Duplij, Wess. (eds.) Noncommutative Structures in Mathematics and Physics (Proc.Kiev, 2000)(491s)
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Conference proceedings edited by Steven Duplij and Julius Wess from the NATO Advanced Research Workshop held in Kiev, Ukraine, September 24-28, 2000. It collects roughly 40 contributed papers on supergravity and branes, Lie superalgebras, quantum groups and Hopf algebras, q-deformed and noncommutative space-time, p-adic strings and related topics. This is a downloaded book by other authors, kept as reference material in the archive.
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Editors
StevenDuplijandJuliusWess
Noncommutative Structures in
Mathematics andPhysics
Proceedings ofthe
NATO Advanced ResearchWorkshop
“NONCOMMUTATIVE STRUCTURES IN
MATHEMATICSAND PHYSICS”
Kiev, Ukraine
September 24-28,2000
kievarwe.tex; 12/03/2001; 3:49; p.1
v
Editors
StevenDuplij
TheoryGroup
Nuclear PhysicsLaboratory
KharkovNational University
Kharkov61077
Ukraine
JuliusWess
SektionPhysik
Ludwig-Maximilians-Universit ¨at
Theresienstr.37
D-80333M ¨unchen
Germany
Compilingand making-up byStevenDuplij .
kievarwe.tex; 12/03/2001; 3:49; p.2
CONTENTS
P
REFACE
viii
J.WessGaugeTheories Beyond Gauge Theory 1
D.Leites,V.Serganova SymmetriesWider Than Supersymmetry 13
K. Stelle Tensions inSupergravity Braneworlds 31
P.Grozman,D.Leites AnUnconventionalSupergravity 41
E. Bergshoeff, R. Kallosh, A. Van Proeyen Supersymmetry Of RS
BulkAnd Brane 49
D.Galtsov,V. Dyadichev D-branesAnd Vacuum Periodicity 61
P. Kosi´nski, J. Lukierski, P. Ma ´slankaQuantum Deformations Of
Space-TimeSUSYAndNoncommutativeSuperfield Theory 79
D.Leites,I.Shchepochkina TheHoweDualityAnd Lie Superalgebras 93
A.Sergeev EnvelopingAlgebraOfGL(3)AndOrthogonal Polynomials 113
S. Duplij, W. Marcinek Noninvertibility, Semisupermanifolds And
CategoriesRegularization 125
F. Brandt An Overview Of New Supersymmetric Gauge Theories With
2-Form Gauge Potentials 141
K. Peeters, P. Vanhove, A. Westerberg Supersymmetric R
4
Actions
AndQuantumCorrections To SuperspaceTorsion Constraints 153
S. Fedoruk, V. G. Zima Massive Superparticle With Spinorial Central
Charges 161
A.Burinskii Rotating SuperBlack Holeas SpinningParticle 181
F.Toppan ClassifyingN-extended 1-dimensionalSuper Systems 195
C. Quesne Para, Pseudo, And Orthosupersymmetric Quantum
MechanicsAnd Their Bosonization 203
A. Frydryszak Supersymmetric Odd Mechanical Systems And Hilbert
Q-moduleQuantization 215
S. Vacaru, I. Chiosa, N. Vicol Locally Anisotropic Supergravity And
GaugeGravity OnNoncommutative Spaces 229
T. Kobayashi, J. Kubo, M. Mondrag ´on, G. Zoupanos Finiteness In
Conventional N= 1GUTs 245
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CONTENTS vii
J.Simon WorldVolume RealizationOf Automorphisms 259
G. Fiore, M. Maceda,J. Madore Some MetricsOn The Manin Plane 271
V.Lyubashenko Coherence IsomorphismsForA Hopf Category 283
A.Ganchev FusionRings And Tensor Categories 295
V.Mazorchuk On Categories Of Gelfand-ZetlinModules 299
D. Shklyarov, S. Sinel’shchikov, L. Vaksman Hidden Symmetry Of
Some AlgebrasOf q-differential Operators 309
P. Jorgensen, D. Proskurin, Y. Samoilenko A Family Of∗-Algebras
Allowing Wick Ordering: Fock Representations And Universal
EnvelopingC
∗
-Algebras 321
A. U. Klimyk Nonstandard Quantization Of The Enevloping Algebra
U(so(n))AndItsApplications 331
A. Gavrilik Can the Cabibbo mixing originate from noncommutative
extradimensions? 343
N. Iorgov Nonclassical Type Representations Of Nonstandard
Quantization Of Enveloping Algebras U(so(n)), U(so(n,1)) and
U(iso(n)) 357
K. Landsteiner QuasiparticlesIn Non-commutativeFieldTheory 369
A. Sergyeyev Time Dependence And (Non)Commutativity Of
Symmetries OfEvolution Equations 379
B.Dragovich,I.V. Volovich p-AdicStrings AndNoncommutativity 391
G. Djordjevi ´c, B. Dragovich, L. Ne ˇsi´cAdelic Quantum Mechanics:
NonarchimedeanAnd NoncommutativeAspects 401
Y.Kozitsky GibbsStatesOfALatticeSystemOfQuantumAnharmonic
Oscillators 415
D.Vassiliev A Metric-AffineFieldModelFor TheNeutrino 427
M. Visinescu Generalized Taub-NUT Metrics And Killing-Yano
Tensors 441
V.Dzhunushaliev AnEffectiveModel OfThe Spacetime Foam 453
A. Higuchi Possible Constraints On String Theory In Closed Space
WithSymmetries 465
A.Alscher, H.Grabert SemiclassicalDynamics Of SU(2)Models 475
L
IST OF SPEAKERS AND THEIR
E-
PRINTS
481
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P
REFACE
Theconceptsofnoncommutativespace-timeandquantumgroupshavefound
growing attention in quantum field theory and string theory. The mathematical
concepts of quantum groups have been far developed by mathematicians and
physicists of the Eastern European countries. Especially, V. G. Drinfeld from
Ukraine, S. Woronowicz from Poland and L. D. Faddeev from Russia have been
pioneering the field. It seems to be natural to bring together these scientists with
researchers in string theory and quantum field theory of the Western European
countries. From another side, supersymmetry, as one of examples of noncom-
mutative structure, was discovered in early 70’s in the West by J. Wess (one
of the co-Directors) and B. Zumino and in the East by physicists from Ukraine
V. P. Akulov and D. V. Volkov. Therefore, Ukraine seems to be a natural place to
meet.
Supersymmetry is a very important and intriguing mathematical concept
which has become a basic ingredient in many branches of modern theoretical
physics. In spite of its still lacking physical evidence, its far-reaching theoret-
ical implications uphold the belief that supersymmetry plays a prominent role
in the fundamental laws of nature. At present the most promising hope for a
truly supersymmetric unified and finite description of quantum field theory and
general relativity is superstring theory and its latest formulation, Witten’s M-
theory.Superstringspossessbyfarthelargestsetofgaugesymmetrieseverfound
in physics, perhaps even large enough to eliminate all divergences in quantum
gravity.Notonlydoessuperstring’ssymmetryincludethatofEinstein’stheoryof
general relativity and the Yang-Mills theory, it also includes supergravity and the
GrandUnified Theories.
One of the exciting new approaches to nonperturbative string theory involves
M-theoryandduality,which,infact,forcetheoreticalphysiciststoreconsiderthe
central role played by strings in supersymmetry. In this revised new picture all
five superstring theories, which on first glance have entirely different properties
and spectra, are now seen as different vacua of a same theory, M-theory. This
unificationcannot,however,occurattheperturbativelevel,becauseitisprecisely
the perturbative analysis which singles out the five different string theories. The
hope is that when one goes beyond this perturbative limit, and takes into account
all non-perturbative effects, the five string theories turn out to be five different
descriptions of the same physics. In this context a duality is a particular relation
applying to string theories, which can map for instance the strong coupling re-
gion of a theory to the weak coupling region of the same theory or of another
kievarwe.tex; 12/03/2001; 3:49; p.5
PREFACE ix
one, and vice versa, thus being an intrinsically non-perturbative relation. In the
recent years, the structure of M-theory has begun to be uncovered, with the es-
sential tool provided by supersymmetry. Its most striking characteristic is that it
indicates that space-time should be eleven dimensional. Because of the intrinsic
non-perturbative nature of any approach to M-theory, the study of the p-brane
solitons,ormoresimply‘branes’,isanaturalsteptotake.Thebranesareextended
objects present in M-theory or in string theories, generally associated to classical
solutionsofthe respectivesupergravities.
Quantum groups arise as the abstract structure underlying the symmetries of
integrable systems. Then the theory of quantum inverse scattering gives rise to
some deformed algebraic structures which were first explained by Drinfeld as
deformations of the envelopping algebras of the classical Lie algebras. An analo-
gous structure was obtained by Woronowicz in the context of noncommutative
C
∗
-algebras. There is a third approach, due to Yu. I. Manin, where quantum
groupsareinterpretedastheendomorphismsofcertainnoncommutativealgebraic
varieties defined by quadratic algebras, called quantum linear spaces. L. D. Fad-
deevandhiscollaboratorshadalsointerpretedthequantumgroupsfromthepoint
of view of corepresentations and quantum spaces, furnishing a connection with
the quantum deformations of the universal enveloping algebras and the quantum
double of Hopf algebras. From the algebraic point of view, quantum groups are
Hopf algebras and the relation with the endomorphism algebra of quantum linear
spaces comes from their corepresentations on tensor product spaces. The usual
constructionofthecoactiononthetensorproductspaceinvolvestheflipoperator
interchanging factors of the tensor product of the quantum linear spaces with the
bialgebra. This fact implies the commutativity between the matrix elements of
a representation of the endomorphism and the coordinates of the quantum lin-
ear spaces. Moreover, the flip operator for the tensor product is also involved
in many steps of the construction of quantum groups. In the braided approach
toq-deformations the flip operator is replaced with a braiding giving rise to the
quasi-tensorcategoryof k-modules,where anatural braided coaction appears.
The study of differential geometry and differential calculus on quantum
groups that Woronowicz initiated is also very important and worthwile to investi-
gate.Nextstepinthisdirectionisconsiderationofnoncommutativespace-timeas
a possible realistic picture of how space-time behaves at short distances. Starting
from such a noncommutative space as configuration space, one can generalize
it to a phase space where noncommutativity is already intrinsic for a quantum
mechanicalsystem.Thedefinitionofthisnoncommutativephasespaceisderived
from the noncommutative differential structure on the configuration space. The
noncommutativephasespaceisa q-deformationofthequantummechanicalphase
space and one can apply all the machinery learned from quantum mechanics.
If one demands that space-time variables are modules or co-modules of the q-
deformed Lorentz group, then they satisfy commutation relations that make them
kievarwe.tex; 12/03/2001; 3:49; p.6
x PREFACE
elements of a non-commutative space. The action of momenta on this space is
non-commutative as well. The full structure is determined by the (co-)module
property. It can serve as an explicit example of a non-commutative structure for
space-time. This has the advantages that the q-deformed Lorentz group plays
the role of a kinematical group and thus determines many of the properties of
this space and allows explicit calculations. One can explicitly construct Hilbert
space representations of the algebra and find that the vectors in the Hilbert space
can be determined by measuring the time, the three-dimensional distance, the q-
deformed angular momentum and its third component. The eigenvalues of these
observables form a q-lattice with accumulation points on the light-cone. In a way
physics on the light-cone is best approximated by this q-deformation. One can
consider the simplest version of a q-deformed Heisenberg algebra as an example
ofanoncommutativestructure,firstderiveacalculusentirelybasedonthealgebra
and thenformulatelaws ofphysicsbasedon thiscalculus.
Bringingtogetherscientistsfromquantumfieldtheory,stringtheoryandquan-
tum gravity with researchers in noncommutative geometry, Hopf algebras and
quantum groups as well as experts on representation theory of these algebras
had a stimulating effect on each side and will lead to new developments. In
each field there is a highly developed knowledge by experts which can only be
transformed to another field only by having close personal contact through dis-
cussions,talksandreports.Wehopethatcommonprojectscanbefoundsuchthat
working in these projects the detailed techniques can be learned from each other.
The Workshop has promoted the development of new directions in the field of
modern theoretical and mathematical physics combining the efforts of scientists
fromNATO,East Europeancountries andNIS.
WearegreatlyindebtedtotheNATODivisionofScientificAffairsforfunding
ofourmeetingandtotheNationalAcademyofSciencesofUkraineforhelpinits
localorganizing.Itisalsoagreatpleasuretothankallthepeoplewhocontributed
to the successful organization of the Workshop, especially members of the Local
Organizing Committee Profs. N. Chashchyn and P. Smalko. Finally, we would
liketothankalltheparticipantsforcreatinganexcellentworkingatmosphereand
for outstanding contributions tothisvolume.
Editors
kievarwe.tex; 12/03/2001; 3:49; p.7
GAUGETHEORIESBEYOND GAUGE THEORY
JULIUSWESS
Sektion Physik der Ludwig-Maximilians-Universit ¨at Theresienstr.
37, D-80333M ¨unchen,Germany
and
Max-Planck-Institut f ¨ur Physik (Werner-Heisenberg-Institut)
F¨ohringerRing 6,D-80805M ¨unchen,Germany
1. Algebraicpreliminaries
In gauge theories we consider differentiable manifolds as base manifolds and fi-
bresthatcarryarepresentationofaLiegroup.Inthefollowingweshallshowthat
itispossibletoreplacethedifferentiablemanifoldbyanon-commutativealgebra,
ref. [1]. For this purpose we first focus our attention on algebraic properties. The
coordinatesx
i
x
1
,...,x
n
∈R, (1)
areconsideredas elementsof an algebra over Csubject to the relations:
R:x
i
x
j
−x
j
x
i
= 0. (2)
This characterizes R
n
as a commutative space. The relations generate a 2-sided
idealI
R
. From the algebraic point of view, we deal with the algebra freely
generatedbytheelements x
i
and dividedby the ideal I
R
:
A
x
=C
/bracketleftbig
[x
1
,...,x
n
]
/bracketrightbig
I
R
. (3)
Formal power series are accepted, this is indicated by the double bracket. The
elements of the algebra are the functions in R
n
that have a formal power series
expansionattheorigin:
f(x
1
,...,x
n
)∈ A
x
, (4)
f(x
1
,...,x
n
) =
∞
/summationdisplay
r
i
=0
f
r
1
...r
n
(x
1
)
r
1
····· (x
n
)
r
n
.
kievarwe.tex; 12/03/2001; 3:49; p.8
2 J.WESS
Multiplication is the pointwisemultiplication of thesefunctions.
Themonomialsoffixeddegreeformafinite-dimensionalsubspaceofthealge-
bra.Thisalgebraicconceptcanbeeasilygeneralizedtonon-commutativespaces.
We consider algebras freely generated by elements ˆx
1
,...ˆx
n
, again calling them
coordinates.Butnowwechangetherelationstoarriveatnon-commutativespaces:
R
ˆx,ˆx
: [ˆx
i
,ˆx
j
] =iθ
ij
(ˆx). (5)
Following L.Landau, non-commutativity carries a hat. Now we deal with the
algebra:
A
ˆx
=C<<ˆx
1
,..., ˆx
n
>>
I
R
ˆx,ˆx
, (6)
ˆf∈ A
ˆx
.
Inthefollowingweimposeonemoreconditiononthealgebra:thedimension
of the subspace of homogeneous polynomials should be the same as for com-
muting coordinates. This is the so called Poincare-Birkhof-Witt property (PBW).
Onlyalgebraswiththispropertywillbeconsidered,amongthemarethealgebras
whereθ
ij
isa constant:
Canonical
structure, ref.[2]:
[ˆx
i
,ˆx
j
] =iθ
ij
, (7)
whereθ
ij
islinearin ˆx:
Lie
structure,ref. [3]:
[ˆx
i
,ˆx
j
] =iθ
ij
k
ˆx
k
, (8)
whereθ
ij
isquadraticin ˆx:
Quantumspace
structure,ref.[4]:
[ˆx
i
,ˆx
j
] =iθ
ij
kl
ˆx
k
ˆx
l
, (9)
The constants θ
ij
k
andθ
ij
kl
are subject to conditions to guarantee PBW. For
Lie structures this will be the Jacobi identity, for the quantum space structure the
Yang-Baxter equation. There is a natural vector space isomorphism between A
x
andA
ˆx
. It is based on the isomorphism of the vector spaces of homogeneous
polynomialsthathavethesame degreedueto thePBWproperty.
In order to establish the isomorphism we choose a particular basis in the vec-
tor space of homogeneous polynomials in the non-commuting variables ˆxand
characterize the elements of A
ˆx
by the coefficient functions in this basis. The
corresponding element in the algebra A
x
of commuting variables is supposed
kievarwe.tex; 12/03/2001; 3:49; p.9
GAUGETHEORIES BEYONDGAUGETHEORY 3
to have the same coefficient function. The particular form of this isomorphism
depends on the basis chosen. The vector space isomorphism can be extended to
analgebraisomorphism.Toestablishitwecomputethecoefficientfunctionofthe
productoftwoelementsin A
ˆx
andmapittoA
x
.Thisdefinesaproductin A
§
that
we denote as diamond product ( ♦product). The algebra with this ♦product we
call
♦
A
x
.There is anaturalisomorphism:
A
ˆx
←→
♦
A
x
. (10)
The three structures that we have mentioned above have an even stronger
property than PBW. It turns out that monomials in any well-defined ordering
of the coordinates form a basis. Among them is an ordering as we have used it
before or the completely symmetrized ordering of monomials as well. For such
structures we shall denote the ♦product as * product (star product), ref. [5]. For
the canonical
structure we obtain the Moyal-Weyl * product, ref. [6], if we start
fromthe basis of completelysymmetrizedmonomials:
(f∗g)(x) =e
i
2
∂
∂xi
θ
ij
∂
∂yj
f(x)g(y)
/vextendsingle/vextendsingle/vextendsingle
y⇒x
(11)
=
/integraldisplay
d
n
y δ
n
(x−y)e
i
2
∂
∂xi
θ
ij
∂
∂yj
f(x)g(y).
For the Lie
structure we can usetheBaker-Campbell-Hausdorf formula:
e
ik·ˆx
e
ip·ˆx
=e
i(k+p+
1
2
g(k,p))·ˆx
. (12)
This defines g(k,p).
(f∗g)(x) =e
i
2
x·g(i
∂
∂y
,i
∂
∂z
)
f(y)g(z)
/vextendsingle/vextendsingle/vextendsingle
y→xz→x
. (13)
For the quantum
plane weconsiderthe exampleoftheManin plane
ˆxˆy=qˆyˆx, (14)
(f∗g)(x) =q
−x
/prime
∂
∂x/prime
y
∂
∂y
f(x,y)g(x
/prime
,y
/prime
)
/vextendsingle/vextendsingle/vextendsingle
x
/prime
→x
y
/prime
→y
.
It is natural to use the elements of
♦
A
x
as objects in physics. Fields of a field
theory willbe suchobjects.
φ(x)∈
♦
A
x
. (15)
The product of fields will always be the * product. To formulate field equations
we introduce derivatives. On the algebra A
ˆx
this can be done on purely algebraic
grounds. We have to extend the algebra A
ˆx
by algebraic elements ˆ∂
i
, ref. [7]. A
kievarwe.tex; 12/03/2001; 3:49; p.10
4 J.WESS
generalized Leibnizrulewill playtherole ofalgebraicrelations.
Leibnizrule:
(ˆ∂
i
ˆfˆg) = ( ˆ∂
i
ˆf)ˆg+O
l
i
(ˆf)ˆ∂
l
ˆg:R
ˆx,ˆ∂
. (16)
From the law of associativity in A
ˆx
follows that the operation Ohas to be an
algebrahomomorphism:
O
i
j
(ˆfˆg) =O
i
l
(ˆf)O
l
j
(ˆg). (17)
But we shall restrict the Leibniz rule by an even stronger requirement. The ideal
generated by theR
ˆx,ˆx
relations has to remain a two-sided ideal in the larger
algebragenerated by ˆxandˆ∂.Thisleadstoso calledconsistencyrelations.
FinallyR
ˆ∂,ˆ∂
relations have to be defined. As conditions we consider the ˆ∂
subalgebra, demand PBW and derive consistency relations from R
ˆ∂,ˆ∂
and the
Leibnizruleasbefore.Derivativesdefinedthatwayinduceamapfrom A
ˆx
toA
ˆx
:
ˆf∈A
ˆx
,(ˆ∂
i
ˆf)∈A
ˆx
, (18)
(ˆ∂
i
ˆf) = ˆ∂
i
ˆf−O
l
i
(ˆf)ˆ∂
l
.
This algebraic concept of derivatives has been explained in ref[] and applied
toquantumplanes.Followingthesamestrategyderivativescanbedefinedforthe
canonicalstructure aswell.
For the rest of this talk we will restrict ourselves to the canonical case only.
The Leibniz rule forthecanonical caseistheusualone:
ˆ∂
i
ˆx
j
=δ
j
i
+ ˆx
j
ˆ∂
i
. (19)
Itsatisfiesalltheconsistencyrelations.Asexplainedabove,thederivativesinduce
amapon the algebra A
ˆx
:
ˆf∈A
ˆx
:ˆf→[ˆ∂
i
,ˆf]∈A
ˆx
. (20)
Thisistherelationthatweshallusetodefinederivativesonfields.Forthispurpose
wemap ˆ∂to
♦
A
x
.From(20)followsthatitbecomestheusualderivativein
♦
A
x
:
f(x)→∂
i
f(x). (21)
Fromthedefinitionofthe*product follows:
∂
i
(f∗g) =∂
i
f∗g+f∗∂
i
g. (22)
This is the Leibniz rule (20) when mapped to the
♦
A
x
algebra. As a consequence
of(20)we find that
ˆx
i
−iθ
ij
ˆ∂
j
(23)
kievarwe.tex; 12/03/2001; 3:49; p.11
GAUGETHEORIES BEYONDGAUGETHEORY 5
commutes with all coordinates. For invertible θ
ij
this can be used to define the
action of the derivative entirelyin A
ˆx
ˆ∂
i
=−iθ
−1
ij
ˆx
j
. (24)
Translatedto the
♦
A
x
algebrathisimplies:
∂
i
f(x) =−iθ
−1
ij
[x
j∗
, f]. (25)
As a consequencewederive
ˆ∂
j
ˆ∂
k
−ˆ∂
k
ˆ∂
j
=−iθ
−1
jk
:R
ˆ∂,ˆ∂
. (26)
ThisR
ˆ∂,ˆ∂
relation satisfiesall therequirementsof (ref7).
To formulate a Lagrangian field theory we have to learn how to integrate.
Whereas it was easier to formulate derivatives on objects of A
ˆx
it is easier to
formulateintegrationonobjectsof
♦
A
x
.Forthe canonicalstructurewe define:
/integraldisplay
ˆf=
/integraldisplay
d
n
x f(x), ˆf∈A
ˆx
,f∈
♦
A
x
. (27)
This is alinear map ofthealgebra A
ˆx
intoC
S:A
ˆx
→C, (28)
S(c
1
ˆf+c
2
ˆg) =c
1
/integraldisplay
ˆf+c
2
/integraldisplay
ˆg,
and ithasthe traceproperty:
/integraldisplay
ˆfˆg=
/integraldisplay
ˆgˆf. (29)
This can be verifiedexplicitelyusing thedefinition ofthe * product:
/integraldisplay
f∗g=
/integraldisplay
g∗f=
/integraldisplay
d
n
x f(x)g(x). (30)
For the quantum space structure the definition (30) for the integral does not have
thetraceproperty.Thereis,however,ameasurefortheintegrationthatleadstoan
integralwith the traceproperty.
/integraldisplay
ˆf≡
/integraldisplay
d
n
x µ(x)f(x) (31)
For the Manin planewe canverifyexplicitelythat themeasure
µ(x,y) =
1
xy(32)
kievarwe.tex; 12/03/2001; 3:49; p.12
6 J.WESS
hasthisproperty.
In general we can construct Hilbert space representations of the algebra and
define the integral as the trace. This will lead to infinite sums that can be inter-
preted as Riemannian sums for an integral and lead to the respective measure for
theintegration.
2. Gauge theories
Our aim is to formulate gaugetheories.Theywill bebased ona Lie algebra:
[T
a
,T
b
] =if
ab
c
T
c
. (33)
In a usual gauge theorie on R
n
the fields will span a representation of the Lie
algebraandtransform underaninfinitesimal gauge transformation:
δ
α
0
ψ(x) =iα
0
(x)ψ(x). (34)
The transformation parameters areLiealgebravalued:
α
0
(x) =α
0
a
T
a
(35)
and consequently:
(δ
α
0
δ
β
0
−δ
β
0
δ
α
0
)ψ=−(β
0
α
0
−α
0
β
0
)ψ
=i(α
0
×β
0
)ψ=δ
α
0
×β
0
ψ, (36)
α
0
×β
0
≡α
0
a
β
0
b
f
ab
c
T
c
.
covariant derivatives are defined with the help of a Lie algebra valued gauge field
a:
D
i
ψ= (∂
i
−ia
i
)ψ, (37)
a
i
=a
a
i
T
a
.
Toobtain:
δ
α
0
D
i
ψ=iα
0
D
i
ψ (38)
we havetodemand:
δa
i
=∂
i
α
0
+i[α
0
,a
i
], (39)
δa
i,a
=∂
i
α
0
a
−α
0
b
f
bc
a
a
i,c
.
Toformulateagaugetheoryonanon-commutativespacewestartwithfields ψ(x)
that are elements of
♦
A
ˆx
and again span a representation of the Lie algebra (33).
We demand thetransformation law:
δ
α
ψ(x) =iα(x)∗ψ(x) (40)
kievarwe.tex; 12/03/2001; 3:49; p.13
GAUGETHEORIES BEYONDGAUGETHEORY 7
in analogy to (34). But now we cannot demand αto be Lie algebra valued, we
shallassumeittobe envelopingalgebra valued:
α(x) =α
0
a
(x)T
a
+α
1
ab
(x) :T
a
T
b
: +···+α
n−1
a
1
...a
n
(x) :T
a
1
·····T
a
n
: +···
(41)
This is in analogy to (35). We have adopted the ::notation for the basis elements
oftheenvelopingalgebra.We shall usethesymmetrized polynomials asa basis:
:T
a
: =T
a
, (42)
:T
a
T
b
: =
1
2(T
a
T
b
+T
b
T
a
)etc.
Inanalogy to(36) wefind
(δ
α
δ
β
−δ
β
δ
α
)ψ= [α
∗
, β]∗ψ. (43)
Naturally, [α
∗
, β]willbe anenveloping algebravalued element of
♦
A
x
.
The unpleasant fact of the definition (41) of an enveloping algebra valued
transformation parameter is that it depends on an infinite set of parameter fields
α
n
(x). In physics we would have to deal with an infinite set of fields when
defining a covariant derivative, something we try to avoid. However, a gauge
transformation can be realized by transformation parameters that depend on x
viatheparameterfield α
0
(x),thegaugefield a
i,a
(x)andtheirderivativesonly.In
thenotationofeqn (41)we have
α
n
a
1
...a
n+1
(x) =α
n
a
1
...a
n+1
(α
0
a
(x),a
0
i,a
(x),∂
i
α
0
a
(x),...).(44)
Transformation parameters that are restricted that way we shall denote Λ
α
0
(x).
Theseparameterscan beconstructed insucha waythat eqn (36)holds:
δ
α
0
ψ(x) =iΛ
α
0
(x)
(x)∗ψ(x),
(δ
α
0
δ
β
0
−δ
β
0
δ
α
0
)ψ=δ
α
0
×β
0
ψ, (45)
(α
0
×β
0
)
a
=α
0
b
β
0
c
f
bc
a
.
This together with the * product is the defining equations for the gauge transfor-
mations. That such parameters Λ
α
0
(x)can be found is not obvious, it’s rather a
miracle in our present understanding of such gauge theories. Their existence is a
consequenceof theSeiberg-Witten map[2].
In the second variation of ψwe also have to account for the variation of Λ
α
0
as itdependson a
i,a
:
(δ
α
0
δ
β
0
−δ
β
0
δ
α
0
)ψ=i(δ
α
0
Λ
β
0
−δ
β
0
Λ
α
0
)∗ψ+ [Λ
α
0
∗
,Λ
β
0
]∗ψ,(46)
=δ
α
0
×β
0
ψ=iΛ
α
0
×β
0
∗ψ
kievarwe.tex; 12/03/2001; 3:49; p.14
8 J.WESS
We shall construct Λ
α
0
in a power series expansion in θ. To illustrate the method
we expand Λ
α
0
to first orderin θ
Λ
α
0
=α
0
a
T
a
+θ
ij
Λ
1
α
0
,ij
+..., (47)
To be consistent we expand the * product in (46) also to first order in θand
compare powers of θ. theθ-independent term defines α
0
×β
0
as we have used
it in (45). This had to be expected, this order is exactly the commutative case. To
firstorder weobtaintheequation:
θ
ij
/parenleftbig
(δ
α
0
Λ
1
β
0
,ij
−δ
β
0
Λ
1
α
0
,ij
)−i([α
0
,Λ
1
β
0
,ij
]− (48)
−[β
0
,Λ
1
α
0
,ij
])
/parenrightbig
+
1
2∂
i
α
0
a
∂
j
β
0
b
:T
a
T
b
:=θ
ij
Λ
1
α
0
×β
0
,ij
.
This equation has thesolution:
θ
ij
Λ
1
α
0
,ij
=
1
2θ
ij
(∂
i
α
0
a
)a
j,b
:T
a
T
b
:. (49)
We see that Λ
1
is of second order in the generators Tof the Lie algebra. The
structure of eqn (46) allows a solution where Λ
n
, the term in (47) of order n−1
inθ, isa polynomialof order ninT.
Λ
α
0
=α
0
a
T
a
+
1
2θ
ij
(∂
i
α
0
a
)a
j,b
:T
a
T
b
: +... (50)
In a next step in the formulation of a gauge theory we introduce covariant
derivatives. Eqn (24) shows that we can relate this problem to the construction of
covariant coordinates. We try to define such coordinates with the help of a gauge
field,inthe samewayas wedidit forderivatives in eqn(37):
X
i
=x
i
+A
i
(x), (51)
δ
α
0
X
i
∗ψ=iΛ
α
0
∗X
i
∗ψ. (52)
This leads toatransformationlawforthegauge field A
i
(x):
δA
i
=−i[x
i∗
,Λ
α
0
] +i[Λ
α
0
∗
, A
i
]. (53)
We have to assume that A
i
is enveloping algebra valued but we try to make an
ansatzwhere allthe coefficient functionsonly dependon a
i,a
and its derivatives:
A
i
(x) =A
i,0
a
(x)T
a
+A
i,1
ab
(x) :T
a
T
b
: +... (54)
+A
i,n−1
a
1
...a
n
(x) :T
a
1
·····T
a
n
: +...,
A
i,n
=A
i,n
(a
i,a
,∂a
i,a
,...).
kievarwe.tex; 12/03/2001; 3:49; p.15
GAUGETHEORIES BEYONDGAUGETHEORY 9
Now we expand (53) in θ, demandA
i,n
to be a polynomial of order ninθand
solveeqn(53),
A
i
(x) =θ
ij
V
j
,
V
j
(x) =a
j,a
T
a
−
1
2θ
ln
a
l,a
(∂
n
a
j,b
+F
nj,b
:T
a
T
b
: +..., (55)
F
nj,b
=∂
n
a
j,b
−∂
j
a
n,b
+f
cd
b
a
n,c
a
j,d
.
This together with (41) is known as Seiberg-Witten map for an abelian gauge
group. We have constructed it for an arbitrary non-abelian gauge group as well.
Covariant derivatives follow from (37)
D
i
∗ψ= (∂
i
−iV
i
)∗ψ, (56)
δ
α
0
D
i
∗ψ=iΛ
α
0
∗D
i
∗ψ.
Wenowproceedwiththedefinitionoftensorsasinausualgaugetheory,keeping
inmind (27)
˜F
ij
=D
i
∗D
j
−D
j
∗D
i
−iθ
−1
ij
. (57)
The transformation law of thetensor is
δ
α
0
˜F
ij
=i[Λ
α
0
∗
,˜F
ij
]. (58)
This can be verifiedfrom(53) and thedefinitionof ˜F.
Tofirstorderin θwefind:
˜F
ij
=F
ij,a
T
a
+θ
ln
(F
il,a
F
jn,l
−(59)
1
2a
l,a
(2∂
n
F
ij,b
+a
n,c
F
ij,d
f
cd
e
)) :T
a
T
b
: +.... (60)
We seethat new“contact”termsappear inthefield strength ˜F.
AgoodcandidateforaLagrangian is
L=
1
4TrF
ij
∗F
ij
. (61)
Thetraceistakenintherepresentationspaceofthegenerators T.TheLagrangian
(61) isnotinvariantbecause the * productisnot commutative:
δL=
1
4Tri[Λ
α
0
∗
, L]. (62)
We know, however, that the integral has the trace property (31). This allows us to
define theinvariant action:
W=
1
4
/integraldisplay
TrF
ij
∗F
ij
(63)
=
1
4
/integraldisplay
TrF
ij
F
ij
.
kievarwe.tex; 12/03/2001; 3:49; p.16
10 J.WESS
This action depends on the gauge field a
i,a
and its derivatives only. It can be
considered as a gauge-invariant object if a
i,a
transforms according to (39). this
impliesthat WsatisfiestheWardidentities.
δ
α
0
(x)
W= 0, (64)
δ
α
0
(x)
=−α
0
a
(x)
/parenleftbigg
∂
∂x
i
δ
a
d
+a
i,b
(x)f
ab
d
/parenrightbigg
δ
δa
i,d
(x).
TheLagrangianexpandedtoallordersin θ,isanon-localobject.Itremainstobe
seen if it is acceptable for a quantum field theory or if it has to be viewed as an
effective Lagrangian,ref.[8].
References
1. B. Jur ˇco, S. Schraml, P. Schupp and J. Wess, Enveloping algebra-valued gauge transforma-
tions for non-abelian gauge groups on non-commutative spaces , Eur. Phys. J. C 17, (2000)
521, hep-th/0006246.
J.Madore,S.Schraml,P.SchuppandJ.Wess, Gaugetheoryonnoncommutativespaces ,Eur.
Phys. J.C 16, (2000), 161, hep-th/0001203.
B.Jurˇco,P.Schupp, NoncommutativeYang-Millsfromequivalenceofstarproducts ,Eur.Phys.
J.C 14, 367 (2000),hep-th/0001032.
B. Jurˇco, P. Schupp and J. Wess, Noncommutative gauge theory for Poisson manifolds , Nucl.
Phys.B 584, (2000),784, hep-th/0005005.
B. Jurˇco, P. Schupp and J. Wess, Nonabelian noncommutative gauge theory and Seiberg-
Witten map , in preparation.
2. N. Seiberg and E. Witten, String theory and noncommutative geometry , JHEP9909(1999)
032, hep-th/9908142.
3. A. Dimakis, J. Madore, Differential Calculi and Linear Connections , J.Math.Phys. 37(1996)
4647.
M. Dubois-Violette, R. Kerner, J. Madore, Gauge bosons in a noncommutative geometry ,
Phys.Lett. B217(1989)485.
J. Hoppe, Diffeomorphism groups, Quantization and SU(∞), Int.J.Mod.Phys. A 4(1989)
5235.
J. Madore, An Introduction to Noncommutative Differential Geometry and it Physical
Applications , 2nd Edition, Cambridge University Press, 1999.
B. deWit, J. Hoppe,H. Nicolai, Nucl.Phys. B305[FS23] (1988) 545.
D. Kabat, W. Taylor IV, Spherical membranes in Matrix theory , Adv.Theor.Phys. 2 (1998)
181-206,(hep-th 9711078).
4. J.Wess, q-deformedHeisenbergAlgebras ,inH.Gausterer,H.GrosseandL.Pittner,eds.,Pro-
ceedings of the 38. Internationale Universit ¨atswochen f ¨ur Kern- und Teilchenphysik, no. 543
inLect.NotesinPhys.,Springer-Verlag,2000,Schladming,January1999,math-ph/9910013.
5. F. Bayen, M. Flato, C. Fronsdal, A. Lichnerowicz, D. Sternheimer, Deformation theory and
quantization. I. Deformationsof symplectic structures , Ann. Physics 111, 61 (1978).
M. Kontsevitch, Deformationquantizationof Poissonmanifolds, I,
q-alg/9709040.
D.Sternheimer, DeformationQuantization: Twenty YearsAfter ,math/9809056.
6. H. Weyl, Quantenmechanik und Gruppentheorie , Z. Physik 46, 1 (1927); The theory of
groups and quantum mechanics , Dover, New-York (1931), translated from Gruppentheorie
undQuantenmechanik , Hirzel Verlag, Leipzig (1928).
kievarwe.tex; 12/03/2001; 3:49; p.17
GAUGETHEORIES BEYONDGAUGETHEORY 11
J. E. Moyal, Quantum mechanics as a statistical theory , Proc. Cambridge Phil. Soc. 45, 99
(1949).
7. J. Wess and B. Zumino, Covariant differential calculus on the quantum hyperplane , Nucl.
Phys. Proc. Suppl. 18B(1991) 302.
8. L.Bonora,M.Schnabl,M.M.Sheikh-JabbariandA.Tomasiello, NoncommutativeSO(n)and
Sp(n)gaugetheories , hep-th/0006091.
I. Chepelev, R. Roiban, Convergence Theorem for Non-commutative Feynman Graphs and
Renormalization , hep-th/0008090.
A. Bichl, J.M. Grimstrup, V. Putz, M. Schweda, Perturbative Chern-Simons Theory on non-
commutativeR
3
, hep-th/0004071.
A. Bichl, J.M. Grimstrup, H. Grosse, L. Popp, M. Schweda, R. Wulkenhaar, The Superfield
Formalism Applied to the Non-commutative Wess-Zumino Model , hep-th/0007050.
kievarwe.tex; 12/03/2001; 3:49; p.18
kievarwe.tex; 12/03/2001; 3:49; p.19
SYMMETRIESWIDERTHAN SUPERSYMMETRY
∗
DIMITRYLEITES
†‡
Department of Mathematics, University of Stockholm, Roslags-
v¨agen.101,Kr ¨aftriket hus 6,S-10691, Stockholm, Sweden
VERA SERGANOVA
§
Department of Mathematics, University of California at Berkeley,
Berkeley,CA94720,USA
Abstract. We observe that supersymmetries do not exhaust all the symmetries of the super-
manifolds. On a generalization of supermanifolds (called metamanifolds ), the “functions” form a
metaabelean algebra, i.e., the one for which [[x,y],z] = 0with respect to the usual commutator.
Thesuperspacesconsideredasmetaspacesadmitsymmetrieswiderthansupersymmetries.Conjec-
turally, infinitesimal transformations of these metaspaces constitute Volichenko algebras which we
introduce as inhomogeneous subalgebras of Lie superalgebras. The Volichenko algebras are natu-
ral generalizations of Lie superalgebras being 2-step filtered algebras. They are non-conventional
deformations of Lie algebras bridging themwith Lie superalgebras.
1. Introduction:Towardsnoncommutativegeometry
This is an elucidation of our paper [31]. In 1990 we were unaware of [42] to
which we now would like to add later papers [14], and [2], and papers cited
thereinpertainingtothistopic.ObservealsoanobviousconnectionofVolichenko
algebras with structures that become more and more fashionable lately, see [22];
Volichenko algebras are one of the ingredients in the construction of simple Lie
algebras over fieldsofcharacteristic2, cf.[23]
1.1. The gist of idea . To describe physical models, the least one needs is a
triple (X,F (X),L), consisting of the “phase space” X, the sheaf of functions
on it, locally represented by the algebra F(X)of sections of this sheaf, and a
Lie subalgebra Lof the Lie algebra of of differentiations of F(X)
considered
∗
Instead of J. Naudts contribution by theeditor S. Duplij’s request
†
D.L. is thankful to an NFR grant for partial financial support, to V. Molotkov, A. Premet and
S. Majid for help.
‡
[email protected]
§
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.20
14 D. LEITES, V.SERGANOVA
as vector fields on X. HereXcan be recovered from F(X)as the collection
Spec(F(X)), called the spectrum and consisting of maximal or prime ideals of
F(X). Usually,Xis endowed witha suitabletopology.
Afterthediscoveryofquantummechanicstheattemptstoreplace F(X)with
thenoncommutative(“quantum”)algebra Abecamemoreandmorepopular.The
first successful attempt was superization [25], [5] the road to which was prepared
intheworksofA.Weil,Leray,GrothendiekandBerezin,see[11].Itturnsoutthat
having suitably generalized the notion of the tensor product and differentiation
(by inserting certain signs in the conventional formulas) we can reproduce on
supermanifolds all the characters of differential geometry and actually obtain a
much reacher and interesting plot than on manifolds. This picture proved to be
a great success in theoretical physics since the language of supermanifolds and
supergroups is a “natural” for a uniform description of bose and fermi particles.
TodaythereisnodoubtthatthisisthelanguageoftheGrandUnifiedTheoriesof
all knownfundamental forces.
Observe that physicists who, being unaware of [25], rediscovered super-
groups and superspaces (Golfand–Likhtman, Volkov–Akulov, Neveu–Schwartz,
Stavraki)werestudyingpossibilitiestoenlargethegroupofsymmetries(orrather
the Lie algebra of infinitesimal symmetries) of the known objects (in particular,
objects described by Maxwell and Dirac equations). Their efforts did not draw
much attention (like our [25] and [31]) until Wess and Zumino [43] understood
and showed to others some of the whole series of wonders one can obtain by
meansofsupersymmetries.
Here we show that the supergroups are not the largest possible symmetries of
superspaces;therearetransformationsthatpreservemorenoncommutativitythan
justa“mere”supercommutativity.Tobeabletoobservethattherearesymmetries
that unify bose and fermi particles we had to admit a broader point of view on
our Universe and postulate that we live on a supermanifold. Here (and in [31])
we suggest to consider our supermanifolds as paticular case of metamanifolds ,
introducedinwhatfollows.
How noncommutative should F(X)be? To define the space correspond-
ing to an arbitrary algebra is very hard, see Manin’s gloomy remarks in [33],
where he studies quadratic algebras as functions on “perhaps, nonexisting”
noncommutativeprojectivespaces.
Manin’s idea that there hardly exists one uniform definition suitable for any
noncommutative algebra (because there are several quite distinct types of them)
was supported by A. Rosenberg’s studies; he managed to define several types of
spectrainordertointerpretANYalgebraasthealgebraoffunctionsonasuitable
spectrum,seepreprintsofhistwobooks[27],no.25,andnos.26,31(thelatterbe-
ingexpandedas[35]).Inparticular,thereISaspacecorrespondingtoaquadratic
(or“quadraticizable”)algebrasuchastheso-called“quantum”deformation U
q
( g)
ofU( g), see [12].
kievarwe.tex; 12/03/2001; 3:49; p.21
SYMMETRIES WIDER THANSUPERSYMMETRY 15
Observe that in [33] Manin also introduced and studied symmetries of super-
commutative superalgebras wider than supersymmetries, but he only considered
them in the context of quadratic algebras (not all relations of a supercommu-
tative suepralgebra are quadratic or quadraticizable). Regrettably, nobody, as
far as we know, investigated consequences of Manin’s approach to enlarging
supersymmetries.
Unlike numerous previous attempts, Rosenberg’s theory is more natural; still,
it is algebraic, without any real geometry (no differential equations, integration,
etc.). For some noncommutative algebras certain notions of differential geome-
try can be generalized: such is, now well-known, A. Connes geometry, see [10],
and [34]. Arbitrary algebras seem to be too noncommutative to allow to do any
physics.
In contrast, the experience with the simplest non-commutative spaces, the su-
perspaces,tellsusthatallconstructionsexpressibleinthelanguageofdifferential
geometry (these are particularly often used in physics) can be carried over to
the super case. Still, supersymmetry has, as we will show, certain shortcomings,
which disappearinthe theorywe propose.
Specifically, we continue the study started under Berezin’s influence in [25]
(later suppressed under the same influence in [5], [26]), of algebras just slightly
more general than supercommutative superalgebras, namely their arbitrary, not
necessarilyhomogeneous,subalgebrasandquotients.ThankstoVolichenko’sthe-
orem F (F is for “functions”, see [27], no. 17 and Appendix below) such algebras
areprecisely metaabelean ones, i.e.,those thatsatisfy the identity
[x,[y,z]] = 0 (here [·,·] is the usual commutator) . (1.1)
As in noncommutative geometries, we think of metaabelean algebras as “func-
tions”onawhatwewillcall metaspace .
Observe that the conventional superspaces considered as metaspaces and La-
grangiansonthemhave additional symmetriesascomparedwithsupersymmetry.
1.2. The notion of Volichenko algebras . Volichenko’s Theorem F gives
us a natural generalization of the supercommutativity. It remains to define the
analogs of the tensor product and study differentiation (e.g., Volichenko’s ap-
proach, see§3). We conjecture that the analogs of Lie algebras in the new setting
areVolichenko algebras defined here as nonhomogeneous subalgebras of Lie
superalgebras.
Supersymmetry had been already justified for physicists when mathemati-
cians’ attention was drawn to it by the list of simple finite dimensional Lie
superalgebras: bar one exception it was discrete and looked miraculously like the
list of simple Lie algebras. Our list of simple Volichenko algebras is similar. Our
main mathematical result is the classification (under a technical hypothesis) of
simple finitedimensional (and vectorial) Volichenko algebras, see[40],[31].
kievarwe.tex; 12/03/2001; 3:49; p.22
16 D. LEITES, V.SERGANOVA
Remarkably,VolichenkoalgebrasarejustdeformationsofLiealgebrasthough
in an entirely new sense: in a category broader than that of Lie algebras or Lie
superalgebras. This feature of Volichenko algebras could be significant for paras-
tatisticsbecauseonceweabandonbose-fermistatistics,thereseemtobetoomany
adhocwaystogeneralize.Ourclassificationassertsthatwithinthenaturalcontext
of simple Volichenko algebras the set of possibilities is discrete or has at most 1-
parameter (hence, anyway, describable!). It is important because it suggests the
possibility of associating distinct types of particles to representations of these
structures.
Our generalization of supersymmetry and its implications for parastatistics
appear to be complementary to works on braid statistics in two dimensions [15]
inthecontext of [13], seealso [19].Weexpectthem to tie upat some stage.
ExamplesofwhatlookslikenonsimpleVolichenkoalgebrasrecentlyappeared
inanothercontext in[2], [36],[42]and [14].
1.3.Anintriguingexample:thegeneralVolichenkoalgebra vgl
µ
(p|q).Let
the space hof vgl
µ
(p|q)be the space of (p+q)×(p+q)-matrices divided into
thetwosubspacesas follows:
h
ˆ0
=
/braceleftbigg
A0
0D
/bracerightbigg
; h
ˆ1
=
/braceleftbigg
0B
C0
/bracerightbigg
. (1.3.1)
Here h
ˆ1
isanatural h
ˆ0
-modulewithrespecttothebracketofmatrices;fix a,b∈C
such thata:b=µ∈CP
1
and define the multiplication h
ˆ1
× h
ˆ1
−→ h
ˆ0
by the
formula
[X,Y ] =a[X,Y ]
−
+b[X,Y ]
+
for anyX,Y∈ h
ˆ1
. (1.3.2)
(The subscript−or+indicates the commutator and the anticommutator, respec-
tively.) As we sill see, his a simple Volichenko algebra for any a,bexcept for
ab= 0when it becomes isomorphic to either the Lie algebra gl(p+q)or the Lie
superalgebra gl(p|q). To show that vgl
µ
(p|q)is indeed a Volichenko algebra, we
have to realize it as a subalgebra of a Lie superalgebra. This is done in heading 2
ofTheorem2.7.
2. Metaabeleanalgebraasthealgebraof“functions”.Volichenkoalgebraas
an analog ofLie algebra
2.1. Symmetries broader than supersymmetries . It was the desire to broaden
the notion of a group that lead physicists to supersymmetry. However, in viewing
supergroupsastransformationsofsuperspacesweconsideronlyeven,“statistics-
preserving”, maps: nonhomogeneous “statistics-mixing” maps between super-
algebras are explicitly excluded and this is why and how odd parameters of
supergroupsappear,cf. [3],[11].
On the one hand, this is justified: since we consider graded objects why
should we consider transformations that preserve these objects as abstract ones
kievarwe.tex; 12/03/2001; 3:49; p.23
SYMMETRIES WIDER THANSUPERSYMMETRY 17
but destroy the grading? It would be inconsistent on our part, unless we decide to
considerthegradingor“parity”asoneconsiderstheelectricchargeofanucleon:
incertain problemswe ignoreit.
On the other hand, if such parity violating transformations exist, they deserve
to be studied, to disregard them is physically and mathematically an artificial
restriction.
Wewouldliketobroadenthenotionofsupergroupsandsuperalgebrastoallow
for the possibility of statistics-changing maps. Soon after Berezin published his
description of automorphisms of the Grassmann algebra [4] it became clear that
Berezinmissednonhomogeneousautomorphisms,butthecompletedescriptionof
automorphisms was unknown for a while. In 1977, L. Makar-Limanov gave us a
correct description of such automorphisms (private communication). A. Kirillov
rediscovered it while editing [3], Ch.1; for automorphisms in presence of even
variables see [28].
Recall the answer: the generic finite transformation of a supercommutative
superalgebraFof functions in neven generators x
1
,...,x
n
andmodd ones
θ
1
,...,θ
m
is oftheform(here p
m
istheparityof m, i.e., either 0or1)
x
i
/mapsto→[(f
i
+
/summationtext
k
f
i
1
...i
2k
i
θ
i
1
...θ
i
2k
) +
/summationtext
k
f
i
1
...i
2k+1
i
θ
i
1
...θ
i
2k
+1
](1 +F
i
θ
1
...θ
m
p
m
)
θ
j
/mapsto→[(
/summationtext
k
g
i
1
...i
2k+1
j
θ
i
1
...θ
i
2k+1
) +g
j
+
/summationtext
k
g
i
1
...i
2k
j
θ
i
1
...θ
i
2
k
](1 +g
)
(2.1)
wheref
i
,F
i
andf
i
1
...i
2k
i
, and also g
i
1
...i
2k+1
j
are even superfields, whereas
f
i
1
...i
2k+1
i
,g
j
andg
i
1
...i
2k
j
and alsog,F
i
are odd superfields. (A mathematician,
see [11], would say that the odd superfields
(underlined once) represent the pa-
rameters corresponding to Λ-points with nonzero odd part of the background
supercommutative superalgebra Λ.) Notice that one gserves all the θ
j
. The
twice underlined factors account for the extra symmetry of Fas compared with
supersymmetry.
Comment . When the number of odd variables is even, as is usually the
case in modern models of Minkowski superspace, there is only one extra func-
tional parameter, g. Therefore, on such supermanifolds, the
notion of a boson is
coordinate-free, whereasthat ofafermiondependsoncoordinates
.
Summingup,(this isour main messageto the
reader)
supersymmetryis notthemostbroad symmetryof
supercommutative
superalgebras
2.2. Two complexifications . Another quite unexpected flaw of supersymme-
try is that the category of supercommutative superalgebras is notclosed with
respect to complexification. It certainly is if Cis understood naively, as a purely
even space. Declaring
√−1to be odd, we make Cinto a nonsupercommutative
kievarwe.tex; 12/03/2001; 3:49; p.24
18 D. LEITES, V.SERGANOVA
superalgebra. This associative superalgebra over Ris denoted by Q(1;R), see
[26],[6].
The complex structure given by an odd operator gives rise to a “queer” su-
peranalogue of the matrix algebra, Q(n;K)over any fieldK. Its Lie version, the
projectivization of its queertraceless subalgebra (first discovered by Gell-Mann,
Mitchel and Radicatti, cf. [9]) is one of main examples of simple Lie superal-
gebras, whereas Q(1)corresponds to one of the two cases of Schur’s Lemma
for superalgebras. An infinite dimensional representation of Q(1)is crucial in
A. Connes’ noncommutative differential geometry. In short, the odd complex
structure onsuperspacesis animportant one.
How to modify definition of supermanifold to incorporate the above struc-
tures?
Conjecturally, the answer is to consider arbitrary, not necessarily homo-
geneous subalgebras and quotients of supercommutative superalgebras. These
algebras are, clearly, metaabelean algebras. But how to describe arbitrary metaa-
beleanalgebras?In1975D.L.discussedthiswithV.KacandKacconjectured(see
[26])thatconsideringmetaabeleanalgebraswedonotdigressfarfromsupercom-
mutative superalgebras, namely, every metaabelean algebra is a subalgebra of a
supercommutative superalgebra. Therefore, the most broad notion of morphisms
of supercommutative superalgebras should only preserve their metaabeleanness
but not parity. (Since C, however understood, is metaabelean, we get a category
ofalgebrasclosed withrespectto all algebramorphisms andcomplexifications.)
VolichenkoprovedmorethanKac’conjecture(Appendix).Namely,heproved
that any finitely generated metaabelean algebra admits an embedding into a uni-
versalsupercommutativesuperalgebraanddevelopedananalogueofTaylorseries
expansion.
UntilVolichenko’sresults,itwasunclearhowtoworkwithmetaabeleanalge-
bras:arethereanyanaloguesofdifferentialequations,orintegral,inotherwords,
is there any “real life” on metaspaces [26]? Thanks to Volichenko, we can now
consider pairs
(ametaabelean algebra,its ambientsupercommutative superalgebra)
and corresponding projections “superspace −→metaspace” when we consider
these algebrasas algebrasof functions.
It is interesting to characterize metaabelean algebras which are quotients of
supercommutative superalgebras: in this case the corresponding metaspace can
be embedded into the superspace and we can consider the induced structures
(Lagrangeans,various differentialequations, etc.).
Butevenifwewouldhavebeentotallyunabletoworkwithmetaspaceswhich
arenotsuperspaces,itismanifestlyusefultoconsidersuperspacesasmetaspaces.
In so doing, we retain all the paraphernalia of the differential geometry for sure,
and inaddition get moretransformations ofthe sameentities.
kievarwe.tex; 12/03/2001; 3:49; p.25
SYMMETRIES WIDER THANSUPERSYMMETRY 19
For example, it is desirable to make use of the formula (first applied by
Arnowitt,Coleman andNath)
BerX= exp str log X
which extends the domain of the berezinian (superdeterminant) to nonhomo-
geneous matrices X. Then we can consider the additional nonhomogeneous
transformations,liketheonesdescribedin(2.1).AllsupersymmetricLagrangeans
admitmetasymmetry widerthan supersymmetry.
Remark. In mathematics and physics, spaces are needed almost exclusively to integrate over
them or consider limits in analytic questions. In problems where integration is not involved we
need sheaves of sections of various bundles over the spaces rather than the spaces themselves.
Gauge fields, Lagrangeans, etc. are all sections of coherent sheaves, corresponding to sections of
vector bundles. Now, almost 30 years after the definition of the scheme of a metaabelean algebra
(metavariety or metaspace) had been delivered at A. Kirillov’s seminar ([25]), there is still no
accepted definition of nice (“morally coherent” as Manin says) sheaves over such a scheme even
forsuperspaces(foradiscussionsee[8]).AstocandidatesforsuchsheavesseeRosenberg’sbooks
onnoncommutativegeometry[27],nos.25,26,31and[35])and §9in[8].This§9is,besidesall,a
possible steptowards “compactificationin odd directions”.
2.3. A description of Volichenko algebras . It seemed natural [26] to get for
Lie superalgebras a result similar to Volichenko’s theorem F, i.e., to describe
arbitrary subalgebras of Lie superalgebras. Shortly before his untimely death
I. Volichenko (1955-88) announced such a description (Theorem A, here A is for
(Lie)“algebra”).Inhismemorythen,a Volichenkoalgebra isanonhomogeneous
subalgebra hof a Lie superalgebra g. The adjective “Lie” before a (super)algebra
indicates that the algebra is not associative, likewise the adjective “Volichenko”
remindsthatthealgebraisneitherassociativenorshoulditsatisfyJacobiorsuper-
Jacobiidentities.Thus,aVolichenkoalgebra hisanon-homogeneoussubspaceof
aLiesuperalgebra gclosedwithrespecttothesuperbracketof g.Howtodescribe
hbyidentities, i.e., ininner terms, withoutappealing to any ambient?
Theorem . A (I. Volichenko, 1987)
Let
A
be an algebra with multiplication
denotedbyjuxtaposition.DefinetheJordanelements
a◦b:=ab+ba
andJacobi
elements
J(a,b,c ) :=a(bc) +c(ab) +b(ca)
.Supposethat
(a)A
isLieadmissible,i.e.,
A
isaLiealgebrawithrespecttothenewproduct
defined bythebracket
(notsuperbracket) [a,b] =ab−ba
;
(b)
thesubalgebra
A
(JJ)
generatedbyallJordanandJacobielementsbelongs
totheanticenter of
A
,in otherwords
ax+xa= 0for anya∈A
(JJ)
, x∈A;
(c)a(xy) = (ax)y+x(ay)foranya∈A
(JJ)
, x,y∈A
.
Then
(1)
Any (not necessarily homogeneous)
subalgebra hof a Lie superalgebra g
satisfiesthe aboveconditions (a) —(c)
.
(2)
If
A
satisfies
(a)—(c)
,thenthereexistsaLiesuperalgebra
SLie (A)
such
that
A
isasubsuperalgebra(closedwithrespecttothesuperbracket)of
SLie (A)
.
kievarwe.tex; 12/03/2001; 3:49; p.26
20 D. LEITES, V.SERGANOVA
Heading(1) issubjectto a directverification.
Clearly,thepartsofconditions(b)and(c)whichinvolveJordan(resp.Jacobi)
elements replace the superskew-commutativity (resp. Jacobi identity). Condition
(a)ensuresthat Aisclosedin SLie(A)withrespecttothebracketintheambient.
Discussion . If true, Volichenko’s theorem A would have disproved a pes-
simistic conjecture of V. Markov cited in [26]:
the minimal set of polynomial
identities that single out nonhomogeneous subalgebras of Lie superalgebras is
infinite
. I. Volichenko did not investigate under which conditions a finite di-
mensional Volichenko algebra Acan be embedded into a finite dimensional Lie
superalgebra g; whichis,perhaps,thequotient of SLie(A)moduloan ideal.
Volichenko’s scrap papers were destroyed after his death and no hint of his
ideasremains.SeveralresearcherstriedtorefuteitandA.Baranovsucceeded.He
showed[1]thatVolichenko’stheoremViswrongasstated:oneshouldaddatleast
one more relation of degree 5. First, following Volichenko, Baranov introduced
insteadofJ(a,b,c )moreconvenientlinearcombinationsofthe Jacobi elements
j(a,b,c ) = [a,b◦c] + [b,c◦a] + [c,a◦b] fora,b,c∈A.
Then Baranov rewrote identities (a)–(c) in the following equivalent but more
transparent form (i)–(v):
(i)[a,[b,c]] + [b,[c,a]] + [c,[a,b]] = 0;
(ii)a◦b◦c= 0;
(iii)j(a,b,c )◦d= 0;
(iv)[a◦b,c◦d] = [a◦b,c]◦d+ [a◦b,d]◦c;
(v)[j(a,b,c ),c◦d] = [j(a,b,c ),c]◦d+ [j(a,b,c ),d]◦c.
Baranov’snewidentityindependentof(i)–(v)isofdegree5andissomewhat
implicit;itinvolves49monomialsandnolucidexpression for it isfoundyet.
Trueorfalse,Volichenko’stheoremAdoesnotaffectourresults,sincewedo
notappealto anintrinsic definitionofVolichenkoalgebras.
2.4. On simplicity of Volichenko algebras . As we will see, the notion of
Volichenko algebra is a totally new type of deformation of the usual Lie algebra.
It also generalizes the notion of a Lie superalgebra in a sence that the Lie super-
algebras areZ/2-graded algebras (i.e., they are of the form g=⊕
i=¯0,¯1
g
i
such that
[ g
i
, g
j
]⊂ g
i+j
) whereas Volichenko algebras are only 2-step filtered ones (i.e.,
they are of the form h=⊕
i=ˆ0,ˆ1
h
i
asspacesand h
ˆ0
is a subalgebra. There are,
however, several series of examples when Volichenko algebras are Z/2-graded
(e.g., vgl
µ
(p|q)).
Hereafter gis a Lie superalgebra over Cand h⊂ ga subspace which is not a
subsuperspaceclosedwithrespecttothesuperbracketin g.Fornotationsofsimple
complex finite dimensional Lie superalgebras, the list of known simple Z-graded
infinite dimensional Lie superalgebras of polynomial growth over CandR, and
kievarwe.tex; 12/03/2001; 3:49; p.27
SYMMETRIES WIDER THANSUPERSYMMETRY 21
their gradings see [20], [38], [27], [37], [30]. A Volichenko algebra is said to be
simpleif ithasnotwo-sided idealsand itsdimensionis /negationslash= 1.
Remark. P. Deligne argued that for an algebra such as a Volichenko one, modules over which
have no natural two-sided structure, the above definition seems to be too restrictive: one should
define simplicity by requiring the absence of one-sided ideals. As it turns out, none of the simple
Volichenko algebras we list in what follows has one-sided ideals, so we will stick to the above (at
first glance, preliminary) definition: it iseasier to work with.
Lemma.
For any
simple
Volichenko algebra
h
,
h⊂ g
/prime
, there exists a
simple
Liesubsuperalgebra
g⊂ g
/prime
thatcontains
h
.
So, we can (and will) assume that the ambient gof a simple Volichenko al-
gebra is simple. In what follows we will see that under a certain condition for a
simpleVolichenkoalgebra hitssimpleambientLiesuperalgebra gisunique.here
isthiscondition:
2.5. The “epimorphy” condition . Denote by p
i
: g−→ g
i
, wherei=¯0,¯1,
theprojectionstohomogeneouscomponents.AVolichenkoalgebra h⊂ gwillbe
calledepimorphic ifp
0
( h) = g
¯0
.NoteveryVolichenkosubalgebraisepimorphic:
forexample,thetwoextremes,Volichenkoalgebraswiththezerobracketandfree
Volichenko algebras, are not epimorphic, generally. All simple finite dimensional
Volichenkoalgebras known to us are,however,epimorphic.
Hypothesis .
Everysimple Volichenko algebrais epimorphic
.
A case study of various simple Lie superalgebras of low dimensions reveals
that they do not contain non-epimorphic simple Volichenko algebra. Still, we can
notprovethishypothesisbutwilladoptitforitlooksverynaturalatthemoment.
Lemma.
Let
h⊂ g
beanepimorphicVolichenkoalgebraand
f: g
¯0
−→ g
¯1
a
linearmapthatdetermines
h
,i.e.,
h= h
f
:={a+f(a)|aruns over g
¯0
}.
Then
1)f
isa
1
-cocyclefrom
C
1
( g
¯0
; g
¯1
)
;
2)f
can be uniquely extended to a derivation of
g
(also denoted by
f
) such
that
f(f( g
¯0
)) = 0
.
Example . Recall, that the odd element xof any Lie superalgebra is called a
homologic one if [x,x] = 0,cf. [41].Let x∈ g
¯1
be such that
[x,x]∈C( g), (2.5.1)
whereC( g)isthecenterof g.Clearly,themap f= ad (x)satisfiesLemma2.4if
xsatisfies (2.5.1), i.e.,ishomologic modulocenter.
A homologic modulo center element xwill be said to ensure nontriviality (of
thealgebra
h
x
={a+ [a,x]|aruns over g
¯0
}) (2 .5.2)
if
[[ g
¯0
,x],[ g
¯0
,x]]/negationslash= 0,
kievarwe.tex; 12/03/2001; 3:49; p.28
22 D. LEITES, V.SERGANOVA
i.e.,ifthereexistelements a,b∈ g
¯0
such that
[[a,x],[b,x]]/negationslash= 0. (2.5.3)
The meaning of this notion is as follows. Let a,b∈ h,a=a
0
+a
1
,b=b
0
+b
1
,
wherea
1
= [a
0
,x],b
1
= [b
0
,x]for somex∈ g
¯1
. Notice that for xsatisfying
(2.5.1)wehave
[[a
1
,b
1
],x] = 0. (2.5.4)
If (2.5.3)holds,we have
[a,b] = [a
0
,b
0
] + [a
1
,b
1
] + [a
0
,b
1
] + [a
1
,b
0
] = ([a
0
,b
0
] + [a
1
,b
1
]) + [[a
0
,b
0
],x].
(2.5.5)
It follows from (2.5.4) and (2.5.5) that if xis homologic modulo center, then h
x
is closed under the bracket of g; if thisxdoes not ensure nontriviality, then h
x
is
justisomorphic to g
¯0
.
In other words, an epimorphic Volichenko algebra is a deformation of the Lie
algebra g
¯0
inatotallynewsence:notintheclassofLiealgebras,norinthatofLie
superalgebras but in the class of Volichenko algebras whose intrinsic description
is to be given. (To see that an epimorphic Volichenko algebra h
x
is a result of a
deformationofsorts,multiply xbyanevenparameter, t.Iftwereodd,wewould
haveobtaineda deformationof g
¯0
in theclass of Liesuperalgebras.)
Remark.Itiseasytoshowmakinguseofformula(2.5.5)whyitisimpossible
to consider any other (inconsistent with parity) Z/2-grading (call it deg) of gand
deform in a similar way the Lie subsuperalgebra of elements of degree 0 with
respectto deg.
AnyepimorphicVolichenkoalgebra h
x
⊂ gisnaturallyfiltered:itcontainsas
as subalgebrathe Liealgebra ann(x) ={a∈ g
¯0
|[x,a] = 0}.
Problems . 1) We have a sandwich: between Hopf (super)algebras, U( h
x
)
andU( g), a non-Hopf algebra, U( h)(the subalgebra of U( g)generated by h),
is squeezed. How to measure its “non-Hopfness”? This invariant seems to be of
interest.
2) It is primarily real algebras and their representations that arise in applica-
tions. So whatarethese notionsfor Volichenkoalgebras?
We do not know at the moment the definition of a representation of a
Volichenko algebra even for epimorphic ones. To say “a representation of a
Volichenko algebra is a through map: the composition of an embedding h⊂ g
into a minimal ambient and a representation g−→ gl(V)” is too restrictive: the
adjointrepresentation and homomorphismsof Volichenkoalgebras areruled out.
3) If we abandon the technical hypothesis on epimorphy, do we obtain any
simple Volichenkoalgebras?(Conjecture: wedonot.)
4) Describe Volichenko algebras intrinsically, via polynomial identities. This
seems tobe adifficultproblem.
kievarwe.tex; 12/03/2001; 3:49; p.29
SYMMETRIES WIDER THANSUPERSYMMETRY 23
5) Classify simple Volichenko subalgebras of the other known simple Lie
superalgebrasofinterest, e.g.,of polynomialgrowth,cf. [16],[17].
2.6. Vectorial Volichenko superalgebras . For a vector field D=
/summationtext
f
r
∂
r
from vect(m|n) = derC[x,θ],defineits inverseorder withrespecttothenonstan-
dard (ifm/negationslash= 0) grading induced by the grading of C[x,θ](for which degx
i
= 0
anddegθ
j
= 1for alliandj) and inv.ord(f
r
)is the least of the degrees of
monomialsinthe power seriesexpansionof f
r
.
There are two major types of Lie (super)algebras and their subalgebras: the
ones realized by matrices and the ones realized by vector fields. The former ones
will berefered toas matrix ones, the latterones asvectorial algebras.
2.6.1. Lemma .
Let
h⊂ g
be a simple epimorphic vectorial Volichenko
algebra, i.e., a subalgebra of a simple vectorial Lie superalgebra. Then in the
representation
h= h
f
we have
f(·) = [·,x]
, where
x
is homologic and
inv.ord(x) =−1
.
2.6.2. Lemma .
Let
G
be the Lie group with the Lie algebra
g
¯0
, let
G
0
be the
Lie group with the Lie algebra
g
0
of linear vector fields with respect to the stan-
dard (see [37]) grading; let
AutG
0
be the group of automorphisms of
G
0
. Table
2.7.2
contains all, up to
(AutG
0
)
-action, homologic elements of the minimal
inverseorderinthevectorialLiesuperalgebras.Inparticular,for
svect
/prime
(2n)
there
arenone.
2.7. Theorem .
A simple epimorphic finite dimensional Volichenko algebra
h⊂ g
canbeonlyoneof thefollowing
h= h
x
, where:
1)x
is an element from Table
2.7.2
or an element from Table
2.7.1
satisfying
theconditionensuringnon-trivialityif
g/negationslash= psq(n)
;
2)
if
g= psq(n)
, then either
x
is an element from Table
2.7.1
satisfying the
conditionensuringnon-trivialityor
x= antidiag ( X,X )
, where
X= diag (a1
p
,b1
n−p
)withap +b(n−p) = 0.
Now, the finaltouch:
Proposition .
Simple epimorphic Volichenko algebras from Tables
1
,
2
have
no one-sided ideals.
kievarwe.tex; 12/03/2001; 3:49; p.30
24 D. LEITES, V.SERGANOVA
Table 2.7.1. Homologic elements xand the condition when xensures
nontriviality of hfor matrixLie superalgebras
g
g
x
(whendoesxensure nontri
viality)
sl(m|n),m≤
n x
p
q
= antidiag( B,C), whereB= diag(1
p
,
0)
C= diag(0,1
q
)(p,q> 0,p+q≤m
)
psl(n|n
)same as for sl(n|n)and also antidiag(1
n
,1
n
)(as abov
e)
osp(2m|2n
)the image of theabove x
p
p
∈ sl(m|n)⊂ osp(2m|2n
)
2p≤min (m,n)(p>0
)
osp(2m+ 1|2n
) theimage of theabove
x
under the embedding osp(2m|2n)⊂ osp(2m+ 1|2n
)
spe(n
) antidiag( B,C), whereB= diag(1
p
,0
n−p
)
,
C= diag(0
n−2q
,J
2q
), p+ 2q≤n(p,q> 0
)
psq(n
) antidiag( X,X )
,
whereX= diag(J
2
(0),...,J
2
(0),0,...,
0)
withk-manyJ
2
(0)’s,
where
J
2
(0) = antidiag (1 ,0),2k≤n(k>0
)
ag
2
, ab
3
, theroot vector corresponding
to
osp(4|2;α
) an isotropic (odd)simple root (nev
er)
In Table 2.7.2 we have listed not only homologic elements — that is to say
Volichenkosubalgebras—offinitedimensionalsimpleLiesuperalgebrasofvec-
torfieldsbutalsosimpleVolichenkosubalgebrasofallnonexceptionalsimpleLie
superalgebrasofvector fields, fortheirlist see[30].
Table 2.7.2. Homologic elements xof minimal inverse order in simple Lie
superalgebras gof vector
fields
vect(m|n), wheremn/negationslash= 0,n> 1orm= 0,n>
2;
∂
∂θ
1
svect(m|n), le(n), sle
o
(n)forn>
1
k(2m+ 1|n), wheren>
1 K
θ
1
h(2m|n), wheremn/negationslash= 0,n> 1and sh(n),n>
3
∂
∂θ
1
and
∂
∂θ
1
+
√−1
∂
∂θ
2
m(n),n>1, and sm
λ
(n),λ/negationslash= 0,n>
1M
1
andM
1+θ
1
...θ
2k
for sm
λ
(2k
)
svect(0|2n+ 1),n>
1
∂
∂θ
1
and(1 +tθ
2
...θ
2n+1
)
∂
∂θ
1
,t∈
C
kievarwe.tex; 12/03/2001; 3:49; p.31
SYMMETRIES WIDER THANSUPERSYMMETRY 25
3. Appendix. Volichenko’s theorem F and elements of Calculus on
matamenifolds
3.1. In what follows all the algebras are associative with unit over a field K,
charK/negationslash= 2. We will deal with two important PI-varieties of algebras (the
varietiessingled outbypolynomialidentities):
– thevarietyCofsupercommutativesuperalgebras;
–thevarietyGgenerated(bytensoringandpassingtoquotients)bytheGrass-
mann algebra Λ(∞)of countably many indeterminates (its natural Z/2-grading
ignored).
The varietyGplays a significant role in the theory of varieties of associative
algebras ([21]). It is known that if charK= 0it is distinguished by the identity
(1.1).If charK/negationslash= 0, theidentity X
p
= 0shouldbe added.
I. Volochenko wrote: “As pointed out by D. Leites [26], in the conventional
supermanifold theory
it seems too restrictive that not all subalgebras or quotients
of superalgebras are considered as algebras of functions on supermanifolds but
onlythegraded(homogenous)ones.ItistemptingtoconstructavariantofCalcu-
lus which enables one to operate with arbitrary subalgebras, ideals and quotients.
...Definitionofthecategoryoftopologicalspacesringedbysuchgeneralalgebras
isobvious,cf.[25], wherethealgebraiccaseis considered
.
It remained unclear, however, how to uniformly describe such algebras. For
instance, do they constitute a variety? Leites recalls a conjecture of Kac (1975)
that such algebras are metaabelean , i.e., satisfy the identity (1.1). The conjecture
is a well-known fact of the theory of varieties of associative algebras, cf. [24].
From the context of [25], however, it is clear that the actual problem is, first of
all, how to describe a variety of not necessarily homogeneous subalgebras which
apriori canbe less than G.
Actually, I will not only prove that any algebra G∈Gcan be embedded into
a commutative superalgebra but will also prove the existence of a universal (in a
naturalsence)envelopingalgebra U
C
(G)fromtheclassCofallthesupercommu-
tativesuperalgebrasandgiveanexplicitrealizationof U
C
(G).Therefore,wecan,
in principle, reduce the study of homomorphisms of algebras from Gto that of
theirenveloping superalgebrasfrom C.
I hope that this is (at least partly) an answer to Leites’ question
how to
work
withalgebrasfrom
G
and thecorresponding ‘supermanifolds’
”.
3.2. LetK
C
[X,Y ]be the algebra determined by the system of indeterminates
X∪Y= (X
i
)
i∈I
∪(Y
j
)
j∈J
andrelations
X
i
1
X
i
2
−X
i
2
X
i
1
= 0, X
i
Y
j
−Y
j
X
i
= 0, Y
j
1
Y
j
2
+Y
j
2
Y
j
1
= 0
fori,i
1
,i
2
∈I,andj,j
1
,j
2
∈J.Thisalgebrapossessesanaturalparity: p(X
i
) =
¯0,p(Y
j
) =¯1fori∈I,j∈J.
kievarwe.tex; 12/03/2001; 3:49; p.32
26 D. LEITES, V.SERGANOVA
LetI=J; letK
G
[Z]be a non-graded subalgebra in K
C
[X,Y ]generated by
all theelements Z
i
=X
i
+Y
i
(i∈I).
Statement .K
G
[Z]
is a free algebra in the variety
G
and the elements
Z
i
(
i∈I
) are its free generators. In other words, let
K
A
[T]
be a free associative
algebrawithfreegenerators
T
1
,T
2
,...
.If
f(Z
1
,...,Z
n
) = 0
in
K
G
[Z]
forsome
f(T
1
,...,T
n
)∈K
A
[T]
,then
f(a
1
,...,a
n
) = 0
forany
a
1
,...,a
n
∈K
C
[X,Y ]
.
3.3.Setd=
/summationtext
i∈I
Y
i
∂
∂X
i
.
Statement .
The polynomial
f(X,Y )∈K
C
[X,Y ]
belongs to
K
G
[Z]
if and
onlyif
df=f
¯1
,or,equivalently,
df
¯0
=f
¯1
.
3.4.Arelationbetween idealsof K
G
[Z]andK
C
[X,Y ].
Statement .
Let
A
beanidealof
K
G
[Z]
and
¯A
theidealof
K
C
[X,Y ]
generated
by
A
¯0
∪A
¯1
={f
¯0
,f
¯1
:f∈A}
.Then
¯A∩K
G
[Z] =A
.
Now,let ˜G=G
¯0
⊕G
¯1
bealinearsuperspace,whereeach G
i
isacopyofour
algebraGfromG. Consider the subalgebra K
G
[G]⊂K
C
[˜G]generated by all the
elementsg
¯0
+g
¯1
, whereg∈G. Clearly,K
C
[˜G]/similarequalK
C
[X,Y ], whereXandY
arebasesinG
¯0
andG
¯1
,respectively,and K
G
[G]/similarequalK
G
[Z].ThenGisisomorphic
to the quotient of K
G
[Z]modulo the ideal Agenerated by all the elements of the
form
(g
¯0
+g
¯1
)(h
¯0
+h
¯1
)−((gh)
¯0
+ (gh)
¯1
).
TheuniversalC-enveloping of Gis the quotient U
C
[G]ofK
C
[˜G]modulo the
ideal ¯Ageneratedby theelementsoftheform
g
¯0
h
¯0
+g
¯1
h
¯1
−(gh)
¯0
, g
¯0
h
¯1
+g
¯1
h
¯0
−(gh)
¯1
.
Any element g∈Gis identified with the image of g
¯0
+g
¯1
under the canonical
epimorphism K
C
[˜G]→U
C
[G].
InK
C
[˜G], same as in K
C
[X,Y ], there is defined the derivation: d(g
¯0
) =g
¯1
,
d(g
¯1
= 0for anyg∈G. Since ¯Aisd-invariant, it follows that dinduces a
canonicalderivationof U
C
[G]which wewill alsodenoteby d.
Proposition .
The element
f
of
U
C
[G]
belongsto
G
ifand onlyif
df
¯0
=f
¯1
.
3.5. An explicit description of the supercommutative envelope: Theorem
F.
The universal
C
-enveloping
U
C
(G)
of the algebra
G
of
G
is isomorphic to
thesupercommutativesuperalgebra
S=G
(+)
⊕Ω
1
G
(+)
/C
whoseevencomponent
G
(+)
is
G
consideredwiththeJordanproduct
x◦y=
1
2
(xy+yx)
andtheoddcom-
ponent
Ω
1
G
(+)
/C
considered as a
G
(+)
-module is the module of differentials, i.e.,
the quotient of the free
G
(+)
-module with basis
(dx)
x∈G
modulo the submodule
generatedby
d(x+y)−dx−dy, d (x◦y)−xdy−ydforx,y∈G
(+)
,anddcforc∈C,
where
C
bethesubalgebra(withunit)in
G
andin
G
(+)
generatedbytheelements
of the form
[x,y]
for
x,y∈G
.The product of odd elements is determined by the
kievarwe.tex; 12/03/2001; 3:49; p.33
SYMMETRIES WIDER THANSUPERSYMMETRY 27
formula
dx·dy=
1
2[x,y] (x,y∈G).
3.6.TheTaylorformula .Hereafter charK= 0,thesetofindices Iiseither
Nor{1,2,...,n}. Forarbitrary c
1
,...,c
p
∈K
G
[Z](p∈N) set
symm(c
1
,... ,c
p
) =
1
p!
/summationdisplay
σ∈S
p
c
σ(1)
...c
σ(p)
.
The expressions of this form will be called an s-monomial (inc
1
,... ,c
p
).
Determine alsoan a-monomial inc
1
,... ,c
2q
by setting
alt(c
1
,... ,c
2q
) =
1
(2q)!
/summationdisplay
τ∈S
2q
(−1)
signτ
c
τ(1)
...c
τ(2q)
= 2
−q
[c
1
,c
2
]...[c
2q−1
,c
2q
].
(Thelastequalityisanontrivialstatement.)Let Mbethesetofallthepairsofthe
formm= (α,β), where
α= (α
1
,... ,α
p
), α
1
≤...≤α
p
, α
ν
∈Ifor 1≤ν≤p
β={β
1
,... ,β
2q
}, β
1
<...<β
2q
, β
µ
∈Ifor 1≤µ≤2q.
Inthesenotationsfor an arbitraryfamily c= (c
i
)
i∈I
of elements from K
G
[Z]set
c
m
= symm(c
α
1
,... ,c
α
p
)alt(c
β
1
,... ,c
β
2q
).
Theelementsoftheform c
m
(m∈M)willbecalled sa-monomials inc
i
(i∈I).
Proposition
The
sa
-monomials
Z
m
(
m∈M
) constituteabasisof
K
G
[Z]
.
Set
∂
∂Z
i
=
∂
∂X
i
+
∂
∂Y
i
(i∈I)
and foranarbitrary m∈Mset
∂
m
∂Z
m
= symm
/parenleftbigg
∂
∂Z
α
1
,... ,
∂
∂Z
α
p
/parenrightbigg
alt
/parenleftbigg
∂
∂Z
β
1
,... ,
∂
∂Z
β
2q
/parenrightbigg
.
Hereafter we assume that I={1,2,... ,n}. Form= (α,β)setδ(m) =q
andletm! = (−1)
δ(m)
d
1
!...d
n
!,whered
i
isthedegreeof symm(Z
α
1
,... ,Z
α
p
)
inZ
i
(i∈I).
Theorem (The Taylor series expansion.)
For an arbitrary
f(Z)∈K
G
[Z]
and
anarbitrary
a= (a
1
,... ,a
n
)∈K
n
we have
f(Z) =
/summationdisplay
m∈M
1
m!∂
m
f
¯0
(a
)
∂Z
m
(Z−a)
m
.
kievarwe.tex; 12/03/2001; 3:49; p.34
28 D. LEITES, V.SERGANOVA
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kievarwe.tex; 12/03/2001; 3:49; p.37
TENSIONSINSUPERGRAVITY BRANEWORLDS
KELLOGGSTELLE
∗
Theoretical Physics Group, Imperial College. London SW7 2BW,
UK
Abstract. We show how the Randall-Sundrum geometry, which has been proposed as a scenario
fortheuniverserealizedasa3-braneembeddedina5-dimensionalspacetime,arisesnaturallyasan
S
5
dimensional reduction of a supersymmetric 3-brane of type IIB supergravity. However, a closer
inspectionofthe D= 10delta-functionsourcesforthissolutionrevealsamorecomplexsituation:
inadditiontotheanticipatedpositiveandnegativeshellsof3-branesource,thereisalsoanon-brane
stress-tensor delta-function. The latter singularity may be interpreted as arising from a patching of
two discs of D= 10spacetime coincident with the innerand outerbrane locations.
The idea that our universe might be realized as a 3-brane embedded in a
higher-dimensional spacetime has been considered at various times in recent
years [1–5]. In the context of string duality, it was specifically the construction
ofHoˇravaandWitten[6,7]realizingheterotictoM-theorydualityviaanorbifold
compactification that set a pattern for this scenario. In particular, one may obtain
a 3-brane solution to M-theory reduced on a Calabi-Yau manifold down to five
spacetime dimensions [8–10]. This solution has parallel 3-brane universes facing
each other across a transverse fifth dimension, located at the fixed planes of the
Hoˇrava-Witten S
1
/
Z
2
orbifold. The 3-branes are magnetically charged and satu-
rate a BPS bound, so are supersymmetric. The solution is supported by a D= 5
scalarfieldwhichhasahigher-dimensionalinterpretationasthevolumemodulus,
or “breathing mode” of the compactifying space. This scalar field acquires a po-
tentialasaresultof4-formfluxesbeingturnedoninthecompactifieddimensions.
The dimensional reduction is thus an example of a generalized (aka Scherk-
Schwarz)reductionwithnon-trivialfieldstrengthsturnedoninthecompactifying
space.
InterestinsuchpicturesbecameverymuchheightenedwhenRandallandSun-
drum showed [11, 12] that in such a brane-world universe, gravity could behave
as if it were effectively 4-dimensional even though the distance between the two
3-branesmightbetakentoinfinity,providedthebulkgeometrynearthebranewe
live on is aD= 5anti de Sitter space. Specifically, a model was considered
that
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.38
32 K.STELLE
involvedtwosegmentsofapure AdS
5
spacetimepatched together,
ds
2
5
=e
−2|z
|
L
dx
µ
dx
µ
+dz
2
(1)
witha“kink”at z= 0correspondingtoapositive-tension δ-functionstress-tensor
source.InRef.[12]itwasshownthatthisgivesrisetoa“binding”ofgravitytothe
D= 5spacetimeregionnearthe(3+1)dimensionalbraneworld,withaneffective
Newtoniangravitationalpotentialplus eventualmeasurable corrections,
V
grav
∼
1
r+L
2
r
3
. (2)
It was the potential measurability of these corrections to Newtonian gravity that
attractedsuch strongattention withinthescientificcommunity.
Nospecificsupergravityrealizationofsuchaconstructionwasgiven,although
clearly it seems natural to try to embed the RS braneworld into a D= 5dimen-
sionalreductionoftypeIIBsupergravity.RealizingtheRSbraneinasupergravity
contextranintocertaindifficulties,however,primarilyconcerningthebehaviorof
the scalar field that would need to be used to support the 3-brane solution. No
known scalar field in any of the dimensionally-reduced versions of D= 5su-
pergravity has the properties needed to flow correctly to a fixed point at locations
far from the RS brane, and this was encoded in a “no-go theorem” [13, 14]. As
is frequently the case with no-go theorems, however, the main result may be to
direct attention towards the underlying assumptions that need to be relaxed. The
keyone inthiscaseconcerns the natureofthe supportingscalar.
Even before the Randall-Sundrum work on our universe as a braneworld em-
beddedinaD= 5spacetime,ageneralstudyhadbeenmade[15]ofthespherical
dimensional reductions of various supergravity theories and of the branes and
domain walls that exist in these reduced theories. For the specific case of the
S
5
reduction of type IIB supergravity down to D= 5, it was shown that the
familiar D3-brane geometry of D= 10type IIB theory dimensionally reduces
to a 3-brane in D= 5, supported by the “breathing mode” scalar modulus that
determines the volume of the compactifying S
5
. This works in a very similar
way to the breathing-mode supported 3-brane in the Calabi-Yau reduction of M-
theory [8–10]. It should be noted, however, that the breathing mode for an S
5
reductiondoesnotitselfbelongtothemasslesssupergravitymultiplet.Instead,the
breathing mode belongs to a massive spin-two multiplet, as is appropriate, since
the dimensional reduction turns on a flux in the internal S
5
directions, and this
gives the breathing mode ϕa scalar potential that allows this mode to support a
3-branesolution.Withoutthispotential,thebreathingmodecouldnotsupporta3-
branesolution.Butthemassivecharacterofthismodeplacesitoutsidetheclassof
modes normally considered in D= 5compactifications of supergravity theories.
The importance of this mode for realizing the Randall-Sundrum braneworld as a
supergravity construction was recognized in Refs [16, 17], although a main focus
kievarwe.tex; 12/03/2001; 3:49; p.39
TENSIONSIN SUPERGRAVITY BRANEWORLDS 33
was still on the difficulty of realizing RS geometries as a fully “smoothed-out”
solitonic solution.
To see how a construction analogous to the M-theory 3-brane solution can be
madeinS
5
reducedtypeIIBtheory,considerasimplifiedtheoryjustretainingthe
D= 10metric and the self-dual5-form field strength H
[5]
,
R
µν
=
1
96(H
[5]
)
2
µν
H
[5]
=
∗
H
[5]
dH
[5]
= 0, (3)
wheretheequationsofmotionforthefive-formareimpliedbytheBianchiidentity
dH≡0taken together with the H
[5]
=
∗
H
[5]
duality relation. Dimensionally
reducingon S
5
,onemakes theKaluza-Kleinansatz
ds
2
10
=e
2αϕ
ds
2
5
+e
2βϕ
ds
2
(S
5
) (4)
H
[5]
= 4me
8αϕ
ε
[5]
+ 4mε
[5]
(S
5
) (5)
α=
1
4
/radicalbigg
5
3β=−3
α
5.
This reductionyields the D= 5bosonic theory
L
5
=eR−
1
2
e∂
µ
ϕ∂
µ
ϕ−8m
2
ee
8αϕ
+R
5
ee
16
αϕ
5
+ more (6)
wherethetermsrepresentedby“more”includebosonicfieldsthatarenotrelevant
for the 3-brane solution, plus all the fermions. Note that there are two potential
termsin(6):theonewithcoefficient −8m
2
comesfromthe H
[5]
fluxesturnedon
in the reduction ansatz (5), while the one with the coefficient R
5
comes from the
Einstein-Hilbert action in the five compactified directions, since S
5
is not Ricci-
flat.Thecoefficient R
5
isequaltotheconstant Ricci scalarof theinternal S
5
.
Thepresenceoftwopotentialtermsin(6)withoppositesignsenablesapartic-
ularly simple and maximally symmetric solution to the D= 5reduced theory. In
this case, one can find a solution with a constant breathing-mode scalar ϕ=ϕ
∗
,
with
e
24αϕ
∗
5
=R
5
20m
2
R
µν
=−4m
2
e
8αϕ
∗
g
µν
. (7)
Solving this D= 5Einstein equation with a cosmological term, one finds the
AdS
5
×S
5
“vacuum”ofthe S
5
compactifiedtheory.Theexistenceofthisvacuum
makes this a simpler situation than the one obtained in M-theory reduced on a
Calabi-Yau manifold, where only a single potential term is obtained, and where
no maximally-symmetric solutionin D= 5is found.
In addition to the AdS
5
×S
5
solution (7), one can also search for brane so-
lutions with less symmetry, but which tend asymptotically in appropriate regions
kievarwe.tex; 12/03/2001; 3:49; p.40
34 K.STELLE
to the above solution. Before pursuing this search, let us make a small change
to the reduction ansatz (5) which is frequently made when considering domain-
wall solutions ( i.e.for codimension-one branes). The original type IIB theory in
D= 10has a
Z
2
symmetry (actually, it is just a discrete D= 10proper Lorentz
transformation) that couples an orientation-reversing transformation on the S
5
coordinates together with a sign flip on one of the lower D= 5coordinates, say
y→−y. This symmetry is broken by the original ansatz (5), but will be restored
if one generalizes the ansatz by inclusion of θfunctions (θ(y) = 1fory >0and
θ(y) =−1fory<0):
H
[5]
= 4mθ(y)e
8αϕ
ε
[5]
+ 4mθ(y)ε
[5]
(S
5
). (8)
Notethatbothtermsin(8)needtohave θfunctionsinordertosatisfythe H
[5]
self-
duality condition in (3). With this modified ansatz, one has traded in translation
invariance in the ycoordinate for this preserved
Z
2
symmetry. Although the field
strengthH
[5]
isdiscontinuousin(8),theunderlyingfour-formgaugepotential A
[4]
canstillbecontinuous.Weshalladoptabasicboundaryconditionrequirementof
continuityfor themetric andthegauge potentialsatsuch“kink” locations.
Adopting the ansatz (8) and searching for a domain-wall solution, one finds
thefollowing[15]:
ds
2
5
=e
2A
dx
µ
dx
ν
η
µν
+e
2B
dy
2
e
4A
=e
−B
=˜b
1
H
2
7
+˜b
2
H
5
7
e
−7
ϕ
√
15
=H=e
−7ϕ
0
√
15
+k|y|
˜b
1
=±28
m
3k˜b
2
=±
14
15k
/radicalbig
5R
5
. (9)
Of the sign choices allowed in (9), we shall pick ˜b
2
>0,˜b
1
<0in order to
ensure reality of the metric and to permit a k→0limit so as to recover the pure
AdS Randall-Sundrum bulk spacetime [18]. We shall also choose the integration
constantϕ
0
so thatH(0)> H
∗
=e
−7ϕ
∗
√
15
and we shall take the slope parameter
kto be negative. Then the “kink” at y= 0faces downward, so that the function
H(y)reachesH
∗
atsomefinitevalue y
∗
.Thesolution(9)maythenbeconsidered
to be a “semi-interpolating soliton” in the sense that, although the point y= 0at
which the domain-wall kink is located is not null, i.e.not a horizon, the solution
evolves as one moves away from y= 0through either positive or negative y
values towards the AdS
5
×S
5
vacuum solution (7) at y=y
∗
. With the “kink-
down” structure selected here, the surface at y= 0corresponds to an extended
object of positive tension.
Thesolution(9)isafullysupersymmetricsolution,despiteitskinksingularity.
The bulk geometry admits a 16-component Killing spinor, since it is none other
thantheregularD3-branegeometryoftypeIIBtheory.Moreover,the
Z
2
invariant
kievarwe.tex; 12/03/2001; 3:49; p.41
TENSIONSIN SUPERGRAVITY BRANEWORLDS 35
structure of (9) is precisely what is needed for the Killing spinor equation to be
valid at all points, including at the kink location y= 0, with a continuous Killing
spinor.Theflipofsigninthe5-formfluxvalue masgiveninthemodifiedKaluza-
Klein ansatz (8) is essential for the Killing spinor equations to be solved in this
way.
The positive-tension nature of the y= 0surface and the approach to the
AdS
5
×S
5
vacuum solution at y
∗
suggests that one should be able to take a limit
of the solution (9) and obtain the Randall-Sundrum spacetime [18]. This limit
needs to be taken conjointly in both the integration constants ϕ
0
andk. We let
H
0
=e
−7ϕ
0
√
15
=H
∗
+β|k|and then take the limit k→0
−
. In this conjoint limit,
factorsofk
−1
cancelagainstfactorsof k,and thelimiting metric becomes
ds
2
=
2
√
L(β−|y|)
1
2
dx
µ
dx
ν
η
µν
+L
2
16dy
2
(β−|y|)
2
, L =m
−1
/parenleftBigg
20m
2
R
5
/parenrightBigg
5
6
..
(10)
Thissolutionisapatched D= 5antideSitterspacewiththehorizonat y=y
∗
=
±β. To recognize it in a more standard form, make a final coordinate change:
β−|y|=βe
−4|˜y
|
L
, thusobtaining AdS
5
spacetime inPoincar ´e coordinates:
ds
2
=e
−2|˜y
|
L
dx
µ
dx
ν
η
µν
+d˜y
2
. (11)
Let us now consider how this Randall-Sundrum metric has been successfully
obtained as a solution of type IIB supergravity theory, despite the apparent impli-
cations of the various “no-go” theorems for the necessary scalar flows [13, 14].
Consideratheoryconsistingofgravitycoupledtoascalarfield φwithapotential
V(φ):
L=e[R−
1
2
∇
µ
φ∇
µ
φ−V(φ)], (12)
where the minimum of the potential is taken to occur at φ=φ
0
. Then expand
V(φ)nearφ
0
:V(φ) =−12g
2
+
1
2
µ
2
(φ−φ
0
)
2
+...(theconstant gischosento
make the AdS curvature equal to −g
2
(g
MP
g
NQ
−g
MQ
g
NP
). Writing the metric
asds
2
=e
2A(y)
dx
µ
dx
ν
η
µν
+e
2B(y)
dy
2
and solving the Einstein equations up to
linear order in φ, one findsA(y) =±gy. Then one finds for static φ(y)nearφ
0
theapproximate field equation
φ
/prime/prime
±4gφ
/prime
−µ
2
φ≈0. (13)
This equation has twosolutions:
φ≈φ
0
+ce
−E
0
A(y)
(14)
φ≈φ
0
+ce
−(4−E
0
)A(y)
(15)
E
0
= 2 +
/radicalBigg/parenleftbigg
µ
g
/parenrightbigg
2
+ 4≥2 (16)
kievarwe.tex; 12/03/2001; 3:49; p.42
36 K.STELLE
whereE
0
istheAdSenergy.Requiringastableinfraredflowtothevacuumvalue
φ
0
asA→−∞(i.e.e
2A
→0, so one moves in to the horizon), one must take
the second solution (15) and also impose a restriction that the scalar field’s AdS
energy be bounded below by 4: E
0
>4. Now, the AdS energy is a fixed constant
for a given field, determined by the Lagrangian. General fields in D= 5AdS
spacetimecarryAdSrepresentations D(E
0
,j
1
,j
2
),wherej
1
andj
2
arespins.For
“standard” supergravities in D= 5(i.e.supergravities containing the massless
graviton and vector multiplets, plus hypermultiplets and tensor multiplets), one
finds scalars D(E
0
,0,0)withE
0
= 2,3,4only, so an infrared stable flow of the
abovetypeisnotpossible.However,thesolution(9)issupportedbythebreathing-
mode scalar φ, obtained from the S
5
dimensional reduction down from D= 10.
This mode belongs to a short massive multiplet of D= 5,N= 4supergravity,
which contains a massive spin-two mode, so it does not belong to one of the
supermultiplets customarily considered in D= 5massless supergravity models.
Comparison of the breathing-mode potential V(φ) = 8m
2
e
8αϕ
−e
16
αϕ
5
R
5
,α=
1
4
/radicalBig
5
3
, with the formula (16) for E
0
givesE
0
= 8, clearly satisfying the required
bound forastableflow to ϕ
0
=ϕ
∗
.
Since the Kaluza-Klein ansatz (4,8) constitutes a consistent truncation of the
D= 10theory down to D= 5, one may automatically oxidize the solution (9)
back up toD= 10and consider its structure there. In this case, it becomes a
patched set of domains of a standard type IIB D3-brane geometry. Each patch
runs from a horizon at isotropic-coordinate radius r= 0↔y=y
∗
out to
an outer radius r=r
RS
↔y= 0, wherer
RS
=
/radicalBig
20
R
5
[e
−
/radicalbig
3
5
ϕ
0
−e
−
/radicalbig
3
5
ϕ
∗
].
At this outer radius r=r
RS
, the solution is patched onto a
Z
2
mirror solution
on another sheet of spacetime, corresponding to the D= 5region with y < 0.
The Randall-Sundrum limit k→0
−
,ϕ
0
→ϕ
∗
corresponds to shrinking down
to zero the radius r
RS
at which the patch to the second sheet is made. Alternately,
one could take a limit m→∞for the flux parameter in the reduction ansatze
(4,8). In either case, one obtains a spacetime that has a uniform AdS structure: in
the first case, because one is restricting the spacetime ever more narrowly down
to a solid annulus around the horizon, which is asymptotically AdS
5
×S
5
; in the
secondcasebecausethisasymptoticregionspreadsouttofillthewholespacetime.
Regardless of the perspective one takes on this limit, the proper length running
from a given radius 0< r < r
RS
down to the horizon at r= 0diverges. So,
in this sense, the horizon is an infinite proper distance away along a radial ( i.e.
spacelike) geodesic. However, as is generally the case with extremal geometry
horizons, one may also reach the horizon along a timelike or lightlike geodesic
within a finite affine parameter interval. So the question of whether this Randall-
Sundrum spacetimeisreally infiniteor notrequires carefulinterpretation.
At the horizon itself, one has a choice of interpretations for the structure of
the solution (9) when oxidized back up to D= 10. The D3 brane geometry is
kievarwe.tex; 12/03/2001; 3:49; p.43
TENSIONSIN SUPERGRAVITY BRANEWORLDS 37
actually non-singular and
Z
2
symmetric at the r= 0horizon [19]. If one takes
the horizons in the two sheets patched together at r=r
RS
to be distinct, then
oneconsidersapatched-branerealizationofRSIIgeometry[12],whichin D= 5
consists of a single kinked warp-factor AdS metric as in (11), extending out then
to infinite proper distances in the y >0andy <0regions. On the other hand, if
one decides to exploit the
Z
2
symmetry of the D3 brane solution at the horizon,
one may alternatively make a second patch of the horizon at y=y
∗
onto the
secondsheethorizonat y=−y
∗
.Thisproducesasecond,upwards-facingkinkin
theD= 5geometry,correspondingtoanextendedobjectofnegativetension,re-
producingtheRSIgeometry[11]withtwobranesofoppositetension,facingeach
otheracrossacompactdimension.ThissituationisclearlyatypeIIBanalogueof
the M-theory 3-brane solution obtained in a Calabi-Yau compactification [8–10].
The second patching surface can equally well be moved off from the horizon by
moving the inner patching radius away from r= 0, corresponding to moving the
secondD= 5brane intoa finiteproperdistancefromthe y= 0surface.
Whatever the interpretation given to the horizon region, the kink surface at
y= 0↔r=r
RS
possesses the essential properties of the Randall-Sundrum
solution. This surface has a positive tension σ
RS
>0, as can be verified using the
Israelmatchingconditions
∆K
µν
=K
+
µν
−K
−
µν
=−8π
G
3σ
RS
g
µν
, (17)
forthediscontinuityintheextrinsiccurvature K
µν
=
1
2
n
λ
∂
λ
g
µν
,wheren
λ
isthe
outward-pointingsurfacenormal.Consequently,inaccordancewiththeresultsof
Ref. [12] this surface has the property of “binding” gravity to it: matter on this
3+1 dimensional surfacegravitationallyinteracts asif the theory were in D= 4.
TheabovepictureoftheRandall-SundrumspacetimeasapatchingoftypeIIB
3-brane geometries leaves some important questions unaddressed. The principal
one of these is the nature of the singular sources that must be present as a result
of the curvature delta-functions arising from the patching process. An immediate
appreciationofthismaybehadbyconsideringthesignsofthesourcebranedelta
functions. The bulk geometry between the inner and outer patching radii in the
D= 10perspective is a normal D3-brane geometry with a positive energy. At
the same time, if the outermost source is of positive tension, as it must be in
ordertoagreewiththeRandall-Sundrumtensionasobtainedfrom(17)in D= 5,
then the inner source would have to be of opposite, i.e.negative, tension. This
is clearly inconsistent with the positive-energy D3-brane geometry in the solid
annulusbetweentheinnerandoutersources.Arelatedproblemisthatnotonlythe
sign, but also the magnitude of the tensions do not agree with D3-brane tensions:
the D3-brane tension is only
2
3
of the Randall-Sundrum value as determined by
(17) [20].
Both of the above problems are resolved by a recognition that the sources at
the inner and outer radii in D= 10cannot simply be D3-brane sources alone
kievarwe.tex; 12/03/2001; 3:49; p.44
38 K.STELLE
[21]. A brane stress tensor in D= 10would have nonzero components onlyin
thebraneworldvolumedirections, ˆT
µν
=−σg
µν
δ(z).However,the D= 5stress
tensorforthelimiting solution(10)oxidizesupto D= 10in theform
ˆT
µν
=−56m
2
β
/parenleftBigg
20m
2
R
5
/parenrightBigg
−
25
12
δ(y)g
µν
+ Reg.
ˆT
55
= 0 + Reg.
ˆT
ab
=−
224
3m
2
β
/parenleftBigg
20m
2
R
5
/parenrightBigg
−
25
12
δ(y)g
ab
+ Reg., (18)
wherethea,bindiceslieinthecompact S
5
directions.Itisimmediatelyapparent
thatthisisnotoftheformofabranestresstensor,notwithstandingthefactthatthe
surrounding spacetime is a limit of a normal type IIB 3-brane solution. One may
understand what is going on by taking the difference between the stress tensor
(18) and that expected from the 3-brane bulk geometry. Alternatively (and this
is much simpler in practice), one may find the structure of the difference stress
tensor by keeping the general domain-wall form of the D= 5solution (9, 10)
withthe|y|modulus,butturningoffthemagneticfluxparameter m.Theresultof
thisanalysis isastress tensoroftheform
ˆT
Diff.
µν
= 3κδ(y)g
µν
ˆT
Diff.
55
= 0
ˆT
Diff.
ab
=
12
5κδ(y)g
ab
, (19)
whereκisaconstant.Thissingularstresstensoroccursevenintheabsenceofthe
3-brane,i.e.itisasingularityoccurringbetweenpatchesofflatspace.The D= 5
interval−β < y < β∼−∞<˜y <∞lifts to two copies of a disc in the flat
D= 10spacetime, with an outermost patch corresponding to y= 0, and another
patch atthe horizon, y=y
∗
=±β.
Although the stress-tensor (19) is not of the form of a brane stress tensor, one
can still compare its ˆT
00
component to that of the 3-brane. Comparing the value
ofκobtained with that of the D3 brane source for the bulk geometry shows that
thestress-tensor(19) has an effective “tension”related tothat ofa3-brane by
σ
flatpatch
=−
5
2σ
D3
. (20)
This explains what is happening in the relationship between the type IIB 3-brane
solution and the Randall-Sundrum solution. The D= 5Randall-Sundrum solu-
tion(priortotakingthepureAdSlimit)liftstoa D= 10solutionthatiscomposed
of two copies of the 3-brane geometry, patched together at a radius r
RS
and at the
kievarwe.tex; 12/03/2001; 3:49; p.45
TENSIONSIN SUPERGRAVITY BRANEWORLDS 39
horizon. The extra stress-tensor component (19), related to that of the 3-brane by
(20),combineswiththe3-branestresstensortomakeacompositesingularstress-
tensor which when viewed from a D= 5viewpoint appears to be a brane stress
tensor of sign oppositeto that of the 3-brane in D= 10, and with a magnitude
3
2
that ofthe3-brane, explaining thediscrepancynoted in Ref.[20].
Theoverallsolutionliftedto D= 10isstill
Z
2
symmetric,andifonedemands
thatthisdiscretesymmetryberespected,togetherwiththe S
5
sphericalsymmetry
required for a spherical dimensional reduction down to D= 5, then the location
of the “patch” stress-tensor singularity (19) is fixed by the symmetry. This is
not the case, however, with the 3-brane itself. There is no symmetry principle
that restricts this to be superposed on the patch singularity (19) – it may freely
move inwards from the patch. For static solutions, this has the effect of joing the
D3 brane spacetime continuously onto an outermost solid annulus of flat space.
In generalized solutions, however, this boundary may also become dynamical.
Owing to the sign flip inherent in (20), it is clear that what looks like a positive
tension brane from the D= 5perspective actually contains a negativetension 3-
brane from the D= 10perspective. Establishing the stability or otherwise of this
configuration clearly remains an essential task for future analysis of braneworld
scenarioslike thatof RandallandSundrum.
References
1. K.Akama,
Pregeometry
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kievarwe.tex; 12/03/2001; 3:49; p.47
ANUNCONVENTIONALSUPERGRAVITY
PAVELGROZMANand DIMITRYLEITES
†‡
Department of Mathematics, University of Stockholm, Roslagsv.
101,Kr¨aftrikethus 6,S-10691,Stockholm, Sweden
Abstract. WeintroduceandcompletelydescribetheanaloguesoftheRiemanncurvaturetensorfor
the curved supergrassmannian of the passing through the origin (0|2)-dimensional subsuperman-
ifolds in the (0|4)-dimensional supermanifold with the preserved volume form. The underlying
manifold of this supergrassmannian is the conventional Penrose’s complexified and compacti-
fied version of the Minkowski space, i.e. the Grassmannian of 2-dimensional subspaces in the
4-dimensional space.
The result provides with yet another counterexample to Coleman–Mandula theorem.
1.Newsupertwistors .Penrosesuggestedanunusualdescriptionofourspace-
time, namely to compactify the Minkowski space-time model of the Universe
(nontrivially: with a light cone at the infinity) and complexify this compactifi-
cation. The final result is Gr
4
2
, the Grassmanian of 2-dimensional subspaces in
the4-dimensional(complex)space(ofso-calledtwistors).Therearemanypapers
and several monographs on advantages of this interpretation of the space-time
in various problems of mathematical physics; we refer the reader to Manin’s
book [5], where an original Witten’s idea to incorporate supervarieties and con-
siderinfinitesimalneighborhoodsforinterpretationofthe“usual”,i.e.,non-super,
Yang-Mills equations is thouroghly investigated together with several ways to
superize Minkowski space. Oursisonemore,distinct, way.
Observe that the supermanifold of (0|2)-dimensional subsuperspaces in the
(0|4)-dimensional superspace is identical with Gr
4
2
, only the tautological bundle
is different: the fiber is purely odd. In this work we consider not subsuper spaces
butsubsuper manifolds .
Weconsideredthestructurefunctions—analogsoftheRiemanntensor—for
thecurvedsupergrassmannian CGr
0|4
0|2
of(0|2)-dimensionalsubsuper manifolds in
the(0|4)-dimensional supermanifold. Recall that the “usual” grassmannian con-
sists of linear subspaces of the linear space passing through the origin
whereas
‡
We gratefully acknowledge partial financial support of The Swedish Institute and an NFR
grant, respectively.
†
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.48
42 P. GROZMAN,D.LEITES
the curved one consists of submanifolds, in other words, nonlinear embeddings
are allowed and the submanifolds do not haveto pass through a fixed point.
Obviously, the curved Grassmannian is infinite dimensional, but the curved su-
pergrassmannianCGr
0,n
0,k
is of finite superdimension: it is a quotient of the
supergroup of superdiffeomorphisms of the linear supermanifold C
0,n
(the Lie
superalgebra of this Lie supergroup is vect(0|n) = derC[θ
1
,...,θ
n
]). For the
list of classical superspaces including curved supergrassmannians see [4].) The
underlying manifold of CGr
0|4
0|2
is the conventional Gr
4
2
butCGr
0,4
0,2
has also odd
coordinates.
OnCGr
0|4
0|2
, we have expanded the curvature supertensor in components with
respect to the (complexification of the) Lorentz group and saw that it does not
contain the components used for the ordinary Einstein equations (EE), namely,
there is no Ricci curvature Ricand no scalar curvature Scalar(in what follows
R(22)andR(00),respectively).
So we decided to amend the initial model and consider the supergrassmanian
CGr
0|4
0|2
(0)of subsupermanifolds through the origin. It turns out that this does not
help: no RicandScalar,either.
We decided not to give up, and took for the model of Minkowski superspace
thesupergrassmannian SCGr
0|4
0|2
(0)ofsubsupermanifoldsthroughtheoriginwith
the volume element of the ambient and the subsupermanifolds preserved. On
SCGr
0|4
0|2
(0), the expansion of the curvature supertensor does contain R(22)and
R(00)! There areno analogsofconformal(offshell) structurefunctions.
Ourmodelanditssupergroupofmotion—ananalogueofthePoincar ´egroup
— do not contradict the restrictions of the famous no-go theorems by Haag–
Łopuszanski–Sohnius and Coleman–Mandula (for further discussions see [1])
and provides us with a new, missed so far, version of the Poincar ´e supergroup.
The analogues of Einstein equations we suggest are a totally new version of
SUGRA. Equating to zero other conformally non-invariant components we get
extra conditions;we donot knowhowtointerpretethem.
Wedonotseeanyreasonfordiscardingthisandsimilarmodels.Inparticular,
we suggest to analyze the structurre functions (definition below) on CGr
0|4
0|2
and
CGr
0|4
0|2
(0)which we have abandoned above.
The conventional reading of Coleman–Mandula’s theorem (cf. [6]) assumes
that the complexified Lorentz Lie algebra L= sl(2)
L
⊕ sl(2)
R
commutes with
the Lie algebra of internal symmetries i(for us iis equal to sl(2)
L
⊗Cξ
1
ξ
2
, see
sec.4).
In our case Lacts on iand forms a semidirect sum with it; the bracket on i
is identically zero. This possibility does not contradict assumptions of Coleman–
Mandula’s theorem butwas notconsidered.
kievarwe.tex; 12/03/2001; 3:49; p.49
ANUNCONVENTIONAL SUPERGRAVITY 43
The odd parameters have a correct statistics with respect to the Lorentz Lie
algebra.
We represent Einstein’s equations as conditions on conformally noninvariant
components of the analog of the Riemann tensor, and represent the Riemann
tensor as a section of the bundle on the (locally) Minkowski space whose fiber
is certain Lie algebra cohomology . This is a more user-friendly description of
the Riemannian tensor than the classical treatment of obstructions to nonflatness
in differential geometry. We have in mind Spencer homology , cf. [7], where the
case of any G-structure, not only G=O(n)is considered. Superization of the
definitionsfrom[7]is the routinestraightforward application of theSign Rule.
Remark. It is interesting to test the whole list of curved supergrassmannians
with the simple Lie supergroup of motion (see Tables in [4]) and similarly to
the above sacrify the simplicity of the supergroup of motion in order to get EE.
Grozman’s package SuperLie (see [2]) is a useful tool in this research problem:
withouta computer(and agoodcode)thistask is hardlyfeasible.
2. Structure functions: recapitulation ([7]) . LetF(M)be the frame bundle
over a manifold M, i.e., the principal GL(n)-bundle. Let G⊂GL(n)be a Lie
group. AG-structure on Mis a reduction of the principal GL(n)-bundle to the
principalG-bundle.
The simplest G-structure is the flatG-structure defined as follows. Let Vbe
R
n
(orC
n
)withafixedframe.Theflatstructureisthebundleover Vwhosefiber
overv∈Vconsistsofallframesobtainedfromthefixedoneunderthe G-action,
Vbeingidentifiedwith T
v
Vbymeans oftheparalleltranslation by v.
Examples of flat structures . The classical spaces, e.g., compact Hermi-
tian symmetric spaces, provide us with examples of manifolds with nontrivial
topologybutflat G-structure.
In [7] the obstructions to identification of the kth infinitesimal neighbour-
hood of a point mon a manifold MwithG-structure with the kth infinitesimal
neighbourhood of a point of the flat manifold Vwith the above described flat G-
structurearecalled structurefunctionsoforder k.In[7]itisshownfurtherthatthe
tensors that constitute these obstructions are well-defined provided the structure
functions of all orders < kvanish. (In supergravity the conditions that structure
functions of lesserorders vanish are called Wess-Zumino constraints .)
The classical description of the structure functions uses the notion of the
Spencer cochain complex . Let us recall it. Let S
i
denote the operator of the i-
th symmetric power. Set g
−1
=T
m
M, let g
0
be the Lie algebra of G; fori >0
set:
g
i
={X∈Hom ( g
−1
, g
i−1
)|X(v
0
)(v
1
,...,v
i
) =X(v
1
)(v
0
,...,v
i
)
for anyv
0
,v
1
,...,v
i
∈ g
−1
}.(2.1)
Finally, set ( g
−1
, g
0
)
∗
=⊕
i≥−1
g
i
. This is the Lie algebra of alltransforma-
tions that preserve on g
−1
the same structure which is preserved by the linear
kievarwe.tex; 12/03/2001; 3:49; p.50
44 P. GROZMAN,D.LEITES
transformationsfrom g
0
.
Suppose that the g
0
-module g
−1
is faithful, i.e., each nonzero element from
g
0
actsnontrivially.Then, clearly,
( g
−1
, g
0
)
∗
⊂ vect(n) = derR[x
1
,...,x
n
],
wheren= dim g
−1
,with
g
i
={X∈ vect(n)
i
: [X,D ]∈ g
i−1
for anyD∈ g
−1
}
fori≥1.Itis easytocheck that ( g
−1
, g
0
)
∗
is aLiesubalgebraof vect(n).
The Lie algebra ( g
−1
, g
0
)
∗
will be called the Cartan’s prolong (the result of
Cartan’sprolongation )of thepair ( g
−1
, g
0
).
LetE
i
be the operator of the i-th exterior power; set (prime denotes
dualization)
C
k,s
( g
−1
, g
0
)
= g
k−s
⊗E
s
( g
/prime
−1
).
Define the differential ∂
s
:C
k,s
( g
−1
, g
0
)
−→C
k,s+1
( g
−1
, g
0
)
by setting for any
v
1
,...,v
s+1
∈V(asusual, theslotwiththe hattedvariableis tobe ignored):
(∂
s
f)(v
1
,...,v
s+1
) =
/summationdisplay
(−1)
i
[f(v
1
,..., ˆv
s+1−i
,...,v
s+1
),v
s+1−i
].(2.2)
As expected, ∂
s
∂
s+1
= 0, and the homology H
k,s
( g
−1
, g
0
)
of the bicomplex
⊕
k,s
C
k,s
( g
−1
, g
0
)
is called the (k,s)-thSpencer cohomology of( g
−1
, g
0
)
∗
. (Observe
that we use a grading of the Spencer complex different form that in [7]. Ours is a
more natural one.)
Proposition ([7])
Thestructurefunctionsoforder
k
constitutethespaceofthe
(k,2)
-thSpencercohomology ofthe
( g
−1
, g
0
)
∗
.
3. Spencer cohomology in terms of Lie algebra cohomology . We observe
that
⊕
k
H
k,2
( g
−1
, g
0
)
=H
2
( g
−1
; ( g
−1
, g
0
)
∗
). (3)
The advantage of this reformulation: the Lie algebra cohomology (the right hand
sideof(3))iseasiertocompute(e.g.,bymeansofthepackageSupeLiewhenthe
general theory fails, or with the help of various theorem). At the same time the
fine grading of Spencer homology is not lost: the Z-grading of ( g
−1
, g
0
)
∗
which
induces the grading (3)ofH
2
( g
−1
; ( g
−1
, g
0
)
∗
)coincides (up to a shift) with the
oderofthestructure functions.
AnalogsofWeylandRiemanntensors .Suppose g
0
containsacenter(likein
the case when a metric is preserved up to a conformal factor). Then the elements
ofH
2
( g
−1
; ( g
−1
, g
0
)
∗
)areanalogs oftheWeyltensor.
Letˆ g
0
be the semisimple part of g
0
and let ˆ g
∗
be a shorthand for ( g
−1
,ˆ g
0
)
∗
.
The elementsof H
2
( g
−1
;ˆ g
∗
)are analogsof the Riemanntensor.
kievarwe.tex; 12/03/2001; 3:49; p.51
ANUNCONVENTIONAL SUPERGRAVITY 45
The relation between ˆH=H
2
( g
−1
;ˆ g
∗
)andH=H
2
( g
−1
; ( g
−1
, g
0
)
∗
)is
more intricate for the general ˆ g
0
than in the Riemannian case ( ˆ g
0
= o(n)) when
ˆHstrictly contains H. In general, these spaces have common components (con-
formally invariant, “on shell” ones) and have other components, analogs of “off
shell”components,cf.[3].
In the Riemann case, there are two “off shell” components: with the highest
weights (2,2)(the traceless Ricci tensor) and (0,0)(the scalar curvature). Here
the highest weights are given with respect to the complexification L= sl(2)
L
⊕
sl(2)
R
ofthe o(1,3).TheEinsteinequaton(invacum)isavanishingconditionof
thesecomponents.Remarkably,therearenostructurefunctionsoflesserorder.If
they had existed, we would have to impose analogs of Wess-Zumino constraints
tobe abletodefine theusualRiemanncurvature tensor.
4. The description of ( g
−1
, g
0
)
∗
for the curved supergrassmannians . For
the general curved supergrassmannian of (0,k)-dimensional subsupermanifolds
Sinthe (0,n)-dimensionalsupermanifold Tletξ
1
,...,ξ
k
bethecoordinatesof S
andθ
1
,...,θ
n−k
the remaining coordinates of T. Then setting degxi
i
= 0for all
ianddegθ
j
= 1for alljwe getaZ-gradingof vect(0|n)oftheform
g
0
= ( gl(V)⊗C[ξ])⊃
+
vect(ξ); g
−1
=V⊗C[ξ]; (4)
whereV= Span(
∂
∂θ
1
,...,
∂
∂θ
n−k
)is the identity gl(V)-module, and⊃
+
is the sign
ofasemidirect sumofalgebras: a⊃
+
bwiththeideal a.
Forn= 4wecomputed H
2
( g
−1
; ( g
−1
, g
0
)
∗
)inthe following cases:
(a) thegeneral curvedsupergrassmannians;
(b)thesupergrassmanniansofsubspacesthrough 0,i.e.,weremovedfrom vect
all partial derivatives (since this is not an invariant formulation, it is better to say:
we onlyconsidered thevectorfieldsthatvanish attheorigin);
(c)incase(b)weonlyconsideredvolume-preservingtransformations,i.e.,we
diminished g
0
as well:
g
0
= ( sl(V)⊗C[ξ])⊃
+
sl(Span(ξ)); g
−1
=V⊗Cξ.
Inparticular,since g
−1
isisomorphictothetangentspaceatapointofthecurved
supergrassmannian, we see that its even part in cases (a) – (c) is the same Gr
4
2
whilethetangentspacetothewholesupermanifoldatthe“origin”is Span(ξ
i
∂
∂θ
j
:
1≤i,j≤2). So the number of odd coordinates of our model varies from 4 in
case (a) to2in cases(b) and(c).
Table. In the first line there are indicated the degrees, i.e., orders, of all
nonzero structure functions and the rest of the table lists their the weights (with
respect to L) (superscript denotes the multiplicity of the weight the subscript the
degree of the corresponding structure function). The g
0
-action is nontrivial and
glues distinct irreducible ( g
0
)
¯0
-modules. (We did not show the action though we
havecomputedit.)
kievarwe.tex; 12/03/2001; 3:49; p.52
46 P. GROZMAN,D.
LEITES
Oddstructure
functions Evenstructure
functions
−2−1
0
(11) (01)
2
(11)
(13)
(23)
(03)
(21)0 1
2
(00)
2
(10)
(00)
(02) (12)
(02)
(04)
2
(14)
(04)
(22) (32)
(22)
(24)
(40)
The( g
0
)
¯0
-moduleswhosehighestweightsaregiveninthetablearegluedinto
g
0
-modulesasfollows(an arrowindicatesasubmodule).The even tensors:
(00)
2
0
−→ (02)
2
;
/arrowsoutheast (12)
1
/arrownortheast;(04)
0
−→ (04)
2
;
/arrowsoutheast (14)
1
/arrownortheast;
(22)
0
−→(14)
1
−→(22)
2
; (22)
0
−→(32)
1
−→(22)
2
;
(24)
0
−→(32)
1
; (12)
1
−→(04)
2
; (40)
0
−→(32)
1
; (12)
1
−→(22)
2
.
The odd tensors:
(11)
−2
−→(23)
−1
; (01)
2
−1
−→(11)
0
;
(13)
−2
−→(23)
−1
.
5. The Einstein equations . The conventional EE in vacum are the conditions
on thetwo tensorsofdegree 2andweight (00)and(22),namely,
R(22) = 0 and R(00) =λg, (5)
whereλ∈Cis interepreted in terms of the cosmological constant and gis the
metric preserved.
For an analog of the Einstein equations on the curved supergrassmannian we
may take the same vanishing conditions of the 2-nd order structure functions of
weights (00)and(22)with respect to L. However, unlike the Einstein’s case, we
have to vanish the constraints, the structure functions of lesser orders, both even
and odd. The meaning of these analogs of Wess-Zumino constraints is unclear to
us.
References
1. Deligne P. et al (eds.) Quantum fields and strings: a course for mathematicians . Vol. 1, 2.
Material from the Special Year on Quantum Field Theory held at the Institute for Advanced
Study, Princeton, NJ, 1996–1997. AMS, Providence, RI; Institute for Advanced Study (IAS),
Princeton, NJ,1999. Vol. 1: xxii+723 pp.;Vol. 2:pp. i–xxiv and 727–1501
kievarwe.tex; 12/03/2001; 3:49; p.53
ANUNCONVENTIONAL SUPERGRAVITY 47
2. Grozman P., Leites D., Mathematica -aided study of Lie algebras and their cohomology. From
supergravity to ballbearings and magnetic hydrodynamics In: Ker¨anen V. (ed.) The second
International Mathematica symposium , Rovaniemi, 1997, 185–192
3. Grozman P., Leites D., Supergravities and N-extended Minkowski superspaces for any N.
In: Wess J., Ivanov E. (eds.) Supersymmetries and quantum symmetries . Proc. International
Conference in memory of V. Ogievetsky, June 1997, Lecture Notes in Physics 524, Springer,
1999, 58–67
4. Leites D., Serganova V., Vinel G., Classical superspaces and related structures . In: Bartocci
C. et al. (eds) Differential Geometric Methods in Theoretical Physics . Proc. DGM-XIX, 1990,
Springer, LN Phys. 375, 1991, 286–297
5. Manin, Yu. Gauge field theory and complex geometry , Springer-Verlag,Berlin, 1997.
6. SalamA., SezginE., Supergravities in diversedimensions , v.v.1, 2, WorldScientific, 1989
7. Sternberg S., Lectureson differential geometry , Chelsey,2nd edition, 1985
kievarwe.tex; 12/03/2001; 3:49; p.54
kievarwe.tex; 12/03/2001; 3:49; p.55
SUPERSYMMETRYOFRS BULK ANDBRANE
ERICBERGSHOEFF
InstituteforTheoreticalPhysics,Nijenborgh4,9747AGGroningen,
TheNetherlands
RENATA KALLOSH
Department of Physics, Stanford University, Stanford, CA 94305,
USA
ANTOINE VANPROEYEN
Instituut voor Theoretische Fysica, Katholieke Universiteit Leuven,
Celestijnenlaan200D B-3001Leuven,Belgium
Abstract. We review the construction of actions with supersymmetry on spaces with a domain
wall.Thelatterobjectsactassourcesinducingajumpinthegaugecouplingconstant.Despitethese
singularities,supersymmetrycanbeformulated,maintainingitsroleasasquarerootoftranslations
in this singular space. The setup is designed for the application in five dimensions related to the
Randall–Sundrum (RS) scenario. The space has two domain walls. We discuss the solutions of the
theory with fixed scalars and full preserved supersymmetry, in which case one of the branes can be
pushed to infinity, and solutions where half of the supersymmetries are preserved.
1. Introduction
Itisnotobvioushowsupersymmetrycanbeimplementedinaspacewithdomain
walls. The wall is at a fixed place and its presence seems to lead to a breaking
of translations orthogonal to the plane. Supersymmetry, being the square root of
translations, seems rather difficult to realize in this context. It is interesting to see
howthisobstacle hasbeen avoidedin [1],which wesummarize here.
The work is mostly motivated by the Randall–Sundrum (RS) scenarios [2].
Thesimplestformofthesituationthatisunderinvestigationconsistsofa3-brane
in a 5-dimensional bulk. The solution can be generalized e.g. to 8-branes in D=
10,butthefullimplementationof thatsituationisstill underinvestigation.
WhentheRSscenariosappeared,supersymmetrisationwassooninvestigated.
After initial attempts, it was found that no smooth supersymmetric RS single-
branescenarioispossible[3].Thisscenariowithonebranewasputforwardasan
alternative tocompactification.
kievarwe.tex; 12/03/2001; 3:49; p.56
50 E. BERGSHOEFF, R. KALLOSH, A. VAN PROEYEN
Figure 1. Two-brane scenario. The fifth dimension is a circle with branes at opposite ends and a
Z
2
identification ofpoints symmetric w.r.t. x
5
= 0.
ThisleadustotheoriginalRSsetupwithtwobranes.The2-branescenariohas
a compactified fifth dimension, x
5
/similarequalx
5
+ 2˜x
5
, with two branes fixed at x
5
= 0
andx
5
= ˜x
5
.Thereismoreoveranorbifoldconditionrelatingpoints x
5
and−x
5
.
Thus,thefive-dimensionalmanifoldhastheform M=M
4
×
S
1
Z
2
.Thisissimilarto
theHoˇrava–Witten [4]scenario.Thelatteroneembeds10-dimensionalmanifolds
in an 11-dimensional space. They obtain the supersymmetry by a cancellation
between anomalies of the bulk theory and a non-invariance of the classical brane
action. Lukas, Ovrut, Stelle and Waldram [5] reduced this on a Calabi–Yau man-
ifold to five dimensions, and further developed this setup in five dimensions.
Further steps have been taken by [6–9]. In [7, 9] the gauge coupling constant
does not change when crossing the branes, while in [6, 8] this coupling constant
changes sign. In that respect, our approach is most close to the latter. In these
papers, the action in the bulk is modified, such that it is not supersymmetric any
morebyitself,butthenon-invarianceiscompensatedbythebraneactiontoobtain
invarianceofthetotalaction.We[1]obtainseparateinvarianceofbulkandbrane
action.
The first part of this report will treat the construction of the action with local
supersymmetry on the singular space. In that part, we will show how the bulk
and brane action are separately invariant under supersymmetry. The supersym-
metry that we are considering is the one with 8 real components, i.e. minimal
(N= 2) supersymmetry in 5 dimensions. The algebra is preserved despite the
discontinuity. The second part treats background solutions. The Killing spinors
are discussed. There are solutions with fixed scalars and 8 Killing spinors, and
solutions of 1/2supersymmetry, i.e. with 4 Killing spinors. Finally a summary is
given,discussingopenissues.
2. Theactionforbulk andbrane
The construction of the action involves three steps. First, we consider the bulk
action.Thatistheactionofsupergravityin D= 5withmattercouplings.Aquite
general action has been given in [10] based on the general methods developed in
4 dimensions in [11]. But it may not be excluded that further generalizations are
kievarwe.tex; 12/03/2001; 3:49; p.57
SUPERSYMMETRY OF RSBULK 51
possible [12]. We will restrict ourselves to the couplings of vector multiplets, for
which the general couplings were found in [13]. One can separate the ungauged
part,andthepartdependentonagaugecouplingconstant g.Wewillconsideronly
thegaugingofa U(1)R-symmetry group.
In the second step, the gauge coupling constant gis replaced by a field G(x).
ALagrangemultiplierfield,a (D−1)-form(4-formforourapplication),isintro-
duced, whose field equation imposes the constancy of G(x)such that effectively
it isstillaconstant.
The third step introduces the brane action. That action has extra terms for the
Lagrangemultiplier (D−1)-form,whichallows G(x)tovarycrossingthebrane.
We willshowhow every steppreservesthesupersymmetry!
Before embarking on that programme, we want to repeat the fundamental
algebraic relation between the cosmological constant and the gauge coupling
constant ofR-symmetry. The super-anti-de Sitter algebra for N= 2inD= 5
isSU(2,2|1). It involves the anti-de Sitter algebra SO(4,2)/similarequalSU(2,2)with
translationsP
a
andLorentzrotations M
ab
,thesupersymmetries Q
i
,withi= 1,2,
a symplectic Majorana spinor, and a U(1)generator as R-symmetry. The most
characteristic (anti)commutatorrelationsare
/braceleftBig
Q
i
,Q
j
/bracerightBig
=
1
2
ε
ij
γ
a
P
a
+ igQ
ij
γ
ab
M
ab
+ iε
ij
U,
/bracketleftBig
U,Q
i
/bracketrightBig
=gQ
ij
Q
j
,
[P
a
,P
b
] =g
2
Q
ij
Q
ji
M
ab
,
/bracketleftBig
P
a
,Q
i
/bracketrightBig
= iγ
a
gQ
ij
Q
j
. (1)
Q
ij
satisfies
Q
ij
=Q
ji
, Q
ij
≡ε
ik
Q
kj
= i (q
1
σ
1
+q
2
σ
2
+q
3
σ
3
),
q
1
, q
2
,q
3
∈R, (q
1
)
2
+ (q
2
)
2
+ (q
3
)
2
= 1. (2)
This matrix determines the embedding of U(1)in the automorphism group of
the supersymmetries SU(2). This choice is not physically relevant in itself. The
second of the commutators in (1) implies that gis the coupling constant of
R-symmetry. But the third equation says that g
2
determines the curvature of
spacetime, i.e. it determines the cosmological constant. This fact is the corner-
stone of the situation that we describe. The gauge coupling and the cosmological
constant are related. However, one can change the coupling constant from +g
to−g, not affecting the cosmological constant. That is what will happen going
through the branes. This jump in the sign of gwill thus occur together with the
action of theZ
2
. ThisZ
2
acts on the fields, which therefore live on an orbifold.
Onecandistinguishoddandevenfields.Thecircleconditiononthefieldsandthe
kievarwe.tex; 12/03/2001; 3:49; p.58
52 E. BERGSHOEFF, R. KALLOSH, A. VAN PROEYEN
orbifold condition are then
Φ(x
5
) = Φ(x
5
+ 2˜x
5
),
Φ
even
(−x
5
) = Φ
even
(x
5
), Φ
odd
(−x
5
) =−Φ
odd
(x
5
).(3)
These conditions imply that odd fields vanish on the branes: at x
5
= 0and at
x
5
= ˜x
5
.
Alsothesupersymmetriessplit.Halfofthemareeven,andhalfareodd.There-
fore, on the brane one has 4 supersymmetries, i.e. N= 1in 4 dimensions. This
splitting of the fermions requires a projection matrix in SU(2)space. Now the
relativechoiceofthisprojectionmatrixand Qin(2)matters.Iftheyanticommute,
the choice that has been taken in [7, 9], then gdoes not change when one crosses
the brane. If they commute, as in [6, 8], then gjumps over the brane. And the
latter iswhatwe willtakefurther.
After these general remarks, we come to step 1. We thus consider the action
ofsupergravitycoupled to nvectormultiplets [13].The fieldsare
e
a
µ
, ψ
i
µ
, A
I
µ
, ϕ
x
, λ
ix
, (4)
i.e. the graviton, gravitini, n+ 1gauge fields ( I= 0,1,... ,n), including the
graviphoton, nscalars (x= 1,... ,n), andndoublets of spinors. The scalars
describe a manifold structure that has been called very special geometry [14].
That geometry, and the complete action, is determined by a symmetric tensor
C
IJK
.Thescalarsarebestdescribedaslivinginan n-dimensionalscalarmanifold
embedded in an (n+ 1)-dimensional space. h
I
are the coordinates of this larger
space. The submanifold is defined by an embedding condition such that the h
I
as
functions of the independentcoordinates ϕ
x
shouldsatisfy
h
I
(ϕ)h
J
(ϕ)h
K
(ϕ)C
IJK
= 1. (5)
The metric and all relevant quantities of this bulk theory is thus so far only
dependenton C
IJK
.
Then we add the gauging of a U(1)group. That means that we take a lin-
ear combination of the vectors as gauge field for this R-symmetry. The linear
combination isdefined byreal constants V
I
:
A
(R)
µ
≡V
I
A
I
µ
. (6)
Theactionandthetransformationlawsarethenmodifiedbytermsthatalldepend
ongQ
ij
.
Instep 2, the coupling constant gis replaced by a coupling field G(x). In
the G¨unaydin–Sierra–Townsend (GST) action, the coupling constant appears up
toterms ing
2
.We thusreplace
S
GST
(g) =S
0
+gS
1
+g
2
S
2
⇒S
GST
(G(x)) =S
0
+G(x)S
1
+G(x)
2
S
2
.
(7)
kievarwe.tex; 12/03/2001; 3:49; p.59
SUPERSYMMETRY OF RSBULK 53
Another term is added to the bulk action that forces G(x)to be a constant, using
aLagrange-multiplier4-form A
µνρσ
:
S
bulk
=S
GST
(G(x)) +
/integraldisplay
d
5
xe
1
4!ε
µνρστ
A
µνρσ
∂
τ
G(x)
=S
0
−
/integraldisplay
d
5
xeV−
/integraldisplay
d
5
xeˆF(x)G(x) +fermionic terms. (8)
Inthesecondline,thetermshavebeenreordered.Thepotential Voriginatesfrom
S
2
in(7), andleadstothepotential
V=−6G
2
/bracketleftBigg
W
2
−
3
4
/parenleftbigg
∂
W
∂ϕ
x
/parenrightbigg
2
/bracketrightBigg
, W≡
/radicalBig
2
3
h
I
V
I
, (9)
where the linear combination Wappears, analogous to (6). The third term in (8)
appearsfromintegratingbypartthetermwiththeLagrangemultiplier,leadingto
theflux
ˆF≡
1
4!
e
−1
ε
µνρστ
∂
µ
A
νρστ
+covariantization. (10)
The covariantization terms come from S
1
in (7). This method of describing a
constant using a (D−1)-form is in fact an old method that was already used
in[15].
It is easy to understand how supersymmetry is preserved. Indeed, the GST
action is knownto be invariant:
δ(/epsilon1)S
GST
(g) = 0. (11)
Therefore,theonlynon-invariancefor S
GST
(G(x))appears,ifwedefine δ(/epsilon1)G=
0, from the x-dependence of G(x). It is thus proportional to its spacetime
derivative
δ(/epsilon1)S
GST
(G(x)) =B
µ
∂
µ
G(x), (12)
whereB
µ
issomeexpressionoftheotherfieldsandparameters,whoseexactform
isnotimportantfortheargumenthere.Oneimmediatelyseesthenthatinvariance
of(8)isobtainedby defining thetransformationlaw of the 4-form as
δ(/epsilon1)
1
4!
ε
µνρστ
A
µνρσ
=B
τ
=
e
/bracketleftBig
−i
3
2
ψ
i
µ
γ
µτ
/epsilon1
j
W
−ψ
i
µ
γ
µτρ
/epsilon1
j
A
(R)
ρ
+
3
2
λ
i
x
W
,x
γ
τ
/epsilon1
j
/bracketrightBig
Q
ij
,(13)
where we gave also the explicit form for our case. However, it is clear that the
methodis alsovalid in othertheories.
Step3introduces thebraneaction, suchthat thetotalaction is
S
new
=S
bulk
+S
brane
. (14)
kievarwe.tex; 12/03/2001; 3:49; p.60
54 E. BERGSHOEFF, R. KALLOSH, A. VAN PROEYEN
Figure 2. The coupling constant gjumps atx
5
= 0and atx
5
= ˜x
5
.
The braneaction has theform
S
brane
=−2g
/integraldisplay
d
5
x
/parenleftBig
δ(x
5
)−δ(x
5
−˜x
5
)
/parenrightBig/parenleftBig
e
(4)
3W+
1
4!
ε
µ
ν
ρ
σ
A
µ
ν
ρ
σ
/parenrightBig
=S
brane, 1
−S
brane, 2
. (15)
Underlined indices refer to the values in the brane directions:
µ= 0,1,2,3. The
actionispresentedasanintegralover5dimensions,butthedeltafunctionsimply
that it is a four-dimensional action for each brane separately. The action of each
brane consists of a Dirac–Born–Infeld (DBI) term and a Wess–Zumino (WZ)
term. However, both parts depend only on the pullback of the bulk fields to the
branes.Therearenofieldslivingonthebrane.Thefunction WappearsintheDBI
term, and plays the role of the central charge of the brane. But most importantly,
the4-formLagrangemultiplierappearsintheWZterm,andthisthusmodifiesits
fieldequation.The newfield equation is
∂
5
G(x
5
) = 2g
/parenleftBig
δ(x
5
)−δ(x
5
−˜x
5
)
/parenrightBig
, (16)
and leads tothesolution (taking intoaccountthe cyclicity condition)
G(x) =gε(x
5
). (17)
The function ε(x
5
)jumps as well at x
5
= 0as atx
5
= ˜x
5
, see figure 2. It is clear
from this picture that we need the second brane. Indeed, one has to come back to
theoriginalvalueof g,inorderthattotalderivativesin x
5
donotcontributetothe
action.The flux,whichisdetermined bythe fieldequation of G(x), is
ˆF= 12G
/bracketleftBigg
W
2
−
3
4
/parenleftbigg
∂
W
∂ϕ
x
/parenrightbigg
2
/bracketrightBigg
+fermionic terms. (18)
kievarwe.tex; 12/03/2001; 3:49; p.61
SUPERSYMMETRY OF RSBULK 55
The overall factor changes when crossing each brane due to (17). These jumps
imply that the wallacts asa sinkforthefluxes .
That supersymmetry is still preserved by the addition of the brane is less
obvious and is the non-trivial part of the construction. It turns out that the super-
symmetryispreservedthankstotheprojections.Onefinds(indices maretangent
space indicesin branedirections)
δS
brane
=−3g
/integraltext
d
5
x
/parenleftbig
δ(x
5
)−δ(x
5
−˜x
5
)
/parenrightbig
e
(4)
/bracketleftBig
W¯/epsilon1
i
γ
m
e
µ
m
/parenleftBig
ψ
µi
−iγ
5
Q
ij
ψ
j
µ
/parenrightBig
+
+W
,x
¯/epsilon1
i
/parenleftBig
iλ
x
i
−γ
5
Q
ij
λ
xj
/parenrightBig/bracketrightBig
.(19)
The combinations of the gravitino and the gauginos that are in brackets are the
components that are odd under the Z
2
projection, and thus vanish on the brane.
Thisleadstotheinvariance.Remarkthatineachcaseoneofthetwotermscomes
fromtheDBI(mass)termandtheotherfromtheWZ(charge)term.Thistherefore
determinestherelativeweightofthetwoterms,andisthemass =chargerelation,
that says that the brane is BPS. We thus see, indeed, that the brane action is
separately invariant. Note, that if we would not use (or eliminate) the Lagrange
multiplier, then this would relate bulk and brane, and only the sum would be
invariant.
3. Thebackground:BPSsolutions
We consider solutionswith awarpedmetric, i.e.
ds
2
=a
2
(x
5
) dx
µ
dx
ν
η
µ
ν
+ (dx
5
)
2
. (20)
The energydensity for solutionsthatdepend only on x
5
is
E(x
5
) =−6a
2
a
/prime2
+
1
2
a
4
(ϕ
x/prime
)
2
+a
4
V−
1
4!
ε
µνρσ 5
A
µνρσ
G
/prime
+
+ 2g
/parenleftBig
δ(x
5
)−δ(x
5
−˜x
5
)
/parenrightBig/parenleftBig
3a
4
W+
1
4!
ε
µ
ν
ρ
σ
A
µ
ν
ρ
σ
/parenrightBig
,(21)
where the prime denotes a derivative w.r.t. x
5
. The first three terms come from
the GST action, the last one on the first line from the term that we added with the
Lagrange multiplier. The second line comes from the brane action. For this type
ofbraneactions, onecan rewriteit usingsquaresandtotal derivatives:
E=
1
2a
4
/braceleftbigg/bracketleftbig
ϕ
x/prime
−3GW
,x
/bracketrightbig
2
−12[a
/prime
a+GW]
2
/bracerightbigg
+ 3[a
4
GW]
/prime
+
+
/bracketleftBig
2g
/parenleftBig
δ(x
5
)−δ(x
5
−˜x
5
)
/parenrightBig
−G
/prime
/bracketrightBig/parenleftBig
3a
4
W+
1
4!
ε
µ
ν
ρ
σ
A
µ
ν
ρ
σ
/parenrightBig
.(22)
The expression in square brackets in the second line is the field equation of the
Lagrange multiplier, and this line can thus be omitted. The last term of the first
kievarwe.tex; 12/03/2001; 3:49; p.62
56 E. BERGSHOEFF, R. KALLOSH, A. VAN PROEYEN
line is a total derivative in x
5
and thus also does not contribute to the energy due
to the continuity of the fields. The vanishing of the squared terms gives thus the
minimum of the energy, and this minimum is even zero, as the zero energy of a
closeduniverse.The BPSconditionsarethus
ϕ
x/prime
= 3GW
,x
,a
/prime
a=−GW. (23)
These equations are also called stabilization equations. These equations are im-
portant to investigate the preserved supersymmetries. The transformations of the
fermionsare
δ(/epsilon1)λ
x
i
=−i
1
2
γ
5
ϕ
x/prime
/epsilon1
i
−
3
2
GQ
ij
W
,x
/epsilon1
j
,
δ(/epsilon1)ψ
µi
=∂
µ
/epsilon1
i
+
1
2
δ
m
µ
γ
m
/parenleftBig
a
/prime
γ
5
/epsilon1
i
+ iaGQ
ij
W/epsilon1
j
/parenrightBig
,
δ(/epsilon1)ψ
5i
=/epsilon1
/prime
i
+
1
2
iGQ
ij
Wγ
5
/epsilon1
j
. (24)
Tosolve these,we splitthe supersymmetriesin theirevenand oddparts:
/epsilon1
i
=/epsilon1
+
i
+/epsilon1
−
i
, /epsilon1
±
i
=
1
2
/parenleftBig
/epsilon1
i
±iγ
5
Q
ij
/epsilon1
j
/parenrightBig
=±iγ
5
Q
ij
/epsilon1
±j
.(25)
The vanishing of the last transformation of (24) determines the x
5
dependence
of both parts. We have /epsilon1
±
i
=a
±1/2
/epsilon1
±
i
(x
µ
). The transformations of the other
components of the gravitino then determines the dependence on the other four
spacetimevariables. Thisgives the generalsolution,
/epsilon1
i
=a
1/2
/epsilon1
+(0)
i
+a
−1/2
/parenleftbigg
1−a
/prime
ax
µ
γ
µ
γ
5
/parenrightbigg
/epsilon1
−(0)
i
, (26)
asfunctionof /epsilon1
±(0)
i
,whichareconstantspinorswitheachonly4realcomponents.
Thereremainsthetransformationsofthegaugino,whichlead to
ϕ
x/prime
/epsilon1
−(0)
i
= 0. (27)
This leaves two possibilities. The first factor can be zero, which implies that we
have constant scalars. In that case 8 Killing spinors survive. The other possibility
allows non-constant scalars. Then the second factor should be zero, and this thus
eliminates 4 supersymmetries. There remain 4 Killing spinors, /epsilon1
+(0)
i
, which are
the4 that are non-vanishing also on thebrane.
We consider both possibilities. First, let us look at the situation with fixed
scalars.TheBPS equationsarethen
(ϕ
y
)
/prime
= 0,
/parenleftbigg
∂
W
∂ϕ
x
/parenrightbigg
crit
= 0,a
/prime
a=−gε(x
5
)W. (28)
kievarwe.tex; 12/03/2001; 3:49; p.63
SUPERSYMMETRY OF RSBULK 57
The constancy of Wis translated by formulae of very special geometry in a
‘supersymmetricattractor equation’
C
IJK
¯h
J
¯h
K
=q
I
, ¯h
K
≡
/radicalbig
W
crit
h
K
, q
I
≡
/radicalBig
2
3
V
I
.(29)
This equation is well-known from black-hole physics [16]. A solution gives rise
toa metric ofthe form
ds
2
=e
−2gW
crit
|x
5
|
dx
µ
dx
ν
η
µ
ν
+ (dx
5
)
2
,ora=e
−2gW
crit
|x
5
|
.(30)
In this case, the negative-tension brane can be pushed to infinity. Indeed, there is
no obstructionas anever vanishes.
To consider supersymmetric domain walls with non-constant scalars , we use
another coordinate, y,suchthat
∂
∂x
5
=a
2
∂
∂y
.The metric isthen
ds
2
=a
2
(y)dx
µ
dx
ν
η
µ
ν
+a
−4
(y)dy
2
. (31)
The stabilizationequationstaketheform
a
2
d
dyϕ
x
= 3G(y)W
,x
, a
d
dya=−G(y)W. (32)
Thesen+ 1equationsarecombined, usingrelations ofvery specialgeometry,to
d
dy(C
IJK
˜h
J
˜h
K
) =−2G(y)q
I
where ˜h
I
≡a(y)h
I
,(33)
whosesolutionsaregiven intermsofharmonicfunctions H
I
(y):
C
IJK
˜h
J
˜h
K
=H
I
(y) =c
I
−2gq
I
|y|, (34)
wherec
I
areintegrationconstants,while q
I
aretheconstantsthatwereintroduced
inthegauging ( V
I
upto anormalization).Theyare harmonic inthe sensethat
d
dy
d
dyH
I
=−4gq
I
[δ(y)−δ(y−˜y)]. (35)
The warpfactoris
a
2
(y) =h
I
H
I
. (36)
In this case the distance between the branes is restricted. There can be two types
ofrestrictions:
1. There can be fundamental restrictions due to the origin of the functions h
I
.
