions, every eigenvalue is associated with a unique eigenfunction.
This is false for the periodic boundary conditions (A.82). Eigenfunction expansion then
becomes difficult, as we can no longer assume eigenfunction orthogonality. However, theGram–Schmidt algorithm may be used to construct orthogonal eigenfunctions. We referthe interested reader to Haberman [79].
The harmonic differential equation. The ordinary differential equation
d
2ψ(x)
dx2=−k2ψ(x) (A.86)
is Sturm–Liouville with p≡1,q≡0,σ≡1, andλ=k2. Suppose we take [a,b]=[0,L]
and adopt the homogeneous boundary conditions
ψ(0)=0and ψ(L)=0. (A.87)
Since p(x)>0andσ(x)>0on[0,L], equations (A.86) and (A.87) form a regular Sturm–
Liouville problem. Thus we should have an infinite number of discrete eigenvalues. Apower series technique yields the two independent solutions
ψ
a(x)=Aasinkx,ψ b(x)=Abcoskx,
to (A.86); hence by linearity the most general solution is
ψ(x)=Aasinkx+Abcoskx. (A.88)
The condition at x=0gives Aasin 0+Abcos 0=0,hence Ab=0. The other condition
then requires
AasinkL=0. (A.89)
Since Aa=0would give ψ≡0, we satisfy (A.89) by choosing k=kn=nπ/Lfor
n=1,2,....Because λ=k2, the eigenvalues are
λn=(nπ/L)2
with corresponding eigenfunctions
ψn(x)=sinknx.
Note that λ=0is not an eigenvalue; eigenfunctions are nontrivial by definition, and
sin(0πx/L)≡0. Likewise, the differential equation associated with λ=0can be solved
easily, but only its trivial solution can fit homogeneous boundary conditions: with k=0,
(A.86) becomes d2ψ(x)/dx2=0,giving ψ(x)=ax+b;this can satisfy (A.87) only with
a=b=0.
These “eigensolutions” obey the properties outlined earlier. In particular the ψnare
orthogonal,
/integraldisplayL
0sin/parenleftBignπx
L/parenrightBig
sin/parenleftBigmπx
L/parenrightBig
dx=L
2δmn,
and the eigenfunction expansion of a piecewise continuous function fis given by
f(x)=∞/summationdisplay
n=1cnsin/parenleftBignπx
L/parenrightBig
where, with σ(x)=1in (A.85), we have
cn=/integraltextL
0f(x)sin/parenleftbignπx
L/parenrightbig
dx
/integraltextL
0sin2/parenleftbignπx
L/parenrightbig
dx=2
L/integraldisplayL
0f(x)sin/parenleftBignπx
L/parenrightBig
dx.
Hence we recover the standard Fourier sine series for f(x).
With little extra effort we can examine the eigenfunctions resulting from enforcement
of the periodic boundary conditions
ψ(0)=ψ(L)and ψ/prime(0)=ψ/prime(L).
The general solution (A.88) still holds, so we have the choices ψ(x)=sinkxandψ(x)=
coskx. Evidently both
ψ(x)=sin/parenleftbigg2nπx
L/parenrightbigg
and ψ(x)=cos/parenleftbigg2nπx
L/parenrightbigg
satisfy the boundary conditions for n=1,2,.... Thus each eigenvalue (2nπ/L)2is
associated with two eigenfunctions.
Bessel’s differential equation. Bessel’s equation
d
dx/parenleftbigg
xdψ(x)
dx/parenrightbigg
+/parenleftbigg
k2x−ν2
x/parenrightbigg
ψ(x)=0 (A.90)
occurs when problems are solved in circular-cylindrical coordinates. Comparison with
(A.77) shows that λ=k2,p(x)=x,q(x)=−ν2/x, andσ(x)=x. We take [a,b]=[0,L]
along with the boundary conditions
ψ(L)=0and |ψ(0)|<∞. (A.91)
Although the resulting Sturm–Liouville problem is singular, the specified conditions
(A.91) maintain satisfaction of (A.80). The eigenfunctions are orthogonal because (A.80)is satisfied by having ψ(L)=0and p(x)dψ(x)/dx→0asx→0.
As a second-order ordinary differential equation, (A.90) has two solutions denoted by
J
ν(kx)and Nν(kx),
and termed Bessel functions . Their properties are summarized in Appendix E.1. The
function Jν(x), the Bessel function of the first kind and order ν, is well-behaved in [0,L].
The function Nν(x), the Bessel function of the second kind and order ν, is unbounded
atx=0; hence it is excluded as an eigenfunction of the Sturm–Liouville problem.
The condition at x=Lshows that the eigenvalues are defined by
Jν(kL)=0.
We denote the mth root of Jν(x)=0bypνm. Then
kνm=/radicalbig
λνm=pνm/L.
The infinitely many eigenvalues are ordered as λν1<λν2<. . .. Associated with eigen-
value λνmis a single eigenfunction Jν(√λνmx). The orthogonality relation is
/integraldisplayL
0Jν/parenleftBigpνm
Lx/parenrightBig
Jν/parenleftBigpνn
Lx/parenrightBig
xd x=0,m/negationslash=n.
Since the eigenfunctions are also complete, we can expand any piecewise continuous
function fin aFourier–Bessel series
f(x)=∞/summationdisplay
m=1cmJν/parenleftBig
pνmx
L/parenrightBig
,0≤x≤L,ν> −1.
By (A.85) and (E.22) we have
cm=2
L2J2
ν+1(pνm)/integraldisplayL
0f(x)Jν/parenleftBig
pνmx
L/parenrightBig
xd x.
The associated Legendre equation. Legendre’s equation occurs when problems are
solved in spherical coordinates. It is often written in one of two forms. Letting θbe the
polar angle of spherical coordinates ( 0≤θ≤π), the equation is
d
dθ/parenleftbigg
sinθdψ(θ)
dθ/parenrightbigg
+/parenleftbigg
λsinθ−m2
sinθ/parenrightbigg
ψ(θ)=0.
This is Sturm–Liouville with p(θ)=sinθ,σ(θ)=sinθ, and q(θ)=− m2/sinθ. The
boundary conditions
|ψ(0)|<∞and |ψ(π)|<∞
define a singular problem: the conditions are not homogeneous, p(θ)=0at both end-
points, and q(θ) < 0. Despite this, the Legendre problem does share properties of a
regular Sturm–Liouville problem — including eigenfunction orthogonality and complete-ness.
Using x=cosθ, we can put Legendre’s equation into its other common form
d
dx/parenleftbigg
[1−x2]dψ(x)
dx/parenrightbigg
+/parenleftbigg
λ−m2
1−x2/parenrightbigg
ψ(x)=0, (A.92)
where −1≤x≤1. It is found that ψis bounded at x=±1only if
λ=n(n+1)
where n≥mis an integer. These λare the eigenvalues of the Sturm–Liouville problem,
and the corresponding ψn(x)are the eigenfunctions.
As a second-order partial differential equation, (A.92) has two solutions known as
associated Legendre functions . The solution bounded at both x=± 1is the associated
Legendre function of the first kind, denoted Pm
n(x). The second solution, unbounded at
x=± 1, is the associated Legendre function of the second kind Qm
n(x). Appendix E.2
tabulates some properties of these functions.
For fixed m, each λmnis associated with a single eigenfunction Pm
n(x). Since Pm
n(x)is
bounded at x=± 1, and since p(±1)=0, the eigenfunctions obey Lagrange’s identity
(A.79), hence are orthogonal on [−1,1]with respect to the weight function σ(x)=1.
Evaluation of the orthogonality integral leads to
/integraldisplay1
−1Pm
l(x)Pm
n(x)dx=δln2
2n+1(n+m)!
(n−m)!(A.93)
or equivalently
/integraldisplayπ
0Pm
l(cosθ)Pm
n(cosθ)sinθdθ=δln2
2n+1(n+m)!
(n−m)!.
Form=0,Pm
n(x)is a polynomial of degree n. Each such Legendre polynomial , denoted
Pn(x), is given by
Pn(x)=1
2nn!dn(x2−1)n
dxn.
It turns out that
Pm
n(x)=(−1)m(1−x2)m/2dmPn(x)
dxm,
giving Pm
n(x)=0form>n.
Because the Legendre polynomials form a complete set in the interval [−1,1],w em a y
expand any sufficiently smooth function in a Fourier–Legendre series
f(x)=∞/summationdisplay
n=0cnPn(x).
Convergence in mean is guaranteed if
cn=2n+1
2/integraldisplay1
−1f(x)Pn(x)dx,
found using (A.85) along with (A.93).
In practice, the associated Legendre functions appear along with exponential functions
in the solutions to spherical boundary value problems. The combined functions are knownasspherical harmonics , and form solutions to two-dimensional Sturm–Liouville problems.
We consider these next.
Higher-dimensional SL problems: Helmholtz’s equation. Replacing d/dxby∇,
we generalize the Sturm–Liouville equation to higher dimensions:
∇·[p(r)∇ψ(r)]+q(r)ψ(r)+λσ(r)ψ(r)=0,
where q,p,σ,ψare real functions. Of particular interest is the case q(r)=0,p(r)=
σ(r)=1, giving the Helmholtz equation
∇
2ψ(r)+λψ(r)=0. (A.94)
In most boundary value problems, ψor its normal derivative is specified on the surface
of a bounded region. We obtain a three-dimensional analogue to the regular Sturm–Liouville problem by assuming the homogeneous boundary conditions
αψ(r)+βˆn·∇ψ(r)=0 (A.95)
on the closed surface, where ˆnis the outward unit normal.
The problem consisting of (A.94) and (A.95) has properties analogous to those of the
regular one-dimensional Sturm–Liouville problem. All eigenvalues are real. There areinfinitely many eigenvalues. There is a smallest eigenvalue but no largest eigenvalue.However, associated with an eigenvalue there may be many eigenfunctions ψ
λ(r). The
eigenfunctions are orthogonal with
/integraldisplay
Vψλ1(r)ψλ2(r)dV=0,λ 1/negationslash=λ2.
They are also complete and can be used to represent any piecewise smooth function f(r)
according to
f(r)=/summationdisplay
λaλψλ(r),
which converges in mean when
aλm=/integraltext
Vf(r)ψλm(r)dV/integraltext
Vψ2
λm(r)dV.
These properties are shared by the two-dimensional eigenvalue problem involving an open
surface Swith boundary contour /Gamma1.
Spherical harmonics. We now inspect solutions to the two-dimensional eigenvalue
problem
∇2Y(θ, φ) +λ
a2Y(θ, φ) =0
over the surface of a sphere of radius a. Since the sphere has no boundary contour, we
demand that Y(θ, φ) be bounded in θand periodic in φ. In the next section we shall
apply separation of variables and show that
Ynm(θ, φ) =/radicalBigg
2n+1
4π(n−m)!
(n+m)!Pm
n(cosθ)ejmφ
where λ=n(n+1). Note that Qm
ndoes not appear as it is not bounded at θ=0,π. The
functions Ynmare called spherical harmonics (sometimes zonal ortesseral harmonics,
depending on the values of nand m). As expressed above they are in orthonormal
form, because the orthogonality relationships for the exponential and associated Legendrefunctions yield
/integraldisplay
π
−π/integraldisplayπ
0Y∗
n/primem/prime(θ, φ) Ynm(θ, φ) sinθdθdφ=δn/primenδm/primem. (A.96)
As solutions to the Sturm–Liouville problem, these functions form a complete set on the
surface of a sphere. Hence they can be used to represent any piecewise smooth function
f(θ, φ) as
f(θ, φ) =∞/summationdisplay
n=0n/summationdisplay
m=−nanmYnm(θ, φ),
where
anm=/integraldisplayπ
−π/integraldisplayπ
0f(θ, φ) Y∗
nm(θ, φ) sinθdθdφ
by (A.96). The summation index mranges from −ntonbecause Pm
n=0form>n.F o r
negative index we can use
Yn,−m(θ, φ) =(−1)mY∗
nm(θ, φ).
Some properties of the spherical harmonics are tabulated in Appendix E.3.
Separation of variables
We now consider a technique that finds widespread application in solving boundary
value problems, applying as it does to many important partial differential equations suchas Laplace’s equation, the diffusion equation, and the scalar and vector waveequations.
These equations are related to the scalar Helmholtz equation
∇
2ψ(r)+k2ψ(r)=0 (A.97)
where kis a complex constant. If kis real and we supply the appropriate boundary
conditions, we have the higher-dimensional Sturm–Liouville problem with λ=k2.W e
shall not pursue the extension of Sturm–Liouville theory to complex values of k.
Laplace’s equation is Helmholtz’s equation with k=0. With λ=k2=0it might
appear that Laplace’s equation does not involve eigenvalues; however, separation of vari-ables does lead us to lower-dimensional eigenvalue problems to which our previous meth-ods apply. Solutions to the scalar or vector wave equations usually begin with Fourier
transformation on the time variable, or with an initial separation of the time variable toreach a Helmholtz form.
The separation of variables idea is simple. We seek a solution to (A.97) in the form
of a product of functions each of a single variable. If ψdepends on all three spatial
dimensions, then we seek a solution of the type
ψ(u,v,w) =U(u)V(v)W(w),
where u,v, and ware the coordinate variables used to describe the problem. If ψ
depends on only two coordinates, we may seek a product solution involving two functionseach dependent on a single coordinate; alternatively, may use the three-variable solutionand choose constants so that the result shows no variation with one coordinate. TheHelmholtz equation is considered separable if it can be reduced to a set of independent
ordinary differential equations, each involving a single coordinate variable. The ordinarydifferential equations, generally of second order, can be solved by conventional techniquesresulting in solutions of the form
U(u)=A
uUA(u,ku,kv,kw)+BuUB(u,ku,kv,kw),
V(v)=AvVA(v,ku,kv,kw)+BvVB(v,ku,kv,kw),
W(w)=AwWA(w,ku,kv,kw)+BwWB(w,ku,kv,kw).
The constants ku,kv,kware called separation constants and are found, along with the am-
plitude constants A,B,by applying boundary conditions appropriate for a given problem.
At least one separation constant depends on (or equals) k, so only two are independent.
In many cases ku,kv, and kwbecome the discrete eigenvalues of the respective differ-
ential equations, and correspond to eigenfunctions U(u,ku,kv,kw),V(v,ku,kv,kw), and
W(w,ku,kv,kw). In other cases the separation constants form a continuous spectrum of
values, often when a Fourier transform solution is employed.
The Helmholtz equation can be separated in eleven different orthogonal coordinate
systems [134]. Undoubtedly the most important of these are the rectangular, circular-cylindrical, and spherical systems, and we shall consider each in detail. We do note,however, that separability in a certain coordinate system does not imply that all prob-lems expressed in that coordinate system can be easily handled using the resulting solu-tions. Only when the geometry and boundary conditions are simple do the solutions lendthemselves to easy application; often other solution techniques are more appropriate.
Although rigorous conditions can be set forth to guarantee solvability by separation of
variables [119], we prefer the following, more heuristic list:
1. Use a coordinate system that allows the given partial differential equation to sep-
arate into ordinary differential equations.
2. The problem’s boundaries must be such that those boundaries not at infinity co-
incide with a single level surface of the coordinate system.
3. Use superposition to reduce the problem to one involving a single nonhomogeneous
boundary condition. Then:(a) Solve the resulting Sturm–Liouville problem in one or two dimensions, with
homogeneous boundary conditions on all boundaries. Then use a discreteeigenvalue expansion (Fourier series) and eigenfunction orthogonality to sat-isfy the remaining nonhomogeneous condition.
(b) If a Sturm–Liouville problem cannot be formulated with the homogeneous
boundary conditions (because, for instance, one boundary is at infinity), usea Fourier integral (continuous expansion) to satisfy the remaining nonhomo-geneous condition.
If a Sturm–Liouville problem cannot be formulated, discovering the form of the integral
transform to use can be difficult. In these cases other approaches, such as conformalmapping, may prove easier.
Solutions in rectangular coordinates. In rectangular coordinates the Helmholtz
equation is
∂
2ψ(x,y,z)
∂x2+∂2ψ(x,y,z)
∂y2+∂2ψ(x,y,z)
∂z2+k2ψ(x,y,z)=0. (A.98)
We seek a solution of the form ψ(x,y,z)=X(x)Y(y)Z(z);substitution into (A.98)
followed by division through by X(x)Y(y)Z(z)gives
1
X(x)d2X(x)
dx2+1
Y(y)d2Y(y)
dy2+1
Z(z)d2Z(z)
dz2=−k2. (A.99)
At this point we require the separation argument . The left-hand side of (A.99) is a sum
of three functions, each involving a single independent variable, whereas the right-handside is constant. But the only functions of independent variables that always sum toa constant are themselves constants. Thus we may equate each term on the left to a
different constant:
1
X(x)d2X(x)
dx2=−k2
x,
1
Y(y)d2Y(y)
dy2=−k2
y, (A.100)
1
Z(z)d2Z(z)
dz2=−k2
z,
provided that
k2
x+k2
y+k2
z=k2.
The negative signs in (A.100) have been introduced for convenience.
Let us discuss the general solutions of equations (A.100). If kx=0, the two indepen-
dent solutions for X(x)are
X(x)=axxand X(x)=bx
where axand bxare constants. If kx/negationslash=0, solutions may be chosen from the list of
functions
e−jkxx,ejkxx,sinkxx,coskxx,
any two of which are independent. Because
sinx=(ejx−e−jx)/2jand cosx=(ejx+e−jx)/2, (A.101)
the six possible solutions for kx/negationslash=0are
X(x)=
A
xejkxx+Bxe−jkxx,
Axsinkxx+Bxcoskxx,
Axsinkxx+Bxe−jkxx,
Axejkxx+Bxsinkxx,
Axejkxx+Bxcoskxx,
Axe−jkxx+Bxcoskxx.(A.102)
We may base our choice on convenience (e.g., the boundary conditions may be amenable
to one particular form) or on the desired behavior of the solution (e.g., standing waves
vs. traveling waves). If kis complex, then so may be kx,ky,o r kz; observe that with
imaginary arguments the complex exponentials are actually real exponentials, and thetrigonometric functions are actually hyperbolic functions.
