dielectric constant of metals
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Slide deck, apparently downloaded and credited to Prof. Robert P. Lucht of Purdue University. It derives the Drude conduction current and dynamic conductivity, wave propagation in metals, skin depth (with a copper example), the plasma frequency and the complex dielectric function. It ends with bulk plasmons and the dispersion relation of surface plasmon polaritons at a metal-dielectric boundary.
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Drude Model
for dielectric constant of metals.
• Conduction Current in Metals
• EM Wave Propagation in Metals• Skin Depth• Plasma Frequency
Ref : Prof. Robert P. Lucht, Purdue University
Drude model
zDrude model : Lorenz model (Harmonic oscill ator model) without restoration force
(that is, free electrons which ar e not bound to a particular nucleus)
Linear Dielectric Response of Matter
Conduction Current in MetalsConduction Current in Metals
2
2:
v
:
eThe current densit yis de fined
CJ N e with units ofsm
Substitutin gin the equation o fmotion we obtain
dJ N eJEdt mγ⎡⎤=−⎢⎥−⎣⎦
⎛⎞+=⎜⎟
⎝⎠r r
rrrThe equation of motion of a free electron (not bound to a particular nucleus; ),
( : relaxation time )2
2
140
110rr rr uurr u u re
ee eC
m dr d r d vmC r e E m m v e Edt dt dt
s
γ
ττγ−=
=− − − ⇒ + =−
=≈
Lorentz model
(Harmonic oscillator model)
If C = 0, it is called Drude model
Conduction Current in MetalsConduction Current in Metals
() ()
()() () ()00
0
00 0:
exp exp
:
exp
exp exp expAssume that the applied electric field and the conduction current density are given by
E E it J J it
Substituting into the equation of motion we obtain
dJ i t
Ji t i Ji t Ji tdtωωωγω ωω γω=− =−
⎡⎤−⎣⎦+− = − − +−rr rr
r
rr r
()
()
()
()2
0
2
00
2exp
exp :e
e
eNeEi tm
Multiplying through by i t
NeiJ Em
Neor equivalently i J Em
ωω
ωγωγ⎛⎞=−⎜⎟
⎝⎠
+
⎛⎞−+ = ⎜⎟
⎝⎠
⎛⎞−+ = ⎜⎟
⎝⎠r
rr
rrLocal approximation
to the current-field relation
Conduction Current in MetalsConduction Current in Metals
()
()
()220:
:
1/
,1 ,eeFor static fields we obtain
Ne NeJ E E static conductivitymm
For the general case of an oscillating applied field
J E E dynamic conductivityi
For very low frequencies the dynωω
ωσσ
γγ σσσ
ωγωγ=
⎛⎞== ⇒ = =⎜⎟
⎝⎠
⎡⎤== =⎢⎥−⎣⎦
<<rr r
rr r
.
,
,amic conductivity is purely real and
the electrons follow the electric field
As the frequency of the applied field increases the inertia of electrons introduces
a phase lag in the electron response t o the field andthe dynamic conducti
().