E.g. these are in various applications related to integrals over Calabi–Yau
cycles.Theirvanishing canputa restriction onthedistance.
kievarwe.tex; 12/03/2001; 3:49; p.64
58 E. BERGSHOEFF, R. KALLOSH, A. VAN PROEYEN
2. The vanishing of the harmonic functions also puts a restriction. Indeed, these
harmonic functions enterinthewarpfactor, whichshouldbenon-vanishing.
Ineachcase this restricts thedistancetobesmaller than acritical distance
|˜y|<|y|
sing
. (37)
4. Summaryandoutlook
The RS scenario in 5 dimensions can be made supersymmetric despite the singu-
larities of the space. The action and transformation laws can be obtained using a
4-form,suchthatbulkandbraneareseparatelysupersymmetric.Supersymmetric
solutionsexistwithfixed scalars or 1/2 supersymmetry.
Half of the supersymmetries vanish on the branes. Also the translation gen-
erator in the fifth direction vanishes on the brane. That is how the algebra can be
realized.Thesealgebraicaspectscouldstillbeclarifiedfurther.Alsotheextension
to hypermultiplets deserves further study. The same mechanism could be applied
to study 8-branes in D= 10and other similar situations. It is furthermore an
intriguing questionhow supersymmetricmatter can live on the branes.
Acknowledgments.
This work was supported by the European Commission RTN programme HPRN-
CT-2000-00131,inwhichE.B.isassociatedwithUtrechtUniversity.Theworkof
R.K.wassupportedbyNSF grantPHY-9870115.
References
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7. R.Altendorfer,J.BaggerandD.Nemeschansky, SupersymmetricRandall–Sundrumscenario ,
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dimensional supergravity , Phys.Lett. B491(2000) 172 [hep-th/0004093].
9. M. Zucker, Supersymmetric brane world scenarios from off-shell supergravity , hep-
th/0009083.
10. A.CeresoleandG.Dall’Agata, Generalmattercoupled N= 2,D= 5gaugedsupergravity ,
Nucl. Phys. B585(2000)143 [hep-th/0004111].
11. L. Andrianopoli, M. Bertolini, A. Ceresole, R. D’Auria, S. Ferrara, P. Fr `e and T. Magri,
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supergravity with non-trivial hypermultiplets , hep-th/0008112.
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supergravity and Jordan algebras , Nucl.Phys. B242(1984) 244;
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kievarwe.tex; 12/03/2001; 3:49; p.66
kievarwe.tex; 12/03/2001; 3:49; p.67
D-BRANES AND VACUUMPERIODICITY
DMITRIGALTSOV
∗
Laboratoire de Physique Th ´eorique LAPTH (CNRS), B.P.110, F-
74941Annecy-le-Vieuxcedex, France,
and
Department of Theoretical Physics, Moscow State University,
119899,Moscow,Russia
VLADIMIR DYADICHEV
†
Department of Theoretical Physics, Moscow State University,
119899,Moscow,Russia
Abstract. The superstring/M-theory suggests the Born-Infeld type modification of the classical
gaugefieldlagrangian.Wediscusshowthischangestopologicalissuesrelatedtovacuumperiodic-
ityintheSU(2)theoryinfourspacetimedimensions.Anewfeature,whichisduetothebreakingof
scale invariance by the non-Abelian Born-Infeld (NBI) action, is that the potential barrier between
the neighboring vacua is lowered to a finite height. At the top of the barrier one finds an infinite
family of sphaleron-like solutions mediating transitions between different topological sectors. We
review these solutions for two versions of the NBI action: with the ordinary and symmetrized
trace. Then we show the existence of sphaleron excitations of monopoles in the NBI theory with
the triplet Higgs. Soliton solutions in the constant external Kalb-Ramond field are also discussed
whichcorrespondtomonopolesinthegaugetheoryonnon-commutativespace.Anon-perturbative
monopole solutionfor thenon-commutative U(1)theory is presented.
1. Introduction
Recent development in the superstring theory [1, 2] suggests that the low-energy
dynamics of a Dp-brane moving in a flat D-dimensional spacetime z
M
=
z
M
(x
µ
), M = 0,...,D−1, µ= 0,...pis governed by the Dirac-Born-Infeld
(DBI)action
S
p
=
/integraldisplay/parenleftbigg
1−
/radicalBig
−det(g
µν
+F
µν
)
/parenrightbigg
d
p+1
x,
(1)
∗
[email protected]
†
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.68
62 D. GALTSOV,V.DYADICHEV
where
g
µν
=∂
µ
z
M
∂
ν
z
N
η
MN
, (2)
is an induced metric on the brane and F
µν
is aU(1)gauge field strength. Using
the gauge freedom under diffeomorphisms of the world-volume, one can choose
coordinatesz
M
= (x
µ
, X
m
), whereX
m
are transverse to the brane, and rewrite
theactionas
S
p
=
/integraldisplay/parenleftbigg
1−
/radicalBig
−det(η
µν
+∂
µ
X
m
∂
ν
X
m
+F
µν
)
/parenrightbigg
d
p+1
x. (3)
A trivial solution to this action is X
m
= 0, F
µν
= 0, what means that the p-
braneisflatandthereisnoelectromagneticfield.Becauseofthesymmetry X
m
→
−X
m
, the planar solution remains true when F
µν
does not vanish, in which case
theelectromagneticfieldisgovernedbytheBorn-Infeld(BI)action.Moreover,as
was noticed by Gibbons [3], the only regular static source-free solution of the BI
electrodynamics which fallsoffat spatial infinityis atrivialone.
This is no longer true in the case of NcoincidentDp-branes whose low-
energydynamicsisdescribedbythenon-AbeliangeneralizationoftheDBIaction
involvingthe SU(N)Yang-Mills(YM)field.Namely,forflat D3-branesthereg-
ular sourceless finite energy configurations of the YM field were found to exist
[4,5].Thetopologicalreasonforthisliesinthevacuumperiodicityofthe SU(2)
gaugefieldinfourdimensions.NeighboringYMvacuaareseparatedbypotential
barriers which in the case of the BI action are lowered down to a finite height
due to the breaking of the scale invariance in the BI theory. This removes the
well-known obstruction for classical glueballs [6–8], which can be summarized
as follows. Scale invariance of the usual quadratic Yang-Mills action implies that
the YM field stress–energy tensor is traceless: T
µ
µ
= 0 =−T
00
+T
ii
, where
µ= 0,...,3, i= 1,2,3.Sincetheenergydensityispositive, T
00
>0,thesumof
the principal pressures T
ii
is also everywhere positive, i.e.the Yang–Mills matter
isrepulsive.Consequently,mechanicalequilibriumwithinthelocalizedstaticYM
field configuration is impossible [9]. In the spontaneously broken gauge theories
scale invariance is broken by scalar fields, what opens the possibility of particle-
like solutions: magnetic monopoles (in the theory with the real triplet Higgs) and
sphalerons(in thetheory with thecomplexdoubletHiggs).
The role of the Higgs field in these two cases is somewhat different. For
monopoles the topological significance of the Higgs field is essential: indeed,
monopolesinterpolatebetweentheunbrokenandbrokenHiggsphases.Inthecase
of sphalerons, the Higgs field plays mostly a role of an attractive agent which is
able to glue the repulsive YM matter. Historically, topological significance of the
Dashen-Hasslacher-Neveu (DHN) solution in the SU(2)theory with the doublet
Higgs [10] was first explained by Manton [11] as a consequence of non–triviality
of thethirdhomotopy group of the Higgs broken phase manifold π
3
(G/H ). This
kievarwe.tex; 12/03/2001; 3:49; p.69
D-BRANES AND VACUUM PERIODICITY 63
isequivalenttoexistenceofnon-contractibleloopsinthespaceoffieldconfigura-
tionspassingthroughthevacuum.Thenbytheminimaxargumentonefindsthata
saddlepointexistsontheenergysurfacewhichisaproperplaceforthesphaleron.
Later it became clear that similar solutions arise in some models without Higgs,
suchasEinstein-Yang-Mills[12]orYang-Millswithdilaton[13](forareviewand
furtherreferencessee[14]).Themaincommonfeatureofthesetheoriesisthatthe
conformal invariance of the classical YM equations is broken, what removes the
”mechanical” obstruction for existence of particle-like configurations. As far as
thetopologicalargumentisconcerned,itisworthnotingthat H= 1fortheDHN
solution, so the same third homotopy group argument applies to the gauge group
Gitself, thatis, it works equally inthetheorieswithout Higgs.
BreakingofthescaleinvarianceintheNBItheoryalsogivesrisetosphaleron
glueballs which mediate transitions between different topological sectors of the
theory. Their mass is related to the BI field-strength parameter which for the D-
branes is 2πα
/prime
. We will discuss here the difference between glueball solutions in
twoversionsoftheNBItheory:withtheordinaryandsymmetrizedtrace.Wealso
show that, when the triplet Higgs field is added, the theory admits, apart from
the usual magnetic monopoles, the hybrid solutions which can be interpreted as
sphaleron excitations of monopoles. At the end we briefly discuss monopole so-
lutionsingaugetheoriesonnon-commutativespacesandgiveanexplicitsolution
for theU(1)monopole with Higgs in the D-brane picture with the Kalb-Ramond
field.
2. NBIaction with ordinary andsymmetrized trace
A precise definition of the NBI action was actively discussed during past few
years [15–20], for an earlier discussion see [21]. An ambiguity is encoded in
specifyingthetraceoperationoverthegaugegroupgenerators.Formallyanumber
of possibilities can be envisaged. Starting with the determinant form of the U(1)
Dirac-Born-Infeldaction
S=
1
4π
/integraldisplay/braceleftbigg
1−
/radicalBig
−det(g
µν
+F
µν
)
/bracerightbigg
d
4
x, (4)
one can use the usual trace, the symmetrized or antisymmetrized [15] ones, or
evaluatethedeterminantbothwithrespecttoLorentzandthegaugematrixindices
[19]. Alternatively one can start with the ’square root’ form, which is most easily
derivedfrom(4)usingtheidentities
det(g
µν
+F
µν
) = det(g
µν
−F
µν
) = det(g
µν
+i˜F
µν
) =
= det(g
µν
−i˜F
µν
) =
/bracketleftBig
det(g
µν
−F
2
µν
)(g
µν
+˜F
2
µν
)
/bracketrightBig
1/4
,(5)
kievarwe.tex; 12/03/2001; 3:49; p.70
64 D. GALTSOV,V.DYADICHEV
whereF
2
µν
=F
µα
F
αν
(similarlyfor ˜F
µν
),and
F
µα
F
αν
−˜F
µα
˜F
αν
=
1
2g
µν
F
αβ
F
αβ
,
F
µα
˜F
αν
=−
1
4g
µν
F
αβ
˜F
αβ
. (6)
This givesthe relation
/radicalBig
−det(g
µν
+F
µν
) =
/radicalBig
−det(g)
/radicalbigg
1 +
1
2F
2
−
1
16(F˜F)
2
,(7)
withF
2
=F
µν
F
µν
, F˜F=F
µν
˜F
µν
.
Foranon-Abeliangaugegrouptherelations(6)arenolongervalid,sothereis
no direct connection between the ’determinant’ and the ’square root’ form of the
lagrangian.Thereforethelattercanbechosenasanindependentstartingpointfor
anon-Abelian generalization.
There is, however, a particular trace operation – symmetrized trace – under
which generators commute, so both forms of the lagrangian remain equivalent.
This definition is favored by the no-derivative argument, as was clarified by
Tseytlin [15]. Restricting the validity of the non-Abelian effective action by
the constant field approximation, one has to drop commutators of the matrix-
valuedF
µν
since these can be reexpressed through the derivatives of F
µν
. This
corresponds to the following definition
S=
1
4πStr
/integraldisplay/braceleftbigg
1−
/radicalBig
−det(g
µν
+F
µν
)
/bracerightbigg
d
4
x, (8)
where symmetrization applies to the field strength (not to potentials). This action
reproduces an exact string theory result for non-Abelian fields up to α
/prime2
order.
Although there is no reason to believe that this will be true in higher orders in
α
/prime
, theStraction is an interesting model providing minimal generalization of the
Abelianaction[15].
AnexplicitformoftheSU(2)NBIactionwiththesymmetrizedtraceforstatic
SO(3)-symmetricmagnetictypeconfigurationswasfoundonlyrecently[5].One
startswiththedefinition
L
NBI
=β
2
4πStr
/parenleftBigg
1−
/radicalBigg
−det
/parenleftBig
g
µν
+
1
βF
µν
/parenrightBig/parenrightBigg
=kβ
2
4πStr(1−R),(9)
where
R=
/radicalBigg
1 +
1
2β
2
F
µν
F
µν
−
1
16β
4
(F
µν
˜F
µν
)
2
, (10)
kievarwe.tex; 12/03/2001; 3:49; p.71
D-BRANES AND VACUUM PERIODICITY 65
andβof the dimension of length
−2
is the BI ’critical field’. The normalization of
thegaugegroup generators is unusual and ischosen as follows
F
µν
=F
a
µν
t
a
,trt
a
t
b
=δ
ab
. (11)
The symmetrizedtrace oftheproduct of pmatrices is defined as
Str(t
a
1
...t
a
p
)≡
1
p!tr
/parenleftbig
t
a
1
...t
a
p
+all permutations
/parenrightbig
, (12)
and it is understood that the general matrix function like (9) has to be series
expanded. It has to be noted that under the Stroperation the generators can be
treated as commuting objects, and the gauge algebra should not be applied, (e.g.
the square of the Pauli matrix τ
2
x
/negationslash= 1) until the symmetrization in the series
expansionis completed.
A generalSO(3)symmetricSU(2)gauge field is described by the Witten’s
ansatz
√
2A=a
0
t
1
dt+a
1
t
1
dr+{w
2
t
2
−(1−w)t
3
}dθ+ (13)
{(1−w)t
2
+ ˜wt
3
}sinθdφ,
wherethefunctions a
0
, a
1
, w, ˜wdependonr,tand
√
2isintroducedtomaintain
the standard normalization. Here we use a rotating basis t
i
, i= 1,2,3for the
SU(2)generators definedas
t
1
=n
a
τ
a
/
√
2, t
2
=∂
θ
t
1
,sinθt
3
=∂
ϕ
t
1
, (14)
wheren
a
= (sinθcosϕ,sinθsinϕ,cosθ), withτ
a
being the Pauli matrices.
Thesegeneratorsobeythecommutationrelations [t
i
,t
j
] =
1
√
2
/epsilon1
ijk
t
k
.
Fromfourfunctionsenteringthisansatzonecanbegaugedaway.Inthestatic
case we can further reduce the number of independent functions to two, while
the static purely magnetic configurations are fully described by a single function
w(r):
√
2A
θ
=−(1−w)t
3
,
√
2A
ϕ
= sinθ(1−w)t
2
. A
t
=A
r
= 0.(15)
The fieldstrength tensorhas thefollowingnon-zerocomponents
√
2F
rθ
=w
/prime
t
3
,
√
2F
rϕ
=−sinθw
/prime
t
2
,
√
2F
θϕ
= sinθ(w
2
−1)t
1
,(16)
whereprime denotesderivativeswithrespect to r.
For purely magnetic configurations the second term under the square root is
zero,and the substitution of(16) gives
R
2
= 1 +(1−w
2
)
2
β
2
r
4
t
2
1
+w
/prime
2
β
2
r
2
(t
2
2
+t
2
3
). (17)
kievarwe.tex; 12/03/2001; 3:49; p.72
66 D. GALTSOV,V.DYADICHEV
To find an explicit expression for the lagrangian one has to expand the square
root in a triple series in terms of the even powers of generators t
1
,t
2
,t
3
, then
to calculate the symmetrized trace of the powers of generators in all orders, and
finallyto make aresummationof theseries.The resultreads
L
NBI
=β
2
4π
/parenleftBigg
1−1 +V
2
+K
2
A
√
1 +V
2
/parenrightBigg
, (18)
where
V
2
=(1−w
2
(r))
2
2β
2
r
4
, K
2
=w
/prime2
(r
)
2β
2
r
2
,
A=
/radicalBigg
1 +V
2
V
2
−K
2
arctanh
/radicalBigg
V
2
−K
2
1 +V
2
. (19)
Here we assumed that V
2
> K
2
, otherwise an arctanform is more appropriate.
Note that when the difference V
2
=K
2
changes sign, the k function Aremains
real valued. It can be checked that when β→∞, the standard Yang-Mills la-
grangian (restricted to monopole ansatz) is recovered. In the strong field region
ourexpression differsessentially fromthesquareroot/ordinary trace lagrangian.
The corresponding explicit action defined in a square root form with an
ordinarytrace reads:
L
NBI
=β
2
4π
/parenleftBig
1−
/radicalbig
1 +V
2
+ 2K
2
/parenrightBig
(20)
3. Topologicalvacuaand sphalerons
As is well-known, vacuum in the SU(2)YM theory in the four-dimensional
spacetime splits into an infinite number of disjoint classes which can not be
deformed into each other by ’small’ (contractible to a point) gauge transforma-
tions. Writing the pure gauge vacuum YM potentials as A=iUdU
−1
, where
U∈SU(2)andimposing anasymptoticcondition
lim
r→∞
U(x
i
) =1, (21)
we can interpret U(x
i
)as mappings S
3
→SU(2). All sets of such U’s falls into
thesequenceof homotopyclassescharacterized bythewinding number
k[U] =
1
24π
2
tr
/integraldisplay
R
3
UdU
−1
∧UdU
−1
∧UdU
−1
. (22)
kievarwe.tex; 12/03/2001; 3:49; p.73
D-BRANES AND VACUUM PERIODICITY 67
Arepresentativeof the k-thclass can be chosenas
U
k
= exp{iα(r)t
1
/
√
2},whereα(0) = 0,α(∞) =−2πk.(23)
The corresponding potential will be given by the Witten ansatz with a=
0,w=exp(iα(r)). The asymptotic condition (21) leads to the following fall-off
requirements.
A
a
=o(r
−1
)forr→∞. (24)
The representatives of different vacuum classes with different kcannot be
continuously deformed into each other within the class of the purely vacuum
fields. But there exists an interpolating sequence of nonvacuum field configu-
rations of finite energy (the latter can be defined on shell and then continued
off-shell) satisfying the required boundary conditions (24) that connects different
vacuumclasses.Finiteenergysolutionsfortheactions(18)or(20)shouldsatisfy
thefollowingboundaryconditionsnearthe origin
w= 1 +br
2
+O(r
4
), (25)
and atthe infinity
w=±1 +
c
r+O(
1
r
2
), (26)
wherebandcare free parameters. (The value w(∞) = 0together with finiteness
of the energy implies that w≡0.) The leading terms are the same as required for
the vacuum configurations. These solutions, if exists, can be shown to lie on the
pathinthesolutionspaceconnectingtwotopologicallydistinctvacua.Considera
one-parametersequenceoffieldconfigurations(offshellgenerally)dependingon
acontinuousparameter λ∈[0, π][22]
A[λ] =i1−
w
2U
+
dU
−1
+
+i1 +
w
2U
−
dU
−1
−
, (27)
where
U
±
= exp
/braceleftBig
iλ(w±1)t
1
/
√
2
/bracerightBig
. (28)
This field vanishesfor λ= 0,whereas for λ=πit can berepresented as
A[π] =iUdU
−1
,with U = exp{iπ(w−1)t
1
/
√
2}.(29)
In view of the above boundary condition for w, in the case w(∞) =−1one has
thek= 1vacuum. Now, the crucial thing is that for λ=π/2we come back to
the configuration (15). So if the solution to the classical field equations with the
kievarwe.tex; 12/03/2001; 3:49; p.74
68 D. GALTSOV,V.DYADICHEV
required asymptotics exists indeed, this can be interpreted as a manifestation of
thefiniteness ofthe potential barrierbetweendistinctvacua.
Note that the same reasoning holds for the ordinary Yang–Mills system. But
due to the scale invariance of this theory there is no function wwhich minimizes
theenergy functional.
Both the analysis of the equations following from NBI lagrangians (18,20)
usingthemethodsofdynamicalsystems[4]andnumericalexperiments[5]shows
that such solutions exist in both NBI models — with ordinary and symmetrized
trace. They form a discrete sequence labeled by the number of nodes of the
functionw(r), and the lower one-node solution is similar to the sphaleron of the
Weinberg-Salamtheory.
In the NBI theory βis the only dimensionful parameter giving a natural scale
of length, i.e. theories with different values of βare equivalent up to rescaling.
Settingβ= 1we obtain the equations of motion for the symmetrized trace NBI
model
d
dr
/braceleftBigg
w
/prime
2(V
2
−K
2
)
/parenleftBigg
K
2
√
1 +V
2
1 +K
2
−(2V
2
−K
2
)
A
√
V
2
−K
2
/parenrightBigg/bracerightBigg
(30)
=wV(K
2
A−V
2
)
(V
2
−K
2
)
√
1 +V
2
.
Forthe ordinary tracemodel one has
d
dr
/braceleftbigg
w
/prime
√
1 +V
2
+ 2K
2
/bracerightbigg
=−w
V
√
1 +V
2
+ 2K
2
, (31)
We are looking for the solutions satisfying the boundary conditions (25,26).
For largerboth equations reduce to that of the usual YM theory, so the solutions
are not much different in the far zone. Near the origin the equations are different,
more careful analysis reveals that the nature of stationary points associated with
theoriginisdifferentfortwo versionsof thetheory.
A trivial solution to these equations (valid for both models) is an embedded
abelian monopole w= 0. In the BI theory it has the finite energy. From the
general analysis, as discussed in [14] for the ordinary trace, one finds that wcan
not have local minima for 0< w < 1, w <−1and can not have local maxima
for−1<w< 0, w> 1. The same remains true for the symmetrized trace. Thus
any solution which starts at the origin on the interval −1< w < 1must remain
within the strip−1< w < 1. Oncewleaves the strip, it diverges in a finite
distance. Regular solutions exist for a discrete sequence of bshown in the table I
togetherwithcorrespondingmasses M
n
forthefirstsix nwhichisthenumberof
zeroes ofw(r). Then= 1solution is analogous to the sphaleron known in the
Weinberg-Salam theory [10, 11], it is expected to have one decay mode. Higher
odd-nsolutions may be interpreted as excited sphalerons, they are expected to
kievarwe.tex; 12/03/2001; 3:49; p.75
D-BRANES AND VACUUM PERIODICITY 69
–1–0.500.51
w(t)
–6 –4 –2 0 2 4 6 8
t=ln(r)
Figure 3. Sphaleron glueball solutions w
n
forn= 1,2,3in the symmetrized trace (solid line)
and ordinary trace (dashed line) models
havendecay directions. Even- nsolutions are topologically trivial, they can be
regardedassphaleronicexcitationofthevacuum.Qualitativelypictureisthesame
as fortheordinary trace[4], butthe discretevaluesof barerather different.
Numericalsolutionsforbothmodelsareshowninthefigure3.Itissurprising
that the solutions with the ordinary and the symmetrized trace are rather similar
inspiteofthesubstantialdifferenceofthelagrangians.Theyhavehoweversome-
what different behavior near the origin: those with the symmetrized trace leave
the vacuum value w= 1faster and stay longer in the intermediate region where
w(r)is close to zero. In this region the magnetic charge is almost unscreened, so
thisistheparticlecore.Thusforall nsolutionsaremorecompactintheordinary
tracecase.Forbothmodelstheparameters b
n
growinfinitelywithincreasingnode
numbern.Thismeansthatthereisnolimitingsolutionas n→∞contrarytothe
EYM casewhere such solutionsdo exist.
4. Magnetic monopolesand hybrid solutions
Magnetic monopoles are associated with the deformed D3-branes with non zero
transverse coordinates X
m
interpreted as Higgs scalars. The deformation can be
thought of as caused by an open string attached to the brane. In the BPS limit
the solutions are the same as for the quadratic YM theory [17, 18] Monopoles
fortheordinarytracemodelwereconstructedbyGrandi,MorenoandSchaposnik
kievarwe.tex; 12/03/2001; 3:49; p.76
70 D. GALTSOV,V.DYADICHEV
TABLE I. Values of bandMfor first six glueball solutions in NBI models
with ordinary and symmetrized
traces
Ordinary trace Symmetrized
trace
n b
tr
M
tr
b
Str
M
S
tr
1 1.27463×10
1
1.13559 1 .23736×10
2
1.20240
2 8.87397×10
2
1.21424 5 .05665×10
3
1.234583
3 1.87079×10
4
1.23281 1 .67739×10
5
1.235979
4 1.27455×10
6
1.23572 7 .11885×10
6
1.236046
5 2.65030×10
7
1.23603 4 .94499×10
8
1.2360497
6 1.80475×10
9
1.23604 4 .52769×10
10
1.
2360497
[23]. For monopoles the function wmonotoneously varies from the value w= 1
at the origin to the asymptotic value w= 0at infinity. Note, that assuming the
asymptotic value w= 0for pure gauge NBI theory we will get only embedded
abeliansolution w≡0.Ouraimhereistoshowthat,inaddition,therearehybrid
NBI-Higgs solutions for which the function w(r)oscillates in the core region. In
otherwords,startingfromthevacuum w= 1attheoriginthefunction w(r)tries
tofollowthesphaleronicbehavior,butfinallyturnsbacktothemonopoleregime.
AddingtotheNBIactiontheHiggsterm S=S
NBI
+S
H
whereS
H
istaken
intheusualform
S
H
=
1
8π
/integraldisplay/parenleftbigg
D
µ
φ
a
D
µ
φ
a
−
λ
2
/parenleftBig
φ
a
φ
a
−v
2
/parenrightBig/parenrightbigg
, (32)
oneobtainstheNBI-Higgstheory,containing,apartfrom β,thesecondparameter
λ(without loss of generality we put the gauge coupling constant equal to unity).
For spherically symmetric static purely magnetic configurations the YM ansatz
remains thesame , whilefor theHiggs field
φ
a
=H(r
)
rn
a
. (33)
For simplicity we consider here the square root form of the NBI action (20).
Performinganintegrationoversphericalanglesoneobtainstheenergyfunctional
(equal to minusaction for staticconfigurations)
E= 4π
/integraldisplay
drr
2
/braceleftbigg
2β
2
(R−1) +
1
2r
2
/parenleftbigg
(H
/prime
−
H
r)
2
+
2
r
2
H
2
w
2
/parenrightbigg
+V
/bracerightbigg
,(34)
kievarwe.tex; 12/03/2001; 3:49; p.77
D-BRANES AND VACUUM PERIODICITY 71
where
R=
/radicalBigg
1 +
1
β
2
r
4
(r
2
w
/prime2
+
1
2(w
2
−1)
2
), V =
λ
4
/parenleftBigg
H
2
r
2
−1
/parenrightBigg
2
.(35)
Varyingthisfunctionalone findstheequationsof motion
r
2
w
/prime/prime
=w(RH
2
+w
2
−1) +r
2
R
/prime
Rw
/prime
, (36)
r
2
H
/prime/prime
= 2Hw
2
−λH(r
2
−H
2
). (37)
Boundaryconditionsatinfinityforasolutionwithaunitmagneticchargeread
lim
r→∞
w(r) = 0, lim
r→∞
H(r
)
r= 1, (38)
whileat theorigin
w(0) = 1, H (0) = 0. (39)
Starting with (39) one can construct the following power series solution
converginginanon-zero domain aroundtheorigin:
w= 1−br
2
+βb
2
/parenleftbig
22b
2
+β
2
/parenrightbig
+d
2
/parenleftbig
6b
2
+β
2
/parenrightbig
3
2
10β(2b
2
+β
2
)r
4
+O(r
6
)(40)
H=dr
2
−
/parenleftbigg
1
10λd+
2
5db
/parenrightbigg
r
4
+O(r
6
),(41)
wherebanddarefreeparameters.For β→∞thetheoryreducestothestandard
YMH-theory,admittingmonopoles.In[23]itwasshownthatmonopolesolutions
totheEqs.(36,37) continue toexistupto somelimitingvalue β
cr
.
Nowwehavetoexplainwhyonecanexpecttohavealsothehybridsolutions.
NeartheorigintheHiggsfieldisclosetozero,sotheinfluenceoftheterm H
2
KR
is negligible, and the YM field behaves like in the pure NBI case. As was argued
in [4], NBI theories with different βare equivalent up to rescaling, and so for β
large enough the solution starts forming just near the origin. But for larger rthe
role of Higgs is increased, so one can expect that some solutions can be trapped
to the monopole asymptotic regime. More precisely, in the region of r≈1/
√β,
thefunction w(r)issimilartothesphaleronsolutionof[4]:startingwith w= 1it
passesthrough w= 0andthentendstothevalue w= 1.Afterleavingthisregion
the solution enters the region where it has properties of the NBI monopole and
atr→∞both field functions tend to their asymptotical values (38). The Higgs
fieldH(r)forthesehybridsolutionsbehavesqualitativelyinthesamewayasfor
themonopoles.
kievarwe.tex; 12/03/2001; 3:49; p.78
72 D. GALTSOV,V.DYADICHEV
N=0
N=2 N=1
–0.200.20.40.60.81
–10 –8 –6 –4 –2 0 2
t=ln(r)
Figure 4. Magnetic monopole and first two hybrid solutions in the ordinary trace model for
β= 30,λ= 1/2. Solid line — w, dashed line— H/r
To obtain hybrid solutions numerically we introduce the logarithmic variable
t= ln(r)and apply a shooting strategy to find the values of parameters bandd
ensuringthemonopoleasymptoticconditions(40-41)afterseveraloscillationsof
w. As an initial guess for bone can take the (appropriately rescaled for given β)
glueballvaluesfoundin[4].Anotherparameter dturnsouttobeweaklysensitive
onβforβlarge enough. The resulting solutions for n= 1,2andλ= 1/2are
shown on Fig. 1,2 together with the ground state monopole ( n= 0). The masses
increasewith nandconvergerapidlytothemassofanembeddedAbeliansolution
withfrozenHiggs:
w(r)≡0, H (r)≡r. (42)
Although this singular solution does not satisfy the boundary conditions (39)
it has finite energy within the NBI-Higgs theory, which can be obtained by
substituting theEq. (42)into theEq.(34):
E
lim
= 2
/integraldisplay
β
2
(R−1)r
2
dr=
/radicalbig
β
/integraldisplay/parenleftBigg
/radicalbigg
4 +
2
x
4
−2
/parenrightBigg
x
2
dx= 1.467338
/radicalbig
β.
(43)
With decreasing β, the discrete values of the parameter b
n
also decrease until
relativelysmallvaluesof β.Then,with βfurtherdecreasingbothparameters band
dstartgrowinguntilsomecriticalvalueof β
crn
isreachednearwhichparameters
kievarwe.tex; 12/03/2001; 3:49; p.79
D-BRANES AND VACUUM PERIODICITY 73
b
n
andd
n
tend to infinity and monopole solutions with given number of zeroes
cease to exist. The lowest of these critical values is β
cr0
≈0.45for unexcited
monopole solution. The excited solutions disappear at greater values of β. The
mass of excited monopoles is well described by the formula (43), even for the
lowest excited solution the difference with the exact numerical value is less then
4% for all values of β. The figure 4 shows the behavior of functions w, Hfor
some intermediate value of β. Note, that at critical βall branches of monopole
solutions(includingunexcitedbranches)convergetothelimitingAbeliansolution
(42) (withdifferentrate).
The excited monopole solutions also exist in the Einstein-Yang-Mills-Higgs
theory [24]. There the role of non-linear excitations is played by Bartnick-
McKinnon gravitating sphalerons of EYM theory [12]. The phase diagram
(regions of existence in parameter space) is somewhat different in our case, the
detailswill begivenelsewhere.
5. Non-commutativemonopoles
HerewediscussanotheraspectoftheD-branepictureofgaugetheories,whichis
the direct subject of the present workshop. Recently it was discovered that gauge
theories onnoncommutativemanifolds
[x
µ
,x
ν
] =iθ
µν
(44)
are connected with the gauge theories on D-branes with the constant background
Kalb-Ramondfield Bturnedon [25]
B
µν
=−θ
µν
(2πα
/prime
)
2
. (45)
Therelationbetweenthesetwoversionsisnon-localandisdefinedperturbatively
through the Seiberg-Witten map [26] (for a more recent discussion see [27, 28]).
Namely,theYMtheoryon anoncommutativefour-dimensionalspace
ˆS= Tr
/integraldisplay/parenleftbigg
1
4ˆg
2
ˆF
µν
∗ˆF
µν
+...
/parenrightbigg
d
4
x, (46)
defined usingthe star-product
F(x)∗G(x) = exp
/parenleftbigg
iθ
µν
2∂
µ
∂
/prime
ν
/parenrightbigg
F(x)G(x
/prime
)|
x
/prime
=x
, (47)
and theD-brane theory with A
µ
, F
µν
are relatedperturbatively via
ˆA
µ
=A
µ
−θ
αβ
4{A
α
, ∂
β
A
µ
+F
βµ
}
+
+O(θ
2
). (48)
kievarwe.tex; 12/03/2001; 3:49; p.80
74 D. GALTSOV,V.DYADICHEV
The issue of magnetic monopoles in both treatments of the non-commutative
YM was discussed recently in a number of papers [29–32, 30]. It was argued that
BPS-saturated monopoles exist in the non-commutative case as well. Apart from
the BPS bound most of the previous discussion was perturbative in terms of the
non-commutativityparameter θ
µν
.
Adding the constant B-field spoils the spherical symmetry of monopoles and
therefore their non-perturbative treatment in the D-brane picture becomes rather
complicated. At best one can construct an axially symmetric model using B
µν
as
aKalb-Ramondanalogofthehomogeneousmagnetic(electric)field.Eveninthis
case the NBI model is still too complicated both for Tr and Str versions. Here we
giveanon-perturbativemonopolesolutioninthesimplestcaseofthe U(1)gauge
field with Abelian Higgs. As was shown by Gibbons [3], the system of BI U(1)
andHiggsfieldspossessestheboostsymmetry(inthemixedspaceofcoordinates
andthefieldvariables)whichcanbeusedasasolutiongeneratingtechniquetoadd
a constant magnetic field to the pointlike magnetic monopole (resp. electric field
to the electric BIon). Reinterpreted as the Kalb-Ramond field, this homogeneous
fieldmaybe accountedfortheparameterofnon-commutativity.
WestartwiththeDBI action
S
DBI
=−
/integraldisplay
d
4
x
/radicalBig
−det (η
µν
+∂
µ
y∂
ν
y+F
µν
) (49)
with one external coordinate y(playing the role of the Higgs field) and introduce
themagneticpotential χ
H=−∇χ, (50)
where His the magnetic field strength — canonical conjugate to the magnetic
induction B:
H=−∂
L
∂B. (51)
Performing the corresponding Legendre transformation we obtain the follow-
inghamiltonian functional
H=
/integraldisplay
d
3
x
/radicalBig
1−(∇χ)
2
+ (∇y)
2
+ (∇χ)
2
(∇y)
2
−(∇χ·∇y)
2
,(52)
which can be interpreted as the volume of the three-dimensional hypersurface
parametrized by coordinates x
i
in the five-dimensional pseudoeuclidean space
{x
i
,y,χ}with the metric diag(+,+,+,+,−)(minus corresponds to χ). We
use the symmetries of this functional to generate first the scalar charge from the
monopole charge and then to generate a constant background field which will
be then interpreted as the Bfield. So we start with the spherically symmetric
configurations.The fieldequationsare then reducedto
y
/prime/prime
= 2y
/prime
/parenleftbig
χ
/prime2
−y
/prime2
−1
/parenrightbig
r, χ
/prime/prime
= 2χ
/prime
/parenleftbig
χ
/prime2
−y
/prime2
−1
/parenrightbig
r,(53)
kievarwe.tex; 12/03/2001; 3:49; p.81
D-BRANES AND VACUUM PERIODICITY 75
where prime denotes the derivative with respect to the radial variable r. It is easy
to see that two potentials should be proportional. Depending on which potential
dominates,onecanfind three different typesof behaviour:
1. The spacelike vector in the {y,χ}plane. By some rotation the magnetic field
canberemoved.Thisisthecatenoidalsolution[3].Sinceitdoesnotexistfor
allr, wewillnotconsider it further.
2. The timelike vector in the {y,χ}plane. By a rotation it can be reduced to a
U(1)monopolewithoutexcitationsofthetransversedegreesoffreedom.The
potential for thisparticularsolution(withunit charge) is
χ
0
(r) =
r
/integraldisplay
dr
√
1 +r
4
, (54)
andcould bewritten explicitlyintermsofelliptic integrals.
3. The lightlikevector y=±χ.Thisis the BPSmonopole:
χ
BPS
(r) =±y
BPS
(r) =
1
r. (55)
To obtain the non-BPS monopole solution that also has a nonzero Higgs
counterparty(r)one can simply perform aboostin the {χ,y}plane:
χ(r) = coshψχ
0
(r)y(r) = sinhψχ
0
(r). (56)
The next step is to perform a boost in the {χ,z}plane to generate the constant
background magnetic field. To understand why this field may be equally inter-
preted as aBfield one should notice that the field equations do not change if we
replaceF
µν
byF
µν
+B
µν
with constant B.
So,ifwedenote χ=g(ρ,z),thenafterthesecond boost we obtain:
coshφg+ sinhφz= coshψχ
0
/parenleftbigg
/radicalBig
ρ
2
+ (coshφz+ sinhφg)
2
/parenrightbigg
,(57)
whereρ=
/radicalbig
x
2
+y
2
andχ
0
is definedby theEq.(54).
This nonlinear equation cannot be solved explicitly but it is simple to explore
it numerically. The key point is to note that for a given g,ρ,z, using equations
(54),(57), one can find the vector F+B(magnetic induction plusB-field).
Then the monopole field is obtained by subtracting the constant background.
Note that, depending on the values of the boosts parameters φandψ, the so-
lution can become double-valued. Let us consider this feature in more detail.
For magnetic monopole without excitations of the transversal component the
three-dimensionalhypersurface χ
0
(x,y,z )isspacelikeeverywhereexceptforthe
originwhereittouchesthelightcone.Whenweboostinthe {χ,y}directions,the
surfaceχ(x,y,z )acquires the timelike piece which can cause multivaluedness
kievarwe.tex; 12/03/2001; 3:49; p.82
76 D. GALTSOV,V.DYADICHEV
Figure5. Non-commutative U(1)monopole: constant |F|curves
Figure 6. Non-commutative U(1)monopole: constant ycurves
after boosting in the {χ,z}directions. (When treated as a hypersurface in the
five-dimensional space {r,χ,y}it remains of course spacelike). This effect is
interpreted from the string theory point of view as tilting the D-brane, but from
the point of view of 3-dimensional field theory this multivaluedness should be
interpreted as a signal that no well defined solution exists. It is worth noting that
for BPS solution such multivaluedness emerges for any value of the background
field.
In the figures 5,6 the sections of level surfaces of constant yand constant|B|
are shown. The full solution is axially symmetric and is obtained by rotating the
pictures alongthe symmetryaxis.
kievarwe.tex; 12/03/2001; 3:49; p.83
D-BRANES AND VACUUM PERIODICITY 77
6. Discussion
WehavediscussedsomenewissuesassociatedwiththeD-branepictureofgauge
theories.Apartfromgivinganicegeometricframework,D-branessuggestamodi-
ficationofdynamicsoftheYMfieldintroducingtheBorn-Infeldtypelagrangian.
This latter breaks the conformal invariance of the YM equations removing the
obstruction for existence of classical glueballs in the SU(2) theory in four di-
mensions. Topological reason for existence of such glueballs lies in the vacuum
periodicitywhichholdsequallyintheordinaryYMtheoryandintheNBItheory,
with an important difference that in the latter case the potential barriers between
neighboring vacua have finite heights. Classical NBI glueballs (more precisely,
halfofthem)aresphaleronsmediatingthetopologicaltransitions.Wehavefound
thattheyexistbothfortheordinarytraceandthesymmetrizedtraceversionsofthe
NBItheorywithsomewhatdifferentcorestructure.Wehavealsoshownthatinthe
NBI theory with the triplet Higgs one encounters, apart from the usual magnetic
monopoles,thehybridsolutionswhichcanberegardedassphaleronicexcitations
of monopoles. Finally, adding the constant Kalb-Ramond field, one is able to
account for non-commutative monopoles. We presented a new nonperturbative
axisymmetric solutionfortheU(1) non-commutative monopole withHiggs.
Acknowledgements
Oneoftheauthors(DG)isgratefultotheorganizersoftheWorkshopforinvitation
and support and especially to Steven and Diana Duplij for a stimulating atmo-
sphereduringthismeeting.HeisalsogratefultoLAPTH(Annecy)forhospitality
while the final version of this paper was completed. This work was supported in
partbythe RFBR grant00-02-16306.
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kievarwe.tex; 12/03/2001; 3:49; p.85
QUANTUMDEFORMATIONSOF SPACE-TIMESUSY AND
NONCOMMUTATIVESUPERFIELD THEORY
P.KOSI´NSKI
Instituteof Physics,University ofL ´od´z,
ul.Pomorska149/5390–236 L ´od´z,Poland
JERZYLUKIERSKI
∗
Instituteof TheoreticalPhysics, University of Wroclaw
pl.M. Borna9, 50-205Wrocław,Poland
P.MA´SLANKA
Instituteof Physics,University ofL ´od´z,
ul.Pomorska149/5390–236 L ´od´z,Poland
Abstract. We review shortly present status of quantum deformations of Poincar ´e and conformal
supersymmetries.Afterrecallingthe κ–deformationofD=4Poincar ´esupersymmetrieswedescribe
the corresponding star product multiplication for chiral superfields. In order to describe the de-
formation of chiral vertices in momentum space the integration formula over κ–deformed chiral
superspace isproposed.
1. Introduction
The noncommutative space–time coordinates were introduced as describing al-
gebraically the quantum gravity corrections to commutative flat (Minkowski)
background (see e.g. [1, 2]) as well as the modification of D–brane coordinates
in the presence of external background tensor fields (e.g. B
µν
inD= 10string
theory;see[3]–[5]).Weknowwellthatbothgravityandstringtheoryhavebetter
properties (e.g. less divergent quantum perturbative expansions) after their super-
symmetrization.Itappearsthereforereasonable,ifnotcompelling,toconsiderthe
supersymmetric extensionsofthe noncommutativeframework.
The generic relationfor the noncommutative space–timegenerators
/hatwide
x
µ
[
/hatwide
x
µ
,
/hatwide
x
ν
] =iΘ
µν
(
/hatwide
x) =i
/parenleftBig
Θ
µν
+ Θ
ρ
µν
/hatwide
x
ρ
+...
/parenrightBig
(1)
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.86
80 P.KOSI´NSKI, J.LUKIERSKI,P. MA ´SLANKA
has been usually considered for constant value of the commutator (1), i.e. for
Θ
µν
(
/hatwide
x) = Θ
µν
. In such a case the multiplication of the fields φ
k
(
/hatwide
x)de-
pending on the noncommutative (Minkowski) space–time coordinates can be
represented by noncommutative Moyal ∗–product of classical fields φ
k
(x)on
standard Minkowskispace
φ
k
(
/hatwide
x)φ
l
(
/hatwide
x)←→φ
k
(x)∗φ
l
(x) =φ
k
(y)e
i
2
Θ
µν
∂
∂yµ
∂
yν
φ
l
(z)|
x=y
(2)
It appears that the relation (1) with constant Θ
µν
can be consistently supersym-
metrized (see e.g. [6]–[9]) by supplementing the standard relations for the odd
Grassmannsuperspacecoordinates(furtherwechoose D= 4N= 1SUSYand
α,β= 1,2).
{θ
α
,θ
β
}={θ
α
,θ
˙β
}=
{θ
˙α
,θ
˙β
}= 0 [
/hatwide
x
µ
,θ
α
] = [
/hatwide
x
µ
,θ
˙α
] = 0 (3)
Such a choice of superspace coordinates (
/hatwide
x
µ
,θ
α
,θ
˙α
) implies that the supersym-
metrytransformationsremainclassical:
/hatwide
x
/prime
µ
=
/hatwide
x
µ
−i
/parenleftBig
/epsilon1σ
k
θ
α
−θσ
k
/epsilon1
/parenrightBig
θ
/prime
α
=θ
α
+/epsilon1
α
θ
/prime
˙α
=θ
˙α
+/epsilon1
˙α
(4)
i.e.thecovariancerequirementsofdeformedsuperspaceformalismdonotrequire
thedeformationof classicalPoincar ´e supersymmetries
1
.
OuraimhereistoconsiderthecasewhenthestandardPoincar ´esupersymme-
tries can not be preserved. For this purpose we shall consider the case with linear
Lie–algebraic commutator (1). Its supersymmetrization leads to the deformed
superspace coordinates
/hatwide
z
A
= (
/hatwide
x
µ
,
/hatwide
θ
α
,
/hatwide
θ
˙β
)satisfyingLie superalgebra relation:
[
/hatwide
z
A
,
/hatwide
z
B
] =iΘ
C
AB
/hatwide
z
C
(5)
where Θ
C
AB
satisfies graded Jacobiidentity:
Θ
D
AB
Θ
E
CD
+gradedcycl. (A,B,C ) = 0 (6)
It appears that in such a case for some choices of the “structure constants”
Θ
C
AB
one can find the deformed quantum D= 4Poincar´e supergroup, which
provide the relations (5) as describing the deformed translations and deformed
supertranslations.
1
It should be stressted, however, that the introduction of constant tensor Θ
µν
in (1) leads to
breaking (O(3,1)→O(2)×O(1,1))) ofD= 4Lorentz symmetry. The way out is to consider
Θ
µν
asaconstantfield,withgeneratorofLorentzsubalgebracontainingcontributionwhichrotates
theΘ
µν
components(seee.g.[10]).Therelation(1)canbemadecovariantonlyfor D= 2(Θ
µν
≡
/epsilon1
µν
forD= 2); for 2+1 Euclidean case see [11]
kievarwe.tex; 12/03/2001; 3:49; p.87
QUANTUMDEFORMATIONS OFSPACE-TIMESUSY 81
The plan of the paper is following: In Sect. 2 we shall briefly review the
considered in literature quantum deformations of Poincar ´e and conformal su-
persymmetries. The list of these deformations written in explicit form as Hopf
algebras is quite short, and only the knowledge of large class of classical r–
matrices shows that many quantum deformations should be still discovered. As
the only nontrivial quantum deformation of D= 4supersymmetry given in the
literature is the so–called κ–deformation,obtained in1993 [12]–[14].
In Sect. 3 we consider the Fourier supertransform of superfields in classical
(undeformed)and κ–deformedform.Wepresentalsotheintegrationformulaover
κ–deformedsuperspace,whichprovidesthedescriptioninsupermomentumspace
leadingtothe κ–deformed Feynmann superdiagrams.
In Sect. 4 we consider the κ–deformed superfield theory in chiral superspace.
We introduce the∗–product multiplication of κ–deformed superfields. It appears
that there are two distinguished ∗–products, which both can be written in closed
form: one described by standard supersymmetric extenion of CBA formula and
other physical, providing the addition of fourmomenta and Grassmann momenta
in terms of the coproduct formulae. In such a way we obtain the supersymmetric
extensionoftwo∗–products, consideredrecentlyin [15].
In Sect. 5 we shall present some remarks and general diagram describing the
deformationschemeof superfieldtheory.
2. Quantum Deformations of Space–TimeSupersymmetries
Therearetwobasic space–timesymmetriesinD dimensions:
- Conformal symmetries O(D,2), having another interpretation as anti–de–
Sittersymmetries in D+ 1dimensions
-Poincar´e symmetries T
D−1,1
+
⊃O(D−1,1).
i)Quantumdeformationsofconformalsupersymmetries.
The conformal symmetries can be supersymmetrized without introducing
tensorialcentralcharges in D= 1,2,3,4and6. One gets:
D= 1 :O(2,1)−→OSp(N; 2|R)orSU(1,1 :N)
D= 2 :O(2,2) =O(1,2)⊗O(1,2)−→OSp(M; 2|R)⊗OSp(N; 2|R)
D= 3O(3,2)−→OSp(N; 4|R)
D= 4O(4,2)−→SU(2,2;N)
D= 6O(6,2)−→U
α
U(4;N|H)
kievarwe.tex; 12/03/2001; 3:49; p.88
82 P.KOSI´NSKI, J.LUKIERSKI,P. MA ´SLANKA
All conformal supersymmetries listed above are described by simple Lie su-
peralgebras. It is well–known that for every simple Lie superalgebra one can
introduce the q–deformed Cartan–Chevaley basis describing quantum (Hopf–
algebraic)Drinfeld–Jimbodeformation[16,17].These q–deformedrelationshave
beenexplicitlywritteninphysicalbasisofconformalsuperalgebraindifferentdi-
mensions(seee.g.[18]).Itiseasytoseethatthedeformationparameter qappears
as dimensionless.
It follows, however, that there is another class of deformations of conformal
andsuperconformalsymmetries,withdimensionfullparameter κ,playingtherole
ofgeometricfundamentalmass.For D= 1onecanshowthattheJordaniandefor-
mation ofSL(2;R)/similarequalO(2,1)describes the κ–deformation of D= 1conformal
algebra [22]. This result can be extended supersymmetrically, with the following
classical
/hatwide
r–matrixdescribing Jordanian deformation U
κ
(OSp(1; 2|R)[23]
r=
1
κh∧e
SUSY
=⇒r=
1
κ
/parenleftbig
h∧e+Q
+
∧Q
+
/parenrightbig
Jordaniandeformation Jordanian deformation
ofSp(2;R)/similarequalO(2; 1;R)ofOSp(1,2;R)
(D= 1conformal ) (D= 1superconformal )(7)
TheOSp(1; 2;R)Jordanian classical
/hatwide
r–matrix can be quantized by the twist
method.Semi–closedformforthetwist functionhas beenobtained in[24].
It appears that one can extend the Jordanian deformations of D= 1con-
formal algebra to D > 1; forD= 3andD= 4the extended Jordanian
classicalr–matrices were given in [22]. It should be also mentioned that the
generalized Jordanian deformation of D= 3conformalO(3,2)algebra has been
obtained in full Hopf–algebraic form [25]. The extension of Jordanian deforma-
tion ofOSp(1,2;R)forD> 1superconformal algebras is not known even in its
infinitesimal form givenbyclassical r–matrices.
ii) Quantum deformations ofPoincar ´esupersymmetries.
Contrary to DJ scheme for simple Lie (super)algebras it does not exist a
systematic way of obtaining quantum deformations of non–semisimple Lie (su-
per)algebras. A natural framework for the description of deformed semi–direct
products, like quantum Poincar ´e algebra, are the noncocommutative bicrossprod-
uctHopfalgebras(seee.g.[26]).Itappearshoweverthatintheliteratureithasnot
beenformulatedanyeffective schemedescribingthese quantum bicrossproducts.
One explicit example of quantum deformation of D= 4Poincar´e super-
algebra and its dual D= 4Poincar´e group in form of graded bicrossproduct
Hopfalgebrawasgivenin[14].Bymeansofquantumcontractionof q–deformed
N= 1anti–de–Sitter superalgebra U
q
(OSp(1|4))there was obtained in [12] the
κ–deformedD= 4Poincar´e subalgebra U
κ
(P
4;1
). Subsequently by nonlinear
change of generators the quantum superalgebra U
κ
(P
4;1
)was written in chiral
bicrossproduct basis [13]. The κ–deformed Poincar ´e subalgebra is given by the
kievarwe.tex; 12/03/2001; 3:49; p.89
QUANTUMDEFORMATIONS OFSPACE-TIMESUSY 83
deformationof the following gradedcross–product
2
p
4;1
=
/parenleftBig
SL(2;C)⊕
(SL(2;C)
+
⊃T
0;2
/parenrightBig
/multicloseleftT
4;2
(8)
where the generators of SL(2;C)are given by two–spinor generators M
αβ
=
1
8
(σ
µν
)
αβ
M
µν
, the generators of
(SL(2;C)byM
˙α˙β
=M
∗
αβ
=
1
8
σ
µν
˙α˙β
M
µν
,
T
0;2
describes two antichiral superchar
gesQ
˙α
, andT
4;2
the graded Abelian
superalgebra
T
4;2
: [P
µ
,P
ν
] = [P
µ
,Q
α
] ={Q
α
,Q
β
}= 0 (9)
Therelations(9)describethealgebraofgeneratorsoftranslationsandsupertrans-
lations in chiral superspace. The algebra (SL(2;c)⊕
(SL(2;c)
+
⊃T
0;2
)has the
form
sl(2;c) : [M
αβ
,M
γδ
] =/epsilon1
αγ
M
βδ
−/epsilon1
βγ
M
αδ
(10a)
+c
βδ
M
αγ
−/epsilon1
αδ
M
β
γ
sl(2;c)
+
⊃T
0;2
: [M
˙α˙β
,M
˙γ˙δ
] =/epsilon1
˙α˙γ
M
˙β˙δ
−/epsilon1
˙β˙γ
M
˙α˙δ
+/epsilon1
˙β˙δ
M
˙α˙γ
−/epsilon1
˙α˙δ
M
˙β˙γ
[M
˙α˙β
,Q
˙γ
] =/epsilon1
˙αγ
Q
˙β
−/epsilon1
˙β˙γ
Q
˙α
{Q
˙α
,Q
˙β
}= 0 (10b)
It should be observed that in the cross-product (8) the basic supersymmetry
algebra{Q
α
,Q
˙β
}= 2(σ
µ
p
µ
)
α˙β
istheonebelongingto thecross–relations.
Theκ–deformed bicrossproductis given bythe formula
U
κ
(p
4;2
) = (SL(2;c)
⊕SL(2;c)
+
⊃T
0;2
)⊿/triangleleftsldT
κ
4;2
(11)
The relations (9) and (10a) remain valid but T
κ
4;2
describes now the Hopf algebra
withdeformed coproducts:
∆P
0
=P
0
⊗1 + 1⊗P
0
∆P
i
=P
i
⊗e
−
P
0
κ
+ 1⊗P
i
∆Q
α
=Q
α
⊗e
−
P
0
2κ
+ 1⊗Q
α
(12)
The cross–relationsare thefollowing (M
i
=
1
2
/epsilon1
ijk
M
jk
,N
i
=M
i0
)
:
2
In [13] for the crossproduct formula describing D= 4superPoincar ´e algebra the following
notation was used: p
4;1
=O(1,3; 2)/multicloseleftT
4,2
. In the notation (8) proposed in present paper the
extensionof Lorentz algebra by odd generators is described more accurately.
kievarwe.tex; 12/03/2001; 3:49; p.90
84 P.KOSI´NSKI, J.LUKIERSKI,P. MA ´SLANKA
[M
i
,P
j
] =i/epsilon1
ijk
P
k
[M
i
,P
0
] = 0
[N
i
,P
j
] =iδ
ij
[
κ
2(1−e
−
2P
0
κ
+
1
2κ
/arrowrighttophalf
P
2
) +
1
κP
i
P
j
]
[N
i
,P
0
] =iP
i
(13)
and
[M
i
,Q
α
] =−
1
2(σ
i
)
β
α
Q
β
[N
i
,Q
α
] =
1
2ie
−
P
0
κ
(σ
i
)
β
α
Q
β
+
1
2κ/epsilon1
ijk
P
j
(σ
k
)
β
α
Q
β
{Q
α
,Q
˙β
}= 4κδ
α˙β
sinhP
0
2κ−2e
P
0
2κ
p
i
(σ
i
)
α˙β
(14)
The notion of bicrossproduct (11) implies also the modification of primitive
coproducts for SL(2;c)
⊕SL(2;c)
+
⊃T
0;2
generators.Onegets:
∆M
i
=M
i
⊗1 + 1⊗M
i
∆N
i
=N
l
⊗1 +e
−
P
0
κ
⊗N
i
+
1
κ/epsilon1
ijk
P
j
⊗M
k
−
i
4κ(σ
i
)
α˙β
Q
α
⊗e
P
0
κ
Q
˙β
∆Q
j
=Q
˙α
⊗1 +e
P
0
2κ
⊗Q
˙α
(15)
It appears that the classical N= 1D= 4Poincar´e superalgebra can be put as
well intheform
p
4;1
= (SL(2;c)
+
⊃T
0;2
)⊕
(SL(2;c)
/multicloseleftT
4;2
(16)
whereT
0
4;2
describethetranslationandsupertranslationgenerators( P
κ
,Q
˙α
).Sub-
sequently the κ–deformation of D= 4N= 1Poincar´e superalgebra can be
obtained bydeforming(16) intogradedbicrossproduct Hopfsuperalgebra
U
κ
(p
4;1
) = (SL(2;c)
+
⊃T
0;2
)⊕
(SL(2;c)⊿
/triangleleftsldT
κ
4;2
(17)
Inordertodescribethe κ–deformedchiralsuperspaceoneshouldconsiderthe
Hopf superalgebra
/tildewide
T
κ
4;2
obtained by dualization of the relations (9) and (12), and
describing by functions C(
/hatwide
z
A
)onκ–deformed chiral superspace
/hatwide
z
A
= (
/hatwide
z
µ
,
/hatwide
θ
α
),
kievarwe.tex; 12/03/2001; 3:49; p.91
QUANTUMDEFORMATIONS OFSPACE-TIMESUSY 85
where
/hatwide
z
µ
denotesthecomplexspace–timecoordinates.Oneobtainsthefollowing
set ofrelations:
[
/hatwide
z
0
,
/hatwide
z
i
] =
i
κ
/hatwide
z
i
[
/hatwide
z
i
,
/hatwide
z
j
] = 0
[
/hatwide
z
0
,
/hatwide
θ
α
] =
i
2κ
/hatwide
θ
α
[
/hatwide
z
i
,
/hatwide
θ
α
] = 0
{
/hatwide
θ
α
,
/hatwide
θ
β
}= 0 (18a)
and theprimitive coproducts:
∆
/hatwide
z
µ
=
/hatwide
z
µ
⊗1 + 1⊗
/hatwide
z
µ
∆
/hatwide
θ
α
=
/hatwide
θ
α
⊗1 + 1⊗
/hatwide
θ
α
(18b)
Theκ–deformed chiral superfield theory is obtained by cosidering suitably or-
dered superfields. In the following Section we shall consider the superFourier
transform of deformed superfields and consider the κ–deformed chiral superfield
theory.
3. FourierSupertransformsand κ–deformedBerezin Integration
i) Fouriersupertransformonclassicalsuperspace.
The superfields are defined as functions on superspace. Here we shall restrict
ourselvesto D= 4chiralsuperspace z
A
= (z
µ
,θ
α
) (µ= 0,1,2,3;α= 1,2)and
tochiral superfields Φ(z,θ).
The Fourier supertransform of the chiral superfield and its inverse take the
form:
Φ(x,θ) =
1
(2π)
2
/integraldisplay
d
4
pd
2
η
/tildewide
Φ(p,η)e
i(px+ηθ)
(19a)
/tildewide
Φ(p,η) =
1
(2π)
2
/integraldisplay
d
4
xd
2
θΦ(x,θ)e
−i(px+ηθ)
(19b)
The Fourier supertransforms were considered firstly in [29, 30]. It appears that
the set of even and odd variables ( z
µ
,θ
α
;p
µ
,η
α
) describes the superphase space,
withGrassmannvariables η
α
describing“oddmomenta”.TheBerezinintegration
rulesare validinbothoddpositionandmomentumsectors:
/integraldisplay
d
2
θ=
/integraldisplay
d
2
θθ
α
= 0
1
2
/integraldisplay
d
2
θθ
α
θ
α
= 1 (20a)
/integraldisplay
d
2
η=
/integraldisplay
d
2
ηη
α
= 0
1
2
/integraldisplay
d
2
θη
α
η
α
= 1 (20b)
kievarwe.tex; 12/03/2001; 3:49; p.92
86 P.KOSI´NSKI, J.LUKIERSKI,P. MA ´SLANKA
whereη
α
=/epsilon1
αβ
η
β
andη
α
η
α
= 2η
1
η
2
. It is easy to see that θ
2
=
1
2
θ
α
θ
α
η
2
=
1
2
η
α
η
α
playthe role ofDiracdeltas, because
/integraldisplay
d
2
θθ
2
Φ(z,θ) = Φ(z,θ)|
θ=0
(21a)
/integraldisplay
d
2
ηη
2
/tildewide
Φ(p,η) =
/tildewide
Φ(p,η)|
η=0
(21b)
The formulae(19a)–(19b) in componentformalism
Φ(z,θ) = Φ(z) + Ψ
α
(z)θ
α
+F(z)θ
2
(22a)
leadto
/tildewide
Φ(p,η) =
/tildewide
F(p)−
/tildewide
Ψ
ν
(p)η
ν
−
/tildewide
Φ(p)η
2
(22b)
Let us consider for example the chiral vertex Φ
3
(z,θ), present in Wess–Zumino
model.This vertexcan be writteninmomentum superspaceas follows:
/integraldisplay
d
4
zd
2
θΦ
3
(z,θ) =
/integraldisplay
d
4
p
1
...d
4
p
3
d
2
η
1
...d
2
η
3
·Φ(p
1
,η
1
) Φ(p
2
,η
2
) Φ(p
3
,η
3
)δ
4
(p
1
+p
2
+p
3
)(η
1
+η
2
+η
3
)
2
(23)
We see therefore that in Feynmann superdiagrams the chiral vertex (23) will be
representedbytheproductofDiracdeltasdescribingtheconservationatthevertex
ofthefourmomentaas wellastheGrassmann oddmomenta.
ii) Fouriersupertransformon κ–deformed superspace.
Following the formulae (18a)–(18b) we obtain the supersymmetric extension
of ofκ–deformed Minkowski space to κ–deformed superspace
/hatwide
x
µ
−→(
/hatwide
x
µ
,
/hatwide
θ
α
).
The orderedsuperexponential isdefinedas follows:
:e
i(p
µ
/hatwide
z
µ
+η
α
/hatwide
θ
α
)
:=e
−ip
0
/hatwide
z
0
e
i(/vector p/vector z+η
α
/hatwide
θ
α
)
(24)
where (p
µ
,θ
α
)satisfy the Abeliangraded algebra )9), i.e.
[p
µ
,p
ν
] = [p
µ
,η
α
] ={η
α
,η
β
}= 0 (25)
Fromtheformulae (8)and(24)–(25) followsthat:
:e
i(p
µ
/hatwide
z
µ
+η
α
/hatwide
θ
α
)
: :e
i(p
/prime
µ
/hatwide
z
µ
+η
/prime
α
/hatwide
θ
α
)
:=:e
i∆
(2)
µ
(p,p
/prime
)
/hatwide
z
µ
+∆
(2)
α
(η,η
/prime
)
/hatwide
θ
α
:(26)
where
∆
0
(p,p
/prime
) =p
0
+p
/prime
0
∆
i
(p,p
/prime
) =p
i
+e
−
p
0
κ
p
/prime
i
kievarwe.tex; 12/03/2001; 3:49; p.93
QUANTUMDEFORMATIONS OFSPACE-TIMESUSY 87
∆
α
(η,η
/prime
) =η
α
+e
−
p
0
2κ
η
/prime
α
(27)
Theκ–deformedFourier supertransformcanbedefined as follows:
Φ(
/hatwide
z,
/hatwide
θ) :=
1
(2π)
2
/integraldisplay
d
4
pd
2
η
/tildewide
Φ
κ
(p,η) :e
i(p
/hatwide
z+η
/hatwide
θ)
: (28)
If wedefineinverse Fouriersupertransform
/hatwide
Φ(p,η) =
1
(2π)
2
/integraldisplay
d
4
/hatwide
zd
2
/hatwide
θΦ(
/hatwide
z,
/hatwide
θ) :e
−i(p
/hatwide
z+η
/hatwide
θ)
: (29)
undertheassumption that (
/hatwide
θ
2
=
1
2
/hatwide
θ
α
/hatwide
θ
α
)
/integraldisplay
d
2
/tildewide
θ
/tildewide
θ
2
= 1 (30a)
orequivalently( η
2
≡
1
2
η
α
η
α
)
1
(2π)
4
/integraldisplay/integraldisplay
d
4
/hatwide
zd
2
/hatwide
θ:e
i(p
/hatwide
z+η
/hatwide
θ)
:=δ
4
(p)·η
2
(30b)
one gets
/hatwide
Φ
κ
(p,η) =e
−
4p
0
κ
/tildewide
Φ
/parenleftBig
e
p
0
κ
/vector p,p
0
,e
p
0
2κ
η
α
/parenrightBig
(31)
Forκ–deformedchiralfieldsonecanconsidertheirlocalpowers,andperform
theκ–deformed superspace integrals. Onegets
/integraldisplay/integraldisplay
d
4
/hatwide
zd
2
/hatwide
θ: Φ(
/hatwide
z,
/hatwide
θ) =
/hatwide
Φ(0,0)
/integraldisplay/integraldisplay
d
4
/hatwide
zd
2
/hatwide
θΦ
2
(
/hatwide
z,
/hatwide
θ) =
/integraldisplay
d
4
p
1
d
4
p
2
d
2
η
1
d
2
η
2
(32a)
/tildewide
Φ
κ
(p
1
,η
1
)
/tildewide
Φ
κ
(p
2
,η
2
)δ(p
01
+p
02
)δ
(3)
/parenleftBig
/vector p
1
+e
p
01
κ
/vector p
2
/parenrightBig
(η
1
+e
p
01
2κ
η
2
)
2
/integraldisplay/integraldisplay
d
4
/hatwide
zd
2
/hatwide
θΦ
3
(
/hatwide
z,
/hatwide
θ) =
/integraldisplay
3
/productdisplay
i=1
d
4
p
i
d
2
η
i
·
/tildewide
Φ
κ
(p
i
,η
i
)
·δ(p
01
+p
02
+p
03
)·δ
(3)
/parenleftbigg
/vector p
1
+e
p
01
κ
/vector p
2
+p
0
+p
02
κ/vector p
3
/parenrightbigg
·
/parenleftbigg
η
1
+e
p
02
2κ
η
2
+e
p01+p
02
κ
η
3
/parenrightbigg
2
(32b)
The formulae (32a) can be used for the description of κ–deformed vertices in
Wess–Zumino model for chiral superfields.
kievarwe.tex; 12/03/2001; 3:49; p.94
88 P.KOSI´NSKI, J.LUKIERSKI,P. MA ´SLANKA
4. Star Productfor κ–deformedSuperfield Theory
In this section we shall extend the star product for the functions on κ–deformed
Minkowski space given in [15] to the case of functions on κ–deformed chiral
superspace,describedby therelations(18a)–(18b).
The CBH⋆–productformulafor unordered exponentials takesthe form
e
ip
µ
z
µ
+η
˙
α
θ
˙α
·e
ip
/prime
ν
z
ν
+η
/prime
˙
β
θ
˙β
=e
iγ
µ
(p,p
/prime
)z
µ
+σ
˙α
(p,p
/prime
,η
,η
/prime
)θ
˙α
(33)
where
γ
0
=p
0
+p
/prime
0
(34a)
γ
k
=p
k
e
p/prime
0
κ
f
/parenleftbig
p
0
κ
/parenrightbig
+p
/prime
k
f
/parenleftBig
p
/prime
0
κ
/parenrightBig
f
/parenleftBig
P
0
+p
/prime
0
κ
/parenrightBig
(34b)
σ
˙α
=η
˙α
e
p/prime
0
2κ
f
/parenleftbig
p
0
2κ
/parenrightbig
+η
/prime
˙α
f
/parenleftBig
p
/prime
0
2κ
/parenrightBig
f
/parenleftBig
P
0
+p
/prime
0
2κ
/parenrightBig
(34c)
andf(x)≡
e
x
−
1
x
.The starproduct multiplicationreproduces theformula (33).
e
ip
µ
z
µ
+η
˙
α
θ
˙α
⋆e
ip
/prime
ν
z
ν
+η
/prime
˙
β
θ
˙β
=e
iγ
µ
(p,p
/prime
)z
µ
+σ
˙α
(p,p
/prime
,η
,η
/prime
)θ
˙α
(35)
For arbitrarysuperfields φ(z,θ)andχ(z,θ)onegets
φ(z,θ)⋆χ(z,θ) =
=φ
/parenleftBigg
1
i
∂
∂p
µ
,
∂
∂η
˙α
/parenrightBigg
χ
/parenleftBigg
1
i
∂
∂p
/primeµ
,
∂
∂η
/prime
˙α
/parenrightBigg
e
iγ
µ
(p,p
/prime
)z
µ
+σ
˙α
(p,p
/prime
,η
,η
/prime
)θ
˙α
/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle
p=0
p
/prime
=0
η
=0
η
/prime
=0
(36)
orequivalently
φ(z,θ)⋆χ(z,θ) =e
iz
µ
/parenleftBig
γ
µ
/parenleftBig
∂
∂y
,
∂
∂y/prime
/parenrightBig
−
∂
∂yµ
−
∂
∂y/primeµ
/parenrightBig
−θ
˙α
/parenleftBig
σ
˙α
/parenleftBig
∂
∂y
,
∂
∂y/prime
,
∂
∂ω
,
∂
∂ω/prime
/parenrightBig
−
∂
∂ω˙α
−
∂
∂ω/prime
˙α
/parenrightBig
·φ(y,ω)χ(y
/prime
,ω
/prime
)
/vextendsingle/vextendsingle/vextendsingle/vextendsingle/vextendsingle
y=y
/prime
=z
ω=ω
/prime
=θ
(37)
Inparticularwe get
kievarwe.tex; 12/03/2001; 3:49; p.95
QUANTUMDEFORMATIONS OFSPACE-TIMESUSY 89
z
i
⋆z
j
=z
i
z
j
z
0
⋆z
i
=z
0
z
i
+
i
2κz
i
z
i
⋆z
0
=z
0
z
i
−
i
2κz
i
z
i
⋆θ
˙α
=z
i
θ
˙
α
θ
˙α
⋆z
i
=z
i
θ
˙α
z
0
⋆θ
˙α
=z
0
θ
˙α
+
i
4
κθ
˙
α
θ
˙α
⋆z
0
=z
0
θ
˙α
−
i
4
κθ
˙
α
θ
˙α
⋆θ
˙β
=θ
˙
α
θ
˙β
(38)
Star product/circleasteriskcorresponding to the multiplication of ordered exponentials (24)
takestheform:
e
ip
µ
z
µ
+η
˙
α
θ
˙α
/circleasteriske
ip
/prime
µ
z
µ
+η
/prime
˙
α
θ
˙α
=e
i(p
0
+p
/prime
0
z
0
+i(e
p/prime
0κ
p
κ
+p
/prime
κ
)z
κ
+(e
p/prime
0
2
κ
η
˙α
+η
/prime
˙α
)θ
˙α
(39)
The superalgebra (18a) of κ–deformed superspace is obtained from the
followingrelations:
z
k
/circleasteriskθ
˙α
=θ
˙α
/circleasteriskz
k
=z
k
θ
˙
α
θ
˙α
/circleasteriskθ
˙β
=θ
˙
α
θ
˙β
z
k
/circleasteriskz
i
=z
k
z
i
z
0
/circleasteriskz
i
=z
0
z
i
z
i
/circleasteriskz
0
=z
0
z
i
−
i
κz
i
z
0
/circleasteriskθ
˙α
=z
0
θ
˙
α
θ
˙α
/circleasteriskz
0
=z
0
θ
˙α
−
i
2
κθ
˙α
(40)
Similarly like in nonsupersymmetric case the star–product (39) is more phys-
icalbecausereproducesthecompositionlawofevenandoddmomentaconsistent
withcoalgebrastructure.
kievarwe.tex; 12/03/2001; 3:49; p.96
90 P.KOSI´NSKI, J.LUKIERSKI,P. MA ´SLANKA
5. FinalRemarks
In this lecture we outlined present status of quantum deformations of space–time
supersymmetries
3
, and for the case of κ–deformation of D= 4supersymmetries
proposed the corresponding deformation of chiral superfield theory. It appears
that only the κ–deformed chiral superspace generators describe a closed sub-
algebra ofκ–deformedD= 4Poincar´e group. At present it can be obtained
theκ–deformation of superfield theory on real superspace can be obtained. The
deformationofchiralsuperfieldtheorycanbedescribedbythefollowingdiagram:
Classical local
superfield theory
on standard
superspacedeformationκ−
κ-deformation
Fouriersupertransform
Classical nonlocal
κ-deformed superfield theory
on standard superspace
standard inverse
Fourier
supertransform
κ-deformed
theory on graded
commutative momentum
superspacelocal κ-deformed
superfield theory
on κ-deformed
Minkowski
superspace∗
14
3
2 -multiplication
κ-deformed superfield
Figure 7.κ–deformationof local superfield theory
The star product/circleasteriskgiven by formula (39) (see
4
/circlecopyrton Fig. 1) is selected by
the choice of superFourier transform (28), with ordered Fourier exponential de-
scribed by (24). Equivalently, the /circleasterisk–product multiplication can be obtained by
thefollowingthree consecutive steps:
i)Deformationoflocal superfieldtheory(see
1
/circlecopyrton Fig. 1)
ii)κ–deformed superfield transform(28)(see
2
/circlecopyrton Fig.1)
iii)inverse classical Fouriertransform (see
3
/circlecopyrtonFig. 1)
Φ(z,θ) =
1
(2π)
2
/integraldisplay
d
4
pd
2
θe
−i(p
µ
z
µ
+η
α
θ
α
)
/tildewide
Φ(p,η) (41)
obtained in thelimit κ→∞from theinverse Fourier transform
(29).
3
We did not consider here however, the quantum deformations of infinite – parameter super-
conformal symmetries in 1 + 1dimensions, described by superVirasoro algebras as well as affine
OSp(N; 2)–superalgebras
kievarwe.tex; 12/03/2001; 3:49; p.97
QUANTUMDEFORMATIONS OFSPACE-TIMESUSY 91
Finally it should be observed that for the deformation (1) with constant
/hatwide
θ
µν
therewerecalculatedsomeexplicitcorrectionstophysicalprocesses,inparticular
forD= 4QED [29]–[31]. We would like to stress that these calculations should
be repeated for Lie algebraic deformations of space–time and superspace, in par-
ticularinthe κ–deformedframework.Thepreliminaryresultsinthisdirectionhas
beenobtainedin [32,33].
References
1. S. Dopplicher, K. Fredenhagen, J. Roberts, Phys. Lett. B331, 39 (1994); Comm. Math. Phys.
172, 187(1995)
2. L.J. Garay, Int. Journ. Mod. Phys. A10, 145 (1995)
3. Chong-SunChu, Pei-Ming Ho, hep–th/9812219; hep–th/9906192
4. N.Seiberg, E. Witten, JHEP 9909:032 (1999)
5. J.Madore, S. Schraml, P. Schupp, J. Wess,hep—th/0001203
6. C. Chu,F. Zamorra, hep–th/9912153
7. S. Ferrara,M. Lledo, hep–th/0002084
8. S. Terashima, hep–th/0002119
9. A.A. Bichl, J.M. Grimstrup, H. Grosse, L. Popp, M. Schweda, R. Wulkenhaar, hep–
th/0007050
10. S. Dopplicher, Ann. Inst. HenriPoinc. 64, 543 (1996)
11. J.Lukierski, P. Stichel,W.J. Zakrzewski, Ann,. Phys. 261, 224(1997)
12. J.Lukierski, A.Nowicki,J. Sobczyk, J. Phys. 26A, L1109 (1993)
13. P. Kosi ´nski, J. Lukierski,P. Ma ´slanka,J.Sobczyk, J. Phys. 27A, 6827 (1994);
ibid.28A, 2255 (1995)
14. P. Kosi ´nski, J. Lukierski,P. Ma ´slanka,J.Sobczyk, J. Math. Phys. 37,3041 (1996)
15. P. Kosi ´nski, J. Lukierski,P. Ma ´slanka,hep–th/0009120
16. M. Chaichian, P.P. Kulish, Phys. Lett. B234, 72 (199)
17. S.M. Khoroshkin, V.N. Tolstoy, Comm. Math. Phys. 141, 599 (1991)
18. J.Lukierski, A.Nowicki,Phys. Lett.B279, 299 (1992)
19. V. Dobrev, Journ.Phys. A26, 1317 (1993)
20. L. Dabrawski, V.K. Dobrev, R. Floreanini, V. Husain, Phys. Lett. B302,215 (1993)
21. C. Juszczak, Journ. Phys. A27, 385(1994)
22. J.Lukierski, P. Minnaert, M.Mozrzymas, Phys. Lett. B371, 215 (1996)
23. C. Juszczak, J. Sobczyk, math.QA/9809006
24. R. Celeghini, P. Kulish,q–alg/9712006,
25. F. Herranz, Journ. Phys. A30, 6123 (1997)
26. S. Majid, “Foundationsof QuantumGroup Theory” Cambridge Univ. Press,1995
27. D. Leites, B.M. Zupnik “Multiple Processes at High Energies” (in Russian), Tashkent 1976,
p. 3–26
28. F.A.Berezin, M.S. Marinov, Ann. Phys. 104, 336 (1977)
29. I.Mocioiu, M. Pospelov, R. Roiban, Phys. Lett. B489, 390(2000)
30. N.Chair, M.M. Sheikh–Jabbari, hep–th/0009037
31. M. Chaichian, M.M. Sheikh–Jabbari,A. Tureanuhep–th/0010175
32. J.Lukierski, H.Ruegg, W. Ruehl, Phys. Lett. 313, 357 (1993)
33. L.C. Biedenharn, B. Mueller, M. Tarlini,Phys. Lett. 318, 613 (1993)
kievarwe.tex; 12/03/2001; 3:49; p.98
kievarwe.tex; 12/03/2001; 3:49; p.99
THEHOWE DUALITYANDLIESUPERALGEBRAS
DIMITRYLEITES
†‡
Department of Mathematics, University of Stockholm, Roslagsv.
101,Kr¨aftrikethus 6,S-10691,Stockholm, Sweden
IRINA SHCHEPOCHKINA
§
Independent Univ. of Moscow, Bolshoj Vlasievsky per., 121002
Moscow, Russia
Abstract. Howe’s duality is considered from a unifying point of view based on Lie superalgebras.
New examples are offered. In particular, we construct several simplest spinor-oscillator representa-
tions and compute their highest weights for the “stringy” Lie superalgebras (i.e., Lie superalgebras
of complex vector fields (or their nontrivial central extensions) on the supercircle S
1|n
and its
two-sheeted cover associated with the M ¨obiusbundle).
In our two lectures we briefly review, on the most elementary level, several
resultsandproblemsunifiedby“Howe’sduality”.Detailswillbegivenelsewhere.
The groundfield inthe lecturesis C.
1. Introduction
In his famous preprint [24] R. Howe gave an inspiring explanation of what can
be “dug out” from H. Weyl’s “wonderful and terrible” book [55], at least as far
as invariant theory is concerned, from a certain unifying viewpoint. According
to Howe, much is based on a remarkable correspondence between certain ir-
reducible representations of Lie subalgebras ΓandΓ
/prime
of the Lie algebra o(V)
or sp(V)provided ΓandΓ
/prime
are each other’s “commutants”, i.e., centraliz-
ers. This correspondence is known ever since as Howe’s correspondence or
Howe’s duality . In [24] and subsequent papers Howe gave several examples of
such a correspondence previously known, mostly, inadvertently. Let us
remind
‡
We gratefully acknowledge financial support of an NFR grant and RFBR grant 99-01-00245,
respectively. D.L is thankful to B. Feigin, E. Poletaeva, V. Serganova and Xuan Peiqi for helpful
discussions.
†
[email protected]
§
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.100
94 D.LEITES, I.SHCHEPOCHKINA
some of them (omitting important Jacquet-Langlands-Shimizu correspondence,
S.Gelbart’s contributions, etc.):
1)decomposition of o(V)-moduleS.(V)into spherical harmonics;
2)Lefschetz decomposition of sp(V)-module Λ.(V)into primitive forms
(sometimes this iscalled Hodge–L ´epage decomposition);
3)astrikingresemblancebetween spinorrepresentation of o(n)andoscillator
(Shale–Segal–Weil–metaplectic –... )representationof sp(2n).
As an aside Howe gives the “shortest possible” proof of the Poincar´e lemma.
(Recallthatthislemmastatesthatinanysufficientlysmallopenstar-shapedneigh-
borhoodofanypointonanymanifoldanycloseddifferentialformisexact.)Inthis
proof, Lie superalgebras, that lingered somewhere in the background in the pre-
vious discussion but were treated rather as a nuisance than help, are instrumental
to reach the goal. This example shows also that the requirement of reductivity
ofΓandΓ
/prime
to form a “dual pair” is extra. Elsewhere we will investigate what
are the actual minimal restrictions on ΓandΓ
/prime
needed to reach one of the other
problems usually solved by means of Howe duality: decompose the symmetric
or exterior algebra of a module over Γ⊕Γ
/prime
. Howe’s manuscript was written at
the time when supersymmetry theory was being conceived. By the time [24] was
typed, the definition of what is nowadays called superschemes ([34]) was not yet
rewritten in terms to match physical papers (language of points was needed; now
we can recommend [5]) nor translated into English and, therefore, was unknown;
the classification of simple finite dimensional Lie superalgebras over Chad just
been announced. This was, perhaps, the reason for a cautious tone with which
Howe used Lie superalgebras, although he made transparent how important they
might be foralucid presentationof hisideas andexplicitlystatedso.
Since[25],thepublishedversionof[24],thoughputasidetostewfor12years,
underwent only censorial changes, we believe it is of interest to explore what do
we gain by using Lie superalgebras from the very beginning (an elaboration of
other aspects of this idea [4] are not published yet). Here we briefly elucidate
some of Howe’s results and notions and give several new examples of Howe’s
dual pairs. In the lectures we will review the known examples 1) – 3) mentioned
abovebutconsiderthem in anappropriate “super” setting, andadd to them:
4) a refinement of the Lefschetz decomposition — J. Bernstein’s decomposi-
tion([2])ofthespace Ω.
/planckover2pi1
of“twisted”differentialformsonasymplecticmanifold
with values in a line bundle with connection whose curvature form differs by a
factor/planckover2pi1fromthe canonical symplecticform;
5) a decomposition of the space of differential forms on a hyper-K ¨ahlerian
manifold similar to the Lefschetz one ([53]) but with sp(4)instead of sp(2) =
sl(2)anditsrefinementassociatedwiththe osp(1|4).
6) Apart from general clarification of the scenery and new examples even in
the old setting, i.e., on manifolds, the superalgebras introduced ab ovomake it
manifest that there are at least two types of Howe’s correspondence: the conven-
kievarwe.tex; 12/03/2001; 3:49; p.101
HOWEDUALITY ANDLIE SUPERALGEBRAS 95
tionaloneandseveral“ghost”onesassociatedwithquantizationoftheantibracket
[40].
7) Obviously, if Γ⊕Γ
/prime
is a maximal subalgebra of osp, then (Γ,Γ
/prime
)is an ex-
ampleofHowedualpair.Section6givessomefurtherexamples,partlyborrowed
from[49],where more examplescanbe found.
We consider here only finite dimensional Lie superalgebras with the invariant
theory in view. In another lecture ( §§3,4) we consider spinor-oscillator represen-
tations in more detail. In these elementary talks we do not touch other interesting
applications such as Capelli identities ([30],[43]), or prime characteristic ([47]).
OfdozensofpaperswithexamplesofHowe’sdualityininfinitedimensionalcases
andstillotherexamples,wedrawattentionofthereadertothefollowingselected
ones:[12],andvariousinstancesofbose-fermicorrespondence,cf.[13]and[26].
ObservealsothattheHowedualityoftenmanifestsitselffor q-deformedalgebras,
e.g., in Klimyk’s talk at our conference, or [6]. To treat this q-Howe duality in a
similarway,wefirsthavetoexplicitly q-quantizePoissonsuperalgebras po(2n|m)
(formn= 0thisisstraightforwardreplacementof(super)commutatorsfrom[39]
withq-(super)commutators.
2. ThePoissonsuperalgebra g= po(2n|m)
2.1. CertainZ-gradings of g. Recall that gis the Lie superalgebra whose super-
space isC[q,p,Θ]and the bracket is the Poisson bracket{·,·}
P.b.
is given by the
formula
{f,g}
P.b.
=
/summationtext
i≤n
/parenleftbigg
∂
f
∂p
i
∂
g
∂q
i
−
∂
f
∂q
i
∂
g
∂p
i
/parenrightbigg
−
(−1)
p(f)
/summationtext
j≤m∂
f
∂θ
j
∂
g
∂θ
j
forf,g∈C[p,q,Θ].(2.1)
Sometimesit ismoreconvenient toredenotethe Θ’s andset
ξ
j
=
1
√
2
(Θ
j
−iΘ
r+j
);η
j
=
1
√
2
(Θ
j
+iΘ
r+j
)
forj≤r= [m/2] (herei
2
=−1), θ = Θ
2r+1
and accordingly modifythe bracket (if m= 2r, thereis no term with θ):
{f,g}
P.b.
=
/summationtext
i≤n
/parenleftbigg
∂
f
∂p
i
∂
g
∂q
i
−
∂
f
∂q
i
∂
g
∂p
i
/parenrightbigg
−
(−1)
p(f)
/bracketleftbigg/summationtext
j≤m
(
∂
f
∂ξ
j
∂
g
∂η
j
+
∂
f
∂η
j
∂
g
∂ξ
j
) +
∂
f
∂θ∂
g
∂θ
/bracketrightbigg
.
Setting deg
Lie
f= degf−2for any monomial f∈C[p,q,Θ], where degp
i
=
degq
i
= deg Θ
j
= 1foralli,j,weobtain the standardZ-grading of g:
kievarwe.tex; 12/03/2001; 3:49; p.102
96 D.LEITES, I.SHCHEPOCHKIN
A
degree of
f−
2−
1
0
1..
.
f
1p, q,
θ f : degf=
2f: degf=
3..
.
Clearly, g=⊕
i≥−2
g
i
with g
0
/similarequal osp(m|2n). Consider now another, “ rough”,
grading of g.To thisend,introduce: Q= (q,ξ),P= (p,η)andset
degQ
i
= 0,degθ= 1,degP
i
=
/braceleftbigg
1 ifm= 2k
2 ifm= 2k+ 1.(∗)
Remark. Physicists prefer to use half-integer values of degform= 2k+ 1by
setting degθ=
1
2
anddegP
i
= 1at alltimes.
Theabovegrading (∗)ofthepolynomialalgebrainducesthefollowing rough
gradingof the Lie superalgebra g. Form= 2kjust delete the columns of odd
degreesand deletethe degreesby2:
m= 2k+ 1
:de
gree..
.
2
1
0−
1−
2
elements..
.C[Q]P
2
C[Q]P
θC[Q]
PC[Q]
θC[Q
]
2.2. Quantization . We call the nontrivial deformation Qof the Lie super-
algebra po(2n|m)quantization (for details see [40]). There are many ways to
quantize g,butallofthemareequivalent.Recallthatweonlyconsider gwhoseel-
ementsarerepresentedbypolynomials;forfunctionsofothertypes(say,Laurent
polynomials)the uniquenessof quantizationmaybeviolated.
Consider the following quantization, so-called QP-quantization, given on
lineartermsby theformulas:
Q:Q/mapsto→ˆQ, P/mapsto→/planckover2pi1
∂
∂Q, (∗)
where ˆQistheoperatorofleftmultiplicationby Q;anarbitrarymonomialshould
be first rearranged so that the Q’s stand first (normal form) and then apply (∗)
term-wise.
The deformed Lie superalgebra Q( po(2n|2k))is the Lie superalgebra of dif-
ferential operators with polynomial coefficients on R
n|k
. Actually, it is an analog
of gl(V).This ismostclearlyseenfor n= 0. Indeed,
Q( po(0|2k)) = gl(Λ.(ξ)) = gl(2
k−1
|2
k−1
).
Ingeneral, for n/negationslash= 0,wehave
Q( po(2n|2k)) = “ gl”(F(Q)) = diff(R
n|k
).
Form= 2k−1we consider po(0|2k−1)as a subalgebra of po(0|2k); the
quantization sends po(0|2k−1)into q(2
k−1
). Forn/negationslash= 0the image ofQis an
kievarwe.tex; 12/03/2001; 3:49; p.103
HOWEDUALITY ANDLIE SUPERALGEBRAS 97
infinitedimensional analogof q,indeed (for J=i(θ+
∂
∂θ
)withi
2
=−1):
Q( po(2n|2k−1)) = qdiff(R
n|k
) ={D∈ diff(R
n|k
) : [d,J] = 0}.
2.3. Fock spaces and spinor-oscillator representations . The Lie superalge-
bras diff(R
n|k
)and qdiff(R
n|k
)have indescribably many irreducible representa-
tions even for n= 0. But one of the representations, the identity one, in the
superspace of functions on R
n|k
, is the “smallest” one. Moreover, if we con-
sider the superspace of diff(R
n|k
)or qdiff(R
n|k
)as theassociative superalgebra
(denoted Diff(R
n|k
)orQDiff(R
n|k
)), this associative superalgebra has only one
irreducible representation — the same identity one. This representation is called
theFock space .
As is known, the Lie superalgebras osp(m|2n)are rigid for (m|2n)/negationslash= (4|2).
Therefore, thethroughmap
h−→ g
0
= osp(m|2n)⊂ g= po(2n|m)
Q
−→ diff(R
n|k
)
sends any subsuperalgebra hof osp(m|2n)(for(m|2n)/negationslash= (4|2)) into its iso-
morphic image. (One can also embed hinto diff(R
n|k
)directly.) The irreducible
subspace of the Fock space which contains the constants is called the spinor-
oscillator representation of h. In particular cases, for m= 0orn= 0this
subspace turns into the usual spinororoscillator representation , respectively.
We have just given a unified description of them. (A more detailed description
follows.)
2.4. Primitive alias harmonic elements . The elements of osp(m|2n)(or its
subalgebra h) act in the space of the spinor-oscillator representation by inhomo-
geneous differential operators of order ≤2(order is just the filtration associated
withthe “rough”
grading):
m= 2k
:
degree−
1
0
1
elemen
ts ˆP
2
ˆPˆ
Q ˆQ
2
m= 2k+ 1
:
degree−
2−
1
0
1
2
elemen
ts ˆP
2
ˆPˆ
θˆPˆ
Q ˆQˆ
θˆQ
2
The elements from (C[Q])
ˆP
2
form= 2kor(C[Q,θ])
ˆPˆθ
form= 2k+ 1
are called primitive orharmonic ones. More generally, let h⊂ osp(m|2n)be
aZ-graded Lie superalgebra embedded consistently with the rough grading of
osp(m|2n). Then the elements from (C[Q])
h
−1
form= 2kor(C[Q,θ])
h
−1
for
m= 2k+ 1willbe called h-primitive or h-harmonic .
2.4.1. Nonstandard Z-gradings of osp(m|2n). It is well known that one
simple Lie superalgebra can have several nonequivalent Cartan matrices and
systems of Chevalley generators, cf. [20]. Accordingly, the corresponding divi-
sions into positiveandnegativeroot vectors are distinct. The following problem
kievarwe.tex; 12/03/2001; 3:49; p.104
98 D.LEITES, I.SHCHEPOCHKINA
arises:
How the passage to nonstandard gradings affects the highest weight of the
spinor-oscillatorrepresentation defined insec.3?
(Cf. [44])
2.5. Examples of dual pairs . Two subalgebras Γ,Γ
/prime
of g
0
= osp(m|2n)will
becalleda dualpair ifone ofthem isthe centralizer ofthe other in g
0
.
IfΓ⊕Γ
/prime
is a maximal subalgebra in g
0
, then, clearly, Γ,Γ
/prime
is a dual pair.
A generalization: consider a pair of mutual centralizers Γ,Γ
/prime
in gl(V)and embed
gl(V)into osp(V⊕V
∗
).Then Γ,Γ
/prime
isadualpair(in osp(V⊕V
∗
)).Foranumber
ofsuch examplessee[49]. Let usconsider severalof these examples in detail.
2.5.1.Γ = sp(2n) = sp(W)andΓ
/prime
= sp(2) = sl(2) = sp(V⊕V
∗
).Clearly,
h= Γ⊕Γ
/prime
isamaximalsubalgebrain o(W⊗(V⊕V
∗
)).TheFockspaceisjust
Λ.(W).
Thefollowingclassicaltheoremanditsanalog5.2illustratetheimportanceof
theabovenotionsand constructions.
Theorem .TheΓ
/prime
-primitive elements of Λ.(W)of each degree iconstitute an
irreducible Γ-moduleP
i
sp
,0≤i≤n.
This action of Γ
/prime
in the superspace of differential forms on any symplectic
manifoldiswellknown: Γ
/prime
isgenerated(asaLiealgebra)byoperators X
+
ofleft
multiplication by the symplectic form ωandX
−
, application of the bivector dual
toω.
2.5.2.Γ = o(2n) = o(W)andΓ
/prime
= sp(2) = sl(2) = sp(V⊕V
∗
). Clearly,
h= Γ⊕Γ
/prime
is a maximal subalgebra in sp(W⊗(V⊕V
∗
)). The Fock space is
justS.(W).
Theorem .TheΓ
/prime
-primitive elements of S.(W)of each degree iconstitute an
irreducible Γ-moduleP
i
o
,i= 0,1,....
This action of Γ
/prime
in the space of polynomial functions on any Riemann mani-
foldisalsowellknown: Γ
/prime
isgenerated(asaLiealgebra)byoperators X
+
ofleft
multiplication by the quadratic polynomial representing the metric gandX
−
is
thecorrespondingLaplace operator.
Clearly, a mixture of Examples 2.5.1 and 2.5.2 corresponding to symmetric
or skew-symmetric forms on a supermanifold is also possible:
the space of
Γ
/prime
-
primitiveelementsof
S.(W)
ofeachdegree
i
isanirreducible
Γ
-module
,cf.[44]
and Sergeev’s papers [51], [52].
In [24], [25] the dual pairs had to satisfy one more condition: the through
actionofboth ΓandΓ
/prime
ontheidentity g
0
-moduleshouldbecompletelyreducible.
Even for the needs of the First Theorem of Invariant Theory this is too strong a
requirement, cf. examples with complete irreducibility in [51, 52] with our last
example, in which the complete reducibility of pe(n)is violated. Investigation of
therequiremetson ΓandΓ
/prime
neededfortheFirstTheoremofInvariantTheorywill
begivenelsewhere.
2.5.3.Bernstein’ssquarerootoftheLefschetzdecomposition .LetLbethe
spaceofa(complex)linebundleoveraconnectedsymplecticmanifold (M
2n
,ω)
with connection∇such that the curvature form of ∇is equal to/planckover2pi1ωfor some
kievarwe.tex; 12/03/2001; 3:49; p.105
HOWEDUALITY ANDLIE SUPERALGEBRAS 99
/planckover2pi1∈C. This/planckover2pi1will be called a twist; the space of tensor fields of type ρ(hereρ:
sp(2n)−→ gl(U)is a representation which defines the space Γ(M,U )of tensor
fields with values in U), and twist/planckover2pi1will be denoted by T
/planckover2pi1
(ρ). Let us naturally
extendtheactionof X
+
,X
−
fromthespace Ωofdifferentialformson Montothe
space Ω
/planckover2pi1
of twisted differential forms using the isomorphism of spacesT
/planckover2pi1
(ρ)/similarequal
T(ρ)⊗Γ(L),where Γ(L) = Ω
0
/planckover2pi1
isthespaceofsectionsofthelinebundle L,i.e.,
thespace oftwisted functions.
Namely, set X
+
/mapsto→X
+
⊗1, etc. LetD
+
=d+αbe the connection∇itself
andD
−
= [X
−
,D
+
].OnΩ
/planckover2pi1
,introduceasuperspacestructuresetting p(ϕ⊗s) =
degϕ(mod 2),forϕ∈Ω,s∈Ω
0
/planckover2pi1
.
Theorem . ([2])OnΩ
/planckover2pi1
, the operators D
+
andD
−
generate an action of
the Lie superalgebra osp(1|2)commuting with the action of the group ˆGof
∇-preservingautomorphisms of thebundle L.
Bernstein studied the ˆG-action, more exactly, the action of the Lie algebra
po(2n|0)corresponding to ˆG; we are interested in the part of this action only: in
sp(2n) = po(2n|0)
0
-action.
In Example 2.5.1 the space P
i
consisted of differential forms with constant
coefficients. Denote by P
i
=P
i
⊗S.(V)the space of primitive forms with
polynomial coefficients. The elements of the space
√
P
i
/planckover2pi1
=KerD
−
∩P
i
/planckover2pi1
will
becalled∇-primitiveforms of degreei(andtwist/planckover2pi1).
Bernstein showed that
√
P
i
/planckover2pi1
is an irreducible g= po(2n|0)-module. It could
be that over subalgebra g
0
the module
√
P
i
/planckover2pi1
becomes reducible but the general
theorem of Howe (which is true for osp(1|2n)) states that this is not the case,
it remains irreducible. Shapovalov and Shmelev literally generalized Bernstein’s
result for (2n|m)-dimensional supermanifolds, see review [37]. In particular,
Shapovalov, who considered n= 0, “took a square root of Laplacian and the
metric”.
2.5.4. Inspired by Bernstein’s construction, let us similarly define a “square
root” of the hyper-K ¨ahler structure. Namely, on a hyper-K ¨ahlerean manifold
(M,ω
1
,ω
2
)consider a line bundle Lwith two connections: ∇
1
and∇
2
, whose
curvature forms are equal to /planckover2pi1
1
ω
1
and/planckover2pi1
2
ω
2
for some/planckover2pi1
1
,/planckover2pi1
2
∈C. The pair
/planckover2pi1= (/planckover2pi1
1
,/planckover2pi1
2
)will be called a twist; the space of tensor fields of type ρand twist/planckover2pi1
will be denoted by T
/planckover2pi1
(ρ). Verbitsky [53] defined the action of sp(4)in the space
Ωof differential forms on M. Let us naturally extend the action of the generators
X
±
j
forj= 1,2ofof sp(4)from Ωontothespace Ω
/planckover2pi1
oftwisteddifferentialforms
using the isomorphism T
/planckover2pi1
(ρ)/similarequalT(ρ)⊗Γ(L), where Γ(L) = Ω
0
/planckover2pi1
is the space of
sectionsofthelinebundle L;hereX
+
j
istheoperatorofmultiplicationby ω
j
and
X
−
j
istheoperatorof convolutionwith thedual bivector.
Definethespaceofprimitive i-forms(withconstantcoefficients)onthehyper-
K¨ahlerean manifold (M,ω
1
,ω
2
)by setting
P
i
=KerX
−
1
∩KerX
−
2
∩Ω
i
. (HK)
kievarwe.tex; 12/03/2001; 3:49; p.106
100 D.LEITES, I.SHCHEPOCHKINA
According to the general theorem [25] this space is an irreducible sp(2n;H)-
module.
SetD
−
i
= [X
−
i
,D
+
i
].Thepromisedsquarerootofthedecomposition(HK)is
thespace
P
i
/planckover2pi1
=KerD
−
1
∩KerD
−
2
∩Ω
i
/planckover2pi1
. (
√
HK)
The operators D
±
i
, whereD
+
i
=∇
i
,generate osp(1|4).
2.6. Further examples of dual pairs . The following subalgebras g
1
(V
1
)⊕
g
2
(V
2
)aremaximalin g(V
1
⊗V
2
), hence, aredual
pairs:
g
1
g
2
g
osp(n
1
|2m
1
) osp(n
2
|2m
2
) osp(n
1
n
2
+ 4m
1
m
2
|2n
1
m
2
+ 2n
2
m
1
)
o(n
) osp(n
2
|2m
2
) osp(nn
2
|2nm
2
),n/negationslash= 2,
4
sp(2n
) osp(n
2
|2m
2
) osp(2mn
2
|4nm
2
)
pe(n
1
) pe(n
2
) osp(2n
1
n
2
|2n
1
n
2
),n
1
,n
2
>
2
osp(n
1
|2m
1
) pe(n
2
) pe(n
1
n
2
+ 2m
1
n
2
) ifn
1
/negationslash= 2m
1
spe(n
1
n
2
+ 2m
1
n
2
) ifn
1
= 2m
1
o(n
) pe(m
) pe(nm
)
sp(2n
) pe(m
) pe(2nm
)
In particular, on the superspace of polyvector fields, there is a natural pe(n)-
module structure, and pe(1), its dual partner in osp(2n|2n), is spanned by the
divergence operator ∆(“odd Laplacian”), called the BRST operator ([1]), the
even operator of pe(1)being deg
x
−deg
θ
, whereθ
i
=π(
∂
∂x
i
),πbeing the shift
ofparity operator.
Forfurtherexamplesofmaximalsubalgebrasin gland qsee[49].Thesesubal-
gebrasgiverisetoothernewexamplesofHowedualpairs.Forthedecomposition
ofthetensoralgebracorrespondingtosomeoftheseexamplessee[51,52],some
ofthelatterarefurtherelucidatedin[3].SomefurtherexamplesofHowe’sduality,
considered in a detailed version of our lectures, are: (1) over reals; (2) dual pairs
in simple subalgebras of po(2n|m)distinct from osp(m|2n); in particular, (3)
embeddings into po(2n|m;r), the nonstandard regradings of the Poisson super-
algebra, cf. [50]; (4) a “projective” version of the Howe duality associated with
embeddingsintotheLiesuperalgebraofHamiltonianvectorfields,thequotientof
the Poisson superalgebra, in particular, the exceptional cases in dimension (2|2),
cf. [40]. It is also interesting to consider the prime characteristic and an “odd”
Howe’s duality obtained from quantization of the antibracket (the main objective
of[4]),to saynothingof q-quantized versionsofthe above.
kievarwe.tex; 12/03/2001; 3:49; p.107
HOWEDUALITY ANDLIE SUPERALGEBRAS 101
3. Generalitieson spinor and spinor-likerepresentations
3.1.ThespinorandoscillatorrepresentationsofLiealgebras .Theimportance
ofthespinorrepresentationbecameclearveryearly.Oneofthereasonsisthefol-
lowing.Asisknownfromanytextbookonrepresentationtheory,thefundamental
representations R(ϕ
1
) =W,R(ϕ
2
) = Λ
2
(W),...,R(ϕ
n−1
) = Λ
n−1
(W)of
sl(W),where dimW=nandϕ
i
isthehighestweightof Λ
i
(W),areirreducible.
Any finite dimensional irreducible sl(n)-moduleL
λ
is completely determined by
its highest weight λ=
/summationtext
λ
i
ϕ
i
withλ
i
∈Z
+
. The module L
λ
can be realized as
asubmodule(or quotient)of ⊗
/parenleftBig
R(ϕ
i
)
⊗λ
i
/parenrightBig
.
Similarly, every irreducible gl(n)-moduleL
λ
, whereλ= (λ
1
,...λ
n−1
;c)
andcis the eigenvalue of the unit matrix, is realized in the space of tensors,
perhaps,twistedwiththehelpof c-densities,namelyinthespace ⊗
i
/parenleftBig
R(ϕ
i
)
⊗λ
i
/parenrightBig
⊗
tr
c
,where tr
c
istheLiealgebraicversionofthe cthpowerofthedeterminant,i.e.,
infinitesimally, trace, given for any c∈Cby the formula X/mapsto→c·tr(X)for any
matrixX∈ gl(W). Thus, all the irreducible finite dimensional representations
of sl(W)are naturally realized in the space of tensors, i.e., in the subspaces or
quotient spaces of the space T
p
q
=W⊗···⊗W
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
p
⊗W
∗
⊗···⊗W
∗
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
q
, whereWis
thespaceoftheidentityrepresentation.For gl(W),wehavetoconsiderthespace
T
p
q
⊗tr
c
.
For sp(W),theconstructionissimilar,exceptthefundamentalmodule R(ϕ
i
)
isnow apartof themodule Λ
i
(id)consistingof the primitive forms .
For o(W),thesituationistotallydifferent:notallfundamentalrepresentations
can be realised as (parts of) the modules Λ
i
(id). The exceptional one (or two, for
o(2n))ofthemiscalledthe spinorrepresentation ;for o(W),where dimW= 2n,
itisrealizedintheGrassmannalgebra E.(V)ofa“half”of W,whereW=V⊕
V
∗
is a decomposition into the direct sum of subspaces isotropic with respect to
theformpreservedby o(W).FordimW= 2n+1,itisrealizedintheGrassmann
algebraE.(V⊕W
0
), whereW=V⊕V
∗
⊕W
0
andW
0
is the 1-dimensional
space onwhich theorthogonal formisnondegenerate.
The quantization of the harmonic oscillator leads to an infinite dimensional
analog of the spinor representation which after Howe we call oscillator repre-
sentation of sp(W). It is realized in S.(V), where as above, Vis a maximal
isotropicsubspaceof W(withrespecttotheskewformpreservedby sp(W)).The
remarkablelikenessofthespinorandoscillatorrepresentationswasunderlinedin
atheoryof dualHowe’spairs , [23].
The importance of spinor-oscillator representations is different for distinct
classes of Lie algebras and their representations. In the description of irreducible
finitedimensionalrepresentationsofclassicalmatrixLiealgebras gl(n), sl(n)and
sp(2n)we can do without either spinor or oscillator representations. We can not
kievarwe.tex; 12/03/2001; 3:49; p.108
102 D.LEITES, I.SHCHEPOCHKINA
do without spinor representation for o(n), but a pessimist might say that spinor
representation constitutes only
1
n
th of the building bricks. Our, optimistic, point
of view identifies the spinor representations as one of the two possible types of
thebuildingbricks.
For the Witt algebra wittand its central extension, the Virasoro algebra vir,
everyirreducible highest weight module is realized as a quotient of a spinor or,
equivalently, oscillator representation, see [8], [10]. This miraculous equivalence
isknowninphysicsunderthenameof bose-fermicorrespondence ,see[18],[26].
For the list of generalizations of wittand vir, i.e., simple (or close to simple)
stringy Lie superalgebras or Lie superalgebras of vector fields on N-extended
supercircles, often called by an unfortunate (as explained in [21]) name “super-
conformalalgebras”,see[21].Theimportanceofspinor-oscillatorrepresentations
diminishes as Ngrows, but for the most interesting — distinguished ([21]) —
stringy superalgebrasit is high,cf. [11],[46].
3.2. Semi-infinite cohomology . An example of applications of spinor-
oscillator representations: semi-infinite (or BRST) cohomology of Lie superalge-
bras. These cohomology were introduced by Feigin first for Lie algebras ([9]);
then he extended the definition to Lie superalgebras via another construction,
equivalent to the first one for Lie algebras ([7]). For an elucidation of Feigin’s
construction see [14], [31] and [54]. Feigin rewrote in mathematical terms and
generalizedtheconstructionsphysicistsusedtodeterminethe criticaldimensions
ofstringtheories,i.e.,thedimensionsinwhichthequantizationofthesuperstring
is possible, see [42], [18]. These critical dimensions are the values of the cen-
tral element (central charges) on the spinor-oscillator representation constructed
from the adjoint representation; to this day not for every central element of all
distinguished simple stringy superalgebras their values are computed on every
spinor-oscillatorrepresentation,notevenontheonesconstructedfromtheadjoint
representations.
4. Thespinor-oscillatorrepresentationsandLiesuperalgebras
4.1. Spinor (Clifford–Weil–wedge– ...) and oscillator representations . As
we saw in [40], po(2n|m)
0
∼= osp(m|2n), the superspace of elements of degree
0 in the standard Z-grading of po(2n|m)or, which is the same, the superspace
of quadratic elements in the representation by generating functions. At our first
lecture we defined the spinor-oscillator representation as the through map (here
k= [
m
2
]andQis thequantization)
g−→ po(2n|m)
Q
−→
/braceleftbigg
diff(n|k) ifm= 2k
qdiff(n|k) ifm= 2k−1,
where Im( g)⊂ po(2n|m)
0
= osp(m|2n). Actually, such requirement is too
restrictive, we only need that the image of gunder embedding into po(2n|m)
kievarwe.tex; 12/03/2001; 3:49; p.109
HOWEDUALITY ANDLIE SUPERALGEBRAS 103
remainsrigidunderquantization.Sovarioussimplesubalgebrasof po(2n|m)will
do asambientsof g.
This spinor-oscillator representation is called the spinor representation of g
ifn= 0, or theoscillator representation ifm= 0. We will denote this rep-
resentation Spin(V)and set Osc(V) = Spin(Π( V)), whereVis the standard
representation of osp(m|2n). In other words, if Spin(V)is a representation of
osp(m|2n),then Osc(V)isarepresentationof osp(2n|m),soOsc(V)onlyexists
formeven.
IfVis a g-module without any bilinear form, but we still want to construct a
spinor-oscillatorrepresentationof g,considerthemodule W=V⊕V
∗
(wherein
theinfinitedimensionalcasewereplace V
∗
withtherestricted dualofV;roughly
speaking, if V=C[x], thenV
∗
=C[[
∂
∂x
]], whereas the restricted dual is C[
∂
∂x
])
endowedwiththeform(for v
1
,w
1
∈V,v
2
,w
2
∈V
∗
)symmetricfortheplussign
and skew-symmetricotherwise:
B((v
1
,v
2
),(w
1
,w
2
)) =v
2
(w
1
)±(−1)
p(v
1
)p(w
2
)
w
2
(v
1
).
Now,inW,selectamaximalisotropicsubspace U(notnecessarily VorV
∗
)and
realize thespinor-oscillatorrepresentationof gin the exterior algebraof U.
Observe that the classical descriptions of spinor representations differ from
ours, see, e.g., [17], where the embedding of g(in their case g= o(n)) into the
quantized algebra (namely into Q( po(0|n−1))) is considered, not into po(0|m).
The existence of this embedding is not so easy to see unless told, whereas our
constructionsare manifestandbring aboutthesameresult.
To illustrate our definitions and constructions, we realize the orthogonal Lie
algebra o(n)asthe subalgebra intheLie superalgebra po(0|n).
Case o(2k).Basis:
X
+
1
=ξ
2
η
1
, ..., X
+
k−1
=ξ
k
η
k−1
, X
+
k
=η
k
η
k−1
;
X
−
1
=ξ
1
η
2
, ..., X
−
k−1
=ξ
k−1
η
k
, X
−
k
=ξ
k−1
ξ
k
;
H
1
=ξ
1
η
1
−ξ
2
η
2
, ..., H
k−1
=ξ
k−1
η
k−1
−ξ
k
η
k
, H
k
=ξ
k−1
η
k−1
+ξ
k
η
k
.
ForR(ϕ
k
)take the subspacespace functions C[ξ]
ev
which contains the constants
C·ˆ1,where ˆ1isjust the constantfunction 1;clearly, ˆ1is thevacuum vector.
Quantization (see above) sends: ξ
i
intoˆξ
i
, andη
i
into/planckover2pi1
∂
∂ξ
i
, soX
±
i
ˆ1 = 0for
i<k, hence,H
i
ˆ1 = [X
+
i
,X
−
i
]ˆ1 = 0fori<k.Contrariwise,
H
k
ˆ1 = [X
+
k
,X
−
k
]ˆ1 = [∂
k
∂
k−1
,ˆξ
k−1
ˆξ
k
]ˆ1 =∂
k
(−ˆξ
k−1
∂
k−1
+ 1)ˆξ
k
ˆ1 =ˆ1.
So weseethat thespinorrepresentation is indeedafundamental one.
kievarwe.tex; 12/03/2001; 3:49; p.110
104 D.LEITES, I.SHCHEPOCHKINA
Case o(2k+ 1).Basis:
X
+
1
=ξ
2
η
1
, ..., X
+
k−1
=ξ
k
η
k−1
, X
+
k
=
√
2η
k
θ;
X
−
1
=ξ
1
η
2
, ..., X
−
k−1
=ξ
k−1
η
k
, X
−
k
=
√
2θξ
k
;
H
1
=ξ
1
η
1
−ξ
2
η
2
, ..., H
k−1
=ξ
k−1
η
k−1
−ξ
k
η
k
, H
k
= 2ξ
k
η
k
.
ForR(ϕ
k
)consider the space of even functions C[ξ
1
,...,ξ
k
,θ]
ev
and realize
o(2k+ 1)so thatξ
i
/mapsto→ˆξ
i
,η
i
/mapsto→/planckover2pi1
∂
∂ξ
i
,θ/mapsto→/planckover2pi1(ˆθ+
∂
∂θ
). As above for o(2k),
set/planckover2pi1= 1.
Then, asabove, H
i
v= [X
+
i
,X
−
i
]ˆ1 = 0fori<k, whereas
H
k
ˆ1 = [X
+
k
,X
−
k
]ˆ1 =
2
2
/parenleftbigg
∂
k
(ˆθ+
∂
∂θ)
2
ˆξ
k
+ˆξ
k
(ˆθ+
∂
∂θ)
2
∂
k
/parenrightbigg
ˆ1 =ˆ1.
Soˆ1isindeed the highestweightvectorof the kthfundamental representation.
4.2. Stringy superalgebras. Case vir. For the basis of virtakee
i
=t
i+1
d
dt
,
i∈Z,andthe centralelement z;letthe bracketbe
[e
i
,e
j
] = (j−i)e
i+j
−
1
12δ
ij
(i
3
−i)z. (∗)
We advise the reader to refresh definitions of stringy superalgebras and various
modules over them, see [21], where we also try to convince physicists not to use
theterm“superconformalalgebra”(except,perhaps,for k
L
(1|1)and k
M
(1|1)).In
particular,recallthat F
λ,µ
= Span(ϕ
i
=t
µ+i
(dt)
λ
|i∈Z).
Statement .The only instances when F
λ,µ
possesses an invariant symmetric
nondegenerate bilinear form are the space of half-densities,
√
Vol =F
1/2,0
, and
itstwistedversion, F
1/2,1/2
and inbothcasestheform is:
(f
√
dt,g
√
dt) =
/integraldisplay
fg·dt;
the only instances when F
λ,µ
possesses an invariant skew-symmetric forms are
thequotientspaceoffunctionsmoduloconstants, dF=F
0,0
/C·1,and
1
2
-twisted
functions,
√
tF=F
0,1/2
andinbothcasesthe formis:
(f,g) =
/integraldisplay
f·dg.
Let∂
i
=
∂
∂ϕ
i
(whereϕ
i
=t
µ+i
(dt)
λ
).Let osc(
√
Vol)bethe vir-submoduleof
theexterioralgebraonϕ
i
fori<0containingtheconstant ˆ1.Sincethegenerators
kievarwe.tex; 12/03/2001; 3:49; p.111
HOWEDUALITY ANDLIE SUPERALGEBRAS 105
e
i
of viracts onF
λ,µ
as (sums over i∈Z)
e
1
=
/summationtext
(µ+i+ 2λ)ϕ
i+1
∂
i
=
/summationtext
iϕ
i+1
∂
i
,
e
−1
=
/summationtext
(µ+i+ 1)ϕ
i
∂
i+1
=
/summationtext
(i+ 1)ϕ
i
∂
i+1
;
e
2
=
/summationtext
(µ+i−λ)ϕ
i+1
∂
i
=
/summationtext
iϕ
i+1
∂
i
,
e
−2
=
/summationtext
(µ+i+ 3λ)ϕ
i
∂
i+1
=
/summationtext
(i+ 1)ϕ
i
∂
i+1
,
and representing e
0
andzas brackets of e
±1
ande
±2
from (∗)we immediately
deducethat thehighest weights (c,h)ofosc(
√
Vol)is(−
1
3
,0).
Forthespinorrepresentations spin(
√
tF)andspin(dF)(realizedonthe sym-
metricalgebra ofϕ
i
fori<0) we similarly obtain that the highest weights (c,h)
are(
1
6
,
1
2
)forspin(
√
tF)and(−
1
6
,0)forspin(dF).
Observe that the representations spin(
√
tF),spin(dF)andosc(
√
Vol)are
constructed on ahalfof the generatorsusedto construct Spin(F
λ;µ
).
4.3. The highest weights of the spinor representations of k
L
(1|n)and
k
M
(1|n). In the following theorem we give the coordinates (c,h;H
1
,...)of the
highest weight of the spinor representations Spin(F
λ;µ
)of the contact superal-
gebra k
L
(1|n)with respect to z(the central element), K
t
, and, after semicolon,
on the elements of Cartan subalgebra, respectively. For k
M
(1|n)we write ˜h;˜H
i
.
(Observe that for n > 4the Cartan subalgebra has more generators than just
H
1
=K
ξ
1
η
1
,...,H
k
=K
ξ
k
η
k
which generate the Cartan subalgebra of k(1|2k),
thealgebraof contact vector fieldswithpolynomial coef
ficients.)
n
0
1
2≥
3
c12λ
2
−12λ+
2−12λ+
3
6
0
h(µ+ 2λ)(µ+
1)µ+ 2
λ 2µ+ 2λ+
ν2
n−1
(µ+λ) + 2
n−
3
˜
h
– 2µ+ 3λ−
1
4
2µ+ 2λ−
1
2
2
n−1
(µ+λ
)
Theorem .
Let
(c,h;H
1
,...)
be the highest weight of the spinor representa-
tion
Spin(F
λ;µ
)
of
k
L
(1|n)
. The highest weight of the oscillator representation
Osc(F
λ;µ
) = Spin(Π(F
λ;µ
))
is
(−c,h;H
1
,...)
andsimilarlyfor
k
M
(1|n)
.
For
n/negationslash= 2
,allthecoordinatesofthehighestweightotherthan
c
,
h
vanish.For
n= 2
the value of
H
on the highest weight vector from
Spin(F
λ,ν;µ
)
is equal to
ν
.
The values of
c
and
h
(or
˜h
) on modules
Spin(F
λ;µ
)
are given in the above
table.
Up torescaling,these resultsareknownforsmall n,see [29],[28] andrefs.
Remark. For the contact superalgebras gon the 1|n-dimensional supercircle
our choice of g-modulesV=F
λ;µ
from which we constructed Spin(V⊕V
∗
)is
natural for small n: there are no other modules! For larger nit is only justified if
kievarwe.tex; 12/03/2001; 3:49; p.112
106 D.LEITES, I.SHCHEPOCHKINA
weareinterestedinsemi-infinitecohomologyof gandnotinrepresentationtheory
per se. For the superalgebras gof series vectand svectthe adjoint module gis of
the formT(id
∗
), i.e, it is either coinduced from multidimensional representation
( vect), or is a submodule of such a coinduced module ( svect). Spinor-oscillator
representations of this typewerenot studiedyet,cf. sec.5.
4.4. Other spinor representations . 1) Among various Lie superalgebras for
which it is interesting to study spinor-oscillator representations, the simple (or
close to them) maximal subsuperalgebras of poare most interesting. The list of
suchmaximalsubalgebrasisbeingcompleted;variousmaximalsubalgebraslisted
in [48] distinct from the sums of mutual centralizers also provide with spinor
representations.
As an interesting example consider A. Sergeev’s Lie superalgebra as, the
nontrivial central extension of the Lie superalgebra spe(4)preserving the odd
bilinear form and the volume on the (4|4)-dimensional superspace, see [49, 50].
Namely, consider po(0|6), the Lie superalgebra whose superspace is the Grass-
mann superalgebra Λ(ξ,η)generated by ξ
1
,ξ
2
,ξ
3
,η
1
,η
2
,η
3
and the bracket is
the Poisson bracket. Recall also that the quotient of po(0|6)modulo center is
h(0|6) = Span(H
f
|f∈Λ(ξ,η)),where
H
f
= (−1)
p(f)
/summationdisplay
(∂
f
∂ξ
j
∂
∂η
j
+∂
f
∂η
j
∂
∂ξ
j
).
Now, observe that spe(4)can be embedded into h(0|6). Indeed, setting degξ
i
=
degη
i
= 1for alliwe introduce a Z-grading on Λ(ξ,η)which, in turn, induces
aZ-grading on h(0|6)of the form h(0|6) =⊕
i≥−1
h(0|6)
i
. Since sl(4)∼= o(6), we
canidentify spe(4)
0
with h(0|6)
0
.
Itisnotdifficulttoseethattheelementsofdegree −1inthestandardgradings
of spe(4)and h(0|6)constitute isomorphic sl(4)∼= o(6)-modules. It is subject to
adirectverification that itis reallypossibleto embed spe(4)
1
into h(0|6)
1
.
A. Sergeev’s extension asis the result of the restriction onto spe(4)⊂ h(0|6)
of the cocycle that turns h(0|6)into po(0|6). The quantization (with parameter
λ) deforms po(0|6)into gl(Λ(ξ)); the through maps T
λ
: as−→ po(0|6)−→
gl(Λ(ξ))are representations of asin the 4|4-dimensional modules Spin
λ
. The
explicitformof T
λ
is asfollows:
T
λ
:
/parenleftbigg
a b
c−a
t
/parenrightbigg
+d·z/mapsto→
/parenleftbigg
a b−λ˜c
c−a
t
/parenrightbigg
+λd·1
4|4
,
where 1
4|4
is the unit matrix and ˜c
ij
=c
kl
for any skew-symmetric matrix c
ij
=
E
ij
−E
ji
andanyevenpermutation (1234)/mapsto→(ijkl).Clearly,T
λ
isanirreducible
representationfor any λandT
λ
/negationslash/similarequalT
µ
forλ/negationslash=µ.
2) Maximal subalgebras (for further examples see [48]) and a conjecture.
LetV
1
be a linear superspace of dimension (r|s); letΛ(n)be the Grassmann
kievarwe.tex; 12/03/2001; 3:49; p.113
HOWEDUALITY ANDLIE SUPERALGEBRAS 107
superalgebra with nodd generators ξ
1
,...,ξ
n
and vect(0|n) = derΛ(n)the Lie
superalgebra ofvector fieldson the (0|n)-dimensional supermanifold.
Let g= gl(V
1
)⊗Λ(n)⊃
+
vect(0|n)bethesemidirectsum(theidealattheopen
partof⊃
+
)withthenaturalactionof vect(0|n)ontheideal gl(V
1
)⊗Λ(n).TheLie
superalgebra ghasanaturalfaithfulrepresentation ρinthespace V=V
1
⊗Λ(n)
defined by theformulas
ρ(X⊗ϕ)(v⊗ψ) = (−1)
p(ϕ)p(ψ)
Xv⊗ϕψ,
ρ(D)(v⊗ψ) =−(−1)
p(D)p(v)
v⊗Dψ
for anyX∈ gl(V
1
),ϕ,ψ∈Λ(n),v∈V
1
,D∈ vect(0|n). Let us identify the
elementsfrom gwiththeirimagesunder ρ,soweconsider gembeddedinto gl(V).
Theorem ([48]) 1)
The Lie superalgebra
gl(V
1
)⊗Λ(n)⊃
+
vect(0|n)
is max-
imal irreducible in
sl(V
1
⊗Λ(n))
unless
a)dimV
1
= (1,1)
or
b)n= 1
and
dimV
1
= (1,0)
or
(0,1)
or
(r|s)
for
r/negationslash=s
.
2)
If
dimV
1
= (1,1)
,then
gl(1|1)∼=Λ(1)⊃
+
vect(0|1)
, so
gl(V
1
)⊗Λ(n)⊃
+
vect(0|n)⊂Λ(n+ 1)⊃
+
vect(0|n+ 1)
anditisthe biggersuperalgebrawhich is maximalirreduciblein
sl(V)
.
3)
If
n= 1
and
dimV
1
= (r|s)
for
r >s> 0
, then
g
is maximal irreducible
in
gl(V)
.
Conjecture .Supposer+s= 2
N
.Then, dimVcoincideswith dim Λ(W)for
somespaceW.Wesuspectthatthiscoincidenceisnotaccidentalbutisoccasioned
by the spinor representations of the maximal subalgebras described above. The
same applies to q(V
1
)⊗Λ(n)⊃
+
vect(0|n), a maximal irreducible subalgebra in
q(V
1
⊗Λ(n)).
4.5. Selected problems . 1) The spinor and oscillator representations are real-
izedinthesymmetric(perhaps,supersymmetric)algebraofthemaximalisotropic
(at least for g= sp(2k)and o(2k)) subspace Vof the identity g-module
id =V⊕V
∗
. But one could have equally well started from another g-module.
For an interesting study of spinor representations constructed from W/negationslash= id, see
[45].
To consider in a way similar to sec. 2 contact stringy superalgebras g=
k
L
(1|n)and k
M
(1|n), as well as other stringy superalgebras from the list [21],
we have to replace F
λ,µ
with modulesT
µ
(W)of (twisted) tensor fields on the
supercircle and investigate how does the highest weight of ˆ1∈Osc(T
µ
(W))
orˆ1∈Spin(T
µ
(W))constructed from an arbitrary irreducible co(n)-module
W=V⊕V
∗
depend on the highest weight of W. (It seems that the new and
absolutely remarkable spinor-like representation Poletaeva recently constructed
[46] isobtained inthis way.)
To give the reader a feel of calculations, we consider here the simplest non-
trivial case o(3) = sl(2). The results may (and will) be used in calculations of
kievarwe.tex; 12/03/2001; 3:49; p.114
108 D.LEITES, I.SHCHEPOCHKINA
Spin(T
µ
(W))for g= k
L
(1|n)and k
M
(1|n)forn= 3,4. As is known, for every
N∈Z
+
there exists an irreducible (N+ 1)-dimensional g-module with highest
weightN. This module possesses a natural nondegenerate g-invariant bilinear
form which is skew-symmetric for N= 2k+ 1and symmetric for N= 2k.
The corresponding embeddings g−→ o(2k+ 1)and g−→ sp(2k)are called
principal, see [19] and references therein. Explicitly, the images of the Chevalley
generatorsX
±
of sl(2)areasfollows: X
−
/mapsto→
/summationtext
X
−
i
,
X
+
/mapsto→
N(N+ 1)X
+
N
+
/summationtext
1≤i≤N−1
i(N+ 1−i)X
+
i
forN= 2k+ 1
N
2
X
+
N
+
/summationtext
1≤i≤N−1
i(2N−i)X
+
i
forN= 2k.
From the commutation relations between X
+
andX
−
we derive that only
X
±
N
give a nontrivial contribution to the highest weight HWof the sl(2)-module
Spin(L
N
);we have:
HW =
N(N+ 1) ifN= 2k+ 1
−
1
2
N
2
ifN= 2k.
2) Observe, that the notion of spinor-oscillator representation can be broad-
ened to embrace the subalgebras of the Lie superalgebra hof Hamiltonian vector
fieldsandtheirimagesunderquantization;wecallthethroughmapthe projective
spinor-oscillator representation . Since the Lie superalgebra hhas more deforma-
tions than po([40]), and since the sets of maximal simple subalgebras of poand
hare distinct, the set of examples of projective spinor-oscillator representations
differs fromthatof spinor-oscillator representations.
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kievarwe.tex; 12/03/2001; 3:49; p.119
ENVELOPING ALGEBRAOF GL(3)AND
ORTHOGONALPOLYNOMIALS
ALEXANDER SERGEEV
†‡
(Correspondence)DepartmentofMathematics,UniversityofStock-
holm,Roslagsv.101,Kr ¨aftrikethus6,S-10691,Stockholm,Sweden;
[email protected] (On leave of absence from Balakovo In-
stitute of Technique of Technology and Control, Branch of Saratov
TechnicalUniversity,Balakovo, SaratovRegion, Russia)
Abstract. LetAbeanassociativealgebraover CandLaninvariantlinearfunctionalonit(trace).
Letωbe an involutive antiautomorphism of Asuch thatL(ω(a)) =L(a)for anya∈A. Then
Aadmits a symmetric invariant bilinear form /angbracketlefta,b/angbracketright=L(aω(b)). ForA=U( sl(2))/ m, where m
is any maximal ideal of U( sl(2)), Leites and I have constructed orthogonal basis whose elements
turned out tobe, essentially, Chebyshev and Hahn polynomials inone discretevariable.
Here I takeA=U( gl(3))/ mfor the maximal ideals mwhich annihilate irreducible highest
weight gl(3)-modules of particular form (generalizations of symmetric powers of the identity rep-
resentation). In whis way we obtain multivariable analogs of Hahn polynomials. Clearly, one can
similarly consider gl(n)and gl(m|n)instead of gl(3)but the amount of calculations isappalling.
§1.Background
1.1. Lemma .LetAbe an associative algebra generated by a set X. Denote by
[X,A]thesetoflinearcombinationsoftheform
/summationtext
[x
i
,a
i
],wherex
i
∈X,a
i
∈A.
Then [A,A] = [X,A].
Proof. Letus applythe identity ([3],p.561)
[ab,c] = [a,bc] + [b,ca]. (1.1.1)
Namely, let a=x
1
...x
n
; let us induct on nto prove that [a,A]⊂[X,A].
Forn= 1the statement is obvious. If n > 1, thena=xa
1
, wherex∈Xand
due to(1.1.1) wehave
[a,c] = [xa
1
,c] = [x,a
1
c] + [a
1
,cx]
.
‡
I am thankful to D. Leites for encouragement and help and to ESI, Vienna, for hospitality and
support.
†
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.120
114 A.SERGEEV
1.2. Lemma .LetAbe an associative algebra and a/mapsto→ω(a)be its involutive
antiautomorphism (transposition for A= Mat (n)). LetLbe an invariant func-
tional onA(like trace, i.e., L([A,A]) = 0) such thatL(ω(a)) =L(a)for any
a∈A.Define thebilinearform on Aby setting
/angbracketleftu,v/angbracketright=L(uω(v)) foranyu,v∈A. (1.2.1)
Then
i)/angbracketleftu,v/angbracketright=/angbracketleftv,u/angbracketright;
ii)/angbracketleftxu,v/angbracketright=/angbracketleftu,ω(x)v/angbracketright;
iii)/angbracketleftux,v/angbracketright=/angbracketleftu,vω (x)/angbracketright;
iv)/angbracketleft[x,u],v/angbracketright=/angbracketleftu,[ω(x),v]/angbracketright.
Proof. (Clearly,iii)issimilarto ii)).
i)/angbracketleftu,v/angbracketright=L(uω(v)) =L(ω(uω(v))) =L(vω(u)) =/angbracketleftv,u/angbracketright.
ii)/angbracketleftxu,v/angbracketright=L(xuω(v)) =L(uω(v)x) =L(uω(ω(x)v)) =/angbracketleftu,ω(x)v/angbracketright.
iv)/angbracketleft[x,u],v/angbracketright=/angbracketleftxu,v/angbracketright−/angbracketleftux,v/angbracketright
/angbracketleftu,ω(x)v/angbracketright−/angbracketleftu,vω (x)/angbracketright=/angbracketleftu,[ω(x),v]/angbracketright.
1.3. Traces and forms on U( g). Let gbe a finite dimensional Lie algebra,
Z( g)thecenterof (U( g),WtheWeylgroupof gand haCartansubalgebraof g.
The following statements are provedin[1].
1.3.1. Proposition .i)U( g) =Z( g)⊕[U( g),U( g)].
ii)Let/sharp:Z( g)⊕[U( g),U( g)]−→Z( g)be thenaturalprojection.Then
(uv)
/sharp
= (vu)
/sharp
and (zv)
/sharp
=z(v)
/sharp
for anyu,v∈U( g) andz∈Z( g).
iii)U( g) =S( h)
W
⊕[U( g),U( g)].
iv)Letλbe the highest weight of the irreducible finite dimensional g-module
L
λ
andϕtheHarish-Chandrahomomorphism. Then
ϕ(u
/sharp
)(λ) =tr(u|
L
λ
)
dimL
λ
.
1.3.2. OnU( g),defineaformwith valuesin Z( g)by setting
/angbracketleftu,v/angbracketright= (uω(v))
/sharp
, (∗)
whereωistheChevalley involution in U( g).
LemmaTheform (∗)is nondegenerate on U( g).
Proof. Let/angbracketleftu,v/angbracketright= 0for anyv∈U( g).ByProposition 1.3.1
tr(uω(v)) =ϕ((uω(v))
/sharp
)(λ)·dimL(λ) =ϕ(/angbracketleftu,v/angbracketright)(λ)·dimL(λ) = 0;
kievarwe.tex; 12/03/2001; 3:49; p.121
ALGEBRAOF GL(3)AND ORTHOGONAL POLYNOMIALS 115
hence,u= 0onL(λ)foranyirreduciblefinitedimensional L(λ),and,therefore,
u= 0inU( g).
1.3.3. Lemma .For anyλ∈ h
∗
define aC-valuedform on U( g)by setting
/angbracketleftu,v/angbracketright
λ
=ϕ(/angbracketleftu,v/angbracketright)(λ).
The kernelof thisform isamaximal ideal in U( g).
Proof. The form/angbracketleft·,·/angbracketright
λ
arises from a linear functional L(u) =ϕ(u
/sharp
)(λ);
hence, by Lemma 1.2 its kernel is a twosided ideal IinU( g). OnA=U( g)/I,
theforminducedisnondegenerate.If z∈Z( g),then
/angbracketleftz,v/angbracketright
λ
=L(zω(v)) =L(z)L(ω(v));
hence,z−L(z)∈I.Therefore,theonly g-invariantelementsin Aarethosefrom
Span (1).
LetJbe a twosided nontrivial ( /negationslash=A,0) ideal inAandJ=⊕
µ
J
µ
be the
decomposition into irreducible finite dimensional g-modules (with respect to the
adjoint representation). Since J/negationslash=A, it follows that J
0
= 0. Hence,L(J) = 0
and/angbracketleftJ,A/angbracketright.Thus,J= 0.
1.4.Gelfand–Tsetlinbasisandtransvectoralgebras .(Forrecapitulationon
transvectoralgebrassee [7].)
LetE
ij
be the matrix units. In gl(3), we fix the subalgebra gl(2)embedded
into the left upper corner and let hdenote the Cartan subalgebra of gl(3) =
Span (E
ii
:i= 1,2,3).
There is a one-to-one correspondence between finite dimensional irreducible
representations of gl(3)and thesets
(λ
1
,λ
2
,λ
3
) such that λ
1
−λ
2
,λ
2
−λ
3
∈Z
+
.
Such sets are called highest weights of the corresponding irreducible representa-
tionwhosespaceisdenoted L
λ
.Witheachsuch λweassociateaGelfand–Tsetlin
diagram Λ:
λ
31
λ
32
λ
33
λ
21
λ
22
λ
11
(1.4.1)
wherethe upperline coincideswith λandwhere “betweenness”conditions hold:
λ
k,i
−λ
k−1,i
∈Z
+
;λ
k−1,i
−λ
k,i+1
∈Z
+
foranyi= 1,2;k= 2,3.(1.4.2)
Set
z
21
=E
21
, z
12
=E
12
;z
13
=E
13
, z
32
=E
32
;
z
31
= (E
11
−E
22
+ 2)E
31
+E
21
E
32
,
z
23
= (E
11
−E
22
+ 2)E
23
−E
21
E
13
.(1.4.3)
kievarwe.tex; 12/03/2001; 3:49; p.122
116 A.SERGEEV
Set(L
λ
)
+
= Span (u:u∈L
λ
,E
12
u= 0).
1.4.1.Theorem .(see[4]) Letvbeanonzerohighestweightvectorin L
λ
,and
ΛaGelfand–Tsetlindiagram. Set
v
Λ
=z
λ
21
−λ
11
21
z
λ
31
−λ
21
31
z
λ
32
−λ
22
32
v
andletl
ki
=λ
ki
−i+ 1.Then
i)The vectors v
Λ
parametrized by Gelfand–Tsetlin diagrams form a basis in
L
λ
.
ii)The gl(3)-action on vectors v
Λ
is given bythefollowing formulas
E
11
v
Λ
=λ
11
v
Λ
;
E
22
v
Λ
= (λ
21
+λ
22
−λ
11
)v
Λ
;
E
33
v
Λ
= (
3
/summationtext
i=1
λ
3i
−
2
/summationtext
j=1
λ
2j
)v
Λ
;
E
12
v
Λ
=−(l
11
−l
21
)(l
11
−l
22
)v
Λ+δ
11
;
E
21
v
Λ
=v
Λ−δ
11
;
E
23
v
Λ
=−(l
21
−l
31
)(l
21
−l
32
)(l
21
−l
33
)
(l
21
−l
22
)v
Λ+δ
11
−
(l
22
−l
31
)(l
22
−l
32
)(l
22
−l
33
)
(l
22
−l
21
)v
Λ+δ
22
;
E
32
v
Λ
=(l
21
−l
11
)
(l
21
−l
22
)v
Λ−δ
11
+(l
22
−l
11
)
(l
22
−l
21
)v
Λ−δ
22
,
where Λ±δ
ki
is obtained from Λby replacing λ
ki
withλ
ki
±1and we assume
thatv
Λ
= 0ifΛdoesnotsatisfyconditions onGTs-diagrams.
iii)Thevectorsv
Λ
correspondingtotheGTs-diagramswith λ
21
=λ
11
forma
basisof (L
λ
)
+
.
§2.Formulationsofmainresults
2.1. Modules S
α
(V). Let g= gl(3)be the Lie algebra of 3×3matrices overC.
For anyα∈Cdenote byS
α
(V)the irreducible g-module with highest weight
(α,0,0).
Ifα∈Z
+
, thenS
α
(V)is the usual α-th symmetric power of the identity
g-moduleV.Namely:
S
α
(V) = Span (x
k
1
1
x
k
2
2
x
k
3
3
:k
1
+k
2
+k
3
=α;k
1
,k
2
,k
3
∈Z
+
).
Forα/negationslash∈Z
+
wehave(likeinsemi-infinitecohomology ofLie superalgebras)
S
α
(V) = Span (x
k
1
1
x
k
2
2
x
k
3
3
:k
1
+k
2
+k
3
=α;k
2
,k
3
∈Z
+
).
kievarwe.tex; 12/03/2001; 3:49; p.123
ALGEBRAOF GL(3)AND ORTHOGONAL POLYNOMIALS 117
Remark. The expression x
k
fork∈Cis understood as a formal one,
satisfying
∂x
k
∂x
=kx
k−1
.
OnS
α
(V)the g= gl(3)-actionisgivenby E
ij
/mapsto→x
i
∂
∂x
j
.
2.2.Theorem . i)S
α
(V)isanirreducible g-module forany α.
ii)The kernelJ
α
of the corresponding to S
α
(V)representation of U( g)is a
maximalidealif α/negationslash∈Z
<0
.
Set A
α
=U( g)/J
α
and letθbe the highest weight of the adjoint rep-
resentation of g. Now consider A
α
as g-module with respect to the adjoint
representation.
iii) A
α
=
∞
⊕
k=0
L
kθ
ifα/negationslash∈Z
≥0
.
iv) A
α
=
α
⊕
k=0
L
kθ
ifα∈Z
≥0
.
v)The form/angbracketleftu,v/angbracketright
α
=ϕ(uω(v)
/sharp
)(α,0,0)is nondegenerate on A
α
forα/negationslash∈
Z
<0
.
2.3. Let h= Span (E
11
,E
22
,E
33
)be Cartan subalgebra in gandε
1
,ε
2
,ε
3
the dual basis of h
∗
. LetQ={
/summationtext
k
i
ε
i
:
/summationtext
k
i
= 0}be the root lattice of g. For
anyµ∈Qdefine
( A
α
)
µ
={u∈ A
α
: [h,u] =µ(h)ufor anyh∈ h}. (2.3.1)
Clearly, A
α
isQ-graded:
A
α
=⊕
µ∈Q
( A
α
)
µ
.
Theorem2.5belowshowsthat ( A
α
)
µ
=Ru
µ
,whereu
µ
∈ A
α
isdefineduniquely
up toaconstantfactorand R=C[E
11
,E
22
,E
33
]/(E
11
+E
22
+E
33
−α).
Denote by ( A
α
)
+
the subalgebra of giconsisting of vectors highest with
respecttothe fixed gl(2):
( A
α
)
+
={u∈ A
α
: [E
12
,u] = 0}. (2.3.2)
The algebra ( A
α
)
+
also admitsQ-grading:
( A
α
)
+
=⊕
ν∈Q
( A
α
)
+
ν
. (2.3.3)
Denote:Q
+
={ν∈Q: ( A
α
)
+
ν
/negationslash= 0}.
Theorem 2.4 below shows that ( A
α
)
+
ν
=C[E
33
]u
+
ν
, whereν∈Q
+
. For
f,g∈C[E
33
]andν∈Q
+
set
/angbracketleftf,g/angbracketright
+
ν
=/angbracketleftfu
+
ν
,gu
+
ν
/angbracketright
α
. (2.3.4)
Forf,g∈Randµ∈Qset
/angbracketleftf,g/angbracketright
µ
=/angbracketleftfu
µ
,gu
µ
/angbracketright
α
. (2.3.5)
kievarwe.tex; 12/03/2001; 3:49; p.124
118 A.SERGEEV
Fork≥0andν∈Q
+
set
f
k,ν
(E
33
)u
ν
=
/braceleftBigg
(adz
31
)
k
(u
ν+k(ε
1
−ε
3
)
) forν(E
33
)≤0
(adz
23
)
k
(u
ν+k(ε
3
−ε
2
)
) forν(E
33
)≥0
/parenleftbig
(2.3.6)
(2.3.7)
/parenrightbig
Fork,l≥0andν∈Q
+
set
f
ν
l,k
(E
11
,E
22
,E
33
)u
ν
=
/braceleftBigg
(adz
21
)
l
(adz
31
)
k
(u
ν+k(ε
1
−ε
3
)+l(ε
1
−ε
2
)
) forν(E
33
)≤0
(adz
21
)
l
(adz
23
)
k
(u
ν+k(ε
3
−ε
2
)+l(ε
1
−ε
2
) forν(E
33
)≥0
/parenleftbig
(2.3.8)
(2.3.9)
/parenrightbig
2.4.Theorem .0)( A
α
)
+
ν
=C[E
33
]u
+
ν
,whereu
ν
isdetermineduniquelyupto
aconstantfactor.
1)/angbracketleft( A
α
)
+
ν
, A
α
)
+
ν
/angbracketright
α
= 0forν/negationslash=µ.
2)The polynomials f
k,ν
(E
33
)areorthogonalrelative /angbracketleft·,·/angbracketright
+
ν
.
3)The polynomials f
k,ν
(E
33
)satisfythedifferenceequation
(E
33
−ν(E
33
) + 1)(E
33
+ν(E
11
)−α)∆f−E
33
(E
33
+ν(E
22
)−α−2)∇f=
k(k+ 2ν(E
11
) + 2)fifν(E
33
)<0;
(E
33
+ 1)(E
33
+ν(E
11
)−α)∆f−(E
33
−ν(E
33
))(E
33
+ν(E
22
)−α−2)∇f=
k(k−2ν(E
11
) + 2)fifν(E
33
)≥0.
4)Explilcitely, f
k,ν
(E
33
)is of theform
f
k,ν
(E
33
) = const×
3
F
2
−k, k + 2ν(E
11
) + 2,−E
33
1−ν(E
33
), ν(E
11
)−α|1
,
where
3
F
2
/parenleftbigg
α
1
,α
2
,α
3
β
1
,β
2
|z
/parenrightbigg
=
∞
/summationdisplay
i=0
(α
1
)
i
(α
2
)
i
(α
3
)
i
(β
1
)
i
(β
2
)
i
z
i
i!
isageneralizedhypergeometricfunction, (α)
0
= 1and(α)
i
=α(α+ 1)...(α+
i−1)fori>0.
2.5. Theorem . 0)( A
α
)
ν
=C[E
11
,E
22
,E
33
]u
ν
, whereu
ν
is determined
uniquely uptoaconstantfactor.
1)/angbracketleft( A
α
)
ν
, A
α
)
ν
/angbracketright
α
= 0forν/negationslash=µ.
2)Thepolynomials f
ν
l,k
(E
11
,E
22
,E
33
)formanorthogonalbasisof Rrelative
/angbracketleft·,·/angbracketright
ν
.
3)The polynomials w(f
l,k
)(E
11
,E
22
,E
33
)forw∈Wform an orthogonal
basis ofRrelative/angbracketleft·,·/angbracketright
w(ν)
provided polynomials f
l,k
(E
11
,E
22
,E
33
)form an
orthogonalbasis of Rrelative/angbracketleft·,·/angbracketright
ν
.
kievarwe.tex; 12/03/2001; 3:49; p.125
ALGEBRAOF GL(3)AND ORTHOGONAL POLYNOMIALS 119
4)The polynomials f
ν
l,k
(E
11
,E
22
,E
33
)forν∈Q
+
andν(E
33
)≤0satisfy
thesystem oftwodifference equations (where H
1
=E
11
−E
22
,H
2
=E
33
)
[f(H
1
+ 2,H
2
)−f(H
1
,H
2
)]·
1
4
(H
1
−H
2
+α+ 1)(H
1
+H
2
−α)−
[f(H
1
,H
2
)−f(H
1
−2,H
2
)]·
1
4
(H
1
−H
2
+α−ν(E
11
))(H
1
+H
2
−α−1+
ν(E
22
)) = [l
2
+l(ν(E
11
) +ν(E
22
) + 1)) +ν(E
22
)−ν(E
11
)]f;
[2α−ν(H
2
)(α+ 2 +ν(H
2
)) +H
2
(2α+ 1 + 2ν(H
2
))−2H
2
2
]f(H
1
,H
2
)−
1
2
(H
2
+ 1−ν(H
2
))(H
1
−H
2
+α−2ν(E
11
))f(H
1
−1,H
2
+ 1)−
1
2
H
2
(H
1
−H
2
+α+ 2)f(H
1
+ 1,H
2
+ 1)−
1
2
(H
2
+ 1−ν(H
2
))(α−H
1
−H
2
)f(H
1
+ 1,H
2
+ 1)−
1
2
H
2
(α−H
1
−H
2
+ 2−2ν(E
22
))f(H
1
−1,H
2
−1) =
[2k
2
+ 4kl+ 4k(1 +ν(E
11
)) + 2l(1 +ν(E
11
)−ν(E
22
))+
ν(E
11
)
2
−ν(E
22
)
2
+ 4ν(E
11
)]f(H
1
,H
2
).