The solutions for Y(y)and Z(z)are identical to those for X(x). We can write, for
instance,
X(x)=/braceleftBigg
A
xejkxx+Bxe−jkxx,kx/negationslash=0,
axx+bx, kx=0,(A.103)
Y(y)=/braceleftBigg
Ayejkyy+Bye−jkyy,ky/negationslash=0,
ayy+by, ky=0,(A.104)
Z(z)=/braceleftBigg
Azejkzz+Bze−jkzz,kz/negationslash=0,
azz+bz, kz=0.(A.105)
Examples. Let us begin by solving the simple equation
∇2V(x)=0.
Since Vdepends only on xwe can use (A.103)–(A.105) with ky=kz=0anday=az=0.
Moreover kx=0because k2
x+k2
y+k2
z=k2=0for Laplace’s equation. The general solution
is therefore
V(x)=axx+bx.
Boundary conditions must be specified to determine axand bx; for instance, the condi-
tions V(0)=0and V(L)=V0yield V(x)=V0x/L.
Next let us solve
∇2ψ(x,y)=0.
We produce a lack of z-dependence in ψby letting kz=0and choosing az=0. Moreover,
k2
x=− k2
ysince Laplace’s equation requires k=0. This leads to three possibilities. If
kx=ky=0, we have the product solution
ψ(x,y)=(axx+bx)(ayy+by). (A.106)
Ifkyis real and nonzero, then
ψ(x,y)=(Axe−kyx+Bxekyx)(Ayejkyy+Bye−jkyy). (A.107)
Using the relations
sinhu=(eu−e−u)/2and cosh u=(eu+e−u)/2 (A.108)
along with (A.101), we can rewrite (A.107) as
ψ(x,y)=(Axsinhkyx+Bxcosh kyx)(Aysinkyy+Bycoskyy). (A.109)
(We can reuse the constant names Ax,Bx,Ay,By, since the constants are unknown at
this point.) If kxis real and nonzero we have
ψ(x,y)=(Axsinkxx+Bxcoskxx)(Aysinhkxy+Bycosh kxy). (A.110)
Consider the problem consisting of Laplace’s equation
∇2V(x,y)=0 (A.111)
holding in the region 0<x<L1,0<y<L2,−∞<z<∞, together with the boundary
conditions
V(0,y)=V1,V(L1,y)=V2,V(x,0)=V3,V(x,L2)=V4.
The solution V(x,y)represents the potential within a conducting tube with each wall
held at a different potential. Superposition applies: since Laplace’s equation is linearwe can write the solution as the sum of solutions to four different sub-problems. Eachsub-problem has homogeneous boundary conditions on one independent variable andinhomogeneous conditions on the other, giving a Sturm–Liouville problem in one of thevariables. For instance, let us examine the solutions found above in relation to the sub-problem consisting of Laplace’s equation (A.111) in the region 0<x<L
1,0<y<L2,
−∞<z<∞, subject to the conditions
V(0,y)=V(L1,y)=V(x,0)=0,V(x,L2)=V4/negationslash=0.
First we try (A.106). The boundary condition at x=0gives
V(0,y)=(ax(0)+bx)(ayy+by)=0,
which holds for all y∈(0,L2)only if bx=0. The condition at x=L1,
V(L1,y)=axL1(ayy+by)=0,
then requires ax=0. But ax=bx=0gives V(x,y)=0, and the condition at y=L2
cannot be satisfied; clearly (A.106) was inappropriate. Next we examine (A.109). The
condition at x=0gives
V(0,y)=(Axsinh 0 +Bxcosh 0 )(Aysinkyy+Bycoskyy)=0,
hence Bx=0. The condition at x=L1implies
V(L1,y)=[Axsinh(kyL1)](Aysinkyy+Bycoskyy)=0.
This can hold if either Ax=0orky=0, but the case ky=0(=kx)was already
considered. Thus Ax=0and the trivial solution reappears. Our last candidate is
(A.110). The condition at x=0requires
V(0,y)=(Axsin 0+Bxcos 0)(Aysinhkxy+Bycosh kxy)=0,
which implies Bx=0. Next we have
V(L1,y)=[Axsin(kxL1)](Aysinhkyy+Bycosh kyy)=0.
We avoid Ax=0by setting sin(kxL1)=0so that kxn=nπ/L1forn=1,2,....(Here
n=0is omitted because it would produce a trivial solution.) These are eigenvalues
corresponding to the eigenfunctions Xn(x)=sin(kxnx), and were found in §A.4 for the
harmonic equation. At this point we have a family of solutions
Vn(x,y)=sin(kxnx)[Aynsinh(kxny)+Byncosh(kxny)],n=1,2,....
The subscript non the left identifies Vnas the eigensolution associated with eigenvalue
kxn. It remains to satisfy boundary conditions at y=0,L2.A t y=0we have
Vn(x,0)=sin(kxnx)[Aynsinh 0 +Byncosh 0] =0,
hence Byn=0and
Vn(x,y)=Aynsin(kxnx)sinh(kxny),n=1,2,.... (A.112)
It is clear that no single eigensolution (A.112) can satisfy the one remaining boundary
condition. However, we are guaranteed that a series of solutions can represent the con-stant potential on y=L
2; recall that as a solution to a regular Sturm–Liouville problem,
the trigonometric functions are complete (hence they could represent any well-behavedfunction on the interval 0≤x≤L
1). In fact, the resulting series is a Fourier sine series
for the constant potential at y=L2. So let
V(x,y)=∞/summationdisplay
n=1Vn(x,y)=∞/summationdisplay
n=1Aynsin(kxnx)sinh(kxny).
The remaining boundary condition requires
V(x,L2)=∞/summationdisplay
n=1Aynsin(kxnx)sinh(kxnL2)=V4.
The constants Ayncan be found using orthogonality; multiplying through by sin(kxmx)
and integrating, we have
∞/summationdisplay
n=1Aynsinh(kxnL2)/integraldisplayL1
0sin/parenleftbiggmπx
L1/parenrightbigg
sin/parenleftbiggnπx
L1/parenrightbigg
dx=V4/integraldisplayL1
0sin/parenleftbiggmπx
L1/parenrightbigg
dx.
The integral on the left equals δmnL1/2where δmnis the Kronecker delta given by
δmn=/braceleftBigg
1,m=n,
0,n/negationslash=m.
After evaluating the integral on the right we obtain
∞/summationdisplay
n=1Aynδmnsinh(kxnL2)=2V4(1−cosmπ)
mπ,
hence
Aym=2V4(1−cosmπ)
mπsinh(kxmL2).
The final solution for this sub-problem is therefore
V(x,y)=∞/summationdisplay
n=12V4(1−cosnπ)
nπsinh/parenleftBig
nπL2
L1/parenrightBigsin/parenleftbiggnπx
L1/parenrightbigg
sinh/parenleftbiggnπy
L1/parenrightbigg
.
The remaining three sub-problems are left for the reader.
Let us again consider (A.111), this time for
0≤x≤L1,0≤y<∞,−∞<z<∞,
and subject to
V(0,y)=V(L1,y)=0,V(x,0)=V0.
Let us try the solution form that worked in the previous example:
V(x,y)=[Axsin(kxx)+Bxcos(kxx)][Aysinh(kxy)+Bycosh(kxy)].
The boundary conditions at x=0,L1are the same as before so we have
Vn(x,y)=sin(kxnx)[Aynsinh(kxny)+Byncosh(kxny)],n=1,2,....
To find Aynand Bynwe note that Vcannot grow without bound as y→∞. Individually
the hyperbolic functions grow exponentially. However, using (A.108) we see that Byn=
−Ayngives
Vn(x,y)=Aynsin(kxnx)e−kxny
where Aynis a new unknown constant. (Of course, we could have chosen this exponential
dependence at the beginning.) Lastly, we can impose the boundary condition at y=0
on the infinite series of eigenfunctions
V(x,y)=∞/summationdisplay
n=1Aynsin(kxnx)e−kxny
to find Ayn. The result is
V(x,y)=∞/summationdisplay
n=12V0
πn(1−cosnπ)sin(kxnx)e−kxny.
As in the previous example, the solution is a discrete superposition of eigenfunctions.
The problem consisting of (A.111) holding for
0≤x≤L1,0≤y<∞,−∞<z<∞,
along with
V(0,y)=0,V(L1,y)=V0e−ay,V(x,0)=0,
requires a continuous superposition of eigenfunctions to satisfy the boundary conditions.
Let us try
V(x,y)=[Axsinhkyx+Bxcosh kyx][Aysinkyy+Bycoskyy].
The conditions at x=0and y=0require that Bx=By=0.T h u s
Vky(x,y)=Asinhkyxsinkyy.
A single function of this form cannot satisfy the remaining condition at x=L1.S ow e
form a continuous superposition
V(x,y)=/integraldisplay∞
0A(ky)sinhkyxsinkyyd k y. (A.113)
By the condition at x=L1
/integraldisplay∞
0A(ky)sinh(kyL1)sinkyyd k y=V0e−ay. (A.114)
We can find the amplitude function A(ky)by using the orthogonality property
δ(y−y/prime)=2
π/integraldisplay∞
0sinxysinxy/primedx. (A.115)
Multiplying both sides of (A.114) by sink/prime
yyand integrating, we have
/integraldisplay∞
0A(ky)sinh(kyL1)/bracketleftbigg/integraldisplay∞
0sinkyysink/prime
yydy/bracketrightbigg
dky=/integraldisplay∞
0V0e−aysink/prime
yydy.
We can evaluate the term in brackets using (A.115) to obtain
/integraldisplay∞
0A(ky)sinh(kyL1)π
2δ(ky−k/prime
y)dky=/integraldisplay∞
0V0e−aysink/prime
yydy,
hence
π
2A(k/prime
y)sinh(k/prime
yL1)=V0/integraldisplay∞
0e−aysink/prime
yydy.
We then evaluate the integral on the right, solve for A(ky), and substitute into (A.113)
to obtain
V(x,y)=2V0
π/integraldisplay∞
0ky
a2+k2ysinh(kyx)
sinh(kyL1)sinkyyd k y.
Note that our application of the orthogonality property is merely a calculation of the
inverse Fourier sine transform. Thus we could have found the amplitude coefficient byreference to a table of transforms.
We can use the Fourier transform solution even when the domain is infinite in more
than one dimension. Suppose we solve (A.111) in the region
0≤x<∞,0≤y<∞,−∞<z<∞,
subject to
V(0,y)=V
0e−ay,V(x,0)=0.
Because of the condition at y=0let us use
V(x,y)=(Axe−kyx+Bxekyx)(Aysinkyy+Bycoskyy).
The solution form
Vky(x,y)=B(ky)e−kyxsinkyy
satisfies the finiteness condition and the homogeneous condition at y=0. The remaining
condition can be satisfied by a continuous superposition of solutions:
V(x,y)=/integraldisplay∞
0B(ky)e−kyxsinkyyd k y.
We must have
V0e−ay=/integraldisplay∞
0B(ky)sinkyyd k y.
Use of the orthogonality relationship (A.115) yields the amplitude spectrum B(ky), and
we find that
V(x,y)=2
π/integraldisplay∞
0e−kyxky
a2+k2ysinkyyd k y. (A.116)
As a final example in rectangular coordinates let us consider a problem in which ψ
depends on all three variables:
∇2ψ(x,y,z)+k2ψ(x,y,z)=0
for
0≤x≤L1,0≤y≤L2,0≤z≤L3,
subject to
ψ(0,y,z)=ψ(L1,y,z)=0,
ψ(x,0,z)=ψ(x,L2,z)=0,
ψ(x,y,0)=ψ(x,y,L3)=0.
Here k/negationslash=0is a constant. This is a three-dimensional eigenvalue problem as described
in§A.4, where λ=k2are the eigenvalues and the closed surface is a rectangular
box. Physically, the wave function ψrepresents the so-called eigenvalue ornormal mode
solutions for the “TM modes” of a rectangular cavity. Since k2
x+k2
y+k2
z=k2,w e
might have one or two separation constants equal to zero, but not all three. We find,however, that the only solution with a zero separation constant that can fit the boundaryconditions is the trivial solution. In light of the boundary conditions and because weexpect standing waves in the box, we take
ψ(x,y,z)=[A
xsin(kxx)+Bxcos(kxx)]·
·[Aysin(kyy)+Bycos(kyy)]·
·[Azsin(kzz)+Bzcos(kzz)].
The conditions ψ(0,y,z)=ψ(x,0,z)=ψ(x,y,0)=0give Bx=By=Bz=0. The
conditions at x=L1,y=L2, and z=L3require the separation constants to assume
the discrete values kx=kxm=mπ/L1,ky=kyn=nπ/L2, and kz=kzp=pπ/L3,
where k2
xm+k2
yn+k2
zp=k2
mnpand m,n,p=1,2,.... Associated with each of these
eigenvalues is an eigenfunction of a one-dimensional Sturm–Liouville problem. For the
three-dimensional problem, an eigenfunction
ψmnp(x,y,z)=Amnpsin(kxmx)sin(kyny)sin(kzpz)
is associated with each three-dimensional eigenvalue kmnp. Each choice of m,n,ppro-
duces a discrete cavity resonance frequency at which the boundary conditions can besatisfied. Depending on the values of L
1,2,3, we may have more than one eigenfunction
associated with an eigenvalue. For example, if L1=L2=L3=Lthen k121=k211=
k112=√
6π/L. However, the eigenfunctions associated with this single eigenvalue are all
different:
ψ121=sin(kx1x)sin(ky2y)sin(kz1z),
ψ211=sin(kx2x)sin(ky1y)sin(kz1z),
ψ112=sin(kx1x)sin(ky1y)sin(kz2z).
When more than one cavity mode corresponds to a given resonant frequency, we call the
modes degenerate . By completeness, we can represent any well-behaved function as
f(x,y,z)=/summationdisplay
m,n,pAmnpsin(kxmx)sin(kyny)sin(kzpz).
The Amnpare found using orthogonality. When such expansions are used to solve prob-
lems involving objects (such as excitation probes) inside the cavity, they are termednormal mode expansions of the cavity field.
Solutions in cylindrical coordinates. In cylindrical coordinates the Helmholtz equa-
tion is
1
ρ∂
∂ρ/parenleftbigg
ρ∂ψ(ρ, φ, z)
∂ρ/parenrightbigg
+1
ρ2∂2ψ(ρ,φ, z)
∂φ2+∂2ψ(ρ,φ, z)
∂z2+k2ψ(ρ,φ, z)=0.(A.117)
With ψ(ρ,φ, z)=P(ρ)/Phi1(φ) Z(z)we obtain
1
ρ∂
∂ρ/parenleftbigg
ρ∂(P/Phi1Z)
∂ρ/parenrightbigg
+1
ρ2∂2(P/Phi1Z)
∂φ2+∂2(P/Phi1Z)
∂z2+k2(P/Phi1Z)=0;
carrying out the ρderivatives and dividing through by P/Phi1Zwe have
−1
Zd2Z
dz2=k2+1
ρ2/Phi1d2/Phi1
dφ2+1
ρPdP
dρ+1
Pd2P
dρ2.
The left side depends on zwhile the right side depends on ρandφ, hence both must
equal the same constant k2
z:
−1
Zd2Z
dz2=k2
z, (A.118)
k2+1
ρ2/Phi1d2/Phi1
dφ2+1
ρPdP
dρ+1
Pd2P
dρ2=k2
z. (A.119)
We have separated the z-dependence from the dependence on the other variables. For
the harmonic equation (A.118),
Z(z)=/braceleftBigg
Azsinkzz+Bzcoskzz,kz/negationslash=0,
azz+bz, kz=0.(A.120)
Of course we could use exponentials or a combination of exponentials and trigonometric
functions instead. Rearranging (A.119) and multiplying through by ρ2, we obtain
−1
/Phi1d2/Phi1
dφ2=/parenleftbig
k2−k2
z/parenrightbig
ρ2+ρ
PdP
dρ+ρ2
Pd2P
dρ2.
The left and right sides depend only on φandρ, respectively; both must equal some
constant k2
φ:
−1
/Phi1d2/Phi1
dφ2=k2
φ, (A.121)
/parenleftbig
k2−k2
z/parenrightbig
ρ2+ρ
PdP
dρ+ρ2
Pd2P
dρ2=k2
φ. (A.122)
The variables ρandφare thus separated, and harmonic equation (A.121) has solutions
/Phi1(φ)=/braceleftBigg
Aφsinkφφ+Bφcoskφφ, kφ/negationslash=0,
aφφ+bφ, kφ=0.(A.123)
Equation (A.122) is a bit more involved. In rearranged form it is
d2P
dρ2+1
ρdP
dρ+/parenleftBigg
k2
c−k2
φ
ρ2/parenrightBigg
P=0 (A.124)
where
k2
c=k2−k2
z.
The solution depends on whether any of kz,kφ,o rkcare zero. If kc=kφ=0, then
d2P
dρ2+1
ρdP
dρ=0
so that
P(ρ)=aρlnρ+bρ.
Ifkc=0butkφ/negationslash=0, we have
d2P
dρ2+1
ρdP
dρ−k2
φ
ρ2P=0
so that
P(ρ)=aρρ−kφ+bρρkφ. (A.125)
This includes the case k=kz=0(Laplace’s equation). If kc/negationslash=0then (A.124) is Bessel’s
differential equation. For noninteger kφthe two independent solutions are denoted Jkφ(z)
and J−kφ(z), where Jν(z)is the ordinary Bessel function of the first kind of order ν.F o r
kφan integer n,Jn(z)and J−n(z)are not independent and a second independent solution
denoted Nn(z)must be introduced. This is the ordinary Bessel function of the second
kind, order n. As it is also independent when the order is noninteger, Jν(z)and Nν(z)
are often chosen as solutions whether νis integer or not. Linear combinations of these
independent solutions may be used to produce new independent solutions. The functions
H(1)
ν(z)and H(2)
ν(z)are the Hankel functions of the first and second kind of order ν, and
are related to the Bessel functions by
H(1)
ν(z)=Jν(z)+jNν(z),
H(2)
ν(z)=Jν(z)−jNν(z).