,1 ,
90 .vityis complex
For very high frequencies the dynamic conductivity is purely imaginary
and the electron oscillations are out of phasewith the applied fieldωγ>>
°
Propagation of EM Waves in
MetalsPropagation of EM Waves in
Metals
()
()2
2
22 2
0
2
2
22 2
0':
11
1/
:
11
1/Maxwell s relations give us the following wave equation for metals
EJEct ct
But J Ei
Substituting in the wave equation we obtain
EEEct c i t
The wave equation is sεσωγσ
εω γ∂∂∇= +∂∂
⎡⎤=⎢⎥−⎣⎦
⎡⎤ ∂∂∇= + ⎢⎥∂− ∂⎣⎦rrr
rr
rrr
()
()0
2
22 0
2
00:
exp
1
1/atisfied by electric fields of the form
EE i k r t
where
ki cciω
σωμ
ωωγ εμ⎡⎤=⋅ −⎣⎦
⎡⎤=+ =⎢⎥−⎣⎦r rr r0 ,0≠= J P
Skin DepthSkin Depth
()
()2
2
2 0
00 2
0
00 0
0:
exp1/ 2
, exp exp cos sin 124 4 4 2
2RI RConsider the case where is small enough that k is given by
ki i ici
Then k i i i i
kk nω
σωμ
ωπσωμ σωμ
ωγσωμ
ππ π πσωμ σωμ σωμ
σωμ⎡⎤ ⎛⎞=+ ≅ =⎢⎥ ⎜⎟− ⎝⎠ ⎣⎦
⎡⎤ ⎛⎞ ⎛⎞ ⎛ ⎞ ⎛ ⎞≅== + = +⎜⎟ ⎜⎟ ⎜ ⎟ ⎜ ⎟ ⎢⎥⎝⎠ ⎝⎠ ⎝ ⎠ ⎝ ⎠ ⎣⎦
== =%
() ( ) ()2
0
0
0022
,:
exp exp exp expRI
IR Rc ckn
In the metal for a wave propagating in the z direction
zEE k z i k z t E i k z tσμσ
ωω ω ε
ωωδ⎛⎞== =⎜⎟⎝⎠
−
⎛⎞=− − =− − ⎡⎤ ⎡⎤ ⎜⎟ ⎣⎦ ⎣⎦⎝⎠rr r
2
0
0
2
71 1 72 12:
5.76 10 5.76 10 0.66IcThe skin depth is given byk
CsFor copper the static conductivity m mJm
ε
δδσωμ σω
σδμ−−== =
−=× Ω=× → =−
Plasma FrequencyPlasma Frequency
()
() ()2
2 0
2
22 2
22 00
2
2
2 0
2
2
22 2
0:
1/
111/ 1/
1
:
p
eNow consider again the general case
kici
cc cink i ii ii
cni
The plasma frequency is defined
Neccm
σωμ
ωωγσμ σμγ
ωγωω γ ωω γ
γσ μωω γ
ωγ σ μγγ⎡⎤=+⎢⎥−⎣⎦
⎧ ⎫⎧ ⎫ ⎪ ⎪⎪ ⎪== + = + ⎨ ⎬⎨ ⎬−−⎡ ⎤⎡ ⎤ ⎪ ⎪⎪ ⎪ ⎣ ⎦⎣ ⎦ ⎩⎭ ⎩⎭
=−+
⎛⎞== ⎜⎟
⎝⎠2
0
0
2
2
21e
pNe
m
The refractive index of the medium is given by
niμε
ω
ωω γ=
=−+
If the electrons in a plasma are displaced from a uniform background of
ions, electric fields will be built up in such a direction as to restore the
neutrality of the plasma by pulling the electrons back to their original
positions.
Because of their inertia, the elect rons will overshoot and oscillate
around their equilibrium positions with a characteristic frequency
known as the plasma frequency .
/ ( ) / : electrostatic field by small char ge separation
exp( ) : small-amplitude oscillation
()( ) 22 2
22
2so o o
op
sp p
ooE Ne x x
xx i t
d x Ne Neme E mm dt
σεδ ε δδδ ωδωωεε==
=−
=− ⇒ − = − ⇒ ∴ =Plasma Frequency Plasma Frequency
(/ )
()2 22
2
2
2
22
2111
1oo
p
RIic c cnki i
nn i n
i
σμσ μ γ
ωω ω γωωγ
ω
ωω γ⎛⎞== + = −⎜⎟− + ⎝⎠
=+ = −
+
by neglecting , valid for high frequency ( ).
For , is complex and radiation is attenuated.