§3.Proof ofTheorem 2.2
i) The module S
α
(V)is irreducible if and only if it has no vacum vectors (i.e,
vectorsannihilatedby E
12
andE
23
.This is subjectto a direct verification.
ii) Follows from Exercise858 ofCh.8of [1].
iii) LetA
3
be the Weyl algebra (i.e., it is generated by the p
i
andq
i
fori=
1,2,3satisfying
p
i
p
j
−p
j
p
i
=q
i
q
j
−q
j
q
i
= 0;p
i
q
j
−q
j
p
i
=−δ
ij
. (3.1)
SettingE
ij
/mapsto→p
i
q
j
we see that the homomorphism ϕ:U( g)−→End (S
α
(V))
factors through A
3
andA
3
acts onS
α
(V)so thatp
i
/mapsto→x
i
andq
i
/mapsto→
∂
∂x
i
. Let us
describe the image of ϕ. Tothisend, on A
3
,introcude a grading by setting
degp
i
= 1 degq
i
=−1 fori= 1,2,3. (3.2)
Now itisclear that Imϕis thealgebra B
3
of elementsof degree0.
To describe highest weight elements in B
3
, it suffices to describe same in
S
k
(V)⊗S
k
(V
∗
). Let us identify S
k
(V)⊗S
k
(V
∗
)withEnd (S
k
(V)), letu∈
End (S
k
(V))commutes with the action of E
12
andE
23
onS
k
(V). But thenu
is uniquely determined by its value on the lowest weight vector x
k
3
∈S
k
(V);
moreover,E
12
x
k
3
= 0. Hence,
u(x
k
3
) =a
0
x
k
3
+
k
/summationdisplay
i=0
a
i
x
i
1
x
k−i
3
,
kievarwe.tex; 12/03/2001; 3:49; p.126
120 A.SERGEEV
so
u(x
k
3
) =
1
ka
0
(
k
/summationdisplay
i=0
x
i
∂
∂x
i
)x
k
3
+
k
/summationdisplay
i=0
(k−i
)!
k!a
i
(x
1
∂
∂x
3
)
i
x
k
3
.
This shows that the algebra of highest weight vectors in B
3
is generated by p
1
q
3
andz=p
1
q
1
+p
2
q
2
+p
3
q
3
. Ifα/negationslash∈Z
≥0
, then A
α
is the quotient of B
3
modulo
(z−α).This proves iii).
iv)Inthiscase A
α
= End (S
k
(V))andtheprooffollowsfromthearguments
attheend of the aboveparagraph.
v) By 1.3.3 the kernel of /angbracketleft·,·/angbracketright
α
inU( g)is a maximal ideal. But A
α
=
U( g)/J
α
, whereJ
α
is maximal due to i). So J
α
coincides with the kernel of
/angbracketleft·,·/angbracketright
α
inU( g)andthe formisnondegenerate on A
α
.
§4.Proof ofTheorem 2.4
0) Direct computations show that the set of elements from A
3
commuting with
E
12
is a subalgebra generated by p
1
,q
2
,p
3
,q
3
andz=p
1
q
1
+p
2
q
2
+p
3
q
3
. So
thisalgebrais the linearspan of theelements oftheform
u=p
k
1
1
q
k
2
2
p
k
3
3
q
k
4
3
z
k
5
.
Ifu∈B
3
,thenk
1
+k
3
=k
2
+k
4
,so
u=
/braceleftBigg
p
k
1
1
q
k
2
2
p
k
3
−k
4
3
p
k
4
3
q
k
4
3
z
k
5
ifk
3
≥k
4
p
k
1
1
q
k
2
2
p
k
3
3
q
k
3
3
q
k
4
−k
3
3
z
k
5
ifk
3
≤k
4
.(4.1)
Hence,settingfor ν=
/summationtext
k
i
ε
i
suchthat
/summationtext
k
i
= 0,k
1
≥0andk
2
≤0
u
+
ν
=
/braceleftBigg
p
k
1
1
q
−k
2
2
p
k
3
3
ifk
3
≥0
p
k
1
1
q
−k
2
2
q
−k
3
3
ifk
3
≤0(4.2)
we obtainthestatement desired.
1) Letu∈( A
+
α
)
µ
,v∈( A
+
α
)
ν
, andh∈ h. Then by heading iv) of Lemma 1.2
we obtain:
/angbracketleft[h,u],v/angbracketright=µ(h)/angbracketleftu,v/angbracketright=/angbracketleftu,[h,v]/angbracketright=ν(h)/angbracketleftu,v/angbracketright.
So/angbracketleftu,v/angbracketright= 0ifµ/negationslash=ν.
2)Letν(E
33
)≤0.We have:
f
k,ν
u
+
ν
= (adz
31
)
k
(u
+
ν+k(ε
1
−ε
3
)
) = adz
31
(adz
31
)
k−1
(u
+
ν+(k−1)(ε
1
−ε
3
)+(ε
1
−ε
3
)
) =
(adz
31
)f
k−1,ν+(ε
1
−ε
3
)
u
+
ν+(ε
1
−ε
3
)
.
kievarwe.tex; 12/03/2001; 3:49; p.127
ALGEBRAOF GL(3)AND ORTHOGONAL POLYNOMIALS 121
Directverification showsthat (here h=E
33
)
(adz
31
)(fu
+
ν
) ={(E
33
−ν(E
33
))[(E
33
−α)ν(E
11
) + (ν(E
11
)−1)ν(E
11
)]f(h)−
E
33
[(E
33
−α)ν(E
11
)−(ν(E
22
) + 2)ν(E
11
)]f(h−1)}u
ν−(ε
1
−ε
3
)
.
(4.3)
It easilyfollowsfromLemma1.2thatfor any z∈U( g)wehave
/angbracketleft(adz)(u),v/angbracketright=/angbracketleftu,(adω(z))(v)/angbracketright,
but
ω(z
31
) =ω((E
11
−E
22
+ 2)E
31
+E
21
E
32
) =E
13
(E
11
−E
22
+ 2) +E
23
E
12
.
Sincefu
ν
isahighestweightvectorwithrespecttothefixed gl(2),itfollows
that
(adω(z
31
))(fu
ν
) = (ad (E
13
(E
11
−E
22
+ 2))(fu
ν
) =
(ν(E
11
)−ν(E
22
) + 2)∆f·u
ν+(ε
1
−ε
3
)
.
Now, let us induct on k. Fork= 0the statement is obvious. For k > 0and
degg<kwe have
/angbracketleftf
k,ν
,g/angbracketright
ν
=/angbracketleftf
k,ν
u
+
ν
,gu
+
ν
/angbracketright=
/angbracketleftf
k−1,ν+(ε
1
−ε
3
)
u
+
ν+(ε
1
−ε
3
)
,(ad (ω(z
31
)))(gu
+
ν
)/angbracketright=
/angbracketleftf
k−1,ν+(ε
1
−ε
3
)
,(ν(E
11
)−ν(E
22
) + 2)∆g/angbracketright
ν+(ε
1
−ε
3
)
= 0
by inductivehypothesis.
The caseν(E
33
)≥0is similar.
3) Observe that z=E
13
E
31
+E
23
E
32
belongs to the centralizer of gl(2)in
U( g). Letν(E
33
)≤0. Thenu
+
ν
=p
k
1
1
q
k
2
2
q
k
3
3
as in (4.1.2). Having applied adz
kievarwe.tex; 12/03/2001; 3:49; p.128
122 A.SERGEEV
tofu
+
ν
we obtain:
(adz)(fu
+
ν
) =E
13
E
31
fu
+
ν
+fu
+
ν
E
31
E
13
−E
13
fu
+
ν
E
31
−E
31
fu
+
ν
E
13
+
E
23
E
32
fu
+
ν
+fu
+
ν
E
32
E
23
−E
23
fu
+
ν
E
32
−E
32
fu
+
ν
E
23
=
E
11
(E
33
+ 1)fu
+
ν
+fu
+
ν
E
33
(E
11
+ 1)−
f(E
33
+ 1)u
+
ν
E
11
(E
33
+ 1)−f(E
33
−1)E
33
(E
11
+ 1)u
+
ν
+E
22
(E
33
+ 1)fu
+
ν
+
fu
+
ν
E
33
(E
22
+ 1)−f(E
33
+ 1)E
22
u
+
ν
(E
33
+ 1)−f(E
33
−1)E
33
u
+
ν
(E
22
+ 1) =
(E
11
+E
22
)(E
33
+ 1)fu
+
ν
+
(E
33
−ν(E
33
))(E
11
+ 1−ν(E
11
) +E
22
+ 1−ν(E
22
))fu
+
ν
−
f(E
33
+ 1)·(E
33
+ 1−ν(E
33
))(E
11
+E
22
−ν(E
11
))u
+
ν
−
f(E
33
−1)E
33
(E
11
+E
22
−ν(E
22
) + 2)u
+
ν
=
[f(E
33
+ 1)·(E
33
+ 1−ν(E
33
))(E
33
−α+ν(E
11
))+
f(E
33
−1)E
33
(E
33
+ν(E
22
)−α−2)−
(E
33
−α)(E
33
+ 1)f−(E
33
−ν(E
33
))(E
33
+ν(E
11
) +ν(E
22
)−α−2)f]u
+
ν
.
This givesustheright handsideof thefirstequation ofheading3).
Since adzcommutes with the gl(2)-action and preserves the degree of poly-
nomialf, it follows that (adz)(fu
ν
) =c·(fu
ν
). Counting the constant factor,
we arrivetothefirst equationof heading3).
The proofof thesecondequation issimilar.
§5.Proof ofTheorem 2.5
0) Recall that B
3
is the subalgebra of A
3
of the elements of degree 0 relative
grading (3.2).
Fork∈Zsetr
k
i
=
/braceleftBigg
=p
k
i
ifk≥0
,q
−k
i
ifk≤0.Forγ=
/summationtext
k
i
ε
i
, where
/summationtext
k
i
= 0,set
u
γ
=r
k
1
1
r
k
2
2
r
k
3
3
.
Clearly,B
3
isthelinear spanoftheelementsof theform
p
m
1
1
q
l
1
1
p
m
2
2
q
l
2
2
p
m
3
3
q
l
3
3
,wherem
1
+m
2
+m
3
=l
1
+l
2
+l
3
.
It is alsoclearthat eachsuch element can berepresented in the form
f(E
11
,E
22
,E
33
)r
k
1
1
r
k
2
2
r
k
3
3
.
This completestheproofofheading0).
kievarwe.tex; 12/03/2001; 3:49; p.129
ALGEBRAOF GL(3)AND ORTHOGONAL POLYNOMIALS 123
1)Proofis similar tothatfromsec. 4.2.
2) Letν(E
33
)≤0. By setting H
1
=E
11
−E
22
,H
2
=E
22
−E
33
we
identifyR=C[E
11
,E
22
,E
33
]/(E
11
+E
22
,+E
33
−α)withC[H
1
,H
2
].LetΛis
aGelfand–Tsetlindiagramofthe followingform:
ν(E
11
) +k+l 0 −(ν(E
11
) +k+l)
ν(E
11
) +l−(ν(E
22
) +l)
ν(E
11
)
Fromtheexplicitformula for f
ν
k,l
we derivethat
f
ν
k,l
u
ν
=v
Λ
. (5.1)
Now, consider the following operators from the maximal commutative subal-
gebra ofU( g):
E
11
,E
22
,
Ω
2
=E
2
11
+E
2
22
+E
11
−E
22
+ 2E
21
E
12
,
Ω
3
=E
2
11
+E
2
22
+E
2
33
+E
11
−E
22
+E
11
−E
33
+E
22
−E
33
+
2E
21
E
12
+ 2E
31
E
13
+ 2E
32
E
23
.(5.2)
Then we have:
E
11
v
Λ
=ν(E
11
)v
Λ
;E
22
v
Λ
=−ν(E
22
)v
Λ
;
Ω
2
v
Λ
= [2l
2
+ 2l(ν(E
11
) +ν(E
22
) + 1)+
ν(E
11
)
2
+ν(E
22
)
2
]v
Λ
;
Ω
3
v
Λ
= 2(ν(E
11
) +k+l)(ν(E
11
) +k+l+ 2]v
Λ
.(5.3)
It is easy tocheckthat the operators (5.2)satisfy
ω(E
11
) =E
11
;ω(E
22
) =E
22
;ω(Ω
2
) = Ω
2
;ω(Ω
3
) = Ω
3
and, therefore, they are selfadjoint relative the form /angbracketleft·,·/angbracketright. Formula (5.3) makes
it manifest that operators (5.2) separate the vectors v
Λ
, hence, these vectors are
pairwise orthogonal.Moreover, itiseasytoseethat f
ν
k,l
isof the form
f
ν
k,l
=H
l
1
H
k
2
+...,
where the dots designate the summands of degrees ≤k+lof the form H
a
1
H
b
2
,
where (a,b)<(l,k)with respect to the lexicographic ordering. Thus, the f
ν
l,k
constituteabasisof C[H
1
,H
2
].
kievarwe.tex; 12/03/2001; 3:49; p.130
124 A.SERGEEV
3) The statement follows from the fact that the Weyl group acts on A
α
and
preservestheform /angbracketleft·,·/angbracketright.
4) Since the polynomials f
ν
l,k
u
ν
are elements of a Gelfand–Tsetlin basis, they
are eigenvectors for Ω
2
andΩ
3
with respect to the adjoint action of g= gl(3)on
A
α
. As wehave showninsec5.2,wehave
Ω
2
f
ν
l,k
u
ν
= [2l
2
+ 2l(ν(E
11
) +ν(E
22
) + 1)+
ν(E
11
)
2
+ν(E
22
)
2
]f
ν
l,k
u
ν
;
Ω
3
f
ν
l,k
u
ν
= 2(ν(E
11
) +k+l)(ν(E
11
) +k+l+ 2]f
ν
l,k
u
ν
.
To derive the corresponding equations, we have to explicitly compute the actions
ofΩ
2
andΩ
3
onfu
ν
. These straightforward computations imply the second
equation.
References
1. Dixmier J. Alg`ebres envellopentes , Gautier-Villars, Paris, 1974; Enveloping algebras , AMS,
1996
2. Leites D., Sergeev A.,
Orthogonal polynomials of discrete variable and Lie algebras of
complex size matrices
. Theor. and Math. Physics, 1232000,no.2, 582–609
3. Montgomery S.,
Constructing simple Lie superalgebras from associative graded algebras
. J.
Algebra195(1997), no. 2, 558–579
4. Molev A.I.,
Yangiansand transvectoralgebras
. Math.RT/9902060
5. Nikiforov A. F., Suslov S. K., Uvarov V. B. Classical orthogonal polynomials of a discrete
variable. Translated from the Russian. Springer Series in Computational Physics. Springer-
Verlag, Berlin, 1991. xvi+374 pp.
6. PinczonG.,
TheenvelopingalgebraoftheLiesuperalgebra
osp(1|2)
.
J.Algebra, 132(1990),
219–242
7. Zhelobenko D., Predstavleniya reduktivnykh algebr Li . (Russian) [Representations of reduc-
tive Lie algebras] Nauka, Moscow, 1994. 352 pp.; Zhelobenko D., Shtern A., Predstavleniya
grupp Li. (Russian) [Representations of Lie groups] Spravochnaya Matematicheskaya Bib-
lioteka.[Mathematical Reference Library], Nauka, Moscow, 1983.360 pp.
kievarwe.tex; 12/03/2001; 3:49; p.131
NONINVERTIBILITY, SEMISUPERMANIFOLDSAND
CATEGORIESREGULARIZATION
STEVENDUPLIJ
∗†
Kharkov NationalUniversity, Kharkov 61001, Ukraine
WłADYSłAW MARCINEK
Institute of Theoretical Physics, University of Wrocław, Pl. Maxa
Borna 9,50-204Wrocław,Poland
Abstract. The categories with noninvertible morphisms are studied analogously to the semisuper-
manifoldswithnoninvertibletransitionfunctions.Theconceptsofregular n-cycles,obstructionand
the regularization procedure are introduced and investigated. It is shown that the regularization of
a category with nonivertible morphisms and obstruction form a 2-category. The generalization of
some related structures to the regular case is given.
1. Introduction
In the supermanifold noninvertible generalization approach [1–3] we study here
the obstructed cocycle conditions in the category theory framework and extend
themtosuchstructuresascategories,functions,(co-)algebras,(co-)modulesetc.
This approach is connected with the higher regularity concept [4] and reconsid-
ering the role of identities [5]. The introduced category regularization together
withobstructionforma 2-category.Similarabstractstructuregeneralizationswere
considered in topological QFT [6, 7], for n-categories [8–10], near-group cate-
gories [11, 12] (with noninvertible elements) and weak Hopf algebras [13, 14]
in which the counit does not satisfy ε(ab) =ε(a)ε(b)or satisfy first order (in
our classification) regularity conditions [15, 16]. We first show how to deal with
noninvertibilityinthesupermanifoldtheory[17,18]andthenapplythisapproach
tomoregeneral
structures.
∗
[email protected]
†
WWW:http://gluon.physik.uni-kl.de/˜duplij
kievarwe.tex; 12/03/2001; 3:49; p.132
126 S. DUPLIJ,W.MARCINEK
2. Supermanifolds and semisupermanifolds
In the supermanifold theory [17–19] the phenomenon of noninvertibility obvi-
ouslyarisesfromoddnilpotentelementsandzerodivisorsofGrassmannalgebras
(also in the infinite dimensional case [20]). Despite the invertibility question is
quite natural, the answer is not so simple and in some cases can be nontrivial,
e.g. in some superalgebras one can introduce invertible analog of an odd symbol
[21], or construct elements without number part which are not nilpotent even
topologically [22]. Several guesses concerning inner noninvertibility inherent in
the supermanifold theory were made before, e.g. “...there may be no inverse pro-
jection
0
atall”[23],“...ageneralSRSneedsnothaveabody
0
”[24],or“...abody
0
may not even exist in the most extreme examples” [25]. It were also considered
pure odd supermanifolds [26, 27] which give an important counterexample to the
Coleman-Mandula theorem “...and provides us with a new, missed so far, version
of the Poincar ´e supergroup” [28], exotic supermanifolds with nilpotent even co-
ordinates [29] and supergravity with noninvertible vierbein [30]. Some problems
with odd directions and therefore connected with noninvertibility in either event
are described in [31, 32], and a perspective list of supermanifold problems was
statedbyD. Leitesin [33].
The patch definition of a supermanifold M
0
in most cases differs from the
patch definition of an ordinary manifold [34, 35] by “super-” terminology only
and is well-known [36]. Let
/uniontext
α
{U
α
,ϕ
α
}is an atlas of a
supermanifold
M
0
, then
itsgluingtransitionfunctions Φ
αβ
=ϕ
α
◦ϕ
−1
β
satisfy the cocycle conditions
Φ
−1
αβ
= Φ
βα
,Φ
αβ
◦Φ
βγ
◦Φ
γα
= 1
αα
(1)
on overlaps U
α
∩U
β
and on triple overlaps U
α
∩U
β
∩U
γ
respectively, where
1
ααdef
=id(U
α
).Toobtainapatchdefinitionofanobjectanalogoustosuperman-
ifold we try to weaken demand of invertibility of coordinate maps ϕ
α
. Consider
a generalized superspace Mcovered by open sets U
α
as M=
/uniontext
α
U
α
. We assume
here that the maps ϕ
α
:U
α
→V
α
⊂R
n|m
are not all homeomorphisms, i.e.
amongthemtherearenoninvertible maps
1
.
Definition 1. A
semisupermanifold
is a noninvertibly generalized superspace M
represented as a semiatlas M=
/uniontext
α
{U
α
,ϕ
α
}with invertible and noninvertible
coordinatemaps ϕ
α
:U
α
→V
α
⊂R
n|m
.
We do not concretize here the details, how the invertibility appears here,
but instead we will describe it by some general relations between
semitransition
0
number part.
1
UnderR
n|m
we imply some its noninvertible generalization[3].
kievarwe.tex; 12/03/2001; 3:49; p.133
SEMISUPERMANIFOLDSAND CATEGORIES 127
functionsandotherobjects.WeThenoninvertiblyextendedgluing
semitransition
functions
of asemisupermanifoldaredefined bythe equations
Φ
αβ
◦ϕ
β
=ϕ
α
, Φ
βα
◦ϕ
α
=ϕ
β
(2)
insteadof Φ
αβ
=ϕ
α
◦ϕ
−1
β
,whichobviouslyextendstheclassoffunctionstonon-
invertible ones. Then we assume that instead of (1) the semitransition functions
Φ
αβ
of asemisupermanifold Msatisfythe following relations
Φ
αβ
◦Φ
βα
◦Φ
αβ
= Φ
αβ
(3)
onU
α
∩U
β
overlaps (invertibility isextendedto regularity) and
Φ
αβ
◦Φ
βγ
◦Φ
γα
◦Φ
αβ
= Φ
αβ
, (4)
Φ
βγ
◦Φ
γα
◦Φ
αβ
◦Φ
βγ
= Φ
βγ
, (5)
Φ
γα
◦Φ
αβ
◦Φ
βγ
◦Φ
γα
= Φ
γα
(6)
on tripleoverlaps U
α
∩U
β
∩U
γ
and
Φ
αβ
◦Φ
βγ
◦Φ
γρ
◦Φ
ρα
◦Φ
αβ
= Φ
αβ
, (7)
Φ
βγ
◦Φ
γρ
◦Φ
ρα
◦Φ
αβ
◦Φ
βγ
= Φ
βγ
, (8)
Φ
γρ
◦Φ
ρα
◦Φ
αβ
◦Φ
βγ
◦Φ
γρ
= Φ
γρ
, (9)
Φ
ρα
◦Φ
αβ
◦Φ
βγ
◦Φ
γρ
◦Φ
ρα
= Φ
ρα
(10)
onU
α
∩U
β
∩U
γ
∩U
ρ
. We can write similar cycle relations to infinity and call
them
towerrelations
whichsatisfyidenticallyinthestandardinvertiblecase [36].
R
EMARK
1. In any actions with noninvertible functions Φ
αβ
we are not allowed
to cancel by them, because the semigroup of Φ
αβ
’s is a semigroup without can-
cellation, and we are forced to exploit the corresponding semigroup methods
[37, 38].
Conjecture 2. The functions Φ
αβ
satisfying the relations (3)–(10) can be viewed
assomenoninvertiblegeneralizationofthetransitionfunctionsascocyclesinthe
corresponding ˇCech cohomologyofcoverings[39,40].
3. Obstructedness and additional orientationonsemisupermanifolds
The semisupermanifolds defined above belong to a class of so called obstructed
semisupermanifolds [1, 3] in the following sense. Let us rewrite relations (1) as
theinfiniteseries
n= 1 : Φ
αα
= 1
αα
, (11)
kievarwe.tex; 12/03/2001; 3:49; p.134
128 S. DUPLIJ,W.MARCINEK
n= 2 : Φ
αβ
◦Φ
βα
= 1
αα
, (12)
n= 3 : Φ
αβ
◦Φ
βγ
◦Φ
γα
= 1
αα
, (13)
n= 4 : Φ
αβ
◦Φ
βγ
◦Φ
γδ
◦Φ
δα
= 1
αα
(14)
··· ···
Definition 3. A semisupermanifold is called
obstructed
, if some of the cocycle
conditions (11)–(14)are broken.
It can happen that starting from some n=n
m
all higher cocycle conditions
holdvalid.
Definition4.
Obstructednessdegree
ofasemisupermanifoldisamaximal n
m
for
which the cocycle conditions (11)–(14) are broken. If all of them hold valid, then
n
mdef
= 0.
Obviously, that ordinary manifolds [35] (with invertible transition functions)
havevanishingobstructedness,andtheobstructednessdegreeforthemisequalto
zero,i.e.n
m
= 0.
R
EMARK
2. Theobstructedsemisupermanifoldsmayhavenonvanishingordinary
obstruction which can be calculated extending the standard methods [17] to the
noninvertible case.
Therefore, using the obstructedness degree n
m
, we have possibility to clas-
sify semisupermanifolds properly. Moreover, the pure soul supernumbers do not
containunity.Obviouslythatobstructedsemisupermanifoldscannothaveidentity
semitransition functions.
The orientation of ordinary manifolds is determined by the Jacobian sign of
transitionfunctions Φ
αβ
writtenintermsoflocalcoordinateson U
α
∩U
β
overlaps
[34, 35]. Since this sign belong to Z
2
, there exist two orientations on U
α
. Two
overlapping charts are
consistently oriented
(or
orientation preserving
) ifΦ
αβ
has positive Jacobian, and a manifold is
orientable
if it can be covered by such
charts, thus there are two kinds of manifolds: orientable and nonorientable [35].
In supersymmetric case the role of Jacobian plays Berezinian [17] which has a
“sign” belonging to Z
2
⊕Z
2
, and so there are four orientations on U
α
and five
corresponding kindsof supermanifold orientability[41,42].
Definition 5. In case a nonvanishing Berezinian of Φ
αβ
is nilpotent (and so has
nodefinitesignintheprevioussense)thereexistsadditional
nilpotentorientation
onU
α
ofasemisupermanifold.
kievarwe.tex; 12/03/2001; 3:49; p.135
SEMISUPERMANIFOLDSAND CATEGORIES 129
AdegreeofnilpotencyofBerezinianallowsustoclassifysemisupermanifolds
havingnilpotent orientability (see e.g. [43,44]).
4. Higherregularityand obstruction
The above constructions have the general importance for anyset of noninvert-
ible mappings. The extension of n= 2cocycle given by (3) can be viewed as
some analogy with regular [45] or pseudoinverse [46] elements in semigroups
or generalized inverses in matrix theory [47], category theory [48] and theory of
generalized inverses of morphisms [49]. The relations (4)–(10) and with other
ncan be considered as noninvertible analogue of regularity for higher cocycles.
Therefore, byanalogywith(3)–(10)it is naturaltoformulate thegeneral
Definition 6. An noninvertible mapping Φ
αβ
isn
-regular
, if it satisfies on
overlaps
n
/bracehtipdownleft
/bracehtipupright/bracehtipupleft /bracehtipdownright
U
α
∩U
β
∩...∩U
ρ
tothe following conditions
n+1
/bracehtipdownleft
/bracehtipupright/bracehtipupleft /bracehtipdownright
Φ
αβ
◦Φ
βγ
◦...◦Φ
ρα
◦Φ
αβ
= Φ
αβ
+perm. (15)
The formula (3) describes 3-regular mappings, the relations (4)–(6) corre-
spond to 4-regular ones, and (7)–(10) give 5-regular mappings. Obviously that
3-regularitycoincideswith the ordinaryregularity.
Let us consider a series of the selfmaps e
(n)
αα
:U
α
→U
α
of a semisupermani-
fold defined as
e
(1)
αα
= Φ
αα
, (16)
e
(2)
αα
= Φ
αβ
◦Φ
βα
, (17)
e
(3)
αα
= Φ
αβ
◦Φ
βγ
◦Φ
γα
, (18)
e
(4)
αα
= Φ
αβ
◦Φ
βγ
◦Φ
γδ
◦Φ
δα
(19)
··· ···
We will call e
(n)
αα
’s
tower identities (or obstruction of
U
α
). From (11)–(14)
it follows that for ordinary supermanifolds obstruction coincide with the usual
identitymap
e
(n),ordinary
αα
= 1
αα
. (20)
kievarwe.tex; 12/03/2001; 3:49; p.136
130 S. DUPLIJ,W.MARCINEK
So the obstructedness degree can be treated as a maximal n=n
m
for which
tower identities differ from the identity, i.e. (20) is broken. The obstruction gives
the numerical measure of distinction of a semisupermanifold from an ordinary
supermanifold. When morphisms are noninvertible (a semisupermanifold has a
nonvanishing obstructedness), we cannot “return to the same point”, because in
general e
(n)
αα
/negationslash= 1
αα
,andwehavetoconsider“nonclosed”diagramsduetothefact
that therelation e
(n)
αα
◦Φ
αβ
= Φ
αβ
isnoncancellative now (see R
EMARK
1).
Summarizing the above statements we propose the following intuitively con-
sistent changing of the standard diagram technique as applied to noninvertible
morphisms.Ineverycasewegetanewarrowwhichcorrespondstotheadditional
multiplier, and so for n= 2weobtain
Invertiblemorphisms
Φ
αβ
Φ
β
α
=⇒
Noninvertiblemorphisms
Φ
βα
Φ
αβ
n=2
whichdescribesthetransitionfrom(12)to(3)andpresentstheordinaryregularity
conditionformorphisms[48,49].Themostintriguingsemicommutativediagram
isthetriangle one
Invertiblemorphisms Noninvertiblemorphisms
Φ
αβ
Φ
γ
α
=⇒
+perm.
Φ
βγ
Φ
γα
Φ
αβ
Φ
βγ
n=3
which generalizesthe cocycle condition(1).
The higher n-regular semicommutative diagrams can be considered in the
frameworkof generalizedcategories[9, 12,50]in the following way.
5. Categoriesand 2-categories
There is an algebraic approach to the formalism considered in previous sections
based on the category theory [5, 4]. A category Ccontains a collection C
0
of
objects and a collection hom (C)of arrows (morphisms) (see e.g. [51]). The
kievarwe.tex; 12/03/2001; 3:49; p.137
SEMISUPERMANIFOLDSAND CATEGORIES 131
collection hom (C)is the union of mutually disjoint sets hom
C
(X,Y )of arrows
X
f
−→YfromXtoYdefined for every pair of objects X,Y∈ C. It may
happen that for a pair X,Y∈Cthe set hom
C
(X,Y )is empty. The associative
composition of morphisms is also defined. By an equivalence in Cwe mean a
classofmorphisms hom
/prime
(C) =
/uniontext
X,Y∈(C
0
)
hom
/prime
C
(X,Y )where hom
/prime
C
(X,Y )isa
subset of hom
C
(X,Y ). Two objects X,Yof the categoryCis equivalent if and
onlyifthereis an morphism X
s
−→Yinhom
/prime
C
(X,Y )suchthat
s
−1
◦s=id
X
, s◦s
−1
=id
Y
(21)
LetX= (X
1
,···,X
n
)be a sequence of objects of C. Our category can con-
tainsaclassof noninvertible morphisms[48,4].A(strict) 2-categoryCconsistsof
a collectionC
0
of objects as 0-cells and two collections of morphisms: C
1
andC
2
called 1-cells and 2-cells, respectively [52]. For every pair of objects X,Y∈C
0
thereisacategory C(X,Y )whoseobjectsare 1-cellf:X→YinC
1
andwhose
morphisms are 2-cells. For a pair of 1-cellsf,g∈C
1
there is a 2-cells:f→g
inC
2
.Foreverythree objects X,Y,Z∈C
0
thereis a bifunctor
c:{C(X,Y )×C(Y,Z)−→C (X,Z)} (22)
which is called a composition of 1-cells. There is an identity 1-cellid
X
∈
C(X,X )which acts trivially on C(X,Y )orC(Y,X). There is also 2-cellid
id
X
which actstriviallyon 2-cells.
LetCbe a category with equivalence. Then one can see that collection of all
equivalenceclassesofobjectsof Cformsa 2-category C(C).Theseclassesare 0-
cellsof C(C),1-cellsareclassesofmorphismsof C.and 2-cellsaremapsbetween
these classes. Observe that 1-cells of C(C)can be represented by morphisms of
the underlying category C, but such representation is not unique. One equiva-
lence class can be represented by several equivalent morphisms. One can define
2-morphismsonequivalenceclasses,and C(C)becomesa2-category.Ifthecate-
goryCisequippedwithcertainadditionalstructures,thenonecantransformthem
intoC(C). If for instanceCis monoidal category with product ⊗:C×C−→C ,
thenC(C)becomestheso-calledsemistrictmonoidal 2-category.Thismeansthat
the product⊗(under some natural conditions) is defined for all cells of the 2-
category C(C). In the case of braided categories one can obtain the semistrict
braided monoidal category [52]. Algebras, coalgebras, modules and comodules
can be also included in this procedure. We apply such method to regularize
categorieswith noninvertiblemorphisms andobstruction [5, 4].
6. Categoriesand regularization
LetCbe a category with invertible and noninvertible morphisms [5] and equiva-
lence.Theequivalencein Cisheredefinedastheclassofinvertiblemorphismsin
thecategoryC.
kievarwe.tex; 12/03/2001; 3:49; p.138
132 S. DUPLIJ,W.MARCINEK
Definition7. A sequenceofmorphisms
X
1f
1
−→X
2f
2
−→···
f
n−1
−→X
nf
n
−→X
1
(23)
such that there is an (endo-)morphism e
(3)
X
1
:X
1
−→X
1
defined uniquely by the
followingequation
e
(n)
X
1
:=f
n
◦···◦f
2
◦f
1
(24)
and subjects to the relation f
1
◦f
n
◦···◦f
2
◦f
1
=f
1
is said to be a regular
n-cycleonCanditisdenoted by f= (f
1
,...f
n
).
The (endo-)morphisms e
(n)
X
i
:X
i
−→X
i
corresponding for i= 2,... ,nare
defined by asuitablecyclicpermutationof abovesequence.
Definition 8. The morphism e
(n)
X
is said to be an obstruction of X. The mapping
e
(n)
:X∈C
0
→e
(n)
X
∈hom(X,X )is called a regular n-cycle obstruction
structure onC.
If
X
1g
1
−→X
/prime
2g
2
−→···
g
n−1
−→X
/prime
ng
n
−→X
1
is an another n-tuple of morphisms such that e
(n)
X
1
:g
n
◦···◦g
2
◦g
1
, then we
assume that X
/prime
i
is equivalent to X
i
,fori= 2,... ,n.
Definition 9. A maps:f⇒gwhich sends the object X
i
into equivalent object
X
/prime
i
andmorphism f
i
intog
i
is said to be obstruction n-cycle equivalence.
Wehavethe diagram
X
2f
2
−→···
f
n−1
−→X
n
f
1
/arrownortheast
f
n
/arrowsoutheast
X
1
⇓s X
1
g
1
/arrowsoutheast
g
n
/arrownortheast
X
/prime
2g
2
−→···
g
n−1
−→X
/prime
n
(25)
Lemma 10. There is a one to one correspondence between equivalence classes
ofregularn-cycles andregular n-cycleobstruction structures.
Iff= (f
1
,...f
n
)is a class of regular n-cycles, then there is the correspond-
ing regularn-cycle obstruction structure e:X∈C
0
→e
X
∈hom(X,X )such
that the relation (24) holds true. Let e
(n)
:X∈C
0
→e
(n)
X
∈hom(X,X )be a
regularn-cycleobstruction in C.
kievarwe.tex; 12/03/2001; 3:49; p.139
SEMISUPERMANIFOLDSAND CATEGORIES 133
Definition11. Amorphism α:X−→Yof thecategoryCsuchthat
α◦e
(n)
X
=e
(n)
Y
◦α (26)
issaidto bearegular n-cycleobstructionmorphism from XtoY.
It follows from (23) that the morphism αis in fact a sequence of morphism
α:= (α
1
,... ,α
n
)suchthatthediagram
X
1f
1
−→X
2f
2
−→···
f
n−1
−→X
nf
n
−→X
1
α
1
↓ ↓ ↓ ↓ α
1
Y
1g
1
−→Y
2g
2
−→···
g
n−1
−→Y
ng
n
−→Y
1
(27)
iscommutative.
Definition 12. A collection of all equivalence classes of objects C
0
with obstruc-
tion structures e
(n)
:X∈C
0
→e
(n)
X
∈hom(X,X )is denoted by/Rfractureg
n
(C)and
called an obstruction n-cycle regularization of C. The class of all regular n-cycle
morphisms from XtoYisdenoteby/Rfractureg
n
(C)(X,Y ).
Corollary 13. It follows from the Lemma 10 that the map s:α−→βwhich
sends an arbitrary regular n-cycle morphisms α∈/Rfractureg
n
(C)(X,X
/prime
)into a reg-
ularn-cycle morphisms β∈/Rfractureg
n
(C)(X,X
/prime
)is a regular obstruction n-cycle
equivalence.
One can define 2-morphisms and an associative composition of 2-morphisms
suchthat/Rfractureg
n
(C)(X,Y )becomesacategoryforeverytwoobjects X,Y∈C
0
.If
α:X−→Yandβ:Y−→Zaretwon-cyclemorphisms,thenthecomposition
β◦α:X→Zisalsoan-cyclemorphism.Inthiswayweobtainthecomposition
as bifunctors
c
/Rfractureg
n
:={/Rfractureg
n
(C)(X,Y )×/Rfractureg
n
(C)(Y,Z)−→/Rfractureg
n
(C)(X,Z)}(28)
We summarizeourconsiderationsinthe following lemma:
Lemma 14. The class/Rfractureg
n
(C)forms a (strict) 2-category whose 0-cells are
equivalence classes of objects of Cwith obstructions, whose 1-cells are regular
n-cycleobstructionmorphisms,andwhose 2-cellsareregularobstruction n-cycle
2-morphisms.
kievarwe.tex; 12/03/2001; 3:49; p.140
134 S. DUPLIJ,W.MARCINEK
7. Regularization of monoidal categories functions and Yang-Baxter
equation
LetC=C(I,⊗)be a monoidal category, where Iis the unit object and ⊗:
C×C−→C isthemonoidalproduct [53, 54]. If the following relation
e
(n)
X
⊗e
(n)
Y
=e
(n)
X⊗Y
. (29)
holdstrue,thenwe have
Proposition 15. The monoidal product of two regular n-cyclesX
1
,... ,X
n
and
Y
1
,... ,Y
n
withobstruction e
(n)
X
1
,ande
(n)
Y
,respectively,is theregular n-cycle
X
1
⊗Y
1
,⊗···⊗X
n
⊗Y
n
with theobstruction e
(n)
X⊗Y
.
One can see that in this case /Rfractureg
n
(C)is the so-called semistrict monoidal
category[52].
LetCandDbe two monoidal categories and let /Rfractureg
n
(C),/Rfractureg
n
(D)be their
regularization 2-categories. We can introduce the notion of regular 2-functions,
pseudonatural transformations and modifications. All definitions do not changed,
butthepreservationoftheidentitycanbereplacedbytherequirementofpreserva-
tion of obstruction morphisms e
(n)
X
and the invertibility is replaced by regularity.
If, for instance, there is a regular 2-functorF:/Rfractureg
n
(C)−→/Rfractureg
n
(C), then in
additiontothestandarddefinition[51] we havethefollowingrelation
F(e
X
) =e
F(X)
. (30)
In the same manner we can “regularize” pseudo-natural transformations and
modifications [50]. Let /Rfractureg
n
(C)be a semistrict monoidal 2-category. A pseudo-
natural transformations B={B
X,X
/prime
:X⊗X
/prime
→X
/prime
⊗X}and two regular
modifications B
X⊗Y,Z
,B
X,Y⊗Z
such that
B
X⊗Y,Z
X⊗Y⊗Z−→Y⊗Z⊗X
B
X,Y
⊗e
Z
/arrowsoutheast /arrownortheast e
Y
⊗B
X,Z
Y⊗X⊗Z(31)
and
B
X,Y⊗Z
X⊗Y⊗Z−→Z⊗X⊗Y
e
X
⊗B
Y,Z
/arrowsoutheast /arrownortheast B
X,Z
⊗e
Y
X⊗Z⊗Y(32)
kievarwe.tex; 12/03/2001; 3:49; p.141
SEMISUPERMANIFOLDSAND CATEGORIES 135
and
B
X,X
/prime
◦e
X⊗X
/prime
=e
X
/prime
⊗X
◦B
X,X
/prime
, (33)
are said to be a regular n-cycle braiding. Obviously, these operations must sat-
isfying all conditions of [52] with two changes indicated at the beginning of
this section. Then the 2-category/Rfractureg
n
(C)is called a semistrict regular n-cycle
braided monoidal category. This allows us to obtain here the following regular
n-cycle Yang–Baxter equation[5, 4]
B
(1)
Y,Z,X
◦B
(2)
Y,X,Z
◦B
(1)
X,Y,Z
=B
(2)
Z,X,Y
◦B
(1)
X,Z,Y
◦B
(2)
X,Y,Z
,(34)
wherethe notation
B
(1)
X,Y,Z
=B
X,Y
⊗e
Z
,B
(2)
X,Y,Z
=e
X
⊗B
Y,Z
has been used and the obstruction e
X
is exploited instead of the identity Id
X
.
Solutions of the regular n-cycle Yang–Baxter equation (34) can be found by
application ofthe endomorphism semigroupmethods used in [55, 16].
8. Regularizationofalgebras,coalgebras,modulesandcomodules
Let(C)beamonoidalcategoryand /Rfractureg
n
(C)beitsregularization.Itisknownthat
an associative algebra in the category Cis an objectAof this category such that
there is an associative multiplication m:A⊗A→A which is also a morphism
of this category. If the multiplication is in addition a regular n-cycle morphism,
thenthealgebraAissaidtobearegular n-cyclealgebra.Thismeansthatwehave
therelation
m◦(e
A
⊗e
A
) =e
A
◦m. (35)
Obviouslysuchmultiplicationnotneedtobeunique.Denoteby /Rfractureg
n
(C)(A⊗
A,A)a class of all such multiplications. We can see that a regular n-cycle 2-
morphismss:m⇒nwhich send the multiplication minto a new one nshould
be an algebra homomorphism. One can define regular n-cycle coalgebra or bial-
gebra in a similar way. A comultiplication /triangle:A−→A⊗A can be regularized
accordingto therelation
/triangle◦e
A
= (e
A
⊗e
A
)◦/triangle. (36)
Inthiscase weobtain aclass /Rfractureg
n
(C)(A,A⊗A )of comultiplications.
Let
A
Cbe a category of all left A-modules, whereAis a bialgebra. For the
regularization/Rfractureg
n
(
A
C)of theA–module action ρ
M
:A⊗M−→Mwe use
thefollowingformula
ρ
M
◦(e
A
⊗e
M
) =e
M
◦ρ
M
, (37)
kievarwe.tex; 12/03/2001; 3:49; p.142
136 S. DUPLIJ,W.MARCINEK
whereρ
M
:A⊗M−→Mis the left module action of AonM. The class
of all such module actions is denoted by /Rfractureg
n
(
A
C)(A⊗M,M). The monoidal
operationin this categoryisgiven as the followingtensorproductof A-modules
ρ
M⊗N
:= (id
M
⊗τ⊗id
N
)◦(ρ
M
⊗ρ
N
)◦(/triangle⊗id
M⊗N
),(38)
whereτ:A⊗M→M⊗Ais the twist, i. e. τ(a⊗m) :=m⊗afor every
a∈A,m∈M.
Lemma 16. For the tensor product of module actions we have the following
formula
ρ
M⊗N
◦(e
A
⊗e
M⊗N
) =e
M⊗N
◦ρ
M⊗N
. (39)
This lemma means that the tensor product of two module actions satisfy our
regularity condition if and only if these two actions also satisfy the regularity
condition(37).
Observethatthereisalsoacategory C
A
ofrightA-comodules,where Aisan
algebra.Wecanregularizethiscategoryinthefollowingway.Forthecoactionwe
have
ρ◦e
A
= (e
M
⊗e
A
)◦ρ
M
, (40)
and
ρ
M⊗N
:= (id
M
⊗m
A
)◦(id
M
⊗τ⊗id
N
)◦(ρ
M
⊗ρ
N
),(41)
whereτ:M⊗N→N⊗Misthetwist,m
A
:A⊗A→A isthemultiplication
inA.
Conclusions
Thus noninvertible extension of many abstract structures can be done in common
generalway:byintroductionoftheobstructions(or n-cycles) ewhichareanalogs
of units of the invertible case. In search of possible analogies we observe that
“lne” can play the role of first “fundamental group” for “space” of categories
and vanishes for invertible morphisms, while its difference from “zero” can be
treated as nontrivial “noninvertible topology” of such “space”. We also note that
“nil-” extension of supermanifolds – semisupermanifolds [56, 3] – can be com-
paredwiththe“meta-”extensionofsupermanifolds–metamanifolds[57–59]–to
find their complementarity or additivity and possibly for further generalizations
simultaneously inbothways.
Acknowledgments . One of the authors (S.D.) would like to thank Andrzej
Borowiec, Friedemann Brandt, Dimitry Leites, Jerzy Lukierski and Volodymyr
kievarwe.tex; 12/03/2001; 3:49; p.143
SEMISUPERMANIFOLDSAND CATEGORIES 137
Lyubashenko for valuable discussions and Fang Li for fruitful correspondence
and rarereprints.TheNATOfinancial supportis greatlyacknowledged.
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kievarwe.tex; 12/03/2001; 3:49; p.147
ANOVERVIEW OF NEWSUPERSYMMETRICGAUGE THEORIES
WITH 2-FORM GAUGE POTENTIALS
FRIEDEMANN BRANDT
∗
Max-Planck-Institut f ¨ur Mathematik in den Naturwissenschaften,
Inselstraße 22-26, D-04103 Leipzig,Germany
After October 1,2000:
Max-Planck-Institut f ¨ur Gravitationsphysik, Albert-Einstein-Insti-
tut, Am M ¨uhlenberg 1,D-14476 Golm, Germany
Abstract. An overview of new 4d supersymmetric gauge theories with 2-form gauge potentials
constructed by various authors during the past five years is given. The key r ˆole of three particular
types of interaction vertices is emphasized. These vertices are used to develop a connecting per-
spective on the new models and to distinguish between them. One example is presented in detail to
illustratecharacteristicfeaturesofthemodels.Anewresultoncouplingsof2-formgaugepotentials
to Chern-Simons forms is presented.
1. Introduction
During the past five years, several new 4d supersymmetric gauge theories have
been constructed by various authors [1]–[13]. Common to all these models is the
presenceof2-formgaugepotentialsandacomplicated(nonpolynomial)structure
of interactions and symmetry transformations (gauge symmetries, supersymme-
try). The initial motivation to construct such models came from string theory and
focused the attention first on the vector-tensor (VT) multiplet [14, 15] of N=2
supersymmetry. Namely, in N=2 supersymmetric 4d heterotic string vacua, the
dilaton is believed to reside in a VT multiplet (see, e.g., section 3 of the review
[16]). In order to couple this multiplet to N=2 supergravity, its so-called central
charge must be gauged and this leads inevitably to the structures characteristic
of the new models (cf. remarks at the end of section 3). Only two of the works
[1]–[13] are not devoted to the VT multiplet: in [11] a rather general class of
new supersymmetric gauge theories with 2-form gauge fields is constructed, and
[13] deals with the double tensor (TT) multiplet of N=2 supersymmetry and
its
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.148
142 F.BRANDT
couplings to vector and hyper multiplets. The TT multiplet is believed to be the
dilaton-multipletofN=2supersymmetrictypeIIBsuperstringvacua[16]andthus
it shouldplaytherea r ˆoleanalogoustothe VT multipletin heterotic vacua.
The purpose of this contribution is to give an overview of the new models
and to emphasize the key r ˆole of three types of cubic interaction vertices in these
models. To this end, first a brief excursion to consistent interactions of p-form
gauge potentials in general is made in section 2. This will also show how the
newmodelsfitintherecentclassification[17–19]ofinteractionsbetween p-form
gauge potentials. The three particular types of interaction vertices are identified
and discussed in some detail in section 3, including a new result on couplings
of 2-form gauge potentials to Chern-Simons forms. Then these vertices and the
supersymmetrymultipletstructureareusedtocharacterizethevariousmodelsand
to distinguish between them. In section 4, an explicit example is treated in detail
to illustrate characteristic features of the new models. The example is an N=2
supersymmetricmodelfoundin[13],couplingtheTTmultipletmentionedabove
totwoN=2vectormultiplets.Section5containsaselectionofopenproblemsand
possible futuredevelopments.
2. Interactions of p-formgauge potentials
Gauge invariance restricts the possible interactions of p-form gauge fields quite
severely. In the simplest case, the gauge transformation of a p-form gauge poten-
tialA= (1/p!)dx
µ
1
∧···∧dx
µ
p
A
µ
1
...µ
p
is a natural generalization of the gauge
transformationof theelectromagnetic gaugefield:
δ
(0)
gauge
A=dω⇔δ
(0)
gauge
A
µ
1
...µ
p
=p∂
[µ
1
ω
µ
2
...µ
p
]
, (1)
whereω
µ
1
...µ
p−1
are arbitrary gauge parameter fields. Analogously to the electro-
magneticcase,correspondinggaugeinvariantfieldstrengths arethus
F=dA⇔F
µ
0
...µ
p
= (p+ 1)∂
[µ
0
A
µ
1
...µ
p
]
, (2)
and the standard Lagrangian for a set of free p-form gauge fields is a linear
combination ofMaxwell-type kinetic terms F
µ
0
...µ
p
F
µ
0
...µ
p
.
A systematic investigation of the possible interaction vertices which can be
added consistently to such a free Lagrangian L
(0)
was carried out by Hen-
neaux and Knaepen [17–19]. They studied consistent deformations of the free
LagrangianL
(0)
and ofthe gaugetransformations δ
(0)
gauge
,
L=L
(0)
+g
α
V
(1)
α
+g
α
g
β
V
(2)
αβ
+... (3)
δ
gauge
=δ
(0)
gauge
+g
α
δ
(1)
gaugeα
+g
α
g
β
δ
(2)
gaugeαβ
+... , (4)
whereg
α
are continuous coupling constants (deformation parameters), such that
thedeformedLagrangian Lisinvariantunderthedeformedgaugetransformations
kievarwe.tex; 12/03/2001; 3:49; p.149
NEW SUPERSYMMETRIC GAUGE THEORIES 143
δ
gauge
moduloa total derivative,
δ
gauge
L=∂
µ
K
µ
. (5)
To first order in the coupling constants, (5) requires that the V
(1)
α
beδ
(0)
gauge
-
invariant on-shell in the free theory modulo a total derivative. Furthermore,
without loss of generality, one may neglect all V
(1)
α
which vanish on-shell in the
free theory modulo a total derivative because they can be removed by field redef-
initions (such vertices are therefore called trivial ones). Henneaux and Knaepen
found thefollowing resultforthe remainingfirst-order vertices:
Category 1: Vertices that are δ
(0)
gauge
-invariant off-shell modulo a total deriva-
tive and therefore do not modify the gauge transformations to first order. There
are two types of such vertices (modulo total derivatives). Those of the first type
dependonp-formgaugefieldsonlyviathefieldstrengths F
µ
0
...µ
p
andtheirderiva-
tives.Ofcourse,thereareinfinitelymanyverticesofthistype.Thoseofthesecond
typeareverticesoftheChern-Simons type
A∧F∧···∧F (6)
where theF’s may have different form-degrees and all form-degrees must sum
up to the spacetime dimension. These vertices are δ
(0)
gauge
-invariant only modulo a
total derivative.
Category 2: Vertices that are δ
(0)
gauge
-invariant only on-shell in the free theory
moduloatotalderivative.Theseverticesareofparticularinterestbecausetheyare
accompanied by deformations of the gauge transformations. A remarkable result
is that, when ordinary gauge fields (1-form gauge potentials) are absent, all these
verticescanbebroughttothefollowingform(modulotrivialverticesandvertices
ofcategory 1):
A∧F∧···∧F∧
∗
F∧···∧
∗
F
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
atleastone
∗
F(7)
where
∗
FdenotestheHodgedualof Fandtheremustbeatleastone
∗
Fbecause
otherwise the vertex would be of the Chern-Simons type (6). Again, the F’s may
have different form-degrees and all form-degrees must sum up to the spacetime
dimension. Therefore there are only finitely many vertices (7) for a finite number
ofp-form gauge fields. The first order deformations of the gauge transformations
which correspondto avertex(7) takethe form
δ
(1)
gauge
A=ω∧F∧···∧F∧
∗
F∧···∧
∗
F (8)
where one of the
∗
F’s that occurs in (7) is omitted (for instance, when (7) con-
tains only one
∗
F, then (8) contains no
∗
F). When 1-form gauge potentials are
present, (7) still gives nontrivial first-order vertices of category 2, but then there
kievarwe.tex; 12/03/2001; 3:49; p.150
144 F.BRANDT
maybeadditionalverticesofcategory2whichcannotbebroughttotheform(7).
In particular, when at least three 1-form gauge potentials are present, there are
Yang-Millscubicverticeswhichdifferfrom(7)becausetheycontaintwo‘naked’
gaugepotentialsinsteadofonlyone(thestructureofYang-Millscubicverticesis
A∧A∧
∗
Fwhere theA’s are 1-form gauge potentials and Fis a 2-form field
strength).
Infour-dimensionalspacetimetherearethreedifferenttypesofcubicvertices
(7)involving1-formgaugepotentials A
1
,2-formpotentials A
2
andcorresponding
fieldstrengths F
2
=dA
1
andF
3
=dA
2
:
A
2
∧
∗
F
3
∧
∗
F
3
(9)
A
1
∧
∗
F
2
∧
∗
F
3
(10)
A
1
∧F
2
∧
∗
F
3
. (11)
Thesearetheverticesmentionedin theintroduction.
3. Overviewofthenew models
In accordance with commonly used nomenclature (which is actually somewhat
unfair, see remarks at the end of this section), the vertices (9), (10) and (11) will
be referred to as “Freedman-Townsend” (FT), “Henneaux-Knaepen” (HK) and
“Chapline-Manton”(CM)vertices,respectively.Eachofthenewsupersymmetric
models reviewed here contains at least one of these vertices. We label 1-form
potentials and 2-form potentials by indices a= 1,2,...andi= 1,2,...re-
spectively, and denote their component fields by A
a
µ
andB
i
µν
=−B
i
νµ
. The field
strengths of A
a
µ
are denoted by F
a
µν
=∂
µ
A
a
ν
−∂
ν
A
a
µ
, the Hodge-dualized field
strengths of B
i
µν
byH
iµ
=
1
2
ε
µνρσ
∂
ν
B
i
ρσ
. The vertices (9), (10) and (11) read
explicitly,usinga suitablenormalization,
FT vertices:
1
4f
ijk
H
i
µ
H
j
ν
B
k
ρσ
ε
µνρσ
(12)
HKvertices: T
iab
H
i
µ
F
aµν
A
b
ν
(13)
CM vertices:
1
2S
iab
H
i
µ
F
a
νρ
A
b
σ
ε
µνρσ
(14)
wherethef
ijk
,T
iab
andS
iab
are constant coefficients, with
f
ijk
=−f
jik
, S
iab
=S
iba
.
[S
iab
=S
iba
can be imposed without loss of generality because S
i[ab]
can be
removed from the vertices (14) by subtracting trivial vertices.] These coefficients
aresubjecttoconditionsimposedby(5)atsecondorderinthecouplingconstants
kievarwe.tex; 12/03/2001; 3:49; p.151
NEW SUPERSYMMETRIC GAUGE THEORIES 145
(deformationparameters).Viewing T
iab
andS
iab
astheentriesofmatrices T
i
and
S
i
, these conditions read
f
ijl
f
klm
+f
jkl
f
ilm
+f
kil
f
jlm
= 0 (15)
[T
i
,T
j
] =f
ijk
T
k
(16)
(S
i
T
j
−S
j
T
i
) + (S
i
T
j
−S
j
T
i
)
/latticetop
=f
ijk
S
k
. (17)
To derive these conditions, it was assumed that the zeroth order Lagrangian is
L
(0)
=−(1/2)H
µi
H
i
µ
−(1/4)F
a
µν
F
µνa
, and that (9), (10) and (11) are the only
vertices of category 2 with non-vanishing coefficients (vertices of category 1 do
not modify these conditions, but switching on other vertices of category 2 might
cause modifications orlead toadditionalconditions).
(15) and (16) were already found in [17] and require that the f
ijk
be structure
constants of a Lie algebra and that the T
i
be representation matrices of that Lie
algebra, respectively. (17) was not derived in a previous work, to my knowledge.
It requires that the symmetric parts of the matrices 2(S
i
T
j
−S
j
T
i
)be equal to
f
ijk
S
k
.Thisisfulfilled,forinstance,if S
i
=NT
i
+T
/latticetop
i
NwhereNisanarbitrary
symmetricmatrix(i.e., S
iab
=N
ac
T
icb
+N
bc
T
ica
withN
ab
=N
ba
),butthereare
other solutionsas well.
The correspondingfirstorderdeformations of the gauge transformationsare
δ
(1)
gauge
B
i
µν
=−f
ijk
(H
j
µ
ω
k
ν
−H
j
ν
ω
k
µ
)−
1
2ε
µνρσ
T
iab
F
ρσa
ω
b
+S
iab
F
a
µν
ω
b
δ
(1)
gauge
A
a
µ
=−T
iab
H
i
µ
ω
b
. (18)
The following table gives an overview of the new supersymmetric models.
The vertices discussed above are used to distinguish between the various models.
Inadditionthenumberofsupersymmetries(N=1orN=2supersymmetry)andthe
supersymmetry multiplets are given. In the case of N=1 supersymmetry, T and
V stand for tensor multiplets (also called linear multiplets) and vector multiplets
respectively. In the case of N=2 supersymmetry, VT, TT and V stand for vector-
tensormultiplets, double-tensor multipletsand vector multipletsrespectively.
kievarwe.tex; 12/03/2001; 3:49; p.152
146 F.BRANDT
susy
multiplets
interactions
papers
N=2 VT,
V HK,
CM [1,2, 7,8,
10]
N=2 VT,
V
CM [3–5,
9]
N=2
VT
CM
[6]
N=1 T,
V FT,HK,
CM
[11]
N=2
VT
HK
[12]
N=2 TT,
V FT,
HK [13]
Of course, this table characterizes the various models only very roughly. The
example in the next section is to illustrate characteristic features of these models.
It is beyond the scope of this paper to review the various models in greater detail
but I would like to add at least a few remarks: (a) Among all these models only
those in [7] are locally supersymmetric, the other ones are globally supersym-
metric. (b) The works on the VT multiplet overlap in part because some of these
works rederive models which had already been found by means of other methods
in previous works. (c) Models in the same row of the table may of course still
differ. For instance, CM vertices in two models with the same multiplet content
may contain different Chern-Simons forms (in the literature, this has led to a
distinction between “linear” and “nonlinear” VT multiplets [2]). Different CM
couplingscorrespondtodifferentsolutionstoEq.(17).Ofcourse,analogousstate-
ments apply to the FT and HK vertices. (d) Some of the models in [11] possess
extended (N≥2) supersymmetry. For instance, it has been pointed out in [12]
that the model constructed there can be obtained from [11]. However, it is not
clear how to sieve out systematically those models in [11] which have extended
supersymmetry.
Finallyafewcommentsonthehistorymaybeinorder.ModelswithFTinter-
actionswereconstructedalreadybyOgievetskyandPolubarinov[20]alongtime
before the work by Freedman and Townsend [21]. CM interactions have a long
history too. It seems that they appeared first in the early 80’s [22–24] and, again,
the work by Chapline and Manton was not the first one with such interactions.
CM interactions attracted particular attention because of their crucial r ˆole in the
Green-Schwarz anomaly cancellation mechanism [25] (the anomaly cancellation
ismadepossiblebythedeformationofthegaugetransformationsassociatedwith
CM vertices,seesection 2).
HK interactions (in four-dimensional spacetime) were discovered much later.
However, the first models with such interactions were not found by Henneaux
and Knaepen. Rather, it seems that HK interactions occurred for the first time in
[1] where the central charge of the VT multiplet was gauged. The connection of
kievarwe.tex; 12/03/2001; 3:49; p.153
NEW SUPERSYMMETRIC GAUGE THEORIES 147
that gauging to HK vertices is the following. Gauging the central charge (e.g.,
via the Noether method) gives rise to a vertex V
µ
j
µ
whereV
µ
is a 1-form gauge
field andj
µ
is the Noether current corresponding to the central charge symmetry.
That Noether current is j
µ
=H
ν
F
νµ
, and thus the vertex V
µ
j
µ
is a HK vertex.
Combined FT and HK interactions, and the relation to Lie algebras, were found
afterwards by Henneaux and Knaepen [17]. It seems that the first and so far only
workwith modelscontaining simultaneouslyFT,HK and CM vertices is [11].
4. Example
The example is an N=2 supersymmetric model coupling one TT multiplet to two
V multiplets and involves HK vertices but no FT or CM vertices. A TT multiplet
contains two 2-form gauge potentials B
i
µν
(i= 1,2), two real scalar fields a
i
and
two Weyl fermions χandψ. Each V multiplet contains a 1-form gauge potential
A
µ
, a complex scalar field φand two Weyl fermions λ
i
. The V multiplets are
labeled by the index a= 1,2. This field content is supplemented with auxiliary
fieldsh
i
µ
which are embedded in the TT multiplet. These auxiliary fields allow
one to construct the model in a compact polynomial form. In fact, it would be
verycumbersometoconstructthemodelwithouttheseauxiliaryfieldsbecauseof
the complicated nonpolynomial structure which arises then, see below. Note that,
in contrast to other supersymmetric models, the auxiliary fields do not lead to an
off-shellclosedsupersymmetryalgebra.Onthecontrary,theauxiliaryfieldsmake
the supersymmetry algebra even “more open” (a formulation of the TT multiplet
withanoff-shellclosed supersymmetry algebraisnot kno
wn).
bosons We
yl-fermions
TTB
i
µν
a
i
(h
i
µ
)χ
ψ
V
a
A
a
µ
φ
a
λ
ai
Thanks to the inclusion of the auxiliary fields, the Lagrangian takes the fol-
lowing simple form (using conventions as [26] adapted to the Minkowski metric
diag(1,−1,−1,−1)),
L=∂
µ
a
i
∂
µ
a
i
+h
i
µ
h
µi
+ 2h
i
µ
H
µi
−iχ∂¯χ−iψ∂¯ψ
−
1
4ˆF
a
µν
ˆF
aµν
+
1
2ˆD
µ
φ
a
ˆD
µ
¯φ
a
−2iλ
ia
ˆD¯λ
ia
(19)
where
ˆF
a
µν
=ˆD
µ
A
a
ν
−ˆD
ν
A
a
µ
=∂
µ
A
a
ν
+g
i
h
i
µ
ε
ab
A
b
ν
−(µ↔ν)
ˆD
µ
φ
a
=∂
µ
φ
a
+g
i
h
i
µ
ε
ab
φ
b
ˆD¯λ
ia
=σ
µ
(∂
µ
¯λ
ia
+g
i
h
i
µ
ε
ab
¯λ
ib
).
kievarwe.tex; 12/03/2001; 3:49; p.154
148 F.BRANDT
Theg
i
arerealcouplingconstants(deformationparameters).Notethat ˆD
µ
hasthe
formofacovariantderivativeeventhoughtheauxiliaryfieldscannotbeviewedas
gaugefields(infact,theysubstituteforfieldstrengths,astheequationsofmotion
giveh
i
µ
=−H
i
µ
+...).Theauxiliaryfieldsalsosimplifythestructureofthegauge
andsupersymmetrytransformationsconsiderably.Thegaugetransformationsread
δ
gauge
A
a
µ
=ˆD
µ
ω
a
=∂
µ
ω
a
+g
i
h
i
µ
ε
ab
ω
b
δ
gauge
B
i
µν
=
1
4g
i
ω
a
ε
ab
ε
µνρσ
ˆF
bρσ
+∂
µ
ω
i
ν
−∂
ν
ω
i
µ
δ
gauge
= 0onotherfields
whereω
a
andω
i
µ
are the gauge parameter fields associated with A
a
µ
andB
i
µν
respectively. The supersymmetry transformations read, with constant anticom-
mutingWeyl-spinors ξ
i
astransformationparameters,
δ
susy
A
a
µ
=ε
ij
ξ
i
σ
µ
¯λ
ja
−ξ
i
Γ
i
ε
ab
A
b
µ
+c.c.
δ
susy
φ
a
= 2ξ
i
λ
ia
−(ξ
i
Γ
i
+¯ξ
i
¯Γ
i
)ε
ab
φ
b
δ
susy
λ
ia
=
i
2(ε
ij
ξ
j
σ
µν
ˆF
a
µν
−¯ξ
i
¯σ
µ
ˆD
µ
φ
a
)−(ξ
j
Γ
j
+¯ξ
j
¯Γ
j
)ε
ab
λ
ib
δ
susy
B
i
µν
=−ε
ij
ξ
j
σ
µν
χ+ξ
i
σ
µν
ψ
+ig
i
ε
ab
(¯φ
a
ξ
j
σ
µν
λ
jb
+ε
jk
A
a
[µ
ξ
j
σ
ν]
¯λ
kb
) +c.c.
δ
susy
a
i
=
1
2(ξ
i
χ−ε
ij
ξ
j
ψ) +c.c.
δ
susy
χ=−¯ξ
i
¯σ
µ
(ε
ij
h
j
µ
+ i∂
µ
a
i
)
δ
susy
ψ=−¯ξ
i
¯σ
µ
(h
i
µ
+ iε
ij
∂
µ
a
j
)
δ
susy
h
i
µ
=
i
2∂
µ
(ξ
i
ψ−ε
ij
ξ
j
χ) +c.c.
where
Γ
i
=
i
2g
j
(ε
ij
χ+δ
ij
ψ).
The commutator algebra of the supersymmetry and gauge transformations is
rathercomplicatedoff-shell buton-shellit isquite simple,
[δ
susy
,δ
/prime
susy
]≈δ
translation
+δ
gauge
(20)
[δ
susy
,δ
gauge
]≈δ
/prime
gauge
(21)
[δ
gauge
,δ
/prime
gauge
]≈0, (22)
where≈is equality on-shell. (20) is the standard N=2 supersymmetry algebra
on-shell(modulogaugetransformations),withvanishingcentralcharge.Iremark
kievarwe.tex; 12/03/2001; 3:49; p.155
NEW SUPERSYMMETRIC GAUGE THEORIES 149
thatthegaugetransformationswhichappearontherighthandsideof(20)involve
explicitly the spacetime coordinates, see [13] and [27] for details and comments
onthispoint.(21)illustratesafeaturetypicalofmanyofthenewmodels,namely
that gauge and supersymmetry transformations do not commute (not even on-
shell). Explicitly, the gauge parameter fields ω
a/prime
andω
i/prime
µ
ofδ
/prime
gauge
on the right
handsideof(21)read
ω
a/prime
= (ξ
i
Γ
i
+¯ξ
i
¯Γ
i
)ε
ab
ω
b
ω
i/prime
µ
=−
i
2g
i
ε
ab
ε
jk
ω
a
(ξ
j
σ
µ
¯λ
kb
−λ
kb
σ
µ
¯ξ
j
)
where theξ’s andω’s are supersymmetry parameters and gauge parameter fields
ofδ
susy
andδ
gauge
onthelefthandsideof(21).Accordingto(22),thegaugetrans-
formations commute on-shell which is also typical of the new models [note: the
algebra of the gauge transformations is not related to the Lie algebra underlying
Eqs.(15)through (17)!].
Let me finally discuss the nonpolynomial structure which arises when one
eliminates the auxiliary fields. The Lagrangian (19) contains the auxiliary fields
atmostquadratically,
L=−
1
4F
a
µν
F
aµν
+∂
µ
a
i
∂
µ
a
i
+
1
2∂
µ
φ
a
∂
µ
¯φ
a
−iχ∂¯χ−iψ∂¯ψ−2iλ
ia
∂¯λ
ia
+ 2h
i
µ
H
µi
+h
i
µ
K
µi,νj
h
j
ν
where
H
µi
=H
µi
−g
i
ε
ab
(
1
2
F
aµν
A
b
ν
+
1
4
φ
a↔
∂
µ
¯φ
b
+ iλ
ja
σ
µ
¯λ
jb
)
K
µi,νj
=η
µν
δ
ij
+
1
2
g
i
g
j
[η
µν
(φ
a
¯φ
a
−A
a
ρ
A
aρ
) +A
aµ
A
aν
]
The auxiliary fields can be eliminated by solving their algebraic equations of
motion. Thesolution is
h
i
µ
=−(K
−1
)
µi,νj
H
νj
, (23)
whereK
−1
is the inverse of the field dependent matrix K,(K
−1
)
µi,ρk
K
ρk,νj
=
δ
ν
µ
δ
j
i
. Note thatKdoes not involve derivatives of the fields and therefore K
−1
is nonpolynomial in the fields but still local. Hence, using (23), the Lagrangian,
gauge and supersymmetry transformations become nonpolynomial but remain
strictly local. Expanding the resulting Lagrangian in the coupling constants, one
finds at first order HK vertices as well as vertices of category 1 which complete
the HK vertices such that the sum is supersymmetric on-shell in the free theory
kievarwe.tex; 12/03/2001; 3:49; p.156
150 F.BRANDT
moduloatotal derivative,
L=−
1
4F
a
µν
F
aµν
+∂
µ
a
i
∂
µ
a
i
+
1
2∂
µ
φ
a
∂
µ
¯φ
a
−iχ∂¯χ−iψ∂¯ψ−2iλ
ia
∂¯λ
ia
−H
µi
(K
−1
)
µi,νj
H
νj
=L
(0)
+g
i
ε
ab
H
i
µ
F
aµν
A
b
ν
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
HK vertices+g
i
ε
ab
H
i
µ
(
1
2φ
a↔
∂
µ
¯φ
b
+ 2iλ
ja
σ
µ
¯λ
jb
)
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
category 1vertices
(susy completion ofHKvertices)+...(24)
Itwasmentionedalreadythatnonpolynomialstructuresasinthisexampleare
typical of the new gauge theories. They cannot be avoided in models with FT or
HK vertices because they are necessary consequences of these vertices, already
in the non-supersymmetric case. The use of appropriate auxiliary fields that sim-
plifytheconstructionisanalmostindispensabletoolforconstructingcomplicated
modelsofthistype,especiallysupersymmetricones.Thefindingofsuchauxiliary
fields and their embedding in supersymmetry multiplets is in general a nontrivial
and subtle ingredient of the construction. In contrast, models which contain CM
vertices but no FT or HK vertices are simpler and the issue of auxiliary fields
is less involved. In particular, such models are not necessarily nonpolynomial
although supersymmetry often enforces a nonpolynomial dependence on scalar
fieldseveninsuchmodels.
5. Comments
Thefollowingisaselectionofopenproblemswhichmaypointtopossiblefurther
developmentsinthefield:
(i) In my opinion, the r ˆole of the matter fields (scalar fields, fermions) in the
new supersymmetric models has not been fully understood yet. In particular, the
relation of scalar fields to the underlying geometry (Lie algebra) is somewhat
mysterious.Abetterunderstandingofthisissuemightbeakeytoadeeperunder-
standing of the supersymmetry structure of the models and to a more systematic
constructionof such models.
(ii) Systematic classifications of the possible consistent and supersymmetric
interactions involving p-form gauge potentials, analogous to the classification
[17–19] of non-supersymmetric interactions, are largely missing. An exception
is the classification of the lowest dimensional interaction vertices involving a TT
multipletin[13].Supersymmetrysupplements(5)withtheadditionalrequirement
δ
susy
L=∂
µ
M
µ
whereδ
susy
are the deformed supersymmetry transformations.
This restricts the possible interactions as compared to the non-supersymmetric
case, and relates coefficients of various interaction terms. A typical example is
(24) where the coefficients of the HK vertices are related to coefficients of inter-
action vertices of category 1. In fact, supersymmetry can even completely forbid
kievarwe.tex; 12/03/2001; 3:49; p.157
NEW SUPERSYMMETRIC GAUGE THEORIES 151
interactions which would be allowed if supersymmetry were not imposed. An
exampleistheabsenceofN=2supersymmetricCMcouplingsoftheTTmultiplet
[13]. Furthermore, it depends on the supersymmetry multiplet structure which
interactions are possible. For instance, it was just mentioned that there are no
N=2 supersymmetric CM couplings involving the TT multiplet, whereas such
couplings do exist for the VT multiplet (cf. table in section 3). Such results could
be relevant in the context of string theory when comparing properties of different
superstring vacua.
(iii) Locally supersymmetric models with FT or HK couplings are almost
completely missing so far. In fact, the only exception is the work [7] where N=2
supergravitymodelswithVTmultipletswereconstructed.Theconstructionoflo-
cally supersymmetric extensions of some of the other models could be of interest
in the string theory context. In particular this applies to supergravity models with
the TT multiplet because of the conjectured importance of this multiplet to type
IIBsuperstring vacua(cf. introduction).
(iv)RecallthatFT,HKandCMverticesarespecialcasesofvertices(7).Non-
supersymmetric models in spacetime dimensions >4with such vertices have
been constructed already [17, 28]. Analogous globally or locally supersymmetric
modelsinhigherspacetimedimensionshavenotbeenconstructedsofar.Infactit
seems that the only vertices (7) which have been used in supersymmetric models
inspacetimedimensions >4sofararethefamiliarCMvertices(14).Forinstance,
theseverticesoccurin10-dimensionalsupergravityinconnectionwiththeGreen-
Schwarz anomalycancellationmechanism(cf.remarks atthe end ofsection 3).
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Phys. Lett. B 429 (1998)35-47, hep-th/9711038.
10. N. Dragon, E. Ivanov, S.M. Kuzenko, E. Sokatchev and U. Theis, N=2 rigid supersymmetry
with gauged central charge , Nucl. Phys. B 538(1999) 411-450,hep-th/9805152.
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447, hep-th/0005044.
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interactions , Nucl.Phys.B 587(2000) 543-567, hep-th/0005086.
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theories, Nucl. Phys. B 548 (1999)491-526, hep-th/9812140.
19. M. Henneaux and B. Knaepen, A theorem on first-order interaction vertices for free p-form
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20. V.I. Ogievetsky and I.V. Polubarinov, The notoph and its possible interactions , Yad. Fiz. 4
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andsuperstring theory , Phys. Lett. B 149 (1984) 117-122.
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kievarwe.tex; 12/03/2001; 3:49; p.159
SUPERSYMMETRIC R
4
ACTIONS AND QUANTUM CORRECTIONS
TOSUPERSPACETORSION CONSTRAINTS
KASPER PEETERS
1
, PIERRE VANHOVE
1
and ANDERS
WESTERBERG
2∗
1
CMS/DAMTP, Wilberforce Road, Cambridge CB3 0WA, United
Kingdom
2
NORDITA,Blegdamsvej 17,DK-2100 Copenhagen Ø,Denmark
Abstract. We present the supersymmetrisation of the anomaly-related R
4
term in eleven dimen-
sions and show that it induces no non-trivial modifications to the on-shell supertranslation algebra
and the superspace torsion constraints before inclusion ofgauge-fieldterms.
1
1. Higher-derivativecorrectionsandsupersymmetry
The low-energy supergravity limits of superstring theory and D-brane effective
actions receive infinite sets of correction terms, proportional to increasing pow-
ers ofα
/prime
=l
2
s
and induced by superstring theory massless and massive modes.
At present, eleven-dimensional supergravity lacks a corresponding microscopic
underpinning that could similarly justify the presence of higher-derivative cor-
rections to the classical Cremmer-Julia-Scherk action [1]. Nevertheless, some
corrections of this kind are calculable from unitarity arguments and super-Ward
identities in the massless sector of the theory [2] or by anomaly cancellation
arguments[3,4].
Supersymmetry puts severe constraints on higher-derivative corrections. For
example,itforbidstheappearanceofcertaincorrections(like,e.g, R
3
corrections
tosupergravityeffectiveactions[5]),andgroupstermsintovariousinvariants[6–
9].Thestructureoftheinvariantsthatcontainanomaly-cancellingtermsisof
great
1
Based on talks given by K.P. at the SPG meeting, Cambridge, February 2000, by A.W. at the
NordicNetworkMeeting,Copenhagen,May2000,andbyP.V.attheFradkinMemorialConference,
Moscow, June2000, and at the ARW Conference, Kiev, September 2000.
∗
k.peeters,[email protected], [email protected]
kievarwe.tex; 12/03/2001; 3:49; p.160
154 K.PEETERS,P.VANHOVE,A.WESTERBERG
importance due to the quantum nature of the anomaly-cancellation mechanism
and is themainconcernofthis note.
Higher-derivativeadditionstothesupergravityactionsareingeneralcompati-
blewithsupersymmetryonlyifthetransformationrulesforthefieldsalsoreceive
higher-derivativecorrections:
/parenleftbigg
δ
0
+
/summationdisplay
n
(α
/prime
)
n
δ
n
/parenrightbigg/parenleftbigg
S
0
+
/summationdisplay
n
(α
/prime
)
n
S
n
/parenrightbigg
= 0. (1)
Asaconsequence,thefield-dependentstructurecoefficientsontheright-handside
ofthesupersymmetryalgebra,
[δ
susy
1
,δ
susy
2
] =δ
translation
+δ
susy
+δ
gauge
+δ
Lorentz
, (2)
willbemodifiedaswell.Whenthetheoryisformulatedinsuperspacethestructure
of the algebra is related to the structure of the tangent bundle, the link being
provided by the constraints on the superspace torsion. In particular, corrections
to the parameters modify the superspace constraints. However, since some cor-
rections are reabsorbable by suitable rotations of the tangent bundle basis, not all
corrections arephysical.
We report here on the supersymmetrization of the anomaly-related terms
(α
/prime
)
2
B∧F
4
for super-Maxwell theory coupled to N=1 supergravity in ten di-
mensions and (α
/prime
M
)
3
C∧t
8
R
4
(where (α
/prime
M
)
3
= 4π(l
P
)
6
) in eleven dimensions
performedin[10].Inbothcases,thesesuperinvariantsdonotimplyanymodifica-
tions to the superspace constraints. We present here only the more salients aspect
of the analysis and refer to the article [10] for computational and bibliographical
details.
Our main motivation to look for non-trivial corrections to superspace con-
straints comes from the link between these constraints and the kappa symmetry
of M-branes [11–13] and D-branes [14–16]. Classical kappa invariance of the
M- and D-brane world-volume actions — a key requirement for these objects to
be supersymmetric — imposes the on-shell constraints on the background super-
spacesupergravityfields,amongthemthesuperspacetorsion.Forthisreason,any
non-trivial modification to the constraints is expected to require new terms in the
world-volumeactionsforthebranesinorderforkappasymmetrytobepreserved.
2. Construction of anabelian F
4
superinvariant in D=10
As a first step in our analysis of the implications of higher-derivative correc-
tions to the supersymmetry algebra, we discuss the construction of the abelian
(α
/prime
)
2
(t
8
F
4
−B∧F
4
)forN=1 super-Maxwell theory coupled to gravity in ten
dimensions.
The field content of the on-shell super-Maxwell theory comprises an abelian
vectorA
µ
and a negative-chirality Majorana-Weyl spinor χ. Since we are inter-
ested in local supersymmetry invariance we have to take into account also the
kievarwe.tex; 12/03/2001; 3:49; p.161
QUANTUM-CORRECTEDSUPERSPACE 155
interactions with the zehnbein e
µr
, the negative-chirality Majorana-Weyl grav-
itinoψ
µ
and the two-form B
µν
from the supergravity multiplet. The classical
action (leaving outthe gravitationalsector)
S
F
2
=
/integraldisplay
d
10
xe
/bracketleftbig
−
1
4F
µν
F
µν
−8 ¯χ/negationslashD(ω)χ+ 2 ¯χΓ
µ
Γ
νρ
ψ
µ
F
νρ
/bracketrightbig
(3)
isinvariant underthe local supersymmetry transformations
δA
µ
=−4 ¯/epsilon1Γ
µ
χ, δχ =
1
8Γ
µν
/epsilon1F
µν
, (4)
For local supersymmetry we have to consider the transformations of the super-
gravity multiplet fields as well (neglecting terms proportional to the two-form
B
µν
andthecorresponding field strength, H
µνρ
):
δe
µr
= 2¯/epsilon1Γ
r
ψ
µ
, δψ
µ
=D
µ
(ω)/epsilon1+···, δB
µν
=
1
√
2¯/epsilon1Γ
[µ
ψ
ν]
.(5)
TheF
4
action invariant under the local supersymmetry transformations listed
aboveis [17,18, 10]:
S
F
4
=
(α
/prime
)
2
32
/integraltext
d
10
x
/bracketleftBig
1
6
et
(r)
8
F
r
1
r
2
···F
r
7
r
8
+
1
3
√
2
ε
(r)
10
B
r
1
r
2
F
r
3
r
4
···F
r
9
r
10
−
32
5
et
(r)
8
η
r
2
r
3
(¯χΓ
r
1
D
r
4
(ω)χ)F
r
5
r
6
F
r
7
r
8
+
12·
32
5
e(¯χΓ
r
1
D
r
2
(ω)χ)F
r
1
m
F
mr
2
−
16
5!
ε
(r)
10
(¯χΓ
r
1
···r
4
Γ
r
5
D
r
6
(ω)χ)F
r
7
r
8
F
r
9
r
10
+
16
3
et
(r)
8
(¯ψ
r
1
Γ
r
2
χ)F
r
3
r
4
F
r
5
r
6
F
r
7
r
8
+
8
3
e(¯ψ
m
Γ
mr
1
···r
6
χ)F
r
1
r
2
···F
r
5
r
6
/bracketrightBig
. (6)
Note that our string-amplitude based analysis has allowed us to group also the
fermionic terms using the well-known t
8
tensor. The local supersymmetry in-
variance of the combined action S
F
2
+S
F
4
requires that the supersymmetry
transformationsbemodifiedaccordingto ( F
2
:=F
mn
F
nm
)
δA
µ
=−4 ¯/epsilon1Γ
µ
χ−(α
/prime
)
2
/bracketleftBig
1
4(¯/epsilon1Γ
µ
χ)F
2
−(¯/epsilon1Γ
m
χ)F
2
mµ
−
1
8(¯/epsilon1Γ
r
1
···r
4
µ
χ)F
r
1
r
2
F
r
3
r
4
/bracketrightBig
,
δχ=
1
8Γ
µν
/epsilon1F
µν
+
1
768(α
/prime
)
2
/bracketleftBig
t
(r)
8
Γ
r
7
r
8
/epsilon1−Γ
r
1
···r
6
/epsilon1
/bracketrightBig
F
r
1
r
2
F
r
3
r
4
F
r
5
r
6
.(7)
It can be verified that the structure of the supersymmetry algebra is not modified
by theorder- (α
/prime
)
2
corrections[17,18,10]:
/bracketleftbig
δ
(α
/prime
)
0
/epsilon1
1
+δ
(α
/prime
)
2
/epsilon1
1
,δ
(α
/prime
)
0
/epsilon1
2
+δ
(α
/prime
)
2
/epsilon1
2
/bracketrightbig
A
µ
=
/bracketleftbig
δ
(α
/prime
)
0
/epsilon1
1
,δ
(α
/prime
)
0
/epsilon1
2
/bracketrightbig
A
µ
+O
/parenleftbig
(α
/prime
)
4
/parenrightbig
.(8)
kievarwe.tex; 12/03/2001; 3:49; p.162
156 K.PEETERS,P.VANHOVE,A.WESTERBERG
Consequently,thestructureofthesuperspacetorsionconstraintswillbethesame
as for the classical theory to this order. This observation is related to the fact that
it is possible to supersymmetrise the Dirac-Born-Infeld actions while imposing
onlytheclassicalconstraints[19].
3. Construction of the C∧R
4
superinvariantin D=11
Noticing the close parallel between the classical supersymmetry transformations
for thesuper-Maxwellandthesupergravityfields
δχ =
1
8
Γ
µν
/epsilon1F
µν
, δψ
rs
=
1
8Γ
µν
/epsilon1R
µνrs
+···, (9)
δF
µν
=−8D
[µ
(¯/epsilon1Γ
ν]
χ), δR
µνrs
=−8D
[µ
(¯/epsilon1Γ
ν]
ψ
rs
)
+4D
[µ
(¯/epsilon1Γ
ν]
ψ
rs
+ 2 ¯/epsilon1Γ
[r
ψ
s]
ν]
) +···,
it istempting tomakethefollowingsubstitution inthe super-Maxwell action:
F
r
1
r
2
→R
r
1
r
2
s
1
s
2
, χ→ψ
s
1
s
2
, D
r
χ→D
r
ψ
s
1
s
2
. (10)
Unfortunately,thedifferenceinstructurebetweentheequationsofmotionforthe
gauge potential and the spin connection implies that the previous mapping does
not commute with supersymmetry, as can be seen by the presence of the second
line in the supersymmetry transformation of the Riemann tensor above. Another
crucialdifferencebetweenthesuper-Maxwellandsupergravitycasesisthat,when
subtracting all the lowest-order equations of motions, it is necessary to make the
followingsubstitution fortheRiemanntensor:
R
mnpq
→W
mnpq
−
16
d−2δ
[m[p
(¯ψ
|r|
Γ
|r|
ψ
n]q]
−¯ψ
|r|
Γ
q]
ψ
n]r
).(11)
Taking all these facts into account, as well as the information from string-
amplitude analysis that the extra s-type indices in (10) should be contracted with
an additional t
(s)
8
tensor, we arrive at the following M-theory C∧R
4
invariant
kievarwe.tex; 12/03/2001; 3:49; p.163
QUANTUM-CORRECTEDSUPERSPACE 157
after liftingto elevendimensions[10]:
(α
/prime
M
)
−3
L
Γ
[0]
= +
1
192et
(r)
8
t
(s)
8
W
r
1
r
2
s
1
s
2
···W
r
7
r
8
s
7
s
8
(12)
+
1
(48)
2
ε
t
1
t
2
t
3
r
1
···r
8
t
(s)
8
C
t
1
t
2
t
3
W
r
1
r
2
s
1
s
2
···W
r
7
r
8
s
7
s
8
,
(α
/prime
M
)
−3
L
Γ
[1]
=−4et
(s)
8
(¯ψ
s
1
s
2
Γ
r
1
D
r
2
ψ
s
3
s
4
)W
r
1
r
3
s
5
s
6
W
r
3
r
2
s
7
s
8
−
1
4et
(s)
8
(¯ψ
r
1
Γ
r
2
ψ
s
7
s
8
)W
r
1
r
2
s
1
s
2
W
mns
3
s
4
W
nms
5
s
6
−et
(s)
8
(¯ψ
r
1
Γ
r
2
ψ
s
7
s
8
)W
r
1
ms
1
s
2
W
mns
3
s
4
W
nr
2
s
5
s
6
+et
(s)
8
(¯ψ
r
1
Γ
s
7
ψ
r
2
s
8
)W
r
1
r
2
s
1
s
2
W
mns
3
s
4
W
nms
5
s
6
−4et
(s)
8
(¯ψ
r
1
Γ
s
7
ψ
r
2
s
8
)W
r
1
ms
1
s
2
W
mns
3
s
4
W
nr
2
s
5
s
6
+
2
9et
(s)
8
(¯ψ
m
Γ
n
ψ
ms
8
)W
pqs
1
s
2
W
qps
3
s
4
W
ns
7
s
5
s
6
−
8
9et
(s)
8
(¯ψ
m
Γ
n
ψ
ms
8
)W
nps
1
s
2
W
pqs
3
s
4
W
qs
7
s
5
s
6
,
(α
/prime
M
)
−3
L
Γ
[3]
= + 2et
(s)
8
(¯ψ
s
5
s
6
Γ
r
1
r
2
r
3
D
r
4
ψ
s
7
s
8
)W
r
1
r
2
s
1
s
2
W
r
3
r
4
s
3
s
4
−
1
8et
(s)
8
(¯ψ
m
Γ
mr
1
r
2
ψ
s
7
s
8
)W
r
1
r
2
s
1
s
2
W
pns
3
s
4
W
nps
5
s
6
+
1
2et
(s)
8
(¯ψ
m
Γ
mr
1
r
2
ψ
s
7
s
8
)W
r
1
ps
1
s
2
W
pns
3
s
4
W
nr
2
s
5
s
6
+et
(s)
8
(¯ψ
m
Γ
r
1
r
2
r
3
ψ
s
7
s
8
)W
r
1
r
2
s
1
s
2
W
mns
3
s
4
W
nr
3
s
5
s
6
,
(α
/prime
M
)
−3
L
Γ
[5]
= +
1
8et
(s)
8
(¯ψ
r
6
Γ
r
1
···r
5
ψ
s
7
s
8
)W
r
1
r
2
s
1
s
2
W
r
3
r
4
s
3
s
4
W
r
5
r
6
s
5
s
6
,
(α
/prime
M
)
−3
L
Γ
[7]
= +
1
48et
(s)
8
(¯ψ
m
Γ
mr
1
···r
6
ψ
s
7
s
8
)W
r
1
r
2
s
1
s
2
W
r
3
r
4
s
3
s
4
W
r
5
r
6
s
5
s
6
.
Even if the elfbein supersymmetry transformation rule receives (α
/prime
M
)
3
modifi-
cations, by computing the closure of the supersymmetry algebra (2), we find [10]
thatthetranslationparameterdoes notreceivecorrectionsthatcannotbeabsorbed
by fieldredefinitions.
kievarwe.tex; 12/03/2001; 3:49; p.164
158 K.PEETERS,P.VANHOVE,A.WESTERBERG
4. Superspace approach
It can be argued that in the completely general Ansatz for the dimension zero
torsion constraint
T
abr
= (CΓ
r
1
)
ab
X
rr
1
+
1
2!(CΓ
r
1
r
2
)
ab
X
rr
1
r
2
+
1
5!(CΓ
r
1
···r
5
)
ab
X
rr
1
···r
5
,
(13)
the coefficient X
rr
1
can be set equal to δ
rr
1
, and all fully antisymmetric tensors
containedin X
rr
1
r
2
andX
rr
1
···r
5
tozerobyachoiceoftangentbundlebasis(see,
e.g.,[21]).Thisleavesastheonlycandidatesfornon-trivialM-theorycorrections
the SO(1,10) representations 429and4290of the Γ
[2]
andΓ
[5]
coefficients, re-
spectively. Therefore, from the component analysis of the previous section we
concludethatthehigher-orderinvariant(12)doesnotinduceanymodificationsto
thetorsionconstraint(13).
Howeshowedin [20], thatimposing onlythe constraint
T
abr
= (CΓ
r
)
ab
(14)
on the dimension-zero component of the superspace torsion, the classical, on-
shell, eleven-dimension supergravity theory of [1] follows withouthaving to
introduce a four-form superfield. An analysis of the superspace Bianchi iden-
tities for this superfield would necessitate a more complete analysis of the R
4
invariant(12) withthe inclusion ofhigherpowersof thefour-formfield strength.
In this context, let us also mention that in parallel with our component-space
basedapproachtouncoverthesuperspaceunderlyingM-theory,acomplementary
line of attack based on an analysis of the superspace Bianchi identities has been
initiatedby Cederwallet al.in[21].
Acknowledgements
K.P. and P.V. are supported by PPARC grant PPA/G/S/1998/00613. P.V. thanks
NATOforpartial support.
References
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3. M.J. Duff, J.T. Liu and R. Minasian,
Eleven Dimensional Origin of String/String Duality: A
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, Nucl.Phys. B452(1995) 261, hep-th/9506126.
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A One-Loop Test of String Duality
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hep-th/9505053.
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Supersymmetry Constraint on Type IIB Supergravity
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Supersymmetric Higher-Derivative Actions and
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Covariant
actionforthesuperfive-braneofMtheory
, Phys.Rev.Lett. 78(1997)4332, hep-th/9701037.
13. M. Aganagic, J. Park, C. Popescu and J.H. Schwarz,
World volume action of the M-theory
five-brane,
Nucl.Phys. B496(1997) 191, hep-th/9701166.
14. M. Cederwall, A. von Gussich, B.E.W. Nilsson, P. Sundell and A. Westerberg,
The Dirichlet
super-
p
-branes in ten-dimensional type IIA and type IIB supergravity,
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15. E. Bergshoeff and P.K. Townsend,
Super D-branes
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Gauge-invariant and gauge-fixed D-brane
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,
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,
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, Phys.Lett. B415(1997)149, hep-th/9707184.
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kievarwe.tex; 12/03/2001; 3:49; p.166
kievarwe.tex; 12/03/2001; 3:49; p.167
MASSIVESUPERPARTICLEWITH SPINORIALCENTRAL CHARGES
S.FEDORUK
Ukrainian Engineering-Pedagogical Academy, 61003 Kharkiv, 16
UniversitetskaStr.,Ukraine
V.G. ZIMA
Kharkiv National University, 61077 Kharkiv, 4 Svobody Sq.,
Ukraine
Abstract. WeconstructthemanifestlyLorenz-invariantformulationofthe N= 1D= 4massive
superparticle with spinorial central charges. The model possesses from one to three κ-symmetries.
Thelocaltransformationsof κ-symmetryarewrittenout.Theusingofindexspinorforconstruction
of the tensorial central charges is considered. The equivalence at the classical level between the
massiveD= 4superparticle with one κ-symmetry and the massive D= 4spinning particle is
obtained.
1. Introduction
Recently it became clear that some interesting supersymmetric theories admit
besides scalar central charges which are presented in conventional D= 4
Poincare supersymmetry [1, 2] also nonscalar central charges: tensorial [3]-[7]
orspinor[8,9]ones.Althoughthetensorialcentralchargesinthesupersymmetry
algebra are usually associated with topological contributions of the extended ob-
jectsitisattractivetoconsiderthepuresuperparticlemodelshavingsymmetryof
thiskind.Suchmodelswerefirstlyobtainedinmasslesscase[10]for D= 4with
twoorthreelocal κ-symmetries.
CentralchargeisaquantitywhichisinertwithrespecttoSUSYbuttransforms
underinternalorLorentz groups.
Weconstructthemodelofthemassive D= 4nonextendedsuperparticlewith
spinorialcentralchargespossessingoneortwolocal κ–symmetries
1
.Inparticular
in such a way we obtain the superparticle with a single κ-symmetry which is
equivalenttotheusualspinning(spin 1/2)particle [12,13]inthespinorialcentral
charge
background.
1
The Lagrangian of the massive superparticle with vector central charge and with two
κ–symmetries has been presented alreadyin [11]
kievarwe.tex; 12/03/2001; 3:49; p.168
162 S.FEDORUK,V.G.ZIMA
Generalized central extension of N= 14–dimensional supersymmetry
algebra
/braceleftBig
Q,Q
/bracerightBig
= 2(γ
µ
)P
µ
(1)
with Majorana supercharges Q
+
=Q, energy–momentum vector Pandγ–
matrices in Majorana representation, so that C=γ
0
=C
−1
and as in any
representationwehave C
T
=−C,canbewritten in theform
{Q,Q}= 2Z (2)
whereZ
T
=Zis the most general symmetric matrix of Abelian generalized
central charges with a total of ten real entries. In decomposition of this matrix on
the basis defined by products of γ–matrices we have tensorial central charges as
coefficients
ZC= (γ
µ
)P
µ
+
i
2(γ
µν
)Z
µν
(3)
wherePis (in general) a linear combination of the energy–momentum vector P
and a “string charge”. Six real charges Z
µν
=−Z
νµ
are related to the symmetric
complexWeylspin–tensor Z
αβ
=Z
βα
bythe relation
Z
µν
=
1
2(¯Z
˙α˙β
˜σ
˙α˙β
µν
−Z
αβ
σ
αβ
µν
). (4)
The spin–tensors Z
αβ
and¯Z
˙α˙β
= (Z
αβ
)represent the self–dual and anti–self–
dual parts of the central charge matrix. The tensorial central charges commute
withfour–momentumandtransformascomponentsofatensorundertheLorentz
group transformations.
There are two types of model with central charges. Some of them have ex-
act SUSY due to presence of special tensorial central charge coordinates which
transform together with Grassmannian spinor θand space–time vector x. Their
derivative with respect to development parameter τabsorbs the tensorial part in
SUSY variation of product θ˙θin complete analogy with absorption of the vector
partinthevariationbythespace–timevector xunderordinarySUSYtransforma-
tions.OthermodelshavenosimilarcoordinatesandtheirSUSYisreachedonlyon
themassshell.Hereweexaminenamelythesecondtypemodelwhichisobtained
byaddingtocoordinatesofnonextendedmassivesuperparticlecertaindynamical
even spinor ζ. This spinor parameterizes [15] in the rest frame of particle the
compact groupmanifold ofquantum–theoryrotationgroup SU(2).
In this paper we use the D= 4spinor conventions of [2]. Majorana and
Weyl odd spinors are denoted by the same literal. One can easy identifies the
meaning of a denotation viewing its nearest encirclement. Bispinor expressions
with Majorana spinors are written, as a rule, in conventional form which makes
obvious atransition toWeylspinors.
kievarwe.tex; 12/03/2001; 3:49; p.169
LORENTZ SPINORIAL CENTRAL CHARGES 163
2. Actionanditssymmetries
2.1. SUPERPARTICLE LAGRANGIAN
Letustakefor superparticleLagrangianthe expression
L=L
super
+L
SCC
≡p˙x+i¯θZC˙θ−
e
2(p
2
+m
2
) +L
SCC
≡p˙x+iP
α˙β
(θ
α
˙¯θ
˙β
−˙θ
α
¯θ
˙β
)
+iZ
αβ
θ
α
˙θ
β
+i¯Z
˙α˙β
¯θ
˙α
˙¯θ
˙β
−
e
2(p
2
+m
2
) +L
SCC
. (5)
Hereeis Lagrange multiplier for mass constraint p
2
+m
2
≈0. Let us take
spinorialcentralchargeLagrangian L
SCC
,i.e.apartofLagrangian(5)containing
kinetic term for commuting spinor coordinates ζ
α
,¯ζ
˙α
= (ζ
α
)and generating
constraintonthese variables,intheform
L
SCC
=˙ζv+ ¯v˙¯ζ−λ(ζˆp¯ζ−j). (6)
wherevis canonical conjugate momentum for ζandλis Lagrange multiplier for
”spin constraint”
r−j≡ζˆp¯ζ−j≈0 (r≡ζˆp¯ζ). (7)
This constraintgivesusat j/negationslash= 0thecompletenesscondition
rδ
β
α
=ζ
α
(¯ζ˜p)
β
+ (ˆp¯ζ)
α
ζ
β
and c.c. (8)
for spinorsζ,ˆp¯ζ. Here matrices ˆpand˜pare the contractions of the space–time
momentumpandσ–matrices with lower and upper spinor indices, respectively.
Similar tojnumerical constant plays the role of “classical spin” in the index
spinorformalism[14,11,15]whichisattractiveintaskofparticlespindescription
with commuting spinors. In what follows it is important that some equations of
motionfollowingfromtheLagrangian(5)read as
˙ζ= 0,˙p= 0. (9)
We can construct the vector and tensor central charges Zin the Lagrangian (5)
with the spinors ζ, ˆp¯ζwithout derivatives in τ. So on shell, due to (9), these
quantities will be constants. Such constructions for central charges Zin terms of
spinorialonesdonot modifytheequations(9) and are specifiedbelow.
kievarwe.tex; 12/03/2001; 3:49; p.170
164 S.FEDORUK,V.G.ZIMA
2.2. SUPERSYMMETRY
SUSY transformations can be viewed as global translations in odd spinor coor-
dinatesθaccompanied translations in space–time vector xand possibly some
scalar or tensorial even central charge coordinates ywhich leave invariant certain
differential1–forms.MentionedformscovariantlytransformunderglobalLorentz
and internal groups and are invariant under space–time translations. These forms
are sums of corresponding even coordinate differentials and terms which are
bilinear in odd spinor coordinates and their differentials. Using such forms one
can construct theories with exact off–shell SUSY but in absence of some central
charge coordinates and corresponding differential forms it is possibly to reach
SUSYonlyonshell.Inthecaseunderconsiderationwehaveuniquefundamental
vectorialsuperform
ω
µ
≡˙ω
µ
dτ=dx+id¯θγ
µ
θ=dx+iθσ
µ
d¯θ−idθσ
µ
¯θ (10)
and usualSUSY transformations are
δx
µ
=−i¯θγ
µ
δθ= +iθσ
µ
δ¯θ−iδθσ
µ
¯θ (11)
with constant δθ. Supercharges can be obtained as coefficients at the derivative
(δθ)
.
intheintegrandofthelocalvariationoftheactioninHamiltonianform.The
variationof theLagrangian (5) is
δL=iP(θσ(δ¯θ)
.
−(δθ)
.
σ¯θ)−2i(Z
αβ
(δθ
α
)
.
θ
β
+¯Z
˙α˙β
(δ¯θ
˙α
)
.
¯θ
˙β
)−
i(˙Z
αβ
δθ
α
θ
β
+˙¯Z
˙α˙β
δ¯θ
˙α
¯θ
˙β
) + (iZ
αβ
δθ
α
θ
β
+i¯Z
˙α˙β
δ¯θ
˙α
¯θ
˙β
)
.
+
P(δω)
.
−(p−P)
.
δx+ ((p−P)δx)
.
. (12)
WeseethatδL= 0if(δθ)
.
= 0uptosurfacetermsinabsenceoftensorialcentral
charge coordinates. Equations of motion (9) are twice used for this conclusion.
In the first place we use these equations to change multiplier pat˙xbyPand as
consequence to collect variations of xandθat vectorial part of Zin variation of
superform (10). In the second place we use equations (9) to represent variation
with tensorial part of Zas total derivative. Constancy of δθis used as well.
The price for the presence of the supersymmetry is the infinite number of the
spin states in the spectrum. At the restriction of the bosonic spinor sector to the
index spinor one [14, 11, 15] the number of the states in spectrum becomes finite
but the supersymmetry disappears. But in both cases the models possess local
κ-symmetries.
In coordinate representation for odd variables one obtains as generators of
SUSY transformations
Q=
∂
∂θ+Zθ. (13)
kievarwe.tex; 12/03/2001; 3:49; p.171
LORENTZ SPINORIAL CENTRAL CHARGES 165
IntermsofWeyl spinorwe have
Q
α
=
∂
∂θ
α
+ (ˆP¯θ)
α
+θ
β
Z
βα
, (14)
¯Q
˙α
=
∂
∂¯θ
˙α
+ (θˆP)
˙α
+¯Z
˙α˙β
¯θ
˙β
. (15)
So generators of SUSY contain “anomalous” extra pieces with central charges.
The algebra(2)of SUSYgenerators
{Q
α
,Q
β
}= 2Z
αβ
,
/braceleftBig
Q
α
,¯Q
˙β
/bracerightBig
= 2P
α˙β
(16)
istheN= 1D= 4SUSY algebraextended by tensorial central charges.
One can introduce terms with derivatives of central charge coordinates yto
the multipliers at central charges in the Lagrangian (5). Then the model becomes
SUSY invariantnot only quasi-invariant.
2.3.κ–SYMMETRY
Grassmannianconstraintsofthe model (5) are
d
θ
≡−ip
θ
−Zθ≈0. (17)
IntermsofWeyl spinorwe have
d
θα
≡−ip
θα
−(ˆP¯θ)
α
−θ
β
Z
βα
≈0, (18)
¯d
θ˙α
≡−i¯p
θ˙α
−(θˆP)
˙α
−¯Z
˙α˙β
¯θ
˙β
≈0. (19)
Poissonbrackets algebraofconstraints(17) is
{d
θ
,d
θ
}= 2iZ. (20)
IntermsofWeyl spinorsitis
{d
θα
,d
θβ
}= 2iZ
αβ
,
/braceleftBig
¯d
θ˙α
,¯d
θ˙β
/bracerightBig
= 2i¯Z
˙α˙β
,
/braceleftBig
d
θα
,¯d
θ˙β
/bracerightBig
= 2iP
α˙β
. (21)
Let us analyze all possibilities of different numbers of κ–symmetries. The
number of κ–symmetries is defined rank of Poisson bracket matrix for the
fermionicconstraints.In consideredcase
detZ= (P
2
)
2
−P
α˙α
P
β˙β
Z
αβ
¯Z
˙α˙β
+
1
4Z
αβ
Z
αβ
¯Z
˙α˙β
¯Z
˙α˙β
.(22)
kievarwe.tex; 12/03/2001; 3:49; p.172
166 S.FEDORUK,V.G.ZIMA
The characteristic polynomial, which is obtained by substitution p
0
→p
0
−λ
in(22), has theform
λ
2
(λ
2
−4p
0
λ+A) + 2Bλ+ detZ
where
A= 4(p
0
)
2
−2P
2
−σ
0
α˙α
σ
0
β˙β
Z
αβ
¯Z
˙α˙β
,
B= 2p
0
P
2
−σ
0
α˙α
P
β˙β
Z
αβ
¯Z
˙α˙β
.
Thus ifA= 0,B= 0,detZ= 0we have three fermionic first class constraints
and superparticle model with 3/4conserved SUSY. In case B= 0,detZ= 0
butA/negationslash= 0two eigenvalues λamong four ones are zero and superparticle model
conserves 1/2SUSY. Only in case detZ= 0butA/negationslash= 0,B/negationslash= 0we have system
with1/4conservedSUSY.
Notedthatsomesuperparticlemodelassociatedwithsuperalgebrawithtenso-
rialcentralchargeswasconsideredin[16].Bosonicconstraintsofthemodel[16]
aregeneralizedmass shellcondition
ZCZ= 0 (23)
which in Weylspinor notationreads
Z
αβ
Z
βγ
=P
2
δ
αγ
,¯Z
˙α˙β
¯Z
˙β˙γ
=P
2
δ
˙α˙γ
, Z
αβ
P
β˙α
+P
α˙β
¯Z
˙β˙α
= 0.(24)
It is easy to see that the model [16] preserves two supersymmetries or more.
Preserving of one supersymmetry is not possible in that model. From (24) we
haveB= 0,detP= 0and thus necessarily two eigenvalues λamong four ones
are zero. Thus the condition (24) are too much strong to have system with 1/4
conserved SUSY.
3. Equivalence between massive spinning particle and superparticle with
oneκ–symmetry
3.1. SPINNINGPARTICLE INTHEPSEUDOCLASSICAL APPROACH
In the pseudoclassical approach the Lagrangian of spinning particle has the
followingform[12,13]
L
1/2
=p
µ
˙x
µ
+
i
2(ψ
µ
˙ψ
µ
+ψ
5
˙ψ
5
)−
e
2(p
2
+m
2
)−iχ(pψ+mψ
5
).(25)
ThespinvariablesinthisdescriptionaretheGrassmannian(pseudo)vector ψ
µ
and
the Grassmannian (pseudo)scalar ψ
5
. Besides mass constraint T≡p
2
+m
2
≈0
kievarwe.tex; 12/03/2001; 3:49; p.173
LORENTZ SPINORIAL CENTRAL CHARGES 167
in Hamiltonian formalism the physical sector of the model is subjected to the
GrassmannianconstraintsfromwhichoneDirac constraint
D≡p
µ
ψ
µ
+mψ
5
≈0 (26)
playstheroleofthefirstclassconstraintandfiveself-conjugacyconditionforthe
Grassmannianvariables
g
µ
≡p
µ
ψ
−
i
2ψ
µ
≈0, g
5
≡p
ψ5
−
i
2ψ
5
≈0 (27)
are the second class constraints. Thus the number of physical odd degrees of
freedom in the model (25) is [number of ( ψ
µ
,ψ
5
,p
ψµ
,p
ψ5
)] – [number of the
secondclassconstraints( g
µ
,g
5
)]–2[numberofthefirstclassconstraint( D)]=3.
The usual model of the massive CBS superparticle [22] with Grassmannian
spinorcoordinates θ
α
,¯θ
˙α
hasonly thefermionicspinorconstraints
d
θα
≡−ip
θα
−(ˆp¯θ)
α
≈0, ¯d
θ˙α
≡−i¯p
θ˙α
−(θˆp)
˙α
≈0
which all are the second class constraints. Here the number of the physical odd
degrees of freedom is [number of ( θ
α
,¯θ
˙α
,p
θα
,¯p
θ˙α
)] – [number of ( d
θ
,¯d
θ
)] =
4. In order to obtain desired three physical fermionic degrees of freedom it is
necessary that from fermionic four spinor constraints three constraints are of the
second class whereas one constraint should be of the first class. Such situation
with nonsymmetric separation of the fermionic constraints into the ones of first
andsecondclasshasbeenproposedinmasslesssuperparticlemodels[10]aswell
as in the massive particle case [23]. Precisely the situation with one first class
fermionic constraint has been presented in [23] in the construction of N= 4→
N= 1PBGS ind= 1. The relation between that model and our one will be
given below. Thus in the massive case the equivalence of spinning particle and
superparticlewithtensorialcentralchargeswithone κ-symmetryisexpected.Let
us note that in massless case [24, 25] the spinning particle is equivalent, at least
on classical level, to the usual CBS superparticle without any central charges.
This fact of identifying the local fermionic invariances of spinning particle and
κ-symmetries of superparticle is essential for superfield formulation of massless
superparticletheory[24,25]andconsequentgeneralizationsonsuperbranes[26].
Accounting above mentioned preliminary arguments for the possible relation
betweenmassivespinningparticleandmassivesuperparticlewithtensorialcentral
chargeswetakethefollowingwayforconstructionofthesuperparticlemodel.We
shall realize the covariant transition, under preservation of the physical content,
fromthemodelofthemassivespinningparticletothesystemwithGrassmannian
spinor variables. As result of this procedure we arrive at model of the N= 1
D= 4massive superparticle with tensorial central charges possessing one gauge
fermionicinvariance ( κ-symmetry).
kievarwe.tex; 12/03/2001; 3:49; p.174
168 S.FEDORUK,V.G.ZIMA
Covariant transition from the Grassmannian vector ψ
µ
and scalarψ
5
to the
Grassmannian spinors θ
α
,¯θ
˙α
requires using of the commuting spinor variables
ζ
α
,¯ζ
˙α
.
The total system which we consider as initial under transition to Grassman-
nian spinors is in fact the sum of the two sectors coupled through the space-time
momentum. One of these sectors is the usual massive spinning particle with
Lagrangian (25) whereas the second is the sector of the bosonic spinor with
Lagrangian (6).Thus the Lagrangianoftheinitial systemhas the followingform
L=L
1/2
+L
SCC
=p˙x+
i
2(ψ˙ψ+ψ
5
˙ψ
5
)−
e
2(p
2
+m
2
)−iχ(pψ+mψ
5
)
+˙ζv+ ¯v˙¯ζ−λ(ζˆp¯ζ−j). (28)
As result of the constraint ζˆp¯ζ=jthe sign of the constant jdefines the sign of
theenergy.Infollowing we consider thepositive energy sector where j >0.
3.2. CONVERSION OF SPINNING PARTICLETO SUPERPARTICLE WITH
TENSORIAL CENTRALCHARGES
The conversion of spinning particle model described by the Grassmannian vari-
ablesψ
µ
,ψ
5
to the model with the Grassmannian spinor variables θ
α
,¯θ
˙α
is
realized bythegeneral resolution[11]oftheform
ψ
µ
=r
−1/2
(θσ
µ
˜pζ+¯ζ˜pσ
µ
¯θ)−mρζσ
µ
¯ζ, (29)
ψ
5
=r
−1/2
m(ζθ+¯θ¯ζ) +rρ+˜ψ
5
. (30)
The initial Grassmannian variables ψ
µ
,ψ
5
(5 variables) are expressed in terms
of two Grassmannian scalars ρ,˜ψ
5
and three components of spinor θ. Just for
projections of ψ
µ
≡−
1
2
˜σ
µ˙αα
ˆψ
α˙α
in the basis formed by spinors ζ
α
,(¯ζ˜p)
α
we
have
ζˆψ¯ζ= 2r
1/2
(ζθ+¯θ¯ζ),¯ζ˜pˆψ˜pζ= 2mr
2
ρ, (31)
ζˆψ˜pζ= 2r
1/2
(ζˆp¯θ),¯ζ˜pˆψ¯ζ= 2r
1/2
(θˆp¯ζ), (32)
where ˆψ=ψ
µ
σ
µ
. Thefourth componentof thespinor
φ=i(θζ−¯ζ¯θ) (33)
does not participate in the expression for ψ-variables. The inversion of (29), (30)
and (33) looksasfollows
θ
α
=
1
4r
−3/2
/bracketleftBig
(ζˆψ¯ζ)(ˆp¯ζ)
α
+ 2(¯ζ˜pˆψ¯ζ)ζ
α
/bracketrightBig
+
i
2r
−1
φ(ˆp¯ζ)
α
,
kievarwe.tex; 12/03/2001; 3:49; p.175
LORENTZ SPINORIAL CENTRAL CHARGES 169
¯θ
˙α
=
1
4r
−3/2
/bracketleftBig
(ζˆψ¯ζ)(ζˆp)
˙α
+ 2(ζ˜ψˆpζ)¯ζ
˙α
/bracketrightBig
−
i
2r
−1
φ(ζˆp)
˙α
,
ρ=
1
2mr
−2
(¯ζ˜pˆψ˜pζ),
˜ψ
5
=
1
m(p
µ
ψ
µ
+mψ
5
)−(2mr)
−1
(ζˆψ¯ζ)(p
2
+m
2
).
In the new variables the Dirac constraint takes a simple form. On mass shell
p
2
+m
2
= 0wehave
D=pψ+mψ
5
=m˜ψ
5
≈0. (34)
Moreover, we can extract from the new variables a pure gauge degree of free-
dom for fermionic local symmetry of the spinning particle [12, 13] (world-line
supersymmetry)
δχ= ˙/epsilon1, δe =−2i/epsilon1χ, δψ
µ
=−/epsilon1p
µ
, δψ
5
=−/epsilon1m, δx
µ
=i/epsilon1ψ
µ
.
Inthenewvariablesthis transformationtakes theform
δθ
α
=−
1
4/epsilon1r
−1/2
(ˆp¯ζ)
α
, δ¯θ
˙α
=−
1
4/epsilon1r
−1/2
(ζˆp)
˙α
,
δρ=−
1
2/epsilon1mr
−1
, δ ˜ψ
5
=−
1
2m/epsilon1(p
2
+m
2
)≈0.
Thus, theonlytransformedarethevariable ρand onecomponent ofspinor θ
δ(θζ+¯ζ¯θ) =
1
2/epsilon1r
1/2
.
Subsequentlythecombination ρ+mr
−3/2
(θζ+¯ζ¯θ)ofthiscomponent θandρis
invariantunderthegaugetransformations, δ[ρ+mr
−3/2
(θζ+¯ζ¯θ)] = 0,whereas
thevariable
ρ−mr
−3/2
(θζ+¯ζ¯θ) (35)
isthepuregauge degreeof freedom, δ[ρ−mr
−3/2
(θζ+¯ζ¯θ)] =−mr
−1
/epsilon1.
Accounting the equation of motion for bosonic spinor ˙ζ= 0and substituting
theresolvingexpressions(29),(30)for ψ
µ
,ψ
5
intheLagrangian(28)wearriveat
theLagrangian
L=p( ˙x−i˙θσ¯θ+i˙θσ˙¯θ)−im
2
r
−1
(θζ¯ζ˙¯θ−˙θζ¯ζ¯θ)
+
i
2r
2
/bracketleftBig
ρ+mr
−3/2
(θζ+¯ζ¯θ)
/bracketrightBig/bracketleftBig
˙ρ+mr
−3/2
(˙θζ+¯ζ˙¯θ)
/bracketrightBig
+
i
2r
/bracketleftBig
ρ−mr
−3/2
(θζ+¯ζ¯θ)
/bracketrightBig
˙˜ψ
5
+
i
2r˜ψ
5
/bracketleftBig
˙ρ−mr
−3/2
(˙θζ+¯ζ˙¯θ)
/bracketrightBig
+
i
2˜ψ
5
˙˜ψ
5
−imχ˜ψ
5
−
e
2(p
2
+m
2
)
+˙ζv+ ¯v˙¯ζ−λ(ζˆp¯ζ−j). (36)
kievarwe.tex; 12/03/2001; 3:49; p.176
170 S.FEDORUK,V.G.ZIMA
It should be stressed that the equation ˙ζ= 0for bosonic spinor, which has
been used for derivation of the Lagrangian (36), is reproduced by the same La-
grangian (36). As we see from the Lagrangian, the gauge variable (35) is the cor-
responding conjugate variable for ˜ψ
5
which generates the local transformations.
The simplergauge fixingconditionfor it
ρ−mr
−3/2
(θζ+¯ζ¯θ) = 0
gives us the possibility to resolve the scalar ρin term of spinor projection (θζ+
¯ζ¯θ). Wetake themoregeneralcondition ofthistype
ρ−mr
−3/2
(θζ+¯ζ¯θ) = 2(k−1)mr
−3/2
(θζ+¯ζ¯θ) (37)
whichisthegaugefixingconditionatall kexceptk= 0.Atk= 0(37)isreduced
totheconditionon gauge invariant variable
ρ+mr
−3/2
(θζ+¯ζ¯θ) = 0
and ofcourseitisnot a gauge fixing.
Substituting in the Lagrangian (36) the constraint condition ˜ψ
5
= 0(the
equation ofmotion fortheLagrange multiplier χ) and theexpression
ρ= (2k−1)mr
−3/2
(θζ+¯ζ¯θ) (38)
(following from thegaugefixing condition (37)) we obtain the Lagrangian
L=p˙ω
θ
+iZ
αβ
θ
α
˙θ
β
+i¯Z
˙α˙β
¯θ
˙α
˙¯θ
˙β
+iZ
α˙β
(θ
α
˙¯θ
˙β
−˙θ
α
¯θ
˙β
)−
e
2(p
2
+m
2
)
+˙ζv+ ¯v˙¯ζ−λ(ζˆp¯ζ−j). (39)
In this expression ω
θ
≡˙ω
θ
dτ=dx−idθσ¯θ+iθσd¯θis the usual N= 1
superinvariant ω-form. The quantities Z
αβ
=Z
βα
,¯Z
˙α˙β
= (Z
αβ
)andZ
α˙β
=
(Z
β˙α
)areexpressed in terms of bosonicspinor ζ(for similarformulasee[10])
Z
αβ
= 2k
2
m
2
j
−1
ζ
α
ζ
β
, Z
α˙β
= (2k
2
−1)m
2
j
−1
ζ
α
¯ζ
˙β
.(40)
Z
αβ
and¯Z
˙α˙β
aretensorcentralcharges(types (1,0)and(0,1))andZ
α˙β
isvector
one (type (1/2,1/2)) fortheD= 4N= 1supersymmetry algebra [17]-[21].
The same result is obtained if we consider the connection of the systems (28)
and (5) in the Hamiltonian formalism. Precisely there is the canonical transfor-
mation which connect the models with each other. Now in order to make equal
the number of Grassmannian variables in the models we introduce pure gauge
variableφin the initial model of the spinning particle. Its pure gauge nature is
achievedbythe presence ofthefirst classconstraint
p
φ
≈0 (41)
kievarwe.tex; 12/03/2001; 3:49; p.177
LORENTZ SPINORIAL CENTRAL CHARGES 171
in the initial model. So in the canonical transformation we imply that the term
p
φ
˙φ−µp
φ
is added to the Lagrangian (28). Here µis Lagrange multiplier. The
resolutionof φin terms ofthe spinorsisgivenbytheexpression(33).
As the generating function of the canonical transformation from system with
coordinates ψ
µ
,ψ
5
,φ,x
µ
,ζ
α
,¯ζ
˙α
to the system with coordinates θ
α
,¯θ
˙α
,ρ,˜ψ
5
,
x
/primeµ
,ζ
/primeα
,¯ζ
/prime˙α
wetake
F=−p
µ
ψ
ψ
µ
(p
µ
,ζ,θ,ρ )−p
ψ5
ψ
5
(ζ,θ,ρ, ˜ψ
5
)−p
φ
φ(ζ,θ)
+ζ
α
v
/prime
α
+ ¯v
/prime
˙α
¯ζ
˙α
−p
µ
x
/prime
µ
. (42)
Here the expressions for old variables in term of new ones from the right hand
side of the equations (29), (30), (33) have been used. That construction of the
generatingfunction(42)reproduces,bydefinitionofthecanonicaltransformation,
the resolution (29), (30), (33) of the initial Grassmannian coordinates in spinors
ψ
µ
=−∂
l
F/∂p
µ
ψ
,ψ
5
=−∂
l
F/∂p
ψ5
,φ=−∂
l
F/∂p
φ
and leaves invariable
bosonic spinor coordinates ζ
/primeα
=∂F/∂v
/prime
α
=ζ
α
,¯ζ
/prime˙α
=∂F/∂ ¯v
/prime
˙α
=¯ζ
˙α
and the
momentum vector p
/prime
µ
=−∂F/∂x
/primeµ
=p
µ
. The expression of new Grassmannian
momentaintermsof initialonesare
p
θα
=−∂
r
F/∂θ
α
=r
−1/2
(σ
µ
˜pζ)
α
p
µ
ψ
−mr
−1/2
ζ
α
p
ψ5
+iζ
α
p
φ
,
¯p
θ˙α
=−∂
r
F/∂¯θ
˙α
=r
−1/2
(¯ζ˜pσ
µ
)
˙α
p
µ
ψ
−mr
−1/2
¯ζ
˙α
p
ψ5
−i¯ζ
˙α
p
φ
,
p
ρ
=−∂
r
F/∂ρ =−m(ζσ
µ
¯ζ)p
µ
ψ
+rp
ψ5
, p
˜ψ5
=−∂
r
F/∂˜ψ
5
=p
ψ5
.
The expressions of the initial bosonic spinor momenta v
α
=∂F/∂ζ
α
,¯v
˙α
=
∂F/∂ ¯ζ
˙α
and space-time coordinate x
µ
=−∂F/∂p
µ
in terms of the new phase
space coordinates contain besides corresponding new phase variables the addi-
tional terms depending on the new Grassmannian phase space variables. These
terms arise because of the dependence of the resolution expressions (29), (30),
(33) onζ,¯ζandp. Here we do not need the expressions for v
/prime
,¯v
/prime
andx
/prime
in the
explicitformdue toindependenceof allconstraints onthese phase variables.
Nowweeliminatethevariables ˜ψ
5
,p
˜ψ5
bymeansoftheDiracconstraint(26)
and gaugefixing conditionforDirac constraint
p
˜ψ5
−i(k−1)mr
−1/2
/bracketleftbig
θζ+¯ζ¯θ
/bracketrightbig
≈0 (43)
atk/negationslash= 0
2
. After fulfillment of the additional canonical transformation p
ρ
→
p
ρ
/prime
=p
ρ
−ikmr
1/2
/bracketleftbig
θζ+¯ζ¯θ
/bracketrightbig
, which leads to resolving form p
ρ
/prime
≈0of
one
2
ThediagonalizedDiracconstraint D
/prime
≡D−ip
µ
g
µ
−img
5
=−i[p
µ
(p
µ
ψ
+
i
2
ψ
µ
)+m(p
ψ5
+
i
2
ψ
5
)]≈0hasinnewvariablestheform D
/prime
=
i
4
r
−1/2
/bracketleftbig
¯ζ˜pp
θ
+ ¯p
θ
˜pζ
/bracketrightbig
−
i
2
mr
−1
p
ρ
+
1
2
m˜ψ
5
≈0.
ThePoissonbracketofthecondition(43)and D
/prime
isequalto (km)/2,i.e.atk= 0thecondition(43)
does not fixthe gauge for the Dirac constraint.
kievarwe.tex; 12/03/2001; 3:49; p.178
172 S.FEDORUK,V.G.ZIMA
Fermi-constraint from (27), we eliminate the variables ρ,p
ρ
with the help of two
from five second class Fermi-constraints (27). Because of the resolving form of
theconstraintswithrespecttoeliminatedvariables, ˜ψ
5
≈0andp
ρ
/prime
≈0,theDirac
bracketsforremainingvariablesarethesameastheirPoissonbrackets.Afterthat
theremainingGrassmannian constraints take thefollowing form
¯ζ˜pp
θ
−¯p
θ
˜pζ≈0, (44)
/bracketleftbig
¯ζ˜pp
θ
+ ¯p
θ
˜pζ
/bracketrightbig
−4ik
2
m
2
/bracketleftbig
θζ+¯ζ¯θ
/bracketrightbig
≈0, (45)
ζ
/bracketleftbig
−ip
θ
−ˆp¯θ
/bracketrightbig
≈0, [−i¯p
θ
−θˆp]¯ζ≈0 (46)
whicharethesameastheprojectionsonspinors ζ,ˆp¯ζoftheGrassmannianspinor
constraints
d
θα
≡−ip
θα
−(ˆp¯θ)
α
−θ
β
Z
βα
−Z
α˙β
¯θ
˙β
≈0, (47)
¯d
θ˙α
≡−i¯p
θ˙α
−(θˆp)
˙α
−¯Z
˙α˙β
¯θ
˙β
−θ
β
Z
β˙α
≈0 (48)
withquantities Z
αβ
,Z
α˙β
definedin(40).Frominvarianceofthevariables ζ
α
,¯ζ
˙α
,
p
µ
under the canonical transformation, all bosonic constraints, i.e. p
2
+m
2
≈0
andζˆp¯ζ−j≈0, are not changed. The system with remaining variables
and the constraints is described by the above mentioned Lagrangian (5). The
Lagrangian (5)reproducesaccuratelythissetof the constraintsand nothing else.
ThusweestablishthatthemodeldescribedbyLagrangian L=L
1/2
+L
b.s.
is
equivalentphysicallytothemodelwithLagrangian L=L
super
+L
b.s.
atclassical
level.HereL
1/2
istheLagrangian(25)ofthemassivespinningparticle(spin 1/2)
whereasL
super
is Lagrangian of the massive N= 1superparticle with tensorial
centralcharges (40)
L
super
=p˙ω
θ
+iZ
αβ
θ
α
˙θ
β
+i¯Z
˙α˙β
¯θ
˙α
˙¯θ
˙β
+iZ
α˙β
(θ
α
˙¯θ
˙β
−˙θ
α
¯θ
˙β
)−
e
2(p
2
+m
2
).
(49)
Lagrangians L
b.s.
of the bosonic spinor in the both equivalent models are quite
identical.
It should be noted that the value of constant kin the formula (40) for central
charges of the superparticle is nonzero, k/negationslash= 0, in the case of its equivalence to
the spinning particle. But in general the value k= 0is not forbidden in model of
superparticle with central charges. Next we consider the cases both with k/negationslash= 0
andk= 0. As we see below at k/negationslash= 0andk= 0we have superparticle models
withone andtwo κ-symmetries respectively.
kievarwe.tex; 12/03/2001; 3:49; p.179
LORENTZ SPINORIAL CENTRAL CHARGES 173
3.3. ANALYSIS ON LEVEL OF PHYSICALDEGREES OFFREEDOM
Alternative way for a proof of classical equivalence of the massive spin 1/2
particle (25) and the massive superparticle with central charges (49), at k/negationslash= 0,
possessing one κ-symmetry is the reduction of both models to physical degrees
of freedom [27]. In the examining positive energy sector after choice of gauge
ψ
−
=ψ
0
−ψ
5
= 0forDiracconstraintandexclusionof ψ
+
=ψ
0
+ψ
5
bymeans
of the constraint condition we obtain for the physical odd degrees of freedom of
spinning particle [28, 27] the Lagrangian in the form of L
(ph)
1/2,Gr
=
i
2
/vectorψ˙/vectorψ. On the
otherhandtheGrassmannianpartofthesuperparticleLagrangian L
super
takesthe
form
L
(ph)
super,Gr
=i¯q˙q−iq˙¯q+ 2k
2
iη˙η
after usingofthevariables
η=mr
−1/2
(θζ+¯ζ¯θ), σ =−imr
−1/2
(θζ−¯ζ¯θ), (50)
q=r
−1/2
(θˆp¯ζ),¯q=r
−1/2
(ζˆp¯θ). (51)
Setting
q= (ψ
1
+iψ
2
)/2,¯q= (ψ
1
−iψ
2
)/2, η =ψ
3
/2k
we obtainexactlythe same Grassmannian partof the Lagrangian
L
(ph)
super,Gr
=L
(ph)
1/2,Gr
=
i
2/vectorψ˙/vectorψ. (52)
SuchLagrangianforthephysicaloddvariablescomesoutalsofromwork[23]
in non-Lorentz covariant Grassmannian sector N= 4→N= 1PBGS. In first
order formalism the target space actionof this workhas the Lagrangian
L=/vectorP/vectorΠ−P
0
Π
0
+
e
2(P
02
−/vectorP
2
−1)−Θ˙Θ−/vectorΨ˙/vectorΨ (53)
where Π
0
=˙X
0
+ Θ˙Θ +/vectorΨ˙/vectorΨ,/vectorΠ =˙/vectorY−˙Θ/vectorΨ + Θ˙/vectorΨ(weremainherethenotations
of[23]).Inaccountingthelastexpressions, the Lagrangian (53) takes the form
L=/vectorP˙/vectorY−P
0
˙X
0
+
e
2(P
02
−/vectorP
2
−1)
−(P
0
+ 1)
/bracketleftbigg
/vectorΨ−
1
P
0
+ 1/vectorPΘ
/bracketrightbigg/bracketleftbigg
/vectorΨ−
1
P
0
+ 1/vectorPΘ
/bracketrightbigg
·
.
Afterusingof thevariables
/vectorψ=
√
2(P
0
+ 1)
1/2
/bracketleftbigg
/vectorΨ−
1
P
0
+ 1/vectorPΘ
/bracketrightbigg
kievarwe.tex; 12/03/2001; 3:49; p.180
174 S.FEDORUK,V.G.ZIMA
we obtainexactlythe Lagrangian (52) forGrassmannian variables.
3.4. SUPERPARTICLE WITH INDEX SPINOR
In order to analyze the properties of the obtained massive superparticle with ten-
sorial central charges let us consider the model of spinning particle with index
spinor [14, 11, 15] as additional bosonic coordinates. It is naturally because we
have used for bosonic spinor the relation ζˆp¯ζ−j≈0which is inherent in the
index spinor approach. In the Hamiltonian formalism the index spinor sector is
restrictedbythe spinorself-conjugacy conditions
d
ζ
≡ip
ζ
−ˆp¯ζ≈0, ¯d
ζ
≡−iˆp
ζ
−ζˆp≈0 (54)
whicharethesecondclassconstraintsinthemassivecase.Itisachievedinabove
model (28) by the substitution v=−iˆp¯ζ,¯v=iζˆp. ThenL
b.s.
(6) takes the form
oftheindexspinorLagrangian [14]
L
index
=−i˙ζˆp¯ζ+iζˆp˙¯ζ−λ(ζˆp¯ζ−j). (55)
The constraint ζˆp¯ζ−j≈0included in the Lagrangian generates in Hamiltonian
formalismthe spinconstraint
i
2(ζp
ζ
−¯p
ζ
¯ζ)−j≈0 (56)
which together with second class constraints (54) leads [14] to the particle state
ofthesinglespinassociatedwithgivensectorofindexspinor.Spinoftheparticle
in the quantum spectrum is the value of the constant jrenormalized by ordering
constants (thus jcan benamed“classicalspin”).
The realization of the previously considered canonical transformation to the
modelwithLagrangian L
/prime
=L
1/2
+L
index
,i.e.L
index
insteadL
b.s.
in(28),leads
totheLagrangian
L
/prime
=p˙ω+iZ
αβ
θ
α
˙θ
β
+i¯Z
˙α˙β
¯θ
˙α
˙¯θ
˙β
+iZ
α˙β
(θ
α
˙¯θ
˙β
−˙θ
α
¯θ
˙β
)
+iY
αβ
ζ
α
˙ζ
β
+i¯Y
˙α˙β
¯ζ
˙α
˙¯ζ
˙β
+iY
α˙β
(ζ
α
˙¯ζ
˙β
+˙ζ
α
¯ζ
˙β
)
−iN(˙ζˆp¯ζ−ζˆp˙¯ζ)
−
e
2(p
2
+m
2
)−λ(ζˆp¯ζ−j). (57)
Heretheform ω≡˙ωdτ =dx−idζσ¯ζ+iζσd¯ζ−idθσ¯θ+iθσd¯θisinvariantwith
respect to the transformations of the usual N= 1supersymmetry with Grass-
mannian spinor parameter and “bosonic supersymmetry” with c-number spinor
parameter [14, 11, 15]. The central charges Z
αβ
,Z
α˙β
have the same form (40).
kievarwe.tex; 12/03/2001; 3:49; p.181
LORENTZ SPINORIAL CENTRAL CHARGES 175
So the kinetic terms of the space-time coordinate and Grassmannian spinor in L
/prime
(57) are identical to the corresponding terms in L(5) and hence the algebras of
thefermionicconstraintsinbothmodelsareidentical.Butthekinetictermsofthe
index spinor in Lagrangian L
/prime
are different from the kinetic terms of the bosonic
spinorinLagrangian Lbyadditional terms with quantities
Y
αβ
= 2k(k−2)m
2
j
−1
θ
α
θ
β
, ¯Y
˙α˙β
=
−(Y
αβ
),
Y
α˙β
=−(2k
2
−4k+ 1)m
2
j
−1
θ
α
¯θ
˙β
(58)
which canberegarded asthecentralchargesofthe“bosonic SUSY” aswell as
N≡j
−1
/bracketleftBig
(θˆp¯θ) + 2(2k−1)m
2
j
−1
(θζ)(¯ζ¯θ)
/bracketrightBig
. (59)
The appearance of these extra terms is the result of modification of index spinor
momentap
ζ
,¯p
ζ
underthecanonicaltransformationand,asconsequence,themod-
ification of the spin constraint (56) and bosonic spinor constraints (54) expressed
by newvariables.
Specific peculiarity of the model (57) with index spinor is an interconnec-
tion between usual fermionic supersymmetry and “bosonic one” and at present
its meaning is not yet quite clear. Some duality appears in the invariance under
permutation of Grassmannian and bosonic spinors both ω-form and certain terms
withcentralcharges ofdifferenttypes.
4. Gaugesymmetriesofmassivesuperparticlewithtensorialcentralcharges
For local transformation ofthe Grassmannianspinor
δθ
α
=iκ(¯ζ˜p)
α
, δ ¯θ
˙α
=−i¯κ(˜pζ)
˙α
(60)
and standardSiegeltransformation[29,30]of thespace-timecoordinate
δx
µ
=−iθσ
µ
δ¯θ+iδθσ
µ
¯θ (61)
withlocalcomplexGrassmannianparameter κ(τ)thevariationoftheLagrangians
up toatotal derivativeis
δL=−2k
2
m
2
(θζ+¯ζ¯θ)(κ−¯κ)
·
+ 2k
2
m
2
(θζ+¯ζ¯θ)
·
(κ−¯κ)
−4km
2
j
−1
[(θˆp¯ζ)ζ˙ζ+ (ζˆp¯θ)˙¯ζ¯ζ](κ−¯κ). (62)
As we see,δL= 0for realκ= ¯κat arbitrary values of constant k. But atk= 0
we haveδL= 0for arbitrary complex parameter κ. Thus atk/negationslash= 0when the
tensor central charge Z
αβ
is present the models have one κ-symmetry with real
kievarwe.tex; 12/03/2001; 3:49; p.182
176 S.FEDORUK,V.G.ZIMA
Grassmannianparameter κ= ¯κ.Butatk= 0whenthereisonlythevectorcentral
chargeZ
α˙β
wehavetwo κ-symmetrieswithcomplexGrassmannianparameter κ.
A first class constraint is associated to each gauge symmetry in Hamilto-
nian formalism. As is already noted our systems are described by the fermionic
constraints(covariantderivatives)(47),(48). TheirPoissonbracketsalgebra is
{d
θα
,d
θβ
}= 2iZ
αβ
,
/braceleftBig
¯d
θ˙α
,¯d
θ˙β
/bracerightBig
= 2i¯Z
˙α˙β
,
/braceleftBig
d
θα
,¯d
θ˙β
/bracerightBig
= 2i
/parenleftBig
p
α˙β
+Z
α˙β
/parenrightBig
(63)
with central charges (40). Covariant separation of the fermionic first and second
classconstraintsisachievedbytheprojectiononthespinors ζ
α
,(ˆp¯ζ)
α
.Letusput
χ
θ
≡ζd
θ
=−iζp
θ
−ζˆp¯θ≈0,¯χ
θ
≡¯d
θ
¯ζ=−i¯p
θ
¯ζ−θˆp¯ζ≈0,(64)
g
θ
≡¯ζ˜pd
θ
+¯d
θ
˜pζ=−i(¯ζ˜pp
θ
+ ¯p
θ
˜pζ)−4k
2
m
2
(θζ+¯ζ¯θ)≈0,(65)
f
θ
≡i(¯ζ˜pd
θ
−¯d
θ
˜pζ) =¯ζ˜pp
θ
−¯p
θ
˜pζ≈0. (66)
The nonzeroPoisson bracketsof theseprojections are
{χ
θ
,¯χ
θ
}= 2ij,{g
θ
,g
θ
}= 16k
2
m
2
ij. (67)
Thus the constraints χ
θ
,¯χ
θ
are always the second class constraints whereas the
constraintf
θ
is always the first class constraint generating one κ-symmetry with
localparameter (κ+ ¯κ)onvariable (θζ−¯ζ¯θ),
/braceleftbig
f
θ
,θζ−¯ζ¯θ
/bracerightbig
= 2r,δ(θζ−¯ζ¯θ) =
ir(κ+ ¯κ). The constraint g
θ
is the second class constraint at k/negationslash= 0. But atk= 0
the constraint g
θ
becomes the first class constraint and generates additional κ-
symmetry with local parameter i(κ−¯κ)on variable (θζ+¯ζ¯θ),
/braceleftbig
g
θ
,θζ+¯ζ¯θ
/bracerightbig
=
−2ir,δ(θζ+¯ζ¯θ) =ir(κ−¯κ).
Thus we obtain the models of the D= 4N= 1massive superparticle
with tensorial central charges possessing one or two Siegel κ-symmetries. In the
language of the brane theories these models correspond to the BPS superbrane
configurations preserving 1/4or1/2of supersymmetry (see [21] and references
therein).
It should be noted that constant kin the construction of the superparticle
appears in the gauge fixing condition under transition from the spinning particle.
Therefore at all k/negationslash= 0the superparticle has quite similar systems of the con-
straints and the same number of physical degrees of freedom. The models at all
k/negationslash= 0areequivalent.Undertransformationswhichcanbeconsideredascanonical
transformations
θ
α
→θ
α
+br
−1
(θζ+¯ζ¯θ)(¯ζ˜p)
α
,¯θ
˙α
→¯θ
˙α
+br
−1
(θζ+¯ζ¯θ)(˜pζ)
˙α
(68)
kievarwe.tex; 12/03/2001; 3:49; p.183
LORENTZ SPINORIAL CENTRAL CHARGES 177
wherebis real number the Lagrangian L(orL
/prime
) transforms into the same La-
grangian with akin place ofkwherea≡1 + 2b. As final result at level of
the free superparticle we have two substantially different models of the massive
superparticle with tensorial central charges. First of them at k= 1/
√
2has only
tensorcentralcharge Z
αβ
andpossessesone κ-symmetry.Secondmodelat k= 0
hasonlyvectorcentralcharge Z
α˙β
and possesses two κ-symmetries.
5. Quantum spectrumofthe models
In process of the construction it is established the equivalence at classical level
between the massive D= 4N= 1superparticle with one κ-symmetry and the
massiveD= 4n= 1spinning particle. But they may lead to distinct quantum
theories[27].Belowweestablishthatthespinningparticleandsuperparticlewith
tensorial central charges, which have index spinor as additional one, have iden-
tical state spectrum. By analogy with results in paper [12–14] the first operator
quantization of the spinning particle with index spinor described by Lagrangian
L
1/2
+L
index
isimmediate.WavefunctioninthemodelisdefinedbyDiracspinor
with (anti)holomorphic dependence in index spinor of homogeneity degree 2J
whereJis the classical spin jrenormalized by the ordering constant. Writing
Dirac spinor in terms of Weyl spinors as
/parenleftBig
ψ
χ
/parenrightBig
, in according to analysis carried
out in [14] we have in holomorphic case two multispinor fields ψ
α
1
...α
2J
β
and
χ
α
1
...α
2J
˙β
which are symmetrical in 2Jindicesαs. Hereβand˙βcorrespond to
bispinor index. Thesefields are connectedwith eachother by Dirac equation
/parenleftbigg
0 ˜p
ˆp0
/parenrightbigg/parenleftbigg
ψ
χ
/parenrightbigg
=m
/parenleftbigg
ψ
χ
/parenrightbigg
(69)
(quantumcounterpartoftheDiracconstraint(26)).Comparisonwithsuperparticle
modelismoreimmediateifwetakethefield χ
α
1
...α
2J
˙β
asbasicone.Butthefield
ψ
α
1
...α
2J−1
α
2J
β
=φ
(α
1
...α
2J
β)
+φ
(α
1
...α
2J−1
/epsilon1
α
2J
)β
exhibitssimplythattwospins
J±
1
2
are presented in spectrum at fixed Jas it should be when one adds spin J
whichisgivenbyindexspinorandspin
1
2
whichcorrespondstotheGrassmannian
variablesψ
µ
,ψ
5
of the pseudoclassical mechanicsunder quantization.
The quantization of the superparticle (57) is suitable to carry out in vari-
ables (50), (51) in term of which the fermionic constraints (64)-(66) take the
extremelysimple forms
ip
q
+ ¯q≈0, i¯p
q
+q≈0,
ip
η
+ 2k
2
η≈0, (70)
p
σ
≈0.
kievarwe.tex; 12/03/2001; 3:49; p.184
178 S.FEDORUK,V.G.ZIMA
We gauging out the variable σ, the introduce the Dirac brackets for taking into
account of the fermionic second class constraints and the represent the remaining
fermionic variables q,¯q,η(in fact/vectorψ) by means of the usual Pauli σ-matrices.
Thusthewavefunctionofthisproblemhastwocomponentsdependingappropri-
ately on index spinor and space-time variables. The quantization of the bosonic
spinor sector shows certain difference with [14]. Additional term of the form q¯q
in spin constraint (56) arising due to interaction of bosonic and fermionic sectors
leads to different homogeneity degrees (which correspond to different represen-
tations of Lorentz group) for two components of wave function. Bosonic spinor
constraints (54) ((anti)homogeneity conditions) acquire the additional terms both
withq¯qand alsoqη(or¯qη). These last terms, which are proportional σ
+
(orσ
−
),
σ
±
≡(σ
1
±iσ
2
)/2in matrix realization of odd variables, connect two compo-
nentsofwavefunction.Asresulttheirreducible (2J+ 1)-componentspinorfield
φ
α
1
...α
2J+1
, in term of which one component of wave function is determined, is
expressedbyDirac equation
p
γ˙β
χ
α
1
...α
2J
˙β
=mφ
α
1
...α
2J
γ
(71)
via fieldχ
α
1
...α
2J
˙β
which determines second component of wave function. This
last fieldχ
α
1
...α
2J
˙β
can be identified with basic field of the spinning particle
spectrum.
In case of models (28) and (5), when there is not present the truncation of
bosonic spinor sector to the index one because of absence of bosonic spinor con-
straints, the quantum equivalence apparently remains too. One can expect it from
the quite identity of bosonic sectors of the models (28) and (5) and identifying of
physical fermionicdegrees offreedom whichhasbeen demonstrated in Sec. 2.
In case of the Lagrangian (5) one can include vector central charge Z
µ
into
vector of space-time momentum by the shift p
µ
→p
µ
+Z
µ
after taking into
account the bosonic spinor equation of motion ˙ζ= 0. Therefore at k= 0, when
there is vector central charge only, it disappears completely from the action and
superparticle model reduces in fact to massless case. Unlike this in the particle
model(57)withindexbosonicspinorat k= 0theredefinitionofmomentumdoes
not exclude vector central charge due to accompanying modification of bosonic
spinor and spin constraints. In this case the wave function contains two usual
spin-tensor fields φ
α
1
...α
2J±1
, satisfying massive Klein-Gordon equation and dis-
connected with each other because of missing terms with qηin bosonic spinor
constraints.
6. Conclusion
In this work we presented the manifestly Lorentz-invariant formulation of the
D= 4N= 1free massive superparticle with tensorial central charges. The
tensorial central charges are construct by commuting bosonic spinor and also by
kievarwe.tex; 12/03/2001; 3:49; p.185
LORENTZ SPINORIAL CENTRAL CHARGES 179
indexspinor.Themodelpossessesingeneraloneortwo κ-symmetries.Inparticu-
larcasethemodelcontainsarealparameter kandatk/negationslash= 0ithasoneκ-symmetry
while atk= 0the number of κ-symmetries is two. The local transformations
ofκ-symmetry are written out. It is obtained the equivalence at classical level
between the massive D= 4superparticle with one κ-symmetry and the massive
D= 4spinningparticle.
Acknowledgments. We would like to thank I.A.Bandos, E.A.Ivanov, S.O.Krivo-
nos,J.Lukierski,A.Yu.Nurmagambetov,D.P.Sorokin,A.A.Zheltukhinforinterest
to the work and for many useful discussions. The authors are grateful to I.A.Ban-
dos, V.P.Berezovoj, A.Yu.Nurmagambetov, D.P.Sorokin for the hospitality at the
NSC Kharkov Institute of Physics and Technology. This work was partially
supportedbyresearchgrantoftheMinistryofEducationandScienceofUkraine.
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I.A.Bandos, D.P.Sorokin, M.Tonin, P.Pastiand D.V.Volkov, Nucl. Phys. B446(1995)79;
I.A.Bandos, D.P.Sorokin and D.V.Volkov, Phys. Lett. B 352(1995)269
D.P.Sorokin, Phys. Rep. 329(2000)1 (and refs. therein)
27. P.K.Townsend, Phys. Lett. B 261(1991)65
28. J.P.Gauntlett, J.Gomis andP.K.Townsend, Phys. Lett. B 248(1990)288
29. J.A.de Azcarraga and J.Lukierski, Phys. Lett. B 113(1982)170
30. W.Siegel, Phys. Lett. B 128(1983)397
kievarwe.tex; 12/03/2001; 3:49; p.187
ROTATING SUPERBLACK HOLEAS SPINNING PARTICLE
ALEXANDER BURINSKII
∗
NSI,Russian AcademyofSciences, Moscow, Russia
1. Introduction
The Kerr rotating black hole solution displays some remarkable features indicat-
ingarelationtothestructureofthespinningelementaryparticles.Inparticular,in
the1969Carter[1]observed,thatifthreeparametersoftheKerr-Newmanmetric
are adopted to be ( /planckover2pi1=c=1 )e
2
≈1/137, m≈10
−22
, a≈10
22
, ma =
1/2,then one obtains a model for the four parameters of the electron: charge,
mass,spinandmagneticmoment,andthegyromagneticratioisautomaticallythe
same as that of the Dirac electron. Investigations along this line [2–6] allowed
to find out stringy structures in the real and complex Kerr geometry and to put
forward a conjecture on the baglike structure of the source of the Kerr-Newman
solution. The earlier investigations [2, 13, 5] showed that this source represents a
rigid rotator ( a relativistic disk ) built of an exotic matter with superconducting
properties. Since 1992 black holes have paid attention of string theory. In 1992
the Kerr solution was generalized by Sen to low energy string theory [7], and it
was shown [17] that near the Kerr singular ring the Kerr-Sen solution acquires a
metricsimilartothefieldaroundaheteroticstring.Thepointofviewhasappeared
that black holes can be treated as elementary particles [8]. On the other hand,
a description of a spinning particle based only on the bosonic fields cannot be
complete, and involving fermionic degrees of freedom is required. Therefore, the
spinningparticlemustbebasedonasuper-Kerr-Newmanblackholesolution[18]
representinganaturalcombinationoftheKerrspinningparticleandsuperparticle
model.Angularmomentum Lofspinningparticlesisveryhigh |a|=L/m≥m,
and the horizons of the Kerr metric disappear. There appears a naked ring-like
singularitywhichhastoberegularizedbeingreplacedbyasmoothmattersource.