The argument zcan be complex (as can ν, but this shall not concern us). When zis
imaginary we introduce two new functions Iν(z)and Kν(z), defined for integer order by
In(z)=j−nJn(jz),
Kn(z)=π
2jn+1H(1)
n(jz).
Expressions for noninteger order are given in Appendix E.1.
Bessel functions cannot be expressed in terms of simple, standard functions. However,
a series solution to (A.124) produces many useful relationships between Bessel functionsof differing order and argument. The recursion relations for Bessel functions serve to
connect functions of various orders and their derivatives. See Appendix E.1.
Of the six possible solutions to (A.124),
R(ρ)=
A
ρJν(kcρ)+BρNν(kcρ),
AρJν(kcρ)+BρH(1)
ν(kcρ),
AρJν(kcρ)+BρH(2)
ν(kcρ),
AρNν(kcρ)+BρH(1)
ν(kcρ),
AρNν(kcρ)+BρH(2)
ν(kcρ),
AρH(1)
ν(kcρ)+BρH(2)
ν(kcρ),
which do we choose? Again, we are motivated by convenience and the physical nature
of the problem. If the argument is real or imaginary, we often consider large or smallargument behavior. For xreal and large,
J
ν(x)→/radicalbigg
2
πxcos/parenleftBig
x−π
4−νπ
2/parenrightBig
,
Nν(x)→/radicalbigg
2
πxsin/parenleftBig
x−π
4−νπ
2/parenrightBig
,
H(1)
ν(x)→/radicalbigg
2
πxej(x−π
4−νπ
2),
H(2)
ν(x)→/radicalbigg
2
πxe−j(x−π
4−νπ
2),
Iν(x)→/radicalbigg
1
2πxex,
Kν(x)→/radicalbiggπ
2xe−x,
while for xreal and small,
J0(x)→1,
N0(x)→2
π(lnx+0.5772157 −ln 2),
Jν(x)→1
ν!/parenleftBigx
2/parenrightBigν
,
Nν(x)→−(ν−1)!
π/parenleftbigg2
x/parenrightbiggν
.
Because Jν(x)and Nν(x)oscillate for large argument, they can represent standing waves
along the radial direction. However, Nν(x)is unbounded for small xand is inappropriate
for regions containing the origin. The Hankel functions become complex exponentials forlarge argument, hence represent traveling waves. Finally, K
ν(x)is unbounded for small x
and cannot be used for regions containing the origin, while Iν(x)increases exponentially
for large xand cannot be used for unbounded regions.
Examples. Consider the boundary value problem for Laplace’s equation
∇2V(ρ, φ) =0 (A.126)
in the region
0≤ρ≤∞,0≤φ≤φ0,−∞<z<∞,
where the boundary conditions are
V(ρ,0)=0,V(ρ, φ 0)=V0.
Since there is no z-dependence we let kz=0in (A.120) and choose az=0. Then
k2
c=k2−k2
z=0since k=0. There are two possible solutions, depending on whether
kφis zero. First let us try kφ/negationslash=0. Using (A.123) and (A.125) we have
V(ρ, φ) =[Aφsin(kφφ)+Bφcos(kφφ)][aρρ−kφ+bρρkφ]. (A.127)
Assuming kφ>0we must have bρ=0to keep the solution finite. The condition
V(ρ,0)=0requires Bφ=0.T h u s
V(ρ, φ) =Aφsin(kφφ)ρ−kφ.
Our final boundary condition requires
V(ρ, φ 0)=V0=Aφsin(kφφ0)ρ−kφ.
Because this cannot hold for all ρ, we must resort to kφ=0and
V(ρ, φ) =(aφφ+bφ)(aρlnρ+bρ). (A.128)
Proper behavior as ρ→∞ dictates that aρ=0.V(ρ,0)=0requires bφ=0.T h u s
V(ρ, φ) =V(φ)=bφφ.The constant bφis found from the remaining boundary condition:
V(φ0)=V0=bφφ0so that bφ=V0/φ0. The final solution is
V(φ)=V0φ/φ 0.
It is worthwhile to specialize this to φ0=π/2and compare with the solution to the same
problem found earlier using rectangular coordinates. With a=0in (A.116) we have
V(x,y)=2
π/integraldisplay∞
0e−kyxsinkyy
kydky.
Despite its much more complicated form, this must be the same solution by uniqueness.
Next let us solve (A.126) subject to the “split cylinder” conditions
V(a,φ)=/braceleftBigg
V0,0<φ<π ,
0,−π<φ< 0.
Because there is no z-dependence we choose kz=az=0and have k2
c=k2−k2
z=0. Since
kφ=0would violate the boundary conditions at ρ=a, we use
V(ρ, φ) =(aρρ−kφ+bρρkφ)(Aφsinkφφ+Bφcoskφφ).
The potential must be single-valued in φ:V(ρ, φ+2nπ)=V(ρ, φ) . This is only possible
ifkφis an integer, say kφ=m. Then
Vm(ρ, φ) =/braceleftBigg
(Amsinmφ+Bmcosmφ)ρm,ρ < a,
(Cmsinmφ+Dmcosmφ)ρ−m,ρ > a.
On physical grounds we have discarded ρ−mforρ< aandρmforρ> a. To satisfy
the boundary conditions at ρ=awe must use an infinite series of the complete set of
eigensolutions. For ρ< athe boundary condition requires
B0+∞/summationdisplay
m=1(Amsinmφ+Bmcosmφ)am=/braceleftBigg
V0,0<φ<π ,
0,−π<φ< 0.
Application of the orthogonality relations
/integraldisplayπ
−πcosmφcosnφdφ=2π
/epsilon1nδmn,m,n=0,1,2,..., (A.129)
/integraldisplayπ
−πsinmφsinnφdφ=πδmn,m,n=1,2,..., (A.130)
/integraldisplayπ
−πcosmφsinnφdφ=0,m,n=0,1,2,..., (A.131)
where
/epsilon1n=/braceleftBigg
1,n=0,
2,n>0,(A.132)
is Neumann’s number, produces appropriate values for the constants Amand Bm. The
full solution is
V(ρ, φ) =
V
0
2+V0
π∞/summationdisplay
n=1[1−(−1)n]
n/parenleftBigρ
a/parenrightBign
sinnφ, ρ < a,
V0
2+V0
π∞/summationdisplay
n=1[1−(−1)n]
n/parenleftbigga
ρ/parenrightbiggn
sinnφ, ρ > a.
The boundary value problem
∇2V(ρ, φ, z)=0,0≤ρ≤a,−π≤φ≤π,0≤z≤h,
V(ρ, φ, 0)=0,0≤ρ≤a,−π≤φ≤π,
V(a,φ,z)=0,−π≤φ≤π,0≤z≤h,
V(ρ, φ, h)=V0,0≤ρ≤a,−π≤φ≤π,
describes the potential within a grounded “canister” with top at potential V0. Symmetry
precludes φ-dependence, hence kφ=aφ=0. Since k=0(Laplace’s equation) we also
have k2
c=k2−k2
z=− k2
z. Thus we have either kzreal and kc=jkz,o r kcreal and
kz=jkc. With kzreal we have
V(ρ,z)=[Azsinkzz+Bzcoskzz][AρK0(kzρ)+BρI0(kzρ)]; (A.133)
with kcreal we have
V(ρ,z)=[Azsinhkcz+Bzcosh kcz][AρJ0(kcρ)+BρN0(kcρ)]. (A.134)
The functions K0and I0are inappropriate for use in this problem, and we proceed to
(A.134). Since N0is unbounded for small argument, we need Bρ=0. The condition
V(ρ,0)=0gives Bz=0,t h u s
V(ρ,z)=Azsinh(kcz)J0(kcρ).
The oscillatory nature of J0means that we can satisfy the condition at ρ=a:
V(a,z)=Azsinh(kcz)J0(kca)=0for 0≤z<h
ifJ0(kca)=0.Letting p0mdenote the mth root of J0(x)=0form=1,2,..., we have
kcm=p0m/a. Because we cannot satisfy the boundary condition at z=hwith a single
eigensolution, we use the superposition
V(ρ,z)=∞/summationdisplay
m=1Amsinh/parenleftBigp0mz
a/parenrightBig
J0/parenleftBigp0mρ
a/parenrightBig
.
We require
V(ρ,h)=∞/summationdisplay
m=1Amsinh/parenleftbiggp0mh
a/parenrightbigg
J0/parenleftBigp0mρ
a/parenrightBig
=V0, (A.135)
where the Amcan be evaluated by orthogonality of the functions J0(p0mρ/a).I f pνmis
themth root of Jν(x)=0, then
/integraldisplaya
0Jν/parenleftBigpνmρ
a/parenrightBig
Jν/parenleftBigpνnρ
a/parenrightBig
ρdρ=δmna2
2J/prime2
ν(pνn)=δmna2
2J2
ν+1(pνn) (A.136)
where J/prime
ν(x)=dJν(x)/dx. Multiplying (A.135) by ρJ0(p0nρ/a)and integrating, we have
Ansinh/parenleftbiggp0nh
a/parenrightbigga2
2J/prime2
0(p0na)=/integraldisplaya
0V0J0/parenleftBigp0nρ
a/parenrightBig
ρdρ.
Use of (E.105),
/integraldisplay
xn+1Jn(x)dx=xn+1Jn+1(x)+C,
allows us to evaluate
/integraldisplaya
0J0/parenleftBigp0nρ
a/parenrightBig
ρdρ=a2
p0nJ1(p0n).
With this we finish calculating Amand have
V(ρ,z)=2V0∞/summationdisplay
m=1sinh(p0m
az)J0(p0m
aρ)
p0msinh(p0m
ah)J1(p0m)
as the desired solution.
Finally, let us assume that k>0and solve
∇2ψ(ρ,φ, z)+k2ψ(ρ,φ, z)=0
where 0≤ρ≤a,−π≤φ≤π, and −∞<z<∞, subject to the condition
ˆn·∇ψ(ρ,φ, z)/vextendsingle/vextendsingle/vextendsingle
ρ=a=∂ψ(ρ, φ, z)
∂ρ/vextendsingle/vextendsingle/vextendsingle
ρ=a=0
for−π≤φ≤πand−∞<z<∞.The solution to this problem leads to the transverse-
electric (TE z) fields in a lossless circular waveguide, where ψrepresents the z-component
of the magnetic field. Although there is symmetry with respect to φ, we seek φ-dependent
solutions; the resulting complete eigenmode solution will permit us to expand any well-behaved function within the waveguide in terms of a normal mode (eigenfunction) series.In this problem none of the constants k,k
z,o r kφequal zero, except as a special case.
However, the field must be single-valued in φand thus kφmust be an integer m.W e
consider our possible choices for P(ρ),Z(z), and /Phi1(φ). Since k2
c=k2−k2
zand k2>0is
arbitrary, we must consider various possibilities for the signs of k2
cand k2
z. We can rule
outk2
c<0based on consideration of the behavior of the functions Imand Km. We also
need not consider kc<0, since this gives the same solution as kc>0. We are then left
with two possible cases. Writing k2
z=k2−k2
c, we see that either k>kcand k2
z>0,o r
k<kcand k2
z<0.F o r k2
z>0we write
ψ(ρ,φ, z)=[Aze−jkzz+Bzejkzz][Aφsinmφ+Bφcosmφ]Jm(kcρ).
Here the terms involving e∓jkzzrepresent waves propagating in the ±zdirections. The
boundary condition at ρ=arequires
J/prime
m(kca)=0
where J/prime
m(x)=dJm(x)/dx. Denoting the nth zero of J/prime
m(x)byp/prime
mnwe have kc=kcm=
p/prime
mn/a.This gives the eigensolutions
ψm=[Azme−jkzz+Bzmejkzz][Aφmsinmφ+Bφmcosmφ]kcJm/parenleftbiggp/prime
mnρ
a/parenrightbigg
.
The undetermined constants Azm,Bzm,Aρm,Bρmcould be evaluated when the individual
eigensolutions are used to represent a function in terms of a modal expansion. Forthe case k
2
z<0we again choose complex exponentials in z; however, kz=− jαgives
e∓jkzz=e∓αzand attenuation along z. The reader can verify that the eigensolutions
are
ψm=[Azme−αz+Bzmeαz][Aφmsinmφ+Bφmcosmφ]kcJm/parenleftbiggp/prime
mnρ
a/parenrightbigg
where now k2
c=k2+α2.
We have used Bessel function completeness in the examples above. This property is a
consequence of the Sturm–Liouville problem first studied in §A.4. We often use Fourier–
Bessel series to express functions over finite intervals. Over infinite intervals we use theFourier–Bessel transform.
The Fourier–Bessel series can be generalized to Bessel functions of noninteger order,
and to the derivatives of Bessel functions. Let f(ρ)be well-behaved over the interval
[0,a]. Then the series
f(ρ)=∞/summationdisplay
m=1CmJν/parenleftBig
pνmρ
a/parenrightBig
,0≤ρ≤a,ν> −1
converges, and the constants are
Cm=2
a2J2
ν+1(pνm)/integraldisplaya
0f(ρ)Jν/parenleftBig
pνmρ
a/parenrightBig
ρdρ
by (A.136). Here pνmis the mth root of Jν(x). An alternative form of the series uses
p/prime
νm, the roots of J/prime
ν(x), and is given by
f(ρ)=∞/summationdisplay
m=1DmJν/parenleftBig
p/prime
νmρ
a/parenrightBig
,0≤ρ≤a,ν> −1.
In this case the expansion coefficients are found using the orthogonality relationship
/integraldisplaya
0Jν/parenleftbiggp/prime
νm
aρ/parenrightbigg
Jν/parenleftbiggp/prime
νn
aρ/parenrightbigg
ρdρ=δmna2
2/parenleftbigg
1−ν2
p/prime2νm/parenrightbigg
J2
ν(p/prime
νm),
and are
Dm=2
a2/parenleftBig
1−ν2
p/prime2νmJ2ν(p/primeνm)/parenrightBig/integraldisplaya
0f(ρ)Jν/parenleftbiggp/prime
νm
aρ/parenrightbigg
ρdρ.
Solutions in spherical coordinates. If into Helmholtz’s equation
1
r2∂
∂r/parenleftbigg
r2∂ψ(r,θ,φ)
∂r/parenrightbigg
+1
r2sinθ∂
∂θ/parenleftbigg
sinθ∂ψ(r,θ,φ)
∂θ/parenrightbigg
+
+1
r2sin2θ∂2ψ(r,θ,φ)
∂φ2+k2ψ(r,θ,φ) =0
we put ψ(r,θ,φ) =R(r)/Theta1(θ)/Phi1(φ) and multiply through by r2sin2θ/ψ( r,θ,φ) , we obtain
sin2θ
R(r)d
dr/parenleftbigg
r2dR(r)
dr/parenrightbigg
+sinθ
/Theta1(θ)d
dθ/parenleftbigg
sinθd/Theta1(θ)
dθ/parenrightbigg
+k2r2sin2θ=−1
/Phi1(φ)d2/Phi1(φ)
dφ2.
Since the right side depends only on φwhile the left side depends only on randθ, both
sides must equal some constant µ2:
sin2θ
R(r)d
dr/parenleftbigg
r2dR(r)
dr/parenrightbigg
+sinθ
/Theta1(θ)d
dθ/parenleftbigg
sinθd/Theta1(θ)
dθ/parenrightbigg
+k2r2sin2θ=µ2, (A.137)
d2/Phi1(φ)
dφ2+µ2/Phi1(φ)=0. (A.138)
We have thus separated off the φ-dependence. Harmonic ordinary differential equation
(A.138) has solutions
/Phi1(φ)=/braceleftBigg
Aφsinµφ+Bφcosµφ, µ /negationslash=0,
aφφ+bφ,µ =0.
(We could have used complex exponentials to describe /Phi1(φ), or some combination of
exponentials and trigonometric functions, but it is conventional to use only trigonometricfunctions.) Rearranging (A.137) and dividing through by sin
2θwe have
1
R(r)d
dr/parenleftbigg
r2dR(r)
dr/parenrightbigg
+k2r2=−1
sinθ/Theta1(θ)d
dθ/parenleftbigg
sinθd/Theta1(θ)
dθ/parenrightbigg
+µ2
sin2θ.
We introduce a new constant k2
θto separate rfromθ:
1
R(r)d
dr/parenleftbigg
r2dR(r)
dr/parenrightbigg
+k2r2=k2
θ, (A.139)
−1
sinθ/Theta1(θ)d
dθ/parenleftbigg
sinθd/Theta1(θ)
dθ/parenrightbigg
+µ2
sin2θ=k2
θ. (A.140)
Equation (A.140),
1
sinθd
dθ/parenleftbigg
sinθd/Theta1(θ)
dθ/parenrightbigg
+/parenleftbigg
k2
θ−µ2
sin2θ/parenrightbigg
/Theta1(θ)=0,
can be put into a standard form by letting
η=cosθ (A.141)
and k2
θ=ν(ν+1)where νis a parameter:
(1−η2)d2/Theta1(η)
dη2−2ηd/Theta1(η)
dη+/bracketleftbigg
ν(ν+1)−µ2
1−η2/bracketrightbigg
/Theta1(η)=0,−1≤η≤1.
This is the associated Legendre equation . It has two independent solutions called as-
sociated Legendre functions of the first andsecond kinds , denoted Pµ
ν(η)and Qµ
ν(η),
respectively. In these functions, all three quantities µ,ν,η may be arbitrary complex
constants as long as ν+µ/negationslash= −1,−2,.... But (A.141) shows that ηis real in our discus-
sion;µwill generally be real also, and will be an integer whenever /Phi1(φ) is single-valued.