For , is real and radiation is not attenuated(transparent).2
2
21p
p
pn
n
n
ωγωγ
ω
ωωωω=− > >
<
>Plasma Frequency Plasma Frequency
Plasma FrequencyPlasma Frequency
Born and Wolf, Optics, page 627.pp cc
ωπ
λ
λ2==
Plasma FrequencyPlasma Frequency
2
2
2
2
22
22
22 3 2()
() 1
() 2
1RI
p
RI
RI R I
ppin
ni ni
nn i n n
i
εω ε εω
ωω γ
ωω γ
ωγω ω γ=+=
=+ = −+
=−+
⎛⎞ ⎛ ⎞
=− +⎜⎟ ⎜ ⎟⎜⎟ ⎜ ⎟++⎝⎠ ⎝ ⎠
Dielectric constant of metal : Drude modelτ
γ
ω1=>>22
23() 1/ppi
ωω
εωωωγ⎛⎞ ⎛⎞
=− +⎜⎟ ⎜⎟⎜⎟ ⎜⎟⎝⎠ ⎝⎠
Ideal case : metal as a free-electron gas
• no decay (infinite relaxation time)
• no interband transitions
2
0 2() () 1p
τγω
εω εωω→∞
→⎛⎞
⎯⎯⎯→= −⎜⎟⎜⎟⎝⎠
2
21p
rω
εω=−
0
Note: SP is a TM wave!Plasma waves (plasmons)
Plasmo
ns
Plasmons in the bulk oscillate at ωpdetermined by
the free electron density and effective mass
Plasmons confined to surfaces that can interact
with light to form pro pagating “surface plasmon
polaritons (SPP)”
Confinement effects result in resonant SPP modes
in nanoparticles
+++
---
+-+kPlasma oscillation = density fluctuation of free electrons
02ε
ωmNe drude
p=
02
31ε
ωmNe drude
particle=
Dispersion relation for EM waves in electron gas (bulk plasmons)
()k
ωω=
• Dispersion relation:
Dispersion relation of surface-plasmon
for dielectric -metal boundaries
Dispersion relation for s urface plasmon polaritons
TM wave
εmεd
xmx dEE=ymy dHH=mz m dz dEE
εε=• At the boundary (continuity of the tangential Ex, Hy,and the normal Dz):Z > 0
Z < 0
Dispersion relation for s urface plasmon polaritons
zm zd
mdkkεε=
xmx dEE=
ymy dHH=
xm m ym zm E Hkωε=
yd
dzd
ym
mzmHkHkε
ε=) ,0, (zii xii Ei Eiωε
ωε− −) ,0, (yi xi yi zi Hik Hik−
xii yi zi E Hkωε=
xdd yd zd E Hkωε=
Dispersion relation for surface plasmon polaritons
• For any EM wave:2
22 2
ix z i x x m x d k k k , where k k kcω
ε⎛⎞== + ≡ =⎜⎟⎝⎠
md
x
mdkcεε
ωεε=+SP Dispersion Relation
1/2
'"md
xx x
mdkki kcεε
ωεε⎛⎞=+ = ⎜⎟+⎝⎠x-direction:
For a bound SP mode:
kzimust be imaginary: εm+ εd < 0
k’xmust be real: εm < 0
So, 1/22
'i
zi zi zi
mdkki kcε
ωεε⎛⎞=+= ± ⎜⎟+⎝⎠z-direction:2
22
zii xkkcω
ε⎛⎞=−⎜⎟⎝⎠Dispersion relation:Dispersion relation for surface plasmon polaritons
'"
mm m i
εεε=+
'
mdεε<−22
22 zi i x x i x ikk i kkcc cωωω
εε ε⎛⎞ ⎛⎞ ⎛⎞=± − =± − ⇒ >⎜⎟ ⎜⎟ ⎜⎟⎝⎠ ⎝⎠ ⎝⎠
+ for z < 0
- for z > 0
Plot of the dispersion relation
22
1)(ωω
ω
εp
m−=
md
x
mdkcεε
ωεε=+• Plot of the dielectric constants:
• Plot of the dispersion relation:
dp
spd m
ωωε
ω
ε
ε
+=≡∞→⇒−→ •
1 , k , When
x
2 22 2
) 1() (
p dd p
sp xck kω
ω
εε
ω
ω
ω
−+−==
Surface plasmon dispersion relation:
2/1
⎟⎟
⎠⎞
⎜⎜
⎝⎛
+=
d mdm
xckε
εε
ε
ω
ωωp
dpε
ω
+1
Rekxreal kx
real kz
imaginary kx
real kz
real kx
imaginary kzdxckε
Bound modesRadiative modes
Quasi-bound modes
Dielectric:
εd
Metal: εm= εm'+
εm"xz(ε'm> 0)
(−εd < ε'm< 0)
(ε'm< −εd)22 2 2
p xck
ωω=+Surface plasmon dispersion relation
1/22
i
zi
mdkcε
ωεε⎛⎞=⎜⎟+⎝⎠