In this review we consider a source representing a rotating superconducting bag
with a smooth domain wall boundary described by a supersymmetric version
of
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.188
182 A.BURINSKII
theU(I)×U
/prime
(I)fieldmodel[23].Infact,thismodeloftheKerr-Newmansource
represents a generalization of the Witten superconducting string model [16] for
thesuperconductingbaglikesources[6].
2. Complex sourceof Kerrgeometry and itsstringy interpretation
The Kerr-Newmansolutioncanberepresented inthe Kerr-Schild form
g
µν
=η
µν
+ 2he
3
µ
e
3
ν
, (1)
whereη
µν
is metric of an auxiliary Minkowski space η
µν
=diag(−1,1,1,1),
andhis a scalar function. Vector field e
3
is null,e
3
µ
e
3µ
= 0,and tangent to PNC
( principal null congruence ) of the Kerr geometry. The Kerr PNC is twisting i.e.
correspondingtoavortexofanullradiation.
1
Oneofthemainpeculiaritiesofthe
KerrgeometryissingularringrepresentingabranchlineoftheKerrspaceonthe
‘positive’(r>0)and‘negative’( r<0)sheetswhicharedividedbythedisk r=
0spannedbythisring.TheKerrsingularringisexhibitedasapoleofthefunction
h(r,θ) =
mr−e
2
/
2
r
2
+a
2
cos
2
θ
,whererandθare the oblate spheroidal coordinates. The
KerrPNCisin-goingonthe‘negative’sheetofspace,itcrossesthedisk r= 0and
turns into out-going one on the ‘positive’ sheet. Appearance of the Kerr singular
ringontherealspace-timecanalsobeobservedintheCoulombsolution f=e/˜r
when its point-like source is shifted in complex region (x
0
,y
0
,z
0
)→(0,0,ia).
Radial distance ˜rbecomes complex in this case and can be expressed as ˜r=
r+iacosθ(Appel,1987!).Similarly,thesourceofKerr-Newmansolutioncan
be considered from complex point of view as a ”particle” propagating along a
complexworld-line [9,12]parametrized bycomplextime.
The objects described by the complex world-lines occupy an intermediate
position between particles and strings. Like the strings they form the two-
dimensional surfaces or the world-sheets in the space-time. It was shown that
thecomplexKerrsourcemaybeconsideredasacomplexhyperbolicstringwhich
requires an orbifold-like structure of the world-sheet. In many respects this string
is similar to the ‘mysterious’ N= 2string of superstring theory shedding a light
onthepuzzleofitsphysicalinterpretation.Aswehavealreadymentioned,thereis
one more stringy structure in the Kerr geometry connected with the Kerr singular
ring. In fact the both these stringy structures are different exhibitions of some
membrane-like source. This source has a complex interpretation alongside with
some realimage intheform of a rotating bubblewhich will bediscussed further.
The Kerr PNC may be obtained from the complex source by a retarded-time
construction. The rays of PNC are the tracks of null planes of the complex light
cones emanated from the complex world line [11, 12]. The complex light
cone
1
Besides,theKerrPNCisgeodesicandshearfree,itrepresentsabundleoftwistorsandcanbe
described by the Kerrtheorem [10,11, 9, 12].
kievarwe.tex; 12/03/2001; 3:49; p.189
ROTATINGSUPERBLACKHOLE 183
withthevertexatsomepoint x
0
ofthecomplexworldline x
µ
0
(τ):(x
µ
−x
0µ
)(x
µ
−
x
µ
0
) = 0,can be split into two families of null planes: ”left” planes spanned by
null vectors e
1
ande
3
, and”right”planes spanned by null vectors e
2
ande
3
. The
Kerr PNC arises as the real slice of the family of the ”left” null planes of the
complexlightcones whichvertices lieon thestraight complex worldline x
0
(τ).
Onlytheconeslyingonthestrip |Imτ|≤|a|havearealslice.Therefore,the
ends of the resulting complex string are open. To satisfy the complex boundary
conditions,anorbifold-likestructureoftheworldsheetmustbeintroduced[9,12],
which iscloselyconnected with theabovementioned Kerr’s twosheetedness.
3. Super-Kerr-Newman geometry
A supergeneralization of the Kerr-Newman solution can be obtained as a natural
combinationoftheKerrspinningparticleandsuperparticle[18].Infact,thecom-
plex structureof theKerr geometrysuggests the way ofits supergeneralization.
Note,thatanyexactsolutionoftheEinsteingravityisindeedatrivialsolution
of supergravity field equations. The supergauge freedom allows one to turn any
gravitysolutionintoaformcontainingspin-3/2field ψ
i
satisfyingthesupergravity
field equations. However, since this spin-3/2 field can be gauged away by the
reverse transformation, such supersolutions have to be considered as trivial. The
hint how to avoid this triviality problem follows from the complex structure of
theKerrgeometry.Infact,fromthecomplexpointofviewtheSchwarzschildand
Kerr geometries are equivalentandconnectedby a trivialcomplex shift.
Thenon-trivial twisting structure of the Kerr geometry arises as a result of
the complex shift of the real slice concerning the center of the solution [11, 9].
Similarly,itispossibletoturna trivialsuperblackholesolutionintoa non-trivial .
Thetrivial supershift can be represented as a replacement of the complex world
line by a superworldline X
µ
0
(τ) =x
µ
0
(τ)−iθσ
µ
¯ζ+iζσ
µ
¯θ,parametrized by
Grassmann coordinates ζ,¯ζ, or as a corresponding coordinate replacement in
theKerrsolution
x
/primeµ
=x
µ
+iθσ
µ
¯ζ−iζσ
µ
¯θ;θ
/prime
=θ+ζ,¯θ
/prime
=¯θ+¯ζ, (2)
Assuming that coordinates x
i
before the supershift were the usual c-number
coordinates one sees that coordinates acquire nilpotent Grassmann contributions
after supertranslations. Therefore, there appears a natural splitting of the space-
time coordinates on the c-number ‘body’-part and a nilpotent part - the so called
‘soul’.The‘body’subspaceofsuperspace,orB-slice,isasubmanifoldwherethe
nilpotent part is equal to zero, and it is a natural analogue to the real slice of the
complexcase.
Reproducing the real slice procedure of the Kerr geometry in superspace one
hasto usethereplacements:
a/ complex world line →superworldline,
kievarwe.tex; 12/03/2001; 3:49; p.190
184 A.BURINSKII
b/complex lightcone →superlightcone,
c/ realslice→bodyslice.
Performingthebody-sliceprocedureto superlightcone constraints
s
2
= [x
µ
−X
0µ
(τ)][x
µ
−X
µ
0
(τ)] = 0, (3)
one selects the body and nilpotent parts of this equation and obtains three equa-
tions.ThefirstoneisthediscussedaboverealsliceconditionofthecomplexKerr
geometryclaimingthatcomplexlightconescanreachtherealslice.Thenilpotent
partof(3)yields twoB-sliceconditions
[x
µ
−x
µ
0
(τ)](θσ
µ
¯ζ−ζσ
µ
¯θ) = 0; (4)
(θσ¯ζ−ζσ¯θ)
2
= 0. (5)
These equations can be resolved by representing the complex light cone equa-
tion via the commuting two-component spinors Ψand˜Ψ:x
µ
=x
0µ
+ Ψσ
µ
˜Ψ.
”Right” (or ”left”) null planes of the complex light cone can be obtained keeping
Ψconstant and varying ˜Ψ(or keeping ˜Ψconstant and varying Ψ.) As a result
we obtain the equations ¯Ψ¯θ= 0, ¯Ψ¯ζ= 0,which in turn are conditions of
proportionality of the commuting spinors ¯Ψ(x)determining the PNC of the Kerr
geometry and anticommuting spinors ¯θand¯ζ, these conditions providing the left
null superplanes of the supercones to reach B-slice. It also leads to ¯θ¯θ=¯ζ¯ζ= 0,
and equation(5)is satisfiedautomatically.
Thus,asaconsequenceoftheB-sliceandsuperlightconeconstraintsweobtain
anon-linearsubmanifoldofsuperspace θ=θ(x),¯θ=¯θ(x).Theoriginalfour-
dimensional supersymmetry is broken, and the initial supergauge freedom which
allowed to turn the super geometry into trivial one is lost. Nevertheless, there is a
residual supersymmetrybasedonfree Grassmannparameters θ
1
,¯θ
1
.
TheaboveB-sliceconstraintsyieldinfactthenon-linearrealizationofbroken
supersymmetryintroducedbyVolkovandAkulov[20,21]andconsideredinN=1
supergravity by Deser and Zumino [19]. It is assumed that this construction is
similar to the Higgs mechanism of the usual gauge theories and ζ
α
(x),¯ζ
˙α
(x)
represent Goldstone fermion which can be eaten by appropriate local supertrans-
formation/epsilon1(x)with a corresponding redefinition of the tetrad and spin-3/2 field.
Complex character of supertranslations in the Kerr case demands to use in this
scheme the N=2 supergravity. We omit here details referring to [18] and mention
only that in the resulting exact solution the torsion and Grassmann contributions
to tetrad cancel, and metric takes the exact Kerr-Newman form. However there
are the extra wave fermionic fields on the bosonic Kerr-Newman background
propagating along the Kerr PNC and concentrating near the Kerr singularity.
Solution contains also an extra axial singularity which is coupled topologically
withsingularringthreading it.
kievarwe.tex; 12/03/2001; 3:49; p.191
ROTATINGSUPERBLACKHOLE 185
4. Baglike source ofthe Kerr-Newman solution
Theaboveconsiderationofsuper-Kerr-Newmansolutionisbasedonthemassless
fields providing description of the rotating super-black-hole. It could be the end
ofstorysince thesourceof arotatingblack holeishidden behind thehorizons.
However, the value of angular momentum for spinning particles is very high
regarding the mass parameter and the horizons disappear uncovering the Kerr
singular ring. To get a regularized solution the massless fields of the black hole
solution have to get a mass in the core region forming a matter source removing
theKerrsingularityand twosheetednessof theKerr space.
2
ObtainingaregularKerrsourcerepresentsanoldproblem.Inthefirstdisk-like
model given by Israel [2] a truncation of the negative sheet was used. As a result
there appeared a source distribution on the surface of the disk r= 0. Analyzing
theresultingstress-energytensorHamityshowed[13]thatthisdiskhastobeina
rigid relativistic rotation and built of an exotic matter having zero energy density
and negative pressure. In the development of this model given by L ´opez [5] the
truncation is placed at the coordinate surface r=r
e
=
e
2
2m
( whereh= 0),
and the region r < r
e
is replaced by Minkowski space. As a result the source
takestheformofthehighlyoblateandinfinitelythinellipticshelloftheCompton
radiusa=
1
2m
and of the thickness of the classical Dirac electron radius r
e
. For
small angular momentum the source takes the form of the Dirac electron model,
a charged sphere of the classical size r
e
. The fields out of the shell have the exact
Kerr-Newman form. Interior of the shell is flat. The shell is charged and rotating,
andbuiltofasuperconductingmatter.Incorotatingspaceoneseesthatmatterhas
anegativepressure andzeroenergy density.
The L´opez source represents a bubble with an infinitely thin domain wall
boundary. In the paper [6] an attempt was undertaken to get the source of the
Kerr-Newman solution with a smooth matter distribution. Retaining the metric
in the Kerr-Schild form (1) and the form and properties of the Kerr PNC, it
was assumed that function h(r,θ)takes a more general form h=
f(r
)
r
2
+a
2
cos
2
θ
,
where the function f(r)is continuous and takes the usual Kerr-Newman form
f
KN
(r) =mr−e
2
/2intheexternalregion.Inthesametime,inaneighborhood
of the Kerr disk r≤r
0
( the core region ) including the Kerr singularity, the
functionf(r)has to satisfy some conditions of regularity to provide finiteness of
themetricand the stress-energy tensorofsource.
It was shown that this regularity is achieved for the function f(r)∼r
n
withn≥4. In the case n= 4,f(r) =f
0
(r) =αr
4
, ( in the nonrotational
casea= 0) space-time has a constant curvature in the core and generated by
a homogeneous matter distribution with energy density ρ=
1
8π
6α. Therefore,
assuming that matter in the core has a homogenous distribution one can
estimate
2
Thisproblemisactualforblackholephysics,too.Seeforexample[22]andreferencestherein.
kievarwe.tex; 12/03/2001; 3:49; p.192
186 A.BURINSKII
theboundaryofthecoreregion r
0
asapointofintersectionof f
0
(r)andf
KN
(r).
Regularity of the stress-tensor demands continuity of the function f(r)up to first
derivative, therefore, the resulting smooth function f(r)must be interpolating
betweenfunctions f
0
(r)andf
KN
(r)neartheboundary ofthe core r≈r
0
.
Let us now mention that general metric (1) can be expressed via orthonormal
tetradasfollows[6] g
µν
=m
µ
m
ν
+n
µ
n
ν
+l
µ
l
ν
−u
µ
u
ν
,andthecorresponding
stress-energytensorofthesource(followingfromtheEinsteinequations)maybe
representedintheform T
(af)
µν
= (8π)
−1
[(D+2G)g
µν
−(D+4G)(l
µ
l
ν
−u
µ
u
ν
)],
whereu
µ
is the unit time-like four-vector, l
µ
is the unit vector in radial direction,
andn
µ
,m
µ
aretwomore space-like vectors.Here
D=−f
/prime/prime
/(r
2
+a
2
cos
2
θ), (6)
G= (f
/prime
r−f)/(r
2
+a
2
cos
2
θ)
2
, (7)
and theBoyer-Lindquistcoordinates t,r,θ,φareused.
Like to the results for singular (infinitely thin) shell-like source [13, 5], the
stress-energy tensor can be diagonalized in a comoving coordinate system show-
ing that the source represents a relativistic rotating disk. However, in this case,
the disk is separated into ellipsoidal layers each of which rotates rigidly with its
ownangularvelocity ω(r) =a/(a
2
+r
2
).Inthecomovingcoordinatesystemthe
tensorT
µν
takes theform
T
µν
=
1
8π
2G 0 0 0
0−2G 0 0
0 0 2G+D 0
0 0 0 2 G+D
, (8)
that corresponds to energy density ρ=
1
8π
2G, radial pressure p
rad
=−
1
8π
2G,
and tangential pressure p
tan
=
1
8π
(D+ 2G).
Settinga= 0for the non-rotating case, we obtain Σ =r
2
, the surfaces
r=const.are spheres and we have spherical symmetry for all the above rela-
tions. The region described by f(r) =f
0
(r)is the region of constant value of
the scalar curvature invariant R= 2D=−2f
/prime/prime
0
/r
2
=−24α, and of a constant
value of energy density. If we assume that the region of a constant curvature is
closelyextendedtotheboundaryofsource r
0
whichisdeterminedasarootofthe
equation
f
0
(r
0
) =f
KN
(r
0
), (9)
then, smoothness of the f(r)in a small neighborhood of r
0
, say|r−r
0
|< δ,
implies a smooth interpolation for the derivative of the function f(r)between
f
/prime
0
(r)|
r=r
0
−δ
andf
/prime
KN
(r)|
r=r
0
+δ
.Suchasmoothinterpolationonasmalldistance
δshalllead to ashock-likeincreaseof thesecond derivative f
/prime/prime
(r)byr≈r
0
.
kievarwe.tex; 12/03/2001; 3:49; p.193
ROTATINGSUPERBLACKHOLE 187
In charged case for α≤0( AdS internal geometry of core) there exists only
onepositiveroot r
0
,andsecondderivativeofthesmoothfunction f
/prime/prime
(r)ispositive
near this point. Therefore, there appears an extra tangential stress near r
0
caused
by the term D=−f
/prime/prime
(r)/(r
2
+a
2
cos
2
θ)|
r=r
0
in the expression (8). It can be
interpreted as the appearance of an effective shell ( or a domain wall ) confining
the charged ball-like source with a geometry of a constant curvature inside the
ball. The case α= 0represents the bubble with a flat interior which has in the
limitδ→0aninfinitely thinshell.It corresponds tothe L ´opez model.
The internal geometry of the ball is de Sitter one for α>0, anti de Sitter one
forα<0andflat onefor α= 0.
Let us consider peculiarities of the rotating Kerr source. In this case the sur-
facesr=const.areellipsoidsdescribedbytheequation
x
2
+y
2
r
2
+a
2
+
z
2
r
2
= 1.Energy
density inside the core will be constant only in the equatorial plane cosθ= 0.
Therefore, the Kerr singularity is regularized and the curvature is constant in
string-like region r < r
0
andθ=π/2near the former Kerr singular ring. The
ratio
stress|
θ
=0
stress|
θ=π/2
<(r
e
/a)
4
=e
8
<10
−8
shows a strong increase of the stress
near thestring-likeboundary ofthedisk.
5. Fieldmodel: Fromsuperconducting stringsto superconductingbags
The known models of the bags and cosmic bubbles with smooth domain wall
boundaries are based on the Higgs scalar field φwith a Lagrange density of the
formL=−
1
2
∂
µ
φ∂
µ
φ−
λ
2
8
(φ
2
−η
2
)
2
leading to the kink planar solution ( the
wall is placed in xy-plane atz= 0)φ(z) =ηtanh(z/δ),whereδ=
2
λη
is
the wall thickness. The kink solution describes two topologically distinct vacua
<φ> =±ηseparated bythedomain wall.
The stress–energy tensor of the domain wall is T
ν
µ
=
λ
2
η
4
4
cosh
−4
(z/δ)diag(1,1,1,0),indicating a surface stress within the plane
of the wall which is equal to the energy density. When applied to the spherical
bags or cosmic bubbles [27, 28], the thin wall approximation is usually assumed
δ/lessmuchr
0
, and a spherical domain wall separates a false vacuum inside the ball
(r<r
0
)<φ>
in
=−ηfromatrueouter vacuum <φ>
out
=η.
In the gauge string models, the Abelian Higgs field provides confinement of
themagneticvortexlinesinsuperconductor.Similarly,inthemodelsofsupercon-
ducting bags, the gauge Yang-Mills or quark fields are confined in a bubble ( or
cavity)insuperconducting QCD-vacuum.
A direct application of the Higgs model for modelling superconducting prop-
erties of the Kerr source is impossible since the Kerr source has to contain the
external long range Kerr-Newman electromagnetic field, while in the models of
strings and bags the situation is quite opposite: vacuum is superconducting in
external region and electromagnetic field acquires a mass there from Higgs field
kievarwe.tex; 12/03/2001; 3:49; p.194
188 A.BURINSKII
turning into a short range field. An exclusion represents the U(I)טU(I)cosmic
string model given by Vilenkin-Shellard and Witten [15, 16] which represents a
doubling of the usual Abelian Higgs model. The model contains two sectors, say
AandB, with two Higgs fields φ
A
andφ
B
, and two gauge fields A
µ
andB
µ
yieldingtwosortsofsuperconductivity AandB.Itcanbeadaptedtothebag-like
source in such a manner that the gauge field A
µ
of theAsector has to describe a
long-range electromagnetic field in outer region of the bag while the chiral scalar
field of this sector φ
A
has to form a superconducting core inside the bag which
mustbeunpenetrablefor A
µ
field.
The sectorBof the model has to describe the opposite situation. The chiral
fieldφ
B
must lead to a B-superconductivity in outer region confining the gauge
fieldB
µ
insidethebag.
ThecorrespondingLagrangianoftheWitten U(I)טU(I)fieldmodelisgiven
by [16]
L=−(D
µ
φ
A
)(D
µ
φ
A
)−(˜D
µ
φ
B
)(˜D
µ
φ
B
)−
1
4F
µν
A
F
Aµν
−
1
4F
µν
B
F
Bµν
−V,
(10)
whereF
Aµν
=∂
µ
A
ν
−∂
ν
A
µ
andF
Bµν
=∂
µ
B
ν
−∂
ν
B
µ
arefieldstresstensors,
and thepotentialhas theform
V=λ(¯φ
B
φ
B
−η
2
)
2
+f(¯φ
B
φ
B
−η
2
)¯φ
A
φ
A
+m
2
¯φ
A
φ
A
+µ(¯φ
A
φ
A
)
2
.(11)
TwoAbeliangaugefields A
µ
andB
µ
interactseparatelywithtwocomplexscalar
fieldsφ
B
andφ
A
so that the covariant derivative D
µ
φ
A
= (∂
µ
+ieA
µ
)φ
A
is
associated with Asector, and covariant derivative ˜D
µ
φ
B
= (∂
µ
+igB
µ
)φ
B
is
associated with Bsector. The model fully retains the properties of the usual bag
modelswhicharedescribedby Bsectorprovidingconfinementof B
µ
gaugefield
insidebag,anditacquiresthelongrangeelectromagneticfield A
µ
intheouter-to-
the-bagregiondescribedbysector A.TheAandBsectorsarealmostindependent
interacting only through the potential term for scalar fields. This interaction has
to provide synchronized phase transitions from superconducting B-phase inside
the bag to superconducting A-phase in the outer region. The synchronization of
this transition occurs explicitly in a supersymmetric version of this model given
by Morris [23].
5.1. SUPERSYMMETRIC MORRIS MODEL
In Morris model, the main part of Lagrangian of the bosonic sector is similar to
the Witten field model. However, model has to contain an extra scalar field Z
providingsynchronizationof thephase transitions in AandBsectors.
3
3
InfacttheMorrismodelcontainsfivecomplexchiralfields φ
i
={Z,φ
−
,φ
+
,σ
−
,σ
+
}.How-
ever,thefollowingidentificationofthefieldsisassumed φ=φ
+
;¯φ=φ
−
andσ=σ
+
; ¯σ=σ
−
.
In previous notations φ∼φ
A
andσ∼φ
B
.
kievarwe.tex; 12/03/2001; 3:49; p.195
ROTATINGSUPERBLACKHOLE 189
The effectiveLagrangian ofthe Morris model hasthe form
L=−2(D
µ
φ
)(D
µ
φ)−2(˜D
µ
σ
)(˜D
µ
σ)−∂
µ
Z∂
µ
¯Z
−
1
4F
µν
F
µν
−
1
4F
µν
B
F
Bµν
−V(σ,φ,Z ), (12)
wherethe potential Visdetermined through the superpotential Was
V=
5
/summationdisplay
i=1
|W
i
|
2
= 2|∂W/∂φ|
2
+ 2|∂W/∂σ|
2
+|∂W/∂Z|
2
.(13)
Thefollowingsuperpotential,yieldingthegaugeinvarianceandrenormalizability
ofthemodel,was suggested
4
W=λZ(σ¯σ−η
2
) + (cZ+m)φ¯φ, (14)
wherethe parameters λ,c,m,andηarerealpositive quantities.
The resulting scalarpotential Visthen given by
V=λ
2
(¯σσ−η
2
)
2
+ 2λc(¯σσ−η
2
)φ¯φ+c
2
(¯φφ)
2
+ (15)
2λ
2
¯ZZ¯σσ+ 2(c¯Z+m)(cZ+m)¯φφ.
5.1.1.Supersymmetricvacua
From (13) one sees that the supersymmetric vacuum states, corresponding to the
lowestvalueofthe potential, aredetermined bytheconditions
F
σ
=−∂¯W/∂ ¯σ= 0; (16)
F
φ
=−∂¯W/∂ ¯φ= 0; (17)
F
Z
=−∂¯W/∂ ¯Z= 0, (18)
and yieldV= 0.These equationslead totwosupersymmetric vacuum states:
I)Z= 0;φ= 0;|σ|=η;W= 0; (19)
and
II)Z=−m/c;σ= 0;|φ|=η
/radicalBig
λ/c;W=λmη
2
/c.(20)
We shall take the state Ifor external region of the bag, and the state IIas a state
insidethebag.
The treatment of the gauge field A
µ
andB
µ
inBis similar in many respects
because of the symmetry between AandBsectors allowing one to consider
the
4
Superpotential is homomorphic function of {Z,φ, ¯φ,σ, ¯σ}.
kievarwe.tex; 12/03/2001; 3:49; p.196
190 A.BURINSKII
state Σ =ηin outer region as superconducting one in respect to the gauge field
B
µ
. FieldB
µ
acquires the mass m
B
=gηin outer region, and the ˜U(I)gauge
symmetry is broken, which provides confinement of the B
µ
field inside the bag.
The bag can also be filled by quantum excitations of fermionic, or non Abelian
fields.TheinteriorspaceoftheKerrbagisregularizedinthismodelsincetheKerr
singularity and twofoldedness are suppressed by function f=f
0
(r). However,
a strong increase of the fields near the former Kerr singularity can be retained
leadingtotheappearanceof travelingwavesalong the boundary ofthe disk.
5.2. SUPERSYMMETRIC BUBBLE BASEDON THEMORRIS FIELD MODEL
It is shown in [6] that in the planar thin wall approximation, and by neglecting
the gauge fields there is a supersymmetric BPS-saturated domain wall solution
interpolatingbetweensupersymmetricvacuaI)andII).Thisdomainwalldisplays
the usual structure of stress-energy tensor with a tangential stress. The non-zero
componentsofthestress-energytensor taketheform
T
00
=−T
xx
=−T
yy
=
1
2[δ
ij
(Φ
i
,
z
)(Φ
j
,
z
) +V]; (21)
T
zz
=
1
2[δ
ij
(Φ
i
,
z
)(Φ
j
,
z
)−V], (22)
where Φ
i
={Z,φ
−
,φ
+
,σ
−
,σ
+
}. One can estimate the mass and energy of a
bubble formed by such a domain wall in global supersymmetry setting vacuum
I) as external one and vacuum II) as an internal vacuum. Using the Tolman rela-
tionM=
/integraltext
dx
3
√−g(−T
0
0
+T
1
1
+T
2
2
+T
3
3
), replacing coordinate zon radial
coordinater,andintegrating over sphere oneobtains
M
bubble
=−4π
/integraldisplay
V(r)r
2
dr=−4π
/integraldisplay
(Φ
i
,
r
)
2
r
2
dr. (23)
The resulting effective mass is negative, which is caused by gravitational contri-
bution of the tangential stress. The repulsive gravitational field was obtained in
many singular and smooth models of domain walls [32, 25, 30, 31]. One should
note, that similar gravitational contribution to the mass caused by interior of the
bag will be M
gr.int
=
/integraltext
Dr
2
dr=−
2
3
Λr
3
0
. It depends on the sign of curvature
insidethebagand will be negativein deSittercase and positive in AdSone.
ThetotalenergyofaunchargedbubbleformingfromthesupersymmetricBPS
saturateddomainwallis
E
0bubble
=E
wall
= 4π
/integraldisplay
∞
0
ρr
2
dr≈4πr
2
0
/epsilon1
min
, (24)
wherer
0
is radius of the bubble, and /epsilon1
min
=W(0)−W(∞) =λmη
2
/c.
Corresponding total mass following from the Tolman relation will be negative
kievarwe.tex; 12/03/2001; 3:49; p.197
ROTATINGSUPERBLACKHOLE 191
M
0bubble
=−E
wall
≈ − 4πr
2
0
/epsilon1
min
.It is the known fact showing that the
unchargedbubbles areunstableandform thetime-dependent states[30, 31].
Forchargedbubblesthereareextrapositiveterms:contributioncausedbythe
energy and mass of the external electromagnetic field E
e.m.
=M
e.m.
=
e
2
2r
0
,and
contribution to mass caused by gravitational field of the external electromagnetic
field ( determined by Tolman relation for the external e.m. field) M
grav.e.m.
=
E
e.m.
=
e
2
2r
0
.As aresultthetotalenergyfor charged bubbleis
E
tot.bubble
=E
wall
+E
e.m.
= 4πr
2
0
/epsilon1
min
+e
2
2r
0
, (25)
and thetotalmass willbe
M
tot.bubble
=M
0bubble
+M
e.m.
+M
grav.e.m.
= (26)
−E
wall
+ 2E
e.m.
=−4πr
2
0
/epsilon1
min
+e
2
r
0
. (27)
Minimum of the total energy is achieved by r
0
= (
e
2
16π/epsilon1
min
)
1/3
,which yields the
followingexpressions for total mass and energy ofthestationary state
M
∗
tot
=E
∗
tot
=3e
2
4r
0
. (28)
One sees that the resulting total mass of charged bubble is positive, however, due
tonegativecontributionof M
0bubble
itcanbelowerthanBPSenergyboundofthe
domainwallformingthisbubble.Thisremarkablepropertyofthebubblemodels(
‘ultra-extreme’statesfortheTypeIdomainwallsin[30])allowsonetoovercome
BPS bound [33] and opens the way to get the ratio m
2
/lessmuche
2
which is necessary
for particle-like models.
5.3. BAGLIKESOURCE IN SUPERGRAVITY
Insupergravitythe scalarpotentialhas amorecomplicate form[21, 30,31, 29]
V
sg
=e
k
2
K
(K
i¯j
D
i
WD
j
W−3k
2
W¯W), (29)
whereKis K¨ahler potential K
i¯j
=
∂
2
K
∂Φ
i
∂¯Φ
j
, andk
2
= 8πG
N
,G
N
is the Newton
constant.Inthesmall kWlimit,thisexpressionturnsintopotentialofglobalsusy.
In this approximation, the above treatment of the charged domain wall bubble
will be valid in supergravity. The preserving supersymmetry vacuum state has to
satisfy the condition D
i
W≡W
i
+k
2
K
i
W= 0. This condition is satisfied for
the internal vacuum state II) only in the limit k
2
→0sinceW=λmη
2
/cinside
the bag, and D
i
W≈k
2
K
i
Wthere. In the order k
2
the vacuum state II) does not
kievarwe.tex; 12/03/2001; 3:49; p.198
192 A.BURINSKII
preservesupersymmetry.Thereappearsalsoanextracontributiontostress-energy
tensorhavingtheleadingterm
T
µν
= 3(k
2
/8π)e
k
2
K
|W|
2
g
µν
, (30)
and yielding the negative cosmological constant Λ =−3k
4
e
k
2
K
|W|
2
and to
anti-deSitterspace-timeforthebaginterior.Generalexpressionforcosmological
constantinside thebaghas theform
Λ =k
4
e
k
2
K
/summationdisplay
i
{k
2
|K
i
W|
2
−3|W|
2
}. (31)
It yields AdS vacuum if k
2
|K
i
W|
2
−3|W|
2
<0.
InthesametimethevacuumstateI)inexternalregionhas W= 0andΛ = 0,
and itpreserves supersymmetryforstrongchiral fields.
6. Conclusion
AregularizedsourceoftheKerr-Newmansolutionisconsideredhavingthestruc-
ture of a rotating bag with AdS interior and a smooth domain wall boundary. It
is shown that the Witten superconducting string model can be generalized and
adapted forming a charged superconducting bag with AdS interior and a long
range external gauge field which is necessary for description of charged black
holes.Since1968asuccessiveaccumulationofevidencesisobservedrelatingthe
structure ofKerrgeometrywith physics ofelementary particles.
Acknowledgments . We would like to thank organizers of this Workshop for
kindinvitationandfinancialsupport.
References
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185(1994)441.
13. V. Hamity, Interior ofKerrmetric , Phys. Let. A56(1976)77.
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15. A. Vilenkin and E.P.S. Shellard, Cosmic Strings and Other Topological Defects ( Cambrige
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16. E. Witten, Superconducting strings , Nucl.Phys., B249(1985)557.
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52(1995)5826, hep-th/9504139 .
18. A. Burinskii, Kerr spinning particle, strings and superparticle models , Phys.Rev. D 57
(1998)2392, hep-th/9704102 . ————, Super-Kerr-Newman solution to broken N=2
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34,hep-th/9910045 .
19. S. Deser and B. Zumino, Broken supersymmetry and supergravity , Phys. Rev. Lett. 38(1977)
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22. I.Dymnikova, Vacuum nonsingular black hole , Gen.Rel.Grav. 24(1992)235;
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qc/0007030
23. J.R. Morris, Supersymmetry and gauge invariance constraints in a U(I)×U(I)
/prime
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superconducting cosmic string model , Phys.Rev. D 53(1996)2078, hep-ph/9511293 .
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kievarwe.tex; 12/03/2001; 3:49; p.200
kievarwe.tex; 12/03/2001; 3:49; p.201
CLASSIFYING N-EXTENDED 1-DIMENSIONAL SUPER SYSTEMS
FRANCESCO TOPPAN
∗
CBPF,DCP,RuaDr.Xavier Sigaud150,
cep22290-180RiodeJaneiro(RJ), Brazil
1. Introduction
In this talk I will report some results obtained in a joint collaboration with A.
Pashnev, concerning the classification of the irreducible representations of the
N-extended Supersymmetry in 1dimension and which find applications to the
constructionof SupersymmetricQuantumMechanical Systems [1].
This mathematical problem finds immediate application to the theory of di-
mensionally(toonetemporaldimension)supersymmetric 4dtheories,whichgets
4times the number of supersymmetries of the original models (the N= 8su-
pergravity being e.g. associated with the a N= 32Supersymmetric Quantum
Mechanicaltheory).Duetoalackofsuperfieldformalismfor N > 4,onlypartial
resultsareknown [2]and [3].
More recently, Supersymmetric and Superconformal Quantum Mechanics
havebeenappliedindescribinge.g.thelow-energyeffectivedynamicsofacertain
class of black holes, for testing the AdS/CFT correspondence in the case of
AdS
2
, ininvestigatingthe light-conedynamicsof supersymmetrictheories.
InthisreportoftheworkwithPashnev,twomainresultswillbepresented.At
first a peculiar property of supersymmetry in one dimension is exhibited, namely
that any finite dimensional multiplet containing dbosons anddfermions in dif-
ferent spin states are put into classes of equivalence individuated by irreducible
multiplets of just two spin states, where all bosons and all fermions are grouped
in the same spin. Later it is shown that all irreducible multiplets of this kind
are in one-to-one correspondence with the classification of real-valued Clifford
ΓmatricesofWeyltype.
Thisclassificationrefines(inthecaseof“non-Euclidean”supersymmetry,see
below) the results obtained in [4] and [5]. Another reference where some
aspects
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.202
196 F.TOPPAN
ofthetheoryoftherepresentationof 1-dimensionalsupersymmetryarediscussed
isgiven by[6].
The mathematical problem we are investigating can be stated as follows,
findingtheirreducible representationof thesupersymmetryalgebra
{Q
i
,Q
j
}=ω
ij
H, (1)
whereQ
i
, i= 1,2,···,Nare supercharges and
H=−i
∂
∂t(2)
is the Hamiltonian. The constant tensor ω
ij
can be conveniently diagonalized
and normalized in such a way to coincide with a pseudo-Euclidean metric η
ij
with signature (p,q).Usually the eigenvalues are all assumed being positive (i.e.
q= 0), however examples can be given (see [7]), of physical systems whose
supersymmetry algebra is characterized by an indefinite tensor. In the following I
will discussthe simplestexampleof thiskind.
Anygivenfinite-dimensionalrepresentationmultipletoftheabovesuperalge-
bracanberepresentedin form ofachain of dbosons anddfermions
Φ
0
a
0
,Φ
1
a
1
,···,Φ
M−1
a
M−1
,Φ
M
a
M
(3)
whose components Φ
I
a
I
,(a
I
= 1,2,···,d
I
)are real and alternatively bosonic
andfermionic( d=d
0
+d
2
+d
4
+...=d
1
+d
3
+d
5
+...).Forsuchamultiplet
theshortnotation{d
0
,d
1
,···,d
M
}willalso be employed.
Duetodimensionalityargumentthe i−thsupersymmetrytransformationfor
theΦ
Ia
I
componentsisgivenby
δ
ε
Φ
I
a
I
=ε
i
(C
I
i
)
a
I
a
I+1
Φ
I+1
a
I+1
+ε
i
(˜C
I
i
)
a
I
a
I−1
d
dτΦ
I−1
a
I−1
, (4)
and it simplifies for the end-components (due to the absence of the I=−1and
I=M+ 1components).
In one dimension it is therefore possible to redefine the last components
accordingto
Φ
M
a
M
=
d
dτΨ
M−2
a
M
(5)
in terms of some functions Ψ
M−2
a
M
. The initial supermultiplet of length M+ 1is
now re-expressed as the {d
0
,d
1
,···,d
M−2
+d
M
,d
M−1
,0}supermultiplet of
lengthM. By repeating Mtimes the same procedure the shortest supermultiplet
{d,d}of length 2can be reached. The above argument outlines the proof of
the statement that all supermultiplets are classified according to the irreducible
representations of supermultipletsoflength 2.
kievarwe.tex; 12/03/2001; 3:49; p.203
N-EXTENDED 1-DIMSUPER SYSTEMS 197
2. Extended supersymmetriesandreal valued Clifford algebras
The main result of the previous Section is that the problem of classifying all N-
extendedsupersymmetricquantummechanicalsystemsisreducedtotheproblem
of classifying the irreducible representations of length 2. Having this in mind let
ussimplifythenotations.Lettheindices a,α= 1,···,dnumberthebosonic(and
respectivelyfermionic)elementsintheSUSYmultiplet.Allofthemareassumed
todependonthetimecoordinate τ(X
a
≡X
a
(τ),θ
α
≡θ
α
(τ)).
In order to be definite and without loss of generality let us take the bosonic
elements to be the first ones in the chain {d,d}, which can be conveniently
represented alsoasacolumn
Ψ =
/parenleftbigg
X
a
θ
α
/parenrightbigg
, (6)
thesupersymmetrytransformations arereducedto the following setof equations
δ
ε
X
a
=ε
i
(C
i
)
aα
θ
α
≡i(ε
i
Q
i
Ψ)
a
δ
ε
θ
α
=ε
i
(˜C
i
)
αb
d
dτX
b
≡i(ε
i
Q
i
Ψ)
α
(7)
where,asaconsequence of(1),
C
i
˜C
j
+C
j
˜C
i
=iη
ij
(8)
and
˜C
i
C
j
+˜C
j
C
i
=iη
ij
(9)
Sinceε
i
,X
a
,θ
α
arereal,thematrices C
i
’s,˜C
i
’shavetoberespectivelyimaginary
and real. Ifweset(just fornormalization)
C
i
=
i
√
2σ
i
˜C
i
=
1
√
2˜σ
i
(10)
and accommodate σ
i
,˜σ
i
into asingle matrix
Γ
i
=
/parenleftbigg
0σ
i
˜σ
i
0
/parenrightbigg
, (11)
they form a set of real-valued Clifford Γ-matrices of Weyl type (i.e. block
antidiagonal), obeyingthe(pseudo-) Euclideananticommutation relations
{Γ
i
,Γ
j
}= 2η
ij
. (12)
kievarwe.tex; 12/03/2001; 3:49; p.204
198 F.TOPPAN
Therefore the classification of irreducible multiplets of representation of a (p,q)
extended supersymmetry is in one-to-one correspondence with the classification
of the real-valued Clifford algebras C
p,q
with the further property that the Γ
matrices canbe realizedinWeyl(i.e. blockantidiagonal) form.
Real-valued Clifford algebras have been classified in [8] for compact ( q= 0)
case,andin[9] forthe non-compactone. Ifollowhere the exposition in [10].
Three cases have to be distinguished for real representations, specified by the
type of most general solution allowed for a real matrix Scommuting with all the
Clifford Γ
i
matrices, i.e.
i)thenormalcase,realizedwhen Sisa multipleofthe identity,
ii)the almost complex case, for Sbeing given by a linear combination of the
identityandofareal J
2
=−1matrix,
iii)finallythequaternioniccase,for Sbeingalinearcombinationofrealmatrices
satisfyingthe quaternionic algebra.
Real irreduciblerepresentationsofnormaltype existwhenever the condition
p−q= 0,1,2mod 8is satisfied (their dimensionality being given by 2
[
N
2
]
,
whereN=p+q),whilethealmostcomplexandthequaternionictyperepresenta-
tionsarerealizedinthe p−q= 3,7mod 8andinthep−q= 4,5,6mod 8
cases respectively. The dimensionality of these representations is given in both
casesby 2
[
N
2
]+1
.
We further require the extra-condition that the real representations should ad-
mit a block antidiagonal realization for the Clifford Γmatrices. This condition is
met forp−q= 0mod 8in the normal case (it corresponds to the standard
Majorana-Weyl requirement), p−q= 7mod 8in the almost complex case
andp−q= 4,6mod 8in the quaternionic case. In all these cases the real
irreducible representation is unique.
It is therefore possible to furnish the dimensionality of the irreducible repre-
sentations of the of the supersymmetry algebra or, conversely, the allowed (p,q)
signatures associated to a given dimensionality of the bosonic and fermionic
spaces. The latter result is conveniently expressed by introducing the notion
of maximally extended supersymmetry. The C
p,q
(p−q= 6mod 8) real
representation for the quaternionic case can be recovered from the 7mod 8
almost complex C
p+1,q
representation by deleting one of the Γmatrices; in its
turn the latter representation is recovered from the C
p+2,q
normal Majorana-
Weyl representation by deleting another Γmatrix. The dimensionality of the
three representations above being the same, the normal Majorana-Weyl repre-
sentation realizes the maximal possible extension of supersymmetry compatible
with the dimensionality of the representation. In search for the maximal exten-
sion of supersymmetry we can therefore limit ourselves to consider the normal
Majorana-Weyl representations, as well as the quaternionic ones satisfying the
p−q= 4mod 8condition.
Let us therefore introduce a parameter /epsilon1, which assumes two values and is
kievarwe.tex; 12/03/2001; 3:49; p.205
N-EXTENDED 1-DIMSUPER SYSTEMS 199
used to distinguish the Majorana-Weyl ( /epsilon1= 0) with respect to the quaternionic
case(/epsilon1= 1).Aspaceof d= 2
t
bosonicand d= 2
t
fermionicstatescancarrythe
followingset ofmaximally extended supersymmetries
(p=t−4z+ 5−3/epsilon1,q=t+ 4z+/epsilon1−3) (13)
wherethe integer z=k−lmusttakevaluesin theinterval
1
4(3−t−/epsilon1)≤z≤
1
4(t+ 5−3/epsilon1) (14)
inordertoguarantee the p≥0andq≥0requirements.
3. An applicationand conclusions.
One of the most significant application of extended supersymmetric quantum
mechanics concerns the 1-dimensional σmodels evolving in a target spacetime
manifold presenting both bosonic and fermionic coordinates. In general such
models present a non-linear kinetic term and the extended supersymmetries put
constraints on the metric of the target. In this section let us present here a very
simplified model, which however is illustrative of how invariances under pseudo-
Euclidean supersymmetry can arise. Let us in fact consider a model of dbosonic
fieldsX
a
anddspinorsψ
α
freelymovinginaflat d-dimensionaltargetmanifold,
not necessarily Minkowskian or Euclidean, endorsed of a pseudo-euclidean η
ab
.
Letusfurthermore introducethefreekineticactionbeing given by
S
K
=
/integraldisplay
dtL=
1
2
/integraldisplay
dt
/parenleftBig
˙X
a
˙X
b
η
ab
+iδ˙ψ
α
ψ
β
η
αβ
/parenrightBig
, (15)
where the metric η
αβ
for the spinorial part is assumed to have the same signature
as the metric η
ab
, andδis justasignnormalization( δ=±1).
A natural question to be asked is which supersymmetries are invariances of
the above free kinetic action. The answer is furnished by accommodating the d
bosonicand dfermioniccoordinatesintoa(maximallyextended)irreduciblerep-
resentation of the extended supersymmetries, and later counting how many such
transformations survive as invariances of the action. The first non-trivial example
concerns a 2-dimensional target( d= 2), whose two bosonic and two fermionic
degrees of freedom carry the {2,2}representation of (2,2)extended supersym-
metry. However, only half of these supersymmetries are realized as invariances
of the action. The action indeed is invariant under either the (2,0)or the (1,1)
extended supersymmetries, whether the target space is respectively Euclidean
or Minkowskian. Therefore already in the 2-dimensional Minkowskian case we
observe the arising of a pseudo-Euclidean supersymmetry invariance. The next
simplestexampleisrealizedbya 4-dimensionaltarget.Thefourbosonicandfour
kievarwe.tex; 12/03/2001; 3:49; p.206
200 F.TOPPAN
fermioniccoordinatescanbeaccommodatedintothreeirreduciblerepresentations
of maximally extended supersymmetry, according to formula (13), namely the
(4,0), the (0,4)and the (3,3)extended supersymmetries. The action (15) turns
out to be invariant, for Euclidean (4 + 0), Minkowskian (3 + 1)and(2 + 2)
signatureforthemetric η, according to thefollowing
table
(4,
0) (0,
4) (3,
3)
(4 +
0) (4,
0) (0,
0) (3,
0)δ=
+1
(4 +
0) (0,
0) (0,
4) (0,
3)δ=−
1
(3 +
1) (1,
0) (0,
0) (1,
0)δ=
+1
(3 +
1) (0,
0) (0,
1) (0,
1)δ=−
1
(2 +
2) (2,
0) (0,
2) (2,
1)δ=
+1
(2 +
2) (2,
0 (0,
2) (1,
2)δ=−
1
which should be understood as follows. The central entries denote how many
supersymmetries are realized as invariances of the (15) action for each one of
thethreeirreduciblerepresentationsofmaximallyextendedsupersymetry,incor-
respondencewiththegivensignatureofspacetimeandsignfor δ.Inthisparticular
case invariance under pseudo-Euclidean supersymmetry is guaranteed for the
targetofsignature (2 + 2).
InthistalkIhavepresentedsomeresultsconcerningtherepresentationtheory
for irreducible multiplets of the one-dimensional N= (p,q)extended super-
symmetry. A peculiar feature of the one-dimensional supersymmetric algebras
consists in the fact that the supermultiplets formed by dbosonic and dfermionic
degreesoffreedomaccommodatedinachainwith M+ 1 (M≥2)differentspin
states uniquely determines a 2-chain multiplet of the form {d,d}which carries a
representationofthe Nextendedsupersymmetry.Furthermore,itisshownthatall
such2-chainirreduciblemultipletsofthe (p,q)extendedsupersymmetryarefully
classified;whene.g.thecondition p−q= 0mod8issatisfied,theirclassification
is equivalent to that one of Majorana-Weyl spinors in any given space-time, the
numberp+qofextendedsupersymmetriesbeingassociatedtothedimensionality
Dofthespacetime,whilethe 2dsupermultipletdimensionalityisthedimension-
ality of the corresponding Γmatrices. The more general case for arbitrary values
ofpandqhas also beenfully discussed.
Thesemathematicalpropertiescanfindalotofinterestingapplicationsincon-
nection with the construction of Supersymmetric and Superconformal Quantum
Mechanical Models. These theories are vastly studied due to their relevance in
many different physical domains, to name just a few it can be mentioned the
low-energy effective dynamics of black-hole models, the dimensional reduction
kievarwe.tex; 12/03/2001; 3:49; p.207
N-EXTENDED 1-DIMSUPER SYSTEMS 201
of higher-dimensional superfield theories, which are a laboratory for the investi-
gationof the spontaneous breakingof the supersymmetry, andso on.
Acknowledgments. It is a pleasure for me to acknowledge A. Pashnev. The re-
sults reported in this talk are fruit of our collaboration. I wish also acknowledge
for useful discussions E.A. Ivanov, S. J. Gates Jr., S.O. Krivonos and V. Zima.
Finally, let me express my gratitude to the organizers of the ARW conference for
theinvitationandthe warmhospitality.
References
1. A. Pashnev and F. Toppan, On the Classification of N-Extended Supersymmetric Quan-
tum Mechanical Systems ,
CBPF, JINR
preprint, CBPF-NF-029/00, JINR E2-2000-193,
hep-th/0010135 , Dubna,Rio deJaneiro, 2000.
2. M. De CrombruggheandV. Rittenberg, Ann. of Phys. 151(1983), 99.
3. M.Claudson and M.B. Halpern, Nucl.Phys. B250(1985), 689.
4. B. deWit, A.K. Tollsten and H.Nicolai, Nucl.Phys. B392(1993), 3.
5. S. JamesGates,Jr. and Lubna Rana, Phys. Lett. B352(1995), 50; ibid. B369(1996),262.
6. R.A. Coles and G. Papadopoulos, Class.Quant. Grav. 7(1990),427–438.
7. A. Pashnev, Noncompact Extension of One-Dimensional Supersymmetry and Spinning Parti-
cle,
JINR
preprint, E2-91-536, Dubna,1991.
8. M. Atiyah, R. Bott and A. Shapiro, Topology 3, (Suppl. 1)(1964), 3.
9. I.Porteous, Topological Geometry , van Nostand Rheinhold,London, (1969).
10. S. Okubo, Jou. Math. Phys., 32(1991), 1657; ibid. 1669.
kievarwe.tex; 12/03/2001; 3:49; p.208
kievarwe.tex; 12/03/2001; 3:49; p.209
PARA, PSEUDO, AND ORTHOSUPERSYMMETRIC
QUANTUMMECHANICSANDTHEIRBOSONIZATION
CHRISTIANEQUESNE
∗
PNTPM, Universit ´e Libre de Bruxelles, Campus de la Plaine
CP229,BoulevardduTriomphe,B-1050 Brussels, Belgium
Abstract. We consider the problem of bosonizing supersymmetric quantum mechanics (SSQM)
and some of its variants, i.e., of realizing them in terms of only boson-like operators without
fermion-like ones. In the SSQM case, this is realized in terms of the generators of the Calogero-
Vasiliev algebra (also termed deformed Heisenberg algebra with reflection). In that of the SSQM
variants, this is done by considering generalizations of the latter algebra, namely the C
λ
-extended
oscillator algebras, where C
λ
is thecyclic groupof order λ.
1. Introduction
Supersymmetry has established an elegant symmetry between bosons and
fermionsandisoneofthecornerstonesofmoderntheoreticalphysics.Itsapplica-
tiontoquantummechanicshasprovidedapowerfulmethodofgeneratingsolvable
quantum mechanical models. On the other hand, exotic quantum statistics have
received considerable attention due to their possible relevance to the fractional
quantumHalleffect andanyon superconductivity.
By combining both concepts within the framework of quantum mechanics,
one gets variants of SSQM: paraSSQM [1–3], pseudoSSQM [4, 5], and or-
thoSSQM [6]. They can be realized in terms of bosons and parafermions [7],
pseudofermions [4, 5], ororthofermions[8], respectively.
By using the Calogero-Vasiliev algebra [9], Plyushchay showed [10] that
SSQM can be described in terms of only boson-like operators without fermion-
likeones(see also [11]).
In the present communication, we shall consider generalizations of the
Calogero-Vasiliev algebra, namely the C
λ
-extended oscillator algebras (where
C
λ
=Z
λ
is the cyclic group of order λ) [12–14]. We shall show that they hav
e
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.210
204 C.QUESNE
some interesting applications to variants of SSQM [12, 14], as they provide a
bosonizationof the latter analogousto that obtainedby Plyushchay for SSQM.
2. Generalizeddeformedand G-extendedoscillator algebras
The generalized deformed oscillator algebras (GDOAs) (see e.g. Refs. [15, 16]
and references quoted therein) arose from successive generalizations of the Arik-
Coon [17] and Biedenharn-Macfarlane [18, 19] q-oscillators. Such algebras,
denoted byA
q
(G(N)), are generated by the unit, creation, annihilation, and
number operators I,a
†
,a,N, satisfying the Hermiticity conditions
/parenleftBig
a
†
/parenrightBig
†
=a,
N
†
=N,andthecommutation relations
/bracketleftBig
N,a
†
/bracketrightBig
=a
†
, [N,a] =−a,
/bracketleftBig
a,a
†
/bracketrightBig
q
≡aa
†
−qa
†
a=G(N),(1)
whereqis some realnumber and G(N)is someHermitian, analyticfunction.
On the other hand, G-extended oscillator algebras, where Gis some finite
group,appearedinconnectionwith n-particleintegrablemodels.FortheCalogero
model [20],for instance, Gisthe symmetric group S
n
[21, 22].
For two particles, the S
2
-extended oscillator algebra A
(2)
κ
, whereS
2
=
{I,K|K
2
=I}, is generated by the operators I,a
†
,a,N,K, subject to
theHermiticity conditions
/parenleftBig
a
†
/parenrightBig
†
=a,N
†
=N,K
†
=K
−1
, andthe relations
/bracketleftBig
N,a
†
/bracketrightBig
=a
†
, [N,K ] = 0, K
2
=I,
/bracketleftBig
a,a
†
/bracketrightBig
=I+κK (κ∈R), a
†
K=−Ka
†
, (2)
togetherwith theirHermitian conjugates.
When theS
2
generatorKis realized in terms of the Klein operator (−1)
N
,
A
(2)
κ
becomes a GDOA characterized by q= 1andG(N) =I+κ(−1)
N
, and
knownasthe Calogero-Vasiliev oscillatoralgebra[9].
Theoperator Kmaybealternativelyconsideredasthegeneratorofthecyclic
groupC
2
ofordertwo,sincethelatterisisomorphicto S
2
.Byreplacing C
2
bythe
cyclic group of order λ,C
λ
={I,T,T
2
,... ,T
λ−1
|T
λ
=I}, one then gets a
new class ofG-extended oscillator algebras [12–14], generalizing that describing
thetwo-particleCalogero model.
kievarwe.tex; 12/03/2001; 3:49; p.211
PARASUPERSYMMETRICQUANTUM MECHANICS 205
3.C
λ
-extended oscillatoralgebras
Let us consider the algebras generated by the operators I,a
†
,a,N,T, satisfying
theHermiticity conditions
/parenleftBig
a
†
/parenrightBig
†
=a,N
†
=N,T
†
=T
−1
, and therelations
/bracketleftBig
N,a
†
/bracketrightBig
=a
†
, [N,T] = 0, T
λ
=I,
/bracketleftBig
a,a
†
/bracketrightBig
=I+
λ−1
/summationdisplay
µ=1
κ
µ
T
µ
, a
†
T=e
−i2π/λ
Ta
†
, (3)
togetherwiththeirHermitianconjugates[12].Here Tisthegeneratorof(aunitary
representation of) the cyclic group C
λ
(whereλ∈{2,3,4,...}), andκ
µ
,µ= 1,
2,...,λ−1,aresomecomplexparametersrestrictedbytheconditions κ
∗
µ
=κ
λ−µ
(so thatthereremainaltogether λ−1independentreal parameters).
C
λ
hasλinequivalent, one-dimensional matrix unitary irreducible represen-
tations (unirreps) Γ
µ
,µ= 0, 1,...,λ−1, which are such that Γ
µ
(T
ν
) =
exp(i2πµν/λ )foranyν= 0,1,...,λ−1.Theprojectionoperatoronthecarrier
space of Γ
µ
may bewrittenas
P
µ
=
1
λ
λ−1
/summationdisplay
ν=0
e
−i2πµν/λ
T
ν
, (4)
andconversely T
ν
,ν= 0,1,...,λ−1,maybeexpressedintermsofthe P
µ
’sas
T
ν
=
λ−1
/summationdisplay
µ=0
e
i2πµν/λ
P
µ
. (5)
Thealgebradefiningrelations(3)maythereforeberewrittenintermsof I,a
†
,
a,N, andP
µ
=P
†
µ
,µ= 0,1,...,λ−1,as
/bracketleftBig
N,a
†
/bracketrightBig
=a
†
, [N,P
µ
] = 0,
λ−1
/summationdisplay
µ=0
P
µ
=I,
/bracketleftBig
a,a
†
/bracketrightBig
=I+
λ−1
/summationdisplay
µ=0
α
µ
P
µ
, a
†
P
µ
=P
µ+1
a
†
, P
µ
P
ν
=δ
µ,ν
P
µ
,(6)
where we use the convention P
µ
/prime
=P
µ
ifµ
/prime
−µ= 0 modλ(and similarly for
otheroperatorsorparametersindexedby µ,µ
/prime
).Equation(6)dependsupon λreal
parametersα
µ
=
/summationtext
λ−1
ν=1
exp(i2πµν/λ )κ
ν
,µ= 0, 1,...,λ−1, restricted by
the condition
/summationtext
λ−1
µ=0
α
µ
= 0. Hence, we may eliminate one of them, for instance
α
λ−1
,and denote C
λ
-extendedoscillatoralgebrasby A
(λ)
α
0
α
1
...α
λ−2
.
kievarwe.tex; 12/03/2001; 3:49; p.212
206 C.QUESNE
The cyclic group generator Tand the projection operators P
µ
can be realized
interms ofNas
T=e
i2πN/λ
, P
µ
=
1
λ
λ−1
/summationdisplay
ν=0
e
i2πν(N−µ)/λ
, µ = 0,1,... ,λ−1,(7)
respectively. With such a choice, A
(λ)
α
0
α
1
...α
λ−2
becomes a GDOA, A
(λ)
(G(N)),
characterized by q= 1andG(N) =I+
/summationtext
λ−1
µ=0
α
µ
P
µ
, whereP
µ
is given in
Eq.(7).
For any GDOAA
q
(G(N)), one may define a so-called structure func-
tionF(N),whichisthesolutionofthedifferenceequation F(N+1)−qF(N) =
G(N),suchthatF(0) = 0[15].ForA
(λ)
(G(N)),wefind
F(N) =N+
λ−1
/summationdisplay
µ=0
β
µ
P
µ
, β
0
≡0, β
µ
≡
µ−1
/summationdisplay
ν=0
α
ν
(µ= 1,2,... ,λ−1).
(8)
At this point, it is worth noting that for λ= 2, we obtain T=K,P
0
=
(I+K)/2,P
1
= (I−K)/2, andκ
1
=κ
∗
1
=α
0
=−α
1
=κ, so thatA
(2)
α
0
coincides with the S
2
-extended oscillator algebra A
(2)
κ
andA
(2)
(G(N))with the
Calogero-Vasilievalgebra.
InRef.[14],itwasshownthat A
(λ)
(G(N))(andmoregenerally A
(λ)
α
0
α
1
...α
λ−2
)
hasonlytwodifferenttypesofunirreps:infinite-dimensionalboundedfrombelow
unirreps and finite-dimensional ones. Among the former, there is the so-called
bosonic Fock space representation, wherein a
†
a=F(N)andaa
†
=F(N+ 1).
Its carrier spaceFis spanned by the eigenvectors |n/angbracketrightof the number operator N,
corresponding to the eigenvalues n= 0, 1, 2,..., where|0/angbracketrightis a vacuum state,
i.e.,a|0/angbracketright=N|0/angbracketright= 0andP
µ
|0/angbracketright=δ
µ,0
|0/angbracketright.The eigenvectors canbewritten as
|n/angbracketright=N
−1/2
n
/parenleftBig
a
†
/parenrightBig
n
|0/angbracketright, n = 0,1,2,... , (9)
whereN
n
=
/producttext
n
i=1
F(i). The creation and annihilation operators act upon |n/angbracketrightin
theusualway,i.e.,
a
†
|n/angbracketright=
/radicalBig
F(n+ 1)|n+ 1/angbracketright, a|n/angbracketright=
/radicalBig
F(n)|n−1/angbracketright,(10)
whileP
µ
projects on the µth componentF
µ
≡{|kλ+µ/angbracketright|k= 0,1,2,...}of
theZ
λ
-gradedFockspace F=
/summationtext
λ−1
µ=0
⊕F
µ
.ItisobviousthatsuchabosonicFock
space representation exists if and only if F(µ)>0forµ= 1, 2,...,λ−1. This
givesthe following restrictions onthealgebra parameters α
µ
,
µ−1
/summationdisplay
ν=0
α
ν
>−µ, µ = 1,2,... ,λ−1. (11)
kievarwe.tex; 12/03/2001; 3:49; p.213
PARASUPERSYMMETRICQUANTUM MECHANICS 207
In the bosonic Fock space representation, one may consider the bosonic
oscillator Hamiltonian,definedasusual by
H
0
≡
1
2
/braceleftBig
a,a
†
/bracerightBig
. (12)
It can be rewrittenas
H
0
=a
†
a+
1
2
I+
λ−1
/summationdisplay
µ=0
α
µ
P
µ
=N+
1
2I+
λ−1
/summationdisplay
µ=0
γ
µ
P
µ
,(13)
whereγ
0
≡
1
2
α
0
andγ
µ
≡
/summationtext
µ−1
ν=0
α
ν
+
1
2
α
µ
forµ= 1, 2,...,λ−1.
The eigenvectors of H
0
are the states|n/angbracketright=|kλ+µ/angbracketright, defined in Eq. (9), and
theireigenvaluesare given by
E
kλ+µ
=kλ+µ+γ
µ
+
1
2
, k = 0,1,2,... , µ = 0,1,... ,λ−1.
(14)
In eachF
µ
subspace of the Z
λ
-graded Fock space F, the spectrum of H
0
is
therefore harmonic, but the λinfinite sets of equally spaced energy levels, cor-
responding to µ= 0, 1,...,λ−1, may be shifted with respect to each other by
someamountsdependinguponthealgebraparameters α
0
,α
1
,...,α
λ−2
,through
theirlinear combinations γ
µ
,µ= 0,1,...,λ−1.
For the Calogero-Vasiliev oscillator, i.e., for λ= 2, the relation γ
0
=γ
1
=
κ/2implies that the spectrum is very simple and coincides with that of a shifted
harmonicoscillator.For λ≥3,however,ithasamuchricherstructure.According
totheparametervalues,itmaybenondegenerate,ormayexhibitsome( ν+1)-fold
degeneracies above some energy eigenvalue, where νmay take any value in the
set{1,2,... ,λ−1}. In Ref. [13], the complete classification of nondegenerate,
twofold and threefold degenerate spectra was obtained for λ= 3in terms ofα
0
andα
1
.
In the remaining part of this communication, we will show that the bosonic
Fockspacerepresentationof A
(λ)
(G(N))andthecorrespondingbosonicoscilla-
tor Hamiltonian H
0
have some usefulapplications to variantsofSSQM.
4. Applicationtoparasupersymmetric quantummechanicsof order p
In SSQM with two supercharges, the supersymmetric Hamiltonian Hand the
supercharges Q
†
,Q=
/parenleftBig
Q
†
/parenrightBig
†
, satisfy the sqm(2) superalgebra, defined by the
relations
Q
2
= 0, [H,Q] = 0,
/braceleftBig
Q,Q
†
/bracerightBig
=H, (15)
together with their Hermitian conjugates. Such a superalgebra is most often
realized interms ofmutually commutingbosonand fermionoperators.
kievarwe.tex; 12/03/2001; 3:49; p.214
208 C.QUESNE
Plyushchay[10],however,showedthatitcanalternativelyberealizedinterms
ofonlyboson-likeoperators,namelythegeneratorsoftheCalogero-Vasilievalge-
braA
(2)
(G(N))(see also Ref. [11]). The SSQM bosonization can be performed
intwodifferentways,bychoosingeither Q=a
†
P
1
(sothatH=H
0
−
1
2
(K+κ))
orQ=a
†
P
0
(so thatH=H
0
+
1
2
(K+κ)). The first choice corresponds to
unbroken SSQM (all the excited states are twofold degenerate while the ground
state is nondegenerate and at vanishing energy), and the second choice describes
brokenSSQM (allthe statesare twofold degenerateand at positiveenergy).
SSQMwasgeneralizedtoparasupersymmetricquantummechanics(PSSQM)
of order two by Rubakov and Spiridonov [1], and later on to PSSQM of arbitrary
orderpbyKhare[2].Inthelatter case,Eq.(15) isreplaced by
Q
p+1
= 0 (with Q
p
/negationslash= 0),
[H,Q] = 0,
Q
p
Q
†
+Q
p−1
Q
†
Q+···+QQ
†
Q
p−1
+Q
†
Q
p
= 2pQ
p−1
H,(16)
and is retrieved in the case where p= 1. The parasupercharges Q,Q
†
, and
the parasupersymmetric Hamiltonian Hare usually realized in terms of mutually
commuting bosonandparafermionoperators.
A property of PSSQM of order pis that the spectrum of His (p+ 1)-fold
degenerateabovethe( p−1)thenergylevel.ThisfactandPlyushchay’sresultsfor
p= 1hintatapossibilityofrepresenting Hasalinearcombinationofthebosonic
oscillator Hamiltonian H
0
associated withA
(p+1)
(G(N))and some projection
operators.
In Ref. [14] (see also Ref. [12]), it was proved that PSSQM of order pcan
indeedbebosonizedintermsofthegeneratorsof A
(p+1)
(G(N))foranyallowed
(i.e., satisfying Eq. (11)) values of the algebra parameters α
0
,α
1
,...,α
p−1
. For
suchapurpose,ans ¨atzeof thetype
Q=
p
/summationdisplay
ν=0
σ
ν
a
†
P
ν
,H=H
0
+
1
2p
/summationdisplay
ν=0
r
ν
P
ν
, (17)
were chosen. Here σ
ν
andr
ν
are some complex and real constants, respectively,
to be determined in such a way that Eq. (16) is fulfilled. It was found that
there arep+ 1families of solutions, which may be distinguished by an index
µ∈{0,1,... ,p}and from which one may choose the following representative
solutions
Q
µ
=
√
2
p
/summationdisplay
ν=1
a
†
P
µ+ν
,
H
µ
=N+
1
2
(2γ
µ+2
+r
µ+2
−2p+ 3)I+
p
/summationdisplay
ν=1
(p+ 1−ν)P
µ+ν
,(18)
kievarwe.tex; 12/03/2001; 3:49; p.215
PARASUPERSYMMETRICQUANTUM MECHANICS 209
where
r
µ+2
=
1
p
/bracketleftBigg
(p−2)α
µ+2
+ 2
p
/summationdisplay
ν=3
(p−ν+ 1)α
µ+ν
+p(p−2)
/bracketrightBigg
.(19)
The eigenvectors of H
µ
are the states (9) and the corresponding eigenvalues
are easily found. All the energy levels are equally spaced. For µ= 0, PSSQM is
unbroken, otherwise it is broken with a ( µ+ 1)-fold degenerate ground state. All
theexcitedstatesare( p+ 1)-folddegenerate.For µ= 0,1,...,p−2,theground
state energy may be positive, null, or negative depending on the parameters,
whereas for µ=p−1orp,it is alwayspositive.
Khare [2] showed that in PSSQM of order p,Hhas in fact 2p(and not only
two) conserved parasupercharges, as well as pbosonic constants. In other words,
there existpindependent operators Q
r
,r= 1, 2,...,p, satisfying withHthe
set of equations (16), and pother independent operators I
t
,t= 2, 3,...,p+ 1,
commutingwithH,aswellasamongthemselves.InRef.[14],arealizationofall
suchoperatorswasobtained interms of the A
(p+1)
(G(N))generators.
Asafinalpoint,letusnotethatthereexistsanalternativeapproachtoPSSQM
of orderp, which was proposed by Beckers and Debergh [3], and wherein the
multilinear relationin Eq.(16)isreplaced bythecubic equation
/bracketleftBig
Q,
/bracketleftBig
Q
†
,Q
/bracketrightBig/bracketrightBig
= 2QH. (20)
In Ref. [12], it was proved that for p= 2, this PSSQM algebra can only be
realized by thoseA
(3)
(G(N))algebras that simultaneously bosonize Rubakov-
Spiridonov-Khare PSSQMalgebra.
5. Applicationtopseudosupersymmetricquantum mechanics
Pseudosupersymmetric quantum mechanics (pseudoSSQM) was introduced by
Beckers, Debergh, and Nikitin [4, 5] in a study of relativistic vector mesons
interacting with an external constant magnetic field. In the nonrelativistic limit,
their theory leads to a pseudosupersymmetric oscillator Hamiltonian, which can
be realized in terms of mutually commuting boson and pseudofermion operators,
wherethelatterareintermediatebetweenstandardfermionand p= 2parafermion
operators.
It is then possible to formulate a pseudoSSQM [4, 5], characterized by a
pseudosupersymmetric Hamiltonian Hand pseudosupercharge operators Q,Q
†
,
satisfyingthe relations
Q
2
= 0, [H,Q] = 0, QQ
†
Q= 4c
2
QH, (21)
and their Hermitian conjugates, where cis some real constant. The first two rela-
tions in Eq. (21) are the same as those occurring in SSQM, whereas the third one
kievarwe.tex; 12/03/2001; 3:49; p.216
210 C.QUESNE
is similar to the multilinear relation valid in PSSQM of order two. Actually, for
c= 1or 1/2, it iscompatible with Eq.(16)or(20),respectively.
InRef.[14],itwasprovedthatpseudoSSQMcanbebosonizedintwodifferent
ways in terms of the generators of A
(3)
(G(N))for any allowed values of the
parametersα
0
,α
1
.Thistime, the ans ¨atze
Q=
2
/summationdisplay
ν=0
/parenleftBig
ξ
ν
a+η
ν
a
†
/parenrightBig
P
ν
,H=H
0
+
1
22
/summationdisplay
ν=0
r
ν
P
ν
,(22)
were chosen, and the complex constants ξ
ν
,η
ν
, and the real ones r
ν
were
determinedin sucha waythat Eq.(21)isfulfilled.
The first type of bosonization corresponds to three families of two-parameter
solutions,labeledby an index µ∈{0,1,2},
Q
µ
(η
µ+2
,ϕ) =
/parenleftBig
η
µ+2
a
†
+e
iϕ
/radicalBig
4c
2
−η
2
µ+2
a
/parenrightBig
P
µ+2
,
H
µ
(η
µ+2
) =N+
1
2
(2γ
µ+2
+r
µ+2
−1)I+ 2P
µ+1
+P
µ+2
,(23)
where 0<η
µ+2
<2|c|,0≤ϕ<2π,and
r
µ+2
=
1
2c
2
(1 +α
µ+2
)
/parenleftBig
|η
µ+2
|
2
−2c
2
/parenrightBig
. (24)
Choosing for instance η
µ+2
=
√
2|c|, andϕ= 0, hencer
µ+2
= 0(producing an
overallshift ofthe spectrum), leadsto
Q
µ
=c
√
2
/parenleftBig
a
†
+a
/parenrightBig
P
µ+2
,
H
µ
=N+
1
2
(2γ
µ+2
−1)I+ 2P
µ+1
+P
µ+2
. (25)
A comparison between Eq. (23) or (25) and Eq. (18) shows that the pseudosu-
persymmetric and p= 2parasupersymmetric Hamiltonians coincide, but that
the corresponding charges are of course different. The conclusions relative to the
spectrumand the groundstateenergyare thereforethesame as inSec.4.
The second type of bosonization corresponds to three families of one-
parametersolutions, againlabeledby anindex µ∈{0,1,2},
Q
µ
= 2|c|aP
µ+2
,
H
µ
(r
µ
) =N+
1
2
(2γ
µ+2
−α
µ+2
)I+
1
2
(1−α
µ+1
+α
µ+2
+r
µ
)P
µ
+P
µ+1
, (26)
wherer
µ
∈Rchanges the Hamiltonian spectrum in a significant way. The levels
are indeed equally spaced if and only if r
µ
= (α
µ+1
−α
µ+2
+ 3) mod 6 . Ifr
µ
is small enough, the ground state is nondegenerate, and its energy is negative for
µ= 1, or may have any sign for µ= 0or 2. On the contrary, if r
µ
is large
kievarwe.tex; 12/03/2001; 3:49; p.217
PARASUPERSYMMETRICQUANTUM MECHANICS 211
enough, the ground state remains nondegenerate with a vanishing energy in the
former case, while it becomes twofold degenerate with a positive energy in the
latter. For some intermediate r
µ
value, one gets a two or threefold degenerate
groundstatewithavanishingorpositiveenergy,respectively.
6. Applicationtoorthosupersymmetric quantum mechanics oforder two
MishraandRajasekaran[8]introducedorder- porthofermionoperatorsbyreplac-
ingthePauliexclusionprinciplebyamorestringentone:anorbitalstateshallnot
containmorethanoneparticle,whateverbethespindirection.Thewavefunction
is thus antisymmetric in spatial indices alone with the order of the spin indices
frozen.
Khare, Mishra, and Rajasekaran [6] then developed orthosupersymmetric
quantum mechanics (OSSQM) of arbitrary order pby combining boson oper-
ators with orthofermion ones, for which the spatial indices are ignored. OS-
SQM is formulated in terms of an orthosupersymmetric Hamiltonian H, and 2p
orthosuperchargeoperators Q
r
,Q
†
r
,r= 1,2,...,p, satisfying therelations
Q
r
Q
s
= 0, [H,Q
r
] = 0, Q
r
Q
†
s
+δ
r,sp
/summationdisplay
t=1
Q
†
t
Q
t
= 2δ
r,s
H,(27)
and their Hermitianconjugates,where randsrunover1,2, ...,p.
In Ref. [14], it was proved that OSSQM of order two can be bosonized in
terms of the generators of some well-chosen A
(3)
(G(N))algebras. As ans ¨atze,
theexpressions
Q
1
=
2
/summationdisplay
ν=0
/parenleftBig
ξ
ν
a+η
ν
a
†
/parenrightBig
P
ν
, Q
2
=
2
/summationdisplay
ν=0
/parenleftBig
ζ
ν
a+ρ
ν
a
†
/parenrightBig
P
ν
,
H=H
0
+
1
22
/summationdisplay
ν=0
r
ν
P
ν
, (28)
were used, and the complex constants ξ
ν
,η
ν
,ζ
ν
,ρ
ν
, and the real ones r
ν
were
determined in such a way that Eq. (27) is fulfilled. There exist two families of
two-parametersolutions,labeled by µ∈{0,1},
Q
1,µ
(ξ
µ+2
,ϕ) =ξ
µ+2
aP
µ+2
+e
iϕ
/radicalBig
2−ξ
2
µ+2
a
†
P
µ
,
Q
2,µ
(ξ
µ+2
,ϕ) =−e
−iϕ
/radicalBig
2−ξ
2
µ+2
aP
µ+2
+ξ
µ+2
a
†
P
µ
,
H
µ
=N+
1
2
(2γ
µ+1
−1)I+ 2P
µ
+P
µ+1
, (29)
where 0<ξ
µ+2
≤
√
2and0≤ϕ<2π, provided the algebra parameter α
µ+1
is
takenasα
µ+1
=−1.Asamatteroffact,theabsenceofathirdfamilyofsolutions
kievarwe.tex; 12/03/2001; 3:49; p.218
212 C.QUESNE
corresponding to µ= 2comes from the incompatibility of this condition (i.e.,
α
0
=−1)withconditions (11).
The orthosupersymmetric Hamiltonian Hin Eq. (29) is independent of the
parametersξ
µ+2
,ϕ. All the levels of its spectrum are equally spaced. For µ=
0, OSSQM is broken: the levels are threefold degenerate, and the ground state
energy is positive. On the contrary, for µ= 1, OSSQM is unbroken: only the
excited states are threefold degenerate, while the nondegenerate ground state has
avanishing energy. Suchresults agreewith the general conclusionsof Ref.[6].
Forpvalues greater than two, the OSSQM algebra (27) becomes rather com-
plicatedbecausethenumberofequationstobefulfilledincreasesconsiderably.A
glance at the 18 independent conditions for p= 3led to the conclusion that the
A
(4)
(G(N))algebra is not rich enough to contain operators satisfying Eq. (27).
Contrary to what happens for PSSQM, for OSSQM the p= 2case is therefore
notrepresentative ofthegeneral one.
7. Conclusion
Inthiscommunication,weshowedthatthe S
2
-extendedoscillatoralgebra,which
was introduced in connection with the two-particle Calogero model, can be ex-
tended to the whole class of C
λ
-extended oscillator algebras A
(λ)
α
0
α
1
...α
λ−2
, where
λ∈{2,3,...},andα
0
,α
1
,...,α
λ−2
aresomerealparameters.Inthesameway,
the GDOA realization of the former, known as the Calogero-Vasiliev algebra, is
generalized to a class of GDOAs A
(λ)
(G(N)), whereλ∈{2,3,...}, for which
one can define a bosonic oscillator Hamiltonian H
0
, acting in the bosonic Fock
space representation.
Forλ≥3,thespectrumof H
0
hasaveryrichstructureintermsofthealgebra
parametersα
0
,α
1
,...,α
λ−2
. This can be exploited to provide a bosonization of
PSSQM of order p=λ−1, and, forλ= 3, a bosonization of pseudoSSQM and
OSSQM ofordertwo.
References
1. V.A. Rubakov and V.P. Spiridonov,
Parasupersymmetric Quantum Mechanics
, Mod. Phys.
Lett.A3(1988) 1337.
2. A.Khare,
Parasupersymmetry in Quantum Mechanics
, J. Math. Phys. 34(1993) 1277.
3. J. Beckers and N. Debergh,
Parastatistics and Supersymmetry in Quantum Mechanics
, Nucl.
Phys.B340(1990)767.
4. J. Beckers, N. Debergh and A.G. Nikitin,
On Parasupersymmetries and Relativistic De-
scriptions for Spin one Particles: II. The Interacting Context with (Electro)Magnetic Fields
,
Fortschr. Phys. 43(1995)81.
5. J. Beckers and N. Debergh,
From Relativistic Vector Mesons in Constant Magnetic Fields to
Nonrelativistic(Pseudo)Supersymmetries
, Int.J. Mod.Phys. A10(1995)2783.
6. A.Khare,A.K.Mishra,andG.Rajasekaran,
OrthosupersymmetricQuantumMechanics
, Int.
J.Mod. Phys. A8(1993)1245.
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PARASUPERSYMMETRICQUANTUM MECHANICS 213
7. Y. Ohnuki and S. Kamefuchi,
Quantum Field Theory and Parastatistics
, Springer-Verlag,
Berlin, 1982.
8. A.K. Mishra and G. Rajasekaran,
Algebra for Fermions with a New Exclusion Principle
,
Pramana - J. Phys. 36(1991) 537.
9. M.A. Vasiliev,
Higher Spin Algebras and Quantization on the Sphere and Hyperboloid
, Int.
J.Mod. Phys. A6(1991)1115.
10. M.S.Plyushchay,
DeformedHeisenbergAlgebra,FractionalSpinFields,andSupersymmetry
without Fermions
, Ann. Phys. (N.Y.) 245(1996)339.
11. J. Beckers, N. Debergh, and A.G. Nikitin,
Reducibility of Supersymmetric Quantum
Mechanics
, Int.J. Theor. Phys. 36(1997) 1991.
12. C. Quesne and N. Vansteenkiste, C
λ
-Extended Harmonic Oscillator and
(Para)Supersymmetric Quantum Mechanics
, Phys. Lett. A240(1998) 21.
13. C. Quesne and N. Vansteenkiste,
Algebraic Realization of Supersymmetric Quantum
Mechanics forCyclic Shape Invariant Potentials
, Helv.Phys.Acta 72(1999) 71.
14. C. Quesne and N. Vansteenkiste, C
λ
-Extended Oscillator Algebras and Some of Their
Deformations and Applications to Quantum Mechanics
, Int. J.Theor. Phys. 39(2000) 1175.
15. C. Quesne and N. Vansteenkiste,
Generalized
q
-Oscillators and Their Hopf Structures
, J.
Phys.A28(1995) 7019.
16. C. Quesne and N. Vansteenkiste,
Representation Theory of Deformed Oscillator Algebras
,
Helv. Phys. Acta 69(1996)141.
17. M. Arik and D.D. Coon,
Hilbert Spaces of Analytic Functions and Generalized Coherent
States
, J. Math. Phys. 17(1976) 524.
18. L.C. Biedenharn,
The Quantum Group SU
q
(2) and a
q
-Analogue of the Boson Operators
, J.
Phys.A22(1989) L873.
19. A.J. Macfarlane,
On
q
-Analogues of the Quantum Harmonic Oscillator and the Quantum
GroupSU(2)
q
, J. Phys. A22(1989) 4581.
20. F. Calogero,
Solution of the One-Dimensional
N
-Body Problems with Quadratic and/or
Inversely QuadraticPair Potentials
, J. Math.Phys. 12(1971) 419.
21. A.P.Polychronakos,
ExchangeOperatorFormalismforIntegrableSystemsofParticles
, Phys.
Rev. Lett. 69(1992) 703.
22. L. Brink, T.H. Hansson and M.A. Vasiliev,
Explicit Solution to the
N
-Body Calogero
Problem
, Phys. Lett. B286(1992) 109.
kievarwe.tex; 12/03/2001; 3:49; p.220
kievarwe.tex; 12/03/2001; 3:49; p.221
SUPERSYMMETRIC ODD MECHANICAL SYSTEMS AND HILBERT
Q-MODULE QUANTIZATION
ANDRZEJ FRYDRYSZAK
∗
Instituteof TheoreticalPhysics, University of Wroclaw,
pl.Borna 9,50-204Wroclaw,Poland
1. Introduction
Supersymmetry can be implemented within a particle model in two ways. The
first one is commonly exploited and assumes that we use conventional graded
Lie algebra approach in the sense that on the classical level we have a Z
2
-graded
Lie-Poisson algebra of observables which after quantization is replaced by a Z
2
-
graded Lie algebra of operators. Both, graded Poisson bracket and Z
2
-graded
commutatorareevenmappings.Thesecondwayofrealizationofsupersymmetry
in a particle model is related to the anti-bracket algebras. In this case Lagrangian
aswellasHamiltonianofthesupersymmetricsystemisanoddGrassmannalgebra
valuedfunctionandtheGrassmannianparityofcanonicalmomentaisoppositeto
theparityofrelatedcoordinates.Theanti-bracketisanoddmapping.Realizations
of the mentioned type we shall call the even supersymmetric mechanics and the
odd supersymmetric mechanics, respectively [1, 2]. The odd mechanics allows
particular deformation of geometry of the configuration superspace. The realiza-
tion of the supersymmetry algebra after the passage to phase superspace in terms
of the Dirac anti-bracket remains conventional [3]. The canonical quantization of
both types of models can be done in parallel but in the case of the odd systems
onecanintroduceanew Z
2
-gradedalgebrageneralizingcomplexnumbersinsuch
a sense that we introduce additional imaginary unit of the odd Grassmannian
parity [4, 5]. Such a structure we shall call oddons (referring to the name of
quaternions, octonions etc.). The formalism, in both cases, allows to mimic the
approach known from the harmonic analysis on the Heisenberg group [6]. In
the
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.222
216 A. FRYDRYSZAK
even sector it is done for a pair - Heisenberg group and Fermionic Heisenberg
group.Intheoddsector it is donefor socalled OddHeisenberg group.
In this presentation we shall briefly describe classical aspect of the even
and odd models on the example of Z
2
-graded supersymmetric oscillators and
moreoverweshalldisplay someissuesof their quantization.
2. Supersymmetric (Superfield)Classical Mechanics.
To discuss even and odd mechanical systems on the same footing let us de-
fine the following notion of the superfield supersymmetric classical mechanics
(SSCM) [7, 3]. Let (N
0
,N
1
)be a fixed pair of non-negative integers. (N
0
,N
1
)-
dimensionalSSCMisquadruple (Υ;{Q
α
,D
β
,T}; (M,J,G );S)consistingof:
(a)Υ-a”supersymmetrizedtime” (t,θ
α
),α= 1,2
(b){Q
α
,D
β
,T}-super Liealgebra of supertranslations
and respectivecovariantderivatives on Υ
{Q
α
,Q
β
}= 2iδ
αβ
T,{D
α
,D
β
}=−2iδ
αβ
T (1)
{Q
α
,T}= 0 ={D
α
,T},{Q
α
,D
β
}= 0 (2)
(c)M-Z
2
-graded configuration space dimM=(N
0
,N
1
)with gradation map-
ping
J:M−→M, M =M
0
+M
1
J(
s
φ) = (−1)
ss
φ,
s
φ∈M
s
,s= 1,2
(d)G-Z
2
-graded metric in M
<
s
φ,
s
φ>=
N
s
/summationdisplay
i,j=1s
G
ijs
φ
is
φ
j
, <
s
φ,
s
/prime
φ>= 0for s/negationslash=s
/primes
G
ij
= (−1)
ss
G
ji
(e)S-an action. The action Sisinvariantunder supertranslations
Trajectoriesin Mare superfields with thefollowingexpansion
0
φ
j
(t,ϑ) =x
j
(t) +iϑ
α
x
α
j
(t) +
1
2ϑ
2
b
j
(t) (3)
1
φ
j
(t,ϑ) =y
j
(t) +ϑ
α
y
α
j
(t) +
1
2ϑ
2
f
j
(t) (4)
The actionShas the form
S=
/integraldisplay
L(D
α
φ,φ)dtdϑ
1
dϑ
2
(5)
kievarwe.tex; 12/03/2001; 3:49; p.223
SUPER ODDMECHANICAL SYSTEMS 217
and yieldsthefollowing equationsofmotion
δ
L
δ
s
φ−(−1)
s
D
α
δ
L
δD
αs
φ= 0. (6)
It is worth mentioning that the mapping Jin the above definition is the counter-
part of the fermionic number operator (−1)
F
known in supersymmetric quantum
mechanics.
Such SSCM has two natural realizations in Z
2
-graded configuration space.
Namely,
Evenrealization:GradedSuperfieldOscillator (GSO)[7].
LetN
1
= 2k.
S=
/integraldisplay
1
4(ε
αβ
<D
α
φ,D
β
φ>−2ω<φ,φ> )dtdϑ
1
dϑ
2
(7)
incomponents it gives
S=
1
2
/integraldisplay
dt
0
G
ij
[( ˙x
i
˙x
j
−b
i
b
j
)−(δ
α
β
x
αi
˙x
β
j
)−ω(x
i
b
j
+b
i
x
j
+i/epsilon1
αβ
x
α
i
x
β
j
)
1
2
/integraldisplay
dt
1
G
ij
[−( ˙y
i
˙y
j
+f
i
f
j
) + (δ
α
β
y
αi
˙y
β
j
)−ω(y
i
f
j
+f
i
y
j
+i/epsilon1
αβ
y
α
i
y
β
j
).(8)
We cansummarize the componentcontent ofthe model as follows:
−GSO consists of system of bosonic oscillators and rotators and system of
fermionicoscillatorsandrotators
−full GSOhasadditional symmetry(mixingboth sectors)
−momenta have the same grade as conjugate coordinates ⇒Z
2
-graded Pois-
son bracket in phase space is an even mapping. The phase space of this
model we shall denote (P
(0,0)
⊕P
(1,1)
;{.,.}
0
), where (p,q)∈P
(0,0)
and
(Π,Θ)∈P
(1,1)
Moreover the pair (p,q)describes even coordinates and
their conjugated momenta and similarly (Π,Θ)denotes pairs of the odd
coordinates andmomenta.
Oddrealization:OddGradedSuperfieldOscillator (OGSO) [3].
LetN
1
=N
0
. Here we introduce the odd extension of covariant derivatives, in
thesensethatinsteadof considering D
α
⊗id
M
wedefine
D
α
⊗Π, Π
2
=id
M
⇒Π
α
=
/parenleftbigg
0q
−1
α
q
α
0
/parenrightbigg
, (9)
wherec
α
∈R. Now
S=
/integraldisplay
(
1
2<D
α
φ,Π
αβ
D
β
φ>−ω<φ, Πφ>)dtdϑ
1
dϑ
2
(10)
kievarwe.tex; 12/03/2001; 3:49; p.224
218 A. FRYDRYSZAK
and
Π
αβ
D
β0
φ
i
=/epsilon1
αβ
q
−1
β
D
β1
φ
i
(11)
Π
αβ
D
β1
φ
i
=/epsilon1
αβ
q
β
D
β0
φ
i
. (12)
Incomponentsthisactionhasthefollowing form
S=
/integraldisplay
dt
/summationdisplay
s=1,2s
G
ij
{
1
2[Tr
s
δ
q
( ˙x
i
˙y
j
−b
i
f
j
)+
1
2(
s
δ
qα
β
x
αi
˙y
β
j
−
s
δ
qβ
α
˙x
α
i
y
βj
)] + (−1)
s
ω(x
i
f
j
+i/epsilon1
αβ
x
α
i
y
β
j
+b
i
y
j
)}.(13)
The componentcontentof thismodel canbe characterized asfollows:
−OGSO consists of system of bosonic oscillators and rotators and system of
fermionicoscillatorsandrotators
−momenta have opposite grade with respect to the grade of conjugate coor-
dinates⇒”Poisson” bracket in odd phase space i.e. anti-bracket is an odd
mapping withshifted gradepropertiesi.e.
{A,B}
1
=−(−1)
(A+1)(B+1)
{B,A}
1
(14)
/summationdisplay
cycl
−(−1)
(A+1)(C+1)
{A,{B,C}
1
}
1
= 0 (15)
The canonical relationsforcomponent fields,in this case, have the form
{F
A
,p
F
B
}= (−)
|F
A
|(|F
A
|+1)
δ
A
B
, (16)
whereFis generic component field and p
F
is its momentum. Here, in analogy
to the previous case we shall denote phase space for this system as (P
(0,1)
⊕
P
(1,0)
;{·,·}
1
),where (p,Θ)∈P
(0,1)
and(Π,q)∈P
(1,0)
.AsbeforeGreekletters
denoteoddentities.
3. Generalization of theHeisenberg group
TheHeisenberggroupisconnectedtothestructureofusualphasespace.Weshall
need two generalizations of this object. For the even mechanics: a generalization
related to the (P
(1,1)
,{·,·}
0
)and for the odd mechanics: a generalization related
tothe (P
(0,1)
,{·,·}
1
).
kievarwe.tex; 12/03/2001; 3:49; p.225
SUPER ODDMECHANICAL SYSTEMS 219
FermionicHeisenbergGroup[8]. Weshallconsiderheretheoddpartofthe
phase space i.e. P
(1,1)
extended by the time dimension. Hence, let P
n
be the free
Q-moduleP
n
=Q
2n,1
with the fixed basis {e
i
}
2n
i=0
,|e
0
|= 0,|e
i
|= 1,i=
1,2,...,2n(Qis the Banach -Grassmann algebra and |·|denotes Grassmannian
parity of an element [9]). Moreover, let B(·,·)be the graded symplectic even
formdefined on Q
2n,0
with values in Q. Inourbasis
v=
n
/summationdisplay
i=1
Π
i
e
i
+
n
/summationdisplay
i=1
Θ
i
e
n+i
(17)
and wefixtheformof B(·,·)as follows
B(e
i
,e
j+n
) =δ
ij
. (18)
Hence
B(v,v
/prime
) =−
n
/summationdisplay
i=1
(Π
i
Θ
i/prime
+ Θ
i
Π
i/prime
), (19)
where|Π
i
|=|Θ
i
|= 1.Nowweconsider themodule Pwithcoordinates
(v,t)≡(Π,Θ,t) =
/parenleftBig
Π
1
,...,Π
n
,Θ
1
,...,Θ
n
,t
/parenrightBig
(20)
(wheret∈Q
0
)and withthefollowingmultiplication law
(v,t)◦(v
/prime
,t
/prime
) =
/parenleftbigg
v+v
/prime
,t+t
/prime
+
1
2B(v,v
/prime
)
/parenrightbigg
. (21)
Pequipped with this multiplication forms a group. It is called the Fermionic
Heisenberg group and denoted by FH
n
. As in the conventional case, this group
has a matrix realization. For given (Π,Θ,t)∈Q
2n,1
we define the matrix
µ(Π,Θ,t)∈M
n+2
(Q)by
µ(Π,Θ,t) =
0 Π
1
...Π
n
t
0 0...0 Θ
1
............
0 0...0 Θ
n
0 0...0 0
(22)
We have
expµ(Π,Θ,t) expµ
/parenleftbig
Π
/prime
,Θ
/prime
,t
/prime
/parenrightbig
= expµ
/parenleftbigg
Π + Π
/prime
,Θ + Θ
/prime
,t+t
/prime
−
1
2
/parenleftbig
ΠΘ
/prime
+ ΘΠ
/prime
/parenrightbig/parenrightbigg
, (23)
kievarwe.tex; 12/03/2001; 3:49; p.226
220 A. FRYDRYSZAK
what givesthemultiplication law.
The elements µ(Π,Θ,t)form a graded Lie algebra with one even generator
Tand2noddgenerators e
i
=ˆΠ
i
ande
i+n
=ˆΘ
i
andwiththefollowingstructural
relations
/bracketleftBig
ˆΠ
i
,ˆΠ
j
/bracketrightBig
+
=
/bracketleftBig
ˆΘ
i
,ˆΘ
j
/bracketrightBig
+
= 0
/bracketleftBig
ˆΠ
i
,T
/bracketrightBig
−
=
/bracketleftBig
ˆΘ
i
,T
/bracketrightBig
−
= 0 (24)
/bracketleftBig
ˆΠ
i
,ˆΘ
j
/bracketrightBig
+
=δ
i
j
T.
Odd Heisenberg Group [5]. To describe the Odd Heisenberg group we shall
use a new structure replacing the complex numbers i.e. the algebra of oddons. It
providestheoddmultiplicationinthesetofobservables.Thedefinitionofoddons
and some of their properties are collected in the Appendix. Let us consider as an
extension of the phase space P
(0,1)
by the time dimension the free Q
RO
-module
T
n
=Q
n|n+1
RO
with the basis{E
i
,e
i
,e
0
}
n
i=1
, where|e
i
|=|e
0
|= 0,|E
i
|= 1
;i= 1,2,... ,n. LetB(·,·)be the odd symplectic form defined on Q
n,n
RO
with
valuesinQ
RO
.We shall consider vectors ofthe form
v=
/summationdisplay
n
i=1
p
i
E
i
+
/summationdisplay
n
i=1
Θ
i
e
i
(25)
and wefixB(·,·)as follows
B(E
i
,e
i
) =δ
ij
(26)
ThereforeB(v,v
/prime
) =
/summationtext
n
i=1
(p
i
Θ
/primei
−Θ
i
p
/primei
).NowletOH
n
bethesetofvectorsof
theform
(v,τ) = (p,Θ,τ) = (p
1
,p
2
,... ,p
n
,Θ
1
,Θ
2
,... , Θ
n
,τ)(27)
whereτ=t·ˆ1,t∈Q
R
0
,Θ
i
∈Q
R
1
,p
i
∈Q
RO
0
. In the setOH
n
we define the
action inthefollowingform
(v,τ)⋆(v
/prime
,τ
/prime
) = (v+v
/prime
,τ+τ
/prime
+
1
2B(v,v
/prime
)) (28)
The(OH
n
,⋆)is a group, we shall call it the Odd Heisenberg group. Its matrix
realizationcanbewritteninthefollowingform,forthe (p,Θ,τ)wedefinematrix
µ(p
i
,Θ
i
,τ)∈M
n+2
(Q
CO
)
µ(p,Θ,τ) =
0p
1
... p
n
τ
0 0...0 Θ
1
............
0 0...0 Θ
n
0 0...0 0
(29)
kievarwe.tex; 12/03/2001; 3:49; p.227
SUPER ODDMECHANICAL SYSTEMS 221
The odd productofoddexponents givesthefollowing relation
exp
⋆
µ(p,Θ,τ)⋆exp
⋆
µ
/parenleftbig
p
/prime
,Θ
/prime
,τ
/prime
/parenrightbig
= exp
⋆
µ
/parenleftbigg
p+p
/prime
,Θ + Θ
/prime
,τ+τ
/prime
+
1
2
/parenleftbig
pΘ
/prime
−Θp
/prime
/parenrightbig/parenrightbigg
(30)
Elementsµ(p,Θ,τ)formagradedanti-bracketalgebrawithevengenerators ˆe
i
,ˆe
0
and oddgenerators ˆE
i
/bracketleftBig
ˆE
i
,ˆe
j
/bracketrightBig
1
=δ
ij
ˆe
0
(31)
4. HilbertQ-moduleQuantization
To describe the quantization of the supersymmetric model we shall use the
formalismof theHilbert Q-modules.
Q-representations of the Fermionic Heisenberg Group. As in the case of
the Heisenberg group, it is possible to consider the Schr ¨odinger representation
forFH
n
. However, due to the nature of the Berezin integral [10] the essentially
functional content of it is trivial and the analog of the representation in function
spacearisinginthiswayisfinitedimensionalandofanalgebraickind.Let S
n
be
the set ofQ
C
valued functions of n = 2k real Grassmann variables η
i
∈Q
n
R,1
. Let
”∗”denoteconjugationinthe Q
C
-algebraextendingcomplexconjugation.In S
n
we introducethe Q
C
-scalar product
/angbracketleftf,g/angbracketright
S
=
/integraldisplay
dηf
∗
(η)g(η) (32)
dη=dη
n
...dη
1
(S
n
,/angbracketleft·,·/angbracketright
S
)is the Hilbert Q-module [6,10]. This is the counterpart of the con-
ventionalHilbertspaceofsquareintegrablefunctions.InthisspacetheHermitian
conjugate operators tothe differentiationandmultiplication operators are
∂
∂η
i
≡∂
η
, ∂
η†
=i∂
η
(33)
ˆη≡η· ˆη
†
=−iη· (34)
This operators are not self-adjoint in S
n
. However, for the construction of the Q-
representation of FH
n
we need the following Let D=−i∂
η
, X
i
=η
i
. The
operator Π
i
D
i
+ Θ
i
X
i
is self-adjointin S
n
and
expi(t+ ΘX+ ΠD)f(η) = expi
/parenleftbigg
t+ Θη+
1
2ΘΠ
/parenrightbigg
f(η+ Π) (35)
kievarwe.tex; 12/03/2001; 3:49; p.228
222 A. FRYDRYSZAK
orequivalently
e
i(ΘX+ΠD)
=e
i
2
ΘΠ
e
iΘX
e
iΠD
. (36)
The multiplication of e
iA
/prime
e
iA
yields theFH
n
group multiplication (6). There
existsahomomorphism
π
1
:FH
n
/mapsto→Op(S
n
)
π
1
(Π,Θ,t) = expi(t+ ΘX+ ΠD) (37)
which gives the Q-representation of FH
n
onS
n
,n= 2k.π
1
given by
π
1
(Π,Θ,t)f(η) =e
i(t+Θη+
1
2
ΘΠ)
f(η+ Π) (38)
isaQ-irreducible Q-unitaryrepresentationof FH
n
.Thematrixcoefficientsof
therepresentation π
1
forf, g∈S
n
aredefined by
M(Π,Θ) =/angbracketleftf,π
1
(Π,Θ)g/angbracketright (39)
Analogouslytotheconventionaltheorywecanintroducethefunction V(f,g)on
theS
n
by
V(f,g)(Π,Θ) =M(Π,Θ) =/angbracketleftf,e
i(ΘX+ΠD)
g/angbracketright=
/integraldisplay
dηf
∗
(η−
1
2Π)e
iΘη
g(η+
1
2Π) (40)
The mapping V:S
n
×S
n
/mapsto→S
2n
is the Grassmannian version of the
Fourier- Wigner transform (the GFW-transform). In particular, GFW-transform
for Grassmannian Gaussian ω
0
∈S
n
,n= 2k, can be written in the following
form
V(ω
0
,f)(Π,Θ) = (Pf)
−
1
2
e
−
i
4
z
∗
G
−1
z
/integraldisplay
dηe
1
2
ηGη−ηz−
1
4
zG
−1
z
f(η),(41)
withanewvariable zdefinedas
z
k
=G
kj
Π
j
+iΘ
k
, (42)
and
ω
0
= (PfG )
−
1
2
e
1
2
ηGη
, (43)
whereG= (G
ij
)isan anti-symmetricmatrix and PfGits Pfaffianand
/angbracketleftω
0
,ω
0
/angbracketright
S
= 1. (44)
kievarwe.tex; 12/03/2001; 3:49; p.229
SUPER ODDMECHANICAL SYSTEMS 223
ThisallowsustodefinetheGrassmannianBargmanntransform( GB-transform)
as
(Bf)(z)≡2
−
n
4
/integraldisplay
dηe
1
2
ηGη−ηz−
1
4
zG
−1
z
f(η). (45)
For furtherconveniencewe shalldenote
/bardblz/bardbl
2
=
i
2z
∗
G
−1
z. (46)
One canwrite the FH
n
group multiplicationfor (z,t)in the form
(z,t)◦(z
/prime
,t
/prime
) =
/parenleftbigg
z+z
/prime
,t+t
/prime
+
1
2Im(−z
∗
i
2G
−1
z)
/parenrightbigg
,(47)
The transferred representation βcan bedefined as
β(z,t)◦B=B◦π
1
(Π,Θ,t) (48)
where
V(ω
0
,f)(Π,Θ) =e
−
1
2
/bardblz/bardbl
2
(Bf)(z) (49)
Letusdefine theGrassmannianBargmann-Fock spaceas
F
n
={f|fisholomorphicon Q
n
C,1
and/bardblf/bardbl
2
F
=
/integraldisplay
|dz|e
−/bardblz/bardbl
2
f
∗
(z)f(z)}
(50)
Thebasisinthisspaceisformedbypolynomials {z
I
k
}
I
k
,k
,whereI
k
isastrongly
ordered multi-index (with increasing entries). The Q- scalar product in F
n
is
defined as
/angbracketleftf,g/angbracketright
F
=
/integraldisplay
|dz|e
−/bardblz/bardbl
2
f
∗
(z)g(z), (51)
where
|dz|≡− (
i
2)
n
dzdz
∗
.
(F
n
,/angbracketleft,/angbracketright
F
)is a Hilbert Q- module. The operator Hermitian conjugate to the
differentiation ∂
z
inF
n
is
(∂
z
)
†
=−
i
2G
−1
z. (52)
We canwrite representation βexplicitly.Let w=Gρ+iσ,forf∈S
n
we have
(β(w)Bf) (z) = (Bπ
1
(ρ,σ)f) (z) =e
1
2
/bardblz/bardbl
2
V(ω
0
,π
1
(ρ,σ)f)(Π,Θ)(53)
kievarwe.tex; 12/03/2001; 3:49; p.230
224 A. FRYDRYSZAK
what gives
(β(w)Bf) (z) =e
−
i
2
/bardblw/bardbl
2
e
−
i
2
zG
−1
w
∗
Bf(z). (54)
For the Heisenberg group the Bargmann transform relates two distinguished
basesintheSchr ¨odingerrepresentationspaceandintheFockspace.Thisproperty
also holds for the FH
n
. The Grassmannian Hermite polynomials are related to
thez
I
k
polynomialsformingthebasisoftheFock Q-module.TheGrassmannian
Hermite[11] polynomialscan betaken inthe form[12]
h
i
1
...i
k
k
=K
k
e
−
1
2
ηGη
∂
α
k
...∂
α
1
e
ηGη
(55)
whereK
k
arenumericalfactors.Thenthe GBtransformof h
k
,0≤k≤n,yields
(Bh
k
)
i
1
...i
k
(z) = 2
n
4
K
k
z
I
k
. (56)
TheGFWtransform of the Grassmannian Hermite function gives a Grassman-
nianLaguerrepolynomial [8]
/angbracketleftz
I
k
,β(w)z
I
/prime
k
/angbracketright=e
−
1
2
/bardblw/bardbl
2
L
(0)
I
k
, L
(0)
I
k
=
/summationdisplay
m,I
m
⊂I
k
N
I
/prime
m
I
m
w
∗
I
k−m
w
I
/prime
k−m
.(57)
Q-representations of the Odd Heisenberg Group [5]. The construction of
the Schr¨odingerQ-representation known for the Fermionic Heisenberg group
can be extended to the Q
CO
-representation of the Odd Heisenberg group (we
consider here only the sector (p,Θ)). Appropriate Grassmannian odd transforms
and generalizedGrassmannian oddpolynomials fallto thisscheme as well.
LetS
n
OD
be the set of functions on Q
n
1
with values in the Q
CO
, let theQ
CO
valued scalarproductbegivenintheform
/angbracketleftf,g/angbracketright
S
=
/integraldisplay
dηf
⋆
(η)g(η), dη =dη
n
...dη
1
, η
i
∈Q
1
(58)
(S
n
,/angbracketleft·,·/angbracketright
S
)formsthe Hilbert Q
CO
- module.
LetD
j
=−ˆı
∂
∂η
j
andX
i
=η
i
then the following relations give rise to the
definition ofrepresentation π
exp
⋆
ˆı(t+ ΘX+pD)f(η) = (59)
exp
⋆
ˆı
/parenleftbigg
t+ Θη+
1
2Θ⋆p
/parenrightbigg
f
/parenleftBig
η+ˆ1p
/parenrightBig
=π(p,Θ,t)
Letp
i
=ˆ1Π
i
,Π
i
∈Q
1
. Therefore algebraic form of relations obtained in the
first part of the report for the Fermionic Heisenberg group will be here preserved
kievarwe.tex; 12/03/2001; 3:49; p.231
SUPER ODDMECHANICAL SYSTEMS 225
moduloodd exponentsand oddunits.
The GrassmannianFourier-Wignerodd transformtakes the following form
V(f,g)(p,Θ) =
/integraldisplay
dηf
⋆
(η−
1
2ˆ1p)e
ˆıΘη
⋆
g(η+
1
2ˆ1p) (60)
Letˆω
O
beaGrassmann oddGaussianoftheform
ˆω
0
=Ae
1
2
ηˆGη
⋆
, (61)
whereAis a normalization factor and ˆG=ˆ1(G
ij
)withG= (G
ij
)being an
anti-symmetricmatrix in orthogonalform. Definingthe new variable zas
z
k
=G
kl
p
l
+ ˆıΘ
k
(62)
we canintroduce theGrassmannianBargmannoddtransform as follows
(ˆBf)(z)≡2
−
n
4
/integraldisplay
dηe
1
2
ηˆGη−ηz−
1
4
zˆG
−1
z
⋆
f(η). (63)
Analogously asfor the FH
n
thegroup productofthe OH
n
can be expressed as
(z,t)⋆(z
/prime
,t
/prime
) =
/parenleftbigg
z+z
/prime
,τ+τ
/prime
+
1
2Im
OD
(z
⋆
ˆG
−1
z)
/parenrightbigg
,(64)
whereIm
OD
denotesthe oddonicimaginary part.
Modification of Grassmannian Hermite polynomials to the odd case is given by
theformula
ˆh
i
1
...i
k
k
=H
k
e
−
1
2
ηˆGη
⋆
∂
i
k
...∂
i
1
e
ηˆGη
⋆
(65)
whereincomparisontothefermioniccase,heretheoddexponentsenterthedefi-
nition.H
k
are normalization factors.
Grassmannian Bargmann odd transform relates Grassmannian Hermite odd poly-
nomials to the z
I
k
basis of the Fock Q
CO
-module. Grassmannian Laguerre odd
polynomialstakevaluesin complexOddonsaswell and havetheform
ˆL
I
k
=
/summationdisplay
m,I
m
⊂I
k
W
I
/prime
m
I
m
z
⋆
I
k−m
z
I
/prime
k−m
, z
I
k−m
, z
I
/prime
k−m
∈Q
CO
(66)
whereW
I
/prime
m
I
m
∈Q
CO
are normalization factors.
kievarwe.tex; 12/03/2001; 3:49; p.232
226 A. FRYDRYSZAK
5. FinalRemarks
We have discussed some issues of the Q-module quantization of the Z
2
-graded
mechanical systems, taking as the example, realizations of the same supersym-
metry in the even (GSO) and odd (OGSO) superfield model yielding the phase
superspace with even superPoisson-bracket and anti-bracket, respectively. The
formalismfortheoddsystemcanbedevelopedanalogouslytotheoneknownfor
theevensystems,providedthatintheoddcaseweintroduceanoddmultiplication
ofobservables. Thishas beendonehere bymeans ofthealgebra of oddons.
Appendix
Real Oddons. Letˆ1beanelementsuchthat,for homogeneous q
s
∈Q
R
s
1ˆ1 =ˆ1ˆ1
2
= 1q
s
ˆ1 = (−1)
s
ˆ1q
s
(67)
The expressionsof theform
r=q+ˆ1q
/prime
, q,q
/prime
∈Q
R
(68)
we shall call the real oddons. They form a graded algebra Q
RO
. This algebra in
notgradedcommutative.Despitetheextensionoftheusualproductwecandefine
anewoddproduct
r⋆r
/prime
≡r·ˆ1·r
/prime
(69)
Theˆ1is a unit with respect to the ⋆-multiplication, having the same parity as the
multiplication.
Complex Oddons. Similarly we can consider the complexification of above
structure,inthesense that Q
CO
≡Q
C
⊕ˆıQ
C
and
ˆı
2
=−1,ˆı·1 = ˆı,ˆı·ˆ1 =iˆı·q
s
= (−1)
s
q
s
ˆı, (70)
whereq
s
∈Q
C
s
.Obviously ˆı·i=−ˆ1.Theproductoftwohomogeneouscomplex
oddonstakesthe form
z
s
·z
/prime
r
=a
s
a
/prime
r
−(−1)
s+1
b
s
b
/prime
r
+ ˆı((−1)
s
a
s
b
/prime
r
+b
s
a
/prime
r
)/negationslash= (−1)
rs
z
/prime
r
·z
s
,(71)
wherez
r
=a
r
+ˆıb
r
∈Q
CO
r
.Thecomponent aweshallcalltheoddonicrealpart
and theb- the oddonic imaginary part. The Q
CO
can be considered as an algebra
withthe odd ⋆product.The even mapping
∗:Q
CO
−→Q
CO
(72)
suchthat
z=a+ ˆıb−→z
∗
=a
∗
−b
∗
ˆı (73)
kievarwe.tex; 12/03/2001; 3:49; p.233
SUPER ODDMECHANICAL SYSTEMS 227
we shall consider as oddonic conjugation. Note that we use the same symbol for
theextensionof complexconjugation in the Q
C
.
References
1. D.A. Leites, Dokl. Akad. Nauk. SSSR 236(1977),804
2. D. A. Leites, Supplement 3 in F. A. Berezin, M. A. Shubin ”The Schr ¨odinger Equation”
(Kluwer Academic Publisher, Dordrecht, 1992)
3. A.Frydryszak, J.Phys. A: Math.Gen. 26(1993), 7227
4. D.V. Volkov, V. A. Soroka, Sov. J. Nucl.Phys 46(1988), 110
5. A.Frydryszak, Lett. Math. Phys. 44(1998), 89
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7. A.Frydryszak, Lett. Math. Phys. 18(1989), 87
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kievarwe.tex; 12/03/2001; 3:49; p.234
kievarwe.tex; 12/03/2001; 3:49; p.235
LOCALLY ANISOTROPIC SUPERGRAVITY AND GAUGE GRAVITY
ON NONCOMMUTATIVE SPACES
SERGIU VACARU
∗
Institute of Applied Physics, Academy of Sciences, Academy str. 5,
Chisinˇau MD2028,Republic of Moldova
IURIECHIOSA,NADEJDA VICOL
Faculty of Mathematics and Informatics, gr. 33 MI, State Univer-
sity of Moldova, Mateevici str. 60, Chisin ˇau MD2009, Republic of
Moldova
Abstract. We outline the the geometry of locally anisotropic (la) superspaces and la–supergravity.
The approach is backgrounded on the method of anholonomic superframes with associated non-
linear connection structure. Following the formalism of enveloping algebras and star product
calculus we propose a model of gauge la–gravity on noncommutative spaces. The corresponding
Seiberg–Witten maps are established which allow the definition of dynamics for a finite number of
gravitational gauge field components on noncommutativespaces.
1. Introduction
Locally anisotropic supergravity was developed as a model of supergravity with
anholonomic superframes and associated nonlinear connection (N–connection)
structure [13]. This model contain as particular cases supersymmetric Kaluza–
Klein and generalized Lagrange and/or Finsler gravities and for nontrivial curva-
tures the N–connection describes splittings from higher to lower dimensions of
(super)spaces andgenericanholonomiclocal anisotropies.
Inordertoavoidtheproblemofformulationofgaugetheoriesonnoncommu-
tativespaces[3,10,5,7]withLiealgebravaluedinfinitesimaltransformationsand
withLiealgebravaluedgaugefieldstheauthorsof[6]suggestedtouseenveloping
algebrasoftheLiealgebrasforsettingthistypeofgaugetheoriesandshowedthat
inspiteofthefactthatsuchenvelopingalgebrasareinfinite–dimensionalonecan
restrict them in a way that it would be a dependence on the Lie algebra v
alued
∗
[email protected], sergiu
−
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.236
230 S. VACARU,I.CHIOSA,N.VICOL
parametersandtheLiealgebravaluedgaugefieldsandtheirspacetimederivatives
only.
A still presented drawback of noncommutative geometry and physics is that
there is not yet formulated a generally accepted approach to interactions of
elementary particles coupled to gravity. There are improved Connes–Lott and
Chamsedine–Connes models of nocommutative geometry [2] which yielded ac-
tionfunctionalstypingtogetherthegravitationalandYang–Millsinteractionsand
gaugebosons the Higgssector (seealsotheapproaches [4] and[8]).
In this paper we outline the geometry of locally anisotropoc supergravity
and follow the method of restricted enveloping algebras [5, 6] and construct
gauge gravitational theories by stating corresponding structures with semisimple
or nonsemisimple Lie algebras and their extensions. We consider power series
of generators for the affine and non linear realized de Sitter gauge groups and
compute the coefficient functions of all the higher powers of the generators of
the gauge group which are functions of the coefficients of the first power. Such
constructions are based on the Seiberg–Witten map [10] and on the formalism
of∗–product formulation of the algebra [18] when for functional objects, being
functions of commuting variables, there are associated some algebraic noncom-
mutativepropertiesencodedinthe ∗–product.Theconceptofgaugegravitytheory
onnoncommutativespacesisintroducedinageometricmanner[7]bydefiningthe
covariant coordinates without speaking about derivatives and this formalism was
developed for quantum planes [17]. We prove the existence for noncommutative
spacesofgaugemodelsofgravitywhichagreeswithusualgaugegravitytheories
[14]beingequivalent,orextending,thegeneralrelativitytheory(seeworks[9,11]
forlocallyisotropicspacesandcorrespondingreformulationsandgeneralizations
respectively for anholonomic frames [15] and locally anisotropic (super) spaces
[16])inthe limit ofcommuting spaces.
2. Locally AnisotropicSupergravity
Let us consider a vector superbundle (vs–bundle)
/tildewide
Eover a supermanifold (s–
manifold)
/tildewider
Mwithsurjectiveprojection π
E
:
/tildewide
E→
/tildewider
M(forsimplicity,allconstruc-
tions are locally trivial). The local supersymmetric coordinates (s–coordinates)
on
/tildewide
Eand
/tildewider
Mare denoted respectively u= (x,y) ={u
α
=
/parenleftBig
x
I
,y
A
/parenrightBig
,where
x={x
I
=
/parenleftBig
x
i
,x
/hatwide
i
/parenrightBig
}are(even,odd)coordinateson
/tildewider
Mandy={y
A
=
/parenleftBig
y
a
,y
/hatwide
a
/parenrightBig
}
are(even,odd)coordinatesinfibersof π
E
(indicesrunvaluesdefinedbyevenand
odddimensionsofcorrespondingsubmanifolds).Latins–indices I,J,K,L,M,...
andA,B,C,D,... willbeusedrespectively forbaseand fibercomponents.
A nonlinear connection (N–connection) structure which defines a global
decomposition of T
/tildewide
Einto horizontal, H
/tildewide
E,and vertical parts, V
/tildewide
E,
N:T
/tildewide
E=H
/tildewide
E⊕V
/tildewide
E. (1)
kievarwe.tex; 12/03/2001; 3:49; p.237
LA-SUPERGRAVITYAND NONCOMMUTATIVE SPACES 231
ThecoefficientsofaN–connection N
A
I
(u)determinethelocallyadapteds–frame
(basis, in briefla–frame)
δ
α
=δ/δu
α
=
/parenleftBig
δ
I
=δ/δx
I
=∂
I
−N
B
I
(u)∂
B
,∂
A
/parenrightBig
, (2)
where∂
I
=∂/∂x
I
,∂
A
=∂/∂y
A
are partials–derivatives,and theduals–frame
δ
α
=δu
α
=
/parenleftBig
d
I
=δx
I
=dx
I
,δ
A
=δy
A
=dy
A
+N
A
I
(u)dx
I
/parenrightBig
.(3)
The s–frame(2)isanholonomic
[δ
J
,δ
K
}=δ
J
δ
K
−(−)
|JK|
δ
K
δ
J
= Ω
A
JK
∂
A
,
where|JK|=|J|·|K|is defined by the parity of indices and we write (−)
|JK|
instead (−1)
|JK|
,withanholonomycoefficientscoincidingwiththeN-connection
curvature
Ω
A
JK
=δ
K
N
A
J
−(−)
|JK|
δ
J
N
A
K
.
The geometrical objects on
/tildewide
Eare given with respect to la–basis (2) and (3)
or their tensor products and called ds–tensors, ds–connections (for some addi-
tional linear connections), d–spinors and so on. For instance, a metric ds–tensor
iswritten
/tildewide
g=g
αβ
δ
α
⊗δ
β
=g
IJ
d
I
⊗d
J
+g
AB
δ
A
⊗δ
B
. (4)
TheLagrangeandFinslerds–metricscanbemodeledonalocallyanisotropic
superspace if vs–bundle
/tildewide
Eover a s–manifold
/tildewider
Mis substituted by the tangent
s–bundleT
/tildewider
Mandthe coefficientsof ds–metric(4) are taken respectively
g
IJ
(u) =
1
2∂
2
L(u
)
∂y
I
∂y
L
andg
IJ
(u) =
1
2∂
2
F
2
(u
)
∂y
I
∂y
L
where the s–Lagrangian L:T
/tildewider
M→Λis a s–differentiable function on T
/tildewider
M,and
FisaFinslers–metric functionon T
/tildewider
M.
A linear distinguished connection D,d–connection, in sv–bundle
/tildewide
Eis a lin-
ear connection which preserves by parallelism the horizontal (h) and vertical (v)
distribution (1).
Ad–connection DΓ ={Γ
α
βγ
=
/parenleftBig
L,
/tildewide
L,
/tildewide
C,C
/parenrightBig
},isdeterminedbyitsinvariant
hh-, hv-,vh-andvv–components,where
D
(δ
K
)
δ
J
=L
I
JK
(u)δ
I
, D
(δ
K
)
∂
B
=L
A
BK
(u)∂
A
, (5)
D
(∂
C
)
δ
J
=C
I
JC
(u)δ
I
, D
(∂
C
)
∂
B
=C
A
BC
(u)∂
A
.
kievarwe.tex; 12/03/2001; 3:49; p.238
232 S. VACARU,I.CHIOSA,N.VICOL
Thereisacanonicald–connection
(c)
Γdefinedbythecoefficientsofd–metric
(4) andofN–connection and satisfyingthe metricitycondition D˜g= 0,
(c)
L
I
JK
=
1
2g
IH
(δ
K
g
HJ
+δ
J
g
HK
−δ
H
g
JK
),
(c)
L
A
BK
=∂
B
N
A
K
+
1
2h
AC
/parenleftBig
δ
K
H
BC
−(∂
B
N
D
K
)h
DC
−(∂
C
N
D
K
)h
DB
/parenrightBig
,
(c)
C
I
JC
=
1
2g
IK
∂
C
g
JK
,
(c)
C
A
BC
=
1
2h
AD
(∂
C
h
DB
+∂
B
h
DC
−∂
D
h
BC
).
ThetorsionT
α
βγ
ofad–connection, T(X,Y ) = [X,DY}−[X,Y},whereX
andYareds–vectorsandby [...}wedenotethes–anticommutator,isdecomposed
into hv–invariant ds–torsions
hT(δ
K
,δ
J
) =T
I
JK
δ
I
, vT (δ
K
,δ
J
) =
/tildewide
T
A
JK
δ
I
, hT (∂
A
,δ
J
) =
/tildewide
P
I
JA
δ
I
,
vT(∂
B
,δ
J
) =P
A
JB
∂
A
, vT (∂
C
,∂
B
) =S
A
BC
∂
A
,
withcoefficients
T
I
JK
=L
I
JK
−(−)
|JK|
L
I
KJ
,
/tildewide
T
A
JK
=δ
K
N
A
J
−(−)
|KJ|
δ
J
N
A
K
,(6)
/tildewide
P
I
JA
=C
I
JA
, P
A
JB
=∂
B
N
A
J
−L
A
BJ
, S
A
BC
=C
A
BC
−(−)
|BC|
C
A
CB
.
Theevenandoddcomponentsofds–torsions(6)canbespecifiedinexplicitform
byusingdecompositionsofindicesintoevenandoddparts, I= (i,
/hatwide
i),A= (a,
/hatwide
a)
and so on.
Thecurvature R
α
βγτ
ofad–connection, R(X,Y )Z=D
[X
D
Y}
Z−D
[X,Y}
Z,
whereX,Y,Zare ds–vectors, splits intohv–invariant ds–torsions
R(δ
K
,δ
J
)δ
H
=R
I
HJK
δ
I
, R(δ
K
,δ
J
)∂
B
=R
A
BJK
∂
A
,(7)
R(∂
C
,δ
K
)δ
J
=
/tildewide
P
I
JKC
δ
I
, R(∂
C
,δ
K
)∂
B
=P
A
BKC
,
R(∂
C
,∂
B
)δ
J
=
/tildewide
S
I
JBC
δ
I
, R(∂
D
,∂
C
)∂
B
=S
A
BCD
∂
A
wherethe coefficients are computed
R
I
MJK
=δ
[K
L
I
|M|J}
+L
W
MJ
L
I
WK
−(−)
|KJ|
L
W
MK
L
I
WJ
+C
I
KA
W
A
JK
/hatwide
R
A
BJK
=δ
[K
L
A
|B|J}
+L
C
BJ
L
A
CK
−(−)
|KJ|
L
C
BK
L
A
CJ
+C
A
BC
W
C
JK
/tildewide
S
I
JBC
=∂
C
C
I
JB
−(−)
|BC|
∂
B
C
I
JC
+C
H
JB
C
I
HC
−(−)
|BC|
C
H
JC
C
I
HB
S
A
BCD
=∂
D
C
A
BC
−(−)
|CD|
∂
C
C
A
BD
+C
E
BC
C
A
ED
−(−)
|CD|
C
E
BD
C
A
EC
/tildewide
P
I
JKA
=∂
A
L
I
JK
−C
I
JA|K
+C
I
JB
P
B
KA
P
A
BKC
=∂
C
L
A
BK
−C
A
BC|K
+C
A
BD
P
D
KC
where,forinstance,
δ
[K
L
I
|M|J}
=δ
K
L
I
MJ
−(−)
|KJ|
δ
J
L
I
MK
,
C
I
JA|K
=δ
K
C
I
JA
+L
I
MK
C
M
IA
−L
M
JK
C
I
MA
−L
B
AK
C
I
JB
.
kievarwe.tex; 12/03/2001; 3:49; p.239
LA-SUPERGRAVITYAND NONCOMMUTATIVE SPACES 233
Theevenandoddcomponentsofds–curvaturesarecomputedbysplittingindices
into evenandoddparts.
The torsion and curvature of a d–connection Don a sv–bundle satisfy the
identities
/summationdisplay
SC
[(D
X
T)(Y,Z)−R(X,Y )Z+T(T(X,Y ),Z)] = 0,
/summationdisplay
SC
[(D
X
R)(U,Y,Z )−R(T(X,Y ),Z)U] = 0,
where
/summationtext
SC
means supersymmetric cyclic sums over ds–vectors X,Y,ZandU,
fromwhichthegeneralizedBianchiand Ricciidentitiesfollow [1-3].
The Riccids–tensor R
βγ
=R
α
βγα
has hv–invariantcomponents
R
IJ
=R
K
IJK
, R
IA
=−
(2)
P
IA
=−(−)
|KA|
/tildewide
P
K
IKA
, (8)
R
AI
=
(1)
P
AI
=P
B
AIB
, R
AB
=S
C
ABC
=S
AB
.
Ifads–metric(4)isdefinedon
/tildewide
E,wecanintroducethesupersymmetricscalar
curvature
/hatwide
R=g
αβ
R
αβ
=R+S,
whereR=g
IJ
R
IJ
andS=h
AB
S
AB
.
The simplest model of locally anisotropic supergravity (la–supergravity) was
constructed by postulating a variant of supersymmetric Einstein--Cartan theory
on locally anisotropic superspace
/tildewide
E,which in invariant hv–components has the
fundamental s–fieldequations
R
IJ
−
1
2(R+S−λ)g
IJ
=k
1
Υ
IJ
,
(1)
P
AI
=k
1
Υ
AI
, (9)
S
AB
−
1
2(R+S−λ)h
AB
=k
1
Υ
AB
,
(2)
P
IA
=−k
1
Υ
IA
,
and
T
α
βγ
+δ
α
β
T
τ
γτ
−(−)
|βγ|
δ
α
γ
T
τ
βτ
=k
2
Q
α
βγ
,
whereλis the cosmological constant, k
1,2
are respective interaction constants
Υ
αβ
is the energy–momentum ds–tensor and Q
α
βγ
is defined by the supersym-
metric spin–density.
The bulk of theories of locally isotropic s–gravity are formulated as gauge
supersymmetric models based on supervielbein formalism. Similar approaches
to la–supergravity on vs–bundles can be developed by considering arbitrary s–
framesB
α
(u) =
/parenleftbig
B
I
(u),B
C
(u)
/parenrightbig
adapted to the N–connection structure on a
vs-bundle
/tildewide
E=
/tildewide
E
m,l
over s–manifold
/tildewider
M=
/tildewider
M
n,k
where (m,l)and(n,k)are re-
spective(even,odd)dimensionsofs–manifolds.As–frame B
α
(u)isrelatedwith
kievarwe.tex; 12/03/2001; 3:49; p.240
234 S. VACARU,I.CHIOSA,N.VICOL
a standard la–frame (2) via transforms δ
α
=A
α
α
(u)B
α
(u),where s–matrices
A
α
α
(u) =
/parenleftBigg
A
I
I
0
0A
C
C
/parenrightBigg
take values into a super Lie group GL
m,l
n,k
(Λ) =
GL(n,k,Λ)⊕GL(m,l, Λ)(onsuperspacesthegradedGrassmannalgebrawith
Euclidean topology, denoted by Λ,substitutes the real and complex number
fields).
We denote by LN
/parenleftBig
/tildewide
E
/parenrightBig
the set of all adapted to N–connection s–frames in all
pointsofvs–bundle
/tildewide
Eandconsiderthes–bundleoflinearadapteds–frameson
/tildewide
E
defined astheprincipals–bundle
LN
/parenleftBig
/tildewide
E
/parenrightBig
=
/parenleftBig
LN
/parenleftBig
/tildewide
E
/parenrightBig
,π
L
:LN
/parenleftBig
/tildewide
E
/parenrightBig
→
/tildewide
E,GL
m,l
n,k
(Λ)
/parenrightBig
,
for a surjective s–map π
L
.The canonical basis of standard distinguished s–
generatorsI
/hatwide
α
→I
α
β
=
/parenleftBigg
I
I
J
0
0I
A
B
/parenrightBigg
for the super Lie algebra GL
m,l
n,k
(Λ)of the
structural s–group GL
m,l
n,k
(Λ)satisfy s–commutation rules [I
/hatwide
α
,I
/hatwide
β
}=f
/hatwide
γ
/hatwide
α
/hatwide
β
I
/hatwide
γ
.
OnLN
/parenleftBig
/tildewide
E
/parenrightBig
we consider thed–connection 1–form
F= Γ
α
βγ
(u)I
β
α
δu
γ
,
where
Γ
α
βγ
(u) =A
α
α
A
β
β
Γ
α
βγ
+A
α
β
δ
γ
A
β
β
, (10)
Γ
α
βγ
arethecomponentsofcanonicalvariantofd–connection(5)andthes–matrix
A
β
β
is inverse to A
α
α
.
The curvatureBofthed–connection (10)
B=δF+F∧F =R
β
αγτ
I
α
β
δu
γ
∧δu
τ
(11)
has the coefficients R
β
αγτ
=A
α
α
(u)A
β
β
(u)R
β
αγτ
,whereR
β
αγτ
are defined by
ds–curvatures(7).
Aside fromLN
/parenleftBig
/tildewide
E
/parenrightBig
with vs–bundle
/tildewide
Eis naturally related another s–bundle,
thebundleof adaptedtoN–connection affines–frames
AN
/parenleftBig
/tildewide
E
/parenrightBig
=
/parenleftBig
AN
/parenleftBig
/tildewide
E
/parenrightBig
,π
A
:AN
/parenleftBig
/tildewide
E
/parenrightBig
→
/tildewide
E,AF
m,l
n,k
(Λ)
/parenrightBig
,
withthe affine strucurals–group AF
m,l
n,k
(Λ) =GL
m,l
n,k
(Λ)⊙Λ
n,k
⊕Λ
m,l
.
Thed–connectionF(10)inLN
/parenleftBig
/tildewide
E
/parenrightBig
inducesinalinearCartan
d–connection
F= (F,χ),inAN
/parenleftBig
/tildewide
E
/parenrightBig
,whereχ=e
α
⊗A
α
α
(u)δu
α
,e
α
is the standard basis
kievarwe.tex; 12/03/2001; 3:49; p.241
LA-SUPERGRAVITYAND NONCOMMUTATIVE SPACES 235
inΛ
n,k
⊕Λ
m,l
,and,inconsequence,thecurvature B(11)inLN
/parenleftBig
/tildewide
E
/parenrightBig
inducesthe
pair(curvature,
torsion)B= (B,T)inAN
/parenleftBig
/tildewide
E
/parenrightBig
,where
T=δχ+ [F∧γ}=T
α
βγ
e
α
δu
β
∧δu
γ
,
whenT
α
βγ
=A
α
α
T
α
βγ
isdefined bythe coefficientsof d–torsions(6) .
By using the ds–metric (4) in
/tildewide
Eone defines the (dual for s–forms) Hodge
operator∗
/tildewide
g
.Let the operator∗
−1
/tildewide
g
be inverse to∗
/tildewide
g
and
/hatwide
δ
/tildewide
g
be the adjoint to the
absolute derivation
/hatwide
δ(associated to the scalar product of ds–forms) specified for
(r,s)–forms
/hatwide
δ
/tildewide
g
= (−1)
r+s
∗
−1
/tildewide
g
◦
/hatwide
δ◦∗
/tildewide
g
.
The supersymmetricvariant oftheKillingform ofthe s–group
AF
m,l
n,k
(Λ)is degenerate. In order to generate a metric structure
/tildewide
g
A
in the total
spaces of the s–bundle AN
/parenleftBig
/tildewide
E
/parenrightBig
we use and auxiliary nondegenerate bilinear s–
form which gives rise to the possibility to define the Hodge operator ∗
/tildewide
g
A
and
/hatwide
δ
/tildewide
gA
.Applying the operator of horizontal projection
/hatwide
Hone defines the operator
/triangle.=
/hatwide
H◦
/hatwide
δ
/tildewide
gA
which does not depend on components of auxiliary biliniar s–form
inthefiber.
Following an abstract geometric calculus, by using operators ∗
/tildewide
g
,∗
/tildewide
g
A
,
/hatwide
δ
/tildewide
g
,
/hatwide
δ
/tildewide
gA
and/triangleone computers
/triangleB= (/triangleB,Rt+Ri), (12)
wherethe one s–forms
Rt=
/hatwide
δ
/tildewide
g
T+∗
−1
/tildewide
g
[F,∗
/tildewide
g
T},
Ri=∗
−1
/tildewide
g
[χ,∗
/tildewide
g
B}= (−1)
n+k+l+m
R
αβ
g
α
/hatwide
β
e
/hatwide
β
δu
β
areconstructedrespectivelybyusingtheds–torsions(6)andRiccids–tensors(8).
Letusintroducethelocallyanisotropicsupersymmetricmatter
sourceJcon-
structed by using the same formulas from (12) when instead of R
αβ
is taken
k
1
(Υ
αβ
−
1
2
g
αβ
Υ)−λ
/parenleftBig
g
αβ
−
1
2
g
αβ
δ
τ
τ
/parenrightBig
.Bystraightforwardcalculationswecan
proof [3,4]that theYang–Millsequations
/triangleB
=J (13)
for
d–connectionF= (F,χ)in s–bundleAN
/parenleftBig
/tildewide
E
/parenrightBig
,projected on the base
s–manifold, are equivalent to the Einstein equations (9) on
/tildewide
E.We emphasize
that the equations (13) were introduced in a ”pure” geometric manner by using
operators∗,
/hatwide
δand the horizontal projection
/hatwide
Hbut such gauge s–field equations
are not variational because of degeneration of the Killing s–form. To construct a
kievarwe.tex; 12/03/2001; 3:49; p.242
236 S. VACARU,I.CHIOSA,N.VICOL
variationalgaugelikesupersymmetricla–supergravitationalmodelispossible,for
instance, by considering a minimal extension of the gauge s–group AF
m,l
n,k
(Λ)to
thedeSitters–group S
m,l
n,k
(Λ) =SO
m,l
n,k
(Λ),actingonthes–space Λ
m,l
n,k
⊕Λand
formulating a nonlinearversion ofde Sittergauges–gravity.
There are analyzed models of supergravity with generic local anisotropy [13]
when instead of s–field equations and constraints (9) there are considered an
anholonomic generalization of the Wess–Zumino supergravity and some vari-
ants induced in low energy limit from superstring theory. The N–connection
s–field allows us to model generic la–interactions with dynamics and constraints
induced by nontrivial (not only via toroidal compactifications) from higher di-
mensionsandthisresultsinageometricalunificationoftheso–calledgeneralized
Finsler–Kaluza–Klein theories.
3. *–Products andEnvelopingAlgebras
in Noncommutative Spaces
For a noncommutative space the coordinates ˆu
i
,(i= 1,...,N )satisfy some
noncommutativerelations oftype
[ˆu
i
,ˆu
j
] =
iθ
ij
, θ
ij
∈IC,canonical structure;
if
ij
k
ˆu
k
, f
ij
k
∈IC,Lie structure;
iC
ij
kl
ˆu
k
ˆu
l
, C
ij
kl
∈IC,quantum planestructure(14)
whereIC denotesthecomplex number field.
The noncommutative space is modeled as the associative algebra of IC ;this
algebraisfreelygeneratedbythecoordinatesmoduloideal Rgeneratedbythere-
lations (one accepts formal power series) A
u
=IC[[ˆu
1
,...,ˆu
N
]]/R.One restricts
attention [6] to algebras having the (so–called, Poincare–Birkhoff–Witt) property
that anyelement of A
u
is defined byitscoefficientfunction and viceversa,
/hatwide
f=
∞
/summationdisplay
L=0
f
i
1
,...,i
L
: ˆu
i
1
...ˆu
i
L
:when
/hatwide
f∼{f
i
},
where : ˆu
i
1
...ˆu
i
L
:denotesthatthebasiselementssatisfysomeprescribedorder
(forinstance,thenormalorder i
1
≤i
2
≤...≤i
L
,or,anotherexample,aretotally
symmetric).Thealgebraicpropertiesareallencodedintheso–calleddiamond (♦)
product which isdefinedby
/hatwide
f
/hatwide
g=
/hatwide
h∼ {f
i
}♦{g
i
}={h
i
}.
In the mentioned approach to every function f(u) =f(u
1
,... ,u
N
)of com-
muting variables u
1
,... ,u
N
one associates an element of algebra
/hatwide
fwhen the
kievarwe.tex; 12/03/2001; 3:49; p.243
LA-SUPERGRAVITYAND NONCOMMUTATIVE SPACES 237
commuting variables aresubstitutedby anticommutingones,
f(u) =
/summationdisplay
f
i
1
...i
L
u
1
···u
N
→
/hatwide
f=
∞
/summationdisplay
L=0
f
i
1
,...,i
L
: ˆu
i
1
...ˆu
i
L
:
when the♦–productleadstoabilinear ∗–product offunctions(see detailsin [7])
{f
i
}♦{g
i
}={h
i
}∼(f∗g) (u) =h(u).
The∗–product isdefinedrespectively forthecases (14)
f∗g=
exp[
i
2
∂
∂u
i
θ
ij
∂
∂u
/primej
]f(u)g(u
/prime
)|
u
/prime
→u
,canonical str.;
exp[
i
2
u
k
g
k
(i
∂
∂u
/prime
,i
∂
∂u
/prime/prime
)]f(u
/prime
)g(u
/prime/prime
)|
u
/prime
→u
u
/prime/prime
→u
,Liestr.;
q
1
2
(−u
/prime
∂
∂u/prime
v
∂
∂v
+u
∂
∂u
v
/prime
∂
∂v/prime
)
f(u,v)g(u
/prime
,v
/prime
)|
u
/prime
→u
v
/prime
→v
,quantum plane ,
wherethere are consideredvalues oftype
e
ik
n
/hatwide
u
n
e
ip
nl
/hatwide
u
n
=e
i{k
n
+p
n
+
1
2
g
n
(k,p)}
/hatwide
u
n
, (15)
g
n
(k,p) =−k
i
p
j
f
ij
n
+
1
6k
i
p
j
(p
k
−k
k
)f
ij
m
f
mk
n
+...,
e
A
e
B
=e
A+B+
1
2
[A,B]+
1
12
([A,[A,B]]+[B,[B,A]])
+...
and for the coordinates on quantum (Manin) planes one holds the relation uv=
qvu.
A non–abelian gauge theory on a noncommutative space is given by two al-
gebraicstructures,thealgebra A
u
andanon–abelianLiealgebra A
I
ofthegauge
group withgenerators I
1
,...,I
S
andtherelations
[I
s
,I
p
] =if
s
p
t
I
t
. (16)
In this case both algebras are treated on the same footing and one denotes the
generatingelements ofthe bigalgebra by
/hatwide
u
i
,
/hatwide
z
i
={
/hatwide
u
1
,...,
/hatwide
u
N
,I
1
,...,I
S
},
A
z
=IC[[
/hatwide
u
1
,...,
/hatwide
u
N+S
]]/R,
andthe∗–productformalismistobeappliedforthewholealgebra A
z
whenthere
areconsideredfunctionsofthecommutingvariables u
i
(i,j,k,... = 1,...,N )and
I
s
(s,p,... = 1,...,S ).
For instance, in the case of a canonical structure for the space variables u
i
we
have
(F∗G)(u) =e
i
2
/parenleftbig
θ
ij
∂
∂u/primei
∂
∂u/prime/primej
+t
s
g
s
(
i
∂
∂t/prime
,i
∂
∂t/prime/prime
)
/parenrightbig
F
/parenleftbig
u
/prime
,t
/prime
/parenrightbig
G
/parenleftbig
u
/prime/prime
,t
/prime/prime
/parenrightbig
|
u
/prime
→u,u
/prime/prime
→u
t
/prime
→t,t
/prime/prime
→t
.
(17)
kievarwe.tex; 12/03/2001; 3:49; p.244
238 S. VACARU,I.CHIOSA,N.VICOL
This formalism was developed in [6] for general Lie algebras. In this paper we
shall consider those cases when in the commuting limit one obtains the gauge
gravityandgeneral relativity theories.
4. Enveloping Algebras for
GravitationalGauge Connections
To define gauge gravity theories on noncommutative space we first introduce
gauge fields as elements the algebra A
u
that form representation of the genera-
torI–algebra for the de Sitter gauge group. For commutative spaces it is known
[9, 11, 16] that an equivalent reexpression of the Einstein theory as a gauge like
theory implies, for both locally isotropic and anisotropic spacetimes, the non-
semisimplicity of the gauge group, which leads to a nonvariational theory in the
total space of the bundle of locally adapted affine frames (to this class one be-
long the gauge Poincare theories; on metric–affine and gauge gravity models see
original results and reviews in [12]). By using auxililiary biliniear forms, instead
of degenerated Killing form for the affine structural group, on fiber spaces, the
gauge models of gravity can be formulated to be variational. After projection on
the base spacetime, for the so–called Cartan connection form, the Yang–Mills
equationstransformsequivalentlyintotheEinsteinequationsforgeneralrelativity
[9]. A variational gauge gravitational theory can be also formulated by using a
minimalextensionoftheaffinestructuralgroup Af
3+1
(R)tothedeSittergauge
groupS
10
=SO(4 + 1)acting onR
4+1
space. For simplicity, in this paper we
restrict our consideration only with the even components of frames, connections
and curvaturesofgaugela–supergavity outlined inprevious section.
Let now consider a noncommutative space. In this case the gauge fields are
elements of the algebra
/hatwide
ψ∈A
(dS)
I
that form the nonlinear representation of the
de Sitter Lie algebra so
(η)
(5)when the whole algebra is denoted A
(dS)
z
.Under a
nonlinearde Sittertransformationtheelementstransform asfollows
δ
/hatwide
ψ=i
/hatwide
γ
/hatwide
ψ,
/hatwide
ψ∈A
u
,
/hatwide
γ∈A
(dS)
z
.
So, the action of the generators on
/hatwide
ψis defined as this element is supposed to
form a nonlinear representation of A
(dS)
I
and, in consequence, δ
/hatwide
ψ∈A
u
despite
/hatwide
γ∈A
(dS)
z
.Itshouldbeemphasizedthatindependentofarepresentationtheobject
/hatwide
γtakes values in enveloping de Sitter algebra and not in a Lie algebra as would
be for commuting spaces. The same holds for the connections that we introduce
(similarlyto [7]) in order todefine covariant coordinates
/hatwide
U
ν
=
/hatwide
u
v
+
/hatwide
Γ
ν
,
/hatwide
Γ
ν
∈A
(dS)
z
.
The values
/hatwide
U
ν
/hatwide
ψtransforms covariantly, δ
/hatwide
U
ν
/hatwide
ψ=i
/hatwide
γ
/hatwide
U
ν
/hatwide
ψ,if and only if the
connection
/hatwide
Γ
ν
satisfiesthetransformationlawoftheenvelopingnonlinearrealized
kievarwe.tex; 12/03/2001; 3:49; p.245
LA-SUPERGRAVITYAND NONCOMMUTATIVE SPACES 239
deSitteralgebra,
δ
/hatwide
Γ
ν
/hatwide
ψ=−i[
/hatwide
u
v
,
/hatwide
γ] +i[
/hatwide
γ,
/hatwide
Γ
ν
],
whereδ
/hatwide
Γ
ν
∈ A
(dS)
z
.The enveloping algebra–valued connection has infinitely
many component fields. Nevertheless, it was shown that all the component fields
can be induced from a Lie algebra–valued connection by a Seiberg–Witten map
([10,5,6]and[1]for SO(n)andSp(n)).Inthissubsectionweshowthatsimilar
constructions could be proposed for nonlinear realizations of de Sitter algebra
when the transformationoftheconnectionisconsidered
δ
/hatwide
Γ
ν
=−i[u
ν
,
∗
/hatwide
γ] +i[
/hatwide
γ,
∗
/hatwide
Γ
ν
].
For simplicity, we treat in more detail the canonical case with the star product
(17).Thefirstterm inthe variation δ
/hatwide
Γ
ν
gives
−i[u
ν
,
∗
/hatwide
γ] =θ
νµ
∂
∂u
µ
γ.
Assumingthatthevariationof
/hatwide
Γ
ν
=θ
νµ
Q
µ
startswithalineartermin θwehave
δ
/hatwide
Γ
ν
=θ
νµ
δQ
µ
, δQ
µ
=
∂
∂u
µ
γ+i[
/hatwide
γ,
∗
Q
µ
].
We follow the method of calculation from the papers [7, 6] and expand the star
product (17)in θbutnoting
a
andfindtofirst orderin θ,
γ=γ
1
a
I
a
+γ
1
a
b
I
a
I
b
+...,andQ
µ
=q
1
µ,a
I
a
+q
2
µ,a
b
I
a
I
b
+...(18)
whereγ
1
a
andq
1
µ,a
are of order zero in θandγ
1
a
b
andq
2
µ,a
b
are of second order in
θ.The expansion in I
b
leads to an expansion in g
a
of the∗–product because the
higher order I
b
–derivatives vanish. For de Sitter case as I
b
we take the genera-
tors, see commutators (16), with the corresponding de Sitter structure constants
f
b
c
d
/similarequalf
α
β
β
(in our further identifications with spacetime objects like frames and
connections we shalluse Greekindices).
The result of calculation of variations of (18), by using g
a
to the order given
in(15), is
δq
1
µ,a
=∂γ
1
a
∂u
µ
−f
b
c
a
γ
1
b
q
1
µ,c
,
δQ
τ
=θ
µν
∂
µ
γ
1
a
∂
ν
q
1
τ
,b
I
a
I
b
+...,
δq
2
µ,a
b
=∂
µ
γ
2
a
b
−θ
ντ
∂
ν
γ
1
a
∂
τ
q
1
µ,b
−2f
b
c
a
{γ
1
b
q
2
µ,cd
+γ
2
b
d
q
1
µ,c
}.
Nextweintroducetheobjects ε,takingthevaluesindeSitterLiealgebraand
W
µ
,being envelopingde Sitteralgebra valued,
ε=γ
1
a
I
a
andW
µ
=q
2
µ,a
b
I
a
I
b
kievarwe.tex; 12/03/2001; 3:49; p.246
240 S. VACARU,I.CHIOSA,N.VICOL
withthe variation δW
µ
satisfyingtheequation [7, 6]
δW
µ
=∂
µ
(γ
2
a
b
I
a
I
b
)−
1
2θ
τλ
{∂
τ
ε,∂
λ
q
µ
}+i[ε,W
µ
] +i[(γ
2
a
b
I
a
I
b
),q
ν
].(19)
The equation(19)has thesolution(found in [7,10])
γ
2
a
b
=
1
2θ
νµ
(∂
ν
γ
1
a
)q
1
µ,b
,andq
2
µ,a
b
=−
1
2θ
ντ
q
1
ν
,a
/parenleftBig
∂
τ
q
1
µ,b
+R
1
τ
µ,b
/parenrightBig
whereR
1
τ
µ,b
=∂
τ
q
1
µ,b
−∂
µ
q
1
τ
,b
+f
ec
d
q
1
τ
,e
q
1
µ,e
canbeidentifiedwiththecoefficients
R
α
βµν
ofdeSitternonlineargaugegravitycurvatureifinthecommutativelimit
q
1
µ,b
/similarequal
/parenleftBigg
Γ
α
β
l
−1
0
χ
α
l
−1
0
χ
β
0
/parenrightBigg
.
The presentedprocedure canbe generalizedto allhigherpowersof θ[6].