The choice of νis somewhat more complicated. The function Pµ
ν(η)diverges at η=±1
unless νis an integer, while Qµ
ν(η)diverges at η=±1regardless of whether νis an inte-
ger. In §A.4 we required that Pµ
ν(η)be bounded on [−1,1]to have a Sturm–Liouville
problem with suitable orthogonality properties. By (A.141) we must exclude Qµ
ν(η)for
problems containing the z-axis, and restrict νto be an integer ninPµ
ν(η)for such prob-
lems. In case the z-axis is excluded, we choose ν=nwhenever possible, because the finite
sums Pm
n(η)and Qm
n(η)are much easier to manipulate than Pµ
ν(η)and Qµ
ν(η). In many
problems we must count on completeness of the Legendre polynomials Pn(η)=P0
n(η)or
spherical harmonics Ymn(θ, φ) in order to satisfy the boundary conditions. In this book
we shall consider only those boundary value problems that can be solved using integervalues of νandµ, hence choose
/Theta1(θ)=A
θPm
n(cosθ)+BθQm
n(cosθ). (A.142)
Single-valuedness in /Phi1(φ)is a consequence of having µ=m, andφ=constant boundary
surfaces are thereby disallowed.
The associated Legendre functions have many important properties. For instance,
Pm
n(η)=
0, m>n,
(−1)m(1−η2)m/2
2nn!dn+m(η2−1)n
dηn+m,m≤n.(A.143)
The case m=0receives particular attention because it corresponds to azimuthal invari-
ance ( φ-independence). We define P0
n(η)=Pn(η)where Pn(η)is the Legendre polynomial
of order n. From (A.143), we see that4
Pn(η)=1
2nn!dn(η2−1)n
dηn
is a polynomial of degree n, and that
Pm
n(η)=(−1)m(1−η2)m/2dm
dηmPn(η).
Both the associated Legendre functions and the Legendre polynomials obey orthogonality
relations and many recursion formulas.
In problems where the z-axis is included, the product /Theta1(θ)/Phi1(φ) is sometimes defined
as the spherical harmonic
Ynm(θ, φ) =/radicalBigg
2n+1
4π(n−m)!
(n+m)!Pm
n(cosθ)ejmθ.
These functions, which are complete over the surface of a sphere, were treated earlier in
this section.
Remembering that k2
r=ν(ν+1), the r-dependent equation (A.139) becomes
1
r2d
dr/parenleftbigg
r2dR(r)
dr/parenrightbigg
+/parenleftbigg
k2+n(n+1)
r2/parenrightbigg
R(r)=0. (A.144)
When k=0we have
d2R(r)
dr2+2
rdR(r)
dr−n(n+1)
r2R(r)=0
so that
R(r)=Arrn+Brr−(n+1).
When k/negationslash=0, the substitution ¯R(r)=√
kr R(r)puts (A.144) into the form
r2d2¯R(r)
dr2+rd¯R(r)
dr+/bracketleftBigg
k2r2−/parenleftbigg
n+1
2/parenrightbigg2/bracketrightBigg
¯R(r)=0,
which we recognize as Bessel’s equation of half-integer order. Thus
R(r)=¯R(r)√
kr=Zn+1
2(kr)
√
kr.
For convenience we define the spherical Bessel functions
jn(z)=/radicalbiggπ
2zJn+1
2(z),
nn(z)=/radicalbiggπ
2zNn+1
2(z)=(−1)n+1/radicalbiggπ
2zJ−(n+1
2)(z),
h(1)
n(z)=/radicalbiggπ
2zH(1)
n+1
2(z)=jn(z)+jnn(z),
h(2)
n(z)=/radicalbiggπ
2zH(2)
n+1
2(z)=jn(z)−jnn(z).
4Care must be taken when consulting tables of Legendre functions and their properties. In particular,
one must be on the lookout for possible disparities regarding the factor (−1)m(cf., [76, 1, 109, 8] vs.
[5, 187]). Similar care is needed with Qm
n(x).
These can be written as finite sums involving trigonometric functions and inverse powers
ofz. We have, for instance,
j0(z)=sinz
z,
n0(z)=−cosz
z,
j1(z)=sinz
z2−cosz
z,
n1(z)=−cosz
z2−sinz
z.
We can now write R(r)as a linear combination of any two of the spherical Bessel
functions jn,nn,h(1)
n,h(2)
n:
R(r)=
A
rjn(kr)+Brnn(kr),
Arjn(kr)+Brh(1)
n(kr),
Arjn(kr)+Brh(2)
n(kr),
Arnn(kr)+Brh(1)
n(kr),
Arnn(kr)+Brh(2)
n(kr),
Arh(1)
n(kr)+Brh(2)
n(kr).(A.145)
Imaginary arguments produce modified spherical Bessel functions ; the interested reader
is referred to Gradsteyn [76] or Abramowitz [1].
Examples. The problem
∇2V(r,θ,φ) =0,θ 0≤θ≤π/2,0≤r<∞,−π≤φ≤π,
V(r,θ0,φ)=V0,−π≤φ≤π,0≤r<∞,
V(r,π/2,φ)=0,−π≤φ≤π,0≤r<∞,
gives the potential field between a cone and the z=0plane. Azimuthal symmetry
prompts us to choose µ=aφ=0. Since k=0we have
R(r)=Arrn+Brr−(n+1). (A.146)
Noting that positive and negative powers of rare unbounded for large and small r,
respectively, we take n=Br=0. Hence the solution depends only on θ:
V(r,θ,φ) =V(θ)=AθP0
0(cosθ)+BθQ0
0(cosθ).
We must retain Q0
0since the solution region does not contain the z-axis. Using
P0
0(cosθ)=1and Q0
0(cosθ)=ln cot(θ/2)
(cf., Appendix E.2), we have
V(θ)=Aθ+Bθln cot(θ/2).
A straightforward application of the boundary conditions gives Aθ=0and Bθ=
V0/ln cot(θ0/2), hence
V(θ)=V0ln cot(θ/2)
ln cot(θ0/2).
Next we solve the boundary value problem
∇2V(r,θ,φ) =0,
V(a,θ,φ) =− V0,π / 2≤θ<π , −π≤φ≤π,
V(a,θ,φ) =+ V0,0<θ≤π/2,−π≤φ≤π,
for both r>aand r<a. This yields the potential field of a conducting sphere split
into top and bottom hemispheres and held at a potential difference of 2V0. Azimuthal
symmetry gives µ=0. The two possible solutions for /Theta1(θ)are
/Theta1(θ)=/braceleftBigg
Aθ+Bθln cot(θ/2),n=0,
AθPn(cosθ), n/negationslash=0,
where we have discarded Q0
0(cosθ)because the region of interest contains the z-axis. The
n=0solution cannot match the boundary conditions; neither can a single term of the
type AθPn(cosθ), but a series of these latter terms can. We use
V(r,θ)=∞/summationdisplay
n=0Vn(r,θ)=∞/summationdisplay
n=0[Arrn+Brr−(n+1)]Pn(cosθ). (A.147)
The terms r−(n+1)and rnare not allowed, respectively, for r<aand r>a.F o r r<a
then,
V(r,θ)=∞/summationdisplay
n=0AnrnPn(cosθ).
Letting V0(θ)be the potential on the surface of the split sphere, we impose the boundary
condition:
V(a,θ)=V0(θ)=∞/summationdisplay
n=0AnanPn(cosθ), 0≤θ≤π.
This is a Fourier–Legendre expansion of V0(θ). The Anare evaluated by orthogonality.
Multiplying by Pm(cosθ)sinθand integrating from θ=0toπ, we obtain
∞/summationdisplay
n=0Anan/integraldisplayπ
0Pn(cosθ)Pm(cosθ)sinθdθ=/integraldisplayπ
0V0(θ)Pm(cosθ)sinθdθ.
Using orthogonality relationship (A.93) and the given V0(θ)we have
Amam 2
2m+1=V0/integraldisplayπ/2
0Pm(cosθ)sinθdθ−V0/integraldisplayπ
π/2Pm(cosθ)sinθdθ.
The substitution η=cosθgives
Amam 2
2m+1=V0/integraldisplay1
0Pm(η)dη−V0/integraldisplay0
−1Pm(η)dη
=V0/integraldisplay1
0Pm(η)dη−V0/integraldisplay1
0Pm(−η)dη;
then Pm(−η)=(−1)mPm(η)gives
Am=a−m2m+1
2V0[1−(−1)m]/integraldisplay1
0Pm(η)dη.
Because Am=0formeven, we can put m=2n+1(n=0,1,2,...) and have
A2n+1=(4n+3)V0
a2n+1/integraldisplay1
0P2n+1(η)dη=V0(−1)n
a2n+14n+3
2n+2(2n!)
(2nn!)2
by (E.176). Hence
V(r,θ)=∞/summationdisplay
n=0V0(−1)n4n+3
2n+2(2n!)
(2nn!)2/parenleftBigr
a/parenrightBig2n+1
P2n+1(cosθ)
forr<a. The case r>ais left to the reader.
Finally, consider
∇2ψ(x,y,z)+k2ψ(x,y,z)=0,0≤r≤a,0≤θ≤π,−π≤φ≤π,
ψ(a,θ,φ) =0,0≤θ≤π,−π≤φ≤π,
where k/negationslash=0is constant. This is a three-dimensional eigenvalue problem. Wave function
ψrepresents the solutions for the electromagnetic field within a spherical cavity for modes
TE to r. Despite the prevailing symmetry, we choose solutions that vary with both θ
andφ. We are motivated by a desire to solve problems involving cavity excitation, and
eigenmode completeness will enable us to represent any piecewise continuous functionwithin the cavity. We employ spherical harmonics because the boundary surface is asphere. These exclude Q
n
m(cosθ), which is appropriate since our problem contains the
z-axis. Since k/negationslash=0we must choose a radial dependence from (A.145). Small-argument
behavior rules out nn,h(1)
n, and h(2)
n, leaving us with
ψ(r,θ,φ) =Amnjn(kr)Ynm(θ, φ)
or, equivalently,
ψ(r,θ,φ) =Amnjn(kr)Pm
n(cosθ)ejmφ.
The eigenvalues λ=k2are found by applying the condition at r=a:
ψ(a,θ,φ) =Amnjn(ka)Ynm(θ, φ) =0,
requiring jn(ka)=0.Denoting the qth root of jn(x)=0byαnq, we have knq=αnq/a
and corresponding eigenfunctions
ψmnq(r,θ,φ) =Amnqjn(knqr)Ynm(θ, φ).
The eigenvalues are proportional to the resonant frequencies of the cavity and the eigen-
functions can be used to find the modal field distributions. Since the eigenvalues areindependent of m, we may have several eigenfunctions ψ
mnqassociated with each kmnq.
The only limitation is that we must keep m≤nto have Pn
m(cosθ)nonzero. This is
another instance of mode degeneracy. There are 2ndegenerate modes associated with
each resonant frequency (one for each of e±jnφ). By completeness we can expand any
piecewise continuous function within or on the sphere as a series
f(r,θ,φ) =/summationdisplay
m,n,qAmnqjn(knqr)Ynm(θ, φ).
Appendix B
Useful identities
Algebraic identities for vectors and dyadics
A+B=B+A (B.1)
A·B=B·A (B.2)
A×B=−B×A (B.3)
A·(B+C)=A·B+A·C (B.4)
A×(B+C)=A×B+A×C (B.5)
A·(B×C)=B·(C×A)=C·(A×B) (B.6)
A×(B×C)=B(A·C)−C(A·B)=B×(A×C)+C×(B×A) (B.7)
(A×B)·(C×D)=A·[B×(C×D)]=(B·D)(A·C)−(B·C)(A·D) (B.8)
(A×B)×(C×D)=C[A·(B×D)]−D[A·(B×C)] (B.9)
A×[B×(C×D)]=(B·D)(A×C)−(B·C)(A×D) (B.10)
A·(¯c·B)=(A·¯c)·B (B.11)
A×(¯c×B)=(Aׯc)×B (B.12)
C·(¯a·¯b)=(C·¯a)·¯b (B.13)
(¯a·¯b)·C=¯a·(¯b·C) (B.14)
A·(Bׯc)=−B·(Aׯc)=(A×B)·¯c (B.15)
A×(Bׯc)=B·(Aׯc)−¯c(A·B) (B.16)
A·¯I=¯I·A=A (B.17)
Integral theorems
Note: Sbounds V,/Gamma1bounds S,ˆnis normal to Satr,ˆland ˆmare tangential to Sat
r,ˆlis tangential to the contour /Gamma1,ˆm׈l=ˆn,dl=ˆldl, and dS=ˆndS.
Divergence theorem/integraldisplay
V∇·AdV=/contintegraldisplay
SA·dS (B.18)
/integraldisplay
V∇·¯adV=/contintegraldisplay
Sˆn·¯adS (B.19)
/integraldisplay
S∇s·AdS=/contintegraldisplay
/Gamma1ˆm·Adl (B.20)
Gradient theorem
/integraldisplay
V∇adV=/contintegraldisplay
SadS (B.21)
/integraldisplay
V∇AdV=/contintegraldisplay
SˆnAdS (B.22)
/integraldisplay
V∇sadS=/contintegraldisplay
/Gamma1ˆmad l (B.23)
Curl theorem
/integraldisplay
V(∇× A)dV=−/contintegraldisplay
SA×dS (B.24)
/integraldisplay
V(∇× ¯a)dV=/contintegraldisplay
SˆnׯadS (B.25)
/integraldisplay
S∇s×AdS=/contintegraldisplay
/Gamma1ˆm×Adl (B.26)
Stokes’s theorem
/integraldisplay
S(∇× A)·dS=/contintegraldisplay
/Gamma1A·dl (B.27)
/integraldisplay
Sˆn·(∇× ¯a)dS=/contintegraldisplay
/Gamma1dl·¯a (B.28)
Green’s first identity for scalar fields
/integraldisplay
V(∇a·∇b+a∇2b)dV=/contintegraldisplay
Sa∂b
∂ndS (B.29)
Green’s second identity for scalar fields (Green’s theorem)
/integraldisplay
V(a∇2b−b∇2a)dV=/contintegraldisplay
S/parenleftbigg
a∂b
∂n−b∂a
∂n/parenrightbigg
dS (B.30)
Green’s first identity for vector fields
/integraldisplay
V{(∇× A)·(∇× B)−A·[∇×(∇× B)]}dV=
/integraldisplay
V∇·[A×(∇× B)]dV=/contintegraldisplay
S[A×(∇× B)]·dS (B.31)
Green’s second identity for vector fields
/integraldisplay
V{B·[∇×(∇× A)]−A·[∇×(∇× B)]}dV=
/contintegraldisplay
S[A×(∇× B)−B×(∇× A)]·dS (B.32)
Helmholtztheorem
A(r)=− ∇/bracketleftbigg/integraldisplay
V∇/prime·A(r/prime)
4π|r−r/prime|dV/prime−/contintegraldisplay
SA(r/prime)·ˆn/prime
4π|r−r/prime|dS/prime/bracketrightbigg
+
+∇×/bracketleftbigg/integraldisplay
V∇/prime×A(r/prime)
4π|r−r/prime|dV/prime+/contintegraldisplay
SA(r/prime)׈n/prime
4π|r−r/prime|dS/prime/bracketrightbigg
(B.33)
Miscellaneous identities
/contintegraldisplay
SdS=0 (B.34)
/integraldisplay
Sˆn×(∇a)dS=/contintegraldisplay
/Gamma1adl (B.35)
/integraldisplay
S(∇a×∇b)·dS=/integraldisplay
/Gamma1a∇b·dl=−/integraldisplay
/Gamma1b∇a·dl (B.36)
/contintegraldisplay
dl A=/integraldisplay
Sˆn×(∇A)dS (B.37)
Derivative identities
∇(a+b)=∇a+∇b (B.38)
∇·(A+B)=∇· A+∇· B (B.39)
∇×(A+B)=∇× A+∇× B (B.40)
∇(ab)=a∇b+b∇a (B.41)
∇·(aB)=a∇·B+B·∇a (B.42)
∇×(aB)=a∇× B−B×∇a (B.43)
∇·(A×B)=B·∇× A−A·∇× B (B.44)
∇×(A×B)=A(∇·B)−B(∇·A)+(B·∇)A−(A·∇)B (B.45)
∇(A·B)=A×(∇× B)+B×(∇× A)+(A·∇)B+(B·∇)A (B.46)
∇×(∇× A)=∇(∇·A)−∇2A (B.47)
∇·(∇a)=∇2a (B.48)
∇·(∇× A)=0 (B.49)
∇×(∇a)=0 (B.50)
∇×(a∇b)=∇a×∇b (B.51)
∇2(ab)=a∇2b+2(∇a)·(∇b)+b∇2a (B.52)
∇2(aB)=a∇2B+B∇2a+2(∇a·∇)B (B.53)
∇2¯a=∇(∇·¯a)−∇× (∇× ¯a) (B.54)
∇·(AB)=(∇·A)B+A·(∇B)=(∇·A)B+(A·∇)B (B.55)
∇×(AB)=(∇× A)B−A×(∇B) (B.56)
∇·(∇× ¯a)=0 (B.57)
∇×(∇A)=0 (B.58)
∇(A×B)=(∇A)×B−(∇B)×A (B.59)
∇(aB)=(∇a)B+a(∇B) (B.60)
∇·(a¯b)=(∇a)·¯b+a(∇·¯b) (B.61)
∇×(a¯b)=(∇a)ׯb+a(∇× ¯b) (B.62)
∇·(a¯I)=∇a (B.63)
∇×(a¯I)=∇aׯI (B.64)
Identities involving the displacement vector
Note: R=r−r/prime,R=|R|,ˆR=R/R,f/prime(x)=df(x)/dx.