5. NoncommutativeGauge GravityCovariantDynamics
The constructions from the previous section are summarized by the conclusion
that the de Sitter algebra valued object ε=γ
1
a
(u)I
a
determines all the terms in
theenvelopingalgebra
γ=γ
1
a
I
a
+
1
4θ
νµ
∂
ν
γ
1
a
q
1
µ,b
/parenleftBig
I
a
I
b
+I
b
I
a
/parenrightBig
+...
and thegaugetransformations are defined by γ
1
a
(u)andq
1
µ,b
(u),when
δ
γ
1
ψ=iγ
/parenleftBig
γ
1
,q
1
µ
/parenrightBig
∗ψ.
For de Sitter enveloping algebras one holds the general formula for compositions
oftwotransformations
δ
γ
δ
ς
−δ
ς
δ
γ
=δ
i(ς∗γ−γ∗ς)
which holds alsofor the restrictedtransformationsdefined by γ
1
,
δ
γ
1
δ
ς
1
−δ
ς
1
δ
γ
1
=δ
i(ς
1
∗γ
1
−γ
1
∗ς
1
)
.
Applyingthe formula(17) wecomputer
[γ,
∗
ζ] =iγ
1
a
ζ
1
b
f
a
b
c
I
c
+
i
2θ
νµ
{∂
v
/parenleftBig
γ
1
a
ζ
1
b
f
a
b
c
/parenrightBig
q
µ,c
+
/parenleftBig
γ
1
a
∂
v
ζ
1
b
−ζ
1
a
∂
v
γ
1
b
/parenrightBig
q
µ,b
f
a
b
c
+ 2∂
v
γ
1
a
∂
µ
ζ
1
b
}I
d
I
c
.
Such commutatorscouldbeused fordefinitionoftensors[7]
/hatwide
S
µν
= [
/hatwide
U
µ
,
/hatwide
U
ν
]−i
/hatwide
θ
µν
, (20)
kievarwe.tex; 12/03/2001; 3:49; p.247
LA-SUPERGRAVITYAND NONCOMMUTATIVE SPACES 241
where
/hatwide
θ
µν
is respectively stated for the canonical, Lie and quantum plane
structures. Underthe general enveloping algebraone holdsthe transform
δ
/hatwide
S
µν
=i[
/hatwide
γ,
/hatwide
S
µν
].
For instance,thecanonicalcase ischaracterizedby
S
µν
=iθ
µτ
∂
τ
Γ
ν
−iθ
ντ
∂
τ
Γ
µ
+ Γ
µ
∗Γ
ν
−Γ
ν
∗Γ
µ
=θ
µτ
θ
νλ
{∂
τ
Q
λ
−∂
λ
Q
τ
+Q
τ
∗Q
λ
−Q
λ
∗Q
τ
}.
Byintroducingthegravitationalgaugestrength (curvature)
R
τλ
=∂
τ
Q
λ
−∂
λ
Q
τ
+Q
τ
∗Q
λ
−Q
λ
∗Q
τ
, (21)
which could be treated as a noncommutative extension of de Sitter nonlinear
gaugegravitationalcurvature onecomputers
R
τ
λ,a
=R
1
τ
λ,a
+θ
µν
{R
1
τ
µ,a
R
1
λν
,b
−
1
2q
1
µ,a
/bracketleftBig
(D
ν
R
1
τ
λ,b
) +∂
ν
R
1
τ
λ,b
/bracketrightBig
}I
b
,
wherethe gauge gravitation covariantderivative isintroduced,
(D
ν
R
1
τ
λ,b
) =∂
ν
R
1
τ
λ,b
+q
ν
,c
R
1
τ
λ,d
f
cd
b
.
Following thegaugetransformationlawsfor γandq
1
we find
δ
γ
1
R
1
τλ
=i
/bracketleftBig
γ,
∗
R
1
τλ
/bracketrightBig
withthe restrictedformof γ.
Such formulas were proved in references [6, 10] for usual gauge (nongravita-
tional)fields.Herewe reconsideredthemfor gravitational gaugefields.
Following the nonlinear realization of de Sitter algebra and the ∗–formalism
we can formulate a dynamics of noncommutative spaces. Derivatives can be in-
troducedinsuchawaythatonedoesnotobtainnewrelationsforthecoordinates.
Inthiscasea Leibniz rulecan bedefined[6]that
/hatwide
∂
µ
/hatwide
u
ν
=δ
ν
µ
+d
ντ
µσ
/hatwide
u
σ
/hatwide
∂
τ
where the coefficients d
ντ
µσ
=δ
ν
σ
δ
τ
µ
are chosen to have not new relations when
/hatwide
∂
µ
acts again to the right hand side. In consequence one holds the ∗–derivative
formulas
∂
τ
∗f=
∂
∂u
τ
f+f∗∂
τ
,
[∂
l
,
∗
(f∗g)] = ([∂
l
,
∗
f])∗g+f∗([∂
l
,
∗
g])
kievarwe.tex; 12/03/2001; 3:49; p.248
242 S. VACARU,I.CHIOSA,N.VICOL
and the Stokes theorem
/integraltext
[∂
l
,f] =
/integraltext
d
N
u[∂
l
,
∗
f] =
/integraltext
d
N
u
∂
∂u
l
f= 0,where, for
thecanonicalstructure,theintegralisdefined,
/integraldisplay
/hatwide
f=
/integraldisplay
d
N
uf
/parenleftBig
u
1
,...,u
N
/parenrightBig
.
Anactioncanbeintroducedbyusingsuchintegrals.Forinstance,foratensor
oftype(20),when δ
/hatwide
L=i
/bracketleftBig
/hatwide
γ,
/hatwide
L
/bracketrightBig
,we candefine agauge invariantaction
W=
/integraldisplay
d
N
uTr
/hatwide
L, δW = 0,
werethetrace hasto be takenforthegroupgenerators.
Forthe nonlinear deSitter gaugegravity aproper actionis
L=
1
4R
τλ
R
τλ
,
whereR
τλ
isdefinedbytheevenpartof(11).Inthiscasethedynamicofnoncom-
mutativespaceisentirelyformulatedintheframeworkofquantumfieldtheoryof
gauge fields. The method works for matter fields as well to restrictions to the
generalrelativitytheory(seereferences[11,9]).
6. Acknowledgment
Thefirstauthor(S.V.)isgratefultotheorganizersofNATOARWinKiev,where
theresultsof thiswork were communicated,for kind hospitalityand support.
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kievarwe.tex; 12/03/2001; 3:49; p.251
FINITENESS INCONVENTIONAL N= 1GUTS
TATSUOKOBAYASHI
∗
Dept. ofPhys, Kyoto Univ.,Kyoto 606-8502, Japan
JISUKEKUBO
†
Dept. ofPhysics,Kanazawa Univ.,Kanazawa920-1192, Japan
MYRIAM MONDRAG ´ON
‡
Inst. de F ´ısica, UNAM, Apdo. Postal 20-364, M ´exico 01000 D.F.,
M´exico
GEORGEZOUPANOS
§
PhysicsDept., Nat.Technical Univ.,GR-157 80Zografou,
Athens,Greece
Abstract. Finite Unified Theories (FUTs) are N= 1supersymmetric GUT’s which have the
remarkable feature of being all-loop finite beyond the unification point. They also have impressive
predictive power. We present here a review of the recent developments of the softly broken sector
ofN= 1FUTs.ThenewcharacteristicpredictionsofFUTsare:1)ThelightestHiggsbosonmass
is predicted to be in the window 120-130 GeV, in case the LSP is neutralino, while in case the LSP
is the ˜τ(which can be consistently accommodated in presence of bilinear R-parity violating terms)
it can be aslight as111 GeV. 2) The s-spectrumstarts aboveseveral hundreds of GeV.
1. Introduction
In recent years new frameworks have been developed aiming to provide a unified
description of all interactions including gravity. Theories based on superstrings,
non-commutative geometry and quantum groups, although at a different stage
of development in each area, have common unification targets and share sim-
ilar hopes for exhibiting improved renormalization properties in the ultraviolet
as compared to ordinary field theories. Moreover, recent progress shows that all
above theoretical endeavors could be related and thus they might be
understood
∗
[email protected]
†
[email protected]
‡
[email protected]
§
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.252
246T.KOBAYASHI,J. KUBO, M.MONDRAG ´ON, G. ZOUPANOS
in a unified manner too. However in spite the importance of having frameworks
to discuss quantum gravity in a self consistent way, the main goal expected from
a unified description of interactions by the particle physics community is to un-
derstand the present day free parameters of the Standard Model (SM) in terms of
a few fundamental ones, or in other words to achieve reduction of couplings at a
more fundamental level. Unfortunately all the above theoretical frameworks did
notofferanythingintheunderstandingofthefreeparametersoftheSM,andinthe
bestcasetheyhavemanagedtoaccommodateearliertoolssuchassupersymmetry
and ideas like Grand Unified Theories (GUTs) but without providing any further
predictivepower intheseconstructions.
Inourrecentstudies[1]-[6],[7]wehavedevelopedacomplementarystrategy
in searching for a more fundamental theory possibly at the Planck scale, whose
basic ingredients are GUTs and supersymmetry, but its consequences certainly
go beyond the known ones. Our method consists of hunting for renormalization
group invariant (RGI) relations holding below the Planck scale, which in turn
are preserved down to the GUT scale. This programme, called Gauge–Yukawa
unification scheme, applied in the dimensionless couplings of supersymmetric
GUTs, such as gauge and Yukawa couplings, had already noticable successes by
predicting correctly, among others, the top quark mass in the finite and in the
minimalN= 1supersymmetric SU(5) GUTs. An impressive aspect of the RGI
relationsisthatonecanguaranteetheirvaliditytoall-ordersinperturbationtheory
by studying the uniqueness of the resulting relations at one-loop, as was proven
in the early days of the programme of reduction of couplings [8]. Even more
remarkable is the fact that it is possible to find RGI relations among couplings
that guaranteefiniteness to all-orders inperturbationtheory [9, 10].
Althoughsupersymmetryseemstobeanessentialfeatureforasuccessfulreal-
izationoftheaboveprogramme,itsbreakinghastobeunderstoodtoo,sinceithas
the ambition to supply the SM with predictions for several of its free parameters.
Indeed,thesearchforRGIrelationshasbeenextendedtothesoftsupersymmetry
breaking sector (SSB) of these theories [4, 11], which involves parameters of
dimension one and two. More recently a very interesting progress has been made
[12]-[17]concerningtherenormalizationpropertiesoftheSSBparametersbased
conceptually and technically on the work of ref. [18]. In ref. [18] the powerful
supergraph method [19] for studying supersymmetric theories has been applied
to the softly broken ones by using the “spurion” external space-time independent
superfields[20].Inthelattermethodasoftlybrokensupersymmetricgaugetheory
is considered as a supersymmetric one in which the various parameters such as
couplings and masses have been promoted to external superfields that acquire
“vacuum expectation values”. Based on this method the relations among the soft
term renormalization and that of an unbroken supersymmetric theory have been
derived.Inparticularthe β-functionsoftheparametersofthesoftlybrokentheory
areexpressedintermsofpartialdifferentialoperatorsinvolvingthedimensionless
kievarwe.tex; 12/03/2001; 3:49; p.253
FINITENESSINCONVENTIONAL N=1GUTS 247
parametersoftheunbrokentheory.Thekeypointinthestrategyofrefs.[15]-[17]
in solving the set of coupled differential equations so as to be able to express
all parameters in a RGI way, was to transform the partial differential operators
involved to total derivative operators. This is indeed possible to be done on the
RGIsurface whichisdefined by thesolution ofthereduction equations.
On the phenomenological side there exist some serious developments too.
Previouslyanappealing“universal”setofsoftscalarmasseswasasummedinthe
SSB sector of supersymmetric theories, given that apart from economy and sim-
plicity (1) they are part of the constraints that preserve finiteness up to two-loops
[21,22],(2)theyareRGIuptotwo-loopsinmoregeneralsupersymmetricgauge
theories, subject to the condition known as P= 1/3Q[11] and (3) they appear
intheattractivedilatondominatedsupersymmetrybreakingsuperstringscenarios
[23]. However, further studies have exhibited a number of problems all due to
the restrictive nature of the “universality” assumption for the soft scalar masses.
For instance (a) in finite unified theories the universality predicts that the lightest
supersymmetric particle is a charged particle, namely the superpartner of the τ
lepton ˜τ(b) the MSSM with universal soft scalar masses is inconsistent with the
attractiveradiativeelectroweaksymmetrybreaking[24]and(c)whichistheworst
of all, the universal soft scalar masses lead to charge and/or colour breaking min-
ima deeper than the standard vacuum [25]. Therefore, there have been attempts
to relax this constraint without loosing its attractive features. First an interesting
observation was made that in N= 1Gauge–Yukawa unified theories there exists
a RGI sum rule for the soft scalar masses at lower orders; at one-loop for the
non-finite case [5] and at two-loops for the finite case [6]. The sum rule manages
to overcome the above unpleasant phenomenological consequences. Moreover it
was proven [17] that the sum rule for the soft scalar masses is RGI to all-orders
for both the general as well as for the finite case. Finally the exact β-function
for the soft scalar masses in the Novikov-Shifman-Vainstein-Zakharov (NSVZ)
scheme [26] for the softly broken supersymmetric QCD has been obtained [17].
Armedwiththeabovetoolsandresultsweareinapositiontostudythespectrum
of the full finite and minimal supersymmetric SU(5) models in terms of few free
parameters with emphasis on the predictions for the masses of the lightest Higgs
and LSPand onthe constraintsimposed by havinga large tanβ.
2. Reduction ofCouplingsand Finiteness in N= 1SUSY Gauge Theories
A RGI relation among couplings, Φ(g
1
,···,g
N
) = 0, has to satisfy the partial
differential equation (PDE) µdΦ/dµ =
/summationtext
N
i=1
β
i
∂Φ/∂g
i
= 0, whereβ
i
is theβ-function of g
i
. There exist ( N−1) independent Φ’s, and finding the
completesetofthesesolutionsisequivalenttosolvetheso-calledreductionequa-
tions (REs), β
g
(dg
i
/dg) =β
i
, i= 1,···,N, wheregandβ
g
are the primary
coupling and its β-function. Using all the (N−1) Φ’s to impose RGI relations,
kievarwe.tex; 12/03/2001; 3:49; p.254
248T.KOBAYASHI,J. KUBO, M.MONDRAG ´ON, G. ZOUPANOS
one can in principle express all the couplings in terms of a single coupling g.
Thecompletereduction,whichformallypreservesperturbativerenormalizability,
can be achieved by demanding a power series solution, whose uniqueness can be
investigated at the one-loop level. The completely reduced theory contains only
one independent coupling with the corresponding β-function. This possibility of
couplingunificationisattractive,butitcanbetoorestrictiveandhenceunrealistic.
Inpracticeonemay usefewer Φ’sas RGI constraints.
It is clear by examining specific examples, that the various couplings in
supersymmetric theories have easily the same asymptotic behaviour. Therefore
searchingforapowerseriessolutiontotheREsisjustified.Thisisnotthecasein
non-supersymmetric theories.
Let us then consider a chiral, anomaly free, N= 1globally supersym-
metric gauge theory based on a group G with gauge coupling constant g. The
superpotential ofthe theoryisgiven by
W=
1
2m
ij
Φ
i
Φ
j
+
1
6C
ijk
Φ
i
Φ
j
Φ
k
, (1)
wherem
ij
andC
ijk
aregaugeinvarianttensorsandthematterfield Φ
i
transforms
accordingto theirreduciblerepresentation R
i
ofthe gaugegroup G.
The one-loop β-functionofthegauge coupling gis given by
β
(1)
g
=
dg
dt=g
3
16π
2
[
/summationdisplay
i
l(R
i
)−3C
2
(G) ], (2)
wherel(R
i
)is the Dynkin index of R
i
andC
2
(G)is the quadratic Casimir of the
adjointrepresentationofthegaugegroup G.Theβ-functionsof C
ijk
,byvirtueof
the non-renormalization theorem, are related to the anomalous dimension matrix
γ
j
i
of the matterfields Φ
i
as
β
ijk
C
=
d
dtC
ijk
=C
ijp
/summationdisplay
n=1
1
(16π
2
)
n
γ
k(n)
p
+ (k↔i) + (k↔j).(3)
At one-looplevel the γ
j
i
are given by
γ
j(1)
i
=
1
2C
ipq
C
jpq
−2g
2
C
2
(R
i
)δ
j
i
, (4)
whereC
2
(R
i
)isthequadraticCasimiroftherepresentation R
i
,andC
ijk
=C
∗
ijk
.
AsonecanseefromEqs.(2)and(4)alltheone-loop β-functionsofthetheory
vanishifβ
(1)
g
andγ
j(1)
i
vanish, i.e.
/summationdisplay
i
/lscript(R
i
) = 3C
2
(G),
1
2C
ipq
C
jpq
= 2δ
j
i
g
2
C
2
(R
i
). (5)
kievarwe.tex; 12/03/2001; 3:49; p.255
FINITENESSINCONVENTIONAL N=1GUTS 249
A very interesting result is that the conditions (5) are necessary and sufficient
for finiteness atthe two-looplevel.
The one- and two-loop finiteness conditions (5) restrict considerably the pos-
siblechoicesoftheirreps. R
i
foragivengroup GaswellastheYukawacouplings
in the superpotential (1). Note in particular that the finiteness conditions cannot
be applied to the supersymmetric standard model (SSM), since the presence of a
U(1)gauge group is incompatible with the condition (5), due to C
2
[U(1)] = 0.
This naturally leads to the expectation that finiteness should be attained at the
grand unified level only, the SSM being just the corresponding, low-energy,
effective theory.
A natural question to ask is what happens at higher loop orders. There exists
a very interesting theorem [9] which guarantees the vanishing of the β-functions
toallordersinperturbationtheory,ifwedemandreductionofcouplings,andthat
all the one-loop anomalous dimensions of the matter field in the completely and
uniquelyreduced theoryvanish identically.
3. Soft Supersymmetry Breaking-SumRuleof softscalarmasses
The above described method of reducing the dimensionless couplings has been
extended [4] to the soft supersymmetry breaking (SSB) dimensionful parameters
ofN= 1supersymmetric theories. In addition it was found [5] that RGI SSB
scalarmassesinGauge-Yukawaunifiedmodelssatisfyauniversalsumrule.Here
we will describe first how the use of the available two-loop RG functions and the
requirement of finiteness of the SSB parameters up to this order leads to the soft
scalar-mass sumrule[6].
Consider the superpotential given by (1) along with the Lagrangian for SSB
terms
−L
SB
=
1
6h
ijk
φ
i
φ
j
φ
k
+
1
2b
ij
φ
i
φ
j
+
1
2(m
2
)
j
i
φ
∗i
φ
j
+
1
2Mλλ +h.c.,(6)
wheretheφ
i
arethescalarpartsofthechiralsuperfields Φ
i
,λarethegauginosand
Mtheir unified mass. Since we would like to consider only finite theories here,
weassumethatthegaugegroupisasimplegroupandtheone-loop β-functionof
thegaugecoupling gvanishes.Wealsoassumethatthereductionequationsadmit
power series solutionsoftheform
C
ijk
=g
/summationdisplay
n=0
ρ
ijk
(n)
g
2n
. (7)
Accordingtothefinitenesstheoremofref.[9],thetheoryisthenfinitetoallorders
inperturbationtheory,if,amongothers,theone-loopanomalousdimensions γ
j(1)
i
vanish.The one-and two-loop finiteness for h
ijk
can be achieved by
h
ijk
=−MC
ijk
+···=−Mρ
ijk
(0)
g+O(g
5
). (8)
kievarwe.tex; 12/03/2001; 3:49; p.256
250T.KOBAYASHI,J. KUBO, M.MONDRAG ´ON, G. ZOUPANOS
With the above assumptions (and a couple of minor ones [6]) we find the
followingsoft scalar-masssumrule
(m
2
i
+m
2
j
+m
2
k
)/MM
†
= 1 +g
2
16π
2
∆
(1)
+O(g
4
) (9)
for i, j,kwith ρ
ijk
(0)
/negationslash= 0, where ∆
(1)
isthe two-loop correction
∆
(1)
=−2
/summationdisplay
l
[(m
2
l
/MM
†
)−(1/3)]T(R
l
), (10)
which vanishes for the universal choice in accordance with the previous findings
ofref.[22].
If we know higher loop β-functions explicitly, we can follow the same pro-
cedure and find higher loop RGI relations among SSB terms. However, the
β-functionsofthesoftscalarmassesareexplicitlyknownonlyuptotwoloops.In
order to obtain higher loop results, we need something else instead of knowledge
ofexplicitβ-functions, e.g.somerelationsamong β-functions.
The recent progress made using the spurion technique [19, 20] leads to the
followingall-looprelationsamong SSB β-functions[12]-[16],
β
M
= 2O
/parenleftbigg
β
g
g
/parenrightbigg
, (11)
β
ijk
h
=γ
il
h
ljk
+γ
jl
h
ilk
+γ
kl
h
ijl
−2γ
i
1l
C
ljk
−2γ
j
1l
C
ilk
−2γ
k
1l
C
ijl
, (12)
(β
m
2
)
ij
=
/bracketleftbigg
∆ +X
∂
∂g
/bracketrightbigg
γ
ij
, (13)
O=
/parenleftbigg
Mg
2
∂
∂g
2
−h
lmn
∂
∂C
lmn
/parenrightbigg
, (14)
∆ = 2OO
∗
+ 2|M|
2
g
2
∂
∂g
2
+˜C
lmn
∂
∂C
lmn
+˜C
lmn
∂
∂C
lmn
,(15)
where (γ
1
)
ij
=Oγ
ij
,C
lmn
= (C
lmn
)
∗
,and
˜C
ijk
= (m
2
)
il
C
ljk
+ (m
2
)
jl
C
ilk
+ (m
2
)
kl
C
ijl
. (16)
It wasalso found[16] thattherelation
h
ijk
=−M(C
ijk
)
/prime
≡−MdC
ijk
(g
)
dlng, (17)
among couplings is all-loop RGI. Furthermore, using the all-loop gauge β-
functionof Novikov etal.[26]givenby
β
NSVZ
g
=g
3
16π
2
/bracketleftbigg/summationtext
l
T(R
l
)(1−γ
l
/2)−3C(G
)
1−g
2
C(G)/8π
2
/bracketrightbigg
, (18)
kievarwe.tex; 12/03/2001; 3:49; p.257
FINITENESSINCONVENTIONAL N=1GUTS 251
it wasfound the all-loopRGI sumrule[17],
m
2
i
+m
2
j
+m
2
k
=|M|
2
{
1
1−g
2
C(G)/(8π
2
)dlnC
ij
k
dlng+
1
2d
2
lnC
ij
k
d(lng)
2
}
+
/summationdisplay
l
m
2
l
T(R
l
)
C(G)−8π
2
/g
2
dlnC
ij
k
dlng. (19)
In addition the exact β-function for m
2
in the NSVZ scheme has been obtained
[17] forthefirst time and isgiven by
β
NSVZ
m
2
i
=
/bracketleftBigg
|M|
2
{
1
1−g
2
C(G)/(8π
2
)
d
dlng+
1
2d
2
d(lng)
2
}
+
/summationdisplay
l
m
2
l
T(R
l
)
C(G)−8π
2
/g
2
d
dlng
/bracketrightBigg
γ
NSVZ
i
. (20)
4. FiniteUnifiedTheories
Inthissectionweexaminetwoconcrete SU(5)finitemodels,wherethereduction
of couplings in the dimensionless and dimensionful sector has been achieved. A
predictive Gauge-Yukawa unified SU(5)model which is finite to all orders, in
addition to the requirements mentioned already, should also have the following
properties:
1. One-loopanomalous dimensions arediagonal,i.e., γ
(1)j
i
∝δ
j
i
.
2. Three fermion
generations, 5
i
(i= 1,2,3), obviously should not couple to
24. Thiscanbe achieved forinstance byimposing B−Lconservation.
3. ThetwoHiggsdoubletsoftheMSSMshouldmostlybemadeoutofapairof
Higgsquintet and anti-quintet,whichcoupletothe thirdgeneration.
Inthefollowingwe discusstwoversions ofthe all-order finite model.
A:Themodelofref. [1].
B:Aslightvariationofthemodel A,whosedifferencesfrom Awillbecomeclear
inthefollowing.
The superpotential whichdescribes thetwo modelstakes the form[1, 6]
W=
3
/summationdisplay
i=1
[
1
2g
u
i
10
i
10
i
H
i
+g
d
i
10
i
5
i
H
i
] +g
u
23
10
2
10
3
H
4
(21)
+g
d
23
10
2
5
3
H
4
+g
d
32
10
3
5
2
H
4
+
4
/summationdisplay
a=1
g
f
a
H
a
24H
a
+g
λ
3(24)
3
,
whereH
a
andH
a
(a= 1,..., 4)stand forthe Higgs quintetsandanti-quintets.
kievarwe.tex; 12/03/2001; 3:49; p.258
252T.KOBAYASHI,J. KUBO, M.MONDRAG ´ON, G. ZOUPANOS
Thenon-degenerateandisolatedsolutionsto γ
(1)
i
= 0forthemodels{A,B}
are:
(g
u
1
)
2
={
8
5,
8
5}g
2
,(g
d
1
)
2
={
6
5,
6
5}g
2
,(g
u
2
)
2
= (g
u
3
)
2
={
8
5,
4
5}g
2
,(22)
(g
d
2
)
2
= (g
d
3
)
2
={
6
5,
3
5}g
2
,(g
u
23
)
2
={0,
4
5}g
2
,(g
d
23
)
2
= (g
d
32
)
2
={0,
3
5}g
2
,
(g
λ
)
2
=
15
7g
2
,(g
f
2
)
2
= (g
f
3
)
2
={0,
1
2}g
2
,(g
f
1
)
2
= 0,(g
f
4
)
2
={1,0}g
2
.
Accordingtothetheoremofref.[9]thesemodelsarefinitetoallorders.Afterthe
reductionofcouplings thesymmetryof Wisenhanced [1, 6].
The main difference of the models AandBis that three pairs of Higgs
quintets and anti-quintets couple to the 24forBso that it is not necessary to
mixthemwith H
4
andH
4
inordertoachievethetriplet-doubletsplittingafterthe
symmetrybreakingof SU(5).
In the dimensionful sector, the sum rule gives us the following boundary
conditions at the GUTscale[6]:
m
2
H
u
+ 2m
2
10
=m
2
H
d
+m
2
5
+m
2
10
=M
2
forA, (23)
m
2
H
u
+ 2m
2
10
=M
2
, m
2
H
d
−2m
2
10
=−M
2
3,
m
2
5
+ 3m
2
10
=4M
2
3forB, (24)
where we use as free parameters
m
5
≡
m
5
3
andm
10
≡m
10
3
for the model A,
andm
10
forB, in additionto M.
5. Predictions ofLowEnergyParameters
Since the gauge symmetry is spontaneously broken below M
GUT
, the finite-
nessandGauge-Yukawaunificationconditionsdonotrestricttherenormalization
property at low energies, and all it remains are boundary conditions on the gauge
and Yukawa couplings (22), the h=−MCrelation (8) and the soft scalar-mass
sum rule (9) at M
GUT
, as applied in the various models. So we examine the
evolution of these parameters according to their renormalization group equations
at two-loop for dimensionless parameters and at one-loop for dimensionful ones
withtherelevantboundaryconditions.Below M
GUT
theirevolutionisassumedto
begovernedbytheMSSM.Wefurtherassumeauniquesupersymmetrybreaking
scaleM
s
so thatbelow M
s
the SMisthecorrecteffective theory.
The predictions for the top quark mass M
t
are∼183and∼174GeV in
models AandBrespectively. Comparing these predictions with the most recent
experimental value M
t
= (173.8±5.2)GeV, and recalling that the theoretical
values forM
t
may suffer from a correction of less than ∼4%[7], we see that
kievarwe.tex; 12/03/2001; 3:49; p.259
FINITENESSINCONVENTIONAL N=1GUTS 253
0.4 0.8 1.2 1.6
m
10
[TeV]
0.1160.1170.118
m
h
[TeV]
Figure 8.m
h
as function of m
10
forM= 0.8(dashed) 1.0(solid) TeVfor thefinite model B.
they are consistent with the experimental data. In addition the value of tanβis
obtained as tanβ= 54and48 formodels AandBrespectively.
In the SSB sector, besides the constraints imposed by reduction of couplings
and finiteness, we also look for solutions which are compatible with radiative
electroweaksymmetrybreaking.
Concerning the SSB sector of the finite theories AandB, besides the gaug-
ino mass we have two and one more free parameters respectively, as previously
mentioned. Thus, we look for the parameter space in which the lighter ˜τmass
squaredm
2
˜τ
is larger than the lightest neutralino mass squared m
2
χ
(which is the
LSP). In the case where all the soft scalar masses are universal at the unification
scale, there is no region of M
s
=MbelowO(few) TeV in which m
2
˜τ
> m
2
χ
is
satisfied.Butoncetheuniversalityconditionisrelaxedthisproblemcanbesolved
naturally (provided the sum rule). More specifically, using the sum rule (9) and
imposing the conditions a) successful radiative electroweak symmetry breaking
b)m
˜τ
2
>0and c)m
˜τ
2
> m
χ
2
, we find a comfortable parameter space for both
models(although model Brequireslarge M∼1TeV).
InTables1and2wepresentrepresentativeexamplesofthevaluesobtainedfor
thesparticlespectraineachofthemodels.ThevalueofthelightestHiggsphysical
massm
h
hasalreadytheone-loopradiativecorrectionsincluded,evaluatedatthe
appropriatescale[27].
Finally, we calculate BR(b→sγ)[28], whose experimental value is 1×
10
−4
<BR (b→sγ)<4×10
−4
.TheSMpredicts BR(b→sγ) = 3.1×10
−4
.
This imposes a further restriction in our parameter space, namely M∼1TeV if
µ<0forallthreemodels.Thisrestrictionislessstronginthecasethat µ>0.For
kievarwe.tex; 12/03/2001; 3:49; p.260
254T.KOBAYASHI,J. KUBO, M.MONDRAG ´ON, G. ZOUPANOS
TABLE II. A representative example of the predictions for
the s-spectrum for the finite model AwithM= 1.0TeV,
m
5
= 0.8TeV andm
10
= 0.6TeV
.
m
χ
=m
χ
1
(T
eV)
0.45m
˜b
2
(T
eV)
1.76
m
χ
2
(T
eV)
0.84m
˜τ
=m
˜τ
1
(T
eV)
0.63
m
χ
3
(T
eV)
1.49m
˜τ
2
(T
eV)
0.85
m
χ
4
(T
eV)
1.49m
˜ν
1
(T
eV)
0.88
m
χ
±
1
(T
eV)
0.84m
A
(T
eV)
0.64
m
χ
±
2
(T
eV)
1.49m
H
±
(T
eV)
0.65
m
˜t
1
(T
eV)
1.57m
H
(T
eV)
0.65
m
˜t
2
(T
eV)
1.77m
h
(T
eV)
0.122
m
˜b
1
(T
eV)
1.54
TABLE III. A representative example of the predictions of
the s-spectrum for the finite model BwithM= 1TeV and
m
10
= 0.65TeV
.
m
χ
=m
χ
1
(T
eV)
0.45m
˜b
2
(T
eV)
1.70
m
χ
2
(T
eV)
0.84m
˜τ
=m
˜τ
1
(T
eV)
0.47
m
χ
3
(T
eV)
1.30m
˜τ
2
(T
eV)
0.67
m
χ
4
(T
eV)
1.31m
˜ν
1
(T
eV)
0.88
m
χ
±
1
(T
eV)
0.84m
A
(T
eV)
0.73
m
χ
±
2
(T
eV)
1.31m
H
±
(T
eV)
0.73
m
˜t
1
(T
eV)
1.51m
H
(T
eV)
0.73
m
˜t
2
(T
eV)
1.73m
h
(T
eV)
0.118
m
˜b
1
(T
eV)
1.56
kievarwe.tex; 12/03/2001; 3:49; p.261
FINITENESSINCONVENTIONAL N=1GUTS 255
example,theminimalmodelwith M= 1TeVleadsto BR(b→sγ) = 3.8×10
−4
forµ<0.
6. Conclusions
The programme of searching for exact RGI relations among dimensionless cou-
plings in supersymmetric GUTs, started few years ago, has now supplemented
with the derivation of similar relations involving dimensionful parameters in the
SSB sector of these theories. In the earlier attempts it was possible to derive RGI
relations among gauge and Yukawa couplings of supersymmetric GUTs, which
couldleadeventoall-loopfinitenessundercertainconditions.Thesetheoretically
attractive theories have been shown not only to be realistic but also to lead to a
successful prediction of the top quark mass. The new theoretical developments
include the existence of a RGI sum rule for the soft scalar masses in the SSB
sector ofN= 1supersymmetric gauge theories exhibiting gauge-Yukawa uni-
fication. The all-loop sum rule substitutes now the universal soft scalar masses
and overcomes its phenomenological problems. Of particular theoretical interest
is the fact that the finite unified theories, which could be made all-loop finite
in the supersymmetric sector can now be made completely finite. In addition it
is interesting to note that the sum rule coincides with that of a certain class of
stringmodelsinwhichthemassivestringmodesareorganizedinto N= 4super-
multiplets. Last but not least in ref. [17], the exact β-function for the soft scalar
massesintheNSVZschemewasobtainedforthefirsttime.Ontheotherhandthe
above theories have a remarkable predictive power leading to testable predictions
oftheirspectrumintermsofveryfewparameters.Inadditiontothepredictionof
the top quark mass, which holds unchanged, the characteristic features that will
judge the viability of these models in the future are 1) the lightest Higgs mass is
found to be around 120 GeV and the s-spectrum starts beyond several hundreds
of GeV. Therefore the next important test of Gauge-Yukawa and Finite Unified
theories will be given with the measurement of the Higgs mass, for which these
models show an appreciable stability, which is alarmingly close to the IR quasi
fixed point prediction of the MSSM for large tan β[29]. Our preliminary search
in the available parameter space of the above models shows that in case we relax
the requirement that the mass of the s-tau should be smaller than the neutrali-
nos masses, we obtain a wider window in the prediction of the lightest Higgs
mass starting from 111 GeV. This possibility has no obvious problem in case
we introduce bilinear R-parity violating terms that preserve finiteness. Actually,
the introduction of such terms might be unavoidable given that it is a necessary
ingredient of the only known mechanism to introduce neutrino masses in these
models[30].
kievarwe.tex; 12/03/2001; 3:49; p.262
256T.KOBAYASHI,J. KUBO, M.MONDRAG ´ON, G. ZOUPANOS
Acknowledgements
It is a pleasure to thank the Organizing Committee for the very warm hospital-
ity offered to one of us (G.Z.). Supported by the projects PAPIIT-125298 and
ERBFMRXCT960090.
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26. Novikov, V., Shifman, M., Vainstein, A., and Zakharov, V. (1983) Nucl. Phys. B229381;
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kievarwe.tex; 12/03/2001; 3:49; p.264
kievarwe.tex; 12/03/2001; 3:49; p.265
WORLDVOLUMEREALIZATIONOFAUTOMORPHISMS
JOAN SIMON
∗
DepartamentofParticlePhysics,TheWeizmannInstituteofScience,
2 Herzl Street,76100 Rehovot,Israel
Abstract. The relation among spacetime supersymmetry algebras and the world volume approach
to string theory is reviewed. The realization of some of the automorphism transformations of these
superalgebras on the world volume theory is discussed. We distinguish among linear realizations
and non-local ones. The consistency ofthe latter with dualityin M/stringtheory is checked.
1. Introduction
Our contribution to the NATO Advanced Research Workshop on ’NonCommu-
tative Structures in Mathematics and Physics’ is devoted to the relation among
supersymmetry algebras and reparametrization invariant field theories describ-
ing the low energy dynamics of branes. In particular, we shall concentrate on
branes propagating in SuperPoincar ´e, and consequently, on maximally extended
SuperPoincar ´ealgebras.
The study of M/String theory spectrums can be done along purely alge-
braic methods or field theory ones. The algebraic approach is based on the
assumption that the N= 1supersymmetry in eleven dimensions (or the cor-
respondingN= 2supersymmetries in ten dimensions) is valid at any energy,
so that the M-theory (string theory) spectrum must be organized into represen-
tations of the SuperPoincar ´e algebra. This approach entirely characterizes BPS
states, those preserving some amount of supersymmetry, thus filling in short
irreducible representations of the forementioned algebra. Given a maximally
extended supersymmetry algebra[1], [2]
{Q
α
,Q
β
}=−MI
αβ
+ Γ(Z)
αβ
, (1)
where Γ(Z)
αβ
stands for the traceless part of the supersymmetry anticom-
mutation relations, and given any state |α >, the positivity of the matrix
<
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.266
260 J. SIMON
α|{Q
α
,Q
β
}|α>
1
implies a bound on the rest mass M. When the latter is satu-
rated, there is a linear combination of the supersymmetry generators annihilating
the state. This means that the symmetric matrix {Q
α
,Q
β
}has at least one zero
eigenvalue (det{Q
α
,Q
β
}= 0).Thus,generically,thesearchforsuchBPSstates
isequivalent tothe resolutionof theeigenvalueproblem[4]
Γ(Z)|α>=M|α> . (2)
Any solution to equation (2) describes a Clifford valued BPS state |α >by its
massMandtheamountofsupersymmetrypreserved (ν),whichwillgenerically
be determined by some set of mutually commuting constant operators {P
i
}such
thatP
i
|α >=|α >∀i. Both depend on the charges Zcarried by|α >. A
partial analysis of equation (2) was done in [5], where a whole family of BPS
states, called factorizable states, were classified. We refer the reader to [5] for a
discussion onequation(2) andsome oftheirsolutions.
Theworldvolumeapproach isbasedonbraneeffectiveactions,whicharesup-
posed to describe the low energy dynamics of string theory when the string scale
vanishes (α
/prime
→0)andgravitydecouples.Thedynamicsofbranespropagatingin
SuperPoincar ´earedescribedbyreparametrizationsusy-kappainvariantfieldtheo-
riesprovidinguswithafieldtheoryrealizationoftheprevioussuperalgebras.The
algebraic saturation of the BPS bound has its field theory counterpart in the satu-
ration of the Bogomolny’ type bound derived from the energy density computed
onthebrane[6].Onlycertainfieldtheoryconfigurationsdosaturatesuchbounds,
thesearethesocalled BPSconfigurations .Onewayofsystematicallylookingfor
suchconfigurationsistheresolutionofthe kappasymmetrypreservingcondition .
This method is based on the search for the subset of supersymmetry transfor-
mations that leave bosonic configurations (θ= 0)invariant. Since fermions do
transform inhomogeneouslyin brane effective actions,
δθ=/epsilon1+ (1 + Γ
κ
)κ+O(θ) (3)
where/epsilon1is the global supersymmetry parameter (the Killing spinor of the back-
ground geometry) and κis the local kappa symmetry one, the above invariance
requirementis satisfiedwhenever [7]
Γ
κ
/epsilon1=/epsilon1. (4)
Γ
κ
is a spinor valued matrix being field and background dependent. It satisfies
Γ
2
κ
=Iand tr Γ
κ
= 0, conditions that allow kappa symmetry to remove half
of the fermionic degrees of freedom on the brane, a necessary condition to get a
supersymmetric fieldtheoryon thebrane,but notasufficient
one.
1
It is assumed that Q
α
satisfies the necessary requirements for this positivity to hold. In M-
theory, the Majorana charges do certainly satisfy them. See [3], for a discussion on this point in
arbitrary spacetimesignatures.
kievarwe.tex; 12/03/2001; 3:49; p.267
WORLDVOLUME AUTOMORPHISMS 261
In the case of SuperPoincar ´e backgrounds, /epsilon1is a 32constant spinor. In
less symmetric background superspaces, it will generically depend on the point.
Solving equation(4)givesriseto
1. someconstraints ontheconfigurationspace f
i
[φ
j
] = 0
2. somesupersymmetrypreserving conditions P
i
/epsilon1=/epsilon1∀i
wheref
i
[φ
j
]standsforsomefunctionalrelationinvolvingthedynamicalfieldson
the brane{φ
i
}and their derivatives {∂φ
i
,∂∂φ
i
,...}. On the other hand, P
i
is a
constant spinor valued matrix satisfying P
2
i
= 1and trP
i
= 0. IfP
i
= Γ
[a
1
...a
i
]
equals the antisymmetrized product of gamma matrices, we shall call it single
projector.
Constraints 1. become BPS equations . This can be checked by computing the
energydensityfunctionalofthefieldtheorywhich canalwaysbe written as
2
E
2
= (E
0
+Z)
2
+
/summationdisplay
i
/parenleftBig
t
i
f
i
[φ
j
]
/parenrightBig
2
(5)
if weare describing aBPS stateat threshold(intersectionofbranes) or as
E
2
=E
2
0
+Z
2
+
/summationdisplay
i
/parenleftBig
t
i
f
i
[φ
j
]
/parenrightBig
2
(6)
foranon-thresholdBPSstate.BothexpressionsshowtheBPSequationcharacter
oftheconstraints f
i
[φ
j
] = 0.
Conditions 2. determine the amount of supersymmetry preserved (ν)and the
kind of branes involved in the state due to the one to two correspondence among
singlebranesandsingle projectors
3
.
Thus, all in all, one gets a field theory realization of the previous algebraic
BPS states (|α >). They are indeed the same because they are characterized by
the same supersymmetry projection conditions (P
i
)and they do have the same
energy (M=E).
Once the connection among brane effective actions and supersymmetry alge-
brashasbeenestablished,itisnaturaltoaskabouttheextentofsuchaconnection
regardingthemaximalautomorphismgroupsofSuperPoincar ´ealgebras.Inpartic-
ular, theN= 1D= 11superalgebra admits a GL(32,R)automorphism group
[5][8][9][10][11]. One of the first consequences of such automorphism structure
is the existence of SO(32)transformations relating ν=
1
2
non-threshold bound
stateswithν=
1
2
boundstatesatthreshold,havingthesamemass
4
.Without
loss
2
We have assumed the existence of a single Zcharge in the above derivation, but the exten-
sion to more general configurations is straightforward. E
0
stands for the vacuum energy of the
configuration.
3
This is because given any single projector P
i
, there always exists ˜P
i
such thatP
i
˜P
i
=I. So,
ifP
i
/epsilon1=/epsilon1⇒˜P
i
/epsilon1=/epsilon1.
4
there exist similar phenomena for less supersymmetric BPS states, see [5].
kievarwe.tex; 12/03/2001; 3:49; p.268
262 J. SIMON
ofgenerality,consider a non-threshold boundstate described by
(cosβΓ
1
+ sinβΓ
2
)|α> =|α> ,{Γ
1
,Γ
2
}= 0 (7)
M=
/radicalBig
Z
2
1
+Z
2
2
(8)
where Γ
i
i= 1,2satisfiesanalogouspropertiestothoseof P
j
andβisaconstant
parameter.Therealwaysexists U
β
=e
βΓ
2
Γ
1
/2
∈SO(32), suchthat(7) becomes
U
β
Γ
1
U
t
β
|α>=|α>⇔ Γ
1
|α
/prime
>=|α
/prime
>, (9)
which allows us to reinterpret it in terms of an SO(32) related BPS state |α
/prime
>at
threshold havingthesame mass(8).
Motivatedbythepreviousdiscussion,itseemsrathernaturaltolookforworld
volume realizations of such automorphisms. Since the Lorentz group in eleven
dimensions can be seen as a subgroup of GL(32,R), it is obvious that such
subgroup will be linearly realized on the brane (before any gauge fixing). This
is because any brane effective action propagating in SuperPoincar ´e is manifestly
(quasi-)invariant under the superisometries of the background [12]. In section
2, we will discuss a particular example of such linear realizations and the way
they act on BPS configurations, showing explicitly the connection among non-
thresholdandthresholdboundstatesillustratedinthealgebraicapproach.Besides
this linear realizations, the analysis done in [5] shows that central charges Z’s
aregenerically’rotated’amongthemselvesunderautomorphismtransformations.
Since for bosonic configurations, such topological charges are given by world
space integrals involving derivatives of the brane dynamical fields, one should
alsoexpect,ifany,theexistenceofnon-localtransformationsleavingcertainbrane
theoriesinvariant.Wereviewtheresultsof[13]concerningthatpointinsection3.
Startingfromthenon-localtransformationsleavingtheD3-braneactioninvariant
[14], which are the world volume realization of the S-duality automorphism for
theN= 2D= 10typeIIBSuperPoincar ´ealgebra,weperformaT-dualityalong
a world volume direction to get some new non-local transformations of the D2-
brane in type IIA. The latter have a natural M-theory interpretation as rotations
involving the world volume scalar (y)which becomes a one form (V
(1)
)after
the world volume dualization relating both effective theories in three dimensions
[15,16].Thisdualizationexplainstheoriginofsuchnon-localtransformationsin
typeIIA theory.
These results illustrate that part of the automorphism group is realized on the
world volume field theory, either as linear realizations or as non-local ones. It
would be interesting to clarify which is the symmetry structure that is being real-
ized on brane effective actions. Along the same lines, it would also be interesting
to understand the existing relation among the automorphism group and U-duality
groups.Asitwaspointedoutin[13],the N= 2D= 10typeIIBSuperPoincar ´e
algebra admits SL(2,R)in its maximal automorphism group, the latter being
kievarwe.tex; 12/03/2001; 3:49; p.269
WORLDVOLUME AUTOMORPHISMS 263
the U-duality group for type IIB superstring theory. When compactifying several
dimensions and using T-duality adequately, one may suspect of deriving some
relation among the corresponding U-duality group and the automorphism group
ofthedimensionally reduced superalgebra.
2. Linear realizations
Given any brane effective action S[φ
i
], the set of dynamical fields can always be
splitted into{φ
i
}={x
m
,θ,V
(p)
},x
m
andθbeing superspace coordinates and
V
(p)
some p-form degrees of freedom on the brane. These actions are invariant
(δS[φ
i
] = 0)under some set of global and local transformations. We shall con-
centrate on the global ones. These include the superisometries of the background
geometry, so since we are considering SuperPoincar ´e backgrounds, it certainly
includestheSO (1,D−1)Lorentztransformations
δθ=
1
4ω
mn
Γ
mn
θ , δx
m
=ω
mn
η
np
x
p
, δV
(p)
= 0.(10)
Let us concentrate on M2-brane effective actions in M-theory. We are thus
considering three dimensional field theories probing eleven dimensional Super-
Poincar´espace[17].Toillustratepreviousideas,weshalllookforaworldvolume
soliton onan M2-branecorresponding tothenon-threshold boundstate
M2 : 1
2
M2
: 2
3
M2 :
1
3 .
By setting the static gauge (x
µ
=σ
µ
µ= 0,1,2)and exciting one transverse
scalar (x
3
=x), one can check that the kappa symmetry preserving condition (4)
issolvedby
x= tanα
/parenleftBig
cosβσ
1
+ sinβσ
2
/parenrightBig
, (11)
whereαandβare arbitrary constants,whenever /epsilon1satisfies
{cosαΓ
012
+ sinα(cosβΓ
023
+ sinβΓ
013
)}/epsilon1=/epsilon1, (12)
whichindeedcorrespondstotheforementioned ν=
1
2
non-thresholdboundstate.
According to our discussion in the introduction, there must exist an SO(32)
transformationrelatingsuchaconfigurationwitha ν=
1
2
boundstateatthreshold,
corresponding in this particular case, to a single membrane lying in the 12-plane.
We will explicitly check that this is indeed the case by considering the following
SO(32)group element
U=U
α
U
β
=e
−αΓ
13
/2
e
−βΓ
12
/2
. (13)
kievarwe.tex; 12/03/2001; 3:49; p.270
264 J. SIMON
Bycomputing its finitetransformationon thescalar coordinates,wederive
˜x
2
= cosβσ
2
+ sinβσ
1
,˜x
1
=
cos
β
cosα
σ
1
−
sin
β
cosα
σ
2
˜x= 0 , (14)
whichshowsthereisnotransversescalarexcitedintherotatedconfiguration (˜x=
0). This is understood as having no more membranes in the configuration than
just the defining one. This interpretation is further confirmed by rewriting the
supersymmetryprojection conditionin termsofthe transformed Killing spinor
Γ
012
/epsilon1
/prime
=/epsilon1
/prime
, /epsilon1
/prime
=U
t
/epsilon1. (15)
Equation(15) describesasinglemembrane inthe 12-plane, asexpected.
3. Non-local realizations
Inthissectionweshallreviewtheresultsreportedin[13].Weshallstartouranaly-
sisbystudyingD3-braneeffectiveactions.Theseprovideafieldtheoryrealization
ofsome truncationof N= 2D= 10typeIIBSuperPoincar ´e algebra[3]
{Q
i
,Q
j
}=P
+
Γ
M
Y
ij
M
+P
+
1
3!Γ
MNP
/epsilon1
ij
Y
MNP
+P
+
1
5!Γ
M
1
...M
5
Y
+ij
M
1
...M
5
, (16)
where the central charges are given by Y
ij
M
=δ
ij
Y
(0)
M
+τ
ij
1
Y
(1)
M
+τ
ij
3
Y
(3)
M
and
Y
+ij
M
1
...M
5
=δ
ij
Y
+(0)
M
1
...M
5
+τ
ij
1
Y
+(1)
M
1
...M
5
+τ
ij
3
Y
+(3)
M
1
...M
5
.
If we consider an SL(2,R)transformation ˜Q
i
= (UQ)
i
,U
λ
=e
λiτ
2
/2
∈
SL(2,R), the latter belongs to the type IIB automorphism group if the charges
transform as
˜Z
ij
=
/parenleftBig
UZU
t
/parenrightBig
ij
. (17)
Notice thatU
λ
∈SO(2)subgroup of SL(2,R)which rotates
/parenleftBig
Y
(1)
M
,Y
(3)
M
/parenrightBig
and
/parenleftBig
Y
+(1)
M
1
...M
5
,Y
+(3)
M
1
...M
5
/parenrightBig
as doublets, whereas Y
mnp
andY
+(0)
m
1
...m
5
remain invariant.
This is consistent with the S-duality interpretation of U
π/2
, which interchanges
D-strings and fundamental strings, D5-branes and NS5-branes, while leaving D3
and KK5Bmonopolesself-dual.
ThisSO(2)transformation is reminiscent of the electro-magnetic duality in
four dimensions, and it was indeed proved in [14] that the off-shell transforma-
tionsgiving riseto sucha rotationare given by
δx
m
= 0, δθ =
λ
2
iτ
2
θ (18)
δF
µν
=λK
µν
, δK
µν
=−λF
µν
(19)
kievarwe.tex; 12/03/2001; 3:49; p.271
WORLDVOLUME AUTOMORPHISMS 265
whereK
µν
=−
1
2
ε
µνρσ
˜K
ρσ5
and ˜K
ρσ
=
1
√
−
det
G∂L
D
3
∂F
ρσ
,L
D3
being the La-
grangian density for an abelian D3-brane propagating in SuperPoincar ´e [18–21].
Itisremarkablethattheinfinitesimaltransformationforthefermionicfieldagrees
with the infinitesimal transformation of the supersymmetry generator. Notice
that it isF=dVthe one entering in previous linear transformations (19).
So, when rewritten in terms of the gauge potential V, they become non-local
transformations[22].
To get a more physical understanding of these transformations, we shall eval-
uate them on-shell; in particular, on Bion configurations [23, 24]. These are
ν= 1/4solitons representing fundamental strings ending on the brane. As all
BPS configurations, they are characterized by some BPS equations F
0a
=∂
a
y
a= 1,2,3andsomesupersymmetryconditions
Γ
0123
iτ
2
/epsilon1=/epsilon1 (20)
Γ
0y
τ
3
/epsilon1=/epsilon1 (21)
corresponding to thearray
D3 : 1 2
3
F1
:
4 .
Ifwecompute K
µν
whenweareon-shell,weget K
0a
= 0,K
ab
=/epsilon1
abc
F
0c
,which
give rise to δE
a
= 0andδB
a
=λE
a
, whose finite form generates an SO(2)
rotation ˜E
a
= cosλE
a
,˜B
a
= sinλE
a
, whereE
a
andB
a
correspond
to the electric and magnetic fields, respectively. Thus the rotated configuration
is both electrically and magnetically charged: it is a dyon. This interpretation is
further confirmed by rewriting the supersymmetry condition (21) in terms of the
transformedKilling spinor, ˜/epsilon1=U
t
/epsilon1
Γ
0y
(cosατ
3
+ sinατ
1
) ˜/epsilon1= ˜/epsilon1, (22)
which indeed describes a non-threshold bound state of fundamental strings ( τ
3
factor)andD-strings( τ
1
factor).
We could have also analyzed the energy of such configurations. The starting
BIonverifies E
BIon
=E
D3
+Y
(3)
4
,whereY
(3)
4
=
/integraltext
D3
/vectorE·/vector∇yisthechargecarried
by the fundamental string along the y(x
4
)direction, whereas E
D3
stands for the
energy of an infinite planar D3-brane. After the SO(2) transformation, E
dyon
=
E
BIon
=E
D3
+
/radicalbigg/parenleftBig
˜Y
(3)
4
/parenrightBig
2
+
/parenleftBig
˜Y
(1)
4
/parenrightBig
2
, where ˜Y
(3)
4
=
/integraltext
D3
cosλ/vectorE·/vector∇yand
˜Y
(1)
4
=
/integraltext
D3
sinλ/vectorB·/vector∇y. In this way, we check that the field theory
SO(2)
5
ε
µνρσ
denotes the covariantly constant antisymmetric tensor with indices raised and lowered
byG
µν
.
kievarwe.tex; 12/03/2001; 3:49; p.272
266 J. SIMON
transformations(18-19)indeedrotatethechargesofthespacetimesupersymmetry
algebra.
In the following we shall check the consistency of the previous set of trans-
formations with the known web of dualities in M/string theory. The first step will
be to perform a longitudinal T-duality transformation, that is, along one of the
D3-brane world volume directions, to study the corresponding symmetry struc-
ture in type IIA. Finally, the M-theory origin for such type IIA symmetry will
be explained. As before, these checks can be studied either from an algebraic
perspectiveor fromafieldtheory one.
The realization of T-duality at the level of superalgebras is known to be a
mappingrelatingthesupersymmetrychargesasfollows
Q
+
=Q
2
, Q
−
= Γ
s
Q
1
, (23)
whereQ
±
are the type IIA supercharges and sstands for the spacelike direction
along we perform the transformation. Such a mapping, does change the chirality
of one of the generators and induces some transformation on the charges Z’s [3]
which agrees with the known T-duality rules among BPS single branes. In this
way, the previous U
λ
automorphism can be rewritten as U
s
=e
λ/2 Γ
s
Γ
11
, which
indeed belongs to SO (32), the subgroup of type IIA automorphisms preserving
energy. The latter statement can be straightforwardly derived from the M-algebra
analysis done in [5]. Notice that Γ
11
is the ten dimensional chirality operator, so
thatU
s
can not be interpreted as an spacetime rotation. This transformation will
“rotate” several doublets of charges appearing in type IIA, while keeping some
others invariant. In particular, charges Z
sm
andZ
m
corresponding to D2-branes
and fundamentalstringswillforman SO (2)doubletunder U
s
transformations.
Moving back to the world volume approach, the analysis done in [25, 26]
will be used to derive the symmetry structure inherited on the D2-brane after
performing the longitudinal T-duality. Since δx
m
= 0in (18), there will be no
compensating diffeomorphism transformation coming from the partial gauge fix-
ing locally identifying (x
s
=ρ)one world volume direction (ρ)with one target
space direction (x
s
). It is then straightforward to derive a set of non-local trans-
formations leaving the D2-brane invariant, just by double dimensional reduction
of(18-19)
δθ=
λ
2
Γ
m
Γ
11
θ, (24)
δK
m
ˆµˆν
=−λ
m
F
ˆµˆν
, δF
ˆµˆν
=λ
m
K
m
ˆµˆν
(25)
δK
ˆµρ
=−λ
m
∂
ˆµ
˜x
m
, δ∂
ˆµ
˜x
m
=λ
m
K
ˆµρ
(26)
whereK
m
ˆµˆν
andK
ˆµρ
wherecomputed explicitly in[13].
Notice that whereas in type IIB there was a single transformation (λ), in type
IIA we have a set of them (λ
m
). This enhancement of symmetry is typical of T-
duality on symmetric backgrounds. The performance of T-duality is manifestly
kievarwe.tex; 12/03/2001; 3:49; p.273
WORLDVOLUME AUTOMORPHISMS 267
non-covariant, but in the limit R→∞, the isometries of the background allow
us to recover target space covariance. A much more algebraic way to reach the
sameconclusionistocomputethecommutatorofarotation (ω)withourprevious
non-localtransformation (λ
s
)
[δ
ω
,δ
λ
s
] =δ
λ
˜s
˜s/negationslash=s, (27)
which generates all the forementioned transformations. Another difference be-
tween this set of transformations and type IIB ones, is that bosonic matter fields
do transform (δx
m
/negationslash= 0), its origin being the component of the original gauge
field(V
ρ
)along whichwe performthe T-duality.
Just as for the D3-brane case, we shall analyze the behaviour of some partic-
ular BPS configuration under these new transformations. We shall consider the
T-dualconfiguration ofa typeIIBdyon.Thisisgiven by the array
D2 : 1
2
F1
:
4
D2
: 3
4 .
This supersymmetric configuration is describedby theBPS equations
E
ˆa
= cosα∂
ˆa
y (28)
/epsilon1
ˆaˆb
∂
ˆb
˜x
3
= sinαδ
ˆaˆb
∂
ˆb
yˆa,ˆb= 1,2 (29)
and supersymmetryprojection conditions
Γ
012
/epsilon1=/epsilon1 (30)
(cosαΓ
0y
Γ
11
+ sinαΓ
03y
)/epsilon1=/epsilon1. (31)
The further condition F
12
= 0states that there are no D0-branes being described
by our configuration as can be seen from inspection of equations (30-31). Notice
that whenα= 0, we recover the usual BIon describing a fundamental string
ending on the D2-brane, whereas for α=
π
2
, we recover the Cauchy-Riemann
equations describing the intersection of two D2-branes at a point, D2⊥D2(0).
Both configurations are related to each other by application of transformations
(25) and (26).Computing themwhen (28)-(29) aresatisfiedwe get
δ/vectorE=−λ⋆∇˜x
3
, δ
/parenleftBig
⋆∇˜x
3
/parenrightBig
=λ/vectorE, (32)
where we are using the standard two dimensional calculus notation, that is, /vector∇=
(∂
1
,∂
2
)and⋆/vector∇= (∂
2
,−∂
1
).Itsfinitetransformation is
/vectorE
/prime
= cos (α+λ)/vector∇y , ⋆/vector∇˜x
/prime3
= sin (α+λ)/vector∇y (33)
kievarwe.tex; 12/03/2001; 3:49; p.274
268 J. SIMON
Thus, as expected, by fine tuning the global parameter λ, we interpolate between
BIon configurationsand D2⊥D2(0)intersections.
The SO(2) rotation described by (32) fits with the supersymmetry algebra
picture. In this case, the charge carried by the fundamental string is given by the
worldspace integral Z
y
=
/integraltext
D2
/vectorE·/vector∇y, whereas the charge carried by the second
D2-brane admits the field theory realization Z
3y
=
/integraltext
D2
⋆/vector∇x
3
·/vector∇y. Thus we see
thatZ
y
,Z
3y
are indeed rotated under (32) transformations, as the pure algebraic
digressionwassuggesting to us.
We shall conclude with the M-theory interpretation of the latter set of trans-
formations. Since the eleven dimensional supersymmetry generator decomposes
asQ=Q
+
+Q
−
, it is pretty clear that the previous type IIA automorphism
transformations become rotations in eleven dimensions, and as such, they should
belinearlyrealizedonthemembraneeffectiveactionasin(10).Itisactuallyquite
simpletounderstandtherelationamongtheselineartransformationsandthenon-
localonesfoundintheD2-braneaction.Asitisknown[15,16],theworldvolume
dualization of a scalar in three dimensions gives rise to a one form. When doing
suchadualizationonthemembraneaction,therelationamongtheirfieldstrengths
is given by∂
ˆµ
y=K
ˆµρ
. Thus, linear transformations among eleven dimensional
scalar fields generate linear transformations among K
ˆµρ
and∂
ˆµ
x
m
. The above
relationexplainstheoriginofthenon-localsymmetriesintypeIIA.Furthermore,
it matcheswiththeenhancementofsymmetry derived previously fromT-duality.
We shall conclude by analyzing the uplifted configuration corresponding to
thetypeIIAone discussedabove.Thisisdescribed by the array
M2 : 1
2
M2
: 4
5
M2
: 3
4 .
Setting the static gauge x
µ
=σ
µ
µ= 0,1,2and exciting three transverse scalars
x
i
i= 3,4,5one can check that a solution to the kappa symmetry preserving
conditionisfound whenthe followingBPSequations are satisfied
cosα/vector∇x
4
=⋆/vector∇x
5
,sinα/vector∇x
4
=⋆/vector∇x
3
, (34)
whenever/epsilon1satisfies
Γ
012
/epsilon1=/epsilon1 (35)
(cosαΓ
045
+ sinαΓ
034
)/epsilon1=/epsilon1. (36)
Notice that (34) interpolate among M2⊥M2(0)configurations in definite
directionsfor α= 0,
π
2
.
It is straightforward to check that the rotation in the 35-plane generated by
U=e
αΓ
35
/2
relates the previous configuration with one in which ˜x
3
has a con-
stant value, and is no longer excited. Such a configuration corresponds to two
kievarwe.tex; 12/03/2001; 3:49; p.275
WORLDVOLUME AUTOMORPHISMS 269
membranes intersecting at a point. This interpretation can also be checked by
rewriting equation(36) interms of thetransformedKillingspinor /epsilon1
/prime
=U
t
/epsilon1
Γ
045
/epsilon1
/prime
=/epsilon1
/prime
, (37)
which indeed corresponds to a membrane along 45-plane, while equation (35)
is not modified (Γ
012
/epsilon1
/prime
=/epsilon1
/prime
). Furthermore, all previous results on the D2-brane
can be easily recovered from M-theory, this being the last check of consistency
betweenthepresentednon-localtransformationsanddualitiesinM/stringtheory.
Acknowledgements
JSwassupportedbyafellowshipfromComissionatperaUniversitatsiRecercade
laGeneralitatdeCatalunyaandispresentlybeingsupportedbyafellowshipfrom
the Feinberg Graduate School. This work was supported in part by AEN98-0431
(CICYT), GC1998SGR (CIRIT). J.S.thanksNATO for partial support.
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kievarwe.tex; 12/03/2001; 3:49; p.277
SOMEMETRICSON THEMANINPLANE
GAETANO FIORE
∗
Dip. diMatematicae Applicazioni,Fac.di Ingegneria
Universit `adi Napoli,V.Claudio 21, 80125 Napoli
MARCO MACEDA
†
Laboratoirede Physique Th ´eorique etHautes Energies
Universit ´e de Paris-Sud,B ˆatiment211, F-91405 Orsay
JOHN MADORE
‡
Laboratoirede Physique Th ´eorique etHautes Energies
Universit ´e de Paris-Sud,B ˆatiment211, F-91405 Orsay
1. Introduction and notation
LetAbe a∗-algebra with differential calculus Ω
1
(A)[1] and suppose that it has
a frame [2], a set of 1-forms θ
i
dual to a set of inner derivations e
i
=adλ
i
and
which thereforecommuteswith theelementsof thealgebra:
θ
i
f=fθ
i
. (1)
The differential calculus will be real [4] if the λ
i
are anti-hermitian. Using the
framewecanset
df=e
i
fθ
i
(2)
fromwhichitfollowsthat the module structureof Ω
1
(A)is given by
fdg= (fe
i
g)θ
i
, dgf = (e
i
g)fθ
i
.
∗
[email protected]
†
[email protected]
‡
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.278
272 G. FIORE,M.MACEDA,J.MADORE
If a frame exists the module Ω
1
(A)is free of rank nas a left or right module. It
canthereforebe identified with thedirectsum
Ω
1
(A) =
n
/circleplusdisplay
1
A (3)
ofncopies ofA. In this representation θ
i
is given by the element of the direct
sumwiththeunitinthe i-thpositionandzeroelsewhere.Weshallrefertothein-
tegernasthedimensionofthegeometry.Usingtheframeformalismweconsider
some possible metrics on the Manin plane. We require that the metric be real and
symmetric. In practice this means that we use the freedom of noncommutative
geometry to impose a different ‘ σ-symmetry’, which is chosen so that a complex
metric is hermitian and an un-symmetric metric is σ-symmetric. The notion of
reality and symmetry are changed so that the definition of hermitian does not
change.Werefertoalongerarticle[3]formoredetailsaswellasforacomparison
withotherdefinitionsof metrics.
Letπbe theproduct in Ω
∗
(A)andset
π(θ
i
⊗θ
j
) =P
ijkl
θ
k
⊗θ
l
, P
ijkl
∈Z(A).
Sinceπis aprojectionwehave
P
ijmn
P
mnkl
=P
ijkl
(4)
and theproduct θ
i
θ
j
satisfies
θ
i
θ
j
=P
ijkl
θ
k
θ
l
. (5)
If theθ
i
anti-commutethen
P
ijkl
=
1
2(δ
i
k
δ
j
l
−δ
j
k
δ
i
l
). (6)
Sincethe exterior derivative of θ
i
is a2-formitcannecessarilybe written as
dθ
i
=−
1
2C
ijk
θ
j
θ
k
.
where, because of (5), the structure elements can be chosen to satisfy the
constraints
C
ijk
P
jklm
=C
ilm
.
Fromthegenerators θ
i
wecanconstructa1-form
θ=−λ
i
θ
i
(7)
inΩ
1
(A)whichplays therole[1] ofaDirac operator:
df=−[θ,f].
kievarwe.tex; 12/03/2001; 3:49; p.279
METRICSON THEMANIN PLANE 273
Fromtheidentity d
2
= 0one findsthat
d(θf−fθ) = [dθ,f] + [θ,[θ,f]] = [dθ+θ
2
,f] = 0.
It followsthat ifwe write
dθ+θ
2
=−
1
2K
ij
θ
i
θ
j
(8)
thecoefficients K
ij
mustlieinZ(A).Againfrom(5)theycanbechosentosatisfy
theconstraints
K
jk
P
jklm
=K
lm
.
It will alsobeconvenient tointroducethe quantities
C
ijkl
=δ
i
k
δ
j
l
−2P
ijkl
. (9)
Then from(4) wefindthat
C
ijkl
C
klmn
=δ
i
m
δ
j
n
. (10)
Fromthecondition d
2
= 0itcanbe shown that
2P
ijkl
λ
K
λ
l
−F
ikl
λ
i
−K
ij
= 0
for somearrayofnumbers F
ijk
.
Weintroduceaflip σ:
Ω
1
(A)⊗
A
Ω
1
(A)
σ
−→Ω
1
(A)⊗
A
Ω
1
(A). (11)
Intermsoftheframe it isgiven by S
ijkl
∈Z(A)defined by
σ(θ
i
⊗θ
j
) =S
ijkl
θ
k
⊗θ
l
and which must satisfy theconstraint
(S
jikl
)
∗
S
lkmn
=δ
i
m
δ
j
n
. (12)
We useσto imposethereality condition
S
ijkl
g
kl
= (g
ji
)
∗
(13)
on the metric. This is a combination of a ‘twisted’ symmetry condition and the
ordinary condition of hermiticity on a complex matrix. A covariant derivative on
the module Ω
1
(A)must satisfy both a left and a right Leibniz rule. We use the
ordinaryleftLeibnizrule anddefine therightLeibniz rule as
D(ξf) =σ(ξ⊗df) + (Dξ)f (14)
kievarwe.tex; 12/03/2001; 3:49; p.280
274 G. FIORE,M.MACEDA,J.MADORE
for arbitrary f∈Aandξ∈Ω
1
(A). Usingσone can also impose [5] a reality
conditionon thecurvature.
Foreverydifferentialcalculusandfliponecanconstructthelinearconnection
ω
ijk
=λ
l
(S
iljk
−δ
l
j
δ
i
k
). (15)
The connection1-formisgiven by
ω
ik
=λ
l
S
iljk
θ
j
+δ
i
k
θ. (16)
WhenF
ijk
= 0thecurvatureofthecovariantderivative Ddefinedin(15)canbe
readilycalculated. Onefindsthe expression
1
2R
i
jkl
=S
imrn
S
npsj
P
rskl
λ
m
λ
p
−
1
2δ
i
j
K
kl
.
This can also bewritten intheform
1
2R
i
jkl
=−S
imrn
S
npsj
S
rsuv
P
uvkl
λ
m
λ
p
−
1
2δ
i
j
K
kl
.
The relation(18) suggeststhat wedefine a Riccimapby the action
Ric(θ
i
) =
1
2R
ik
θ
k
, R
ik
=R
ijkl
g
lj
on theframe.
In complete analogy with the commutative case a metric gcan be defined as
anA-bilinear,nondegeneratemap[6]
Ω
1
(A)⊗
A
Ω
1
(A)
g
−→A (17)
and as such it can [7] be used to define a ‘distance’ between ‘points’. It is impor-
tant to notice here that the bilinearity is an alternative way of expressing locality.
Inordinarydifferentialgeometryif ξandηare1-formsthenthevalueof g(ξ⊗η)
at a given point depends only on the values of ξandηat that point. Bilinearity is
anexactexpressionofthisfact.Ingeneralthealgebraintroducesacertainamount
of non-locality via the commutation relations and it is important to assure that all
geometric quantities be just that nonlocal and not more. Without the bilinearity
condition it is not possible to distinguish for example in ordinary space-time a
metric which assigns a function to a vector field in such a way that the value at a
given point depends only on the vector at that point from one which is some sort
ofconvolution overthe entire manifold.
Wedefine framecomponentsof themetricby
g
ij
=g(θ
i
⊗θ
j
).
kievarwe.tex; 12/03/2001; 3:49; p.281
METRICSON THEMANIN PLANE 275
Theylienecessarilyinthecenter Z(A)ofthealgebra.Theconditionthat(15)be
metric-compatiblecan bewrittenas
S
imln
g
np
S
jkmp
=g
ij
δ
k
l
. (18)
One can understand this odd condition by introducing a ‘covariant derivative’
D
i
X
j
ofa constant‘vector’by theformula
D
i
X
j
=ω
jik
X
k
.
The covariant derivative D
i
(X
j
Y
k
)of the product of two such ‘vectors’ must be
defined as
D
i
(X
j
Y
k
) =D
i
X
j
Y
k
+S
jlim
X
m
D
l
Y
k
since there is a ‘flip’ as the index on the derivation crosses the index on the first
‘vector’.Thecondition (18) becomesthen simply
D
i
g
jk
= 0.
We shallrequire thatthemetric be symmetric inthe sense
g◦π= 0 (19)
that itannihilates the 2-forms.Weshall imposealsothe condition
π◦(σ+ 1) = 0 (20)
that the antisymmetric part of a symmetric tensor vanish. This can be considered
as a condition on the product or on the flip. In ordinary geometry it is the defi-
nition ofπ; a 2-form can be considered as an antisymmetric tensor. Because of
this condition the torsion is a bilinear map [6]. The most general solution can be
writtenintheform
1 +σ= (1−π)◦τ (21)
whereτis arbitrary. Supposethat τis invertible.Then becauseof the identity
1 =π+ (1 +σ)◦τ
−1
one can identify the second term on the right-hand side as the projection onto the
symmetric part of the tensor product. The choice τ= 2yields the value σ=
1−2π.Ifτisnotinvertiblethentherearisesthepossibilitythatpartofthetensor
product isneither symmetric norantisymmetric.
Itissometimes convenient towrite themetricas asum
g
ij
=g
ij
S
+g
ij
A
kievarwe.tex; 12/03/2001; 3:49; p.282
276 G. FIORE,M.MACEDA,J.MADORE
of a symmetric and an antisymmetric part (in the usual sense of the word) The
inverse matrix wewriteasasum
g
ij
=η
ij
+B
ij
of a symmetric and an antisymmetric term. We shall choose as normalization
whenpossibletheconditionthat η
ij
bethestandardMinkowskioreuclideanform.
2. TheWess-Zumino calculus
The extended quantum plane is the ∗-algebraAgenerated by the hermitian
elementsuandvwith theirinverses u
−1
andv
−1
and therelation
uv=qvu, q =e
iα
(22)
as well astheusualrelations between inverses. Wedefine, for q
4
/negationslash= 1,
λ
1
=q
4
q
4
−1u
−2
v
2
, λ
2
=−q
2
q
4
−1u
−2
.
The important fact is that the λ
a
are singular in the limit q→1and that they are
anti-hermitianif qisofunit modulus.Wefind for q
2
/negationslash=−1
e
1
u=−q
2
(q
2
+ 1)u
−1
v
2
, e
1
v=−q
4
q
2
+ 1u
−2
v
3
,
e
2
u= 0, e
2
v=q
2
q
2
+ 1u
−2
v.(23)
Thesederivationsareagainextendedtoarbitrarypolynomialsinthegeneratorsby
theLeibnizrule. Using themwefind
du=−q
2
(q
2
+ 1)u
−1
v
2
θ
1
, dv =−q
2
q
2
+ 1u
−2
v(q
2
v
2
θ
1
−θ
2
)(24)
and solvingfor the θ
i
weobtain
θ
1
=−q
2
(q
2
+ 1)uv
−2
du, θ
2
=−(q
2
+ 1)u(uv
−1
dv−du).
The module structure which follows from the condition (1) that the θ
i
commute
withthe elementsofthe algebraisgiven by[8]
udu=q
2
duu, udv =qdvu + (q
2
−1)duv,
vdu=qduv, vdv =q
2
dvv.(25)
One can show that they are invariant under the coaction of the quantum group
SL
q
(2,C).This invariance was encodedinthechoice of λ
a
.
kievarwe.tex; 12/03/2001; 3:49; p.283
METRICSON THEMANIN PLANE 277
Considerthechange of generators definedby
u= ˜u
−2
, v = ˜q
2
˜u
−2
˜v
2
.
Ifonesetsalso q= ˜q
−4
thenonefindsthattheWess-Zuminorelations(25)written
usingthegenerators ˜uand˜vbecome
udu=qduu, udv =qdvu,
vdu=q
−1
duv, vdv =q
−1
dvv.(26)
What we have done in fact is use the λ
a
as generators of the algebra and the
differential calculus; otherwise nothing has been changed. Properly renormalized
thenwehave
λ
1
=q
1/
2
q−1v, λ
2
=−q
1/
2
q−1u.
and solvingfor the θ
i
one obtains
θ
1
=−q
−1/2
(u
−1
v)
−1
d(u
−1
), θ
2
=q
1/2
(u
−1
v)d(v
−1
).
It followsthat the volumeelementisan exactform:
θ
1
θ
2
=−d(u
−1
)d(v
−1
).
Thisformulahasbeenobtainedbyastraight-forwardchangeofgeneratorsand,in-
dependentoftheperhapsnot-too-convincingargumentsofthefollowingsections,
suggests that u
−1
andv
−1
are light-cone coordinates in the commutative limit.
Theframeissingularalongthelightconethroughtheorigin.Ifinarepresentation
one forces the original ˜uand˜vto be hermitian then the uandvmust be positive
operators. One concludes then that |t|>|x|andxmust therefore be a bounded
operator.
The structure ofthe differentialalgebra isgivenby therelations
(θ
1
)
2
= 0, (θ
2
)
2
= 0, θ
1
θ
2
+qθ
2
θ
1
= 0.
This can be written in the form (5) with C
1221
=qandC
2112
=q
−1
. The reality
ofthedifferentialimplies thatthestructureelementsmustsatisfy theconditions
((C
ijk
)
∗
+C
ijk
)P
jklm
= 0
fromwhichfollows that
(C
i21
)
∗
=−C
i12
=q
−1
C
i21
, (C
i12
)
∗
=−C
i21
=qC
i12
.
aregivenby
C
112
= (q
−1
−1)λ
2
, C
212
= (q
−1
−1)λ
1
.
kievarwe.tex; 12/03/2001; 3:49; p.284
278 G. FIORE,M.MACEDA,J.MADORE
Withthe changeof generators
t=
1
√
2(u
−1
−v
−1
), x =
1
√
2(u
−1
+v
−1
). (27)
thecommutationrelation canbewrittenas
[t,x] =−itan(α/2)(t
2
−x
2
).
3. Themetricsandtheir connections
With our index conventions the metric is written as g
ij
= (g
1
,g
2
,g
3
,g
4
)and so
thecondition(18) canbe writtenin thematrixform
S
11
S
12
S
13
S
14
S
21
S
22
S
23
S
24
S
31
S
32
S
33
S
34
S
41
S
42
S
43
S
44
/parenleftBig
S
(g)
/parenrightBig
=
g
1
0g
3
0
0g
1
0g
3
g
2
0g
4
0
0g
2
0g
4
(28)
wherewehaveintroducedthematrix S
(g)
defined by
S
(g)
=
S
11
g
1
+S
12
g
3
··· ···S
33
g
1
+S
34
g
3
S
11
g
2
+S
12
g
4
··· ···S
33
g
2
+S
34
g
4
S
21
g
1
+S
22
g
3
··· ···S
43
g
1
+S
44
g
3
S
21
g
2
+S
22
g
4
··· ···S
43
g
2
+S
44
g
4
.(29)
If weintroduce thematrix
P=
1
2
0 0 0 0
0 1−q0
0−q
−1
1 0
0 0 0 0
(30)
offrame componentsfor πthen thecondition(19) isequivalent to the relation
g
2
=qg
3
. (31)
The consistencycondition(20) isequivalent totheconditions
S
13
=qS
12
, S
23
=q(S
22
+ 1), S
33
=qS
32
−1, S
43
=qS
42
.
(32)
The equations to be solved then are Equations (28), (31) and (32). We are
especially interested in real solutions, which satisfy therefore also (13). We have
foundthatthereareseveraltypesofsolutions[3],fourofwhichweshalldescribe
inthefollowingsubsections.Onecanshowthattherearenosolutionswith τ= 2.
kievarwe.tex; 12/03/2001; 3:49; p.285
METRICSON THEMANIN PLANE 279
Acompleteclassificationhasbeengiven[9]ofthesolutionstothebraidequation
aswell[10,11]asofthosewhichsatisfyaweakermodifiedequation.Inanycase
to within four arbitrary constants we can write the coefficients of the metric with
respecttothebasis d˜uandd˜v.Ifweintroducethecomponents ˜g
ij
=g(d˜u
i
⊗d˜u
j
)
thenwefindfrom(24) thatinthe limit q→1
˜g
ij
=
1
4˜u
−4
˜v
4
/parenleftBigg
g
1
˜u
2
˜u(g
2
˜v+g
3
˜v
−1
)
˜u(g
2
˜v+g
3
˜v
−1
)g
2
˜v
2
−2g
3
+g
4
˜v
−2
/parenrightBigg
.
The line element is determined by the inverse of this matrix. A metric g
/prime
defined
by setting
˜g
/primeij
=
/parenleftBigg
1 0
0 1
/parenrightBigg
necessarily then cannotbe bilinear.
3.1. SOLUTION I
AfamilyofsolutionscanbefoundwithaMinkowski-signaturemetric.Theseare
themostinterestingsolutions.Withtheconvenientnormalizationofthemetricso
thatg
3
=q
−1/2
the flipis givenby the matrix
S=
q−q
−1/2
(q−1)g
1
−q
1/2
(q−1)g
1
q
−1
(q+ 1)
−1
(q−1)(q
2
+ 1)
0 0 q−q
−1/2
(q−1)g
1
0q
−1
0 q
−3/2
(q−1)g
1
0 0 0 q
−1
.
It tends to the ordinary flip as q→1and forg
1
= 0is a solution to the braid
equation.The correspondingmetricgivenby
g
ij
=
/parenleftBigg
g
1
q
1/2
q
−1/2
0
/parenrightBigg
. (33)
From (31) one sees that it is σ-symmetric for all g
1
and hermitian if g
1
= 0. In
thiscaseσisgivenby
S=
q0 0 0
0 0q0
0q
−1
0 0
0 0 0q
−1
. (34)
Theσandπarerelatedas in(21)with(usingthesame conventions)
T=
1 +q0 0 0
0 2 0 0
0 0 2 0
0 0 0 1 + q
−1
. (35)
kievarwe.tex; 12/03/2001; 3:49; p.286
280 G. FIORE,M.MACEDA,J.MADORE
The fact that Tis not proportional to the identity is due to the fact that the map
(1 +σ)/2is not a projector and that we would like it to act as such and be
the complementary to π. The metric is of indefinite signature and in ‘light-cone’
coordinates. Ifwe use theexpression q=e
iα
wefind that
g
ij
S
= cos(
α
2)
/parenleftbigg
0 1
1 0
/parenrightbigg
, g
ij
A
=isin(
α
2)
/parenleftbigg
0 1
−1 0
/parenrightbigg
.(36)
The inversemetric componentsare definedbythe equation
g
ij
g
jk
=δ
k
i
.
This matrix also can be split. If we rescale so that the symmetric part is of the
standard form we find
η
ij
=
/parenleftbigg
0 1
1 0
/parenrightbigg
, B
ij
=itan(
α
2)
/parenleftbigg
0 1
−1 0
/parenrightbigg
.
The metric connection has vanishing curvature. The linear connection (15) is
givenby
ω
ij
= (1−q)
/parenleftBigg
1 0
0−q
−1
/parenrightBigg
θ.
Because oftheidentities
dθ= 0, θ
2
= 0
the curvature vanishes; with the choice (34) of flip the quantum plane is flat. In
thecommutative limit thelineelementisgivenby
ds
2
=g
ij
θ
i
⊗
S
θ
b
= 2θ
1
⊗
S
θ
2
=d(u
−1
)⊗
S
d(v
−1
) =dt
2
−dx
2
.
The subscript Sindicatesa symmetrized tensorproduct.
3.2. SOLUTION II
Afamilyofsolutionsdefinedbyflipswhicharenotsolutionstothebraidequation
isgiven by
S=
−q
2
0 0 0
0 0 q 0
0−q
−2
−1−q
−1
0
0 0 0 q
−1
(37)
The metricisgivenagain by (33).The curvature Curvis defined by
Ω
ij
=−(q
2
−1)q
−3
(1 +q+q
2
)
/parenleftbigg
0 0
1 0
/parenrightbigg
(λ
1
)
2
θ
1
θ
2
.
kievarwe.tex; 12/03/2001; 3:49; p.287
METRICSON THEMANIN PLANE 281
It diverges as (q−1)
−1
whenq→1. This is then the case of a regular metric
which hasasingular metric connection.
3.3. SOLUTION III
Athird familysatisfies no reality conditions
S=
1
q
2
+ 1
2q 0 0 1−q
2
0 1−q
2
2q 0
0 2q q
2
−1 0
q
2
−1 0 0 2 q
. (38)
Aσ-symmetricmetricisgiven by
S
1221
=S
2112
=2
q
q
2
+ 1.
Inthelimitq→1thisbecomes
Ω
ij
=
/parenleftBigg
0−1
1 0
/parenrightBigg
(u
2
+v
2
)θ
1
θ
2
.
3.4. NON-SOLUTIONS
There are a certain number of partial solutions which are unsatisfactory for some
reason or other. As an example, to underline the possibility of exotic metrics
which are neither symmetric nor anti-symmetric according to our definitions, we
considerσdefined by thematrix
S=
0 0 0 γ
0−1 0 0
0 0−1 0
γ
−1
0 0 0
whereγ∈Risaparameter.Thisvalueof Sisasolutiontothebraidequation.
Theσandπarerelatedas in(21)with(usingthesame conventions)
T=
1 0 0γ
0 0 0 0
0 0 0 0
γ
−1
0 0 1
. (39)
Thismeansthat τisnotinvertibleandthecaseisdegenerate.Theproblemhereis
that(1 +σ)/2cannotevenbetwistedto a projector.The metricis given by
g
ij
=i
/parenleftbigg
1 0
0−γ
−1
/parenrightbigg
. (40)
kievarwe.tex; 12/03/2001; 3:49; p.288
282 G. FIORE,M.MACEDA,J.MADORE
One hasτ= 1 +σand the flip is degenerate. Instead of interchanging g
2
andg
3
asdoestheordinaryflip,itinterchanges g
1
andg
4
.Italsochangesthesign,which
accounts for the iin the metric components. Also g◦(1 +σ) = 0so in a certain
sensethemetrichasvanishingsymmetricaswellasantisymmetricparts.Werefer
toσnonetheless asa‘flip’ becauseitsatisfies(20).The curvature is given by
Ω
ij
=q
−1
(q
2
−1)δ
i
j
λ
1
λ
2
θ
1
θ
2
It is singularin thecommutative limit.
Finally we notice that here is no solution using the ˆR-matrix to construct σ.
AsimilarproblemwasfoundbyCotta-Ramusino&Rinaldiintryingtoconstruct
holonomygroups[12].
Acknowledgment
The authors would like to thank A. Chakrabarti for enlightening conversations.
Oneofthem(JM)wouldliketothankDieterL ¨ustforhishospitalityattheInstitut
f¨ur Physik,Berlin,were partof this researchwascarried out.
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12. P.Cotta-RamusinoandM.Rinaldi, Link-diagrams,Yang-Baxterequationandquantumholon-
omy, inQuantumGroupswithapplicationstoPhysic,(M.GerstenhaberandJ.Stasheff,eds.),
Vol. 134Amer. Math. Soc., Providence,RhodeIsland, 1992,pp. 19–44.
kievarwe.tex; 12/03/2001; 3:49; p.289
COHERENCEISOMORPHISMSFOR AHOPF CATEGORY
VOLODYMYRLYUBASHENKO
∗
Instituteof Mathematics,Kyiv,Ukraine
Crane and Frenkel proposed a notion of a Hopf category in [1]. It was moti-
vated by Lusztig’s approach to quantum groups – his theory of canonical bases.
In particular, Lusztig obtains braided deformations U
q
n
+
of universal envelop-
ing algebras U n
+
for some nilpotent Lie algebras n
+
together with canonical
bases of these braided Hopf algebras [2–4]. The elements of the canonical basis
are identified with certain objects of equivariant derived categories, contained in
semisimple abelian subcategories of semisimple complexes. Conjectural proper-
tiesofthesecategorieswerecollectedintoasystemofaxiomsofaHopfcategory,
equipped with functors of multiplication and comultiplication, isomorphisms of
associativity, coassociativity and coherence which satisfy four equations [1].
Crane and Frenkel gave an example of a Hopf category resembling the semisim-
ple category encountered in Lusztig’s theory corresponding to one-dimensional
Lie algebra n
+
– nilpotent subalgebra of sl(2). The mathematical framework and
some furtherexamplesofHopfcategories wereprovided by Neuchl [5].
We discuss an example of a related notion – triangulated Hopf category –
the whole equivariant derived category equipped with operations-functors and
structureisomorphisms.Theadditiverelationsbetweenoperationsproposedin[1]
arereplacedwithdistinguishedtriangles.Thepreliminarystudyofthesubjectcan
be found in [6, 7]. In the present paper we construct the coherence isomorphisms
in full required generality. The essential ingredient – the equation for coherence
isomorphisms isstillnotproven.
1. Operationsin a gradedHopf algebra
LetQ
+
be a commutative monoid additively generated by elements of a finite
setI. DenoteR=Z[q,q
−1
]. LetHbe aQ
+
-graded braided Hopf R-algebra, for
instance,thealgebra U
q
n
+
ofLusztig[4].Thecomultiplicationin H=⊕
v∈Q
+
H
v
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.290
284 V. LYUBASHENKO
canbe written as
∆ =
/summationdisplay
u,v∈Q
+
∆
u,v
, ∆
u,v
:H
u+v
→H
u
⊗
R
H
v
.
Similarlyforiterated comultiplication ∆
(b)
= (∆
(b−1)
⊗1)◦∆ :H→H
⊗b
,
∆
(b)
=
/summationdisplay
v
j
∈Q
+
∆
(b)
v
1
,...,v
b
, ∆
(b)
v
1
,...,v
b
:H
v
1
+···+v
b
→H
v
1
⊗
R
···⊗
R
H
v
b
.
The associativity, thecoassociativityandthe bialgebra axiom imply the equation
∆
(b)
(x
1
)·...·∆
(b)
(x
a
) = ∆
(b)
(x
1
·...·x
a
) (1)
for arbitrary elements x
i
∈H. Note that the multiplication in the left hand side
uses the braiding. Apply equation (1) to homogeneous elements x
i
of degreev
i
and write downits homogeneouscomponent of multidegree (v
1
,...,v
b
)∈Q
b
+
:
/summationdisplay
/summationtext
j
v
i
j
=v
i
/summationtext
i
v
i
j
=v
j
∆
(b)
v
1
1
,...,v
1
b
(x
1
)·...·∆
(b)
v
a
1
,...,v
a
b
(x
a
) = ∆
(b)
v
1
,...,v
b
(x
1
·...·x
a
).(2)
Each summand in the left hand side can be viewed as an operation with ainputs
andboutputs. These operations are not distinguished in algebra setup. However,
ingraded Hopfcategoriestheirexplicit use seemsadvantageous.
2. Themain ingredients
Categories will be equivariant derived categories
X
G
:=D
b,c
G
(X), whereXis a
complexalgebraicvariety,equippedwiththeactionofacomplexalgebraicgroup
G, asdefined by BernsteinandLunts[8].
The functors will be compositions of functors of the three types (see [8]). Let
φ:G→Hbeagrouphomomorphism,let XbeaG-space,letYbeanH-space,
and letf:X→Ybe aφ-equivariantmap. Thenthereare
— theinverseimage functor
f
φ∗
:
Y
H
→
X
G
,
— ifφ:G→His surjective, K= Ker(φ),XisK-free, andY=K\X, the
directimagefunctor (inthiscaseit is anequivalence)
f
φ∗
:
X
G
→
Y
H
.
—ifφ= 1 :G=Histheidentity,thedirectimagefunctorwithpropersupports
f
1!
:
X
G
→
Y
G
.
Quiver. Let(H,I)beafiniteorientedgraphwiththesetofvertices I,thesetof
edgesH,thestructuremap H→I×I,h/mapsto→(h
/prime
,h
/prime/prime
),whereh
/prime
∈Iisthesource
ofh∈H, andh
/prime/prime
∈Iisthetargetof h∈H,such thath
/prime
/negationslash=h
/prime/prime
.
kievarwe.tex; 12/03/2001; 3:49; p.291
COHERENCE ISOMORPHISMSFOR HOPFCATEGORY 285
LetVbe a finite dimensional I-gradedC-vector space, (a function V:I→
ObC-vect,i/mapsto→V(i)). Itsautomorphismgroup is
G
V
= Aut
I-grad -vect
V=
/productdisplay
i∈I
GL(V(i)).
Definealinear space
E
V
=⊕
h∈H
Hom
C
(V(h
/prime
),V(h
/prime/prime
)).
The union of all E
V
is the class of representations of the quiver. The group G
V
acts onE
V
by(g.x)
h
=g
h
/prime/prime
x
h
g
−1
h
/prime
. The union of all G
V
\E
V
is the set of iso-
morphism classes of representations of the quiver. We consider the collection of
equivariantderivedcategories
E
V
G
V
as ourHopfcategory.
Filtrations. To introduceoperationsweneedto considerdecompositionsof V
V:V
1
⊕V
2
⊕···⊕V
k
=V
intoI-graded subspaces.Associate withit afiltration of V
0 =V
(0)
⊂V
(1)
⊂···⊂V
(k)
=V, V
(m)
=V
1
⊕···⊕V
m
.
Associate with ittheparabolic group P
V
P
V
={g∈G
V
|∀m g(V
(m)
)⊂V
(m)
}.
The unipotentradical of P
V
is denotedU
V
.The group
L
V
={g∈G
V
|∀m g(V
m
)⊂V
m
}=
k
/productdisplay
m=1
G
V
m
/similarequalP
V
/U
V
isaLevisubgroup of P
V
.
LetF
V
be thelinear subspaceof E
V
respecting the filtration:
F
V
={x∈E
V
|∀m,h x
h
(V
(m)
(h
/prime
))⊂V
(m)
(h
/prime/prime
)}.
The groupP
V
actsinF
V
.
Operations. Let twodecompositionsof Vintoadirect sumbe given:
V:V
1
⊕V
2
⊕···⊕V
k∼
→V,
W:W
1
⊕W
2
⊕···⊕W
l∼
→V.
kievarwe.tex; 12/03/2001; 3:49; p.292
286 V. LYUBASHENKO
LetO⊂G
V
be a leftP
W
-invariant and right P
V
-invariant subset. We associate
withitan operation
X I
O;V
W
=
V
1
V
2
V
k
O
W
1
W
2
W
l
=
V
1
V
2
V
k
O
W
1
W
2
W
l
=⑂
V
W
◦Ψ
O;V
W
.
The components of it are the generalized multiplication and comultiplication
functors.
Multiplicationhalf. The multiplication half operationis
V
1
V
2
V
k
O
= Ψ
O;V
W
=
/parenleftbigg/producttext
k
i=1
E
V
i
L
Vφ
∗
→O×F
V
P
W
×P
Vπ
∗
→O×
P
V
F
V
P
Wα
!
→E
V
P
W
/parenrightbigg
.
The schemeofmultiplicationissimilar tothatofLusztig [2–4]:
k
/productdisplay
i=1
E
V
i
←
φ
O×F
Vπ
→O×
P
V
F
Vα
→E
V
,
whereφ(o,f) =κ(f)is the forgetful map, κ:F
V
→
/producttext
k
i=1
E
V
i
is the natural
projection,πis the canonical projection, α(o,f) =o.ι(f)is induced from the
action map, and ι:F
V
→E
V
is thenaturalembedding.
Comultiplication half. The comultiplicationhalf operation functor
is
W
1
W
2
W
l
=⑂
V
W
=
/parenleftbigg
E
V
P
Wι
∗
→F
W
L
Wκ
!
→
/producttext
l
j=1
E
W
j
L
Wτ
→
/producttext
l
j=1
E
W
j
L
W
/parenrightbigg
,
whereτis theshift
τL=L[2
/summationdisplay
r>s;h
dimW
r
(h
/prime
)·dimW
s
(h
/prime/prime
)].
Theschemeofcomultiplicationismadeofthenaturalembedding ιandthenatural
projectionκ(as inLusztig [2–4]):
E
V
←
ι
F
Wκ
→
l
/productdisplay
j=1
E
W
j
.
kievarwe.tex; 12/03/2001; 3:49; p.293
COHERENCE ISOMORPHISMSFOR HOPFCATEGORY 287
Braiding. Foramodule MoverG
A
1
×···×G
A
k
andamodule NoverG
B
1
×
···×G
B
l
whereA
m
,B
n
aresomeI-gradedvectorspaces,wedefinethebraiding
as the functor
M×
N
/producttext
G
A
m
×
/producttext
G
B
n
τ
− →M×
N
/producttext
G
A
m
×
/producttext
G
B
n
σ
∗
−→N×
M
/producttext
G
B
n
×
/producttext
G
A
m
,
whereσisthepermutationisomorphismofgroupsandmodulesandthefunctor τ
istheshift
τ(L) =L
/bracketleftBig
−2
/summationdisplay
m,n
i∈I
dimA
m
(i) dimB
n
(i) + 2
/summationdisplay
m,n
h∈H
dimA
m
(h
/prime
) dimB
n
(h
/prime/prime
)
/bracketrightBig
.
Distinguishedtriangles. Toclarifythemeaningofoperations X I
O
,noticethatthe
orbits of the action of P
W
×P
V
inG
V
are in natural bijection with the orbits of
the action of G
V
in the space of pairs of filtrations P
W
\G
V
×G
V
/P
V
. By [9]
these orbits are in bijection with a×b-matrices (v
i
j
)with elements in Q
+
=Z
I
+
,
such that
/summationtext
j
v
i
j
=v
i
is the dimension of V
i
and
/summationtext
i
v
i
j
=v
j
is the dimension of
W
j
. Thus, the orbits are in bijection with the summands in the left hand side of
equation (2). The P
W
×P
V
-invariant subsets are unions of orbits, thereby, they
arerepresentedby sumsofseveral summandsin(2).
The additive relation (2) in algebra is replaced for our Hopf category by a
systemoffunctorial distinguishedtriangles
X I
O
U
→X I
O
X
→X I
O
F
→
givenforanybi-invariantsubset O
X
⊂G
V
andabi-invariantclosedsubset O
F
⊂
O
X
withO
U
=O
X
−O
F
.Thefollowingdiagrammadewithgivendistinguished
trianglesis anoctahedron
X I
O
R
→X I
O
W
d
= X I
O
Z
←
1
←
=
d
X I
O
Q
1
↑
←1
→
X I
O
F
↓
→
X I
O
R
→X I
O
W
=
d X I
O
U
→
→
d
=
X I
O
Q
1
↑
←1
←
X I
O
F
↓1
←
for any pair of closed embeddings O
F
⊂O
Z
⊂O
W
, whereO
U
=O
W
−O
F
,
O
Q
=O
Z
−O
F
,O
R
=O
W
−O
Z
. This means commutativity of two squares
formedby diagonal maps andofthefour triangles marked “=”.
Coherence isomorphism. Both associativity isomorphism and coassociativity
isomorphism of [7] are particular cases of the general coherence isomorphism.
kievarwe.tex; 12/03/2001; 3:49; p.294
288 V. LYUBASHENKO
For any collection of indices and for any collection of bi-invariant subsets
(O
/prime
1
,...,O
/prime
a
,O
/prime/prime
1
,...,O
/prime/prime
b
), which may occur in the following diagram, there
existsabi-invariant subset Oandacoherenceisomorphism
O
/prime
1
O
/prime
a
b
b
b
σ
a,b
O
/prime/prime
1
a
a
O
/prime/prime
b
a
≡
O
/prime
1
O
/prime
a
O
/prime/prime
1
O
/prime/prime
b
coher
→
O
.
Hereσ
a,b
= (s
a,b
)
∼
+
is the braid, corresponding to the permutation s
a,b
of the set
{1,2,...,ab},
s
a,b
(1 +r+kb) = 1 +k+rafor0≤r<b, 0≤k<a,
underthestandardsplitting S
ab
→B
ab
,whichmapstheelementarytranspositions
tothegeneratorsofthebraidgroup.The subset Oiscomputed asfollo
ws
O=U
V
·
/productdisplay
m
O
/prime
m
=
/productdisplay
m
O
/prime
m
·U
V
⊂P
V
,
O=U
W
·
/productdisplay
r
O
/prime/prime
r
=
/productdisplay
r
O
/prime/prime
r
·U
W
⊂P
W
,
O=
OP
U
×
P
U
O=
O×
P
W
∩P
U
O=
O
·O⊂G
V
.
The general coherence isomorphismisbuilt asthe composition
Y
V
O
/prime
1
O
/prime
a
U
X
W
O
/prime/prime
1
O
/prime/prime
b
Z
=
O
/prime
1
O
/prime
a
P
V
1
P
Va
O
/prime/prime
1
O
/prime/prime
b
P
Z
1
P
Zb
coher
→
O
/prime
1
P
V1
O
/prime
a
P
Va
OP
U
P
Z
P
Z1
P
Zb
assoc
coass
→
O
P
Z
=
O
.
kievarwe.tex; 12/03/2001; 3:49; p.295
COHERENCE ISOMORPHISMSFOR HOPFCATEGORY 289
The threecomponents ofthe coherence isomorphismare defined next.
/producttext
E
Ym
s
/producttext
L
Y
m
φ
∗
→
/producttext
O
/prime
m
×F
Y
m
/producttext
P
Vm
×P
Y
m
π
∗
→
/producttext
O
/prime
m
×
PYm
F
Y
m
/producttext
P
V
m
α
!
→
/producttext
E
V
m
/producttext
P
Vm
O×F
Y
P
Z
×P
Y
φ
∗
↓
π
∗
→
OP
U
×O×F
Y
P
Z
×P
U
×P
Y
φ
∗
↓
π
∗
→
OP
U
×O×
PY
F
Y
P
Z
×P
U
φ
∗
↓
1×α
!
→
OP
U
×F
V
P
Z
×P
U
φ
∗
↓
O×F
Y
P
Z
×P
Y
π
∗
↓
π
∗
→Id
= = = = = = = =
/arrowrighttophalf/arrowrightbothalf
O×
PY
F
Y
P
Z
π
∗
↓
β
!
→
OP
U
×
PU
F
V
P
Z
π
∗
↓
assoc
E
V
P
Z
α
!
↓ α
!
→
E
V
P
Z
ι
∗
→
F
W
/producttext
r
P
Z
r
κ
!
→
/producttext
r
E
W
r
/producttext
r
P
Zr
F
Z
L
Z
ι
∗
↓κ
!
→ι
∗
→
/producttext
r
F
Z
r
/producttext
r
L
Zr
ι
∗
↓
coass
/producttext
n,r
E
Zn
r
L
Z
κ
!
↓κ
!
→
The isomorphism coherispresented inFigure9, where thenumbers
A=
/summationdisplay
m<n ;r>s
/summationdisplay
i∈I
dimV
m
r
(i)·dimV
n
s
(i),
B=
/summationdisplay
m>n ;r>s
/summationdisplay
h∈H
dimV
m
r
(h
/prime
)·dimV
n
s
(h
/prime/prime
)
are,actually, dimensionsofthespaces
A=U
W
/(U
W
∩P
V
) =⊕
m<n ;r>s
Hom(V
m
r
,V
n
s
),
B=⊕
h∈H;m>n ;r>s
Hom
C
(V
m
r
(h
/prime
),V
n
s
(h
/prime/prime
))⊂F
W
∩F
V
,
and weuse the notation F=F
W
∩F
V
/B.
The whole coherenceisomorphismis presentedin Figure10.
3. Elementaryisomorphisms.
The coherence isomorphisms are pastings of isomorphisms and their inverses of
thefollowing10 types:
kievarwe.tex; 12/03/2001; 3:49; p.296
290 V. LYUBASHENKO
Figure 9. The isomorphism coher.
kievarwe.tex; 12/03/2001; 3:49; p.297
COHERENCE ISOMORPHISMSFOR HOPFCATEGORY 291
Figure 10. The whole coherence isomorphism.
kievarwe.tex; 12/03/2001; 3:49; p.298
292 V. LYUBASHENKO
a)
g
ψ∗
f
φ∗∼
− →
/parenleftbig
f
φ
g
ψ
/parenrightbig
∗
; b)
f
φ∗
g
ψ∗∼
− →
/parenleftbig
f
φ
g
ψ
/parenrightbig
∗
; c)
f
1!
g
1!∼
− →
/parenleftbig
f
1
g
1
/parenrightbig
!
;
d)basechangeisomorphism,where W=X×
Y
Z,andh,jaretheprojections
X
G
f
1!
→
Y
G
W
H
h
φ∗
↓
j
1!
→
⇐= = = = = = = = =
Z
H
g
φ∗
↓
e) the isomorphism of
X
G
f
φ
∗
→
Y
H
g
ψ
∗
→
Z
B
with
X
G
h
ξ
∗
→
W
K
j
χ
∗
→
Z
B
, where
W=X×
Y
Z,K=G
φ
×
Hψ
Bandh,j,ξ,χare the projections; it is given by
thepasting
X
G
f
φ∗
→
Y
H
X
G/epsilon1
⇐=/harpoondownleft/harpoondownright
/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
f
φ∗
←
Z
B
g
ψ∗
↓
W
K
h
ξ∗
↓
j
χ∗
→
←
/arrowdbltp/arrowvertexdbl
/arrowdbltp/arrowvertexdbl
j
χ∗
←
Z
Bη
⇐=/harpoondownleft/harpoondownright
/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
f) the isomorphism of
X
G
f
1
!
→
Y
G
g
φ
∗
→
Z
H
with
X
G
j
φ
∗
→
W
H
h
1
!
→
Z
H
, where
K= Ker(φ:
G→H),W=K\X,h=K\f:W=K\
X→K\Y=
Z,andjisthequotient map; itisgiven bythe pasting
X
G
= = = = = = =/arrowrighttophalf/arrowrightbothalf
X
G
f
1!
→
Y
G
/epsilon1
−1
/arrowdblbt/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
W
H
j
φ∗
↓
h
1!
→
j
φ∗
→
Z
H
/arrowdblbt/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
= = = = = = =/arrowrighttophalf/arrowrightbothalf
g
φ∗
→
η
−1
/arrowdblbt/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
Z
H
g
φ∗
↓
And4moretypes ofelementaryisomorphisms:
kievarwe.tex; 12/03/2001; 3:49; p.299
COHERENCE ISOMORPHISMSFOR HOPFCATEGORY 293
i) whenever j|φis an induction map and π,q=π◦(j|φ)are quotient maps,
there is anisomorphism
H×
G
X
H
j
φ∗
→
X
G
H×
G
X
Hη
−1
⇐=
/harpoondownleft/harpoondownright
/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
/arrowvertexdbl
π
∗
→
j
φ∗
←
Y
B
⇐=q
∗
↓
q)whenever π:
X
G
→
Y
H
isaquotient map,thereisanisomorphism
X
G
←π
∗
Y
H
Y
Hη
⇐=/harpoondownleft/harpoondownright
/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
π
∗
→
s) whenever ˜Pis a split extension of ˜L,U= Ker(
P
p
⊿ L)is contractible
and˜Eisa˜P-space,onwhich Uactstrivially,then
1
p∗
:
˜
E
˜L
→
˜
E
˜P
isanequivalence
and there isanisomorphism
˜
E
˜L
˜
E
˜P
= = = = = = = = = = = = = = = = = = = = /arrowrighttophalf/arrowrightbothalf
1
i∗
→
/arrowdblbt/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl/arrowvertexdbl
˜
E
˜P
1
p∗
→
v)whenever G-maph:E→Bisavectorbundle, there is an isomorphism
B
G
E
G
⇐= = = = = = = = =h
∗
←
B
G
T
−2 dim
C
h
↓h
!
→
Theorem17. The2-categoryformed by
— objects: equivariantderived categories;
— 1-morphisms: compositions of functors of 3 types: inverse image functors,
direct image functors for quotient maps, direct image functors with proper
supports;
kievarwe.tex; 12/03/2001; 3:49; p.300
294 V. LYUBASHENKO
— 2-morphisms: compositions of isomorphisms of 6 types a)–f) or their
inverses
is a 2-groupoid, that is, for any 1-morphisms FandGwith the common source
and target the set Hom(F,G)either is empty or has exactly one element (and all
2-morphismsareinvertible).
If the above theorem would hold for all 10 types of isomorphisms, it would
mean that all equations between coherence isomorphisms, which can be written,
holdtrue. Sucha generalization isnot proven yet.
References
1. L.CraneandI.B.Frenkel, Fourdimensionaltopologicalquantumfieldtheory,Hopfcategories,
and the canonicalbases , J. Math.Phys. 35(1994), 5136–5154.
2. G. Lusztig, Canonical bases arising from quantized enveloping algebras , J. American Math.
Soc.3(1990), 447–498.
3. ———, Quivers, perverse sheaves, and quantized enveloping algebras , J. American Math.
Soc.4(1991), 365–421.
4. ———, Introduction toQuantum groups , Birkh¨auser, Boston, 1993.
5. M. Neuchl, Representation Theory of Hopf Categories , PhD thesis. To appear in
Adv. in Math. under the title Higher-dimensional algebra VI: Hopf categories. Available at
http://www.mathematik.uni-muenchen.de/ ∼neuchl.
6. V.V.Lyubashenko, ExampleofatriangulatedHopfcategory , V¯ısnikKi¨ıv.Un¯ıv.Ser.F¯ız.-Mat.
Nauki2(1999), 50–58 (in Ukrainian).
7. ———, Operations and isomorphisms in a triangulated Hopf category , Methods of Func.
Analysis and Topology 5(1999),37–53.
8. J. Bernstein and V. Lunts, Equivariant Sheaves and Functors , Vol. 1578 of Lecture Notes in
Math., Springer, Berlin, Heidelberg,1994.
9. A. A. Beilinson, G. Lusztig, and R. MacPherson, A geometric setting for the quantum
deformations of gl
n
, DukeMath. J. 61(1990), 655–677.
kievarwe.tex; 12/03/2001; 3:49; p.301
FUSIONRINGSANDTENSORCATEGORIES
ALEXANDER GANCHEV
∗
INRNE, Tsarigradsko chausse72, BG1784 Sofia
Thedefinitionofafusionring F[1],[2],[3]isanabstractionoftheproperties
of the Grothendieck ring K
0
(C)of a rigid braided semisimple monoidal category
C. For certain issues it is convenient to pass to an algebra (over the complex
numbers) thus a fusion algebra Fis a unital associative and commutative algebra
with a chosen basis Isuch that the fusion rules N
c
ab
,a,b,c∈I, i.e., the structure
constants in this basis, a·b=
/summationtext
c
N
c
ab
c, are in Z
+
and their is an involutive
automorphism a→¯asuch thatN
1
ab
=δ
¯a,b
. The setIcorresponds to the sectors,
i.e., the equivalence classes of simple objects or irreps, the monoidal structure in
Cis responsible for the structure of unital associative ring, the braiding for the
commutativity,whiletherigidity translatesin the involutative automorphism.
Fusion rings/algebras appear in many occasions (we consider only finite di-
mensionalones):thecategory CinK
0
(C)couldbeRep(finite(quantum)group);
Rep(U
q
(g))/Zwithq
p
= 1,ga simple Lie algebra, and Zthe ideal of zero
quantumdimensionalmodules;Also CcouldbetheMoore-Sibergcategoryof2-
dimensionalrationalconformalfieldtheory(2D-RCFT)ortheDoplicher-Roberts
categoryoflocalizableautomorphismsofthealgebraofobservablesofa2D-QFT
(quantum field theory) with Ilabeling the superselection sectors (the generalized
charges). The last three are typically non Tannakian categories and in particular
thestatisticaldimensions(=ranks)ofthesectorsareingeneralonlyalgebraicinte-
gers. Most generally Cis the rep category of a quasitriangular weak Hopf algebra
(or quantum gropoid). On many occasions (2D-RCFT, 2D-QFT) one has more
structurewith Cbeingribbon(=tortile)andinfactaTuraevmodularcategorywith
Icomprising a representation of the modular group SL
2
(Z)with modular Sand
Tmatrices. The Splays the role of characters and diagonalizes the fusion rules
(Verlinde’sfamousformula)while Tisdiagonalwiththebalancingphasesonthe
diagonal.
NowIbrieflymentionseveralinmyviewimportantproblems:structuretheory
of fusion rings and tensor categories, classification of particular cases of
fusion
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.302
296 A. GANCHEV
rings and tensor categories, categorification, i.e., reconstructing a tensor category
fromitsfusionringand finallyexplicitformulas forcertainfusion rings.
Fusion rules with a generator of dimension <2are classified in [1]. For
modular fusion algebras (i.e., reps of SL
2
(Z)with Verlinde giving fusion rules)
there areinitial stepstowardsaclassification[4]. Most anythingelse isopen.
Fusion algebras are particular cases of table algebras [5]. For a table algebra
the requirements that the structure constants N
c
ab
are positive integers and N
1
ab
=
δ
¯a,b
are relaxed to N
c
ab
∈R
+
andN
1
ab
/negationslash= 0iff¯a=b. Table algebras have
been extensively studied by Arad, Blau and coworkers. Particular cases of table
algebras with generators of dimension 2 or 3 have been classified. Though they
are not directly relevant to fusion rule algebra classification one again encounters
for the fusion graphs a 1-dimensional structure (affine Dynkin diagrams) for the
caseofadimension2generatoranda2-dimensionalstructure(thefusiongraphof
the fundamental irrep of sl(3), a tringular tesselation of the corresponding Weyl
chamber, orfoldings of it)[6].
Forfinitegroupsitisclearthatsimplegroupshavefusionrulesalgebraswhich
have no notrivial subfuison rule algebras, hence such fusion rule algebras is nat-
ural to call simple. More generally if a group Ghas a normal subgroup Hthen
K
0
(G/H )is a subfusion rule algebra of K
0
(G). This extends to Hopf algebras
[7] and [8]. For table algebras there is a more developed structure theory [9] –
in particular one has composition series for table algebras. What is the theory of
extensionsforfusionrulealgebrasisanopensubject.Since K
0
isonlyhalfexact
one will probably have to use the higher Kfunctors and the long exact sequence
inKtheorytorelateinformationaboutthestructureoftensorcategoriesandtheir
fusionrulealgebras.
Categorification,i.e.,reversingthe K
0
functor,isaverychallengingproblem.
Some very initial “experimental” work of solving the pentagon equations to ob-
tain categories from given fusion rules was done in [10]. For the fusion rules of
truncatedsl(n)with the relevant Hecke algebra the corresponding braided tensor
categorieswerereconstructedin[11].Thepentagonisa(ingeneralanonabelian)
3-cocycle condition – a preliminary sketch of how to attack the relevant non-
abeliancohomologyproblemisgivenin[12].Forthecaseofabelianfusionrules
(Fis the group algebra of an abelian group) it is an ordinary group cohomology
problem solved in [1]. The categorification of the fusion rules of the quaternionic
or the rank 8 dihedral group and their generalizations (where all but one of the
sectors are abelian) was done in [13]. In general, for a tensor category with a
nontrivial abelian subfusion algebra one can characterize all 6jsymbols involv-
ing an abelian lable in terms of abelian group cohomology and moreover there
is also an action on all 6jsymbols by the abelian group (work in preparation).
One would like to characterize the image of K
0
in the category of all fusion rule
algebras and find “moduli” distinguishing categories with the same fusion rules.
In the case of modular categories one is tempted to conjecture that the balancing
kievarwe.tex; 12/03/2001; 3:49; p.303
FUSION RINGS 297
phases(theTmatrix)separatescategorieswiththesamefusionrules(=“character
table”=modular Smatrix) and that K
0
is a bijection from (equivalent classes of)
modular categories to modular fusion algebras [14]. Since it seems to be the case
that two different simple finite groups cannot have the same fusion rules one can
trytoexploreaconjecturethatifasimplefusionrulealgebrahasacategorification
thanitisunique.
For certain classes of fusion rules, e.g. fusion rules of WZW models based
on affine Kac-Moody algebras ˆg
k
at integer levels k(same as truncated U
q
(g)for
q
k+h
∨
= 1) one has nice formulas for N
c
ab
generalizing a classical formula of
Weyl[15],[16],[17].Forthemuchharderandlessstudiedcaseoffractionalevel
WZW one knows the fusion rules only for g=sl(2)andsl(3)([18] and [19]
respectively). Very little is known for the fusion rules of more general models
of 2D-RCFT. In particular one would like to know the fusion rules of fractional
level affine sl(n)and on the other hand to relate them to the fusion rules of
W-algebras obtained from these models by quantum hamiltonian reduction or
cosetting. Even for the case of the Polyakov-Bershadski W
(2)
3
which is obtained
as the nonprincipal reduction of sl(3)at fractional levels the fusion rules are not
known in general. A better understanding of the structure theory of fusion rules
hopefully could help in such problems. On the other hand the fusion rules of
fractionalsl(3)do not look like anything coming from a known algebraic object
(finite group, Lie (super) algebra) hence it is interesting to try to categorify these
fusionrules.
References
1. J. Fr¨olich and T. Kerler, Quantum groups, quantum categories and quantum field theory ,
LectureNotes in Math. 1524, Springer-Verlag, Berlin , 1993.
2. J.Fuchs, Fusion rules inconformal field theory , Fortschr. Phys. 42(1994), 1.
3. P. Di Francesco, P. Mathieu, and D. S ´en´echal,Conformal Field Theory , Springer-Verlag,
Berlin, 1997.
4. W. Eholzer, On the classification of modular fusion algebras , Commun. Math. Phys. 172
(1995), 623.
5. Z. Arad and H. Blau, Table algebras and applications to finite group theory , J. Algebra, 138
(1991), 137-185.
6. H. Blau, B. Xu, Z. Arad, E. Fisman, V. Miloslavsky, and M. Muzychuk, Homogeneous
Integral Table Algebras of Degree Three: A Trilogy Memoairs of the AMS, vol. 144, no.
684(2000).
7. W. Nichols, M. B. Richmond, The Grothendieck Group of a Hopf Algebra , J. Pure and Appl.
Algebra106(1996), 297-306.
8. D. Nikshych, K
0
-Rings and Twisting of Finite Dimensional Semisimple Hopf Algebras
Commun. Algebra 26(1998), 321-342.
9. H.Blau, Quotient Structures in C-Algebras , J.Algebra 175(1995), 24-64.
10. J. Fuchs, A. Ganchev, and P. Vecserny ´es,Rational Hopf algebras: polynomial equations,
gauge fixing, and low dimensional examples , Int.J. Mod. Phys. A10(1995), 3431;
kievarwe.tex; 12/03/2001; 3:49; p.304
298 A. GANCHEV
11. D. Kazhdan and H. Wenzl Reconstructing Monoidal Categories Adv. Sov. Math. 16(1993),
111-136.
12. A. Davydov, On some Hochschild cohomology classes of fusion algebras ,q-
alg/9711025 .
13. D.TambaraandS.Yamagami, TensorCategorieswithFusionRulesofSelf-DualityforFinite
Abelian Groups , J. Algebra, 209(1998),692-707.
14. A.Ganchev, Fusionrules,modularcategoriesandconformalmodels , in:NewtrendsinQFT,
(A. Ganchev, R.Kerler, and I. Todorov, eds.), Heron Press, Sofia, 1996, pp.142-145.
15. M. Walton, Fusion rules for WZW models , Nucl. Phys. 340(1990), 777.
16. P. Furlan, A. Ganchev, and V. Petkova, Quantum groups and fusion rule multiplicities , Nucl.
Phys.343(1990), 205.
17. V. Kac, Infinite dimensional Lie algebras (3rd edition) , Cambridge Univ. Press, Cambridge,
1990.
18. H. Awata and Y. Yamada, Fusion rules for fractional level sl(2)algebra, Mod. Phys. Lett.
A7(1992), 1185.
19. P. Furlan, A. Ganchev, and V. Petkova, An extension of the character ring of
/hatwide
sl(3)and its
quantization , Commun. Math. Phys. 202(1999),701.
kievarwe.tex; 12/03/2001; 3:49; p.305
ON CATEGORIESOF GELFAND-ZETLINMODULES
VOLODYMYRMAZORCHUK
∗
G¨oteborgUniversity,Sweden
1. Theorigins
Although the theory of Gelfand-Zetlin modules can be developed for all serial
complexsimplefinite-dimensionalLiealgebrasandtheir(non-standard)quantum
analogs, in this paper we will discuss the most classical case of the Lie algebra
g= gl(n,C)andwillgiveashortoverviewofknownresultsinothercasesinthe
end of the paper. We will denote by e
i,j
,1≤i,j≤n, the matrix units and will
always abbreviateGelfand-Zetlinby GZ.
Thistheorystartsfromthefamousoriginalpaper[9]byGelfandandZetlin,in
which, using a step by step reduction to the smaller subalgebras, the authors con-
structedaveryspecialandnicebasisineachsimplefinite-dimensional g-module.
It is well-known that simple finite-dimensional g-modules are parametrized by
the vectors m= (m
1
,m
2
,...,m
n
)with complex coefficients, satisfying m
i
−
m
i+1
∈N.Thesevectorsrepresentthe(shifted)highestweightofthecorrespond-
ingsimplemodulewithrespecttothestandardCartansubalgebra hof gconsisting
of diagonal matrices. We will denote the simple module, which corresponds to
m, byV(m). To formulate the result of Gelfand and Zetlin we have to introduce
the notion of tableau. By a tableau,[l], we will mean a doubly-indexed complex
vector (l
i,j
), where 1≤i≤nand1≤j≤i.
Theorem 18. V(m)possesses a basis, indexed by all tableaux [l], satisfying the
followingconditions: l
n,j
=m
j
,1≤j≤n,andl
i,j
≥l
i−1,j
>l
i,j+1
,1<i≤n,
1≤j <i.Moreover,theactionofthegeneratorsof ginthisbasisisgivenby
the
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.306
300 V.MAZORCHUK
following Gelfand-Zetlin formulae:
e
i,i+1
[l] =−
i
/summationdisplay
j=1i+1
/productdisplay
k=1
(l
i,j
−l
i+1,k
)
/productdisplay
k/negationslash=i
(l
i,j
−l
i,k
)[l+δ
i,j
],
e
i+1,i
[l] =
i
/summationdisplay
j=1i−1
/productdisplay
k=1
(l
i,j
−l
i−1,k
)
/productdisplay
k/negationslash=i
(l
i,j
−l
i,k
)[l−δ
i,j
],
e
i,i
[l] =
i
/summationdisplay
j=1
l
i,j
−
i−1
/summationdisplay
j=1
l
i,j
[l].
2. GenericGelfand-Zetlinmodules
The idea to use Theorem 18 to construct new g-modules goes back to Drozd,
Ovsienko and Futorny ([4, 5]). This was based on the observation that GZ-
formulae contain only rational functions in parameters, so, if one takes a set of
tableaux, closed under the shifts, coming from the action of generators, such that
allfunctionsinGZ-formulaewillbewell-defined,theresultingspaceshouldbea
g-module. Thiscanbeformallypresentedin thefollowing statement.
Theorem 19. Let[t]be a tableau satisfying t
i,j
−t
i,k
/negationslash∈Zfor all 1≤i<nand
1≤j/negationslash=k≤i. Denote by P([t])the set of all tableaux [l]satisfyingl
n,j
=t
n,j
,
1≤j≤nandl
i,j
−t
i,j
∈Zforallpossible i,j.LetV([t])denoteavectorspace,
whereP([t])is a basis. Then GZ-formulae define on V([t])the structure of a
g-moduleoffinite length.
Ideaofthe proofofthefirststatement. To prove the first part of the theorem (that
V([t]) is a g-module) it is sufficient to check that any relation in U( g)is satisfied
onV([l]). In our fixed basis P([t])this relation can be rewritten as a collec-
tion of rational functions in entries of tableaux, which have to be shown to be
zero. The last is easy cause finite-dimensional modules give sufficiently many
points,inwhichthesefunctionstakezerovalues.Thelastargumentusescrucially
Theorem
18.
ToprovethesecondpartweneedtorecallonemorepropertyoftheGZ-basis
ofV(m),which willlead usto thenotionof Gelfand-Zetlin subalgebra.
kievarwe.tex; 12/03/2001; 3:49; p.307
CATEGORIESOFGELFAND-ZETLINMODULES 301
3. Gelfand-Zetlinsubalgebra
As we have already mentioned, Theorem 18 was obtained using step by step
reduction to the smaller subalgebras. Now we make this statement more precise.
We consider achainofsubalgebras
gl(1,C)⊂ gl(2,C)⊂···⊂ gl(n,C)
embedded with respect to the left upper corner. This chain induces the chain of
thecorrespondinguniversalenveloping algebras
U( gl(1,C))⊂U( gl(2,C))⊂···⊂U( gl(n,C)).
Denote byZ
k
thecenterZ( gl(k,C))ofthe algebra U( gl(k,C)),1≤k≤n.
The idea to get the GZ-basis of V(m)was the following: we take V(m)and
consider it as gl(n−1,C)-module. The last is completely reducible and we can
consider all components as gl(n−2,C)-module, decompose them and proceed
till gl(1,C). Now we recall that simple finite-dimensional gl(k,C)-modules are
completely determined by their central character. It is also important that, if we
decomposeasimplefinite-dimensional gl(k,C)-moduleintoadirectsumofsim-
ple gl(k−1,C)submodules, all latter will occur with multiplicity 1. Altogether
this mean that the resulting GZ basis will be an eigenbasis for all algebras Z
k
, or,
inotherwords,forthecommutativesubalgebra Γ⊂U=U( gl(n,C)),generated
by allZ
k
. Moreover, the remark about the multiplicities implies that Γin fact
separatesthe elements oftheGZ-basisof V(m).
Drozd, Ovsienko and Futorny called Γthe Gelfand-Zetlin subalgebra of U.
It is well-known that Γis a polynomial algebra in n(n+ 1)/2variables. It was
observed by Zhelobenko ([22]), that there is a set of generators, γ
i,j
,1≤i≤n,
1≤j≤i, ofΓsuch that the eigenvalue of the action of γ
i,j
on a tableaux,
[l], occurring in V(m), should be computed as the j-th symmetric polynomial in
variables (l
i,1
,l
i,2
,...,l
i,i
). Using the arguments analogous to that, presented in
Section2,onegets thatthesameistruein all V([t]).
Ideaofthe proofofthesecond statementofTheorem 19. As we saw, the basis
P([t])ofV([t])is an eigenbasis for Γ. Moreover, it is easy to get that Γin fact
separates the elements of P([t]). Hence, any submodule of V([t])has a basis,
which is a subset of P([t]). Now if one draws a graph with elements of P([t])
as vertices and joins thous pairs, who mutually appear with non-zero coefficients
in GZ-formulae, one gets a graph with a finite number of connected components
(this numbercanbeeasily computed).Thisfinishesthe
proof.
Remarkthata complete proofof Theorem19can befound in[16].
kievarwe.tex; 12/03/2001; 3:49; p.308
302 V.MAZORCHUK
4. Categoryof Gelfand-Zetlinmodules
The introduction of GZ-subalgebra caused a natural definition of an abstract no-
tion of Gelfand-Zetlin modules, analogous to the notion of the weight module.
This was also done by Drozd, Ovsienko and Futorny. They proposed to call a
Gelfand-Zetlin module any g-module,V, which decomposes into a direct sum of
finite-dimensionalmodules,whenviewedas Γ-module.Thenbythecategory, GZ,
of Gelfand-Zetlin modules it is natural to understand the full subcategory of the
categoryofall g-modules,consistingofallGZ-modules.AsexamplesofGelfand-
Zetlin modules one can take finite-dimensional modules, h-weight modules with
finite-dimensional weight spaces (in particular, all highest weight modules) or
genericGelfand-Zetlinmodules.
Now we recall that tableaux naturally parameterize (not bijectively!) sim-
ple finite-dimensional Γ-modules, moreover, non-isomorphic Γ-simples do not
have non-trivial extensions. Hence, any GZ-module, V, comes together with
itsGelfand-Zetlin support ,gzsupp(V), i.e. the set of all tableaux parameter-
izing all simple Γ-modules, occurring in V. We have to note that the product
G=S
1
×S
2
×···×S
n
of symmetric groups naturally acts on the space of
all tableaux permuting the components in the rows. Any fundamental domain of
this action bijectively parameterizes Γ-simples and, by definition, gzsupp(V)is
invariantunderthisaction.Hencetheorbitsof Gactingon gzsupp(V)bijectively
parameterize Γ-simples appearingin V.
Calltwotableaus, [l]and[t],equivalentprovided l
n,j
=t
n,j
andl
i,j
−t
i,j
∈Z
for alli,j. Let Ddenote the set of equivalence classes of tableaux. First basic
result about the category of Gelfand-Zetlin modules was the following statement,
due toDrozd,OvsienkoandFutorny ([6]).
Theorem20. ThecategoryGZdecomposesinto a directsum,
GZ=⊕
P∈ D
GZ
P
,
of full subcategories, where the category GZ
P
consists of all Gelfand-Zetlin
modulesVsuchthat gzsupp(V)⊂G◦P.
Proof.Is not difficult if one reminds that GZ-formulae preserve the equivalence
classesof
tableaux.
In fact, Drozd, Ovsienko and Futorny embedded this special case of U−Γ
relative situation in a wide framework of Harish-Chandra subalgebras , which is
very convenient (and very general) for study of the whole category of Gelfand-
Zetlin modules. It is not our aim to discuss this approach and we refer the reader
totheoriginalpaper [5].
kievarwe.tex; 12/03/2001; 3:49; p.309
CATEGORIESOFGELFAND-ZETLINMODULES 303
5. Afew theorems ofOvsienko
As soon as one has formulated the notion of a GZ-module, there is a natural and
basic question arising: Is it true that each character of Γcan be continued to a
g-module.Equivalently:isittruethateach GZ
P
isnotempty.Itiseasytoanswer
“yes” forn= 1,2. Forn= 3the same was prooved in [4]. The general case was
recentlycompleted by Ovsienko ([21]), but thepaper has not appearedyet.
Theorem21. EachGZ
P
is notempty.
Ideaofthe proof. The proof is hard and technical. In fact, the result appears as
a biproduct to a special geometrical statement. One should look at the image of
Γin gr(U). This image of{γ
i,j
}defines a certain algebraic variety, which is the
variety of the so-called strongly nilpotent matrices (i.e. matrices, all main minors
of which are nilpotent). The statement will follow from abstract nonsense if one
proves that the sequence {γ
i,j
}is regular. The last can be derived if one proves
that the variety of strongly nilpotent matrices is a complete intersection, i.e. that
alltheirreduciblecomponentsofithavethesamedimension.Thelastisthemost
difficult and technical part of the proof and is the main result of the mentioned
paper ofOvsienk
o.
From Theorem 21 it follows that for any tableau [l]there exists a simple GZ-
module,V,suchthat [l]∈gzsupp(V).UsingtheconvenienttechniqueofHarish-
Chandra subalgebras, mentioned above, Ovsienko managed to give much more
usefulinformation about simpleGZ-modules.
Theorem22. 1. Foreach [l]thereexistsonlyfinitelymany(uptoisomorphism)
simple GZ-modules Vwith[l]∈gzsupp(V).
2. LetVbe a simple finite-dimensional g-module and Fbe a simple finite-
dimensional Γ-module. Then the multiplicity of FinV(the last is viewed
asΓ-module)isfinite.
I have also to note that [21] contains a complete proof of the statement that
Γis a maximal commutative subalgebra of U( g). This statement can be found
(without proof!) in all classical monographs (e.g. [22]). The proof in [21] is the
firstcompleteI have seen.
6. GeneralizedVerma modulesand Gelfand-Zetlin modules
It seems that the first time, when it was understood that generic Gelfand-Zetlin
modules are very convenient for computations was the paper [18], where the
authors investigated the question about the structure of the so-called generalized
Verma modules. Consider the inclusion gl(k,C)⊂ gl(n,C) = gwith respect to
the left upper corner. Let Pdenote the parabolic subalgebra of g, generated by
kievarwe.tex; 12/03/2001; 3:49; p.310
304 V.MAZORCHUK
gl(k,C)and the standard Borel subalgebra op upper-triangular matrices. Take a
simple gl(k,C)-module,V, set that the rest of the Cartan subalgebra acts on it
viasomecharacter,say λ,andtherestoftheBorelsubalgebraannihilatesit.Thus
Vbecomes a P-module. The induced module M(V,λ) =U⊗
U( P)
Vis called
ageneralized Verma module . It turned out that taking Vto be a simple generic
GZ-module, V([t]), the structure of M(V([t]),λ)can be described in terms of
the Weyl group acting on the space of parameters, as it was done for the classical
Verma modulesbyBernstein,I.Gelfandand S.Gelfand ([2]).
It is trivial that M(V([t]),λ)is a GZ-module over g. One can also see that
it is generated by the elements (annihilated by the nilpotent radical of P), cor-
responding to the tableaux [l], satisfying the following condition: l
i,j
=l
i−1,j
,
k < i≤n. The Weyl group S
n
acts naturally on the set of such tableaux,
permuting the elements of the upper row (which also causes the corresponding
changes in all rows with i > k). For a transposition, (i,j)∈S
n
,i < j, write
(i,j)[l]≤[l]providedl
n,i
−l
n,j
∈Z
+
and close the relation ≤transitively. The
next statementisthe mainresult of [18].
Theorem 23. Let[l](resp. [l
/prime
]) be the tableau of a canonical generator of
M(V([t]),λ)(resp.M(V([t
/prime
]),λ
/prime
)). Assume that l
i,j
=l
/prime
i,j
for alli < kand
allj.Thenthefollowing statements areequivalent:
1.M(V([t]),λ)⊂M(V([t
/prime
]),λ
/prime
).
2. Theuniqueirreduciblequotientof M(V([t]),λ)isacompositionsubquotient
ofM(V([t
/prime
]),λ
/prime
).
3.[l]≤[l
/prime
].
The proof of this theorem, presented in [18] goes the general line of the
original proof in [2], but uses some calculations with generic GZ-modules. In
particular,oneofthemainsthingsoneneedshereisamoreorlessprecisedescrip-
tion ofM(V([t]),λ)as a gl(k,C)-module. This question easily reduces to the
calculationof F⊗V([t]),whereFisasimplefinite-dimensional gl(k,C)-module.
If one recalls that simple generic GZ-modules correspond to certain characters of
Γand the last one is generated by a sequence of centers, one can use the famous
Theorem of Kostant ([12]), which tells how one can compute the action of the
center onF⊗V([t]). In this way one easily derives all potential subquotients of
F⊗V([t]). This (and existence of some of them, which is easy) was enough for
thegoalsofTheorem 23.
7. Categories of gl(n,C)-modules generated by a simple generic Gelfand-
Zetlinmodule
The necessity to study F⊗V([t])deeper was understood in [8], where some
categoriesofLiealgebramoduleswhereconstructed,whicharebasedonthecate-
goriesofmodulesbehavingwellundertensoringwithfinitedimensionalmodules.
kievarwe.tex; 12/03/2001; 3:49; p.311
CATEGORIESOFGELFAND-ZETLINMODULES 305
As the main example of the latter, a category, generated by a simple generic GZ-
module, was presented. Let V([t])be a simple generic GZ-module. Denote by
C([t])the full subcategory, consisting of all subquotients of modules F⊗V([t]),
whereFissimplefinite-dimensional.Itturnedoutthatthiscategoryhasrelatively
easy structure.
Theorem 24.C([t])decomposes into a direct sum of full subcategories, each of
whichisequivalenttothemodulecategoryofafinite-dimensionalassociativeand
local algebra.In particular, C([t])hasenough projective objects.
Ideaofthe proof. One of the main ingredients of the proof is the following
lemma:
Lemma 25. The module F⊗V([t])has length dim(F), all simple subquotients
of it are simple generic GZ-modules and the multiplicity of V([s])inF⊗V([t]),
wheres
i,j
=t
i,j
,i<n,equals
/summationtext
dim(F
µ
),wherethesumistakenoverall µsuch
that the vector (t
n,j
)
j=1,...,n
+µcoincides witha permutation of (s
n,j
)
j=1,...,n
.
Lemma 25 is proved by a direct calculation, using GZ-formulae and the
Littelwood-Richardson rule. It also represents a “generic behaviour” of simple
genericGZ-modulesin contrast withfinite-dimensional modules.
AfterLemma25onecanfirstdescribeallsimplemodulesin C([t]).Thesewill
beV([s]), withs
i,j
−t
i,j
∈Z. Then it is easy to find among them a projective
module and prove the existence of projectives using the exactness os F⊗
−
.
Decomposition withrespect to centralcharacterscompletes the
proof.
In two subsequent papers ([13, 14]) it was noticed that the category C([t])
closely connected to various categories of g-modules, independently appeared in
differentcontexts.Theresultsofthesetwopaperscanbecollectedinthefollowing
statement.
Theorem 26. Assume that t
n,j
∈Zfor allj. Then the following categories of
g-modulesare equivalent:
1. ThecategoryC([t]).
2. The category of complete (in the sense of Enright, [7]) weight extensions of
highestweight modules with integral support.
3. A certain category of algebraic Harish-Chandra bimodules in the sense of
Bernstein andS.Gelfand([1]).
Ideaofthe proof. The equivalence of the first and the second categories is the
content of [13]. It is based on a precise construction of the equivalence functor,
which is a generalization of the Mathieu’s twist functor ([15]). The equivalence
of the second and the third categories is proved in [14], using an intermediate
equivalence of the second category with a category of injectively copresented
modulesintheBernstein-Gelfand-Gelfandcategory O
([3]).
kievarwe.tex; 12/03/2001; 3:49; p.312
306 V.MAZORCHUK
8. Case ofclassical and quantumalgebrasandopen problems
An analogue of Theorem 18 for orthogonal algebras (simple finite dimensional
complex Lie algebras of type B
n
andD
n
) was obtained also by Gelfand and
Zetlin in [10]. The corresponding generic modules were constructed in [17]. For
symplectic Lie algebras (type C
n
) an analogue of Theorem 18 is a recent result
of Molev, [20]. For U
q
( gl
n
)the classical result was obtained by Jimbo ([11]) and
generic modules were constructed by Turowska and the author ([19]). For non-
standard quantum deformations of orthogonal algebras the classical construction
of Gelfand-Zetlin basis in finite-dimensional modules can be found in a series of
recent papers by Klimyk and Jorgov, available at “xxx.lanl.gov”, where one can
also findinformation about correspondingresults for root of unity case.
Finally,wewanttogivealistofsomequestionsandopenproblemsrelatedto
Gelfand-Zetlinmodules:
1. Classifyandgivea precise construction ofall simple GZ-modules.
2. Find a criterion, when a given character of Γhas only one extension to a
simple g-module.
3. LetFbeasimplefinitedimensional gl(n,C)-module.ConsidertwoGelfand-
Zetlin basis of it, with respect to the inclusions of subalgebras into left upper
andinto rightlower corners.Whatwill bethetransformationmatrix?
4. LetVbeasimpleGelfand-Zetlinmoduleand Fbeafinite-dimensionalmod-
ule. DoesV⊗Fhave a finite length? Is it possible to compute composition
subquotients and multiplicities of V⊗F?
5. Are there any analogues of Gelfand-Zetlin construction for exceptional Lie
algebras?
6. Extend all already known for gl(n,C)results to the case of orthogonal and
symplecticalgebras.Alsofindinthosecasessolutionstotheaboveproblems.
References
1. I.Bernstein and S.Gelfand, Tensor product of finite and infinite-dimensional representations
of semisimple Lie algebras , Compositio Math., 41(1980), 245–285.
2. I.Bernstein, I.Gelfand and S.Gelfand, Structure of representations that are generated by
vectors of highest weight , Funktsional. Anal.i Prilozhen., 5(1971),1–9.
3. I.Bernstein, I.Gelfand and S.Gelfand, A certain category of g-modules, Funktsional. Anal. i
Prilozhen., 10(1976),1–8.
4. Yu.A.Drozd, S.A.Ovsienko and V.M.Futorny, Irreducible weighted sl(3)-modules, Funkt-
sional. Anal. i Prilozhen., 23(1989), 57–58.
5. ———, Harish-Chandra subalgebras and Gelfand-Zetlin modules , Math. and Phys. Sci.,
424(1994), 72–89.
6. ———, On Gelfand-Zetlin modules , Rend. Circ. Mat. Palermo (2) Suppl., 26(1991), 143–
147.
7. T.Enright, On the fundamental series of a real semisimple Lie algebra: their irreducibility,
resolutions andmultiplicity formulae , Annals Math., 110(1979),1–82.
kievarwe.tex; 12/03/2001; 3:49; p.313
CATEGORIESOFGELFAND-ZETLINMODULES 307
8. V.Futorny, S.K ¨onig and V.Mazorchuk, Categories of induced modules and projectively
stratified algebras ,
Univ. Bielefeld
preprint, 99-024, Bielefeld, 1999, to appear in Algebr.
Represent. Theory.
9. I.M.Gelfand, M.L.Zetlin, Finite-dimensional representations of the group of unimodular
matrices, DokladyAkad. Nauk SSSR(N.S.), 71(1950), 825–828.
10. ———, Finite-dimensional representations of the group of orthogonal matrices , Doklady
Akad. Nauk SSSR(N.S.), 71(1950), 1017–1020.
11. M.Jimbo, QuantumR-matrix for the generalized Toda system: an algebraic approach , in
Field Theory, quantum gravity and strings, Lecture notes in Physics, 246, Springer-Verlag,
Berlin-New York, 1986, pp. 335–361.
12. B.Kostant, On the tensor product of a finite and infinite dimensional representations , Journal
of Func.analisis, 20(1975),257–285.
13. S.K ¨onig and V.Mazorchuk, An equivalence of two categories of sl(n,C)-modules,
Univ.
Bielefeld
preprint, 99-114, Bielefeld, 1999, toappear inAlgebr. Represent. Theory.
14. ———, Enright’scompletionsandinjectivelycopresentedmodules ,
Univ.Bielefeld
preprint,
99-130,Bielefeld, 1999.
15. O.Mathieu, Classification of simple weight modules , Annales Inst. Fourier, 50(2000), 537–
592.
16. V.Mazorchuk, Generalized Verma modules ,
Univ. Bielefeld
preprint, E-99-006, Bielefeld,
1999, to be publishedas a monograph by Lviv Scientific Publisher.
17. ———, On Gelfand-Zetlin modules over orthogonal Lie algebras ,
Univ. Bielefeld
preprint,
98-106,Bielefeld, 1998, to appear inAlgebra Colloq.
18. V.Mazorchuk, S.Ovsienko, Submodule structure of generalized Verma modules induced from
generic Gelfand-Zetlin modules , Algebr. Represent. Theory, 1(1998),3–26.
19. V.Mazorchuk, L.Turowska, On Gelfand-Zetlin modules over U
q
(gl(n)), Czech. J. Phys., 50
(2000), 139–144.
20. A.Molev, A basis for representations of symplectic Lie algebras ,preprint,
math.QA/9804127 .
21. S.Ovsienklo, Somefiniteness statements for Gelfand-Zetlinmodules , to appear.
22. D.P.Zhelobenko, Compact Lie groups and their representation , Translation of Mathematical
Monographs, Vol. 40, American MAthematical Society, Providence, R.I., 1973.
kievarwe.tex; 12/03/2001; 3:49; p.314
kievarwe.tex; 12/03/2001; 3:49; p.315
HIDDENSYMMETRY OFSOME ALGEBRAS OF
q-DIFFERENTIAL OPERATORS
DMITRY SHKLYAROV, SERGEY SINEL’SHCHIKOV
∗
and
LEONID VAKSMAN
†
InstituteforLowTemperaturePhysics&Engineering,47Leninave,
61164Kharkov,Ukraine
1. Introduction
Let us explain the meaning of the words ”q-differential operators” and ”hidden
symmetry”.Let C[z]
q
bethealgebraofpolynomialsin zoverthefieldofrational
functionsC(q
1/2
)(we assume this field to be the ground field throughout the
paper).Wedenoteby Λ
1
(C)
q
theC[z]
q
-bimodulewiththegenerator dzsuchthat
z·dz=q
−2
dz·z.
Letdbethelinear map C[z]
q
→Λ
1
(C)
q
givenby the twoconditions:
d:z/mapsto→dz,
d(f
1
(z)f
2
(z)) =d(f
1
(z))f
2
(z) +f
1
(z)d(f
2
(z)).
(ThelaterconditionisjusttheLeibnizrule).Thebimodule Λ
1
(C)
q
(togetherwith
themapd)isawellknownfirstorderdifferentialcalculusoverthealgebra C[z]
q
.
Thedifferential dallowsonetointroduceanoperatorof”partialderivative”
d
dz
in
C[z]
q
:
d(f(z)) =dz·d
f
dz(z).
Let us introduce also the notation
/hatwide
zfor the operator in C[z]
q
of multiplication by
z:
/hatwide
z:f(z)/mapsto→zf(z)
.
∗
[email protected]
†
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.316
310 D. SHKLYAROV, S.SINEL’SHCHIKOV, L.VAKSMAN
LetD(C)
q
be the subalgebra in the algebra End
C(q
1/2
)
(C[z]
q
)(of all endomor-
phisms of the linear space C[z]
q
) containing 1and generated by
d
dz
,
/hatwide
z. It is easy
tocheckthat
d
dz·
/hatwide
z=q
−2
/hatwide
z·
d
dz+ 1.
Thusthealgebra D(C)
q
isananalogue ofthe Weyl algebra A
1
(C).
Letλ∈C(q
1/2
).Onechecks that themap
/hatwide
z/mapsto→λ·
/hatwide
z,
d
dz/mapsto→λ
−1
·
d
dz
is extendable up to an automorphism of the algebra D(C)
q
. Such automorphisms
are ”evident” symmetries of D(C)
q
. It turn out that they belong to a wider set of
symmetries of D(C)
q
. This set does not consists of automorphisms only. Let us
turn toprecise formulations.
Tostartwith,werecallonethedefinitionofthequantumuniversalenveloping
algebraU
q
sl
2
[5].It is
i)thealgebra given by thegenerators E,F,K,K
−1
,and the relations
KK
−1
=K
−1
K= 1, KE =q
2
EK, KF =q
−2
FK,
EF−FE=K−K
−
1
q−q
−1
;
ii) the Hopf algebra : the comultiplication ∆, the antipode S, and the counit ε
aredeterminedby
∆(E) =E⊗1 +K⊗E, ∆(F) =F⊗K
−1
+ 1⊗F, ∆(K) =K⊗K,
S(E) =−K
−1
E, S (F) =−FK, S (K) =K
−1
,
ε(E) =ε(F) = 0, ε (K) = 1.
There is a well known structure of U
q
sl
2
-module in the space C[z]
q
. Let us
describe itexplicitly:
E:f(z)/mapsto→−q
1/2
z
2
f(z)−f(q
2
z
)
z−q
2
z,
F:f(z)/mapsto→q
1/2
f(z)−f(q
−2
z
)
z−q
−2
z,
K
±1
:f(z)/mapsto→f(q
±2
z).
It can be checked that C[z]
q
is aU
q
sl
2
-module algebra, i.e. for any ξ∈U
q
sl
2
,
f
1
,f
2
∈C[z]
q
ξ(1) =ε(ξ)·1, (1)
kievarwe.tex; 12/03/2001; 3:49; p.317
HIDDEN SYMMETRY OFq-OPERATORS 311
ξ(f
1
f
2
) =
/summationdisplay
j
ξ
/prime
j
(f
1
)ξ
/prime/prime
j
(f
2
), (2)
with∆(ξ) =
/summationtext
j
ξ
/prime
j
⊗ξ
/prime/prime
j
.
R
EMARK
. This observation is an analogue of the following one. The group
SL
2
(C)acts onCP
1
via the fractional-linear transformations. Thus the universal
envelopingalgebra U sl
2
actsviadifferentialoperatorsinthespaceofholomorphic
functions on theopen cell C⊂CP
1
.