∇f(R)=− ∇/primef(R)=ˆRf/prime(R) (B.65)
∇R=ˆR (B.66)
∇/parenleftbigg1
R/parenrightbigg
=−ˆR
R2(B.67)
∇/parenleftbigge−jkR
R/parenrightbigg
=− ˆR/parenleftbigg1
R+jk/parenrightbigge−jkR
R(B.68)
∇·/bracketleftbig
f(R)ˆR/bracketrightbig
=− ∇/prime·/bracketleftbig
f(R)ˆR/bracketrightbig
=2f(R)
R+f/prime(R) (B.69)
∇·R=3 (B.70)
∇·ˆR=2
R(B.71)
∇·/parenleftbigg
ˆRe−jkR
R/parenrightbigg
=/parenleftbigg1
R−jk/parenrightbigge−jkR
R(B.72)
∇×/bracketleftbig
f(R)ˆR/bracketrightbig
=0 (B.73)
∇2/parenleftbigg1
R/parenrightbigg
=−4πδ(R) (B.74)
(∇2+k2)e−jkR
R=−4πδ(R) (B.75)
Identities involving the plane- wavefunction
Note: Eis a constant vector, k=|k|.
∇/parenleftbig
e−jk·r/parenrightbig
=− jke−jk·r(B.76)
∇·/parenleftbig
Ee−jk·r/parenrightbig
=− jk·Ee−jk·r(B.77)
∇×/parenleftbig
Ee−jk·r/parenrightbig
=− jk×Ee−jk·r(B.78)
∇2/parenleftbig
Ee−jk·r/parenrightbig
=−k2Ee−jk·r(B.79)
Identities involving the transverse/longitudinal decomposition
Note: ˆuis a constant unit vector, Au≡ˆu·A,∂/∂u≡ˆu·∇,At≡A−ˆuAu,∇t≡
∇− ˆu∂/∂u.
A=At+ˆuAu (B.80)
∇=∇ t+ˆu∂
∂u(B.81)
ˆu·At=0 (B.82)
(ˆu·∇t)φ=0 (B.83)
∇tφ=∇φ−ˆu∂φ
∂u(B.84)
ˆu·(∇φ)=(ˆu·∇)φ=∂φ
∂u(B.85)
ˆu·(∇tφ)=0 (B.86)
∇t·(ˆuφ)=0 (B.87)
∇t×(ˆuφ)=− ˆu×∇ tφ (B.88)
∇t×(ˆu×A)=ˆu∇t·At (B.89)
ˆu×(∇t×A)=∇ tAu (B.90)
ˆu×(∇t×At)=0 (B.91)
ˆu·(ˆu×A)=0 (B.92)
ˆu×(ˆu×A)=−At (B.93)
∇φ=∇ tφ+ˆu∂φ
∂u(B.94)
∇·A=∇ t·At+∂Au
∂u(B.95)
∇× A=∇ t×At+ˆu×/bracketleftbigg∂At
∂u−∇ tAu/bracketrightbigg
(B.96)
∇2φ=∇2
tφ+∂2φ
∂u2(B.97)
∇×∇× A=/bracketleftbigg
∇t×∇ t×At−∂2At
∂u2+∇ t∂Au
∂u/bracketrightbigg
+ˆu/bracketleftbigg∂
∂u(∇t·At)−∇2
tAu/bracketrightbigg
(B.98)
∇2A=/bracketleftbigg
∇t(∇t·At)+∂2At
∂u2−∇ t×∇ t×At/bracketrightbigg
+ˆu∇2Au (B.99)
Appendix C
Some Fourier transform pairs
Note:
G(k)=/integraldisplay∞
−∞g(x)e−jkxdx,g(x)=1
2π/integraldisplay∞
−∞G(k)ejkxdk,g(x)↔G(k).
rect(x)↔2 sinc k (C.1)
/Lambda1(x)↔sinc2k
2(C.2)
sgn(x)↔2
jk(C.3)
ejk0x↔2πδ(k−k0) (C.4)
δ(x)↔1 (C.5)
1↔2πδ(k) (C.6)
dnδ(x)
dxn↔(jk)n(C.7)
xn↔2πjndnδ(k)
dkn(C.8)
U(x)↔πδ(k)+1
jk(C.9)
∞/summationdisplay
n=−∞δ/parenleftbigg
t−n2π
k0/parenrightbigg
↔k0∞/summationdisplay
n=−∞δ(k−nk0) (C.10)
e−ax2↔/radicalbiggπ
ae−k2
4a (C.11)
e−axU(x)↔1
a+jk(C.12)
e−a|x|↔2a
a2+k2(C.13)
e−axcosbx U(x)↔a+jk
(a+jk)2+b2(C.14)
e−axsinbx U(x)↔b
(a+jk)2+b2(C.15)
cosk0x↔π[δ(k+k0)+δ(k−k0)] (C.16)
sink0x↔jπ[δ(k+k0)−δ(k−k0)] (C.17)
1
2be−1
2bx/bracketleftbigg
I0/parenleftbigg1
2bx/parenrightbigg
+I1/parenleftbigg1
2bx/parenrightbigg/bracketrightbigg
U(x)↔/radicalBigg
jk+b
jk−1 (C.18)
g(x)−ae−ax/integraldisplayx
−∞eaug(u)du↔jk
jk+aG(k) (C.19)
Appendix D
Coordinate systems
Rectangular coordinate system
Coordinate variables
u=x,−∞<x<∞ (D.1)
v=y,−∞<y<∞ (D.2)
w=z,−∞<z<∞ (D.3)
Vector algebra
A=ˆxAx+ˆyAy+ˆzAz (D.4)
A·B=AxBx+AyBy+AzBz (D.5)
A×B=/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleˆxˆyˆz
A
xAyAz
BxByBz/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle(D.6)
Dyadic representation
¯a=ˆxa
xxˆx+ˆxaxyˆy+ˆxaxzˆz+
+ˆyayxˆx+ˆyayyˆy+ˆyayzˆz+
+ˆzazxˆx+ˆzazyˆy+ˆzazzˆz (D.7)
¯a=ˆxa/prime
x+ˆya/prime
y+ˆza/prime
z=axˆx+ayˆy+azˆz (D.8)
a/prime
x=axxˆx+axyˆy+axzˆz (D.9)
a/prime
y=ayxˆx+ayyˆy+ayzˆz (D.10)
a/prime
z=azxˆx+azyˆy+azzˆz (D.11)
ax=axxˆx+ayxˆy+azxˆz (D.12)
ay=axyˆx+ayyˆy+azyˆz (D.13)
az=axzˆx+ayzˆy+azzˆz (D.14)
Differential operations
dl=ˆxdx+ˆydy+ˆzdz (D.15)
dV=dx dydz (D.16)
dSx=dydz (D.17)
dSy=dx dz (D.18)
dSz=dx dy (D.19)
∇f=ˆx∂f
∂x+ˆy∂f
∂y+ˆz∂f
∂z(D.20)
∇·F=∂Fx
∂x+∂Fy
∂y+∂Fz
∂z(D.21)
∇× F=/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleˆxˆyˆz
∂
∂x∂
∂y∂
∂z
FxFyFz/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle(D.22)
∇
2f=∂2f
∂x2+∂2f
∂y2+∂2f
∂z2(D.23)
∇2F=ˆx∇2Fx+ˆy∇2Fy+ˆz∇2Fz (D.24)
Separation of the Helmholtz equation
∂2ψ(x,y,z)
∂x2+∂2ψ(x,y,z)
∂y2+∂2ψ(x,y,z)
∂z2+k2ψ(x,y,z)=0 (D.25)
ψ(x,y,z)=X(x)Y(y)Z(z) (D.26)
k2
x+k2
y+k2
z=k2(D.27)
d2X(x)
dx2+k2
xX(x)=0 (D.28)
d2Y(y)
dy2+k2
yY(y)=0 (D.29)
d2Z(z)
dz2+k2
zZ(z)=0 (D.30)
X(x)=/braceleftBigg
AxF1(kxx)+BxF2(kxx),kx/negationslash=0,
axx+bx, kx=0.(D.31)
Y(y)=/braceleftBigg
AyF1(kyy)+ByF2(kyy),ky/negationslash=0,
ayy+by, ky=0.(D.32)
Z(z)=/braceleftBigg
AzF1(kzz)+BzF2(kzz),kz/negationslash=0,
azz+bz, kz=0.(D.33)
F1(ξ),F2(ξ)=
e
jξ
e−jξ
sin(ξ)
cos(ξ)(D.34)
Cylindrical coordinate system
Coordinate variables
u=ρ, 0≤ρ<∞ (D.35)
v=φ,−π≤φ≤π (D.36)
w=z,−∞<z<∞ (D.37)
x=ρcosφ (D.38)
y=ρsinφ (D.39)
z=z (D.40)
ρ=/radicalbig
x2+y2 (D.41)
φ=tan−1y
x(D.42)
z=z (D.43)
Vector algebra
ˆρ=ˆxcosφ+ˆysinφ (D.44)
ˆφ=− ˆxsinφ+ˆycosφ (D.45)
ˆz=ˆz (D.46)
A=ˆρAρ+ˆφAφ+ˆzAz (D.47)
A·B=AρBρ+AφBφ+AzBz (D.48)
A×B=/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleˆρˆφˆz
A
ρAφAz
BρBφBz/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle(D.49)
Dyadic representation
¯a=ˆρaρρˆρ+ˆρaρφˆφ+ˆρaρzˆz+
+ˆφaφρˆρ+ˆφaφφˆφ+ˆφaφzˆz+
+ˆzazρˆρ+ˆzazφˆφ+ˆzazzˆz (D.50)
¯a=ˆρa/prime
ρ+ˆφa/prime
φ+ˆza/prime
z=aρˆρ+aφˆφ+azˆz (D.51)
a/prime
ρ=aρρˆρ+aρφˆφ+aρzˆz (D.52)
a/prime
φ=aφρˆρ+aφφˆφ+aφzˆz (D.53)
a/prime
z=azρˆρ+azφˆφ+azzˆz (D.54)
aρ=aρρˆρ+aφρˆφ+azρˆz (D.55)
aφ=aρφˆρ+aφφˆφ+azφˆz (D.56)
az=aρzˆρ+aφzˆφ+azzˆz (D.57)
Differential operations
dl=ˆρdρ+ˆφρdφ+ˆzdz (D.58)
dV=ρdρdφdz (D.59)
dSρ=ρdφdz, (D.60)
dSφ=dρdz, (D.61)
dSz=ρdρdφ (D.62)
∇f=ˆρ∂f
∂ρ+ˆφ1
ρ∂f
∂φ+ˆz∂f
∂z(D.63)
∇·F=1
ρ∂
∂ρ/parenleftbig
ρFρ/parenrightbig
+1
ρ∂Fφ
∂φ+∂Fz
∂z(D.64)
∇× F=1
ρ/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleˆρρˆφˆz
∂
∂ρ∂
∂φ∂
∂z
FρρFφFz/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle(D.65)
∇
2f=1
ρ∂
∂ρ/parenleftbigg
ρ∂f
∂ρ/parenrightbigg
+1
ρ2∂2f
∂φ2+∂2f
∂z2(D.66)
∇2F=ˆρ/parenleftbigg
∇2Fρ−2
ρ2∂Fφ
∂φ−Fρ
ρ2/parenrightbigg
+ˆφ/parenleftbigg
∇2Fφ+2
ρ2∂Fρ
∂φ−Fφ
ρ2/parenrightbigg
+ˆz∇2Fz (D.67)
Separation of the Helmholtz equation
1
ρ∂
∂ρ/parenleftbigg
ρ∂ψ(ρ, φ, z)
∂ρ/parenrightbigg
+1
ρ2∂2ψ(ρ,φ, z)
∂φ2+∂2ψ(ρ,φ, z)
∂z2+k2ψ(ρ,φ, z)=0(D.68)
ψ(ρ,φ, z)=P(ρ)/Phi1(φ) Z(z) (D.69)
k2
c=k2−k2
z (D.70)
d2P(ρ)
dρ2+1
ρdP(ρ)
dρ+/parenleftBigg
k2
c−k2
φ
ρ2/parenrightBigg
P(ρ)=0 (D.71)
∂2/Phi1(φ)
∂φ2+k2
φ/Phi1(φ)=0 (D.72)
d2Z(z)
dz2+k2
zZ(z)=0 (D.73)
Z(z)=/braceleftBigg
AzF1(kzz)+BzF2(kzz),kz/negationslash=0,
azz+bz, kz=0.(D.74)
/Phi1(φ)=/braceleftBigg
AφF1(kφφ)+BφF2(kφφ), kφ/negationslash=0,
aφφ+bφ, kφ=0.(D.75)
P(ρ)=
aρlnρ+bρ, kc=kφ=0,
aρρ−kφ+bρρkφ, kc=0and kφ/negationslash=0,
AρG1(kcρ)+BρG2(kcρ),otherwise .(D.76)
F1(ξ),F2(ξ)=
e
jξ
e−jξ
sin(ξ)
cos(ξ)(D.77)
G1(ξ),G2(ξ)=
J
kφ(ξ)
Nkφ(ξ)
H(1)
kφ(ξ)
H(2)
kφ(ξ)(D.78)
Spherical coordinate system
Coordinate variables
u=r,0≤r<∞ (D.79)
v=θ, 0≤θ≤π (D.80)
w=φ,−π≤φ≤π (D.81)
x=rsinθcosφ (D.82)
y=rsinθsinφ (D.83)
z=rcosθ (D.84)
r=/radicalbig
x2+y2+z2 (D.85)
θ=tan−1/radicalbig
x2+y2
z(D.86)
φ=tan−1y
x(D.87)
Vector algebra
ˆr=ˆxsinθcosφ+ˆysinθsinφ+ˆzcosθ (D.88)
ˆθ=ˆxcosθcosφ+ˆycosθsinφ−ˆzsinθ (D.89)
ˆφ=− ˆxsinφ+ˆycosφ (D.90)
A=ˆrAr+ˆθAθ+ˆφAφ (D.91)
A·B=ArBr+AθBθ+AφBφ (D.92)
A×B=/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleˆrˆθˆφ
A
rAθAφ
BrBθBφ/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle(D.93)
Dyadic representation
¯a=ˆra
rrˆr+ˆrarθˆθ+ˆrarφˆφ+
+ˆθaθrˆr+ˆθaθθˆθ+ˆθaθφˆφ+
+ˆφaφrˆr+ˆφaφθˆθ+ˆφaφφˆφ (D.94)
¯a=ˆra/prime
r+ˆθa/prime
θ+ˆφa/prime
φ=arˆr+aθˆθ+aφˆφ (D.95)
a/prime
r=arrˆr+arθˆθ+arφˆφ (D.96)
a/prime
θ=aθrˆr+aθθˆθ+aθφˆφ (D.97)
a/prime
φ=aφrˆr+aφθˆθ+aφφˆφ (D.98)
ar=arrˆr+aθrˆθ+aφrˆφ (D.99)
aθ=arθˆr+aθθˆθ+aφθˆφ (D.100)
aφ=arφˆr+aθφˆθ+aφφˆφ (D.101)
Differential operations
dl=ˆrdr+ˆθrdθ+ˆφrsinθdφ (D.102)
dV=r2sinθdr dθdφ (D.103)
dSr=r2sinθdθdφ (D.104)
dSθ=rsinθdr dφ (D.105)
dSφ=rd rdθ (D.106)
∇f=ˆr∂f
∂r+ˆθ1
r∂f
∂θ+ˆφ1
rsinθ∂f
∂φ(D.107)
∇·F=1
r2∂
∂r/parenleftbig
r2Fr/parenrightbig
+1
rsinθ∂
∂θ(sinθFθ)+1
rsinθ∂Fφ
∂φ(D.108)
∇× F=1
r2sinθ/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingleˆrrˆθrsinθˆφ
∂
∂r∂
∂θ∂
∂φ
FrrFθrsinθFφ/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle(D.109)
∇
2f=1
r2∂
∂r/parenleftbigg
r2∂f
∂r/parenrightbigg
+1
r2sinθ∂
∂θ/parenleftbigg
sinθ∂f
∂θ/parenrightbigg
+1
r2sin2θ∂2f
∂φ2(D.110)
∇2F=ˆr/bracketleftbigg
∇2Fr−2
r2/parenleftbigg
Fr+cosθ
sinθFθ+1
sinθ∂Fφ
∂φ+∂Fθ
∂θ/parenrightbigg/bracketrightbigg
+
+ˆθ/bracketleftbigg
∇2Fθ−1
r2/parenleftbigg1
sin2θFθ−2∂Fr
∂θ+2cosθ
sin2θ∂Fφ
∂φ/parenrightbigg/bracketrightbigg
+
+ˆφ/bracketleftbigg
∇2Fφ−1
r2/parenleftbigg1
sin2θFφ−21
sinθ∂Fr
∂φ−2cosθ
sin2θ∂Fθ
∂φ/parenrightbigg/bracketrightbigg
(D.111)
Separation of the Helmholtz equation
1
r2∂
∂r/parenleftbigg
r2∂ψ(r,θ,φ)
∂r/parenrightbigg
+1
r2sinθ∂
∂θ/parenleftbigg
sinθ∂ψ(r,θ,φ)
∂θ/parenrightbigg
+
+1
r2sin2θ∂2ψ(r,θ,φ)
∂φ2+k2ψ(r,θ,φ) =0 (D.112)
ψ(r,θ,φ) =R(r)/Theta1(θ)/Phi1(φ) (D.113)
η=cosθ (D.114)
1
R(r)d
dr/parenleftbigg
r2dR(r)
dr/parenrightbigg
+k2r2=n(n+1) (D.115)
(1−η2)d2/Theta1(η)
dη2−2ηd/Theta1(η)
dη+/bracketleftbigg
n(n+1)−µ2
1−η2/bracketrightbigg
/Theta1(η)=0,−1≤η≤1(D.116)
d2/Phi1(φ)
dφ2+µ2/Phi1(φ)=0 (D.117)
/Phi1(φ)=/braceleftBigg
Aφsin(µφ)+Bφcos(µφ), µ /negationslash=0,
aφφ+bφ,µ =0.(D.118)
/Theta1(θ)=AθPµ
n(cosθ)+BθQµ
n(cosθ) (D.119)
R(r)=/braceleftBigg
R(r)=Arrn+Brr−(n+1),k=0,
ArF1(kr)+BrF2(kr), otherwise .(D.120)
F1(ξ),F2(ξ)=
j
n(ξ)
nn(ξ)
h(1)
n(ξ)
h(2)
n(ξ)(D.121)
Appendix E
Properties of special functions
E.1 Bessel functions
Notation
z= complex number; ν,x= real numbers; n= integer
Jν(z)= ordinary Bessel function of the first kind
Nν(z)= ordinary Bessel function of the second kind
Iν(z)= modified Bessel function of the first kind
Kν(z)= modified Bessel function of the second kind
H(1)
ν= Hankel function of the first kind
H(2)
ν= Hankel function of the second kind
jn(z)= ordinary spherical Bessel function of the first kind
nn(z)= ordinary spherical Bessel function of the second kind
h(1)
n(z)= spherical Hankel function of the first kind
h(2)
n(z)= spherical Hankel function of the second kind
f/prime(z)=df(z)/dz= derivative with respect to argument
Differential equations
d2Zν(z)
dz2+1
zdZν(z)
dz+/parenleftbigg
1−ν2
z2/parenrightbigg
Zν(z)=0 (E.1)
Zν(z)=
J
ν(z)
Nν(z)
H(1)
ν(z)
H(2)
ν(z)(E.2)
Nν(z)=cos(νπ) Jν(z)−J−ν(z)
sin(νπ),ν/negationslash=n,|arg(z)|<π (E.3)
H(1)
ν(z)=Jν(z)+jNν(z) (E.4)
H(2)
ν(z)=Jν(z)−jNν(z) (E.5)
d2¯Zν(x)
dz2+1
zd¯Zν(z)
dz−/parenleftbigg
1+ν2
z2/parenrightbigg
¯Zν=0 (E.6)
¯Zν(z)=/braceleftbiggIν(z)
Kν(z)(E.7)
L(z)=/braceleftbiggIν(z)
ejνπKν(z)(E.8)
Iν(z)=e−jνπ/2Jν(zejπ/2),−π< arg(z)≤π
2(E.9)
Iν(z)=ej3νπ/2Jν(ze−j3π/2),π
2<arg(z)≤π (E.10)
Kν(z)=jπ
2ejνπ/2H(1)
ν(zejπ/2),−π< arg(z)≤π
2(E.11)
Kν(z)=−jπ
2e−jνπ/2H(2)
ν(ze−jπ/2),−π
2<arg(z)≤π (E.12)
In(x)=j−nJn(jx) (E.13)
Kn(x)=π
2jn+1H(1)
n(jx) (E.14)
d2zn(z)
dz2+2
zdzn(z)
dz+/bracketleftbigg
1−n(n+1)
z2/bracketrightbigg
zn(z)=0,n=0,±1,±2,... (E.15)
zn(z)=
j
n(z)
nn(z)
h(1)
n(z)
h(2)
n(z)(E.16)
jn(z)=/radicalbiggπ
2zJn+1
2(z) (E.17)
nn(z)=/radicalbiggπ
2zNn+1
2(z) (E.18)
h(1)
n(z)=/radicalbiggπ
2zH(1)
n+1
2(z)=jn(z)+jnn(z) (E.19)
h(2)
n(z)=/radicalbiggπ
2zH(2)
n+1
2(z)=jn(z)−jnn(z) (E.20)
nn(z)=(−1)n+1j−(n+1)(z) (E.21)
Orthogonality relationships
/integraldisplaya
0Jν/parenleftBigpνm
aρ/parenrightBig
Jν/parenleftBigpνn
aρ/parenrightBig
ρdρ=δmna2
2J2
ν+1(pνn)=δmna2
2/bracketleftbig
J/prime
ν(pνn)/bracketrightbig2,ν > −1
(E.22)
/integraldisplaya
0Jν/parenleftbiggp/prime
νm
aρ/parenrightbigg
Jν/parenleftbiggp/prime
νn
aρ/parenrightbigg
ρdρ=δmna2
2/parenleftbigg
1−ν2
p/prime2νm/parenrightbigg
J2
ν(p/prime
νm), ν > −1(E.23)
/integraldisplay∞
0Jν(αx)Jν(βx)xd x=1
αδ(α−β) (E.24)
/integraldisplaya
0jl/parenleftBigαlm
ar/parenrightBig
jl/parenleftBigαln
ar/parenrightBig
r2dr=δmna3
2j2
n+1(αlna) (E.25)
/integraldisplay∞
−∞jm(x)jn(x)dx=δmnπ
2n+1,m,n≥0 (E.26)
Jm(pmn)=0 (E.27)
J/prime
m(p/prime
mn)=0 (E.28)
jm(αmn)=0 (E.29)
j/prime
m(α/prime
mn)=0 (E.30)
Specific examples
j0(z)=sinz
z(E.31)
n0(z)=−cosz
z(E.32)
h(1)
0(z)=−j
zejz(E.33)
h(2)
0(z)=j
ze−jz(E.34)
j1(z)=sinz
z2−cosz
z(E.35)
n1(z)=−cosz
z2−sinz
z(E.36)
j2(z)=/parenleftbigg3
z3−1
z/parenrightbigg
sinz−3
z2cosz (E.37)
n2(z)=/parenleftbigg
−3
z3+1
z/parenrightbigg
cosz−3
z2sinz (E.38)
Functional relationships
Jn(−z)=(−1)nJn(z) (E.39)
In(−z)=(−1)nIn(z) (E.40)
jn(−z)=(−1)njn(z) (E.41)
nn(−z)=(−1)n+1nn(z) (E.42)
J−n(z)=(−1)nJn(z) (E.43)
N−n(z)=(−1)nNn(z) (E.44)
I−n(z)=In(z) (E.45)
K−n(z)=Kn(z) (E.46)
j−n(z)=(−1)nnn−1(z),n>0 (E.47)
Power series
Jn(z)=∞/summationdisplay
k=0(−1)k(z/2)n+2k
k!(n+k)!(E.48)
In(z)=∞/summationdisplay
k=0(z/2)n+2k
k!(n+k)!(E.49)
Small argument approximations |z|/lessmuch1.
Jn(z)≈1
n!/parenleftBigz
2/parenrightBign
(E.50)
Jν(z)≈1
/Gamma1(ν+1)/parenleftBigz
2/parenrightBigν
(E.51)
N0(z)≈2
π(lnz+0.5772157 −ln 2) (E.52)
Nn(z)≈−(n−1)!
π/parenleftbigg2
z/parenrightbiggn
,n>0 (E.53)
Nν(z)≈−/Gamma1(ν)
π/parenleftbigg2
z/parenrightbiggν
,ν > 0 (E.54)
In(z)≈1
n!/parenleftBigz
2/parenrightBign
(E.55)
Iν(z)≈1
/Gamma1(ν+1)/parenleftBigz
2/parenrightBigν
(E.56)
jn(z)≈2nn!
(2n+1)!zn(E.57)
nn(z)≈−(2n)!
2nn!z−(n+1)(E.58)
Large argument approximations |z|/greatermuch1.
Jν(z)≈/radicalbigg
2
πzcos/parenleftBig
z−π
4−νπ
2/parenrightBig
,|arg(z)|<π (E.59)
Nν(z)≈/radicalbigg
2
πzsin/parenleftBig
z−π
4−νπ
2/parenrightBig
,|arg(z)|<π (E.60)
H(1)
ν(z)≈/radicalbigg
2
πzej(z−π
4−νπ
2),−π< arg(z)<2π (E.61)
H(2)
ν(z)≈/radicalbigg
2
πze−j(z−π
4−νπ
2),−2π< arg(z)<π (E.62)
Iν(z)≈/radicalbigg
1
2πzez,|arg(z)|<π
2(E.63)
Kν(z)≈/radicalbiggπ
2ze−z,|arg(z)|<3π
2(E.64)
jn(z)≈1
zsin/parenleftBig
z−nπ
2/parenrightBig
,|arg(z)|<π (E.65)
nn(z)≈−1
zcos/parenleftBig
z−nπ
2/parenrightBig
,|arg(z)|<π (E.66)
h(1)
n(z)≈(−j)n+1ejz
z,−π< arg(z)<2π (E.67)
h(2)
n(z)≈jn+1e−jz
z,−2π< arg(z)<π (E.68)
Recursion relationships
zZν−1(z)+zZν+1(z)=2νZν(z) (E.69)
Zν−1(z)−Zν+1(z)=2Z/prime
ν(z) (E.70)
zZ/prime
ν(z)+νZν(z)=zZν−1(z) (E.71)
zZ/prime
ν(z)−νZν(z)=− zZν+1(z) (E.72)
zLν−1(z)−zLν+1(z)=2νLν(z) (E.73)
Lν−1(z)+Lν+1(z)=2L/prime
ν(z) (E.74)
zL/prime
ν(z)+νLν(z)=zLν−1(z) (E.75)
zL/prime
ν(z)−νLν(z)=zLν+1(z) (E.76)
zzn−1(z)+zzn+1(z)=(2n+1)zn(z) (E.77)
nzn−1(z)−(n+1)zn+1(z)=(2n+1)z/prime
n(z) (E.78)
zz/prime
n(z)+(n+1)zn(z)=zzn−1(z) (E.79)
−zz/prime
n(z)+nzn(z)=zzn+1(z) (E.80)
Integral representations
Jn(z)=1
2π/integraldisplayπ
−πe−jnθ+jzsinθdθ (E.81)
Jn(z)=1
π/integraldisplayπ
0cos(nθ−zsinθ)dθ (E.82)
Jn(z)=1
2πj−n/integraldisplayπ
−πejzcosθcos(nθ)dθ (E.83)
In(z)=1
π/integraldisplayπ
0ezcosθcos(nθ)dθ (E.84)
Kn(z)=/integraldisplay∞
0e−zcosh(t)cosh(nt)dt,|arg(z)|<π
2(E.85)
jn(z)=zn
2n+1n!/integraldisplayπ
0cos(zcosθ)sin2n+1θdθ (E.86)
jn(z)=(−j)n
2/integraldisplayπ
0ejzcosθPn(cosθ)sinθdθ (E.87)
Wronskians and cross products
Jν(z)Nν+1(z)−Jν+1(z)Nν(z)=−2
πz(E.88)
H(2)
ν(z)H(1)
ν+1(z)−H(1)
ν(z)H(2)
ν+1(z)=4
jπz(E.89)
Iν(z)Kν+1(z)+Iν+1(z)Kν(z)=1
z(E.90)
Iν(z)K/prime
ν(z)−I/prime
ν(z)Kν(z)=−1
z(E.91)
Jν(z)H(1)
ν/prime(z)−J/prime
ν(z)H(1)
ν(z)=2j
πz(E.92)
Jν(z)H(2)
ν/prime(z)−J/prime
ν(z)H(2)
ν(z)=−2j
πz(E.93)
H(1)
ν(z)H(2)
ν/prime(z)−H(1)
ν/prime(z)H(2)
ν(z)=−4j
πz(E.94)
jn(z)nn−1(z)−jn−1(z)nn(z)=1
z2(E.95)
jn+1(z)nn−1(z)−jn−1(z)nn+1(z)=2n+1
z3(E.96)
jn(z)n/prime
n(z)−j/prime
n(z)nn(z)=1
z2(E.97)
h(1)
n(z)h(2)
n/prime(z)−h(1)
n/prime(z)h(2)
n(z)=−2j
z2(E.98)
Summation formulas ✁✁✁✁
✦✦✦✦✦✦✦✦✦✦
φψ r
R
ρR, r,ρ,φ,ψas shown.
R=/radicalbig
r2+ρ2−2rρcosφ.
ejνψZν(zR)=∞/summationdisplay
k=−∞Jk(zρ)Zν+k(zr)ejkφ,ρ < r,0<ψ<π
2(E.99)
ejnψJn(zR)=∞/summationdisplay
k=−∞Jk(zρ)Jn+k(zr)ejkφ(E.100)
ejzρcosφ=∞/summationdisplay
k=0jk(2k+1)jk(zρ)Pk(cosφ) (E.101)
Forρ< rand 0<ψ<π / 2,
ejzR
R=jπ
2√rρ∞/summationdisplay
k=0(2k+1)Jk+1
2(zρ)H(1)
k+1
2(zr)Pk(cosφ) (E.102)
e−jzR
R=−jπ
2√rρ∞/summationdisplay
k=0(2k+1)Jk+1
2(zρ)H(2)
k+1
2(zr)Pk(cosφ) (E.103)
Integrals
/integraldisplay
xν+1Jν(x)dx=xν+1Jν+1(x)+C (E.104)
/integraldisplay
Zν(ax)Zν(bx)xd x=x[bZν(ax)Zν−1(bx)−aZν−1(ax)Zν(bx)]
a2−b2+C,a/negationslash=b(E.105)
/integraldisplay
xZ2
ν(ax)dx=x2
2/bracketleftbig
Z2
ν(ax)−Zν−1(ax)Zν+1(ax)/bracketrightbig
+C (E.106)
/integraldisplay∞
0Jν(ax)dx=1
a,ν > −1,a>0 (E.107)
Fourier–Bessel expansion of a function
f(ρ)=∞/summationdisplay
m=1amJν/parenleftBig
pνmρ
a/parenrightBig
,0≤ρ≤a,ν > −1 (E.108)
am=2
a2J2
ν+1(pνm)/integraldisplaya
0f(ρ)Jν/parenleftBig
pνmρ
a/parenrightBig
ρdρ (E.109)
f(ρ)=∞/summationdisplay
m=1bmJν/parenleftBig
p/prime
νmρ
a/parenrightBig
,0≤ρ≤a,ν > −1 (E.110)
bm=2
a2/parenleftBig
1−ν2
p/prime2νmJ2ν(p/primeνm)/parenrightBig/integraldisplaya
0f(ρ)Jν/parenleftbiggp/prime
νm
aρ/parenrightbigg
ρdρ (E.111)
Series of Bessel functions
ejzcosφ=∞/summationdisplay
k=−∞jkJk(z)ejkφ(E.112)
ejzcosφ=J0(z)+2∞/summationdisplay
k=1jkJk(z)cosφ (E.113)
sinz=2∞/summationdisplay
k=0(−1)kJ2k+1(z) (E.114)
cosz=J0(z)+2∞/summationdisplay
k=1(−1)kJ2k(z) (E.115)
E.2 Legendre functions
Notation
x,y,θ= real numbers; l,m,n= integers;
Pm
n(cosθ)= associated Legendre function of the first kind
Qm
n(cosθ)= associated Legendre function of the second kind
Pn(cosθ)=P0
n(cosθ)=Legendre polynomial
Qn(cosθ)=Q0
n(cosθ)=Legendre function of the second kind
Differential equation x=cosθ.
(1−x2)d2Rm
n(x)
dx2−2xdRm
n(x)
dx+/bracketleftbigg
n(n+1)−m2
1−x2/bracketrightbigg
Rm
n(x)=0,−1≤x≤1(E.116)
Rm
n(x)=/braceleftbiggPm
n(x)
Qm
n(x)(E.117)
Orthogonality relationships
/integraldisplay1
−1Pm
l(x)Pm
n(x)dx=δln2
2n+1(n+m)!
(n−m)!(E.118)
/integraldisplayπ
0Pm
l(cosθ)Pm
n(cosθ)sinθdθ=δln2
2n+1(n+m)!
(n−m)!(E.119)
/integraldisplay1
−1Pm
n(x)Pk
n(x)
1−x2dx=δmk1
m(n+m)!
(n−m)!(E.120)
/integraldisplayπ
0Pm
n(cosθ)Pk
n(cosθ)
sinθdθ=δmk1
m(n+m)!
(n−m)!(E.121)
/integraldisplay1
−1Pl(x)Pn(x)dx=δln2
2n+1(E.122)
/integraldisplayπ
0Pl(cosθ)Pn(cosθ)sinθdθ=δln2
2n+1(E.123)
Specific examples
P0(x)=1 (E.124)
P1(x)=x=cos(θ) (E.125)
P2(x)=1
2(3x2−1)=1
4(3 cos 2 θ+1) (E.126)
P3(x)=1
2(5x3−3x)=1
8(5 cos 3 θ+3 cosθ) (E.127)
P4(x)=1
8(35x4−30x2+3)=1
64(35 cos 4 θ+20 cos 2 θ+9) (E.128)
P5(x)=1
8(63x5−70x3+15x)=1
128(63 cos 5 θ+35 cos 3 θ+30 cos θ)(E.129)
Q0(x)=1
2ln/parenleftbigg1+x
1−x/parenrightbigg
=ln/parenleftbigg
cotθ
2/parenrightbigg
(E.130)
Q1(x)=x
2ln/parenleftbigg1+x
1−x/parenrightbigg
−1=cosθln/parenleftbigg
cotθ
2/parenrightbigg
−1 (E.131)
Q2(x)=1
4(3x2−1)ln/parenleftbigg1+x
1−x/parenrightbigg
−3
2x (E.132)
Q3(x)=1
4(5x3−3x)ln/parenleftbigg1+x
1−x/parenrightbigg
−5
2x2+2
3(E.133)
Q4(x)=1
16(35x4−30x2+3)ln/parenleftbigg1+x
1−x/parenrightbigg
−35
8x3+55
24x (E.134)
P1
1(x)=−(1−x2)1/2=− sinθ (E.135)
P1
2(x)=−3x(1−x2)1/2=−3 cosθsinθ (E.136)
P2
2(x)=3(1−x2)=3 sin2θ (E.137)
P1
3(x)=−3
2(5x2−1)(1−x2)1/2=−3
2(5 cos2θ−1)sinθ (E.138)
P2
3(x)=15x(1−x2)=15 cos θsin2θ (E.139)
P3
3(x)=−15(1−x2)3/2=−15 sin3θ (E.140)
P1
4(x)=−5
2(7x3−3x)(1−x2)1/2=−5
2(7 cos3θ−3 cosθ)sinθ (E.141)
P2
4(x)=15
2(7x2−1)(1−x2)=15
2(7 cos2θ−1)sin2θ (E.142)
P3
4(x)=−105x(1−x2)3/2=−105 cos θsin3θ (E.143)
P4
4(x)=105(1−x2)2=105 sin4θ (E.144)
Functional relationships
Pm
n(x)=/braceleftBigg
0, m>n,
(−1)m(1−x2)m/2
2nn!dn+m(x2−1)n
dxn+m,m≤n.(E.145)
Pn(x)=1
2nn!dn(x2−1)n
dxn(E.146)
Rm
n(x)=(−1)m(1−x2)m/2dmRn(x)
dxm(E.147)
P−m
n(x)=(−1)m(n−m)!