LetVbe aU
q
sl
2
-module. Then the algebra End(V)admits a ”canonical”
structure ofU
q
sl
2
-module:for ξ∈U
q
sl
2
,T∈End(V)
ξ(T) =
/summationdisplay
j
ξ
/prime
j
·T·S(ξ
/prime/prime
j
), (3)
where ∆(ξ) =
/summationtext
j
ξ
/prime
j
⊗ξ
/prime/prime
j
,Sis the antipode, and the elements in the right-hand
sidearemultipliedwithinthealgebra End(V).Itiswellknownthatthisactionof
U
q
sl
2
inEnd(V)makes End(V)intoaU
q
sl
2
-modulealgebra(i.e.for ξ∈U
q
sl
2
,
T
1
,T
2
∈End(V)(1),(2)holdwith f
1
,f
2
beingreplacedby T
1
,T
2
,respectively).
Theobjectsconsideredabovearethesimplestamongoneswedealwithinthe
present paper. In this simplest case our main result can be formulated as follows:
the algebra D(C)
q
is aU
q
sl
2
-module subalgebra in the U
q
sl
2
-module algebra
End
C(q
1/2
)
(C[z]
q
)(where theU
q
sl
2
-action is given by (3)). This U
q
sl
2
-module
structure in thealgebra D(C)
q
iswhatwecall”hiddensymmetry” of D(C)
q
.
R
EMARK
. InthesettingofthepreviousRemarktheanalogousfactisevident:
forξ∈ sl
2
the action (3) is just the commutator of the differential operators ξ
andTin the space of holomorphic functions on C. The commutator is again a
differentialoperator.
Wecan describe the U
q
sl
2
-actioninD(C)
q
explicitly:
E(
/hatwide
z) =−q
1/2
/hatwide
z
2
, F (
/hatwide
z) =q
1/2
, K
±1
(
/hatwide
z) =q
±2
/hatwide
z,
E(
d
dz) =q
−3/2
(q
−2
+ 1)
/hatwide
z
d
dz, F (
d
dz) = 0, K
±1
(
d
dz) =q
∓2
d
dz.
(The action of U
q
sl
2
on an arbitrary element of D(C)
q
can be produced via the
rule(2).)
The paper is organizedasfollows.
In Section 2 we recall one definitions of the quantum universal enveloping
algebraU
q
sl
N
, aU
q
sl
N
-module algebra C[Mat
m,n
]
q
of holomorphic polynomi-
als on a quantum matrix space Mat
m,n
, and a well known first order differential
calculus Λ
1
(Mat
m,n
)
q
overC[Mat
m,n
]
q
(inthisIntroductionthecase m=n= 1
was considered). Then we introduce an algebra D(Mat
m,n
)
q
of q-differential
operators inC[Mat
m,n
]
q
and formulate a main theorem concerning a hidden
symmetryofthisalgebra.
Section 3containsasketchof theproofof the main theorem.
kievarwe.tex; 12/03/2001; 3:49; p.318
312 D. SHKLYAROV, S.SINEL’SHCHIKOV, L.VAKSMAN
InSection4wediscussbrieflypossiblegeneralizationsofourresults.Specif-
ically, the space Mat
m,n
is an example of a prehomogeneous vector space of
commutative parabolic type [6]. In [9] q-analogs of all such vector spaces were
introduced.Ourresultsadmitageneralizationonthecaseofanarbitraryquantum
prehomogeneous vector spaceofcommutativeparabolictype.
We take this opportunity to thank Prof. H. P. Jakobsen and Prof. T. Tanisaki
who attracted our attention to other approaches to the notion of quantum
differentialoperators.
This research was partially supported by Award No.UM1-2091 of the U.S.
Civilian Research andDevelopmentFoundation.
2. Themain theorem
In this Section we deal with a well known q-analogue of the polynomial algebra
onthespace Mat
m,n
ofm×nmatrices(intheIntroductionweconsideredthecase
m=n= 1). Let the ground field be the field of rational functions C(q
1/2
). The
algebraC[Mat
m,n
]
q
is the unital algebra given by its generators z
α
a
,a= 1,...n,
α= 1,...m,andthefollowingrelations
z
α
a
z
β
b
=
=
qz
β
b
z
α
a
, a=b&α<β ora<b &α=β
z
β
b
z
α
a
, a<b &α>β
z
β
b
z
α
a
+ (q−q
−1
)z
β
a
z
α
b
, a<b &α<β,(4)
The Hopf algebra U
q
sl
N
is determined by the generators E
i
,F
i
,K
i
,K
−1
i
,
i= 1,... ,N−1,and the relations
K
i
K
j
=K
j
K
i
, K
i
K
−1
i
=K
−1
i
K
i
= 1, K
i
E
j
=q
a
ij
E
j
K
i
,
K
i
F
j
=q
−a
ij
F
j
K
i
, E
i
F
j
−F
j
E
i
=δ
ij
(K
i
−K
−1
i
)/(q−q
−1
)
E
2
i
E
j
−(q+q
−1
)E
i
E
j
E
i
+E
j
E
2
i
= 0,|i−j|= 1 (5)
F
2
i
F
j
−(q+q
−1
)F
i
F
j
F
i
+F
j
F
2
i
= 0,|i−j|= 1
[E
i
,E
j
] = [F
i
,F
j
] = 0,|i−j|/negationslash= 1.
The comultiplication ∆,theantipode S,and thecounit εare determined by
∆(E
i
) =E
i
⊗1 +K
i
⊗E
i
,∆(F
i
) =F
i
⊗K
−1
i
+ 1⊗F
i
,∆(K
i
) =K
i
⊗K
i
,
(6)
S(E
i
) =−K
−1
i
E
i
, S (F
i
) =−F
i
K
i
, S (K
i
) =K
−1
i
,(7)
kievarwe.tex; 12/03/2001; 3:49; p.319
HIDDEN SYMMETRY OFq-OPERATORS 313
ε(E
i
) =ε(F
i
) = 0, ε (K
i
) = 1.
The algebraC[Mat
m,n
]
q
possesses a structure of U
q
sl
N
-module algebra with
N=m+n. Explicit formulae for the action of U
q
sl
N
inC[Mat
m,n
]
q
are as
follows(see[7]):
K
n
z
α
a
=
q
2
z
α
a
, a=n&α=m
qz
α
a
, a=n&α/negationslash=mora/negationslash=n&α=m
z
α
a
,otherwise,(8)
F
n
z
α
a
=q
1/2
·
/braceleftbigg
1, a=n&α=m
0,otherwise, (9)
E
n
z
α
a
=−q
1/2
·
q
−1
z
m
a
z
α
n
, a/negationslash=n&α/negationslash=m
(z
m
n
)
2
, a=n&α=m
z
m
n
z
α
a
,otherwise, (10)
and withk/negationslash=n
K
k
z
α
a
=
=
qz
α
a
, k<n &a=kork>n &α=N−k
q
−1
z
α
a
, k<n &a=k+ 1 ork>n &α=N−k+ 1
z
α
a
,otherwise,(11)
F
k
z
α
a
=q
1/2
·
z
α
a+1
, k<n &a=k
z
α+1
a
, k>n &α=N−k
0,otherwise, (12)
E
k
z
α
a
=q
−1/2
·
z
α
a−1
, k<n &a=k+ 1
z
α−1
a
, k>n &α=N−k+ 1
0,otherwise. (13)
R
EMARKS
.i) In the classical case the corresponding action of U sl
N
in the
space of holomorphic functions on Mat
m,n
can be produced via an embedding
Mat
m,n
into the Grassmanian Gr
m,N
as an open cell (we describe a q-analogue
oftheembeddingin [7]).
ii) Using the structure of U
q
sl
N
-module inC[Mat
m,n
]
q
we can define the
structure of U
q
sl
N
-module algebra in End
C(q
1/2
)
(C[Mat
m,n
]
q
)via (3) with ξ∈
U
q
sl
N
,T∈End
C(q
1/2
)
(C[Mat
m,n
]
q
).
Now let us recall a definition of a well known first order differential calculus
overC[Mat
m,n
]
q
. Let Λ
1
(Mat
m,n
)
q
be theC[Mat
m,n
]
q
-bimodule given by its
generatorsdz
α
a
,a= 1,...n,α= 1,...m, andthe relations
kievarwe.tex; 12/03/2001; 3:49; p.320
314 D. SHKLYAROV, S.SINEL’SHCHIKOV, L.VAKSMAN
z
β
b
dz
α
a
=
m
/summationdisplay
α
/prime
,β
/prime
=1n
/summationdisplay
a
/prime
,b
/prime
=1
R
β
/prime
α
/prime
βα
R
b
/prime
a
/prime
ba
dz
α
/prime
a
/prime
·z
β
/prime
b
/prime
, (14)
with
R
b
/prime
a
/prime
ba
=
q
−1
, a=b=a
/prime
=b
/prime
1, a/negationslash=b&a=a
/prime
&b=b
/prime
q
−1
−q , a<b &a=b
/prime
&b=a
/prime
0,otherwise.(15)
The mapd:z
α
a
/mapsto→dz
α
a
can be extended up to a linear operator d:
C[Mat
m,n
]
q
→Λ
1
(Mat
m,n
)
q
satisfyingtheLeibnizrule.Itwasnotedforthefirst
timein[8],thatthereexistsauniquestructureofa U
q
sl
N
-modulein Λ
1
(Mat
m,n
)
q
suchthatthemap disamorphismof U
q
sl
N
-modules.Thepair
/parenleftbig
Λ
1
(Mat
m,n
)
q
,d
/parenrightbig
isthefirstorder differential calculusover C[Mat
m,n
]
q
.
Let us introduce an algebra D(Mat
m,n
)
q
of q-differential operators on
Mat
m,n
. For this purpose, we define the linear operators
∂
∂z
αa
inC[Mat
m,n
]
q
via
thedifferential d:
df=
n
/summationdisplay
a=1m
/summationdisplay
α=1
dz
α
a
·∂
f
∂z
αa
, f∈C[Mat
m,n
]
q
,
and theoperators
/hatwider
z
αa
by
/hatwider
z
αa
f=z
α
a
·f, f∈C[Mat
m,n
]
q
.
ThenD(Mat
m,n
)
q
istheunitalsubalgebrain End
C(q
1/2
)
(C[Mat
m,n
]
q
)generated
by theoperators
∂
∂z
αa
,
/hatwider
z
αa
,a= 1,...n,α = 1,...m.
Tostartwith, we describe D(Mat
m,n
)
q
interms ofgenerators and relations.
Proposition 2.1. The complete list of relations between the generators
/hatwider
z
αa
,
∂
∂z
αa
,
a= 1,...n,α= 1,...m,ofD(Mat
m,n
)
q
isas follows
/hatwide
z
α
a
/hatwide
z
β
b
=
=
q
/hatwide
z
β
b
/hatwide
z
α
a
, a=b&α<β ora<b &α=β
/hatwide
z
β
b
/hatwide
z
α
a
, a<b &α>β
/hatwide
z
β
b
/hatwide
z
α
a
+ (q−q
−1
)
/hatwide
z
β
a
/hatwide
z
α
b
, a<b &α<β,(16)
kievarwe.tex; 12/03/2001; 3:49; p.321
HIDDEN SYMMETRY OFq-OPERATORS 315
∂
∂z
β
b
∂
∂z
αa
=
=
q
∂
∂z
αa
∂
∂z
β
b
, a=b&α<β ora<b &α=β
∂
∂z
αa
∂
∂z
β
b
, a<b &α>β
∂
∂z
αa
∂
∂z
β
b
+ (q−q
−1
)
∂
∂z
β
a
∂
∂z
α
b
, a<b &α<β,
(17)
∂
∂z
αa
/hatwide
z
β
b
=
n
/summationdisplay
a
/prime
,b
/prime
=1m
/summationdisplay
α
/prime
,β
/prime
=1
R
b
/prime
a
ba
/prime
R
β
/prime
α
βα
/prime
/hatwide
z
β
/prime
b
/prime
∂
∂z
α
/prime
a
/prime
+δ
ab
δ
αβ
, (18)
withδ
ab
,δ
αβ
beingtheKroneckersymbols, and R
b
/prime
a
ba
/prime
given by (15).
Now wepresent themain resultofthepaper
Theorem 2.2. i) The algebra D(Mat
m,n
)
q
is aU
q
sl
N
-module subalgebra in the
U
q
sl
N
-module algebra End
C(q
1/2
)
(C[Mat
m,n
]
q
).
ii) TheU
q
sl
N
-module structure in D(Mat
m,n
)
q
is described explicitly as
follows:
U
q
sl
N
acts on the generators
/hatwide
z
α
a
via formulae (8)-(13) (where z
α
a
should be
replacedby
/hatwide
z
α
a
);forthegenerators
∂
∂z
αa
theformulaeare
K
n
∂
∂z
αa
=
q
−2
∂
∂z
αa
, a=n&α=m
q
−1
∂
∂z
αa
, a=n&α/negationslash=mora/negationslash=n&α=m
∂
∂z
αa
,otherwise,(19)
F
n
∂
∂z
αa
= 0a= 1,...n, α = 1,...m, (20)
E
n
∂
∂z
αa
=q
−3/2
·
·
n
/summationtext
b=1
/hatwide
z
m
b
∂
∂z
m
b
+
m
/summationtext
β=1
/hatwide
z
β
n
∂
∂z
β
n
+ (q
−2
−1)
n
/summationtext
b=1m
/summationtext
β=1
/hatwide
z
β
b
∂
∂z
β
b
, a=n&α=m
/summationtext
m
β=1
/hatwide
z
β
n
∂
∂z
β
a
, a/negationslash=n&α=m
/summationtext
n
b=1
/hatwide
z
m
b
∂
∂z
α
b
, a=n&α/negationslash=m
0 ,otherwise,
(21)
kievarwe.tex; 12/03/2001; 3:49; p.322
316 D. SHKLYAROV, S.SINEL’SHCHIKOV, L.VAKSMAN
andwithk/negationslash=n
K
k
∂
∂z
αa
=
=
q
−1
∂
∂z
αa
, k<n &a=kork>n &α=N−k
q
∂
∂z
αa
, k<n &a=k+ 1 ork>n &α=N−k+ 1
∂
∂z
αa
,otherwise,(22)
F
k
∂
∂z
αa
=−q
3/2
·
∂
∂z
α
a−1
, k<n &a=k+ 1
∂
∂z
α−1
a
, k>n &α=N−k+ 1
0,otherwise,(23)
E
k
∂
∂z
αa
=−q
−3/2
·
∂
∂z
α
a+1
, k<n &a=k
∂
∂z
α+1
a
, k>n &α=N−k
0,otherwise.(24)
3. Sketchofthe proof
Let us outline an idea of the proof of the main theorem. To prove the statement i)
ofthetheoremwehavetoexplainwhyforarbitrary ξ∈U
q
sl
N
,T∈D(Mat
m,n
)
q
ξ(T)∈D(Mat
m,n
)
q
. (25)
The mapz
α
a
/mapsto→
/hatwide
z
α
a
, a= 1,...n,α= 1,...m, is extendable up to an
embedding of algebras J:C[Mat
m,n
]
q
/arrowhookleft→End
C(q
1/2
)
(C[Mat
m,n
]
q
). Evidently,
Jintertwines the actions of U
q
sl
N
inC[Mat
m,n
]
q
andEnd
C(q
1/2
)
(C[Mat
m,n
]
q
)
(this is a corollary of the fact that C[Mat
m,n
]
q
is aU
q
sl
N
-module algebra). This
observation proves (25) for Tof the formJ(f),f∈C[Mat
m,n
]
q
,as well as the
first part of the statement ii) of the theorem. What remains is to prove (25) for
T=
∂
∂z
αa
,a= 1,...n,α= 1,...m.
The space End
C(q
1/2
)
(C[Mat
m,n
]
q
)can be made into a left C[Mat
m,n
]
q
-
moduleasfollows:
z
α
a
(T) =
/hatwide
z
α
a
·T,
witha= 1,...n,α= 1,...m,T∈End
C(q
1/2
)
(C[Mat
m,n
]
q
). This structure is
compatible withthe action of U
q
sl
N
.Define the U
q
sl
N
-module
Λ
1
(Mat
m,n
)
q
/circlemultiplydisplay
C[Mat
m,n
]
q
End
C(q
1/2
)
(C[Mat
m,n
]
q
).
kievarwe.tex; 12/03/2001; 3:49; p.323
HIDDEN SYMMETRY OFq-OPERATORS 317
The differential d:C[Mat
m,n
]
q
→Λ
1
(Mat
m,n
)
q
is a morphism of the U
q
sl
N
-
modules.This implies U
q
sl
N
-invariance oftheelement
n
/summationdisplay
a=1m
/summationdisplay
α=1
dz
α
a
⊗
∂
∂z
αa
∈Λ
1
(Mat
m,n
)
q
/circlemultiplydisplay
C[Mat
m,n
]
q
End
C(q
1/2
)
(C[Mat
m,n
]
q
),
i.e. forallξ∈U
q
sl
N
n
/summationdisplay
a=1m
/summationdisplay
α=1
/summationdisplay
j
ξ
/prime
j
dz
α
a
⊗ξ
/prime/prime
j
∂
∂z
αa
=ε(ξ)
n
/summationdisplay
a=1m
/summationdisplay
α=1
dz
α
a
⊗
∂
∂z
αa
(26)
withεbeing the counit of U
q
sl
N
,∆(ξ) =
/summationtext
j
ξ
/prime
j
⊗ξ
/prime/prime
j
(∆is the coproduct in
U
q
sl
N
).Aswasprovedin[7], Λ
1
(Mat
m,n
)
q
isthefreeright C[Mat
m,n
]
q
-module
with the generators dz
α
a
,a= 1,...n,α= 1,...m. Thus, forξ∈U
q
sl
N
there
existsauniqueset f
b,α
β,a
(ξ)∈C[Mat
m,n
]
q
,a= 1,...n,α= 1,...m,b= 1,...n,
β= 1,...m,such that
ξdz
α
a
=
n
/summationdisplay
b=1m
/summationdisplay
β=1
dz
β
b
f
b,α
β,a
(ξ).
Usingthe later equality, we canrewrite (26) asfollows:
n
/summationdisplay
a,b=1m
/summationdisplay
α,β=1
/summationdisplay
j
dz
β
b
⊗f
b,α
β,a
(ξ
/prime
j
)ξ
/prime/prime
j
∂
∂z
αa
=ε(ξ)
n
/summationdisplay
a=1m
/summationdisplay
α=1
dz
α
a
⊗
∂
∂z
αa
.(27)
Now one can obtain formulae (19) - (24) (and thus prove (25) for T=
∂
∂z
αa
,
a= 1,...n,α= 1,...m)viaapplying(27)tothegenerators E
i
,F
i
,K
i
,K
−1
i
of
U
q
sl
N
.
4. Concludingnotes
The space Mat
m,n
ofm×nmatrices considered in the present paper is the sim-
plest example of a prehomogeneous vector space of commutative parabolic type
[6]. Such vector spaces are closely related to non-compact Hermitian symmetric
spaces.Specifically,anynon-compactHermitiansymmetricspacecanberealized
(viatheso-calledHarish-Chandraembedding)asaboundedsymmetricdomainin
some prehomogeneousvector spaceof commutativeparabolictype.
In[9]aq-analogueofanarbitraryprehomogeneousvectorspaceofcommuta-
tiveparabolictypewasconstructed.Moreprecisely,let Ubeaboundedsymmetric
domain, g
−1
the corresponding prehomogeneous vector space, and gthe Lie al-
gebra of the automorphism group of U. In the paper [9] a U
q
g-module algebra
C[ g
−1
]
q
andacovariantfirstorderdifferentialcalculus
/parenleftbig
Λ
1
( g
−1
),d
/parenrightbig
overC[ g
−1
]
q
kievarwe.tex; 12/03/2001; 3:49; p.324
318 D. SHKLYAROV, S.SINEL’SHCHIKOV, L.VAKSMAN
were introduced. Using the first order differential calculus, one can produce a
definitionofq-differentialoperatorsin C[ g
−1
]
q
justasitwasdoneinSection2in
thecase g
−1
= Mat
m,n
.
LetD( g
−1
)
q
be the algebra of q-differential operators in C[ g
−1
]
q
. In this
general setting it can also be proved that D( g
−1
)
q
is aU
q
g-module subalgebra in
theU
q
g-modulealgebra End(C[ g
−1
]
q
).Indeed,iteasytoseethattheproofofour
maintheorem(Section3)doesnotuseaspecificnatureofthecase g
−1
= Mat
m,n
.
5. Appendix:q-Differential operatorsin holomorphicq-bundles.
InthisAppendix’
C[Mat
m,n
]
q
-module’meansright
C[Mat
m,n
]
q
-module.
LetΓbe a finitely generated free C[Mat
m,n
]
q
-module, i.e. there exists an
isomorphism ofthe C[Mat
m,n
]
q
-modules
π: Γ→V
/circlemultiplydisplay
C[Mat
m,n
]
q
,
withVbeingafinitedimensionalvectorspace.Theisomorphism πwillbecalled
a trivialization of Γ. Elements of Γare q-analogs of sections of a holomorphic
bundle on Mat
m,n
. Let us consider two such C[Mat
m,n
]
q
-modules Γ
1
,Γ
2
to-
gether with their trivializations π
1
: Γ
1
→V
1
/circlemultiplytext
C[Mat
m,n
]
q
,π
2
: Γ
2
→
V
2
/circlemultiplytext
C[Mat
m,n
]
q
.Set
D(Γ
1
,Γ
2
)
q
=
{D∈Hom(Γ
1
,Γ
2
)|π
2
·D·π
1−1
∈Hom(V
1
,V
2
)
/circlemultiplydisplay
D(Mat
m,n
)
q
}.
Elements of D(Γ
1
,Γ
2
)
q
can be treated as q-analogues of differential operators in
sections ofholomorphic bundles.
To see that D(Γ
1
,Γ
2
)
q
is well defined, we need to verify its independence
of the choice of trivializations. Let π
/prime
1
: Γ
1
→V
/prime
1
/circlemultiplytext
C[Mat
m,n
]
q
,π
/prime
2
: Γ
2
→
V
/prime
2
/circlemultiplytext
C[Mat
m,n
]
q
be other trivializations of Γ
1
andΓ
2
, respectively. Evidently,
it is sufficient to prove, that for an arbitrary D
/prime
∈Hom(V
1
,V
2
)
/circlemultiplytext
D(Mat
m,n
)
q
themapπ
/prime
2
·π
−1
2
·D
/prime
·π
1
·(π
/prime
1
)
−1
belongsto Hom(V
/prime
1
,V
/prime
2
)
/circlemultiplytext
D(Mat
m,n
)
q
.But
this follows from the fact that π
1
,π
2
,π
/prime
1
,π
/prime
2
are morphisms of the C[Mat
m,n
]
q
-
modules, and, thus, π
1
·(π
/prime
1
)
−1
∈Hom(V
/prime
1
,V
1
)
/circlemultiplytext
J(C[Mat
m,n
]
q
)andπ
/prime
2
·
π
2−1
∈Hom(V
2
,V
/prime
2
)
/circlemultiplytext
J(C[Mat
m,n
]
q
)(withJ(C[Mat
m,n
]
q
)being the unital
subalgebra in D(Mat
m,n
)
q
generatedby
/hatwide
z
α
a
,a= 1,...n,α= 1,...m).
In applications finitely generated free C[Mat
m,n
]
q
-modules with some addi-
tional properties arise. We will discuss two special types of such C[Mat
m,n
]
q
-
modules.
Thefirsttypeconsistsofthosefinitelygeneratedfree C[Mat
m,n
]
q
-modules Γ
which,inaddition,are U
q
sl
N
-module.Itmeansthat ΓisaU
q
sl
N
-moduleandthe
multiplication map Γ
/circlemultiplytext
C[Mat
m,n
]
q
→Γis amorphism of the U
q
sl
N
-modules.
ForC[Mat
m,n
]
q
-modules of this type a result analogous to the main theorem
(Section2) canbe obtained. Letus turnto precise formulations.
kievarwe.tex; 12/03/2001; 3:49; p.325
HIDDEN SYMMETRY OFq-OPERATORS 319
IfV
1
,V
2
are modules over a Hopf algebra Athen the space Hom(V
1
,V
2
)
admits the following ”canonical” structure of an A-module: for ξ∈A,T∈
Hom(V
1
,V
2
)
ξ(T) =
/summationdisplay
j
ξ
/prime
j
·T·S(ξ
/prime/prime
j
), (28)
where ∆(ξ) =
/summationtext
j
ξ
/prime
j
⊗ξ
/prime/prime
j
(∆isthecoproduct), Sistheantipode,andtheproduct
intheright-handsidemeansthecompositionofthemaps S(ξ
/prime/prime
j
)∈End(V
1
),T∈
Hom(V
1
,V
2
),ξ
/prime
j
∈End(V
2
).Itiswellknownthatthisactionmakes Hom(V
1
,V
2
)
intoanA-moduleleft End(V
2
)-moduleandan A-moduleright End(V
1
)-module,
i.e. the compositionmap
End(V
2
)
/circlemultiplydisplay
Hom(V
1
,V
2
)
/circlemultiplydisplay
End(V
1
)→Hom(V
1
,V
2
)
isamorphismof the A-modules.
We can use the above construction to equip Hom(Γ
1
,Γ
2
)(where Γ
1
,Γ
2
are
U
q
sl
N
-module finitely generated free C[Mat
m,n
]
q
-modules) with the structure of
aU
q
sl
N
-module.Usingour main theorem,one canprovethat
the subspace
D(Γ
1
,Γ
2
)
q
⊂Hom(Γ
1
,Γ
2
)
is
U
q
sl
N
-invariant; thus, the
compositionmap
D(Γ
2
)
q
/circlemultiplydisplay
D(Γ
1
,Γ
2
)
q
/circlemultiplydisplay
D(Γ
1
)
q
→D(Γ
1
,Γ
2
)
q
(here
D(Γ)
q
denotes
D(Γ,Γ)
q
) makes
D(Γ
1
,Γ
2
)
q
into a
U
q
sl
N
-module left
D(Γ
2
)
q
-module and a
U
q
sl
N
-moduleright
D(Γ
1
)
q
-module.
The second type of C[Mat
m,n
]
q
-modules consists of those U
q
sl
N
-module
C[Mat
m,n
]
q
-modules which admit
good
trivializations. Let U
q
( f+ p
−
)be the
Hopf subalgebra in U
q
sl
N
generated by F
i
,K
±1
i
,i= 1,...N−1, andE
j
,
j= 1,...n−1,n+ 1,...N−1. Suppose that a finitely generated free
C[Mat
m,n
]
q
-module ΓisU
q
sl
N
-module(inparticular, ΓisaU
q
( f+ p
−
)-module
C[Mat
m,n
]
q
-module). A trivialization π: Γ→V
/circlemultiplytext
C[Mat
m,n
]
q
is called good
trivialization if it satisfies the following conditions: i) Vis a finite dimensional
U
q
( f+ p
−
)-modulewiththeproperty F
n
v= 0foranyv∈V;ii)πisamorphism
of theU
q
( f+ p
−
)-modules (here V
/circlemultiplytext
C[Mat
m,n
]
q
is endowed with U
q
( f+ p
−
)-
module structure via the coproduct ∆ :U
q
( f+ p
−
)→U
q
( f+ p
−
)
/circlemultiplytext
U
q
( f+
p
−
)).
Itturnoutthatthesetofgoodtrivializationsofa C[Mat
m,n
]
q
-module Γisnot
too wide: if π
1
: Γ→V
1
/circlemultiplytext
C[Mat
m,n
]
q
,π
2
: Γ→V
2
/circlemultiplytext
C[Mat
m,n
]
q
are two
good trivializations,then
π
2
·π
−1
1
=T⊗1 (29)
withT∈Hom
U
q
( f+ p
−
)
(V
1
,V
2
).
kievarwe.tex; 12/03/2001; 3:49; p.326
320 D. SHKLYAROV, S.SINEL’SHCHIKOV, L.VAKSMAN
We distinguish this type of C[Mat
m,n
]
q
-modules because for them the notion
ofaq-differentialoperatorwithconstantcoefficientsiswell-defined.Specifically,
letD(Mat
m,n
)
0
q
be the unital subalgebra in D(Mat
m,n
)
q
generated by
∂
∂z
αa
,a=
1,...n,α= 1,...m. Suppose that Γ
1
,Γ
2
areU
q
( f+ p
−
)-moduleC[Mat
m,n
]
q
-
modules with good trivializations π
1
: Γ
1
→V
1
/circlemultiplytext
C[Mat
m,n
]
q
,π
2
: Γ
2
→
V
2
/circlemultiplytext
C[Mat
m,n
]
q
.We set
D(Γ
1
,Γ
2
)
0
q
={D∈D(Γ
1
,Γ
2
)
q
|π
2
·D·π
1−1
∈Hom(V
1
,V
2
)
/circlemultiplydisplay
D(Mat
m,n
)
0
q
}.
Elements of D(Γ
1
,Γ
2
)
0
q
can be treated as q-analogues of the differential opera-
tors with constant coefficients in sections of holomorphic bundles. Independence
D(Γ
1
,Γ
2
)
0
q
of trivializations directly follows from the relationship (29) between
twoarbitrary goodtrivializationsof a C[Mat
m,n
]
q
-module.
References
1. E. E. Demidov, Modules over quantum Weyl algebras , Vestnik MGU, Mathematics and
Mechanics, 1(1993), 53–56.
2. H. P. Jakobsen, Quantized Hermitian Symmetric Spaces , In ”Lie theory and its applications
in physics” (Clausthal, 1995), 105 – 116.
3. ———-, Q-Differential Operators , E-print: math.QA/9907009, 1999.
4. A. Kamita, Y. Morita, and T. Tanisaki, Quantum deformations of certain prehomogeneous
spaces I, Hiroshima Math. J., 28(1998),527 – 540.
5. M. Rosso, Representations des groups quantiques , Seminaire BOURBAKI, 744(1991), 443
– 483.
6. H.Rubenthaler, Lespairesdualesdanslesalg `ebresdeLier ´eductives, Asterisque, 219(1994).
7. D. Shklyarov, S. Sinel’shchikov, and L. Vaksman, Quantum matrix ball: differential and
integral calculi , E-print: math.QA/9905035,1999.
8. S. Sinel’shchikov and L. Vaksman, Hidden symmetry of the differential calculus on the
quantum matrix space , J. Phys. A. 30(1997), 23 – 26.
9. ———-, On q-analogues of bounded symmetric domains and Dolbeault complexes , Math.
Phys., Anal., and Geom., 1(1998), 75 – 100; E-print: q-alg/9703005, 1997.
kievarwe.tex; 12/03/2001; 3:49; p.327
A FAMILY OF∗-ALGEBRAS ALLOWING WICK ORDERING: FOCK
REPRESENTATIONSANDUNIVERSALENVELOPING C
∗
-ALGEBRAS
PALLEJORGENSEN
∗
Department of Mathematics, The University of Iowa, Iowa City,
Iowa52242-1419U.S.A.
DANIIL PROSKURIN
†
Kyiv Taras Shevchenko University, Cybernetics Department,
Volodymyrska,64, Kyiv,01033,Ukraine
YURIISAMOILENKO
‡
Institute of Mathematics, National Academy of Sciences,
Tereschenkivska, 3,Kyiv,01601,Ukraine
Abstract. WeconsideranabstractWickorderingasafamilyofrelationsonelements a
i
anddefine
∗-algebrasbytheserelations.Therelationsaregivenbyafixedoperator T: h⊗ h→ h⊗ h,where
his one-particle space, and they naturally define both a ∗-algebra and an inner-product space H
T
,
/angbracketleft·,·/angbracketright
T
. Ifa
∗
i
denotes the adjoint, i.e., /angbracketlefta
i
ϕ,ψ/angbracketright
T
=/angbracketleftϕ,a
∗
i
ψ/angbracketright
T
, then we identify when /angbracketleft·,·/angbracketright
T
is positive semidefinite (the positivity question!). In the case of deformations of the CCR-relations
(theq
ij
-CCRandthetwistedCCR’s),weworkouttheuniversal C
∗
-algebras A,andweprovethat,
in these cases, the Fock representations ofthe A’s are faithful.
1. Introduction
In recent papers [1–6], the applications of Lie superalgebras, quantum groups, q-
algebrasinmathematicalphysicshavestimulatedinterestinthe ∗-algebrasdefined
by generators and relations and their representations by Hilbert space operators.
For example, the representations of various deformations of canonical commu-
tation relations (CCR), in particular Fock representaion, were used to construct
non-classical models of theoretical physics and probability, such as the free quon
gas(see[7]), q-Gaussian processes(see[8])
etc.
∗
[email protected]
†
[email protected]
‡
yurii [email protected]
kievarwe.tex; 12/03/2001; 3:49; p.328
322 P.JORGENSEN,D.PROSKURIN,Y. SAMOILENKO
The constructions are interesting from both physical and mathematical points
of view. They give a canonical realisation of a given deformed relation like the
Fock representation, or a realisation by differential operators. When the rela-
tions can be realised by bounded operators, it is useful to study the universal
envelopingC
∗
-algebrasforthemandthestabilityofisomorphismclassesofthese
C
∗
-algebras on parameters (see for example [9, 10]). The stability question [10]
referstohowthe C
∗
-isomorphismclassesdependonvariationsinthedeformation
variables; in some cases there are open regions in parameter space where the
C
∗
-isomorphism classisconstant.
In the present paper we give a review of some results concerning a wide class
ofdeformed relationsofthe following form
a
∗
i
a
j
=δ
ij
1 +
d
/summationdisplay
k,l=1
T
kl
ij
a
l
a
∗
k
, i,j = 1,... ,d, (1)
whereT
kl
ij
∈C, such thatT
kl
ij
=¯T
lk
ji
. These relations generate a ∗-algebra al-
lowing Wick ordering or Wick algebra (see [4, 11–13]). The ∗-algebra A
T
has a
naturally defined Fock vacuum “state” or functional and there is a corresponding
inner-productspace H
T
,/angbracketleft·,·/angbracketright
T
,suchthat,intheassociatedGNS-representation,
theidentity/angbracketlefta
i
ϕ,ψ/angbracketright
T
=/angbracketleftϕ,a
∗
i
ψ/angbracketright
T
holds.Butthevacuumfunctionalisgenerally
notpositive,andtheoperatorsintherepresentationnotbounded,andthereforethe
Hermitian inner product /angbracketleft·,·/angbracketright
T
is then generally not positive semidefinite. The
positivityquestion,andthefaithfulnessoftheFockrepresentation,arethefociof
thispaper.
Note that (1) generalizes some well-known types of deformed commutation
relations, quantum groups, etc. (see [1, 3, 5, 6, 8, 12, 14, 15]). The basic exam-
ples for us will be the q
ij
-CCR introduced and studied by M. Bo
˙
zejko and R.
Speicher (see [8, 12]), and the twisted canonical commutation relations (TCCR)
constructedbyW.PuszandS.L.Woronowicz(see[6]).Theywerefurtherstudied
in[16]wherethetraditionalCuntzalgebraof[17]wasconsideredasabase-point,
corresponding to q
ij
= 0, and the variation of the C
∗
-isomorphism class was
considered asafunction of q
ij
.
E
XAMPLE
1.q
ij
-CCR, 2dgenerators:
C/angbracketlefta
i
, a
∗
i
|a
∗
i
a
j
=δ
ij
1 +q
ij
a
j
a
∗
i
, i,j = 1,... ,d,
q
ji
=q
ij
∈C,|q
ij
|≤1/angbracketright
E
XAMPLE
2. TheWick algebrafor TCCR:
a
∗
i
a
i
= 1 +µ
2
a
i
a
∗
i
−(1−µ
2
)
/summationdisplay
k<i
a
k
a
∗
k
, i= 1,... ,d
a
∗
i
a
j
=µa
j
a
∗
i
, i/negationslash=j,0<µ< 1
kievarwe.tex; 12/03/2001; 3:49; p.329
∗-ALGEBRAS ALLOWING WICKORDERING 323
We present some sufficient conditions on the coefficients {T
kl
ij
}for the exis-
tenceoftheFockrepresentation,andwedescribethestructureoftheFockspace.
We also give conditions for the faithfulness of Fock representation and describe
itskernel inthedegenerated case (see Sec. 3).
Furtherweconsidertheuniversal C
∗
-algebrasfortheexamplesabove.Specif-
ically we show that the universal C
∗
-algebras for q
ij
-CCR (TCCR) can be
generatedbyisometries(partialisometries)satisfyingacertainalgebraicrelation.
The description of the C
∗
-isomorphism classes for different values of parameters
ispresented.
We also show that the Fock representations of q
ij
-CCR for some values of
parameters, and TCCR for any value of parameter, are faithful on the C
∗
-level,
i.e., the Fock representations of the corresponding C
∗
-algebras are faithful (see
Sec. 4).
The complete proofs of all results presented here can be found in [4, 10, 11,
18, 19]. For detailed information about ∗-representations of finitely generated ∗-
algebras see [20].
2. Basic definitions
Firstly let us construct a canonical realization of Wick algebra, i.e., the ∗-algebra
on the relations (1), with coefficients {T
kl
ij
}: we denote it by W(T). To do it
consider a finite-dimensional Hilbert space H=/angbracketlefte
1
,... ,e
d
/angbracketright. Construct the full
tensoralgebraover H,H
∗
, denotedbyT(H,H
∗
).Then
W(T)∼=T(H,H
∗
)//angbracketlefte
∗
i
⊗e
j
−δ
ij
1−
/summationdisplay
T
kl
ij
e
i
⊗e
∗
j
/angbracketright, (2)
dividingoutbythetwo-sidedidealontherelations(1).Notethatinthisrealization
thesubalgebraof W(T)generatedby{a
i
}isidentified withthe T(H).
The following operators were presented in [11] as a useful tool for computa-
tion with Wickalgebrasand their Fockrepresentations.
T:H⊗H/mapsto→H⊗H , Te
k
⊗e
l
=
/summationdisplay
i,j
T
lj
ik
e
i
⊗e
j
, T=T
∗
T
i
:H
⊗n
/mapsto→H
⊗n
, T
i
= 1⊗···⊗ 1
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
i−1
⊗T⊗1⊗···⊗ 1
/bracehtipupleft
/bracehtipdownright/bracehtipdownleft /bracehtipupright
n−i−1
,
R
n
:H
⊗n
/mapsto→H
⊗n
, R
n
= 1 +T
1
+T
1
T
2
+···+T
1
T
2
···T
n−1
,
P
n
:H
⊗n
/mapsto→H
⊗n
, P
2
=R
2
, P
n+1
= (1⊗P
n
)R
n+1
. (3)
The sequences of operators P
0
= 1
vac
,R
1
= 1 +T,P
1
= (1⊗1)(1 +T)∼=
1 +T,R
2
,...,P
n
aredefinedrecursively.Itisthesequence P
n
whichentersinto
the positivity question. The other one is only intermediate. The Hermitian inner
product/angbracketleft·,·/angbracketright
T
onT
n
(H)isthen
/angbracketleftφ,ψ/angbracketright
T
n
(H)
:=/angbracketleftϕ,P
n
ψ/angbracketright
tensor
(4)
kievarwe.tex; 12/03/2001; 3:49; p.330
324 P.JORGENSEN,D.PROSKURIN,Y. SAMOILENKO
where/angbracketleft·,·/angbracketright
tensor
is just the usual inner product on T
n
(H)induced by/angbracketleft·,·/angbracketrighton
H.Hence,weneedconditionson T:H⊗H→H⊗H whichmaketheoperators
P
n
positiveforall n.Forexample,intermsoftheseoperatorswecandescribethe
procedure of Wick ordering, i.e., the commutation formula for fixed generator a
∗
i
and anyhomogeneous polynomialin a
k
, k= 1,... ,d(see [21]).
Proposition 27. LetX∈H
⊗n
.Then
e
∗
i
⊗X=µ(e
∗
i
)R
n
X+µ(e
∗
i
)
d
/summationdisplay
k=1
T
1
T
2
···T
n
(X⊗e
k
)e
∗
k
,(5)
whereµ(e
∗
i
):T(H)/mapsto→T(H)is definedasfollows
µ(e
∗
i
)1 = 0, µ(e
∗
i
)e
i
1
⊗···⊗e
i
n
=δ
ii
1
e
i
2
⊗···⊗e
i
n
.
Forourexamples theoperator Thave thefollowingform:
E
XAMPLE
3.
Te
i
⊗e
j
=q
ij
e
j
⊗e
i
,i,j= 1,... ,d.
E
XAMPLE
4.
Te
i
⊗e
i
=µ
2
e
i
⊗e
i
Te
i
⊗e
j
=µe
j
⊗e
i
, i<j
Te
i
⊗e
j
=−(1−µ
2
)e
i
⊗e
j
+µe
j
⊗e
i
, i>j.
Note that for both examples, the operator Tsatisfies a braid condition , i.e.,
on theH
⊗3
we have
T
1
T
2
T
1
=T
2
T
1
T
2
. (6)
The operators presented above appear naturally in construction of Fock represen-
tation ofW(T). This notion is induced in the obvious way from the classical one
for CCR,however,in general,theFock spaceis notalways symmetric(see [11]).
Definition28. Therepresentation λ
0
actingonthe space T(H)by formulas
λ
0
(a
i
)e
i
1
⊗···⊗e
i
n
=e
i
⊗e
i
1
⊗···⊗e
i
n
, n∈N∪{0}
λ
0
(a
∗
i
)1
vac
= 0
where the action of λ
0
(a
∗
i
)on the monomials of degree n≥1is determined
inductivelyusing thebasicrelations, iscalledtheFock representation.
It is easy to see that λ
0
(a
i
)are the classical creation operators and λ
0
(a
∗
i
)are
twistedannihilationones.Evidentlyinthiswaywehaveconstructedarepresenta-
tionofW(T),butnotyeta∗-representation.Todoitonehastosupplythe T(H)
by theappropriateinnerproduct (see[11]). This iswhere formula(4) comes in.
kievarwe.tex; 12/03/2001; 3:49; p.331
∗-ALGEBRAS ALLOWING WICKORDERING 325
Definition 29. The Fock inner product (see [11]) is the unique semilinear
Hermitian form/angbracketleft,/angbracketright
T
onT(H)such that
/angbracketleftλ
0
(a
i
)X,Y/angbracketright
T
=/angbracketleftX,λ
0
(a
∗
i
)Y/angbracketright
T
, X,Y∈T(H).
Similarly to the definition of Fock representation, the Fock inner product on
T(H)canbecomputedinductively.Itiseasytoseethatfor X∈H
⊗m
,Y∈H
⊗n
,
n/negationslash=m,wehave/angbracketleftX,Y/angbracketright
T
= 0.Onthecomponentsofpowers 0,1,theFockinner
product concideswith thestandard one.Forany X,Y∈H
⊗n
,n≥2, wehave
/angbracketleftX,Y/angbracketright
T
=/angbracketleftX,P
n
Y/angbracketright,
which agreeswith(4) above. Theoperator P
n
=P
n
(T)aregiven in (3).
Evidently, if we want to extend the Fock representation of W(T)to the∗-
representationbyHilbert-spaceoperators,weshouldrequirethatalltheoperators
P
n
,n= 2,..., bepositive semidefinite, andthatthesubspace
I=
/circleplusdisplay
n≥2
KerP
n
determines the kernel of the Fock inner product. Consequently the Hilbert-space
structure ofthe Fock spaceemerges.
3. ThestructureoftheFock representation
In this section we present some sufficient conditions posed on the operator Tfor
the positive-definite property of the Fock inner product, and we show that the
kernel of the Fock representation is generated as a ∗-idealby the kernel of the
Fock inner product. In particular, when the Fock inner product is strictly positive
definite (i.e., when it has zero kernel), the Fock representation π
F
is faithful, i.e.,
Ker(π
F
) = 0.
There are several sufficient conditions on the operator Tfor the Fock inner
producttobepositive.Itwasshownin[10]thatforsufficientlysmallcoefficients
wehavestrictpositivityoftheFockinnerproduct.Thisresultisacorollaryofthe
stability of the universal enveloping C
∗
-algebra for the Wick algebra around the
zero basepoint(see Sec.4).
Theorem 30. If the operator Tsatisfies the norm bound /bardblT/bardbl<
√
2−1, then
P
n
>0,n≥2,where>refersto strictpositivity.
Anotherkind ofsufficientconditionispositivity ofoperator T(see[11]).
Theorem31. IfT≥0thenP
n
>0,n≥2.
In the present paper we will suppose that the operator Tsatisfies the braid
condition (6). It was shown by M. Bo
˙
zejko and R. Speicher (see [12]) that, in
kievarwe.tex; 12/03/2001; 3:49; p.332
326 P.JORGENSEN,D.PROSKURIN,Y. SAMOILENKO
this case, the operators P
n
,n≥2, have a natural description in terms of quasi-
multiplicative operator-valued mappings on the Coxeter group S
n
. The following
is a corollary of a much more general result proved in [12] for mappings on the
generalCoxetergroup.
Theorem 32. LetTsatisfy the braid condition (6)and suppose−1≤T≤1.
ThenP
n
≥0. Moreover, if/bardblT/bardbl≤1, thenP
n
>0, and the operators of the Fock
representationarebounded,i.e.,theFockrepresentationisbyboundedoperators.
(Recall,theFockrepresentationof theundeformed CCR-algebra is unbounded. )
We present a more precise version of this theorem. Namely, we give the de-
scription of kernel of P
n
in the degenerate case. As an immediate corollary of
this result we have the strict positivity of P
n
,n≥2, for braided Tsatisfying the
inequality−1<T≤1(see [4]).
Theorem 33. LetW(T)be a Wick algebra with braided operator Tsatisfying
thenormbound/bardblT/bardbl≤1. Thenfor any n≥1,
KerP
n+1
=
/summationdisplay
k+l=n−1
H
⊗
k
⊗Ker(1 +T)⊗H
⊗
l
=
n
/summationdisplay
k=1
Ker(1 +T
k
).
Letusillustrate thisresulton theexamples.
E
XAMPLE
5. Forq
ij
-CCRwe havethealternatives:
−|q
ij
|<1foranyi,j= 1,... ,d.
In thiscase−1<T < 1and theFockinnerproduct is strictlypositive.
−|q
ij
|= 1,i/negationslash=j.
Forthese valuesof parameterswe have −1≤T≤1and
Ker(1 +T) =/angbracketlefta
j
a
i
−q
ij
a
i
a
j
, i<j/angbracketright.
E
XAMPLE
6. Forthe TCCRWickalgebra, wehave −1≤T≤1,and
Ker(1 +T) =/angbracketlefta
j
a
i
−µa
i
a
j
, i<j/angbracketright.
The following proposition shows that, for algebras with braided operator T,
thekerneloftheFockrepresentationisgeneratedasa ∗-idealbythekernelofthe
Fockinner product, i.e.,
I=
/circleplusdisplay
n≥2
KerP
n
.
Proposition34. LetW(T)beaWickalgebrawithbraidedoperator Tandletthe
Fockrepresentation λ
0
bepositive (i.e.,theFockinnerproductispositivedefinite ).
Then
Kerλ
0
=I⊗T (H
∗
) +T(H)⊗I
∗
.
kievarwe.tex; 12/03/2001; 3:49; p.333
∗-ALGEBRAS ALLOWING WICKORDERING 327
Combiningthis proposition withTheorem 33,weget:
Theorem 35. LetW(T)be a Wick algebra with the braided operator T,−1≤
T≤1. Then the kernel of the Fock representation is generated as a ∗-ideal by
Ker(1 +T).
This theorem implies that, for q
ij
-CCR,|q
ij
|<1, the Fock representation is
faithful. For the TCCR Wick algebra, and for q
ij
-CCR, the kernels of the Fock
representations are generated by the families a
j
a
i
−µa
i
a
j
,i < j, anda
j
a
i
−
q
ij
a
i
a
j
,i < j, respectively; and hence the Fock representations of quotients of
these algebrasby the ∗-ideals generatedby thesefamiliesare faithful.
4. Universal bounded representation
Inthissectionwediscussuniversalenveloping C
∗
-algebrasfor q
ij
-CCRandWick
TCCR.
Let us recall that the universal C
∗
-algebra for a certain ∗-algebraAis also
called the universal bounded representation. It is the C
∗
-algebra Awith natural
homomorphism ψ:A→Asuchthat,foranyhomomorphism ϕ:A→B,where
Bis aC
∗
-algebra, there exists a unique homomorphism θ:A→Bsatisfying
θ◦ψ=ϕ. It can be obtained by the completion of A/Jwith the following
C
∗
-seminormonA:
/bardbla/bardbl= sup
π
/bardblπ(a)/bardbl,
where supis taken over all bounded representations of A, andJis the kernel of
this seminorm. Obviously this process requires that sup
π
/bardblπ(a)/bardbl<∞for any
a∈A. Note thatforourexamples thisconditionissatisfied.
Theuniversalboundedrepresentationfor q
ij
-CCRwasstudiedin[9,10].The
followingproposition follows fromthemain resultofpaper [10].
Proposition 36. LetA
{q
ij
}
be the universal enveloping C
∗
-algebra for q
ij
-CCR,
|q
ij
|<
√
2−1. Thenthereexiststhe naturalisomorphism
A
{q
ij
}
∼=A
0
,
where A
0
isaC
∗
-algebrageneratedbytheisometries s
i
,i= 1,... ,d,satisfying
s
∗
i
s
j
= 0, i/negationslash=j
i.e.,isomorphismwiththe Cuntz-Toeplitz algebra.
This impliesthatthe Fock representationof A
{q
ij
}
is faithful.
Let us consider the A
{q
ij
}
,|q
ij
|= 1, for anyi/negationslash=jandq
ii
:=q
i
,|q
i
|<1
(i.e., unimodular off-diagonal terms). In this case, we do not have stability on the
whole setof parameters(see [18]).
kievarwe.tex; 12/03/2001; 3:49; p.334
328 P.JORGENSEN,D.PROSKURIN,Y. SAMOILENKO
Proposition 37. If for anyi/negationslash=jwe have|q
ij
|= 1, then A
{q
ij
}
is isomorphic to
theC
∗
-algebra A
0,{q
i
}
generatedbyisometries {s
i
, i= 1,... ,d}satisfying
s
∗
i
s
j
=q
ij
s
j
s
∗
i
, s
j
s
i
=q
ij
s
i
s
j
, i/negationslash=j,
andtheFockrepresentationof A
{q
ij
}
is faithful.
Finally for the universal C
∗
-algebra A
µ
for the Wick TCCR, we have the
isomorphism A
µ
∼=A
0
for any−1< µ < 1, where the C
∗
-algebra A
0
is
generatedbythepartialisometries {s
i
, i= 1,... ,d}satisfying the relations
s
∗
i
s
j
=δ
ij
1−
/summationdisplay
k<i
s
k
s
∗
k
, i,j = 1,... ,d.
The Fockrepresentationof A
µ
is faithfulalso(see [19]).
A
CKNOWLEDGEMENTS
. P. J. was partially supported by the NSF under grants
DMS-9700130andINT-9722779.
References
1. L.C. Biedenharn, The quantum group SU
q
(2)and aq-analogue of the boson operators , J.
Phys. A22(1989), L873–L878.
2. I.M. Burban and A.U. Klimyk, On spectral properties of q-oscillator operators , Lett. Math.
Phys.29(1993), 13–18.
3. D.I. Fivel, Interpolation between Fermi and Bose statistics using generalized commutators ,
Phys. Rev. Lett. 65(1990), 3361–3364.
4. P.E.T. Jørgensen, D.P. Proskurin and Yu. S. Samo ˘ılenko,The kernel of Fock representations
of Wick algebras with braided operator of coefficients , accepted for publication in Pacific J.
Math., math-ph/0001011.
5. A.J.Macfarlane, Onq-analoguesofthequantumharmonicoscillatorandthequantumgroup
SU(2)
q
, J. Phys. A 22(1989), 4581–4588.
6. W. Pusz and S.L. Woronowicz, Twisted second quantization , Rep. Math. Phys. 27(1989),
251–263.
7. R.F. Werner, The free quon gas suffers Gibbs’ paradox , Phys. Rev. D (3) 48(1993), 2929–
2934.
8. M.Bo
˙
zejkoandR.Speicher, AnexampleofageneralizedBrownianmotion ,Commun.Math.
Phys.137(1991), 519–531.
9. K.DykemaandA.Nica, OntheFockrepresentationofthe q-commutationrelations ,J.Reine
Angew. Math. 440(1993), 201–212.
10. P.E.T. Jørgensen, L.M. Schmitt and R.F. Werner, q-canonical commutation relations and
stability of the Cuntzalgebra , Pacific J. Math. 165(1994), 131–151.
11. , PositiverepresentationsofgeneralcommutationrelationsallowingWickordering ,J.
Funct. Anal. 134(1995), 33–99.
12. M. Bo
˙
zejko and R. Speicher, Completely positive maps on Coxeter groups, deformed
commutation relations, and operator spaces , Math. Ann. 300(1994), 97–120.
13. W. Marcinek and R. Ralowski, On Wick algebras with braid relations , J. Math. Phys. 36
(1995), 2803–2820.
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∗-ALGEBRAS ALLOWING WICKORDERING 329
14. O.W. Greenberg, Particles with small violations of Fermi or Bose statistics , Phys. Rev. D (3)
43(1991), 4111–4129.
15. W. Marcinek, On commutation relations for quons , Rep.Math. Phys. 41(1998),155–172.
16. P.E.T. Jørgensen and R.F. Werner, Coherent states of the q-canonical commutation relations ,
Commun. Math. Phys. 164(1994), 455–471.
17. J.Cuntz, SimpleC
∗
-algebrasgeneratedbyisometries ,Commun.Math.Phys. 57(1977),173–
185.
18. D. Proskurin, Stability of a special class of q
ij
-CCR and extensions of higher-dimensional
noncommutative tori , to appear in Lett.Math. Phys.
19. D. Proskurin and Yu. Samoilenko, Stability of a C
∗
algebra associated with the TCCR ,
submitted to Algebras andRepresentation Theory.
20. V. Ostrovsky ˘ı and Yu. Samo ˘ılenko,Introduction to the Theory of Representations of Finitely
Presented∗-Algebras, I: Representations by bounded operators , The Gordon and Breach
Publishing Group, London, 1999.
21. D.P.Proskurin, HomogeneousidealsinWick ∗-algebras ,Proc.Amer.Math.Soc. 126(1998),
3371–3376.
kievarwe.tex; 12/03/2001; 3:49; p.336
kievarwe.tex; 12/03/2001; 3:49; p.337
NONSTANDARD QUANTIZATION OF THE ENEVLOPING ALGEBRA
U(so(n)) ANDITSAPPLICATIONS
A. U.KLIMYK
∗
Institutefor Theoretical Physics, Kiev,Ukraine
1. Introduction
Quantum orthogonal groups, quantum Lorentz groups and their corresponding
quantum algebras are of special interest for modern mathematical physics (see,
forexample,[1]and[2]).M.Jimbo[3]andV.Drinfeld[4]defined q-deformations
(quantumalgebras) U
q
(g)forallsimplecomplexLiealgebras gbymeansofCar-
tan subalgebras and root subspaces (see also [5] and [6]). Reshetikhin, Takhtajan
and Faddeev [7] defined quantum algebras U
q
(g)in terms of the quantum R-
matrixsatisfyingthequantumYang–Baxterequation.However,theseapproaches
donotgiveasatisfactorypresentationofthequantumalgebra U
q
(so(n,C))froma
viewpointofsomeproblemsinquantumphysicsandrepresentationtheory.When
considering representations of the quantum groups SO
q
(n+ 1)andSO
q
(n,1)
we are interested in reducing them onto the quantum subgroup SO
q
(n). This
reductionwouldgiveananalogueoftheGel’fand–Tsetlinbasisfortheserepresen-
tations. However, definitions of quantum algebras mentioned above do not allow
the inclusions U
q
(so(n+ 1,C))⊃U
q
(so(n,C))andU
q
(so
n,1
)⊃U
q
(so
n
). To
be able to exploit such reductions we have to consider q-deformations of the Lie
algebra so(n+1,C)definedintermsofthegenerators I
k,k−1
=E
k,k−1
−E
k−1,k
(whereE
is
is the matrix with elements (E
is
)
rt
=δ
ir
δ
st
)rather than by means
ofCartansubalgebrasandrootelements.Toconstructsuchdeformationswehave
to deform trilinear relations for elements I
k,k−1
instead of Serre’s relations (used
in the case of Jimbo’s quantum algebras). As a result, we obtain the associative
algebrawhichwillbedenotedas U
/prime
q
(so(n,C)).Thisq-deformationwasfirstcon-
structedin[8].Itpermitsonetoconstructthereductionsof U
/prime
q
(so(n+ 1,C)onto
U
/prime
q
(so(n,C)
.
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.338
332 A.U.KLIMYK
In the classical case, the imbedding SO(n)⊂SU(n)(and its infinitesimal
analogue)isofgreatimportancefornuclearphysicsandinthetheoryofRieman-
niansymmetricspaces.ItiswellknownthatintheframeworkofDrinfeld–Jimbo
quantumgroupsandalgebrasonecannotconstructthecorrespondingembedding.
The algebra U
/prime
q
(so(n,C))allows to define such an embedding [9], that is, it is
possible to define the embedding U
/prime
q
(so(n,C))⊂U
q
(sl
n
), whereU
q
(sl
n
)is a
Drinfeld-Jimboquantum algebra.
As a disadvantage of the algebra U
/prime
q
(so(n,C))we have to mention the diffi-
culties with Hopf algebra structure. Nevertheless, U
/prime
q
(so(n,C))turns out to be a
coidealinU
q
(sl
n
)(see[9])andthisfactallowsustoconsidertensorproductsoffi-
nitedimensionalirreduciblerepresentationsof U
/prime
q
(so(n,C))formanyinteresting
cases(see[10]for the case U
/prime
q
(so(3,C))).
For convenience, below we denote the Lie algebra so(n,C)byso
n
and the
q-deformedalgebra U
/prime
q
(so(n,C))byU
/prime
q
(so
n
).
Finite dimensional irreducible representations of the algebra U
/prime
q
(so
n
)were
constructed in [8]. The formulas of action of the generators of U
/prime
q
(so
n
)upon the
basis (which is a q-analogue of the Gel’fand–Tsetlin basis) are given there. A
proof of these formulas and some their corrections were given in [11]. However,
finite dimensional irreducible representations described in [8] and [11] are rep-
resentations of the classical type. They are q-deformations of the corresponding
irreducible representations of the Lie algebra so
n
, that is, atq→1they turn into
representations of so
n
.
The algebra U
/prime
q
(so
n
)has other classes of finite dimensional irreducible rep-
resentations which have no classical analogue. These representations are singular
at the limitq→1. They are described in [12]. Note that the description of these
representations for thealgebra U
/prime
q
(so
3
)isgiven in[10].
AsinthecaseofDrinfeld–Jimboquantumalgebras,when qisarootofunity,
then the representation theory of U
/prime
q
(so
n
)is much more rich. In this case all ir-
reducible representations of U
/prime
q
(so
n
)are finite dimensional. The corresponding
theorem is proved by means of an analogue of the Poincar ´e–Birkhoff–Witt theo-
rem forU
/prime
q
(so
n
)(this analogue was announced in [13]) and use central elements
ofthisalgebra for qa root ofunity (they arederived in[14]).
2. Theq-deformed algebra U
/prime
q
(so
n
)
The universal enveloping algebra U(so
n
)of the Lie algebra so
n
has two different
structures.ThefirstoneisdeterminedbyrootsandrootelementsoftheLiealgebra
so
n
. A deformation of U(so
n
)equipped with this structure leads to the Drinfeld–
Jimbo quantum algebra U
q
(so
n
). The second structure of U(so
n
)is related to
the basis of the Lie algebra so
n
consisting of skew-symmetric matrices. A de-
formation of U(so
n
)equipped with this structure leads to the algebra U
/prime
q
(so
n
)
considered inthispaper.
kievarwe.tex; 12/03/2001; 3:49; p.339
NONSTANDARDQUANTIZATION OF U(so(n)) 333
Inordertoobtain U
/prime
q
(so
n
)wehavetotakedeterminingrelationsforthegener-
ating elements I
21
,I
32
,···,I
n,n−1
ofU(so
n
)and to deform these relations. The
elementsI
21
,I
32
,···,I
n,n−1
belong to the basis I
ij
,i > j, of the Lie algebra
so
n
. The matrices I
ij
,i > j, are defined as I
ij
=E
ij
−E
ji
, whereE
ij
is the
matrix with entries (E
ij
)
rs
=δ
ir
δ
js
. The universal enveloping algebra U(so
n
)is
generated by a part of the basis elements I
ij
,i>j, namely, by the elements I
21
,
I
32
,···,I
n,n−1
.Theseelements satisfythe relations
I
2
i,i−1
I
i+1,i
−2I
i,i−1
I
i+1,i
I
i,i−1
+I
i+1,i
I
2
i,i−1
=−I
i+1,i
,
I
i,i−1
I
2
i+1,i
−2I
i+1,i
I
i,i−1
I
i+1,i
+I
2
i+1,i
I
i,i−1
=−I
i,i−1
,
I
i,i−1
I
j,j−1
−I
j,j−1
I
i,i−1
= 0 for|i−j|>1.
The following theoremistrue[15]for theenveloping algebra U(so
n
).
Theorem 1. The universal enveloping algebra U(so
n
)is isomorphic to the com-
plex associative algebra (with a unit element) generated by the elements I
21
,
I
32
,···,I
n,n−1
satisfying theaboverelations.
Wemakethe q-deformationoftheserelationsby 2→[2] := (q
2
−q
−2
)/(q−
q
−1
) =q+q
−1
.Asaresult,weobtainthecomplexassociativealgebragenerated
by elements I
21
,I
32
,···,I
n,n−1
satisfyingtherelations
I
2
i,i−1
I
i+1,i
−(q+q
−1
)I
i,i−1
I
i+1,i
I
i,i−1
+I
i+1,i
I
2
i,i−1
=−I
i+1,i
,(1)
I
i,i−1
I
2
i+1,i
−(q+q
−1
)I
i+1,i
I
i,i−1
I
i+1,i
+I
2
i+1,i
I
i,i−1
=−I
i,i−1
,(2)
I
i,i−1
I
j,j−1
−I
j,j−1
I
i,i−1
= 0 for|i−j|>1. (3)
This algebra was introduced by us in [8] and is denoted by U
/prime
q
(so
n
). Hereqtakes
anycomplexvalue suchthat q/negationslash= 0,±1.
Let us formulate for the algebra U
/prime
q
(so
n
)an analogue of the Poincar ´e–
Birkhoff–Witt theorem. For this we determine (see [16] and [17]) in U
/prime
q
(so
n
)
elements analogous to the matrices I
ij
,i > j, of the Lie algebra so
n
. In order
to give them we use the notation I
k,k−1
≡I
+
k,k−1
≡I
−
k,k−1
. Then fork > l + 1
we definerecursively
I
+
kl
:= [I
l+1,l
,I
k,l+1
]
q
≡q
1/2
I
l+1,l
I
k,l+1
−q
−1/2
I
k,l+1
I
l+1,l
, (4)
I
−
kl
:= [I
l+1,l
,I
k,l+1
]
q
−1
≡q
−1/2
I
l+1,l
I
k,l+1
−q
1/2
I
k,l+1
I
l+1,l
.
The elements I
+
kl
,k>l,satisfythecommutationrelations
[I
+
ln
,I
+
kl
]
q
=I
+
kn
,[I
+
kl
,I
+
kn
]
q
=I
+
ln
,[I
+
kn
,I
+
ln
]
q
=I
+
kl
fork>l>n, (5)
[I
+
kl
,I
+
nr
] = 0 for k>l>n>r andk>n>r>l, (6)
kievarwe.tex; 12/03/2001; 3:49; p.340
334 A.U.KLIMYK
[I
+
kl
,I
+
nr
]
q
= (q−q
−1
)(I
+
lr
I
+
kn
−I
+
kr
I
+
nl
) fork>n>l>r. (7)
ForI
−
kl
,k > l, the commutation relations are obtained from these relations by
replacingI
+
kl
byI
−
kl
andqbyq
−1
.
The algebra U
/prime
q
(so
n
)can be considered as an associative algebra (with unit
element) generated by I
+
kl
,1≤l < k≤n, satisfying the relations (5)–(7).
Similarly,U
/prime
q
(so
n
)is an associative algebra generated by I
−
kl
,1≤l < k≤n,
satisfying the corresponding relations. Now the Poincar ´e–Birkhoff–Witt theorem
for thealgebra U
/prime
q
(so
n
)canbeformulated asfollows.
Theorem2. Theelements
I
+
21m
21
I
+
31m
31
···I
+
n1m
n1
I
+
32m
32
I
+
42m
42
···I
+
n2m
n2
···I
+
n,n−1m
n,n−1
, m
ij
∈N,
form a basis of the algebra U
/prime
q
(so
n
). This assertion is true if I
+
ij
,i < j, are
replacedby thecorrespondingelements I
−
ij
.
The proofof thistheoremis given in [18].
3. Theembedding U
/prime
q
(so
n
)→U
q
(sl
n
)
The algebra U
/prime
q
(so
n
)can be embedded into the Drinfeld–Jimbo quantum algebra
U
q
(sl
n
)(see [9]). This quantum algebra is generated by the elements E
i
,F
i
,
K
±1
i
=q
±H
i
,i= 1,2,···,n−1,satisfyingtherelations
K
i
K
j
=K
j
K
i
, K
i
K
−1
i
=K
−1
i
K
i
= 1,
K
i
E
j
K
−1
i
=q
a
ij
E
j
, K
i
F
j
K
−1
i
=q
−a
ij
F
j
,[E
i
,F
j
] =δ
ij
K
i
−K
−1
i
q−q
−1
,
E
2
i
E
i±1
−(q+q
−1
)E
i
E
i±1
E
i
+E
i±1
E
2
i
= 0,
F
2
i
F
i±1
−(q+q
−1
)F
i
F
i±1
F
i
+F
i±1
F
2
i
= 0,
[E
i
,E
j
] = 0,[F
i
,F
j
] = 0 for|i−j|>1,
wherea
ij
are elementsof theCartanmatrixoftheLie algebra sl
n
.
Letusintroduce the elements
˜I
j,j−1
=F
j−1
−qq
−H
j−1
E
j−1
, j = 2,3,···,n,
ofU
q
(sl
n
). It is proved in [9] that there exists the algebra homomorphism ϕ:
U
/prime
q
(so
n
)→U
q
(sl
n
)uniquely determined by the relations ϕ(I
i+1,i
) = ˜I
i+1,i
,
i= 1,2,···,n−1. The following theorem states that this homomorphism is an
isomorphism.
Theorem 3. The homomorphism ϕ:U
/prime
q
(so
n
)→U
q
(sl
n
)determined by the
relationsϕ(I
i+1,i
) =˜I
i+1,i
,i= 1,2,···,n−1,isanisomorphismof U
/prime
q
(so
n
)to
U
q
(sl
n
).
kievarwe.tex; 12/03/2001; 3:49; p.341
NONSTANDARDQUANTIZATION OF U(so(n)) 335
In [16] the authors of that paper state that this homomorphism is an isomor-
phism and say that it can be proved by means of the Diamond Lemma. However,
wecouldnotrestoretheirproofandfoundanotheronein[18].Theorem3hasthe
followingimportant corollary,provedin[18]:
Corollary. Finite dimensional irreducible representations of U
/prime
q
(so
n
)separate
elements of this algebra, that is, for any a∈U
/prime
q
(so
n
)there exists a finite
dimensionalirreduciblerepresentation TofU
/prime
q
(so
n
)suchthatT(a)/negationslash= 0.
This corollary istrue for qnota rootof unityaswellas for qa root ofunity.
Problems: Wethinkthatthealgebra U
/prime
q
(so
n
)isconnectedwithsomeextensionof
the Drinfeld–Jimbo quantum algebra U
q
(so
n
). This conjecture is proved in [10]
for the case n= 3. It is shown there that there is an isomorphism ϕ:U
/prime
q
(so
3
)→
ˆU
q
(sl
2
),where ˆU
q
(sl
2
)isan extensionof the quantumalgebra U
q
(sl
2
).
4. Centralelementsof U
/prime
q
(so
n
)
Letusform theelements
J
±
k
1
,k
2
,...,k
2r
=q
∓
r(r−
1)
2
/summationdisplay
/prime
s∈S
2r
ε
q
±1
(s)I
±
k
s(2)
,k
s(1)
I
±
k
s(4)
,k
s(3)
···I
±
k
s(2r)
,k
s(2r−1)
,(8)
of the algebra U
/prime
q
(so
n
)(see [13]), where 1≤k
1
< k
2
<···< k
2r
≤nand
summationrunsoverall permutations sof indicesk
1
,k
2
,···,k
2r
such that
k
s(2)
>k
s(1)
, k
s(4)
>k
s(3)
, ... ,k
s(2r)
>k
s(2r−1)
,
k
s(2)
<k
s(4)
<...<k
s(2r)
.
The symbol ε
q
±1
(s)≡(−q
±1
)
/lscript(s)
stands for the q-analogue of Levi–Chivita an-
tisymmetric tensor, /lscript(s)means the length of permutation s. Note that in the limit
q→1both sets in (8) reduce to the set of components of rank 2rantisymmetric
tensoroperatorof Liealgebra so
n
.
Theorem4. Theelements
C
(2r)
n
=
/summationdisplay
1≤k
1
<k
2
<...<k
2r
≤n
q
k
1
+k
2
+...+k
2r
−r(n+1)
J
+
k
1
,k
2
,...,k
2r
J
−
k
1
,k
2
,...,k
2r
,(9)
wherer= 1,2,···,{n/2}({a}means the integral part of a), are Casimir ele-
ments ofU
/prime
q
(so
n
), that is, they belong to the center of this algebra. If nis even,
then the elements C
(n)+
n
≡J
+
1,2,···,n
andC
(n)−
n
≡J
−
1,2,···,n
also belong to the
centerofU
/prime
q
(so
n
).
Central elements of this theorem are found in [13]. It was conjectured in [13]
thatforqnotarootofunitythesetofcentralelements C
(2r)
n
,r= 1,2,···,{(n−
kievarwe.tex; 12/03/2001; 3:49; p.342
336 A.U.KLIMYK
1)/2}, and the element C
(n)+
n
(ifnis even) generates the center of the algebra
U
/prime
q
(so
n
).
Letusgiveexplicitlysomecentralelements.For U
/prime
q
(so
3
)andU
/prime
q
(so
4
)wehave
C
(2)
3
=q
−1
I
2
21
+I
+
31
I
−
31
+qI
2
32
=qI
2
21
+I
−
31
I
+
31
+q
−1
I
2
32
,
C
(2)
4
=q
−2
I
2
21
+I
2
32
+q
2
I
2
43
+q
−1
I
+
31
I
−
31
+qI
+
42
I
−
42
+I
+
41
I
−
41
,
C
(4)+
4
=C
(4)−
4
=q
−1
I
21
I
43
−I
+
31
I
+
42
+qI
32
I
+
41
=qI
21
I
43
−I
−
31
I
−
42
+q
−1
I
32
I
−
41
.
The quadraticcentralelement of U
/prime
q
(so
n
)isof the form
C
(2)
n
=
/summationdisplay
1≤i<j≤n
q
i+j−n−1
I
+
ji
I
−
ji
.
Ifqis a root of unity, then (as in the case of Drinfeld–Jimbo quantum alge-
bras) there exist additional central elements of U
/prime
q
(so
n
)which are given by the
followingtheorem, proved in [14]:
Theorem5. Letq
k
= 1fork∈Nandq
j
/negationslash= 1for0<j <k.Thentheelements
C
(k)
(I
+
rl
) =
{(k−1)/2}
/summationdisplay
j=0
/parenleftbigg
k−j
j
/parenrightbigg
1
k−j
/parenleftBig
i
q−q
−1
/parenrightBig
2j
I
+
rlk−2j
, r>l, (10)
where{(k−1)/2}is the integral part of the number (k−1)/2, belong to the
centerofU
/prime
q
(so
n
).
It is well-known that a Drinfeld–Jimbo algebra U
q
(g)forqa root of unity
(q
k
= 1) is a finite dimensional vector space over the center of U
q
(g). The same
assertionistrueforthealgebra U
/prime
q
(so
n
).ByTheorem5,anyelement (I
+
ij
)
s
,s≥k,
can be reduced to a linear combination of (I
+
ij
)
r
,r < k, with coefficients from
the centerCofU
/prime
q
(so
n
). Now our assertion follows from this sentence and from
Poincar´e–Birkhoff–Witt theorem for U
/prime
q
(so
n
). Using this assertion, it is proved
thefollowingtheorem[18]:
Theorem 6. Ifqis a root of unity, then any irreducible representation of U
/prime
q
(so
n
)
isfinitedimensional.
It can be proved more strong assertion: there exists a fixed positive integer rsuch
that dimension of any irreducible representation of U
/prime
q
(so
n
)atqa root of unity
does not exceed r. Of course, the number rdepends onk(recall thatkis defined
byq
k
= 1).
5. Irreducible representationsof U
/prime
q
(so
n
)
We first assume that qis not a root of unity. Then the algebra U
/prime
q
(so
n
)has two
types of irreducible finitedimensional representations:
kievarwe.tex; 12/03/2001; 3:49; p.343
NONSTANDARDQUANTIZATION OF U(so(n)) 337
(a)representationsoftheclassicaltype(at q→1theygivethecorresponding
finitedimensional irreducible representations oftheLie algebra so
n
);
(b)representationsofthenonclassicaltype(theydonotadmitthelimit q→1
since inthispoint therepresentationoperators aresingular).
Let us describe the classical type representations of the algebras U
/prime
q
(so
n
),
n≥3, which are q-deformations of the finite dimensional irreducible repre-
sentations of the Lie algebra so
n
. As in the case of irreducible representations
of the Lie algebra so
n
, they are given by sets m
n
consisting of{n/2}numbers
m
1,n
,m
2,n
,...,m
{n/2},n
(here{n/2}denotes integral part of n/2) which are all
integralor allhalf-integraland satisfythedominance conditions
m
1,2p+1
≥m
2,2p+1
≥...≥m
p,2p+1
≥0, (11)
m
1,2p
≥m
2,2p
≥...≥m
p−1,2p
≥|m
p,2p
| (12)
forn= 2p+ 1andn= 2p, respectively. These representations are denoted
byT
m
n
. For a basis in a representation space we can take the q-analogue of the
Gel’fand–Tsetlinbasiswhichisobtainedbysuccessivereductionoftherepresen-
tationT
m
n
to the subalgebras U
/prime
q
(so
n−1
),U
/prime
q
(so
n−2
),···,U
/prime
q
(so
3
),U
/prime
q
(so
2
) :=
U(so
2
). As in the classical case, its elements are labeled by Gel’fand–Tsetlin
tableaux
{ξ
n
}≡
m
n
m
n−1
...
m
2
, (13)
wherethe componentsof m
r
andm
r−1
satisfythe betweennessconditions
m
1,2p+1
≥m
1,2p
≥m
2,2p+1
≥m
2,2p
≥...≥m
p,2p+1
≥m
p,2p
≥−m
p,2p+1
,
(14)
m
1,2p
≥m
1,2p−1
≥m
2,2p
≥m
2,2p−1
≥...≥m
p−1,2p−1
≥|m
p,2p
|.(15)
The explicit formulas for the operators T
m
n
(I
j,j−1
),j= 2,3,···,n, of the
representation T
m
n
ofU
/prime
q
(so
n
)andtheirproofsare given in[11].
The representations, described above, are called representations of the classi-
caltype,sinceunderthelimit q→1theoperators T
m
n
(I
j,j−1
)turnintothecorre-
spondingoperators T
m
n
(I
j,j−1
)forirreduciblefinitedimensionalrepresentations
withhighest weights m
n
oftheLie algebra so
n
.
Let us give the explicit expressions for Casimir operators (corresponding to
the central elements, described in Theorem 4) in the classical type irreducible
representationsof U
/prime
q
(so
n
).Forthiswedefinethegeneralizedfactorialelementary
symmetric polynomials. Fixing an arbitrary sequence of complex numbers a=
(a
1
,a
2
,···), for eachr= 0,1,2,···,N, we introduce these polynomials in N
variablesz
1
,z
2
,···,z
N
bytheformula
e
r
(z
1
,z
2
,... ,z
N
|a) =
kievarwe.tex; 12/03/2001; 3:49; p.344
338 A.U.KLIMYK
=
/summationdisplay
1≤p
1
<p
2
<···<p
r
≤N
(z
p
1
−a
p
1
)(z
p
2
−a
p
2
−1
)...(z
p
r
−a
p
r
−r+1
).
BySchurLemma,Casimiroperatorsintheirreduciblefinitedimensionalrep-
resentations,characterizedbythenumbers (m
1,n
,m
2,n
,... ,m
N,n
),N={n/2},
aremultipleto theidentityoperator: T
m
n
(C
(2r)
n
) =χ
(2r)
m
n
1.
Theorem7 [13].The eigenvalueoftheoperator T
m
n
(C
(2r)
n
)is
χ
(2r)
m
n
= (−1)
r
e
r
([l
1,n
]
2
,[l
2,n
]
2
,... , [l
N,n
]
2
|a),
where a= ([/epsilon1]
2
,[/epsilon1+ 1]
2
,[/epsilon1+ 2]
2
,...),l
k,n
=m
k,n
+N−k+/epsilon1. (Here/epsilon1= 0
forn= 2Nand/epsilon1=
1
2
forn= 2N+ 1.)Ifn= 2Niseven, then
T
m
n
(C
(n)+
n
) =T
m
n
(C
(n)−
n
) =
/parenleftbig
√
−1
/parenrightbig
N
[l
1,n
][l
2,n
]...[l
N,n
]1.
The algebra U
/prime
q
(so
n
)has also irreducible finite dimensional representations
Tof nonclassical type, that is, such that the operators T(I
j,j−1
)have no clas-
sical limitq→1. They are given by sets /epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n
),/epsilon1
i
=±1,
and by sets m
n
consisting of{n/2}half-integral (but not integral) numbers
m
1,n
,m
2,n
,···,m
{n/2},n
(here{n/2}denotes the integral part of n/2) that
satisfythedominance conditions
m
1,2p+1
≥m
2,2p+1
≥...≥m
p,2p+1
≥1/2,
m
1,2p
≥m
2,2p
≥...≥m
p−1,2p
≥m
p,2p
≥1/2
forn= 2p+ 1andn= 2p, respectively. These representations are denoted by
T
/epsilon1,m
n
.
For a basis in the representation space we can use an analogue of the basis
(13).Itselements arelabeledby thetableaux
{ξ
n
}≡
m
n
m
n−1
...
m
2
,
wherethe componentsof m
2p+1
andm
2p
satisfy thebetweenness conditions
m
1,2p+1
≥m
1,2p
≥m
2,2p+1
≥m
2,2p
≥...≥m
p,2p+1
≥m
p,2p
≥1/2,
m
1,2p
≥m
1,2p−1
≥m
2,2p
≥m
2,2p−1
≥...≥m
p−1,2p−1
≥m
p,2p
.
Explicit formulas for the operator T
/epsilon1,m
n
(I
j,j−1
),j= 2,3,···,n, of the
representation T
/epsilon1,m
n
ofU
q
(so
n
)are given in[12].
Theorem 8. The representations T
/epsilon1,m
n
are irreducible. The representations
T
/epsilon1,m
n
andT
/epsilon1
/prime
,m
/primen
are pairwise nonequivalent for (/epsilon1,m
n
)/negationslash= (/epsilon1
/prime
,m
/prime
n
). For any
kievarwe.tex; 12/03/2001; 3:49; p.345
NONSTANDARDQUANTIZATION OF U(so(n)) 339
admissible (/epsilon1,m
n
)andm
/prime
n
the representations T
/epsilon1,m
n
andT
m
/primen
are pairwise
nonequivalent.
The algebra U
/prime
q
(so
n
)has non-trivial one-dimensional representations. They
are special cases of the representations of the nonclassical type. They are de-
scribed as follows. Let /epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n
),/epsilon1
i
=±1, and let m
n
=
(m
1,n
,m
2,n
,···,m
{n/2},n
) = (
1
2
,
1
2
,···,
1
2
). Then the corresponding represen-
tationsT
/epsilon1,m
n
areone-dimensional andare given by the formulas
T
/epsilon1,m
n
(I
k+1,k
)|ξ
n
/angbracketright=/epsilon1
k
+1
q
1/2
−q
−1/2
|ξ
n
/angbracketright.
Thus, to every /epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n
),/epsilon1
i
=±1, there corresponds a one-
dimensionalrepresentationof U
/prime
q
(so
n
).
Conjecture. Ifqis not a root of unity, then every irreducible finite dimensional
representation of U
/prime
q
(so
n
)is equivalent to one of the representations T
m
n
of the
classicaltype or tooneof the representations T
/epsilon1,m
n
ofthenonclassical type.
This conjecture isprovedfor thealgebra U
/prime
q
(so
3
)(see [19]).
Irreducible representations of the algebra U
/prime
q
(so
n
)forqa root of unity are
describedin[18].Forconstructionoftheseirreduciblerepresentationsof U
/prime
q
(so
n
),
it is used the method of D. Arnaudon and A. Chakrabarti [20] for construction of
irreducible representations of the quantum algebra U
q
(sl
n
)whenqis a root of
unity. Ifq
p
= 1andpis an odd integer, then there exists the series of irreducible
representationsof U
/prime
q
(so
n
)whichacton p
N
-dimensionalvectorspace(where Nis
thenumberofpositiverootsoftheLiealgebra so
n
)andaregivenby r= dim so
n
complex parameters. These representations are irreducible for generic values of
these parameters. These representations constitute the main class of irreducible
representations of U
/prime
q
(so
n
). For some special values of the representation param-
etersinC
r
therepresentationsarereducible.Thesereduciblerepresentationsgive
many other classes of (degenerate) irreducible representations which are given
by less number of parameters or by parameters, values of which cover subsets of
C
r
of Lebesgue measure 0. As in the case of irreducible representations of the
quantum algebra U
q
(sl
n
), it is difficult to enumerate all irreducible representa-
tions of these classes. However, the most important classes of these degenerate
representations can be constructed. In particular, in [18] we give 2
n−1
classes of
these representations, which are an analogue of the nonclassical type irreducible
representations of U
/prime
q
(so
n
)forqnotaroot ofunity.
kievarwe.tex; 12/03/2001; 3:49; p.346
340 A.U.KLIMYK
6. Restriction of representationsof U
q
(sl
n
)toU
/prime
q
(so
n
)
In this section we assume that qis not a root of unity. The algebra U
/prime
q
(so
n
)is
a subalgebra of the quantum algebra U
q
(sl
n
). Therefore, we may restrict irre-
duciblefinitedimensionalrepresentationsofthealgebra U
q
(sl
n
)tothesubalgebra
U
/prime
q
(so
n
). Generally speaking, such a restriction leads to reducible representations
of the subalgebra. It was proved in [16] that each irreducible finite dimensional
representation of U
q
(sl
n
)under restriction to U
/prime
q
(so
n
)decomposes into a direct
sum of irreducible representations of this subalgebra. N. Iorgov has proved (will
bepublished)thatsuchadecompositioncontainsonlyirreduciblerepresentations
of the classical type. However, explicit formula for the decomposition is known
onlyfortherestriction U
q
(sl
3
)→U
/prime
q
(so
3
).
Irreducible finite dimensional representations of U
q
(sl
3
)are given by three
integers/lscript= (l
1
,l
2
,l
3
)such thatl
1
≥l
2
≥l
3
. We denote such the representation
byR
/lscript
.Irreduciblefinitedimensionalclassicaltyperepresentationsof U
/prime
q
(so
3
)are
denotedbyT
k
, wherekis anonnegativeintegralor half-integralnumber.
In order to find which irreducible representations of U
/prime
q
(so
3
)are contained in
the decomposition of R
/lscript
↓
U
/primeq
(so
3
)
we split in [21] the spectrum SpecR
/lscript
(I
21
)of
therepresentationoperator R
/lscript
(I
21
)intospectraofoperators T
k
(I
21
)ofirreducible
representations T
k
ofU
/prime
q
(so
3
). (It is proved in [21] that such splitting is unique.)
As a result,we havethat
R
/lscript
↓
U
/primeq
(so
3
)
=
/summationdisplay
s/primes+l
2
−l
3
/summationdisplay
k=s
T
k
ifl
1
−l
2
is oddand
R
/lscript
↓
U
/primeq
(so
3
)
=
/summationdisplay
s/primes+l
2
−l
3
/summationdisplay
k=s
T
k
⊕
/summationdisplay
r/prime
T
r
ifl
1
−l
2
iseven,where
/summationtext
/prime
s
meansthesummationoverthevalues l
1
−l
2
,l
1
−l
2
−
2,l
1
−l
2
−4,···,1 (or 2)and the last sum
/summationtext
/prime
r
is over the values l
2
−l
3
,l
2
−
l
3
−2,l
2
−l
3
−4,···,0 (or 1).Notethatthesedecompositionscoincidewiththe
corresponding decompositionsfor the reduction SU(3)→SO(3).
7. Applications
There are the following main applications of the algebra U
/prime
q
(so
n
)and its irre-
duciblerepresentations:
1.Thetheoryoforthogonalpolynomialsandspecialfunctions(especially,the
theory ofq-orthogonal polynomials and basic hypergeometric functions). This
kievarwe.tex; 12/03/2001; 3:49; p.347
NONSTANDARDQUANTIZATION OF U(so(n)) 341
directionisnotgoodworkedout.Someideasofsuchapplicationscanbefoundin
[22].
2.Thealgebra U
/prime
q
(so
n
)(espesiallyitsparticularcase U
/prime
q
(so
3
))isrelatedtothe
algebra of observables in 2+1 quantum gravity on the Riemmanian surfaces (see
thepapers[23]–[25]).
3. Aq-analogue of the Riemannian symmetric space SU(n)/SO(n)is con-
structed by means of the algebra U
/prime
q
(so
n
). This construction is fulfilled in the
paper [9].
4. Aq-analogue of the theory of harmonic polynomials ( q-harmonic polyno-
mials on quantum vector space R
n
q
) is constructed by using the algebra U
/prime
q
(so
n
).
In particular, a q-analogue of different separations of variables for the q-Laplace
operator is given by means of this algebra and its subalgebras. This theory is
containedin the papers[16] and[26].
5. The algebra U
/prime
q
(so
n
)also appear in the theory of links in the algebraic
topology(see[27]).
Acknowledgment
The research contained in this paper was supported in part by Award No. UP1-
2115 of the Civilian Research and Development Foundation for the Independent
Statesof theFormerSovietUnion (CRDF).
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kievarwe.tex; 12/03/2001; 3:49; p.349
CAN THE CABIBBOMIXING ORIGINATEFROM
NONCOMMUTATIVEEXTRADIMENSIONS?
ALEXANDRE GAVRILIK
∗
BogolyubovInstitutefor TheoreticalPhysics,Kiev, Ukraine
Abstract. Treatinghadronicflavorsymmetrieswithquantumalgebras U
q
(su
n
)leadstointeresting
consequences such as: new mass sum rules for hadrons 1
−
,
1
2+
,
3
2+
of improved accuracy; possi-
bilitytolabeldifferentflavorstopologically-bytoruswindingnumber;properlyfixeddeformation
parameterqin case of baryons is linked in a simplest way to the Cabibbo angle θ
C
, that suggests
forθ
C
the exact value
π
14
. In this connection, we discuss the possibility that this angle and the
Cabibbo mixing as a whole take its origin in noncommutativity of some additional, with regard to
3+1, space-time dimensions.
1. Introduction
The problem of fermion flavors, mixings and masses (see e.g., [1]) belongs to
most puzzling ones in particle physics. The Cabibbo mixing first introduced for
three lightest flavors in the context of weak decays [2] involves the angle θ
C
.
Importanceofthisconceptwasfurtherconfirmedafteritsgeneralizationtomixing
of 3 families [3]. Due to Wolfenstein parametrization [4] of CKM matrix, the
Cabibbo angle now plays a prominent role: not only CKM matrix elements V
ij
,
but also the quark (and even lepton) mass ratios are often expressed as powers
of small parameter λ= sinθ
C
≈0.22. No doubt, it is necessary to know the
value ofλas precise as possible. In this respect, the main bonus of our approach
to flavor symmetries, based on quantum algebras, is that it suggests theoretically
motivated exact value for θ
C
, namely,θ
C
=
π
14
. As further implication, it leads
us to a conjecture of possible noncommutative-geometric origin of the Cabibbo
mixing, and our aim here is to argue this may indeed be the case. Below, when
treatingbaryonmasses,werestrictourselveswith4flavorsincludingu-,d-,s-,and
c-quarks.Basictooloftheapproachusedistherepresentationtheoryofquantum
algebras [5] U
q
(su
n
)adopted, instead of conventional SU(n), to describe flavor
symmetries classifyinghadronsinto
multiplets.
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.350
344 A.GAVRILIK
2. Vectormeson masses: q-deformationreplaces (singlet) mixing
We use
1
Gelfand-Tsetlin basis vectors for meson states from (n
2
−1)-plet of
’n-flavor’U
q
(u
n
)embedded into{(n+1)
2
−1}-plet of ’dynamical’ U
q
(u
n+1
);
construct mass operator ˆM
n
invariant under the ’isospin+hypercharge’ q-algebra
U
q
(u
2
)from generators of ’dynamical’ algebra U
q
(u
n+1
)(e.g., ˆM
3
=M
0
1+
γ
3
A
34
A
43
+δ
3
A
43
A
34
); calculate the expressions for masses m
V
i
≡/angbracketleftV
i
|ˆM
3
|V
i
/angbracketright
- these involve symmetry breaking parameters γ
3
, δ
3
and theq-parameter. In
particular,for n= 3weobtain
m
ρ
=M
o
, m
K
∗
=M
o
−γ
3
, m
ω
8
=M
o
−2[2]
q
[3]
q
γ
3
,(1)
where [x]
q
≡
q
x
−q
−
x
q−q
−1
istheq-numberthat’deforms’anumber xand,tohaveequal
masses for particles and their anti’s, δ
3
=γ
3
was set.q-Dependence appears only
inthemassof ω
8
(isosingletin U
q
(su
3
)-octet).Excluding M
0
,γ
3
,theq-analogof
Gell–Mann -Okubo(GMO) relation is[8]:
m
ω
8
+
/parenleftbigg
2[2]
q
[3]
q
−1
/parenrightbigg
m
ρ
= 2[2]
q
[3]
q
m
K
∗
. (2)
In the limitq= 1(i.e., at
[2]
[3]
=
2
3
), this reduces to usual GMO formula 3m
ω
8
+
m
ρ
= 4m
K
∗
which needssinglet mixing[9].However, italso yields
m
ω
8
+m
ρ
= 2m
K
∗
ifq=e
iπ/5
(then,[2]
q
= [3]
q
).(3)
Withm
ω
8
≡m
φ
, and no mixing, eq.(3) coincides with nonet mass formula of
Okubo[10]agreeing ideallywithdata [11].
For3≤n≤6mass operator is constructed analogously. Again, calcula-
tions show: only isosinglets ω
15
,ω
24
,ω
35
of(n
2
−1)-plets ofU
q
(u
n
)contain
q-dependence.As result,we get the q-deformedmass relations [8,6,7]:
[n]
(q)
m
ω
n2−1
+ (b
n;q
+ 2n−4)m
ρ
= 2m
D
∗n
+ (c
n;q
+ 2)
n−1
/summationdisplay
r=3
m
D
∗r
,(4)
b
n;q
≡nc
n;q
−6 [n]
2
(q)
+
/parenleftbigg
24
[2]
q
−1
/parenrightbigg
[n]
(q)
, c
n;q
≡2 [n]
2
(q)
−
8
[2]
q
[n]
(q)
,
where [n]
(q)
≡[n]
q
/[n−1]
q
. Then, natural fixation by setting [n]
q
= [n−1]
q
,
n= 4,5,6,leadstothehigheranalogs ofOkubo’ssum rule:
m
ω
15
+ (5−8/[2]
q
4
)m
ρ
= 2m
D
∗
+ (4−8/[2]
q
4
)m
K
∗
(5)
1
For more detailsconcerning this approach see refs.[6, 7, 13].
kievarwe.tex; 12/03/2001; 3:49; p.351
CABIBBO MIXINGFROM EXTRA DIMENSIONS? 345
m
ω
24
+ (9−16/[2]
q
5
)m
ρ
= 2m
D
b∗
+ (4−8/[2]
q
5
)(m
D
∗
+m
K
∗
)
(6)
m
ω
35
+ (13−24/[2]
q
6
)m
ρ
= 2m
D
t∗
+ (4−8/[2]
q
6
)(m
D
b∗
+m
D
∗
+m
K
∗
).
(7)
Hereq
n
=e
iπ/(2n−1)
are the values that solve eqns. [n]
q
−[n−1]
q
= 0. Like in
the case with m
ω
8
≡m
φ
,it is meant in (5)-(7) that J/ψis put in place of ω
15
,Υ
inplaceofω
24
,toponium in placeof ω
35
(i.e.,no
mixing!).
Theq-polynomials [n]
q
−[n−1]
q
havea topologicalmeaning.
3. Torusknotsandtopological labellingof flavors
Polynomials [n]
q
−[n−1]
q
≡P
n
(q),by their roots, reduce q-analogs (2), (4) to
realistic mass sum rules (MSR) (3), (5)-(7). And, due to property (i)P
n
(q) =
P
n
(q
−1
),(ii)P
n
(1) = 1,they coincide [8, 7] with such knot invariants as
Alexanderpolynomials ∆(q){(2n−1)
1
}of(2n−1)
1
-torus knots.E.g.,
[3]
q
−[2]
q
=q
2
+q
−2
−q−q
−1
+ 1≡∆(q){5
1
},
[4]
q
−[3]
q
=q
3
+q
−3
−q
2
−q
−2
+q+q
−1
−1≡∆(q){7
1
}
correspond to the 5
1
- and 7
1
-knots. Since the q-deuce in (4) can be linked to the
trefoil (or 3
1
-) knot: [2]
q
−1 =q+q
−1
−1≡∆(q){3
1
},all theq-dependence
inmassesof ω
n
2
−1
andincoefficientsin(2),(4)isexpressiblethroughAlexander
polynomials.Namely,
[3]
q
[2]
q
= 1 +
∆{5
1
}
[2]
q
= 1 +
∆{5
1
}
∆{3
1
}+1
,
[n]
q
[n−1]
q
= 1 +∆{(2n−1)
1
}
[n−1]
q
= 1 +∆{(2n−1)
1
}
1 +
/summationtext
n−1
r=2
∆{(2r−1)
1
}, n= 4,5,6.
(8)
Thevaluesq
n
arethusrootsofrespectiveAlexanderpolynomials.Foreach n,the
’senior’ (numerator) polynomial in
[3]
q
[2]
q
and (8) is specified: by its root, it ’singles
out’ thecorrespondingMSR from q-deformedanalog.
Thus,theq-parameterforeach nisfixedinarigidwayasaroot q
n
of∆{(2n−
1)
1
},contrarytothechoiceof qbyfittinginotherphenomenologicalapplications
[12].Moreover,usingflavor q-algebrasalongwith’dynamical’ q-algebrasaccord-
ingtoU
q
(u
n
)⊂U
q
(u
n+1
),wegain:thetorusknots 5
1
,7
1
,9
1
,11
1
areputinto
correspondence [6, 7] with vector quarkonia s¯s,c¯c,b¯b, andt¯trespectively. In a
sense,thepolynomial P
n
(q)≡[n]
q
−[n−1]
q
byitsrootq(n)
determinesthevalue
ofq(deformation strength) for each nand thus serves as defining polynomial
kievarwe.tex; 12/03/2001; 3:49; p.352
346 A.GAVRILIK
for the MSR/quarkonium/flavor corresponding to n. Hence, the applying of q-
algebras suggests a possibility of topological labeling of flavors : fixed number n
corresponds to 2n−1overcrossings of 2-strand braids whose closure gives these
(2n−1)
1
-torus knots. With the form (2n−1,2)of same torus knots this means
the correspondence n↔w≡2n−1, wbeing the winding number around tube
oftorus(winding number aroundhole is2).
4. Defining q-polynomials foroctet baryonmasssum rules
Analogous scheme was applied to baryons
1
2+
too. Excluding undetermined con-
stantsM
0
,α,βfrom final obtained expressions for M
N
,M
Ξ
,M
Λ
,M
Σ
leads to
theq-deformedmass relations(MRs)oftheform [6, 7, 13]
[2]M
N
+
[2]
[2]−1M
Ξ
= [3]M
Λ
+
/parenleftbigg
[2]
2
[2]−1−[3]
/parenrightbigg
M
Σ
+A
q
B
q
/parenleftBig
M
Ξ
+ [2]M
N
−[2]M
Σ
−M
Λ
/parenrightBig
(9)
whereA
q
andB
q
are certain polynomials of [2]
q
with non-overlapping sets of
zeros. It is important that different dynamical representations produce differing
pairsA
q
,B
q
. AnyA
q
possesses the factor ([2]
q
−2)and thus the ’classical’ zero
q= 1. In the limit q= 1eachq-deformed mass relation reduces to the standard
GMO sum rule M
N
+M
Ξ
=
1
2
M
Σ
+
3
2
M
Λ
for octet baryons (its accuracy is
0.58%). At some values of qwhich are zeros of particular A
q
other thanq= 1,
we obtain MSRs which hold with better accuracy than the GMO one. The two
newMSRs
q=e
iπ/6
⇒M
N
+1+
√
3
2M
Ξ
=
2
√
3M
Λ
+9−
√
3
6M
Σ
(0.22%)(10)
q=e
iπ/7
⇒M
N
+
1
[2]
q
7
−1M
Ξ
=
1
[2]
q
7
−1M
Λ
+M
Σ
(0.07%)(11)
result[6,7,13]fromtwodifferentdynamicalrepresentations D
(1)
andD
(2)
whose
respective polynomials A
(1)
q
andA
(2)
q
possess zeros q=e
iπ/6
andq=e
iπ/7
. The
choice with q=e
iπ/7
turnsoutto bethe bestpossibleone.
2
The sum rule (10) was first derived [6] from a specific dynamical representa-
tion(irrep)D
(1)
ofU
q
(u
4,1
).However,the’compact’dynamical U
q
(u
5
)isequally
wellsuited.Amongtheadmissibledynamicalirrepsthereexistanentireseries
of
2
In sec. 8 we arguethat this value of qis linkedto theCabibboangle: θ
8
=
π
7
=2θ
C
.
kievarwe.tex; 12/03/2001; 3:49; p.353
CABIBBO MIXINGFROM EXTRA DIMENSIONS? 347
irreps (numbered by integer m,6≤m <∞) which produce the corresponding
infinitesetofMSRs:
M
N
+
1
[2]
q
m
−1M
Ξ
=[3]
q
m
[2]
q
m
M
Λ
+
/parenleftBig
[2]
q
m
[2]
q
m
−1−[3]
q
m
[2]
q
m
/parenrightBig
M
Σ
(12)
withq
m
=e
iπ/m
.Each of these shows better agreement with data than the clas-
sical GMO one. Few of them, including the MSRs (10), (11) and the ’classical’
GMO whichcorresponds to q
∞
= 1,areshownin the
table.
θ=
π
m
(RHS−LHS),M
eV
|RHS−LHS
|
RHS
,
%
π/
∞
26.2
0.58
π/
30
25.42
0.56
π/
12
20.2
0.44
π/
8
10.39
0.23
π/
7
3.26
0.07
π/
6
-10.47
0.22
Comparing (12) with (9) shows that the vanishing of
A
q
B
q
is crucial for obtaining
this discrete set of MSRs and for providing a kind of ’discrete fitting’. Hence, A
q
serves as definingpolynomial for the correspondingMSR.
Since [2]
q
7
=q
7
+
1
q
7
= 2 cos
π
7
,the MSR(11)takes the equivalentform
M
Ξ
−M
N
+M
Σ
−M
Λ
= (2 cos
π
7)(M
Σ
−M
N
) (13)
which exhibits somesimilarity with decuplet massformula given below.
5. Decuplet baryons: universal q-deformedmass relation
In the case of SU(3)-decuplet baryons
3
2+
, the convensional 1st order symmetry
breakingyields[9]equalspacingrule(ESR)forisopletmembersin 10-plet.Em-
piricaldatashowfor M
Σ
∗
−M
∆
,M
Ξ
∗
−M
Σ
∗
andM
Ω
−M
Ξ
∗
noticeabledeviation
from ESR: 152.6MeV↔148.8MeV↔139.0MeV. Use of the q-algebras
U
q
(su
n
)instead ofSU(n)provides natural improvement. From evaluations of
decuplet masses in two particular irreps of the dynamical algebra U
q
(u
4,1
), the
q-deformedmassrelation
(1/[2]
q
)(M
Σ
∗
−M
∆
+M
Ω
−M
Ξ
∗
) =M
Ξ
∗
−M
Σ
∗
, [2]
q
≡q+q
−1
,
(14)
was derived [14]. As proven there, this mass relation is univ
ersal - it results from
each admissible irrep (which contains U
q
(su
3
)-decuplet embedded in 20-plet of
kievarwe.tex; 12/03/2001; 3:49; p.354
348 A.GAVRILIK
U
q
(su
4
)) of the dynamical U
q
(u
4,1
). With empirical masses [11], the formula
(14) is successful if [2]
q
/similarequal1.96.Pure phase q=e
iθ
(or[2]
q
= 2 cosθ) with
θ=θ
10
/similarequal
π
14
provides excellent agreement with data (below, we argue that
θ
10
=θ
C
).Notice a similarityofeq.(14)with the MR
(1/2)(M
Σ
∗
−M
∆
+M
Ω
−M
Ξ
∗
) =M
Ξ
∗
−M
Σ
∗
(15)
obtained earlier in diverse contexts [15]: by tensor method, in additive quark
model with general pair interaction, in a diquark–quark model, in modern chi-
ral perturbation theory. Such model-independence of (15) stems because each of
these approachesaccounts 1st and2nd
order ofSU(3)-breaking.
Theq-deformed MSR (14) is universal even in a wider sense: it results
from admissible irreps (containing U
q
(su
4
)20-plet) of both U
q
(su
4,1
)and the
’compact’ dynamical U
q
(su
5
). Say, within a dynamical irrep {4000}ofU
q
(su
5
)
calculation yields: M
∆
=M
10
+β, M
Σ
∗
=M
10
+ [2]β+α, M
Ξ
∗
=
M
10
+ [3]β+ [2]α, M
Ω
=M
10
+ [4]β+ [3]α,from which (14) stems. On
theother hand,thesefourmassescanbe comprisedby single formula
M
D
i
=M
/parenleftbig
Y(D
i
)
/parenrightbig
=M
10
+α[1−Y(D
i
)] +β[2−Y(D
i
)](16)
with explicit dependence on Y(hypercharge). If q= 1, this reduces to M
D
i
=
˜M
10
+aY(D
i
),i.e.,lineardependenceonhypercharge Y(orstrangeness)where
a=−α−β,˜M
10
=M
10
+α+ 2β.
6. Nonpolynomial SU(3)-breakingeffectsin baryon masses
Formula (16) involves highly nonlinear dependence of mass on hypercharge (it is
Ythat causesSU(3)-breaking for decuplet). Since for q-number [N]we have
[N] =q
N−1
+q
N−3
+...+q
−N+3
+q
−N+1
(Nterms) this shows expo-
nentialY-dependence of masses. Such high nonlinearity makes (14) and (16)
radically different from the abovementioned result (15) of traditional treatment
that accounts foreffectslinear andquadraticin Y.
For octet baryon masses, high nonlinearity ( nonpolynomiality ) inSU(3)-
breaking effectively accounted by the model was demonstrated in [13]. For this,
the expressions for (isoplet members of) octet masses with explicit dependence
on hypercharge Yand isospinI, throughI(I+ 1), are used. The typical matrix
element(µ
1
,µ
2
are functions ofirrep labels m
15
,m
55
):
/angbracketleftB
i
|A
34
A
45
A
54
A
43
|B
i
/angbracketright= [2]
−1
[3]
−1
/parenleftBig
[Y/2][Y/2+1]−[I][I+1]
/parenrightBig
µ
1
(m
15
,m
55
)
−[2]
−1
[5]
−1
/parenleftBig
[Y/2−1][Y/2−2]−[I][I+ 1]
/parenrightBig
µ
2
(m
15
,m
55
),
kievarwe.tex; 12/03/2001; 3:49; p.355
CABIBBO MIXINGFROM EXTRA DIMENSIONS? 349
contributingtooctetbaryonmasses,illustratesthedependence.Fromdefinitionof
q-bracket [n] =
sin(nh
)
sin(h)
,q=exp(ih), it is clearly seen that baryon masses depend
on hypercharge Yand isospin I(hence, onSU(3)-breaking effects) in highly
nonlinear- nonpolynomial -fashion.
Theabilitytotakeintoaccounthighlynontrivialsymmetrybreakingeffectsby
applyingq-analogsU
q
(su
n
)of flavor symmetries is much alike the fact demon-
stratedin[16]that,byexploitingappropriate freeq-deformedstructureoneisable
to efficiently study the properties of (undeformed) quantum-mechanical systems
withcomplicatedinteractions.
7. Touseornot tousetheHopf-algebrastructure
An alternative, as regards (9), version of q-deformed analog can be derived [13]
using for the symmetry breaking part of mass operator a component of q-tensor
operator - this clearly implies [17] the Hopf algebra structure (comultiplication,
antipode) of the U
q
(su
n
)quantum algebras. Let us briefly discuss such version.
We useq-tensor operators (V
1
,V
2
,V
3
)resp. (V
¯1
,V
¯2
,V
¯3
)formed from elements
ofU
q
(su
4
)and transforming as 3resp.3
∗
under the adjoint action of U
q
(su
3
).
WithH
1
,H
2
as Cartan elements and with notation [X,Y ]
q
≡XY−qYX, the
components (V
1
,V
2
,V
3
)read
V
1
= [E
+
1
,[E
+
2
,E
+
3
]
q
]
q
q
−H
1
/3−H
2
/6
, V
2
= [E
+
2
,E
+
3
]
q
q
H
1
/6−H
2
/6
,
V
3
=E
+
3
q
H
1
/6+H
2
/3
, (17)
and similarlyfor (V
¯1
,V
¯2
,V
¯3
)(see [13]),of whichwehereonly give
V
¯3
=q
H
1
/6+H
2
/3
E
−
3
. (18)
Clearly,U
q
(su
3
)is broken to U
q
(su
2
). Like in the nondeformed case of su(3)
brokento its isospinsubalgebra su(2),theformofmass operator is
ˆM=ˆM
0
+ˆM
8
(19)
where ˆM
0
isU
q
(su
3
)-invariant and ˆM
8
transforms as I= 0,Y= 0component
of tensor operator of 8-irrep ofU
q
(su
3
).If|B
i
/angbracketrightis a basis vector of carrier space
of8which corresponds to some baryon B
i
, the mass of B
i
is given byM
B
i
=
/angbracketleftB
i
|ˆM|B
i
/angbracketright.Theirrep 8occurstwiceinthedecompositionof 8⊗8.This,andthe
Wigner-Eckarttheoremfor U
q
(su
n
)[18]appliedto q-tensoroperatorsunderirrep
8ofU
q
(su
3
),leadtothemassoperatoroftheform ˆM=M
0
1+αV
(1)
8
+βV
(2)
8
and thusto
M
B
i
=/angbracketleftB
i
|(M
0
1+αV
(1)
8
+βV
(2)
8
)|B
i
/angbracketright (20)
kievarwe.tex; 12/03/2001; 3:49; p.356
350 A.GAVRILIK
whereV
(1)
8
andV
(2)
8
are two dictinct tensor operators which both transform as
I=0,Y=0componentofirrep 8ofU
q
(su
3
);M
0
,α,β-undeterminedconstants
depending on details of dynamics. From 3⊗3
∗
=1⊕8,3
∗
⊗3=1⊕8it
is seen that the operators V
3
V
¯3
andV
¯3
V
3
from (17),(18) are just the isosinglets
needed in eq.(20). As result, mass operator in (20) with redefined M
0
,α,βis
ˆM=M
0
1+αV
3
V
¯3
+βV
¯3
V
3
,or
ˆM=M
0
1+αE
+
3
E
−
3
q
Y
+βE
−
3
E
+
3
q
Y
(21)
whereY= (H
1
+ 2H
2
)/3is hypercharge. Matrix elements (20) with ˆMfrom
(21)areevaluatedbyembedding 8inaparticularrepresentationof U
q
(su
4
).Say,
if one takes the adjoint 15ofU
q
(su
4
), the evaluation of baryon masses yields:
M
N
=M
0
+βq, M
Σ
=M
0
, M
Λ
=M
0
+
[2]
[3]
(α+β), M
Ξ
=M
0
+αq
−1
.
ExcludingM
0
,αandβ, wefinallyobtain
[3]M
Λ
+M
Σ
= [2](q
−1
M
N
+qM
Ξ
). (22)
This alternative q-analog of octet mass relation looks much simpler than the for-
merq-analog(9).Thissame q-relation(22)resultsfromembedding 8inanyother
admissible dynamical representation. What concerns empirical validity [11] of
(22), there is no other way to fix the q-parameter as by usual fitting (for each
of the values q
1,2
=±1.035,q
3,4
=±0.903
√−1, theq-MR (22) indeed holds
within experimental uncertainty). This is in sharp contrast with the q-analogs (9)
for which there exists an appealing possibility to fix qin a rigid way by zeros of
relevantpolynomial A
q
.
Summarizingweshouldstressthat,althoughtheuseofHopf-algebrastructure
leads to simple and mathematically appealing result eq.(22), from the physical
(phenomenological) viewpoint the version (9) of q-analog obtained by apply-
ing only the tools of representation theory of quantum algebras and not strictly
q-covariant symmetry breaking part in mass operator, provides much more inter-
estingresults.Amongtheseisthedegeneracyliftingandthepossibilitytochoose
among a variety of dynamical representations, defining polynomials and, thus,
within discrete set of viable mass sum rules. That led us to the best MSR (11) (or
(13))foroctetbaryons.
8. On the connection:deformation parameter ↔Cabibbo angle
In 3-flavor case of vector mesons, the deformation angle
π
5
that determines φ-
meson in (3) coincides remarkably with ω-φmixing angle (known [11] to be
θ
ωφ
= 36
◦
) of traditional SU(3)-based scheme. In other words, the concept of
q-deformedflavor symmetries isclosely related with the issueof singlet mixing.
Forpseudoscalar(PS) mesons,the generalization [19]ofGMO-formula
f
2
π
m
2
π
+ 3f
2
η
m
2
η
= 4f
2
K
m
2
K
with 1/f
2
π
+ 3/f
2
η
= 4/f
2
K
,(23)
kievarwe.tex; 12/03/2001; 3:49; p.357
CABIBBO MIXINGFROM EXTRA DIMENSIONS? 351
involvesdecay constantsascoefficients. Presentedin the equivalent form
3
m
2
π
+9f
2
K
/f
2
π
4−f
2
K
/f
2π
m
2
η
= 4f
2
K
f
2π
m
2
K
, (24)
itistobecomparedwithour q-analog(2)ofGMOrewrittenforPSmesons(with
massessquared), namely
m
2
π
+
[3]
2[2]−[3]m
2
η
8
=
2[2]
2[2]−[3]m
2
K
. (25)
Without singlet mixing, it is satisfied for (the mass of) physicalη-meson put
insteadofη
8
at properly fixed q=q
PS
,andjustthisis meant below.
Thetwogeneralizations(24)resp.(25)yieldthestandardGMOmassformula
in the corresponding limit of single parameter,
f
K
f
π
→1resp.q→1. Moreover,
thefollowingidentificationisvalid:
f
2
K
f
2π
←→
1
2
[2]
2[2]−[3],3f
2
K
/f
2
π
4−f
2
K
/f
2π
←→
1
3
[3]
2[2]−[3],(26)
fromwhich,using [3]
q
= [2]
2
q
−1, weget
[2]
±
= 1−ξ
π,K
±
/radicalBig/parenleftbig
1−ξ
π,K
/parenrightbig
2
+ 1, ξ
π,K
≡(4f
2
K
/f
2
π
)
−1
.(27)
The ratiof
K
/f
π
is related to the Cabibbo angle. This is evident either from the
formula(see [20]): tan
2
θ
C
=
m
2
π
m
2
K
/bracketleftBig
f
K
f
π
−
m
2
π
m
2
K
/bracketrightBig
−1
,or from the formula
Γ
K→
µν
Γ
π→µν
= (tanθ
C
)
2
f
2
K
f
2π
M
K
M
π
/parenleftBigg
1−(M
µ
/M
K
)
2
1−(M
µ
/M
π
)
2
/parenrightBigg
2
for the ratio of weak decay rates usually applied to determine [21, 11] f
K
/f
π
in
termsoftheCabibboangle,withknownempiricaldataondecayratesandmasses.
Thus, the value of f
K
/f
π
is expressible through θ
C
. Together with (26), (27) this
implies: within our scheme, the (realistic value q
PS
of)deformation parameter is
directlyconnected with the Cabibbo angle .
Similarconclusioncanbearrivedatinanother,moregeneralcontext.In[22],
theq-deformed lagrangian for gauge fields of the Weinberg - Salam (WS) model
invariantunderthequantum-groupvaluedgaugetransformationswasconstructed.
The obtainedformula[22]
F
0
µν
= Tr
q
(F
µν
) [2(q
2
+q
−2
)]
−1/2
=B
µν
cosθ+F
3
µν
sinθ,
(28)
3
Note that having used the additional constraint in (23) we are led to the single dimensionless
quantity
f
K
f
π
involvedinthe multipliers of masses.
kievarwe.tex; 12/03/2001; 3:49; p.358
352 A.GAVRILIK
F
3
µν
=∂
µ
A
3
ν
−∂
ν
A
3
µ
+ ie
ab3
(A
a
µ
A
b
ν
−A
a
ν
A
b
µ
) + [A
3
µ
,B
ν
]−[A
3
ν
,B
µ
],
B
µν
=∂
µ
B
ν
−∂
ν
B
µ
+ [B
µ
,B
ν
] + [A
a
µ
,A
a
ν
]
where
tanθ= (1−q
2
)/(1 +q
2
), (29)
exhibits a mixing of the U(1)-component B
µ
with nonabelian components A
a
µ
(the third one). Introducing the new potentials ˜A
µ
=B
µ
cosθ+A
3
µ
sinθ,
Z
µ
=−B
µ
sinθ+A
3
µ
cosθyields nothing but definition of physical photon
˜A
µ
andZ-boson of WS model, where θcoincides with the Weinberg angle,
θ=θ
W
. Since atθ= 0the potentials B
µ
andA
3
µ
get completely unmixed
whereas nonzero θ(i.e., nontrivial q-deformation) provides proper mixing as a
characteristic feature of the WS model, it is thus seen that the weak mixing is
adequately modelled by the q-deformation . Moreover, formula analogous to (29),
i.e.,tanθ
W
=q
/radicalbig
[4]/([2][3]) [1/2] [3/2],was obtained [23] within somewhat
different approachto q-deforming the standardmodel.
Hence,theq-deformationrealizespropermixinginthesectorofgaugefields,
thus providing explicit connection between the weak angle and the deformation
parameterq.
Ontheother hand,therelation found in[24],namely
θ
W
= 2(θ
12
+θ
23
+θ
13
), (30)
connectsθ
W
withtheCabibboangle θ
12
≡θ
C
(andtwootherKobayashi-Maskawa
anglesθ
13
,θ
23
;aswedealwithtwolightestfamilies,wehavetodiscard θ
13
,θ
23
).
The importance of (30) consists in that it links two apparently different mixings:
oneinvolvedin bosonic(interaction)sector,theotherin fermionic (matter)sector
oftheelectroweakstandard model.
Combining (29) and (30) ( θ
23
,θ
13
omitted) we conclude: the Cabibbo angle
should be connected with theq-parameter of a quantum-group (or quantum-
algebra) basedstructureappliedin thefermion
sector.
It remains to recall that all our treatment in secs.4-7 using the q-algebras
U
q
(su
n
)concerned just the fermion sector although at the level of baryons as 3-
quarkboundstatesoffundamentalfermions.Hence,itisnaturaltoassertthatthere
exists direct connection of the q-parameter involved in (13), (14) with fermion
mixing angle. Setting θ
10
=g(θ
C
)andθ
8
=h(θ
C
)we find for the functions
g(θ
C
)andh(θ
C
)remarkably simpleexplicit form:
θ
10
=θ
C
, θ
8
= 2θ
C
. (31)
Withθ
8
=
π
7
(see(11)) this suggests forCabibbo angle the exactvalue
π
14
.
kievarwe.tex; 12/03/2001; 3:49; p.359
CABIBBO MIXINGFROM EXTRA DIMENSIONS? 353
9. Discussion
Quantum groups and their Hopf dual counterpart - quantum universal envelop-
ing algebras (QUEA) incorporate transformation/covariance properties of related
quantum vector spaces [25]. In the context of quantum homogeneous spaces (see
e.g., [26]) the corresponding quantum groups act (say, on their noncommuting
’coordinates’)inanonlinearway,asitwasexemplified[27]withquantum CP
qn
.
Both quantum groups and their dual QUEA provide necessary tools in construct-
ing[28,17]covariantdifferentialcalculiandparticularnoncommutativegeometry
on quantum spaces.
In the case at hand the internalsymmetries, underlying our treatment of
baryon mass sum rules in secs. 4-7 and based on the broken U
q
(su
n
) (n≥3)as
wellasunbrokenisospin U
q
(su
2
)q-algebras,arecloselyrelatedtocertaininternal
orextra(asregardstheMinkowskispace M
3,1
)spacetimedimensions.Fromthis
we infer the following. The above justified direct link (31) between the Cabibbo
angleθ
C
=
π
14
and theq-parameter, which measures strength of q-deformation
for theq-algebrasU
q
(su
n
)of flavor symmetry, can be viewed as an indication
ofnoncommutative-geometricoriginoffermionmixing.Inthiscontext,thevalue
θ
C
=
π
14
of the Cabibbo angle would serve as the noncommutativity measure of
relevantquantumspace(responsibleforthemixingandexplicitlyasyetunknown)
in extra dimensions. Concerning the latter, one can assert that their number is not
lessthan2.
Acknowledgements. Iwouldliketothanktheorganizersforcreatingstimulating
and warm atmosphere at this NATO workshop. The research contained in this
paperwassupportedinpartbyAwardNo.UP1-2115oftheU.S.CivilianResearch
and Development Foundation for the Independent States of the Former Soviet
Union (CRDF).
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kievarwe.tex; 12/03/2001; 3:49; p.363
NONCLASSICAL TYPE REPRESENTATIONS OF NONSTANDARD
QUANTIZATION OF ENVELOPING ALGEBRAS U(so(n)), U(so(n,1))
AND U(iso(n))
NIKOLAI IORGOV
∗
BogoliubovInstitute forTheoretical Physics, Kiev, Ukraine
1. Introduction
Quantum orthogonal groups, quantum Lorentz group and their corresponding
quantumalgebrasareofspecialinterestformodernphysics[1].M.Jimbo[2]and
V. Drinfeld [3] defined q-deformations (quantum algebras) U
q
(g)for all simple
complex Lie algebras gby means of Cartan subalgebras and root subspaces (see
also [4]). However, this approach does not give a satisfactory presentation of the
quantum algebra U
q
(so(n,C))from a viewpoint of some problems in quantum
physicsandrepresentationtheory.Whenconsideringrepresentationsofthequan-
tum algebras U
q
(so
n+1
)andU
q
(so
n,1
)we are interested in reducing them onto
the quantum subalgebra U
q
(so
n
). This reduction would give the analogue of the
Gel’fand-Tsetlin basis for these representations. However, definitions of quan-
tum algebras mentioned above do not allow the inclusions U
q
(so(n+ 1,C))⊃
U
q
(so(n,C))andU
q
(so
n,1
)⊃U
q
(so
n
). To be able to exploit such reductions
we have to consider q-deformations of the Lie algebra so(n+ 1,C)defined in
terms of the generators I
k,k−1
=E
k,k−1
−E
k−1,k
(whereE
is
is the matrix with
elements (E
is
)
rt
=δ
ir
δ
st
)rather than by means of Cartan subalgebras and root
elements. To construct such deformations we have to deform trilinear relations
forelements I
k,k−1
insteadofSerre’srelations(asinthecaseofJimbo’squantum
algebras). As a result, we obtain the associative algebra which will be denoted as
U
/prime
q
(so(n,C)).
Theseq-deformations were first constructed in [5]. They permit one to con-
struct the reductions of U
/prime
q
(so
n+1
)andU
/prime
q
(so
n,1
)ontoU
/prime
q
(so
n
). Theq
-deformed
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.364
358 N. IORGOV
algebraU
/prime
q
(so(n,C))leads forn= 3to theq-deformed algebra U
/prime
q
(so(3,C))
defined by A.Odesskii[6]and D.Fairlie [7].
In the classical case, the embedding SO(n)⊂SU(n)(and its infinitesimal
analogue)isofgreatimportancefornuclearphysicsandinthetheoryofRieman-
niansymmetricspaces.ItiswellknownthatintheframeworkofDrinfeld–Jimbo
quantumgroupsandalgebrasonecannotconstructthecorrespondingembedding.
The algebra U
/prime
q
(so(n,C))allows to define such an embedding [8,9], that is, it is
possible to define the embedding U
/prime
q
(so(n,C))⊂U
q
(sl
n
), whereU
q
(sl
n
)is the
Drinfeld–Jimboquantumalgebra.
As a disadvantage of the algebra U
/prime
q
(so(n,C))we have to mention the diffi-
culties with Hopf algebra structure. Nevertheless, U
/prime
q
(so(n,C))turns out [8,9] to
bea coideal in U
q
(sl
n
).
Finite dimensional irreducible representations of algebra U
/prime
q
(so(n,C))were
constructed in [5]. The formulas of action of the generators of the algebra upon
theq-analogue of the Gel’fand–Tsetlin basis are given there. A proof of these
formulas and some their corrections were given in [10]. However, finite dimen-
sional irreducible representations described in [5] and [10] are representations
of the classical type. They are q-deformations of the corresponding irreducible
representations of the Lie algebra so(n,C), that is, at q→1they turn into
representations of so(n,C).
The algebra U
/prime
q
(so(n,C))has other classes of finite dimensional irreducible
representations which have no classical analogue. These representations are sin-
gularatthelimit q→1.Theyweredescribedin[11].Notethatthedescriptionof
theserepresentationsforthealgebra U
/prime
q
(so(3,C))isgivenin[12].Aclassification
ofirreducible∗-representationsofrealformsofthealgebra U
/prime
q
(so(3,C))isgiven
in[13].
Thereexistsanalgebra,closelyrelatedtothealgebra U
/prime
q
(so(n,C)),whichisa
q-deformationoftheuniversalenvelopingalgebra U(iso
n
)oftheLiealgebra iso
n
of the Euclidean group ISO(n)(see [14]). It is denoted as U
q
(iso
n
). Irreducible
representations of the classical type of the algebra U
q
(iso
n
)were described in
[14]. A proof of the corresponding formulas was given in [15]. However, the
algebraU
q
(iso
n
),q∈R, has irreducible representations of the nonclassical
type. A description of these representations is the aim of this paper. Note that
the description of these representations for U
q
(iso
2
)is given in [16]. The second
aim of this paper is to describe irreducible representations of nonclassical type
of the algebra U
/prime
q
(so
n,1
)which is a real form of the algebra U
/prime
q
(so(n+ 1,C)).
Representations of the classicaltype ofthisalgebra are describedin [5] and[17].
We assume throughout the paper that qis a fixed positive number. Thus, we
giveformulasforrepresentationsforthesevaluesof q.However,theserepresenta-
tionscanbeconsideredforanyvaluesof qnotcoincidingwitharootofunity.For
this we have to treat appropriately square roots in formulas for representations or
to rescale basis vector in such a way that formulas for representations would not
kievarwe.tex; 12/03/2001; 3:49; p.365
NONCLASSICAL REPS OF NONSTANDARDQUANTIZATION 359
containsquare roots.
For convenience, we denote the Lie algebra so(n,C)byso
n
and the algebra
U
/prime
q
(so(n,C))byU
/prime
q
(so
n
).
2. Theq-deformed algebras U
/prime
q
(so
n
)andU
q
(iso
n
)
In our approach [5] to the q-deformation of the algebras U(so
n
)we define the
q-deformed algebra U
/prime
q
(so(n,C))as the associate algebra (with a unit) generated
by theelements I
i,i−1
,i= 2,3,...,nsatisfyingthe defining relations
I
i,i−1
I
2
i−1,i−2
−(q+q
−1
)I
i−1,i−2
I
i,i−1
I
i−1,i−2
+I
2
i−1,i−2
I
i,i−1
=−I
i,i−1
,(1)
I
2
i,i−1
I
i−1,i−2
−(q+q
−1
)I
i,i−1
I
i−1,i−2
I
i,i−1
+I
i−1,i−2
I
2
i,i−1
=−I
i−1,i−2
,(2)
I
i,i−1
I
j,j−1
=I
j,j−1
I
i,i−1
,|i−j|>1. (3)
In the limit q→1formulas (1)–(3) give the relations defining the universal
enveloping algebra U(so
n
). Note also that relations (1) and (2) principally differ
fromtheq-deformedSerrerelationsintheapproachofJimbo[2]andDrinfeld[3]
to quantum orthogonal algebras by a presence of nonzero right hand side and by
possibility ofthereduction
U
/prime
q
(so
n
)⊃U
/prime
q
(so
n−1
)⊃···⊃U
/prime
q
(so
3
).
Recall that in the standard Jimbo–Drinfeld approach to the definition of quantum
algebras, the algebras U
q
(so
2m
)and the algebras U
q
(so
2m+1
)are distinct series
ofquantumalgebraswhichare constructed independently ofeach other.
Various real forms of the algebras U
/prime
q
(so
n
)are obtained by imposing cor-
responding∗-structures. The compact real form U
/prime
q
(so(n))is defined by the
∗-structure
I
∗
i,i−1
=−I
i,i−1
, i= 2,3,...,n.
The noncompact q-deformed algebras U
/prime
q
(so
p,r
)wherer=n−pare singled out
respectivelyby means ofthe ∗-structures
I
∗
i,i−1
=−I
i,i−1
, i/negationslash=p+ 1, i≤n, I
∗
p+1,p
=I
p+1,p
.
Among the noncompact real q-algebrasU
/prime
q
(so
p,r
),the algebras U
/prime
q
(so
n−1,1
)(a
q-analogueoftheLorentz algebras)are ofspecial interest.
Wealsodefinethealgebra U
q
(iso
n
)whichisanonstandarddeformationofthe
universal enveloping algebra of the Lie algebra iso
n
of the Euclidean Lie group
ISO(n). It is the associative algebra (with a unit) generated by the elements
I
21
,I
32
,···,I
n,n−1
,T
n
such that the elements I
21
,I
32
,···,I
n,n−1
satisfy the
defining relations of the subalgebra U
/prime
q
(so
n
)and the additional defining relations
are
I
2
n,n−1
T
n
−(q+q
−1
)I
n,n−1
T
n
I
n,n−1
+T
n
I
2
n,n−1
=−T
n
,
kievarwe.tex; 12/03/2001; 3:49; p.366
360 N. IORGOV
T
2
n
I
n,n−1
−(q+q
−1
)T
n
I
n,n−1
T
n
+I
n,n−1
T
2
n
= 0,
I
k,k−1
T
n
=T
n
I
k,k−1
ifk<n
(see [14]). If q= 1, then these relations define the classical algebra U(iso
n
).
Let us note that the defining relations for U
q
(iso
n
)can be expressed by bilinear
relations[15].
3. Finitedimensional classicaltyperepresentationsof U
/prime
q
(so
n
)
Inthissectionwedescribe(intheframeworkofa q-analogueofGel’fand–Tsetlin
formalism) irreducible finite dimensional representations of the algebra U
/prime
q
(so
n
),
n≥3, which areq-deformations of the finite dimensional irreducible representa-
tions of the Lie algebra so
n
. They are given by the sets m
n
consisting of⌊n/2⌋
numbersm
1,n
,m
2,n
,...,m
⌊n/2},n
(here⌊n/2⌋denotesintegralpartof n/2)which
areallintegralor allhalf-integral andsatisfythe dominance conditions
m
1,2p+1
≥m
2,2p+1
≥...≥m
p,2p+1
≥0,
m
1,2p
≥m
2,2p
≥...≥m
p−1,2p
≥|m
p,2p
|
forn= 2p+ 1andn= 2p, respectively. These representations are denoted by
T
m
n
. For a basis in a representation space we take the q-analogue of Gel’fand–
Tsetlinbasiswhichisobtainedbysuccessivereductionoftherepresentation T
m
n
to the subalgebras U
/prime
q
(so
n−1
),U
/prime
q
(so
n−2
),···,U
/prime
q
(so
3
),U
/prime
q
(so
2
) :=U(so
2
). As
intheclassical case,itselementsare labelledby Gel’fand–Tsetlin tableaux
{ξ
n
}≡
m
n
m
n−1
...
m
2
≡{m
n
,ξ
n−1
}≡{m
n
,m
n−1
,ξ
n−2
}, (4)
wherethe componentsof m
k
andm
k−1
satisfythe “betweenness” conditions
m
1,2p+1
≥m
1,2p
≥m
2,2p+1
≥m
2,2p
≥...≥m
p,2p+1
≥m
p,2p
≥−m
p,2p+1
,
m
1,2p
≥m
1,2p−1
≥m
2,2p
≥m
2,2p−1
≥...≥m
p−1,2p−1
≥|m
p,2p
|.
The basiselementdefinedbytableau {ξ
n
}isdenotedas|ξ
n
/angbracketright.
Itisconvenientto introduce theso-called l-coordinates
l
j,2p+1
=m
j,2p+1
+p−j+ 1, l
j,2p
=m
j,2p
+p−j, (5)
forthenumbers m
i,k
.Inparticular, l
1,3
=m
1,3
+ 1andl
1,2
=m
1,2
.Theoperator
T
m
n
(I
2p+1,2p
)of the representation T
m
n
ofU
/prime
q
(so
n
)acts upon Gel’fand–Tsetlin
kievarwe.tex; 12/03/2001; 3:49; p.367
NONCLASSICAL REPS OF NONSTANDARDQUANTIZATION 361
basiselements,labeledby(4),by theformula
T
m
n
(I
2p+1,2p
)|ξ
n
/angbracketright=
p
/summationdisplay
j=1
A
j
2p
(ξ
n
)
q
l
j,2p
+q
−l
j,2p
|(ξ
n
)
+j
2p
/angbracketright−
p
/summationdisplay
j=1
A
j
2p
((ξ
n
)
−j
2p
)
q
l
j,2p
+q
−l
j,2p
|(ξ
n
)
−j
2p
/angbracketright
(6)
and theoperator T
m
n
(I
2p,2p−1
)of therepresentation T
m
n
actsas
T
m
n
(I
2p,2p−1
)|ξ
n
/angbracketright=
p−1
/summationdisplay
j=1
B
j
2p−1
(ξ
n
)
[2l
j,2p−1
−1][l
j,2p−1
]|(ξ
n
)
+j
2p−1
/angbracketright
−
p−1
/summationdisplay
j=1
B
j
2p−1
((ξ
n
)
−j
2p−1
)
[2l
j,2p−1
−1][l
j,2p−1
−1]|(ξ
n
)
−j
2p−1
/angbracketright+ iC
2p−1
(ξ
n
)|ξ
n
/angbracketright. (7)
In these formulas, (ξ
n
)
±j
k
means the tableau (4) in which j-th component m
j,k
in
m
k
isreplacedby m
j,k
±1.Thecoefficients A
j
2p
,B
j
2p−1
,C
2p−1
in(6)and(7)are
givenbytheexpressions
A
j
2p
(ξ
n
) =
/parenleftBigg/producttext
p
i=1
[l
i,2p+1
+l
j,2p
][l
i,2p+1
−l
j,2p
−
1]
/producttext
p
i/negationslash=j
[l
i,2p
+l
j,2p
][l
i,2p
−l
j,2p
]
×
/producttext
p−1
i=1
[l
i,2p−1
+l
j,2p
][l
i,2p−1
−l
j,2p
−
1]
/producttext
p
i/negationslash=j
[l
i,2p
+l
j,2p
+ 1][l
i,2p
−l
j,2p
−1]
/parenrightBigg
1/2
, (8)
and
B
j
2p−1
(ξ
n
) =
/producttext
p
i=1
[l
i,2p
+l
j,2p−1
][l
i,2p
−l
j,2p−1
]
/producttext
p−1
i/negationslash=j
[l
i,2p−1
+l
j,2p−1
][l
i,2p−1
−l
j,2p−1
]
×
/producttext
p−1
i=1
[l
i,2p−2
+l
j,2p−1
][l
i,2p−2
−l
j,2p−1
]
/producttext
p−1
i/negationslash=j
[l
i,2p−1
+l
j,2p−1
−1][l
i,2p−1
−l
j,2p−1
−1]
1/2
, (9)
C
2p−1
(ξ
n
) =
/producttext
p
i=1
[l
i,2p
]
/producttext
p−1
i=1
[l
i,2p−2
]
/producttext
p−1
i=1
[l
i,2p−1
][l
i,2p−1
−1], (10)
wherenumbersin squarebracketsmean q-numbers defined by
[a] :=q
a
−q
−
a
q−q
−1
.
It is seen from (5) that C
2p−1
in (10) identically vanishes if m
p,2p
≡l
p,2p
= 0.
A proof of the fact that formulas (6)-(10) indeed determine a representation of
U
/prime
q
(so
n
)isgivenin [10].
kievarwe.tex; 12/03/2001; 3:49; p.368
362 N. IORGOV
4. Finitedimensional nonclassical type representationsof U
/prime
q
(so
n
)
The representations of the previous section are called representations of the
classical type, because at q→1the operators T
m
n
(I
j,j−1
)turn into the corre-
spondingoperators T
m
n
(I
j,j−1
)forirreduciblefinitedimensionalrepresentations
withhighest weights m
n
oftheLie algebra so
n
.
Thealgebra U
/prime
q
(so
n
)alsohasirreduciblefinitedimensionalrepresentations T
of nonclassical type, that is, such that the operators T(I
j,j−1
)have no classical
limitq→1. They are given by sets /epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n
),/epsilon1
i
=±1, and by sets
m
n
consisting of⌊n/2⌋half-integral numbersm
1,n
,m
2,n
,... ,m
⌊n/2⌋,n
(here
⌊n/2⌋denotesintegral partof n/2) thatsatisfythedominanceconditions
m
1,2p+1
≥m
2,2p+1
≥...≥m
p,2p+1
≥1/2,
m
1,2p
≥m
2,2p
≥...≥m
p−1,2p
≥m
p,2p
≥1/2
forn= 2p+ 1andn= 2p, respectively. These representations are denoted by
T
/epsilon1,m
n
.
For a basis in the representation space we use the analogue of the basis of the
previoussection.Its elementsare labeledby tableaux
{ξ
n
}≡
m
n
m
n−1
...
m
2
≡{m
n
,ξ
n−1
}≡{m
n
,m
n−1
,ξ
n−2
}, (11)
wherethe componentsof m
k
andm
k−1
satisfythe “betweenness” conditions
m
1,2p+1
≥m
1,2p
≥m
2,2p+1
≥m
2,2p
≥...≥m
p,2p+1
≥m
p,2p
≥1/2,
m
1,2p
≥m
1,2p−1
≥m
2,2p
≥m
2,2p−1
≥...≥m
p−1,2p−1
≥m
p,2p
.
The basiselementdefinedbytableau {ξ
n
}isdenotedas|ξ
n
/angbracketright.
It is convenient to introduce the l-coordinates as in (5) The operator
T
/epsilon1,m
n
(I
2p+1,2p
)of the representation T
/epsilon1,m
n
ofU
q
(so
n
)acts upon our basis
elements, labeledby (11), by theformulas
T
/epsilon1,m
n
(I
2p+1,2p
)|ξ
n
/angbracketright=δ
m
p,2p
,1/2
/epsilon1
2p
+1
q
1/2
−q
−1/2
D
2p
(ξ
n
)|ξ
n
/angbracketright
+
p
/summationdisplay
j=1
A
j
2p
(ξ
n
)
q
l
j,2p
−q
−l
j,2p
|(ξ
n
)
+j
2p
/angbracketright−
p
/summationdisplay
j=1
A
j
2p
((ξ
n
)
−j
2p
)
q
l
j,2p
−q
−l
j,2p
|(ξ
n
)
−j
2p
/angbracketright,
wherethesummationinthelastsummustbefrom1to p−1ifm
p,2p
= 1/2,and
theoperator T
m
n
(I
2p,2p−1
)oftherepresentation T
m
n
acts as
T
/epsilon1,m
n
(I
2p,2p−1
)|ξ
n
/angbracketright=
p−1
/summationdisplay
j=1
B
j
2p−1
(ξ
n
)
[2l
j,2p−1
−1][l
j,2p−1
]
+
|(ξ
n
)
+j
2p−1
/angbracketright
kievarwe.tex; 12/03/2001; 3:49; p.369
NONCLASSICAL REPS OF NONSTANDARDQUANTIZATION 363
−
p−1
/summationdisplay
j=1
B
j
2p−1
((ξ
n
)
−j
2p−1
)
[2l
j,2p−1
−1][l
j,2p−1
−1]
+
|(ξ
n
)
−j
2p−1
/angbracketright+/epsilon1
2p
ˆC
2p−1
(ξ
n
)|ξ
n
/angbracketright,
where
[a]
+
=q
a
+q
−
a
q−q
−1
.
In these formulas, (ξ
n
)
±j
k
means the tableau (11) in which j-th component m
j,k
inm
k
is replaced by m
j,k
±1.Matrix elements A
j
2p
andB
j
2p−1
are given by the
same formulasasin (6) and(7)(that is,by theformulas (8) and(9))and
ˆC
2p−1
(ξ
n
) =
/producttext
p
s=1
[l
s,2p
]
+
/producttext
p−1
s=1
[l
s,2p−2
]
+
/producttext
p−1
s=1
[l
s,2p−1
]
+
[l
s,2p−1
−1]
+
.
D
2p
(ξ
n
) =
/producttext
p
i=1
[l
i,2p+1
−
1
2
]
/producttext
p−1
i=1
[l
i,2p−1
−
1
2
]
/producttext
p−1
i=1
[l
i,2p
+
1
2
][l
i,2p
−
1
2
].
Theorem 1. The representations T
/epsilon1,m
n
are irreducible. The representations
T
/epsilon1,m
n
andT
/epsilon1
/prime
,m
/primen
are pairwise nonequivalent for (/epsilon1,m
n
)/negationslash= (/epsilon1
/prime
,m
/prime
n
). For any
admissible (/epsilon1,m
n
)andm
/prime
n
the representations T
/epsilon1,m
n
andT
m
/primen
are pairwise
nonequivalent.
The algebra U
/prime
q
(so
n
)has non-trivial one-dimensional representations. They
are special cases of the representations of the nonclassical type. They are
describedas follows.
Let/epsilon1= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n
),/epsilon1
i
=±1, and let m
n
=(m
1,n
, m
2,n
,···,
m
⌊n/2⌋,n
) = (
1
2
,
1
2
,···,
1
2
). Then the corresponding representations T
/epsilon1,m
n
are
one-dimensionaland are given by theformulas
T
/epsilon1,m
n
(I
k+1,k
)|ξ
n
/angbracketright=/epsilon1
k
+1
q
1/2
−q
−1/2
|ξ
n
/angbracketright.
Thus, to every /epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n
),/epsilon1
i
=±1, there corresponds a one-
dimensionalrepresentationof U
/prime
q
(so
n
).
5. Definition ofrepresentationsof U
/prime
q
(so
n,1
)andU
q
(iso
n
)
Let us recall that we assume that qis a positive number. We give the following
definition of infinite dimensional representations of the algebras U
/prime
q
(so
n,1
)and
U
q
(iso
n
)(wedenotethesealgebrasby A).Itisahomomorphism R:A→L (H)
ofAto the spaceL(H)of linear operators (bounded or unbounded) on a Hilbert
spaceHsuchthat
(a) operators R(a),a∈ A, are defined on an invariant everywhere dense
subspaceD⊂H;
kievarwe.tex; 12/03/2001; 3:49; p.370
364 N. IORGOV
(b)R↓U
/prime
q
(so
n
)decomposes into a direct sum of irreducible finite dimen-
sional representations of U
/prime
q
(so
n
)(with finite multiplicities if Ris irreducible);
(c) subspacesof irreduciblerepresentations of U
/prime
q
(so
n
)belongtoD.
Twoinfinitedimensionalirreduciblerepresentations RandR
/prime
ofAonspaces
HandH
/prime
, respectively, are called (algebraically) equivalent if there exists an
everywhere dense invariant subspaces V⊂DandV
/prime
⊂D
/prime
and a one-to-one
linear operator A:V→V
/prime
such thatAR(a)v=R
/prime
(a)Avfor alla∈Aand
v∈V.
Remarkthatourdefinitionofinfinitedimensionalrepresentationsof U
/prime
q
(so
n,1
)
andU
q
(iso
n
)corresponds to the definition of Harish-Chandra modules for the
pairs (so
n,1
,so
n
)and(iso
n
,so
n
),respectively.Thus,modulesdeterminedbyrep-
resentations of the above definition can be called q-Harish-Chandra modules of
thepairs (U
/prime
q
(so
n,1
),U
/prime
q
(so
n
))and(U
q
(iso
n
),U
/prime
q
(so
n
)), respectively.
6. Representationsof U
q
(iso
n
)
Therearethe followingclassesofirreducible representations of U
q
(iso
n
):
(a) Finite dimensional irreducible representations RofU
/prime
q
(so
n
). They are
irreducible representationsof U
q
(iso
n
)withR(T
n
) = 0.
(b)Infinite dimensionalirreducible representations of theclassicaltype.
(c) Infinitedimensionalirreducible representations ofthe nonclassical type.
Representations R
λ,m
of class (b) are given in [14,15]. Let us describe rep-
resentations of class (c), that is, representations Rfor which there exists no
limitq→1for the operators R(T
n
)andR(I
i,i−1
). These representations are
given by/epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n+1
), non-zero complex parameter λand by num-
bersm= (m
2,n+1
,m
3,n+2
,···,m
⌊(n+1)/2⌋,n+1
),m
2,n+1
≥m
3,n+2
≥···≥
m
⌊(n+1)/2⌋,n+1
≥1/2, describing irreducible representations of the nonclassical
type of the subalgebra U
/prime
q
(so
n−1
)(see section 4). We denote the corresponding
representations of U
q
(iso
n
)byR
/epsilon1,λ,m
.
Inorderto describethespaceof therepresentation R
/epsilon1,λ,m
wenote that
R
/epsilon1,λ,m
↓U
/prime
q
(so
n
) =
/circleplusdisplay
m
n
T
/epsilon1
/prime
,m
n
,m
n
= (m
1,n
,···,m
⌊n/2⌋,n
), (12)
where/epsilon1
/prime
= (/epsilon1
2
,···,/epsilon1
n
)is the part of the set /epsilon1, the summation is over all
irreducible nonclassical type representations T
/epsilon1
/prime
,m
n
ofU
/prime
q
(so
n
)for which the
componentsof m
n
satisfythe “betweenness”conditions
m
1,2k
≥m
2,2k+1
≥m
2,2k
≥...≥m
k,2k+1
≥m
k,2k
≥1/2 ifn= 2k,
m
1,2k−1
≥m
2,2k
≥m
2,2k−1
≥...≥m
k−1,2k−1
≥m
k,2k
ifn= 2k−1.
kievarwe.tex; 12/03/2001; 3:49; p.371
NONCLASSICAL REPS OF NONSTANDARDQUANTIZATION 365
The carrier space ˆH
/epsilon1,m
of the representation R
/epsilon1,λ,m
decomposes as ˆH
/epsilon1,m
=
/circleplustext
m
n
H
/epsilon1
/prime
,m
n
, where the summation is such as in (12) and H
/epsilon1
/prime
,m
n
are the sub-
spaces, where the representations T
/epsilon1
/prime
,m
n
ofU
/prime
q
(so
n
)are realized. We choose a
basis in every subspace H
/epsilon1
/prime
,m
n
as in section 4. The set of all these bases gives
a basis of the space ˆH
/epsilon1,m
. We denote the basis elements by |m
n
,M/angbracketright, whereM
are the corresponding tableaux. The numbers m
ij
from|m
n
,M/angbracketrightdetermine the
numbersl
ij
as insection 3.The numbers m
i,n+1
determinethe numbers
l
i,2k+1
=m
i,2k+1
+k−i+ 1, n= 2k, l
i,2k
=m
i,2k
+k−i, n = 2k−1.