(n+m)!Pm
n(x) (E.148)
Pn(−x)=(−1)nPn(x) (E.149)
Qn(−x)=(−1)n+1Qn(x) (E.150)
Pm
n(−x)=(−1)n+mPm
n(x) (E.151)
Qm
n(−x)=(−1)n+m+1Qm
n(x) (E.152)
Pm
n(1)=/braceleftBigg
1,m=0,
0,m>0.(E.153)
|Pn(x)|≤Pn(1)=1 (E.154)
Pn(0)=/Gamma1/parenleftbign
2+1
2/parenrightbig
√π/Gamma1/parenleftbign
2+1/parenrightbigcosnπ
2(E.155)
P−m
n(x)=(−1)m(n−m)!
(n+m)!Pm
n(x) (E.156)
Power series
Pn(x)=n/summationdisplay
k=0(−1)k(n+k)!
(n−k)!(k!)22k+1/bracketleftbig
(1−x)k+(−1)n(1+x)k/bracketrightbig
(E.157)
Recursion relationships
(n+1−m)Rm
n+1(x)+(n+m)Rm
n−1(x)=(2n+1)xRm
n(x) (E.158)
(1−x2)Rm
n/prime(x)=(n+1)xRm
n(x)−(n−m+1)Rm
n+1(x) (E.159)
(2n+1)xRn(x)=(n+1)Rn+1(x)+nRn−1(x) (E.160)
(x2−1)R/prime
n(x)=(n+1)[Rn+1(x)−xRn(x)] (E.161)
R/prime
n+1(x)−R/prime
n−1(x)=(2n+1)Rn(x) (E.162)
Integral representations
Pn(cosθ)=√
2
π/integraldisplayπ
0sin/parenleftbig
n+1
2/parenrightbig
u√cosθ−cosudu (E.163)
Pn(x)=1
π/integraldisplayπ
0/bracketleftbig
x+(x2−1)1/2cosθ/bracketrightbigndθ (E.164)
Addition formula
Pn(cosγ)=Pn(cosθ)Pn(cosθ/prime)+
+2n/summationdisplay
m=1(n−m)!
(n+m)!Pm
n(cosθ)Pm
n(cosθ/prime)cosm(φ−φ/prime), (E.165)
cosγ=cosθcosθ/prime+sinθsinθ/primecos(φ−φ/prime) (E.166)
Summations
1
|r−r/prime|=1/radicalbig
r2+r/prime2−2rr/primecosγ=∞/summationdisplay
n=0rn
<
rn+1
>Pn(cosγ) (E.167)
cosγ=cosθcosθ/prime+sinθsinθ/primecos(φ−φ/prime) (E.168)
r<=min/braceleftbig
|r|,|r/prime|/bracerightbig
,r>=max/braceleftbig
|r|,|r/prime|/bracerightbig
(E.169)
Integrals
/integraldisplay
Pn(x)dx=Pn+1(x)−Pn−1(x)
2n+1+C (E.170)
/integraldisplay1
−1xmPn(x)dx=0,m<n (E.171)
/integraldisplay1
−1xnPn(x)dx=2n+1(n!)2
(2n+1)!(E.172)
/integraldisplay1
−1x2kP2n(x)dx=22n+1(2k)!(k+n)!
(2k+2n+1)!(k−n)!(E.173)
/integraldisplay1
−1Pn(x)√
1−xdx=2√
2
2n+1(E.174)
/integraldisplay1
−1P2n(x)√
1−x2dx=/bracketleftBigg
/Gamma1/parenleftbig
n+1
2/parenrightbig
n!/bracketrightBigg2
(E.175)
/integraldisplay1
0P2n+1(x)dx=(−1)n(2n)!
2n+21
(2nn!)2(E.176)
Fourier–Legendre series expansion of a function
f(x)=∞/summationdisplay
n=0anPn(x),−1≤x≤1 (E.177)
an=2n+1
2/integraldisplay1
−1f(x)Pn(x)dx (E.178)
E.3 Spherical harmonics
Notation
θ,φ= real numbers; m,n= integers
Ynm(θ, φ) = spherical harmonic function
Differential equation
1
sinθ∂
∂θ/parenleftbigg
sinθ∂Y(θ, φ)
∂θ/parenrightbigg
+1
sin2θ∂2Y(θ, φ)
∂φ2+1
a2λY(θ, φ) =0 (E.179)
λ=a2n(n+1) (E.180)
Ynm(θ, φ) =/radicalBigg
2n+1
4π(n−m)!
(n+m)!Pm
n(cosθ)ejmθ(E.181)
Orthogonality relationships
/integraldisplayπ
−π/integraldisplayπ
0Y∗
n/primem/prime(θ, φ) Ynm(θ, φ) sinθdθdφ=δn/primenδm/primem (E.182)
∞/summationdisplay
n=0n/summationdisplay
m=−nY∗
nm(θ/prime,φ/prime)Ynm(θ, φ) =δ(φ−φ/prime)δ(cosθ−cosθ/prime) (E.183)
Specific examples
Y00(θ, φ) =/radicalbigg
1
4π(E.184)
Y10(θ, φ) =/radicalbigg
3
4πcosθ (E.185)
Y11(θ, φ) =−/radicalbigg
3
8πsinθejφ(E.186)
Y20(θ, φ) =/radicalbigg
5
4π/parenleftbigg3
2cos2θ−1
2/parenrightbigg
(E.187)
Y21(θ, φ) =−/radicalbigg
15
8πsinθcosθejφ(E.188)
Y22(θ, φ) =/radicalbigg
15
32πsin2θe2jφ(E.189)
Y30(θ, φ) =/radicalbigg
7
4π/parenleftbigg5
2cos3θ−3
2cosθ/parenrightbigg
(E.190)
Y31(θ, φ) =−/radicalbigg
21
64πsinθ/parenleftbig
5 cos2θ−1/parenrightbig
ejφ(E.191)
Y32(θ, φ) =/radicalbigg
105
32πsin2θcosθe2jφ(E.192)
Y33(θ, φ) =−/radicalbigg
35
64πsin3θe3jφ(E.193)
Functional relationships
Yn0(θ, φ) =/radicalbigg
2n+1
4πPn(cosθ) (E.194)
Yn,−m(θ, φ) =(−1)mY∗
nm(θ, φ) (E.195)
Addition formulas
Pn(cosγ)=4π
2n+1n/summationdisplay
m=−nYnm(θ, φ) Y∗
nm(θ/prime,φ/prime) (E.196)
Pn(cosγ)=Pn(cosθ)Pn(cosθ/prime)+
+n/summationdisplay
m=−n(n−m)!
(n+m)!Pm
n(cosθ)Pm
n(cosθ/prime)cos/bracketleftbig
m(φ−φ/prime)/bracketrightbig
(E.197)
cosγ=cosθcosθ/prime+sinθsinθ/primecos(φ−φ/prime) (E.198)
Series
n/summationdisplay
m=−n|Ynm(θ, φ)|2=2n+1
4π(E.199)
1
|r−r/prime|=1/radicalbig
r2+r/prime2−2rr/primecosγ
=4π∞/summationdisplay
n=0n/summationdisplay
m=−n1
2n+1rn
<
rn+1
>Y∗
nm(θ/prime,φ/prime)Ynm(θ, φ), (E.200)
r<=min/braceleftbig
|r|,|r/prime|/bracerightbig
,r>=max/braceleftbig
|r|,|r/prime|/bracerightbig
(E.201)
Series expansion of a function
f(θ, φ) =∞/summationdisplay
n=0n/summationdisplay
m=−nanmYnm(θ, φ) (E.202)
anm=/integraldisplayπ
−π/integraldisplayπ
0f(θ, φ) Y∗
nm(θ, φ) sinθdθdφ (E.203)
References
[1] Abramowitz, M., and Stegun, I., Handbook of Mathematical Functions , Dover Pub-
lications, New York, 1965.
[2] Adair, R., Concepts in Physics , Academic Press, New York, 1969.
[3] Anderson, J., and Ryon, J., Electromagnetic Radiation in Accelerated Systems ,
Physical Review, vol. 181, no. 5, pp. 1765–1775, May 1969.
[4] Anderson, J. C., Dielectrics , Reinhold Publishing Co., New York, 1964.
[5] Arfken, G., Mathematical Methods for Physicists , Academic Press, New York, 1970.
[6] Aris, R., Vectors, Tensors, and the Basic Equations of Fluid Mechanics , Dover
Publications, New York, 1962.
[7] Atiyah, M., and Hitchen, N., The Geometry and Dynamics of Magnetic Monopoles ,
Princeton University Press, Princeton, NJ, 1988.
[8] Balanis, C., Advanced Engineering Electromagnetics , Wiley, New York, 1989.
[9] Becker, R., Electromagnetic Fields and Interactions , Dover Publications, New
York, 1982.
[10] Beiser, A., Concepts of Modern Physics , McGraw–Hill, New York, 1981.
[11] Bergmann, P. G., Basic Theories of Physics: Mechanics and Electrodynamics ,
Prentice–Hall, New York, 1949.
[12] Blanpied, W., Physics: Its Structure and Evolution , Blaisdell Publishing Co.,
Waltham, MA, 1969.
[13] Boffi, L., Electrodynamics of Moving Media , ScD Thesis, Massachusetts Institute
of Technology, Cambridge, 1957.
[14] Bohm, D., The Special Theory of Relativity , Routledge, London, 1996.
[15] Bohn, E. V., Introduction to Electromagnetic Fields and Waves , Addison–Wesley,
Reading, MA, 1968.
[16] Boithias, L., Radio Wave Propagation , McGraw–Hill, New York, 1987.
[17] Borisenko, A., and Tarapov, I., Vector and Tensor Analysis with Applications ,
Dover Publications, New York, 1968.
[18] Born, M., Einstein’s Theory of Relativity , Dover Publications, New York, 1965.
[19] Born, M., and Wolf, E., Principles of Optics , Pergamon Press, Oxford, 1980.
[20] Bowman, F., An Introduction to Bessel Functions , Dover Publications, New York,
1958.
[21] Bowman, J. J., Senior, T. B. A., and Uslenghi, P. L. E., Electromagnetic and
Acoustic Scattering by Simple Shapes , North-Holland Publishing Co., Amsterdam,
1969.
[22] Bracewell, R., The Fourier Transform and its Applications , McGraw–Hill, New
York, 1986.
[23] Brillouin, L., Wave Propagation in Periodic Structures; Electric Filters and Crystal
Lattices , Dover Publications, New York, 1953.
[24] Bronshtein, I. N., and Semend yayev, K. A., Handbook of Mathematics , Springer–
Verlag, Berlin, 1997.
[25] Byron, F., and Fuller, R., Mathematics of Classical and Quantum Physics , Dover
Publications, New York, 1970.
[26] Campbell, G. A., and Foster, R. M., Fourier Integrals for Practical Applications ,
D. Van Nostrand Co., New York, 1948.
[27] Censor, D., Application-Oriented Relativistic Electrodynamics , in Progress in Elec-
tromagnetics Research 4, Elsevier Science Publishing, New York, 1991.
[28] Chen, H. C., Theory of Electromagnetic Waves: a Coordinate Free Approach ,
McGraw–Hill, New York, 1983.
[29] Chen, K.-M., A Mathematical Formulation of the Equivalence Principle , IEEE
Transactions on Microwave Theory and Techniques, vol. 37, no. 10, pp. 1576–1580,1989.
[30] Chen, Q., Katsurai, M., and Aoyagi, P., An FDTD Formulation for Dispersive
Media Using a Current Density , IEEE Transactions on Antennas and Propagation,
vol. 46, no. 10, pp. 1739–1746, October 1988.
[31] Cheng, D. K., Field and Wave Electromagnetics , Addison–Wesley, Reading, MA,
1983.
[32] Cheston, W. B., Theory of Electric and Magnetic Fields , Wiley, New York, 1964.
[33] Chew, W. C., Waves and Fields in Inhomogeneous Media , Van Nostrand Reinhold,
New York, 1990.
[34] Christy, R., and Pytte, A., The Structure of Matter , W.A. Benjamin, New York,
1965.
[35] Churchill, R. V., Brown, J. W., and Verhey, R. F., Complex Variables and Appli-
cations , McGraw–Hill, New York, 1974.
[36] Clemmow, P. C., The Plane Wave Spectrum Representation of Electromagnetic
Fields , IEEE Press, Piscatawaty, NJ, 1996.
[37] Cole, G., Fluid Dynamics , Wiley, New York, 1962.
[38] Cole, K. S., and Cole, R. H., Dispersion and Absorption in Dielectrics , Journal of
Chemical Physics, no. 9, vol. 341, 1941.
[39] Collin, R., Field Theory of Guided Waves , IEEE Press, New York, 1991.
[40] Collin, R., Foundations for Microwave Engineering , 2nd ed., McGraw–Hill, New
York, 1992.
[41] Collin, R., and Zucker, F., Antenna Theory , McGraw–Hill, New York, 1969.
[42] Corson, D., Electromagnetic Induction in Moving Systems , American Journal of
Physics, vol. 24, pp. 126–130, 1956.
[43] Costen, R., and Adamson, D., Three-dimensional Derivation of the Electrodynamic
Jump Conditions and Momentum-Energy Laws at a Moving Boundary , Proceed-
ings of the IEEE, vol. 53, no. 5, pp. 1181–1196, September 1965.
[44] Cowling, T. G., Magnetohydrodynamics , Interscience Publishers, New York, 1957.
[45] Craigie, N., ed., Theory and Detection of Magnetic Monopoles in Gauge Theories ,
World Scientific, Singapore, 1986.
[46]CRC Handbook of Chemistry and Physics , 77th edition, CRC Press, Boca Raton,
FL, 1996.
[47]CRC Standard Mathematical Tables , 24th Edition, Beyer, W.H., and Selby, S.M.,
eds., CRC Press, Cleveland, Ohio, 1976.
[48] Cullwick, E., Electromagnetism and Relativity , Longmans, Green, and Co., Lon-
don, 1957.
[49] Daniel, V., Dielectric Relaxation , Academic Press, London, UK, 1967.
[50] Danielson, D., Vectors and Tensors in Engineering and Physics , Addison–Wesley,
Reading, MA, 1997.
[51] Davies, K., Ionospheric Radio Propagation , National Bureau of Standards Mono-
graph 80, Washington, DC, 1965.
[52] Debye, P., Polar Molecules , Dover Publications, New York, 1945.
[53] Dettman, J., Mathematical Methods in Physics and Engineering , Dover Publica-
tions, New York, 1988.
[54] Devaney, A. J., and Wolf, E., Radiating and Nonradiating Classical Current Dis-
tributions and the Fields They Generate , Physical Review D, vol. 8, no. 4, pp.
1044–1047, 15 August 1973.
[55] Di Francia, G. T., ElectromagneticWaves , Interscience Publishers, New York, 1953.
[56] Dorf, R., ed., Electrical Engineering Handbook , CRC Press, Boca Raton, FL, 1993.
[57] Doughty, N., Lagrangian Interaction , Addison–Wesley, Reading, MA, 1990.
[58] Dudley, D., Mathematical Foundations for Electromagnetic Theory , IEEE Press,
New York, 1994.
[59] Duffin, W. J., Advanced Electricity and Magnetism , McGraw–Hill, 1968.
[60] Duffy, D., Advanced Engineering Mathematics , CRC Press, Boca Raton, FL, 1998.
[61] Durney, C. H., and Johnson, C. C., Introduction to Modern Electromagnetics ,
McGraw–Hill, New York, 1969.
[62] Einstein, A., Relativity , Prometheus Books, Amherst, NJ, 1995.
[63] Einstein, A., and Infeld, L., The Evolution of Physics , Simon and Schuster, New
York, 1938.
[64] Eisenhart, L., Separable Systems of St¨ ackel, Ann. Math., vol. 35, p. 284, 1934.
[65] Elliott, R., Electromagnetics , IEEE Press, New York, 1993.
[66] Elliott, R., Antenna Theory and Design , Prentice–Hall, Englewood Cliffs, NJ, 1981.
[67] Elliott, R. S., An Introduction to Guided Waves and Microwave Circuits ,
Prentice–Hall, Englewood Cliffs, NJ, 1993.
[68] Elmore, W. C., and Heald, M. A., Physics of Waves , Dover Publications, New
York, 1985.
[69] Eyges, L., The Classical Electromagnetic Field , Dover Publications, New York,
1980.
[70] Fano, R., Chu, L., and Adler, R., Electromagnetic Fields, Energy, and Forces ,
Wiley, New York, 1960.
[71] Feather, N., Electricity and Matter , Edinburgh University Press, Edinburgh, 1968.
[72] Felsen, L. B., and Marcuvitz, N., Radiation and Scattering of Waves , IEEE Press,
Piscataway, NJ, 1994.
[73] Feynman, R., Leighton, R., and Sands, M., The Feynman Lectures on Physics,
Vol. 2 , Addison–Wesley, Reading, MA, 1964.
[74] Fradin, A. Z., Microwave Antennas , Pergamon Press, Oxford, UK, 1961.
[75] Goodman, J., Introduction to Fourier Optics , McGraw–Hill, New York, 1968.
[76] Gradshteyn, I., and Ryzhik, I., Table of Integrals, Series, and Products , Academic
Press, Boston, 1994.
[77] Greenwood, D. T., Classical Dynamics , Prentice–Hall, Englewood Cliffs, NJ, 1977.
[78] Guenther, R. B., and Lee, J. W., Partial Differential Equations of Mathematical
Physics and Integral Equations , Dover Publications, New York, 1996.