The operators R
/epsilon1,λ,m
(I
i,i−1
)are given by formulas of the nonclassical type rep-
resentationsofthealgebra U
/prime
q
(so
n
)fromsection4.Fortheoperators R
/epsilon1,λ,m
(T
2k
)
andR
/epsilon1,λ,m
(T
2k−1
)wehave theexpressions
R
/epsilon1,λ,m
(T
2k−1
)|m
2k−1
,M/angbracketright=λ
k−1
/summationdisplay
j=1
˜B
j
2k−1
(m
2k−1
,M
)
[2l
j,2k−1
−1][l
j,2k−1
]
+
|m
+j
2k−1
,M/angbracketright
+λ
k−1
/summationdisplay
j=1
˜B
j
2k−1
(m
−j
2k−1
,M
)
[2l
j,2k−1
−1][l
j,2k−1
−1]
+
|m
−j
2k−1
,M/angbracketright
+i/epsilon1
2k
λˆC
2k−1
(m
2k−1
,M)|m
2k−1
,M/angbracketright,
R
/epsilon1,λ,m
(T
2k
)|m
2k
,M/angbracketright= iλδ
m
p,2p
,1/2
/epsilon1
2k
+1
q
1/2
−q
−1/2
D
2k
|m
2k
,M/angbracketright
+λ
k
/summationdisplay
j=1
˜A
j
2k
(m
2k
,M
)
q
l
j,2k
−q
−l
j,2k
|m
+j
2k
,M/angbracketright+λ
k
/summationdisplay
j=1
˜A
j
2k
(m
−j
2k
,M
)
q
l
j,2k
−q
−l
j,2k
|m
−j
2k
,M/angbracketright,
wherethesummationinthelastsummustbefrom1to k−1ifm
k,2k
= 1/2,and
˜A
j
2k
(m
2k
,M) =
/parenleftBigg/producttext
k
i=2
[l
i,2k+1
+l
j,2k
][l
i,2k+1
−l
j,2k
−
1]
/producttext
i/negationslash=j
[l
i,2k
+l
j,2k
][l
i,2k
−l
j,2k
]
×
/producttext
k−1
i=1
[l
i,2k−1
+l
j,2k
][l
i,2k−1
−l
j,2k
−
1]
/producttext
i/negationslash=j
[l
i,2k
+l
j,2k
+ 1][l
i,2k
−l
j,2k
−1]
/parenrightBigg
1/2
, (13)
˜B
j
2k−1
(m
2k−1
,M) =
/parenleftBigg/producttext
k
i=2
[l
i,2k
+l
j,2k−1
][l
i,2k
−l
j,2k−1
]
/producttext
i/negationslash=j
[l
i,2k−1
+l
j,2k−1
][l
i,2k−1
−l
j,2k−1
]
×
/producttext
k−1
i=1
[l
i,2k−2
+l
j,2k−1
][l
i,2k−2
−l
j,2k−1
]
/producttext
i/negationslash=j
[l
i,2k−1
+l
j,2k−1
−1][l
i,2k−1
−l
j,2k−1
−1]
/parenrightBigg
1/2
,(14)
ˆC
2k−1
(M) =
/producttext
k
s=2
[l
s,2k
]
+
/producttext
k−1
s=1
[l
s,2k−2
]
+
/producttext
k−1
s=1
[l
s,2k−1
]
+
[l
s,2k−1
−1]
+
, (15)
kievarwe.tex; 12/03/2001; 3:49; p.372
366 N. IORGOV
D
2k
=
/producttext
k
i=2
[l
i,2k+1
−
1
2
]
/producttext
k−1
i=1
[l
i,2k−1
−
1
2
]
/producttext
k−1
i=1
[l
i,2k
+
1
2
][l
i,2k
−
1
2
]. (16)
Theorem 2. The representations R
/epsilon1,λ,m
are irreducible. The representations
R
/epsilon1,λ,m
andR
/epsilon1
/prime
,λ
/prime
,m
/prime
are equivalent if and only if /epsilon1=/epsilon1
/prime
,m=m
/prime
andλ=±λ
/prime
.
The operators R
/epsilon1,λ,m
(T
n
)are bounded. The representation R
/epsilon1,λ,m
is equivalent
tonoof therepresentations R
λ
/prime
,m
/prime
ofclassical type.
7. Representationsof U
/prime
q
(so
n,1
)
Irreducible representations of classical type of algebra U
/prime
q
(so
n,1
)are given in
[5,17]. Here we describe irreducible representations of nonclassical type (that
is, representations Rfor which there exists no limit q→1for the operators
R(I
i,i−1
)).Theserepresentationsaregivenbytheset /epsilon1:= (/epsilon1
2
,/epsilon1
3
,···,/epsilon1
n+1
),bya
complexparameter candbytheset m= (m
2,n+1
,m
3,n+1
,···,m
⌊(n+1)/2⌋,n+1
),
m
2,n+1
≥m
3,n+2
≥···≥m
⌊(n+1)/2⌋,n+1
≥1/2, describing irreducible rep-
resentations of the nonclassical type of the subalgebra U
/prime
q
(so
n−1
)(see section 4).
We denote thecorrespondingrepresentationsof U
q
(so
n,1
)byR
/epsilon1,c,m
.
Inorderto describethespaceof therepresentation R
/epsilon1,c,m
we note that
R
/epsilon1,λ,m
↓U
/prime
q
(so
n
) =
/circleplusdisplay
m
n
T
/epsilon1
/prime
,m
n
,m
n
= (m
1,n
,···,m
⌊n/2⌋,n
), (17)
where/epsilon1
/prime
= (/epsilon1
2
,···,/epsilon1
n
), the summation is over all irreducible nonclassical type
representations T
/epsilon1
/prime
,m
n
of the subalgebra U
/prime
q
(so
n
)for which the components of
m
n
satisfythe“betweenness” conditions
m
1,2k
≥m
2,2k+1
≥m
2,2k
≥...≥m
k,2k+1
≥m
k,2k
≥1/2 ifn= 2k
m
1,2k−1
≥m
2,2k
≥m
2,2k−1
≥...≥m
k−1,2k−1
≥m
k,2k
ifn= 2k−1.
The carrier space ˆH
/epsilon1,m
of the representation R
/epsilon1,c,m
decomposes as ˆH
/epsilon1,m
=
/circleplustext
m
n
H
/epsilon1,m
n
, where the summation is such as in (17) and H
/epsilon1
/prime
,m
n
are the sub-
spaces, where the representations T
/epsilon1
/prime
,m
n
ofU
/prime
q
(so
n
)are realized. We choose the
basis in every subspace H
/epsilon1,m
n
as in section 4. The set of all these bases gives
a basis of the space ˆH
/epsilon1,m
. We denote the basis elements by |m
n
,M/angbracketright, whereM
are the corresponding tableaux. The numbers m
ij
from|m
n
,M/angbracketrightdetermine the
numbersl
ij
as in section 3. The numbers m
i,n+1
determine the numbers l
i,n+1
as in section 6. The operators R
/epsilon1,c,m
(I
i,i−1
),i≤n, are given by formulas of the
nonclassical type representations of the algebra U
/prime
q
(so
n
)as in section 4. For the
operatorsR
/epsilon1,c,m
(I
2k+1,2k
)ifn= 2kandR
/epsilon1,c,m
(T
2k,2k−1
)ifn= 2k−1wehave
theexpressions
R
/epsilon1,c,m
(I
2k,2k−1
)|m
2k−1
,M/angbracketright
kievarwe.tex; 12/03/2001; 3:49; p.373
NONCLASSICAL REPS OF NONSTANDARDQUANTIZATION 367
=
k−1
/summationdisplay
j=1
([c+l
j,2k−1
][c−l
j,2k
])
1/2
˜B
j
2k−1
(m
2k−1
,M
)
[2l
j,2k−1
−1][l
j,2k−1
]
+
|m
+j
2k−1
,M/angbracketright
−
k−1
/summationdisplay
j=1
([c+l
j,2k−1
+ 1][c−l
j,2k
+ 1])
1/2
˜B
j
2k−1
(m
−j
2k−1
,M
)
[2l
j,2k−1
−1][l
j,2k−1
−1]
+
|m
−j
2k−1
,M/angbracketright
+/epsilon1
2k
[c]
+
ˆC
2k−1
(m
2k−1
,M)|m
2k−1
,M/angbracketright,
R
/epsilon1,c,m
(I
2k+1,2k
)|m
2k
,M/angbracketright
=δ
m
k,2k
,1/2
[c−1/2]/epsilon1
2k
+1
q
1/2
−q
−1/2
D
2k
(m
2k
,M)|m
2k
,M/angbracketright
+
k
/summationdisplay
j=1
([c+l
j,2k
][c−l
j,2k
−1])
1/2
˜A
j
2k
(m
2k
,M
)
q
l
j,2k
−q
−l
j,2k
|m
+j
2k
,M/angbracketright−
−
k
/summationdisplay
j=1
([c+l
j,2k
−1][c−l
j,2k
])
1/2
˜A
j
2k
(m
−j
2k
,M
)
q
l
j,2k
−q
−l
j,2k
|m
−j
2k
,M/angbracketright,
wherethesummationinthelastsummustbefrom1to k−1ifm
k,2k
= 1/2,and
˜A
j
2k
,˜B
j
2k−1
,ˆC
2k−1
,D
2k
aresuch asin(13)–(16).
Theorem3. Therepresentation R
/epsilon1,c,m
ofU
/prime
q
(so
2k,1
)isirreducibleifandonlyif c
isnothalf-integeroroneofthenumbers c,1−ccoincideswithoneofthenumbers
l
j,2k+1
,j= 2,3,···,k. The representation R
/epsilon1,c,m
ofU
/prime
q
(so
2k−1,1
)is irreducible
if and only if cis not half-integer or |c|coincides with one of the numbers l
j,2k
,
j= 2,3,···,k,or|c|<l
k,2k
.
Acknowledgements
The author is thankful to Prof. A. U. Klimyk for the fruitful discussions. The
researchcontainedinthispaperwassupportedinpartbyAwardNo.UP1-2115of
the Civilian Research and Development Foundation for the Independent States of
theFormerSovietUnion (CRDF).
References
1. W. B. Schmidke, J. Wess, and B. Zumino, Aq-deformed Lorentz algebra , Z. Phys. C 52
(1991), 471–476.
2. M.Jimbo, Aq-differenceanalogueof U(g)andtheYang–BaxterEquation , Lett.Math.Phys.
10(1985), 63–69.
3. V. G. Drinfeld, Hopf algebra and Yang–Baxter equation , Sov. Math. Dokl. 32(1985),
254–259.
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4. A. U. Klimyk and K. Schm ¨udgen,Quantum Groups and Their Representations , Springer,
Berlin, 1997.
5. A. M. Gavrilik and A. U. Klimyk, q-Deformed orthogonal and pseudo-orthogonal algebras
andtheir representations , Lett. Math. Phys. 21(1991), 215–220.
6. A.Odesskii, An analogue of the Sklyanin algebra , Funct. Anal. Appl. 20(1986), 152–154.
7. D.B. Fairlie, Quantum deformation of SU
q
(2), J. Phys. A 23(1990), L183–L187.
8. M. Noumi, Macdonald’s symmetric polynomials as zonal spherical functions on some
quantum homogeneous spaces , Adv. Math. 123(1996), 16–77.
9. M. Noumi, T. Umeda, and M. Wakayama, Dual pairs, spherical harmonics and a Capelli
identity inquantum group theory , Compos. Math. 104(1996), 227–277.
10. A. M. Gavrilik and N. Z. Iorgov, q-Deformed algebras U
q
(so
n
)and their representations ,
Methods of Funct.Anal.Topology 3, No. 4 (1997),51–63.
11. N. Z. Iorgov and A. U. Klimyk, Nonclassical type representations of the q-deformed algebra
U
/prime
q
(so
n
), Czech. J.Phys. 50, No.1 (2000), 85–90.
12. M. Havli ˇcek, A. U. Klimyk, and S. Po ˇsta,Representations of the cyclically symmetric q-
deformed algebra so
q
(3), J.Math. Phys. 40(1999), 2135–2161.
13. Yu.SamoilenkoandL.Turovska, Semilinearrelationsand ∗-representationsofdeformations
ofso(3), inQuantum Groups and Quantum Spaces , Banach Center Publications, Warsaw,
vol.40, 1997, pp. 21–40.
14. A. U. Klimyk, Quantum inhomogeneous unitary and orthogonal algebras and their
representations ,
Inst.for Theor. Phys.
preprint, ITP-90-27E, Kiev,1990.
15. A. M. Gavrilik and N. Z. Iorgov, q-Deformed inhomogeneous algebras U
q
(iso
n
)and their
representations , in Proc. of II Int. Conf. “ Symmetry in Nonlinear Mathematical Physics ”,
Kiev, vol. 2, 1997, pp. 384–392.
16. M. Havli ˇcek, A. U. Klimyk, and S. Po ˇsta,Representations of the q-deformed algebra
U
q
(iso
2
), J. Phys. A 32(1999), 4681–4690.
17. A.M.GavrilikandN.Z.Iorgov, Representationsofthenonstandardalgebras U
q
(so(n))and
U
q
(so(n−1,1))in Gel’fand–Tsetlin basis , Ukr. J. Phys. 43(1998), 791–797.
kievarwe.tex; 12/03/2001; 3:49; p.375
QUASIPARTICLES IN NON-COMMUTATIVEFIELD THEORY
KARL LANDSTEINER
∗
Theory DivisionCERN, 1211Geneva23, Switzerland
Abstract. After a short introduction to the UV/IR mixing in non-commutative field theories we
reviewthepropertiesofscalarquasiparticlesinnon-commutativesupersymmetricgaugetheoriesat
finite temperature. In particular we discuss theappearance of superluminous wave propagation.
1. Introduction
Given the experience of quantum mechanics it seems a rather natural idea that
spacetime at very small distance-scales might be described by non-commuting
coordinates [1, 2]. Keeping the example of quantum mechanics in mind one is
leadtowrite downa commutationrelationfor the coordinates such as
[x
m
,x
n
] =iθ
mn
. (1)
In order to study quantum field theory on such non-commuting spaces it is useful
to make some further simplifying assumptions, in particular we will take θ
mn
to
bean elementof thecenter ofthe algebra definedby(1).
A convenient way of thinking about non-commutativity is by deformation
of the product on the space of ordinary function. Using θ
mn
as deformation
parameterwedefine theso-calledMoyalproduct (or star-product)by
f(x)∗g(x) := lim
y→x
e
i
2
θ
mn
∂
x
m
∂
y
n
f(x)g(y). (2)
Inmomentumspace it takestheform
f(x)∗g(x) =
/integraldisplay
d
n
k
(2π)
n
/integraldisplay
d
n
q
(2π)
n
˜f(k)˜g(q)e
−i(k+q)x
e
−
i
2
k
m
θ
mn
q
n
.(3)
Animmediateconsequenceisthatwecanalwaysdeleteonestarundertheintegral
because the additional terms by which the Moyal product differs from the
usual
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.376
370 K.LANDSTEINER
k
1
k
2
k
3
k
4
=exp(g
Π
2
a<b
kθ k
b
)
ai
2--
Figure11. Feynman rulefor non-commutative Φ
4
vertex.
k
2
k
1
k
3
k
4
(a)
k
1
k
2
k
3
k
4
(b)
Figure 12. Corrections to the two-point function can be either planar as in (a) or non-planar as in
(b)
product are total derivatives thankstotheantisymmetryof θ
mn
/integraldisplay
f(x)∗g(x)d
n
x=
/integraldisplay/parenleftbigg
f(x).g(x) +
i
2θ
mn
∂
m
f(x)∂
n
g(x) +···
/parenrightbigg
d
n
x.(4)
This furthermoreimpliescyclic symmetry underintegral
/integraldisplay
f∗g∗h=
/integraldisplay
f.g∗h=
/integraldisplay
g∗h.f=
/integraldisplay
g∗h∗f. (5)
We have now all the ingredients do start discussing field theory. Before doing
so we will introduce one further simplification, namely we will assume from that
time is an ordinary commuting coordinate, i.e. θ
m0
= 0. This has the advantage
that we are still dealing with a system with a finite number of time derivatives.
Although a canonical formalism for theories with an infinite number of time
derivatives can be developed [3] it turns out that quantum field theory on spaces
withtime-spacenon-commutativityarenotunitary atthe one-looplevel [4]
1
.
Non-commutative field theories can be viewed as non-local deformations of
localfieldtheories.Forfieldsofspinzeroorone-halfwecantakeaLagrangianof
an ordinary field theory and deform the product of fields according to the Moyal
product (4), i.e. we replace the ordinary product by the star product. For spin
one-fieldswealsohavetoconsiderthatthegaugesymmetryisdeformed, δA
m
=
∂
m
λ+i{A
m
,λ}
∗
,where{.,.}
∗
denotestheMoyalbracket {f,g}
∗
=f∗g−g∗f.
The non-commutative field strength of a gauge field is defined accordingly as
F
mn
=∂
m
A
n
−∂
n
A
m
+i{A
m
,A
n
}
∗
and the covariant derivative as D
m
.=
∂
m
.+i{A
m
,.}
∗
[5].
1
This applies to the time-like case, i.e. in all coordinate systems with θ
mn
=constthe
commutator (1) involvesthe time coordinate.
kievarwe.tex; 12/03/2001; 3:49; p.377
QUASIPARTICLES IN NON-COMMUTATIVE FIELD THEORY 371
Letusconsidernowascalar Φ
4
theoryoninfourdimensions.Withoutfurther
loss of generality we assume θ
23
=−θ
32
=θ. Because one can drop one star-
productintheLagrangianthefreetheoryisunchangedwithrespecttotheoneon
ordinaryIR
n
.The treelevel propagator isthen theusual one
/angbracketleftΦ(p)Φ(−p)/angbracketright=
i
p
2
−m
2
. (6)
The one-loop corrections to the two point function that arise from the Φ
4
vertex
are shown in figure 2(a) and 2(b). Because of the cyclic symmetry of the vertex
wehavetwodistinctclassesofgraphs[6].Ifweconnectneighbouringlinesofthe
vertex in figure (1) the dependence of the exponential on the internal momentum
k=k
1
=−k
2
cancels.Thusthediagram2(a)givesrisetoaquadraticdivergence
inthesamewayasit happens in ordinary Φ
4
theory.
Ifwecontracthowevernon-neighbouringlinesthedependenceontheinternal
momentum of the exponent does not cancel. The distinct classes of Feynman
diagrams in non-commutative field theories are called planar if they are of type
2(a) andnon-planar iftheyare of type2(b).
Thedivergenceisregulatedbytherapidoscillationoftheexponentialfunction
atlargeinternalmomentumandwe find
4g
2
/integraldisplay
d
4
k
(2π)
4
e
i˜p
k
k
2
−m
2
=ig
2
4π
2
˜p
2
+···, (7)
Where we introduced the notation ˜p
n
=p
m
θ
mn
and the dots indicate terms that
are less singular for ˜p→0. Resummation gives rise to a corrected two-point
functiononthe one looplevelofthe form
Γ
2
(p) =p
2
−m
2
R
+g
2
π
2
˜p
2
. (8)
Thequadraticdivergenceintheplanargraphgivesrisetoarenormalizationofthe
mass.Thenon-planargraphresultsinadramaticchangeoftheinfraredbehaviour
of the theory. On a technical level the origin of this infrared divergence is easily
understood. The non-planar diagram is regulated by the phase factor stemming
from the star product. This phase is absent if the external momentum flowing
intothediagramvanishes.Thustheultravioletdivergencehasbeenconvertedinto
an infrared divergence. This phenomenon UV/IR mixing has first been discussed
in [7] and has been further investigated in [9]- [33]. Notice also that the IR-
singularity is present even in the massive theory. Since it is induced by modes
inthefarUV circlingin the loopit isinsensitive tothe presenceofa massterm.
It should be emphasized that there are usually also subleading logarithmic
infrared divergencies. In the infrared these become important at momenta of
the order of p=O(e
−
1
g2
). Down to these non-perturbatively small momenta
kievarwe.tex; 12/03/2001; 3:49; p.378
372 K.LANDSTEINER
the infrared behaviour is dominated by the effects stemming from the quadratic
divergencies. In the following we will always concentrate on the leading order
IR-behaviour and thusneglect thecontributionsfrom the logarithms.
In supersymmetric theories quadratic divergencies in four dimensions are ab-
sent. However at finite temperature supersymmetry is broken and the one-loop
dispersion relation will again show effects from UV/IR mixing in non-planar
graphs.BecausetemperatureactsasacutoffnoIR-singularitiesaretobeexpected.
The next section reviews these effects in the example of N= 4supersymmetric
Yang-Mills theory.
2. Quasiparticles in non-commutative N=4SYM
We limit ourselves to the study of a non-commutative U(1)N= 4gauge theory.
The spectrum of the theory consists of six scalars, four Majorana Fermions and a
vector field. The Lagrangiantakestheform
L=
1
g
2
/integraltext/parenleftBig
−
1
4
F
mn
F
mn
+
1
2
D
m
Φ
ab
D
m
Φ
ab
+
1
4
{Φ
ab
,Φ
cd
}
∗
{Φ
ab
,Φ
cd
}
∗
+
+iλ
a
σ
m
D
m
¯λ
a
+i{λ
a
,λ
b
}
∗
Φ
ab
+i{¯λ
a
,¯λ
b
}
∗
Φ
ab
/parenrightBig
.
(9)
The theory has a global SU(4)symmetry under which the fermions transform
under the 4,¯4. The 6 scalars transform in the antisymmetric. This symmetry is
indicatedby indices a,b.
Wewillstudythedispersionrelationofthe N=4scalarsatfinitetemperature
andonelooplevel.FinitetemperatureisimplementedintheMatsubaraformalism
by considering the theory on S
1
×IR×IR
2
nc
. The last factor indicates the two-
dimensional non-commutative plane. The fermions are taken to have antiperiodic
boundary conditions on the S
1
factor. Non-commutative field theories at finite
temperaturehavebeeninvestigated in[34]-[37]
The scalarself-energyis given by
Σ
T
= 32g
2
/integraldisplay
d
3
k
(2π)
3
sin
2˜p·
k
2
k(n
B
(k) +n
F
(k)) + 4g
2
P
2
¯Σ,(10)
n
B
(k)andn
F
(k)denote Bose-Einstein and Fermi-Dirac distributions. Four mo-
mentum is denoted by P
2
=p
2
0
−p
2
, lowercase denotes three-momentum.
Momenta alongthe non-commutativedirectionsas will be called transverse.
The first term in (10) vanishes at T= 0because of supersymmetry. The
second term contributes to the finite temperature wave-function renormalization
of the scalar field. It affects the position of the pole only to O(g
4
)and we will
dropitinthesequel.
kievarwe.tex; 12/03/2001; 3:49; p.379
QUASIPARTICLES IN NON-COMMUTATIVE FIELD THEORY 373
0.5
1
1.5
2
2.5
Pnc
0.5
1
1.5
2
2.5
3
Energy
Figure 13. Dispersion relation for scalars in N= 4Yang-Mills for different temperatures. The
momentumpis taken to lie entirely in the non-commutative directions. The dashed line shows the
light coneω=p. The dotted line shows the momentum p
c
below which the group velocity
∂
ω
∂p
is
bigger than one.
Using the relation sin
2˜p
k
2
=
1
2
(1−cos ˜pk)we can separate the planar and
non-planarcontributionsto the self-energy.The dispersion relation becomes
ω
2
=p
2
+ 2g
2
T
2
−4g
2
T
π|˜p|tanhπ|˜p|
T
2. (11)
Aplotofthedispersionrelationisshowninfigure(3).Thehyperbolictangent
arises solelyfrom the non-planarcontributionto thedispersion relation.
Forlargetransverseexternalmomentathenon-planarcontributionissublead-
ingwith respect tothe planar one,
ω
2
≈p
2
+ 2g
2
T
2
−4g
2
T
π|˜p|, T ˜p/greatermuch1. (12)
The second term comes from the planar diagrams and gives a mass to the scalar
excitations. The subdominant term linear in Tarises solely from soft bosons in
non-planardiagrams.Thesearemodeswithcharacteristicmomentum k/lessmuchTand
large occupation number n
B
≈T/k/greatermuch1,
Σ
np
∼
/integraldisplay
d
3
k
1
kcos ˜pk
T
k∼
T
˜p. (13)
In usual space-time the approximation n
B
≈T/k/greatermuch1results in the well
known ultraviolet catastrophe of classical field theory. In the non-planar sector
of non-commutative space this does not happen as long as ˜pis different from
zero. This is yet another manifestation of the UV/IR mixing of non-commutative
field theories: to leading order at high temperature, the non-planar contribution is
effectivelypurely classical[36].
At low transverse external momenta, the non-planar contribution tends to
cancel the planar one. For zero external transverse momentum the interaction
switchesoff.Thetheorybecomesafree,gapless U(1)gaugetheorywith ω
2
≈p
2
3
.
kievarwe.tex; 12/03/2001; 3:49; p.380
374 K.LANDSTEINER
Let us consider now the case where the momentum lies along the non-
commutative directions. Since ω(0) = 0and for large p,ω(p)≈
/radicalbig
p
2
+ 2g
2
T
2
,
which lies above the lightcone, there is a region in between with
∂ω(p
)
∂p
>1. Thus
thegroup velocitymustexceed thespeedof lightfor smalltransverse momenta!
ω
2
≈
/parenleftBigg
1 +g
2
π
2
T
4
θ
2
6
/parenrightBigg
p
2
. (14)
The low momentum excitations are massless, but propagate with an index of re-
fractionn=p/ωsmaller than one. Because the interactions switch off at low
momenta, we expect these modes to be long-lived. In figure (3) the momentum
p
c
below which the group velocity exceeds one is depicted by a dotted line. The
dashedlineshowsthelightcone ω=p.
Let us emphasize that these qualitative features should be quite general and
not an artifact of our one loop approximation, as they simply arise from the fact
that the theory is non-interacting at zero transverse momentum and develops a
massgapotherwise
2
.
We now investigate the consequences of the dispersion relation (14) for wave
propagation. Imagine that some disturbance of the scalar field is created in the
thermal bath at time t= 0. To simplify matters we will consider only a one
dimensional problem with momentum pointing in a non-commutative direction.
Thefastestmovingmodesaretheoneswithlongestwavelength.Thesearealsothe
modes which are long lived in the thermal bath. For these it is possible to obtain
theexactasymptoticbehaviourbynotingthatthedispersionrelationaround k= 0
is
ω(k) =c
0
k−γk
3
+O(k
5
), (15)
withc
0
=
/radicalBig
1 +
g
2
π
2
T
4
θ
2
6
andγ=
g
2
π
4
θ
4
T
6
120c
0
.Thisisthedispersionrelationofthe
linearisedKorteweg-deVriesequationwhosesolutionisexpressedintermsofthe
Airy function Ai(z). We can express the solution for the head of a wavetrain by
[38]
Φ =
A
2(3γt)
1
3
Ai
/parenleftBigg
x−c
0
t
(3γt)
1
3
/parenrightBigg
. (16)
The Airy function has oscillatory behaviour for negative argument and decays
exponentially for positive argument. Thus the wavetrain decays exponentially
ahead ofx=c
0
t. Behind the wave becomes oscillatory. In this region one
can
2
One might also be worried if these effects are gauge dependent. A model without gauge sym-
metry can be obtained if one sets the gauge field and one fermion (the field content of an N= 1
vector multiplet)to zero. This would result in a N= 1Wess-Zumino model with Moyal bracket
interactions. It wouldonly change the overall factor in (10).
kievarwe.tex; 12/03/2001; 3:49; p.381
QUASIPARTICLES IN NON-COMMUTATIVE FIELD THEORY 375
match the Airy function with the asymptotics obtained from a stationary wave
approximation. In between the oscillatory region and the exponential decay there
is a transition region of width proportional to (γt)
1
3
aroundx=c
0
t. In this
region the wavetrain has its first crest which therefore is moving with a velocity
approximatelygiven by c
0
.
Group velocities faster than the speed of light do also appear in conventional
physics, e.g. it is well-known that this happens for light propagation in media
close to an absorption line. Since the dispersive effects are however large, the
group velocity loses its meaning as the velocity of signal transportation. In our
case, it is interesting to notice that as the temperature increases, not only c
0
but
alsoγgrows. This implies that at high temperatures the soft transverse momenta
become very dispersive. In such situations it is useful to introduce the concept
of a front velocity which is the velocity of the head of the wavetrain. For the
propagation of light in a medium it can be shown that this front velocity never
exceeds the speed of light even if the group velocity can be faster than the speed
of light [39]. In our case the front velocity can be defined as the velocity of the
first crest of the wavetrain. According to (14) and (15) this is always bigger that
the speed of light. The advance of the first crest with respect to an imagined light
front is (c
0
−1)t. Since its spread grows as (γt)
1
3
, the first crest is well defined
outsidethelightconeforlarge enoughtime, t>t
0
wheret
0
=
/radicalBig
γ
(c
0
−1)
3
.
The question arises if this superluminosity implies a violation of causality.
This is not necessarily the case. Violation of causality needs both ingredients:
superluminosityandtherelativityprinciple.ImagineanobserverAemittingsome
signal with superluminous velocity c
0
. If the relativity principle is valid another
observer B in a boosted frame relative to A could then catch the signal. B could
send an answer also with superluminous speed c
0
. The answer would reach ob-
serverAbeforehesentouttheoriginalsignal.Thecrucialpointisofcoursethatin
thenon-commutativespace-timeweareconsideringboostsarenotanymoresym-
metries.InparticularonlyintheframeofobserverAtimeisordinary,commuting
time. Any other frame involving a boost in a non-commutative direction implies
that also time is non-commutative. To obtain an answer if causality is violated
onewouldhavetocalculatethedispersionrelationalsoinsuchaframeandstudy
wave propagation then. Finite temperature field theory with non-commutative
timeishoweverdifficulttoformulateduetotheinfinitenumberoftimederivatives
appearing in the star product. This is an open question though progress could
possiblybeachievedalong thelines in[3].
3. Discussionand Outlook
We have concentrated on reviewing the properties of scalar quasiparticles at fi-
nite temperature in non-commutative N= 4gauge theory. Another system that
has been studied in [37] is the non-commutative Wess-Zumino model with star-
kievarwe.tex; 12/03/2001; 3:49; p.382
376 K.LANDSTEINER
productinteractionsinsteadofMoyal-brackets.Theone-loopself-energyisgiven
by a similar expression as (10) except that sin
˜
pk
2
is substituted by cos
˜
pk
2
. It turns
out that this has the effect that for temperatures T >T
0
≈
1
√
gθ
the minimum of
thedispersionrelationisdisplacedfrom p= 0!Ithasbeenarguedthatthismakes
Bose-condensation of scalar modes impossible for temperatures higher than T
0
[37]
3
.
Anothersystemthathasbeenstudiedin[37]was N=2gaugetheoryatfinite
density. The results are qualitatively analogous to the case with temperature. The
roleofthetemperatureisthen played bythechemical potential.
Non-commutative field theories in the setup discussed here appear also in
stringtheory.In[41]itwasshownthatthephysicsofD-branesina B-fieldback-
groundinaparticularscalinglimitwith α
/prime
→0isdescribedbynon-commutative
supersymmetric gauge theories. It has been suggested that the effects of UV/IR
mixing could be understood from a string perspective [7]. The UV/IR mixing in
this stringy context has been considered in [43]-[49]. Since the model considered
here arises as the scaling limit of a D-3-brane in a B-field background it would
be very interesting to reconsider the one-loop dispersion relations from a string
theory perspective.
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kievarwe.tex; 12/03/2001; 3:49; p.385
TIME DEPENDENCEAND(NON)COMMUTATIVITY
OFSYMMETRIESOFEVOLUTION EQUATIONS
ARTURSERGYEYEV
∗
Mathematical Institute,Silesian Universityat Opava,
Bezruˇcovon´am.13,74601 Opava, Czech Republic
1. Introduction
Nearlyallknowntodayintegrablesystemsarehomogeneouswithrespecttosome
scaling. For such systems no generality is lost in assuming the homogeneity of
symmetries, master symmetries, recursion operators, etc., and this considerably
simplifies theirfindingandstudy,see e.g.[1]–[10].
In the present paper we combine this well-known idea with our new results
on the structure of time-dependent (cf. e.g. [6, 11–14] for the time-independent
case)formalsymmetriesforanaturalgeneralizationofthesystems,consideredin
[11,12,15],namely,for(1+1)-dimensionalnondegenerateweaklydiagonalizable
(NWD) evolution systems with constraints. This enables us to find simple
sufficient conditions for the commutativity and time-independence of higher
order symmetries and for the existence of infinite number of such symmetries for
homogeneous NWD systems with constraints. Note that the majority of known
[8, 10, 12] and recently found, see e.g. [7, 16, 17], integrable evolution systems
in (1+1) dimensions fit into this class. Moreover, our results, unlike the majority
ofalreadyknownones,arevalidforthesystemswithtime-dependentcoefficients
as well,cf. e.g. [18],andarenotrestrictedto scalarequations.
Let us stress that the proofs and the application of our results involve just
an easy verification of some weight-related conditions and do notrely on the
existence of a master symmetry or e.g. (hereditary) recursion operator. Hence,
the results of present paper (except for those on existence of infinitely many
symmetries) can be applied to non-integrable systems as well. On the other hand,
the simplicity of use makes our results particularly helpful in the study of ne
w
∗
[email protected], [email protected]
kievarwe.tex; 12/03/2001; 3:49; p.386
380 A.SERGYEYEV
integrablesystemsforwhichonlyafewhigherordersymmetriesand(sometimes)
a‘candidate’forthemastersymmetryareknown,butnorecursionoperatorisyet
found.Indeed,weshowthatthecheckofasmallnumberofconditionsforthelow
ordersymmetriescanreplacetediouschecks,cf.[19],thattime-independentsym-
metriesofsufficientlyhighordercommute,thata‘candidate’formastersymmetry
is a nontrivial master symmetry and that its action yields the symmetries being
well-defined (cf. [10] for recursion operators and localsymmetries) functions of
local variables x,t,u,u
1
,...andof nonlocalvariables ω
γ
defined below.
Note that, unlike [4, 5, 19], in order to prove the existence of infinitely many
symmetries we do not make a prioriextra assumptions, say, about the existence
of “negative” master symmetries τ
j
,j < 0[19]: all we need is a suitable
‘candidate’τfor the master symmetry and a higher order time-independent
symmetry. We also show that in order to verify the commutativity of allhigher
order time-independent homogeneous symmetries at once, it suffices to check
only a small number of conditions for the time-independent symmetries of order
lower than two. Moreover, checks of this kind are almost entirely algorithmic, so
computeralgebra softwarecan bereadily applied to perform them.
The paper is organized as follows. In Section 2 we give some definitions
and facts, being the straightforward extension of those from [11, 12, 15] to the
case of explicitly time-dependent evolution systems with constraints. In Section
3 we present the sufficient conditions of well-definiteness of the symmetries
generated by means of master symmetry for the general evolution systems with
constraints. In Section 4 we define nondegenerate weakly diagonalizable (NWD)
systems with constraints and present some results on structure of their formal
symmetries. In Section 5 we find the sufficient conditions for commutativity and
time-independence of higher order symmetries and for the existence of infinite
hierarchiesoftime-independenthigherordersymmetriesforhomogeneousNWD
systemswithconstraints.
2. Basic definitions andstructures
Letusconsider asystem ofevolution equationswith constraints(cf. [15])
∂u/∂t=F(x,t,u,...,u
n
/prime
,/vector ω) (1)
for the vector function u= (u
1
,...,u
s
)
T
. Here u
j
=∂
j
u/∂x
j
,u
0
≡uand
F= (F
1
,...,F
s
)
T
;/vector ω= (ω
1
,...,ω
c
)
T
;
T
denotesthematrixtransposition.The
nonlocal variables ω
α
are definedhere bymeans ofthe relations [15,20]
∂ω
α
/∂x=X
α
(x,t,u,u
1
,...,u
h
,/vector ω), (2)
∂ω
α
/∂t=T
α
(x,t,u,u
1
,...,u
h
,/vector ω). (3)
We shalldenote by Ωthesetof nonlocalvariables ω
γ
,γ= 1,...,c.
kievarwe.tex; 12/03/2001; 3:49; p.387
SYMMETRIESOF EVOLUTIONEQUATIONS 381
LetA
j,k
(Ω)be the algebra of all locally analytic scalar functions of
x,t,u,u
1
,...,u
j
,ω
1
,...,ω
k
with respect to the standard multiplication,
A≡A (Ω) =
/uniontext
c
k=1
/uniontext
∞
j=0
A
j,k
(Ω), and letA
loc
={f∈A|∂f/∂/vector ω = 0}be the
subalgebra of localfunctions inA. Note that we do not exclude the case c=∞.
The operatorsoftotal x- andt-derivativesonAhavetheform
D≡D
x
=
∂
∂x+
∞
/summationtext
i=0
u
i+1
∂
∂u
i
+
c
/summationtext
α=1
X
α
∂
∂ω
α
,
D
t
=
∂
∂t+
∞
/summationtext
i=0
D
i
(F)
∂
∂u
i
+
c
/summationtext
α=1
T
α
∂
∂ω
α
.
Following [15, 20], we require that [D
x
,D
t
] = 0 or, equivalently,
D
t
(X
α
) =D
x
(T
α
)forα= 1,...,c.
We shall denote by ImDthe image ofAunderD. Throughout this paper
except for Section 3 we make a blanket assumption that the kernel of DinA
consistssolely offunctionsof t.
Consider the set Mat
p
(A)[ [D
−1
] ]offormal series in powers of Dof the form
H=
/summationtext
q
j=−∞
h
j
D
j
, whereh
j
arep×pmatrices with entries from A, cf. e.g.
[11, 12].We shallwritefor short A[ [D
−1
] ]insteadof Mat
1
(A)[ [D
−1
] ].
The greatest m∈Zsuch thath
m
/negationslash= 0is called the degreeof H∈
Mat
p
(A)[ [D
−1
] ]and is denoted as m= deg H. We assume that deg 0 =−∞,
cf. e.g. [1]. The formal series Hof degreemis called nondegenerate [12], if
deth
m
/negationslash= 0. For H=
/summationtext
m
j=−∞
h
j
D
j
∈A[ [D
−1
] ],h
m
/negationslash= 0, itsresidueandloga-
rithmic residue are definedas res H=h
−1
andres ln H=h
m−1
/h
m
[11, 12].
The set Mat
p
(A)[ [D
−1
] ]is an algebra under the multiplication law, given by
the“generalized Leibnizrule”,cf.[1],
aD
i
◦bD
j
=a
∞
/summationdisplay
q=0
i(i−1)···(i−q+
1)
q!D
q
(b)D
i+j−q
for monomials aD
i
,bD
j
,a,b∈Mat
p
(A), and extended by linearity to the
whole Mat
p
(A)[ [D
−1
] ]. The commutator [ A, B] = A◦ B− B◦ Amakes
Mat
p
(A)[ [D
−1
] ]intoa Liealgebra.Belowwe omit ◦ifthis is notconfusing.
G∈A
s
iscalled, seee.g. [1–3], a symmetry for(1)–(3), if
∂G/∂t+ [F,G] = 0, (4)
where [·,·]istheLiebracket [K,H] =H
/prime
[K]−K
/prime
[H].Thedirectionalderivative
of any (smooth) function f∈A
q
along H∈A
s
is defined here as f
/prime
[H] =
(df(x,t,u+/epsilon1H,u
1
+/epsilon1D
x
(H),...)/d/epsilon1)
/epsilon1=0
. Extending the technique of [15] to
thecaseoftime-dependentsystems(1)–(3),wecaneasilyshowthatforany f∈A
we havef
/prime
∈A[ [D
−1
] ].
For anyf∈A
q
we shall define its formal order asfordf= degf
/prime
. This
naturally generalizes thenotionoforderforlocal functions,cf. e.g.[1, 12].
kievarwe.tex; 12/03/2001; 3:49; p.388
382 A.SERGYEYEV
LetS
F
(A)bethesetofallsymmetries G∈A
s
for(1)–(3),S
(k)
F
(A) ={G∈
S
F
(A)|fordG≤k},Ann
F
(A) ={G∈S
F
(A)|∂G/∂t= 0}. In general,
forA /negationslash=A
loc
neitherA
s
norS
F
(A)are closed under the Lie bracket, but if
[P,Q]∈A
s
forsome P,Q∈S
F
(A),then we have [P,Q]∈S
F
(A).
A formal series R=
/summationtext
r
j=−∞
η
j
D
j
∈Mat
s
(A)[ [D
−1
] ]is called [1, 11, 15]
theformalsymmetry ofrankmfor(1) (or,rather,for(1)–(3)), provided
deg(D
t
( R)−[F
/prime
, R])≤degF
/prime
+ deg R−m. (5)
The derivative D
t
( R)is definedhere as D
t
( R) =
/summationtext
r
j=−∞
D
t
(η
j
)D
j
.
ThesetFS
(q)
F
(A)ofallformalsymmetriesofranknotlowerthan qofsystem
(1)–(3) is a Lie algebra, because for the formal symmetries Pand Qof ranksp
andqwe have [ P, Q]∈FS
(r)
F
(A)forr= min(p,q),cf.[12].
Eq.(4) is well known to be nothing but the compatibility condition for (1)
and∂u/∂τ =G. Provided G∈ A
s
, we have∂(∂u/∂τ)∂t=D
t
(G)and
∂(∂u/∂t)∂τ=F
/prime
[G]. HenceEq.(4)maybe rewritten as D
t
(G) =F
/prime
[G].
LetF
/prime
≡
n
/summationtext
i=−∞
φ
i
D
i
andn
0
=
/braceleftbigg
1−j,ifφ
i
=φ
i
(x,t),i=n−j,...,n,
2otherwise.
SinceD
t
(G) = F
/prime
[G]impliesD
t
(G
/prime
)−[F
/prime
,G
/prime
]−F
/prime/prime
[G] = 0, and
degF
/prime/prime
[G]≤degF
/prime
+n
0
−2,wereadily seethat G
/prime
∈FS
(fordG−n
0
+2)
F
(A).
3. Actionof mastersymmetries ontime-independent symmetries
As we have already mentioned above, for P,Q∈A
s
in general [P,Q]/negationslash∈A
s
.
In particular, when we repeatedly commute a master symmetry τ∈ A
s
with
some time-independent symmetry Q∈Ann
F
(A), it is by no means obvious
thatQ
i
= ad
i
τ
(Q) = [τ,Q
i−1
]belong toA
s
, except for the case A=A
loc
. In
some cases we can make the conditions [τ,Q
i
]∈A
s
or[P,Q]∈A
s
hold by
introducing new nonlocal variables ˜ω
κ
and thus replacing Aby a larger algebra
˜A. But in order that [P,Q]∈A
s
forP,Q∈A
s
it obviously suffices to require
thatω
/prime
µ
[P]∈Afor thoseω
µ
on which Qactually depends and ω
/prime
ν
[Q]∈Afor
thoseω
ν
onwhich Pactually depends, cf.Ch. 6in[20].
Moreover,we have
Proposition 1. Letτ,Q∈A
s
,ω
/prime
γ
[Q]∈Aandω
/prime
γ
[τ]∈Aforγ= 1,...,c.
ThenQ
l
= ad
l
τ
(Q)∈A
s
foralll= 1,2,....
Proof.Let us use induction. To prove that [τ,Q
l
]∈ A
s
, if
Q
l
= [τ,Q
l−1
]∈A
s
, it suffices to prove that ω
/prime
ν
([τ,Q
l−1
])∈Afor allω
ν
whichτdepends on and that ω
/prime
δ
[τ]∈Afor allω
δ
which [τ,Q
l−1
]depends on.
Asω
/prime
ν
([τ,Q
l−1
]) = (ω
/prime
ν
[Q
l−1
])
/prime
[τ]−(ω
/prime
ν
[τ])
/prime
[Q
l−1
], it suffices that ω
/prime
γ
[τ]∈A
for allω
γ
, which [τ,Q
l−1
]andω
/prime
ν
[Q
l−1
]depend on, and ω
/prime
κ
[Q
l−1
]∈Afor all
ω
κ
whichτandω
/prime
ν
[τ]depend on, inorderthat [τ,Q
l
]∈A
s
./square
kievarwe.tex; 12/03/2001; 3:49; p.389
SYMMETRIESOF EVOLUTIONEQUATIONS 383
It appears that nearly all known master symmetries of integrable systems
(1)–(3) satisfy the conditions of Proposition 1 for a suitably chosen set Ωof
nonlocal variables ω
γ
, so their action indeed yields the symmetries from A
s
. For
instance, if∂F/∂/vector ω = 0andA=A(Ω
UAC,F
), then by virtue of the results of
[20] Proposition 1 holds true for any τ,Q∈S
F
(A). Here Ω
UAC,F
is the set of
all nonlocal variables ω
γ
associated with the universal abelian covering (see [20]
for its definition) over (1). Let us stress that Proposition 1 is valid for any τand
Qmeeting the relevant requirements, no matter whether τis a master symmetry
andQisasymmetryfor(1)–(3).
Note that Proposition 1 is obviously valid for more general systems of PDEs
with constraints than (1)–(3), if we suitably redefine for them the Lie bracket, the
directionalderivativeand thealgebra A.
4. Thestructureofformal symmetriesforNWD systems
Consider a particular class of evolution systems with constraints (1)–(3) such
thatn≡fordF≥2and the leading coefficient Φof the formal series F
/prime
(i.e.,F
/prime
≡ΦD
n
+...) hassdistinct eigenvalues λ
i
and can be diagonalized
by means of a matrix Γ = Γ(x,t,u,...,u
n
/prime
,/vector ω), i.e., the matrix Λ = ΓΦΓ
−1
is diagonal, cf. [11, 12]. For these systems there exists a unique formal series
T= Γ + Γ
/summationtext
∞
j=1
Γ
j
D
−j
∈Mat
s
(A)[ [D
−1
] ]such that all coefficients of the
formalseries V= TF
/prime
T
−1
+(D
t
( T)) T
−1
arediagonalmatricesandthediagonal
entriesofmatrices Γ
j
,j= 1,2,...,areequaltozero.Theproofisessentiallythe
same as for Proposition 3.1 from [11]. We shall call the systems with constraints
(1)–(3) having the above properties and such that det Φ/negationslash= 0nondegenerate
weaklydiagonalizable(NWD) .Notethatwhen uisscalar,i.e., s= 1,anysystem
(1)–(3) with n≡fordF≥2obviously is an NWD system with constraints,
having T= 1and V=F
/prime
.
Belowin thissection(1)–(3)will be anNWDsystem with constraints.
Eq.(5) yields [11, 12] deg(D
t
(˜ R)−[ V,˜ R])≤deg V+ deg ˜ R−m, where
˜ R= TRT
−1
, whence we find (cf. [6, 12, 13]) that any R∈FS
(n+1)
F
(A)can be
represented inthe form
R= T
−1
/parenleftBigg
r
/summationtext
j=r−n+1
c
j
(t) V
j/n
/parenrightBigg
T+
1
nT
−1
/parenleftBig
D
−1
/parenleftBig
˙c
r
(t)Λ
−1/n
−rc
r
(t)D
t
(Λ
−1/n
)
/parenrightBig/parenrightBig
V
r−n
+1
n
T+ N,deg N<r−n+ 1.(6)
Likewise, for R∈FS
(m)
F
(A)withm= 2,...,nwe have
R= T
−1
/parenleftBigg
r
/summationtext
j=r−m+2
c
j
(t) V
j/n
/parenrightBigg
T+ N,deg N<r−m+ 2.(7)
kievarwe.tex; 12/03/2001; 3:49; p.390
384 A.SERGYEYEV
Herer= deg R, N=bD
ν
+··· ∈ Mat
s
(A)[ [D
−1
] ]is some formal
series,ν=r−nin (6) andν=r−m+ 1in (7);c
j
(t)andΓbΓ
−1
are
diagonals×smatrices; for V≡diag( V
1
,..., V
s
), V
i
∈ A[ [D
−1
] ], we set
V
j/n
= diag( V
j/n
1
,..., V
j/n
s
)[11]; dotstands forthe partialderivative w.r.t. t.
Inthissectionweassumethatanyfunction ˜h+a(t),wherea(t)isanarbitrary
functionoft, canbetaken for D
−1
(h), ifh=D(˜h)andh,˜h∈A.
Form= 2,...,n + 1Eqs. (6), (7) represent a general solution of (5) for any
NWD system with constraints (1)–(3). Hence, if at least one entry of the matrix
(˙c
r
(t)Λ
−1/n
−rc
r
(t)D
t
(Λ
−1/n
))does not belong to ImD, then (1)–(3) has no
formalsymmetriesfrom FS
(n+1)
F
(A)withagiven c
r
(t).
Forany P≡ T
−1
c
p
(t) V
p/n
T+···and Q≡ T
−1
d
q
(t) V
q/n
T+···wehave
[ P, Q] = T
−1
(1/n)(pc
p
(t)˙d
q
(t)−qd
q
(t)˙c
p
(t)) V
p+q−
n
n
T+ K(8)
by virtue of (6), provided P, Q∈FS
(n+1)
F
(A). Here K∈Mat
s
(A)[ [D
−1
] ]is
some formal series, deg K<p+q−n.
LetP,Q∈A
s
,R≡[P,Q]. Then R
/prime
=Q
/prime/prime
[P]−P
/prime/prime
[Q]−[P
/prime
,Q
/prime
]. If
P,Q∈S
F
(A), then (5) and (6) for R=P
/prime
and R=Q
/prime
imply degP
/prime/prime
[Q]≤
p+n
0
−2<p+q−nanddegQ
/prime/prime
[P]≤q+n
0
−2<p+q−nforp,q>n +n
0
−2,
p≡fordP,q≡fordQ. This resultand(8)for P=P
/prime
, Q=Q
/prime
yield
[P,Q]
/prime
=− T
−1
(1/n)(pc
p
(t)˙d
q
(t)−qd
q
(t)˙c
p
(t)) V
p+q−
n
n
T+˜ K,(9)
where ˜ K∈Mat
s
(A)[ [D
−1
] ]issomeformal series, deg˜ K<p+q−n.
So,ifP,Q∈S
F
(A),p,q>n +n
0
−2,then fordR≤p+q−n.IfR∈A
s
,
thenR∈S
(p+q−n)
F
(A),andR∈S
(p+q−n−1)
F
(A),ifpc
p
(t)˙d
q
(t) =qd
q
(t)˙c
p
(t).
Let (1)–(3) have a nondegenerate formal symmetry R∈Mat
s
(A)[ [D
−1
] ],
r≡deg R/negationslash= 0, of rankq > n. ThenD
t
(ρ
a
j
)∈ImD, i.e.,ρ
a
j
are
conserved densities, for a= 1,...,sandj=−1,0,...,q−n−2, where
ρ
a
0
= res ln(( TRT
−1
)
1/r
)
aa
andρ
a
j
= res(( TRT
−1
)
j/r
)
aa
forj/negationslash= 0, cf. [11].
Forn
0
<2we haveρ
a
j
∈ImDforalla= 1,...,sandj=−1,0,...,−n
0
.
Proposition2. LetanNWDsystemwithconstraints(1)–(3)haveanondegenerate
formal symmetry R∈Mat
s
(A)[ [D
−1
] ],r≡deg R/negationslash= 0,q≡rank R>n; let for
a= 1,...,sthere existm
a
∈{− 1,1,2,...,min(n−2,q−n−2)}such that
m
a
/negationslash= 0,ρ
a
m
a
/negationslash∈ImDandρ
a
j
∈ImDforj=−1,1...,m
a
−1,j/negationslash= 0.Thenfor
each P∈FS
(m+n+2)
F
(A),m= max
a
m
a
, there exists a constant s×sdiagonal
matrixcsuch that P= T
−1
c R
p/r
T+···,p≡deg P.
kievarwe.tex; 12/03/2001; 3:49; p.391
SYMMETRIESOF EVOLUTIONEQUATIONS 385
Proof.Since R∈FS
(n+1)
F
(A), by (6) we have R= T
−1
h(t) V
r/n
T+···.
For any P∈FS
(n+1)
F
(A)we can (cf.[6, 14] and(6))represent ˜ P≡ TPT
−1
as
˜ P=
p
/summationtext
j=p−n+1
c
j
(t)˜ R
j/r
+
1
n
/parenleftBig
D
−1
/parenleftBig
˙c
p
(t)(h(t))
n/r
ρ
−1
/parenrightBig/parenrightBig
˜ R
p−n
+1
r
+˜ N.(10)
Here ˜ N≡
/summationtext
p−n
j=−∞
˜b
j
D
j
∈Mat
s
(A)[ [D
−1
] ],c
j
(t),h(t),˜b
p−n
are diagonal s×s
matrices,ρ
−1
≡diag(ρ
1
−1
,...,ρ
s
−1
),˜ R= TRT
−1
; the fractional powers ˜ R
j/r
aredefined sothat theirfirst rcoefficientsarediagonal, cf. [11, 12].
For P∈FS
(d)
F
(A)we have deg(D
t
(˜ P)−[ V,˜ P])≤n+p−d, and thus
deg(D
t
(˜ P
i
)−[ V,˜ P
i
])≤n+p+i−min(q,d)for˜ P
i
≡˜ P˜ R
i/r
. Hence, for
−p−2<i< min(q,d)−n−p−1wehave res(D
t
(˜ P
i
)−[ V,˜ P
i
]) = 0.
Letusplug(10)intothisequalityfor −p−2<i< min(q,d,2n)−n−p−1
and break it into sscalar equations. Since res([ V,˜ P
i
])
aa
∈ImDby Adler’s
formula, see e.g. [12], and D
t
(ρ
a
j+i
)∈ImDby assumption, we easily find that
for any P∈FS
(m+n+2)
F
(A)we have (˙c
p
(t))
aa
ρ
a
m
a
= 0modulo the terms from
ImDfor alla= 1,...,s. So, ˙c
p
(t) = 0, andtheresult follows. /square
Corollary 1. Under the assumptions of Proposition 2, for any G∈S
F
(A),k≡
fordG≥m+n+n
0
, we have G
/prime
= T
−1
c R
k/r
T+···, wherecis a constant
s×sdiagonal matrix.
5. Symmetries ofhomogeneousNWD systems
Let (1)–(3) possess a scaling symmetry D=αtF+xu
1
+βu, whereβ=
diag(β
1
,...,β
s
)is a diagonal matrix, α,β
j
= const, and let the determining
equations (2), (3) for ω
γ
,γ= 1,...,c, be homogeneous with respect to D. Then
weshallcalltheevolutionsystemwithconstraints(1)–(3) homogeneous w.r.t.D,
cf.e.g.[7,8,10,20].Ifaformalvectorfield G∂/∂uishomogeneousofweight κ
w.r.t.D, then we shall say for short that G∈A
s
itself is homogeneous of weight
κandwrite wt(G) =κ.
Forhomogeneoussystems(1)–(3)thereusuallyexistsabasisin S
F
(A)made
ofhomogeneoussymmetries,andhencetherequirementofhomogeneityof P,Q
andτbelowisbynomeansrestrictive.So,thephraselike“forall(homogeneous)
H∈Mthecondition Pistrue”belowmeansthatthereexistsabasisin Msuch
that all its elements are homogeneous w.r.t. D, and for all of them the condition
Pholdstrue.Wehaveanobvious
Lemma 1. Let (1)–(3) be a homogeneous system with constraints, and
homogeneous P,Q∈S
F
(A)be such that [P,Q]∈ M, whereMis a
subspace ofA
s
. Suppose that wt(G)/negationslash= wt([ P,Q]) = wt( P) + wt( Q)for all
(homogeneous) G∈S
(p+q)
F
(A)∩M,p≡fordP,q≡fordQ.Then [P,Q] = 0.
kievarwe.tex; 12/03/2001; 3:49; p.392
386 A.SERGYEYEV
This result, as well as other results below, allows to prove the commutativity
for large familiesof symmetries at once. Examples below show that we can
usually choose the subspaces like Mlarge enough so that the condition
[P,Q]∈Mcan be verified for all symmetries in the family without actually
computing [P,Q]. On the other hand, by proper choice of these subspaces we
can considerably reduce the number of weight-related conditions to be verified,
and thusmake theapplicationof ourresults trulyefficient.
Below in this section we assume that (1)–(3) is a homogeneous NWD
system with constraints and P,Q∈S
F
(A)are itshomogeneous symmetries,
p≡fordP,q≡fordQ. Note that if p,q > n +n
0
−2, then by (9) we
should verify the conditions of Lemma 1 only for G∈S
(p+q−n)
F
(A)∩M(for
G∈S
(p+q−n−1)
F
(A)∩M,ifinaddition pc
p
(t)˙d
q
(t)−qd
q
(t)˙c
p
(t) = 0).
5.1. COMMUTATIVITYAND TIME DEPENDENCE OFSYMMETRIES
Corollary 2. Letα/negationslash= 0,∂Φ/∂t= 0and∂X
γ
/∂t=∂T
γ
/∂t= 0,γ= 1,...,c.
Let homogeneous P,Q∈Ann
F
(A)be such that [P,Q]∈ L, whereLis
a subspace ofA
s
. Letp,q≥b
F
≡min(max(n
0
,0),n+n
0
−1), where
p≡fordP,q≡fordQ. Suppose that wt(G)/negationslash= (p+q)α/nfor all
(homogeneous) G∈S
(n
0
−1)
F
(A)∩Ann
F
(A)∩L.Then [P,Q] = 0.
Proof.IfP,Q∈Ann
F
(A),[P,Q]∈A
s
,p,q≥b
F
, then, using (6), (7) and (9),
wefindthat [P,Q]∈N≡S
(p+q−1)
F
(A)∩Ann
F
(A).Eqs.(6)or(7)for R=G
/prime
imply wt(G) =kα/n/negationslash= wt([ P,Q]) = (p+q)α/nforallhomogeneous G∈N
withk≡fordG≥n
0
. Hence, under our assumptions wt(G)/negationslash= (p+q)α/nfor
all homogeneous G∈N∩L≡M , andthusby Lemma1 [P,Q] = 0./square
For instance, for the integrable [21] equation u
t
=D
2
(u
−1/2
1
) +u
3/2
1
≡K
withn
0
= 2andα= 3/2the spaceS
(1)
K
(A
loc
)∩Ann
K
(A
loc
)is spanned by 1
andu
1
, and wt(1),wt(u
1
)≤1< α(p+q)/n= (p+q)/2forp,q≥b
K
= 2.
Hence, by Corollary 2 all (homogeneous) time-independent local generalized
symmetries offormal order p>1forthisequation commute.
Likewise, using Corollary 2, we can easily show that for any λ-homogeneous
integrable evolution equation with λ≥0from [8] all its x,t-independent
homogeneouslocal generalizedsymmetriesofformalorder k>0commute.
Ifn
0
≤0and, in addition to the conditions of Corollary 2 for PandQ, the
commutator [P,Q]∈S
F
(A
loc
),[P,Q]isx,t-independent and wt([P,Q])/negationslash= 0,
then[P,Q] = 0. The weight-related conditions are automatically satisfied, as the
onlyx,t-independent symmetries in S
(n
0
−1)
F
(A
loc
)are constant ones, and their
weight is zero. In particular, for anyhomogeneous (with α/negationslash= 0) NWD system
oftheform u
t
= Φ(x)u
n
+ Ψ(x,t)u
n−1
+f(x,t,u,...,u
n−2
),where Φ,Ψare
s×smatrices, allhomogeneous x,t-independent local generalized symmetries
offormalorder k>0commute.
kievarwe.tex; 12/03/2001; 3:49; p.393
SYMMETRIESOF EVOLUTIONEQUATIONS 387
Let R∈FS
(2)
F
(A)be a nondegenerate formal symmetry for (1)–(3),
r≡deg R/negationslash= 0. Then by (7) R= Γ
−1
h(t)Λ
r/n
ΓD
r
+···, where
h(t)≡diag(h
1
(t),...,h
s
(t))is as×sdiagonal matrix. Assume that
h(t)is homogeneous w.r.t. Dandζ
R
≡(α/n + wt(h(t))/r)/negationslash= 0. Let
Z
F, R
(A) ={G∈S
F
(A)|k≡fordG≥n
0
;thereexists adiagonal
matrixc(t),wt(c(t)) = 0,such that G
/prime
= Γ
−1
c(t)(h(t))
k/r
Λ
k/n
ΓD
k
+···}.
We set here (h(t))
k/r
≡ diag((h
1
(t))
k/r
,..., (h
s
(t))
k/r
). Let also
St
F, R
(A) ={G∈Z
F, R
(A)|c(t)is aconstant matrix }, and N
(j)
F, R
(A)be
the set of symmetries G∈S
F
(A)such thatk≡fordG≥n
0
,k≤j, and
G
/prime
= Γ
−1
c(t)(h(t))
k/r
Λ
k/n
ΓD
k
+···, wherec(t)is ans×sdiagonal matrix,
different for different Gandk, and the entries of c(t)are linear combinations
of functions of t, say,ψ
b
(t), such that for all bwe have wt(ψ
b
(t))< ζ
R
(j−k)
forζ
R
>0andwt(ψ
b
(t))> ζ
R
(j−k)forζ
R
<0. For any homogeneous
G∈N
(j)
F, R
(A)we have wt(G)<jζ
R
forζ
R
>0andwt(G)>jζ
R
forζ
R
<0,
sowt(H)/negationslash= wt( P)foranyhomogeneous P∈Z
F, R
(A)andH∈N
(fordP)
F, R
(A).
LetP,Q∈S
F
(A)be homogeneous, and [P,Q]∈L
1
∪L
2
, whereL
1
is
a subspace of N
(j)
F, R
(A)for somejand R, andL
2
is a subspace of S
(d)
F
(A)for
somed. Assume that Rsatisfies the above conditions, wt([P,Q])≥jζ
R
for
ζ
R
>0andwt([P,Q])≤jζ
R
forζ
R
<0, and wt(H)/negationslash= wt([ P,Q])for all
(homogeneous) H∈L
2
/(L
2
∩N
(j)
F, R
(A)).Thenby Lemma 1 [P,Q] = 0.
Suppose that, in addition to the above conditions for [P,Q], we haved <0,
wt([P,Q])>0forζ
R
>0andwt([P,Q])<0forζ
R
<0, and [P,Q]belongs
toS
F
(A
loc
)and can be represented (as function of tandx) as a polynomial in
variablesχ(t)andξ(x)such that wt(χ(t))<0andwt(ξ(x))<0forζ
R
>0,
andwt(χ(t))>0andwt(ξ(x))>0forζ
R
<0. Then [P,Q] = 0, and there is
nofurtherweight-relatedconditionstoverify.Indeed, S
(d)
F
(A
loc
)foranyd<0is
spanned by the symmetries of the form G=G(x,t), and for any homogeneous
symmetry H=H(x,t)being a polynomial in χ(t)andξ(x)we obviously have
wt(H)/negationslash= wt([ P,Q]).
Note that under the assumptions of Proposition 2 all G∈S
F
(A)with
fordG≥m+n+n
0
belongto St
F, R
(A)byCorollary1.Supposethat Rsatisfies
the conditions, given above. Let d= min(m+n+n
0
−1,p+q). Then for any
P,Q∈S
F
(A)such that [P,Q]∈A
s
we have [P,Q]∈N
(p+q)
F, R
(A)∪S
(d)
F
(A).
Then [P,Q] = 0for homogeneous P,Q∈Z
F, R
(A), once wt(H)/negationslash= wt([ P,Q])
forall(homogeneous) H∈S
(d)
F
(A)/(S
(d)
F
(A)∩N
(p+q)
F, R
(A)).Ifp,q>n +n
0
−2,
then by (9) we can take d= min(m+n+n
0
−1,p+q−n)(or
d= min(m+n+n
0
−1,p+q−n−1),ifpc
p
(t)˙d
q
(t)−qd
q
(t)˙c
p
(t) = 0).
If∂F/∂t=∂X
γ
/∂t=∂T
γ
/∂t= 0,γ= 1,...,c, then F∈S
F
(A), and
∂P/∂t= [P,F]∈S
(p)
F
(A)forP∈S
F
(A).So,taking Q=Fandimposingthe
kievarwe.tex; 12/03/2001; 3:49; p.394
388 A.SERGYEYEV
extra condition d≤pinthree previousparagraphsyields valid results.
Wealsohavethe following
Proposition 3. Letα/negationslash= 0and∂F/∂t = 0,∂X
γ
/∂t =∂T
γ
/∂t = 0,
γ= 1,...,c; let homogeneous P∈S
F
(A)be such that p≡fordP≥n
0
,
ford∂P/∂t < p and[P,F]∈L, whereLis a subspace ofA
s
. Suppose that
wt(G)/negationslash= (p+n)α/nfor all (homogeneous) G∈S
(p−1)
F
(A)∩Lsuch that
G/negationslash∈N
(p+n)
F,F
/prime
(A). Then [P,F] = 0,andthus∂P/∂t= 0andP∈Ann
F
(A).
Proof.Asford∂P/∂t<p,wehave∂P/∂t= [P,F]∈S
(p−1)
F
(A)∩L≡M .
The conditions ford∂P/∂t < p andp≥n
0
by virtue of (6) or (7) for R=P
/prime
readily imply wt(P) =pα/n. Hence wt([P,F]) = (p+n)α/n, and thus by
Lemma1 [P,F] = 0./square
Letα > 0,∂F/∂t = 0,∂X
γ
/∂t =∂T
γ
/∂t = 0,γ= 1,...,c,
and homogeneous P,Q∈St
F,F
/prime
(A),p,q≥n
0
, be polynomials in t. If
we take the space of symmetries from S
F
(A)polynomial in time t, for ˜L,
and setL
1
= N
(p+q)
F,F
/prime
(A)∩˜L,L
2
=S
(n
0
−1)
F
(A)∩˜L,d=n
0
−1, then
[P,Q]∈L
1
∪L
2
≡M, and thus the weight-related conditions of Lemma 1,
Corollary 2, Proposition 3, etc., are to be checked only for (homogeneous)
G∈L
2
. Furthermore, if n
0
≤0, thenS
(n
0
−1)
F
(A
loc
)contains only the symme-
triesG=G(x,t), and soanyhomogeneous local generalized symmetry Kof
formal order k >0being polynomial in tandxand such that ∂
2
K/∂u
k
∂t= 0
is in fact time-independent, and any two such symmetries commute. This result
applies e.g. to anyhomogeneous NWD system with α > 0having the form
u
t
= Φ(x)u
n
+ Ψ(x)u
n−1
+f(x,u,...,u
n−2
),where Φ,Ψares×smatrices.
5.2. MASTER SYMMETRIES OF HOMOGENEOUS NWD SYSTEMS
Corollary 3. Letα/negationslash= 0,∂Φ/∂t= 0and∂X
γ
/∂t=∂T
γ
/∂t= 0,γ= 1,...,c.
Suppose that there exist a homogeneous Q∈Ann
F
(A)and a homogeneous
τ∈A
s
such that∂τ/∂t= 0,∂[τ,F]/∂t= 0,K=τ+t[τ,F]∈S
F
(A),
q≡fordQ> n +n
0
−2,b≡ford[τ,F]>max(fordτ,n), the formal
series ([τ,F])
/prime
is nondegenerate, [[τ,F],Q]∈ L, whereLis a subspace of
A
s
,[τ,Q]∈ A
s
. Let wt(H)/negationslash= (b+q)α/nfor all (homogeneous) H∈
L∩S
(n
0
−1)
F
(A)∩Ann
F
(A). Then Q
1
= [τ,Q]∈Ann
F
(A),and fordQ
1
>q.
Proof.From (4) with G=Kit clear that [τ,F]∈Ann
F
(A), so by
Corollary 2 [[τ,F],Q] = 0, whence, using [F,Q] = 0and the Jacobi identity,
we find that [F,[τ,Q]] = 0, so[τ,Q]∈Ann
F
(A). By (9) the nondegeneracy of
([τ,F])
/prime
readilyimplies ford[τ,Q] = ford[ K,Q] =b+q−n>q./square
Theorem 1. Let the conditions of Corollary 3 be satisfied, ad
j
[τ,F]
(Q)∈ L
j
,
whereL
j
are some subspaces of A
s
,Q
j
≡ad
j
τ
(Q)∈ A
s
, and wt(H)/negationslash=
kievarwe.tex; 12/03/2001; 3:49; p.395
SYMMETRIESOF EVOLUTIONEQUATIONS 389
((b−n)j+q+n)α/nforall(homogeneous) H∈L
j
∩S
(n
0
−1)
F
(A)∩Ann
F
(A),
j= 2,...,i.Then Q
j
∈Ann
F
(A)andfordQ
j
>fordQ
j−1
,j= 1,...,i.
The proof of the theorem consists in replacing in Corollary 3 the symmetry
QbyQ
j
= ad
j
τ
(Q)andrepeateduseofthiscorollaryfor j= 2,...,i.Notethat
we caneasilyverify that ad
j
τ
(Q)∈A
s
,using Proposition 1.
Thus, Proposition 1, Corollary 3 and Theorem 1 enable us to ensure that τ
indeed is a nontrivial master symmetry, producing a sequence of symmetries
of infinitely growing formal orders, without assuming a priorithe existence of
hereditary recursion operator [5] or e.g. of “negative” master symmetries τ
j
,
j < 0[19]. So, our results provide a useful complement to the known general
resultsonmastersymmetries, cf. e.g.[3–5,19].
It is important to stress that in general the symmetries Q
i
are not obliged
to commute pairwise. The check of their commutativity and picking out the
commutative subset in the sequence of Q
i
can be performed using either the
resultsof presentpaper orothermethods, seee.g. [1, 4,5, 19].
We often can take [τ,F]orFforQ, and then in order to use Theorem 1 it
suffices to knowonly asuitable‘candidate’ τforthemaster symmetry.
Forinstance,integrableHarryDymequation u
t
=u
3
u
3
≡H,seee.g.[1,14],
satisfiestheconditionsofProposition1andofTheorem1forall i= 2,3,...with
α= 3,b= 5,A=A(Ω
UAC,H
),τ=u
3
D
3
(uω
1
)≡τ
0
+u
3
u
3
ω
1
,τ
0
∈A
loc
,
Q= [τ,u
3
u
3
] = 3u
5
u
5
+···∈ Ann
H
(A).Inparticular,thenonlocalvariable ω
1
inτisdefinedbymeansoftherelations ∂ω
1
/∂t=−uu
2
−u
2
1
/2,∂ω
1
/∂x=u
−1
(informally, ω
1
=D
−1
(u
−1
)). Thus, by Theorem 1 Q
j
= ad
j
τ
(Q)∈Ann
H
(A),
j= 1,2,..., together with Q
−1
≡u
3
u
3
∈Ann
H
(A
loc
)andQ
0
≡Qform the
infinite hierarchy of time-independent symmetries for the Harry Dym equation.
The commutativity of Q
j
,j=−1,0,1,..., readily follows from Corollary 2.
Notethatitispossibletoshowthat Q
j
,j= 0,1,...,areinfact localgeneralized
symmetries of Harry Dym equation and coincide with the members of hierarchy
generated by means of the recursion operator R=u
3
D
3
◦u◦D
−1
◦u
−2
from
theseedsymmetry u
3
u
3
, uptothe constantmultiples.
Acknowledgements
I am sincerely grateful to the organizers of NATO ARW Noncommutative
Structures in Mathematics and Physics for inviting me to participate and to
give a talk and for their hospitality. It is also my great pleasure to thank Profs.
M. Błaszak, B. Fuchssteiner, B. Kupershmidt, P. Olver and V. V. Sokolov for
stimulating discussions and comments. Last but not least, I acknowledge with
deep gratitude Dr. M. Marvan’s reading the drafts of this paper and making a lot
ofprecise remarks, which considerablyimprovedit.
This research was supported by the Ministry of Education, Youth and Sports
ofCzech Republic, Grants CEZ:J10/98:192400002andVS 96003.
kievarwe.tex; 12/03/2001; 3:49; p.396
390 A.SERGYEYEV
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1998.
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(M. Ablowitz, B. Fuchssteiner, M. Kruskal, eds.), World Scientific Publishing, Singapore,
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Universiteit van Amsterdam,1998.
11. A.V. Mikhailov, A.B. Shabat, and R.I. Yamilov, The symmetry approach to classification of
nonlinear equations. Complete lists of integrable systems , Russ. Math. Surveys 42:4 (1987),
1–63.
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integrable equations , in What is Integrability? (V.E. Zakharov, ed.), Springer-Verlag, New
York,1991, pp. 115–184.
13. A.V. Mikhailov, R.I. Yamilov, Towards classification of (2+1)-dimensional integrable
equations. Integrability conditions. I , J. Phys. A: Math. Gen. 31(1998), 6707–6715.
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16. V.V.Sokolov,T.Wolf, Asymmetrytestforquasilinearcoupledsystems , InverseProblems 15
(1999), L5–L11.
17. M.V. Foursov, Classification of certain type integrable coupled potential KdV and modified
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19. I.Dorfman, DiracStructuresandIntegrabilityofNonlinearEvolutionEquations , JohnWiley
& Sons, Chichester, 1993.
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Krasil’shchik and A.M. Vinogradov, eds.), American Mathematical Society, Providence,
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Math. Phys. 29(1988), 1044–1049.
kievarwe.tex; 12/03/2001; 3:49; p.397
p-ADIC STRINGS AND NONCOMMUTATIVITY
BRANKO DRAGOVICH
1,2∗
andIGORV.VOLOVICH
1
1
Steklov Mathematical Institute, Gubkin St. 8, 117966 Moscow,
Russia
2
InstituteofPhysics, P.O.Box 57,11001 Belgrade,Yugoslavia
Abstract. Some possible connections between p-adic string theory and noncommutativity are
considered.TheirrelationtotheuncertaintyinspacemeasurementsatthePlanckscaleisdiscussed.
Existenceofnew p-adicstringamplitudesispointedout.Somesimilaritiesbetween p-adicsolitonic
branes and noncommutative scalar solitons are emphasized. More explicit and deeper connections
between string field theory and p-adic string theory couldemerge in the near future.
1. Introduction
Itiswell-known(forarecentreview,see[1])thattheinterplaybetweenquantum-
mechanical and general relativity principles gives an uncertainty ∆xon the
measurementsof distances xin theform
∆x≥/lscript
0
=
/radicalBigg
/planckover2pi1
G
c
3
∼10
−33
cm, (1)
where/lscript
0
is the Planck length. This fact requires reconsideration of many our
basic concepts about the spacetime structure at the Planck scale. It leads to the
investigation of some new and more fundamental mathematical notions. To this
end, we will consider here two very natural approaches. From the one point of
view, the uncertainty (1) means at least restriction on the dominance of real num-
bers and archimedean geometry in their applications at the Planck scale. Namely,
this formula has been derived with the implicit use of the real numbers and any
archimedean geometry. In this way we see that the usual physical theory predicts
its breakdown at the Planck scale. A graceful exit from this situation should be
in the use of adeles and adelic topology, which contain archimedean as well as
nonarchimedeangeometries.Fromtheotherpointofview,theuncertainty(1)
has
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.398
392 B. DRAGOVICH, I.V. VOLOVICH
to be a consequence of some noncommutativity between space coordinates. This
conclusion follows from the analogous situation in ordinary quantum mechanics:
the uncertainty ∆x∆k≥
/planckover2pi1
2
is a direct consequence of the noncommutativity in
the form of the Heisenberg algebra [ˆx,ˆk] =i/planckover2pi1between coordinates xandk
of the phase space. Thus, we see that the uncertainty (1) leads to consider also
noncommutative geometry at the Planck scale. M-theory is the best candidate to
describe physics at this scale. It contains strings and branes. By now, it seems
that an employment of nonarchimedean geometry based on p-adic numbers and
noncommutativegeometry givenby thecommutation relation
[ˆx
i
,ˆx
j
] =i/planckover2pi1θ
ij
(2)
is unavoidable in a further progress of the ”theory of everything”. In the sequel
wewillmainlyconsidersomeaspectsof p-adicstringsandtheirpossibleconnec-
tion with noncommutative geometry. A notion of p-adic string was introduced
in [2], where the hypothesis on the existence of nonarchimedean geometry at
the Planck scale was made, and string theory with p-adic numbers was initiated.
In particular, generalization of the usual Veneziano and Virasoro-Shapiro ampli-
tudes with complex valued multiplicative characters over various number fields
was proposed and p-adic valued Veneziano amplitude was constructed by means
ofp-adic interpolation. Very successful p-adic analogues of the Veneziano and
Virasoro-Shapiroamplitudeswereproposedin[3]asthecorrespondingGel’fand-
Graev[4]betafunctions.Usingthisapproach,FreundandWittenobtained[5]an
attractive adelic formula, which states that the product of the crossing symmetric
Veneziano (or Virasoro-Shapiro) amplitude and its all p-adic counterparts equals
unit (or a definite constant). This gives possibility to consider an ordinary four-
point function, which is rather complicate, as an infinite product of its inverse
p-adic analogues, which have simple forms. These first papers induced an inter-
est in various aspects of p-adic string theory (for a review, see [6, 7]). A recent
interest inp-adic string theory has been mainly related to the generalized adelic
formulas for four-point string amplitudes [8], the tachyon condensation [9], and
thenewpromisingadelicapproach[10].Inadditiontotheexpression(1),onecan
motivate the application of p-adic numbers in physics by the fact that the field of
rational numbers Qis dense not only in Rbut also in the field of p-adic numbers
Q
p
(pdenotes any prime number). Another motivation may be a conjecture that
fundamental physical laws should be invariant under change R←→Q
p
[11].
One of the very interesting and fruitful recent developments in string theory (for
a reviev, see [12, 13]) has been noncommutative geometry and the corresponding
noncommutative field theory. This subject started to be very actual after Connes,
Douglas and Schwarz shown [14] that gauge theory on noncommutative torus
describes compactifications of M-theory to tori with constant background three-
form field. Noncommutative field theory (see, e.g. [15]) may be regarded as a
deformation of the ordinary one in which field multiplication is replaced by the
kievarwe.tex; 12/03/2001; 3:49; p.399
p-ADIC STRINGSANDNONCOMMUTATIVITY 393
Moyal(star)product
(f ⋆g)(x) = exp
/bracketleftbigg
i
/planckover2pi1
2θ
ij
∂
∂y
i
∂
∂z
j
/bracketrightbigg
f(y)g(z)|
y=z=x
, (3)
wherex
1
,x
2
,···,x
d
denote coordinates of noncommutative space, and θ
ij
=
−θ
ji
are noncommutativity parameters. There are many properties of D-brane
dynamics which may be studied by noncommutative field theory. In particular,
it enables to investigate a mixing of the UV and IR effects, and the tachyon
condensation. Replacing the ordinary product between coordinates by the Moyal
product (3) wehave
x
i
⋆x
j
−x
j
⋆x
i
=i/planckover2pi1θ
ij
, (4)
which resembles the usual Heisenberg algebra. In the next Section we provide
readerwithsomeverybasicfactson p-adicanalysis.Section3isdevotedtothe p-
adic string amplitudes. After that we consider an effective field theory of bosonic
p-adicstringsanditsconnectionwithnoncommutativescalarsolitons.Attheend
we discusstheobtainedresultsand possible prospects.
2.p-Adic numbers andtheir functions
When we wish to introduce p-adic numbers it is instructive to start from Q, since
Qis the simplest field of numbers of characteristic 0and it contains results of all
physicalmeasurements.Anynon-zerorationalnumbercanbepresentedasinfinite
expansionsinto thetwoquite differentforms.The usual oneis tothe base 10, i.e.
−∞
/summationdisplay
k=n
a
k
10
k
, a
k
= 0,···,9, (5)
and theother oneistothe base p(pis a primenumber)and reads
+∞
/summationdisplay
k=m
b
k
p
k
, b
k
= 0,···,p−1, (6)
wherenandmaresomeintegers.Theserepresentationshavetheusualrepetition
of digits, but, in a sense, expansions are in the mutually opposite directions. The
series (5) and (6) are convergent with respect to the usual absolute value |·|
∞
andp-adic absolute value |·|
p
, respectively. Allowing arbitrary combinations for
digits, we obtain standard representation of real numbers (5) and p-adic numbers
(6).RandQ
p
exhaust all number fields which contain Qas a dense subfield.
They have many distinct geometric and algebraic properties. Geometry of p-adic
numbers is the nonarchimedean one. For much more on p-adic numbers and p-
adic analysis one can see, e.g. [4, 7, 16]. There are mainly two kinds of analysis
kievarwe.tex; 12/03/2001; 3:49; p.400
394 B. DRAGOVICH, I.V. VOLOVICH
onQ
p
based on two different mappings: Q
p
→Q
p
andQ
p
→C. We use both
of them, in classical and quantum p-adic models, respectively. Elementary p-adic
functions are given by the same series as in the real case, but their regions of
convergence are usually different. For instance, expx=
/summationtext
∞
n=0x
n
n!
andlnx=
/summationtext
∞
n=1
(−1)
n+1(x−1)
n
n
converge if|x|
p
<|2|
p
and|x−1|
p
<1, respectively.
Derivativesof p-adicvaluedfunctionsarealsodefinedasintherealcase,butusing
p-adic norm instead of the absolute value. As a definite p-adic valued integral we
take difference of the corresponding antiderivative in end points. Usual complex-
valuedp-adicfunctionsare: (i)anadditivecharacter χ
p
(x) = exp 2πi{x}
p
,where
{x}
p
is the fractional part of x∈Q
p
,(ii)a multiplicative character π
s
(x) =|x|
s
p
,
wheres∈C, and(iii)locally constant functions with compact support, like, e.g.
Ω(|x|
p
) = 1if|x|
p
≤1andΩ(|x|
p
) = 0otherwise. There is well defined Haar
measure andintegration. Forexample,
/integraldisplay
Q
p
χ
p
(αx
2
+βx)dx=λ
p
(α)|2α|
−
1
2
p
χ
p
/parenleftBigg
−β
2
4α
/parenrightBigg
, α/negationslash= 0,(7)
whereλ
p
(α)is anarithmetic function[7].Anadele x[4] isan infinitesequence
x= (x
∞
,x
2
,···,x
p
,···),
wherex
∞
∈Randx
p
∈Q
p
with the restriction that for all but a finite set Sof
primespwe havex
p
∈Z
p
. Componentwise addition and multiplication can be
appliedtoadeles.Itisusefultopresenttheringofadeles Ainthefollowingform:
A=∪
S
A(S),A(S) =R×
/productdisplay
p∈S
Q
p
×
/productdisplay
p/negationslash∈S
Z
p
,
whereZ
p
={x∈Q
p
:|x|
p
≤1}is the ring of p-adic integers.Ais also
locallycompacttopologicalspace.Therearetwokindsofanalysisover A,which
generalize thecorresponding analysis over RandQ
p
.
3.p-Adicstringamplitudes
Like in the ordinary string theory, the starting point in an investigation of p-adic
strings is a construction of the corresponding scattering amplitudes. Recall that
the ordinary crossing symmetric Veneziano amplitude can be presented in the
followingforms: A
∞
(k
1
,···,k
4
)≡
A
∞
(a,b) =g
2
/integraldisplay
R
|x|
a−1
∞
|1−x|
b−1
∞
dx (8)
=g
2
/bracketleftbigg
Γ(a)Γ(b
)
Γ(a+b)+Γ(b)Γ(c
)
Γ(b+c)+Γ(c)Γ(a
)
Γ(c+a)
/bracketrightbigg
(9)
kievarwe.tex; 12/03/2001; 3:49; p.401
p-ADIC STRINGSANDNONCOMMUTATIVITY 395
=g
2
ζ(1−a
)
ζ(a)ζ(1−b
)
ζ(b)ζ(1−c
)
ζ(c)(10)
=g
2
/integraldisplay
DXexp
/parenleftbigg
−
i
2π
/integraldisplay
d
2
σ∂
α
X
µ
∂
α
X
µ
/parenrightbigg
4
/productdisplay
j=1
/integraldisplay
d
2
σ
j
exp
/parenleftBig
ik
(j)
µ
X
µ
/parenrightBig
,(11)
where/planckover2pi1= 1, T= 1/π,anda=−α(s) =−1−
s
2
, b=−α(t), c=−α(u)with
thecondition s+t+u=−8,i.e.a+b+c= 1.Tointroducethecorresponding
p-adic Veneziano amplitude there is a sense to consider p-adic analogs of all the
abovefourexpressions. p-Adicgeneralizationofthefirstexpressionwasproposed
in[3]and itreads
A
p
(a,b) =g
2
p
/integraldisplay
Q
p
|x|
a−1
p
|1−x|
b−1
p
dx, (12)
where|·|
p
denotesp-adic absolute value. In this case only string world-sheet
parameterxis treated as p-adic variable, and all other quantities maintain their
usual (real)valuation.An attractiveadelic formula ofthe form
A
∞
(a,b)
/productdisplay
p
A
p
(a,b) = 1 (13)
wasfound[5],where A
∞
(a,b)denotestheusualVenezianoamplitude(8).Asim-
ilarproductformulaholdsalsofortheVirasoro-Shapiroamplitude.Theseinfinite
products are divergent, but they can be successfully regularized. Unfortunately,
there is a problem to extend this formula to the higher-point functions. p-Adic
analogs of (9) and (10) were also proposed in [2] and [17], respectively. In these
cases, world-sheet, string momenta and amplitudes are manifestly p-adic. Since
string amplitudes are p-adic valued functions, it is not so far enough clear their
physicalinterpretation.Expression(11)isbasedonFeynman’sfunctionalintegral
method, which is generic for all quantum systems and has successful p-adic gen-
eralization[18].Its p-adiccounterpart,proposedin[10],hasbeenelaborated[19]
and deserves further study. Note that in this approach, p-adic string amplitude is
complex valued, while not only the world-sheet parameters but also target space
coordinates and string momenta are p-adic variables. Such p-adic generalization
is a natural extension of the formalism of p-adic [20] and adelic [21] quantum
mechanicstostringtheory.Intheframeworkofthisnewapproachwewillpresent
here some results concerning the p-adic Veneziano amplitude. Instead of the start
with the very expression (11) we will take in the real case as a starting point the
followingformula
A
∞
(k
1
,···,k
4
) =g
2
∞4
/productdisplay
j=1
/integraldisplay
dx
j
exp
2
hT
/summationdisplay
i<j
k
i
k
j
ln|x
i
−x
j
|
∞
,(14)
kievarwe.tex; 12/03/2001; 3:49; p.402
396 B. DRAGOVICH, I.V. VOLOVICH
which canbederived from(11), andafter somestandardevaluation [22] onehas
A
∞
(k
1
,···,k
4
) =g
2
∞
/integraldisplay
Q
∞
dx|x|
2k1k
2
hT
∞
|1−x|
2k2k
3
hT
∞
. (15)
Intheconstructionof p-adicamplitude wetake p-adic analogueof (14), whichis
A
p
(k
1
,···,k
4
) =g
2
p
/integraldisplay
Q
p
dxχ
p
1
hT
/summationdisplay
i<j
k
i
k
j
ln(x
i
−x
j
)
.(16)
Notethatfrom(16)onecannotobtain(12)sincelogarithmicfunction lnisp-adic
valuedandadditivecharacter χ
p
iscomplexvaluedfunction.Thus,wehaveherea
newtypeofp-adicstringamplitudes.When
k
i
k
j
hT
∈Q
p
\Z
p
additivecharacterwill
be different from 1and we have non-trivial p-adic amplitude. The corresponding
adelicstringamplitude is
A(k
(1)
,···,k
(4)
)
=A
∞
(k
(1)
∞
,···,k
(4)
∞
)
/productdisplay
p∈S
A
p
(k
(1)
p
,···,k
(4)
p
)
/productdisplay
p/negationslash∈S
A
p
(k
(1)
p
,···,k
(4)
p
),(17)
wherek
(i)
isan adele,i.e.
k
(i)
= (k
(i)
∞
,k
(i)
2
,···,k
(i)
p
,···) (18)
with the restriction that k
(i)
p
∈Z
p
for all but a finite set Sof primesp. The
topological ring of adeles Aprovides a framework for simultaneous and unified
considerationofrealand p-adicnumbers.Rationalnumbersarealsoembeddedin
the space of adeles. If
k
(i)
p
k
(j)
p
hT
∈Z
p
for all primes pthenA
p
(k
(1)
p
,···,k
(4)
p
) =
g
2
p
/producttext
4
j=1
/integraltext
dx
j
,sinceχ
p
(a) = 1whena∈Z
p
. In this case, p-adic effects con-
tribute only to the effective coupling constant, and adelic amplitude is equal to
the ordinary one. When
k
(i)
p
k
(j)
p
hT
∈Q
p
\Z
p
then additive character may give non-
trivial contributions to adelic amplitude, what also depends on adelic state of the
world-sheet.
4.p-Adic solitonicbranes andnoncommutative scalar solitons
There is an effective tachyon field theory in terms of real numbers with an exact
action which describes p-adic strings with amplitude (12). The corresponding
Lagrangian [23,24]in d-dimensional Minkowskispace ( /planckover2pi1= 1) is
L=
1
g
2
p
2
p−1
/bracketleftbigg
−
1
2ϕp
−
1
2
/square
ϕ+
1
p+ 1ϕ
p+1
/bracketrightbigg
, (19)
kievarwe.tex; 12/03/2001; 3:49; p.403
p-ADIC STRINGSANDNONCOMMUTATIVITY 397
where/squaredenotes the Laplacian, ϕis the tachyon field and pis an arbitrary prime
number. Note that this Lagrangian has been recently considered in the context
of tachyon condensation and brane descent relations [9]. The above Lagrangian
yieldstheequationofmotion
p
−
1
2
/square
ϕ=ϕ
p
. (20)
Inadditiontosolutions ϕ= 0andϕ= 1thereisalso solutionof theform
ϕ(x) =p
n
2(p−1)
exp
/parenleftBigg
−p−
1
2plnp
n
/summationdisplay
i=1
x
2
i
/parenrightBigg
, (21)
wheren≤d−1. This configuration can be called the p-adic solitonic q-brane
solution,where q=d−n−1.In particularcase, n= 2andp= 2, onehas
ϕ(x
1
,x
2
) = 2 exp
/parenleftbigg
−
1
4 ln 2(x
2
1
+x
2
2
)
/parenrightbigg
. (22)
On theotherhand thereisa noncommutativescalarsoliton [25]
φ(x
1
,x
2
) = 2 exp
/parenleftbigg
−
1
θ(x
2
1
+x
2
2
)
/parenrightbigg
(23)
which is the simplest nontrivial (trivial solutions are φ= 0andφ= 1) solution
oftheequation
(φ⋆φ )(x) =φ(x), (24)
where⋆denotes the Moyal product (3) with θ
ij
=θε
ij
. The solution (23) of the
equation (24) extremises energy in noncommutative scalar field theory [25] with
thepotential
V(φ) =
1
2m
2
φ⋆φ−
1
3φ⋆φ⋆φ, (25)
wherem= 1and the kinetic term is neglected in the limit θ−→∞. It is evident
that the above solitonic solutions (22) and (23) are equal if θ= 4 ln 2 . This
noncommutativescalarfieldmodelcanbeextendedtothemoregeneralcasewith
V(φ) =
1
2m
2
φ
2
−c
k
+1
k+ 1φ
k+1
, (26)
wherefieldsaremultipliedbythestarproduct,and φ≡φ(x
1
,···,x
n
)witheven
nspatial directions. Thecorrespondingequation
c
k+1
φ
k
(x) =m
2
φ(x) (27)
kievarwe.tex; 12/03/2001; 3:49; p.404
398 B. DRAGOVICH, I.V. VOLOVICH
hasthe solution
φ(x) = 2
n
2
/parenleftBigg
m
2
c
k+1
/parenrightBigg
1
k
exp
/parenleftBigg
−
1
θ
n
/summationdisplay
i=1
x
2
i
/parenrightBigg
. (28)
The solutions (21) and (28) may be identified taking the corresponding values
for massmand noncommutativity parameter θ. Thus, we see that there is an
intriguing similarity between p-adic solitonic branes and noncommutative scalar
solitons.
Discussionand concluding remarks
In the previous Section we considered two nonlocal scalar field theories. Their
potentials involve infinitely many derivatives. The corresponding differential
equations are of the infinite order, and they extremize the action and the energy,
respectively. It seems that there is a sense to expect something noncommutative
in the effective p-adic Lagrangian (19), as well as something p-adic (nonar-
chimedean) in noncommutative scalar field theory with potential (26). Moreover,
some more explicit relations between string field theory and p-adic string theory
could be found in the coming years (see also comments in [9]). We believe that
thereisanunderlyingprinciple,whichconnectsthefollowingthreespaceproper-
ties: noncommutativity, nonarchimedean geometry and the uncertainty relation
(1). Let us also mention that various aspects of possible connection between
quantum groups, nonarchimedean geometry and p-adic strings are discussed in
[26, 27]. On q-deformation of the Veneziano amplitude one can see [28] and
referencestherein.Itisworthnotingthatonecanintroduce[29]theMoyalproduct
inp-adicquantummechanics anditreads( h= 1)
(ˆf∗ˆg)(x) =
/integraldisplay
Q
dp
/integraldisplay
Q
dp
dkdk
/prime
χ
p
(−(x
i
k
i
+x
j
k
/prime
j
) +
1
2k
i
k
/prime
j
θ
ij
)˜f(k)˜g(k
/prime
),(29)
whereddenotes spatialdimensionality.
Acknowledgements . B.D. wishes to thank Profs. J. Wess and S. Duplij for
theirinvitationtoparticipateandgiveatalkattheARW”NoncommutativeStruc-
tures in Mathematics and Physics”. The work on this paper was supported in part
by RFFIgrant 990100866.
References
1. L.J. Garay, Int. J. Mod. Phys. A10(1995) 145.
2. I.V. Volovich, p-Adic String , Class. Quantum Grav. 4(1987) L83.
3. P.G.O. Freundand M. Olson, Phys. Lett. B199(1987) 186.
kievarwe.tex; 12/03/2001; 3:49; p.405
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4. I.M.Gel’fand,M.I.GraevandI.I.Pyatetski-Shapiro, RepresentationTheoryandAutomorphic
Functions , Saunders, London, 1966.
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7. V.S. Vladimirov, I.V. Volovich and E.I. Zelenov, p-Adic Analysis and Mathematical Physics ,
World Scientific,Singapore, 1994.
8. V.S. Vladimirov, Adelic Formulas for Gamma and Beta Functions of One-Class Quadratic
Fields: Applications to 4-Particle Scattering string amplitudes , in Proc. Steklov Math.
Institute228(2000) 67, math-ph/0004017.
9. D.GhoshalandA.Sen, TachyonCondensationandBraneDescentRelationsin p-AdicString
Theory, hep-th/0003278.
10. B. Dragovich, On AdelicStrings , hep-th/0005200.
11. I.V. Volovich, Number Theory as the Ultimate Physical Theory , Preprint CERN-TH. 4781
(1987).
12. J.H. Schwarz, Recent Progressin Superstring Theory , hep-th/0007130.
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14. A. Connes, M.R. Douglas and A. Schwarz, Noncommutative Geometry and Matrix Theory:
Compactificationon Tori , JHEP9802(1998)003, hep-th/9711162.
15. I.Ya. Aref’eva and I.V. Volovich, Noncommutative Gauge Fields on Poisson Manifolds , hep-
th/9907114.
16. W.H. Schikhof, Ultrametric Calculus , Cambridge U.P., Cambridge, 1984.
17. I.Ya. Aref’eva, B. Dragovich and I.V. Volovich, On the adelic string amplitudes , Phys. Lett.
209B(1988)445.
18. G.S. Djordjevi ´c and B. Dragovich, p-Adic Path Integral for Quadratic Actions , Mod. Phys.
Lett.A 12(1997) 1455.
19. B. Dragovich, P. Rodi ´c and I.V. Volovich, New Amplitudes for pAdic and Adelic Bosonic
Strings,in preparation.
20. V.S. Vladimirov and I.V. Volovich, p-Adic Quantum Mechanics , Commun. Math. Phys. 123
(1989)659.
21. B. Dragovich, Adelic Model of Harmonic Oscillator , Theor. Math. Phys. 101(1994) 1404;
Adelic Harmonic Oscillator , Int. J. Mod.Phys. A 10(1995)2349.
22. M.B.Green,J.H.SchwarzandE.Witten, SuperstringTheory,I ,CambridgeU.P.,Cambridge,
1987.
23. L. Brekke, P.G.O.Freund,M. Olson and E. Witten,Nucl. Phys. B302(1988)365.
24. P.H. Framptonand Y. Okada, Phys. Rev. Lett. 60(1988)484.
25. R. Gopakumar, S. Minwalla and A. Strominger, NoncommutativeSolitons , hep-th/0003160.
26. I.Ya. Aref’eva and I.V. Volovich, Quantum group particles and non-archimedean geometry ,
Phys. Lett. B 268(1991)179.
27. P.G.O. Freund, On the Quantum Group- p-Adics Connection , Preprint EFI 90-90, December,
1990.
28. L.J.Romans, DeformingtheVenezianoModel(”q-strings”) ,intheICTPSeriesinTheoretical
Physics - Volume 6: 1989 Summer School in High Energy Physics and Cosmology, pp. 278-
287, World Scientific,Singapore.
29. G.Djordjevi ´c,B.DragovichandLj.Ne ˇs´c,AdelicQuantumMechanics:Nonarchimedeanand
NoncommutativeAspects , in the Proceedings of this Workshop.
kievarwe.tex; 12/03/2001; 3:49; p.406
kievarwe.tex; 12/03/2001; 3:49; p.407
ADELIC QUANTUMMECHANICS:NONARCHIMEDEAN AND
NONCOMMUTATIVEASPECTS
GORAN DJORDJEVI ´C
1,2∗
, BRANKO DRAGOVICH
3,4
and
LJUBIˇSANEˇSI´C
1
1
DepartmentofPhysics,FacultyofSciences,UniversityofNi ˇs,P.O.
Box91,18001Ni ˇs,Yugoslavia
2
Sektion Physik, Universit ¨at M¨unchen, Theresienstr. 37, D-80333
M¨unchen,Germany
3
Instituteof Physics,P.O.Box 57,11001 Belgrade, Yugoslavia
4
Steklov Mathematical Institute, Gubkin St. 8, 117966, Moscow,
Russia
Abstract. We present a short review of adelic quantum mechanics pointing out its non-
Archimedean and noncommutative aspects. In particular, p-adic path integral and adelic quantum
cosmologyareconsidered.Somesimilaritiesbetween p-adicanalysisandq-analysisarenoted.The
p-adicMoyal productis introduced.
1. Introduction
There is now a common belief that the usual picture of spacetime as a smooth
pseudo-Riemannian manifold should breakdown somehow at the Planck length
l
p
∼10
−33
cm, due to the quantum gravity effects. We consider here two
possibilities, which come from modern mathematics and mathematical physics:
non-Archimedean geometry related to p-adic numbers, and noncommutative
geometrywithspace coordinatesgivenby noncommuting operators
[ˆx
i
,ˆx
j
] =i/planckover2pi1θ
ij
(1)
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.408
402 G.DJORDJEVI ´C,B.DRAGOVICH, L. NE ˇSI´C
or by q-deformation x
i
x
j
=qx
j
x
i
. Some noncommutativity of configuration
space should not be a surprise in physics since quantum phase space with the
canonical commutation relation (9) is the well-known example of noncommu-
tative geometry. We will mostly review our recent results concerning adelic
quantummechanics.Weillustratesomefeaturesofadelicquantummechanicsby
itsapplicationinquantumcosmology.Afewremarkablesimilaritiesbetweennon-
Archimedeanandnoncommutativestructuresarenoted.TheusualMoyalproduct
isextendedto p-adicandadelicquantummechanics.Since1987,therehavebeen
manyinterestingapplicationsof p-adicnumbersandnon-Archimedeangeometry
in various parts of modern theoretical and mathematical physics (for a review,
see [1–3]). However we restrict ourselves here to p-adic and adelic quantum
mechanics as well as to some related topics. In particular, we review Feynman’s
p-adicpathintegralmethod.Afundamentalroleofintegralapproachto p-adicand
adelic quantum mechanics (and adelic quantum cosmology) is emphasized. The
obtainedp-adicprobabilityamplitudeforone-dimensionalsystemswithquadratic
Lagrangians has the form as that one in ordinary quantum mechanics. It is well
known that measurements give rational numbers Q, whereas theoretical models
traditionally use real Rand complexCnumber fields. A completion of Qwith
respect to the p-adic norms gives the fields of p-adic numbers Q
p
(pis a prime
number) in the same way as completion with absolute value yields R. The paper
of Volovich [4] initiated a series of articles on p-adic string theory and many
other branches of theoretical and mathematical physics. The metric introduced
byp-adic norm is the non-Archimedean (ultrametric) one. Possible existence
of such space around the Planck length is the main motivation to study p-adic
quantum models. However, p-adic analysis also plays a role in some areas of
”macroscopicphysics”as,forexample:spinglasses,quasicrystalsandsomeother
complex systems. In order to investigate possible p-adic quantum phenomena it
is necessary to have the corresponding theoretical formalism. An important step
in this direction is a formulation of p-adic quantum mechanics [5, 6]. Because of
total disconnectedness of p-adic spaces and different valuations of variables and
wave functions, the quantization is performed by the Weyl procedure. A unitary
representation of the evolution operator U
p
(t)on the Hilbert space L
2
(Q
p
)of
complex-valued functions of a p-adic argument is an appropriate way to describe
quantum dynamics of p-adic systems. Recently formulated adelic quantum me-
chanics [7] successfully unifies ordinary and all p-adic quantum mechanics. The
appearance of space-time discreteness in adelic formalism (see, e.g. [8]) is an
encouragement for the further investigations. This paper is organized as follows.
We start with a short introduction to p-adic numbers, adeles and their functions.
After that,p-adic and adelic quantum mechanics based on the Weyl quantization
and Feynman’s path integral are presented. In Section 4 we review our previuos
results concerning one-dimensional p-adic propagator. In Section 5 we will see
how adelic quantum mechanics can be useful in investigation of the very early
kievarwe.tex; 12/03/2001; 3:49; p.409
ADELIC QUANTUMMECHANICS 403
universe, where in a natural way space-time discreteness emerges in minisuper-
space models of adelic quantum cosmology. In the last Section we give some
of interesting relations between non-Archimedean and noncommutative analysis.
We alsodefineanddiscuss thecorresponding p-adic Moyal product.
2.p-Adic numbers andadeles
Anyx∈Q
p
can be presentedinthe form[9]
x=p
ν
(x
0
+x
1
p+x
2
p
2
+···), ν∈Z, (2)
wherex
i
= 0,1,···,p−1are digits.p-Adic norm of any term x
i
p
ν+i
in the
canonicalexpansion(2)is |x
i
p
ν+i
|
p
=p
−(ν+i)
andthestrongtriangleinequality
holds,i.e.|a+b|
p
≤max{|a|
p
,|b|
p
}. It follows that|x|
p
=p
−ν
ifx
0
/negationslash= 0.
There is no natural ordering on Q
p
. However one can introduce a linear order on
Q
p
by the following definition: x < yif|x|
p
<|y|
p
or when|x|
p
=|y|
p
there exists such index m≥0that digits satisfy x
0
=y
0
,x
1
=y
1
,···,x
m−1
=
y
m−1
,x
m
< y
m
. Derivatives of p-adic valued functions ϕ:Q
p
→Q
p
are
defined as in the real case, but with respect to the p-adic norm. There is no in-
tegral
/integraltext
ϕ(x)dxin a sense of the Lebesgue measure [2], but one can introduce
/integraltext
b
a
ϕ(x)dx= Φ(b)−Φ(a)asafunctionalofanalyticfunctions ϕ(x),where Φ(x)
is an antiderivative of ϕ(x). In the case of map f:Q
p
→Cthere is well-defined
Haarmeasure. We usehere theGauss integral
/integraldisplay
Q
υ
χ
υ
(ax
2
+bx)dx=λ
υ
(a)|2a|
−
1
2
υ
χ
v
/parenleftbig
−b
2
4a
/parenrightbig
, a/negationslash= 0,(3)
whereindex υdenotesreal( υ=∞)andp-adiccases, i.e.υ=∞,2,3,5,···.χ
υ
is
an additive character: χ
∞
(x) = exp(−2πix),χ
p
(x) = exp(2πi{x}
p
), where
{x}
p
is the fractional part of x∈Q
p
.λ
υ
(a)is the complex-valued arithmetic
function [2]. An adele [10] is an infinite sequence a= (a
∞
,a
2
,...,a
p
,...), where
a
∞
∈R≡Q
∞
,a
p
∈Q
p
witharestrictionthat a
p
∈Z
p
forallbutafiniteset Sof
primesp.Thesetofalladeles Amayberegardedasasubsetofdirecttopological
productQ
∞
×
/producttext
p
Q
p
whoseelements satisfy theabove restriction, i.e.
A=∪
S
A(S),A(S) =R×
/productdisplay
p∈S
Q
p
×
/productdisplay
p/∈S
Z
p
. (4)
Ais a topological space, and can be considered as a ring with respect to the com-
ponentwise addition and multiplication. An elementary function on adelic ring A
is
ϕ(x) =ϕ
∞
(x
∞
)
/productdisplay
p
ϕ
p
(x
p
) =
/productdisplay
v
ϕ
v
(x
v
) (5)
kievarwe.tex; 12/03/2001; 3:49; p.410
404 G.DJORDJEVI ´C,B.DRAGOVICH, L. NE ˇSI´C
with the main restriction that ϕ(x)must satisfy ϕ
p
(x
p
) = Ω(|x
p
|
p
)for all but a
finitenumber of p,where
Ω(|x|
p
) =
/braceleftbigg
1,0≤|x|
p
≤1,
0,|x|
p
>1,(6)
isacharacteristicfunctiononthesetof p-adicintegersZ
p
={x∈Q
p
:|x|
p
≤1}.
ItshouldbenotedthattheFouriertransformofthecharacteristicfunction(vacuum
state) Ω(|x
p
|)isΩ(|k
p
|). All finite linear combinations of elementary functions
(5) make the setD(A)of the Schwartz-Bruhat functions. The Fourier transform
ofϕ(x)∈D(A)(that mapsD(A)ontoD(A))is
˜ϕ(y) =
/integraldisplay
A
ϕ(x)χ(xy)dx=
/integraldisplay
R
ϕ
∞
(x)χ
∞
(xy)dx
/productdisplay
p
/integraldisplay
Q
p
ϕ
p
(x)χ
p
(xy)dx,(7)
wheredx=dx
∞
dx
2
...dx
p
...is the Haar measure on A. The Hilbert space
L
2
(A)is a space of complex-valued functions ψ
1
(x),ψ
2
(x),..., with the scalar
product and norm
(ψ
1
,ψ
2
) =
/integraldisplay
A
¯ψ
1
(x)ψ
2
(x)dx,||ψ||= (ψ,ψ)
1/2
<∞. (8)
Abasisoftheabovespacemaybegivenbytheorthonormaleigenfunctionsofan
evolutionoperator [7].
3. Adelic quantum mechanics
In foundations of standard quantum mechanics (over R) one usually starts with a
representationofthe canonical commutation relation
[ˆq,ˆk] =i/planckover2pi1, (9)
whereqis a coordinate and kis the corresponding momentum. It is well known
thattheprocedureofquantizationisnotunique.Informulationof p-adicquantum
mechanics [5, 6] the multiplication ˆqψ→xψhas no meaning for x∈Q
p
and
ψ(x)∈C. Also, there is no possibility to define p-adic ”momentum” or ”Hamil-
tonian” operator. In the real case they are infinitesimal generators of space and
time translations, but, since Q
p
is disconnected field, these infinitesimal transfor-
mationsbecomemeaningless.However,finitetransformationsremainmeaningful
and the corresponding Weyl and evolution operators are p-adically well defined.
For the onedimensionalsystems whichclassicalevolutioncan be describedby
z
t
=T
t
z, z
t
=
/parenleftbigg
q(t)
k(t)
/parenrightbigg
, z=
/parenleftbigg
q(0)
k(0)
/parenrightbigg
, (10)
kievarwe.tex; 12/03/2001; 3:49; p.411
ADELIC QUANTUMMECHANICS 405
whereq(0)andk(0), are initial position and momentum, respectively, and T
t
is a
matrix. Canonical commutation relation in p-adic case can be represented by the
Weyloperators ( h= 1)
ˆQ
p
(α)ψ
p
(x) =χ
p
(αx)ψ
p
(x) (11)
ˆK
p
(β)ψ(x) =ψ
p
(x+β). (12)
Now,to therelation(9)in the realcase,corresponds
ˆQ
p
(α)ˆK
p
(β) =χ
p
(αβ)ˆK
p
(β)ˆQ
p
(α) (13)
inthep-adic one.It ispossibletointroduce the family of unitary operators
ˆW
p
(z) =χ
p
(−
1
2qk)ˆK
p
(β)ˆQ
p
(α), z∈Q
p
×Q
p
, (14)
that is a unitary representation of the Heisenberg-Weyl group. Recall that this
group consistsoftheelements (z,α)with thegroup product
(z,α)·(z
/prime
,α
/prime
) = (z+z
/prime
,α+α
/prime
+
1
2B(z,z
/prime
)), (15)
whereB(z,z
/prime
) =−kq
/prime
+qk
/prime
is a skew-symmetric bilinear form on the phase
space. Dynamics of a p-adic quantum model is described by a unitary operator
of evolution U(t)without using the Hamiltonian. Instead of that, the evolution
operatorhas beenformulated in terms ofits kernel K
t
(x,y)
U
p
(t)ψ(x) =
/integraldisplay
Q
p
K
t
(x,y)ψ(y)dy. (16)
Thenextsectionwillbedevotedtothepathintegralformulationandcalculationof
thequantumpropagator K
t
(x,y)onp-adicspaces.Inthisway[5] p-adicquantum
mechanics isgiven byatriple
(L
2
(Q
p
),W
p
(z
p
),U
p
(t
p
)). (17)
Keeping in mind that standard quantum mechanics can be also given as the cor-
responding triple, ordinary and p-adic quantum mechanics can be unified in the
formof adelicquantummechanics [7]
(L
2
(A),W(z),U(t)). (18)
L
2
(A)is the Hilbert space on A,W(z)is a unitary representation of the
Heisenberg-Weyl group on L
2
(A)andU(t)is a unitary representation of the
evolutionoperator on L
2
(A).Theevolutionoperator U(t)is defined by
U(t)ψ(x) =
/integraldisplay
A
K
t
(x,y)ψ(y)dy=
/productdisplay
v
/integraldisplay
Q
v
K
(v)
t
(x
v
,y
v
)ψ
(v)
(y
v
)dy
v
.(19)
kievarwe.tex; 12/03/2001; 3:49; p.412
406 G.DJORDJEVI ´C,B.DRAGOVICH, L. NE ˇSI´C
The eigenvalueproblemfor U(t)reads
U(t)ψ
αβ
(x) =χ(E
α
t)ψ
αβ
(x), (20)
whereψ
αβ
areadeliceigenfunctions, E
α
= (E
∞
,E
2
,...,E
p
,...)iscorresponding
energy,indices αandβdenoteenergylevelsandtheirdegeneration.Notethatany
adeliceigenfunctionhas theform
Ψ(x) = Ψ
∞
(x
∞
)
/productdisplay
p∈S
Ψ
p
(x
p
)
/productdisplay
p/negationslash∈S
Ω(|x
p
|
p
), x∈A, (21)
where Ψ
∞
∈L
2
(R),Ψ
p
∈L
2
(Q
p
). Adelic quantum mechanics takes into ac-
count alsop-adic quantum effects and may be regarded as a starting point for
constructionofamorecompletesuperstringandM-theory.Inthelow-energylimit
adelicquantum mechanics becomes ordinary one.
4.p-Adic pathintegrals
A suitable way to calculate propagator in p-adic quantum mechanics is by p-adic
generalizationofFeynman’spathintegral.Fortheclassicalaction ¯S(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
)
which is a polynomial quadratic in x
/prime/prime
andx
/prime
it is well known that in ordinary
quantummechanics theFeynman path integralis
K(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
) =
/parenleftbigg
i
h∂
2
¯
S
∂x
/prime/prime
∂x
/prime
/parenrightbigg
1/2
exp
/parenleftbigg
2π
i
h¯S(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
)
/parenrightbigg
.(22)
p-Adic generalization of the Feynman path integral was suggested in [5] and can
bewrittenona p-adiclineas
K
p
(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
) =
/integraldisplay
χ
p
/parenleftbigg
−S[q
]
h
/parenrightbigg
Dq=
/integraldisplay
χ
p
/parenleftbigg
−
1
h
/integraldisplay
t
/prime/prime
t
/prime
L(q,˙q,t)dt
/parenrightbigg/productdisplay
t
dq(t).
(23)
In (23) we take h∈Qandq,t∈Q
p
. This path integral is elaborated, for the first
time,for theharmonicoscillator [11].It was shownthat there exists the limit
K
p
(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
) = lim
n→∞
K
(n)
p
(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
) = lim
n→∞
N
(n)
p
(t
/prime/prime
,t
/prime
)
×
/integraldisplay
Q
p
···
/integraldisplay
Q
p
χ
p
/parenleftbigg
−
1
h
n
/summationdisplay
i=1
¯S(q
i
,t
i
;q
i−1
,t
i−1
)
/parenrightbigg
dq
1
···dq
n−1
,(24)
whereN
(n)
p
(t
/prime/prime
,t
/prime
)isthecorrespondingnormalizationfactorfortheharmonicos-
cillator. The subdivision of p-adic time segment t
0
< t
1
<···< t
n−1
< t
n
is made according to linear order on Q
p
and|t
i
−t
i−1
|
v
→0for every
kievarwe.tex; 12/03/2001; 3:49; p.413
ADELIC QUANTUMMECHANICS 407
i= 1,2,···,n, whenn→ ∞. In the similar way we have calculated path
integrals for: a particle in a constant external field [12], some minisuperspace
cosmological models and a relativistic free particle [8], as well as for a harmonic
oscillator with a time-dependent frequency [12]. p-Adic classical mechanics has
thesameanalyticformasintherealcase.If q(t) = ¯q(t) +y(t)denotesapossible
quantum path, with conditions y(t
/prime
) =y(t
/prime/prime
) = 0, where ¯q(t)is ap-adic classical
pathwithδS[¯q] = 0,we havethe following actionfor quadratic Lagrangians:
S[q] =S[¯q] +
1
2!δ
2
S[¯q] =S[¯q] +
1
2
/integraldisplay
t
/prime/prime
t
/prime
/parenleftbigg
y
∂
∂q+ ˙y
∂
∂˙q
/parenrightbigg
(2)
L(q,˙q,t)dt.(25)
Putting(25) into (23),and usingcondition
/integraldisplay
Q
p
K
∗
p
(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
)K
p
(z,t
/prime/prime
;x
/prime
,t
/prime
)dx
/prime
=δ
p
(x
/prime/prime
−z), (26)
withquadraticexpansionofactionaswellasthegeneralformofthenormalization
factor
N
p
(t
/prime/prime
,t
/prime
) =|N
p
(t
/prime/prime
,t
/prime
)|
∞
A
p
(t
/prime/prime
,t
/prime
),
we obtaingeneralexpression forthepropagator (forsome details, see [13])
K
p
(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
) =λ
p
/parenleftbigg
−
1
2h∂
2
¯
S
∂x
/prime/prime
∂x
/prime
/parenrightbigg
1
h∂
2
¯
S
∂x
/prime/prime
∂x
/prime
1
2
p
χ
p
/parenleftbigg
−
1
h¯S(x
/prime/prime
,t
/prime/prime
;x
/prime
,t
/prime
)
/parenrightbigg
.
(27)
This result exhibits some very important properties. For instance, replacing an
indexpwithvin (27) we can write quantum-mechanical amplitude Kin or-
dinary and all p-adic cases in the same compact form. It points out a generic
behaviourofquantumpropagationinArchimedeanandnon-Archimedeanspaces
and emphasizes the fundamental role of the Feynman path integral method in
quantum theory. Also, considering the most general quadratic p-adic Lagrangian
L(x,˙x,t) =a(t) ˙x
2
+2b(t) ˙xx+c(t)x
2
+2d(t) ˙x+2e(t)x+f(t)withanalyticco-
efficients,wefoundaconnection[14]betweenthesecoefficientsandthesimplest
p-adic quantum state Ω(|x|
p
), that is necessary for existence of adelic quantum
dynamics. For space-time discreteness in adelic models, see [8]. It is worth men-
tioning that this approach can be extended to systems with the two, three and
more dimensions, and results will be presented elsewhere. The above results are
also a starting point for a further elaboration of adelic quantum mechanics and
for a semiclassical computation of the p-adic path integrals with non-quadratic
Lagrangians.
5. Adelic quantum cosmology
Adelicquantumcosmology[15]isanapplicationofadelicquantummechanicsto
the universe as a whole. It unifies ordinary and p-adic quantum cosmology. Here,
kievarwe.tex; 12/03/2001; 3:49; p.414
408 G.DJORDJEVI ´C,B.DRAGOVICH, L. NE ˇSI´C
path integral formalism occurs to be quite appropriate tool to take integration
over both Archimedean and non-Archimedean geometries on the equal footing.
In this approach we introduce υ-adic complex-valued cosmological amplitudes
by a functionalintegral
/angbracketlefth
/prime/prime
ij
,φ
/prime/prime
,Σ
/prime/prime
|h
/prime
ij
,φ
/prime
,Σ
/prime
/angbracketright
υ
=
/integraldisplay
D(g
µν
)
υ
D(Φ)
υ
χ
υ
(−S
υ
[g
µν
,Φ]).(28)
In practice, it is not possible to deal with full superspace (the space of all 3-
metrics and matter field configurations). Instead, one exploits minisuperspace (a
finitenumberofcoordinates (h
ij
,φ)).Afterthissimplification, υ-factorsofadelic
minisuperspacepropagatorare given bytherelation
/angbracketleftq
α/prime/prime
|q
α/prime
/angbracketright
υ
=
/integraldisplay
dNK
υ
(q
α/prime/prime
,N|q
α/prime
,0), (29)
whereK
υ
is an ordinary quantum-mechanical propagator with fixed minisuper-
space coordinates q
α
and the lapse function N. We illustrate adelic quantum
cosmologyby BianchiImodel (k= 0).Using Lorentz metric [16]
ds
2
=σ
2
/bracketleftBigg
−N
2
(t
)
a
2
(t)dt
2
+a
2
(t)dx
2
+b
2
(t)dy
2
+c
2
(t)dz
2
/bracketrightBigg
(30)
and replacements:
x=bc+a
2
2, y=bc−a
2
2,˙z
2
=a
2
˙b˙c, (31)
we obtainthecorresponding action
S
p
[x,y,z ] =
1
2
/integraldisplay
1
0
dt
/bracketleftBigg
−
1
N
/parenleftBigg
˙x
2
−˙y
2
2+ ˙z
2
/parenrightBigg
−λN(x+y)
/bracketrightBigg
,(32)
and equationsofmotion
¨x+λN
2
= 0,¨y−λN
2
= 0,¨z= 0. (33)
Taking into account conditions x(0) =x
/prime
, y(0) =y
/prime
, z(0) =z
/prime
,x(1) =
x
/prime/prime
, y(1) =y
/prime/prime
, z(1) =z
/prime/prime
, the quantum transition amplitude can be written
as
K
p
(x
/prime/prime
,y
/prime/prime
,z
/prime/prime
,N|x
/prime
,y
/prime
,z
/prime
,0) =λ
p
(−2N
)
/vextendsingle/vextendsingle/vextendsingle
4
1
3
N
/vextendsingle/vextendsingle/vextendsingle
3
2
p
χ
p
/parenleftbig
−¯S(x
/prime/prime
,y
/prime/prime
,z
/prime/prime
,N|x
/prime
,y
/prime
,z
/prime
,0)
/parenrightbig
.
(34)
kievarwe.tex; 12/03/2001; 3:49; p.415
ADELIC QUANTUMMECHANICS 409
Conditions for the existence of the vacuum state Ω(|x|
p
)Ω(|y|
p
)Ω(|z|
p
)can be
calculated from the equality
/integraldisplay
|x
/prime
|
p
≤1
/integraldisplay
|y
/prime
|
p
≤1
/integraldisplay
|z
/prime
|
p
≤1
K
p
(x
/prime/prime
,y
/prime/prime
,z
/prime/prime
,N|x
/prime
,y
/prime
,z
/prime
,0)dx
/prime
dy
/prime
dz
/prime
= Ω(|x
/prime/prime
|
p
)Ω(|y
/prime/prime
|
p
)Ω(|z
/prime/prime
|
p
),
and thesimplest vacuum stateis
Ψ
p
(x,y,z,N ) =
/braceleftbigg
Ω(|x|
p
)Ω(|y|
p
)Ω(|z|
p
),|N|
p
≤1,|λ|
p
≤1, p/negationslash= 2,
Ω(|x|
2
)Ω(|y|
2
)Ω(|z|
2
),|N|
2
≤
1
2
,|λ|
2
≤2, p= 2.
(35)
According to (21) adelic wave function Ψ(x,t)offers more information on a
physical system than only its standard part Ψ
∞
(x,t). In quantum-mechanical
experiments, as well as in all measurements, numerical results belong to the field
of rational numbers Q. For the Bianchi I model, as well as for any adelic quan-
tum model, according to the usual interpretation of the wave function we have to
consider|Ψ(x,t)|
2
∞
at rationalspace-time points.In the above adeliccase we get
|Ψ(x,y,z,N )|
2
∞
=|Ψ
∞
(x,y,z,N )|
2
∞
/productdisplay
p
Ω(|x|
p
)Ω(|y|
p
Ω(|z|
p
)
=
/braceleftbigg
|Ψ
∞
(x,y,z,N )|
2
∞
, x,y,z∈Z,
0, x,y,z ∈Q\Z.(36)
Here we used the following properties of the Ω-function: Ω
2
(|x|
p
) = Ω(|x|
p
),
/producttext
p
Ω(|x|
p
) = 1ifx∈Z, and
/producttext
p
Ω(|x|
p
) = 0ifx∈Q\Z. Thus, it means
that positions x,y,zmay have only discrete values: x= 0,±1,±2,.... Since
theΩ-function is invariant under the Fourier transformation, there is also discrete
momentumspace.Whensystemisinsomeexcitedstate,thesharpnessofthedis-
crete structure disappears and space demonstrates usual continuous properties. It
isworthmentioningthataspace-timediscretenessisalsonotedintheframework
ofq-deformed quantum mechanics[17].
6.p-Adic analysisand q-analysis.TheMoyal product
Some connections between p-adic analysis and quantum deformations has been
noticed [18] in a variety of cases during the last ten years or so. It was shown
[19] that the two parameter Sklyanin quantum algebra and its generalizations
provideapromisingconnectionbetweenthe p-adicsandquantumdeformation.A
similar connection has been indicated by Macdonald’s paper [20] on orthogonal
polynomials associated with the root systems. In [19] it was also pointed out that
kievarwe.tex; 12/03/2001; 3:49; p.416
410 G.DJORDJEVI ´C,B.DRAGOVICH, L. NE ˇSI´C
elliptic quantum group and its generalizations unify the p-adic and real versions
of a Lie group (e.g. SL(2)). This result is connected with adelic approach and
the possibility of establishing q-deformed Euler products. In some other contexts
it has been observed that the Haar measure on SU
q
(2)coincides with the Haar
measureonthefieldof p-adicnumbers Q
p
ifq=
1
p
[21].Namely,Tomea-Jackson
integralin q-analysis
/integraldisplay
1
0
f(x)d
q
x= (1−q)
∞
/summationdisplay
n=0
f(q
n
)q
n
, (37)
and theintegral in p-adicanalysis
/integraldisplay
|x|
p
≤1
f(|x|
p
)dx= (1−
1
p)
∞
/summationdisplay
n=0
f(p
−n
)p
−n
, (38)
areequalifq=
1
p
,i.e.
/integraldisplay
1
0
f(x)d
1/p
x=
/integraldisplay
|x|
p
≤1
f(|x|
p
)dx. (39)
Inq-analysisthereisthefollowingdifferentialoperator(relatedtotheq-deformed
momentum in the coordinaterepresentation[21])
∂
q
f(x) =f(x)−f(qx
)
(1−q)x. (40)
Inp-adicanalysis,whenoneconsidersacomplex-valuedfunction f(x)depending
onap-adicvariable xwearenotabletousestandarddefinitionofdifferentiation.
Insteadofthat itis possibleto use Vladimirov’soperator
D
α
ψ(x) =p−
1
1−p
−1−α
/integraldisplay
f(x)−f(y
)
|x−y|
α+1p
dy (41)
which in a sense resembles (40). Moreover, there is a potential such that the
spectrumof the p-adic Schr ¨odinger- like(diffusion) equation [22]
Dψ(x) +V(|x|
p
)ψ(x) =Eψ(x) (42)
is the same one as in the case of q-deformed oscillator found by Biedenharn [23]
and Macfarlane [24] for q= 1/p. For more details, see [21]. Recently [25],
it has been proposed a new pseudodifferential operator with rational part of p-
adic numbers{x}
p
. In such case, energy levels for p-adic free particle exhibit
discrete dependence on the corresponding momentum: {E}
p
={k}
2
p
. Note also
a proposal for q-deformation of Vladimirov’s operator [26]. We see that there
are some interesting relations between p-adic and q-analysis, and in a sense be-
tween adelic quantum mechanics and noncommutative one. It would be fruitful
kievarwe.tex; 12/03/2001; 3:49; p.417
ADELIC QUANTUMMECHANICS 411
to find some deeper reasons for these connections, between theories which pre-
tend to give us more insights on the space-time structure at the Planck scale. By
now it is not enough understood. It seems to be reasonable to formulate a non-
commutative adelic quantum mechanics that may connect non-Archimedean and
noncommutative effects and structures. As the first step in this direction one has
to consider a p-adic and adelic generalization of the Moyal product. Let us con-
sider D-dimensional classical space with coordinates x
1
,x
2
,···,x
D
. Letf(x)
be a classical function f(x) =f(x
1
,x
2
,···,x
D
). Then, with the respect to the
Fouriertransformations, wehave
˜f(k) =
/integraldisplay
Q
Dυ
dxχ
v
(kx)f(x), (43)
f(x) =
/integraldisplay
Q
Dυ
dkχ
v
(−kx)˜f(k). (44)
According tothe usualWeyl quantization
ˆf(x) =
/integraldisplay
Q
D∞
dkχ
∞
(−kˆx)˜f(k)≡f(ˆx). (45)
Letusnowhave twoclassical functions f(x)andg(x)with
ˆf(x) =
/integraldisplay
Q
D∞
dkχ
∞
(−kˆx)˜f(k), (46)
ˆg(x) =
/integraldisplay
Q
D∞
dkχ
∞
(−kˆx)˜g(k). (47)
In the coordinate representation we can write the same above expressions replac-
ingˆxbyxand extend it to all p-adic cases. Now we are interested in product
ˆf(x)ˆg(x).In therealcasethis operatorproduct is oftheform
(ˆf·ˆg)(x) =
/integraldisplay /integraldisplay
dkdk
/prime
χ
∞
(−kˆx)χ
∞
(−k
/prime
ˆx)˜f(k)˜g(k
/prime
).(48)
Using the Baker-Campbell-Hausdorff formula, the relation (1) and then the
coordinaterepresentationone findstheMoyalproductin theform
(f∗g)(x) =
/integraldisplay /integraldisplay
dkdk
/prime
χ
υ
/parenleftbigg
−(k+k
/prime
)x+
1
2k
i
k
/prime
j
θ
ij
/parenrightbigg
˜f(k)˜g(k
/prime
),(49)
where we already used our generalization from Q
∞
toQ
υ
. Note that in the real
case weuse k
i
→−(i/2π)(∂/∂x
i
)andobtainthe wellknown form
(f∗g)(x) =χ
∞
/parenleftBigg
−θ
ij
2(2π)
2
∂
∂y
i
∂
∂z
j
/parenrightBigg
f(y)g(z)|
y=z=x
.(50)
kievarwe.tex; 12/03/2001; 3:49; p.418
412 G.DJORDJEVI ´C,B.DRAGOVICH, L. NE ˇSI´C
Thus, asthe p-adicMoyalproduct wetake
(ˆf∗ˆg)(x) =
/integraldisplay
Q
Dp
/integraldisplay
Q
Dp
dkdk
/prime
χ
p
(−(x
i
k
i
+x
j
k
/prime
j
) +
1
2k
i
k
/prime
j
θ
ij
)˜f(k)˜g(k
/prime
).(51)
AsthefirststepinadelizationonecanconsidertheMoyalproducton R×
/producttext
p∈S
Q
p
×
/producttext
p/negationslash∈S
Z
p
space. Various adelic aspects of the Moyal product will be presented
elsewhere.
Acknowledgments .AuthorsG.Dj.andB.D.wishtothanktheco-Directorsof
ARW ”Noncommutative Structures in Mathematics and Physics” Profs. J. Wess
and S. Duplij for their invitation to participate and give a talk. G.Dj. is partially
supported by DFG Project “Noncommutative space-time structure - Cooperation
with Balkan Countries”. The work of B.D. was supported in part by RFFI grant
990100866.
References
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(1989).
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integral Approach inQuantum Cosmology, Int. J.Mod. Phys. D2, 249(1993).
17. J.Wess, q-Deformed Heisenberg Algebras , mat-ph/9910013.
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18. P.G.O. Freund, On the Quantum Group - p-Adics Connection , in Quarks, Symmetries and
Strings, (M. Kaku, A. Jevicki and K. Kikkawa, eds,), World Scientific, Singapore, 1991, pp.
267-275.
19. P.G.O. Freund and A.V. Zabrodin, Macdonald Polynomials from Sklyanin Algebras: A Con-
ceptual Basis for the p-Adics-Quantum Group Connection , Commun. Math. Phys. 147, 277
(1992).
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Acad. Publ., Dordrecht, 1990, p.311.
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22. V.S.VladimirovandI.V.Volovich, p-AdicSchr ¨odingerTypeEquation ,Lett.Math.Phys. 18,
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23. L.C. Biedenharn, The quantum group SU
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kievarwe.tex; 12/03/2001; 3:49; p.420
kievarwe.tex; 12/03/2001; 3:49; p.421
GIBBSSTATESOF A LATTICESYSTEMOF QUANTUM
ANHARMONIC OSCILLATORS
YURIKOZITSKY
∗†
Instituteof Mathematics,MarieCurie-Sklodowska University,
Lublin 20-031,Poland
1. Introduction
Gibbs states of interacting quantum lattice systems are constructed as positive
functionals on von Neumann algebras whose elements (observables) represent
physical quantities [8], [13]. For the systems, the algebra of observables of every
subsysteminafinitesubsetofthelatticemayberepresentedasthe C
∗
-algebraof
bounded operators on a Hilbert space, the theory of Gibbs states is quite well
elaborated [8]. But if one needs to include into consideration also unbounded
operators,thesituationbecomesmuchmorecomplicated.In1975anapproachto
theconstructionofGibbsstates,whichusestheintegrationtheoryinpathspaces,
has been initiated [1] (see also [5], [6], [7], [11], [13], [15]). Here the state at
a temperature T=β
−1
is defined by means of a probability measure µ
β
on a
certain infinite-dimensional space, analogously to the Euclidean quantum field
theory.Thatisthereasonwhy µ
β
is known as theEuclidean Gibbs state .
In this paper we consider the following model. To each point of the lattice
L=Z
d
,d∈Nthere is attached a quantum particle (oscillator) with the reduced
mass m= m
ph
//planckover2pi1
2
( m
ph
isthephysicalmass),whichhasanunstableequilibrium
position at this point. Such particles perform D-dimensional oscillations around
their equilibrium positions and interact via attractive potential. Similar objects
havebeenstudiedformanyyearsasquiterealisticmodelsofcrystallinesubstance
undergoingstructural phasetransitions (seee.g.[16]).
In Section 2, following [2], [3], [4], we summarize main aspects of the con-
struction of the Euclidean Gibbs state for the model considered. In Section 3,
we
∗
[email protected]
†
SupportedinpartbythePolishScientificResearchCommitteeundertheGrant2P03A02915
kievarwe.tex; 12/03/2001; 3:49; p.422
416 Y.KOZITSKY
provide a number of assertions describing such states. In particular, we show that
strongzero-pointoscillationssuppresscriticalpointanomalies.Thelatterresultis
astrengthening ofsimilar onesgiven in[2],[14].
2. EuclideanFormalismforQuantum GibbsStates
The oscillations of the particle having its equilibrium position at l∈Lare de-
scribed by the momentum and displacement operators {p
l
,q
l
}, densely defined
on the complex Hilbert space H
l
=L
2
(R
D
). The whole system is described by
theformal Hamiltonian
H=
1
2
/summationdisplay
l,l
/prime
d
ll
/prime
(q
l
,q
l
/prime
) +
/summationdisplay
l
H
l
, (1)
H
l
=
1
2 m(p
l
,p
l
) +
1
2(q
l
,q
l
) +V(q
l
), (2)
where (., .)stands for scalar product in R
D
andd
ll
/prime
form a dynamical matrix.
The potential Vis chosenasfollows
V(x) =v((x,x)), (3)
wherevis a polynomial, convex on R
+def
= [0,+∞). Some of our results were
obtained underassumptionthat
v(ξ) =
1
2aξ+
r
/summationdisplay
s=2
b
s
ξ
s
, r≥2, a∈R, b
s
≥0, b
r
>0. (4)
Forp∈Z,let
S
p
=
/braceleftBigg
{x
l
,l∈L}|
/summationdisplay
l
(1 +|l|)
2p
x
2
l
<∞
/bracerightBigg
, (5)
where|l|isthe Euclidean normon L=Z
d
⊂R
d
.Let also
S
def
=
/intersectiondisplay
S
p
,S
/primedef
=
/uniondisplay
S
−p
, p∈N
0def
=N∪{0}. (6)
The dynamical matrix is supposed to be invariant under translations on L, and
attractive(d
ll
/prime
≤0).Wealsosupposethatforevery l∈L,thesequence{d
ll
/prime
,l
/prime
∈
L}belongs toS. Set
Λ ={l= (l
1
, ..., l
d
)|l
0
j
≤l
j
≤l
1
j
, l
0
j
<l
1
j
, l
0
j
,l
1
j
∈Z, j= 1, ...,d}.
Givenabox Λ,letL(Λ)denotethepartitionof Lbytheboxeswhichareobtained
as translations of Λ. Let also Gbe the group of all translations of L, and G(Λ) =
kievarwe.tex; 12/03/2001; 3:49; p.423
GIBBS STATES OFQUANTUMSYSTEMS 417
{t∈ G|t(Λ)∈L(Λ)}, wheret(Λ) ={t(l), l∈Λ}. Then the dynamical matrix
(d
Λ
ll
/prime
)
l,l
/prime
∈Λ
obeying periodic conditions on the boundaries of Λand the periodic
local Hamiltonian H
Λ
are
d
Λ
ll
/prime
= min{d
lt(l
/prime
)
:t∈ G(Λ)}, (7)
H
Λ
=
1
2
/summationdisplay
l,l
/prime
∈Λ
d
Λ
ll
/prime
(q
l
,q
l
/prime
) +
/summationdisplay
l∈Λ
H
l
. (8)
The latter is an essentially self-adjoint lower bounded operator acting in H
Λ
=
L
2
/parenleftBig
R
D|Λ|
/parenrightBig
(|·|stands forcardinality).
For a box Λand an inverse temperature β=T
−1
, a periodic Gibbs state γ
β,Λ
isthefollowingfunctional
γ
β,Λ
(A) =trace(Ae
−βH
Λ
)
trace(e
−βH
Λ
), (9)
defined on the C
∗
-algebra A
Λ
of linear bounded operators on H
Λ
. Given Λand
t∈R,wedefineanautomorphism of A
Λ
a
Λ
t
(A) = exp (itH
Λ
)Aexp (−itH
Λ
). (10)
AsignificantroleintheconstructionoftheGibbsstatesofourmodelisplayedby
multiplication operators. Bounded multiplication operators form a commutative
subalgebra of A
Λ
. The components of the displacement operator q
(k)
l
,l∈Λare
multiplication operators, but they do not belong to A
Λ
since they are unbounded.
In[12]there was proved thefollowingassertion(see also[1], [11]).
Proposition 38. Lett
1
,...,t
n
∈RandA
1
,...A
n
be bounded continuous func-
tionsA
j
:R
D|Λ|
→C. Then A
Λ
is the smallest strongly closed linear space
containingall operatorsoftheform
a
Λ
t
1
(A
1
) a
Λ
t
2
(A
2
)... a
Λ
t
n
(A
n
).
ForA
1
,...,A
n
∈ A
Λ
andt
1
,...t
n
∈R, a temporal Green function
corresponding to theperiodicboundaryconditions is
G
β,Λ
A
1
,...,A
n
(t
1
,...,t
n
) =γ
β,Λ
/parenleftBig
a
Λ
t
1
(A
1
)... a
Λ
t
n
(A
n
)
/parenrightBig
. (11)
Foranopensubset O⊂C
n
,letHol(O)standforthesetofallholomorphicin O
complexvaluedfunctions.Let also
D
β
ndef
={(t
1
,...,t
n
)∈C
n
|0</Ifractur(t
1
)</Ifractur(t
2
)···</Ifractur(t
n
)<β}.(12)
By means of the arguments which were used in a similar situation in [1], Sect. 3
and [12],Sect. 2,one canprovethefollowingstatement.
kievarwe.tex; 12/03/2001; 3:49; p.424
418 Y.KOZITSKY
Lemma39. ForeveryA
1
,...,A
n
∈ A
Λ
,
(a)G
β,Λ
A
1
,...,A
n
may be extended toaholomorphic functionon D
β
n
;
(b)thisextension(whichwill alsobe written as G
β,Λ
A
1
,...,A
n
)
iscontinuous on the closur
eD
β
n
ofD
β
n
,moreover,
forall (t
1
,...,t
n
)
∈D
β
n
,
/vextendsingle/vextendsingle/vextendsingle
G
β,Λ
A
1
,...,A
n
(t
1
,...,t
n
)
/vextendsingle/vextendsingle/vextendsingle
≤/bardblA
1
/bardbl·····/bardblA
n
/bardbl, (13)
where/bardbl·/bardblstands for operatornorm;
(c)for everyξ
1
,...,ξ
n
∈R,theset
D
β
n
(ξ
1
,...,ξ
n
)
def
={(t
1
,...,t
n
)∈D
β
n
|/Rfractur(t
j
) =ξ
j
, j= 1,...,n},
issuchthat forarbitrary F,G∈Hol(D
β
n
),their equalityon
D
β
n
(ξ
1
,...,ξ
n
)impliesthat FandGareequal on theD
β
n
.
The restrictionofthe function(11)to D
β
n
(0,..., 0),i.e.
Γ
β,Λ
A
1
,...,A
n
(τ
1
,...τ
n
) =G
β,Λ
A
1
,...,A
n
(iτ
1
,...iτ
n
), (14)
isatemperature(Matsubara)Greenfunction, whichhas suchaproperty
Γ
β,Λ
A
1
,...,A
n
(τ
1
+θ,...τ
n
+θ) = Γ
β,Λ
A
1
,...,A
n
(τ
1
,...τ
n
), (15)
for everyθ∈I
βdef
= [0,β],whereadditionismodulo β.
In view of Proposition 38, the Green functions, defined by (11) with bounded
multiplication operators, fully determine the state γ
β,Λ
. Claim (c) of the latter as-
sertionyieldsinturnthatthisstateisdeterminedbytheMatsubarafunctions(14).
IntheEuclideanapproachthesefunctionsareobtainedasmomentsofprobability
measures. We begin their construction with introducing corresponding measure
spaces.Given β >0andΛ, weset
Ω
β,Λ
={ω
Λ
= (ω
l
)
l∈Λ
|ω
l
∈C(I
β
→R
D
), ω
Λ
(0) =ω
Λ
(β)}.(16)
Inthesequel,C
β
willstandfor Ω
β,Λ
withaone-point Λ.LetalsoX
β
standforthe
real Hilbertspace L
2
(I
β
→R
D
)equipped with scalarproduct andnorm
/angbracketleftω,ω
/prime
/angbracketright
β
=
/integraldisplay
I
β
(ω(τ),ω
/prime
(τ))dτ,/bardblω/bardbl
β
=
/radicalBig
/angbracketleftω,ω/angbracketright
β
. (17)
Further
X
β,Λ
={ω
Λ
= (ω
l
)
l∈Λ
|ω
l
∈X
β
}. (18)
kievarwe.tex; 12/03/2001; 3:49; p.425
GIBBS STATES OFQUANTUMSYSTEMS 419
Since Λisfinite, Ω
β,Λ
andX
β,Λ
maybeequippedwiththeusualBanachspaceand
Hilbert space structures respectively. Let B(Ω
β,Λ
)stand for the Borel σ–algebra
ofthesubsetsof Ω
β,Λ
.Considerthefollowingstrictlypositivetraceclassoperator
onX
β
S
β
= (− m∆
β
+ 1)
−1
1, (19)
where ∆
β
is the Laplace operator in L
2
(I
β
)and1is the identity operator in R
D
.
It determines onX
β
aO(D)–invariantGaussianmeasure χ
β
,for which
/integraldisplay
X
β
exp{/angbracketleftϕ,ω/angbracketright
β
}χ
β
(dω) = exp
/braceleftbigg
1
2/angbracketleftS
β
ϕ,ϕ/angbracketright
β
/bracerightbigg
. (20)
This measure is concentrated on C
β
⊂X
β
[1], [11]. It describes a D-dimensional
quantumharmonicoscillatorwiththemass m.Onecanshow(seee.g.[1])thatfor
anyτ∈I
β
,
/integraldisplay
X
β
exp [α(ω(τ),ω(τ))]χ
β
(dω)<∞,∀α<α
∗
, (21)
where
α
∗
= 2
√m·exp(β/
√m)−
1
exp(β/
√m) + 1. (22)
Givenabox Λ,we write
χ
β,Λ
(dω
Λ
) =
/circlemultiplydisplay
l∈Λ
χ
β
(dω
l
), (23)
E
V
β,Λ
(ω
Λ
) =
1
2
/summationdisplay
l,l
/prime
∈Λ
d
Λ
ll
/prime
/angbracketleftω
l
,ω
l
/prime
/angbracketright
β
+
/summationdisplay
l∈Λ
/integraldisplay
I
β
V(ω
l
(τ))dτ. (24)
Under the assumptions regarding Vandd
ll
/prime
,E
V
β,Λ
is a continuous function from
Ω
β,Λ
toR.Aperiodic localEuclidean Gibbsmeasure is
µ
β,Λ
(dω
Λ
) =
1
Z
β,Λ
exp
/braceleftBig
−E
V
β,Λ
(ω
Λ
)
/bracerightBig
γ
β,Λ
(dω
Λ
). (25)
It is a probability measure on the Hilbert space X
β,Λ
, supported on Ω
β,Λ
.Z
β,Λ
is the normalizing constant. Therefore, the Green functions (14) constructed with
multiplication operators A
1
,...A
n
∈ A
Λ
may bewritten follows [1],[11]
Γ
β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
) (26)
=
/integraldisplay
X
β,Λ
A
1
(ω
Λ
(τ
1
))...A
n
(ω
Λ
(τ
n
))µ
β,Λ
(dω
Λ
).
kievarwe.tex; 12/03/2001; 3:49; p.426
420 Y.KOZITSKY
TheGibbsstatesofthewholesystemwhichcorrespondtotheperiodicbound-
ary conditions are constructed as limits of the above states γ
β,Λ
when Λ/arrownortheastL.
More precisely, let Lbe a sequence of boxes ordered by inclusion and such that
∪
Λ∈L
Λ =L.For Λ
1
⊂Λ
2
,onemayintroduceanaturalnorm-preservingembed-
ding A
Λ
1
⊂ A
Λ
2
,whichdefinesanincreasingsequenceofalgebras { A
Λ
,Λ∈L}.
In a standard way [8], this sequence defines a quasi-local algebra of observables.
Two sequencesL,L
/prime
are called equivalent if the corresponding quasi-local alge-
bras coincide. A standard sequence Lis the sequence of boxes {Λ
L
,L∈N},
Λ
L
= (−L,L]
d
∩Z
d
. In the sequel, all (thermodynamic) limits Λ/arrownortheastLare
taken over a sequence L, which is equivalent to the standard one. The existence
ofperiodic Gibbsstates forsimilarmodels wasshownin [7].
The great advantage of the Euclidean approach lies in the fact that due to the
above relationship between the Green functions and local Gibbs measures one
may apply to the quantum case the machinery of conditional distributions, which
formthebaseofmodernclassicalequilibriumstatisticalphysics(seee.g.[9],[10]
and the references therein). To this end we will employ the spaces Ω
β,Λ
, defined
by (16), (18), also for infinite subsets Λ. In particular, Ω
β
will stand for Ω
β,Λ
with Λ =L. These spaces are equipped with the product topology and with the
σ-algebras B(Ω
β,Λ
)generated by cylinder subsets. For ∆⊂Λ⊂L, we write
ω
∆
×ζ
Λ\∆
for the configuration (ξ
l
)
l∈Λ
such thatξ
l
=ω
l
forl∈∆, andξ
l
=ζ
l
forl∈Λ\∆. Given a sequence of boxes L, in order to have the collections
{Ω
β,Λ
,Λ∈L}ordered by inclusion, we introduce the following mappings. For
∆⊂Λ, we putω
∆
/mapsto→ω
∆
×0
Λ\∆
∈Ω
β,Λ
, where 0
Λ
is the zero configuration in
Ω
β,Λ
. Hence we consider every configuration ω
∆
as an element of all Ω
β,Λ
with
∆⊂Λ.Besides, wedefine
Ω
β,Λ
/ownerω
Λ
/mapsto→(ω
Λ
)
Λ
/prime
∈Ω
β,Λ
/prime
,
as aconfiguration such that ω
l
= 0forl∈Λ
/prime
\Λ.Let
Ω
t
βdef
={ζ∈Ω
β
|{/bardblζ
l
/bardbl
β
,l∈L}∈S
/prime
}. (27)
Forζ∈Ω
β
and a box Λ, we define the local Gibbs measure, subject to ζ, as the
followingconditionalprobabilitymeasure. Weput
µ
β,Λ
(B|ζ) = 0, ζ∈Ω
β
\Ω
t
β
, B∈ B(Ω
β,Λ
), (28)
and forevery ζ∈Ω
t
β
,
µ
β,Λ
(dω
Λ
|ζ) =
1
Z
β,Λ
(ζ)exp
/braceleftBig
−E
V
β,Λ
(ω
Λ
|ζ)
/bracerightBig
χ
β,Λ
(dω
Λ
).(29)
Here
Z
β,Λ
(ζ)
def
=
/integraldisplay
Ω
β,Λ
exp
/braceleftBig
−E
V
β,Λ
(ω
Λ
|ζ)
/bracerightBig
χ
β,Λ
(dω
Λ
),
kievarwe.tex; 12/03/2001; 3:49; p.427
GIBBS STATES OFQUANTUMSYSTEMS 421
isthelocalpartition functionsubjecttotheexternalboundary condition ζ
Λ
c
,and
E
β,Λ
(ω
Λ
|ζ) =
1
2
/summationdisplay
l,l
/prime
∈Λ
d
ll
/prime
/angbracketleftω
l
,ω
l
/prime
/angbracketright
β
+
/summationdisplay
l∈Λ,l
/prime
∈Λ
c
d
ll
/prime
/angbracketleftω
l
,ζ
l
/prime
/angbracketright
β
,(30)
E
V
β,Λ
(ω
Λ
|ζ) =E
β,Λ
(ω
Λ
|ζ) +
/summationdisplay
l∈Λ
/integraldisplay
I
β
V(ω
l
(τ))dτ, (31)
whereVis given by (3). Under the assumptions regarding Vandd
ll
/prime
, both
E
β,Λ
(·|ζ),E
V
β,Λ
(·|ζ)are continuous functions from Ω
β,Λ
toRfor allζ∈Ω
t
β
.
The function E
β,Λ
(·|ζ)describes the interaction of the particles in Λbetween
themselvesandwith thefixedconfiguration ζ
Λ
c
,Λ
c
=L\Λ.