[79] Haberman, R., Elementary Applied Partial Differential Equations , Prentice–Hall,
Upper Saddle River, NJ, 1998.
[80] Halliday, D., and Resnick, R., Fundamentals of Physics , Wiley, New York, 1981.
[81] Hansen, T. B., and Yaghjian, A. D., Plane-Wave Theory of Time-Domain Fields ,
IEEE Press, New York, 1999.
[82] Harrington, R. F., Field Computation by Moment Methods , IEEE Press, New
York, 1993.
[83] Harrington, R., Time Harmonic Electromagnetic Fields , McGraw–Hill, New York,
1961.
[84] Haus, H. A., and Melcher, J. R., Electromagnetic Fields and Energy , Prentice–Hall,
Englewood Cliffs, NJ, 1989.
[85] Hertz, H., Electric Waves , MacMillan, New York, 1900.
[86] Hesse, M. B., Forces and Fields , Greenwood Press, Westport, CT, 1970.
[87] Hlawiczka, P., Gyrotropic Waveguides , Academic Press, London, UK, 1981.
[88] Hunsberger, F., Luebbers, R., and Kunz, K., Finite-Difference Time-Domain
Analysis of Gyrotropic Media — I: Magnetized Plasma , IEEE Transactions on
Antennas and Propagation, vol. 40, no. 12, pp. 1489–1495, December 1992.
[89] Ingarden, R., and Jamiolkowski, A., Classical Electrodynamics , Elsevier, Amster-
dam, 1985.
[90] Ishimaru, A., Electromagnetic Wave Propagation, Radiation, and Scattering ,
Prentice–Hall, Englewood Cliffs, NJ, 1991.
[91] Jackson, J., Classical Electrodynamics , Wiley, New York, 1975.
[92] James, G. L., Geometrical Theory of Diffraction for Electromagnetic Waves , Peter
Peregrinus Ltd., London, UK, 1986.
[93] Jeffrey, A., Complex Analysis and Applications , CRC Press, Boca Raton, FL, 1992.
[94] Jiang, B., Wu, J., and Povinelli, L. A., The Origin of Spurious Solutions in
Computational Electromagnetics , Journal of Computational Physics, vol. 125, pp.
104–123, 1996.
[95] Johnk, C. T. A., Engineering Electromagnetic Fields and Waves , Wiley, New
York, 1988.
[96] Johnson, C. C., Field and Wave Electrodynamics , McGraw–Hill, New York, 1965.
[97] Jones, D., The Theory of Electromagnetism , Pergamon Press, New York, 1964.
[98] Joos, G., Theoretical Physics , Dover Publications, New York, 1986.
[99] King, R., and Prasad, S., Fundamental Electromagnetic Theory and Applications ,
Prentice–Hall, Englewood Cliffs, NJ, 1986.
[100] King, R. W. P., and T. T. Wu, The Scattering and Diffraction of Waves , Harvard
University Press, Cambridge, MA, 1959.
[101] Kong, J., Electromagnetic Wave Theory , Wiley, New York, 1990.
[102] Kong, J., Theorems of Bianisotropic Media , Proceedings of the IEEE, vol. 60, no.
9, pp. 1036–1046, 1972.
[103] Koshlyakov, N. S., Differential Equations of Mathematical Physics , Interscience
Publishers, New York, 1964.
[104] Kraus, J. D., Elecromagnetics , McGraw–Hill, New York, 1992.
[105] Kraus, J. D., and Fleisch, D. A., Electromagnetics with Applications ,W C B
McGraw–Hill, Boston, 1999.
[106] Landau, L., and Lifshitz, E., The Classical Theory of Fields , Addison–Wesley,
Cambridge, MA, 1951.
[107] Landau, L. D., Lifshitz, E. M., and Pitaevskii, L. P., Electrodynamics of Theoretical
Physics , 2nd Ed., Butterworth–Heinemann, Oxford, UK, 1984.
[108] Langmuir, R. V., Electromagnetic Fields and Waves , McGraw–Hill, New York,
1961.
[109] Lebedev, N., Special Functions and Their Applications , Dover Publications, New
York, 1972.
[110] LePage, W., Complex Variables and the Laplace Transform for Engineers , Dover
Publications, New York, 1961.
[111] Liao, S. Y., Microwave Devices and Circuits , 3rd ed., Prentice–Hall, Englewood
Cliffs, NJ, 1990.
[112] Lindell, I., Sihvola, A., Tretyakov, S., and Vitanen, A., Electromagnetic Waves in
Chiral and Bi-isotropic Media , Artech House, Boston, 1994.
[113] Lindell, I., Methods for Electromagnetic Field Analysis , IEEE Press, New York,
1992.
[114] Lindsay, R., and Margenau, H., Foundations of Physics , Dover Publications, New
York, 1957.
[115] Lorentz, H. A., Theory of Electrons , Dover Publications, New York, 1952.
[116] Lorrain, P., and Corson, D. R., Electromagnetic Fields and Waves , W.H. Freeman
and Company, San Francisco, 1970.
[117] Lucas, J., and Hodgson, P., Spacetime and Electromagnetism , Clarendon Press,
Oxford, 1990.
[118] Luebbers, R., and Hunsberger, F., FDTD for Nth-Order Dispersive Media , IEEE
Transactions on Antennas and Propagation, vol. 40, no. 11, pp. 1297–1301,November 1992.
[119] MacCluer, C., Boundary Value Problems and Orthogonal Expansions, Physical
Problems from a Sobolev Viewpoint , IEEE Press, New York, 1994.
[120] Marion, J. B., Classical Electromagnetic Radiation , Academic Press, New York,
1965.
[121] Marsden, J., Basic Complex Analysis , W.H. Freeman and Company, San Francisco,
1973.
[122] Marsden, J., and Tromba, A., Vector Calculus , W.H. Freeman and Company, San
Francisco, 1976.
[123] Mason, M., and Weaver, W., The Electromagnetic Field , University of Chicago
Press, Chicago, 1929.
[124] Mathews, J., and Walker, R. L., Mathematical Methods of Physics , W.A.
Benjamin, New York, 1964.
[125] Maxwell, J., A Dynamical Theory of the Electromagnetic Field , Royal Society
Transactions, vol. CLV, reprinted in Simpson, T., Maxwell on the Electromagnetic
Field, Rutgers University Press, New Brunswick, NJ, 1997.
[126] Maxwell, J. C., A Treatise on Electricity and Magnetism , Two volumes, Dover
Publications, New York, 1954.
[127] McQuistan, R. B., Scalar and Vector Fields: A Physical Interpretation , Wiley,
New York, 1965.
[128] Mentzer, J. R., Scattering and Diffraction of Radio Waves , Pergamon Press, New
York, 1955.
[129] Meriam, J. L., Dynamics , Wiley, New York, 1978.
[130] Miller, A., Albert Einstein’s Special Theory of Relativity , Springer–Verlag, New
York, 1998.
[131] Mills, D., Nonlinear Optics , Springer–Verlag, Berlin, 1998.
[132] Mo, C., Theory of Electrodynamics in Media in Noninertial Frames and Applica-
tions, Journal of Mathematical Physics, vol. 11, no. 8, pp. 2589–2610, August 1970.
[133] Moon, P., and Spencer, D. E., Foundations of Electrodynamics , Boston Technical
Publishers, Boston, 1965.
[134] Moon, P., and Spencer, D., Field Theory Handbook , Springer–Verlag, New York,
1971.
[135] Moon, P., and Spencer, D., Vectors , D. Van Nostrand Company, Princeton, NJ,
1965.
[136] Morse, P., and Feshbach, H., Methods of Theoretical Physics , McGraw–Hill, New
York, 1953.
[137] Nagel, E., The Structure of Science , Harcourt, Brace and World, New York, 1961.
[138] Norwood, J., Twentieth Century Physics , Prentice–Hall, Englewood Cliffs, NJ,
1976.
[139] O’Dell, T., The Electrodynamics of Magneto-Electric Media , North Holland
Publishing, Amsterdam, 1970.
[140] Panofsky, W. K. H., and Philips, M., Classical Electricity and Magnetism ,
Addison–Wesley, Reading, MA, 1962.
[141] Papas, C. H., Theory of Electromagnetic Wave Propagation , Dover Publications,
New York, 1988.
[142] Papoulis, A., The Fourier Integral and Its Applications , McGraw–Hill, New York,
1962.
[143] Pauli, W., Pauli Lectures on Physics: Volume I. Electrodynamics , MIT Press,
Cambridge, MA, 1973.
[144] Pauli, W., Theory of Relativity , Dover Publications, New York, 1981.
[145] Penfield, P., and Haus, H., Electrodynamics of Moving Media , MIT Press,
Cambridge, MA, 1967.
[146] Peterson, A. F., Ray, S. L., and Mittra, R., Computational Methods for
Electromagnetics , IEEE Press, New York, 1998.
[147] Pierce, J. R., Almost All About Waves , MIT Press, Cambridge, MA, 1974.
[148] Pierce, J. R., Theory and Design of Electron Beams , Van Nostrand, New York,
1954.
[149] Plonsey, R., and Collin, R. E., Principles and Applications of Electromagnetic
Fields , McGraw–Hill, 1961.
[150] Podolsky, B., and Kunz, K., Fundamentals of Electrodynamics , Marcel Dekker,
New York, 1969.
[151] Post, E., Formal Structure of Electromagnetics , Dover Publications, Mineola, NY,
1997.
[152] Purcell, E., Electricity and Magnetism (Berkeley Physics Course, Vol. 2) ,
McGraw–Hill, New York, 1985.
[153] Ramo, S., Whinnery, J., and Van Duzer, T., Fields and Waves in Communication
Electronics , Wiley, New York, 1965.
[154] Reid, C., Hilbert , Springer–Verlag, New York, 1996.
[155] Resnick, R., and Halliday, D., Physics (Part I) , Wiley, New York, 1966.
[156] Robinson, P., Fourier and Laplace Transforms , Dover Publications, New York,
1968.
[157] Rojansky, V., Electromagnetic Fields and Waves , Prentice–Hall, Englewood Cliffs,
NJ, 1971.
[158] Rosensweig, R. E., Ferrohydrodynamics , Dover Publications, Mineola, NY, 1997.
[159] Rosser, W. V. G., Classical Electromagnetism via Relativity , Plenum Press, New
York, 1968.
[160] Ruck, G. T., Barrick, D. E., Stuart, W. D., and Krichbaum, C. K., Radar Cross
Section Handbook , Plenum Press, New York, 1970.
[161] Rumsey, V. H., Reaction Concept in Electromagnetic Theory , Physical Review,
vol. 94, pp. 1483–1491, June 1954.
[162] Sadiku, M. N. O., Numerical Techniques in Electromagnetics , CRC Press, Boca
Raton, FL, 1992.
[163] Sagan, H., Boundary and Eigenvalue Problems in Mathematical Physics , Dover
Publications, New York, 1989.
[164] Scaife, B. K. P., Scaife, W. G. S., Bennett, R. G., and Calderwood, J. H., Complex
Permittivity: Theory and Measurement , English Universities Press Ltd, London,
UK, 1971.
[165] Scanlon, P., Henriksen, R., and Allen, J., Approaches to Electromagnetic
Induction , American Journal of Physics, vol. 37, no. 7, pp. 698–708, July 1969.
[166] Schelkunoff, S., Electromagnetic Fields , Blaisdell, New York, 1963.
[167] Schelkunoff, S., On Teaching the Undergraduate Electromagnetic Theory , IEEE
Transactions on Education, vol. E-15, no. 1, pp. 15–25, February 1972.
[168] Schelkunoff, S. A., Electromagnetic Waves , D. Van Nostrand, Princeton, NJ, 1943.
[169] Schelkunoff, S. A., Some Equivalence Theorems of Electromagnetics and Their
Applications to Radiation Problems , Bell System Technical Journal, vol. 15, pp.
92–112, 1936.
[170] Schwartz, M., Principles of Electrodynamics , Dover Publications, New York, 1972.
[171] Schwartz, W., Intermediate Electromagnetic Theory , Robert E. Krieger Publishing
Company, Huntington, NY, 1973.
[172] Schwinger, J., DeRaad, L., Milton, K., and Tsai, W., Classical Electrodynamics ,
Perseus Books, Reading, MA, 1998.
[173] Shen, L. C., and Kong, J. A., Applied Electromagnetism , PWS Publishing
Company, Boston, 1995.
[174] Shen, Y., The Principles of Nonlinear Optics , Wiley, New York, 1984.
[175] Sihvola, A., Electromagnetic Mixing Formulas and Applications , Institution of
Electrical Engineers, London, UK, 1999.
[176] Silver, S., ed., Microwave Antenna Theory and Design , Dover Publications, New
York, 1965.
[177] Silverman, M., Waves and Grains , Princeton University Press, Princeton, NJ,
1998.
[178] Simpson, T., Maxwell on the Electromagnetic Field , Rutgers University Press,
New Brunswick, NJ, 1997.
[179] Slater, J., and Frank N., Electromagnetism , Dover Publications, New York, 1969.
[180] Smith, G. S., An Introduction to Classical Electromagnetic Radiation , Cambridge
University Press, Cambridge, UK, 1997.
[181] Smythe, W. R., Static and Dynamic Electricity , McGraw–Hill, New York, 1968.
[182] Sobolev, S. L., Partial Differential Equations of Mathematical Physics , Dover
Publications, New York, 1989.
[183] Someda, C., Electromagnetic Waves , Chapman and Hall, London, 1998.
[184] Sommerfeld, A., Partial Differential Equations in Physics , Academic Press, New
York, 1949.
[185] Sommerfeld, A., Electrodynamics , Academic Press, New York, 1952.
[186] Staelin, D. H., Morgenthaler, A. W., and Kong, J. A., Electromagnetic Waves ,
Prentice–Hall, Englewood Cliffs, NJ, 1994.
[187] Stratton, J., Electromagnetic Theory , McGraw–Hill, New York, 1941.
[188] Stratton, J. A., and Chu, L. J., Diffraction Theory of Electromagnetic Waves ,
Physical Review, vol. 56, pp. 99–107, 1939.
[189] Stutzman, W. L., Polarization in Electromagnetic Systems , Artech House, Boston,
1993.
[190] Tai, C.-T., Generalized Vector and Dyadic Analysis , IEEE Press, New York, 1997.
[191] Tai, C.-T., Some Essential Formulas in Dyadic Analysis and Their Applications ,
Radio Science, vol. 22, no. 7, pp. 1283–1288, 1987.
[192] Tai, C.-T., Dyadic Green’s Functions in Electromagnetic Theory , 2nd Ed., IEEE
Press, New York, 1994.
[193] Tai, C.-T., A Study of the Electrodynamics of Moving Media , Proceedings of the
IEEE, pp. 685–689, June 1964.
[194] Tai, C.-T., On the Presentation of Maxwell’s Theory , Proceedings of the IEEE,
vol. 60, no. 8, pp. 936–945, August 1972.
[195] Tanenbaum, B. S., Plasma Physics , McGraw–Hill, New York, 1967.
[196] Tellegen, B., The Gyrator, a New Electric Network Element , Philips Research
Reports, vol. 3, pp. 81–101, April 1948.
[197] Tiersten, H., A Development of the Equations of Electromagnetism in Material
Continua , Springer–Verlag, New York, 1990.
[198] Tolstoy, I., Wave Propagation , McGraw–Hill, New York, 1973.
[199] Truesdell, C., and Toupin, R., The Classical Field Theories inEncyclopedia of
Physics , S. Flugge, Ed., vol. 3, Part 1, Springer–Verlag, Berlin, 1960.
[200] U.S. Army Corps of Engineers, Electromagnetic Pulse (EMP) and TEMPEST
Protection for Facilities , Pamphlet No. 1110-3-2, December 1990.
[201] Van Bladel, J., Electromagnetic Fields in the Presence of Rotating Bodies ,
Proceedings of the IEEE, vol. 64, no. 3, pp. 301–318, March 1976.
[202] Van Bladel, J., Electromagnetic Fields , Hemisphere Publishing, New York, 1985.
[203] Veysoglu, M. E., Ha, Y., Shin, R. T., and Kong, J. A., Polarimetric Passive
Remote Sensing of Periodic Surfaces , Journal of Electromagnetic Waves and
Applications, vol. 5, no. 3, pp. 267–280, 1991.
[204] von Aulock, W. H., Ed., Handbook of Microwave Ferrite Materials , Academic
Press, New York, 1965.
[205] von Hippel, A. R., Dielectrics and Waves , Wiley, New York, 1954.
[206] Wait, J. R., Electromagnetic Wave Theory , Harper & Row, New York, 1985.
[207] Wait, J. R., Electromagnetic Waves in Stratified Media , Pergamon Press, Oxford,
UK, 1970.
[208] Wait, J. R., Introduction to Antennas and Propagation , Peter Peregrinus, LTD,
London, UK, 1986.
[209] Wang, C.-C., Mathematical Principles of Mechanics and Electromagnetism; Part
A: Analytical and Continuum Mechanics , Plenum Press, New York, 1979.
[210] Webster, A. G., Partial Differential Equations of Mathematical Physics , Dover
Publications, New York, 1966.
[211] Weigelhofer, W. S., and Hansen, S. O., Faraday and Chiral Media Revisited–I:
Fields and Sources , IEEE Transactions on Antennas and Propagation, vol. 47, no.
5, May 1999.
[212] Weinberger, H., A First Course in Partial Differential Equations with Complex
Variables and Transform Methods , Dover Publications, New York, 1965.
[213] Weyl, H., Space–Time–Matter , Dover Publications, New York, 1952.
[214] Whitaker, S., Intoduction to Fluid Mechanics , Prentice–Hall, Englewood Cliffs,
NJ, 1968.
[215] Yaghjian, A. D., Electric Dyadic Green’s Functions in the Source Region ,
Proceedings of the IEEE, vol. 68, pp. 248–263, 1980.
[216] Zierep, J., Similarity Laws and Modeling , Marcel Dekker, New York, 1971.
[217] Zwillinger, D., Handbook of Differential Equations , Academic Press, Boston, 1992.