Thus, along with (26), one may introduce the temperature Green function
which corresponds totheexternal boundarycondition ζ
Λ
c
Γ
ζ,β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
) (32)
=
/integraldisplay
X
β,Λ
A
1
(ω
Λ
(τ
1
))...A
n
(ω
Λ
(τ
n
))µ
β,Λ
(dω
Λ
|ζ).
HereA
1
,...,A
n
aremultiplicationoperatorssuch thatfor every
τ
1
,...,τ
n
∈I
β
,thefunction
Ω
β,Λ
/ownerω
Λ
/mapsto→A
1
(ω
Λ
(τ
1
))...A
n
(ω
Λ
(τ
n
)),
isµ
β,Λ
(·|ζ)integrable for every ζ∈Ω
β
, that holds for A
1
,...,A
n
∈ A
Λ
. Note
that the above temperature Green function is defined only for multiplication op-
erators, there are no a prioriinformation regarding its analytic and continuity
properties (except for ζ= 0), even inthecase ofbounded operators.
ForB∈ B(Ω
β
)andω∈Ω
β
, letδ
B
(ω)take values 1, resp. 0, if ωbelongs,
resp.doesnotbelong,to B.Thenonecanintroduceafamilyofprobabilitykernels
{π
β,Λ
|Λ⊂L,|Λ|<∞}, on(Ω
β
, B(Ω
β
))
π
β,Λ
(B|ζ)
def
=
/integraldisplay
Ω
β,Λ
δ
B
(ω
Λ
×ζ
Λ
c
)µ
β,Λ
(dω
Λ
|ζ). (33)
Theysatisfytheconsistencyconditions(formore detailssee e.g. [10])
π
β,Λ
π
β,∆
(B|ζ)
def
=
/integraldisplay
Ω
β
π
β,Λ
(dω|ζ)π
β,∆
(B|ω) =π
β,Λ
(B|ζ),(34)
which holds for arbitrary pairs of finite subsets ∆⊂Λ⊂Land anyB∈B(Ω
β
),
ζ∈Ω
t
β
.
kievarwe.tex; 12/03/2001; 3:49; p.428
422 Y.KOZITSKY
Definition 40. A probability measure µon the space (Ω
β
,B(Ω
β
))is said to be
a Euclidean Gibbs state at the inverse temperature βif it satisfies the Dobrushin-
Lanford-Ruelle (DLR)equilibrium equation
/integraldisplay
Ω
β
µ(dω)π
β,Λ
(B|ω) =µ(B), (35)
for allfinite Λ⊂LandB∈ B(Ω
β
).
3. TheResults
Bymeansoftherepresentation(26)weextendtheGreenfunctionstounbounded
multiplication operators.
Theorem 41. Let the functions A
1
,...,A
n
:R
D|Λ|
→Cbe such that for
everyβ > 0and everyτ∈ I
β
, the functions Ω
β,Λ
/ownerω
Λ
/mapsto→A
j
(ω
Λ
(τ)),
j= 1,...n, areµ
β,Λ
–integrable. Then, for the corresponding multiplication
operatorsA
1
,...,A
n
, the Green function (26) may be analytically continued on
thedomainD
β
n
defined by (12).
Incontrasttothecaseofboundedoperators(c.f.claim(b)ofLemma39),one
cannot expect that such extended Green functions are uniformly bounded
onD
β
n
and continuousonitsboundaries.
Definition42. Acontinuousfunction A:R
D|Λ|
→Cbelongstothefamily F
(D)
Λ
if forarbitrary α>0,thefunction
R
D|Λ|
/ownerx
Λ
/mapsto→|A(x
Λ
)|exp
−α
/summationdisplay
l∈Λ
|x
l
|
2
, (36)
isboundedon R
D|Λ|
.
Inthecase of one-pointboxes,i.e. for |Λ|= 1, wewrite F
(D)
.
Corollary 43. For arbitrary A
1
,...,A
n
∈ F
(D)
Λ
, the temperature Green function
(26) maybecontinuedanalyticallyinaccordance with Theorem 41.
Indeed, by (21), functions from F
(D)
Λ
are integrable. As it has been already
mentioned, the above analyticity does not imply continuity of the temperature
Green functions. To prove it we have used the tightness of the local Gibbs
measures.
Theorem44. Givenabox Λ,letA
1
,...,A
n
belongto F
(D)
Λ
.Thenforall ζ∈Ω
β
,
theGreenfunctions(26), (32) arecontinuous on I
n
β
/owner(τ
1
,...,τ
n
).
kievarwe.tex; 12/03/2001; 3:49; p.429
GIBBS STATES OFQUANTUMSYSTEMS 423
Theorem 45. [FKG Inequality] Given Λandζ∈Ω
β
, letµstand for any of the
local Gibbs measures (25), (29) with D= 1. Then for any functions F,G∈ F
(1)
Λ
,
whichgrowwhenevery chosen ω
l
(τ)increases,the following inequality holds
<FG>
µ
≥<F >
µ
<G>
µ
, (37)
where<·>
µ
standsfor expectationwith respecttothe measure µ.
Theorem 46. [GKS Inequalities] Given Λ, let the local Gibbs measure be de-
finedby(25)with D= 1.Letalsotherealvaluedfunctions A
1
,...,A
n+m
∈ F
(1)
Λ
,
n,m∈Nhave thefollowing properties:
(a)everyA
j
dependsonly onthevaluesof x
l
j
withcertain l
j
∈Λ;
(b)everyA
j
iseitheranoddmonotone growingfunctionof x
l
j
oran even positivefunction,monotone growingon [0,+∞).
Then for the Green functions (26), (32), the following inequalities hold for
arbitraryτ
1
,...,τ
n+m
∈I
β
:
Γ
β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
)≥0,Γ
0,β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
)≥0, (38)
Γ
β,Λ
A
1
,...,A
n+m
(τ
1
,...,τ
n+m
)≥
Γ
β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
)× (39)
Γ
β,Λ
A
n+1
,...,A
n+m
(τ
n+1
,...,τ
n+m
)
Γ
0,β,Λ
A
1
,...,A
n+m
(τ
1
,...,τ
n+m
)≥
Γ
0,β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
)×
Γ
0,β,Λ
A
n+1
,...,A
n+m
(τ
n+1
,...,τ
n+m
).
Now the model (1) - (3) with D∈Nwill be compared with the scalar model
described by the same local Hamiltonian with D= 1. In order to distinguish
vector and scalar objects we will supply the latter ones with tilde, writing
/tildewide
H
Λ
,
/tildewide
γ
β,Λ
,
/tildewide
Γ
β,Λ
. Inthesequel, thepolynomial vissupposedto be ofthe form (4).
Theorem 47. [Scalar Domination] GivenA
1
,...,A
n
∈ F
(D)
Λ
, let there exist
k= 1,...,Dandthefunctions
/tildewide
A
1
,...
/tildewide
A
n
∈ F
(1)
Λ
,satisfyingtheconditionsofthe
above theorem, such that A
j
(x
Λ
) =
/tildewide
A
j
(x
(k)
Λ
),j= 1,...,n. Then for arbitrary
τ
1
,...,τ
n
∈I
β
0≤Γ
β,Λ
A
1
,...,A
n
(τ
1
,...,τ
n
)≤
/tildewide
Γ
β,Λ
/tildewide
A
1
,...,
/tildewide
A
n
(τ
1
,...,τ
n
). (40)
kievarwe.tex; 12/03/2001; 3:49; p.430
424 Y.KOZITSKY
R
EMARK
3. Note that all A
j
depend onx
(k)
Λ
with one and the same k. The first
aboveinequalityisa D-dimensionalversionof(38).Thesecondinequalityin(40)
describesscalardomination.
In the model considered, the structural phase transition, breaking O(D)-
symmetry,isassociatedwiththeappearanceoflargefluctuationsofdisplacements
ofparticles. To describethemweintroduce fluctuation operators
Q
Λ
=
1
/radicalbig
|Λ|
/summationdisplay
l∈Λ
q
l
, (41)
correspondingto normalfluctuations.IftheGreenfunctions(14)constructedwith
A=Q
(k)
Λ
, remain bounded when Λ/arrownortheastL, the fluctuations are regarded as nor-
mal. At the critical point the fluctuations become so large that to preserve the
boundedness of the Green functions one should use an abnormal normalization,
i.e.
Q
λ,Λ
=λ(Λ)Q
Λ
=λ
(Λ)
/radicalbig
|Λ|
/summationdisplay
l∈Λ
q
l
,
where{λ(Λ)∈R,Λ∈L}isaconvergingtozerosequence.Given F
1
,...,F
n
∈
F
(D)
, letA
λ
j
stand forF
j
(Q
λ,Λ
),j= 1,...,n.
Definition48. Givenβ >0, lettheconvergence
Γ
β,Λ
A
λ
1
,...,A
λn
(τ
1
,...,τ
n
)−→F
1
(0)...F
n
(0),Λ/arrownortheastL, (42)
hold for all n∈N, allτ
1
,...,τ
n
∈ I
β
, allF
1
,...,F
n
∈ F
(D)
, arbitraryL,
and any converging to zero sequence {λ(Λ),Λ∈L}. Then the fluctuations of
displacementsofparticles aresaidtobe normal.
Set
J=−
/summationdisplay
l
/prime
d
ll
/prime
, T =
/tildewide
H
l
+J
/parenleftBig
q
(1)
l
/parenrightBig
2
, (43)
where the sum is taken over the whole lattice L. The operator Thas a purely
discretenon-degenerate spectrum.Denote
Tψ
n
=/epsilon1
n
ψ
n
,∆ = min{/epsilon1
n+1
−/epsilon1
n
, n∈N}.
Theorem 49. Let the mass m, the spectral parameter ∆, and the interaction
parameterJobey thecondition
m∆
2
>2J. (44)
Then for any D∈N, the fluctuations of displacements of particles in the D-
dimensionalmodel remain normalatall temperatures.
kievarwe.tex; 12/03/2001; 3:49; p.431
GIBBS STATES OFQUANTUMSYSTEMS 425
References
1. S. Albeverio, R. Høegh–Krohn, Homogeneous Random Fields and Quantum Statistical
Mechanics, J.Funct. Anal., 19(1975), 242–279.
2. S. Albeverio, Yu. Kondratiev, Yu. Kozitsky, Suppression of Critical Fluctuations by Strong
Quantum Effects in Quantum LatticeSystems, Comm. Math. Phys., 194(1998),493–521.
3. S. Albeverio, Yu. Kondratiev, Yu. Kozitsky, M.R ¨ockner,Uniqueness for Gibbs Measures of
Quantum Lattices in Small Mass Regime, toappear inAnn. Inst. H. Poincar ´e Probab. Statist.
4. S. Albeverio, Yu. Kondratiev, M.R ¨ockner, T.V. Tsikalenko, Uniqueness of Gibbs States on
Loop Lattices, C.R. Acad. Sci. Paris, Probabilit ´es/Probability Theory, 342, S´erie 1 (1997),
1401–1406.
5. V.S. Barbulyak, Yu.G. Kondratiev, Functional Integrals and Quantum Lattice Systems: I.
Existence ofGibbs States, Rep.Nat. Acad. Sci of Ukraine, No 9 (1991), 38-40.
6. V.S. Barbulyak, Yu.G. Kondratiev, Functional Integrals and Quantum Lattice Systems: II.
PeriodicGibbs States, Rep. Nat.Acad. Sci of Ukraine, No 8(1991), 31-34.
7. V.S. Barbulyak, Yu.G. Kondratiev, A Criterion for the Existence of Periodic Gibbs States of
Quantum Lattice Systems, Selecta Math.formerly Sov., 12(1993), 25–35.
8. O. Bratteli, D.W. Robinson, Operator Algebras and Quantum Statistical Mechanics, I, II,
Springer, New York, 1981.
9. R.L. Dobrushin, Prescribing a System of Random Variables by Conditional Distributions,
Theory Prob. Appl., 15(1970), 458–486.
10. H.O. Georgii, Gibbs Measures and Phase Transitions. Vol 9, Walter de Gruyter, Springer,
Berlin New York, 1988.
11. S.A.Globa,Yu.G.Kondratiev, TheConstructionofGibbsStatesofQuantumLatticeSystems,
Selecta Math. Sov., 9(1990),297–307 (1990).
12. R.Høegh–Krohn, RelativisticQuanumStatisticalMechanicsinTwo-dimensionalSpace-time,
Comm. Math. Phys., 38(1974), 195–224.
13. A. Klein, L. Landau, Stochastic Processes Associated with KMS States, J. Funct. Anal., 42
(1981), 368–428.
14. Yu. Kozitsky, Quantum Effects in a Lattice Model of Anharmonic Vector Oscillators, Letters
Math. Phys., 51(2000), 71–81.
15. B. Simon, Functional Integration and Quantum Physics, Academic Press, New York San
Francisco London, 1979.
16. S. Stamenkovi ´c,Unified Model Description of Order-Disorder and Displacive Structural
Phase Transitions, Condensed Matter Physics, 1(14)(1998), 257-309.
kievarwe.tex; 12/03/2001; 3:49; p.432
kievarwe.tex; 12/03/2001; 3:49; p.433
AMETRIC-AFFINEFIELDMODELFOR THE NEUTRINO
DMITRIVASSILIEV
∗
Department ofMathematical Sciences, University of Bath,
BathBA2 7AY,UK
1. Main result
We define space-time as a real oriented 4-manifold Mequipped with a non-
degenerate metric g(not necessarily symmetric) and an affine connection Γ. We
write space-time as a triple {M,g, Γ}. The 16 components of the metric tensor
g
µν
andthe64connectioncoefficients Γ
λµν
aretheunknownsinourmodel,asis
themanifold Mitself.
This approach is known as the Einstein–Schr ¨odinger metric-affine field the-
ory;see,forexample,AppendixIIin[1],or[2].Duringtheperiodfromthe1920s
tothe1950smanymathematiciansandphysicistscontributedtothissubject,with
the list of authors containing names such as M.Born, A.S.Eddington, L.Infeld,
T.Levi-Civita and H.Weyl. In modern theoretical physics metric-affine field theo-
riesarenotamainstreamsubject;reviewsofsomeofthemorerecentworkinthis
area canbefound in[3], [4], [5], [6].
The immediate motivation for our paper comes from [7] where it was shown
that it is possible to give a sensible tensor interpretation of the Dirac equation
in flat Minkowski 3-space by treating the electromagnetic field as an affine con-
nection in the embedding Minkowski 4-space. The “electromagnetic” connection
suggestedin[7] is the metric compatibleconnectioncorresponding to torsion
T=e∗A
whereeis the electron charge, Ais the (given) real-valued vector potential of the
electromagnetic field, and ∗is the Hodge star; here we use a system of units in
whichboththespeedoflight candPlanck’sconstant /planckover2pi1havevalue1.Inparticular,
suchaninterpretationofelectromagnetismresolvestheproblemof
distinguishing
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.434
428 D.VASSILIEV
the electron from the positron without resorting to “negative frequencies”. Re-
garding the affine connection itself as an unknown quantity is the next obvious
step.
Weconstructourmathematicalmodelforthe neutrinoasfollows.
Firstly, weconsider theYang–Millsequationforthe affineconnection:
δ
YM
R= 0 (1)
whereRis the Riemann curvature tensor (10) and δ
YM
is the divergence on
curvatures (13).
Secondly, weconsider theEinstein equation:
Ric= 0 (2)
whereRicis the Ricci curvature tensor. Equation (2) describes the absence of
sources of gravitation.
The objective of this paper is the study of the combined system (1), (2)
which is a system of 80 real non-linear partial differential equations with 80 real
unknownsg
µν
,Γ
λµν
. In other words, we are combining the basic equation of
relativistic quantum mechanics (Yang–Mills equation) with the basic equation of
generalrelativity(Einsteinequation).
R
EMARK
4. If the metric is symmetric and the connection is that of Levi-Civita
then(2)implies (1).Inthegeneralcase(1)and(2) are independent.
We define Minkowski space M
4
as a real 4-manifold which admits a global
coordinatesystem (x
0
,x
1
,x
2
,x
3
)andisequippedwith the metric
g
µν
= diag(+1,−1,−1,−1). (3)
Our definition of M
4
specifies two elements of the triple {M,g, Γ}, namely, the
manifoldMand themetric g, but doesnotspecifythe connection Γ.
Our mainresultis
Theorem 50. Letube a complex-valued vector function which is a plane wave
solution ofthe polarisedMaxwellequation
∗du=±idu (4)
inM
4
.LetΓbethe metriccompatibleconnection corresponding totorsion
T
λµν
= Re(u
λ
(du)
µν
). (5)
Then the space-time {M
4
,Γ}is asolution of(1),(2).
Note that the vector equation (4) forms the basis of the mathematical model
in [7]. It is shown in [7] that under certain circumstances equation (4) produces
effects normally attributed to spinors.
kievarwe.tex; 12/03/2001; 3:49; p.435
FIELDMODELFOR NEUTRINO 429
Letusrewrite (4) as
∗du=iαdu, (6)
α=±1. The non-trivial ( du/negationslash≡0) plane wave solutions of (6) can, of course, be
writtendownexplicitly:up toaproper Lorentztransformation theyare
u(x) =we
−ik·x
(7)
where
w
µ
=C(0,1,−iα,0), k
µ
=β(1,0,0,1), (8)
β=±1,andC∈R
+
isan arbitraryconstant (amplitude).
Substitution of(7) into(5)produces
T
λµν
= Re(−iw
λ
(k∧w)
µν
e
−2ik·x
). (9)
Thus, the space-time in Theorem 50 is a wave of torsion which, up to a proper
Lorentz transformation,isgivenbytheexplicitformulae (9), (8).
The paper hasthefollowingstructure.
InSection2 wespecify ournotation.
Section 3 is a brief description of Yang–Mills theory in our particular setting
(affineconnectionovervectors).
In Section 4 we prove Theorem 50. The crucial element of the proof is the
linearisationansatz (17), (16).
InSection5weestablishgeneralinvariantpropertiesofoursolutions(3)–(5).
ItturnsoutthatourRiemanncurvaturetensorspossess allthesymmetryproperties
ofthe“usual”curvaturetensorsgeneratedbyLevi-Civitaconnections.Thismeans
that in observing such connections we might be led to believe (mistakenly) that
we liveinaLevi-Civitauniverse.
In Section 6 we show that the Riemann curvature tensors corresponding to
our solutions (3)–(5) have an algebraic structure which makes them equivalent
to bispinors. It turns out that these bispinors satisfy the Weyl equation (Dirac
equation for massless particle), which justifies our interpretation of space-times
(3)–(5) as the neutrino and antineutrino. We show that our model explains the
well known fact that neutrinos are always left-handed whereas antineutrinos are
always right-handed.
In Section 7 we compare our results with those of Einstein who suggested [8]
a double duality equation as a possible model for elementary particles. We show
thatourspace-times(3)–(5)satisfythisequation.Herethecrucialpointisthatwe
getthesignpredicted by Einstein.
In Section 8 we vary the Yang–Mills Lagrangian (12) with respect to the
metricand show that our solutions (3)–(5) provide stationary points. This fact
kievarwe.tex; 12/03/2001; 3:49; p.436
430 D.VASSILIEV
is highly unusual and does not follow from abstract Yang–Mills theory which
guarantees onlyconformal invariance.
2. Basic notation
Wedenote∂
µ
=∂/∂x
µ
anddefinethecovariantderivativeofavectorfunctionas
∇
µ
v
λ
:=∂
µ
v
λ
+ Γ
λµν
v
ν
.Wedefinethetorsiontensoras T
λµν
:= Γ
λµν
−Γ
λνµ
,
theRiemanncurvaturetensoras
R
κλµν
:=∂
µ
Γ
κνλ
−∂
ν
Γ
κµλ
+ Γ
κµη
Γ
ηνλ
−Γ
κνη
Γ
ηµλ
,(10)
and theRiccicurvature tensoras Ric
λν
:=R
κλκν
.
Wedefinethecontravariantmetrictensorasthesolutionofthelinearalgebraic
systemg
µν
g
νκ
=δ
µκ
.Wehavetotakegreatcarewhenraisingorloweringtensor
indices because in our statement of the problem the metric is not assumed to
be symmetric and the connection is not assumed to be metric compatible. Only
when it is clear that we are in a situation when the metric is symmetric and the
connection is metric compatible we gain the full freedom of writing any tensor
with either upper or lower indices (in any combinations), the raising or lower-
ing being achieved via contraction with the contravariant or covariant symmetric
metric tensor.
Givenascalar function fwe write forbrevity
/integraldisplay
f:=
/integraldisplay
M
f
/radicalBig
|detg|dx
0
dx
1
dx
2
dx
3
,detg:= det(g
µν
)/negationslash= 0.
We define the Hodge star as (∗Q)
µ
q+1
...µ
4
:= (q!)
−1
/radicalbig
|detg|Q
µ
1
...µ
q
ε
µ
1
...µ
4
whereεis the totally antisymmetric quantity. We put ε
0123
:=±1, where +or−
istakendependingonwhethertheorientationofthecoordinatesystemispositive
ornegative, respectively.
When dealing with a connection which is compatible with a given symmetric
metricitisconvenienttointroducethe contortion tensorK
λµν
:= Γ
λµν
−
/braceleftBig
λ
µν
/bracerightBig
,
where
/braceleftBig
λ
µν
/bracerightBig
:=
1
2
g
λκ
(∂
µ
g
νκ
+∂
ν
g
µκ
−∂
κ
g
µν
)is the Christoffel symbol. Con-
tortion has the antisymmetry property K
λµν
=−K
νµλ
.A symmetric metric
andcontortionuniquelydeterminethemetriccompatibleconnection.Torsionand
contortion are related as(see [9],formula (7.35))
T
λµν
=K
λµν
−K
λνµ
, K
λµν
=
/parenleftbig
T
λµν
+T
µλν
+T
νλµ
/parenrightbig
/2.(11)
A bispinor in M
4
is a column of four complex numbers
/parenleftbig
ξ
1
ξ
2
η
˙1
η
˙2
/parenrightbig
T
whichchangeunderLorentztransformationsinaparticularway,seeSections18,
19and26in[10]fordetails;amorecompactexpositionisgiveninthebeginning
ofSection3in [11].The Pauliand Diracmatricesare
I=
/parenleftbigg
1 0
0 1
/parenrightbigg
, σ
1
=
/parenleftbigg
0 1
1 0
/parenrightbigg
, σ
2
=
/parenleftbigg
0−i
i0
/parenrightbigg
, σ
3
=
/parenleftbigg
1 0
0−1
/parenrightbigg
,
kievarwe.tex; 12/03/2001; 3:49; p.437
FIELDMODELFOR NEUTRINO 431
γ
0
=
/parenleftbigg
0I
I0
/parenrightbigg
, γ
j
=
/parenleftbigg
0−σ
j
σ
j
0
/parenrightbigg
, γ
5
=−iγ
0
γ
1
γ
2
γ
3
=
/parenleftbigg
−I0
0I
/parenrightbigg
.
3. TheYang–Millsequation
PutR
κλρν
:=g
ρµ
R
κλµν
whereR
κλµν
is the Riemann curvature tensor (10). The
Yang–MillsLagrangian forthe affineconnectionis
L
YM
:=−
1
2
/integraldisplay
R
κλρν
R
λκνρ
. (12)
The Yang–Mills equation (1) is the Euler–Lagrange equation obtained from (12)
by varying the connection coefficients Γ
λµν
(but not the metric). The explicit
formulaforthedifferentialoperator δ
YM
appearingin (1) is
(δ
YM
R)
ρ
=
1
2
/radicalbig
|detg|(∂
σ
+ [Γ
σ
,·])
/parenleftbigg
/radicalBig
|detg|(g
ρµ
g
νσ
+g
µρ
g
σν
)R
µν
/parenrightbigg
.
(13)
Inwriting(13)weusedmatrixnotationtohidetwoindices: R
µν
=R
κλµν
,Γ
σ
=
Γ
κσλ
, withκenumerating the rows and λthe columns. By [·,·]we denote the
commutator,i.e., [L,N]
τ
λ
:=L
τκ
N
κλ
−N
τκ
L
κλ
.
Note that the operator (13) is invariant under the transposition of the metric,
g
µν
→˜g
µν
:=g
νµ
. For more details concerning transposition invariance and its
possible physicalsignificance see [1] p.142–143.
From now on, until Section 8, we work only in Minkowski space and only
with metric compatible connections. This leads to a number of simplifications.
Connection coefficients now coincide with contortion, for which we continue
usingmatrixnotation K
σ
=K
κσλ
.Formula(10) becomes
R
µν
=∂
µ
K
ν
−∂
ν
K
µ
+ [K
µ
,K
ν
], (14)
and theYang–Millsequation (1),(13) becomes
(∂
ν
+ [K
ν
,·])R
µν
= 0. (15)
The Yang–Mills equation (15) appears to be overdetermined as it is a system
of64equationswithonly24unknowns(24isthenumberofindependentcompo-
nents of the contortion tensor). However 40 of the 64 equations are automatically
fulfilled. This is a consequence of the fact that the Lie algebra of real antisym-
metric rank 2 tensors is a subalgebra of the general Lie algebra of real rank 2
tensors.
kievarwe.tex; 12/03/2001; 3:49; p.438
432 D.VASSILIEV
4. Proof ofTheorem50
The fundamental difficulty with the Yang–Mills equation (15) as well as with the
Einstein equation (2) is that these equations are non-linear with respect to the un-
knowncontortion K.Thefollowinglemmaplaysacrucialroleinourconstruction
by allowingus toget rid ofthe non-linearities.
Lemma51. LetLbeacomplex rank 2antisymmetrictensor satisfying
∗L=±iL. (16)
Then [ReL,ImL] = 0.
Proof.Theresult follows fromthegeneral formula [∗L,N] =∗[L,N].
Lemma 51 can be rephrased in the following way: the Lie algebra of real
antisymmetricrank2tensorshas2-dimensionalabeliansubalgebraswhichcanbe
explicitly describedinterms of theeigenvectorsof theHodge star.
Lemma51immediatelyimpliesthe followinglinearisation ansatz.
Corollary52. Supposecontortionis of the form
K
κνλ
(x) = Re(L
κλ
v
ν
(x) ) (17)
whereLis a constant complex antisymmetric tensor satisfying (16) and vis a
complex-valued vector function. Then the non-linear terms in the formula for
Riemann curvature(14)andin theYang–Millsequation (15) vanish.
Substituting (17)into (14), (15)wereduce equations(1), (2) to
δdv= 0, (18)
L
κλ
(dv)
κν
= 0. (19)
Heredis the exterior derivative and δis its adjoint, so that (18) is the Maxwell
equation.
Letuslookforplanewavesolutions, i.e.,
v(x) =−iwe
−2ik·x
(20)
wherew/negationslash= 0is a constant complex vector and k/negationslash= 0is a constant real vector.
Here we put the extra factor −iatwas well as the extra factor 2in the exponent
forthesakeofconvenience;thereasonfordoingthisistoachieveagreementwith
(9).Substituting(20) into(18), (19)weget
k
ν
(k∧w)
µν
= 0, (21)
kievarwe.tex; 12/03/2001; 3:49; p.439
FIELDMODELFOR NEUTRINO 433
L
κλ
(k∧w)
κν
= 0. (22)
We have reduced our original system of partial differential equations (1), (2)
to the purely algebraic problem (16), (21), (22). Straightforward analysis shows
thatthespace-timesdescribedinTheorem50aresolutionsof(16),(21),(22),and,
moreover,the onlynon-trivial( R/negationslash≡0) solutions.
5. Invariantproperties ofour solutions
Itisknown[4],[5],[6]thatthe24-dimensionalspaceofrealtorsionsdecomposes
intothefollowing3irreduciblesubspaces:tensortorsions,tracetorsions,andaxial
torsions. Thedimensions are 16, 4, and4, respectively.
Lemma53. The torsions inTheorem 50are purely tensor.
Proof.Thetracecomponentofatorsiontensor T
λµν
iszeroiffT
λλν
= 0,and
the axial component is zero iff T
λµν
ε
λµνκ
= 0. These identities are established
by direct examinationof theexplicitformulae(9), (8).
Letusmentionthe followingusefulgeneral result.
Lemma54. Iftheaxialcomponentofatorsioniszerothenthistorsioncoincides,
uptoanaturalreorderingofindices,withthecorresponding(see(11))contortion:
T
λµν
=K
µλν
.
Lemma54explainswhythetorsionofourspace-timeshasthesimplestructure
(5), (4). Our linearisation ansatz (17), (16) required us to work with contortion
rather than torsion, and in the end in order to calculate torsion we had to use
the first formula (11). We did not get a cumbersome expression for torsion only
because its axialcomponentiszero.
Lemma 55. The Riemann curvatures of space-times from Theorem 50 have all
thesymmetry properties ofcurvatures in theLevi-Civitasetting,that is,
R
κλµν
=−R
λκµν
=−R
κλνµ
=R
µνκλ
, (23)
R
κλµν
ε
κλµν
= 0. (24)
Proof.Letus definethecomplex Riemanncurvaturetensor
CR
κλµν
:=F
κλ
F
µν
(25)
where
F:=du (26)
kievarwe.tex; 12/03/2001; 3:49; p.440
434 D.VASSILIEV
anduisfrom(6). Lemmas 53,54 andCorollary52imply
R
κλµν
= Re(CR
κλµν
). (27)
Directexaminationof formulae(25)–(27),(7), (8)establishes(23), (24).
6. Weyl’sequation
The torsions (and, therefore, space-times) from Theorem 50 are described, up to
aproperLorentztransformationandascalingfactor C∈R
+
,byapairofindices
α,β=±1;see(9),(8).Itmayseemthatthisgivesus4essentiallydifferentspace-
times.However,formula(9)containstheoperationoftakingtherealpartand,asa
result,thetransformation {α,β}→{−α,−β}doesnotchangeourtorsion.Thus,
Theorem50providesuswithonlytwoessentiallydifferentspace-timeslabeledby
the indexτ:=αβ=±1. The purpose of this section is to show that it is natural
tointerpretthesetwospace-times astheneutrinoand antineutrino.
We base our interpretation on the analysis of the Riemann curvature tensor.
Wechosetoanalysecurvatureratherthantorsionbecausecurvatureisanaccepted
physical obervable.
In our analysis of the Riemann curvature tensor we will work with the com-
plex curvature (25) rather than the real curvature (27) because the complex one
has a simpler structure. Indeed, according to formula (25) the complex Riemann
curvaturetensor CRfactorizesasthesquareofarank2tensor Fandis,therefore,
completely determined byit.
Workingwiththerank2tensor Fismucheasierthanwiththeoriginalrank4
tensorCR,butonewouldliketosimplifytheanalysisevenfurtherbyfactorizing
Fitself. It is impossible to factorize Fas the square of a vector but it is possible
tofactorizeFas the squareofa bispinor.
Lemma56. A complexrank 2antisymmetric tensor Fsatisfying
F
µν
F
µν
= 0, (∗F)
µν
F
µν
= 0 (28)
isequivalent to abispinor ψ, therelationship between the twobeing
F
µν
=−
i
4ψ
T
γ
0
γ
2
γ
µ
γ
ν
ψ. (29)
Proof.Formula (29) is a special case of the general equivalence relation
between rank 2 antisymmetric tensors and rank 2 symmetric bispinors, see
end of Section 19 in [10]. Conditions (28) are necessary and sufficient for the
factorization of thesymmetricrank2spinors assquares ofrank 1spinors.
kievarwe.tex; 12/03/2001; 3:49; p.441
FIELDMODELFOR NEUTRINO 435
R
EMARK
5. The corresponding text in the end of Section 19 in [10] contains
mistakes.These canbe corrected byreplacing everywhere iby−i.
R
EMARK
6. For a given tensor Fformula (29) defines the individual spinors
ξ=
/parenleftbig
ξ
1
ξ
2
/parenrightbig
T
andη=
/parenleftbig
η
˙1
η
˙2
/parenrightbig
T
uniquely up to choice of sign. This is in
agreementwiththegeneralfactthataspinordoesnothaveaspecificsign,seethe
beginningofSection19in [10].
R
EMARK
7. Conditions (28)are equivalent to detF= 0,det∗F= 0.
R
EMARK
8. Formula (29) is invariant under proper Lorentz transformations and
space inversion, butnot undertimeinversion.
Our particular tensor Fdefined in accordance with formula (26) satisfies the
conditions(28).Indeed, F
µν
F
µν
= 0isthestatementthatthecomplexscalarcur-
vature is zero (consequence of the complex Ricci curvature being zero), whereas
(∗F)
µν
F
µν
= 0is the statement that the complex Riemann curvature tensor CR
satisfies thecyclic sumidentity, cf.(24).
Thus, the complex Riemann curvature tensor (25) has an algebraic struc-
ture which makes it equivalent to a bispinor. Direct calculations show that the
corresponding bispinorfunction ψ(x)satisfies theWeyl equation
γ
µ
∂
µ
ψ= 0 (30)
as well astheadditionalcondition
γ
5
ψ=−αψ (31)
whereα=±1is from (6). Conversely, any plane wave solution of (30), (31)
generatesa complexRiemann curvaturetensor ofthe type (25).
A non-trivial ( ψ(x)/negationslash≡const) plane wave solution of (30), (31) can, up to
a proper Lorentz transformation, be written as ψ(x) =ϕe
−
i
2
k·x
whereϕis a
constant bispinor and kis given by (8). Recall that the formula for kcontains
the parameter β=±1which determines whether the wave vector klies on the
forward(β= +1)orbackward ( β=−1) lightcone.
Non-trivial plane wave solutions of (30), (31) with β= +1are called neutri-
nos whereas those with β=−1are called antineutrinos. A neutrino is said to be
left-handed if α=−1and right-handed if α= +1. An antineutrino is said to be
left-handedif α= +1andright-handed if α=−1.
R
EMARK
9. Theabovedefinitionsagreewiththeoperationofchargeconjugation
(see formula (26.6) in [10]) in that the left-handed neutrino and left-handed an-
tineutrino are charge conjugates of one another, as are the right-handed neutrino
and right-handedantineutrino.
As explained in the beginning of this section, the transformation {α,β}→
{−α,−β}doesnotchangetheresultingspace-time.Thismeansthatinourmodel
kievarwe.tex; 12/03/2001; 3:49; p.442
436 D.VASSILIEV
theleft-handedneutrinoisidenticaltotheleft-handedantineutrino,andtheright-
handedneutrinois identical totheright-handedantineutrino.
7. Einstein’sdouble dualityequation
Theonly apriorisymmetrypropertiesoftheRiemanncurvaturetensorgenerated
by a connection compatiblewithasymmetricmetric are
R
κλµν
=−R
λκµν
=−R
κλνµ
. (32)
LetRbethe36-dimensionallinearspaceofrealrank4tensorssatisfying(32).
We consider thefollowing twoendomorphisms in R:
R→R
T
, (R
T
)
κλµν
:=R
µνκλ
, (33)
R→
∗
R
∗
, (
∗
R
∗
)
κλµν
:= (|detg|/4)ε
κ
/prime
λ
/prime
κλ
R
κ
/prime
λ
/prime
µ
/prime
ν
/prime
ε
µ
/prime
ν
/prime
µν
.(34)
R
EMARK
10. It is easy to see that the endomorphisms (33), (34) are well de-
fined even if the manifold is not orientable. In the case of (34) this observation
is a consequence of a much deeper fact established in [12]: the rank 8 tensor
(detg)ε
κ
/prime
λ
/prime
κλ
ε
µ
/prime
ν
/prime
µν
is a purely metrical quantity in that it is expressed via the
metric tensor.Thisis aspecial featureofdimension 4.
The endomorphisms (33), (34) have the following properties: (i) they com-
mute, (ii) their eigenvalues are ±1, (iii) they have no associated eigenvectors.
Therefore,Rdecomposes intoa directsum of4 invariant subspaces
R=⊕
a,b=±
R
ab
,R
ab
:={R∈R|R
T
=aR,
∗
R
∗
=bR}.(35)
The decomposition (35) was suggested in [13] and developed in [8], [12].
Actually,thepapers[13],[8],[12]dealonlywiththecaseofaLevi-Civitaconnec-
tion,butthegeneralizationtothecaseofanarbitraryaffineconnectioncompatible
with a symmetric metric is straightforward. Lanczos called tensors R∈Rself-
dual (respectively, antidual) if
∗
R
∗
=−R(respectively,
∗
R
∗
=R). Such a choice
of terminology is due to the fact that Einstein and Lanczos defined their double
dualityendomorphismas
R→(sgn detg)
∗
R
∗
. (36)
Theadvantageof(36)isthatthislinearoperatorisexpressedviathemetrictensor
as a rational function. The endomorphism (36) is, in a sense, even more invariant
than(34)as itdoes not “feel”thesignatureofthe metric.
Lemma57. (Rainich[13]) ThesubspacesR
++
andR
+−
havedimensions9and
12, respectively.
kievarwe.tex; 12/03/2001; 3:49; p.443
FIELDMODELFOR NEUTRINO 437
R
EMARK
11. In Rainich’s paper the dimensions are actually given as 9 and 11.
The reason behind this is that Rainich imposed on curvatures the cyclic sum con-
dition (24). This excludes from R
+−
curvatures of the type R
κλµν
=ε
κλµν
and,
therefore,reduces thedimension by1.
Lemma 58. (Einstein [8]) LetR∈R
++
. Then the corresponding Ricci tensor is
symmetric and trace free. Moreover, Ris uniquely determined by its Ricci tensor
andthemetric tensoraccording to theformula
R
κλµν
= (g
κµ
Ric
λν
+g
λν
Ric
κµ
−g
κν
Ric
λµ
−g
λµ
Ric
κν
)/2.(37)
Einstein’s goal in [8] was to construct a mathematical model for the electron;
note that this paper was published a year before Dirac discovered his equation.
Einstein argued that the Riemann curvature tensor of the electron should lie in
an eigenspace of the endomorphism (34). As in this particular paper Einstein
restricted his analysis to the case of a Levi-Civita connection he had to make the
choice between the invariant subspaces R
++
andR
+−
. The difference between
thesetwoinvariantsubspacesisfundamental:ithasnothingtodowiththechoice
offorwardandbackwardlightconesorthechoiceoforientationofthecoordinate
system, and, as a consequence, it has nothing to do with the notions of “particle”
and “antiparticle”orthe notionsof“left-handedness”and “right-handedness”.
Lemmas 57 and 58 led Einstein to the conclusion that curvatures from R
++
aretootrivialandthedimensionofthesubspacetoolow(9insteadoftheexpected
10 which is the number of independent components of the energy–momentum
tensor)toassociateitwiththeelectron.Einstein’sconjecturewasthattheRiemann
curvature tensor of the electron should lie in the invariant subspace R
+−
, that is,
it shouldsatisfy the equation
∗
R
∗
=−R. (38)
Formulae(25)–(27), (4)imply that ourspace-times (3)–(5) satisfy(38).
Our paper falls short of constructing an affine field model for the electron.
Nevertheless, we find it encouraging that our affine field model for the neutrino
agreeswith Einstein’s doubleduality equation(38).
8. Variationof the metric
Variation of the Yang–Mills Lagrangian (12) with respect to the metric produces
thefollowingEuler–Lagrangeequation:
H−(trH/4)g= 0 (39)
whereH
µσ
:=R
κλµν
g
νρ
R
λκρσ
,trH:=H
µσ
g
σµ
. In deriving (39) we did not
makeanyassumptions onthe symmetryofthemetric.
Note the fundamental difference between our original equations (1), (2) and
equation (39):(1), (2)are linear incurvature, whereas (39) isquadratic.
kievarwe.tex; 12/03/2001; 3:49; p.444
438 D.VASSILIEV
Lemma 59. Let the metric be symmetric and Lorentzian, and let Rbe of the
form (27) where CRis a complex rank 4 tensor which factorises as the product
of antisymmetric rank 2 tensors, CR
κλµν
=F
κλ
G
µν
, such that∗F=iαF,
∗G=iα
/prime
G,α,α
/prime
=±1. ThenRsatisfiestheequation(39).
Proof.TheLemma is proved bya straightforward Maple
TM
calculation.
Lemma59and formulae (25)–(27),(4) immediatelyimply
Corollary 60. Our space-times (3)–(5) provide stationary points of the Yang–
Mills Lagrangian (12)with respecttothevariation of the metric.
InordertoillustratehowunusualCorollary60isletusexaminewhathappens
in the case of the Maxwell equation, which is the simplest example of a Yang–
Millsequation.StraightforwardcalculationsshowthattheMaxwellequationona
Lorentzian manifold does not have nontrivial solutions which provide stationary
points oftheMaxwellLagrangianwith respecttothe variationof the metric.
We see that affine connections are very special in that they produce effects
which arenot manifestin theabstract Yang–Mills theory.
Acknowledgements
The author is indebted to D. V. Alekseevsky, F. E. Burstall and A. D. King for
stimulating discussions. The author’s research was supported by a Leverhulme
Fellowship.
References
1. A.Einstein, The meaning ofrelativity , 6th edition, Methuen &Co, London, 1960.
2. E. Schr ¨odinger,Space-time structure , Cambridge University Press, 1985.
3. E. W. Mielke, Geometrodynamics ofgauge fields , Akademie-Verlag, Berlin, 1987.
4. F. W. Hehl, J. D.McCrea, E. W. Mielke, and Y. Ne’eman, Metric-affine gauge theory of
gravity:fieldequations,Noetheridentities,worldspinorsandbreakingofdilationinvariance ,
PhysicsReports 258(1995), 1–171.
5. F. Gronwald, Metric-affine gauge theory of gravity I. Fundamental structure and field
equations , International Journal of Modern PhysicsD 6(1997), 263–303.
6. F. W. Hehl and A. Macias, Metric-affine gauge theory of gravity II. Exact solutions ,
International Journal ofModernPhysics D 8(1999),399–416.
7. D. Vassiliev, A tensor interpretation of the 2D Dirac equation ,
preprint
,
http://xxx.lanl.gov/abs/math-ph/0006019 , 2000.
8. A. Einstein, ¨Uber die formale Beziehung des Riemannschen Kr ¨ummungstensors zu den
Feldgleichungen der Gravitation , MathematischeAnnalen 97(1927), 99–103.
9. M. Nakahara, Geometry, Topology and Physics , Institute of Physics,Bristol, 1998.
10. V. B. Berestetskii, E. M. Lifshitz and L. P. Pitaevskii, Quantum Electrodynamics , Course of
Theoretical Physics vol. 4, 2ndEdition, Pergamon Press, Oxford, 1982.
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11. D. Elton and D. Vassiliev, The Dirac equation without spinors , in Rostock Conference on
Functional Analysis, Partial Differential Equations and Applications (J.Rossmann, P.Tak ´ac,
and G.Wildenhain eds.), series Operator Theory: Advances and Applications vol. 110,
Birkh¨auser Verlag, Basel,1999,133–152.
12. C. Lanczos, The splitting of the Riemann tensor , Reviews of Modern Physics 34(1962),
379–389.
13. G.Y. Rainich, Electricity in curved space-time , Nature115(1925),498.
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kievarwe.tex; 12/03/2001; 3:49; p.447
GENERALIZEDTAUB-NUTMETRICSANDKILLING-YANOTENSORS
MIHAIVISINESCU
∗
Department ofTheoretical Physics,
National Institute for Physicsand Nuclear Engineering,
P.O.Box M.G.-6,Magurele,Bucharest,Romania
Abstract. The relation between ”hidden” symmetries encapsulated in the St ¨ackel-Killing tensors
and the Killing-Yano tensors is investigated. A necessary condition that a St ¨ackel-Killing tensor of
valence2bethecontractedproductofaKilling-Yanotensorofvalence2withitselfisre-derivedfor
a Riemannian manifold. This condition is applied to the generalized Euclidean Taub-NUT metrics
whichadmitaKeplertypesymmetry.ItisshownthatingeneraltheSt ¨ackel-Killingtensorsinvolved
in the Runge-Lenz vector cannot be expressed as a product of Killing-Yano tensors. The only
exceptionis the original Taub-NUT metric.
1. Introduction
It is known that spacetime isometries give rise to constants of motion along
geodesics. However not all conserved quantities along geodesics arise from
isometries of the manifold and associated Killing vector fields. Such integrals
of motion are related to ”hidden” symmetries of the manifold encapsulated in the
St¨ackel-Killing tensors.
A St¨ackel-Killing tensor of valence ris a tensorK
µ
1
...µ
r
which is completely
symmetric and whichsatisfiesa generalizedKilling equation
K
(µ
1
...µ
r
;λ)
= 0. (1)
On manifolds like the four-dimensional Kerr-Newman and Taub-NUT man-
ifolds, the geodesic equations are integrable because of the existence of a
St¨ackel-Killingtensor K
µν
ofvalence 2[1]allowingtheconstructionofaconstant
ofmotionquadraticinparticle’sfour-momentum p
µ
:
k=
1
2K
µν
(x)p
µ
p
ν
=
1
2K
µν
(x) ˙x
µ
˙x
ν
(2)
wherethe overdotdenotes ordinary proper-timedifferentiation
d
dτ
.
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.448
442 M.VISINESCU
The Killing condition (1) is actually equivalent with the conservation of K,
i.e.Kcommuteswiththeworld-line Hamiltonian
H=
1
2g
µν
p
µ
p
ν
(3)
inthesense ofPoissonbrackets.
Related to this, the Klein-Gordon, Schr ¨odinger and Dirac equations are
separablein Kerr-Newman[2,3]and Taub-NUT spaces[4,5].
Moreover Carter and McLenagham [6] showed the existence of a Dirac-type
linear differential operator which commutes with the standard Dirac operator in
the Kerr-Newman space. The construction of this operator depends upon the re-
markablefactthattheSt ¨ackel-KillingtensoroftheKerr-Newmangeometryhasa
certainroot
K
µν
=f
µλ
f
λ
ν
(4)
wheref
µν
is a Killing-Yano tensor. A tensor f
µ
1
...µ
r
is called a Killing-Yano
tensorof valence r[7]if it istotally antisymmetric andit satisfiesthe equation
f
µ
1
...(µ
r
;λ)
= 0. (5)
The role of the Killing-Yano tensors can also be noticed for spinning man-
ifolds [8, 9]. The configuration space of spinning particles (spinning space) is
an extension of an ordinary Riemannian manifold, parametrized by local coordi-
nates{x
µ
}, to a graded manifold parametrized by local coordinates {x
µ
,ψ
µ
},
with the first set of variables being Grassmann-even (commuting) and the
second set Grassmann-odd (anticommuting). The equations of motion of the
pseudo-classical Dirac particlecan be derived fromthe action
S=
/integraldisplay
b
a
dτ
/parenleftbigg
1
2g
µν
(x) ˙x
µ
˙x
ν
+
i
2g
µν
(x)ψ
µ
Dψ
ν
Dτ
/parenrightbigg
. (6)
where the covariant derivative of the Grassmann-valued spin variable ψ
µ
is
defined by
Dψ
µ
Dτ=˙ψ
µ
+ ˙x
λ
Γ
µ
λν
ψ
ν
. (7)
The action(6) is invariantunder the supersymmetry
δx
µ
=−i/epsilon1ψ
µ
, δψ
µ
= ˙x
µ
/epsilon1 (8)
wherethe infinitesimalparameter /epsilon1ofthe transformation is Grassmann-odd.
This supersymmetry transformation are obtained from the conserved super-
charge
Q= ˙x
µ
ψ
µ
,˙Q= 0 (9)
kievarwe.tex; 12/03/2001; 3:49; p.449
GENERALIZEDTAUB-NUTMETRICS 443
by takingthe bracket
δF=i/epsilon1{Q,F}. (10)
ThatQisconservedandtheabovesupertransformationrepresentasymmetry
followsfromthebracket relations
{Q,Q}−− 2iH ,{Q,H}= 0. (11)
Additional conserved supercharges exist if the background geometry admits
a Killing-Yano tensor f
µ
1
...µ
r
. In such a geometry there exist an additional
superinvariant constant of motion Q
f
definedby [10]
Q
f
=f
µ
1
...µ
r
Π
µ
1
ψ
µ
2
...ψ
µ
r
+
i
r+ 1(−1)
r+1
f
[µ
1
...µ
r
;µ
r+1
]
·ψ
µ
1
...ψ
µ
r+1
.
(12)
which issuperinvariant
{Q
f
,Q}= 0. (13)
The existence of a new supersymmetry of this kind implies automatically the
existence of a new Grassmann-even constant of motion Zdefined by the bracket
ofQ
f
withitself
{Q
f
,Q
f
}=−2iZ. (14)
The explicitformof Zisgivenin[9]forKilling-Yanotensors ofvalence 2.
This paper is devoted to the relations between the St ¨ackel-Killing and the
Killing-Yano tensors for a 4-dimensional Riemannian manifold. The general re-
sultsareappliedtothecaseofthegeneralizedEuclideanTaub-NUTmetricswhich
admitaKepler-typesymmetry[11].
The Euclidean Taub-NUT metric is involved in many modern studies in phy-
sics.Hawking[12]hassuggestedthattheEuclideanTaub-NUTmetricmightgive
risetothegravitationalanalogoftheYang-Millsinstanton.InthiscaseEinstein’s
equations are satisfied with zero cosmological constant and the manifold is R
4
withaboundarywhichisatwistedthree-sphere S
3
possessingadistortedmetric.
The Kaluza-Klein monopole was obtained by embedding the Taub-NUT gravita-
tional instanton into five-dimensional Kaluza-Klein theory. On the other hand, in
thelong-distancelimit,neglectingradiation,therelativemotionoftwomonopoles
isdescribed bythe geodesicsof thisspace[13].
From the symmetry viewpoint, the geodesic motion in Taub-NUT space ad-
mits a “hidden” symmetry of the Kepler type if a cyclic variable is gotten rid of
[14]. Moreover in the Taub-NUT geometry there are four Killing-Yano tensors
[7]. Three of these are complex structure realizing the quaternionic algebra and
kievarwe.tex; 12/03/2001; 3:49; p.450
444 M.VISINESCU
the Taub-NUT manifold is hyper-K ¨ahler [14]. In addition to these three vector-
like Killing-Yano tensors, there is a scalar one which has a non-vanishing field
strength andit exists byvirtue ofthemetricbeing type D.
For the geodesic motions in the Taub-NUT space, the conserved vector anal-
ogous to the Runge-Lenz vector of the Kepler type problem is quadratic in
4-velocities,itscomponentsareSt ¨ackel-Killingtensorsandtheycanbeexpressed
as symmetrized productsofKilling-Yano tensors[14–16,10, 17].
In the last time, Iwai and Katayama [18–20] extended the Taub-NUT metric
so that it still admits a Kepler-type symmetry. This class of metrics, of course,
includestheoriginalTaub-NUT metric.
In what follows we investigate if the St ¨ackel-Killing tensors involved in the
conserved Runge-Lenz vector of the extended Taub-NUT metrics can also be
expressedinterms ofKilling-Yanotensors.
The relationship between Killing tensors and Killing-Yano tensors has been
studied to the purpose of the Lorentzian geometry used in general relativity
[21, 22]. In the next section we re-examine the conditions that a Killing tensor
of valence 2be the contracted product of a Killing-Yano tensor of valence 2with
itself. The procedure is quite simple and devoted to the Riemannian geometry
appropriateto EuclideanTaub-NUT metrics.
InSection3weshowthatingeneraltheKillingtensorsinvolvedintheRunge-
Lenz vector cannot be expressed as a product of Killing-Yano tensors. The only
exceptionisthe original Taub-NUTmetric.
Our commentsandconcluding remarksare presentedin Section4.
2. Therelationshipbetween Killingtensors and Killing-Yano tensors
We consider a 4−dimensional Riemannian manifold Mand a metric g
µν
(x)on
Min local coordinates x
µ
. We write the metric in terms of the local orthonormal
vierbeinframe e
a
µ
ds
2
=g
µν
(x)dx
µ
dx
ν
=
/summationdisplay
a=0,1,2,3
(e
a
)
2
(15)
wheree
a
=e
a
µ
dx
µ
. Greek indices µ,ν,...are raised and lowered with g
µν
or its
inverseg
µν
, while Latin indices a,b,...are raised and lowered by the flat metric
δ
ab
,a,b = 0,1,2,3.Vierbeinsandinversevierbeinsinter-convertLatinandGreek
indiceswhennecessary.
LetΛ
2
bethespaceoftwo-forms Λ
2
:= Λ
2
T
∗
(R
4
−{0}).Wedefineself-dual
and anti-selfdualbases for Λ
2
usingthevierbein one-forms e
a
:
basisof Λ
2
±
=
λ
1
±
=e
0
∧e
1
±e
2
∧e
3
λ
2
±
=e
0
∧e
2
±e
3
∧e
1
,∗λ
i
±
=±λ
i
±
λ
3
±
=e
0
∧e
3
±e
1
∧e
2
(16)
kievarwe.tex; 12/03/2001; 3:49; p.451
GENERALIZEDTAUB-NUTMETRICS 445
Letfbe a Killing-Yano tensor of valence 2 and ∗fits dual. The symmetric
combination of fand∗fisaself-dualtwo-form
f+∗f=
/summationdisplay
i=1,2,3
y
i
λ
i
+
(17)
whiletheir difference isananti-self-dual two-form
f−∗f=
/summationdisplay
i=1,2,3
z
i
λ
i
−
. (18)
Anexplicit evaluationshowsthat
(f+∗f)
2
=−
/summationdisplay
i=1,2,3
(y
i
)
2
·
1
1, (19)
(f−∗f)
2
=−
/summationdisplay
i=1,2,3
(z
i
)
2
·
1
1 (20)
where
1
1 is4×4identity matrix.
Let us suppose that a St ¨ackel-Killing tensor K
µν
can be written as the
contractedproduct of aKilling-Yanotensor f
µν
with itself:
K
µν
=f
µλ
·f
λ
ν
= (f
2
)
µν
, µ,ν = 0,1,2,3. (21)
We infer from thelastequationsthat:
K+
1
16
/bracketleftBigg/summationdisplay
i
(y
2
i
−z
2
i
)
/bracketrightBigg
2
K
−1
+
1
2
/summationdisplay
i
(y
2
i
+z
2
i
)·
1
1= 0.(22)
OntheotherhandtheKillingtensor Kissymmetricanditcanbediagonalized
with the aid of an orthogonal matrix. Its eigenvalues satisfy an equation of the
seconddegree:
λ
2
α
+
1
2
/summationdisplay
i
(y
2
i
+z
2
i
)λ
α
+
1
16
/bracketleftBigg/summationdisplay
i
(y
2
i
−z
2
i
)
/bracketrightBigg
2
= 0 (23)
withatmosttwo distinctroots.
In conclusion a St ¨ackel-Killing tensor Kwhich can be written as the square
ofaKilling-Yanotensorhas at themosttwo distincteigenvalues.
kievarwe.tex; 12/03/2001; 3:49; p.452
446 M.VISINESCU
3. GeneralizedTaub-NUT metrics
For a special choice of coordinates the generalized Euclidean Taub-NUT metric
considered byIwai andKatayama[18–20]takesthe form:
ds
2
G
=f(r)[dr
2
+r
2
dθ
2
+r
2
sin
2
θdϕ
2
] +g(r)[dχ+ cosθdϕ]
2
(24)
wherer > 0is the radial coordinate of R
4
−{0}, the angle variables
(θ,ϕ,χ ),(0≤θ < π, 0≤ϕ < 2π,0≤χ < 4π)parameterize the unit sphere
S
3
,andf(r)andg(r)arearbitraryfunctionsof r.
Wedecomposethemetric(24)intotheorthogonal vierbeinbasis:
e
0
=g(r)
1
2
(dχ+ cosθdϕ),
e
1
=rf(r)
1
2
(sinχdθ−sinθcosχdϕ),
e
2
=rf(r)
1
2
(−cosχdθ−sinθsinχdϕ),
e
3
=f(r)
1
2
dr. (25)
Spaceswithametricoftheformabovehaveanisometrygroup SU(2)×U(1).
TherearefourKillingvectors
D
A
=R
µ
A
∂
µ
,A= 0,1,2,3, (26)
corresponding to the invariance of the metric (24) under spatial rotations ( A=
1,2,3)andχtranslations( A= 0).
LetusconsidergeodesicflowsofthegeneralizedTaub-NUTmetricwhichhas
theLagrangian Lonthe tangentbundle T(R
4
−{0})
L=
1
2f(r)[ ˙r
2
+r
2
(˙θ
2
+ sin
2
θ˙ϕ
2
)] +
1
2g(r)( ˙χ+ cosθ˙ϕ)
2
(27)
where ( ˙r,˙θ,˙ϕ,˙χ,r,θ,ϕ,χ )standforcoordinatesinthetangentbundle.Since χis
acyclicvariable
q=g(r)(˙θ+ cosθ˙ϕ) (28)
is a conserved quantity. This is known in the literature as the “relative electric
charge”.
Takingintoaccountthiscyclicvariable,thedynamicalsystemforthegeodesic
flow onT(R
4
−{0})can be reduced to a system on T(R
3
−{0}). The reduced
system admits manifest rotational invariance, and hence has a conserved angular
momentum:
→
J=
→
r×
→
p+q
→
r
r(29)
kievarwe.tex; 12/03/2001; 3:49; p.453
GENERALIZEDTAUB-NUTMETRICS 447
where
→
rdenotes the three-vector
→
r= (r,θ,ϕ )and
→
p=f(r)˙
→
ris the mechanical
momentum.
Iff(r)andg(r)are takentobe
f(r) =4m+
r
r, g(r) =16m
2
r
4m+r(30)
the metricds
2
G
becomes the original Euclidean Taub-NUT metric. The parameter
mcan be positive or negative, depending on the application; for m> 0the four-
dimensional Taub-NUT metric represents a non-singular solution of the self-dual
EuclideanEinsteinequationandassuchisinterpretedasagravitationalinstanton.
As observed in [14], the Taub-NUT geometry also possesses four Killing-
Yano tensors of valence 2. The first three are rather special: they are covariantly
constant(withvanishing field strength)
f
i
= 8m(dχ+ cosθdϕ)∧dx
i
−/epsilon1
ijk
(1 +4
m
r)dx
j
∧dx
k
,
D
µ
f
ν
iλ
= 0, i,j,k = 1,2,3. (31)
Theyare mutually anticommuting andsquare the minus unity:
f
i
f
j
+f
j
f
i
=−2δ
ij
. (32)
Thustheyarecomplexstructuresrealizingthequaternionalgebra.Indeed,the
Taub-NUTmanifolddefinedby (24)and(30) ishyper-K ¨ahler.
In addition to the above vector-like Killing-Yano tensors there also is a scalar
one
f
Y
= 8m(dχ+ cosθdϕ)∧dr+ 4r(r+ 2m)(1 +
r
4m) sinθdθ∧dϕ(33)
which hasanon-vanishing component ofthefieldstrength
f
Yrθ;ϕ
= 2(1 +
r
4m)rsinθ. (34)
In the original Taub-NUT case there is a conserved vector analogous to the
Runge-Lenzvector ofthe Kepler-type problem:
→
K=
1
2
→
K
µν
˙x
µ
˙x
ν
=
→
p×
→
j+
/parenleftBigg
q
2
4m−4mE
/parenrightBigg
→
r
r(35)
wherethe conservedenergy E,fromeq. (3),is
E=
→
p
2
2f(r)+q
2
2g(r). (36)
kievarwe.tex; 12/03/2001; 3:49; p.454
448 M.VISINESCU
The components K
iµν
involved with the Runge-Lenz type vector (35) are
Killing tensors and they can be expressed as symmetrized products of the
Killing-Yanotensors f
i
(31)andf
Y
(33)[16, 10]:
K
iµν
−
1
8m(R
0µ
R
iν
+R
0ν
R
iµ
) =m
/parenleftBig
f
Yµλ
f
iλ
ν
+f
Yνλ
f
iλ
µ
/parenrightBig
.(37)
Returning to the generalized Taub-NUT metric, on the analogy of eq. (35),
Iwai and Katayama [18–20] assumed that in addition to the angular momentum
vector thereexist aconserved vector
→
Sof thefollowing form:
→
S=
→
p×
→
J+κ
→
r
r(38)
withanunknownconstant κ.
It was found that the metric (24) still admits a Kepler type symmetry (38) if
thefunctions f(r)andg(r)take,respectively, theform
f(r) =a+
br
r, g(r) =ar+br
2
1 +cr+dr
2
(39)
wherea,b,c,dare constants. The constant κinvolved in the Runge-Lenz vector
(38) is
κ=−aE+
1
2cq
2
. (40)
Ifab > 0andc
2
−4d < 0orc > 0,d > 0, no singularity of the metric
appears inR
4
−{0}. On the other hand, if ab< 0a manifest singularity appears
atr=−a/b[19].
Itisstraightforwardtoverifythatthecomponentsofthevector
→
SareSt¨ackel-
Killing tensors in the extended Taub-NUT space (24) with the function f(r)and
g(r)given by (39). Moreover the Poisson brackets between the components of
→
J
and
→
Sare[18]:
{J
i
,J
j
}=/epsilon1
ijk
J
k
,
{J
i
,S
j
}=/epsilon1
ijk
S
k
,
{S
i
,S
j
}= (dq
2
−2bE)/epsilon1
ijk
J
k
(41)
asitisexpectedfromthesamerelationsknownfortheoriginalTaub-NUTmetric.
OurtaskistoinvestigateifthecomponentsoftheRunge-Lenzvector(38)can
be the contracted product of Killing-Yano tensors of valence 2. On the model of
eq.(37) from the original Taub-NUT case it is not required that a component S
i
of the Runge-Lenz vector (38) to be directly expressed as a symmetrized product
of Killing-Yano tensors. Taking into account that
→
Stransforms as a vector under
kievarwe.tex; 12/03/2001; 3:49; p.455
GENERALIZEDTAUB-NUTMETRICS 449
rotationsgeneratedby
→
J,eq.(41),thecomponents S
iµν
canbecombinedwithtriv-
ialSt¨ackel-Killingtensorsoftheform (R
0µ
R
iν
+R
0ν
R
iµ
)togettheappropriate
tensorwhich hastobedecomposedinaproduct ofKilling-Yanotensors.
In order to use the results from the previous section, we shall write the sym-
metrized product of two different Killing-Yano tensors f
/prime
andf
/prime/prime
as a contracted
product off
/prime
+f
/prime/prime
with itself, extracting adequately the contribution of f
/prime2
and
f
/prime/prime2
. Since the generalized Taub-NUT space (24) does not admit any other non-
trivial St¨ackel-Killing tensor besides the metric g
µν
and the components S
iµν
of (38),f
/prime2
andf
/prime/prime2
should be connected with the scalar conserved quantities
E,
→
J
2
,q
2
throughthetensors g
µν
,
/summationtext
A=1,2,3
R
Aµ
R
Aν
andR
0µ
R
0ν
.
In conclusion we shall consider a general linear combination between a com-
ponentS
i
oftheRunge-Lenzvector(38)andsymmetrizedpairsofKillingvectors
oftheform
S
iab
+α
13
/summationdisplay
A=1
R
Aa
R
Ab
+α
2
R
0a
R
0b
+α
3
(R
0a
R
ib
+R
ia
R
0b
)(42)
whereα
i
are constants. We are looking for the conditions the above tensor be
the contracted product of a Killing-Yano tensor with itself. For this purpose we
evaluate the eigenvalues of the matrix (42) and we get that it has at the most two
distincteigenvaluesifand only if
α
1
+α
2
= 0,
α
3
=−
c
4,
d=c
2
4. (43)
Hence the constants involved in the functions f,gare constrained, restricting
accordingly their expressions. It is worth to mention that if relation (43) between
the constants canddis satisfied, the metric is conformally self-dual or anti-self-
dualdepending uponthesign ofthe quantity 2 +cr[19].
Finally the condition stated for a St ¨ackel-Killing tensor to be written as the
square of a skew symmetric tensor in the form (21) must be supplemented with
eq.(5) which defines a Killing-Yano tensor. To verify this last condition we shall
usetheNewman-PenroseformalismforEuclideansignature[23].Weintroducea
tetradwhichwillbegivenasanisotropiccomplexdyaddefinedbythevectors l,m
togetherwith theircomplexconjugatessubject tothe normalization conditions
l
µ
¯l
µ
= 1, m
µ
¯m
µ
= 1 (44)
withall othersvanishing andthemetricisexpressedin theform
ds
2
=l⊗¯l+¯l⊗l+m⊗¯m+ ¯m⊗m. (45)
kievarwe.tex; 12/03/2001; 3:49; p.456
450 M.VISINESCU
For a St¨ackel-Killing tensor Kwith two distinct eigenvalues one can choose
thetetrad insuchthat
K
µν
= 2λ
2
1
l
(µ
¯l
ν)
+ 2λ
2
2
m
(µ
¯m
ν)
. (46)
The skew symmetrictensor f
µν
which enterdecomposition (21) has theform
f
µν
= 2λ
1
l
[µ
¯l
ν]
+ 2λ
2
m
[µ
¯m
ν]
. (47)
Again, a standard evaluation shows that the above quantity is a Killing-Yano
tensoronlyif
c=2
b
a. (48)
With this constraint, together with (43), the extended metric (24) coincides,
up toaconstantfactor, withtheoriginal Taub-NUTmetric on setting a/b= 4m.
4. Concludingremarks
The aim of this paper is to show that the extensions of the Taub-NUT geometry
do notadmit aKilling-Yano tensor,even ifthey possessSt ¨ackel-Killing tensors.
This result is not unexpected. The conserved quantities K
iµν
which enter
eq.(37) are the components of the Runge-Lenz vector
→
Kgiven in (35). In the
original Taub-NUT case these components K
iµν
are related to the symmetrized
products between the Killing-Yano tensors f
i
(31) andf
Y
(33). Adequately the
threeKilling-Yanotensors f
i
transformasvectorsunderrotationsgeneratedby
→
J
liketheRunge-Lenz vector(41),while f
Y
isa scalar.
The extended Taub-NUT metrics are not Ricci flat and, consequently, not
hyper-K¨ahler. On the other hand the existence of the Killing-Yano tensors f
i
is
correlatedwith the hyper-K ¨ahler,self-dualstructure of themetric.
The non-existence of the Killing-Yano tensors makes the study of ”hidden”
symmetries more laborious in models of relativistic particles with spin involving
anticommuting vectorial degrees of freedom. In general the conserved quantities
from the scalar case receive a spin contribution involving an even number of
Grassmann variables ψ
µ
. For example, starting with a Killing vector K
µ
, the
conserved quantity inthe spinningcaseis
J(x,˙x,ψ) =K
µ
˙x
µ
+
i
2K
[µ;ν]
ψ
µ
ψ
ν
. (49)
The first term in the r.h.s. is the conserved quantity in the scalar case, while the
lasttermrepresents thecontributionof the spin.
The generalized Killing equations on spinning spaces in the presence of a
St¨ackel-Killing tensor are more involved. Unfortunately it is not possible to write
kievarwe.tex; 12/03/2001; 3:49; p.457
GENERALIZEDTAUB-NUTMETRICS 451
closed, analytic expressions of the solutions of these equations using directly the
components of the St ¨ackel-Killing tensors. However, assuming that the St ¨ackel-
Killing tensors can be written as symmetrized products of pairs of Killing-Yano
tensors,theevaluation ofthespincorrections isfeasible [9,16, 10,17].
IftheKilling-Yanotensorsaremissing,totakeupthequestionoftheexistence
of extra supersymmetries and the relation with the constants of motion we are
forced to enlarge the approach to Killing equations (5), (1). In fact, in ref.[9],
supersymmetries are shown to depend on the existence of a tensor field f
µν
sat-
isfying eq.(5) which will be referred to as the f-symbol. The general conditions
for constants of motion were derived, and it was shown that one can have new
supercharges which do not commute with the original supercharge Q(9) if one
allows thef-symbols to have a symmetric part. It was shown that in this case
theantisymmetricpartdoesnotsatisfytheKilling-Yanocondition(5).Weshould
like to remark that the general conditions of ref.[9] allow more possibilities than
Killing-Yanotensorsforthe constructionofsupercharges.
Summing up, we believe that the relation between the f-symbols and the
Killing-Yano tensors could be fruitful and that it should deserve further studies.
An analysis of the f-symbols in the generalized Taub-NUT geometry is under
way.
Acknowledgements
IshouldliketoacknowledgethegenerosityofNATOinitssupportforthiswork-
shop. It is a pleasure to thank the organizers of the NATO ARW, Kiev 2000,
in particular to Julius Wess and Steven Duplij, for the extremely friendly and
stimulatingatmosphere.
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kievarwe.tex; 12/03/2001; 3:49; p.459
ANEFFECTIVE MODEL OFTHESPACETIME FOAM
VLADIMIR DZHUNUSHALIEV
∗
Kyrgyz-RussianSlavicUniversity,Bishkek, Kyrgyzstan
1. Introduction
The notion of a spacetime foam was introduced by Wheeler [1, 2] for the de-
scription of the possible complex structure of the spacetime on the Planck scale
(L
Pl
≈10
−33
cm). This hypothesized spacetime foam is a set of quantum worm-
holes (WH) (handles) appearing in the spacetime on the Planck scale level (see
Fig.1). For the macroscopic observer these quantum fluctuations are smoothed
and we have an ordinary smooth manifold with the metric submitting to Einstein
equations.Theexactmathematicaldescriptionofthisphenomenonisverydifficult
and even though there is a doubt: does the Feynman path integral in the gravity
contain a topology change of the spacetime ? This question spring up
because
∗
[email protected]
+-
+-
+-
5D quantum handles
mouthes
+-schematic designation
for quantum handles
Figure14. Attheleftsideofthefigureispresentedahypothesizedspacetimefoam.Ifweneglect
of the cross section of handle then (at the right) hand we have a schematic designation for the
spacetime foam.
kievarwe.tex; 12/03/2001; 3:49; p.460
454 V.
DZHUNUSHALIEV
2 3 3
1
4
Figure 15. Here whole spacetime is 5D but in the external spacetime (3) G
55
is nonvariable and
we have Kaluza-Klein theory in its initial interpretation as 4D gravity + electromagnetism. In the
throat (2)G
55
component of the 5D metric is equivalent to 4D gravity+electromagnetism+scalar
field. Near the event horizon (4) the metric is the Reissner-Nordstrom metric and the throat is a
solution of the 5D Kaluza-Klein theory. We should join these metrics on the event horizons. (1) is
the forceline of theelectric field.
(according to the Morse theory) the singular points must arise by the topology
change. In such points the time arrow is undefined that leads in difficulties at
definition of the Lorentzian metric, curvature tensor and so on. The main goal of
thispaperis tosubmit an effectivemodel ofthespacetime foam.
2. Model ofa singlequantumwormhole
At first we present a model of a single handle in the spacetime foam, see Fig(2).
The 5Dmetric[3–5]for thethroatis
ds
2
=η
AB
ω
A
ω
B
=
−r
2
0
∆(r)(dχ−ω(r)dt)
2
+ ∆(r)dt
2
−dr
2
−
a(r)
/parenleftBig
dθ
2
+ sinθ
2
dϕ
2
/parenrightBig
, (1)
a=r
2
0
+r
2
,∆ =±2r
0
qr
2
+r
2
0
r
2
−r
2
0
,
ω=±4r
2
0
q
r
r
2
−r
2
0
. (2)
whereχis the 5
th
extra coordinate; η
AB
= (±,−,−,−,∓),A,B = 0,1,2,3,5;
r,θ,ϕare the 3Dpolar coordinates; r
0
>0andqare some constants. We can
see that there are two closed ds
2
(5)
(±r
0
) = 0hypersurfaces at the r=±r
0
. In
kievarwe.tex; 12/03/2001; 3:49; p.461
MODELOFTHESPACETIMEFOAM 455
some sense these hypersurfaces are like to the event horizon and in Ref.[6] such
hypersurfacesarenamedasa D-holes.Onthesehypersurfacesweshouldjoin[7]:
−the flux of the 4D electric field (defined by the Maxwell equations) with the
fluxof the5D electricfielddefined by R
5t
= 0Kaluza-Klein equation.
−the area of the Reissner-Nordstr ¨om event horizon with the area of the
ds
2
(5)
(±r
0
) = 0hypersurface.
Itisnecessarytonotethatbothsolutions(Reissner-Nordstr ¨omblackholeand5D
throat) have only two integration constants
1
and on the event horizon takes place
an algebraic relation between these 4D and 5D integration constants. Another
explanationofthefactthatweuseonlytwojoiningconditionisthefollowing(see
Ref.[8] for the more detailed explanations): in some sense on the event horizon
holdsa“holographyprinciple”.Thismeansthatinthepresenceoftheeventhori-
zon the 4D and 5D Einstein equations lead to a reduction of the amount of initial
data. For example the Einstein - Maxwell equations for the Reissner-Nordstr ¨om
metric
ds
2
= ∆dt
2
−dr
2
∆−r
2
/parenleftBig
dθ
2
+ sin
2
dϕ
2
/parenrightBig
, (3)
A
µ
= (ω,0,0,0)) (4)
(whereA
µ
istheelectromagneticpotential, κisthegravitationalconstant)canbe
writtenas
−∆
/prime
r+1−
∆
r
2
=
κ
2ω
/prime2
, (5)
ω
/prime
=
q
r
2
. (6)
For the Reissner - Nordstr ¨om black hole the event horizon is defined by the con-
dition ∆(r
g
) = 0, wherer
g
is the radius of the event horizon. Hence in this case
we seethatontheeventhorizon
∆
/prime
g
=
1
r
g
−
κ
2r
g
ω
/prime
g2
, (7)
here (g) means that the corresponding value is taken on the event horizon. Thus,
Eq.(5),whichistheEinsteinequation,isafirst-orderdifferentialequationsinthe
whole spacetime (r≥r
g
). The condition (7) tells us that the derivative of the
metric on the event horizon is expressed through the metric value on the event
horizon. This is the same what we said above: the reduction of the amount of
initial data takes place by such a way that we have only two integration constants
(massmand chargeefor the Reissner-Nordstr ¨om solution and qandr
0
for the
5D
throat).
1
in fact, for the Reissner-Nordstr ¨om black hole thisleads to the“no hair”theorem.
kievarwe.tex; 12/03/2001; 3:49; p.462
456 V.
DZHUNUSHALIEV
Figure 16. The left mouth of the quantum WH entraps the force lines of the electric field and
looks as (-) electric charge. The force lines outcome from the right mouth of WH which one looks
as (+) charge.
The 5D throat has an interesting property [9]. We see that the signs of the η
55
andη
00
arenotdefined.Weremarkthatthis5Dmetricislocatedbehindtheevent
horizonthereforethe4Dobserverisnotabletodeterminethesignsofthe η
55
and
η
00
.Moreoverthis5Dmetriccanfluctuatebetweenthesetwopossibilities.Hence
the external 4D observer is forced to describe such composite WH by means of
something like spinor.
Another interesting characteristic property of this solution is that we have the
fluxofelectricfieldthroughthethroat, i.e.eachmouthcanentraptheelectricforce
lines and this leads that this mouth is like to electric charge for the external 4D
observer,seeFig.16.Wecanneglectthecrosssectionofthethroatandinthiscase
eachmouthispoint-likeandwecantrytodescribethesemouthswithhelpofsome
effectivefield.Takingintoaccountthespinor-likepropertiesofquantumhandles,
weassumethat spacetimefoamcanbedescribedwithhelpofaneffectivespinor
field.
3. Approximatemodelof thespacetimefoam
The physical meaning of the spinor field depends on the method of attaching the
quantumhandlestothe external space,see Fig.(17).
3.1. QUANTUM WORMHOLES WITH SEPARATEDMOUTHS
In this case|ψ|
2
is a density of the mouths in the external space and e|ψ|
2
is a
densityoftheelectriccharge [10].
kievarwe.tex; 12/03/2001; 3:49; p.463
MODELOFTHESPACETIMEFOAM
457
+-
-
+
+-
-
+
1 2
Figure 17. At the left hand of the figure quantum handles connect two spaces. At the right hand
the mouths of quantum handles areseparated indistanceof the order l
Pl
.
Following this way we write differential equations for the gravitational +
electromagnetic fieldsin thepresenceof thespacetime foam (ψ)asfollows
R
µν
−
1
2g
µν
R=T
µν
, (8)
/parenleftbigg
iγ
µ
∂
µ
+eA
µ
−
i
4ω
¯a¯bµ
γ
µ
γ
[¯a
γ
¯b]
−m
/parenrightbigg
ψ= 0, (9)
D
ν
F
µν
= 4πe
/parenleftbig
¯ψγ
µ
ψ
/parenrightbig
, (10)
For ourmodel we usethefollowing ansatz: thesphericallysymmetric metric
ds
2
=e
2ν(r)
∆(r)dt
2
−dr
2
∆(r)−r
2
/parenleftBig
dθ
2
+ sin
2
dϕ
2
/parenrightBig
, (11)
theelectromagnetic potential
A
µ
= (−φ,0,0,0), (12)
and thespinor field
˜ψ=e
−iωt
e
−ν/
2
r∆
1/4
/parenleftBig
f,0,igcosθ,igsinθe
iϕ
/parenrightBig
. (13)
The following is very important for us: the ansatz (13) for the spinor field ψhas
theT
tϕ
component of the energy-momentum tensor and the J
ϕ
= 4πe(¯ψγ
ϕ
ψ)
componentofthecurrent.Letweremindthat ψdeterminesthestochasticalgasof
the virtual WH’s which can not have a preferred direction in the spacetime. This
meansthataftersubstitutionexpression(11)-(13)intofieldequationstheyshould
be averaged by the spin direction of the ansatz (13). After this averaging we have
kievarwe.tex; 12/03/2001; 3:49; p.464
458 V.DZHUNUSHALIEV
T
tϕ
= 0andJ
ϕ
= 0and we have the following equations system describing our
spherically symmetric spacetime
f
/prime
√
∆ =
f
r−g
/parenleftBigg
(ω−eφ)e
−
ν
√
∆+m
/parenrightBigg
, (14)
g
/prime
√
∆ =f
/parenleftBigg
(ω−eφ)e
−
ν
√
∆−m
/parenrightBigg
−
g
r, (15)
r∆
/prime
= 1−∆−κe
−2
ν
∆(ω−eφ)
/parenleftBig
f
2
+g
2
/parenrightBig
−r
2
e
−2ν
φ
/prime2
,(16)
r∆ν
/prime
=κe
−2
ν
∆(ω−eφ)
/parenleftBig
f
2
+g
2
/parenrightBig
−κe
−
ν
r
√
∆fg−
κ
2me
−
ν
√
∆
/parenleftBig
f
2
−g
2
/parenrightBig
, (17)
r
2
∆φ
/prime/prime
=−8πe
/parenleftBig
f
2
+g
2
/parenrightBig
−
/parenleftBig
2r∆−r
2
∆ν
/prime
/parenrightBig
φ
/prime
, (18)
whereκis some constant. This equations system was investigated in [11] and
result is the following. A particle-like solution exists which has the following
expansionsnear r= 0
f(r) =f
1
r+O(r
2
), g(r) =O(r
2
), (19)
∆(r) = 1 +O(r
2
), ν(r) =O(r
2
), φ(r) =O(r
2
)(20)
and thefollowingasymptoticalbehaviour
∆(r)≈1−2m
∞
r+(2e
∞
)
2
r
2
, ν(r)≈const, (21)
φ(r)≈2e
∞
r, (22)
f≈f
0
e
−αr
, g≈g
0
e
−αr
,
f
0
g
0
=
/radicalBigg
m
∞
+
ω
m
∞
−ω, α
2
=m
2
∞
−ω
2
, (23)
wherem
∞
is the mass for the observer at infinity and 2e
∞
is the charge of this
solution.
The solution exists for both cases (|e
∞
|/m
∞
)>1and(|e
∞
|/m
∞
)<1
but for us is essential the first case with (|e
∞
|/m
∞
)>1. In this case the clas-
sical Einstein-Maxwell theory leads to the “naked” singularity. The presence of
the spacetime foam drastically changes this result: the appearance of the vir-
tual wormholes can prevent the formation of the “naked” singularuty in the
Reissner-Nordstr ¨omsolution with|e|/m> 1.
Our interpretation ofthis solution ispresented onthe Fig.(18).
kievarwe.tex; 12/03/2001; 3:49; p.465
MODELOFTHESPACETIMEFOAM
459
e/m > 1 e/m > 1 e/m < 1 e/m < 1
1
22
Figure18. 1arethequantum(virtual)WHs, 2aretwosolutionswith |e
∞
|/m
∞
>1.Suchobject
can be named as the wormhole with quantum throat
.
+-
+-
+-
+-
Figure 19. The distance between mouths of the quantum handle isof order l
Pl
.
3.2. QUANTUM WORMHOLES WITH NON-SEPARATED MOUTHS
The secondpossibility [12] ispresentedonthe Fig.(19).
We will consider the 5D Kaluza-Klein theory + torsion + spinor field. The
Lagrangian inthiscase is
L=
√
−G
/braceleftbigg
−
1
2k
/parenleftBig
R
(5)
−S
ABC
S
ABC
/parenrightBig
+
/planckover2pi1
c
2
/bracketleftbigg
i¯ψ
/parenleftbigg
γ
C
∇
C
−
mc
i/planckover2pi1
/parenrightbigg
ψ+h.c.
/bracketrightbigg/bracerightbigg
(24)
where∇
C
=∂
C
−
1
4
(ω
¯A¯BC
+S
¯A¯BC
)γ
[¯A
γ
¯B]
is the covariant derivative, Gis
the determinant of the 5D metric, R
(5)
is the 5D scalar curvature, S
ABC
is the
antisymmetricaltorsiontensor, A,B,Carethe5Dworldindexes, ¯A,¯B,¯Carethe
5-beinindexes, γ
B
=h
B¯A
γ
¯A
,h
B¯A
isthe5-bein, γ
¯A
arethe5Dγmatriceswithusual
kievarwe.tex; 12/03/2001; 3:49; p.466
460 V.DZHUNUSHALIEV
definitionsγ
¯A
γ
¯B
+γ
¯B
γ
¯A
= 2η
¯A¯B
,η
¯A¯B
= (+,−,−,−,−)is the signature of
the5Dmetric, ψisthespinorfieldwhicheffectivelyandapproximatelydescribes
the spacetime foam, []means the antisymmetrization, /planckover2pi1,candmare the usual
constants.Afterdimensional reductionwehave
L=
√−g
/braceleftbigg
−
1
2k
/parenleftbigg
R+
1
4F
αβ
F
αβ
/parenrightbigg
+
/planckover2pi1
c
2
/bracketleftbigg
i¯ψ
/parenleftbigg
γ
µ
˜∇
µ
−
1
8F
¯α¯β
γ
¯5
γ
[¯α
γ
¯β]
−
1
4l
2
Pl
/parenleftBig
γ
[¯A
γ
¯B
γ
¯C]
/parenrightBig/parenleftBig
i¯ψγ
[¯A
γ
¯B
γ
¯C]
ψ
/parenrightBig
−
mc
i/planckover2pi1
/parenrightbigg
ψ+h.c.
/bracketrightbigg/bracerightbigg
(25)
S
¯A¯B¯C
= 2l
2
Pl
/parenleftBig
i¯ψγ
[¯A
γ
¯B
γ
¯C]
ψ
/parenrightBig
(26)
wheregis the determinant of the 4D metric, ˜∇
µ
=∂
µ
−
1
4
ω
¯a¯bµ
γ
[¯a
γ
¯b]
is the
4D covariant derivative of the spinor field without torsion, Ris the 4D scalar
curvature,F
αβ
=∂
α
A
β
−∂
β
A
α
is the Maxwell tensor, A
µ
=h
¯5
µ
is the electro-
magnetic potential, α,β,µare the 4D world indexes, ¯α,¯β,¯µare the 4D vier-bein
indexes,h
¯µ
ν
is the vier-bein, γ
¯µ
are the 4D γmatrices with usual definitions
γ
¯µ
γ
¯ν
+γ
¯ν
γ
¯µ
= 2η
¯µ¯ν
,η
¯µ¯ν
= (+,−,−,−)is the signature of the 4D metric.
Varyingwith respectto g
µν
,¯ψandA
µ
leadsto thefollowing equations
R
µν
−
1
2g
µν
R=
1
2
/parenleftbigg
−F
µα
F
α
ν
+
1
4g
µν
F
αβ
F
αβ
/parenrightbigg
+
4l
2
Pl
/bracketleftBig/parenleftBig
i¯ψγ
µ
˜∇
ν
ψ+i¯ψγ
ν
˜∇
µ
ψ
/parenrightBig
+h.c.
/bracketrightBig
−
2l
2
Pl
/bracketleftBig
F
µα
/parenleftBig
i¯ψγ
¯5
γ
[ν
γ
α]
ψ
/parenrightBig
+F
να
/parenleftBig
i¯ψγ
¯5
γ
[µ
γ
α]
ψ
/parenrightBig/bracketrightBig
−
2g
µν
l
4
Pl
/parenleftBig
i¯ψγ
[¯A
γ
¯B
γ
¯C]
ψ
/parenrightBig/parenleftBig
i¯ψγ
[¯A
γ
¯B
γ
¯C]
ψ
/parenrightBig
, (27)
D
ν
H
µν
= 0, H
µν
=F
µν
+˜F
µν
,
˜F
µν
= 4l
2
Pl
/parenleftBig
i¯ψγ
¯5
γ
[µ
γ
ν]
ψ
/parenrightBig
= 4l
2
Pl
E
µναβ
/parenleftBig
i¯ψγ
[α
γ
β]
ψ
/parenrightBig
, (28)
iγ
µ
˜∇
µ
ψ−
1
8F
¯α¯β
/parenleftBig
iγ
¯5
γ
[¯α
γ
¯β]
ψ
/parenrightBig
−
1
2l
2
Pl
/parenleftBig
iγ
[¯A
γ
¯B
γ
¯C]
ψ
/parenrightBig/parenleftBig
i¯ψγ
[¯A
γ
¯B
γ
¯C]
ψ
/parenrightBig
= 0,(29)
whereω
¯a¯bµ
is the 4D Ricci coefficients without torsion, E
µναβ
is the 4D abso-
lutely antisymmetric tensor. The most interesting for us is the Maxwell equation
(28) which permits us to discuss the physical meaning of the spinor field. We
would like to show that this equation in the given form is similar to the electro-
dynamic in the continuous media. Let we remind that for the electrodynamic in
thecontinuousmediatwotensors ¯F
µν
and¯H
µν
areintroduced[13]forwhichwe
kievarwe.tex; 12/03/2001; 3:49; p.467
MODELOFTHESPACETIMEFOAM 461
havethe followingequations system(in the Minkowski spacetime)
¯F
αβ,γ
+¯F
γα,β
+¯F
βγ,α
= 0, (30)
¯H
αβ
,β
= 0 (31)
and thefollowingrelationsbetween thesetensors
¯H
αβ
u
β
=ε¯F
αβ
u
β
, (32)
¯F
αβ
u
γ
+¯F
γα
u
β
+¯F
βγ
u
α
=µ
/parenleftbig
¯H
αβ
u
γ
+¯H
γα
u
β
+¯H
βγ
u
α
/parenrightbig
(33)
whereεandµarethedielectricandmagneticpermeabilityrespectively, u
α
isthe
4-vectorofthe matter.Fortherestmediaand inthe 3Ddesignation we have
ε¯E
i
=¯E
i
+ 4π¯P
i
=¯D
i
,where ¯E
i
=¯F
0i
,¯D
0i
=¯H
0i
, (34)
µ¯H
i
=¯H
i
+ 4π¯M
i
=¯B
i
,where ¯B
i
=/epsilon1
ijk
¯F
jk
,¯H
i
=/epsilon1
ijk
¯H
jk
,(35)
whereP
i
is the dielectric polarization and M
i
is the magnetization vectors, /epsilon1
ijk
is the 3D absolutely antisymmetric tensor. Comparing with the (28) Maxwell
equation forthespacetime foam inthe 3Dform
E
i
+˜E
i
=D
i
whereE
i
=F
0i
,˜E
i
=˜F
0i
, D
i
=H
0i
(36)
B
i
+˜B
i
=H
i
whereB
i
=/epsilon1
ijk
F
jk
,˜B
i
=/epsilon1
ijk
˜F
jk
, H
i
=/epsilon1
ijk
H
jk
(37)
we seethatthefollowingnotationscan beintroduced.
˜E
i
= 4l
2
Pl
/epsilon1
ijk
/parenleftBig
i¯ψγ
[j
γ
k]
ψ
/parenrightBig
(38)
isthepolarization vector ofthespacetime foamand
˜B
i
=−4l
2
Pl
/epsilon1
ijk
/parenleftBig
i¯ψγ
¯5
γ
[j
γ
k]
ψ
/parenrightBig
(39)
isthemagnetization vector ofthespacetime foam.
Thephysicalreasonforthisisevidently:eachquantumWHisliketoamoving
dipole (see Fig.(20)which producesmicroscopicalelectric and magneticfields.
4. Supergravityasa possiblemodelofthespacetime foam
From the above-mentioned arguments we see that the most important for such
kind models of the spacetime foam is the presence of the nonminimal interac-
tion term (in Lagrangian) between spinor and electromagnetic fields. Let we note
that the N=2 supergravity [14] which contains the vier-bein e
a
µ
, Majorana Rarita-
Schwinger field ψ
µ
, photonA
µ
and a second Majorana spin-
3
2
fieldϕ
µ
has the
followingtermin Lagrangian
L
se
=
κ
√
2¯ψ
µ
/parenleftbigg
eF
µν
+
1
2γ
5
˜F
µν
/parenrightbigg
ϕ
ν
+···,
˜F
µν
=e
µναβ
F
αβ
(40)
kievarwe.tex; 12/03/2001; 3:49; p.468
462 V.
DZHUNUSHALIEV
+
-
+
-
+-
+
-
+
-
+-
+
-
+-
+
--
---
++++
dipoles
mouthes5D quantum
wormholes
Figure 20. For the 4D observer each mouth looks as a moving electric charge. This allows us in
some approximation imagine the spacetime foam as acontinuous media with apolarization.
The term like this usually occur in supergravities which have some gauge multi-
plet of supergravity and some matter multiplet. Taking into account the previous
reasonings we can suppose that supergravity theories can be considered as
approximatemodels ofthe spacetimefoam.
5. Conclusions
Thus, here we have proposed the approximate model for the description of the
spacetime foam. This model is based on the assumption that the whole spacetime
is5dimensionalbut G
55
isthedynamicalvariableonlyinthequantumtopological
handles(wormholes).Inthiscase5Dgravityhasthesolutionwhichwehaveused
as a model of the single quantum wormhole. The properties of this solution is
such that we can assume that the quantum topological handles (wormholes) can
beapproximatelydescribed bysome effectivespinor field.
The topological handles of the spacetime foam either can be attached to one
space or connect two different spaces. In the first case we have something like to
strings between two D-branes (or wormhole with the quantum throat) and such
objectcandemonstrateamodelofpreventingtheformationthenakedsingularity
with relation e > m. In the second case the spacetime foam looks as a dielectric
withquantumhandlesasdipoles.
Such model leads to the very interesting experimental consequences. We see
that the spacetime foam has 5D structure and it connected with the electric field.
This observation allows us to presuppose that the very strong electric field can
open a door into 5 dimension! The question is: as is great should be this field ?
The electric field E
i
in the CGSE units and e
i
in the “geometrized” units can be
kievarwe.tex; 12/03/2001; 3:49; p.469
MODELOFTHESPACETIMEFOAM 463
connected by formula
e
i
=G
1/
2
c
2
E
i
=
/parenleftBig
2.874×10
−25
cm
−1
/gauss
/parenrightBig
E
i
, (41)
[e
i
] =cm
−1
,[E
i
] =V/cm (42)
Asweseethevalueof e
i
isdefinedbysomecharacteristiclength l
0
.Itispossible
thatl
0
is a length of the 5
th
dimension. If l
0
=l
Pl
thenE
i
≈10
57
V/cmand this
fieldstrengthisinthePlanckregion,andiswillbeyondexperimentalcapabilities
tocreate.Butif l
0
hasadifferentvalueitcanleadtomuchmorerealisticscenario
for theexperimentalcapability toopen doorinto 5
th
dimension.
Another interesting conclusion of this paper is that supergravity theories hav-
ing nonminimal interaction between spinor and electromagnetic fileds can be
considered asapproximateand effective modelsof the spacetimefoam.
6. Acknowledgment
I would like to acknowledge the generosity of NATO in its support for this
workshopand ICTP (grantKR-154).
References
1. C. Misner and J. Wheeler, Ann. of Phys., 2, 525 (1957); J. Wheeler, Ann. of Phys., 2,
604(1957).
2. J.Wheeler, Neutrinos, Gravitation and Geometry (Princeton Univ. Press, 1960).
3. A.Chodos andS. Detweiler, Gen. Rel. Grav. 14(1982)879-890.
4. G. Cl ´ement,Gen. Rel. Grav. 16(1984) 477-489; G. Cl ´ement,Gen. Rel. Grav. 16(1984) 131-
138.
5. V. Dzhunushaliev, Grav. Cosmol., 3, 240(1997).
6. Bronnikov K.,Int.J.Mod.Phys. D4, 491(1995), Grav. Cosmol., 1, 67(1995).
7. V. Dzhunushaliev, Mod.Phys.Lett. A 13, 2179 (1998).
8. V. Dzhunushaliev, “Matching condition on the event horizon and the holography principle”,
gr-qc/9907086, tobepublished in Int. J. Mod.Phys.D.
9. V. Dzhunushaliev, H.-J.Schmidt, Grav. Cosmol. 5, 187 (1999).
10. V.Dzhunushaliev,“WormholewithQuantumThroat”,gr-qc/0005008,tobepublishedinGrav.
Cosmol.
11. F. Finster, J. Smoller, S.-T. Yau, Phys. Lett. A259, 431 (1999).
12. V. Dzhunushaliev, “An Approximate Model of the SpacetimeFoam”, gr-qc/0006016.
13. L.D. Landau and E.M. Lifshitz, “Electrodynamics of Continuous Media”, (Pergamon Press,
Oxford - London - New Jork - Paris, 1960).
14. S. Ferrara and P. V. Nieuwenhuizen, Phys. Rev. Lett. 37, 1669 (1976).
kievarwe.tex; 12/03/2001; 3:49; p.470
kievarwe.tex; 12/03/2001; 3:49; p.471
POSSIBLE CONSTRAINTS ON STRING THEORY IN CLOSED SPACE
WITH SYMMETRIES
ATSUSHIHIGUCHI
∗
Department ofMathematics, University of York,YORK,
YO10 5DD,UnitedKingdom
Abstract. Itiswellknownthatcertainquadraticconstraintshavetobeimposedonlinearizedgrav-
ityinclosedspacewithsymmetries.Wereviewthisphenomenonanddiscussoneoftheconstraints
which arise in linearized gravity on static flat torus in detail. Then we point out that the mode with
negative kinetic energy, which is necessary for satisfying this constraint, appears to be missing in
the freebosonic string spectrum.
1. Introduction
(Super)stringtheoryistheleadingcandidateforaunifiedtheoryincludinggravity.
Inparticular,itcontainsandgeneralizesEinstein’sgeneralrelativity[1–3].There-
fore,itisnaturaltoexpectthatthetheoryincorporatesdiffeomorphisminvariance.
However, this invariance is not manifest in the perturbative definition of string
theory starting from non-interacting string. Now, it is well known that a solution
of linearized Einstein equations (with or without matter fields) in compact back-
ground space with Killing symmetries cannot be extended to an exact solution
unless the linearized solution satisfies certain quadratic constraints [4, 5]. This
phenomenon, called linearization instability, is a consequence of diffeomorphism
invariance of the full theory. (This fact can be seen most clearly in the quantum
context.) Therefore, one may obtain some insight into how diffeomorphism in-
variance is incorporated in string theory by investigating the way linearization
instabilitiesmanifestthemselves.
Inthisarticlewereviewthephenomenonoflinearizationinstabilityingeneral
relativity with emphasis on the case with static flat torus space. In particular,
we point out that in this space a mode with negative kinetic term is essential
in satisfying one of the constraints and that this mode seems to be missing in
the spectrum of free bosonic string theory. The rest of the article is org
anized
∗
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.472
466 A.HIGUCHI
as follows. In Section 2 the phenomenon of linearization instability in classical
and quantum general relativity is reviewed. In Section 3 one of the constraints
occurring in flat torus space is discussed in detail and the importance of a mode
with negative kinetic term is emphasized. In Section 4 it is pointed out that this
mode is absent in a seemingly natural treatment of the zero-momentum sector of
closedbosonicstringinthisspace.InSection5asummaryofthisarticleisgiven.
The metricsignatureis (−+ +···+)throughoutthis article.
2. Linearization instabilitiesingeneralrelativity
Consider classical general relativity with any bosonic matter fields. Suppose we
wanttofindasolutioninthistheoryorderbyorderinperturbationtheorystarting
from a (globally-hyperbolic) background spacetime satisfying the vacuum Ein-
steinequations R
ab
= 0.Tododosowewritethemetric g
ab
andthematterfields
φ
i
as
g
ab
=g
(0)
ab
+h
(1)
ab
+h
(2)
ab
+···,
φ
i
=φ
(1)
i
+φ
(2)
i
+···,
whereg
(0)
ab
is the background metric and where h
(k)
ab
andφ
(k)
i
are the fields ob-
tained as the k-th order approximation. (The fields φ
i
are assumed to vanish
at zero-th order for simplicity.) The first-order approximation (h
(1)
ab
,φ
(1)
i
)corre-
sponds to non-interacting waves in the background spacetime. The second-order
perturbationofthemetric, h
(2)
ab
,canberegardedasthegravitationalfieldgenerated
by thefree fields h
(1)
ab
andφ
(1)
i
.
Let the stress-energy tensor of the fields h
(1)
ab
andφ
(1)
i
in the background
spacetime with metric g
(0)
ab
beT
(1)
ab
. We note first that the linear contribution to
theEinstein tensor
E
ab
=R
ab
−
1
2g
ab
R
withg
ab
=g
(0)
ab
+h
ab
is
E
(L)
ab
(h) =
1
2(∇
c
∇
b
h
ca
+∇
c
∇
a
h
cb
−∇
c
∇
c
h
ab
−∇
a
∇
b
h
cc
)
−
1
2g
(0)
ab
(∇
c
∇
d
h
cd
−∇
c
∇
c
h
dd
).
Here the covariant derivatives are compatible with the metric g
(0)
ab
and indices are
raisedand loweredby this metric. Thefield h
(2)
ab
mustsatisfy
E
(L)
ab
(h
(2)
) =κT
(1)
ab
, (1)
kievarwe.tex; 12/03/2001; 3:49; p.473
STRING THEORYIN CLOSEDSPACE 467
whereκis a constant. The stress-energy tensor T
(1)
ab
is divergence-free, i.e.,
∇
a
T
(1)
ab
= 0, if the linear equations of motion are satisfied. On the other hand
theequation
∇
a
E
(L)
ab
(h) = 0 (2)
holds for anyh
ab
. This is a consequence of the Bianchi identity ˜∇
a
E
ab
= 0,
where ˜∇
a
is the covariant derivative compatible with the full metric g
ab
. For this
reasonEq. (2)is calledthebackgroundBianchi identity.
Now, supposethatthere isaKillingvectorfield X
a
satisfying
∇
a
X
b
+∇
b
X
a
= 0.
Then, it is easy to verify that the current j
a
X
≡T
(1)ab
X
b
is conserved. The
corresponding conservedNoether charge is givenby
Q
X
≡
/integraldisplay
Σ
dΣn
a
j
a
X
,
where the integration is over any Cauchy surface Σandn
a
is the unit normal
to the Cauchy surface. (Since Q
X
comes from a stress-energy tensor of the free
fieldsh
(1)
ab
andφ
(1)
i
, it is quadratic in these fields.) If the vector X
a
is a time-
translation Killing vector, then the charge Q
X
is nothing but the energy. If it is a
space-translation Killing vector, then Q
X
is a component of the momentum. We
notethat
E
(L)ab
(h)X
b
=
1
2∇
b
K
ab
(h),
whereK
ab
(h)isananti-symmetric tensorgiven by
K
ab
(h) =X
a
∇
b
h
cc
−X
b
∇
a
h
cc
+X
c
∇
a
h
bc
−X
c
∇
b
h
ac
+X
c
∇
a
h
bc
−X
c
∇
b
h
ac
+h
ca
∇
b
X
c
−h
cb
∇
a
X
c
.
Hence, the integral of E
(L)ab
(h)X
b
over the Cauchy surface can be expressed as
asurfaceintegral as
/integraldisplay
Σ
dΣn
a
E
(L)ab
(h)X
b
=
1
2
/integraldisplay
∂Σ
dSn
a
r
b
K
ab
(h),
where∂Σis the “boundary” of the Cauchy surface at infinity and r
a
is the unit
vectornormaltotheboundaryalongtheCauchysurface.Byusingthisexpression
and Eq.(1)onecan write theNoethercharge Q
X
asasurface integral:
Q
X
=
1
2κ
/integraldisplay
∂Σ
dSn
a
r
b
K
ab
(h
(2)
). (3)
kievarwe.tex; 12/03/2001; 3:49; p.474
468 A.HIGUCHI
In asymptotically-flat spacetime this equation allows us to express energy and
momentum ofanisolated systemas surfaceintegrals atspacelike infinity[6].
Now, suppose that the Cauchy surface is compact, i.e., that the space is
“closed”. Then, the right-hand side of Eq. (3) must vanish for any h
ab
because
there is nosurfaceterm.Hence,
Q
X
= 0. (4)
Thus, the conserved charge Q
X
is constrained to vanish. Note that this constraint
cannotbederivedfromthelinearizedtheoryalone.Itarisesinthefulltheorywhen
we try to find the correction to the linear theory. Solutions of the linearized field
equations are not extendible to exact solutions unless they satisfy this constraint.
(The background spacetime here is said to be linearization unstable because of
the existence of spurious solutions to the linearized equations. The constraint (4)
issometimes called a linearizationstability condition.)
Althoughwewillconcentrateonclassicaltheory,itisinterestingtonotewhat
theconstraint(4)impliesinquantumtheory.IntheDiracquantization,constraints
areimposedon thephysicalstates. Thus,thequantum versionof (4) reads
Q
X
|phys/angbracketright= 0, (5)
where|phys/angbracketrightis any physical state and Q
X
is the quantum operator correspond-
ing to the conserved Noether charge Q
X
. Since the operator Q
X
generates the
spacetime symmetry associated with the Killing vector field X
a
, the constraint
(5)impliesthatallphysicalstatesmustbeinvariantunderthisspacetimesymme-
try [7]. This requirement might seem absurdly strong at first sight. For example,
in linearized gravity in de Sitter spacetime allphysical states are required to
be de Sitter invariant.
1
However, in the (formal) Dirac quantization of full gen-
eral relativity, the states are (roughly speaking) required to be diffeomorphism
invariant. The constraint (5) can be interpreted to be inforcing the part of the
diffeomorphism invariance of the physical states that has not been broken by the
backgroundmetric.
3. TheHamiltonianconstraintof linearizedgravity onflattorus
In this section we discuss linearized gravity in static flat (D−1)-dimensional
torus space with all directions compactified. This spacetime has space- and time-
translationinvariance.Therefore,theenergyandmomentumoflinearizedgravity
are conserved and are both constrained to vanish. Below we concentrate on the
linearization stability condition which requires that energy be zero since it
will
1
The vacuum state is the only de Sitter invariant state if one insists on using the original Fock
spaceoflinearizedgravity,butonecanconstructinfinitelymanyinvariantstatesbyusingadifferent
Hilbert space[8].
kievarwe.tex; 12/03/2001; 3:49; p.475
STRING THEORYIN CLOSEDSPACE 469
be important later in the discussion of string theory. We find that there is a mode
with negative kinetic term and that there would be no excitation as a result of the
linearizationstabilityconditionifitwerenotforthismode.Weconsideronlypure
gravityfor simplicity.
Letusimposethe standard(“Lorenz”orHilbert) gauge condition
∂
a
h
ab
=
1
2∂
b
h, (6)
whereh=h
cc
.ThentheHamiltoniandensityreads
H=
1
4
/bracketleftBig
∂
t
˜h
ab
∂
t
˜h
ab
+∂
i
˜h
ab
∂
i
˜h
ab
/bracketrightBig
−D−
2
4D
/bracketleftBig
(∂
t
h)
2
+∂
i
h∂
i
h
/bracketrightBig
,
where ˜h
ab
=h
ab
−
1
D
g
ab
his the traceless part of h
ab
. The indexiruns from 1to
D−1,i.e.,it isa spacelikeindex.Thefieldequations aresimply
/square˜h
ab
= 0,/squareh= 0.
The modes with nonzero momentum kare proportional to e
−ik
0
t+ik·x
, where
(k
0
)
2
−k
2
= 0.Ontheother hand, themodeswith k= 0take the form
˜h
ab
, h∝At+B,
whereAandBareconstants.
2
The Hamiltonian can be writtenas
H=
/integraldisplay
d
D−1
xH=H
0
+H
/prime
,
whereH
0
is the energy in the modes with k= 0and whereH
/prime
is the energy in
themodeswith k/negationslash= 0.Forthemodeswith k/negationslash= 0thetracehcanbegaugedaway
and thephysical modeshave theform
˜h
ab
∝H
ab
e
−ik
0
t+ik·x
,
whereH
ab
is a constant symmetric tensor satisfying H
tb
= 0,H
ii
= 0and
k
i
H
ij
= 0. Then we can easily see that H
/prime
≥0. The situation is rather different
for the modes with k= 0. Since these modes are constant in space, they satisfy
∂
i
˜h
ab
=∂
i
h= 0.Hence,theconditions comingfrom(6)are ∂
t
˜h
ti
= 0and
∂
t
˜h
tt
=−D−
2
2D∂
t
h
.
2
Note that the energy corresponding to these modes would be infinite for A/negationslash= 0if the space
were not compactified. This iswhy these modes would notbe present in uncompactified space.
kievarwe.tex; 12/03/2001; 3:49; p.476
470 A.HIGUCHI
Letuswrite
˜h
ab
=˜h
(0)
ab
+˜h
/prime
ab
,
h=h
(0)
+h
/prime
,
where ˜h
(0)
ab
andh
(0)
are the zero-momentum parts of ˜h
ab
andh. Then the zero-
momentum Hamiltonian H
0
is givenby
H
0
=
/integraldisplay
d
D−1
x
/bracketleftBigg
1
4∂
t
˜h
(0)
ij
∂
t
˜h
(0)ij
−D
2
−
4
8D(∂
t
h
(0)
)
2
/bracketrightBigg
.
Noticethatthe tracemode h
(0)
has anegative kineticterm.
Since the Hamiltonian is the Noether charge corresponding to the time-
translationsymmetryofthebackgroundspacetime,thediscussionintheprevious
sectionshowsthat
H=H
0
+H
/prime
= 0.
The solutions of the linearized equations which do not satisfy this condition
cannotbeextendedto exactsolutions.Thisequation can bere-expressedas
−D
2
−
4
8D
/integraldisplay
d
D−1
x(∂
t
h
(0)
)
2
+H
/prime/prime
= 0, (7)
where
H
/prime/prime
=H
/prime
+
1
4
/integraldisplay
d
D−1
x∂
t
˜h
(0)
ij
∂
t
˜h
(0)ij
≥0.
Now, the quantity
1
2
h
(0)
V, whereVis the volume of the background space,
is the change in the volume of the space. Hence, Eq. (7) relates the expan-
sion/contraction rate of space to the energy due to the excitation of the system.
In fact this equation is the linearized version of a familiar equation in cosmology.
Notice that the trace mode h
(0)
plays a vital role in satisfying Eq. (7). If this
modewereabsent,Eq.(7)wouldimplythattherewerenoexcitationsonflattorus
compactifiedin all directions.
4. Masslesssectorofbosonicstring inthepositionrepresentation
Massless excitations of closed string include gravitons, i.e., linearized gravity is
presentamongthemodesoffreeclosedbosonicstringinMinkowskispacetime.
3
Thisfactisoneofthemostimportantfeaturesofstringtheoryasaunifiedtheory.
It is natural to expect that this feature persists in string theory in static flat torus
compactifiedinalldirections.Therefore,thetotalenergyandmomentuminstring
(field) theory are expected to vanish in this spacetime. We also expect that
there
3
This fact goes beyond the linearized level as iswell known[1–3].
kievarwe.tex; 12/03/2001; 3:49; p.477
STRING THEORYIN CLOSEDSPACE 471
is a mode with negative kinetic term among the closed-string modes so that the
linearizationstabilitycondition(7)canbesatisfiedbynon-vacuumstates(instring
field theory). However, we will find in the “old covariant approach” that there is
nomasslessstringexcitationwhichcorrespondstothezero-momentummode h
(0)
withnegativekineticenergyifwetreatthezero-momentummodesinawaywhich
seems mostnatural.
Letusstartwithadiscussionofopenstringinflat (D−1)-dimensionaltorus.
The masslessstatesinthe oldcovariantapproach aredenoted by
α
a
−1
|0;p/angbracketright,
where the state|0;p/angbracketrightwith momentum p
a
has no string excitation (see, e.g.,
Ref. [9]). The creation operator α
a
−1
creates the lowest harmonic-oscillator mode
on the string in the a-direction and the annihilation operator α
a
1
annihilates it. As
is well known, the physical state conditions lead to p
2
= 0andp·α
1
|phys/angbracketright= 0,
where [α
a
1
,α
b
−1
] =g
ab
andp·α
1
≡p
a
α
a
1
. [Here,g
ab
= diag(−1,1,1,... , 1).]
Letusconsider awave-packetstate
|ψ/angbracketright=
/integraldisplay
d
D
p
(2π)
D
ˆA
a
(p)α
a
−1
|0;p/angbracketright,
where ˆA
a
(p)is a function of p
a
. The physical state conditions then read
p
2
ˆA
a
(p) = 0andp
a
ˆA
a
(p) = 0. Now, define the (spacetime) position repre-
sentation ofthiswave packetas
A
a
(x) =
/integraldisplay
d
D
p
(2π)
D
ˆA
a
(p)e
−ip·x
.
Then the physical state conditions become /squareA
a
= 0and∂
a
A
a
= 0. Thus, we
recovertheequationssatisfiedbyanon-interacting U(1)gaugefieldintheLorentz
gauge.The zero-momentummodes inflat (D−1)-dimensionaltorussatisfy
∂
t
A
t
= 0, ∂
2
t
A
i
= 0.
Theseimplythat A
t
= constandA
i
=E
i
t+A
(0)
i
.Theconstant A
t
canbegauged
away, but the constants E
i
(the electric field) and A
(0)
i
represent physical degrees
offreedom.
Next, we will apply the above procedure to a closed string on static flat torus
and examine whether or not there is a mode with negative kinetic term. The
massless excitations ofa closedbosonic stringare
α
a
−1
˜α
b
−1
|0;p/angbracketright.
The operator α
a
−1
(˜α
a
−1
) creates the lowest left-moving (right-moving) mode on
the string in the a-direction, and the operator α
a
1
and˜α
a
1
annihilate them. The
kievarwe.tex; 12/03/2001; 3:49; p.478
472 A.HIGUCHI
physical state conditions lead to p
2
= 0andp·α
1
|phys/angbracketright=p·˜α
1
|phys/angbracketright= 0,
where [α
a
1
,α
b
−1
] = [˜α
a
1
,˜α
b
−1
] =g
ab
.We againconsidera wave-packet state
|Ψ/angbracketright=
/integraldisplay
d
D
p
(2π)
D
ˆH
ab
(p)α
a
−1
˜α
b
−1
|0;p/angbracketright.
(Noteherethatthetensor ˆH
ab
(p)isnotnecessarilysymmetric.)Thephysicalstate
conditionsread p
2
ˆH
ab
(p) = 0andp
a
ˆH
ab
=p
b
ˆH
ab
= 0.Inthespacetimeposition
representation,
H
ab
(x) =
/integraldisplay
d
D
p
(2π)
D
ˆH
ab
(p)e
−ip·x
,
thephysical stateconditions are /squareH
ab
= 0and
∂
a
H
ab
=∂
b
H
ab
= 0. (8)
The equation/squareH
ab
= 0naturally come from the following Lagrangian
density:
L=−
1
4∂
a
H
bc
∂
a
H
bc
. (9)
Theconstraints(8)canbeimposedbyhand.Onefindsthemodescorrespondingto
gravitons, anti-symmetric tensor particles and dilatons in the nonzero momentum
sector of this theory as in Minkowski spacetime. The constraints (8) for the zero-
momentum sectorread
∂
t
H
ta
=∂
t
H
at
= 0
for alla.The energyinthe zero-momentum sectoris
E
0
=
1
4
/integraldisplay
d
D−1
x∂
t
H
ij
∂
t
H
ij
,
wherei,j= 1,2,···D−1. There is no mode with negative kinetic term in this
expression, and E
0
is positive definite. Thus, the negative-energy mode, which is
necessary for non-vacuum states to satisfy the constraint (7), does not appear in a
seeminglynaturalpositionrepresentationofthemasslesssectorofclosedbosonic
string.
5. Summary
In this article, we reviewed the fact that quadratic constraints arise in linearized
gravity if the background spacetime allows Killing symmetries and has compact
Cauchy surfaces. This implies that the total energy and momentum in free string
(field)theoryshouldbeconstrainedtovanishinflattorusspacewithalldirections
compactified. We examined one of these constraints in linearized gravity in this
kievarwe.tex; 12/03/2001; 3:49; p.479
STRING THEORYIN CLOSEDSPACE 473
space, emphasizing that a mode with negative kinetic energy is essential in satis-
fying this constraint. Then we analyzed free closed bosonic string theory in this
space and found that this mode does not appear in a seemingly natural treatment
ofthemassless sector.
It is possible that the Lagrangian density (9) is wrong, and a more careful
analysis may lead to a Lagrangian density describing the usual linearized gravity,
anti-symmetrictensorgaugefieldanddilatonscalarfieldafterall.Itwillbeinter-
esting to see how this can be achieved. The situation is rather puzzling, however,
becausestringtheoryisformulatedintermsofaphysicalobject,i.e.,astring,and
doesnot seemtoallowany negative-energy mode.
References
1. T.Yoneya, Quantumgravityandthezero-slopelimitofthegeneralizedVirasoromodel ,Nuovo
Cim. Lett. 8(1973), pp. 951–955.
2. T. Yoneya, Connection of dual models to electrodynamics and gravidynamics , Prog. Theor.
Phys.51(1974), pp. 1907–1920.
3. J.ScherkandJ.Schwarz, Dualmodelsfornon-hadrons ,Nucl.Phys. B81(1974),pp.118–144.
4. D.BrillandS.Deser, Instabilityofclosedspacesingeneralrelativity , Commun.Math.Phys.
32(1973), pp. 291–304.
5. A. Fischer and J. Marsden, Linearization stability of Einstein equations , Bull. Am. Math.
Soc.79(1973), pp. 997–1003.
6. R. Arnowitt, S. Deser and C. W. Misner, The dynamics of general relativity , in “Gravitation:
an introduction to current research”, ed.L. Witten, Wiley, New York, 1962, pp. 226–265.
7. V. Moncrief, Invariant states and quantized gravitational perturbations , Phys. Rev. D 18
(1978), pp. 983–989.
8. A. Higuchi, Quantum linearization instabilities of de Sitter spacetime: II , Class. Quantum
Grav.8(1991), pp. 1983–2004.
9. M.B.Green,J.H.SchwarzandE.Witten, Superstingtheory:vol.1.Introduction , Cambridge
University Press, Cambridge, 1987, pp. 113–116.
kievarwe.tex; 12/03/2001; 3:49; p.480
kievarwe.tex; 12/03/2001; 3:49; p.481
SEMICLASSICALDYNAMICSOF SU(2)MODELS
ADRIAN ALSCHER
∗
and HERMANNGRABERT
†
Fakult¨atf¨urPhysik,Albert-Ludwigs-Universit ¨at Freiburg,
Hermann-Herder-Str.3, D-79106 Freiburg, Germany
Withinthescopeofsimplequantummechanicswepresentasemiclassicaltheory
whichisexact.Whilethesemiclassicaltheoryofcanonicalphasespacepathinte-
grals is now well established [1, 2] we examine here the case where the classical
phase space is the two-sphere. After summarizing some relevant features of a
classicalspin,webrieflydiscussthelocalizationofclassicalphasespaceintegrals
andthenpresentanextensionforaquantumspin.Thesemiclassicalpropagatoris
employed tosolvethe Jaynes-Cummings model.
1. Classical spin
Aclassicalspinisdescribedby aclassical Blochvector onthe two-sphere
/vectorS∈S
2
(s) =
/braceleftBig
(S
x
,S
y
,S
z
)∈R
3
|S=s
/bracerightBig
.
We makeuse ofsphericalcoordinates
U={Ω = (ϑ,ϕ)|0<ϑ<π, 0<ϕ< 2π}.
This coordinate system cannot be extended over the whole S
2
(s). However, as
S
2
(s)isembeddedinR
3
,anappropriatemetric gandvolumeform ωareinduced
g=s
2
(dϑ⊗dϑ+ sin
2
(ϑ)dϕ⊗dϕ),
ω=ssin(ϑ)dϑ∧dϕ.
The symplectic volume form is closed and non degenerate. Hence, the pair
(S
2
(s),ω)generates a symplectic differential manifold. Now, Hamiltonian dy-
namicsisdetermined bytheHamiltonianvectorfield X
H
ω(X
H
,·) =dH
,
∗
[email protected]
†
[email protected]
kievarwe.tex; 12/03/2001; 3:49; p.482
476 A.ALSCHER, H.GRABERT
leadingtothedynamical system
ssin(ϑ)˙ϑ=∂
H
∂ϕ,
ssin(ϑ) ˙ϕ=−∂
H
∂ϑ.
These classical equations of motion can also be derived by introducing the
classical action
S[Ω(t)] =
/integraldisplay
T
0
dt
/bracketleftBig
θ
ϑ
˙ϑ+θ
ϕ
˙ϕ−H
/bracketrightBig
,
withthe symplectic potential
θ=s[cos(ϑ)dϕ+dG].
For classical spin dynamics the localization of oscillating phase space integrals
was observed [3]. To see this we examine the symplectic form αof the external
algebraofthe cotangentbundle
α=e
−iT(H−ω)
,
which is equivariantly closed. The integral over the whole sphere can be written
as
Z=
/integraldisplay
S
2
(s)
α=
/integraldisplay
S
2
(s)
αe
−νD
H
β
, (1)
withtheequivariantexactform D
H
β=dg(X
H
,·) +g(X
H
,X
H
).Now,theright
handsideofEq.(1)does notdepend on ν,allowingfor the localization of Z[4]
Z= lim
ν→∞
/integraldisplay
S
2
(s)
αe
−νD
H
β
.
The stationaryphaseapproximation resultsin theBerlinge-Vergueformula
Z=−2π
/summationdisplay
Ω∈U
fp
α
(0)
(Ω)
/radicalbig
detdX
H
(Ω),
and only the sum over the fix points U
fp
={Ω∈U|X
H
(Ω) = 0}has to be
considered. Therefore, the question arises whether there exists a similar saddle
point approximationofpathintegralsforquantum mechanicalspins.
2. Quantum spin
Niemi and Pasanen [5] have proposed a supersymmetric formulation of a path
integral which leads to a semiclassical localization formula. However, it only
kievarwe.tex; 12/03/2001; 3:49; p.483
SEMICLASSICALDYNAMICSOF SU(2)MODELS 477
describes correct quantum mechanics if the action is supersymmetrically exact,
leadingtothenecessarycondition θ(X
H
) =H.Anotherapproach[6]isbasedon
geometric quantization. Here we make use of a path integral in the spin coherent
staterepresentationofthequantum mechanicalspinHilbert space [7, 8]
|ψ
g
/angbracketright=D
s
(g)|↑/angbracketright,
where the (2s+ 1)-dimensional irreducible representation of g∈SU(2)acts on
|↑/angbracketright=|s,m =s/angbracketright. The spin coherent states |ψ
g
/angbracketrightand|ψ
g
/prime
/angbracketrightdescribe the same
physical stateif
g∼g
/prime
⇔g
/prime
∈gU(1),
which gives rise to the fiber bundle representation of SU(2)overS
2
(s)≡
SU(2)/U(1). Distinct spin coherent states are canonically isomorphic to the left
cosets which becomes obvious if we parameterize any g∈SU(2)with Euler
angles (ϑ,ϕ,χ ):
|Ω/angbracketright=|ψ
g
/angbracketright=e
−isχ
e
−iϕS
z
e
−iϑS
y
|↑/angbracketright.
Wemakeuseofasectionofthe SU(2)bundleandchooseonespecialmemberin
every leftcoset.In particularwefix χ= 0for every|Ω/angbracketright. Thescalar product
/angbracketleftΩ
/prime/prime
|Ω
/prime
/angbracketright=
/bracketleftBig
cos(ϑ
/prime/prime
/2) cos(ϑ
/prime
/2)e
i
2
(ϕ
/prime/prime
−ϕ
/prime
)
+ sin(ϑ
/prime/prime
/2) sin(ϑ
/prime
/2)e
−
i
2
(ϕ
/prime/prime
−ϕ
/prime
)
/bracketrightBig
2s
gives rise to a gauge invariant metric and volume form which are identical to
the geometric structures of S
2
(s)[9]. Hence, a representation of quantum states
is found which is useful in order to understand quantum systems with discrete
degreesof freedom interms ofclassicalmechanics.
Weconsiderthemostgeneral SU(2)model described bythe Hamiltonian
H(t) =B
x
(t)S
x
+B
y
(t)S
y
+B
z
(t)S
z
. (2)
Following the lines of [10] the propagator can be represented as the limit of a
Wienerregularizedphasespacepathintegral
/angbracketleftΩ
/prime/prime
|U(T)|Ω
/prime
/angbracketright= lim
ν→∞
/integraldisplay
dµ
w
exp{iS[Ω(t)]} (3)
withthe sphericalWiener measure
dµ
w
=N
T
/productdisplay
t=0
dcos[ϑ(t)]dϕ(t) exp
/braceleftBigg
−
1
2sν
/integraldisplay
T
0
dt
/bracketleftBig
g
ϑϑ
˙ϑ
2
+g
ϕϕ
˙ϕ
2
/bracketrightBig/bracerightBigg
.
This enforces that only continuous Brownian motion paths contribute to the path
integral. Now, the dominant path approximation of the right hand side of Eq. (3)
canbe shown tocoincide withtheexactquantumresult [10]
exp{iS
cl
[Ω(t)]}=/angbracketleftΩ
/prime/prime
|U(T)|Ω
/prime
/angbracketright. (4)
kievarwe.tex; 12/03/2001; 3:49; p.484
478 A.ALSCHER, H.GRABERT
ForSU(2)models (2) no contributions of fluctuations around the dominant path
havetobetakeninto account.
Apart from an extension of the localization of classical phase space integrals
to the case of quantum propagators, the formula (4) is also useful to study spins
coupled with other degrees of freedom. Here, we apply it to an exactly solvable
model.
3. Jaynes-Cummingsmodel
The Jaynes-Cummingsmodel ischaracterizedby theHamiltonian [11,12]
H=a
†
a+ (1 + ∆)S
z
+λ(aS
+
+a
†
S
−
),
whereais the canonical annihilation operator of a bosonic field mode and S
±
=
S
x
±iS
y
,S
z
areoperatorsofaspin-
1
2
.ItiswellknownthattheJaynes-Cummings
model allowsapartfrom Hforanothertimeindependent operator[14]
N=a
†
a+S
z
.
Hence,thetimeevolutionoperator
U(T) =e
−iHT
=e
−iNT
e
−iCT
,
whereC=H−N.Representingthespinoperatorsintheeigenbasisof S
z
formed
by theeigenvectors |↑/angbracketrightand|↓/angbracketright
e
−iNT
=e
−ia
†
aT
/parenleftBig
e
−
i
2
T
|↑/angbracketright/angbracketleft↑| +e
+
i
2
T
|↓/angbracketright/angbracketleft↓|
/parenrightBig
.
Introducingfurthertheeigenketsof a
†
a,invariantsubspacesaredistinguished.In
particular the kets|↑n−1/angbracketright≡|↑/angbracketright|n−1/angbracketrightand|↓n/angbracketright≡|↓/angbracketright|n/angbracketrightspan the subspace
withN= (n−
1
2
). In this subspace the time independent operator Cgenerates
SU(2)dynamics. In termsoftheoperators
J
x
=
1
2
/parenleftBig
|↑n−1/angbracketright/angbracketleft↓n|+|↓n/angbracketright/angbracketleft↑n−1|
/parenrightBig
,
J
y
=
i
2
/parenleftBig
−|↑n−1/angbracketright/angbracketleft↓n|+|↓n/angbracketright/angbracketleft↑n−1|
/parenrightBig
,
J
z
=
1
2
/parenleftBig
|↑n−1/angbracketright/angbracketleft↑n−1|−|↓n/angbracketright/angbracketleft↓n|
/parenrightBig
,
we have
C= 2λ
√nJ
x
+ ∆J
z
.
Accordingly,
/angbracketleftΩ
/prime/prime
|e
−iCT
|Ω/angbracketright= lim
ν→∞
/integraldisplay
dµ
w
exp{iS[ϑ(t),ϕ(t)]},
kievarwe.tex; 12/03/2001; 3:49; p.485
SEMICLASSICALDYNAMICSOF SU(2)MODELS 479
withthe action
S[ϑ(t),ϕ(t)] =
/integraldisplay
T
0
dt
/bracketleftbigg
1
2cos(ϑ) ˙ϕ−C(ϑ,ϕ)
/bracketrightbigg
,
where
C(ϑ,ϕ) =/angbracketleftϑϕ|C|ϑϕ/angbracketright
=λ
√nsin(ϑ) cos(ϕ) +
∆
2cos(ϑ).
Now thedominantpathapproximation(4)gives
exp{iS
cl
[Ω(t)]}= exp
/braceleftbigg
−i
/integraldisplay
T
0
dtC(¯ϑ
/prime/prime
(t),¯ϕ
/prime/prime
(t))
/bracerightbigg
/angbracketleftΩ
/prime/prime
|Ω
/prime
/angbracketright,(5)
Introducing thecomplex variables
ζ= tan
/parenleftBigg
¯
ϑ
2
/parenrightBigg
e
i¯ϕ
,
η= tan
/parenleftBigg
¯
ϑ
2
/parenrightBigg
e
−i¯ϕ
, (6)
thedominantpath isdeterminedby
˙ζ=−iλ
√n(1−ζ
2
) +i∆ζ,
˙η=iλ
√n(1−η
2
)−i∆η,
with boundary conditions ζ(0) =ζ
/prime
andη(T) =η
/prime/prime
. Hence, the endpoint of the
classical trajectoryobeys
ζ(T) =2Ω
n
ζ
/prime
cos(Ω
n
T) +i[∆ζ
/prime
−λ
√n] sin(Ω
n
T
)
2Ω
n
ζ
/prime
cos(Ω
n
T)−i[λ
√nζ
/prime
+ ∆] sin(Ω
n
T),
η(T) =η
/prime/prime
,
withthe Rabifrequency
Ω
n
=
/radicalBigg
λ
2
n+∆
2
4.
Intermsofthecomplex variables(6) weget
C(ζ(T),η
/prime/prime
) =i
d
dTlog
/braceleftbigg
(1 +ζ
/prime
η
/prime/prime
) cos(Ω
n
T)
−
i
Ω
n
/bracketleftBig
λ
√n(ζ
/prime
+η
/prime/prime
) +
∆
2(1−ζ
/prime
η
/prime/prime
)
/bracketrightBig
sin(Ω
n
T)
/bracerightbigg
.
kievarwe.tex; 12/03/2001; 3:49; p.486
480 A.ALSCHER, H.GRABERT
Now,the integralinEq.(5) isreadilysolved andthepropagator takesthe form
e
iS
cl
=a(T) cos
/parenleftbigg
ϑ
/prime/prime
2
/parenrightbigg
cos
/parenleftbigg
ϑ
/prime
2
/parenrightbigg
e
i
2
(ϕ
/prime/prime
−ϕ
/prime
)
+a
∗
(T) sin
/parenleftbigg
ϑ
/prime/prime
2
/parenrightbigg
sin
/parenleftbigg
ϑ
/prime
2
/parenrightbigg
e
−
i
2
(ϕ
/prime/prime
−ϕ
/prime
)
+b(T) cos
/parenleftbigg
ϑ
/prime/prime
2
/parenrightbigg
sin
/parenleftbigg
ϑ
/prime
2
/parenrightbigg
e
i
2
(ϕ
/prime/prime
+ϕ
/prime
)
−b
∗
(T) sin
/parenleftbigg
ϑ
/prime/prime
2
/parenrightbigg
cos
/parenleftbigg
ϑ
/prime
2
/parenrightbigg
e
−
i
2
(ϕ
/prime/prime
+ϕ
/prime
)
,
where
a(T) = cos(Ω
n
T)−i
∆
2Ω
n
sin(Ω
n
T),
b(T) =−iλ
√
n
Ω
n
sin(Ω
n
T).
This givesindeedtheexact propagator[13] ofthe model.
This work was supported by a grant from the Deutsche Forschungsgemein-
schaft(DFG).
References
1. I.Daubechies, J.R. Klauder, J.Math.Phys. 26(1985),2239.
2. J.R. Klauder, Phys.Rev.Lett. 56, 897 (1986).
3. E. Keski-Vakkuri, A.J. Niemi, G. Semenoff and O. Tirkkonen, Phys.Rev. D44(1991), 3899.
4. N. Berline, E. Getzler and M. Vergne, Heat Kernels and Dirac-Operators Springer, Berlin,
1991.
5. A.J. Niemi and P. Pasanen, Phys.Lett. B253(1991), 349.
6. E.A. Kochetov, J.Phys. A31(1998), 4473.
7. J.M. Radcliffe, J.Phys. A4(1971), 313.
8. A.M.Perelomov, GeneralizedCoherentStatesandTheirApplications Springer,Berlin,1986.
9. J.P. Provost and G.Vallee, Comm.Math.Phys. 76(1980), 289.
10. A.Alscher and H. Grabert, J.Phys. A32(1999), 4907.
11. E.T. Jaynes and F.W. Cummings, Proc.IEEE 51(1963), 89.
12. S. Stenholm, Phys.Rep. C6(1973), 1.
13. B.W. Shore and P.L. Knight, J.Mod.Opt. 40(1993),1195.
14. J.R. Ackerhalt and K. Rzazewski, Phys.Rev. A12(1975),2549.
kievarwe.tex; 12/03/2001; 3:49; p.487
LIST OF SPEAKERSAND E-PRINTS 481
L
IST OF SPEAKERS AND THEIR
E-
PRINTS
(
ARW contributionsare inbold
)
1.Adrian Alscher [email protected]
quant-ph/0006072, quant-ph/0004046, quant-ph/9904102, nucl-th/9606011
2.Andrzej Borowiec [email protected]
gr-qc/0011103, math.QA/0007151, math-ph/0007031, math.QA/9910018, gr-
qc/9906043, math-ph/9906012, gr-qc/9806116, hep-th/9801126, q-alg/9710006,
gr-qc/9705025, dg-ga/9612009, gr-qc/9611067, hep-th/9312023
3.Friedemann Brandt [email protected] hep-th/0010155
hep-th/0009133, hep-th/0006152, hep-th/0005086, hep-th/0002245, hep-th/9910177
4.AlexanderBurinskii [email protected] hep-th/0011188
hep-th/0008129, gr-qc/0008055, hep-th/9910045, hep-th/9908198, gr-qc/9904012,
hep-th/9903032,hep-th/9802110,hep-th/9801177,hep-th/9704102,hep-th/9504139,
hep-th/9503094, gr-qc/9501012, gr-qc/9303003
5.Goran Djordjevic [email protected]
hep-th/0005216, quant-ph/0005027, math-ph/0005026, math-ph/0005025
6.Branko Dragovich [email protected]
math-ph/0010023, hep-th/0005216, hep-th/0005200, gr-qc/0005103,
quant-ph/0005027, math-ph/0005026, math-ph/0005025, math-ph/0005020
7.Steven Duplij [email protected] math-ph/0012039
physics/0008231, physics/0006062, math.FA/0006001, math-ph/0005033, math-
ph/9910045, hep-th/9809089, q-alg/9609022, funct-an/9609002, alg-geom/9510013,
alg-geom/9506004, hep-th/9505179
8.Vladimir Dzhunushaliev [email protected] gr-qc/0010029
hep-th/0010185, gr-qc/0006016, gr-qc/0005123, gr-qc/0005008, cond-mat/0001257,
hep-th/9912194, gr-qc/9912018, gr-qc/9911120, gr-qc/9911080, gr-qc/9910092, gr-
qc/9908076, gr-qc/9908074, gr-qc/9908049, gr-qc/9907086, gr-qc/9905104, gr-
qc/9903075, hep-th/9902076, hep-th/9810094, gr-qc/9810050, hep-ph/9807239, gr-
qc/9807086, gr-qc/9807080, hep-th/9806073, gr-qc/9806046, gr-qc/9805104, gr-
qc/9712068, gr-qc/9711033, hep-th/9707039, cond-mat/9704062, gr-qc/9612047,
hep-th/9611096, gr-qc/9607007, hep-th/9606125, hep-th/9606124, hep-th/9603120,
gr-qc/9603007, gr-qc/9512014, hep-th/9510056, supr-con/9510001
9.Andrzej Frydryszak [email protected]
math-ph/9807036,hep-th/9601020
10.DmitriGaltsov [email protected] hep-th/0012059
gr-qc/0008076, hep-th/0007228, hep-th/0006242, gr-qc/0006087, hep-th/0005099,
hep-th/9912127,hep-th/9910171,hep-th/9908133,hep-th/9908132,hep-th/9901130,
hep-th/9810070, gr-qc/9808002, hep-th/9801160, gr-qc/9712024, gr-qc/9712003,
hep-th/9709181, gr-qc/9706067, gr-qc/9706063, hep-th/9702039, gr-qc/9612067,
gr-qc/9612007, gr-qc/9608023, gr-qc/9608021, hep-th/9607043, hep-th/9606042,
hep-th/9606041, gr-qc/9606014, hep-th/9507164, hep-th/9507005, hep-th/9504155,
hep-th/9503092,hep-th/9410217,hep-th/9409041,hep-th/9407155,hep-th/9308068,
hep-th/9305112, hep-th/9212153, gr-qc/9209008
11.AlexanderGanchev [email protected]
hep-th/9906139, math.QA/9807106, physics/9803038, hep-th/9709103, hep-
kievarwe.tex; 12/03/2001; 3:49; p.488
482 LIST OF SPEAKERSAND E-PRINTS
th/9608018, hep-th/9407013, hep-th/9403075, hep-th/9402153, hep-th/9308038,
hep-th/9308037, hep-th/9207032, hep-th/9201080, dg-ga/9606011
12.Alexandre Gavrilik [email protected] hep-ph/0011057
hep-ph/0010019, hep-ph/9912222, math.QA/9911201, hep-th/9911120, gr-
qc/9911094, nucl-th/9906034, hep-ph/9807559, hep-ph/9712411, q-alg/9709036,
hep-ph/9504233, q-alg/9511017
13.AtsushiHiguchi [email protected]
gr-qc/0011070, gr-qc/0011062, quant-ph/0006125, quant-ph/0005013, gr-
qc/0004079, gr-qc/9901006, quant-ph/9812036, gr-qc/9806093, gr-qc/9804066,
gr-qc/9609025, gr-qc/9605030, gr-qc/9603045, gr-qc/9508051, gr-qc/9505035,
gr-qc/9505009, gr-qc/9412048, gr-qc/9407038, gr-qc/9406009
14.NikolayIorgov [email protected]
hep-ph/0010019, math.QA/0007105, hep-ph/9912222, math.QA/9911201,
math.QA/9911129, nucl-th/9906034, math.QA/9905059, hep-ph/9807559,
math.QA/9805032, q-alg/9709036,q-alg/9709036, q-alg/9511017
15.Anatolij Klimyk [email protected]
math.QA/0007105, math.QA/9911130, math.QA/9911129, math.QA/9911114,
math.QA/9905059, math.QA/9901080, math.QA/9805048, math.QA/9805032,
q-alg/9709035
16.YuriKozitsky [email protected]
math.DS/9909182, math-ph/9812017
17.Karl Landsteiner [email protected] hep-th/0011003
hep-th/0006210,hep-th/0004115,hep-th/9911124,hep-th/9909166,hep-th/9908010,
hep-th/9901143,hep-th/9806137,hep-th/9805158,hep-th/9801002,hep-th/9708118,
hep-th/9705199,hep-th/9609059,hep-th/9606146,hep-th/9507008,hep-th/9502147,
hep-th/9412198, hep-th/9408033, hep-th/9309111
18.Dimitry Leites [email protected]
hep-th/9710045, hep-th/9702120, hep-th/9702073
19.Jerzy Lukierski [email protected] hep-th/0011053
hep-th/0012056, hep-th/0011214, hep-th/0009120, hep-th/0007102,
math.QA/0007065, math.QA/0005145, hep-th/0005112, hep-th/9912264, hep-
th/9912051, hep-th/9907113, hep-th/9904109, gr-qc/9903066, hep-th/9902037,
hep-th/9812074, hep-th/9812063, hep-th/9811022, math-ph/9807036, hep-
th/9706031, hep-th/9612017, hep-th/9610230, hep-th/9606170, hep-th/9504110,
hep-th/9412114,hep-th/9411115,hep-th/9405076,hep-th/9312153,hep-th/9312068,
hep-th/9310117, hep-th/9204086, hep-th/9108018
20.Volodymyr Lyubashenko [email protected]
q-alg/9510004, hep-th/9405168, hep-th/9405167, hep-th/9403189,hep-th/9311095
21.John Madore [email protected]
hep-th/0009230, hep-th/0005273, math.QA/0004011, math.QA/0002215,
math.QA/0002007, hep-th/0001203, math.QA/9907023, gr-qc/9906059,
math.QA/9904027, hep-th/9903239, math.QA/9812141, math.QA/9809160,
math.QA/9807123, math.QA/9806071, q-alg/9709007, gr-qc/9709002, gr-
qc/9708053, gr-qc/9706047, gr-qc/9705083, q-alg/9702030, gr-qc/9611026,
gr-qc/9607065, gr-qc/9607060, hep-th/9601169, hep-th/9601120, hep-th/9506183,
kievarwe.tex; 12/03/2001; 3:49; p.489
LIST OF SPEAKERSAND E-PRINTS 483
hep-th/9506041, hep-th/9502017, hep-th/9411127, hep-th/9410199, gr-qc/9307030,
hep-ph/9209226
22.Vladimir Mazorchuk [email protected]
23.Jan Naudts [email protected]
hep-th/0012209, math-ph/0012051, cond-mat/0011225, math-ph/0009031,
math-ph/9908025, math-ph/9907008, quant-ph/9904110, cond-mat/9904070,
math-ph/9903002,quant-ph/9809061
24.Irina Shchepochkina (Paramonova) [email protected]
physics/9703022, hep-th/9702122, hep-th/9702121, hep-th/9702120
25.Christiane Quesne [email protected] math-ph/0012033
math-ph/0008034, math-ph/0008020, math-ph/0007016, math-ph/0004027,
quant-ph/0003085, math-ph/0003025, math-ph/9911004, math-ph/9908022,
math-ph/9908021, math.QA/9903151, math-ph/9901016, math.QA/9811064,
math.QA/9810161, solv-int/9808017, quant-ph/9802066, physics/9708004, hep-
th/9706067, q-alg/9706002, quant-ph/9703037, q-alg/9701031, q-alg/9701030,
q-alg/9701029, hep-th/9612173, hep-th/9607035, q-alg/9605041, hep-th/9604132,
q-alg/9512032, hep-th/9510006, hep-th/9507078, hep-th/9505071,hep-th/9505011
26.YuriiSamoilenko yurii
−
[email protected]
math.QA/0010308, math-ph/0001011,math-ph/9910018
27.AlexanderSergeev [email protected]
math.RT/9904079, math.RT/9810148, math.RT/9810113, math.RT/9810111,
math.RT/9810110, math.RT/9810109
28.ArturSergyeyev [email protected]
solv-int/9902002
29.JoanSimon [email protected]
hep-th/0010242,hep-th/0007253,hep-th/0003211,hep-th/9910177,hep-th/9909005,
hep-th/9907022,hep-th/9812095,hep-th/9807113,hep-th/9803196,hep-th/9803040,
hep-th/9712125, hep-th/9707063
30.KelloggStelle [email protected]
hep-th/0011167,hep-th/0007120,hep-th/9911156,hep-th/9907202,hep-th/9903057,
hep-th/9812086,hep-th/9810159,hep-th/9807051,hep-th/9806051,hep-th/9803259,
hep-th/9803235,hep-th/9803116,hep-th/9710244,hep-th/9708109,hep-th/9707207,
hep-th/9706207,hep-th/9701088,hep-th/9608173,hep-th/9605082,hep-th/9602140,
hep-th/9511203,hep-th/9508042,hep-th/9502108,hep-th/9412168,hep-th/9404170,
hep-th/9401007,hep-th/9212037,hep-th/9212017,hep-th/9209111,hep-th/9206108,
hep-th/9201020, hep-th/9110015
31.Francesco Toppan [email protected]
hep-th/0010135, hep-th/0005035, hep-th/0005034, solv-int/9912003, hep-
th/9907148, hep-th/9904134, hep-th/9810145, hep-th/9809003, hep-th/9805147,
solv-int/9710001, hep-th/9705109, hep-th/9703224, hep-th/9612245, hep-
th/9610038, hep-th/9608036, hep-th/9603187, hep-th/9506133, hep-th/9504138,
hep-th/9503122,hep-th/9411046,hep-th/9409126,hep-th/9409125,hep-th/9405095,
hep-th/9312045,hep-th/9310062,hep-th/9307106,hep-th/9303073,hep-th/9210020,
hep-th/9208048
32.Sergiu Vacaru [email protected] hep-th/0011221
hep-th/0009163, gr-qc/0009039, gr-qc/0009038, gr-qc/0005025, gr-qc/0001060, gr-
kievarwe.tex; 12/03/2001; 3:49; p.490
484 LIST OF SPEAKERSAND E-PRINTS
qc/0001057, gr-qc/0001020, gr-qc/9905053, gr-qc/9811048, hep-th/9810229, hep-
th/9807214, gr-qc/9806080, physics/9801016, physics/9706038, physics/9705030,
physics/9704024,hep-th/9611091,hep-th/9611034,dg-ga/9609004,hep-th/9607196,
hep-th/9607195,hep-th/9607194,gr-qc/9604017,gr-qc/9604016,gr-qc/9604015,gr-
qc/9604014, gr-qc/9604013, gr-qc/9602010
33.Leonid Vaksman [email protected]
math.QA/9904173, math.QA/9809018, math.QA/9808015, math.QA/9803074,
math.QA/9909036, math.QA/9905035, math.QA/9904173, math.QA/9809038,
math.QA/9809018, math.QA/9809002, math.QA/9808047, math.QA/9808037,
math.QA/9808015, math.QA/9803110, math.QA/9803074, q-alg/9703005,
q-alg/9603012, q-alg/9511007
34.A. VanProeyen [email protected] hep-th/0012110
hep-th/0010195,hep-th/0010194,hep-th/0007044,hep-th/0006179,hep-th/0003261,
hep-th/0003023, math.DG/0002122, hep-th/9912049, hep-th/9910030, hep-
th/9907124, hep-th/9904085, hep-th/9904066, hep-th/9902100, hep-th/9901060,
hep-th/9812066,hep-th/9804177,hep-th/9804099,hep-th/9803228,hep-th/9801206,
hep-th/9801140,hep-th/9801112,hep-th/9801102,hep-th/9712092,hep-th/9711161,
hep-th/9710166,hep-th/9703082,hep-th/9703081,hep-th/9611112,hep-th/9606073,
hep-th/9512139,hep-th/9510195,hep-th/9510186,hep-th/9509035,hep-th/9506075,
hep-th/9505123,hep-th/9505097,hep-th/9503022,hep-th/9502072,hep-th/9412200,
hep-th/9410162,hep-th/9407061,hep-th/9310067,hep-th/9307126,hep-th/9306147,
hep-th/9210068, hep-th/9207091, hep-th/9206097, hep-th/9205027, hep-th/9112027
35.Pierre VanHove [email protected]
hep-th/0010182,hep-th/0010167,hep-th/9910056,hep-th/9910055,hep-th/9903050,
hep-th/9809130, hep-th/9712079, hep-th/9707126, hep-th/9706175, hep-th/9704145
36.DmitriVassiliev [email protected]
gr-qc/0012046, math-ph/0006019
37.Mihai Visinescu [email protected]
hep-th/0008181,hep-th/9911126,hep-th/9911014,hep-th/9805116,hep-th/9707175,
hep-th/9610097, hep-th/9602015, hep-th/9407130, hep-th/9401036, hep-th/9304022
38.Julius Wess [email protected]
hep-th/0009230, hep-th/0006246, math.QA/0006179, hep-th/0005005,
math.QA/0004011, hep-th/0001203, math-ph/9910013, math.QA/9809160,
math.QA/9808024, math.QA/9807123, math.QA/9801104, hep-th/9605161,
hep-th/9511106, hep-ph/9505291, q-alg/9502007
39.Vladimir Zima olefi[email protected]
hep-th/0009166, hep-th/9807192, hep-th/9802032, hep-th/9409117
40.GeorgeZoupanos [email protected]
hep-ph/0010141, hep-ph/0010069, hep-ph/0006262, hep-ph/9910277,
hep-ph/9812221, hep-th/9808178, hep-th/9804074, hep-ph/9803217, hep-
th/9803095, hep-ph/9802280, hep-ph/9802267, hep-th/9711157, hep-ph/9708225,
hep-ph/9707425, hep-ph/9704218, hep-ph/9703289, hep-ph/9702391, hep-
ph/9609218, hep-ph/9606434, hep-ph/9604216, hep-ph/9512435, hep-ph/9512400,
hep-ph/9512258, hep-ph/9511304, hep-ph/9510279, hep-ph/9509434, hep-
th/9506092, hep-th/9502017, hep-ph/9411222, hep-th/9409106, hep-th/9409032,
hep-th/9409003, hep-ph/9210218
kievarwe.tex; 12/03/2001; 3:49; p.491